Definitive adoption (EU, Euratom) 2021/118 of amending budget No 9 of the European Union for the financial year 2020
Date: 2020-12-15
Institutions: European Parliament
Subjects: adoption of the budget, aid to agriculture, amending budget, commitment of expenditure, coronavirus disease, exchange rate, financial year, general budget (EU), payment appropriation, small and medium-sized enterprises




L_2021047EN.01000101.xml










10.2.2021   


EN


Official Journal of the European Union


L 47/1








            DEFINITIVE ADOPTION (EU, Euratom) 2021/118
of amending budget No 9 of the European Union for the financial year 2020


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,


having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


having regard to Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (1),


having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU, and repealing Regulation (EU, Euratom) No 966/2012 (2),


having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),


having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (4),


having regard to the general budget of the European Union for the financial year 2020, as definitively adopted on 27 November 2019 (5),


having regard to Draft amending budget No 10 of the European Union for the financial year 2020, which the Commission adopted on 9 October 2020,


having regard to the position on Draft amending budget No 10/2020, which the Council adopted on 8 December 2020 and forwarded to Parliament on 9 December 2020,


having regard to Parliament's approval of 15 December 2020 of the Council position,

having regard to Rules 94 and 96 of Parliament’s Rules of Procedure,
DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 9 of the European Union for the financial year 2020 has been definitively adopted.




Done at Brussels, 15 December 2020.


The President

D. M. SASSOLI
            





(1)  
            OJ L 168, 7.6.2014, p. 105.

(2)  
            OJ L 193, 30.7.2018, p. 1.

(3)  
            OJ L 347, 20.12.2013, p. 884.

(4)  
            OJ C 373, 20.12.2013, p. 1.

(5)  
            OJ L 57, 27.2.2020.




A.   INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2020 pursuant to Article 1 of Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union

EXPENDITURE








Description


Budget 2020  (1)



Budget 2019  (2)



Change (%)






 


 


 


 




1. Smart and inclusive growth


77 638 514 230 


67 556 947 173 


+14,92 %




2. Sustainable growth: natural resources


58 703 147 517 


57 399 857 331 


+2,27 




3. Security and citizenship


6 368 527 141 


3 527 434 894 


+80,54 




4. Global Europe


9 698 061 191 


9 358 295 603 


+3,63 




5. Administration


10 274 196 704 


9 944 904 743 


+3,31 




6. Compensation


p.m.


p.m.


—




Special instruments


1 425 594 964 


705 051 794 


+ 102,20 




Total expenditure (3)




164 108 041 747 




148 492 491 538 



+10,52 







 (1)
 (2)
 (3)









REVENUE









Description


Budget 2020  (4)



Budget 2019  (5)



Change (%)






Miscellaneous revenue (Titles 4 to 9)


2 174 450 061 


1 894 392 136 


+14,78 




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


3 218 373 955 


1 802 988 329 


+78,50 




Balances and Adjustments (Chapters 3 1, 3 2, 3 3 and 39)


-1 116 600 000 


p.m.


—




Total revenue for Titles 3 to 9


4 276 224 016 


3 697 380 465 


+15,66 






Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


18 507 300 000 


21 471 164 786 


–13,80 




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


17 344 303 050 


17 738 667 150 


–2,22 




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


123 980 214 681 


105 585 279 137 


+17,42 




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2014/335/EU, Euratom  (6)



159 831 817 731 


144 795 111 073 


+10,38 




Total revenue (7)




164 108 041 747 




148 492 491 538 



+10,52 







 (4)
 (5)
 (6)
 (7)









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom











Member State


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base  (8)



Member States whose VAT base is capped






 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


1 897 777 000 


4 492 260 000 


50 


2 246 130 000 


1 897 777 000 


 




Bulgaria


271 658 000 


568 744 000 


50 


284 372 000 


271 658 000 


 




Czechia


923 454 000 


2 016 108 000 


50 


1 008 054 000 


923 454 000 


 




Denmark


1 134 034 000 


2 997 687 000 


50 


1 498 843 500 


1 134 034 000 


 




Germany


13 791 909 000 


33 548 996 000 


50 


16 774 498 000 


13 791 909 000 


 




Estonia


127 111 000 


260 049 000 


50 


130 024 500 


127 111 000 


 




Ireland


916 120 000 


2 445 027 000 


50 


1 222 513 500 


916 120 000 


 




Greece


689 744 000 


1 703 172 000 


50 


851 586 000 


689 744 000 


 




Spain


5 257 014 000 


11 394 533 000 


50 


5 697 266 500 


5 257 014 000 


 




France


10 437 975 000 


23 109 504 000 


50 


11 554 752 000 


10 437 975 000 


 




Croatia


332 122 000 


490 350 000 


50 


245 175 000 


245 175 000 


Croatia




Italy


6 554 877 000 


16 408 969 000 


50 


8 204 484 500 


6 554 877 000 


 




Cyprus


153 600 000 


196 679 000 


50 


98 339 500 


98 339 500 


Cyprus




Latvia


120 755 000 


285 827 000 


50 


142 913 500 


120 755 000 


 




Lithuania


182 105 000 


436 918 000 


50 


218 459 000 


182 105 000 


 




Luxembourg


304 016 000 


427 140 000 


50 


213 570 000 


213 570 000 


Luxembourg




Hungary


570 270 000 


1 335 303 000 


50 


667 651 500 


570 270 000 


 




Malta


91 828 000 


115 687 000 


50 


57 843 500 


57 843 500 


Malta




Netherlands


3 090 100 000 


7 525 158 000 


50 


3 762 579 000 


3 090 100 000 


 




Austria


1 737 376 000 


3 796 555 000 


50 


1 898 277 500 


1 737 376 000 


 




Poland


2 541 144 000 


4 975 888 000 


50 


2 487 944 000 


2 487 944 000 


Poland




Portugal


1 022 557 000 


1 955 868 000 


50 


977 934 000 


977 934 000 


Portugal




Romania


814 450 000 


2 104 070 000 


50 


1 052 035 000 


814 450 000 


 




Slovenia


218 848 000 


450 588 000 


50 


225 294 000 


218 848 000 


 




Slovakia


341 044 000 


879 905 000 


50 


439 952 500 


341 044 000 


 




Finland


1 018 425 000 


2 282 237 000 


50 


1 141 118 500 


1 018 425 000 


 




Sweden


2 044 088 000 


4 664 862 000 


50 


2 332 431 000 


2 044 088 000 


 




United Kingdom


11 057 452 000 


23 933 385 000 


50 


11 966 692 500 


11 057 452 000 


 




Total


67 641 853 000 


154 801 469 000 


 


77 400 734 500 


67 277 392 000 


 







 (8)









TABLE 2

Breakdown of own resources accruing from VAT pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 3)








Member State


1 % of capped VAT base


Uniform rate of VAT own resource (in %)


VAT-based own resource at uniform rate






 


(1)


(2)


(3) = (1) × (2)




Belgium


1 897 777 000 


0,30 


569 333 100 




Bulgaria


271 658 000 


0,30 


81 497 400 




Czechia


923 454 000 


0,30 


277 036 200 




Denmark


1 134 034 000 


0,30 


340 210 200 




Germany


13 791 909 000 


0,15 


2 068 786 350 




Estonia


127 111 000 


0,30 


38 133 300 




Ireland


916 120 000 


0,30 


274 836 000 




Greece


689 744 000 


0,30 


206 923 200 




Spain


5 257 014 000 


0,30 


1 577 104 200 




France


10 437 975 000 


0,30 


3 131 392 500 




Croatia


245 175 000 


0,30 


73 552 500 




Italy


6 554 877 000 


0,30 


1 966 463 100 




Cyprus


98 339 500 


0,30 


29 501 850 




Latvia


120 755 000 


0,30 


36 226 500 




Lithuania


182 105 000 


0,30 


54 631 500 




Luxembourg


213 570 000 


0,30 


64 071 000 




Hungary


570 270 000 


0,30 


171 081 000 




Malta


57 843 500 


0,30 


17 353 050 




Netherlands


3 090 100 000 


0,15 


463 515 000 




Austria


1 737 376 000 


0,30 


521 212 800 




Poland


2 487 944 000 


0,30 


746 383 200 




Portugal


977 934 000 


0,30 


293 380 200 




Romania


814 450 000 


0,30 


244 335 000 




Slovenia


218 848 000 


0,30 


65 654 400 




Slovakia


341 044 000 


0,30 


102 313 200 




Finland


1 018 425 000 


0,30 


305 527 500 




Sweden


2 044 088 000 


0,15 


306 613 200 




United Kingdom


11 057 452 000 


0,30 


3 317 235 600 




Total


67 277 392 000 


 


17 344 303 050 








TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 4)








Member State


1 % of gross national income


Uniform rate of ‘additional base’‚ own resource


‘Additional base’ own resource at uniform rate






 


(1)


(2)


(3) = (1) × (2)




Belgium


4 492 260 000 


 


3 597 842 855 




Bulgaria


568 744 000 


 


455 506 034 




Czechia


2 016 108 000 


 


1 614 697 227 




Denmark


2 997 687 000 


 


2 400 842 061 




Germany


33 548 996 000 


 


26 869 329 814 




Estonia


260 049 000 


 


208 272 771 




Ireland


2 445 027 000 


 


1 958 217 673 




Greece


1 703 172 000 


 


1 364 067 354 




Spain


11 394 533 000 


 


9 125 860 734 




France


23 109 504 000 


 


18 508 359 679 




Croatia


490 350 000 


 


392 720 422 




Italy


16 408 969 000 


 


13 141 913 397 




Cyprus


196 679 000 


 


157 519 853 




Latvia


285 827 000 


0,8008982  (9)



228 918 324 




Lithuania


436 918 000 


 


349 926 831 




Luxembourg


427 140 000 


 


342 095 648 




Hungary


1 335 303 000 


 


1 069 441 742 




Malta


115 687 000 


 


92 653 508 




Netherlands


7 525 158 000 


 


6 026 885 341 




Austria


3 796 555 000 


 


3 040 653 987 




Poland


4 975 888 000 


 


3 985 179 640 




Portugal


1 955 868 000 


 


1 566 451 120 




Romania


2 104 070 000 


 


1 685 145 832 




Slovenia


450 588 000 


 


360 875 109 




Slovakia


879 905 000 


 


704 714 312 




Finland


2 282 237 000 


 


1 827 839 458 




Sweden


4 664 862 000 


 


3 736 079 483 




United Kingdom


23 933 385 000 


 


19 168 204 472 




Total


154 801 469 000 


 


123 980 214 681 







 (9)









TABLE 4

Calculation of the gross reduction in GNI contribution for Denmark, Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2014/335/EU, Euratom (Chapter 1 6)









Member State


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction






 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,90 


32 992 238 


32 992 238 




Bulgaria


 


0,37 


4 176 993 


4 176 993 




Czechia


 


1,30 


14 806 782 


14 806 782 




Denmark


- 146 333 564 


1,94 


22 015 735 


- 124 317 829 




Germany


 


21,67 


246 391 898 


246 391 898 




Estonia


 


0,17 


1 909 862 


1 909 862 




Ireland


 


1,58 


17 956 867 


17 956 867 




Greece


 


1,10 


12 508 505 


12 508 505 




Spain


 


7,36 


83 684 192 


83 684 192 




France


 


14,93 


169 721 757 


169 721 757 




Croatia


 


0,32 


3 601 248 


3 601 248 




Italy


 


10,60 


120 511 416 


120 511 416 




Cyprus


 


0,13 


1 444 458 


1 444 458 




Latvia


 


0,18 


2 099 182 


2 099 182 




Lithuania


 


0,28 


3 208 831 


3 208 831 




Luxembourg


 


0,28 


3 137 019 


3 137 019 




Hungary


 


0,86 


9 806 786 


9 806 786 




Malta


 


0,07 


849 633 


849 633 




Netherlands


- 782 321 749 


4,86 


55 266 571 


- 727 055 178 




Austria


 


2,45 


27 882 813 


27 882 813 




Poland


 


3,21 


36 544 119 


36 544 119 




Portugal


 


1,26 


14 364 365 


14 364 365 




Romania


 


1,36 


15 452 796 


15 452 796 




Slovenia


 


0,29 


3 309 227 


3 309 227 




Slovakia


 


0,57 


6 462 234 


6 462 234 




Finland


 


1,47 


16 761 298 


16 761 298 




Sweden


- 208 243 919 


3,01 


34 259 869 


- 173 984 050 




United Kingdom


 


15,46 


175 772 538 


175 772 538 




Total


-1 136 899 232 


100,00 


1 136 899 232 


0 






EU GDP price deflator, in EUR (spring 2019 economic forecast) : (a) 2011 EU-27 = 100,0000 / (b) 2013 EU-27 = 102,9958 (c) 2013 EU-28 = 102,9874 / (d) 2020 EU-28 = 112,5551




Lump sum for Netherlands: in 2020 prices: 695 000 000  EUR × [ (b/a) × (d/c) ] = 782 321 749  EUR




Lump sum for Sweden: in 2020 prices: 185 000 000  EUR × [ (b/a) × (d/c) ] = 208 243 919  EUR




Lump sum for Denmark: in 2020 prices: 130 000 000  EUR × [ (b/a) × (d/c) ] = 146 333 564  EUR








TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2019 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 1 5)







Description


Coefficient  (10) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


16,0617 


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


7,6186 


 






3. (1) – (2)


8,4431 


 




4. Total allocated expenditure


 


133 761 974 693 






5. Enlargement related expenditure  (11)



 


33 495 190 550 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


100 266 784 143 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


5 587 332 443 




8. United Kingdom’s advantage  (12)



 


459 372 003 




9. Core United Kingdom’s correction = (7) – (8)


 


