Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021 2021/C 114/32
Date: 2021-03-31
Institutions: European Securities and Markets Authority
Subjects: EU expenditure, budgetary resources, financial year, general budget (EU), publication of accounts




C_2021114EN.01017701.xml










31.3.2021   


EN


Official Journal of the European Union


C 114/177






Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021
(2021/C 114/32)

REVENUE










Title
Chapter


Heading


Financial year 2021


Financial year 2020


Financial year 2019





1




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES





1 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES


23 936 648 


21 603 906 


19 659 349 ,—




 



Title 1 — Total




23 936 648 




21 603 906 




19 659 349 ,—






2




CONTRIBUTION FROM THE EUROPEAN UNION





2 0


CONTRIBUTION FROM THE EUROPEAN UNION


19 172 407 


16 765 425 


13 612 497 ,—




 



Title 2 — Total




19 172 407 




16 765 425 




13 612 497 ,—






3




FEES PAID TO THE AUTHORITY





3 0


FEES PAID TO THE AUTHORITY


17 087 867 


15 561 159 


11 527 276 ,—




 



Title 3 — Total




17 087 867 




15 561 159 




11 527 276 ,—






4




CONTRIBUTION FROM OBSERVERS





4 0


CONTRIBUTION FROM OBSERVERS


741 073 


618 617 


558 504 ,—




 



Title 4 — Total




741 073 




618 617 




558 504 ,—






6




ADMINISTRATIVE OPERATIONS





6 0


ADMINISTRATIVE OPERATIONS


0 


0 


0 ,—




 



Title 6 — Total




0 




0 




0 ,—






7




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS





7 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS


1 722 449 


1 697 615 


2 021 728 ,—




 



Title 7 — Total




1 722 449 




1 697 615 




2 021 728 ,—







 



GRAND TOTAL




62 660 444 




56 246 722 




47 379 354 ,—






EXPENDITURE










Title
Chapter


Heading


Financial year 2021


Financial year 2020


Financial year 2019





1




STAFF EXPENDITURE





1 1


STAFF IN ACTIVE EMPLOYMENT


37 914 176 


29 669 439 


26 729 738 ,—




1 2


EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT


450 000 


470 000 


325 300 ,—




1 4


SOCIAL-MEDICAL INFRASTRUCTURE


999 000 


565 000 


568 407 ,—




1 6


TRAINING


300 000 


260 000 


234 953 ,—




 



Title 1 — Total




39 663 176 




30 964 439 




27 858 398 ,—






2




INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE





2 0


RENTAL OF BUILDING AND ASSOCIATED COSTS


6 160 000 


6 352 000 


7 074 108 ,—




2 1


INFORMATION AND COMMUNICATION TECHNOLOGY


450 000 


450 000 


354 421 ,—




2 3


CURRENT ADMINISTRATIVE EXPENDITURE


1 215 000 


1 110 115 


668 586 ,—




2 7


REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS


6 000 


6 000 


5 000 ,—




 



Title 2 — Total




7 831 000 




7 918 115 




8 102 115 ,—






3




OPERATING EXPENDITURES





3 1


TRAINING FOR A COMMON SUPERVISORY CULTURE


25 000 


 


840 ,—




3 2


COLLECTION OF INFORMATION: IT PROJECTS


9 780 000 


10 916 251 


7 244 570 ,—




3 4


LEGAL ADVICE


120 000 


65 000 


60 332 ,—




3 5


ACCESS TO DATA FOR ECONOMIC RESEARCH


600 000 


600 000 


418 485 ,—




3 6


MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES


400 000 


70 811 


512 196 ,—




3 7


COMMUNICATION


260 000 


793 200 


558 757 ,—




3 8


MEETING EXPENSES


360 000 


108 529 


324 882 ,—




3 9


SERVICES ON OPERATIONAL MATTERS


30 000 


2 077 


87 021 ,—




 



Title 3 — Total




11 575 000 




12 555 868 




9 207 083 ,—






4




DELEGATED TASKS





4 0


SINGLE INTERFACE TO TRADE REPOSITORIES


700 000 


400 000 


221 758 ,—




4 1


INSTRUMENTS REFERENCE DATA


1 790 000 


2 050 000 


1 990 000 ,—




 



Title 4 — Total




2 490 000 




2 450 000 




2 211 758 ,—






9




ITEMS OUTSIDE THE FORESEEN BUDGET LINES





9 0


ITEMS OUTSIDE THE FORESEEN BUDGET LINES


1 101 268 


2 358 300 


 




 



Title 9 — Total




1 101 268 




2 358 300 



 






 



GRAND TOTAL




62 660 444 




56 246 722 




47 379 354 ,—






Establishment plan












Function group and grade


 




2021


2020




Authorized under the Union budget


Actually filled as at 31 December 2019


Authorized under the Union budget




Permanent posts


Temporary posts


Permanent posts


Temporary posts


Permanent posts


Temporary posts






AD 16


—


1  (1)



—


1 


—


2 




AD 15


—


3  (2)



—


1 


—


3 




AD 14


—


1  (3)



—


—


—


—




AD 13


—


3 


—


—


—


3 




AD 12


—


10 


—


5 


—


7 




AD 11


—


15 


—


1 


—


14 




AD 10


—


24 


—


10 


—


17 




AD 9


—


42 


—


31 


—


39 




AD 8


—


40 


—


33 


—


30 




AD 7


—


45 


—


25 


—


57 




AD 6


—


17 


—


13 


—


10 




AD 5


—


37 


—


26 


—


32 




Subtotal AD


—


238 


—


146 


—


214 






AST 11


—


—


—


—


—


—




AST 10


—


—


—


—


—


—




AST 9


—


—


—


—


—


—




AST 8


—


2 


—


—


—


2 




AST 7


—


3 


—


—


—


3 




AST 6


—


3 


—


—


—


3 




AST 5


—


3 


—


4 


—


3 




AST 4


—


1 


—


3 


—


1 




AST 3


—


—


—


—


—


—




AST 2


—


—


—


—


—


—




AST 1


—


—


—


2 


—


—




Subtotal AST


—


12 


—


9 


—


12 






AST/SC 6


—


—


—


—


—


—




AST/SC 5


—


—


—


—


—


—




AST/SC 4


—


—


—


—


—


—




AST/SC 3


—


—


—


—


—


—




AST/SC 2


—


—


—


—


—


—




AST/SC 1


—


—


—


—


—


—




Subtotal AST/SC


—


—


—


—


—


—







Total




—




250 




—




155 




—




226 






Grand Total




250 




155 




226 






 (1)
 (2)
 (3)






Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts








Contract staff posts


2021


2020






FG IV


66 


60 




FG III


35 


31 




FG II


 


—




FG I


 


—




Total FG


101 


91 






Seconded national experts posts


15 


14 




Total


116 


105 






(1)  1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 March 2021, the end of the mandate of the current ESMA Chairperson.

(2)  Of which 1 post to be used for the above mentioned ad personam AD 16 post until the end of the mandate of the current ESMA Chairperson.

(3)  To be used for an ad personam AD15 post until the end of the mandate of the current Executive Director.