Council Regulation (EU) 2022/2474 of 16 December 2022 amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine
Date: 2022-12-16
Institutions: Council of the European Union
Subjects: EU restrictive measure, Russia, Russo-Ukrainian issue, Ukraine, economic sanctions, international sanctions, legal person, natural person, territorial dispute, territorial law, trade restriction




LI2022322EN.01000101.xml










16.12.2022   


EN


Official Journal of the European Union


LI 322/1








            COUNCIL REGULATION (EU) 2022/2474
of 16 December 2022
         
amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine


THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof,


Having regard to Council Decision (CFSP) 2022/2478 of 16 December 2022 amending Decision 2014/512/CFSP concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (1),


Having regard to the joint proposal of the High Representative of the Union for Foreign Affairs and Security Policy and of the European Commission,

Whereas:







(1)


On 31 July 2014, the Council adopted Regulation (EU) No 833/2014 (2).












(2)


Regulation (EU) No 833/2014 gives effect to certain measures provided for in Council Decision 2014/512/CFSP (3).












(3)


On 16 December 2022 the Council adopted Decision (CFSP) 2022/2478 amending Decision 2014/512/CFSP.












(4)


It is appropriate to extend the list of restricted items which might contribute to Russia’s military and technological enhancement or the development of its defence and security sector, by adding drone engines, further chemical and biological equipment, riot control agents and electronic components.












(5)


Decision (CFSP) 2022/2478 expands the list of entities connected to Russia’s military and industrial complex, on whom tighter export restrictions regarding dual-use goods and technology as well as goods and technology which might contribute to the technological enhancement of Russia’s defence and security sector are imposed by adding 168 new entities. In view of the concrete risk that certain goods or technology are redirected from Crimea or Sevastopol to the Russian Federation, it is also appropriate to include certain Russian-controlled entities based in Crimea or Sevastopol in this list of end-users. This inclusion does not affect the fact that the Union does not recognise and continues to strongly condemn the illegal annexation of Crimea and Sevastopol by the Russian Federation.












(6)


Decision (CFSP) 2022/2478 extends the suspension of the broadcasting licences in the Union of Russian media outlets under the permanent control of the Russian leadership, and the prohibition against broadcasting their content.












(7)


The Russian Federation has engaged in a systematic, international campaign of media manipulation and distortion of facts in order to enhance its strategy of destabilisation of its neighbouring countries and of the Union and its Member States. In particular, the propaganda has repeatedly and consistently targeted European political parties, especially during election periods, as well as civil society, asylum seekers, Russian ethnic minorities, gender minorities, and the functioning of democratic institutions in the Union and its Member States.












(8)


In order to justify and support its aggression against Ukraine, the Russian Federation has engaged in continuous and concerted propaganda actions targeted at civil society in the Union and neighbouring countries, gravely distorting and manipulating facts.












(9)


Those propaganda actions have been channelled through a number of media outlets under the permanent direct or indirect control of the leadership of the Russian Federation. Such actions constitute a significant and direct threat to the Union’s public order and security. Those media outlets are essential and instrumental in bringing forward and supporting the aggression against Ukraine, and for the destabilisation of its neighbouring countries.












(10)


In view of the gravity of the situation, and in response to Russia’s actions destabilising the situation in Ukraine, it is necessary, consistent with the fundamental rights and freedoms recognised in the Charter of Fundamental Rights, in particular with the right to freedom of expression and information as recognised in Article 11 thereof, to introduce further restrictive measures to suspend the broadcasting activities of such media outlets in the Union, or directed at the Union. The measures should be maintained until the aggression against Ukraine is put to an end, and until the Russian Federation, and its associated media outlets, cease to conduct propaganda actions against the Union and its Member States.












(11)


Consistent with the fundamental rights and freedoms recognised in the Charter of Fundamental Rights, in particular with the right to freedom of expression and information, the freedom to conduct a business and the right to property as recognised in Articles 11, 16 and 17 thereof, those measures do not prevent the media outlets and their staff from carrying out activities in the Union other than broadcasting, such as research and interviews. In particular, those measures do not modify the obligation to respect the rights, freedoms and principles referred to in Article 6 of the Treaty on European Union, including in the Charter of Fundamental Rights, and in Member States’ constitutions, within their respective fields of application.












(12)


In order to ensure consistency with the process in Decision 2014/512/CFSP for suspending broadcasting licences, the Council should exercise implementing powers to decide, following an examination of the respective cases, whether the restrictive measures are to become applicable, on the date specified in this Regulation, in respect of several entities listed in Annex XV to this Regulation.












(13)


Decision (CFSP) 2022/2478 furthers the already existing prohibition targeting new investments in the Russian energy sector by additionally prohibiting new investments in the Russian mining sector, with the exception of mining and quarrying activities involving certain critical raw materials.












(14)


It is appropriate to expand the export ban covering goods and technology suited for use in aviation and the space industry to include aircraft engines and their parts. This prohibition as well as the prohibition to land, take off from, or overfly the territory of the Union applies to both manned and unmanned aircrafts. In addition, Decision (CFSP) 2022/2478 introduces a derogation allowing the provision of technical assistance related to the use of goods and technology suited for use in aviation or the space industry, when this is necessary to avoid collision between satellites, or their unintended re-entry into the atmosphere. Moreover, it introduces a possibility for the national competent authorities to grant derogations to allow for certain aviation goods, which are also widely used in the medical field, to be exported for medical, pharmaceutical and humanitarian purposes.












(15)


It is also appropriate to extend the list of goods which could contribute to the enhancement of Russian industrial capacities by including such items as generators, toy drones, laptops, hard drives, IT components, night-vision and radio-navigation equipment, cameras and lenses.












(16)


Decision (CFSP) 2022/2478 extends for an additional six months the exemption applicable to the imports of methanol originating in or exported from Russia.












(17)


Regulation (EU) No 833/2014 contains a prohibition to import crude oil from Russia, whether by pipeline or via maritime transport. Regulation (EU) No 833/2014 also provides for temporary derogations for imports by pipeline, and for seaborne import for Bulgaria. Those derogations were exclusively meant to ensure the security of supply of the Member States, while maintaining a level playing field among them. It is thus appropriate to clarify that, as is the case for the Member States importing Russian crude oil by pipeline, Bulgaria cannot sell petroleum products obtained from Russian crude oil imported on the basis of that derogation to buyers located in other Member States or in third countries. Bunkering or refuelling of a vehicle or aircraft in the Member States which benefit from those derogations does not fall under that prohibition.












(18)


In a spirit of solidarity with Ukraine, Decision (CFSP) 2022/2478 nevertheless allows Hungary, Slovakia and Bulgaria to export to Ukraine certain refined petroleum products obtained from Russian crude oil imported on the basis of the derogations in question, including, when necessary, by transiting through other Member States.












(19)


Decision (CFSP) 2022/2478 also allows Bulgaria to export to third countries certain refined petroleum products obtained from Russian crude oil imported on the basis of the derogations in question. This is necessary in order to mitigate environmental and safety risks since such products cannot be stored safely in Bulgaria. Annual exports should not exceed the average annual exports for such products over the past five years.












(20)


It is appropriate to exclude natural gas condensates produced in liquefied natural gas (LNG) production plants from the restrictions set out in Articles 3m and 3n, in order to ensure the security of the liquefied natural gas supply. In order to avoid circumvention and ensure that restricted natural gas condensate products under Articles 3m and 3n are not purchased, imported or transported into the Union or to third countries, it is appropriate to introduce a reporting obligation for the operators engaged in transactions concerning natural gas condensate from LNG productions plants.












(21)


Decision (CFSP) 2022/2478 adds the Russian Regional Development Bank to the list of Russian State-owned or controlled entities that are subject to the transaction ban.












(22)


Decision (CFSP) 2022/2478 bans Union nationals from holding any posts on the governing bodies of all Russian State-owned or controlled legal persons, entities or bodies that are established in Russia. It also provides for the possibility for competent authorities to grant an authorisation to their nationals for holding such posts in existing joint ventures or similar legal arrangements as well as EU subsidiaries established in Russia, and when the holding of such a post is necessary for ensuring critical energy supply, or when the legal person, entity or body is involved in the transit through Russia of oil originating in a third country and the holding of such a post is intended for operations which are not otherwise prohibited.












(23)


Decision (CFSP) 2022/2478 extends the duration of the exemption from the prohibition to enter into any transactions with certain Russian state-owned entities if such a transaction is strictly necessary for the wind-down of a joint venture or similar legal arrangement. It also introduces the possibility for national competent authorities to authorise transactions, which are necessary for the divestment and withdrawal of those Russian state-owned entities from EU companies.












(24)


In order to facilitate divestment from the Russian market by Union operators, Decision (CFSP) 2022/2478 introduces a temporary derogation from the import and export prohibitions contained in Regulation (EU) No 833/2014. To facilitate an expeditious exit from the Russian market, this derogation is temporary and limited in scope, enabling the sale, supply or transfer of such goods, or their import into the Union, until 30 September 2023 and applies only to those goods that were already physically located in Russia at the time when the relevant prohibitions entered into force. Additionally, national authorities should ensure that the prohibited goods remaining in Russia as a result of divestment do not benefit military end-users or have a military-end use.












(25)


It is appropriate to align the Member States’ reporting obligation on deposits exceeding EUR 100 000 from legal persons, entities or bodies established in third countries and majority-owned by Russian nationals or natural persons residing in Russia, with the similar obligations that already exist for the other types of deposits.












(26)


Furthermore, Decision (CFSP) 2022/2478 extends the existing prohibition on the provision of certain services to the Russian Federation and to legal persons, entities or bodies established in Russia by banning the provision of advertising, market research and public opinion polling services, as well as product testing and technical inspection services. In line with the Central Products Classification as set out in Statistical Office of the United Nations, Statistical Papers, Series M, No 77, CPC prov., 1991, ‘Market research and public opinion polling services’ covers market research services and public opinion polling services. ‘Technical testing and analysis services’ covers composition and purity testing and analysis services, testing and analysis services of physical properties, testing and analysis services of integrated mechanical and electrical systems, technical inspection services, as well as other technical testing and analysis services. The provision of technical assistance related to goods exported to Russia remains allowed, provided that the sale, supply, transfer or export of such goods is not prohibited under this Regulation at the time at which such technical assistance is provided. ‘Advertising services’ covers the sale or leasing services of advertising space or time and the planning, creating and placement services of advertising, as well as other advertising services.












(27)


Decision (CFSP) 2022/2478 further clarifies and amends the exemptions to the import ban on steel products that either originate in Russia or have been exported from Russia.












(28)


Finally, Decision (CFSP) 2022/2478 makes certain technical corrections in the operative text.












(29)


Those measures fall within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary.












(30)


Regulation (EU) No 833/2014 should therefore be amended accordingly,





HAS ADOPTED THIS REGULATION:



Article 1
Regulation (EU) No 833/2014 is amended as follows:






(1)


in Article 1, the following point is added:






‘(x)


“mining and quarrying sector” means a sector covering the location, extraction, management and processing activities relating to non-energy producing materials;’;














(2)


Article 3a is replaced by the following:

‘Article 3a

1.   It shall be prohibited to:






(a)


acquire any new or extend any existing participation in any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the energy sector in Russia;










(b)


grant or be part of any arrangement to grant any new loan or credit or otherwise provide financing, including equity capital, to any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the energy sector in Russia, or for the documented purpose of financing such a legal person, entity or body;










(c)


create any new joint venture with any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the energy sector in Russia;










(d)


provide investment services directly related to the activities referred to in points (a), (b) and (c).






2.   It shall be prohibited to:






(a)


acquire any new or extend any existing participation in any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the mining and quarrying sector in Russia;










(b)


grant or be part of any arrangement to grant any new loan or credit or otherwise provide financing, including equity capital, to any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the mining and quarrying sector in Russia, or for the documented purpose of financing such a legal person, entity or body;










(c)


create any new joint venture with any legal person, entity or body incorporated or constituted under the law of Russia or any other third country and operating in the mining and quarrying sector in Russia;










(d)


provide investment services directly related to the activities referred to in points (a), (b) and (c).






3.   By way of derogation from paragraph 1, the competent authorities may authorise, under such conditions as they deem appropriate, any activity referred to in paragraph 1 after having determined that:






(a)


it is necessary to ensure critical energy supply within the Union, as well as the transport of natural gas and oil, including refined petroleum products, unless prohibited under Article 3m or 3n, from or through Russia into the Union; or










(b)


it exclusively concerns a legal person, entity or body operating in the energy sector in Russia owned by a legal person, entity or body which is incorporated or constituted under the law of a Member State.






4.   The Member State or Member States concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 3 within two weeks of the authorisation.


5.   The prohibition in paragraph 2 shall not apply to mining and quarrying activities that yield their highest value from, or have as their primary objective, the production of any of the materials listed in Annex XXX.’;












(3)


Article 3c is amended as follows:






(a)


the following paragraph is inserted:

‘5b.   With regard to the goods listed in Part C of Annex XI, the prohibitions in paragraphs 1 and 4 shall not apply to the execution until 16 January 2023 of contracts concluded before 17 December 2022, or of ancillary contracts necessary for the execution of such contracts.’;











(b)


the following paragraphs are inserted:

‘6b.   By way of derogation from paragraph 4, the competent authorities may authorise, under such conditions as they deem appropriate, the provision of technical assistance, related to the use of the goods and technology referred to in paragraph 1, after having determined that the provision of such technical assistance is necessary for avoiding collision between satellites, or their unintended re-entry into the atmosphere.


6c.   By way of derogation from paragraphs 1 and 4, the competent authorities may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export of the goods falling under CN codes 8517 71 00, 8517 79 00 and 9026 00 00 listed in Part B of Annex XI, or related technical assistance, brokering services, financing or financial assistance, after having determined that it is necessary for medical or pharmaceutical purposes, or for humanitarian purposes, such as delivering or facilitating the delivery of assistance, including medical supplies, food, or the transfer of humanitarian workers and related assistance or for evacuations.
When deciding on requests for authorisations for medical, pharmaceutical or humanitarian purposes in accordance with this paragraph, the national competent authorities shall not grant an authorisation for exports to any natural or legal person, entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the goods might have a military end-use.’;















(4)


in Article 3ea, paragraph 6 is replaced by the following:

‘6.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 5, 5a and 5b within two weeks of the authorisation.’;











(5)


Article 3g is amended as follows:






(a)


paragraph 1, point (d), is replaced by the following:






‘(d)


to import or purchase, as from 30 September 2023, directly or indirectly, iron and steel products as listed in Annex XVII when processed in a third country incorporating iron and steel products originating in Russia as listed in Annex XVII; with regard to products listed in Annex XVII processed in a third country incorporating steel products originating in Russia of CN code 7207 11 or 7207 12 10 or 7224 90, this prohibition shall apply as of 1 April 2024 for CN code 7207 11 and as of 1 October 2024 for CN codes 7207 12 10 and 7224 90;’














(b)


paragraph 3 is replaced by the following:

‘3.   With regard to the goods listed in Part B of Annex XVII that are not listed in Part A of that Annex, and without prejudice to paragraph 4, the prohibitions in paragraph 1 shall not apply to the execution until 8 January 2023 of contracts concluded before 7 October 2022, or of ancillary contracts necessary for the execution of such contracts. This provision does not apply to goods falling under CN codes 7207 11, 7207 12 10 and 7224 90, for which the paragraphs 4, 5 and 5a apply.’











(c)


the following paragraph is inserted:

‘5a.   The prohibitions in paragraph 1 shall not apply to the import, purchase or transport, or related technical or financial assistance, of the following quantities of the goods falling under CN code 7224 90:






(a)


147 007 metric tonnes between 17 December 2022 and 31 December 2023;










(b)


110 255 metric tonnes between 1 January 2024 and 30 September 2024.’















(d)


paragraph 6 is replaced by the following:

‘6.   The import volume quotas set out in paragraphs 4, 5 and 5a shall be managed by the Commission and the Member States in accordance with the management system for tariff-rate quotas provided for in Articles 49 to 54 of Commission Implementing Regulation (EU) 2015/2447 (*1).


(*1)  Commission Implementing Regulation (EU) 2015/2447 of 24 November 2015 laying down detailed rules for implementing certain provisions of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code (OJ L 343, 29.12.2015, p. 558).’;"
                        














(6)


Article 3i is amended as follows:






(a)


paragraph 3b is replaced by the following:

‘3b.   With regard to the goods listed in Part B of Annex XXI, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 8 January 2023 of contracts concluded before 7 October 2022, or of ancillary contracts necessary for the execution of such contracts.
This provision does not apply to goods falling under CN code 2905 11 as listed in Part B of Annex XXI, for which paragraph 3ba applies.’;











(b)


the following paragraph is inserted:

‘3ba.   With regard to goods falling under CN code 2905 11 as listed in Part B of Annex XXI, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 18 June 2023 of contracts concluded before 7 October 2022, or of ancillary contracts necessary for the execution of such contracts.’;















(7)


Article 3k is amended as follows:






(a)


paragraph 3 is replaced by the following:

‘3.   With regard to the goods listed in Part A of Annex XXIII, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 10 July 2022 of contracts concluded before 9 April 2022, or of ancillary contracts necessary for the execution of such contracts.’;











(b)


paragraph 3a is replaced by the following:

‘3a.   With regard to the goods falling under CN codes 2701, 2702, 2703 and 2704 as listed in Part A of Annex XXIII, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 8 January 2023 of contracts concluded before 7 October 2022, or of ancillary contracts necessary for the execution of such contracts.’;











(c)


the following paragraph is inserted:

‘3b.   With regard to the goods listed in Part B of Annex XXIII, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 16 January 2023 of contracts concluded before 17 December 2022, or of ancillary contracts necessary for the execution of such contracts.’;











(d)


the following paragraph is inserted:

‘5a.   The competent authorities of the Member States may authorise, under the conditions they deem appropriate, the sale, supply, transfer or export of the goods falling under CN codes 8417 20, 8419 81 80 and 8438 10 10, or the provision of related technical or financial assistance, after having determined that such goods or the provision of related technical or financial assistance are necessary for personal household use of natural persons.’;











(e)


paragraph 6 is replaced by the following:

‘6.   When deciding on requests for authorisations referred to in paragraphs 5 and 5a, the competent authorities shall not grant an authorisation for exports to any natural or legal person, entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the goods might have a military end-use.’;















(8)


Article 3m is amended as follows:






(a)


in paragraph 7, the following sub-paragraphs are added:

                                          ‘As from 5 February 2023, it shall be prohibited to transfer or transport petroleum products falling under CN 2710 which are obtained from crude oil imported on the basis of a derogation granted by the Bulgarian competent authority under paragraph 5, to other Member States or to third countries, or to sell such petroleum products to purchasers in other Member States or in third countries.
By way of derogation from the prohibition set out in the second subparagraph, the competent authorities of Bulgaria may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export to Ukraine of certain petroleum products as listed in Annex XXXI which are obtained from crude oil imported under paragraph 5, after having determined that:






(a)


the products are intended for exclusive use in Ukraine;










(b)


such sale, supply, transfer or export is not meant to circumvent the prohibitions in the second subparagraph.




By way of derogation from the prohibition set out in the second subparagraph, the competent authorities of Bulgaria may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export to any third country of certain petroleum products as listed in Annex XXXII which are obtained from crude oil imported under paragraph 5, within the export volume quotas mentioned in that Annex, after having determined that:






(a)


the products cannot be stored in Bulgaria due to environmental and safety risks;










(b)


such sale, supply, transfer or export is not meant to circumvent the prohibitions in the second subparagraph.




Bulgaria shall inform the other Member States and the Commission of any authorisations granted under this paragraph within two weeks of the authorisation.’;










(b)


in paragraph 8, the following subparagraphs are added:

                                          ‘As of 5 February 2023, by way of derogation from the prohibitions referred to in the third subparagraph, the competent authorities of Hungary and Slovakia may authorise, under such conditions as they deem appropriate, the sale, supply, transfer or export to Ukraine of certain petroleum products as listed in Annex XXXI which are obtained from crude oil imported under paragraph 3(d), after having determined that:






(a)


the products are intended for exclusive use in Ukraine;










(b)


such sale, supply, transfer or export is not meant to circumvent the prohibitions in the third subparagraph.




The Member State concerned shall inform the other Member States and the Commission of any authorisations granted under this paragraph within two weeks of the authorisation.’;










(c)


the following paragraphs are added:

‘11.   Natural and legal persons, entities and bodies shall inform within two weeks the competent authority of the Member State where they are resident, located, established or incorporated, of all transactions for the purchase, import or transfer into the Union of natural gas condensates of subheading CN 2709 00 10 from liquefied natural gas production plants, originating in or exported from Russia. The reporting shall include information on volumes.
The Member State concerned shall provide the other Member States and the Commission with the information received under the previous subparagraph.


12.   Based on the information received under paragraph 11, the Commission shall review the functioning of the measures concerning natural gas condensates of subheading CN 2709 00 10 from liquefied natural gas production plants, originating in or exported from Russia, no later than 18 June 2023.’;















(9)


in Article 3n, the following paragraphs are added:

‘12.   Natural and legal persons, entities and bodies shall inform within two weeks the competent authority of the Member State where they are resident, located, established or incorporated, of all transactions for the purchase or transfer into third countries of natural gas condensates of subheading CN 2709 00 10 from liquefied natural gas production plants, originating in or exported from Russia. The reporting shall include information on volumes.
The Member State concerned shall provide the other Member States and the Commission with the information received under the previous subparagraph.


13.   Based on the information received under paragraph 12, the Commission shall review the functioning of the measures concerning natural gas condensates of subheading CN 2709 00 10 from liquefied natural gas production plants, originating in or exported from Russia, no later than 18 June 2023.’;











(10)


in Article 5, paragraph 5 is replaced by the following:

‘5.   It shall be prohibited to list and provide services for, as of 12 April 2022, and to admit to trading as of 29 January 2023, on trading venues registered or recognised in the Union, the transferable securities of any legal person, entity or body established in Russia and with over 50 % public ownership.’;











(11)


Article 5aa is amended as follows:






(a)


the following paragraphs are inserted:

‘1b.   It shall be prohibited as from 16 January 2023 to hold any posts in the governing bodies of:






(a)


a legal person, entity or body established in Russia, which is publicly controlled or with over 50 % public ownership, or in which Russia, its Government or Central Bank has the right to participate in profits or with which Russia, its Government or Central Bank has other substantial economic relationship;










(b)


a legal person, entity or body established in Russia whose proprietary rights are directly or indirectly owned for more than 50 % by an entity referred to in point (a) of this paragraph; or










(c)


a legal person, entity or body established in Russia and acting on behalf or at the direction of an entity referred to in point (a) or (b) of this paragraph.
This prohibition shall not apply to any legal person, entity or body referred to in paragraph 1, for which paragraph 1a applies.






1c.   By way of derogation from paragraph 1b, the competent authorities may authorise the holding of a post in the governing body of a legal person, entity or body referred to in paragraph 1b, after having determined that the legal person, entity or body is:






(a)


a joint venture or similar legal arrangement involving a legal person, entity or body referred to in paragraph 1b and concluded by a legal person, entity or body which is incorporated or constituted under the law of a Member State before 17 December 2022; or










(b)


a legal person, entity or body referred to in paragraph 1b which was established in Russia before 17 December 2022 and which is owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State.






1d.   By way of derogation from paragraph 1b, the competent authorities may authorise the holding of a post in the governing body of a legal person, entity or body referred to in paragraph 1b, after having determined that the holding of such a post is necessary for ensuring critical energy supply.


1e.   By way of derogation from paragraph 1b, the competent authorities may authorise the holding of a post in the governing body of a legal person, entity or body referred to in paragraph 1b, after having determined that the legal person, entity or body is involved in the transit through Russia of oil originating in a third country and that the holding of such a post is intended for operations which are not prohibited under Articles 3m and 3n.’;











(b)


the following paragraphs are inserted:

‘2d.   The prohibition in paragraph 1 shall not apply to the execution until 18 March 2023 of contracts concluded with a legal person, entity or body referred to in Part C of Annex XIX before 17 December 2022, or of ancillary contracts necessary for the execution of such contracts.


2e.   The prohibition in paragraph 1 shall not apply to the reception of payments due by the legal persons, entities or bodies referred to in Part C of Annex XIX pursuant to contracts performed before 18 March 2023.’;











(c)


paragraph 3, point (d) is replaced by the following:






‘(d)


transactions, including sales, which are strictly necessary for the wind-down, by 30 June 2023, of a joint venture or similar legal arrangement concluded before 16 March 2022, involving a legal person, entity or body referred to in paragraph 1;’;














(d)


the following paragraph is inserted:

‘3a.   By way of derogation from paragraph 1, the competent authorities may authorise, under such conditions as they deem appropriate, transactions which, are strictly necessary for the divestment and withdrawal by 30 June 2023, of the entities mentioned in paragraph 1 or their subsidiaries in the Union from a legal person, entity or body established in the Union.’;











(e)


the following paragraph is added:

‘5.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 1c, 1d, 1e and 3a within two weeks of the authorisation.’;















(12)


in Article 5g, paragraph 1, the following point is inserted:






‘(aa)


supply to the national competent authority of the Member State where they are located or to the Commission by no later than 27 May 2023 a list of deposits exceeding 100 000 EUR held by a legal person, entity or body established outside the Union and whose proprietary rights are directly or indirectly owned for more than 50 % by Russian nationals or natural persons residing in Russia. They shall provide updates regarding the amounts of such deposits every 12 months.’;














(13)


Article 5n is replaced by the following:

‘Article 5n

1.   It shall be prohibited to provide, directly or indirectly, accounting, auditing, including statutory audit, bookkeeping or tax consulting services, or business and management consulting or public relations services to:






(a)


the Government of Russia; or










(b)


legal persons, entities or bodies established in Russia.






2.   It shall be prohibited to provide, directly or indirectly, architectural and engineering services, legal advisory services and IT consultancy services to:






(a)


the Government of Russia; or










(b)


legal persons, entities or bodies established in Russia.






2a.   It shall be prohibited to provide market research and public opinion polling services, technical testing and analysis services and advertising services to:






(a)


the Government of Russia; or










(b)


legal persons, entities or bodies established in Russia.






3.   Paragraph 1 shall not apply to the provision of services that are strictly necessary for the termination by 5 July 2022 of contracts which are not compliant with this Article concluded before 4 June 2022, or of ancillary contracts necessary for the execution of such contracts.


4.   Paragraph 2 shall not apply to the provision of services that are strictly necessary for the termination by 8 January 2023 of contracts which are not compliant with this Article concluded before 7 October 2022, or of ancillary contracts necessary for the execution of such contracts.


4a.   Paragraph 2a shall not apply to the provision of services that are strictly necessary for the termination by 16 January 2023 of contracts which are not compliant with this Article concluded before 17 December 2022, or of ancillary contracts necessary for the execution of such contracts.


5.   Paragraphs 1 and 2 shall not apply to the provision of services that are strictly necessary for the exercise of the right of defence in judicial proceedings and the right to an effective legal remedy.


6.   Paragraphs 1 and 2 shall not apply to the provision of services which are strictly necessary to ensure access to judicial, administrative or arbitral proceedings in a Member State, as well as for the recognition or enforcement of a judgment or an arbitration award rendered in a Member State, provided that such provision of services is consistent with the objectives of this Regulation and Regulation (EU) No 269/2014.


7.   Paragraphs 1, 2 and 2a shall not apply to the provision of services intended for the exclusive use of legal persons, entities or bodies established in Russia that are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State, a country member of the European Economic Area, Switzerland or a partner country as listed in Annex VIII.


8.   Paragraphs 2 and 2a shall not apply to the provision of services necessary for public health emergencies, the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health and safety or the environment, or as a response to natural disasters.


9.   Paragraph 2 shall not apply to the provision of services necessary for software updates for non-military use and for a non-military end user, permitted by Articles 2(3)(d) and 2a(3)(d) in relation to goods listed in Annex VII.


10.   By way of derogation from paragraphs 1, 2 and 2a the competent authorities may authorise the services referred to therein, under such conditions as they deem appropriate, after having determined that this is necessary for:






(a)


humanitarian purposes, such as delivering or facilitating the delivery of assistance, including medical supplies, food, or the transfer of humanitarian workers and related assistance, or for evacuations;










(b)


civil society activities that directly promote democracy, human rights or the rule of law in Russia;










(c)


the functioning of diplomatic and consular representations of the Union and of the Member States or partner countries in Russia, including delegations, embassies and missions, or international organisations in Russia enjoying immunities in accordance with international law;










(d)


ensuring critical energy supply within the Union and the purchase, import or transport into the Union of titanium, aluminium, copper, nickel, palladium and iron ore;










(e)


ensuring the continuous operation of infrastructures, hardware and software which are critical for human health and safety, or the safety of the environment;










(f)


the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development; or










(g)


the provision of electronic communication services by Union telecommunication operators necessary for the operation, maintenance and security, including cybersecurity, of electronic communication services, in Russia, in Ukraine, in the Union, between Russia and the Union, and between Ukraine and the Union, and for data centre services in the Union.






11.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 10 within two weeks of the authorisation.’;












(14)


the following Articles are inserted:

‘Article 12b

1.   By way of derogation from Articles 2, 2a, 3, 3b, 3c, 3f, 3 h and 3 k, the competent authorities may authorise the sale, supply or transfer of goods and technologies listed in Annexes II, VII, X, XI, XVI, XVIII, XX and XXIII, as well as in Annex I to Regulation (EU) 2021/821 until 30 September 2023, where such sale, supply or transfer is strictly necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the following conditions are fulfilled:






(a)


the goods and technologies are owned by a national of a Member State or by a legal person, entity or body which is incorporated or constituted under the law of a Member State or by legal persons, entities or bodies established in Russia that are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State; and










(b)


the competent authorities deciding on requests for authorisations have no reasonable grounds to believe that the goods might be for a military end-user or have a military end-use in Russia; and










(c)


the concerned goods and technologies were physically located in Russia before the relevant prohibitions in Articles 2, 2a, 3, 3b, 3c, 3f, 3h or 3k entered into force in respect of those goods and technologies.






2.   By way of derogation from Articles 3g and 3i, the competent authorities may authorise the import or transfer of goods listed in Annexes XVII and XXI until 30 September 2023, where such import or transfer is strictly necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the following conditions are fulfilled:






(a)


the goods are owned by a national of a Member State or by a legal person, entity or body which is incorporated or constituted under the law of a Member State or by legal persons, entities or bodies established in Russia that are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State; and










(b)


the concerned goods were physically located in Russia before the relevant prohibitions in Articles 3g and 3i entered into force in respect of those goods.






3.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 1 and 2 within two weeks of the authorisation.


4.   All authorisations referred to in paragraph 1 with respect to goods and technologies listed in Annex VII as well as in Annex I to Regulation (EU) 2021/821 shall be issued by electronic means, whenever possible, on forms containing at least all the elements of, and in the order provided for in, the model C set out in Annex IX.



Article 12c

1.   The competent authorities shall exchange information with the other Member States and the Commission on authorisations granted pursuant to paragraph 1 of Article 12b in relation to goods and technologies listed in Annex VII as well as in Annex I to Regulation (EU) 2021/821. The exchange of information shall be carried out using the electronic system provided pursuant to Article 23(6) of Regulation (EU) 2021/821.


2.   Information received as a result of the application of this Article shall be used only for the purpose for which it was requested, including the exchanges mentioned in paragraph 4 of Article 2d.


3.   Member States and the Commission shall ensure the protection of confidential information acquired in the application of this Article in accordance with Union law and the respective national law.


4.   Member States and the Commission shall ensure that classified information provided or exchanged under this Article is not downgraded or declassified without the prior written consent of the originator.’;












(15)


Annex IV is amended in accordance with Annex I to this Regulation;










(16)


Annex VII is amended in accordance with Annex II to this Regulation;










(17)


Annex IX is amended in accordance with Annex III to this Regulation;










(18)


Annex XI is amended in accordance with Annex IV to this Regulation;










(19)


Annex XV is amended in accordance with Annex V to this Regulation;
Point 19 shall apply in respect of one or several of the entities referred to in Annex V to this Regulation as from 1 February 2023 and provided that the Council, having examined the respective cases, so decides by implementing act.