5 127 960 440 




10. Windfall gains deriving from traditional own resources  (13)



 


-42 372 235 




11. Correction for the United Kingdom = (9) – (10)


 


5 170 332 675 





 (10)
 (11)
 (12)
 (13)









TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2015 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 5)







Description


Coefficient  (14) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


19,1419 


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


7,5894 


 






3. (1) – (2)


11,5525 


 




4. Total allocated expenditure


 


129 135 893 336 






5. Enlargement related expenditure  (15)



 


31 639 878 296 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


97 496 015 040 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


7 433 724 758 




8. United Kingdom’s advantage  (16)



 


1 381 345 015 




9. Core United Kingdom’s correction = (7) – (8)


 


6 052 379 743 




10. Windfall gains deriving from traditional own resources  (17)



 


-74 320 246 




11. Correction for the United Kingdom = (9) – (10)  (18)



 


6 126 699 989 





 (14)
 (15)
 (16)
 (17)
 (18)









TABLE 5.3

Correction of budgetary imbalances for the United Kingdom for the year 2016 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 5)







Description


Coefficient  (19) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


17,3576 


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


7,6922 


 






3. (1) – (2)


9,6654 


 




4. Total allocated expenditure


 


117 460 512 555 






5. Enlargement related expenditure  (20)



 


25 403 051 464 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


92 057 461 091 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


5 872 505 812 




8. United Kingdom’s advantage  (21)



 


851 694 541 




9. Core United Kingdom’s correction = (7) – (8)


 


5 020 811 271 




10. Windfall gains deriving from traditional own resources  (22)



 


-40 846 944 




11. Correction for the United Kingdom = (9) – (10)  (23)



 


5 061 658 216 





 (19)
 (20)
 (21)
 (22)
 (23)









TABLE 5.4

Correction of budgetary imbalances for the United Kingdom for the year 2017 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 6)







Description


Coefficient  (24) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


15,9063 


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


6,9862 


 






3. (1) – (2)


8,9201 


 




4. Total allocated expenditure


 


110 891 011 881 






5. Enlargement related expenditure  (25)



 


20 917 337 083 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


89 973 674 798 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


5 297 002 140 




8. United Kingdom’s advantage  (26)



 


147 663 777 




9. Core United Kingdom’s correction = (7) – (8)


 


5 149 338 362 




10. Windfall gains deriving from traditional own resources  (27)



 


-9 019 736 




11. Correction for the United Kingdom = (9) – (10)  (28)



 


5 158 358 098 





 (24)
 (25)
 (26)
 (27)
 (28)









TABLE 5.5

Correction of budgetary imbalances for the United Kingdom for the year 2018 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 6)







Description


Coefficient  (29) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


16,0805 


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


6,7158 


 






3. (1) – (2)


9,3646 


 




4. Total allocated expenditure


 


129 720 353 887 






5. Enlargement related expenditure  (30)



 


31 051 543 542 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


98 668 810 345 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


6 098 379 860 




8. United Kingdom’s advantage  (31)



 


620 706 683 




9. Core United Kingdom’s correction = (7) – (8)


 


5 477 673 177 




10. Windfall gains deriving from traditional own resources  (32)



 


-38 961 662 




11. Correction for the United Kingdom = (9) – (10)  (33)



 


5 516 634 839 





 (29)
 (30)
 (31)
 (32)
 (33)









TABLE 6.1

Calculation of the financing of the correction for the United Kingdom amounting to EUR – 5 170 332 675 (Chapter 1 5)












Member State


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction






 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,90 


3,43 


5,52 


 


1,57 


5,00 


258 550 776 




Bulgaria


0,37 


0,43 


0,70 


 


0,20 


0,63 


32 733 903 




Czechia


1,30 


1,54 


2,48 


 


0,70 


2,24 


116 036 536 




Denmark


1,94 


2,29 


3,69 


 


1,05 


3,34 


172 531 042 




Germany


21,67 


25,64 


0,00 


-19,23 


0,00 


6,41 


331 363 203 




Estonia


0,17 


0,20 


0,32 


 


0,09 


0,29 


14 967 048 




Ireland


1,58 


1,87 


3,01 


 


0,85 


2,72 


140 722 849 




Greece


1,10 


1,30 


2,09 


 


0,59 


1,90 


98 025 591 




Spain


7,36 


8,71 


14,01 


 


3,98 


12,68 


655 809 180 




France


14,93 


17,66 


28,41 


 


8,07 


25,72 


1 330 061 079 




Croatia


0,32 


0,37 


0,60 


 


0,17 


0,55 


28 221 958 




Italy


10,60 


12,54 


20,18 


 


5,73 


18,27 


944 413 650 




Cyprus


0,13 


0,15 


0,24 


 


0,07 


0,22 


11 319 805 




Latvia


0,18 


0,22 


0,35 


 


0,10 


0,32 


16 450 694 




Lithuania


0,28 


0,33 


0,54 


 


0,15 


0,49 


25 146 694 




Luxembourg


0,28 


0,33 


0,53 


 


0,15 


0,48 


24 583 924 




Hungary


0,86 


1,02 


1,64 


 


0,47 


1,49 


76 852 993 




Malta


0,07 


0,09 


0,14 


 


0,04 


0,13 


6 658 333 




Netherlands


4,86 


5,75 


0,00 


-4,31 


0,00 


1,44 


74 325 934 




Austria


2,45 


2,90 


0,00 


-2,18 


0,00 


0,73 


37 498 548 




Poland


3,21 


3,80 


6,12 


 


1,74 


5,54 


286 385 851 




Portugal


1,26 


1,49 


2,40 


 


0,68 


2,18 


112 569 439 




Romania


1,36 


1,61 


2,59 


 


0,73 


2,34 


121 099 164 




Slovenia


0,29 


0,34 


0,55 


 


0,16 


0,50 


25 933 467 




Slovakia


0,57 


0,67 


1,08 


 


0,31 


0,98 


50 642 688 




Finland


1,47 


1,74 


2,81 


 


0,80 


2,54 


131 353 516 




Sweden


3,01 


3,56 


0,00 


-2,67 


0,00 


0,89 


46 074 810 




United Kingdom


15,46 


0,00 


0,00 


 


0,00 


0,00 


0 




Total


100,00 


100,00 


100,00 


-28,39 


28,39 


100,00 


5 170 332 675 




The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2015 UK correction (chapter 35)






Member State


Amount




 


(1)






Belgium


1 267 154 




Bulgaria


3 148 896 




Czech Republic


4 903 895 




Denmark


6 556 672 




Germany


4 385 985 




Estonia


303 635 




Ireland


20 284 145 




Greece


504 408 




Spain


1 272 857 




France


5 838 257 




Croatia


1 207 446 




Italy


19 287 491 




Cyprus


627 536 




Latvia


- 619 579 




Lithuania


- 208 473 




Luxembourg


866 089 




Hungary


2 764 651 




Malta


310 080 




Netherlands


- 260 138 




Austria


1 362 429 




Poland


-9 542 201 




Portugal


476 355 




Romania


1 609 226 




Slovenia


123 083 




Slovakia


1 555 233 




Finland


4 733 265 




Sweden


-2 400 255 




United Kingdom


-70 358 142 




Total


0 








TABLE 6.3

Financing of the definitive 2016 UK correction (chapter 35)






Member State


Amount




 


(1)






Belgium


12 381 389 




Bulgaria


1 683 717 




Czech Republic


6 602 363 




Denmark


3 769 035 




Germany


5 007 497 




Estonia


892 527 




Ireland


3 060 816 




Greece


- 239 791 




Spain


4 704 411 




France


26 115 146 




Croatia


1 550 836 




Italy


26 775 334 




Cyprus


893 340 




Latvia


185 011 




Lithuania


904 487 




Luxembourg


- 272 563 




Hungary


2 362 157 




Malta


310 901 




Netherlands


3 455 636 




Austria


855 227 




Poland


15 053 623 




Portugal


2 825 093 




Romania


5 438 400 




Slovenia


821 604 




Slovakia


454 399 




Finland


3 348 353 




Sweden


128 390 




United Kingdom


- 129 067 338 




Total


0 








TABLE 6.4

Intermediate update of the financing of the 2017 UK correction (chapter 36)






Member State


Amount




 


(1)






Belgium


15 856 715 




Bulgaria


3 231 445 




Czech Republic


3 814 138 




Denmark


10 232 027 




Germany


12 286 393 




Estonia


1 271 298 




Ireland


5 263 528 




Greece


4 209 140 




Spain


23 937 729 




France


58 977 709 




Croatia


1 777 843 




Italy


45 010 069 




Cyprus


752 318 




Latvia


741 095 




Lithuania


1 627 128 




Luxembourg


374 066 




Hungary


3 692 230 




Malta


265 690 




Netherlands


4 759 697 




Austria


1 361 203 




Poland


5 297 081 




Portugal


6 203 836 




Romania


5 382 461 




Slovenia


765 633 




Slovakia


1 500 046 




Finland


5 572 775 




Sweden


257 162 




United Kingdom


- 224 420 455 




Total


0 








TABLE 6.5

Intermediate update of the financing of the 2018 UK correction (chapter 36)






Member State


Amount




 


(1)






Belgium


27 909 738 




Bulgaria


5 747 148 




Czech Republic


12 780 811 




Denmark


17 414 841 




Germany


26 899 549 




Estonia


2 324 061 




Ireland


13 878 796 




Greece


7 355 826 




Spain


58 628 464 




France


132 102 159 




Croatia


3 326 099 




Italy


80 506 049 




Cyprus


1 290 517 




Latvia


1 428 955 




Lithuania


3 518 387 




Luxembourg


3 459 527 




Hungary


9 060 360 




Malta


599 078 




Netherlands


7 666 480 




Austria


3 225 174 




Poland


25 585 020 




Portugal


12 696 708 




Romania


15 373 126 




Slovenia


1 888 602 




Slovakia


3 559 433 




Finland


9 899 420 




Sweden


4 981 835 




United Kingdom


- 493 106 163 




Total


0 








TABLE 7

Summary of financing  (34) of the general budget by type of own resource and by Member State
















Member State


Traditional own resources (TOR)


 


VAT and GNI-based own resources, including adjustments


Total own resources  (35)





Net sugar sector levies (80 %)


Net customs duties (80 %)


Total net traditional own resources (80 %)


Collection costs (20 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of: Denmark, Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)






