Definitive adoption (EU, Euratom) 2020/1157 of Amending budget No 5 of the European Union for the financial year 2020
Date: 2020-07-10
Institutions: European Parliament
Subjects: Jordan, Lebanon, Syria, Türkiye, aid to refugees, amending budget, commitment of expenditure, draft budget (EU), financial year, general budget (EU)




L_2020299EN.01000101.xml










11.9.2020   


EN


Official Journal of the European Union


L 299/1








            DEFINITIVE ADOPTION (EU, Euratom) 2020/1157
of Amending budget No 5 of the European Union for the financial year 2020


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,


having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


having regard to Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (1),


having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014 and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (2),


having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),


having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (4),


having regard to the general budget of the European Union for the financial year 2020, as definitively adopted on 27 November 2019 (5),


having regard to Draft amending budget No 5 of the European Union for the financial year 2020, which the Commission adopted on 3 June 2020,


having regard to the position on Draft amending budget No 5/2020 which the Council adopted on 24 June 2020 and forwarded to Parliament on the following day,


having regard to Parliament's approval of 10 July 2020 of the Council position,


having regard to Rules 94 and 96 of Parliament’s Rules of Procedure,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 5 of the European Union for the financial year 2020 has been definitively adopted.




Done at Brussels, 10 July 2020.


The President

D. M. SASSOLI
            





(1)  
            OJ L 168, 7.6.2014, p. 105.

(2)  
            OJ L 193, 30.7.2018, p. 1.

(3)  
            OJ L 347, 20.12.2013, p. 884.

(4)  
            OJ C 373, 20.12.2013, p. 1.

(5)  
            OJ L 57, 27.2.2020.





                   
               
A.   INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2020 pursuant to Article 1 of Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union


EXPENDITURE









Description


Budget 2020  (1)



Budget 2019  (2)



Change (%)






 


 


 


 




1. Smart and inclusive growth


72 353 828 442 


67 556 947 173 


+ 7,10




2. Sustainable growth: natural resources


57 904 492 439 


57 399 857 331 


+ 0,88




3. Security and citizenship


5 278 527 141 


3 527 434 894 


+ 49,64




4. Global Europe


9 112 061 191 


9 358 295 603 


– 2,63




5. Administration


10 274 196 704 


9 944 904 743 


+ 3,31




6. Compensation


p.m.


p.m.


—




Special instruments


690 998 208 


705 051 794 


– 1,99




Total expenditure (3)




155 614 104 125 




148 492 491 538 



+ 4,80







 (1)
 (2)
 (3)









REVENUE









Description


Budget 2020  (4)



Budget 2019  (5)



Change (%)






Miscellaneous revenue (Titles 4 to 9)


1 928 450 061 


1 894 392 136 


+ 1,80




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


3 218 373 955 


1 802 988 329 


+78,50




Repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)


p.m.


p.m.


—




Net balance of own resources accruing from VAT and GNI-based own resources for earlier years (Chapters 3 1, 3 2 and 3 3)


p.m.


p.m.


—




Total revenue for Titles 3 to 9


5 146 824 016 


3 697 380 465 


+39,20






Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


22 156 900 000 


21 471 164 786 


+ 3,19




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


18 945 245 250 


17 738 667 150 


+ 6,80




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


109 365 134 859 


105 585 279 137 


+ 3,58




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2014/335/EU, Euratom  (6)



150 467 280 109 


144 795 111 073 


+ 3,92




Total revenue (7)




155 614 104 125 




148 492 491 538 



+ 4,80







 (4)
 (5)
 (6)
 (7)









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom











Member State


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base  (8)



Member States whose VAT base is capped






 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


2 064 785 000 


4 828 731 000 


50


2 414 365 500 


2 064 785 000 


 




Bulgaria


294 223 000 


619 079 000 


50


309 539 500 


294 223 000 


 




Czechia


954 547 000 


2 157 592 000 


50


1 078 796 000 


954 547 000 


 




Denmark


1 236 816 000 


3 248 081 000 


50


1 624 040 500 


1 236 816 000 


 




Germany


15 101 735 000 


36 775 058 000 


50


18 387 529 000 


15 101 735 000 


 




Estonia


137 193 000 


280 639 000 


50


140 319 500 


137 193 000 


 




Ireland


960 910 000 


2 784 713 000 


50


1 392 356 500 


960 910 000 


 




Greece


766 480 000 


1 973 712 000 


50


986 856 000 


766 480 000 


 




Spain


5 902 319 000 


12 978 152 000 


50


6 489 076 000 


5 902 319 000 


 




France


11 424 424 000 


25 387 121 000 


50


12 693 560 500 


11 424 424 000 


 




Croatia


353 644 000 


551 259 000 


50


275 629 500 


275 629 500 


Croatia




Italy


7 379 229 000 


18 340 730 000 


50


9 170 365 000 


7 379 229 000 


 




Cyprus


147 038 000 


219 566 000 


50


109 783 000 


109 783 000 


Cyprus




Latvia


127 770 000 


328 766 000 


50


164 383 000 


127 770 000 


 




Lithuania


201 136 000 


483 628 000 


50


241 814 000 


201 136 000 


 




Luxembourg


322 993 000 


442 746 000 


50


221 373 000 


221 373 000 


Luxembourg




Hungary


612 612 000 


1 437 840 000 


50


718 920 000 


612 612 000 


 




Malta


94 154 000 


132 750 000 


50


66 375 000 


66 375 000 


Malta




Netherlands


3 436 775 000 


8 302 270 000 


50


4 151 135 000 


3 436 775 000 


 




Austria


1 867 511 000 


4 131 641 000 


50


2 065 820 500 


1 867 511 000 


 




Poland


2 664 822 000 


5 358 014 000 


50


2 679 007 000 


2 664 822 000 


 




