Guideline (EU) 2021/835 of the European Central Bank of 26 March 2021 repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)
Date: 2021-03-26
Institutions: European Central Bank
Subjects: balance sheet, banking, central bank, data collection, euro area, financial institution, financial occupation, financial statistics, interest, issue of securities




L_2021208EN.01033501.xml










11.6.2021   


EN


Official Journal of the European Union


L 208/335








            GUIDELINE (EU) 2021/835 OF THE EUROPEAN CENTRAL BANK
         
of 26 March 2021
         
repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)


THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 127(2) thereof,


Having regard to the Statute of the European System of Central Banks and of the European Central Bank, and in particular Articles 5.1, 12.1 and 14.3 thereof,

Whereas:







(1)


Recent amendments to Regulation (EU) No 1071/2013 of the European Central Bank (ECB/2013/33) (1) and Regulation (EU) No 1409/2013 of the European Central Bank (ECB/2013/43) (2) require the revision of Guideline ECB/2014/15 of the European Central Bank (3) as it establishes the requirements for the statistical information collected under, inter alia, those Regulations, to be transmitted by national central banks (NCBs) to the European Central Bank (ECB).












(2)


Guideline ECB/2014/15 has been substantially amended several times (4). Since further amendments are required, the Guideline is recast in the interests of clarity and split into the following new guidelines: (a) Guideline (EU) 2021/830 of the European Central Bank (ECB/2021/11) (5) on balance sheet item statistics and interest rate statistics of monetary financial institutions; (b) Guideline (EU) 2021/831 of the European Central Bank (ECB/2021/12) (6) on statistical information to be reported on financial intermediaries other than monetary financial institutions; (c) Guideline (EU) 2021/833 of the European Central Bank (ECB/2021/14) (7) on statistical information to be reported on consolidated banking data; (d) Guideline (EU) 2021/832 of the European Central Bank (ECB/2021/13) (8) on reporting requirements on payments statistics; and (e) Guideline (EU) 2021/834 of the European Central Bank (ECB/2021/15) (9) on statistical information to be reported on securities issues. Accordingly, Guideline ECB/2014/15 should be repealed.












(3)


In order to ensure that the collection and analysis of statistical information is effective, NCBs shall comply with the reporting requirements of Guideline (EU) 2021/830 (ECB/2021/11) from the same date as the date of application of the reporting requirements of Regulation (EU) 2021/379 (10) of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (recast) (ECB/2021/2), namely 1 February 2022. Therefore, NCBs should also comply with Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/832 (ECB/2021/13), Guideline (EU) 2021/833 (ECB/2021/14) and Guideline (EU) 2021/834 (ECB/2021/15) from 1 February 2022.












(4)


For reasons of legal certainty, Guideline ECB/2014/15 should be repealed on the date from which NCBs comply with those recast Guidelines. NCBs should therefore comply with this Guideline from 1 February 2022,





HAS ADOPTED THIS GUIDELINE:



Article 1

Repeal


1.   Guideline ECB/2014/15 is hereby repealed.


2.   References to the repealed Guideline shall be construed as references to Guideline (EU) 2021/830 (ECB/2021/11), Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/833 (ECB/2021/14), Guideline (EU) 2021/832 (ECB/2021/13) and Guideline (EU) 2021/834 (ECB/2021/15) as appropriate and in accordance with the correlation tables in Annexes II to VI.



Article 2

Taking effect


1.   This Guideline shall take effect on the day of its notification to the national central banks of the Member States whose currency is the euro.


2.   The national central banks of the Member States whose currency is the euro and the ECB shall comply with this Guideline from 1 February 2022.



Article 3

Addressees

This Guideline is addressed to all Eurosystem central banks.




Done at Frankfurt am Main, 26 March 2021.


For the Governing Council of the ECB


The President of the ECB

Christine LAGARDE
            





(1)  Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (ECB/2013/33) (OJ L 297, 7.11.2013, p. 1). Recent amendments to that Regulation were recast in Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).

(2)  Regulation (EU) No 1409/2013 of the European Central Bank of 28 November 2013 on payments statistics (ECB/2013/43) (OJ L 352, 24.12.2013, p. 18).

(3)  Guideline ECB/2014/15 of 4 April 2014 on monetary and financial statistics (OJ L 340, 26.11.2014, p. 1).

(4)  Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82); Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42); Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1); Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22); and Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1).

(5)  Guideline (EU) 2021/830 of the European Central Bank of 26 March 2021 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11).

(6)  Guideline (EU) 2021/831 of the European Central Bank of 26 March 2021 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12).

(7)  Guideline (EU) 2021/833 of the European Central Bank of 26 March 2021 on statistical information to be reported on consolidated banking data (ECB/2021/14).

(8)  Guideline (EU) 2021/832 of the European Central Bank of 26 March 2021 on reporting requirements on payments statistics (ECB/2021/13).

(9)  Guideline (EU) 2021/834 of the European Central Bank of 26 March 2021 on statistical information to be reported on securities issues (ECB/2021/15).

(10)  Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).




ANNEX I
REPEALED GUIDELINE WITH LIST OF THE SUCCESSIVE AMENDMENTS THERETO






Guideline (EU) 2014/810 of the European Central Bank of 4 April 2014 on monetary and financial statistics (ECB/2014/15) (OJ L 340, 26.11.2014, p. 1).


 




Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82).


 




Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42).


 




Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1).


 




Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22).


 




Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1).