 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


0 


1 855 200 000 


1 855 200 000 


463 800 000 


569 333 100 


3 597 842 855 


32 992 238 


315 965 772 


4 516 133 965 


3.20


6 371 333 965 




Bulgaria


0 


77 000 000 


77 000 000 


19 250 000 


81 497 400 


455 506 034 


4 176 993 


46 545 109 


587 725 536 


0.42


664 725 536 




Czechia


0 


257 600 000 


257 600 000 


64 400 000 


277 036 200 


1 614 697 227 


14 806 782 


144 137 743 


2 050 677 952 


1.45


2 308 277 952 




Denmark


0 


316 900 000 


316 900 000 


79 225 000 


340 210 200 


2 400 842 061 


- 124 317 829 


210 503 617 


2 827 238 049 


2.00


3 144 138 049 




Germany


0 


3 682 900 000 


3 682 900 000 


920 725 000 


2 068 786 350 


26 869 329 814 


246 391 898 


379 942 627 


29 564 450 689 


20.92


33 247 350 689 




Estonia


0 


36 400 000 


36 400 000 


9 100 000 


38 133 300 


208 272 771 


1 909 862 


19 758 569 


268 074 502 


0.19


304 474 502 




Ireland


0 


239 800 000 


239 800 000 


59 950 000 


274 836 000 


1 958 217 673 


17 956 867 


183 210 134 


2 434 220 674 


1.72


2 674 020 674 




Greece


0 


227 100 000 


227 100 000 


56 775 000 


206 923 200 


1 364 067 354 


12 508 505 


109 855 174 


1 693 354 233 


1.20


1 920 454 233 




Spain


0 


1 145 600 000 


1 145 600 000 


286 400 000 


1 577 104 200 


9 125 860 734 


83 684 192 


744 352 641 


11 531 001 767 


8.16


12 676 601 767 




France


0 


1 492 900 000 


1 492 900 000 


373 225 000 


3 131 392 500 


18 508 359 679 


169 721 757 


1 553 094 350 


23 362 568 286 


16.53


24 855 468 286 




Croatia


0 


29 500 000 


29 500 000 


7 375 000 


73 552 500 


392 720 422 


3 601 248 


36 084 182 


505 958 352 


0.36


535 458 352 




Italy


0 


1 548 800 000 


1 548 800 000 


387 200 000 


1 966 463 100 


13 141 913 397 


120 511 416 


1 115 992 593 


16 344 880 506 


11.57


17 893 680 506 




Cyprus


0 


25 000 000 


25 000 000 


6 250 000 


29 501 850 


157 519 853 


1 444 458 


14 883 516 


203 349 677 


0.14


228 349 677 




Latvia


0 


36 400 000 


36 400 000 


9 100 000 


36 226 500 


228 918 324 


2 099 182 


18 186 176 


285 430 182 


0.20


321 830 182 




Lithuania


0 


90 500 000 


90 500 000 


22 625 000 


54 631 500 


349 926 831 


3 208 831 


30 988 223 


438 755 385 


0.31


529 255 385 




Luxembourg


0 


17 700 000 


17 700 000 


4 425 000 


64 071 000 


342 095 648 


3 137 019 


29 011 043 


438 314 710 


0.31


456 014 710 




Hungary


0 


164 900 000 


164 900 000 


41 225 000 


171 081 000 


1 069 441 742 


9 806 786 


94 732 391 


1 345 061 919 


0.95


1 509 961 919 




Malta


0 


13 400 000 


13 400 000 


3 350 000 


17 353 050 


92 653 508 


849 633 


8 144 082 


119 000 273 


0.08


132 400 273 




Netherlands


0 


2 461 700 000 


2 461 700 000 


615 425 000 


463 515 000 


6 026 885 341 


- 727 055 178 


89 947 609 


5 853 292 772 


4.14


8 314 992 772 




Austria


0 


188 000 000 


188 000 000 


47 000 000 


521 212 800 


3 040 653 987 


27 882 813 


44 302 581 


3 634 052 181 


2.57


3 822 052 181 




Poland


0 


734 900 000 


734 900 000 


183 725 000 


746 383 200 


3 985 179 640 


36 544 119 


322 779 374 


5 090 886 333 


3.60


5 825 786 333 




Portugal


0 


179 800 000 


179 800 000 


44 950 000 


293 380 200 


1 566 451 120 


14 364 365 


134 771 431 


2 008 967 116 


1.42


2 188 767 116 




Romania


0 


164 900 000 


164 900 000 


41 225 000 


244 335 000 


1 685 145 832 


15 452 796 


148 902 377 


2 093 836 005 


1.48


2 258 736 005 




Slovenia


0 


71 000 000 


71 000 000 


17 750 000 


65 654 400 


360 875 109 


3 309 227 


29 532 389 


459 371 125 


0.33


530 371 125 




Slovakia


0 


74 100 000 


74 100 000 


18 525 000 


102 313 200 


704 714 312 


6 462 234 


57 711 799 


871 201 545 


0.62


945 301 545 




Finland


0 


136 700 000 


136 700 000 


34 175 000 


305 527 500 


1 827 839 458 


16 761 298 


154 907 329 


2 305 035 585 


1.63


2 441 735 585 




Sweden


0 


436 100 000 


436 100 000 


109 025 000 


306 613 200 


3 736 079 483 


- 173 984 050 


49 041 942 


3 917 750 575 


2.77


4 353 850 575 




United Kingdom


0 


2 802 500 000 


2 802 500 000 


700 625 000 


3 317 235 600 


19 168 204 472 


175 772 538 


-6 087 284 773 


16 573 927 837 


11.73


19 376 427 837 




Total


0 


18 507 300 000 


18 507 300 000 


4 626 825 000 


17 344 303 050 


123 980 214 681 


0 


0 


141 324 517 731 


100,00 


159 831 817 731 







 (34)
 (35)





B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING










Title


Heading


Budget 2020


Amending budget No 9/2020


New amount






1


OWN RESOURCES


157 674 476 865 


2 157 340 866 


159 831 817 731 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


2 817 773 955 


– 716 000 000 


2 101 773 955 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 651 322 700 


 


1 651 322 700 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


15 050 000 


 


15 050 000 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES


130 000 000 


 


130 000 000 




7


DEFAULT INTEREST AND FINES


233 000 000 


128 000 000 


361 000 000 




8


BORROWING AND LENDING OPERATIONS


2 076 361 


 


2 076 361 




9


MISCELLANEOUS REVENUE


15 001 000 


 


15 001 000 




 



GRAND TOTAL




162 538 700 881 




1 569 340 866 




164 108 041 747 






TITLE 1


OWN RESOURCES










Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount






1 1


LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM)


p.m.


p.m.


p.m.




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM


18 507 300 000 


p.m.


18 507 300 000 




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM


17 344 303 050 


p.m.


17 344 303 050 




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM


121 822 873 815 


2 157 340 866 


123 980 214 681 




1 5


CORRECTION OF BUDGETARY IMBALANCES


0 


p.m.


0 




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES


0 


p.m.


0 




 



Title 1 — Total




157 674 476 865 




2 157 340 866 




159 831 817 731 






CHAPTER 1 4 —   OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2020


Amending budget No 9/2020


New amount






1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM


 


 


 






1 4 0






Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom




121 822 873 815 


2 157 340 866 


123 980 214 681 




 



CHAPTER 1 4 — TOTAL




121 822 873 815 




2 157 340 866 




123 980 214 681 












CHAPTER 1 4 —



OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM











                                    1 4 0Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom









Budget 2020


Amending budget No 9/2020


New amount




121 822 873 815 


2 157 340 866 


123 980 214 681 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States’ gross national income for financial year 2020 is 0,8009%.

Legal basis

Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (OJ L 168, 7.6.2014, p. 105), and in particular point (c) of Article 2(1) thereof.








Member State


Budget 2020


Amending budget No. 9/2020


New amount






Belgium


3 535 237 919 


62 604 936 


3 597 842 855 




Bulgaria


447 579 916 


7 926 118 


455 506 034 




Czechia


1 586 600 386 


28 096 841 


1 614 697 227 




Denmark


2 359 065 760 


41 776 301 


2 400 842 061 




Germany


26 401 785 028 


467 544 786 


26 869 329 814 




Estonia


204 648 681 


3 624 090 


208 272 771 




Ireland


1 924 143 341 


34 074 332 


1 958 217 673 




Greece


1 340 331 645 


23 735 709 


1 364 067 354 




Spain


8 967 064 491 


158 796 243 


9 125 860 734 




France


18 186 301 512 


322 058 167 


18 508 359 679 




Croatia


385 886 817 


6 833 605 


392 720 422 




Italy


12 913 235 080 


228 678 317 


13 141 913 397 




Cyprus


154 778 899 


2 740 954 


157 519 853 




Latvia


224 934 988 


3 983 336 


228 918 324 




Lithuania


343 837 864 


6 088 967 


349 926 831 




Luxembourg


336 142 949 


5 952 699 


342 095 648 




Hungary


1 050 832 721 


18 609 021 


1 069 441 742 




Malta


91 041 273 


1 612 235 


92 653 508 




Netherlands


5 922 013 398 


104 871 943 


6 026 885 341 




Austria


2 987 744 520 


52 909 467 


3 040 653 987 




Poland


3 915 834 778 


69 344 862 


3 985 179 640 




Portugal


1 539 193 795 


27 257 325 


1 566 451 120 




Romania


1 655 823 138 


29 322 694 


1 685 145 832 




Slovenia


354 595 634 


6 279 475 


360 875 109 




Slovakia


692 451 800 


12 262 512 


704 714 312 




Finland


1 796 033 796 


31 805 662 


1 827 839 458 




Sweden


3 671 069 134 


65 010 349 


3 736 079 483 




United Kingdom


18 834 664 552 


333 539 920 


19 168 204 472 




Article 1 4 0 — Total


121 822 873 815 


2 157 340 866 


123 980 214 681 





TITLE 3


SURPLUSES, BALANCES AND ADJUSTMENTS










Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount






3 0


SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR


3 218 373 955 


p.m.


3 218 373 955 




3 1


BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014


p.m.


p.m.


p.m.




3 2


BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014


p.m.


p.m.


p.m.




3 3


NETTING OF ADJUSTMENTS TO THE VAT AND GNI-BASED OWN RESOURCES FOR PREVIOUS FINANCIAL YEARS


p.m.


p.m.


p.m.




3 4


ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE


p.m.


p.m.


p.m.




3 5


RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


0 


p.m.


0 




3 6


RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


0 


p.m.


0 




3 7


ADJUSTMENT RELATING TO THE IMPLEMENTATION OF OWN RESOURCES DECISIONS


p.m.


p.m.


p.m.




3 8


ADJUSTMENT RELATING TO THE IMPLEMENTATION OF THE CONTINGENCY FRAMEWORK


p.m.


p.m.


p.m.




3 9


ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES


– 400 600 000 


– 716 000 000 


–1 116 600 000 




 



Title 3 — Total




2 817 773 955 




– 716 000 000 




2 101 773 955 






CHAPTER 3 9 —   ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES










Title
Chapter
Article
Item


Heading


Budget 2020


Amending budget No 9/2020


New amount






3 9


ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES


 


 


 






3 9 0






Adjustment related to exchange rate differences for own resources




– 400 600 000 


– 716 000 000 


–1 116 600 000 




 



CHAPTER 3 9 — TOTAL




– 400 600 000 




– 716 000 000 




–1 116 600 000 












CHAPTER 3 9 —



ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES











                                    3 9 0Adjustment related to exchange rate differences for own resources









Budget 2020


Amending budget No 9/2020


New amount




– 400 600 000 


– 716 000 000 


–1 116 600 000 





Remarks

New Article
This item is intended to budget significant gains or losses resulting from the differences between the exchange rates provided for in Article 10a (1) of Regulation No 609/2014 for the conversion into national currency of the budgeted amounts for own resources, on one hand, and the exchange rates used to enter the amounts in the Commission accounts, on the other hand..

Legal basis

Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (OJ L 168, 7.6.2014, p. 105).
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (OJ L 168, 7.6.2014, p. 39), and in particular Article 10a(1) thereof.
Regulation (EU, Eutratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1) and in particular Article 19(3) thereof.

TITLE 7


DEFAULT INTEREST AND FINES










Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount






7 0


DEFAULT INTEREST AND INTEREST ON FINES


15 000 000 


p.m.


15 000 000 




7 1


FINES AND PENALTIES


218 000 000 


128 000 000 


346 000 000 




 



Title 7 — Total




233 000 000 




128 000 000 




361 000 000 






CHAPTER 7 1 —   FINES AND PENALTIES










Title
Chapter
Article
Item


Heading


Budget 2020


Amending budget No 9/2020


New amount






7 1


FINES AND PENALTIES


 


 


 






7 1 0






Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition




185 000 000 


71 000 000 


256 000 000 






7 1 1






Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty




33 000 000 


57 000 000 


90 000 000 






7 1 2






Fines imposed for fraud and irregularities which are damaging to the Union's financial interests




p.m.


 


p.m.






7 1 3






Fines in the framework of the Union's economic governance — Assigned revenue




p.m.


 


p.m.






7 1 9






Other fines and penalty payments






7 1 9 0


Other fines and penalty payments — Assigned revenue


p.m.


 


p.m.




7 1 9 1


Other non-assigned fines and penalty payments


p.m.


 


p.m.




 



Article 7 1 9 — Total



p.m.


 


p.m.






 



CHAPTER 7 1 — TOTAL




218 000 000 




128 000 000 




346 000 000 












CHAPTER 7 1 —



FINES AND PENALTIES











                                    7 1 0Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition









Budget 2020


Amending budget No 9/2020


New amount




185 000 000 


71 000 000 


256 000 000 





Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and the interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1).



                                    7 1 1Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty









Budget 2020


Amending budget No 9/2020


New amount




33 000 000 


57 000 000 


90 000 000 





Remarks

This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.

Legal basis

Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.


(1)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 9/2020.

(2)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 9/2020.

(5)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(6)  The own resources for the 2020 budget are determined on the basis of the budget forecasts adopted at the 178th meeting of the Advisory Committee on Own Resources on 25 May 2020.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  Calculation of rate: (123 980 214 681) / (154 801 469 000) = 0,800898179338337.

(10)  Rounded percentages.

(11)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(12)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(13)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(14)  Rounded percentages.

(15)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(16)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(17)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(18)  Note: The difference of EUR 70 358 142 between the definitive amount of the 2015 UK correction (EUR 6 126 699 989, as calculated above) and the previously budgeted amount of the 2015 UK correction (EUR 6 056 341 847, entered in AB 5/2016) is financed in chapter 35 of AB 7/2020.

(19)  Rounded percentages.

(20)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(21)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(22)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(23)  Note: The difference of EUR 129 067 338 between the definitive amount of the 2016 UK correction (EUR 5 061 658 216, as calculated above) and the previously budgeted amount of the 2016 UK correction (EUR 4 932 590 878, entered in AB 6/2017) is financed in chapter 35 of AB 7/2020.

(24)  Rounded percentages.

(25)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(26)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(27)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(28)  Note: The difference of EUR 224 420 455 between the provisional amount of the 2017 UK correction (EUR 5 158 358 098, as calculated above) and the previously budgeted amount of the 2017 UK correction (EUR 4 933 937 643, entered in AB 6/2018) is financed in chapter 36 of AB 7/2020.

(29)  Rounded percentages.

(30)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(31)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(32)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(33)  Note: The difference of EUR 493 106 163 between the definitive amount of the 2018 UK correction (EUR 5 516 634 839, as calculated above) and the previously budgeted amount of the 2018 UK correction (EUR 5 023 528 676, entered in Budget 2019) is financed in chapter 36 of AB 7/2020.

(34)  p.m. (own resources + other revenue = total revenue = total expenditure); (159 831 817 731 + 4 276 224 016 = 164 108 041 747 = 164 108 041 747).

(35)  Total own resources as percentage of GNI: (159 831 817 731) / (15 480 146 900 000) = 1,03 %; own resources ceiling as percentage of GNI: 1,20 %.






SECTION III


COMMISSION


REVENUE










Title


Heading


Budget 2020


Amending budget No 9/2020


New amount






4


Revenue accruing from persons working with the institution and other Union bodies


1 270 037 095 


p.m.


1 270 037 095 




5


Revenue accruing from the administrative operation of the institution


15 000 000 


p.m.


15 000 000 




6


Contributions and refunds in connection with Union agreements and programmes


130 000 000 


p.m.


130 000 000 




7


Default interest and fines


233 000 000 


128 000 000 


361 000 000 




8


Borrowing and lending operations


2 076 361 


p.m.


2 076 361 




9


Miscellaneous revenue


15 000 000 


p.m.


15 000 000 




 



Total




1 665 113 456 




128 000 000 




1 793 113 456 






TITLE 7


DEFAULT INTEREST AND FINES










Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount






7 0


DEFAULT INTEREST AND INTEREST ON FINES


15 000 000 


p.m.