Portugal


1 102 521 000 


2 105 933 000 


50


1 052 966 500 


1 052 966 500 


Portugal




Romania


804 913 000 


2 266 156 000 


50


1 133 078 000 


804 913 000 


 




Slovenia


236 104 000 


507 667 000 


50


253 833 500 


236 104 000 


 




Slovakia


363 409 000 


999 569 000 


50


499 784 500 


363 409 000 


 




Finland


1 051 297 000 


2 487 111 000 


50


1 243 555 500 


1 051 297 000 


 




Sweden


2 102 533 000 


4 888 140 000 


50


2 444 070 000 


2 102 533 000 


 




United Kingdom


12 053 669 000 


25 863 586 000 


50


12 931 793 000 


12 053 669 000 


 




Total


73 765 562 000 


169 880 250 000 


 


84 940 125 000 


73 471 339 000 


 







 (8)









TABLE 2

Breakdown of own resources accruing from VAT pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 3)








Member State


1 % of capped VAT base


Uniform rate of VAT own resource (in %)


VAT-based own resource at uniform rate






 


(1)


(2)


(3) = (1) × (2)




Belgium


2 064 785 000 


0,30


619 435 500 




Bulgaria


294 223 000 


0,30


88 266 900 




Czechia


954 547 000 


0,30


286 364 100 




Denmark


1 236 816 000 


0,30


371 044 800 




Germany


15 101 735 000 


0,15


2 265 260 250 




Estonia


137 193 000 


0,30


41 157 900 




Ireland


960 910 000 


0,30


288 273 000 




Greece


766 480 000 


0,30


229 944 000 




Spain


5 902 319 000 


0,30


1 770 695 700 




France


11 424 424 000 


0,30


3 427 327 200 




Croatia


275 629 500 


0,30


82 688 850 




Italy


7 379 229 000 


0,30


2 213 768 700 




Cyprus


109 783 000 


0,30


32 934 900 




Latvia


127 770 000 


0,30


38 331 000 




Lithuania


201 136 000 


0,30


60 340 800 




Luxembourg


221 373 000 


0,30


66 411 900 




Hungary


612 612 000 


0,30


183 783 600 




Malta


66 375 000 


0,30


19 912 500 




Netherlands


3 436 775 000 


0,15


515 516 250 




Austria


1 867 511 000 


0,30


560 253 300 




Poland


2 664 822 000 


0,30


799 446 600 




Portugal


1 052 966 500 


0,30


315 889 950 




Romania


804 913 000 


0,30


241 473 900 




Slovenia


236 104 000 


0,30


70 831 200 




Slovakia


363 409 000 


0,30


109 022 700 




Finland


1 051 297 000 


0,30


315 389 100 




Sweden


2 102 533 000 


0,15


315 379 950 




United Kingdom


12 053 669 000 


0,30


3 616 100 700 




Total


73 471 339 000 


 


18 945 245 250 








TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 4)








Member State


1 % of gross national income


Uniform rate of ‘additional base’‚ own resource


‘Additional base’ own resource at uniform rate






 


(1)


(2)


(3) = (1) × (2)




Belgium


4 828 731 000 


 


3 108 629 856 




Bulgaria


619 079 000 


 


398 549 321 




Czechia


2 157 592 000 


 


1 389 009 847 




Denmark


3 248 081 000 


 


2 091 042 464 




Germany


36 775 058 000 


 


23 674 966 204 




Estonia


280 639 000 


 


180 669 160 




Ireland


2 784 713 000 


 


1 792 736 429 




Greece


1 973 712 000 


 


1 270 631 984 




Spain


12 978 152 000 


 


8 355 046 238 




France


25 387 121 000 


 


16 343 665 093 




Croatia


551 259 000 


 


354 888 310 




Italy


18 340 730 000 


 


11 807 354 945 




Cyprus


219 566 000 


 


141 351 718 




Latvia


328 766 000 


0,6437778  (9)



211 652 255 




Lithuania


483 628 000 


 


311 348 973 




Luxembourg


442 746 000 


 


285 030 049 




Hungary


1 437 840 000 


 


925 649 483 




Malta


132 750 000 


 


85 461 504 




Netherlands


8 302 270 000 


 


5 344 817 177 




Austria


4 131 641 000 


 


2 659 858 784 




Poland


5 358 014 000 


 


3 449 370 505 




Portugal


2 105 933 000 


 


1 355 752 929 




Romania


2 266 156 000 


 


1 458 900 941 




Slovenia


507 667 000 


 


326 824 748 




Slovakia


999 569 000 


 


643 500 339 




Finland


2 487 111 000 


 


1 601 146 866 




Sweden


4 888 140 000 


 


3 146 876 051 




United Kingdom


25 863 586 000 


 


16 650 402 686 




Total


169 880 250 000 


 


109 365 134 859 







 (9)









TABLE 4

Calculation of the gross reduction in GNI contribution for Denmark, Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2014/335/EU, Euratom (Chapter 1 6)









Member State


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction






 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,84


32 315 590 


32 315 590 




Bulgaria


 


0,36


4 143 098 


4 143 098 




Czechia


 


1,27


14 439 375 


14 439 375 




Denmark


- 146 333 564 


1,91


21 737 317 


- 124 596 247 




Germany


 


21,65


246 111 806 


246 111 806 




Estonia


 


0,17


1 878 136 


1 878 136 




Ireland


 


1,64


18 636 293 


18 636 293 




Greece


 


1,16


13 208 785 


13 208 785 




Spain


 


7,64


86 854 423 


86 854 423 




France


 


14,94


169 899 670 


169 899 670 




Croatia


 


0,32


3 689 222 


3 689 222 




Italy


 


10,80


122 742 708 


122 742 708 




Cyprus


 


0,13


1 469 414 


1 469 414 




Latvia


 


0,19


2 200 219 


2 200 219 




Lithuania


 


0,28


3 236 611 


3 236 611 




Luxembourg


 