(20)


Annex XVII is amended in accordance with Annex VI to this Regulation;










(21)


Annex XIX is amended in accordance with Annex VII to this Regulation;










(22)


Annex XXIII is amended in accordance with Annex VIII to this Regulation;










(23)


Annex XXV is amended in accordance with Annex IX to this Regulation;










(24)


Annex XXX is added in accordance with Annex X to this Regulation;










(25)


Annex XXXI is added in accordance with Annex XI to this Regulation;










(26)


Annex XXXII is added in accordance with Annex XII to this Regulation.






Article 2
This Regulation shall enter into force on the day following its publication in the Official Journal of the European Union.




This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 16 December 2022.


For the Council


The President

M. BEK
            





(1)  
            OJ L 322 I, 16.12.2022.

(2)  Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (OJ L 229, 31.7.2014, p. 1).

(3)  Council Decision 2014/512/CFSP of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (OJ L 229, 31.7.2014, p. 13).




ANNEX I
Annex IV to Regulation (EU) No 833/2014, is replaced by the following:



‘ANNEX IV
List of natural or legal persons, entities or bodies, referred to in Article 2(7), 2a(7) and 2b(1)





JSC Sirius









OJSC Stankoinstrument









OAO JSC Chemcomposite









JSC Kalashnikov









JSC Tula Arms Plant









NPK Technologii Maschinostrojenija









OAO Wysokototschnye Kompleksi









OAO Almaz Antey









OAO NPO Bazalt









Admiralty Shipyard JSC









Aleksandrov Scientific Research Technological Institute NITI









Argut OOO









Communication Center of the Ministry of Defense









Federal Research Center Boreskov Institute of Catalysis









Federal State Budgetary Enterprise of the Administration of the President of Russia









Federal State Budgetary Enterprise Special Flight Unit Rossiya of the Administration of the President of Russia









Federal State Unitary Enterprise Dukhov Automatics Research Institute (VNIIA)









Foreign Intelligence Service (SVR)









Forensic Center of Nizhniy Novgorod Region Main Directorate of the Ministry of Interior Affairs









International Center for Quantum Optics and Quantum Technologies (the Russian Quantum Center)









Irkut Corporation









Irkut Research and Production Corporation Public Joint Stock Company









Joint Stock Company Scientific Research Institute of Computing Machinery









JSC Central Research Institute of Machine Building (JSC TsNIIMash)









JSC Kazan Helicopter Plant Repair Service









JSC Shipyard Zaliv (Zaliv Shipbuilding Yard)









JSC Rocket and Space Centre – Progress









Kamensk-Uralsky Metallurgical Works J.S. Co.









Kazan Helicopter Plant PJSC









Komsomolsk-na-Amur Aviation Production Organization (KNAAPO)









Ministry of Defence RF









Moscow Institute of Physics and Technology









NPO High Precision Systems JSC









NPO Splav JSC









OPK Oboronprom









PJSC Beriev Aircraft Company









PJSC Irkut Corporation









PJSC Kazan Helicopters









POLYUS Research Institute of M.F. Stelmakh Joint Stock Company









Promtech-Dubna, JSC









Public Joint Stock Company United Aircraft Corporation









Radiotechnical and Information Systems (RTI) Concern









Rapart Services LLC; Rosoboronexport OJSC (ROE)









Rostec (Russian Technologies State Corporation)









Rostekh – Azimuth









Russian Aircraft Corporation MiG









Russian Helicopters JSC









SP KVANT (Sovmestnoe Predpriyatie Kvantovye Tekhnologii)









Sukhoi Aviation JSC









Sukhoi Civil Aircraft









Tactical Missiles Corporation JSC









Tupolev JSC









UEC-Saturn









United Aircraft Corporation









JSC AeroKompozit









United Engine Corporation









UEC-Aviadvigatel JSC









United Instrument Manufacturing Corporation









United Shipbuilding Corporation









JSC PO Sevmash









Krasnoye Sormovo Shipyard









Severnaya Shipyard









Shipyard Yantar









UralVagonZavod









Baikal Electronics









Center for Technological Competencies in Radiophtonics









Central Research and Development Institute Tsiklon









Crocus Nano Electronics









Dalzavod Ship-Repair Center









Elara









Electronic Computing and Information Systems









ELPROM









Engineering Center Ltd.









Forss Technology Ltd.









Integral SPB









JSC Element









JSC Pella-Mash









JSC Shipyard Vympel









Kranark LLC









Lev Anatolyevich Yershov (Ershov)









LLC Center









MCST Lebedev









Miass Machine-Building Factory









Microelectronic Research and Development Center Novosibirsk









MPI VOLNA









N.A. Dollezhal Order of Lenin Research and Design Institute of Power Engineering









Nerpa Shipyard









NM-Tekh









Novorossiysk Shipyard JSC









NPO Electronic Systems









NPP Istok









NTC Metrotek









OAO GosNIIkhimanalit









OAO Svetlovskoye Predpriyatiye Era









OJSC TSRY









OOO Elkomtekh (Elkomtex)









OOO Planar









OOO Sertal









Photon Pro LLC









PJSC Zvezda









Amur Shipbuilding Factory PJSC









AO Center of Shipbuilding and Ship Repairing JSC









AO Kronshtadt









Avant Space LLC









Production Association Strela









Radioavtomatika









Research Center Module









Robin Trade Limited









R. Ye. Alekseyev Central Design Bureau for Hydrofoil Ships









Rubin Sever Design Bureau









Russian Space Systems









Rybinsk Shipyard Engineering









Scientific Research Institute of Applied Chemistry









Scientific-Research Institute of Electronics









Scientific Research Institute of Hypersonic Systems









Scientific Research Institute NII Submikron









Sergey IONOV









Serniya Engineering









Severnaya Verf Shipbuilding Factory









Ship Maintenance Center Zvezdochka









State Governmental Scientific Testing Area of Aircraft Systems (GkNIPAS)









State Machine Building Design Bureau Raduga Bereznya









State Scientific Center AO GNTs RF—FEI A.I. Leypunskiy Physico-Energy Institute









State Scientific Research Institute of Machine Building Bakhirev (GosNIImash)









Tomsk Microwave and Photonic Integrated Circuits and Modules Collective Design Center









UAB Pella-Fjord









United Shipbuilding Corporation JSC “35th Shipyard”
                        









United Shipbuilding Corporation JSC “Astrakhan Shipyard”
                        









United Shipbuilding Corporation JSC “Aysberg Central Design Bureau”
                        









United Shipbuilding Corporation JSC “Baltic Shipbuilding Factory”
                        









United Shipbuilding Corporation JSC “Krasnoye Sormovo Plant OJSC”
                        









United Shipbuilding Corporation JSC SC “Zvyozdochka”
                        









United Shipbuilding Corporation “Pribaltic Shipbuilding Factory Yantar”
                        









United Shipbuilding Corporation “Scientific Research Design Technological Bureau Onega”
                        









United Shipbuilding Corporation “Sredne-Nevsky Shipyard”
                        









Ural Scientific Research Institute for Composite Materials









Urals Project Design Bureau Detal









Vega Pilot Plant









Vertikal LLC









Vladislav Vladimirovich Fedorenko









VTK Ltd









Yaroslavl Shipbuilding Factory









ZAO Elmiks-VS









ZAO Sparta









ZAO Svyaz Inzhiniring









46th TSNII Central Scientific Research Institute









Alagir Resistor Factory









All-Russian Research Institute of Optical and Physical Measurements









All-Russian Scientific-Research Institute Etalon JSC









Almaz JSC









Arzam Scientific Production Enterprise Temp Avia









Automated Procurement System for State Defense Orders, LLC









Dolgoprudniy Design Bureau of Automatics (DDBA JSC)









Electronic Computing Technology Scientific-Research Center JSC









Electrosignal JSC









Energiya JSC









Engineering Center Moselectronproekt









Etalon Scientific and Production Association









Evgeny Krayushin









Foreign Trade Association Mashpriborintorg









Ineko LLC









Informakustika JSC









Institute of High Energy Physics









Institute of Theoretical and Experimental Physics









Inteltech PJSC









ISE SO RAN Institute of High-Current Electronics









Kaluga Scientific-Research Institute of Telemechanical Devices JSC









Kulon Scientific-Research Institute JSC









Lutch Design Office JSC









Meteor Plant JSC









Moscow Communications Research Institute JSC









Moscow Order of the Red Banner of Labor Research Radio Engineering Institute JSC









NPO Elektromechaniki JSC









Omsk Production Union Irtysh JSC









Omsk Scientific-Research Institute of Instrument Engineering JSC









Optron, JSC









Pella Shipyard OJSC









Polyot Chelyabinsk Radio Plant JSC









Pskov Distance Communications Equipment Plant









Radiozavod JSC









Razryad JSC









Research Production Association Mars









Ryazan Radio-Plant









Scientific Production Center Vigstar JSC









Scientific Production Enterprise ‘Radiosviaz’
                        









Scientific Research Institute Ferrite-Domen









Scientific Research Institute of Communication Management Systems









Scientific-Production Association and Scientific-Research Institute of Radio- Components









Scientific-Production Enterprise ‘Kant’
                        









Scientific-Production Enterprise ‘Svyaz’
                        









Scientific-Production Enterprise Almaz JSC









Scientific-Production Enterprise Salyut JSC









Scientific-Production Enterprise Volna









Scientific-Production Enterprise Vostok JSC









Scientific-Research Institute “Argon”
                        









Scientific-Research Institute and Factory Platan









Scientific-Research Institute of Automated Systems and Communications Complexes Neptune JSC









Special Design and Technical Bureau for Relay Technology









Special Design Bureau Salute JSC









Tactical Missile Company, Joint Stock Company “Salute”
                        









Tactical Missile Company, Joint Stock Company ‘State Machine Building Design Bureau “Vympel’ By Name I.I.Toropov”
                        









Tactical Missile Company, Joint Stock Company “URALELEMENT”
                        









Tactical Missile Company, Joint Stock Company “Plant Dagdiesel”
                        









Tactical Missile Company, Joint Stock Company “Scientific Research Institute of Marine Heat Engineering”
                        









Tactical Missile Company, Joint Stock Company PA Strela









Tactical Missile Company, Joint Stock Company Plant Kulakov









Tactical Missile Company, Joint Stock Company Ravenstvo









Tactical Missile Company, Joint Stock Company Ravenstvo-service









Tactical Missile Company, Joint Stock Company Saratov Radio Instrument Plant









Tactical Missile Company, Joint Stock Company Severny Press









Tactical Missile Company, Joint-Stock Company “Research Center for Automated Design”
                        









Tactical Missile Company, KB Mashinostroeniya









Tactical Missile Company, NPO Electromechanics









Tactical Missile Company, NPO Lightning









Tactical Missile Company, Petrovsky Electromechanical Plant “Molot”
                        









Tactical Missile Company, PJSC MBDB “ISKRA”
                        









Tactical Missile Company, PJSC ANPP Temp Avia









Tactical Missile Company, Raduga Design Bureau









Tactical Missile Corporation, “Central Design Bureau of Automation”
                        









Tactical Missile Corporation, 711 Aircraft Repair Plant









Tactical Missile Corporation, AO GNPP “Region”
                        









Tactical Missile Corporation, AO TMKB “Soyuz”
                        









Tactical Missile Corporation, Azov Optical and Mechanical Plant









Tactical Missile Corporation, Concern “MPO – Gidropribor”
                        









Tactical Missile Corporation, Joint Stock Company “KRASNY GIDROPRESS”
                        









Tactical Missile Corporation, Joint Stock Company Avangard









Tactical Missile Corporation, Joint Stock Company Concern Granit-Electron









Tactical Missile Corporation, Joint Stock Company Elektrotyaga









Tactical Missile Corporation, Joint Stock Company GosNIIMash









Tactical Missile Corporation, RKB Globus









Tactical Missile Corporation, Smolensk Aviation Plant









Tactical Missile Corporation, TRV Engineering









Tactical Missile Corporation, Ural Design Bureau “Detal”
                        









Tactical Missile Corporation, Zvezda-Strela Limited Liability Company









Tambov Plant (TZ) “October”
                        









United Shipbuilding Corporation “Production Association Northern Machine Building Enterprise”
                        









United Shipbuilding Corporation “5th Shipyard”
                        









Federal Center for Dual-Use Technology (FTsDT) Soyuz









Turayev Machine Building Design Bureau Soyuz









Zhukovskiy Central Aerohydrodynamics Institute (TsAGI)









Rosatomflot









Lyulki Experimental-Design Bureau









Lyulki Science and Technology Center









AO Aviaagregat









Central Aerohydrodynamic Institute (TsAGI)









Closed Joint Stock Company Turborus (Turborus)









Federal Autonomous Institution Central Institute of Engine-Building N.A. P.I. Baranov; Central Institute of Aviation Motors (CIAM)









Federal State Budgetary Institution National Research Center Institute N.A. N.E. Zhukovsky (Zhukovsky National Research Institute)









Federal State Unitary Enterprise “State Scientific-Research Institute for Aviation Systems” (GosNIIAS)









Joint Stock Company 123 Aviation Repair Plant (123 ARZ)









Joint Stock Company 218 Aviation Repair Plant (218 ARZ)









Joint Stock Company 360 Aviation Repair Plant (360 ARZ)









Joint Stock Company 514 Aviation Repair Plant (514 ARZ)









Joint Stock Company 766 UPTK









Joint Stock Company Aramil Aviation Repair Plant (AARZ)









Joint Stock Company Aviaremont (Aviaremont)









Joint Stock Company Flight Research Institute N.A. M.M. Gromov (FRI Gromov)









Joint Stock Company Metallist Samara (Metallist Samara)









Joint Stock Company Moscow Machine-Building Enterprise named after V. V. Chernyshev (MMP V.V. Chernyshev)









JSC NII Steel









Joint Stock Company Remdizel









Joint Stock Company Special Industrial and Technical Base Zvezdochka (SPTB Zvezdochka)









Joint Stock Company STAR









Joint Stock Company Votkinsk Machine Building Plant









Joint Stock Company Yaroslav Radio Factory









Joint Stock Company Zlatoustovsky Machine Building Plant (JSC Zlatmash)









Limited Liability Company Center for Specialized Production OSK Propulsion (OSK Propulsion)









Lytkarino Machine-Building Plant









Moscow Aviation Institute









Moscow Institute of Thermal Technology









Omsk Motor-Manufacturing Design Bureau









Open Joint Stock Company 170 Flight Support Equipment Repair Plant (170 RZ SOP)









Open Joint Stock Company 20 Aviation Repair Plant (20 ARZ)









Open Joint Stock Company 275 Aviation Repair Plant (275 ARZ)









Open Joint Stock Company 308 Aviation Repair Plant (308 ARZ)









Open Joint Stock Company 32 Repair Plant of Flight Support Equipment (32 RZ SOP)









Open Joint Stock Company 322 Aviation Repair Plant (322 ARZ)









Open Joint Stock Company 325 Aviation Repair Plant (325 ARZ)









Open Joint Stock Company 680 Aircraft Repair Plant (680 ARZ)









Open Joint Stock Company 720 Special Flight Support Equipment Repair Plant (720 RZ SOP)









Open Joint Stock Company Volgograd Radio-Technical Equipment Plant (VZ RTO)









Public Joint Stock Company Agregat (PJSC Agregat)









Salute Gas Turbine Research and Production Center









Scientific-Production Association Vint of Zvezdochka Shipyard (SPU Vint)









Scientific Research Institute of Applied Acoustics (NIIPA)









Siberian Scientific-Research Institute of Aviation N.A. S.A. Chaplygin (SibNIA)









Software Research Institute









Subsidiary Sevastopol Naval Plant of Zvezdochka Shipyard (Sevastopol Naval Plant)









Tula Arms Plant









Russian Institute of Radio Navigation and Time









Federal Technical Regulation and Metrology Agency (Rosstandart)









Federal State Budgetary Institution of Science P.I. K.A. Valiev RAS of the Ministry of Science and Higher Education of Russia (FTIAN)









Federal State Unitary Enterprise All-Russian Research Institute of Physical, Technical and Radio Engineering Measurements (VNIIFTRI)









Institute of Physics Named After P.N. Lebedev of the Russian Academy of Sciences (LPI)









The Institute of Solid-State Physics of the Russian Academy of Sciences (ISSP)









Rzhanov Institute of Semiconductor Physics, Siberian Branch of Russian Academy of Sciences (IPP SB RAS)









UEC-Perm Engines, JSC









Ural Works of Civil Aviation, JSC









Central Design Bureau for Marine Engineering “Rubin”, JSC










                           “Aeropribor-Voskhod”, JSC









Aerospace Equipment Corporation, JSC









Central Research Institute of Automation and Hydraulics (CNIIAG), JSC









Aerospace Systems Design Bureau, JSC









Afanasyev Technomac, JSC









Ak Bars Shipbuilding Corporation, CJSC









AGAT, Gavrilov-Yaminskiy Machine-Building Plant, JSC









Almaz Central Marine Design Bureau, JSC









Joint Stock Company Eleron









AO Rubin









Branch of AO Company Sukhoi Yuri Gagarin Komsomolsk-on-Amur Aircraft Plant









Branch of PAO II – Aviastar









Branch of RSK MiG Nizhny Novgorod Aircraft-Construction Plant Sokol









Chkalov Novosibirsk Aviation Plant









Joint Stock Company All-Russian Scientific-Research Institute Gradient









Joint Stock Company Almatyevsk Radiopribor Plant (JSC AZRP)









Joint Stock Company Experimental-Design Bureau Elektroavtomatika in the name of P.A. Efimov









Joint Stock Company Industrial Controls Design Bureau









Joint Stock Company Kazan Instrument-Engineering and Design Bureau









Joint Stok Company Microtechnology









Phasotron Scientific-Research Institute of Radio-Engineering









Joint Stock Company Radiopribor









Joint Stock Company Ramensk Instrument-Engineering Bureau









Joint Stock Company Research and Production Center SAPSAN









Joint Stock Company Rychag









Joint Stock Company Scientific Production Enterprise Izmeritel









Joint Stock Company Scientific-Production Union for Radioelectronics named after V.I. Shimko









Joint Stock Company Taganrog Communications Scientific-Research Institute









Joint Stock Company Urals Instrument-Engineering Plant









Joint Stock Company Vzlet Engineering Testing Support









Joint Stock Company Zhiguli Radio Plant









Joint Stock Company Bryansk Electromechanical Plant









Public Joint Stock Company Moscow Institute of Electro-Mechanics and Automation









Public Joint Stock Company Stavropol Radio Plant Signal









Public Joint Stock Company Techpribor









Joint Stock Company Ramensky Instrument-Engineering Plant









V.V. Tarasov Avia Avtomatika









Design Bureau of Chemical Machine Building KBKhM









Far Eastern Shipbuilding and Ship Repair Center









Ilyushin Aviation Complex Branch: Myasishcheva Experimental Mechanical Engineering Plant









Institute of Marine Technology Problems Far East Branch Russian Academy of Sciences









Irkutsk Aviation Plant









Joint Stock Company Aerocomposit Ulyanovsk Plant









Joint Stock Company Experimental Design Bureau named after A.S. Yakovlev









Joint Stock Company Federal Research and Production Center Altai









Joint Stock Company “Head Special Design Bureau Prozhektor”
                        









Joint Stock Company Ilyushin Aviation Complex









Joint Stock Company Lazurit Central Design Bureau









Joint Stock Company Research and Development Enterprise Protek









Joint Stock Company SPMDB Malachite









Joint Stock Company Votkinsky Zavod









Kalyazinsky Machine Building Factory – Branch of RSK MiG









Main Directorate of Deep-Sea Research of the Ministry of Defense of the Russian Federation









NPP Start









OAO Radiofizika









P.A. Voronin Lukhovitsk Aviation Plant, branch of RSK MiG









Public Joint Stock Company Bryansk Special Design Bureau









Public Joint Stock Company Voronezh Joint Stock Aircraft Company









Radio Technical Institute named after A. L. Mints









Russian Federal Nuclear Center – All-Russian Research Institute of Experimental Physics









Shvabe JSC









Special Technological Center LLC









St. Petersburg Marine Bureau of Machine Building Malakhit









St. Petersburg Naval Design Bureau Almaz









St. Petersburg Shipbuilding Institution Krylov 45









Strategic Control Posts Corporation









V.A. Trapeznikov Institute of Control Sciences of Russian Academy of Sciences









Vladimir Design Bureau for Radio Communications OJSC









Voentelecom JSC









A.A. Kharkevich Institute for Information Transmission Problems (IITP), Russian Academy of Sciences (RAS)









Ak Bars Holding









Special Research Bureau for Automation of Marine Researches Far East Branch Russian Academy of Sciences









Systems of Biological Synthesis LLC









Borisfen, JSC









Barnaul cartridge plant, JSC









Concern Avrora Scientific and Production Association, JSC









Bryansk Automobile Plant, JSC









Burevestnik Central Research Institute, JSC









Research Institute of Space Instrumentation, JSC









Arsenal Machine-building plant, OJSC









Central Design Bureau of Automatics, JSC









Zelenodolsk Design Bureau, JSC









Zavod Elecon, JSC









VMP “Avitec”, JSC









JSC V. Tikhomirov Scientific Research Institute of Instrument Design









Tulatochmash, JSC









PJSC “I.S. Brook” INEUM









SPE “Krasnoznamenets”, JSC









SPA Pribor named after S.S. Golembiovsky, SC









SPA “Impuls”, JSC









RusBITech









ROTOR 43









Rostov optical and mechanical plant, PJSC









RATEP, JSC









PLAZ









OKB “Technika”
                        









Ocean Chips









Nudelman Precision Engineering Design Bureau









Angstrem JSC









NPCAP









Novosibirsk Plant of Artificial Fibre









Novosibirsk Cartridge Plant, JSC (alias: SIBFIRE), Новосибирский Патронный Завод









Novator DB









NIMI named after V.V. BAHIREV, JSC









NII Stali JSC









Nevskoe Design Bureau, JSC









Neva Electronica JSC









ENICS









The JSC Makeyev Design Bureau









KURGANPRIBOR, JSC






            ’
         





ANNEX II
Annex VII to Regulation (EU) No 833/2014 is replaced by the following:



‘ANNEX VII
List of goods and technology referred to in Articles 2a(1) and 2b(1)
Part A
General Notes, Acronyms and Abbreviations, and Definitions in Annex I to Regulation (EU) 2021/821 apply to this Annex, with the exception of ‘Part I - General Notes, Acronyms and Abbreviations, and Definitions, General Notes to Annex I, point 2.’.
Definitions of Terms used in the Common Military List (CML) of the European Union (2020/C 85/01) apply to this Annex.
Without prejudice to Article 12 of this Regulation, non-controlled items containing one or more components listed in this Annex are not subject to the controls under Articles 2a and 2b of this Regulation.
Without prejudice to Article 12 of this Regulation, non-controlled items containing one or more components listed in this Annex are not subject to the controls under Articles 2a and 2b of this Regulation.
Category I - Electronics








X.A.I.001


Electronic devices and components.






a.


“Microprocessor microcircuits”, “microcomputer microcircuits”, and microcontroller microcircuits having any of the following:






1.


A performance speed of 5 GigaFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more;










2.


A clock frequency rate exceeding 25 MHz; or










3.


More than one data or instruction bus or serial communication port that provides a direct external interconnection between parallel “microprocessor microcircuits” with a transfer rate of 2,5 Mbyte/s;














b.


Storage integrated circuits, as follows:






1.


Electrically erasable programmable read-only memories (EEPROMs) with a storage capacity;






a.


Exceeding 16 Mbits per package for flash memory types; or










b.


Exceeding either of the following limits for all other EEPROM types:






1.


Exceeding 1 Mbit per package; or










2.


Exceeding 256 kbit per package and a maximum access time of less than 80 ns;


















2.


Static random access memories (SRAMs) with a storage capacity:






a.


Exceeding 1 Mbit per package; or










b.


Exceeding 256 kbit per package and a maximum access time of less than 25 ns;










c.


Analogue-to-digital converters having any of the following:






1.


A resolution of 8 bit or more, but less than 12 bit, with an output rate greater than 200 Mega Samples Per Second (MSPS);










2.


A resolution of 12 bit with an output rate greater than 105 Mega Samples per Second (MSPS);










3.


A resolution of more than 12 bit but equal to or less than 14 bit with an output rate greater than 10 Mega Samples per Second (MSPS); or










4.


A resolution of more than 14 bit with an output rate greater than 2,5 Mega Samples Per Second (MSPS);














d.


Field programmable logic devices having a maximum number of single-ended digital input/outputs between 200 and 700;










e.


Fast Fourier Transform (FFT) processors having a rated execution time for a 1 024 point complex FFT of less than 1 ms;










f.


Custom integrated circuits for which the function is unknown, or the control status of the equipment in which the integrated circuits will be used is unknown to the manufacturer, having any of the following:






1.


More than 144 terminals; or










2.


A typical basic propagation delay time of less than 0,4 ns;














g.


Traveling-wave “vacuum electronic devices”, pulsed or continuous wave, as follows:






1.


Coupled cavity devices, or derivatives thereof;










2.


Devices based on helix, folded waveguide, or serpentine waveguide circuits, or derivatives thereof, having any of the following:






a.


An “instantaneous bandwidth” of half an octave or more and average power (expressed in kW) times frequency (expressed in GHz) of more than 0,2; or










b.


An “instantaneous bandwidth” of less than half an octave; and average power (expressed in kW) times frequency (expressed in GHz) of more than 0,4;


















h.


Flexible waveguides designed for use at frequencies exceeding 40 GHz;










i.


Surface acoustic wave and surface skimming (shallow bulk) acoustic wave devices, having either of the following:






1.


A carrier frequency exceeding 1 GHz; or










2.


A carrier frequency of 1 GHz or less; and






a.


A “frequency side-lobe rejection” exceeding 55 dB;










b.


A product of the maximum delay time and bandwidth (time in μs and bandwidth in MHz) of more than 100; or










c.


A dispersive delay of more than 10 μs;


Technical Note:

For the purpose of X.A.I.001.i “Frequency side-lobe rejection” is the maximum rejection value specified in data sheet.



















j.


“Cells” as follows:






1.


“Primary cells” having an “energy density” of 550 Wh/kg or less at 293 K (20°C);










2.


“Secondary cells” having an “energy density” of 350 Wh/kg or less at 293 K (20°C);


Note:

X.A.I.001.j does not control batteries, including single cell batteries.



Technical Notes:









1.




For the purpose of X.A.I.001.j energy density (Wh/kg) is calculated from the nominal voltage multiplied by the nominal capacity in ampere-hours (Ah) divided by the mass in kilograms. If the nominal capacity is not stated, energy density is calculated from the nominal voltage squared then multiplied by the discharge duration in hours divided by the discharge load in Ohms and the mass in kilograms.












2.




For the purpose of X.A.I.001.j, a “cell” is defined as an electrochemical device, which has positive and negative electrodes, and electrolyte, and is a source of electrical energy. It is the basic building block of a battery.












3.




For the purpose of X.A.I.001.j.1, a “primary cell” is a “cell” that is not designed to be charged by any other source.












4.




For the purpose of X.A.I.001.j.2, a “secondary cell” is a “cell” that is designed to be charged by an external electrical source.



















k.


“Superconductive” electromagnets or solenoids specially designed to be fully charged or discharged in less than one minute, having all of the following:


Note:

X.A.I.001.k does not control “superconductive” electromagnets or solenoids designed for Magnetic Resonance Imaging (MRI) medical equipment.








1.




Maximum energy delivered during the discharge divided by the duration of the discharge of more than 500 kJ per minute;












2.




Inner diameter of the current carrying windings of more than 250 mm; and












3.




Rated for a magnetic induction of more than 8T or “overall current density” in the winding of more than 300 A/mm2;















l.


Circuits or systems for electromagnetic energy storage, containing components manufactured from “superconductive” materials specially designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents, having all of the following:






1.


Resonant operating frequencies exceeding 1 MHz;










2.


A stored energy density of 1 MJ/m3 or more; and










3.


A discharge time of less than 1 ms;














m.


Hydrogen/hydrogen-isotope thyratrons of ceramic-metal construction and rate for a peak current of 500 A or more;










n.


Not used;










o.


Solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and solar arrays, which are “space qualified” and not controlled by 3A001.e.4 (1).
























X.A.I.002


General purpose “electronic assemblies”, modules and equipment.






a.


Electronic test equipment, other than those specified in the CML or in Regulation (EU) 2021/821;










b.


Digital instrumentation magnetic tape data recorders having any of the following characteristics;






1.


A maximum digital interface transfer rate exceeding 60 Mbit/s and employing helical scan techniques;










2.


A maximum digital interface transfer rate exceeding 120 Mbit/s and employing fixed head techniques; or










3.


“Space qualified”;














c.


Equipment, with a maximum digital interface transfer rate exceeding 60 Mbit/s, designed to convert digital video magnetic tape recorders for use as digital instrumentation data recorders;










d.


Non-modular analogue oscilloscopes having a bandwidth of 1 GHz or greater;










e.


Modular analogue oscilloscope systems having either of the following characteristics:






1.


A mainframe with a bandwidth of 1 GHz or greater; or










2.


Plug-in modules with an individual bandwidth of 4 GHz or greater;














f.


Analogue sampling oscilloscopes for the analysis of recurring phenomena with an effective bandwidth greater than 4 GHz;










g.


Digital oscilloscopes and transient recorders, using analogue-to-digital conversion techniques, capable of storing transients by sequentially sampling single-shot inputs at successive intervals of less than 1 ns (greater than 1 Giga Samples per Second (GSPS)), digitizing to 8 bits or greater resolution and storing 256 or more samples.


Note:

X.A.I.002 controls the following specially designed components for analogue oscilloscopes:








1.




Plug-in units;












2.




External amplifiers;












3.




Pre-amplifiers;












4.




Sampling devices;












5.




Cathode ray tubes.





















X.A.I.003


Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows:






a.


Frequency changers and their specially designed components, other than those specified in the CML or in Regulation (EU) 2021/821;










b.


Mass spectrometers, other than those specified in the CML or in Regulation (EU) 2021/821;










c.


All flash X-ray machines, or components of pulsed power systems designed thereof, including Marx generators, high power pulse shaping networks, high voltage capacitors, and triggers;










d.


Pulse amplifiers, other than those specified in the CML or in Regulation (EU) 2021/821;










e.


Electronic equipment for time delay generation or time interval measurement, as follows:






1.


Digital time delay generators with a resolution of 50 ns or less over time intervals of 1 μs or greater; or










2.


Multi-channel (three or more) or modular time interval meter and chronometry equipment with resolution of 50 ns or less over time intervals of 1 μs or greater;














f.


Chromatography and spectrometry analytical instruments.
















X.B.I.001


Equipment for the manufacture of electronic components or materials, as follows and specially designed components and accessories therefor:






a.


Equipment specially designed for the manufacture of electron tubes, optical elements and specially designed components therefor controlled by 3A001 (2) or X.A.I.001;










b.


Equipment specially designed for the manufacture of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment:


Note:

X.B.I.001.b. also controls equipment used or modified for use in the manufacture of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices.







1.


Equipment for the processing of materials for the manufacture of devices and components as specified in the heading of X.B.I.001.b, as follows:


Note:

X.B.I.001 does not control quartz furnace tubes, furnace liners, paddles, boats (except specially designed caged boats), bubblers, cassettes or crucibles specially designed for the processing equipment controlled by X.B.I.001.b.1.







a.


Equipment for producing polycrystalline silicon and materials controlled by 3C001 (3);










b.


Equipment specially designed for purifying or processing III/V and II/VI semiconductor materials controlled by 3C001, 3C002, 3C003, 3C004, or 3C005 (4) except crystal pullers, for which see X.B.I.001.b.1.c below;










c.