15 000 000 




7 1


FINES AND PENALTIES


218 000 000 


128 000 000 


346 000 000 




 



Title 7 — Total




233 000 000 




128 000 000 




361 000 000 






CHAPTER 7 1 —   FINES AND PENALTIES










Title
Chapter
Article
Item


Heading


Budget 2020


Amending budget No 9/2020


New amount






7 1


FINES AND PENALTIES


 


 


 






7 1 0






Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition




185 000 000 


71 000 000 


256 000 000 






7 1 1






Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty




33 000 000 


57 000 000 


90 000 000 






7 1 2






Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests




p.m.


 


p.m.






7 1 3






Fines in the framework of the Union’s economic governance — Assigned revenue




p.m.


 


p.m.






7 1 9






Other fines and penalty payments






7 1 9 0


Other fines and penalty payments — Assigned revenue


p.m.


 


p.m.




7 1 9 1


Other non-assigned fines and penalty payments


p.m.


 


p.m.




 



Article 7 1 9 — Total



p.m.


 


p.m.






 



CHAPTER 7 1 — TOTAL




218 000 000 




128 000 000 




346 000 000 












CHAPTER 7 1 —



FINES AND PENALTIES











                                    7 1 0Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition



Figures (Non-differentiated appropriations)








Budget 2020


Amending budget No 9/2020


New amount




185 000 000 


71 000 000 


256 000 000 





Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations enumerated below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1).



                                    7 1 1Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty



Figures (Non-differentiated appropriations)








Budget 2020


Amending budget No 9/2020


New amount




33 000 000 


57 000 000 


90 000 000 





Remarks

This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.

Legal basis

Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.

EXPENDITURE













Title


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


550 910 219 


1 501 374 219 


 


 


550 910 219 


1 501 374 219 




02


INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES


3 203 612 540 


2 706 787 634 


 


93 800 000 


3 203 612 540 


2 800 587 634 




03


COMPETITION


116 380 398 


116 380 398 


 


 


116 380 398 


116 380 398 




04


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION


14 881 605 545 


14 894 134 411 


–3 105 725 


 


14 878 499 820 


14 894 134 411 




05


AGRICULTURE AND RURAL DEVELOPMENT


58 698 932 091 


57 007 767 922 


48 655 078 


798 655 078 


58 747 587 169 


57 806 423 000 




06


MOBILITY AND TRANSPORT


4 871 268 495 


3 065 461 523 


 


100 000 000 


4 871 268 495 


3 165 461 523 




07


ENVIRONMENT


555 989 653 


410 691 242 


 


 


555 989 653 


410 691 242 




08


RESEARCH AND INNOVATION


7 987 937 964 


7 093 573 238 


 


 


7 987 937 964 


7 093 573 238 




09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY


2 684 291 569 


2 310 507 713 


 


 


2 684 291 569 


2 310 507 713 




10


DIRECT RESEARCH


452 584 121 


446 424 944 


 


 


452 584 121 


446 424 944 




11


MARITIME AFFAIRS AND FISHERIES


1 096 734 831 


904 804 693 


 


 


1 096 734 831 


904 804 693 




 



Reserves (40 02 41)




67 843 000 




64 300 000 



 


 



67 843 000 




64 300 000 





 


 


1 164 577 831 


969 104 693 


 


 


1 164 577 831 


969 104 693 




12


FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION


114 419 241 


115 165 918 


–9 114 212 


–9 114 212 


105 305 029 


106 051 706 




13


REGIONAL AND URBAN POLICY


43 478 605 137 


40 662 502 062 


 


 


43 478 605 137 


40 662 502 062 




14


TAXATION AND CUSTOMS UNION


177 055 750 


170 293 750 


 


 


177 055 750 


170 293 750 




15


EDUCATION AND CULTURE


4 828 897 829 


4 457 288 075 


 


 


4 828 897 829 


4 457 288 075 




16


COMMUNICATION


219 381 095 


216 738 095 


 


 


219 381 095 


216 738 095 




17


HEALTH AND FOOD SAFETY


668 839 926 


625 083 932 


 


 


668 839 926 


625 083 932 




18


MIGRATION AND HOME AFFAIRS


5 727 715 528 


5 276 600 656 


 


 


5 727 715 528 


5 276 600 656 




 



Reserves (40 02 41)




1 003 000 




1 003 000 



 


 



1 003 000 




1 003 000 





 


 


5 728 718 528 


5 277 603 656 


 


 


5 728 718 528 


5 277 603 656 




19


FOREIGN POLICY INSTRUMENTS


907 036 746 


808 717 831 


 


 


907 036 746 


808 717 831 




20


TRADE


119 662 291 


118 971 291 


 


 


119 662 291 


118 971 291 




21


INTERNATIONAL COOPERATION AND DEVELOPMENT


3 819 395 952 


3 320 689 539 


 


90 000 000 


3 819 395 952 


3 410 689 539 




22


NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS


4 449 309 007 


3 479 739 705 


 


496 000 000 


4 449 309 007 


3 975 739 705 




23


HUMANITARIAN AID AND CIVIL PROTECTION


2 225 017 691 


1 604 881 622 


 


 


2 225 017 691 


1 604 881 622 




24


FIGHT AGAINST FRAUD


84 569 600 


80 879 853 


 


 


84 569 600 


80 879 853 




25


COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE


261 638 248 


262 663 248 


 


 


261 638 248 


262 663 248 




26


COMMISSION’S ADMINISTRATION


1 169 128 790 


1 168 977 000 


 


 


1 169 128 790 


1 168 977 000 




27


BUDGET


72 732 451 


72 732 451 


 


 


72 732 451 


72 732 451 




28


AUDIT


20 254 041 


20 254 041 


 


 


20 254 041 


20 254 041 




29


STATISTICS


162 101 479 


159 101 479 


 


 


162 101 479 


159 101 479 




30


PENSIONS AND RELATED EXPENDITURE


2 133 215 000 


2 133 215 000 


 


 


2 133 215 000 


2 133 215 000 




31


LANGUAGE SERVICES


410 651 078 


410 651 078 


 


 


410 651 078 


410 651 078 




32


ENERGY


2 399 423 663 


1 870 314 222 


 


 


2 399 423 663 


1 870 314 222 




33


JUSTICE AND CONSUMERS


285 532 215 


281 548 093 


 


 


285 532 215 


281 548 093 




34


CLIMATE ACTION


180 975 805 


114 778 918 


 


 


180 975 805 


114 778 918 




40


RESERVES


537 763 000 


358 500 000 


 


 


537 763 000 


358 500 000 




 



Total




169 622 414 989 




158 313 498 796 




36 435 141 




1 569 340 866 




169 658 850 130 




159 882 839 662 





 




Of which Reserves (40 02 41)






68 846 000 






65 303 000 




 


 




68 846 000 






65 303 000 







TITLE 02


INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






02 01


ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA


142 129 182 


142 129 182 


 


 


142 129 182 


142 129 182 




02 02


COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES


408 008 400 


364 696 716 


 


93 800 000 


408 008 400 


458 496 716 




02 03


INTERNAL MARKET FOR GOODS AND SERVICES


118 595 657 


112 479 117 


 


 


118 595 657 


112 479 117 




02 04


HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES


397 801 382 


353 755 000 


 


 


397 801 382 


353 755 000 




02 05


EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)


1 238 630 919 


984 727 619 


 


 


1 238 630 919 


984 727 619 




02 06


EUROPEAN EARTH OBSERVATION PROGRAMME


643 947 000 


549 000 000 


 


 


643 947 000 


549 000 000 




02 07


EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME


254 500 000 


200 000 000 


 


 


254 500 000 


200 000 000 




 



Title 02 — Total




3 203 612 540 




2 706 787 634 



 



93 800 000 




3 203 612 540 




2 800 587 634 






CHAPTER 02 02 —   COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 02


COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES






02 02 01






Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises




1.1


135 298 400 


143 261 000 


 


 


135 298 400 


143 261 000 






02 02 02






Improving access to finance for small and medium-sized enterprises in the form of equity and debt




1.1


269 160 000 


215 000 000 


 


93 800 000 


269 160 000 


308 800 000 






02 02 51






Completion of former activities in the competitiveness and entrepreneurship domain




1.1


p.m.


639 000 


 


 


p.m.


639 000 






02 02 77






Pilot projects and preparatory actions






02 02 77 03


Preparatory action — Erasmus for Young Entrepreneurs


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 10


Preparatory action — Euromed innovation entrepreneurs for change


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 16


Pilot project — The future of manufacturing


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 17


Pilot project — Business transfers to employees and cooperative model: ensuring the sustainability of SMEs


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 18


Pilot project — Female business angels


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 19


Pilot project — World-bridging tourism


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 21


Preparatory action — Transnational culture-related European tourism product


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 23


Pilot project — Youth on the SPOT — Special Partnership on Tourism


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 24


Pilot project — Destination Europe Brand — Promoting Europe in the tourism sector


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 25


Pilot project — Entrepreneurial capacity building for young migrants


1.1


p.m.


531 206 


 


 


p.m.


531 206 




02 02 77 26


Pilot project — Sharing Economy Startup Initiative — Financing the future of European entrepreneurship


1.1


p.m.


566 300 


 


 


p.m.


566 300 




02 02 77 27


Pilot project — Reducing youth unemployment and setting up cooperatives to enhance working opportunities in the EU


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 28


Pilot project — SME instrument to enhance women’s participation


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 29


Preparatory action — European Capital of Tourism


1.1


p.m.


740 700 


 


 


p.m.


740 700 




02 02 77 30


Pilot project — Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO)


1.1


p.m.


225 000 


 


 


p.m.


225 000 




02 02 77 31


Preparatory action — Culture Europe: Promoting Europe's treasures


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 32


Preparatory action — World Bridge Tourism


1.1


p.m.


720 000 


 


 


p.m.


720 000 




02 02 77 33


Preparatory action — Entrepreneurial capacity building for young migrants


1.1


p.m.


366 010 


 


 


p.m.


366 010 




02 02 77 34


Pilot project — Enhancing internationalisation capacity through European networks of SMEs


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 35


Preparatory action — Speeding up industrial modernisation by improving support for pan-European demonstration facilities — 3D printing


1.1


p.m.


100 000 


 


 


p.m.


100 000 




02 02 77 36


Preparatory action — Cir©Lean: Business-enabling network for SMEs in the Union to utilise circular economy business opportunities


1.1


p.m.


450 000 


 


 


p.m.


450 000 




02 02 77 38


Preparatory action — Reducing youth unemployment — setting up co-operatives to enhance working opportunities in the Union


1.1


p.m.


600 000 


 


 


p.m.


600 000 




02 02 77 39


Pilot project — Quality of service in tourism


1.1


350 000 


207 500 


 


 


350 000 


207 500 




02 02 77 40


Pilot project — Satellite broadband internet access for bringing educational multimedia content to unconnected schools


1.1


p.m.


490 000 


 


 


p.m.


490 000 




02 02 77 41


Preparatory action — Erasmus for Young Entrepreneurs Global / Achieve Leadership in Entrepreneurship and Cooperation Opportunities


1.1


2 200 000 


550 000 


 


 


2 200 000 


550 000 




02 02 77 42


Pilot project — Smart destinations


1.1


1 000 000 


250 000 


 


 


1 000 000 


250 000 




 



Article 02 02 77 — Subtotal



 


3 550 000 


5 796 716 


 


 


3 550 000 


5 796 716 




 



Chapter 02 02 — Total



 



408 008 400 




364 696 716 



 



93 800 000 




408 008 400 




458 496 716 








                                    02 02 02Improving access to finance for small and medium-sized enterprises in the form of equity and debt



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




269 160 000 


215 000 000 


 


93 800 000 


269 160 000 


308 800 000 





Remarks

This appropriation is to be used to improve access to finance small and medium-sized enterprises (SMEs), including companies of female entrepreneurs, in the form of equity and debt, in their start-up, growth and transfer phase.
A loan guarantee facility (LGF) provides counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which will reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.
An equity facility for growth (EFG) allows investments in risk capital funds which invest in SMEs in the expansion and growth stage, whilst taking a gender-sensitive and non-discriminatory approach, and in particular in those operating cross-borders. It will be possible to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of the COSME programme and the equity facility for RDI under Horizon 2020. Support from the EFG will be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(3) and Article 22(1) of the Financial Regulation.
The corresponding amount of assigned revenue is estimated at EUR 27 300 000.

Legal basis

Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1) thereof.

TITLE 04


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






04 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA


100 653 552 


100 653 552 


 


 


100 653 552 


100 653 552 




04 02


EUROPEAN SOCIAL FUND


13 938 716 897 


14 044 900 000 


 


 


13 938 716 897 


14 044 900 000 




04 03


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION


263 527 350 


246 380 859 


–3 105 725 


 


260 421 625 


246 380 859 




 



Reserves (40 02 41)



 


 


 


 


 


 




 


 


263 527 350 


246 380 859 


–3 105 725 


 


260 421 625 


246 380 859 




04 04


EUROPEAN GLOBALISATION ADJUSTMENT FUND


p.m.


10 000 000 


 


 


p.m.


10 000 000 




04 05


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT


p.m.


11 300 000 


 


 


p.m.