0,26


2 963 014 


2 963 014 




Hungary


 


0,85


9 622 538 


9 622 538 




Malta


 


0,08


888 410 


888 410 




Netherlands


- 782 321 749 


4,89


55 561 753 


- 726 759 996 




Austria


 


2,43


27 650 415 


27 650 415 




Poland


 


3,15


35 857 741 


35 857 741 




Portugal


 


1,24


14 093 655 


14 093 655 




Romania


 


1,33


15 165 924 


15 165 924 




Slovenia


 


0,30


3 397 489 


3 397 489 




Slovakia


 


0,59


6 689 472 


6 689 472 




Finland


 


1,46


16 644 634 


16 644 634 




Sweden


- 208 243 919 


2,88


32 713 177 


- 175 530 742 




United Kingdom


 


15,22


173 088 343 


173 088 343 




Total


-1 136 899 232 


100,00


1 136 899 232 


0






EU GDP price deflator, in EUR (spring 2019 economic forecast) : (a) 2011 EU-27 = 100,0000 / (b) 2013 EU-27 = 102,9958 (c) 2013 EU-28 = 102,9874 / (d) 2020 EU-28 = 112,5551




Lump sum for Netherlands: in 2020 prices: 695 000 000  EUR × [ (b/a) × (d/c) ] = 782 321 749  EUR




Lump sum for Sweden: in 2020 prices: 185 000 000  EUR × [ (b/a) × (d/c) ] = 208 243 919  EUR




Lump sum for Denmark: in 2020 prices: 130 000 000  EUR × [ (b/a) × (d/c) ] = 146 333 564  EUR








TABLE 5

Correction of budgetary imbalances for the United Kingdom for the year 2019 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 1 5)







Description


Coefficient  (10) (%)


Amount






1. United Kingdom’s share (in %) of notional uncapped VAT base


16,3037


 




2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure


7,3015


 






3. (1) – (2)


9,0022


 




4. Total allocated expenditure


 


130 008 765 143 






5. Enlargement related expenditure  (11)



 


30 694 725 929 




6. Enlargement-adjusted total allocated expenditure = (4) – (5)


 


99 314 039 214 






7. United Kingdom’s correction original amount = (3) × (6) × 0,66


 


5 900 699 546 




8. United Kingdom’s advantage  (12)



 


690 825 371 




9. Core United Kingdom’s correction = (7) – (8)


 


5 209 874 175 




10. Windfall gains deriving from traditional own resources  (13)



 


-44 494 806 




11. Correction for the United Kingdom = (9) – (10)


 



5 254 368 981 






 (10)
 (11)
 (12)
 (13)









TABLE 6

Calculation of the financing of the correction for the United Kingdom amounting to EUR – 5 254 368 981 (Chapter 1 5)












Member State


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction






 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,84


3,35


5,37


 


1,51


4,87


255 665 342 




Bulgaria


0,36


0,43


0,69


 


0,19


0,62


32 778 186 




Czechia


1,27


1,50


2,40


 


0,68


2,17


114 237 363 




Denmark


1,91


2,26


3,61


 


1,02


3,27


171 975 150 




Germany


21,65


25,54


0,00


-19,15


0,00


6,38


335 429 452 




Estonia


0,17


0,19


0,31


 


0,09


0,28


14 858 907 




Ireland


1,64


1,93


3,10


 


0,87


2,81


147 441 346 




Greece


1,16


1,37


2,19


 


0,62


1,99


104 501 525 




Spain


7,64


9,01


14,43


 


4,07


13,08


687 150 240 




France


14,94


17,63


28,23


 


7,95


25,58


1 344 164 122 




Croatia


0,32


0,38


0,61


 


0,17


0,56


29 187 341 




Italy


10,80


12,74


20,40


 


5,75


18,48


971 081 015 




Cyprus


0,13


0,15


0,24


 


0,07


0,22


11 625 294 




Latvia


0,19


0,23


0,37


 


0,10


0,33


17 407 073 




Lithuania


0,28


0,34


0,54


 


0,15


0,49


25 606 504 




Luxembourg


0,26


0,31


0,49


 


0,14


0,45


23 441 937 




Hungary


0,85


1,00


1,60


 


0,45


1,45


76 128 874 




Malta


0,08


0,09


0,15


 


0,04


0,13


7 028 674 




Netherlands


4,89


5,76


0,00


-4,32


0,00


1,44


75 725 942 




Austria


2,43


2,87


0,00


-2,15


0,00


0,72


37 685 164 




Poland


3,15


3,72


5,96


 


1,68


5,40


283 689 127 




Portugal


1,24


1,46


2,34


 


0,66


2,12


111 502 190 




Romania


1,33


1,57


2,52


 


0,71


2,28


119 985 468 




Slovenia


0,30


0,35


0,56


 


0,16


0,51


26 879 289 




Slovakia


0,59


0,69


1,11


 


0,31


1,01


52 923 874 




Finland


1,46


1,73


2,77


 


0,78


2,51


131 684 305 




Sweden


2,88


3,39


0,00


-2,55


0,00


0,85


44 585 277 




United Kingdom


15,22


0,00


0,00


 


0,00


0,00


0




Total


100,00


100,00


100,00


-28,17


28,17


100,00


5 254 368 981 




The calculations are made to 15 decimal places.

TABLE 7

Summary of financing  (14) of the general budget by type of own resource and by Member State
















Member State


Traditional own resources (TOR)


 


VAT and GNI-based own resources, including adjustments


Total own resources  (15)





Net sugar sector levies (80 %)


Net customs duties (80 %)


Total net traditional own resources (80 %)


Collection costs (20 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of: Denmark, Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)






 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


p.m.


2 264 600 000 


2 264 600 000 


566 150 000 


619 435 500 


3 108 629 856 


32 315 590 


255 665 342 


4 016 046 288 


3.13


6 280 646 288 




Bulgaria


p.m.


