Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021 – amending budget No 1 2022/C 112/07
Date: 2022-03-08
Institutions: European Securities and Markets Authority
Subjects: EU expenditure, amending budget, budgetary resources, financial year, general budget (EU), publication of accounts




C_2022112EN.01003301.xml










8.3.2022   


EN


Official Journal of the European Union


C 112/33






Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021 – amending budget No 1
(2022/C 112/07)

REVENUE










Title
Chapter


Heading


Budget 2021


Amending budget No 1


New amount





1




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES





1 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES


23 936 648 


 


23 936 648 




 



Title 1 — Total




23 936 648 



 



23 936 648 






2




CONTRIBUTION FROM THE EUROPEAN UNION





2 0


CONTRIBUTION FROM THE EUROPEAN UNION


18 071 139 


 


18 071 139 




 



Title 2 — Total




18 071 139 



 



18 071 139 






3




FEES PAID TO THE AUTHORITY





3 0


FEES PAID TO THE AUTHORITY


17 087 867 


–1 133 879 


15 953 988 




 



Title 3 — Total




17 087 867 




–1 133 879 




15 953 988 






4




CONTRIBUTION FROM OBSERVERS





4 0


CONTRIBUTION FROM OBSERVERS


741 073 


 


741 073 




 



Title 4 — Total




741 073 



 



741 073 






6




ADMINISTRATIVE OPERATIONS





6 0


ADMINISTRATIVE OPERATIONS


0 


 


0 




 



Title 6 — Total




0 



 



0 






7




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS





7 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS


1 722 449 


 


1 722 449 




 



Title 7 — Total




1 722 449 



 



1 722 449 







 



GRAND TOTAL




61 559 176 




–1 133 879 




60 425 297 






EXPENDITURE










Title
Chapter


Heading


Budget 2021


Amending budget No 1


New amount





1




STAFF EXPENDITURE





1 1


STAFF IN ACTIVE EMPLOYMENT


37 599 669 


–1 133 879 


36 465 790 




1 2


EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT


535 000 


 


535 000 




1 4


SOCIAL-MEDICAL INFRASTRUCTURE


819 577 


 


819 577 




1 6


TRAINING


300 000 


 


300 000 




 



Title 1 — Total




39 254 246 




–1 133 879 




38 120 367 






2




INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE





2 0


RENTAL OF BUILDING AND ASSOCIATED COSTS


6 216 000 


 


6 216 000 




2 1


INFORMATION AND COMMUNICATION TECHNOLOGY


450 000 


 


450 000 




2 3


CURRENT ADMINISTRATIVE EXPENDITURE


1 262 000 


 


1 262 000 




2 7


REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS


6 000 


 


6 000 




 



Title 2 — Total




7 934 000 



 



7 934 000 






3




OPERATING EXPENDITURES





3 1


TRAINING FOR A COMMON SUPERVISORY CULTURE


0 


 


0 




3 2


COLLECTION OF INFORMATION: IT PROJECTS


9 930 000 


 


9 930 000 




3 4


LEGAL ADVICE


80 000 


 


80 000 




3 5


ACCESS TO DATA FOR ECONOMIC RESEARCH


625 000 


 


625 000 




3 6


MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES


135 300 


 


135 300 




3 7


COMMUNICATION


783 000 


 


783 000 




3 8


MEETING EXPENSES


272 507 


 


272 507 




3 9


SERVICES ON OPERATIONAL MATTERS


55 123 


 


55 123 




 



Title 3 — Total




11 880 930 



 



11 880 930 






4




DELEGATED TASKS





4 0


SINGLE INTERFACE TO TRADE REPOSITORIES


700 000 


 


700 000 




4 1


INSTRUMENTS REFERENCE DATA


1 790 000 


 


1 790 000 




 



Title 4 — Total




2 490 000 



 



2 490 000 






9




ITEMS OUTSIDE THE FORESEEN BUDGET LINES





9 0


ITEMS OUTSIDE THE FORESEEN BUDGET LINES


 


 


 




 



Title 9 — Total



 


 


 






 



GRAND TOTAL




61 559 176 




–1 133 879 




60 425 297 






Establishment plan












Function group and grade


 




2021


2020




Authorized under the Union budget


Actually filled as at 31 December 2019


Authorized under the Union budget




Permanent posts


Temporary posts


Permanent posts


Temporary posts


Permanent posts


Temporary posts






AD 16


—


1  (1)



—


1 


—


2 




AD 15


—


3  (2)



—


1 


—


3 




AD 14


—


1  (3)



—


—


—


—




AD 13


—


3 


—


—


—


3 




AD 12


—


10 


—


5 


—


7 




AD 11


—


15 


—


1 


—


14 




AD 10


—


24 


—


10 


—


17 




AD 9


—


42 


—


31 


—


39 




AD 8


—


40 


—


33 


—


30 




AD 7


—


45 


—


25 


—


57 




AD 6


—


17 


—


13 


—


10 




AD 5


—


37 


—


26 


—


32 




Subtotal AD


—


238 


—


146 


—


214 






AST 11


—


—


—


—


—


—




AST 10


—


—


—


—


—


—




AST 9


—


—


—


—


—


—




AST 8


—


2 


—


—


—


2 




AST 7


—


3 


—


—


—


3 




AST 6


—


3 


—


—


—


3 




AST 5


—


3 


—


4 


—


3 




AST 4


—


1 


—


3 


—


1 




AST 3


—


—


—


—


—


—




AST 2


—


—


—


—


—


—




AST 1


—


—


—


2 


—


—




Subtotal AST


—


12 


—


9 


—


12 






AST/SC 6


—


—


—


—


—


—




AST/SC 5


—


—


—


—


—


—




AST/SC 4


—


—


—


—


—


—




AST/SC 3


—


—


—


—


—


—




AST/SC 2


—


—


—


—


—


—




AST/SC 1


—


—


—


—


—


—




Subtotal AST/SC


—


—


—


—


—


—







Total




—




250 




—




155 




—




226 






Grand Total




250 




155 




226 






 (1)
 (2)
 (3)






Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts








Contract staff posts


2021


2020






FG IV


66 


60 




FG III


35 


31 




FG II


 


—




FG I


 


—




Total FG


101 


91 






Seconded national experts posts


15 


14 




Total


116 


105 






(1)  1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 March 2021, the end of the mandate of the current ESMA Chairperson.

(2)  Of which 1 post to be used for the above mentioned ad personam AD 16 post until the end of the mandate of the current ESMA Chairperson.

(3)  To be used for an ad personam AD15 post until the end of the mandate of the current Executive Director.