Crystal pullers and furnaces, as follows:


Note:

X.B.I.001.b.1.c does not control diffusion and oxidation furnaces.







1.


Annealing or recrystallizing equipment other than constant temperature furnaces employing high rates of energy transfer capable of processing wafers at a rate exceeding 0,005 m2 per minute;










2.


“Stored program controlled” crystal pullers having any of the following characteristics:






a.


Rechargeable without replacing the crucible container;










b.


Capable of operation at pressures above 2,5 x 105 Pa; or










c.


Capable of pulling crystals of a diameter exceeding 100 mm;


















d.


“Stored program controlled” equipment for epitaxial growth having any of the following characteristics:






1.


Capable of producing silicon layer with a thickness uniform to less than ± 2,5 % across a distance of 200 mm or more;










2.


Capable of producing a layer of any material other than silicon with a thickness uniformity across the wafer of equal to or better than ± 3,5 %; or










3.


Rotation of individual wafers during processing;














e.


Molecular beam epitaxial growth equipment;










f.


Magnetically enhanced “sputtering” equipment with specially designed integral load locks capable of transferring wafers in an isolated vacuum environment;










g.


Equipment specially designed for ion implantation, ion-enhanced or photo-enhanced diffusion, having any of the following characteristics:






1.


Patterning capability;










2.


Beam energy (accelerating voltage) exceeding 200 keV;










3.


Optimised to operate at a beam energy (accelerating voltage) of less than 10 keV; or










4.


Capable of high energy oxygen implant into a heated “substrate”;














h.


“Stored program controlled” equipment for the selective removal (etching) by means of anisotropic dry methods (e.g., plasma), as follows:






1.


“Batch types” having either of the following:






a.


End-point detection, other than optical emission spectroscopy types; or










b.


Reactor operational (etching) pressure of 26,66 Pa or less;














2.


“Single wafer types” having any of the following:






a.


End-point detection, other than optical emission spectroscopy types;










b.


Reactor operational (etching) pressure of 26,66 Pa or less; or










c.


Cassette-to-cassette and load locks wafer handling;


Notes:









1.





                                                                                                      “Batch types” refers to machines not specially designed for production processing of single wafers. Such machines can process two or more wafers simultaneously with common process parameters, e.g., RF power, temperature, etch gas species, flow rates.












2.





                                                                                                      “Single wafer types” refers to machines specially designed for production processing of single wafers. These machines may use automatic wafer handling techniques to load a single wafer into the equipment for processing. The definition includes equipment that can load and process several wafers but where the etching parameters, e.g., RF power or end point, can be independently determined for each individual wafer.























i.


Chemical vapour deposition (CVD) equipment, e.g., plasma-enhanced CVD (PECVD) or photo-enhanced CVD, for semiconductor device manufacturing, having either of the following capabilities, for deposition of oxides, nitrides, metals or polysilicon:






1.


Chemical vapour deposition equipment operating below 105 Pa; or










2.


PECVD equipment operating either below 60 Pa or having automatic cassette-to-cassette and load lock wafer handling;


Note:

X.B.I.001.b.1.i does not control low pressure chemical vapour deposition (LPCVD) systems or reactive “sputtering” equipment.















j.


Electron beam systems specially designed or modified for mask making or semiconductor device processing having any of the following characteristics:






1.


Electrostatic beam deflection;










2.


Shaped, non-Gaussian beam profile;










3.


Digital-to-analogue conversion rate exceeding 3 MHz;










4.


Digital-to-analogue conversion accuracy exceeding 12 bit; or










5.


Target-to-beam position feedback control precision of 1 μm or finer;


Note:

X.B.I.001.b.1.j does not control electron beam deposition systems or general purpose scanning electron microscopes.















k.


Surface finishing equipment for the processing of semiconductor wafers as follows:






1.


Specially designed equipment for backside processing of wafers thinner than 100 μm and the subsequent separation thereof; or










2.


Specially designed equipment for achieving a surface roughness of the active surface of a processed wafer with a two-sigma value of 2 μm or less, total indicator reading (TIR);


Note:

X.B.I.001.b.1.k does not control single-side lapping and polishing equipment for wafer surface finishing.















l.


Interconnection equipment which includes common single or multiple vacuum chambers specially designed to permit the integration of any equipment controlled by X.B.I.001 into a complete system;










m.


‘Stored program controlled’ equipment using “lasers” for the repair or trimming of “monolithic integrated circuits” with either of the following characteristics:






1.


Positioning accuracy less than ± 1 μm; or










2.


Spot size (kerf width) less than 3 μm.


Technical Note:

For the purpose of X.B.I.001.b.1, 'sputtering' is an overlay coating process wherein positively charged ions are accelerated by an electric field towards the surface of a target (coating material). The kinetic energy of the impacting ions is sufficient to cause target surface atoms to be released and deposited on the substrate. (

Note:

Triode, magnetron or radio frequency sputtering to increase adhesion of coating and rate of deposition are ordinary modifications of the process.).



















2.


Masks, mask substrates, mask-making equipment and image transfer equipment for the manufacture of devices and components as specified in the heading of X.B.I.001, as follows:


Note:

The term masks refers to those used in electron beam lithography, X-ray lithography, and ultraviolet lithography, as well as the usual ultraviolet and visible photo-lithography.







a.


Finished masks, reticles and designs therefor, except:






1.


Finished masks or reticles for the production of integrated circuits not controlled by 3A001 (5); or










2.


Masks or reticles, having both of the following characteristics:






a.


Their design is based on geometries of 2,5 μm or more; and










b.


The design does not include special features to alter the intended use by means of production equipment or “software”;


















b.


Mask substrates as follows:






1.


Hard surface (e.g., chromium, silicon, molybdenum) coated “substrates” (e.g., glass, quartz, sapphire) for the preparation of masks having dimensions exceeding 125 mm x 125 mm; or










2.


Substrates specially designed for X-ray masks;














c.


Equipment, other than general purpose computers, specially designed for computer aided design (CAD) of semiconductor devices or integrated circuits;










d.


Equipment or machines, as follows, for mask or reticle fabrication:






1.


Photo-optical step and repeat cameras capable of producing arrays larger than 100 mm x 100 mm, or capable of producing a single exposure larger than 6 mm x 6 mm in the image (i.e., focal) plane, or capable of producing line widths of less than 2,5 μm in the photoresist on the “substrate”;










2.


Mask or reticle fabrication equipment using ion or “laser” beam lithography capable of producing line widths of less than 2,5 μm; or










3.


Equipment or holders for altering masks or reticles or adding pellicles to remove defects;


Note:

X.B.I.001.b.2.d.1 and b.2.d.2 do not control mask fabrication equipment using photo-optical methods which was either commercially available before the 1st January 1980, or has a performance no better than such equipment.















e.


“Stored program controlled” equipment for the inspection of masks, reticles or pellicles with:






1.


A resolution of 0,25 μm or finer; and










2.


A precision of 0,75 μm or finer over a distance in one or two coordinates of 63,5 mm or more;


Note:

X.B.I.001.b.2.e does not control general purpose scanning electron microscopes except when specially designed and instrumented for automatic pattern inspection.















f.


Align and expose equipment for wafer production using photo-optical or X-ray methods, e.g., lithography equipment, including both projection image transfer equipment and step and repeat (direct step on wafer) or step and scan (scanner) equipment, capable of performing any of the following functions:


Note:

X.B.I.001.b.2.f does not control photo-optical contact and proximity mask align and expose equipment or contact image transfer equipment.







1.


Production of a pattern size of less than 2,5 μm;










2.


Alignment with a precision finer than ± 0,25 μm (3 sigma);










3.


Machine-to-machine overlay no better than ± 0,3 μm; or










4.


A light source wavelength shorter than 400 nm;














g.


Electron beam, ion beam or X-ray equipment for projection image transfer capable of producing patterns less than 2,5 μm;


Note:

For focused, deflected-beam systems (direct write systems), see X.B.I.001.b.1.j.











h.


Equipment using “lasers” for direct write on wafers capable of producing patterns less than 2,5 μm.














3.


Equipment for the assembly of integrated circuits, as follows:






a.


“Stored program controlled” die bonders having all of the following characteristics:






1.


Specially designed for “hybrid integrated circuits”;










2.


X-Y stage positioning travel exceeding 37,5 x 37,5 mm; and










3.


Placement accuracy in the X-Y plane of finer than ± 10 μm;














b.


“Stored program controlled” equipment for producing multiple bonds in a single operation (e.g., beam lead bonders, chip carrier bonders, tape bonders);










c.


Semi-automatic or automatic hot cap sealers, in which the cap is heated locally to a higher temperature than the body of the package, specially designed for ceramic microcircuit packages controlled by 3A001 (6) and that have a throughput equal to or more than one package per minute.


Note:

X.B.I.001.b.3 does not control general purpose resistance type spot welders.















4.


Filters for clean rooms capable of providing an air environment of 10 or less particles of 0,3 μm or smaller per 0,02832 m3 and filter materials therefor.


Technical Note:

For the purpose of X.B.I.001, “stored program controlled” is a control using instructions stored in an electronic storage that a processor can execute in order to direct the performance of predetermined functions. Equipment may be 'stored program controlled' whether the electronic storage is internal or external to the equipment.





















X.B.I.002


Equipment for the inspection or testing of electronic components and materials, and specially designed components and accessories therefor.






a.


Equipment specially designed for the inspection or testing of electron tubes, optical elements and specially designed components therefor controlled by 3A001 (7) or X.A.I.001;










b.


Equipment specially designed for the inspection or testing of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment:


Note:

X.B.I.002.b also controls equipment used or modified for use in the inspection or testing of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices.







1.


“Stored program controlled” inspection equipment for the automatic detection of defects, errors or contaminants of 0,6 μm or less in or on processed wafers, substrates, other than printed circuit boards or chips, using optical image acquisition techniques for pattern comparison;


Note:

X.B.I.002.b.1 does not control general purpose scanning electron microscopes, except when specially designed and instrumented for automatic pattern inspection.











2.


Specially designed “stored program controlled” measuring and analysis equipment, as follows:






a.


Specially designed for the measurement of oxygen or carbon content in semiconductor materials;










b.


Equipment for line width measurement with a resolution of 1 μm or finer;










c.


Specially designed flatness measurement instruments capable of measuring deviations from flatness of 10 μm or less with a resolution of 1 μm or finer.














3.


“Stored program controlled” wafer probing equipment having any of the following characteristics:






a.


Positioning accuracy finer than 3,5 μm;










b.


Capable of testing devices having more than 68 terminals; or










c.


Capable of testing at a frequency exceeding 1 GHz;














4.


Test equipment as follows:






a.


“Stored program controlled” equipment specially designed for testing discrete semiconductor devices and unencapsulated dice, capable of testing at frequencies exceeding 18 GHz;


Technical Note:

Discrete semiconductor devices include photocells and solar cells.











b.


“Stored program controlled” equipment specially designed for testing integrated circuits and “electronic assemblies” thereof, capable of functional testing:






1.


At a “pattern rate” exceeding 20 MHz; or










2.


At a ‘pattern rate’ exceeding 10 MHz but not exceeding 20 MHz and capable of testing packages of more than 68 terminals.


Notes:

X.B.I.002.b.4.b does not control test equipment specially designed for testing:








1.




Memories;












2.




Assemblies or a class of “electronic assemblies” for home and entertainment applications; and












3.




Electronic components, “electronic assemblies” and integrated circuits not controlled by 3A001 (8)
or X.A.I.001 provided such test equipment does not incorporate computing facilities with “user accessible programmability”.







Technical Note:

For purposes of X.B.I.002.b.4.b, “pattern rate” is defined as the maximum frequency of digital operation of a tester. It is therefore equivalent to the highest data rate that a tester can provide in non-multiplexed mode. It is also referred to as test speed, maximum digital frequency or maximum digital speed.















c.


Equipment specially designed for determining the performance of focal-plane arrays at wavelengths of more than 1 200 nm, using “stored program controlled” measurements or computer aided evaluation and having any of the following characteristics:






1.


Using scanning light spot diameters of less than 0,12 mm;










2.


Designed for measuring photosensitive performance parameters and for evaluating frequency response, modulation transfer function, uniformity of responsivity or noise; or










3.


Designed for evaluating arrays capable of creating images with more than 32 x 32 line elements;


















5.


Electron beam test systems designed for operation at 3 keV or below, or “laser” beam systems, for non-contactive probing of powered-up semiconductor devices having any of the following:






a.


Stroboscopic capability with either beam blanking or detector strobing;










b.


An electron spectrometer for voltage measurements with a resolution of less than 0,5 V; or










c.


Electrical tests fixtures for performance analysis of integrated circuits;


Note:

X.B.I.002.b.5 does not control scanning electron microscopes, except when specially designed and instrumented for non-contactive probing of a powered-up semiconductor device.















6.


“Stored program controlled” multifunctional focused ion beam systems specially designed for manufacturing, repairing, physical layout analysis and testing of masks or semiconductor devices and having either of the following characteristics:






a.


Target-to-beam position feedback control precision of 1 μm or finer; or










b.


Digital-to-analogue conversion accuracy exceeding 12 bit;














7.


Particle measuring systems employing “lasers” designed for measuring particle size and concentration in air having both of the following characteristics:






a.


Capable of measuring particle sizes of 0,2 μm or less at a flow rate of 0,02832 m3 per minute or more; and










b.


Capable of characterizing Class 10 clean air or better.


Technical Note:

For the purpose of X.B.I.002, “stored program controlled” is a control using instructions stored in an electronic storage that a processor can execute in order to direct the performance of predetermined functions. Equipment may be “stored program controlled” whether the electronic storage is internal or external to the equipment.

























X.C.I.001


Positive resists designed for semiconductor lithography specially adjusted (optimised) for use at wavelengths between 370 and 193 nm.












X.D.I.001


“Software” specially designed for the “development”, “production”, or “use” of electronic devices or components controlled by X.A.I.001, general purpose electronic equipment controlled by X.A.I.002, or manufacturing and test equipment controlled by X.B.I.001 and X.B.I.002; or “software” specially designed for the “use” of equipment controlled by 3B001.g and 3B001.h (9).












X.E.I.001


“Technology” for the “development”, “production” or “use” of electronic devices or components controlled by X.A.I.001, general purpose electronic equipment controlled by X.A.I.002, or manufacturing and test equipment controlled by X.B.I.001 or X.B.I.002, or materials controlled by X.C.I.001.




Category II – Computers


Note:

Category II does not control goods for the personal use of natural persons.









X.A.II.001


Computers, “electronic assemblies” and related equipment, not controlled by 4A001 or 4A003 (10), and specially designed components therefor.


Note:

The control status of the “digital computers” and related equipment described in X.A.II.001 is determined by the control status of other equipment or systems provided:








a.




The “digital computers” or related equipment are essential for the operation of the other equipment or systems;












b.




The “digital computers” or related equipment are not a “principal element” of the other equipment or systems; and



N.B.1:

The control status of “signal processing” or “image enhancement” equipment specially designed for other equipment with functions limited to those required for the other equipment is determined by the control status of the other equipment even if it exceeds the “principal element” criterion.



N.B.2:

For the control status of “digital computers” or related equipment for telecommunications equipment, see Category 5, Part 1 (Telecommunications)
                                                 (11)
.












c.




The “technology” for the “digital computers” and related equipment is determined by 4E (12)
.











a.


Electronic computers and related equipment, and “electronic assemblies” and specially designed components therefor, rated for operation at an ambient temperature above 343 K (70°C);










b.


“Digital computers”, including equipment of “signal processing” or “image enhancement”, having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0,0128 Weighted TeraFLOPS (WT);










c.


“Electronic assemblies” that are specially designed or modified to enhance performance by aggregation of processors, as follows:






1.


Designed to be capable of aggregation in configurations of 16 or more processors;










2.


Not used;


Note 1:

X.A.II.001.c applies only to “electronic assemblies” and programmable interconnections with a “APP” not exceeding the limits in X.A.II.001.b, when shipped as unintegrated “electronic assemblies”. It does not apply to “electronic assemblies” inherently limited by nature of their design for use as related equipment controlled by X.A.II.001.k.



Note 2:

X.A.II.001.c does not control any “electronic assembly” specially designed for a product or family of products whose maximum configuration does not exceed the limits of X.A.II.001.b.















d.


Not used;










e.


Not used;










f.


Equipment for “signal processing” or “image enhancement” having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0,0128 Weighted TeraFLOPS WT;










g.


Not used;










h.


Not used;










i.


Equipment containing “terminal interface equipment” exceeding the limits in X.A.III.101;


Technical Note:

For the purpose of X.A.II.001.i, “terminal interface equipment” means equipment at which information enters or leaves the telecommunication system, e.g. telephone, data device, computer, etc.











j.


Equipment specially designed to provide external interconnection of “digital computers” or associated equipment that allows communications at data rates exceeding 80 Mbyte/s.


Note:

X.A.II.001.j does not control internal interconnection equipment (e.g., backplanes, buses) passive interconnection equipment, “network access controllers” or “communication channel controllers”.



Technical Note:

For the purpose of X.A.II.001.j, “communication channel controllers” is the physical interface which controls the flow of synchronous or asynchronous digital information. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access.











k.


“Hybrid computers” and “electronic assemblies” and specially designed components therefor containing analogue-to-digital converters having all of the following characteristics:






1.


32 channels or more; and










2.


A resolution of 14 bit (plus sign bit) or more with a conversion rate of 200 000 Hz or more.




















X.D.II.001


“Program” proof and validation “software”, “software” allowing the automatic generation of “source codes”, and operating system “software” that are specially designed for “real-time processing equipment”.






a.


“Program” proof and validation “software” using mathematical and analytical techniques and designed or modified for “programs” having more than 500 000“source code” instructions;










b.


“Software” allowing the automatic generation of “source codes” from data acquired on line from external sensors described in the Regulation (EU) 2021/821; or










c.


Operating system “software” specially designed for “real-time processing” equipment that guarantees a “global interrupt latency time” of less than 20 μs.


Technical Note:

For the purpose of X.D.II.001, “global interrupt latency time” is the time taken by the computer system to recognise an interrupt due to the event, service the interrupt and perform a context switch to an alternate memory-resident task waiting on the interrupt.

















X.D.II.002


“Software” other than that controlled in 4D001 (13) specially designed or modified for the “development”, “production” or “use” of equipment controlled by 4A101 (14).












X.E.II.001


“Technology” for the “development”, “production” or “use” of equipment controlled by X.A.II.001, or “software” controlled by X.D.II.001 or X.D.II.002.












X.E.II.002


“Technology” for the “development” or “production” of equipment designed for “multi-data-stream processing”.


Technical Note:

For the purpose of X.E.II.002, “multi-data-stream processing” is a microprogram or equipment architecture technique that permits simultaneous processing of two or more data sequences under the control of one or more instruction sequences by means such as:








1.




Single Instruction Multiple Data (SIMD) architectures such as vector or array processors;












2.




Multiple Single Instruction Multiple Data (MSIMD) architectures;












3.




Multiple Instruction Multiple Data (MIMD) architectures, including those that are tightly coupled, closely coupled or loosely coupled; or












4.




Structured arrays of processing elements, including systolic arrays.









Category III. Part 1 – Telecommunications


Note:

Category III.Part 1 does not control goods for the personal use of natural persons.









X.A.III.101


Telecommunication equipment.






a.


Any type of telecommunications equipment, not controlled by 5A001.a (15), specially designed to operate outside the temperature range from 219 K (-54°C) to 397 K (124°C).










b.


Telecommunication transmission equipment and systems, and specially designed components and accessories therefor, having any of the following characteristics, functions or features:


Note:

Telecommunication transmission equipment:








a.




Categorised as follows, or combinations thereof:








1.




Radio equipment (e.g., transmitters, receivers and transceivers);












2.




Line terminating equipment;












3.




Intermediate amplifier equipment;












4.




Repeater equipment;












5.




Regenerator equipment;












6.




Translation encoders (transcoders);












7.




Multiplex equipment (statistical mutiplex included);












8.




Modulators/demodulators (modems);












9.




Transmultiplex equipment (see CCITT Rec. G701);












10.





                                                                           “Stored program controlled” digital crossconnection equipment;












11.





                                                                           “Gateways” and bridges;












12.





                                                                           “Media access units”;
















b.




Designed for use in single or multi-channel communication via any of the following:








1.




Wire (line);












2.




Coaxial cable;












3.




Optical fibre cable;












4.




Electromagnetic radiation; or












5.




Underwater acoustic wave propagation.















1.


Employing digital techniques, including digital processing of analogue signals, and designed to operate at a “digital transfer rate” at the highest multiplex level exceeding 45 Mbit/s or a “total digital transfer rate” exceeding 90 Mbit/s;


Note:

X.A.III.101.b.1 does not control equipment specially designed to be integrated and operated in any satellite system for civil use.











2.


Modems using the “bandwidth of one voice channel” with a “data signalling rate” exceeding 9 600 bits per second;










3.


Being “stored program controlled” digital cross connect equipment with “digital transfer rate” exceeding 8,5 Mbit/s per port;










4.


Being equipment containing any of the following:






a.


“Network access controllers” and their related common medium having a “digital transfer rate” exceeding 33 Mbit/s; or










b.


“Communication channel controllers” with a digital output having a “data signalling rate” exceeding 64 000 bit/s per channel;


Note:

If any uncontrolled equipment contains a “network access controller”, it cannot have any type of telecommunications interface, except those described in, but not controlled by X.A.III.101.b.4.















5.


Employing a “laser” and having any of the following characteristics:






a.


A transmission wavelength exceeding 1 000 nm; or










b.


Employing analogue techniques and having a bandwidth exceeding 45 MHz;










c.


Employing coherent optical transmission or coherent optical detection techniques (also called optical heterodyne or homodyne techniques);










d.


Employing wavelength division multiplexing techniques; or










e.


Performing “optical amplification”;














6.


Radio equipment operating at input or output frequencies exceeding:






a.


31 GHz for satellite-earth station applications; or










b.


26,5 GHz for other applications;


Note:

X.A.III.101.b.6 does not control equipment for civil use when conforming with an International Telecommunications Union (ITU) allocated band between 26,5 GHz and 31 GHz.















7.


Being radio equipment employing any of the following:






a.


Quadrature-amplitude-modulation (QAM) techniques above level 4 if the “total digital transfer rate” exceeds 8,5 Mbit/s;










b.


QAM techniques above level 16 if the “total digital transfer rate” is equal to or less than 8,5 Mbit/s;










c.


Other digital modulation techniques and having a “spectral efficiency” exceeding 3 bit/s/Hz; or










d.


Operating in the 1,5 MHz to 87,5 MHz band and incorporating adaptive techniques providing more than 15 dB suppression of an interfering signal.


Notes:









1.




X.A.III.101.b.7 does not control equipment specially designed to be integrated and operated in any satellite system for civil use.












2.




X.A.III.101.b.7 does not control radio relay equipment for operation in an International Telecommunications Union (ITU) allocated band:








a.




Having any of the following:








1.




Not exceeding 960 MHz; or












2.




With a “total digital transfer rate” not exceeding 8,5 Mbit/s; and
















b.




Having a “spectral efficiency” not exceeding 4 bit/s/Hz.



























c.


“Stored program controlled” switching equipment and related signalling systems, having any of the following characteristics, functions or features, and specially designed components and accessories therefor:


Note:

Statistical multiplexers with digital input and digital output which provide switching are treated as “stored program controlled” switches.







1.


“Data (message) switching” equipment or systems designed for “packet-mode operation”, “electronic assemblies” and components therefor, other than those specified in the CML or in Regulation (EU) 2021/821;










2.


Not used;










3.


Routing or switching of “datagram” packets;


Note:

X.A.III.101.c.3 does not control networks restricted to using only “network access controllers” or to “network access controllers” themselves.











4.


Not used;










5.


Multi-level priority and pre-emption for circuit switching;


Note:

X.A.III.101.c.5 does not control single-level call pre-emption.











6.


Designed for automatic hand-off of cellular radio calls to other cellular switches or automatic connection to a centralised subscriber data base common to more than one switch;










7.


Containing “stored program controlled” digital cross connect equipment with “digital transfer rate” exceeding 8,5 Mbit/s per port:










8.


“Common channel signalling” operating in either non-associated or quasi-associated mode of operation;










9.


“Dynamic adaptive routing”;










10.


Being packet switches, circuit switches and routers with ports or lines exceeding any of the following:






a.


A “data signalling rate” of 64 000 bit/s per channel for a “communications channel controller”; or


Note:

X.A.III.101.c.10.a does not control multiplex composite links composed only of communication channels not individually controlled by X.A.III.101.b.1.











b.


A “digital transfer rate” of 33 Mbit/s for a “network access controller” and related common media;


Note:

X.A.III.101.c.10 does not control packet switches or routers with ports or lines not exceeding the limits in X.A.III.101.c.10.















11.


“Optical switching”;










12.


Employing “Asynchronous Transfer Mode” (“ATM”) techniques.














d.


Optical fibres and optical fibre cables of more than 50 m in length designed for single mode operation;










e.


Centralised network control having all of the following characteristics:






1.


Receives data from the nodes; and










2.


Process these data in order to provide control of traffic not requiring operator decisions, and thereby performing “dynamic adaptive routing”;


Note 1:

X.A.III.101.e does not include cases of routing decisions taken on predefined information.



Note 2:

X.A.III.101.e does not preclude control of traffic as a function of predictable statistical traffic conditions.















f.


Phased array antennas, operating above 10,5 GHz, containing active elements and distributed components, and designed to permit electronic control of beam shaping and pointing, except for landing systems with instruments meeting International Civil Aviation Organization (ICAO) standards (microwave landing systems (MLS));










g.


Mobile communications equipment other than those specified in the CML or in Regulation (EU) 2021/821, “electronic assemblies” and components therefor; or










h.


Radio relay communications equipment designed for use at frequencies equal to or exceeding 19,7 GHz and components therefor, other than those specified in the CML or in Regulation (EU) 2021/821.


Technical Note:

For the purpose of X.A.III.101:








1)





                                                               “Asynchronous transfer mode” (“ATM”) is a transfer mode in which the information is organised into cells; it is asynchronous in the sense that the recurrence of cells depends on the required or instantaneous bit rate.












2)





                                                               “Bandwidth of one voice channel” is data communication equipment designed to operate in one voice channel of 3 100 Hz, as defined in CCITT Recommendation G.151.












3)





                                                               “Communications channel controller” is the physical interface that controls the flow of synchronous or asynchronous digital information. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access.












4)





                                                               “Datagram” is a self-contained, independent entity of data carrying sufficient information to be routed from the source to the destination data terminal equipment without reliance on earlier exchanges between this source and destination data terminal equipment and the transporting network.












5)





                                                               “Fast select” is a facility applicable to virtual calls that allows data terminal equipment to expand the possibility to transmit data in call set-up and clearing “packets” beyond the basic capabilities of a virtual call.












6)





                                                               “Gateway” is the function, realised by any combination of equipment and “software”, to carry out the conversion of conventions for representing, processing or communicating information used on one system into the corresponding, but different conventions used in another system.












7)





                                                               “Integrated Services Digital Network” (ISDN) is a unified end- to-end digital network, in which data originating from all types of communication (e.g., voice, text, data, still and moving pictures) are transmitted from one port (terminal) in the exchange (switch) over one access line to and from the subscriber.












8)





                                                               “Packet” is a group of binary digits including data and call control signals that is switched as a composite whole. The data, call control signals, and possible error control information are arranged in a specified format.












9)





                                                               “Common channel signalling” means the transmission of control information (signalling) via a separate channel than that used for the messages. The signalling channel usually controls multiple message channels.












10)





                                                               “Data signalling rate” means the rate, as defined in ITU Recommendation 53-36, taking into account that, for non-binary modulation, baud and bit per second are not equal. Bits for coding, checking and synchronization functions are to be included.












11)





                                                               “Dynamic adaptive routing” means Automatic rerouting of traffic based on sensing and analysis of current actual network conditions












12)





                                                               “Media access unit” means equipment that contains one or more communication interfaces (“network access controller”, “communications channel controller”, modem or computer bus) to connect terminal equipment to a network.












13)





                                                               “Spectral effiency” is the “digital transfer rate” [bits/s] / 6 dB spectrum bandwidth in Hz.












14)





                                                               “Stored program controlled” is a control using instructions stored in an electronic storage that a processor can execute in order to direct the performance of predetermined functions.







Note:

Equipment may be “stored program controlled” whether the electronic storage is internal or external to the equipment.

















X.B.III.101


Telecommunications test equipment, other than those specified in the CML or in Regulation (EU) 2021/821.












X.C.III.101


Preforms of glass or of any other material optimised for the manu-facture of optical fibres controlled by X.A.III.101.












X.D.III.101


“Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by X.A.III.101 and X.B.III.101, and dynamic adaptive routing “software” as described as follows:






a.


“Software”, other than in machine-executable form, specially designed for “dynamic adaptive routing”;










b.


Not used.
















X.E.III.101


“Technology” for the “development”, “production” or “use” of equipment controlled by X.A.III.101 or X.B.III.101, or “software” controlled by X.D.III.101, and other “technologies” as follows:






a.


Specific “technologies” as follows:






1.


“Technology” for the processing and application of coatings to optical fibre specially designed to make it suitable for underwater use;










2.


“Technology” for the “development” of equipment employing “Synchronous Digital Hierarchy” (‘SDH’) or “Synchronous Optical Network” (“SONET”) techniques.


Technical Note:

For the purpose of X.E.III.101:








1)





                                                                           “Synchronous digital hierarchy” (SDH) is a digital hierarchy providing a means to manage, multiplex, and access various forms of digital traffic using a synchronous transmission format on different types of media. The format is based on the Synchronous Transport Module (STM) that is defined by CCITT Recommendation G.703, G.707, G.708, G.709 and others yet to be published. The first level rate of ‘SDH’ is 155,52 Mbits/s.












2)





                                                                           “Synchronous optical network” (SONET) is a network providing a means to manage, multiplex and access various forms of digital traffic using a synchronous transmission format on fibre optics. The format is the North America version of “SDH” and also uses the Synchronous Transport Module (STM). However, it uses the Synchronous Transport Signal (STS) as the basic transport module with a first level rate of 51,81 Mbits/s. The SONET standards are being integrated into those of “SDH”.

















Category III. Part 2 - Information Security


Note:

Category III.Part 2 does not control goods for the personal use of natural persons.









X.A.III.201


Equipment as follows:






a.


Not used;










b.


Not used;










c.


Goods classified as mass market encryption in accordance with Cryptography Note – Note 3 to Category 5, Part 2 (16).
















X.D.III.201


“Information Security”“software” as follows:


Note:

This entry does not control “software” designed or modified to protect against malicious computer damage, e.g., viruses, where the use of “cryptography” is limited to authentication, digital signature and/or the decryption of data or files.







a.


Not used;










b.


Not used;










c.


“Software” classified as mass market encryption “software” in accordance with Cryptography Note – Note 3 to Category 5, Part 2 (17).
















X.E.III.201


“Information Security”“technology” according to the General Technology Note, as follows:






a.


Not used;










b.


“Technology”, other than specified in the CML or in Regulation (EU) 2021/821, for the “use” of mass market goods controlled by X.A.III.201.c or mass market “software” controlled by X.D.III.201.c.








Category IV – Sensors and Lasers








X.A.IV.001


Marine or terrestrial acoustic equipment, capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components, other than those specified in the CML or in Regulation (EU) 2021/821.












X.A.IV.002


Optical Sensors as follows:






a.


Image intensifier tubes and specially designed components therefor, as follows:






1.


Image intensifier tubes having all the following:






a.


A peak response in wavelength range exceeding 400 nm, but not exceeding 1 050 nm;










b.


A microchannel plate for electron image amplification with a hole pitch (centre-to-centre spacing) of less than 25 μm; and










c.


Having any of the following:






1.