113 700 000 


113 700 000 


28 425 000 


88 266 900 


398 549 321 


4 143 098 


32 778 186 


523 737 505 


0.41


637 437 505 




Czechia


p.m.


316 800 000 


316 800 000 


79 200 000 


286 364 100 


1 389 009 847 


14 439 375 


114 237 363 


1 804 050 685 


1.41


2 120 850 685 




Denmark


p.m.


372 700 000 


372 700 000 


93 175 000 


371 044 800 


2 091 042 464 


- 124 596 247 


171 975 150 


2 509 466 167 


1.96


2 882 166 167 




Germany


p.m.


4 257 000 000 


4 257 000 000 


1 064 250 000 


2 265 260 250 


23 674 966 204 


246 111 806 


335 429 452 


26 521 767 712 


20.67


30 778 767 712 




Estonia


p.m.


36 900 000 


36 900 000 


9 225 000 


41 157 900 


180 669 160 


1 878 136 


14 858 907 


238 564 103 


0.19


275 464 103 




Ireland


p.m.


333 400 000 


333 400 000 


83 350 000 


288 273 000 


1 792 736 429 


18 636 293 


147 441 346 


2 247 087 068 


1.75


2 580 487 068 




Greece


p.m.


193 100 000 


193 100 000 


48 275 000 


229 944 000 


1 270 631 984 


13 208 785 


104 501 525 


1 618 286 294 


1.26


1 811 386 294 




Spain


p.m.


1 660 500 000 


1 660 500 000 


415 125 000 


1 770 695 700 


8 355 046 238 


86 854 423 


687 150 240 


10 899 746 601 


8.49


12 560 246 601 




France


p.m.


1 823 600 000 


1 823 600 000 


455 900 000 


3 427 327 200 


16 343 665 093 


169 899 670 


1 344 164 122 


21 285 056 085 


16.59


23 108 656 085 




Croatia


p.m.


41 300 000 


41 300 000 


10 325 000 


82 688 850 


354 888 310 


3 689 222 


29 187 341 


470 453 723 


0.37


511 753 723 




Italy


p.m.


1 998 200 000 


1 998 200 000 


499 550 000 


2 213 768 700 


11 807 354 945 


122 742 708 


971 081 015 


15 114 947 368 


11.78


17 113 147 368 




Cyprus


p.m.


27 100 000 


27 100 000 


6 775 000 


32 934 900 


141 351 718 


1 469 414 


11 625 294 


187 381 326 


0.15


214 481 326 




Latvia


p.m.


47 000 000 


47 000 000 


11 750 000 


38 331 000 


211 652 255 


2 200 219 


17 407 073 


269 590 547 


0.21


316 590 547 




Lithuania


p.m.


108 500 000 


108 500 000 


27 125 000 


60 340 800 


311 348 973 


3 236 611 


25 606 504 


400 532 888 


0.31


509 032 888 




Luxembourg


p.m.


16 800 000 


16 800 000 


4 200 000 


66 411 900 


285 030 049 


2 963 014 


23 441 937 


377 846 900 


0.29


394 646 900 




Hungary


p.m.


223 900 000 


223 900 000 


55 975 000 


183 783 600 


925 649 483 


9 622 538 


76 128 874 


1 195 184 495 


0.93


1 419 084 495 




Malta


p.m.


14 700 000 


14 700 000 


3 675 000 


19 912 500 


85 461 504 


888 410 


7 028 674 


113 291 088 


0.09


127 991 088 




Netherlands


p.m.


2 758 500 000 


2 758 500 000 


689 625 000 


515 516 250 


5 344 817 177 


- 726 759 996 


75 725 942 


5 209 299 373 


4.06


7 967 799 373 




Austria


p.m.


222 900 000 


222 900 000 


55 725 000 


560 253 300 


2 659 858 784 


27 650 415 


37 685 164 


3 285 447 663 


2.56


3 508 347 663 




Poland


p.m.


844 800 000 


844 800 000 


211 200 000 


799 446 600 


3 449 370 505 


35 857 741 


283 689 127 


4 568 363 973 


3.56


5 413 163 973 




Portugal


p.m.


199 900 000 


199 900 000 


49 975 000 


315 889 950 


1 355 752 929 


14 093 655 


111 502 190 


1 797 238 724 


1.40


1 997 138 724 




Romania


p.m.


206 000 000 


206 000 000 


51 500 000 


241 473 900 


1 458 900 941 


15 165 924 


119 985 468 


1 835 526 233 


1.43


2 041 526 233 




Slovenia


p.m.


90 700 000 


90 700 000 


22 675 000 


70 831 200 


326 824 748 


3 397 489 


26 879 289 


427 932 726 


0.33


518 632 726 




Slovakia


p.m.


107 700 000 


107 700 000 


26 925 000 


109 022 700 


643 500 339 


6 689 472 


52 923 874 


812 136 385 


0.63


919 836 385 




Finland


p.m.


163 500 000 


163 500 000 


40 875 000 


315 389 100 


1 601 146 866 


16 644 634 


131 684 305 


2 064 864 905 


1.61


2 228 364 905 




Sweden


p.m.


538 600 000 


538 600 000 


134 650 000 


315 379 950 


3 146 876 051 


- 175 530 742 


44 585 277 


3 331 310 536 


2.60


3 869 910 536 




United Kingdom


p.m.


3 174 500 000 


3 174 500 000 


793 625 000 


3 616 100 700 


16 650 402 686 


173 088 343 


-5 254 368 981 


15 185 222 748 


11.83


18 359 722 748 




Total


p.m.