11 300 000 




04 06


FUND FOR EUROPEAN AID TO THE MOST DEPRIVED


578 707 746 


480 900 000 


 


 


578 707 746 


480 900 000 




 



Title 04 — Total




14 881 605 545 




14 894 134 411 




–3 105 725 



 



14 878 499 820 




14 894 134 411 





 




Reserves (40 02 41)




 


 


 


 


 


 




 


 



14 881 605 545 




14 894 134 411 




–3 105 725 



 



14 878 499 820 




14 894 134 411 






CHAPTER 04 03 —   EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 03


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION






04 03 01






Prerogatives and specific competencies






04 03 01 01


Cost of preliminary consultation meetings with trade union representatives


1.1


450 000 


335 000 


 


 


450 000 


335 000 




04 03 01 03


Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries


1.1


9 423 000 


9 000 000 


 


 


9 423 000 


9 000 000 




04 03 01 04


Analysis of and studies on the social situation, demographics and the family


1.1


3 663 000 


3 000 000 


 


 


3 663 000 


3 000 000 




04 03 01 05


Information and training measures for workers’ organisations


1.1


20 784 000 


19 400 000 


 


 


20 784 000 


19 400 000 




04 03 01 06


Information, consultation and participation of representatives of undertakings


1.1


7 100 000 


5 000 000 


 


 


7 100 000 


5 000 000 




04 03 01 08


Industrial relations and social dialogue


1.1


15 500 000 


10 000 000 


 


 


15 500 000 


10 000 000 




 



Article 04 03 01 — Subtotal



 


56 920 000 


46 735 000 


 


 


56 920 000 


46 735 000 






04 03 02






European Union programme for Employment and Social Innovation






04 03 02 01


Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation


1.1


77 900 000 


58 900 000 


 


 


77 900 000 


58 900 000 




04 03 02 02


EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities


1.1


22 476 491 


22 000 000 


 


 


22 476 491 


22 000 000 




04 03 02 03


Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises


1.1


14 235 000 


21 500 000 


 


 


14 235 000 


21 500 000 




 



Article 04 03 02 — Subtotal



 


114 611 491 


102 400 000 


 


 


114 611 491 


102 400 000 






04 03 11






European Foundation for the Improvement of Living and Working Conditions




1.1


21 053 025 


21 053 025 


 


 


21 053 025 


21 053 025 






04 03 12






European Agency for Safety and Health at Work




1.1


15 507 072 


15 507 072 


 


 


15 507 072 


15 507 072 






04 03 13






European Centre for the Development of Vocational Training (Cedefop)




1.1


17 815 490 


17 815 490 


 


 


17 815 490 


17 815 490 






04 03 14






European Training Foundation




4


20 937 022 


20 937 022 


 


 


20 937 022 


20 937 022 






04 03 15






European Labour Authority




1.1


15 683 250 


15 683 250 


–3 105 725 


 


12 577 525 


15 683 250 




 



Reserves (40 02 41)



 


 


 


 


 


 


 




 


 


 


15 683 250 


15 683 250 


–3 105 725 


 


12 577 525 


15 683 250 






04 03 51






Completion of Progress




1.1


p.m.


p.m.


 


 


p.m.


p.m.






04 03 52






Completion of EURES




1.1


p.m.


p.m.


 


 


p.m.


p.m.






04 03 53






Completion of other activities




1.1


p.m.


p.m.


 


 


p.m.


p.m.






04 03 77






Pilot projects and preparatory actions






04 03 77 02


Pilot project — Promoting protection of the right to housing


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 07


Preparatory action — Your first EURES Job


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 08


Pilot project — Social solidarity for social integration


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 09


Preparatory action — Information centres for posted workers and migrant workers


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 13


Preparatory action — Activation measures targeting young people — implementing the ‘Youth on the Move’ initiative


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 14


Preparatory action — Social innovation driven by social business and young entrepreneurship


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 17


Pilot project — Social security card


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 18


Preparatory action — Social solidarity for social integration


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 19


Preparatory action — Supporting active inclusion of disadvantaged migrants in Europe through development and testing of local centres for social and economic integration


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 21


Pilot project — European Union Real Time Sign Language Application and Service


3


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 23


Preparatory action — Reactivate — Intra-Union mobility programme for unemployed over-35s


1.1


p.m.


1 000 000 


 


 


p.m.


1 000 000 




04 03 77 24


Pilot project — Quality employment for job starters through entrepreneurship


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 25


Preparatory action — Child Guarantee Scheme / Establishing a European child guarantee and financial support


1.1


p.m.


5 000 000 


 


 


p.m.


5 000 000 




04 03 77 26


Pilot project — A European framework for apprentice mobility: developing European citizenship and skills through youth integration in the labour market


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 27


Pilot project — Promotion of domestic worker cooperatives and service voucher schemes


1.1


p.m.


p.m.


 


 


p.m.


p.m.




04 03 77 29


Pilot project — Role of the minimum wage in establishing the Universal Labour Guarantee


1.1


1 000 000 


250 000 


 


 


1 000 000 


250 000 




 



Article 04 03 77 — Subtotal



 


1 000 000 


6 250 000 


 


 


1 000 000 


6 250 000 




 



Chapter 04 03 — Total



 



263 527 350 




246 380 859 




–3 105 725 



 



260 421 625 




246 380 859 








                                    04 03 15European Labour Authority



Figures (Differentiated appropriations)












 


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






15 683 250 


15 683 250 


–3 105 725 


 


12 577 525 


15 683 250 


 





Reserves (40 02 41)



 


 


 


 


 


 




Total


15 683 250 


15 683 250 


–3 105 725 


 


12 577 525 


15 683 250 





Remarks

The appropriation is intended to cover the European Labour Authority (ELA) staff and administrative expenditure (Titles 1 and 2), and operational expenditure for the work programme (Title 3).
The Authority must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contribution from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the 'European Economic Area' Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The objective of the Authority shall be to contribute to ensuring fair labour mobility across the Union and assist Member States and the Commission in the coordination of social security systems within the Union. To this end, the Authority is to facilitate access to information on rights and obligations regarding labour mobility across the Union as well as to relevant services; facilitate and enhance cooperation between Member States in the enforcement of relevant Union law across the Union, including facilitating concerted and joint inspections; mediate and facilitate solutions in cases of cross-border disputes between Member States, and support cooperation between Member States in tackling undeclared work.
The Union contribution for 2020 amounts to a total of EUR 15 683 250.
This appropriation is intended to cover the measures necessary to accomplish ELA's tasks as defined in Regulation (EU) 2019/1149, and in particular Article 4 thereof:






—


facilitate access to information and coordinate EURES,










—


facilitate cooperation and the exchange of information between Member States with a view to the consistent, efficient and effective application and enforcement of relevant Union law,










—


coordinate and support concerted and joint inspections,










—


carry out analyses and risk assessments on issues of cross-border labour mobility,










—


support Member States with capacity building regarding the effective application and enforcement of relevant Union law,










—


support Member States in tackling undeclared work,










—


mediate disputes between Member States on the application of relevant Union law.




The Authority's establishment plan is set out in Annex 'Staff' to this section.

Legal basis

Regulation (EU) 2019/1149 of the European Parliament and of the Council of 20 June 2019 establishing a European Labour Authority, amending Regulations (EC) No 883/2004, (EU) No 492/2011, and (EU) 2016/589 and repealing Decision (EU) 2016/344 (OJ L 186, 11.7.2019, p. 21).

TITLE 05


AGRICULTURE AND RURAL DEVELOPMENT


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






05 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


137 274 998 


137 274 998 


 


 


137 274 998 


137 274 998 




05 02


IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS


2 530 100 000 


2 504 093 192 


48 655 078 


48 655 078 


2 578 755 078 


2 552 748 270 




05 03


DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES


40 621 000 000 


40 621 000 000 


 


 


40 621 000 000 


40 621 000 000 




05 04


RURAL DEVELOPMENT


14 693 560 347 


13 115 023 550 


 


750 000 000 


14 693 560 347 


13 865 023 550 




05 05


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT


102 178 364 


118 000 000 


 


 


102 178 364 


118 000 000 




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


6 440 000 


6 440 000 


 


 


6 440 000 


6 440 000 




05 07


AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)


205 862 760 


205 625 821 


 


 


205 862 760 


205 625 821 




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


44 103 927 


42 817 295 


 


 


44 103 927 


42 817 295 




05 09


HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE


358 411 695 


257 493 066 


 


 


358 411 695 


257 493 066 




 



Title 05 — Total




58 698 932 091 




57 007 767 922 




48 655 078 




798 655 078 




58 747 587 169 




57 806 423 000 






CHAPTER 05 02 —   IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 02


IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS






05 02 01






Cereals






05 02 01 01


Export refunds for cereals


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 01 02


Intervention storage for cereals


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 01 99


Other measures for cereals


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 02






Rice






05 02 02 01


Export refunds for rice


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 02 02


Intervention storage for rice


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 02 99


Other measures for rice


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 02 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 03






Refunds on products not listed in Annex I to the TFEU




2


p.m.


p.m.


 


 


p.m.


p.m.






05 02 04






Food programmes






05 02 04 99


Other measures for food programmes


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 04 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 05






Sugar






05 02 05 01


Export refunds for sugar and isoglucose


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 05 03


Production refunds for sugar used in the chemical industry


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 05 08


Private storage of sugar


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 05 99


Other measures for sugar


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 05 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 06






Olive oil






05 02 06 03


Private storage of olive oil


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 06 05


Quality improvement measures


2


46 000 000 


46 000 000 


 


 


46 000 000 


46 000 000 




05 02 06 99


Other measures for olive oil


2


100 000 


100 000 


 


 


100 000 


100 000 




 



Article 05 02 06 — Subtotal



 


46 100 000 


46 100 000 


 


 


46 100 000 


46 100 000 






05 02 07






Textile plants






05 02 07 02


Private storage of flax fibre


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 07 03


Cotton — National restructuring programmes


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 07 99


Other measures for textile plants


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 07 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 08






Fruit and vegetables






05 02 08 03


Operational funds for producer organisations


2


699 000 000 


699 000 000 


48 655 078 


48 655 078 


747 655 078 


747 655 078 




05 02 08 11


Aid to producer groups for preliminary recognition


2


1 000 000 


1 000 000 


 


 


1 000 000 


1 000 000 




05 02 08 12


School fruit scheme


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 08 99


Other measures for fruit and vegetables


2


500 000 


500 000 


 


 


500 000 


500 000 




 



Article 05 02 08 — Subtotal



 


700 500 000 


700 500 000 


48 655 078 


48 655 078 


749 155 078 


749 155 078 






05 02 09






Products of the wine-growing sector






05 02 09 08


National support programmes for the wine sector


2


1 026 000 000 


1 026 000 000 


 


 


1 026 000 000 


1 026 000 000 




05 02 09 99


Other measures for the wine-growing sector


2


100 000 


100 000 


 


 


100 000 


100 000 




 



Article 05 02 09 — Subtotal



 


1 026 100 000 


1 026 100 000 


 


 


1 026 100 000 


1 026 100 000 






05 02 10






Promotion






05 02 10 01


Promotion measures — Payments by Member States


2


86 000 000 


86 000 000 


 


 


86 000 000 


86 000 000 




05 02 10 02


Promotion measures — Direct payments by the Union


2


100 900 000 


74 893 192 


 


 


100 900 000 


74 893 192 




05 02 10 99


Other measures for promotion


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 10 — Subtotal



 


186 900 000 


160 893 192 


 


 


186 900 000 


160 893 192 






05 02 11






Other plant products and measures






05 02 11 03


Hops — Aid to producer organisations


2


2 300 000 


2 300 000 


 


 


2 300 000 


2 300 000 




05 02 11 04


Programmes of Options Specifically Relating to Remoteness and Insularity (POSEI) (excluding direct payments)


2


232 000 000 


232 000 000 


 


 


232 000 000 


232 000 000 




05 02 11 99


Other expenditures for other plant products and measures


2


100 000 


100 000 


 


 


100 000 


100 000 




 



Article 05 02 11 — Subtotal



 


234 400 000 


234 400 000 


 


 


234 400 000 


234 400 000 






05 02 12






Milk and milk products






05 02 12 01


Refunds for milk and milk products


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 02


Storage measures for skimmed-milk powder


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 04


Storage measures for butter and cream


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 06


Private storage of certain cheeses


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 08


School milk


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 09


Dairy products distribution as urgent response to humanitarian crises


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 12 99


Other measures for milk and milk products


2


100 000 


100 000 


 


 


100 000 


100 000 




 



Article 05 02 12 — Subtotal



 


100 000 


100 000 


 


 


100 000 


100 000 






05 02 13






Beef and veal






05 02 13 01


Refunds for beef and veal


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 13 02


Storage measures for beef and veal


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 13 04


Refunds for live animals


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 13 99


Other measures for beef and veal


2


50 000 000 


50 000 000 


 


 


50 000 000 


50 000 000 




 



Article 05 02 13 — Subtotal



 


50 000 000 


50 000 000 


 


 


50 000 000 


50 000 000 






05 02 14






Sheepmeat and goatmeat






05 02 14 01


Private storage of sheepmeat and goatmeat


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 14 99


Other measures for sheepmeat and goatmeat


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 02 14 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 02 15






Pigmeat, eggs and poultry, bee-keeping and other animal products






05 02 15 01


Refunds for pigmeat


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 15 02


Private storage of pigmeat


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 15 04


Refunds for eggs


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 15 05


Refunds for poultrymeat


2


p.m.


p.m.


 


 


p.m.


p.m.




05 02 15 06


Specific aid for bee-keeping


2


39 000 000 


39 000 000 


 


 


39 000 000 


39 000 000 




05 02 15 99


Other measures for pigmeat, poultry, eggs, bee-keeping, other animal products


2


32 000 000 


32 000 000 


 


 


32 000 000 


32 000 000 




 



Article 05 02 15 — Subtotal



 


71 000 000 


71 000 000 


 


 


71 000 000 


71 000 000 






05 02 18






School schemes




2


215 000 000 


215 000 000 


 


 


215 000 000 


215 000 000 




 



Chapter 05 02 — Total



 



2 530 100 000 




2 504 093 192 




48 655 078 




48 655 078 




2 578 755 078 




2 552 748 270 






Remarks

Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations on any line in this chapter in accordance with Article 22(1) of the Financial Regulation.
In the framework of establishing the budgetary appropriations for this chapter, an amount of EUR 150 000 000 originating from Item 6 7 0 1 of the statement of revenue was taken into account for Article 05 02 08, and in particular for Item 05 02 08 03.
The following legal basis applies to all articles and items of this chapter unless otherwise stated.