An S-20, S-25 or multialkali photocathode; or










2.


A GaAs or GaInAs photocathode;


















2.


Specially designed microchannel plates having both of the following characteristics:






a.


15 000 or more hollow tubes per plate; and










b.


Hole pitch (centre-to-centre spacing) of less than 25 μm.


















b.


Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in X.A.IV.002.a.1.
















X.A.IV.003


Cameras as follows:






a.


Cameras that meet the criteria of Note 3 to 6A003.b.4. (18);










b.


Not used;
















X.A.IV.004


Optics as follows:


Note:

X.A.IV.004 does not control optical filters with fixed air gaps or Lyot-type filters.







a.


Optical filters:






1.


For wavelengths longer than 250 nm, comprised of multi-layer optical coatings and having either of the following:






a.


Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90 % or more; or










b.


Bandwidths equal to or less than 0,1 nm FWHI and peak transmission of 50 % or more;














2.


For wavelengths longer than 250 nm, and having all of the following:






a.


Tunable over a spectral range of 500 nm or more;










b.


Instantaneous optical bandpass of 1,25 nm or less;










c.


Wavelength resettable within 0,1 ms to an accuracy of 1 nm or better within the tunable spectral range; and










d.


A single peak transmission of 91 % or more;














3.


Optical opacity switches (filters) with a field of view of 30° or wider and a response time equal to or less than 1 ns;














b.


“Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1 000 nm but not exceeding 3 000 nm;


Technical Note:

For the purpose of X.A.IV.004.b “Fluoride fibres” are fibres manufactured from bulk fluoride compounds.

















X.A.IV.005


“Lasers” as follows:






a.


Carbon dioxide (CO2) “lasers” having any of the following:






1.


A CW output power exceeding 10 kW;










2.


A pulsed output with a “pulse duration” exceeding 10 μs; and






a.


An average output power exceeding 10 kW; or










b.


A pulsed “peak power” exceeding 100 kW; or














3.


A pulsed output with a “pulse duration” equal to or less than 10 μs; and






a.


A pulse energy exceeding 5 J per pulse and “peak power” exceeding 2,5 kW; or










b.


An average output power exceeding 2,5 kW;


















b.


Semiconductor lasers, as follows:






1.


Individual, single-transverse mode semiconductor “lasers” having:






a.


An average output power exceeding 100 mW; or










b.


A wavelength exceeding 1 050 nm;














2.


Individual, multiple-transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wave-length exceeding 1 050 nm;














c.


Ruby “lasers” having an output energy exceeding 20 J per pulse;










d.


Non-“tunable”“pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1 150 nm and having any of the following:






1.


A “pulse duration” equal to or exceeding 1 ns but not exceeding 1 μs, and having any of the following:






a.


A single transverse mode output and having any of the following:






1.


A “wall-plug efficiency” exceeding 12 % and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or










2.


An “average output power” exceeding 20 W; or














b.


A multiple transverse mode output and having any of the following:






1.


A “wall-plug efficiency” exceeding 18 % and an “average output power” exceeding 30W;










2.


A “peak power” exceeding 200 MW; or










3.


An “average output power” exceeding 50 W; or


















2.


A “pulse duration” exceeding 1 μs and having any of the following:






a.


A single transverse mode output and having any of the following:






1.


A “wall-plug efficiency” exceeding 12 % and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or










2.


An “average output power” exceeding 20 W; or














b.


A multiple transverse mode output and having any of the following:






1.


A “wall-plug efficiency” exceeding 18 % and an “average output power” exceeding 30 W; or










2.


An “average output power” exceeding 500 W;






















e.


Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1 150 nm and having any of the following:






1.


A single transverse mode output and having any of the following:






a.


A “wall-plug efficiency” exceeding 12 % and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or










b.


An “average output power” exceeding 50 W; or














2.


A multiple transverse mode output and having any of the following:






a.


A “wall-plug efficiency” exceeding 18 % and an “average output power” exceeding 30 W; or










b.


An “average output power” exceeding 500 W;


Note:

X.A.IV.005.e.2.b does not control multiple transverse mode, industrial “lasers” with output power less than or equal to 2 kW with a total mass greater than 1 200kg. For the purpose of this note, total mass includes all components required to operate the “laser”, e.g., “laser”, power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.



















f.


Non-“tunable”“lasers”, having a wavelength exceeding 1 400 nm, but not exceeding 1 555 nm and having any of the following:






1.


An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or










2.


An average or CW output power exceeding 1 W;














g.


Free electron “lasers”.


Technical Note:

For the purpose of X.A.IV.005 “Wall-plug efficiency” is defined as the ratio of “laser” output power (or “average output power”) to total electrical input power required to operate the “laser”, including the power supply/conditioning and thermal conditioning/heat exchanger.

















X.A.IV.006


“Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows:






a.


“Magnetometers”, other than those specified in the CML or in Regulation (EU) 2021/821, having a “sensitivity” lower (better) than 1,0 nT (rms) per square root Hz.


Technical Note:

For the purposes of X.A.IV.006.a, “sensitivity” (noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.











b.


“Superconductive” electromagnetic sensors, components manufactured from “superconductive” materials:






1.


Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS));










2.


Designed for sensing electromagnetic field variations at frequencies of 1 kHz or less; and










3.


Having any of the following characteristics:






a.


Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm and with associated input and output coupling circuits;










b.


Designed to operate with a magnetic field slew rate exceeding 1 x 106 magnetic flux quanta per second;










c.


Designed to function without magnetic shielding in the earth’s ambient magnetic field; or










d.


Having a temperature coefficient less (smaller) than 0,1 magnetic flux quantum/K.
























X.A.IV.007


Gravity meters (gravimeters) for ground use, other than those specified in the CML or in Regulation (EU) 2021/821, as follows:






a.


Having a static accuracy of less (better) than 100 μGal; or










b.


Being of the quartz element (Worden) type.
















X.A.IV.008


Radar systems, equipment and major components, other than those specified in the CML or in Regulation (EU) 2021/821, and specially designed components therefor, as follows:






a.


Airborne radar equipment, other than those specified in the CML or in Regulation (EU) 2021/821, and specially designed components therefor;










b.


“Space-qualified”“laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation;










c.


Millimeter wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:






1.


Operates at a frequency of 94 GHz;










2.


An average output power of less than 20 mW;










3.


Radar beam width of 1 degree; and










4.


Operating range equal to or greater than 1 500 m.




















X.A.IV.009


Specific processing equipment, as follows:






a.


Seismic detection equipment not controlled by X.A.IV.009.c;










b.


Radiation hardened TV cameras, other than those specified in the CML or in Regulation (EU) 2021/821; or










c.


Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.
















X.B.IV.001


Equipment, including tools, dies, fixtures or gauges, and other specially designed components and accessories therefor, specially designed or modified for any of the following:






a.


For the manufacture or inspection of:






1.


Free electron “laser” magnet wigglers;










2.


Free electron “laser” photo injectors;














b.


For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.
















X.C.IV.001


Optical sensing fibres that are modified structurally to have a “beat length” of less than 500 mm (high birefringence) or optical sensor materials not described in 6C002.b (19) and having a zinc content of equal to or more than 6 % by “mole fraction”.


Technical Note:

For the purpose of X.C.IV.001:








1)





                                                   “Mole fraction” is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal.












2)





                                                   “Beat length” is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.

















X.C.IV.002


Optical materials, as follows:






a.


Low optical absorption materials, as follows:






1.


Bulk fluoride compounds containing ingredients with a purity of 99,999 % or better; or


Note:

X.C.IV.002.a.1 controls fluorides of zirconium or aluminium and variants.











2.


Bulk fluoride glass made from compounds controlled by 6C004.e.1 (20);














b.


“Optical fibre preforms” made from bulk fluoride compounds containing ingredients with a purity of 99,999 % or better, specially designed for the manufacture of ‘fluoride fibres’ controlled by X.A.IV.004.b.


Technical Note:

For the purpose of X.C.IV.002:








1)





                                                               “Fluoride fibres” are fibres manufactured from bulk fluoride compounds.












2)





                                                               “Optical fibre preforms” are bars, ingots, or rods of glass, plastic or other materials that have been specially processed for use in fabricating optical fibres. The characteristics of the preform determine the basic parameters of the resultant drawn optical fibres.





















X.D.IV.001


“Software”, other than those specified in the CML or in Regulation (EU) 2021/821, specially designed for the “development”, “production”, or “use” of goods controlled by 6A002, 6A003 (21), X.A.IV.001, X.A.IV.006, X.A.IV.007, or X.A.IV.008.












X.D.IV.002


“Software” specially designed for the “development” or “production” of equipment controlled by X.A.IV.002, X.A.IV.004, or X.A.IV.005.












X.D.IV.003


Other “software”, as follows:






a.


Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre;










b.


“Software” specially designed for seismic intrusion detection systems in X.A.IV.009.c; or










c.


“Source code” specially designed for seismic intrusion detection systems in X.A.IV.009.c.
















X.E.IV.001


“Technology” for the “development”, “production” or “use” of equipment controlled by X.A.IV.001, X.A.IV.006, X.A.IV.007, X.A.IV.008 or X.A.IV.009.c.












X.E.IV.002


“Technology” for the “development” or “production” of equipment, materials or “software” controlled by X.A.IV.002, X.A.IV.004, or X.A.IV.005, X.B.IV.001, X.C.IV.001, X.C.IV.002, or X.D.IV.003.












X.E.IV.003


Other “technology” as follows:






a.


Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:






1.


Area exceeding 1 m2; and










2.


Surface figure exceeding λ/10 (rms) at the designed wavelength;














b.


“Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0,75 line pairs per milliradian;










c.


“Technology” for the “development” or “production” of cameras controlled by X.A.IV.003;










d.


“Technology”“required” for the “development” or “production” of non-triaxial fluxgate “magnetometers” or non-triaxial fluxgate “magnetometer” systems, having any of the following:






1.


“Sensitivity” lower (better) than 0,05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or










2.


“Sensitivity” lower (better) than 1 x 10-3 nT (rms) per square root Hz at frequencies of 1 Hz or more.














e.


“Technology”“required” for the “development” or “production” of infrared up-conversion devices having all of the following:






1.


A response in the wavelength range exceeding 700 nm but not exceeding 1 500 nm; and










2.


A combination of an infrared photodetector, light emitting diode (OLED), and nanocrystal to convert infrared light into visible light.


Technical Note:

For the purposes of X.E.IV.003, “sensitivity” (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.













Category V – Navigation and Avionics








X.A.V.001


Airborne communication equipment, all “aircraft” inertial navigation systems, and other avionic equipment, including components, other than those specified in the CML or in Regulation (EU) 2021/821.


Note 1:

X.A.V.001. does not control headsets or microphones.



Note 2:

X.A.V.001. does not control goods for the personal use of natural persons.













X.B.V.001


Other equipment specially designed for the test, inspection, or “production” of navigation and avionics equipment.












X.D.V.001


“Software”, other than specified in the CML or in Regulation (EU) 2021/821, for the “development”, “production”, or “use” of navigation, airborne communication and other avionics.












X.E.V.001


“Technology”, other than specified in the CML or in Regulation (EU) 2021/821, for the “development”, “production” or “use” of navigation, airborne communication, and other avionics equipment.




Category VI – Marine








X.A.VI.001


Vessels, marine systems or equipment, and specially designed components therefor, components and accessories as follows:






a.


Underwater vision systems, as follows:






1.


Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or










2.


Underwater television cameras having a limiting resolution when measured in air of more than 700 lines;


Technical Note:

Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard.















b.


Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and having autofocusing or remote focusing specially designed for underwater use;










c.


Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash;










d.


Other underwater camera equipment, other than those specified in the CML or in Regulation (EU) 2021/821;










e.


Not used;










f.


Vessels (surface or underwater), including inflatable boats, and specially designed components therefor, other than those specified in the CML or in Regulation (EU) 2021/821;


Note:

X.A.VI.001.f does not control vessels on temporary sojourn, used for private transport or for the transport of passengers or goods from or through the customs territory of the Union.











g.


Marine engines (both inboard and outboard) and submarine engines and specially designed components therefor, other than those specified in the CML or in Regulation (EU) 2021/821;










h.


Self-contained underwater breathing apparatus (scuba gear) and accessories therefor, other than those specified in the CML or in Regulation (EU) 2021/821;










i.


Life jackets, inflation cartridges, dive compasses and dive computers;


Note:

X.A.VI.001.i does not control goods for the personal use of natural persons.











j.


Underwater lights and propulsion equipment; or


Note:

X.A.VI.001.j does not control goods for the personal use of natural persons.











k.


Air compressors and filtration system specially designed for filling air cylinders.
















X.D.VI.001


“Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by X.A.VI.001.












X.D.VI.002


“Software” specially designed for the operation of unmanned submersible vehicles used in the oil and gas industry.












X.E.VI.001


“Technology” for the “development”, “production” or “use” of equipment controlled by X.A.VI.001.




Category VII – Aerospace and Propulsion








X.A.VII.001


Diesel engines, and tractors and specially designed components therefor, other than those specified in the CML or in Regulation (EU) 2021/821:






a.


Diesel engines, other than those specified in the CML or in Regulation (EU) 2021/821, for trucks, tractors, and automotive applications, having an overall power output of 298 kW or more.










b.


Off highway wheel tractors of carriage capacity 9 tonnes or more; and major components and accessories, other than those specified in the CML or in Regulation (EU) 2021/821.










c.


Road tractors for semi-trailers, with single or tandem rear axles rated for 9 tonnes per axel or more and specially designed major components.


Note:

X.A.VII.001.b and X.A.VII.001.c do not control vehicles on temporary sojourn, used for private transport or for the transport of passengers or goods from or through the customs territory of the Union.

















X.A.VII.002


Gas turbine engines and components, other than those specified in the CML or in Regulation (EU) 2021/821.






a.


Not used;










b.


Not used;










c.


Aero gas turbine engines and components specially designed therefor;










d.


Not used;










e.


Pressurised aircraft breathing equipment components specially designed therefor, other than those specified in the CML or in Regulation (EU) 2021/821.
















X.A.VII.003


Aircraft engines, other than those specified in X.A.VII.002, the CML or in Regulation (EU) 2021/821, as follows:






a.


Reciprocating or rotary internal combustion piston engines; or










b.


Electric engines.


Technical Note:

For the purpose of X.A.VII.003 aircrafts includes: aeroplanes, UAVs, helicopters, autogyros, hybrid aircrafts or radio-controlled models.

















X.B.VII.001


Vibration test equipment and specially designed components, other than those specified in the CML or in Regulation (EU) 2021/821.


Note:

X.B.VII.001. controls only equipment for the “development” or “production”. It does not control condition monitoring systems.













X.B.VII.002


Specially designed equipment, tooling or fixtures for manufacturing or measuring gas turbine blades, vanes or tip shroud castings, as follows:






a.


Automated equipment using non-mechanical methods for measuring airfoil wall thickness;










b.


Tooling, fixtures or measuring equipment for the “laser”, water jet or ECM/EDM hole drilling processes controlled by 9E003.c (22);










c.


Ceramic core leaching equipment;










d.


Ceramic core manufacturing equipment or tools;










e.


Ceramic shell wax pattern preparation equipment;










f.


Ceramic shell burn out or firing equipment.
















X.D.VII.001


“Software”, other than those specified in the CML or in Regulation (EU) 2021/821, for the “development” or “production” of equipment controlled by X.A.VII.001 or X.B.VII.001.












X.D.VII.002


“Software”, for the “development” or “production” of equipment controlled by X.A.VII.002 or X.B.VII.002.












X.E.VII.001


“Technology”, other than those specified in the CML or in Regulation (EU) 2021/821, for the “development” or “production” or “use” of equipment controlled by X.A.VII.001 or X.B.VII.001.












X.E.VII.002


“Technology”, for the “development”, “production” or “use” of equipment controlled by X.A.VII.002 or X.B.VII.002.












X.E.VII.003


Other “technology”, not described by 9E003 (23), as follows:






a.


Rotor blade tip clearance control systems employing active compensating casing “technology” limited to a design and development data base; or










b.


Gas bearing for turbine engine rotor assemblies.








Category VIII – Miscellaneous items








X.A.VIII.001


Equipment for oil production or oil exploration as follows:






a.


Drill head integrated measurement equipment, including inertial navigation systems for measurement while drilling (MWD);










b.


Gas monitoring systems and detectors therefor, designed for continuous operation and detection of hydrogen sulphide;










c.


Equipment for seismological measurements, including reflection seismetics and seismic vibrators;










d.


Sediment echo sounders.
















X.A.VIII.002


Equipment, “electronic assemblies” and components, specially designed for quantum computers, quantum electronics, quantum sensors, quantum processing units, qubit circuits, qubit devices or quantum radar systems, including pockels cells.


Note 1:

Quantum computers perform computations that harness the collective properties of quantum states, such as superposition, interference and entanglement.



Note 2:

Units, circuits and devices include but are not limited to superconducting circuits, Quantum annealing, Ion Trap, photonic interaction, silicon/spin, cold atoms.













X.A.VIII.003


Microscopes, related equipment and detectors as follows:






a.


Scanning electron microscopes (SEM);










b.


Scanning auger microscopes;










c.


Transmission electron microscopes (TEM);










d.


Atomic force microscopes (AFM);










e.


Scanning force microscopes (SFM);










f.


Equipment and detectors, specially designed for use with the microscopes specified in X.A.VIII.003.a to X.A.VIII.0003.e, employing any of the following material analysis techniques:






1.


X-ray photo spectroscopy (XPS);










2.


Energy-dispersive X-ray spectroscopy (EDX, EDS) or










3.


Electron spectroscopy for chemical analysis (ESCA).




















X.A.VIII.004


Collector equipment for metal ores in deep seabed.












X.A.VIII.005


Manufacturing equipment and machine tools as follows:






a.


Additive manufacturing equipment for the “production” of metal parts;


Note:

X.A.VIII.005.a only applies to the following systems:







1.


Powder-bed systems using selective laser melting (SLM), laser cusing, direct metal laser sintering (DMLS) or electron beam melting (EBM); or










2.


Powder-fed systems using laser cladding, direct energy deposition or laser metal deposition.














b.


Additive manufacturing equipment for “energetic materials”, including equipment using ultrasonic extrusion;










c.


Vat photopolymerization (VVP) additive manufacturing equipment using stereo lithography (SLA) or digital light processing (DLP).
















X.A.VIII.006


Equipment for the “production” of printed electronics for organic light emitting diodes (OLED), organic field-effect transistors (OFET) or organic photovoltaic cells (OPVC).












X.A.VIII.007


Equipment for the “production” of microelectromechanical systems (MEMS) using the mechanical properties of silicon, including sensors in chip format like pressure membranes, bending beams or micro adjustment devices.












X.A.VIII.008


Equipment, specially designed for the production of E-Fuels (electrofuels and synthetic fuels) or ultra efficient solar cells (efficiency > 30 %).












X.A.VIII.009


Equipment for Ultra-High-Vacuum (UHV) as follows:






a.


UHV pumps (sublimation, turbomolecular, diffusion, cryogenic, ion getter);










b.


UHV pressure gauges.


Note:

UHV means 100 nanoPascals (nPa) or lower.

















X.A.VIII.010


“Cryogenic refrigeration systems” designed to maintain temperatures below 1,1 K for 48 hrs or more and related cryogenic refrigeration equipment as follows:






a.


Pulse Tubes;










b.


Cryostats;










c.


Dewars;










d.


Gas Handling System (GHS);










e.


Compressors; or










f.


Control Units.


Note:


                                                   “Cryogenic refrigeration systems” include but are not limited to Dilution Refrigeration, Adiabatic Demagnisation Refrigerators and Laser Cooling Systems.

















X.A.VIII.011


“Decapsulation” equipment for semiconductor devices.


Note:


                                       “Decapsulation” is the removal of a cap, lid, or encapsulating material from a packaged integrated circuit by mechanical, thermal, or chemical means.













X.A.VIII.012


High Quantum Efficiency (QE) photodetectors with a QE greater than 80 % in the wavelength range exceeding 400 nm but not exceeding 1 600 nm.












X.AVIII.013


Numerical controlled machine tools, having one or more linear axis with a travel length greater than 8 000 mm.












X.A.VIII.014


Water cannon systems for riot or crowd control, and components specially designed therefor.


Note:

X.A.VIII.014 water cannon systems include, for example: vehicles or fixed stations equipped with remotely operated water cannon that are designed to protect the operator from an outside riot with features such as armor, shatter resistant windows, metal screens, bull-bars, or run-flat tires. Components specially designed for water cannons may include, for example: deck gun water nozzles, pumps, reservoirs, cameras, and lights that are hardened or shielded against projectiles, elevating masts for those items, and teleoperation systems for those items.













X.A.VIII.015


Law enforcement striking weapons, including saps, police batons, side handle batons, tonfas, sjamboks, and whips.












X.A.VIII.016


Police helmets and shields; and specially designed components, other than those specified in the CML or in Regulation (EU) 2021/821.












X.A.VIII.017


Law enforcement restraint devices, including leg irons, shackles, and handcuffs; straight jackets; stun cuffs; shock belts; shock sleeves; multipoint restraint devices such as restraint chairs; and specially designed components and accessories, other than those specified in the CML or in Regulation (EU) 2021/821.


Note:

X.A.VIII.017 applies to restraint devices used in law enforcement activities. It does not apply to medical devices that are equipped to restrain patient movement during medical procedures. It does not apply to devices that confine memory impaired patients to appropriate medical facilities. It does not apply to safety equipment such as safety belts or child automobile safety seats.













X.A.VIII.018


Oil and gas exploration equipment, “software”, and data, as follows (see List of Items Controlled):






a.


Not used;










b.


Hydraulic fracturing items, as follows:






1.


Hydraulic fracturing design and analysis “software” and data;










2.


Hydraulic fracturing ‘proppant’, ‘fracking fluid’, and chemical additives therefor; or










3.


High pressure pumps.


Technical Note:



A “proppant” is a solid material, typically treated sand or man-made ceramic materials, designed to keep an induced hydraulic fracture open, during or following a fracturing treatment. It is added to a “fracking fluid” which may vary in composition depending on the type of fracturing used, and can be gel, foam or slickwater-based.





















X.A.VIII.019


Specific processing equipment, as follows (see List of Items Controlled):






a.


Ring magnets;










b.


Not used.
















X.A.VIII.020


Weapons and devices designed for the purpose of riot control or self-protection, as follows:






a.


Portable electric discharge weapons that can target only one individual each time an electric shock is administered, including but not limited to electric shock batons, electric shock shields, stun guns and electric shock dart guns;










b.


Kits containing all essential components for assembly of portable electric discharge weapons controlled by item X.A.VIII.020.a; or








Note:





The following goods are considered to be essential components:








1.




The unit producing an electric shock;












2.




The switch, whether or not on a remote control; and












3.




The electrodes or, where applicable, the wires through which the electrical shock is to be administered.



















c.


Fixed or mountable electric discharge weapons that cover a wide area and can target multiple individuals with electrical shocks.
















X.A.VIII.021


Weapons and equipment disseminating incapacitating or irritating chemical substances for the purpose of riot control or self-protection and certain related substances, as follows:






a.


Portable weapons and equipment which either administer a dose of an incapacitating or irritating chemical substance that targets one individual or disseminate a dose of such substance affecting a small area, e.g. in the form of a spray fog or cloud, when the chemical substance is administered or disseminated;


Note 1:

This item does not control equipment controlled by item ML7(e) of the CML of the European Union.



Note 2:

This item does not control individual portable equipment, even if containing a chemical substance, when accompanying their user for the user’s own personal protection.



Note 3:

In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items X.A.VIII.021.c and X.A.VIII.021.d shall be deemed to be incapacitating or irritating chemical substances.










b.


Pelargonic acid vanillylamide (PAVA) (CAS 2444-46-4);










c.


Oleoresin capsicum (OC) (CAS 8023-77-6);










d.


Mixtures containing at least 0,3 % by weight of PAVA or OC and a solvent (such as ethanol, 1-propanol or hexane), which could be administered as such as incapacitating or irritating agents, in particular in aerosols and in liquid form, or used for manufacturing of incapacitating or irritating agents;


Note 1:

This item does not control sauces and preparations therefor, soups or preparations therefor and mixed condiments or seasonings, provided that PAVA or OC is not the only constituent flavour in them.



Note 2:

This item does not control medicinal products for which a marketing authorisation has been granted in accordance with Union law.











e.


Fixed equipment for the dissemination of incapacitating or irritating chemical substances, which can be attached to a wall or to a ceiling inside a building, comprises a canister of irritating or incapacitating chemical agents and is activated using a remote control system; or


Note:

In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items X.A.VIII.021.c and X.A.VIII.021.d shall be deemed to be incapacitating or irritating chemical substances.











f.


Fixed or mountable equipment for the dissemination of incapacitating or irritating chemical agents that covers a wide area and is not designed to be attached to a wall or to a ceiling inside a building;


Note 1:

This item does not control equipment controlled by item ML7(e) of the CML of the European Union.



Note 2:

In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items X.A.VIII.021.c and X.A.VIII.021.d shall be deemed to be incapacitating or irritating chemical substances.











g.


Other irritating chemical substances, and mixtures thereof containing at least 0,3 % by weight of the active substance, as follows:






1.


Dibenzo[b,f][1,4]oxazepine (CR) (CAS 257-07-8);










2.


8-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin) (CAS 404-86-4);










3.


8-Methyl-N-vanillylnonamide (dihydrocapsaicin) (CAS 19408-84-5);










4.


N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin) (CAS 58493-48-4);










5.


N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin) (CAS 20279-06-5);










6.


N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin) (CAS 28789-35-7);










7.


4-Nonanolylmorpholine (MPA) (CAS 5299-64-9);










8.


Cis-4-acetylaminodicyclohexylmethane (CAS 37794-87-9);










9.


N,N'-Bis(isopropyl)ethylenediimine; or










10.


N,N'-Bis(tert-butyl)ethylenediimine.




















X.A.VIII.022


Products which could be used for the execution of human beings by means of lethal injection, as follows:






a.


Short and intermediate acting barbiturate anaesthetic agents including, but not limited to:






1.


Amobarbital (CAS 57-43-2);










2.


Amobarbital sodium salt (CAS 64-43-7);










3.


Pentobarbital (CAS 76-74-4);










4.


Pentobarbital sodium salt (CAS 57-33-0);










5.


Secobarbital (CAS 76-73-3);










6.


Secobarbital sodium salt (CAS 309-43-3);










7.


Thiopental (CAS 76-75-5); or










8.


Thiopental sodium salt (CAS 71-73-8), also known as thiopentone sodium;














b.


Products containing one of the anaesthetic agents listed under X.A.VIII.022.a.
















X.A.VIII.023


Nettings, canopies, tents, blankets and apparel, specially designed for camouflage.












X.B.VIII.001


Specific processing equipment, as follows (see List of Items Controlled):






a.


Hot cells; or










b.


Glove boxes suitable for use with radioactive materials.
















X.C.VIII.001


Metal powders and metal alloy powders, usable for any of the systems listed in X.A.VIII.005.a.












X.C.VIII.002


Advanced materials as follows:






a.


Materials for cloaking or adaptive camouflage;










b.


Metamaterials, e.g. with a negative refractive index;










c.


Not used;










d.


High entropy alloys (HEA);










e.


Heusler compounds; or










f.


Kitaev materials, including kitaev spin liquids.
















X.C.VIII.003


Conjugated polymers (conductive, semiconductive, electroluminescent) for printed or organic electronics.












X.C.VIII.004


Energetic materials as follows and mixtures thereof:






a.


Ammonium picrate (CAS 131-74-8);










b.


Black powder;










c.


Hexanitrodiphenylamine (CAS 131-73-7);










d.


Difluoroamine(CAS 10405-27-3);










e.


Nitrostarch (CAS9056-38-6);










f.


Not used;










g.


Tetranitronaphthalene;










h.


Trinitroanisole;










i.


Trinitronaphthalene;










j.


Trinitroxylene;










k.


N-pyrrolidinone; 1-methyl-2-pyrrolidinone (CAS 872-50-4);










l.


Dioctylmaleate (CAS 142-16-5);










m.


Ethylhexylacrylate (CAS 103-11-7);










n.


Triethylaluminium (TEA) (CAS 97-93-8), trimethylaluminium (TMA) (CAS 75-24-1), and other pyrophoric metal alkyls and aryls of lithium, sodium, magnesium, zinc or boron;










o.


Nitrocellulose (CAS 9004-70-0);










p.


Nitroglycerin (or glyceroltrinitrate, trinitroglycerine) (NG) (CAS 55-63-0);










q.


2,4,6-trinitrotoluene (TNT) (CAS 118-96-7);










r.


Ethylenediaminedinitrate (EDDN) (CAS 20829-66-7);










s.


Pentaerythritoltetranitrate (PETN) (CAS 78-11-5);










t.


Lead azide (CAS 13424-46-9), normal lead styphnate(CAS 15245-44-0) and basic lead styphnate (CAS 12403-82-6), and primary explosives or priming compositions containing azides or azide complexes;










u.


Not used;










v.


Not used;










w.


Diethyldiphenylurea (CAS 85-98-3); dimethyldiphenylurea (CAS 611-92-7); methylethyldiphenyl urea.










x.


N,N-diphenylurea (unsymmetrical diphenylurea) (CAS 603-54-3);










y.


Methyl-N,N-diphenylurea (methyl unsymmetrical diphenylurea) (CAS 13114-72-2);










z.


Ethyl-N,N-diphenylurea (ethyl unsymmetrical diphenylurea) (CAS 64544-71-4);










aa.


Not used;










bb.


4-Nitrodiphenylamine (4-NDPA)(CAS 836-30-6);










cc.


2,2-dinitropropanol (CAS 918-52-5); or










dd.


Not used.
















X.D.VIII.001


“Software”, specially designed for the “development”, “production” or “use” of equipment specified in X.A.VIII.005 to X.A.VIII.0013.












X.D.VIII.002


“Software”, specially designed for the “development”, “production” or “use” of equipment, “electronic assemblies” or components specified in X.A.VIII.002.












X.D.VIII.003


“Software” for digital twins of additive manufacturing products or for the determination of the reliability of additive manufacturing products.












X.D.VIII.004


“Software” specially designed for the “development,”“production” or “use” of commodities controlled by X.A.VIII.014.












X.D.VIII.005


Specific “software”, as follows (see List of Items Controlled):






a.


“Software” for neutronic calculations/modeling;










b.


“Software” for radiation transport calculations/modeling; or










c.


“Software” for hydrodynamic calculations/modeling.
















X.E.VIII.001


“Technology” for the “development”, “production” or “use” of equipment specified in X.A.VIII.001 to X.A.VIII.0013.












X.E.VIII.002


“Technology” for the “development”, “production” or “use” of materials specified in X.C.VIII.002 or X.C.VIII.003












X.E.VIII.003


“Technology” for digital twins of additive manufacturing products, for the determination of the reliability of additive manufacturing products or for “software” specified in X.D.VIII.003.












X.E.VIII.004


“Technology” for the “development”, “production” or “use” of “software” specified in X.D.VIII.001 to X.D.VIII.002.












X.E.VIII.005


“Technology”“required” for the “development” or “production” of commodities controlled by X.A.VIII.014.












X.E.VIII.006


“Technology” exclusively for the “development” or “production” of equipment controlled by X.A.VIII.017.




Category IX – Special Materials and Related Equipment








X.A.IX.001


Chemical agents, including tear gas formulation containing 1 % or less of orthochlorobenzalmalononitrile (CS), or 1 % or less of chloroacetophenone (CN), except in individual containers with a net weight of 20 g or less; liquid pepper except when packaged in individual containers with a net weight of 85,05 g or less; smoke bombs; non-irritant smoke flares, canisters, grenades and charges; and other pyrotechnic articles having dual military and commercial use, and components specially designed therefor, other than those specified in the CML or in Regulation (EU) 2021/821.












X.A.IX.002


Fingerprinting powders, dyes, and inks.