22 156 900 000 


22 156 900 000 


5 539 225 000 


18 945 245 250 


109 365 134 859 


0


0


128 310 380 109 


100,00


150 467 280 109 







 (14)
 (15)





B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING










Title


Heading


Budget 2020


Amending budget No 5/2020


New amount






1


OWN RESOURCES


150 299 280 109 


168 000 000 


150 467 280 109 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


3 218 373 955 


 


3 218 373 955 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 651 322 700 


 


1 651 322 700 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


15 050 000 


 


15 050 000 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES


130 000 000 


 


130 000 000 




7


DEFAULT INTEREST AND FINES


115 000 000 


 


115 000 000 




8


BORROWING AND LENDING OPERATIONS


2 076 361 


 


2 076 361 




9


MISCELLANEOUS REVENUE


15 001 000 


 


15 001 000 




 



GRAND TOTAL




155 446 104 125 




168 000 000 




155 614 104 125 






TITLE 1


OWN RESOURCES










Article
Item


Heading


Budget 2020


Amending budget No 5/2020


New amount



 

CHAPTER 1 1







1 1 0






Production levies related to the marketing year 2005/2006 and previous years




p.m.


 


p.m.






1 1 1






Sugar storage levies




p.m.


 


p.m.






1 1 3






Charges levied on non-exported C sugar, C isoglucose and C inulin syrup production, and on substituted C sugar and C isoglucose




p.m.


 


p.m.






1 1 7






Production charge




p.m.


 


p.m.






1 1 8






One-off amounts on additional sugar quotas and supplementary isoglucose quotas




p.m.


 


p.m.






1 1 9






Surplus amount




p.m.


 


p.m.




 


CHAPTER 1 1 — TOTAL


p.m.


 


p.m.



 

CHAPTER 1 2







1 2 0






Customs duties and other duties referred to in point (a) of Article 2(1) of Decision 2014/335/EU, Euratom




22 156 900 000 


 


22 156 900 000 




 


CHAPTER 1 2 — TOTAL


22 156 900 000 


 


22 156 900 000 



 

CHAPTER 1 3







1 3 0






Own resources accruing from value added tax pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom




18 945 245 250 


 


18 945 245 250 




 


CHAPTER 1 3 — TOTAL


18 945 245 250 


 


18 945 245 250 



 

CHAPTER 1 4







1 4 0






Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom




109 197 134 859 


168 000 000 


109 365 134 859 




 


CHAPTER 1 4 — TOTAL


109 197 134 859 


168 000 000 


109 365 134 859 



 

CHAPTER 1 5







1 5 0






Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2014/335/EU, Euratom




0


 


0




 


CHAPTER 1 5 — TOTAL


0


 


0



 

CHAPTER 1 6







1 6 0






Gross reduction in the annual GNI-based contribution granted to certain Member States pursuant to Article 2(5) of Decision 2014/335/EU, Euratom




0


 


0




 


CHAPTER 1 6 — TOTAL


0


 


0






 



Title 1 — Total




150 299 280 109 




168 000 000 




150 467 280 109 












CHAPTER 1 1 —



LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM)











CHAPTER 1 2 —



CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM











CHAPTER 1 3 —



OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM











CHAPTER 1 4 —



OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM











CHAPTER 1 5 —



CORRECTION OF BUDGETARY IMBALANCES











CHAPTER 1 6 —



GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES









CHAPTER 1 4 —   OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM




                                    1 4 0Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom









Budget 2020


Amending budget No 5/2020


New amount




109 197 134 859 


168 000 000 


109 365 134 859 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States’ gross national income for financial 2020 year is 0,6438 %.

Legal basis

Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (OJ L 168, 7.6.2014, p. 105), and in particular point (c) of Article 2(1) thereof.








Member State


Budget 2020


Amending budget No. 5/2020


New amount






Belgium


3 103 854 569 


4 775 287 


3 108 629 856 




Bulgaria


397 937 094 


612 227 


398 549 321 




Czechia


1 386 876 135 


2 133 712 


1 389 009 847 




Denmark


2 087 830 333 


3 212 131 


2 091 042 464 




Germany


23 638 598 177 


36 368 027 


23 674 966 204 




Estonia


180 391 627 


277 533 


180 669 160 




Ireland


1 789 982 538 


2 753 891 


1 792 736 429 




Greece


1 268 680 117 


1 951 867 


1 270 631 984 




Spain


8 342 211 730 


12 834 508 


8 355 046 238 




France


16 318 558 959 


25 106 134 


16 343 665 093 




Croatia


354 343 153 


545 157 


354 888 310 




Italy


11 789 217 212 


18 137 733 


11 807 354 945 




Cyprus


141 134 582 


217 136 


141 351 718 




Latvia


211 327 127 


325 128 


211 652 255 




Lithuania


310 870 698 


478 275 


311 348 973 




Luxembourg


284 592 203 


437 846 


285 030 049 




Hungary


924 227 557 


1 421 926 


925 649 483 




Malta


85 330 223 


131 281 


85 461 504 




Netherlands


5 336 606 797 


8 210 380 


5 344 817 177 




Austria


2 655 772 872 


4 085 912 


2 659 858 784 




Poland


3 444 071 794 


5 298 711 


3 449 370 505 




Portugal


1 353 670 305 


2 082 624 


1 355 752 929 




Romania


1 456 659 867 


2 241 074 


1 458 900 941 




Slovenia


326 322 700 


502 048 


326 824 748 




Slovakia


642 511 833 


988 506 


643 500 339 




Finland


1 598 687 283 


2 459 583 


1 601 146 866 




Sweden


3 142 042 014 


4 834 037 


3 146 876 051 




United Kingdom


16 624 825 360 


25 577 326 


16 650 402 686 




Article 1 4 0 — Total


109 197 134 859 


168 000 000 


109 365 134 859 






(1)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 5/2020.

(2)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 5/2020.

(5)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(6)  The own resources for the 2020 budget are determined on the basis of the budget forecasts adopted at the 175th meeting of the Advisory Committee on Own Resources on 24 May 2019.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  Calculation of rate: (109 365 134 859) / (169 880 250 000) = 0,643777807361362.