 









ANNEX II
CORRELATION TABLE






Guideline ECB/2014/15


Guideline (EU) 2021/830 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11)




Article 1(1)


Article 1




Article 1(2)


Article 32




Article 1(3), points (a) and (b)


Article 31




Article 2


Article 2




Article 3(1) and Article 7(1)


Article 3 and Article 4




Article 3(2), Article 7(2), Article 21(2) and Article 22(2)


Article 9




Article 3(3), first subparagraph, Article 21(3) and Article 22(3)


Article 10




Article 3(3), second subparagraph


Article 30(3)




Article 3(4)


Article 30(2)




Article 3(5)(b) and Article 10(3)


Article 8




Article 3(5)(c)


Article 30(7)




Article 4


Article 30(4)




Article 5


—




Article 6


Articles 22 to 24




Article 8(1) and (3)


Article 19




Article 8(2) and Article 9(2)


Article 21




Article 9(1)


Article 20




Article 10


Article 5




Article 11


Articles 25 to 26




Article 14


—




Article 17


Articles 11 to 14




Article 17a


Articles 15 to 18




Article 21(1) and (4)


Article 7




Article 22(1)


Article 6




Article 27


Article 30(1)




Article 28


Article 33




Article 29


Article 34




Article 30


Article 35




Annex I


—




Annex II, Part 1 (Tables 3a, 3b and 4)


Annex II, Part 2




Annex II, Part 3


Annex VI




Annex II, Parts 4 and 10


Annex II, Part 1




Annex II, Part 5


Annex V, Part 1




Annex II, Part 6


Annex V, Part 2




Annex II, Part 7


Annex II, Part 3




Annex II, Part 8


Annex VII




Annex II, Part 13 to 15


Annex III




Annex II, Part 15a


Annex IV




Annex II, Part 19


Annex II, Part 5




Annex II, Part 20


Annex II, Part 4




Annex III


—




Annex IV


Annex I









ANNEX III
CORRELATION TABLE






Guideline ECB/2014/15


Guideline (EU) 2021/832 on reporting requirements on payments statistics (ECB/2021/13)




Article 1(1)


Article 1




Article 1(2)


Article 4(3)




Article 1(3)(d)


Article 5




Article 2


Article 2




Article 18(1)


Article 3(1) and (2)




Article 18(2)


Article 3(4), Article 4(1) and (2)




Article 18(3)


Article 7




Article 18(4)


Article 8




Article 27


Article 6




Article 28


Article 9




Article 29


Article 10




Article 32


—




Article 33


Article 12




—


Article 13




Part 16 of Annex II


Annex




Annex II, Part 16, Table 1


—




Annex II, Part 16, Table 1 – Settlement media used by credit institutions


Annex, Table A




Annex II, Part 16, Table 2


Annex, Table A




Annex II, Part 16, Table 3


—




Annex II, Part 16, Table 4


—




Annex II, Part 16, Table 5


Annex, Table B




Annex II, Part 16, Table 6


Annex, Table C




Annex II, Part 16, Table 7


Annex, Table D




Section 2


Article 3(3)




Annex III


Article 9 and recital 10









ANNEX IV
CORRELATION TABLE






Guideline ECB/2014/15


Guideline (EU) 2021/831 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12)




Article 1(1)


Article 1




Article 1(2)


Article 20




Article 1(3)(a)


Article 18




Article 2


Article 2




Article 15


Section 6




Article 19


Section 2




Article 20


Section 5




Article 23


Section 7




Article 26


Section 4




Article 26a


Section 3




Article 27


Article 19




Article 28


Article 21




Article 29


Article 22




Annex II, Part 11


Annex I, Part 4




Annex II, Part 17


Annex I, Part 1 and Article 3(1)(a) and (b)




Annex II, Part 18


Article 12(1) and Article 13(3)




Annex II, Part 21


Annex I, Part 5




Annex II, Part 22


—




Annex II, Part 23


Annex I, Part 2 and Article 6(1)(a) and (c)




—


Annex I, Part 3




Annex II, Part 24


Article 9(1)(a) and (c)




Annex III


Article 21




Annex IV


Annex II









ANNEX V
CORRELATION TABLE






Guideline ECB/2014/15


Guideline (EU) 2021/833 on statistical information to be reported on consolidated banking data (ECB/2021/14)




Article 1(1)


Article 1




Article 1(2)


Article 4




Article 2


Article 2




Article 12(1)


Article 3




Article 12(4)


Article 3




Article 12(2)


Article 4




Article 12(3)


Article 5




Article 27


Article 6




Article 28


Article 7




Article 29


Article 8




Article 32


Article 9




Article 33


Article 10




Annex II, Part 9, Table 1 (annual)


Annex I




Annex II, Part 9, Table 2 (quarterly)


Annex II




Annex III


Article 7









ANNEX VI
CORRELATION TABLE






Guideline ECB/2014/15


Guideline (EU) 2021/834 on statistical information to be reported on securities issues (ECB/2021/15)




Article 1(1)


Article 1




Article 2


Article 2




Article 16(1) and (3)


Article 3




Article 16(2)


Article 4




Article 1(3)(c)


Article 5




Article 27


Article 6




—


Article 7




Article 28


Article 8




Article 30


Article 9




Article 29


Article 10




Annex II, Part 12


Annex I




Annex III


Article 8









ANNEX VII
CORRELATION TABLE






Guideline ECB/2014/15


Regulation (EU) 2021/379 on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2)




Article 3(5)(a), first subparagraph


Article 9(1), point (b) of the first subparagraph




Article 3(5)(a), second subparagraph


Article 9(4), second and third subparagraphs