X.A.IX.003


Protective and detection equipment not specially designed for military use and not controlled by 1A004 or 2B351 (24), as follows (see List of Items Controlled), and components not specially designed for military use and not controlled by 1A004 or 2B351 therefor:






a.


Personal radiation monitoring dosimeters; or










b.


Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry.


Note:

X.A.IX.003 does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks.

















X.A.IX.004


Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


Radiation detection, monitoring and measurement equipment, other than those specified in the CML or in Regulation (EU) 2021/821; or










b.


Radiographic detection equipment such as X-ray converters, and storage phosphor image plates.
















X.B.IX.001


Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


Electrolytic cells for fluorine production, other than those specified in the CML or in Regulation (EU) 2021/821;










b.


Particle accelerators;










c.


Industrial process control hardware/systems designed for power industries, other than those specified in the CML or in Regulation (EU) 2021/821;










d.


Freon and chilled water cooling systems capable of continuous cooling duties of 29,3 kW/hr or greater; or










e.


Equipment for the production of structural composites, fibres, prepregs and preforms.
















X.C.IX.001


Separate chemically defined compounds according to Note 1 to Chapters 28 and 29 of the Combined Nomenclature:






a.


In concentrations of 95 % weight or greater, as follows:






1.


Ethylene dichloride (CAS 107-06-2);










2.


Nitromethane (CAS 75-52-5);










3.


Picric acid (CAS 88-89-1);










4.


Aluminium chloride (CAS 7446-70-0);










5.


Arsenic (CAS 7440-38-2);










6.


Arsenic trioxide (CAS 1327-53-3);










7.


Bis(2-chloroethyl)ethylamine hydrochloride (CAS 3590-07-6);










8.


Bis(2-chloroethyl)methylamine hydrochloride (CAS 55-86-7);










9.


Tris(2-chloroethyl)amine hydrochloride (CAS 817-09-4);










10.


Tributylphosphite (CAS 102-85-2);










11.


Isocyanatomethane (CAS 624-83-9);










12.


Quinaldine (CAS 91-63-4);










13.


2-bromochloroethane (CAS 107-04-0);










14.


Benzil (CAS 134-81-6);










15.


Diethyl ether (CAS 60-29-7);










16.


Dimethyl ether (CAS 115-10-6);










17.


Dimethylaminoethanol (CAS 108-01-0);










18.


2-methoxyethanol (CAS 109-86-4);










19.


Butyrylcholinesterase (BCHE);










20.


Diethylenetriamine (CAS 111-40-0);










21.


Dichloromethane (CAS 75-09-2);










22.


Dimethylaniline (CAS 121-69-7);










23.


Ethyl bromide (CAS 74-96-4);










24.


Ethyl chloride (CAS 75-00-3);










25.


Ethylamine (CAS 75-04-7);










26.


Hexamine (CAS 100-97-0);










27.


Isopropanol (CAS 67- 63-0);










28.


Isopropyl bromide (CAS 75-26-3);










29.


Isopropyl ether (CAS 108-20-3);










30.


Methylamine (CAS 74-89-5);










31.


Methyl bromide (CAS 74-83-9);










32.


Monoisopropylamine (CAS 75-31-0);










33.


Obidoxime chloride (CAS 114-90-9);










34.


Potassium bromide (CAS 7758-02-3);










35.


Pyridine (CAS 110-86-1);










36.


Pyridostigmine bromide (CAS 101-26-8);










37.


Sodium bromide (CAS 7647-15-6);










38.


Sodium metal (CAS 7440-23-5);










39.


Tributylamine (CAS 102-82-9);










40.


Triethylamine (CAS 121-44-8); or










41.


Trimethylamine (CAS 75-50-3).














b.


In concentrations of 90 % weight or greater, as follows:






1.


Acetone (CAS 67-64-1);










2.


Acetylene (CAS 74-86-2);










3.


Ammonia (CAS 7664-41-7);










4.


Antimony (CAS 7440-36-0);










5.


Benzaldehyde (CAS 100-52-7);










6.


Benzoin (CAS 119-53-9);










7.


1-Butanol (CAS 71-36-3);










8.


2-Butanol (CAS 78-92-2);










9.


Iso-Butanol (CAS 78-83-1);










10.


Tert-Butanol (CAS 75-65-0);










11.


Calcium carbide (CAS 75-20-7);










12.


Carbon monoxide (CAS 630-08-0);










13.


Chlorine (CAS 7782-50-5);










14.


Cyclohexanol (CAS 108-93-0);










15.


Dicyclohexylamine (CAS 101-83-7);










16.


Ethanol (CAS 64-17-5);










17.


Ethylene (CAS 74-85-1);










18.


Ethylene oxide (CAS 75-21-8);










19.


Fluoroapatite (CAS 1306-05-4);










20.


Hydrogen chloride (CAS 7647-01-0);










21.


Hydrogen sulfide (CAS 7783-06-4);










22.


Mandelic acid (CAS 90-64-2);










23.


Methanol (CAS 67-56-1);










24.


Methyl chloride (CAS 74-87-3);










25.


Methyl iodide (CAS 74-88-4);










26.


Methyl mercaptan (CAS 74-93-1);










27.


Monoethyleneglycol (CAS 107-21-1);










28.


Oxalyl chloride (CAS 79-37-8);










29.


Potassium sulphide (CAS 1312-73-8);










30.


Potassium thiocyanate (CAS 333-20-0);










31.


Sodium hypochlorite (CAS 7681-52-9);










32.


Sulphur (CAS 7704-34-9);










33.


Sulphur dioxide (CAS 7446-09-5);










34.


Sulphur trioxide (CAS 7446-11-9);










35.


Thiophosphoryl chloride (CAS 3982-91-0);










36.


Tri-isobutyl phosphite (CAS 1606-96-8);










37.


White phosphorus (CAS 12185-10-3);










38.


Yellow phosphorus (CAS 7723-14-0);










39.


Mercury (CAS 7439-97-6);










40.


Barium chloride (CAS 10361-37-2);










41.


Sulphuric acid (CAS 7664-93-9);










42.


3,3-dimethyl-1-butene (CAS 558-37-2);










43.


2,2-dimethylpropanal (CAS 630-19-3);










44.


2,2-dimethylpropylchloride (CAS 753-89-9);










45.


2-methylbutene (CAS 26760-64-5);










46.


2-chloro-3-methylbutane (CAS 631-65-2);










47.


2,3-dimethyl-2,3-butanediol (CAS 76-09-5);










48.


2-methyl-2-butene (CAS 513-35-9);










49.


Butyl lithium (CAS 109-72-8);










50.


Bromo(methyl)magnesium (CAS 75-16-1);










51.


Formaldehyde (CAS 50-00-0);










52.


Diethanolamine (CAS 111-42-2);










53.


Dimethylcarbonate (CAS 616-38-6);










54.


Methyldiethanolamine hydrochloride (CAS 54060-15-0);










55.


Diethylamine hydrochloride (CAS 660-68-4);










56.


Diisopropylamine hydrochloride (CAS 819-79-4);










57.


3-Quinuclidinone hydrochloride (CAS 1193-65-3);










58.


3-Quinuclidinol hydrochloride (CAS 6238-13-7);










59.


(R)-3- Quinuclidinol hydrochloride (CAS 42437-96-7); or










60.


N,N-Diethylaminoethanol hydrochloride (CAS 14426-20-1).




















X.C.IX.002


Fentanyl and its derivatives Alfentanil, Sufentanil, Remifentanil, Carfentanil, and salts thereof.


Note:

X.C.IX.002 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.













X.C.IX.003


Chemical precursors to Central Nervous System Acting Chemicals, as follows:






a.


4-anilino-N-phenethylpiperidine (CAS 21409-26-7); or










b.


N-phenethyl-4-piperidone (CAS 39742-60-4).


Notes:









1.




X.C.IX.003 does not control “chemical mixtures” containing one or more of the chemicals specified in entry X.C.IX.003 in which no individually specified chemical constitutes more than 1 % by the weight of the mixture.












2.




X.C.IX.003 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.





















X.C.IX.004


Fibrous and filamentary materials, not controlled by 1C010 or 1C210 (25), for use in “composite” structures and with a specific modulus of 3,18 x 106 m or greater and a specific tensile strength of 7,62 x 104 m or greater.












X.C.IX.005


“Vaccines”, “immunotoxins”, “medical products”, “diagnostic and food testing kits”, as follows (see List of Items controlled):






a.


“Vaccines” containing, or designed for use against, items controlled by 1C351, 1C353 or 1C354;










b.


“Immunotoxins” containing items controlled by 1C351.d; or










c.


“Medical products” that contain any of the following:






1.


“Toxins” controlled by 1C351.d (except for botulinum toxins controlled by 1C351.d.1, conotoxins controlled by 1C351.d.3, or items controlled for CW reasons under 1C351.d.4 or .d.5); or










2.


Genetically modified organisms or genetic elements controlled by 1C353.a.3 (except for those that contain, or code for, botulinum toxins controlled by 1C351.d.1 or conotoxins controlled by 1C351.d.3);














d.


“Medical products” not controlled by X.C.IX.005.c that contain any of the following:






1.


Botulinum toxins controlled by 1C351.d.1;










2.


Conotoxins controlled by 1C351.d.3; or










3.


Genetically modified organisms or genetic elements controlled by 1C353.a.3 that contain, or code for, botulinum toxins controlled by 1C351.d.1 or conotoxins controlled by 1C351.d.3; or














e.


“Diagnostic and food testing kits” containing items controlled by 1C351.d (except for items controlled for CW reasons under 1C351.d.4 or .d.5).


Technical Notes:









1.





                                                      “Medical products” are: (1) pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions, (2) prepackaged for distribution as clinical or medical products, and (3) approved by the European Medicines Agency (EMA) either to be marketed as clinical or medical products or for use as research new drug.












2.





                                                      “Diagnostic and food testing kits” are specifically developed, packaged and marketed for diagnostic or public health purposes. Biological toxins in any other configuration, including bulk shipments, or for any other end-uses are controlled by 1C351.





















X.C.IX.006


Commercial charges and devices containing energetic materials, other than those specified in the CML or in Regulation (EU) 2021/821, and nitrogen trifluoride in a gaseous state (see List of Items Controlled):






a.


Shaped charges specially designed for oil well operations, utilizing one charge functioning along a single axis, that upon detonation produce a hole, and






1.


Contain any formulation of “controlled materials”;










2.


Have only a uniform shaped conical liner with an included angle of 90 degrees or less;










3.


Contain more than 0,010 kg but less than or equal to 0,090 kg of “controlled materials”; and










4.


Have a diameter not exceeding 114,3 cm;














b.


Shaped charges specially designed for oil well operations containing less than or equal to 0,010 kg of “controlled materials”;










c.


Detonation cord or shock tubes containing less than or equal to 0,064 kg/m of “controlled materials”;










d.


Cartridge power devices, that contain less than or equal to 0,70 kg of “controlled materials” in the deflagration material;










e.


Detonators (electric or nonelectric) and assemblies thereof, that contain less than or equal to 0,01 kg of “controlled materials”;










f.


Igniters, that contain less than or equal to 0,01 kg of “controlled materials”;










g.


Oil well cartridges, that contain less than or equal to 0,015 kg of controlled “energetic materials”;










h.


Commercial cast or pressed boosters containing less than or equal to 1,0 kg of “controlled materials”;










i.


Commercial prefabricated slurries and emulsions containing less than or equal to 10,0 kg and less than or equal to 35 % by weight of ML8 “controlled materials”;










j.


Cutters and severing tools containing less than or equal to 3,5 kg of “controlled materials”;










k.


Pyrotechnic devices when designed exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than or equal to 3,0 kg of “controlled materials”;










l.


Other commercial explosive devices and charges not controlled by X.C.IX.006.a through .k containing less than or equal to 1,0 kg of “controlled materials”; or


Note:

X.C.IX.006.l includes automotive safety devices; extinguishing systems; cartridges for riveting guns; explosive charges for agricultural, oil and gas operations, sporting goods, commercial mining, or public works purposes; and delay tubes used in the assembly of commercial explosive devices.











m.


Nitrogen trifluoride (NF3) in a gaseous state.


Notes:









1.





                                                      “Controlled materials” means controlled energetic materials (see 1C011, 1C111, 1C239 or ML8).












2.




Nitrogen trifluoride when not in a gaseous state is controlled under ML8.d by the CML.





















X.C.IX.007


Mixtures not controlled by 1C350 or 1C450 (26) that contain chemicals controlled by 1C350 or 1C450 and medical, analytical, diagnostic, and food testing kits not controlled by 1C350 or 1C450 that contain chemicals controlled by 1C350, as follows (see List of Items Controlled):






a.


Mixtures containing the following concentrations of precursor chemicals controlled by 1C350:






1.


Mixtures containing 10 % or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C350;










2.


Mixtures containing less than 30 %, by weight, of:






a.


Any single CWC Schedule 3 chemical controlled by 1C350; or










b.


Any single non-CWC precursor chemical controlled by 1C350;


















b.


Mixtures containing the following concentrations of toxic or precursor chemicals controlled by 1C450:






1.


Mixtures containing the following concentrations of CWC Schedule 2 chemicals controlled by 1C450:






a.


Mixtures containing 1 % or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C450.a.1 and a.2 (i.e. mixtures containing Amiton or PFIB); or










b.


Mixtures containing 10 % or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C450.b.1, b.2, b.3, b.4, b.5, or b.6;














2.


Mixtures containing less than 30 %, by weight, of any single CWC Schedule 3 chemical controlled by 1C450.a.4, a.5., a.6., a.7, or 1C450.b.8;














c.


“Medical, analytical, diagnostic, and food testing kits” that contain precursor chemicals controlled by 1C350 in an amount not exceeding 300 grams per chemical.


Technical Note:



For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes. Replacement reagents for medical, analytical, diagnostic, and food testing kits described in X.C.IX.007.c are controlled by 1C350 if the reagents contain at least one of the precursor chemicals identified in that entry in concentrations equal to or greater than the control levels for mixtures indicated in 1C350.

















X.C.IX.008


Non-fluorinated polymeric substances, not controlled by 1C008 (27), as follows (see List of Items Controlled):






a.


Polyarylene ether ketones, as follows:






1.


Polyether ether ketone (PEEK);










2.


Polyether ketone ketone (PEKK);










3.


Polyether ketone (PEK); or










4.


Polyether ketone ether ketone ketone (PEKEKK);














b.


Not used.
















X.C.IX.009


Specific materials, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


Hardened steel and tungsten carbide precision ball bearings (3 mm or greater diameter);










b.


304 and 316 stainless steel plate, other than those specified in the CML or in Regulation (EU) 2021/821;










c.


Monel plate;










d.


Tributyl phosphate (CAS 126-73-8);










e.


Nitric acid (CAS 7697-37-2) in concentrations of 20 % weight or greater;










f.


Fluorine (CAS 7782-41-4); or










g.


Alpha-emitting radionuclides, other than those specified in the CML or in Regulation (EU) 2021/821.
















X.C.IX.010


Aromatic polyamides (aramids) not controlled by 1C010, 1C210 or X.C.IX.004, presented in any of the following forms (see List of Items Controlled):






a.


Primary forms;










b.


Filament yarn or monofilaments;










c.


Filament tows;










d.


Rovings;










e.


Staple or chopped fibres;










f.


Fabrics;










g.


Pulp or flocks.
















X.C.IX.011


Nanomaterials as follows (see List of Items Controlled):






a.


Semiconductor nanomaterials;










b.


Composite-based nanomaterials; or










c.


Any of the following carbon-based nanomaterials:






1.


Carbon nanotubes;










2.


Carbon nanofibres;










3.


Fullerenes;










4.


Graphenes; or










5.


Carbon onions.


Notes:

For the purpose of X.C.IX.011, nanomaterial means a material that meets at least one of the following criteria:








1.




consists of particles, with one or more external dimensions in the size range 1 - 100 nm for more than 1 % of their number size distribution;












2.




has internal or surface structures in one or more dimensions in the size range 1 - 100 nm; or












3.




has a specific surface area by volume greater than 60 m2/cm3, excluding materials consisting of particles with a size lower than 1 nm.

























X.D.IX.001


Specific “software”, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


“Software” specially designed for industrial process control hardware/systems controlled by X.B.IX.001, other than those specified in the CML or in Regulation (EU) 2021/821; or










b.


“Software” specially designed for equipment for the production of structural composites, fibres, prepregs and preforms controlled by X.B.IX.001, other than those specified in the CML or in Regulation (EU) 2021/821.
















X.E.IX.001


“Technology” for the “development”, “production”, or “use” of fibrous and filamentary materials controlled by X.C.IX.004 and X.C.IX.010.












X.E.IX.002


“Technology” for the “development”, “production”, or “use” of nanomaterials controlled by X.C.IX.011.




Category X – Materials Processing








X.A.X.001


Explosives or detonator detection equipment, both bulk and trace based, consisting of an automated device, or combination of devices for automated decision making to detect the presence of different types of explosives, explosive residue, or detonators; and components, other than those specified in the CML or in Regulation (EU) 2021/821:






a.


Explosives detection equipment for “automated decision making” to detect and identify bulk explosives utilizing, but not limited to, X-ray (e.g. computed tomography, dual energy, or coherent scattering), nuclear (e.g. thermal neutron analysis, pulse fast neutron analysis, pulse fast neutron transmission spectroscopy, and gamma resonance absorption), or electromagnetic techniques (e.g. quadropole resonance and dielectrometry);










b.


Not used;










c.


Detonator detection equipment for automated decision making to detect and identify initiation devices (e.g. detonators, blasting caps) utilizing, but not limited to, X-ray (e.g. dual energy or computed tomography) or electromagnetic techniques.


Note:

Explosives or detonation detection equipment in X.A.X.001 includes equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.



Technical Notes:









1.





                                                      “Automated decision making” is the ability of the equipment to detect explosives or detonators at the design or operator- selected level of sensitivity and provide an automated alarm when explosives or detonators at or above the sensitivity level are detected.












2.




This entry does not control equipment that depends on operator interpretation of indicators such as inorganic/organic color mapping of the items(s) being scanned.












3.




Explosives and detonators include commercial charges and devices controlled by X.C.VIII.004 and X.C.IX.006 and energetic materials controlled by 1C011, 1C111 and 1C239 (28)
.





















X.A.X.002


Concealed object detection equipment operating in the frequency range from 30 GHz to 3 000 GHz and having a spatial resolution of 0,1 mrad (milliradian) up to and including 1 mrad (milliradian) at a standoff distance of 100 m; and components, other than those specified in the CML or in Regulation (EU) 2021/821.


Note:

Concealed object detection equipment includes but is not limited to equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.



Technical Note:



The range of frequencies span what is generally considered as the millimetre-wave, submillimetre-wave and terahertz frequency regions.













X.A.X.003


Bearings and bearing systems not controlled by 2A001 (see List of Items Controlled):






a.


Ball bearings or Solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or equivalents) and having any of the following characteristics;






1.


Manufactured for use at operating temperatures above 573 K (300°C) either by using special materials or by special heat treatment; or










2.


With lubricating elements or component modifications that, according to the manufacturer's specifications, are specially designed to enable the bearings to operate at speeds exceeding 2,3 million ‘DN’;














b.


Solid tapered roller bearings, having tolerances specified by the manufacturer in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and having either of the following characteristics:






1.


With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2,3 million “DN”; or










2.


Manufactured for use at operating temperatures below 219 K (-54°C) or above 423 K (150°C);














c.


Gas-lubricated foil bearing manufactured for use at operating temperatures of 561 K (288°C) or higher and a unit load capacity exceeding 1 MPa;










d.


Active magnetic bearing systems;










e.


Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured for use at operating temperatures below 219 K (-54°C) or above 423 K (150°C).


Technical Notes:









1.





                                                      “DN” is the product of the bearing bore diameter in mm and the bearing rotational velocity in rpm.












2.




Operating temperatures include those temperatures obtained when a gas turbine engine has stopped after operation





















X.A.X.004


Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or other alloy steel containing 10 % or more nickel and/or chromium:






a.


Pressure tube, pipe, and fittings of 200 mm or more inside diameter, and suitable for operation at pressures of 3,4 MPa or greater;










b.


Pipe valves having all of the following characteristics that are not controlled by 2B350.g (29):






1.


A pipe size connection of 200 mm or more inside diameter; and










2.


Rated at 10,3 MPa or more.


Notes:









1.




See X.D.X.005 for “software” for items controlled under this entry.












2.




See 2E001 (“development”), 2E002 (“production”), and X.E.X.003 (“use”) for technology for items controlled under this entry.












3.




See related controls 2A226, 2B350 and X.B.X.010.

























X.A.X.005


Pumps designed to move molten metals by electromagnetic forces.


Notes:









1.




See X.D.X.005 for “software” for items controlled under this entry.












2.




See 2E001 (“development”), 2E002 (“production”), and X.E.X.003 (“use”) for “technology” for items controlled under this entry.












3.




Pumps for use in liquid-metal-cooled reactors are controlled by 0A001.

















X.A.X.006


“Portable electric generators” and specially designed components.


Technical Note:




                                       “Portable electric generators” – The generators that are in X.A.X.006 are portable – 2 268 kg or less on wheels or transportable in a 2,5 tonnes truck without a special set up requirement.













X.A.X.007


Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


Bellows sealed valves;










b.


Not used.
















X.B.X.001


“Continuous flow reactors” and their “modular components”.


Technical Notes:









1.




For the purposes of X.B.X.001, “continuous flow reactors” consist in plug and play systems where reactants are continuously fed into the reactor and the resultant product is collected at the outlet.












2.




For purposes of X.B.X.001, “modular components” are fluidic modules, liquid pumps, valves, packed-bed modules, mixer modules, pressure gauges, liquid-liquid separators, etc.

















X.B.X.002


Nucleic acid assemblers and synthesizers not controlled by 2B352.i, which are partly or entirely automated, and designed to generate nucleic acids greater than 50 bases.












X.B.X.003


Automated peptide synthesizers capable to work under controlled atmosphere conditions.












X.B.X.004


Numerical control units for machine tools and “numerically controlled” machine tools, other than those specified in the CML or in Regulation (EU) 2021/821 (see List of Items Controlled):






a.


“Numerical control” units for machine tools:






1.


Having four interpolating axes that can be coordinated simultaneously for contouring control; or










2.


Having two or more axes that can be coordinated simultaneously for contouring control and a minimum programmable increment better (less) than 0,001 mm;










3.


“Numerical control” units for machine tools having two, three or four interpolating axes that can be coordinated simultaneously for contouring control, and capable of receiving directly (on-line) and processing computer-aided-design (CAD) data for internal preparation of machine instructions; or














b.


Motion control boards specially designed for machine tools and having any of the following characteristics:






1.


Interpolation in more than four axes;










2.


Capable of real-time processing of data to modify tool path, feed rate and spindle data, during the machining operation, by any of the following:






a.


Automatic calculation and modification of part program data for machining in two or more axes by means of measuring cycles and access to source data; or










b.


Adaptive control with more than one physical variable measured and processed by means of a computing model (strategy) to change one or more machining instructions to optimize the process; or














3.


Capable of receiving and processing CAD data for internal preparation of machine instructions;














c.


“Numerically controlled” machine tools that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous contouring control in two or more axes and that have both of the following characteristics:






1.


Two or more axes that can be coordinated simultaneously for contouring control; and










2.


Positioning accuracies according to ISO 230/2 (2006), with all compensations available:






a.


Better than 15 μm along any linear axis (overall positioning) for grinding machines;










b.


Better than 15 μm along any linear axis (overall positioning) for milling machines; or










c.


Better than 15 μm along any linear axis (overall positioning) for turning machines; or


















d.


Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous contouring control in two or more axes:






1.


Machine tools for turning, grinding, milling or any combination thereof, having two or more axes that can be coordinated simultaneously for contouring control and having any of the following characteristics:






a.


One or more contouring “tilting spindles”;


Note:

X.B.X.004.d.1.a. applies to machine tools for grinding or milling only.











b.


“Camming” (axial displacement) in one revolution of the spindle less (better) than 0,0006 mm total indicator reading (TIR);


Note:

X.B.X.004.d.1.b. applies to machine tools for turning only.











c.


“Run-out” (out-of-true running) in one revolution of the spindle less (better) than 0,0006 mm total indicator reading (TIR); or










d.


The positioning accuracies, with all compensations available, are less (better) than: 0,001° on any rotary axis;














2.


Electrical discharge machines (EDM) of the wire feed type that have five or more axes that can be coordinated simultaneously for contouring control.




















X.B.X.005


Non-“numerically controlled” machine tools for generating optical quality surfaces, (see List of Items Controlled) and specially designed components therefor:






a.


Turning machines using a single point cutting tool and having all of the following characteristics:






1.


Slide positioning accuracy less (better) than 0,0005 mm per 300 mm of travel;










2.


Bidirectional slide positioning repeatability less (better) than 0,00025 mm per 300 mm of travel;










3.


Spindle “run-out” and “camming” less (better) than 0,0004 mm total indicator reading (TIR);










4.


Angular deviation of the slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel; and










5.


Slide perpendicularity less (better) than 0,001 mm per 300 mm of travel;


Technical Note:



The bidirectional slide positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning at any position along or around the axis determined using the procedure and under the conditions specified in part 2.11 of ISO 230/2: 1988.















b.


Fly cutting machines having all of the following characteristics:






1.


Spindle “run-out” and “camming” less (better) than 0,0004 mm TIR; and










2.


Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel.




















X.B.X.006


Gearmaking and/or finishing machinery not controlled by 2B003 capable of producing gears to a quality level of better than AGMA 11.












X.B.X.007


Dimensional inspection or measuring systems or equipment not controlled by 2B006 or 2B206, as follows (see List of Items Controlled):






a.


Manual dimensional inspection machines, having both of the following characteristics:






1.


Two or more axes; and










2.


A measurement uncertainty equal to or less (better) than (3 + L/300) μm in any axes (L measured length in mm).




















X.B.X.008


“Robots” not controlled by 2B007 or 2B207 that are capable of employing feedback information in real-time processing from one or more sensors to generate or modify programs or to generate or modify numerical program data.












X.B.X.009


Assemblies, circuit boards or inserts specially designed for machine tools controlled by X.B.X.004, or for equipment controlled by X.B.X.006, X.B.X.007 or X.B.X.008:






a.


Spindle assemblies, consisting of spindles and bearings as a minimal assembly, with radial (“run-out”) or axial (“camming”) axis motion in one revolution of the spindle less (better) than 0,0006 mm total indicator reading (TIR);










b.


Single point diamond cutting tool inserts, having all of the following characteristics:






1.


Flawless and chip-free cutting edge when magnified 400 times in any direction;










2.


Cutting radius from 0,1 to 5 mm inclusive; and










3.


Cutting radius out-of-roundness less (better) than 0,002 mm TIR.














c.


Specially designed printed circuit boards with mounted components capable of upgrading, according to the manufacturer’s specifications, “numerical control” units, machine tools or feed-back devices to or above the levels specified in X.B.X.004, X.B.X.006, X.B.X.007, X.B.X.008, or X.B.X.009.


Technical Note:



This entry does not control measuring interferometer systems, without closed or open loop feedback, containing a laser to measure slide movement errors of machine-tools, dimensional inspection machines or similar equipment.

















X.B.X.010


Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows (see List of Items Controlled):






a.


Isostatic presses, other than those specified in the CML or in Regulation (EU) 2021/821;










b.


Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies;










c.


Laser welding machines;










d.


MIG welders;










e.


E-beam welders;










f.


Monel equipment, including valves, piping, tanks and vessels;










g.


304 and 316 stainless steel valves, piping, tanks and vessels;


Note:

Fittings are considered part of piping for purposes of X.B.X.010.g.











h.


Mining and drilling equipment, as follows:






1.


Large boring equipment capable of drilling holes greater than 61 cm in diameter;










2.


Large earth-moving equipment used in the mining industry;














i.


Electroplating equipment designed for coating parts with nickel or aluminium;










j.


Pumps designed for industrial service and for use with an electrical motor of 5 HP or greater;










k.


Vacuum valves, piping, flanges, gaskets and related equipment specially designed for use in high-vacuum service, other than those specified in the CML or in Regulation (EU) 2021/821;










l.


Spin forming and flow forming machines, other than those specified in the CML or in Regulation (EU) 2021/821;










m.


Centrifugal multiplane balancing machines, other than those specified in the CML or in Regulation (EU) 2021/821; or










n.


Austenitic stainless steel plate, valves, piping, tanks and vessels.
















X.B.X.011


Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2,5 metres.












X.B.X.012


Class II biosafety cabinets and glove boxes.












X.B.X.013


Batch centrifuges with a rotor capacity of 4 litres or greater, usable with biological materials.












X.B.X.014


Fermenters with an internal volume of 10–20 litres, usable with biological materials.












X.B.X.015


Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps (including single seal pumps), valves, storage tanks, containers, receivers, and distillation or absorption columns that meet performance parameters of the control 2B350 (30), regardless of their materials of construction.












X.B.X.016


Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that may be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities.












X.B.X.017


Vacuum pumps with a manufacturer’s specified maximum flow-rate greater than 1 m3/h (under standard temperature and pressure conditions), casings (pump bodies), preformed casing-liners, impellers, rotors, and jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemicals being processed are made from controlled materials.












X.B.X.018


Laboratory equipment, including parts and accessories for such equipment, for the analysis or detection, destructive or non-destructive, of chemical substances.












X.B.X.019


Whole chlor-alkali electrolysis cells – mercury, diaphragm and membrane.












X.B.X.020


Titanium electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.












X.B.X.021


Nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.












X.B.X.022


Bipolar titanium nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.












X.B.X.023


Asbestos diaphragms specially designed for use in chlor-alkali cells.












X.B.X.024


Fluoropolymer based diaphragms specially designed for use in chlor-alkali cells.












X.B.X.025


Fluoropolymer based ion exchange membranes specially designed for use in chlor-alkali cells.












X.B.X.026


Compressors specially designed to compress wet or dry chlorine, regardless of material of construction.












X.B.X.027


Microwave reactors – Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating.












X.D.X.001


“Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by X.A.X.001.












X.D.X.002


“Software”“required” for the “development”, “production” or “use” of concealed object detection equipment controlled by X.A.X.002.












X.D.X.003


“Software” specially designed for the “development”, “production”, or “use” of equipment controlled by X.B.X.004, X.B.X.006, or X.B.X.007, X.B.X.008, and X.B.X.009.












X.D.X.004


Specific “software”, as follows (see List of Items Controlled):






a.


“Software” to provide adaptive control and having both of the following characteristics:






1.


For flexible manufacturing units (FMUs); and










2.


Capable of generating or modifying, in real-time processing, programs or data by using the signals obtained simultaneously by means of at least two detection techniques, such as:






a.


Machine vision (optical ranging);










b.


Infrared imaging;










c.


Acoustical imaging (acoustical ranging);










d.


Tactile measurement;










e.


Inertial positioning;










f.


Force measurement; and










g.


Torque measurement.


Note:

X.D.X.004.a does not control “software” which only provides rescheduling of functionally identical equipment within “flexible manufacturing units” using pre-stored part programs and a pre-stored strategy for the distribution of the part programs.



















b.


Not used.
















X.D.X.005


“Software” specially designed or modified for the “development,”“production,” or “use” of items controlled by X.A.X.004 or X.A.X.005.


Note:

See 2E001 (“development”) for “technology” for “software” controlled under this entry.













X.D.X.006


“Software” specially designed for the “development” or “production” of portable electric generators controlled by X.A.X.006.












X.E.X.001


“Technology”“required” for the “development,”“production” or “use” of equipment controlled by X.A.X.002 or “required” for the “development” of “software” controlled by X.D.X.002.


Note:

See X.A.X.002 and X.D.X.002 for related commodity and “software” controls.













X.E.X.002


“Technology” for the “use” of equipment controlled by X.B.X.004, X.B.X.006, X.B.X.007, or X.B.X.008.