(10)  Rounded percentages.

(11)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(12)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(13)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(14)  p.m. (own resources + other revenue = total revenue = total expenditure); (150 467 280 109 + 5 146 824 016 = 155 614 104 125 = 155 614 104 125).

(15)  Total own resources as percentage of GNI: (150 467 280 109) / (16 988 025 000 000) = 0,89 %; own resources ceiling as percentage of GNI: 1,20 %.






SECTION III


COMMISSION


EXPENDITURE













Title


Heading


Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


550 910 219 


1 501 374 219 


 


 


550 910 219 


1 501 374 219 




02


INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES


3 203 612 540 


2 706 787 634 


 


 


3 203 612 540 


2 706 787 634 




03


COMPETITION


116 380 398 


116 380 398 


 


 


116 380 398 


116 380 398 




04


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION


14 881 605 545 


13 394 134 411 


 


 


14 881 605 545 


13 394 134 411 




05


AGRICULTURE AND RURAL DEVELOPMENT


58 698 932 091 


57 007 767 922 


 


 


58 698 932 091 


57 007 767 922 




06


MOBILITY AND TRANSPORT


4 871 268 495 


3 065 461 523 


 


 


4 871 268 495 


3 065 461 523 




07


ENVIRONMENT


555 989 653 


410 691 242 


 


 


555 989 653 


410 691 242 




08


RESEARCH AND INNOVATION


7 987 937 964 


7 093 573 238 


 


 


7 987 937 964 


7 093 573 238 




09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY


2 684 291 569 


2 310 507 713 


 


 


2 684 291 569 


2 310 507 713 




10


DIRECT RESEARCH


452 584 121 


446 424 944 


 


 


452 584 121 


446 424 944 




11


MARITIME AFFAIRS AND FISHERIES


1 096 734 831 


904 804 693 


 


 


1 096 734 831 


904 804 693 




 



Reserves (40 02 41)




67 843 000 




64 300 000 



 


 



67 843 000 




64 300 000 





 


 


1 164 577 831 


969 104 693 


 


 


1 164 577 831 


969 104 693 




12


FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION


114 419 241 


115 165 918 


 


 


114 419 241 


115 165 918 




13


REGIONAL AND URBAN POLICY


42 744 008 381 


36 327 905 306 


 


 


42 744 008 381 


36 327 905 306 




14


TAXATION AND CUSTOMS UNION


177 055 750 


170 293 750 


 


 


177 055 750 


170 293 750 




15


EDUCATION AND CULTURE


4 828 897 829 


4 457 288 075 


 


 


4 828 897 829 


4 457 288 075 




16


COMMUNICATION


219 381 095 


216 738 095 


 


 


219 381 095 


216 738 095 




17


HEALTH AND FOOD SAFETY


668 839 926 


625 083 932 


 


 


668 839 926 


625 083 932 




18


MIGRATION AND HOME AFFAIRS


5 727 715 528 


4 186 600 656 


 


 


5 727 715 528 


4 186 600 656 




 



Reserves (40 02 41)




1 003 000 




1 003 000 



 


 



1 003 000 




1 003 000 





 


 


5 728 718 528 


4 187 603 656 


 


 


5 728 718 528 


4 187 603 656 




19


FOREIGN POLICY INSTRUMENTS


907 036 746 


808 717 831 


 


 


907 036 746 


808 717 831 




20


TRADE


119 662 291 


118 971 291 


 


 


119 662 291 


118 971 291 




21


INTERNATIONAL COOPERATION AND DEVELOPMENT


3 819 395 952 


3 320 689 539 


 


 


3 819 395 952 


3 320 689 539 




22


NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS


4 349 309 007 


3 379 739 705 


100 000 000 


100 000 000 


4 449 309 007 


3 479 739 705 




23


HUMANITARIAN AID AND CIVIL PROTECTION


1 740 017 691 


1 536 881 622 


485 000 000 


68 000 000 


2 225 017 691 


1 604 881 622 




24


FIGHT AGAINST FRAUD


84 569 600 


80 879 853 


 


 


84 569 600 


80 879 853 




25


COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE


261 638 248 


262 663 248 


 


 


261 638 248 


262 663 248 




26


COMMISSION’S ADMINISTRATION


1 169 128 790 


1 168 977 000 


 


 


1 169 128 790 


1 168 977 000 




27


BUDGET


72 732 451 


72 732 451 


 


 


72 732 451 


72 732 451 




28


AUDIT


20 254 041 


20 254 041 


 


 


20 254 041 


20 254 041 




29


STATISTICS


162 101 479 


159 101 479 


 


 


162 101 479 


159 101 479 




30


PENSIONS AND RELATED EXPENDITURE


2 133 215 000 


2 133 215 000 


 


 


2 133 215 000 


2 133 215 000 




31


LANGUAGE SERVICES


410 651 078 


410 651 078 


 


 


410 651 078 


410 651 078 




32


ENERGY


2 399 423 663 


1 870 314 222 


 


 


2 399 423 663 


1 870 314 222 




33


JUSTICE AND CONSUMERS


285 532 215 


281 548 093 


 


 


285 532 215 


281 548 093 




34


CLIMATE ACTION


180 975 805 


114 778 918 


 


 


180 975 805 


114 778 918 




40


RESERVES


537 763 000 


358 500 000 


 


 


537 763 000 


358 500 000 




 



Total




168 302 818 233 




151 220 902 040 




585 000 000 




168 000 000 




168 887 818 233 




151 388 902 040 





 




Of which Reserves (40 02 41)






68 846 000 






65 303 000 




 


 




68 846 000 






65 303 000 







TITLE 22



                           NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS
                        


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






22 01


ADMINISTRATIVE EXPENDITURE OF THE NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS POLICY AREA


173 311 741 


173 311 741 


 