Legal basis

Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (OJ L 299, 16.11.2007, p. 1).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (OJ L 347, 20.12.2013, p. 549).
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (OJ L 347, 20.12.2013, p. 671).
Council Regulation (EU) No 1370/2013 of 16 December 2013 determining measures on fixing certain aids and refunds related to the common organisation of the markets in agricultural products (OJ L 346, 20.12.2013, p. 12).



                                    05 02 08Fruit and vegetables



                                 05 02 08 03Operational funds for producer organisations

Figures (Non-differentiated appropriations)








Budget 2020


Amending budget No 9/2020


New amount




699 000 000 


48 655 078 


747 655 078 





Remarks

This appropriation is intended to cover the Union’s part-financing of expenditure connected with operational funds for producer organisations, in accordance with Articles 32 to 38 and 152 to 160 of Regulation (EU) No 1308/2013.

CHAPTER 05 04 —   RURAL DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 04


RURAL DEVELOPMENT






05 04 01






Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006






05 04 01 14


Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 04 03






Completion of other measures






05 04 03 02


Plant and animal genetic resources — Completion of earlier measures


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 03 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 04 05






Completion of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)






05 04 05 01


Rural development programmes


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 05 02


Operational technical assistance


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 05 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 04 51






Completion of rural development financed by the EAGGF Guidance Section — Programming period prior to 2000




2


p.m.


p.m.


 


 


p.m.


p.m.






05 04 52






Completion of rural development financed by the EAGGF Guidance section and the transitional instrument for rural development for the new Member States financed by the EAGGF Guarantee Section — Programming period 2000 to 2006




2


p.m.


p.m.


 


 


p.m.


p.m.






05 04 60






European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)






05 04 60 01


Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector


2


14 675 251 797 


13 100 000 000 


 


750 000 000 


14 675 251 797 


13 850 000 000 




05 04 60 02


Operational technical assistance


2


18 308 550 


15 023 550 


 


 


18 308 550 


15 023 550 




05 04 60 03


Operational technical assistance managed by the Commission at the request of a Member State


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 60 04


European Solidarity Corps – Contribution from the European Agricultural Fund for Rural Development (EAFRD)


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 60 — Subtotal



 


14 693 560 347 


13 115 023 550 


 


750 000 000 


14 693 560 347 


13 865 023 550 




 



Chapter 05 04 — Total



 



14 693 560 347 




13 115 023 550 



 



750 000 000 




14 693 560 347 




13 865 023 550 






Remarks

Assigned revenue received under Article 6 7 1 of the statement of revenue may give rise to the provision of additional appropriations for all EAFRD budget items under this Chapter, in accordance with Article 22(1) of the Financial Regulation.
When establishing the budgetary appropriations, an amount of EUR 341 000 000 originating from Item 6 7 1 1 of the statement of revenue was taken into account for Article 05 04 60, and in particular for Item 05 04 60 01.



                                    05 04 60European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)



Legal basis

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320).
Regulation (EU) No 1305/2013 of the European Parliament and of the Council of 17 December 2013 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) and repealing Council Regulation (EC) No 1698/2005 (OJ L 347, 20.12.2013, p. 487).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (OJ L 347, 20.12.2013, p. 549).
Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (OJ L 347, 20.12.2013, p. 865).
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (OJ L 347, 20.12.2013, p. 884).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (OJ L 250, 4.10.2018, p. 1).

                                 05 04 60 01Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector

Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 675 251 797 


13 100 000 000 


 


750 000 000 


14 675 251 797 


13 850 000 000 





Remarks

This appropriation is intended to cover the financing of the 2014 to 2020 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).
Rural development measures will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies.

TITLE 06


MOBILITY AND TRANSPORT


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






06 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA


77 260 732 


77 260 732 


 


 


77 260 732 


77 260 732 




06 02


EUROPEAN TRANSPORT POLICY


4 490 680 945 


2 725 607 396 


 


100 000 000 


4 490 680 945 


2 825 607 396 




06 03


HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT


303 326 818 


262 593 395 


 


 


303 326 818 


262 593 395 




 



Title 06 — Total




4 871 268 495 




3 065 461 523 



 



100 000 000 




4 871 268 495 




3 165 461 523 






CHAPTER 06 02 —   EUROPEAN TRANSPORT POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




06 02


EUROPEAN TRANSPORT POLICY






06 02 01






Connecting Europe Facility (CEF)






06 02 01 01


Removing bottlenecks, enhancing rail interoperability, bridging missing links and improving cross-border sections


1.1


1 764 429 805 


989 435 000 


 


 


1 764 429 805 


989 435 000 




06 02 01 02


Ensuring sustainable and efficient transport systems


1.1


339 097 370 


96 665 000 


 


 


339 097 370 


96 665 000 




06 02 01 03


Optimising the integration and interconnection of transport modes and enhancing interoperability


1.1


457 547 618 


372 469 092 


 


 


457 547 618 


372 469 092 




06 02 01 04


Connecting Europe Facility (CEF) — Cohesion Fund allocation


1.2


1 774 406 625 


1 107 300 000 


 


100 000 000 


1 774 406 625 


1 207 300 000 




06 02 01 05


Creating an environment more conducive to private investment for transport infrastructure projects


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 06 02 01 — Subtotal



 


4 335 481 418 


2 565 869 092 


 


100 000 000 


4 335 481 418 


2 665 869 092 






06 02 02






European Union Aviation Safety Agency




1.1


37 954 000 


37 954 000 


 


 


37 954 000 


37 954 000 






06 02 03






European Maritime Safety Agency






06 02 03 01


European Maritime Safety Agency


1.1


47 305 406 


49 542 497 


 


 


47 305 406 


49 542 497 




06 02 03 02


European Maritime Safety Agency — Anti-pollution measures


1.1


26 100 000 


25 175 000 


 


 


26 100 000 


25 175 000 




 



Article 06 02 03 — Subtotal



 


73 405 406 


74 717 497 


 


 


73 405 406 


74 717 497 






06 02 04






European Union Agency for Railways




1.1


27 440 121 


27 440 121 


 


 


27 440 121 


27 440 121 






06 02 05






Support activities to the European transport policy and passenger rights including communication activities




1.1


11 000 000 


13 270 000 


 


 


11 000 000 


13 270 000 






06 02 06






Transport security




1.1


1 500 000 


1 350 000 


 


 


1 500 000 


1 350 000 






06 02 51






Completion of trans-European networks programme




1.1


p.m.


p.m.


 


 


p.m.


p.m.






06 02 52






Completion of Marco Polo programme




1.1


p.m.


p.m.


 


 


p.m.


p.m.






06 02 77






Pilot projects and preparatory actions






06 02 77 07


Pilot project — Beyond traffic jams: intelligent integrated transport solutions for road infrastructure


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 11


Pilot project — Feasibility study to test the use of a public-private joint undertaking to support the deployment of the European rail transport management system (ERTMS) throughout the core network corridors


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 12


Preparatory action — Integrating remotely piloted aircraft systems (RPAS) in European airspace with an active geofencing service (AGS)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 13


Pilot project — Innovative ways of sustainably financing public transport


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 14


Preparatory action — Towards a single and innovative European transport system


1.1


p.m.


874 790 


 


 


p.m.


874 790 




06 02 77 15


Pilot project — Raising awareness of alternatives to private car


1.1


p.m.


640 000 


 


 


p.m.


640 000 




06 02 77 16


Pilot project — Sustainable shared mobility interconnected with public transport in European rural areas (developing the concept of ‘smart rural transport areas’ (SMARTAs))


1.1


p.m.


676 000 


 


 


p.m.


676 000 




06 02 77 17


Pilot project — Single European Sky (SES) airspace architecture


1.1


p.m.


600 000 


 


 


p.m.


600 000 




06 02 77 18


Pilot project — Mapping accessible transport for people with reduced mobility


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 19


Pilot project — Secure parking areas for trucks


1.1


p.m.


p.m.


 


 


p.m.


p.m.




06 02 77 20


Pilot project — Human behaviour in connection with autonomous driving


1.1


p.m.


145 000 


 


 


p.m.


145 000 




06 02 77 21


Pilot project — Pan-European road safety awareness campaign


1.1


p.m.


178 215 


 


 


p.m.


178 215 




06 02 77 22


Pilot project — OREL — European system for limiting odometer fraud: fast-track to roadworthiness in the Union


1.1


p.m.


137 681 


 


 


p.m.


137 681 




06 02 77 23


Pilot project — TachogrApp: feasibility study and cost analysis of developing a certified application to be used as a tachograph


1.1


300 000 


355 000 


 


 


300 000 


355 000 




06 02 77 24


Preparatory action — User-friendly information tool on urban and regional vehicle access regulation schemes


2


1 000 000 


750 000 


 


 


1 000 000 


750 000 




06 02 77 25


Pilot project — Eco labelling for aviation / Demonstration project for the introduction of a voluntary Green Label system in Aviation


1.1


1 500 000 


375 000 


 


 


1 500 000 


375 000 




06 02 77 26


Pilot project — Urban mobility interconnection with air transport infrastructure


1.1


300 000 


75 000 


 


 


300 000 


75 000 




06 02 77 27


Pilot project — Revitalisation of cross-border night trains


1.1


500 000 


125 000 


 


 


500 000 


125 000 




06 02 77 28


Pilot project — Capacity for the greening of European sea ports


1.1


300 000 


75 000 


 


 


300 000 


75 000 




 



Article 06 02 77 — Subtotal



 


3 900 000 


5 006 686 


 


 


3 900 000 


5 006 686 




 



Chapter 06 02 — Total



 



4 490 680 945 




2 725 607 396 



 



100 000 000 




4 490 680 945 




2 825 607 396 








                                    06 02 01Connecting Europe Facility (CEF)



                                 06 02 01 04Connecting Europe Facility (CEF) — Cohesion Fund allocation

Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 774 406 625 


1 107 300 000 


 


100 000 000 


1 774 406 625 


1 207 300 000 





Remarks

This appropriation is intended to cover the support from the Cohesion Fund under the ‘Investment for growth and jobs’ goal for transport infrastructure under CEF in accordance with Article 84(4) of Regulation (EU) No 1303/2013.
In accordance with point (a) of Article 5(1) of Regulation (EU) No 1316/2013, an amount of EUR 11 305 500 000 in current prices should be transferred from the Cohesion Fund to be spent in line with that Regulation exclusively in Member States eligible for funding from the Cohesion Fund.
In accordance with Article 11 of Regulation (EU) No 1316/2013, this objective will be implemented through calls for proposals under the annual and multiannual work programmes, which are opened exclusively for the Member States eligible for financing under the Cohesion Fund. These annual and multiannual work programmes constitute financing decisions in the meaning of Article 110 of the Financial Regulation.
In accordance with point 7 of Article 2 and Article 5(2) of Regulation (EU) No 1316/2013, up to 1 % of the financial envelope will cover expenses pertaining to programme support actions.
Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320).
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (OJ L 348, 20.12.2013, p. 129), and in particular:






—


point (a) of Article 5(1) related to the transfer of EUR 11 305 500 000 from the Cohesion Fund to CEF,










—


Article 11 related to the specific calls for funds transferred from the Cohesion Fund,










—


point 7 of Article 2 and Article 5(2) related to the programme support actions supporting the implementation of CEF.




Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (OJ L 169, 1.7.2015, p. 1).

TITLE 12


FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






12 01


ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA


46 361 489 


46 361 489 


 


 


46 361 489 


46 361 489 




12 02


FINANCIAL SERVICES AND CAPITAL MARKETS


68 057 752 


68 804 429 


–9 114 212 


–9 114 212 


58 943 540 


59 690 217 




 



Title 12 — Total




114 419 241 




115 165 918 




–9 114 212 




–9 114 212 




105 305 029 




106 051 706 






CHAPTER 12 02 —   FINANCIAL SERVICES AND CAPITAL MARKETS














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




12 02


FINANCIAL SERVICES AND CAPITAL MARKETS






12 02 01






Implementation and development of the internal market for financial services




1.1


3 316 355 


3 450 000 


 


 


3 316 355 


3 450 000 






12 02 03






Standards in the fields of financial reporting and auditing




1.1


8 788 000 


8 739 500 


 


 


8 788 000 


8 739 500 






12 02 04






European Banking Authority




1.1


18 973 718 


18 973 718 


–1 416 000 


–1 416 000 


17 557 718 


17 557 718 






12 02 05






European Insurance and Occupational Pensions Authority




1.1


10 762 303 


10 762 303 


– 314 636 


– 314 636 


10 447 667 


10 447 667 






12 02 06






European Securities and Markets Authority




1.1


24 017 376 


24 017 376 


–7 383 576 


–7 383 576 


16 633 800 


16 633 800 






12 02 08






Enhancing the involvement of consumers and other end-users in Union policy-making in financial services




1.1


1 500 000 


1 500 000 


 


 


1 500 000 


1 500 000 






12 02 77






Pilot projects and preparatory actions






12 02 77 06


Pilot project — Horizontal Task Force on Distributed Ledger Technology and government use cases


1.1


p.m.


446 532 


 


 


p.m.


446 532 




12 02 77 07


Pilot project — Creating a true Banking Union — Research into differences in bank-related laws and regulations in euro area countries and the need to harmonise them in a Banking Union


1.1


p.m.


p.m.