X.E.X.003


“Technology” according to the General Technology Note for the “use” of equipment controlled by X.A.X.004 or X.A.X.005.












X.E.X.004


“Technology” for the “use” of portable electric generators controlled by X.A.X.006.




Part B
1.   Semiconductor devices






CN Code


Description




8541 10 


Diodes, other than photosensitive or light-emitting diodes (LED)




8541 21 


Transistors, other than photosensitive transistors with a dissipation rate of less than 1 W




8541 29 


Other transistors, other than photosensitive transistors




8541 49 


Photosensitive semiconductor devices (excl. Photovoltaic generators and cells)




8541 51 


Other semiconductor devices: Semiconductor-based transducers




8541 59 


Other semiconductor devices




8541 60 


Mounted piezo-electric crystals




8541 90 


Semiconductor devices: Parts




2.   Electronic integrated circuits






CN Code


Description




8542 31 


Processors and controllers, whether or not combined with memories, converters, logic circuits, amplifiers, clock and timing circuits, or other circuits




8542 32 


Memories




8542 33 


Amplifiers




8542 39 


Other Electronic Integrated Circuits




8542 90 


Electronic integrated circuits: Parts




3.   Photographic cameras






CN Code


Description




9006 30 


Cameras specially designed for underwater use, for aerial survey or for medical or surgical examination of internal organs; comparison cameras for forensic or criminological purposes




4.   Other electrical/magnetic components






CN Code


Description




8505 11 


Permanent magnets and articles intended to become permanent magnets after magnetisation of metal




8532 24 


Ceramic dielectric multilayer capacitors




8536 50 


Other switches




8536 69 


Plugs and sockets




8536 90 


Other apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, relays, fuses, surge suppressors, plugs, sockets, lamp holders and other connectors, junction boxes), for a voltage not exceeding 1 000  V; connectors for optical fibres, optical fibre bundles or cables




8548 00 


Electrical parts of machinery or apparatus, not specified or included elsewhere in Chapter 85




5.   Machines for additive manufacturing






CN Code


Description




8485 20 


Machines for additive manufacturing by plastics or rubber deposit




8485 30 


Machines for additive manufacturing by plaster, cement, ceramics or glass deposit




8485 90 


Parts of machines for additive manufacturing






            ’
         


(1)  Ref. Annex I to Regulation (EU) 2021/821

(2)  Ref. Annex I to Regulation (EU) 2021/821

(3)  Ref. Annex I to Regulation (EU) 2021/821

(4)  Ref. Annex I to Regulation (EU) 2021/821

(5)  Ref. Annex I to Regulation (EU) 2021/821

(6)  Ref. Annex I to Regulation (EU) 2021/821

(7)  Ref. Annex I to Regulation (EU) 2021/821

(8)  Ref. Annex I to Regulation (EU) 2021/821

(9)  Ref. Annex I to Regulation (EU) 2021/821

(10)  Ref. Annex I to Regulation (EU) 2021/821

(11)  Ref. Annex I to Regulation (EU) 2021/821

(12)  Ref. Annex I to Regulation (EU) 2021/821

(13)  Ref. Annex I to Regulation (EU) 2021/821

(14)  Ref. Annex I to Regulation (EU) 2021/821

(15)  Ref. Annex I to Regulation (EU) 2021/821

(16)  Ref. Annex I to Regulation (EU) 2021/821

(17)  Ref. Annex I to Regulation (EU) 2021/821

(18)  Ref. Annex I to Regulation (EU) 2021/821

(19)  Ref. Annex I to Regulation (EU) 2021/821

(20)  Ref. Annex I to Regulation (EU) 2021/821

(21)  Ref. Annex I to Regulation (EU) 2021/821

(22)  Ref. Annex I to Regulation (EU) 2021/821

(23)  Ref. Annex I to Regulation (EU) 2021/821

(24)  Ref. Annex I to Regulation (EU) 2021/821

(25)  Ref. Annex I to Regulation (EU) 2021/821

(26)  Ref. Annex I to Regulation (EU) 2021/821

(27)  Ref. Annex I to Regulation (EU) 2021/821

(28)  Ref. Annex I to Regulation (EU) 2021/821

(29)  Ref. Annex I to Regulation (EU) 2021/821

(30)  Ref. Annex I to Regulation (EU) 2021/821





ANNEX III
In Annex IX to Regulation (EU) No 833/2014, the following is added:



‘ANNEX IX

C.   
Model for sale, supply or transfer notification, application and authorisation forms (referred to in Article 12b(1) of this Regulation)
The export authorisation is valid in all Member States of the European Union until its expiry date.







EUROPEAN UNION


EXPORT AUTHORISATION / NOTIFICATION
(Reg. (EU) 2022/328)















Notification pursuant to Article 12b(1) Regulation (EU) 833/2014





1









1.


Exporter












2.


Identification number












3.


Expiry date (if applicable)








 








4.


Contact point details














5.


Consignee












6.


Issuing authority














7.


Agent/Representative (if different from exporter)














8.


Country of consignment






Code (1)











9.


End user (if different from consignee)












10.


Member State of current or future location of the items






Code










11.


Member State of intended entry into the customs export procedure






Code





1









12.


Country of final destination






Code










 


Confirm that the end user is non military






Yes/No

















 








13.


Description of the items (2)













14.



Country of origin








Code











15.


Harmonised System or Combined Nomenclature Code (if applicable with 8 digit; CAS number if available)












16.


Control list no (for listed items)














17.


Currency and Value












18.


Quantity of the items














19.


End use






Confirm that the end use is non military


Yes/No








20.


Contract date (if applicable )












21.


Customs export procedure














22.


Additional information:








Available for pre-printed information At discretion of Member States




 


For completion by issuing authority
Issuing Authority Signature


Stamp




 


 


Date













EUROPEAN UNION


(Reg. (EU) 2022/328)
















1


Bis









1.


Exporter












2.


Identification number






 




 


 


 










13.


Description of the items












14.



Country of origin








Code











15.


Commodity code (if applicable with 8 digit; CAS number if available )












16.


Control list no (for listed items)














17.


Currency and Value












18.


Quantity of the items














13.


Description of the items












14.



Country of origin








Code











15.


Commodity code (if applicable with 8 digit; CAS number if available )












16.


Control list no (for listed items)








 








17.


Currency and Value












18.


Quantity of the items














13.


Description of the items












14.



Country of origin








Code











15.


Commodity code












16.


Control list no














17.


Currency and value












18.


Quantity of the items








 








13.


Description of the items












14.



Country of origin








Code











15.


Commodity code












16.


Control list no














17.


Currency and value












18.


Quantity of the items








 








13.


Description of the items












14.



Country of origin








Code











15.


Commodity code












16.


Control list no














17.


Currency and value












18.


Quantity of the items








 








13.


Description of the items












14.



Country of origin








Code











15.


Commodity code












16.


Control list no














17.


Currency and value












18.


Quantity of the items



















Note: In part 1 of column 24, write the quantity still available and in part 2 of column 24, write the quantity deducted on this occasion.










23.


Net quantity/value (Net mass/other unit with indication of unit)












26.


Customs document (Type and number) or extract (Nr) and date of deduction












27.


Member state, name and signature, stamp of deduction














24.


In numbers












25.


In words for quantity/value deducted








1.


 


 


 




2.




1.


 


 


 




2.




1.


 


 


 




2.




1.


 


 


 




2.




1.


 


 


 




2.




1.


 


 


 




2.






            ’
         


(1)  See Regulation (EC) No 1172/95 (OJ L 118, 25.5.1995, p. 10).

(2)  If needed, this description may be given in one or more attachments to this form (1bis). In this case, indicate the exact number of attachments in this box. The description should be as precise as possible and integrate, where relevant, the CAS or other references for chemical items in particular.





ANNEX IV
Annex XI to Regulation (EU) No 833/2014 is replaced by the following:



‘ANNEX XI
List of goods and technologies referred to in Article 3c(1)
Part A






CN Code


Description




88 


Aircraft, spacecraft, and parts thereof




List of goods and technologies referred to in Article 3c(1)
Part B






CN Code


Description




ex 2710 19 83 


Hydraulic oils for the usage in vehicles of Chapter 88




ex 2710 19 99 


Other lubricating oils and other oils for use in aviation




4011 30 00 


New pneumatic tyres of rubber, of a kind used on aircraft




ex 6813 20 00 


Brake discs and pads for use on aircraft




6813 81 00 


Brake linings and pads




8517 71 00 


Aerials and aerial reflectors of all kinds; parts suitable for use therewith




ex 8517 79 00 


Other parts related to aerials




9024 10 00 


Machines and appliances for testing the hardness, strength, compressibility, elasticity or other mechanical properties of materials: Machines and appliances for testing metals




9026 00 00 


Instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases (for example, flow meters, level gauges, manometers, heat meters), excluding instruments and apparatus of heading 9014 , 9015 , 9028  or 9032 




List of goods and technologies referred to in Article 3c(1)
Part C






CN Code


Description




8407 10 


Spark-ignition reciprocating or rotary internal combustion piston engine, for aircraft




8409 10 


Parts suitable for use solely or principally with internal combustion piston engine for aircraft






            ’
         





ANNEX V
In Annex XV to Regulation (EU) No 833/2014, the following entities are added:






 



                  ‘NTV/NTV Mir










 


Rossiya 1










 


REN TV










 


Pervyi Kanal’.









ANNEX VI
Part B of Annex XVII to Regulation (EU) No 833/2014 is replaced as follows:



‘ANNEX XVII
List of iron and steel products referred to in Article 3g
Part B






CN Code


Description




7206 


Iron and non-alloy steel in ingots or other primary forms (excl. Remelting scrap ingots, products obtained by continuous casting and iron of heading 7203 )




7207 


Semi-finished products of iron or non-alloy steel




7208 


Flat-rolled products of iron or non-alloy steel, of a width >= 600 mm, hot-rolled, not clad, plated or coated




7209 


Flat-rolled products of iron or non-alloy steel, of a width of >= 600 mm, cold-rolled “cold-reduced”, not clad, plated or coated




7210 


Flat-rolled products of iron or non-alloy steel, of a width >= 600 mm, hot-rolled or cold-rolled “cold-reduced”, clad, plated or coated




7211 


Flat-rolled products of iron or non-alloy steel, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”, not clad, plated or coated




7212 


Flat-rolled products of iron or non-alloy steel, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”, clad, plated or coated




7213 


Bars and rods of iron or non-alloy steel, hot-rolled, in irregularly wound coils




7214 


Bars and rods, of iron or non-alloy steel, not further worked than forged, hot-rolled, hot-drawn or hot-extruded, but incl. Those twisted after rolling (excl. In irregularly wound coils)




7215 


Bars and rods, of iron or non-alloy steel, cold-formed or cold-finished, whether or not further worked, or hot-formed and further worked, n.e.s.




7216 


Angles, shapes and sections of iron or non-alloy steel, n.e.s.




7217 


Wire of iron or non-alloy steel, in coils (excl. Bars and rods)




7218 


Stainless steel in ingots or other primary forms; semi-finished products of stainless steel




7219 


Flat-rolled products of stainless steel, of a width of >= 600 mm, hot-rolled or cold-rolled “cold-reduced”




7220 


Flat-rolled products of stainless steel, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”




7221 


Bars and rods of stainless steel, hot-rolled, in irregularly wound coils




7222 


Other bars and rods of stainless steel; angles, shapes and sections of stainless steel, n.e.s.




7223 


Wire of stainless steel, in coils (excl. Bars and rods)




7224 


Steel, alloy, other than stainless, in ingots or other primary forms, semi-finished products of alloy steel other than stainless




7225 


Flat-rolled products of alloy steel other than stainless, of a width of >= 600 mm, hot-rolled or cold-rolled “cold-reduced”




7226 


Flat-rolled products of alloy steel other than stainless, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”




7227 


Bars and rods of alloy steel other than stainless, hot-rolled, in irregularly wound coils




7228 


Other bars and rods of alloy steel other than stainless, angles, shapes and sections of alloy steel other than stainless, n.e.s.; hollow drill bars and rods, of alloy or non-alloy steel




7229 


Wire of alloy steel other than stainless, in coils (excl. Bars and rods)




7301 


Sheet piling of iron or steel, whether or not drilled, punched or made from assembled elements; welded angles, shapes and sections, of iron or steel




7302 


Railway or tramway track construction material of iron or steel; the following: rails, check-rails and rack rails, switch blades, crossing frogs, point rods and other crossing pieces, sleepers “cross-ties”, fish-plates, chairs, chair wedges, sole plates “base plates”, rail clips, bedplates, ties and other material specialised for jointing or fixing rails




7303 


Tubes, pipes and hollow profiles, of cast iron




7304 


Tubes, pipes and hollow profiles, seamless, of iron or steel (excl. Products of cast iron)




7305 


Tubes and pipes, having circular cross-sections and an external diameter of > 406,4 mm, of flat-rolled products of iron or steel e.g. “welded, riveted or similarly closed”




7306 


Tubes, pipes and hollow profiles e.g. “open seam or welded, riveted or similarly closed”, of iron or steel (excl. Of cast iron, seamless tubes and pipes and tubes having internal and external circular cross-sections and an external diameter of > 406,4 mm)




7307 


Tube or pipe fittings e.g. “couplings, elbows, sleeves”, of iron or steel




7308 


Structures and parts of structures e.g. “bridges and bridge-sections, lock-gates, towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades, pillars and columns”, of iron or steel; plates, rods, angles, shapes, sections, tubes and the like, prepared for use in structures, of iron or steel (excl. Prefabricated buildings of heading 9406 )




7309 


Reservoirs, tanks, vats and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of > 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated (excl. Containers specifically constructed or equipped for one or more types of transport)




7310 


Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated, n.e.s.




7311 


Containers of iron or steel, for compressed or liquefied gas (excl. Containers specifically constructed or equipped for one or more types of transport)




7312 


Stranded wire, ropes, cables, plaited bands, slings and the like, of iron or steel (excl. Electrically insulated products and twisted fencing wire and barbed wire)




7313 


Barbed wire of iron or steel; twisted hoop or single flat wire, barbed or not, and loosely twisted double wire, of a kind used for fencing, of iron or steel




7314 


Cloth, incl. Endless bands, grill, netting and fencing, of iron or steel wire, expanded metal of iron or steel (excl. Woven products of metal fibres of a kind used for cladding, lining or similar purposes)




7315 


Chain and parts thereof, or iron or steel (excl. Watch chains, necklace chains and the like, cutting and saw chain, skid chain, scraper chain for conveyors, toothed chain for textile machinery and the like, safety devices with chains for securing doors, measuring chains)




7316 


Anchors, grapnels and parts thereof, of iron or steel




7317 


Nails, tacks, drawing pins, corrugated nails, staples and similar articles of iron or steel, whether or not with heads of other material (excl. Such articles with heads of copper and staples in strips)




7318 


Screws, bolts, nuts, coach screws, screw hooks, rivets, cotters, cotter pins, washers, incl. Spring washers, and similar articles, of iron or steel (excl. Lag screws, stoppers, plugs and the like, threaded)




7319 


Sewing needles, knitting needles, bodkins, crochet hooks, embroidery stilettos and similar articles, for use in the hand, of iron or steel; safety pins and other pins of iron or steel, n.e.s.




7320 


Springs and leaves for springs, of iron or steel (excl. Clock and watch springs, springs for sticks and handles of umbrellas or parasols, shock absorbers and torque rod or torsion bar springs of section 17)




7321 


Stoves, ranges, grates, cookers, incl. Those with subsidiary boilers for central heating, barbecues, braziers, gas rings, plate warmers and similar non-electric domestic appliances, and parts thereof of iron or steel (excl. Boilers and radiators for central heating, geysers and hot water cylinders)




7322 


Radiators for central heating, not-electrically heated, and parts thereof, of iron or steel; air heaters and hot-air distributors (incl. Distributors which can also distribute fresh or conditioned air), not-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel




7323 


Table, kitchen or other household articles, and parts thereof, of iron or steel; iron or steel wool; pot scourers and scouring or polishing pads, gloves and the like, of iron or steel (excl. Cans, boxes and similar containers of heading 7310 ; waste baskets; shovels, corkscrews and other articles of the nature of a work implement; articles of cutlery, spoons, ladles, forks etc. Of heading 8211  to 8215 ; ornamental articles; sanitary ware)




7324 


Sanitary ware, and parts thereof, of iron or steel (excl. Cans, boxes and similar containers of heading 7310 , small wall cabinets for medical supplies or toiletries and other furniture of chapter 94, and fittings)




7325 


Articles of iron or steel, cast, n.e.s.




7326 


Articles of iron or steel, n.e.s. (excl. Cast articles)






            ’
         





ANNEX VII
Annex XIX to Regulation (EU) No 833/2014 is replaced by the following:



‘ANNEX XIX
List of legal persons, entities and bodies referred to in Article 5aa
Part A





OPK OBORONPROM









UNITED AIRCRAFT CORPORATION









URALVAGONZAVOD









ROSNEFT









TRANSNEFT









GAZPROM NEFT









ALMAZ-ANTEY









KAMAZ









ROSTEC (RUSSIAN TECHNOLOGIES STATE CORPORATION)









JSC PO SEVMASH









SOVCOMFLOT









UNITED SHIPBUILDING CORPORATION




Part B





RUSSIAN MARITIME REGISTER of SHIPPING (RMRS)




Part C





RUSSIAN REGIONAL DEVELOPMENT BANK






            ’
         





ANNEX VIII
Annex XXIII to Regulation (EU) No 833/2014 is replaced by the following:



‘ANNEX XXIII
List of goods and technology as referred to in Article 3k
Part A






CN code


Description




0601 10 


Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, dormant




0601 20 


Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, in growth or in flower; chicory plants and roots




0602 30 


Rhododendrons and azaleas, grafted or not




0602 40 


Roses, grafted or not




0602 90 


Other live plants (including their roots), cuttings and slips; mushroom spawn - Other




0604 20 


Foliage, branches and other parts of plants, without flowers or flower buds, and grasses, mosses and lichens, being goods of a kind suitable for bouquets or for ornamental purposes, fresh, dried, dyed, bleached, impregnated or otherwise prepared - Fresh




2508 40 


Other clays




2508 70 


Chamotte or dinas earths




2509 00 


Chalk




2512 00 


Siliceous fossil meals (for example, kieselguhr, tripolite and diatomite) and similar siliceous earths, whether or not calcined, of an apparent specific gravity of 1 or less




2515 12 


Merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape




2515 20 


Ecaussine and other calcareous monumental or building stone; alabaster




2518 20 


Calcined or sintered dolomite




2519 10 


Natural magnesium carbonate (magnesite)




2520 10 


Gypsum; anhydrite




2521 00 


Limestone flux; limestone and other calcareous stone, of a kind used for the manufacture of lime or cement




2522 10 


Quicklime




2522 30 


Hydraulic lime




2525 20 


Mica powder




2526 20 


Natural steatite, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape; talc - Crushed or powdered




2530 20 


Kieserite, epsomite (natural magnesium sulphates)




2701 00 


Coal; briquettes, ovoids and similar solid fuels manufactured from coal




2702 00 


Lignite, whether or not agglomerated, excluding jet




2703 00 


Peat (including peat litter), whether or not agglomerated




2704 00 


Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon




2707 30 


Xylol (xylenes)




2708 20 


Pitch coke




2712 10 


Petroleum jelly




2712 90 


Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured:




2715 00 


Bituminous mastics, cut-backs and other bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch - Other




2804 10 


Hydrogen




2804 30 


Nitrogen




2804 40 


Oxygen




2804 61 


Silicon - Containing by weight not less than 99,99 % of silicon




2804 80 


Arsenic




2806 10 


Hydrogen chloride (hydrochloric acid)




2806 20 


Chlorosulphuric acid




2811 29 


Other inorganic oxygen compounds of non-metals - Other




2813 10 


Carbon disulphide




2814 20 


Ammonia in aqueous solution




2815 12 


Sodium hydroxide (caustic soda) - In aqueous solution (soda lye or liquid soda)




2818 30 


Aluminium hydroxide




2819 90 


Chromium oxides and hydroxides - Other




2820 10 


Manganese dioxide




2827 31 


Other chlorides - Of magnesium




2827 35 


Other chlorides - Of nickel




2828 90 


Hypochlorites; commercial calcium hypochlorite; chlorites; hypobromites - Other




2829 11 


Chlorates - Of sodium




2832 20 


Sulphites (excluding sodium)




2833 24 


Sulphates of nickel




2833 30 


Alums




2834 10 


Nitrites




2836 30 


Sodium hydrogencarbonate (sodium bicarbonate)




2836 50 


Calcium carbonate




2839 90 


Silicates; commercial alkali metal silicates - Other




2840 30 


Peroxoborates (perborates)




2841 50 


Other chromates and dichromates; peroxochromates




2841 80 


Tungstates (wolframates)




2843 10 


Colloidal precious metals




2843 21 


Silver nitrate




2843 29 


Silver compounds - Other




2843 30 


Gold compounds




2847 00 


Hydrogen peroxide, whether or not solidified with urea




2901 23 


Butene (butylene) and isomers thereof




2901 24 


Buta-1,3-diene and isoprene




2901 29 


Acyclic hydrocarbons - Unsaturated - Other




2902 11 


Cyclohexane




2902 30 


Toluene




2902 41 


o-xylene




2902 43 


p-xylene




2902 44 


Mixed xylene isomers




2902 50 


Styrene




2903 11 


Chloromethane (methyl chloride) and chloroethane (ethyl chloride)




2903 12 


Dichloromethane (methylene chloride)




2903 21 


Vinyl chloride (chloroethylene)




2903 23 


Tetrachloroethylene (perchloroethylene)




2903 29 


Unsaturated chlorinated derivatives of acyclic hydrocarbons - Other




2903 76 


Bromochlorodifluoromethane (Halon-1211), bromotrifluoromethane (Halon-1301) and dibromotetrafluoroethanes (Halon-2402)




2903 81 


1,2,3,4,5,6-Hexachlorocyclohexane (HCH (ISO)), including lindane (ISO, INN)




2903 91 


Chlorobenzene, o-dichlorobenzene and p-dichlorobenzene




2904 10 


Derivatives containing only sulpho groups, their salts and ethyl esters




2904 20 


Derivatives containing only nitro or only nitroso groups




2904 31 


Perfluorooctane sulphonic acid




2905 13 


Butan-1-ol (n-butyl alcohol)




2905 16 


Octanol (octyl alcohol) and isomers thereof




2905 19 


Saturated monohydric alcohols - Other




2905 41 


2-Ethyl-2-(hydroxymethyl)propane-1,3-diol (trimethylolpropane)




2905 59 


Other polyhydric alcohols - Other




2906 13 


Sterols and inositols




2906 19 


Cyclanic, cyclenic or cycloterpenic -Other




2907 11 


Phenol (hydroxybenzene) and its salts




2907 13 


Octylphenol, nonylphenol and their isomers; salts thereof




2907 19 


Monophenols - Other




2907 22 


Hydroquinone (quinol) and its salts




2909 11 


Pentachlorophenol (ISO)




2909 20 


Cyclanic, cyclenic or cycloterpenic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives




2909 41 


2,2′-Oxydiethanol (diethylene glycol, digol)




2909 43 


Monobutyl ethers of ethylene glycol or of diethylene glycol




2909 49 


Ether-alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives - Other




2910 10 


Oxirane (ethylene oxide)




2910 20 


Methyloxirane (propylene oxide)




2911 00 


Acetals and hemiacetals, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivat




2912 12 


Ethanal (acetaldehyde)




2912 49 


Aldehyde-alcohols, aldehyde-ethers, aldehyde-phenols and aldehydes with other oxygen function - Other




2912 60 


Paraformaldehyde




2914 11 


Acetone




2914 61 


Anthraquinone




2915 13 


Esters of formic acid




2915 90 


Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives - Other




2916 12 


Esters of acrylic acid




2916 13 


Methacrylic acid and its salts




2916 14 


Esters of methacrylic acid




2916 15 


Oleic, linoleic or linolenic acids, their salts and esters




2917 33 


Dinonyl or didecyl orthophthalates




2920 11 


Parathion (ISO) and parathion-methyl (ISO) (methyl-parathion)




2921 22 


Hexamethylenediamine and its salts




2921 41 


Aniline and its salts




2922 11 


Monoethanolamine and its salts




2922 43 


Anthranilic acid and its salts




2923 20 


Lecithins and other phosphoaminolipids




2930 40 


Methionine




2933 54 


Other derivatives of malonylurea (barbituric acid); salts thereof




2933 71 


6-Hexanelactam (epsilon-caprolactam)




3201 90 


Tanning extracts of vegetable origin; tannins and their salts, ethers, esters and other derivatives




3202 10 


Synthetic organic tanning substances




3202 90 


Synthetic organic tanning substances; inorganic tanning substances; tanning preparations, whether or not containing natural tanning substances; enzymatic preparations for pre-tanning




3203 00 


Colouring matter of vegetable or animal origin, incl. dye extracts (excl. animal black), whether or not chemically defined; preparations based on colouring matter of vegetable or animal origin of a kind used to dye fabrics or produce colorant preparations (excl. preparations of heading 3207 , 3208 , 3209 , 3210 , 3213  and 3215 ) - Other




3204 90 


Synthetic organic colouring matter, whether or not chemically defined; preparations as specified in note 3 to this chapter based on synthetic organic colouring matter; synthetic organic products of a kind used as fluorescent brightening agents or as luminophores, whether or not chemically defined




3205 00 


Colour lakes (other than chinese or japanese lacquer and paints); preparations based on colour lakes of a kind used to dye fabrics or produce colorant preparations (excl. preparations of heading 3207 , 3208 , 3209 , 3210 , 3213  and 3215 )




3206 41 


Ultramarine and preparations based thereon of a kind used for colouring any material or produce colorant preparations (excl. preparations of heading 3207 , 3208 , 3209 , 3210 , 3213  and 3215 )




3206 49 


Inorganic or mineral colouring matter, n.e.s.; preparations based on inorganic or mineral colouring matter of a kind used for colouring any material or produce colorant preparations, n.e.s. (excl. preparations of heading 3207 , 3208 , 3209 , 3210 , 3213  and 3215  and inorganic products of a kind used as liminophores) - Other




3207 10 


Prepared pigments, prepared opacifiers, prepared colours and similar preparations




3207 20 


Engobes (slips)




3207 30 


Liquid lustres and similar preparations




3207 40 


Glass frit and other glass, in the form of powder, granules or flakes




3208 10 


Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on polyesters




3208 20 


Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on acrylic or vinyl polymers




3208 90 


Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 -




3209 10 


Paints and varnishes, incl. enamels and lacquers, based on acrylic or vinyl polymers, dispersed or dissolved in an aqueous medium




3209 90 


Paints and varnishes, incl. enamels and lacquers, based on synthetic or chemically modified natural polymers, dispersed or dissolved in an aqueous medium (excl. those based on acrylic or vinyl polymers) - Other




3210 00 


Other paints and varnishes (including enamels, lacquers and distempers); prepared water pigments of a kind used for finishing leather




3212 90 


Pigments (including metallic powders and flakes) dispersed in non- aqueous media, in liquid or paste form, of a kind used in the manufacture of paints (including enamels); stamping foils; dyes and other colouring matter put up in forms or packings for retail sale - Other




3214 10 


Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings




3214 90 


Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings; non-refractory surfacing preparations for façades, indoor walls, floors, ceilings or the like - Other




3215 11 


Printing ink - Black




3215 19 


Printing ink - Other




3403 11 


Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Preparations for the treatment of textile materials, leather, furskins or other materials




3403 19 


Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Other




3403 91 


Preparations for the treatment of textile materials, leather, furskins or other materials




3403 99 


Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals - Other




3505 10 


Dextrins and other modified starches




3506 99 


Prepared glues and other prepared adhesives, not elsewhere specified or included; products suitable for use as glues or adhesives, put up for retail sale as glues or adhesives, not exceeding a net weight of 1 kg- Other




3701 20 


Instant print film




3701 91 


For colour photography (polychrome)




3702 32 


Other film, with silver halide emulsion




3702 39 


Photographic film in rolls, sensitised, unexposed, of any material other than paper, paperboard or textiles; instant print film in rolls, sensitised, unexposed - Other




3702 43 


Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 610 mm and of a length not exceeding 200 m




3702 44 


Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 105 mm but not exceeding 610 mm




3702 55 


Other film, for colour photography (polychrome) - Of a width exceeding 16 mm but not exceeding 35 mm and of a length exceeding 30 m




3702 56 


Other film, for colour photography (polychrome) - Of a width exceeding 35 mm




3702 97 


Other film, for colour photography (polychrome) - Of a width not exceeding 35 mm and of a length exceeding 30 mm.




3702 98 


Photographic film, sensitised, in rolls, unexposed, with perforations, for monochrome photography, width > 35 mm (excl. of paper, paperboard and textiles; x-ray film)




3703 20 


Photographic paper, paperboard and textiles, sensitised, unexposed, for colour photography “polychrome” (excl. products in rolls > 610 mm wide)




3703 90 


Photographic paper, paperboard and textiles, sensitised, unexposed, for monochrome photography (excl. products in rolls > 610 mm wide)




3705 00 


Photographic plates and film, exposed and developed (excl. products made of paper, paperboard or textiles, cinematographic film and ready-to-use printing plates)




3706 10 


Cinematographic film, exposed and developed, whether or not incorporating soundtrack or consisting only of soundtrack, width >= 35 mm




3801 20 


Colloidal or semi-colloidal graphite




3806 20 


Salts of rosin, of resin acids or of derivatives of rosin or resin acids (excl. salts of rosin adducts)




3807 00 


Wood tar; wood tar oils; wood creosote; wood naphtha; vegetable pitch; brewer's pitch and similar preparations based on rosin, resin acids or vegetable pitch (excl. burgundy pitch, yellow pitch, stearin pitch, fatty acid pitch, fatty tar and glycerin pitch)




3809 10 


Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs and other products and preparations such as dressings and mordants of a kind used in the textile, paper, leather or like industries, n.e.s., based on starch or derivatives thereof




3809 91 


Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the textile or similar industries, n.e.s. (excl. those with a basis of amylaceous substances)




3809 92 


Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the paper or similar industries, n.e.s. (excl. those with a basis of amylaceous substances)




3809 93 


Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the leather or similar industries, n.e.s. (excl. those with a basis of amylaceous substances)




3810 10 


Pickling preparations for metal surfaces; soldering, brazing or welding pastes and powders consisting of metal and other materials




3811 21 


Prepared additives for oil lubricants containing petroleum oil or bituminous mineral oil




3811 29 


Prepared additives for oil lubricants not containing petroleum oil or bituminous mineral oil




3811 90 


Oxidation inhibitors, gum inhibitors, viscosity improvers, anti-corrosive preparations and other prepared additives for mineral oils, incl. gasoline, or for other liquids used for the same purposes as mineral oils (excl. anti-knock preparations and oil lubricant additives)




3812 20 


Compound plasticisers for rubber or plastics, n.e.s.




3813 00 


Preparations and charges for fire-extinguishers; charged fire-extinguishing grenades (excl. full or empty fire-extinguishing devices, whether or not portable, unmixed chemically undefined products with fire-extinguishing properties in other forms)




3814 00 


Organic composite solvents and thinners, n.e.s.; prepared paint or varnish removers (excl. nail varnish remover)




3815 11 


Supported catalysts with nickel or a nickel compound as the active substance, n.e.s.




3815 12 


Supported catalysts with precious metal or a precious-metal compound as the active substance, n.e.s.