 


173 311 741 


173 311 741 




22 02


ENLARGEMENT PROCESS AND STRATEGY


1 476 821 144 


1 239 777 074 


 


 


1 476 821 144 


1 239 777 074 




22 04


EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)


2 699 176 122 


1 966 650 890 


100 000 000 


100 000 000 


2 799 176 122 


2 066 650 890 




 



Title 22 — Total




4 349 309 007 




3 379 739 705 




100 000 000 




100 000 000 




4 449 309 007 




3 479 739 705 






CHAPTER 22 04 —   
                                 EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)
                              














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 04


EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)






22 04 01






Supporting cooperation with Mediterranean countries






22 04 01 01


Mediterranean countries — Human rights, good governance and mobility


4


130 732 660 


99 184 805 


 


 


130 732 660 


99 184 805 




22 04 01 02


Mediterranean countries — Poverty reduction and sustainable development


4


654 227 065 


470 341 793 


 


 


654 227 065 


470 341 793 




22 04 01 03


Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts


4


421 220 115 


193 963 018 


100 000 000 


100 000 000 


521 220 115 


293 963 018 




22 04 01 04


Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA)


4


320 598 750 


302 440 740 


 


 


320 598 750 


302 440 740 




 



Article 22 04 01 — Subtotal



 


1 526 778 590 


1 065 930 356 


100 000 000 


100 000 000 


1 626 778 590 


1 165 930 356 






22 04 02






Supporting cooperation with Eastern Partnership countries






22 04 02 01


Eastern Partnership — Human rights, good governance and mobility


4


252 879 012 


142 497 911 


 


 


252 879 012 


142 497 911 




22 04 02 02


Eastern Partnership — Poverty reduction and sustainable development


4


389 328 623 


268 456 920 


 


 


389 328 623 


268 456 920 




22 04 02 03


Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts


4


12 708 666 


2 488 783 


 


 


12 708 666 


2 488 783 




 



Article 22 04 02 — Subtotal



 


654 916 301 


413 443 614 


 


 


654 916 301 


413 443 614 






22 04 03






Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation






22 04 03 01


Cross-border cooperation (CBC) — Contribution from Heading 4


4


96 299 260 


53 256 169 


 


 


96 299 260 


53 256 169 




22 04 03 02


Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy)


1.2


81 139 971 


53 256 169 


 


 


81 139 971 


53 256 169 




22 04 03 03


Support to other multi-country cooperation in the neighbourhood — Umbrella programme


4


223 300 000 


145 229 012 


 


 


223 300 000 


145 229 012 




22 04 03 04


Other multi-country cooperation in the neighbourhood — Supporting measures


4


28 500 000 


16 297 114 


 


 


28 500 000 


16 297 114 




 



Article 22 04 03 — Subtotal



 


429 239 231 


268 038 464 


 


 


429 239 231 


268 038 464 






22 04 20






Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)




4


88 242 000 


83 635 984 


 


 


88 242 000 


83 635 984 






22 04 51






Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014)




4


p.m.


135 602 472 


 


 


p.m.


135 602 472 






22 04 52






Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






22 04 77






Pilot projects and preparatory actions






22 04 77 03


Preparatory action — New Euro-Mediterranean strategy for youth employment promotion


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 04


Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 05


Preparatory action — Asset recovery to Arab Spring countries


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 06


Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe.


4


p.m.


p.m.


 


 


p.m.


p.m.




22 04 77 07


Preparatory action — Support for Union neighbours to implement asset recovery


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 04 77 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 22 04 — Total



 



2 699 176 122 




1 966 650 890 




100 000 000 




100 000 000 




2 799 176 122 




2 066 650 890 








                                    22 04 01Supporting cooperation with Mediterranean countries



                                 22 04 01 03Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts

Figures (Differentiated appropriations)











Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




421 220 115 


193 963 018 


100 000 000 


100 000 000 


521 220 115 


293 963 018 





Remarks

This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:






—


confidence and peace building including amongst children,










—


security and the prevention and settlement of conflicts,










—


support to refugees and displaced population including children, in particular (unaccompanied) children, women and victims of sexual violence within and outside armed-conflict areas.




An adequate level of appropriations should be reserved for the support of civil society organisations.
More support is to be given to the stabilisation of Libya in view of recent political developments in the country. Particular attention should be paid to ensuring that Union funding for Libya is not used to finance arbitrary detentions and the detention of vulnerable persons, in particular children, and that migrants are treated in a manner fully in keeping with international human rights standards.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter .
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27).

TITLE 23



                           HUMANITARIAN AID AND CIVIL PROTECTION
                        


General summary of appropriations (2020 and 2019) and outturn (2018)













Title
Chapter


Heading


Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






23 01


ADMINISTRATIVE EXPENDITURE OF THE HUMANITARIAN AID AND CIVIL PROTECTION POLICY AREA


53 528 912 


53 528 912 


 


 


53 528 912 


53 528 912 




23 02


HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS


1 092 234 779 


1 197 700 000 


485 000 000 


68 000 000 


1 577 234 779 


1 265 700 000 




23 03


THE UNION CIVIL PROTECTION MECHANISM


574 899 000 


268 067 750 


 


 


574 899 000 


268 067 750 




 



Reserves (40 02 41)



 


 


 


 


 


 




 


 


574 899 000 


268 067 750 


 


 


574 899 000 


268 067 750 




23 04


EU AID VOLUNTEERS INITIATIVE


19 355 000 


17 584 960 


 


 


19 355 000 


17 584 960 




 



Title 23 — Total




1 740 017 691 




1 536 881 622 




485 000 000 




68 000 000 




2 225 017 691 




1 604 881 622 





 




Reserves (40 02 41)




 


 


 


 


 


 




 


 