 


 


p.m.


p.m.




12 02 77 08


Pilot project — European fund for crowdfunded investments


1.1


p.m.


190 000 


 


 


p.m.


190 000 




12 02 77 09


Pilot project — Capacity building for developing methodological milestones for the integration of environmental and climate risks into the Union banking prudential framework


1.1


p.m.


550 000 


 


 


p.m.


550 000 




12 02 77 10


Preparatory action — Analysing the consequences of common ownership by institutional investors


1.1


300 000 


75 000 


 


 


300 000 


75 000 




12 02 77 11


Pilot project — Feasibility study for a European asset registry in the context of the fight against money laundering and tax evasion


1.1


400 000 


100 000 


 


 


400 000 


100 000 




 



Article 12 02 77 — Subtotal



 


700 000 


1 361 532 


 


 


700 000 


1 361 532 




 



Chapter 12 02 — Total



 



68 057 752 




68 804 429 




–9 114 212 




–9 114 212 




58 943 540 




59 690 217 








                                    12 02 04European Banking Authority



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 973 718 


18 973 718 


–1 416 000 


–1 416 000 


17 557 718 


17 557 718 





Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1093/2010, the European Banking Authority (EBA) is to form part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to contribute to the EBA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
Revenues of the EBA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.
The EBA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the EBA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 17 660 140. An amount of EUR 102 422, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 17 557 718 entered in the budget.

Legal basis

Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).



                                    12 02 05European Insurance and Occupational Pensions Authority



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 762 303 


10 762 303 


– 314 636 


– 314 636 


10 447 667 


10 447 667 





Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1094/2010, the European Insurance and Occupational Pensions Authority (EIOPA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to cover the EIOPA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The EIOPA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
Revenues of the EIOPA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue
The establishment plan of the EIOPA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 10 489 364. An amount of EUR 41 697, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 10 447 667 entered in the budget.

Legal basis

Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC (OJ L 331, 15.12.2010, p. 48).



                                    12 02 06European Securities and Markets Authority



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




24 017 376 


24 017 376 


–7 383 576 


–7 383 576 


16 633 800 


16 633 800 





Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1095/2010, the European Securities and Markets Authority (ESMA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to cover the ESMA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
Revenues of the ESMA also include contributions from the national public authorities of Member States competent for the supervision of financial market participants and contributions from EFTA national public authorities.
The ESMA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the ESMA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 16 765 424. An amount of EUR 131 624, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 16 633 800 entered in the budget.

Legal basis

Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).

TITLE 21


INTERNATIONAL COOPERATION AND DEVELOPMENT


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






21 01


ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA


303 808 958 


303 808 958 


 


 


303 808 958 


303 808 958 




21 02


DEVELOPMENT COOPERATION INSTRUMENT


3 184 529 459 


2 710 632 634 


 


90 000 000 


3 184 529 459 


2 800 632 634 




21 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS


141 214 245 


126 000 000 


 


 


141 214 245 


126 000 000 




21 05


INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS


77 250 000 


67 000 000 


 


 


77 250 000 


67 000 000 




21 06


INSTRUMENT FOR NUCLEAR SAFETY COOPERATION


31 394 290 


31 200 000 


 


 


31 394 290 


31 200 000 




21 07


THE EUROPEAN UNION-GREENLAND PARTNERSHIP


33 220 000 


33 104 000 


 


 


33 220 000 


33 104 000 




21 08


DEVELOPMENT AND COOPERATION WORLDWIDE


47 979 000 


45 943 947 


 


 


47 979 000 


45 943 947 




21 09


COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME


p.m.


3 000 000 


 


 


p.m.


3 000 000 




 



Title 21 — Total




3 819 395 952 




3 320 689 539 



 



90 000 000 




3 819 395 952 




3 410 689 539 






CHAPTER 21 02 —   DEVELOPMENT COOPERATION INSTRUMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 02


DEVELOPMENT COOPERATION INSTRUMENT






21 02 01






Cooperation with Latin America




4


381 313 631 


274 000 000 


 


 


381 313 631 


274 000 000 






21 02 02






Cooperation with Asia




4


821 480 778 


656 000 000 


 


50 000 000 


821 480 778 


706 000 000 






21 02 03






Cooperation with Central Asia




4


163 710 652 


102 000 000 


 


15 000 000 


163 710 652 


117 000 000 






21 02 04






Cooperation with the Middle East




4


243 843 466 


70 000 000 


 


 


243 843 466 


70 000 000 






21 02 05






Cooperation with Afghanistan




4


199 417 199 


143 000 000 


 


25 000 000 


199 417 199 


168 000 000 






21 02 06






Cooperation with South Africa




4


17 000 000 


24 500 000 


 


 


17 000 000 


24 500 000 






21 02 07






Global public goods and challenges and poverty reduction, sustainable development and democracy






21 02 07 01


Environment and climate change


4


222 473 403 


163 900 000 


 


 


222 473 403 


163 900 000 




21 02 07 02


Sustainable energy


4


110 210 401 


64 250 000 


 


 


110 210 401 


64 250 000 




21 02 07 03


Human development


4


200 438 336 


257 236 000 


 


 


200 438 336 


257 236 000 




21 02 07 04


Food and nutrition security and sustainable agriculture


4


232 508 470 


185 000 000 


 


 


232 508 470 


185 000 000 




21 02 07 05


Migration and asylum


4


56 122 734 


105 000 000 


 


 


56 122 734 


105 000 000 




 



Article 21 02 07 — Subtotal



 


821 753 344 


775 386 000 


 


 


821 753 344 


775 386 000 






21 02 08






Financing initiatives in the area of development by or for civil society organisations and local authorities






21 02 08 01


Civil society in development


4


223 492 438 


195 000 000 


 


 


223 492 438 


195 000 000 




21 02 08 02


Local authorities in development


4


74 497 479 


53 600 000 


 


 


74 497 479 


53 600 000 




 



Article 21 02 08 — Subtotal



 


297 989 917 


248 600 000 


 


 


297 989 917 


248 600 000 






21 02 09






Pan-African programme to support the Joint Africa-EU Strategy




4


135 756 524 


109 950 000 


 


 


135 756 524 


109 950 000 






21 02 20






Erasmus+ — Contribution from the Development Cooperation Instrument




4


99 423 948 


103 256 481 


 


 


99 423 948 


103 256 481 






21 02 30






Agreement with the Food and Agriculture Organisation and other United Nations bodies




4


340 000 


340 000 


 


 


340 000 


340 000 






21 02 40






Commodities agreements




4


2 500 000 


2 500 000 


 


 


2 500 000 


2 500 000 






21 02 51






Completion of actions in the area of development cooperation (prior to 2014)






21 02 51 01


Cooperation with third countries in the areas of migration and asylum


4


p.m.


1 000 000 


 


 


p.m.


1 000 000 




21 02 51 02


Cooperation with developing countries in Latin America


4


p.m.


30 000 000 


 


 


p.m.


30 000 000 




21 02 51 03


Cooperation with developing countries in Asia, including Central Asia and the Middle East


4


p.m.


82 000 000 


 


 


p.m.


82 000 000 




21 02 51 04


Food security


4


p.m.


10 000 000 


 


 


p.m.


10 000 000 




21 02 51 05


Non-state actors in development


4


p.m.


3 200 000 


 


 


p.m.


3 200 000 




21 02 51 06


Environment and sustainable management of natural resources, including energy


4


p.m.


15 400 000 


 


 


p.m.


15 400 000 




21 02 51 07


Human and social development


4


p.m.


2 500 000 


 


 


p.m.


2 500 000 




21 02 51 08


Geographical cooperation with Africa, Caribbean and Pacific states


4


p.m.


55 100 000 


 


 


p.m.


55 100 000 




 



Article 21 02 51 — Subtotal



 


p.m.


199 200 000 


 


 


p.m.


199 200 000 






21 02 77






Pilot projects and preparatory actions






21 02 77 02


Preparatory action — Business and scientific exchanges with India


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 07


Preparatory action — Regional African CSO Network for Millennium Development Goal 5


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 10


Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 13


Preparatory action — Enhanced healthcare for victims of sexual violence in the Democratic Republic of Congo


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 14


Global Energy Efficiency and Renewable Energy Fund


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 15


Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 16


Pilot project — Strengthening veterinary services in developing countries


4


p.m.


500 000 


 


 


p.m.


500 000 




21 02 77 18


Pilot project — Investing in sustainable peace and community rebuilding in the Cauca area — Colombia


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 19


Preparatory action — Building resilience for better health of nomadic communities in post-crisis situations in the Sahel region


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 20


Preparatory action — Socio-economic reintegration of children and female sex workers living at mines in Luhwindja, South Kivu Province, eastern Democratic Republic of Congo


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 21


Preparatory action — Building and strengthening local partnerships to develop social economy and to establish social enterprises in Eastern Africa


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 22


Pilot project — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 23


Pilot project — Access to justice and reparation for victims of the most serious crimes committed in the Democratic Republic of Congo


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 24


Pilot project — Mapping the global threat posed by antimicrobial resistance


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 25


Pilot project — Enhance children’s rights, protection and access to education for children and adolescents displaced in Guatemala, Honduras and El Salvador


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 26


Pilot project — Education services for children formerly associated with armed forces and groups in the Greater Pibor Administrative Area in South Sudan


4


p.m.


650 153 


 


 


p.m.


650 153 




21 02 77 27


Pilot project — Piloting the use of Participatory Rangeland Management in Kenya and Tanzania


4


p.m.


450 000 


 


 


p.m.


450 000 




21 02 77 28


Pilot project — Supporting the urban dimension of development cooperation: increasing financial capacities of cities in developing countries to deliver productive and sustainable urban development


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 29


Preparatory action — Support for micro, small and medium-sized enterprises in developing countries


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 30


Preparatory action — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 31


Pilot project — Santé pour tous — Health for All — A joint project carried out by Aimes-Afrique (Togo) and Aktion PiT-Togohilfe e.V.


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 32


Preparatory action — Young European volunteers for development


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 33


Pilot project — Fostering transparency and impact assessment for local authorities in Guatemala


4


p.m.


300 000 


 


 


p.m.


300 000 




21 02 77 35


Pilot project — Extension of the universal health coverage in Mauritania


4


p.m.


p.m.


 


 


p.m.


p.m.




21 02 77 36


Preparatory action — Investing in sustainable peace and community rebuilding in the Cauca region of Colombia


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 21 02 77 — Subtotal



 


p.m.


1 900 153 


 


 


p.m.


1 900 153 




 



Chapter 21 02 — Total



 



3 184 529 459 




2 710 632 634 



 



90 000 000 




3 184 529 459 




2 800 632 634 






Remarks

The primary objective of the Union’s development cooperation policy is the reduction of poverty, as laid down in the TFEU. The European Consensus on Development provides the general policy framework, guidance and the focus to direct implementation of Regulation (EU) No 233/2014.
These appropriations are intended to cover activities concerning the pursuit of poverty reduction, sustainable economic, social and environmental development and consolidating and supporting democracy, the rule of law, good governance, human rights and the relevant principles of international law, including those reflected in the Millennium Development Goals and in the emerging post-2015 international development framework. Synergies with other Union external instruments will be sought where appropriate, without any loss of focus on the above basic objectives.
In principle, 100 % of expenditure in the geographic programmes and at least 95 % of expenditure in the thematic programmes and 90 % of expenditure in the pan-African programme must conform to the OECD/DAC criteria for Official Development Assistance.
As a general rule, at least 20 % of appropriations should be used for basic social services and secondary education. Moreover, the Development Cooperation Instrument should contribute to the objective of addressing at least 20 % of the Union budget to a low carbon and climate-resilient society.



                                    21 02 02Cooperation with Asia



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




821 480 778 


656 000 000 


 


50 000 000 


821 480 778 


706 000 000 





Remarks

This appropriation is intended to cover the financing of development schemes in Asian developing countries, in particular in countries where the poorest and most fragile live, aimed at improving human and social development as well as tackling macroeconomic and sectoral problems. Emphasis is placed on irregular migration, economic and social governance and development, improving the human rights situation, democratisation, gender equality, youth, education, vocational training, lifelong learning, academic and cultural exchange, scientific and technological exchange, the environment, regional cooperation, trade, disaster prevention and reconstruction measures, as well as the promotion of sustainable energy and information and communications technology.
It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, ethnic minorities and people with disabilities.
Utilisation of this appropriation is dependent on observance of the principles underpinning Union action. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
This appropriation is intended to include actions related to inclusive and sustainable growth for human development. Sectors that may be addressed include:






—


migration,










—


gender equality and youth,










—


social protection and jobs, and universal access to health and education,










—


business environment, regional integration and world markets,










—


sustainable agriculture, nutrition and energy,










—


climate change and environment,










—


encouraging social cohesion, in particular social inclusion, fair income distribution, decent work and equity,










—


establishing inclusive partnerships around trade, investment, aid, migration, civil registration, research, innovation and technology,










—


supporting an active and organised civil society for development and fostering public private partnerships,










—


supporting climate change mitigation and adaptation, the promotion of sustainable consumption and production as well as investments in clean technologies, sustainable energies, transport, sustainable agriculture and fisheries, the protection of and enhancement of biodiversity and ecosystem services, including water, sanitation and forests, and decent job including creation for young people and women, in the green economy,










—


encouraging greater regional integration and cooperation in a result-oriented way through support to different processes of regional integration and dialogue,










—


contributing to preventing and responding to health risks, including those originating at the interface between animals, humans and their various environments,










—


supporting disaster preparedness and post-disaster long-term recovery, including in the field of food and nutrition security and assistance to uprooted people,










—


strengthening the capacity to provide universal access to basic social services particularly in health and education.