3815 19 


Supported catalysts, n.e.s. (excl. with precious metal, a precious-metal compound, nickel or a nickel compound as the active substance)




3815 90 


Reaction initiators, reaction accelerators and catalytic preparations, n.e.s. (excl. rubber accelerators and supported catalysts)




3816 00 10 


Dolomite ramming mix




3817 00 


Mixed alkylbenzenes and mixed alkylnaphthalenes produced by the alkylation of benzene and naphthalene (excl. mixed isomers of cyclic hydrocarbons)




3819 00 


Hydraulic brake fluids and other prepared liquids for hydraulic transmission not containing petroleum oil or bituminous mineral oil, or containing < 70% petroleum oil or bituminous mineral oil by weight




3820 00 


Anti-freezing preparations and prepared de-icing fluids (excl. prepared additives for mineral oils or other liquids used for the same purposes as mineral oils)




3823 13 


Tall oil fatty acids, industrial




3827 90 


Mixtures containing halogenated derivatives of methane, ethane or propane (excl. those of subheadings 3824.71.00 to 3824.78.00)




3824 81 


Mixtures and preparations containing oxirane “ethylene oxide”




3824 84 


Mixtures and preparations containing aldrin (iso), camphechlor (iso) “toxaphene”, chlordane (iso), chlordecone (iso), ddt (iso) “clofenotane (inn), 1,1,1-trichloro-2,2-bis”p-chlorophenyl” ethane”, dieldrin “iso, inn”, endosulfan (iso), endrin (iso), heptachlor (iso) or mirex (iso)




3824 99 


Chemical products and preparations of the chemical or allied industries, incl. those consisting of mixtures of natural products, n.e.s.




3825 90 


Residual products of the chemical or allied industries, n.e.s. (excl. waste)




3826 00 


Biodiesel and mixtures thereof, not containing or containing < 70 % by weight of petroleum oils or oils obtained from bituminous minerals




3901 40 


Ethylene-alpha-olefin copolymers, having a specific gravity of < 0,94 , in primary forms




3902 20 


Polyisobutylene, in primary forms




3902 30 


Propylene copolymers, in primary forms




3902 90 


Polymers of propylene or of other olefins, in primary forms (excl. polypropylene, polyisobutylene and propylene copolymers)




3903 19 


Polystyrene, in primary forms (excl. expansible)




3903 90 


Polymers of styrene, in primary forms (excl. polystyrene, styrene-acrylonitrile copolymers “san” and acrylonitrile-butadiene-styrene “abs”)




3904 10 


Poly “vinyl chloride”, in primary forms, not mixed with any other substances




3904 50 


Vinylidene chloride polymers, in primary forms




3905 12 


Poly “vinyl acetate”, in aqueous dispersion




3905 19 


Poly “vinyl acetate”, in primary forms (excl. in aqueous dispersion)




3905 21 


Vinyl acetate copolymers, in aqueous dispersion




3905 29 


Vinyl acetate copolymers, in primary forms (excl. in aqueous dispersion)




3905 91 


Copolymers of vinyl, in primary forms (excl. vinyl chloride-vinyl acetate copolymers and other vinyl chloride copolymers, and vinyl acetate copolymers)




3906 10 


Poly “methyl methacrylate”, in primary forms




3906 90 


Acrylic polymers, in primary forms (excl. poly “methyl methacrylate”)




3907 21 


Polyethers, in primary forms (excl. polyacetals and goods of 3002 10)




3907 40 


Polycarbonates, in primary forms




3907 70 


Poly “lactic acid”, in primary forms




3907 91 


Unsaturated polyallyl esters and other polyesters, in primary forms (excl. polycarbonates, alkyd resins, poly “ethylene terephthalate” and poly “lactic acid”)




3908 10 


Polyamides-6, -11, -12, -6,6, -6,9, -6,10 or -6,12, in primary forms




3908 90 


Polyamides, in primary forms (excl. polyamides-6, -11, -12, -6,6, -6,9, -6,10 and -6,12)




3909 20 


Melamine resins, in primary forms




3909 39 


Amino-resins, in primary forms (excl. urea, thiourea and melamine resins and mdi)




3909 40 


Phenolic resins, in primary forms




3909 50 


Polyurethanes, in primary forms




3912 11 


Non-plasticised cellulose acetates, in primary forms




3912 90 


Cellulose and chemical derivatives thereof, n.e.s., in primary forms (excl. cellulose acetates, cellulose nitrates and cellulose ethers)




3915 20 


Waste, parings and scrap, of polymers of styrene




3917 10 


Artificial guts “sausage casings” of hardened protein or cellulose materials




3917 23 


Rigid tubes, pipes and hoses, of polymers of vinyl chloride




3917 31 


Flexible tubes, pipes and hoses, of plastics, burst pressure >= 27,6 mpa




3917 32 


Flexible tubes, pipes and hoses of plastics, not reinforced or otherwise combined with other materials, without fittings




3917 33 


Flexible tubes, pipes and hoses of plastics, not reinforced or otherwise combined with other materials, with fittings, seals or connectors




3920 10 


Plates, sheets, film, foil and strip, of non-cellular polymers of ethylene, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, and floor, wall and ceiling coverings of heading 3918 )




3920 61 


Plates, sheets, film, foil and strip, of non-cellular polycarbonates, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. those of poly “methyl methacrylate”, self-adhesive products, and floor, wall and ceiling coverings of heading 3918 )




3920 69 


Plates, sheets, film, foil and strip, of non-cellular polyesters, not reinforced, laminated, supported or similarly combined with other materials, not worked or only surface-worked, or only cut to rectangular, incl. square, shapes (excl. polycarbonates, polythylene terephthalate and other unsaturated polyesters, self-adhesive products, and floor, wall and ceiling coverings in heading 3918 )




3920 73 


Plates, sheets, film, foil and strip, of non-cellular cellulose acetates, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, and floor, wall and ceiling coverings of heading 3918 )




3920 91 


Plates, sheets, film, foil and strip, of non-cellular poly “vinyl butyral”, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, floor, wall and ceiling coverings of heading 3918 )




3921 19 


Plates, sheets, film, foil and strip, of cellular plastic, unworked or merely surface-worked or merely cut into squares or rectangles (excl.those of polymers of styrene, vinyl chloride, polyurethanes and regenerated cellulose, self-adhesive products, floor, wall and ceiling coverings of heading 3918  and sterile surgical or dental adhesion barriers of subheading 3006.10.30)




3922 90 


Bidets, lavatory pans, flushing cisterns and similar sanitary ware, of plastics (excl. baths, shower-baths, sinks, washbasins, lavatory seats and covers)




3925 20 


Doors, windows and their frames and thresholds for doors, of plastics




4002 11 


Styrene-butadiene rubber latex “sbr”; carboxylated styrene-butadiene rubber latex “xsbr”




4002 20 


Butadiene rubber “br”, in primary forms or in plates, sheets or strip




4002 31 


Isobutylene isoprene rubber “iir”, in primary forms or in plates, sheets or strip




4002 39 


Halo-isobutene-isoprene rubber “ciir” or “biir”, in primary forms or in plates, sheets or strip




4002 41 


Chloroprene latex “chlorobutadiene rubber, cr”




4002 51 


Latex of acrylonitrile-butadiene rubber “nbr”




4002 80 


Mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets or strip




4002 91 


Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excl. styrene-butadiene rubber “sbr”, carboxylated styrene-butadiene rubber “xsbr”, butadiene rubber “br”, isobutylene isoprene rubber “iir”, halo-isobutene-isoprene rubber “ciir” or “biir”, chloroprene rubber “cr”, acrylonitrile-butadiene rubber “nbr”, isoprene rubber “ir” and non-conjugated ethylene-propylene diene rubber “epdm”)




4002 99 


Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excl. latex, styrene-butadiene rubber “sbr”, carboxylated styrene-butadiene rubber “xsbr”, butadiene rubber “br”, isobutylene isoprene rubber “iir”, halo-isobutene-isoprene rubber “ciir” or “biir”, chloroprene rubber “cr”, acrylonitrile-butadiene rubber “nbr”, isoprene rubber “ir” and non-conjugated ethylene-propylene diene rubber “epdm”)




4005 10 


Rubber, unvulcanised, compounded with carbon black or silica, in primary forms or in plates, sheets or strip




4005 20 


Compounded rubber, unvulcanised, in the form of solutions or dispersions (excl. rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils)




4005 91 


Compounded rubber, unvulcanised, in the form of plates, sheets or strip (excl. rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils)




4005 99 


Compounded, unvulcanised rubber in primary forms (excl. solutions and dispersions, those containing carbon black or silica, mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, and those in the form of plates, sheets or strip)




4006 10 


“Camel-back” strips of unvulcanised rubber, for retreading rubber tyres




4008 21 


Plates, sheets and strip, of non-cellular rubber




4009 12 


Tubes, pipes and hoses, of vulcanised rubber (excl. hard rubber), not reinforced or otherwise combined with other materials, with fittings




4009 41 


Tubes, pipes and hoses, of vulcanised rubber (excl. hard rubber), reinforced or otherwise combined with materials other than metal or textile materials, without fittings




4010 31 


Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, v-ribbed, of an outside circumference > 60 cm but <= 180 cm




4010 33 


Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, v-ribbed, of an outside circumference > 180 cm but <= 240 cm




4010 35 


Endless synchronous belts, of vulcanised rubber, of an outside circumference > 60 cm but <= 150 cm




4010 36 


Endless synchronous belts, of vulcanised rubber, of an outside circumference > 150 cm but <= 198 cm




4010 39 


Transmission belts or belting, of vulcanised rubber (excl. endless transmission belts of trapezoidal cross-section “v-belts”, v-ribbed, of an outside circumference > 60 cm but <= 240 cm and endless synchronous belts of an outside circumference > 60 cm but <= 198 cm)




4012 11 


Retreaded pneumatic tyres, of rubber, of a kind used on motor cars “incl. station wagons and racing cars”




4012 13 


Retreaded pneumatic tyres, of rubber, of a kind used on aircraft




4012 19 


Retreaded pneumatic tyres, of rubber (excl. of a kind used on motor cars, station wagons, racing cars, buses, lorries and aircraft)




4012 20 


Used pneumatic tyres of rubber




4016 93 


Gaskets, washers and other seals, of vulcanised rubber (excl. hard rubber and those of cellular rubber)




4407 19 


Coniferous wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness of > 6 mm (excl. pine “pinus spp.”, fir “abies spp.” and spruce “picea spp.”)




4407 92 


Beech “fagus spp.”, sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness of > 6 mm




4407 94 


Cherry “prunus spp.”, sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness of > 6 mm




4407 97 


Poplar and aspen “populus spp.”, sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness of > 6 mm




4407 99 


Wood, sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness of > 6 mm (excl. tropical wood, coniferous wood, oak “quercus spp.”, beech “fagus spp.”, maple “acer spp.”, cherry “prunus spp.”, ash “fraxinus spp.”, birch “betula spp.”, poplar and aspen “populus spp.”)




4408 10 


Sheets for veneering, incl. those obtained by slicing laminated wood, for coniferous plywood or for other similar laminated coniferous wood and other coniferous wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end-jointed, of a thickness of <= 6 mm




4411 13 


Medium density fibreboard “mdf” of wood, of a thickness > 5 mm but <= 9 mm




4411 94 


Fibreboard of wood or other ligneous materials, whether or not agglomerated with resins or other organic bonding agents, of a density of <= 0,5 g/cm3 (excl. medium density fibreboard “md”; particle board, whether or not bonded with one or more sheets of fibreboard; laminated wood with a layer of plywood; cellular wood panels of which both sides are fibreboard; paperboard; identifiable furniture components)




4412 31 


Plywood consisting solely of sheets of wood <= 6 mm thick, with at least one outer ply of tropical wood (excl. sheets of compressed wood, cellular wood panels, inlaid wood and sheets identifiable as furniture components)




4412 33 


Plywood consisting solely of sheets of wood <= 6 mm thick, with at least one outer ply of non-coniferous wood (excl. of bamboo, with an outer ply of tropical wood or of alder, ash, beech, birch, cherry, chestnut, elm, eucalyptus, hickory, horse chestnut, lime, maple, oak, plane tree, poplar, aspen, robinia, tulipwood or walnut, and sheets of compressed wood, cellular wood panels, inlaid wood and sheets identifiable as furniture components)




4412 94 


Laminated wood as blockboard, laminboard or battenboard (excl. of bamboo, plywood consisting solely of sheets of wood <= 6 mm thick, sheets of compressed wood, inlaid wood and sheets identifiable as furniture components)




4416 00 


Casks, barrels, vats, tubs and other coopers’ products parts thereof, of wood, incl. staves




4418 40 


Wooden shuttering for concrete constructional work (excl. plywood boarding)




4418 60 


Posts and beams, of wood




4418 79 


Flooring panels, assembled, of wood other than bamboo (excl. multilayer panels and panels for mosaic floors)




4503 10 


Corks and stoppers of all types, of natural cork, incl. round-edged blanks




4504 10 


Tiles of any shape, blocks, plates, sheets and strip, solid cylinders, incl. discs, of agglomerated cork




4701 00 


Mechanical wood pulp, not chemically treated




4703 19 


Unbleached non-coniferous chemical wood pulp, soda or sulphate (excl. dissolving grades)




4703 21 


Semi-bleached or bleached coniferous chemical wood pulp, soda or sulphate (excl. dissolving grades)




4703 29 


Semi-bleached or bleached non-coniferous chemical wood pulp, soda or sulphate (excl. dissolving grades)




4704 11 


Unbleached coniferous chemical wood pulp, sulphite (excl. dissolving grades)




4704 21 


Semi-bleached or bleached coniferous chemical wood pulp, sulphite (excl. dissolving grades)




4704 29 


Semi-bleached or bleached non-coniferous chemical wood pulp, sulphite (excl. dissolving grades)




4705 00 


Wood pulp obtained by a combination of mechanical and chemical pulping processes




4706 30 


Pulps of fibrous cellulosic bamboo material




4706 92 


Chemical pulp of fibrous cellulosic material (excl. that of bamboo, wood, cotton linters and fibres derived from recovered [waste and scrap] paper or paperboard)




4707 10 


Recovered “waste and scrap” paper or paperboard of unbleached kraft paper, corrugated paper or corrugated paperboard




4707 30 


Recovered “waste and scrap” paper or paperboard made mainly of mechanical pulp, e.g. newspapers, journals and similar printed matter




4802 20 


Paper and paperboard of a kind used as a base for photosensitive, heat-sensitive or electrosensitive paper and paperboard, uncoated, in rolls or in square or rectangular sheets, of any size




4802 40 


Wallpaper base, uncoated




4802 58 


Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or in square or rectangular sheets, of any size, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10% by weight of the total fibre content consists of such fibres, weighing > 150 g/m2, n.e.s.




4802 61 


Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls of any size, of which > 10% by weight of the total fibre content consists of fibres obtained by a mechanical or chemi-mechanical process, n.e.s.




4804 11 


Unbleached kraftliner, uncoated, in rolls of a width > 36 cm




4804 19 


Kraftliner, uncoated, in rolls of a width > 36 cm (excl. unbleached and goods of heading 4802  and 4803 )




4804 21 


Unbleached sack kraft paper, uncoated, in rolls of a width > 36 cm (excl. goods of heading 4802 , 4803  or 4808 )




4804 29 


Sack kraft paper, uncoated, in rolls of a width > 36 cm (excl. unbleached, and goods of heading 4802 , 4803  or 4808 )




4804 31 


Unbleached kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2 (excl. kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4804 39 


Kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2 (excl. unbleached, kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4804 41 


Unbleached kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g to < 225 g/m2 (excl. kraftliner, sack kraft paper, and goods of heading 4802, 4803 or 4808)




4804 42 


Kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g to < 225 g/m2, bleached uniformly in the mass, containing > 95% chemically processed wood fibre by weight in relation to the total fibre content (excl. kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4804 49 


Kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g to < 225 g/m2 (excl. unbleached, bleached uniformly in the mass and containing > 95% chemically processed wood fibre by weight in relation to the total fibre content, kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4804 52 


Kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m2, bleached uniformly in the mass, containing > 95% chemically processed wood fibre by weight in relation to the total fibre content (excl. kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4804 59 


Kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m2 (excl. unbleached or bleached uniformly in the mass and containing > 95% chemically prepared wood fibre by weight in relation to the total fibre content, and kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)




4805 24 


Testliner “recycled liner board”, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2





4805 25 


Testliner “recycled liner board”, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g/m2





4805 40 


Filter paper and paperboard, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state




4805 91 


Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2, n.e.s.




4805 92 


Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g to < 225 g/m2, n.e.s.




4806 10 


Vegetable parchment, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state




4806 20 


Greaseproof papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state




4806 30 


Tracing papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state




4806 40 


Glassine and other glazed transparent or translucent papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excl. vegetable parchment, greaseproof papers and tracing papers)




4807 00 


Composite paper and paperboard “made by sticking flat layers of paper or paperboard together with an adhesive”, not surface-coated or impregnated, whether or not internally reinforced, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state




4808 90 


Paper and paperboard, creped, crinkled, embossed or perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excl. sack kraft and other kraft paper, and goods of heading 4803 )




4809 20 


Self-copy paper, whether or not printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excl. carbon and similar copying papers)




4810 13 


Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10% by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in rolls of any size




4810 19 


Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10% by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in square or rectangular sheets with one side > 435 mm or with one side <= 435 mm and the other side > 297 mm in the unfolded state




4810 22 


Lightweight coated paper used for writing, printing or other graphic purposes, total weight <= 72 g/m2, coating weight <= 15 g/m2 per side, on a base of which >= 50% by weight of the total fibre content consists of fibres obtained by a mechanical process, coated on both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size




4810 31 


Kraft paper and paperboard, bleached uniformly throughout the mass and containing > 95% chemically processed wood fibres by weight in relation to the total fibre content, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size, weighing <= 150 g/m2 (excl. that for writing, printing or other graphic purposes)




4810 39 


Kraft paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excl. that for writing, printing or other graphic purposes; paper and paperboard bleached uniformly in the mass and containing > 95% chemically processed wood fibres by weight in relation to the total fibre content)




4810 92 


Multi-ply paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excl. that for writing, printing or other graphic purposes, kraft paper and paperboard)




4810 99 


Paper and paperboard, coated on one or both sides with kaolin “china clay” or other inorganic substances, with or without a binder, and with no other coating, whether or not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. that for writing, printing or other graphic purposes, kraft paper and paperboard, multi-ply paper and paperboard, and with no other coating)




4811 10 


Tarred, bituminised or asphalted paper and paperboard, in rolls or in square or rectangular sheets, of any size




4811 51 


Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size, bleached and weighing > 150 g/m2 (excl. adhesives)




4811 59 


Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size (excl. bleached and weighing > 150 g/m2, and adhesives)




4811 60 


Paper and paperboard, coated, impregnated or covered with wax, paraffin wax, stearin, oil or glycerol, in rolls or in square or rectangular sheets, of any size (excl. goods of heading 4803 , 4809  and 4818 )




4811 90 


Paper, paperboard, cellulose wadding and webs of soft cellulose, coated, impregnated, covered, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. goods of heading 4803 , 4809 , 4810  and 4818 , and of subheading 4811.10 to 4811.60)




4814 90 


Wallpaper and similar wallcoverings of paper, and window transparencies of paper (excl. wallcoverings of paper, consisting of paper coated or covered, on the face side, with a grained, embossed, coloured or design-printed or otherwise decorated layer of plastics)




4819 20 


Folding cartons, boxes and cases, of non-corrugated paper or paperboard




4822 10 


Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard, whether or not perforated or hardened, for winding textile yarn




4823 20 


Filter paper and paperboard, in strips or rolls of a width <= 36 cm, in rectangular or square sheets, of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square




4823 40 


Rolls, sheets and dials, printed for self-recording apparatus, in rolls of a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the unfolded state, or cut into dials




4823 70 


Moulded or pressed articles of paper pulp, n.e.s.




4906 00 


Plans and drawings for architectural, engineering, industrial, commercial, topographical or similar purposes, being originals drawn by hand; handwritten texts; photographic reproductions on sensitised paper and carbon copies of the foregoing




5105 39 


Fine animal hair, carded or combed (excl. wool and hair of kashmir “cashmere” goats)




5105 40 


Coarse animal hair, carded or combed




5106 10 


Carded wool yarn containing >= 85% wool by weight (excl. that put up for retail sale)




5106 20 


Carded wool yarn containing predominantly, but < 85% wool by weight (excl. that put up for retail sale)




5107 20 


Yarn of combed wool containing predominantly, but < 85% wool by weight (excl. that put up for retail sale)




5112 11 


Woven fabrics containing >= 85% combed wool or combed fine animal hair by weight and weighing <= 200 g/m2 (excl. fabrics for technical uses of heading 5911)




5112 19 


Woven fabrics containing >= 85% combed wool or combed fine animal hair by weight and weighing > 200 g/m2





5205 21 


Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of >= 714,29 decitex “<= mn 14” (excl. sewing thread and yarn put up for retail sale)




5205 28 


Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of < 83,33 decitex “> mn 120” (excl. sewing thread and yarn put up for retail sale)




5205 41 


Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of >= 714,29 decitex “<= mn 14” per single yarn (excl. sewing thread and yarn put up for retail sale)




5206 42 


Multiple “folded” or cabled cotton yarn containing predominantly, but < 85% cotton by weight, of combed fibres and with a linear density of 232,56 decitex to < 714,29 decitex “> mn 14 to mn 43” per single yarn (excl. sewing thread and yarn put up for retail sale)




5209 11 


Plain woven fabrics of cotton, containing >= 85% cotton by weight and weighing > 200 g/m2, unbleached




5211 19 


Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, unbleached (excl. those in three-thread or four-thread twill, incl. cross twill, and plain woven fabrics)




5211 51 


Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed




5211 59 


Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed (excl. those in three-thread or four-thread twill, incl. cross twill, and plain woven fabrics)




5308 20 


Hemp yarn




5402 63 


Multiple “folded” or cabled filament yarn of polypropylene, incl. monofilament of < 67 decitex (excl. sewing thread, yarn put up for retail sale and textured yarn)




5403 33 


Filament yarn of cellulose acetate, incl. monofilament of < 67 decitex, single (excl. sewing thread, high-tenacity yarn and yarn put up for retail sale)




5403 42 


Multiple “folded” or cabled filament yarn of cellulose acetate, incl. monofilament of < 67 decitex (excl. sewing thread, high-tenacity yarn and yarn put up for retail sale)




5404 12 


Polypropylene monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excl. elastomers)




5404 19 


Synthetic monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excl. of elastomers and polypropylene)




5404 90 


Strip and the like, e.g. artificial straw, of synthetic textile material, with an apparent width of <= 5 mm




5407 30 


Woven fabrics of synthetic filament yarn, incl. monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm, consisting of layers of parallel textile yarns superimposed on each other at acute or right angles, the layers being bonded at the intersections of the yarns by an adhesive or by thermal bonding




5501 90 


Synthetic filament tow as specified in note 1 to chapter 55 (excl. that of acrylic, modacrylic, polyesters, polypropylene, nylon or other polyamide filament)




5502 10 


Artificial filament tow as specified in note 1 to chapter 55, of acetate




5503 19 


Staple fibres of nylon or other polyamides, not carded, combed or otherwise processed for spinning (excl. those of aramids)




5503 40 


Staple fibres of polypropylene, not carded, combed or otherwise processed for spinning




5504 90 


Artificial staple fibres, not carded, combed or otherwise processed for spinning (excl. those of viscose rayon)




5506 40 


Staple fibres of polypropylene, carded, combed or otherwise processed for spinning




5507 00 


Artificial staple fibres, carded, combed or otherwise processed for spinning




5512 21 


Woven fabrics containing >= 85% acrylic or modacrylic staple fibres by weight, unbleached or bleached




5512 99 


Woven fabrics containing >= 85% synthetic staple fibres by weight, dyed, made of yarn of different colours or printed (excl. those of acrylic, modacrylic or polyester staple fibres)




5516 44 


Woven fabrics containing predominantly, but < 85% artificial staple fibres by weight, mixed principally or solely with cotton, printed




5516 94 


Woven fabrics containing predominantly, but < 85% artificial staple fibres by weight, other than those mixed principally or solely with cotton, wool, fine animal hair or man-made filament, printed




5601 29 


Wadding of textile materials and articles thereof (excl. of cotton or man-made fibres; sanitary towels and tampons, napkins and napkin liners for babies and similar sanitary articles, wadding and articles thereof, impregnated or covered with medicated substances or put up for retail for medical, surgical, dental or veterinary purposes, or impregnated, coated or covered with perfumes, make-up, soaps, cleansing agents, etc.)




5601 30 


Textile flock and dust and mill neps




5604 90 


Textile yarn, strip and the like of heading 5404  and 5405 , impregnated, coated, covered or sheathed with rubber or plastics (excl. imitation catgut, thread and cord with fish-hook attachments or otherwise put up as fishing line)




5605 00 


Metallised yarn, whether or not gimped, being textile yarn, or strip or the like of heading 5404  or 5405 , of textile fibres, combined with metal in the form of thread, strip or powder or covered with metal (excl. yarns manufactured from a mixture of textile fibres and metal fibres, with anti-static properties; yarns reinforced with metal wire; articles with the character of trimmings)




5607 41 


Binder or baler twine, of polyethylene or polypropylene




5801 27 


Warp pile fabrics, of cotton (excl. terry towelling and similar woven terry fabrics, tufted textile fabrics and narrow woven fabrics of heading 5806 )




5803 00 


Gauze (excl. narrow woven fabrics of heading 5806 )




5806 40 


Narrow fabrics consisting of warp without weft assembled by means of an adhesive “bolducs”, with a width of <= 30 cm




5901 10 


Textile fabrics coated with gum or amylaceous substances, of a kind used for the outer covers of books, the manufacture of boxes and articles of cardboard or the like




5905 00 


Textile wallcoverings




5908 00 


Textile wicks, woven, plaited or knitted, for lamps, stoves, lighters, candles or the like; incandescent gas mantles and tubular knitted gas-mantle fabric for incandescent gas mantles, whether or not impregnated (excl. wax-covered wicks of the taper variety, fuses and detonating fuses, wicks in the form of textile yarn and glass-fibre wicks)




5910 00 


Transmission or conveyor belts or belting, of textile material, whether or not impregnated, coated, covered or laminated with plastics, or reinforced with metal or other material (excl. those of a thickness of < 3 mm and of indeterminate length or cut to length only, and those impregnated, coated, covered or laminated with rubber or made of yarn or cord impregnated or coated with rubber)




5911 10 


Textile fabrics, felt and felt-lined woven fabrics, coated, covered or laminated with rubber, leather or other material, of a kind used for card clothing, and similar fabrics of a kind used for other technical purposes, incl. narrow fabrics made of velvet impregnated with rubber, for covering weaving spindles “weaving beams”




5911 31 


Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing < 650 g/m2





5911 32 


Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing >= 650 g/m2





5911 40 


Straining cloth of a kind used in oil-presses or for similar technical purposes, incl. that of human hair




6001 99 


Pile fabrics, knitted or crocheted (excl. cotton or man-made fibres and “long pile” fabrics)




6003 40 


Knitted or crocheted fabrics of artificial fibres, of a width of <= 30 cm (excl. those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006.10.30)




6005 36 


Unbleached or bleached warp knit fabrics of synthetic fibres “incl. those made on galloon knitting machines”, of a width of > 30 cm (excl. those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)




6005 44 


Printed warp knit fabrics of artificial fibres “incl. those made on galloon knitting machines”, of a width of > 30 cm (excl. those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)




6006 10 


Fabrics, knitted or crocheted, of a width of > 30 cm, of wool or fine animal hair (excl. warp knit fabrics “incl. those made on galloon knitting machines”, those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)




6309 00 


Worn clothing and clothing accessories, blankets and travelling rugs, household linen and articles for interior furnishing, of all types of textile materials, incl. all types of footwear and headgear, showing signs of appreciable wear and presented in bulk or in bales, sacks or similar packings (excl. carpets, other floor coverings and tapestries)




6802 92 


Calcareous stone, in any form (excl. marble, travertine and alabaster, tiles, cubes and similar articles of subheading 6802.10, imitation jewellery, clocks, lamps and lighting fittings and parts thereof, original sculptures and statuary, setts, curbstones and flagstones)




6804 23 


Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of natural stone (excl. of agglomerated natural abrasives or ceramics, perfumed pumice stones, hand sharpening or polishing stones, and grinding wheels etc. specifically for dental drill engines)




6806 10 


Slag-wool, rock-wool and similar mineral wools, incl. intermixtures thereof, in bulk, sheets or rolls




6806 90 


Mixtures and articles of heat-insulating, sound-insulating or sound absorbing mineral materials (excl. slag-wool, rock-wool and similar mineral wools, exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials, articles of light concrete, asbestos-cement, cellulose fibre-cement or the like, mixtures and other articles of or based on asbestos, and ceramic products)




6807 10 


Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch, in rolls




6807 90 


Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch (excl. in rolls)




6809 19 


Boards, sheets, panels, tiles and similar articles, of plaster or compositions based on plaster (excl. ornamented, faced or reinforced with paper or paperboard only, and with plaster agglomerated articles for heat-insulation, sound-insulation or sound absorption)




6810 91 


Prefabricated structural components for building or civil engineering of cement, concrete or artificial stone, whether or not reinforced




6811 81 


Corrugated sheets of cellulose fibre-cement or the like, not containing asbestos




6811 82 


Sheets, panels, paving, tiles and similar articles, of cellulose fibre-cement or the like, not containing asbestos (excl. corrugated sheets)




6811 89 


Articles of cellulose fibre-cement or the like, not containing asbestos (excl. corrugated and other sheets, panels, tiles and similar articles)




6813 89 


Friction material and articles thereof, e.g. sheets, rolls, strips, segments, discs, washers and pads, for clutches and the like, with a basis of mineral substances or cellulose, whether or not combined with textile or other materials (excl. containing asbestos, and brake linings and pads)




6814 90 


Worked mica and articles of mica (excl. electrical insulators, insulating fittings, resistors and capacitors, protective goggles of mica and their glasses, mica in the form of christmas tree decorations, and plates, sheets and strips of agglomerated or reconstituted mica, whether or not on supports)




6901 00 


Bricks, blocks, tiles and other ceramic goods of siliceous fossil meals, e.g. kieselguhr, tripolite or diatomite, or of similar siliceous earths




6904 10 


Building bricks (excl. those of siliceous fossil meals or similar siliceous earths, and refractory bricks of heading 6902 )




6905 10 


Roofing tiles




6905 90 


Ceramic chimney pots, cowls, chimney liners, architectural ornaments and other ceramic constructional goods (excl. of siliceous fossil meals or similar siliceous earths, refractory ceramic constructional components, pipes and other components for drainage and similar purposes, and roofing tiles)




6906 00 


Ceramic pipes, conduits, guttering and pipe fittings (excl. of siliceous fossil meals or similar siliceous earths, refractory ceramic goods, chimney liners, pipes specifically manufactured for laboratories, insulating tubing and fittings and other piping for electrotechnical purposes)




6907 22 


Ceramic flags and paving, hearth or wall tiles, of a water absorption coefficient by weight > 0,5 % but <= 10 % (excl. mosaic cubes and finishing ceramics)




6907 40 


Finishing ceramics




6909 90 


Ceramic troughs, tubs and similar receptacles of a kind used in agriculture; ceramic pots, jars and similar articles of a kind used for the conveyance or packing of goods (excl. general-purpose storage vessels for laboratories, containers for shops and household articles)




7002 20 


Rods of glass, unworked




7002 31 


Tubes of fused quartz or other fused silica, unworked




7002 32 


Tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°c to 300°c, unworked (excl. tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°c to 300°c)




7002 39 


Tubes of glass, unworked (excl. tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°c to 300°c or of fused quartz or other fused silica)




7003 30 


Profiles of glass, whether or not having an absorbent, reflecting or non-reflecting layer, but not otherwise worked




7004 20 


Sheets of glass, drawn or blown, coloured throughout the mass “body tinted” opacified, flashed or having an absorbent, reflecting or non-reflecting layer, but not otherwise worked




7005 10 


Float glass and surface ground or polished glass, in sheets, having an absorbent, reflecting or non-reflecting layer, but not otherwise worked (excl. wired glass)




7005 30 


Float glass and surface ground and polished glass, in sheets, whether or not having an absorbent, reflecting or non-reflecting layer, wired, but not otherwise worked




7007 11 


Toughened “tempered” safety glass, of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels and other vehicles




7007 29 


Laminated safety glass (excl. glass of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels or other vehicles, multiple-walled insulating units)




7011 10 


Glass envelopes, incl. bulbs and tubes, open, and glass parts thereof, without fittings, for electric lighting




7202 92 


Ferro-vanadium




7207 12 


Semi-finished products of iron or non-alloy steel containing, by weight, < 0,25% of carbon, of rectangular “other than square” cross-section, the width measuring >= twice the thickness




7208 25 


Flat-rolled products of iron or non-alloy steel, of a width of >= 600 mm, in coils, simply hot-rolled, not clad, plated or coated, of a thickness of >= 4,75 mm, pickled, without patterns in relief




7208 90 


Flat-rolled products of iron or steel, of a width >= 600 mm, hot-rolled and further worked, but not clad, plated or coated




7209 25 


Flat-rolled products of iron or non-alloy steel, of a width of >= 600 mm, not in coils, simply cold-rolled “cold-reduced”, not clad, plated or coated, of a thickness of >= 3 mm




7209 28 


Flat-rolled products of iron or non-alloy steel, of a width of >= 600 mm, not in coils, simply cold-rolled “cold-reduced”, not clad, plated or coated, of a thickness of < 0,5 mm




7210 90 


Flat-rolled products of iron or non-alloy steel, of a width of >= 600 mm, hot-rolled or cold-rolled “cold-reduced”, clad, plated or coated (excl. tinned, plated or coated with lead, zinc, chromium oxides, chromium and chromium oxides, or aluminium, painted, varnished or coated with plastics)




7211 13 


Flat-rolled products of iron or non-alloy steel, simply hot-rolled on four faces or in a closed box pass, not clad, plated or coated, of a width of > 150 mm but < 600 mm and a thickness of >= 4 mm, not in coils, without patterns in relief, commonly known as “wide flats”




7211 14 


Flat-rolled products of iron or non-alloy steel, of a width < 600 mm, not further worked than hot-rolled, not clad, plated or coated, of a thickness of >= 4,75 mm (excl. “wide flats”)




7211 29 


Flat-rolled products of iron or non-alloy steel, of a width of < 600 mm, simply cold-rolled “cold-reduced”, not clad, plated or coated, containing by weight >= 0,25% of carbon




7212 10 


Flat-rolled products of iron or non-alloy steel, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”, tinned




7212 60 


Flat-rolled products of iron or non-alloy steel, of a width of < 600 mm, hot-rolled or cold-rolled “cold-reduced”, clad




7213 20 


Bars and rods, hot-rolled, in irregularly wound coils, of non-alloy free-cutting steel (excl. bars and rods containing indentations, ribs, grooves or other deformations produced during the rolling process)




7213 99 


Bars and rods, hot-rolled, in irregularly wound coils, of iron or non-alloy steel (excl. products of circular cross-section measuring < 14 mm in diameter, bars and rods of free-cutting steel, and bars and rods with indentations, ribs, grooves or other deformations produced during the rolling process)




7215 50 


Bars and rods, of iron or non-alloy steel, not further worked than cold-formed or cold-finished (excl. of free-cutting steel)




7216 10 


U, i or h sections of iron or non-alloy steel, not further worked than hot-rolled, hot-drawn or extruded, of a height of < 80 mm




7216 22 


T sections of iron or non-alloy steel, not further worked than hot-rolled, hot-drawn or extruded, of a height of < 80 mm




7216 33 


H sections of iron or non-alloy steel, not further worked than hot-rolled, hot-drawn or hot-extruded, of a height >= 80 mm




7216 69 


Angles, shapes and sections, of iron or non-alloy steel, not further worked than cold-formed or cold-finished (excl. profiled sheet)




7218 91 


Semi-finished products of stainless steel, of rectangular “other than square” cross-section




7219 24 


Flat-rolled products of stainless steel, of a width of >= 600 mm, not further worked than hot-rolled, not in coils, of a thickness of < 3 mm




7222 30 


Other bars and rods of stainless steel, cold-formed or cold-finished and further worked, or not further worked than forged, or forged, or hot-formed by other means and further worked




7224 10 


Steel, alloy, other than stainless, in ingots or other primary forms (excl. waste and scrap in ingot form, and products obtained by continuous casting)




7225 19 


Flat-rolled products of silicon-electrical steel, of a width of >= 600 mm, non-grain-oriented




7225 30 


Flat-rolled products of alloy steel other than stainless, of a width of >= 600 mm, not further worked than hot-rolled, in coils (excl. products of silicon-electrical steel)




7225 99 


Flat-rolled products of alloy steel other than stainless, of a width of >= 600 mm, hot-rolled or cold-rolled “cold-reduced” and further worked (excl. plated or coated with zinc and products of silicon-electrical steel)




7226 91 


Flat-rolled products of alloy steel other than stainless, of a width of < 600 mm, not further worked than hot-rolled (excl. products of high-speed steel or silicon-electrical steel)




7228 30 


Bars and rods of alloy steel other than stainless, not further worked than hot-rolled, hot-drawn or extruded (excl. products of high-speed steel or silico-manganese steel, semi-finished products, flat-rolled products and hot-rolled bars and rods in irregularly wound coils)




7228 60 


Bars and rods of alloy steel other than stainless, cold-formed or cold-finished and further worked or hot-formed and further worked, n.e.s. (excl. products of high-speed steel or silico-manganese steel, semi-finished products, flat-rolled products and hot-rolled bars and rods in irregularly wound coils)




7228 70 


Angles, shapes and sections of alloy steel other than stainless, n.e.s.




7228 80 


Hollow drill bars and rods, of alloy or non-alloy steel




7229 90 


Wire of alloy steel other than stainless, in coils (excl. bars and rods and wire of silico-manganese steel)




7301 20 


Angles, shapes and sections, of iron or steel, welded




7304 24 


Casing and tubing, seamless, of a kind used for drilling for oil or gas, of stainless steel




7305 39 


Tubes and pipes having circular cross-sections and an external diameter of > 406,4 mm, of iron or steel, welded (excl. products longitudinally welded or of a kind used for oil or gas pipelines or of a kind used in drilling for oil or gas)




7306 50 


Tubes, pipes and hollow profiles, welded, of circular cross-section, of alloy steel other than stainless (excl. tubes and pipes having internal and external circular cross-sections and an external diameter of > 406,4 mm, and line pipe of a kind used for oil or gas pipelines or casing and tubing of a kind used in drilling for oil or gas)




7307 22 


Threaded elbows, bends and sleeves




7309 00 


Reservoirs, tanks, vats and similar containers for any material (other than compressed or liquefied gas), of iron or steel, of a capacity exceeding 300 l, whether or not lined or heat-insulated, but not fitted with mechanical or thermal equipment




7314 12 


Endless bands of stainless steel wire, for machinery




7318 24 


Cotters and cotter pins, of iron or steel




7320 20 


Helical springs, of iron or steel (excl. flat spiral springs, clock and watch springs, springs for sticks and handles of umbrellas or parasols, and shock absorbers of section 17)




7322 90 


Air heaters and hot-air distributors, incl. distributors which can also distribute fresh or conditioned air, non-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel




7324 29 


Baths of steel sheet




7407 10 


Bars, rods and profiles, of refined copper




7408 11 


Wire of refined copper, with a maximum cross-sectional dimension of > 6 mm




7408 19 


Wire of refined copper, with a maximum cross-sectional dimension of <= 6 mm




7409 11 


Plates, sheets and strip, of refined copper, in coils, of a thickness of > 0,15 mm (excl. expanded sheet and strip and electrically insulated strip)




7409 19 


Plates, sheets and strip, of refined copper, not in coils, of a thickness of > 0,15 mm (excl. expanded sheet and strip and electrically insulated strip)




7409 40 


Plates, sheets and strip, of copper-nickel base alloys “cupro-nickel” or copper-nickel-zinc base alloys “nickel silver”, of a thickness of > 0,15 mm (excl. expanded sheet and strip and electrically insulated strip)




7411 29 


Tubes and pipes of copper alloys (excl. copper-zinc base alloys “brass”, copper-nickel base alloys “cupro-nickel” and copper-nickel-zinc base alloys “nickel silver”)




7415 21 


Washers, “incl. spring washers and spring lock washers”, of copper




7505 11 


Bars, rods, profiles and wire, of non-alloy nickel, n.e.s. (excl. electrically insulated products)




7505 21 


Wire of non-alloy nickel (excl. electrically insulated products)




7506 10 


Plates, sheets, strip and foil, of non-alloy nickel (excl. expanded plates, sheets or strip)




7507 11 


Tubes and pipes of non-alloy nickel




7508 90 


Articles of nickel




7605 19 


Wire of non-alloy aluminium, with a maximum cross-sectional dimension of <= 7 mm (other than stranded wires, cables, ropes and other articles of heading 7614 , electrically insulated wires, strings for musical instruments)




7605 29 


Wire, of aluminium alloys, having a maximum cross-sectional dimension of <= 7 mm (other than stranded wires, cables, ropes and other articles of heading 7614 , electrically insulated wires, strings for musical instruments)




7606 92 


Plates, sheets and strip, of aluminium alloys, of a thickness of > 0,2 mm (other than square or rectangular)




7607 20 


Aluminium foil, backed, of a thickness (excl. any backing) of <= 0,2 mm (excl. stamping foils of heading 3212 , and foil made up as christmas tree decorating material)




7611 00 


Reservoirs, tanks, vats and similar containers, of aluminium, for any material (other than compressed or liquefied gas), of a capacity of > 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated (excl. containers specifically constructed or equipped for one or more types of transport)




7612 90 


Casks, drums, cans, boxes and similar containers, incl. rigid tubular containers, of aluminium, for any material (other than compressed or liquefied gas), of a capacity of <= 300 l, n.e.s.




7613 00 


Aluminium containers for compressed or liquefied gas




7616 10 


Nails, tacks, staples (other than those of heading 8305 ), screws, bolts, nuts, screw hooks, rivets, cotters, cotter pins, washers and similar articles




7804 11 


Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Sheets, strip and foil of a thickness (excluding any backing) not exceeding 0,2 mm




7804 19 


Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Other




7905 00 


Zinc plates, sheets, strip and foil




8001 20 


Unwrought tin alloys




8003 00 


Tin bars, rods, profiles and wire




8007 00 


Articles of tin




8101 10 


Tungsten powders




8102 97 


Molybdenum waste and scrap (excl. ash and residues containing molybdenum)




8105 90 


Articles of cobalt




8109 31 


Zirconium waste and scrap - Containing less than 1 part hafnium to 500 parts zirconium by weight




8109 39 


Zirconium waste and scrap - Other




8109 91 


Articles of zirconium - Containing less than 1 part hafnium to 500 part zirconium by weight




8109 99 


Articles of zirconium - Other




8202 20 


Bandsaw blades of base metal




8207 60 


Tools for boring or broaching




8208 10 


Knives and cutting blades, for machines or for mechanical appliances - for metalworking




8208 20 


Knives and cutting blades, for machines or for mechanical appliances - for wood-working




8208 30 


Knives and cutting blades, for machines or for mechanical appliances - used by the food industry




8208 90 


Knives and cutting blades, for machines or for mechanical appliances - other




8301 20 


Locks used for motor vehicles, of base metal




8301 70 


Keys presented separately




8302 30 


Other mountings, fittings and similar articles suitable for motor vehicles




8307 10 


Flexible tubing of iron or steel, with or without fittings




8309 90 


Stoppers, caps and lids, incl. screw caps and pouring stoppers, capsules for bottles, threaded bungs, bung covers, seals and other packing accessories of base metal (excl. crow corks)




8402 12 


Watertube boilers with a steam production not exceeding 45 tonnes per hour




8402 19 


Other vapour generating boilers, including hybrid boilers




8402 20 


Superheated water boilers




8402 90 


Steam or other vapour generating boilers (other than central heating hot water boilers capable also of producing low pressure steam); superheated water boilers - Parts




8404 10 


Auxiliary plant for use with boilers of heading 8402  or 8403 , e.g. economizers, superheaters, soot removers and gas recoverers;




8404 20 


Condensers for steam or other vapour power units




8404 90 


Producer gas or water gas generators, with or without their purifiers; acetylene gas generators and similar water process gas generators, with or without their purifiers - Parts




8405 90 


Parts of producer gas or water gas generators and acetylene gas generators or similar water process gas generators, n.e.s.




8406 90 


Steam turbines and other vapour turbines - Parts




8412 10 


Reaction engines other than turbojets




8412 21 


Engines and motors - linear acting (cylinders)




8412 29 


Hydraulic power engines and motors - Other




8412 39 


Pneumatic power engines and motors - Other




8414 90 


Air or vacuum pumps, air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters; gas-tight biological safety cabinets, whether or not fitted with filters - Parts




8415 83 


Other air-conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, including those machines in which the humidity cannot be separately regulated - not incorporating a refrigerating unit




8416 10 


Furnace burners for liquid fuel




8416 20 


Furnace burners for pulverised solid fuel or gas, incl. combination burners




8416 30 


Mechanical stokers, incl. their mechanical grates, mechanical ash dischargers and similar appliances (excl. burners)




8416 90 


Parts of furnace burners such as mechanical stokers, incl. their mechanical grates, mechanical ash dischargers and similar appliances




8417 20 


Bakery ovens, incl. biscuit ovens, non-electric




8419 19 


Instantaneous or storage water heaters, non-electric (excl. instantaneous gas water heaters and boilers or water heaters for central heating)




8420 99 


Parts of calendering or other rolling machines, other than for metals or glass, and cylinders therefor - Other




8421 19 


Centrifuges, including centrifugal dryers - other




8421 91 


Parts of centrifuges, incl. centrifugal dryers




8424 89 40 


Mechanical appliances for projecting, dispersing, or spraying of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies




8424 90 20 


Parts of mechanical appliances of subheading 8424 89 40 




8425 11 


Pulley tackle and hoists other than skip hoists or hoists of a kind used for raising vehicles powered by electric motor




8426 12 


Mobile lifting frames on tyres and straddle carriers




8426 99 


Ships’ derricks; cranes, including cable cranes; mobile lifting frames, straddle carriers and works trucks fitted with a crane - Other




8428 20 


Pneumatic elevators and conveyors




8428 32 


Other continuous-action elevators and conveyors, for goods or materials - Other, bucket type




8428 33 


Other continuous-action elevators and conveyors, for goods or materials - Other, belt type




8428 90 


Other machinery




8429 19 


Bulldozers and angledozers - Other




8429 59 


Mechanical shovels, excavators and shovel loaders - Other




8430 10 


Piledrivers and pile extractors




8430 39 


Coal or rock cutters and tunnelling machinery - Other




8439 10 


Machinery for making pulp of fibrous cellulosic material




8439 30 


Machinery for finishing paper or paperboard




8440 90 


Bookbinding machinery, including book-sewing machines - Parts




8441 30 


Machines for making cartons, boxes, cases, tubes, drums or similar containers, other than by moulding




8442 40 


Parts of the foregoing machinery, apparatus or equipment




8443 13 


Other offset printing machinery




8443 15 


Letterpress printing machinery, other than reel fed, excluding flexographic printing




8443 16 


Flexographic printing machinery




8443 17 


Gravure printing machinery




8443 91 


Parts and accessories of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442 




8444 00 


Machines for extruding, drawing, texturing or cutting man-made textile materials




8448 11 


Dobbies and jacquards; card-reducing, copying, punching or assembling machines for use therewith




8448 19 


Auxiliary machinery for machines of heading 8444 , 8445 , 8446  or 8447  - Other




8448 33 


Spindles, spindle flyers, spinning rings and ring travellers




8448 42 


Reeds for looms, healds and heald-frames




8448 49 


Parts and accessories of weaving machines (looms) or of their auxiliary machinery - Other




8448 51 


Sinkers, needles and other articles used in forming stitches




8451 10 


Dry-cleaning machines




8451 29 


Drying machines - Other




8451 30 


Ironing machines and presses (including fusing presses)




8451 90 


Machinery (other than machines of heading 8450 ) for washing, cleaning, wringing, drying, ironing, pressing (including fusing presses), bleaching, dyeing, dressing, finishing, coating or impregnating textile yarns, fabrics or made-up textile articles and machines for applying the paste to the base fabric or other support used in the manufacture of floor coverings such as linoleum; machines for reeling, unreeling, folding, cutting or pinking textile fabrics - Parts




8453 10 


Machinery for preparing, tanning or working hides, skins or leather




8453 80 


Other machinery




8453 90 


Machinery for preparing, tanning or working hides, skins or leather or for making or repairing footwear or other articles of hides, skins or leather, other than sewing machines - Parts




8454 10 


Converters




8459 10 


Way-type unit head machines




8459 70 


Other threading or tapping machines




8461 20 


Shaping or slotting machines, for working metals, metal carbides or cermets




8461 30 


Broaching machines, for working metals, metal carbides or cermets




8461 40 


Gear-cutting, gear-grinding or gear-finishing machines




8461 90 


Machine tools for planing, shaping, slotting, broaching, gear cutting, gear grinding or gear finishing, sawing, cutting-off and other machine tools working by removing metal or cermets, not elsewhere specified or included - Other




8465 20 


Machining centres




8465 93 


Grinding, sanding or polishing machines




8465 94 


Bending or assembling machines




8466 10 


Tool holders and self-opening dieheads




8466 91 


Other parts and accessories suitable for use solely or principally with the machines of headings 8456  to 8465 , including work or tool holders, self- opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of heading 8464 




8466 92 


Other parts and accessories suitable for use solely or principally with the machines of headings 8456  to 8465 , including work or tool holders, self- opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of heading 8465 




8472 10 


Duplicating machines




8472 30 


Machines for sorting or folding mail or for inserting mail in envelopes or bands, machines for opening, closing or sealing mail and machines for affixing or cancelling postage stamps




8473 21 


Parts and accessories of the electronic calculating machines of subheading 8470 10 , 8470 21  or 8470 29 




8474 10 


Sorting, screening, separating or washing machines




8474 39 


Mixing or kneading machines - Other




8474 80 


Machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid (including powder or paste) form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand - Other machinery




8475 21 


Machines for making optical fibres and preforms thereof




8475 29 


Machines for manufacturing or hot working glass or glassware - Other




8475 90 


Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes; machines for manufacturing or hot working glass or glassware - Parts




8477 40 


Vacuum-moulding machines and other thermoforming machines




8477 51 


For moulding or retreading pneumatic tyres or for moulding or otherwise forming inner tubes




8479 10 


Machinery for public works, building or the like




8479 30 


Presses for the manufacture of particle board or fibre building board of wood or other ligneous materials and other machinery for treating wood or cork




8479 50 


Industrial robots, not elsewhere specified or included




8479 90 


Machines and mechanical appliances having individual functions, not specified or included elsewhere in Chapter 84 - Parts




8480 20 


Mould bases




8480 30 


Moulding patterns




8480 60 


Moulds for mineral materials




8481 10 


Pressure-reducing valves




8481 20 


Valves for oleohydraulic or pneumatic transmissions




8481 40 


Safety or relief valves




8482 20 


Tapered roller bearings, including cone and tapered roller assemblies




8482 91 


Balls, needles and rollers




8482 99 


Other parts




8484 10 


Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal




8484 20 


Mechanical seals




8484 90 


Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal; sets or assortments of gaskets and similar joints, dissimilar in composition, put up in pouches, envelopes or similar packings; mechanical seals - Other




8501 33 


Other DC motors; DC generators, other than photovoltaic generators - of an output exceeding 75 kW but not exceeding 375 kW




8501 62 


AC generators (alternators), other than photovoltaic generators of an output exceeding 75 kVA but not exceeding 375 kVA




8501 63 


AC generators (alternators), other than photovoltaic generators of an output exceeding 375 kVA but not exceeding 750 kVA




8501 64 


AC generators (alternators), other than photovoltaic generators of an output exceeding 750 kVA




8502 31 


Generating sets, wind-powered




8502 39 


Other generating sets - Other




8502 40 


Electric rotary converters




8504 33 


Transformers having a power handling capacity exceeding 16 kVA but not exceeding 500 kVA




8504 34 


Transformers having a power handling capacity exceeding 500 kVA




8505 20 


Electromagnetic couplings, clutches and brakes




8506 90 


Primary cells and primary batteries - Parts




8507 30 


Electric accumulators, including separators therefor, whether or not rectangular (including square) - Nickel-cadmium




8514 31 


Electron beam furnaces




8525 50 


Transmission apparatus




8530 90 


Electrical signalling, safety or traffic control equipment for railways, tramways, roads, inland waterways, parking facilities, port installations or airfields (other than those of heading 8608 ) - Parts




8532 10 


Fixed capacitors designed for use in 50/60 hz circuits and having a reactive power-handling capacity of >= 0,5 kvar “power capacitors”




8533 29 


Other fixed resistors - Other




8535 30 


Isolating switches and make-and-break switches




8535 90 


Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, fuses, lightning arresters, voltage limiters, surge suppressors, plugs and other connectors, junction boxes), for a voltage exceeding 1 000  V - Other




8539 41 


Arc lamps




8540 20 


Television camera tubes; image converters and intensifiers; other photocathode tubes




8540 60 


Other cathode ray tubes




8540 79 


Microwave tubes (for example, magnetrons, klystrons, travelling-wave tubes, carcinotrons), excluding grid-controlled tubes - Other




8540 81 


Receiver or amplifier valves and tubes




8540 89 


Other valves and tubes - Other




8540 91 


Parts of cathode ray tubes




8540 99 


Other parts




8543 10 


Particle accelerators




8547 90 


Insulating fittings for electrical machines, appliances or equipment, being fittings wholly of insulating material apart from any minor components of metal (for example, threaded sockets) incorporated during moulding solely for purposes of assembly, other than insulators of heading 8546 ; electrical conduit tubing and joints therefor, of base metal lined with insulating material - Other




8602 90 


Other rail locomotives (excl. those powered from an external source of electricity or by accumulators and diesel-electric locomotives)




8604 00 


Railway or tramway maintenance or service vehicles, whether or not self-propelled (for example, workshops, cranes, ballast tampers, trackliners, testing coaches and track inspection vehicles)




8606 92 


Other railway or tramway goods vans and wagons, not self-propelled - Open, with non-removable sides of a height exceeding 60 cm




8701 21 


Road tractors for semi-trailers - With only compression-ignition internal combustion piston engine (diesel or semi-diesel)




8701 22 


Road tractors for semi-trailers - With both compression-ignition internal combustion piston engine (diesel or semi-diesel) and electric motor as motors for propulsion




8701 23 


Road tractors for semi-trailers - With both spark-ignition internal combustion piston engine and electric motor as motors for propulsion




8701 24 


Road tractors for semi-trailers - With only electric motor for propulsion




8701 30 


Track-laying tractors (excl. pedestrian-controlled)




8704 10 


Dumpers designed for off-highway use




8704 22 


Other motor vehicles for the transport of goods - of a gross vehicle weight exceeding 5 tonnes but not exceeding 20 tonnes:




8704 32 


Other motor vehicles for the transport of goods - of a gross vehicle weight exceeding 5 tonnes




8705 20 


Mobile drilling derricks




8705 30 


Fire fighting vehicles




8705 90 


Special purpose motor vehicles, other than those principally designed for the transport of persons or goods (for example, breakdown lorries, crane lorries, fire fighting vehicles, concrete-mixer lorries, road sweeper lorries, spraying lorries, mobile workshops, mobile radiological units) - Other




8709 90 


Works trucks, self-propelled, not fitted with lifting or handling equipment, of the type used in factories, warehouses, dock areas or airports for short distance transport of goods; tractors of the type used on railway station platforms; parts of the foregoing vehicles - Parts




8716 20 


Self-loading or self-unloading trailers and semi-trailers for agricultural purposes




8716 39 


Other trailers and semi-trailers for the transport of goods - Other




9010 10 


Apparatus and equipment for automatically developing photographic (including cinematographic) film or paper in rolls or for automatically exposing developed film to rolls of photographic paper




9015 40 


Photogrammetrical surveying instruments and appliances




9015 80 


Other instruments and appliances




9015 90 


Surveying (including photogrammetrical surveying), hydrographic, oceanographic, hydrological, meteorological or geophysical instruments and appliances, excluding compasses; rangefinders - Parts and acessories




9029 10 


Revolution counters, production counters, taximeters, milometers, pedometers and the like




9031 20 


Test benches




9032 81 


Other automatic regulating or controlling instruments and apparatus - Hydraulic or pneumatic - Other




9401 10 


Seats for aircraft




9401 20 


Seats for motor vehicles




9403 30 


Wooden furniture of a kind used in offices




9406 10 


Prefabricated buildings of wood




9406 90 


Prefabricated buildings, whether or not complete or already assembled - Other




9606 30 


Button moulds and other parts of buttons; button blanks




9608 91 


Pen nibs and nib points




9612 20 


Of man-made fibres, measuring less than 30 mm in width, permanently put in plastic or metal cartridges of a kind used in automatic typewriters, automatic data- processing equipment and other machines




List of goods and technolgy as referred to in Article 3k
Part B






CN code


Description




2710 19 


Medium and heavy oils and preparations, of petroleum or bituminous minerals, not containing biodiesel, n.e.s.




8471 30 


Data-processing machines, automatic, portable, weighing <= 10 kg, consisting of at least a central processing unit, a keyboard and a display (excl. peripheral units)




8471 41 


Data-processing machines, automatic, comprising in the same housing at least a central processing unit and one input unit and one output unit, whether or not combined (excl. portable weighing <= 10 kg and excl. those presented in the form of systems and peripheral units)




8471 49 


Other data-processing machines, automaticpresented in the form of systems (excl. portable weighing <= 10 kg and excl. peripheral units)




8471 50 


Processing units for automatic data-processing machines, whether or not containing in the same housing one or two of the following types of unit: storage units, input units, output units (excl. those of subheadings 8471.41 or 8471.49 and excl. peripheral units)




8471 60 


Input or output units for automatic data-processing machines, whether or not containing storage units in the same housing




8471 70 


Storage units for automatic data-processing machines




8471 80 


Units for automatic data-processing machines (excl. processing units, input or output units and storage units)




8471 90 


Magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, n.e.s.




8473 30 


Parts and accessories of automatic data-processing machines or for other machines of heading 8471 




8502 20 


Generating sets with spark-ignition internal combustion piston engine




8515 11 


Soldering irons and guns, electric




8515 19 


Brazing or soldering machines (excl. soldering irons and guns)




8517 61 


Base stations of apparatus for the transmission or reception of voice, images or other data




8523 51 


Solid-state, non-volatile data storage devices for recording data from an external source (excl. goods of chapter 37)




8526 91 


Radio navigational aid apparatus




8526 92 


Radio remote control apparatus




8534 00 


Printed circuits




9002 11 


Objective lenses for cameras, projectors or photographic enlargers or reducers




9002 19 


Objective lenses (excl. for cameras, projectors or photographic enlargers or reducers)




9007 10 


Cinematographic cameras




9013 10 


Telescopic sights for fitting to arms; periscopes; telescopes designed to form parts of machines, appliances, instruments or apparatus of chapter 90 or section XVI




9503 00 75 


Plastic toys and models, incorporating a motor, n.e.s under heading 9503 




9503 00 79 


Toys and models, not made of plastic incorporating a motor, n.e.s under heading 9503 






            ’
         





ANNEX IX
Annex XXV to Regulation (EU) No 833/2014 is replaced by the following:



‘ANNEX XXV
List of crude oil and petroleum products referred to in Articles 3m and 3n






CN Code


Description




ex 2709 00 


Petroleum oils and oils obtained from bituminous minerals, crude other than natural gas condensates of subheading CN 2709 00 10  from liquefied natural gas production plants.




2710 


Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils






            ’
         





ANNEX X
The following Annex is added:



‘ANNEX XXX
List of goods referred to in Article 3a





Aluminium, including bauxite









Chromium









Cobalt









Copper









Iron ore









Mineral fertilisers, including potash and phosphate rock









Molybdenum









Nickel









Palladium









Rhodium









Scandium









Titanium









Vanadium









Heavy rare earths (dysprosium, erbium, europium, gadolinium, holmium, lutetium, terbium, thulium, ytterbium, yttrium).









Light rare earths (cerium, lanthanum, neodymium, praseodymium and samarium)






            ’
         





ANNEX XI
The following Annex is added:



‘ANNEX XXXI
List of petroleum products referred to in Article 3m paragraph 7 and 8






CN Code


Description




 


Gas oils




2710 19 31 


For undergoing a specific process




2710 19 35 


For undergoing chemical transformation by a process other than those specified in respect of subheading27101931




 


For other purposes




2710 19 43 


With a sulphur content not exceeding 0,001% by weight




2710 19 46 


With a sulphur content exceeding 0,001% by weight but not exceeding 0,002% by weight




2710 19 47 


With a sulphur content exceeding 0,002% by weight but not exceeding 0,1% by weight




2710 19 48 


With a sulphur content exceeding 0,1% by weight




2710 20 11 


With a sulphur content not exceeding 0,001% by weight




2710 20 16 


With a sulphur content exceeding 0,001% by weight but not exceeding 0,1% by weight




2710 20 19 


With a sulphur content exceeding 0,1% by weight




 


Light oils and preparations




2710 12 11 


Light oils and preparations for undergoing a specific process




2710 12 15 


Light oils and preparations for undergoing chemical transformation by a process other than those specified in respect of subheading 2710 12 11 




 


Light oils and preparations for other purposes than specified in subheadings 2710 12 11  and 2710 12 15 




2710 12 21 


Special spirit: white spirit




2710 12 25 


Special spirits other than white spirit




2710 12 31 


Aviation motor spirit




2710 12 41 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of less than 95




2710 12 45 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of 95 or more but less than 98




2710 12 49 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of 98 or more




2710 12 50 


Motor spirit other than for aviation, with a lead content exceeding 0,013 g per litre




2710 12 70 


Spirit type jet fuel




2710 12 90 


Other light oils




 


Medium oils




2710 19 21 


Kerosene for Jet fuel




2710 19 25 


Other Kerosene




 


Heavy oils




2710 19 51 


Fuel oils for undergoing a specific process




2710 19 55 


Fuel oils for undergoing chemical transformation by a process other than those specified in respect of subheading 2710 19 51 




2710 19 62 


Fuel oils for other purposes with a sulphur content not exceeding 0,1 % by weight




2710 19 66 


Fuel oils for other purposes with a sulphur content exceeding 0,1 % by weight but not exceeding 0,5 % by weight




2710 19 67 


Fuel oils for other purposes with a sulphur content exceeding 0,5 % by weight




 


Petroleum oils and oils obtained from bituminous minerals (other than crude) and preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations, containing biodiesel, other than waste oils




2710 20 32 


Fuel oils with a sulphur content not exceeding 0,5 % by weight




2710 20 38 


Fuel oils with a sulphur content exceeding 0,5 % by weight




2710 20 90 


Other fuel oils






            ’
         





ANNEX XII
The following Annex is added:



‘ANNEX XXXII
List of petroleum products referred to in Article 3m paragraph 7







CN Code


Description


Export volume quotas in kt




 


Light oils and preparations for other purposes than specified in subheadings 2710 12 11  and 2710 12 15 




2710 12 25 


Special spirits other than white spirit


282,8 




2710 12 41 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of less than 95


120,6 




2710 12 45 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of 95 or more but less than 98


995,6 




2710 12 49 


Motor spirit other than for aviation, with a lead content not exceeding 0,013 g per litre, with an octane number (RON) of 98 or more


3,4 




 


Heavy oils for other purposes than specifiedin subheadings 2710 19 51  and 2710 19 55 




2710 19 66 


Fuel oils with a sulphur content exceeding 0,1 % by weight but not exceeding 0,5 % by weight


2,3 




2710 19 67 


Fuel oils with a sulphur content exceeding 0,5 % by weight


12,0 






            ’