This appropriation will address actions related to:






—


democracy, human rights, including freedom of religion and belief, children’s and women’s rights and the rule of law,










—


gender equality and the empowerment of women and girls,










—


public sector management,










—


tax policy and administration,










—


corruption and transparency,










—


civil society and local authorities,










—


building and strengthening legitimate, effective and accountable public institutions and bodies, through promotion of institutional reforms (including on good governance and anti-corruption, public financial management, taxation and public administration reform) and legislative, administrative and regulatory reforms in line with international standards, in particular in fragile States and countries in conflict and post-conflict situations,










—


in the context of the security and development nexus, fighting against corruption and organised crime, production, consumption and trafficking of drugs and against other forms of trafficking, supporting efficient border management and cross-border cooperation and improving civil registration.




The purpose of development cooperation under this heading is to contribute to achieving the Sustainable Development Goals without losing sight of the unfinished Millennium Development Goals as well as to promote democracy, good governance, respect for human rights and for the rule of law, to foster sustainable development and economic integration and to promote conflict prevention, conflict resolution and reconciliation.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).



                                    21 02 03Cooperation with Central Asia



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




163 710 652 


102 000 000 


 


15 000 000 


163 710 652 


117 000 000 





Remarks

This appropriation is intended to cover help to eradicate poverty and contribute to the creation of conditions for sustainable and inclusive economic and social development, social cohesion, democratisation and the improvement of people's lives. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
The bilateral programmes will focus on promoting sustainable growth, integrated rural development, income-generating opportunities and jobs creation in rural areas, and fostering food security; reforms in the area of rule of law, promoting democratisation and human rights, transparency and anti-corruption measures, and supporting public finance management; the establishment of an effective system of education focused on quality secondary and vocational education matching job market needs; support to the health sector through improved access to equitable and quality health services and support to economic investments.
Regional programmes aim at supporting a broad-based process of dialogue and collaboration between Central Asian countries, notably in areas sensitive for overall security and stability.
The programmes will be implemented with a steady focus on those most in need. Cross-cutting issues, such as environment and climate change, disaster risk reduction, local governance, anti-corruption, human rights, including freedom of religion and belief, gender equality, and youth will be mainstreamed in all Union programmes.
When and where governance reform efforts of a meaningful nature and genuine democratisation processes exist, providing support for them will be a priority. Similarly, allocations to border management and anti-drugs programmes will depend on the outlook for achieving significant results. Cooperation with civil society will be a major element of cooperation. Increasingly, collaboration with Member States’ agencies to implement these programmes will be considered as well as blending with resources from international financing institutions.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).



                                    21 02 05Cooperation with Afghanistan



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




199 417 199 


143 000 000 


 


25 000 000 


199 417 199 


168 000 000 





Remarks

This appropriation is intended to cover Union operations in the framework of the Afghanistan reconstruction process.
Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
This appropriation is intended to support basic social services and economic development in Afghanistan.
This appropriation is also intended to support the Afghanistan national drug control strategy, including halting the production of opium in Afghanistan, and the disruption and destruction of the opium networks and illegal export routes to European countries.
This appropriation is also intended to support the Union contribution to the processes for the return of Afghan refugees and displaced persons to their country and regions of origin in accordance with the commitments entered into by the European Community at the Tokyo Conference in January 2002.
This appropriation is also intended to finance activities of women’s organisations which have worked for a long time for Afghan women’s rights.
The Union should increase its financial assistance in Afghanistan for areas such as health (construction and renovation of hospitals, prevention of child mortality, strengthening of health systems, eradicating polio in what is one of the last ‘endemic’ countries) and small and medium-sized infrastructure projects (repairing of road network, embankments, etc.), as well as effectively implementing job security and food security schemes.
Part of this appropriation will be used for the protection of human rights, including freedom of religion and belief.
Part of this appropriation is intended to be used for mainstreaming of disaster risk reduction, based on ownership and national strategies of disaster-prone countries.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.
Particular attention will also be paid to the situation of women and girls in all other actions and projects supported by this appropriation.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).

TITLE 22


NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






22 01


ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA


173 311 741 


173 311 741 


 


 


173 311 741 


173 311 741 




22 02


ENLARGEMENT PROCESS AND STRATEGY


1 476 821 144 


1 239 777 074 


 


210 000 000 


1 476 821 144 


1 449 777 074 




22 04


EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)


2 799 176 122 


2 066 650 890 


 


286 000 000 


2 799 176 122 


2 352 650 890 




 



Title 22 — Total




4 449 309 007 




3 479 739 705 



 



496 000 000 




4 449 309 007 




3 975 739 705 






CHAPTER 22 02 —   ENLARGEMENT PROCESS AND STRATEGY














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 02


ENLARGEMENT PROCESS AND STRATEGY






22 02 01






Support to Albania, Bosnia and Herzegovina, Kosovo






22 02 01 01


Support for political reforms and related progressive alignment with the Union


4


189 267 000 


212 302 068 


 


40 000 000 


189 267 000 


252 302 068 




22 02 01 02


Support for economic, social and territorial development and related progressive alignment with the Union


4


496 900 044 


214 087 189 


 


70 000 000 


496 900 044 


284 087 189 




 



Article 22 02 01 — Subtotal



 


686 167 044 


426 389 257 


 


110 000 000 


686 167 044 


536 389 257 






22 02 02






Support to Iceland






22 02 02 01


Support for political reforms and related progressive alignment with the Union


4


p.m.


p.m.


 


 


p.m.


p.m.




22 02 02 02


Support for economic, social and territorial development and related progressive alignment with the Union


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 02 02 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






22 02 03






Support to Turkey






22 02 03 01


Support for political reforms and related progressive alignment with the Union


4


150 000 000 


48 772 300 


 


10 000 000 


150 000 000 


58 772 300 




22 02 03 02


Support for economic, social and territorial development and related progressive alignment with the Union


4


p.m.


398 786 099 


 


90 000 000 


p.m.


488 786 099 




 



Article 22 02 03 — Subtotal



 


150 000 000 


447 558 399 


 


100 000 000 


150 000 000 


547 558 399 






22 02 04






Regional integration and territorial cooperation and support to groups of countries (horizontal programmes)






22 02 04 01


Multi-country programmes, regional integration and territorial cooperation


4


603 637 000 


304 788 952 


 


 


603 637 000 


304 788 952 




22 02 04 02


Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA)


4


32 365 000 


25 325 250 


 


 


32 365 000 


25 325 250 




22 02 04 03


Contribution to the Energy Community for South-East Europe


4


4 652 100 


4 652 100 


 


 


4 652 100 


4 652 100 




 



Article 22 02 04 — Subtotal



 


640 654 100 


334 766 302 


 


 


640 654 100 


334 766 302 






22 02 51






Completion of former pre-accession assistance (prior to 2014)




4


p.m.


31 063 116 


 


 


p.m.


31 063 116 






22 02 77






Pilot projects and preparatory actions






22 02 77 01


Pilot project — Preserving and restoring cultural heritage in conflict areas


4


p.m.


p.m.


 


 


p.m.


p.m.




22 02 77 02


Preparatory action — Preserving and restoring cultural heritage in conflict areas


4


p.m.


p.m.


 


 


p.m.


p.m.




22 02 77 03


Preparatory action — Enhancing regional cooperation on the issue of missing persons following the conflicts in the former Yugoslavia


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 02 77 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 22 02 — Total



 



1 476 821 144 




1 239 777 074 



 



210 000 000 




1 476 821 144 




1 449 777 074 








                                    22 02 01Support to Albania, Bosnia and Herzegovina, Kosovo (1), Montenegro, Serbia and North Macedonia



                                 22 02 01 01Support for political reforms and related progressive alignment with the Union acquis


Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




189 267 000 


212 302 068 


 


40 000 000 


189 267 000 


252 302 068 





Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:






—


support for political reforms,










—


strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis.




Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (a) and (c) of Article 2(1) thereof.

                                 22 02 01 02Support for economic, social and territorial development and related progressive alignment with the Union acquis


Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




496 900 044 


214 087 189 


 


70 000 000 


496 900 044 


284 087 189 





Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:






—


providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,










—


strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.




Particular attention should be paid to challenges faced by Western Balkan returnees, including Roma, both in Member States of departure and in the Western Balkan countries of origin to which they return.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (b) and (c) of Article 2(1) thereof.



                                    22 02 03Support to Turkey



                                 22 02 03 01Support for political reforms and related progressive alignment with the Union acquis


Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




150 000 000 


48 772 300 


 


10 000 000 


150 000 000 


58 772 300 





Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:






—


support for political reforms,










—


strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis.




Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (a) and (c) of Article 2(1) thereof.

                                 22 02 03 02Support for economic, social and territorial development and related progressive alignment with the Union acquis


Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


398 786 099 


 


90 000 000 


p.m.


488 786 099 





Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:






—


providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,










—


strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.




Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The corresponding amount of payment appropriations is estimated at EUR 134 000 000 for 2020. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Any appropriations used in the context of support to refugees and host communities, need to directly benefit refugees and/or the activities of civil society organisations working in this field.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (b) and (c) of Article 2(1) thereof.

CHAPTER 22 04 —   EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 04


EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)






22 04 01






Supporting cooperation with Mediterranean countries






22 04 01 01


Mediterranean countries — Human rights, good governance and mobility


4


130 732 660 


99 184 805 


 


 


130 732 660 


99 184 805 




22 04 01 02


Mediterranean countries — Poverty reduction and sustainable development


4


654 227 065 


470 341 793 


 


221 000 000 


654 227 065 


691 341 793 




22 04 01 03


Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts


4


521 220 115 


293 963 018 


 


 


521 220 115 


293 963 018 




22 04 01 04


Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA)


4


320 598 750 


302 440 740 


 


 


320 598 750 


302 440 740 




 



Article 22 04 01 — Subtotal



 


1 626 778 590 


1 165 930 356 


 


221 000 000 


1 626 778 590 


1 386 930 356 






22 04 02






Supporting cooperation with Eastern Partnership countries






22 04 02 01


Eastern Partnership — Human rights, good governance and mobility


4


252 879 012 


142 497 911 


 


 


252 879 012 


142 497 911 




22 04 02 02


Eastern Partnership — Poverty reduction and sustainable development


4


389 328 623 


268 456 920 


 


65 000 000 


389 328 623 


333 456 920 




22 04 02 03


Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts


4


12 708 666 


2 488 783 


 


 


12 708 666 


2 488 783 




 



Article 22 04 02 — Subtotal



 


654 916 301 


413 443 614 


 


65 000 000 


654 916 301 


478 443 614 






22 04 03






Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation






22 04 03 01


Cross-border cooperation (CBC) — Contribution from Heading 4


4


96 299 260 


53 256 169 


 


 


96 299 260 


53 256 169 




22 04 03 02


Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy)


1.2


81 139 971 


53 256 169 


 


 


81 139 971 


53 256 169 




22 04 03 03


Support to other multi-country cooperation in the neighbourhood — Umbrella programme


4


223 300 000 


145 229 012 


 


 


223 300 000 


145 229 012 




22 04 03 04


Other multi-country cooperation in the neighbourhood — Supporting measures


4


28 500 000 


16 297 114 


 


 


28 500 000 


16 297 114 




 



Article 22 04 03 — Subtotal



 


429 239 231 


268 038 464 


 


 


429 239 231 


268 038 464 






22 04 20






Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)




4


88 242 000 


83 635 984 


 


 


88 242 000 


83 635 984 






22 04 51






Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014)




4


p.m.


135 602 472 


 


 


p.m.


135 602 472 






22 04 52






Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






22 04 77






Pilot projects and preparatory actions






22 04 77 03


Preparatory action — New Euro-Mediterranean strategy for youth employment promotion


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 04


Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 05


Preparatory action — Asset recovery to Arab Spring countries


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 06


Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe.


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 07


Preparatory action — Support for Union neighbours to implement asset recovery


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 04 77 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 22 04 — Total



 



2 799 176 122 




2 066 650 890 



 



286 000 000 




2 799 176 122 




2 352 650 890 








                                    22 04 01Supporting cooperation with Mediterranean countries



                                 22 04 01 02Mediterranean countries — Poverty reduction and sustainable development

Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




654 227 065 


470 341 793 


 


221 000 000 


654 227 065 


691 341 793 





Remarks

This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:






—


progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:






—


legislative approximation and regulatory convergence towards Union and other relevant international standards,










—


institution building,










—


equal access to quality healthcare services and education,










—


investments,














—


sustainable and inclusive development and social inclusion in all aspects, including skills development and training for young people,










—


poverty reduction, including through private-sector development,










—


promotion of internal economic, social and territorial cohesion,










—


rural development,










—


climate action,










—


disaster resilience.




An adequate level of appropriations should be reserved for the support of civil society organisations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0, 6 6 0 0, 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27).



                                    22 04 02Supporting cooperation with Eastern Partnership countries



                                 22 04 02 02Eastern Partnership — Poverty reduction and sustainable development

Figures (Differentiated appropriations)











Budget 2020


Amending budget No 9/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




389 328 623 


268 456 920 


 


65 000 000 


389 328 623 


333 456 920 





Remarks

This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:






—


progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:






—


legislative approximation and regulatory convergence towards Union and other relevant international standards,










—


institution building,










—


equal access to quality healthcare services and education,










—


investments,














—


sustainable and inclusive development in all aspects, including skills development and training for young people, social inclusion, notably of the most vulnerable children, including those with disabilities,










—


poverty reduction, including through private-sector development,










—


promotion of internal economic, social and territorial cohesion,










—


rural development,










—


climate action,










—


disaster resilience.




An adequate level of appropriations should be reserved for the support of civil society organisations.
Special emphasis must be placed on ensuring that all regions and provinces fully benefit from the funding.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27).


(1)  This designation is without prejudice to positions on status, and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.