1 740 017 691 




1 536 881 622 




485 000 000 




68 000 000 




2 225 017 691 




1 604 881 622 






CHAPTER 23 02 —   
                                 HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS
                              














Title
Chapter
Article
Item


Heading


FF


Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




23 02


HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS






23 02 01






Delivery of rapid, effective and needs-based humanitarian aid and food assistance




4


1 042 234 779 


1 144 000 000 


485 000 000 


68 000 000 


1 527 234 779 


1 212 000 000 






23 02 02






Disaster prevention, disaster risk reduction and preparedness




4


50 000 000 


53 700 000 


 


 


50 000 000 


53 700 000 






23 02 77






Pilot projects and preparatory actions






23 02 77 01


Pilot project — Ensuring effective delivery of aid to victims of sexual and gender-based violence in humanitarian settings


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 23 02 77 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 23 02 — Total



 



1 092 234 779 




1 197 700 000 




485 000 000 




68 000 000 




1 577 234 779 




1 265 700 000 








                                    23 02 01Delivery of rapid, effective and needs-based humanitarian aid and food assistance



Figures (Differentiated appropriations)











Budget 2020


Amending budget No 5/2020


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 042 234 779 


1 144 000 000 


485 000 000 


68 000 000 


1 527 234 779 


1 212 000 000 





Remarks

This appropriation is intended to cover the financing of humanitarian and food assistance operations of a humanitarian nature to help people in countries outside the Union who are the victims of conflicts or disasters, both natural and man-made (wars, outbreaks of fighting, etc.), or comparable emergencies, for as long as is necessary to meet the humanitarian needs that such situations give rise to. It will be carried out in accordance with the rules on humanitarian aid under Regulation (EC) No 1257/96.
The aid and assistance is granted to victims without discrimination or adverse distinction on the grounds of race, ethnic origin, religion, disability, sex, age, nationality or political affiliation. That aid and assistance is provided in accordance with international humanitarian law and should not be subject to restrictions imposed by other partner donors, as long as it is necessary to meet the humanitarian needs to which such situations give rise.
This appropriation is also intended to cover the purchase and delivery of any product or equipment needed for the implementation of humanitarian aid operations, including the building of homes or shelters for affected groups of people, short-term rehabilitation and reconstruction work, particularly of infrastructure and facilities, the costs associated with external, expatriate or local staff, storage, international or national shipment, logistic support and distribution of relief and any other action aimed at facilitating freedom of access to the recipients of the aid.
This appropriation may be used to finance the purchase and delivery of food, seeds, livestock or any product or equipment needed for the implementation of the humanitarian aid and food assistance operations.
This appropriation may also cover any other costs directly linked to the implementation of humanitarian aid operations and the cost of the measures that are essential for implementing food assistance operations of a humanitarian nature within the requisite timescale and in a way which meets the needs of the recipients, satisfies the requirement to achieve the greatest possible degree of cost-effectiveness and provides greater transparency.
It covers, inter alia:






—


measures to provide an enabling environment and access to quality education in humanitarian emergencies, including the basic rehabilitation and reconstruction of school buildings and facilities, psycho-social support, training of teachers and any product or equipment needed for the implementation of humanitarian aid operations related to access to education,










—


feasibility studies on humanitarian operations, evaluations of humanitarian aid projects and plans, visibility operations and information campaigns linked to humanitarian operations,










—


the monitoring of humanitarian aid projects and plans and the promotion and development of initiatives intended to increase coordination and cooperation so as to make aid more effective and improve the monitoring of projects and plans,










—


the supervision and coordination of the implementation of aid operations forming part of the humanitarian aid and food assistance concerned activities, in particular the terms for the supply, delivery, distribution and use of the products involved, including the use of counterpart funds,










—


measures to strengthen Union coordination with the Member States, other donor countries, international organisations and institutions (in particular those forming part of the United Nations), non-governmental organisations and organisations representing the latter,










—


the financing of technical assistance contracts to facilitate the exchange of technical know-how and expertise between Union humanitarian organisations and agencies or between such bodies and those of third countries,










—


studies and training linked to the achievement of the objectives of the humanitarian aid and food assistance policy,










—


action grants and running cost grants in favour of humanitarian networks,










—


humanitarian mine-clearance operations including public awareness campaigns for local communities on anti-personnel mines,










—


expenditure incurred by the network on humanitarian assistance (NOHA), pursuant to Article 4 of Regulation (EC) No 1257/96. This is a one-year multidisciplinary postgraduate diploma in the humanitarian field designed to promote greater professionalism amongst humanitarian workers and involving several participating universities,










—


the transport and distribution of aid or assistance, including any related operations such as insurance, loading, unloading and coordination,










—


back-up measures that are essential for the programming, coordination and optimum implementation of the aid or assistance, the cost of which is not covered by other appropriations, e.g. exceptional transport and storage operations, processing or preparation of foodstuffs on the spot, disinfection, consultants’ services, technical assistance and equipment directly involved in providing the aid or assistance (tools, utensils, fuel, etc.),










—


pilot schemes concerning new forms of transport, packaging or storage, studies of food assistance operations, visibility operations linked to the humanitarian operations, and information campaigns to increase public awareness,










—


the storage of food (including administrative costs, futures operations, with or without options, training of technicians, purchase of packaging and mobile storage units and cost of maintaining and repairing stores),










—


the technical assistance necessary for the preparation and implementation of humanitarian aid projects, in particular expenditure incurred covering the cost of contracts of individual experts in the field and the infrastructure and logistics costs, covered by imprest accounts and expenditure authorisations, of the Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO) units deployed throughout the world.




In order to ensure full financial transparency under Articles 62 and 154 to 156 of the Financial Regulation, the Commission, when concluding or modifying agreements on the management and implementation of projects by international organisations, will make every effort to commit to sending all their internal and external audits regarding the use of Union funds to the Court of Auditors and to the Internal Auditor of the Commission.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The corresponding amount is estimated at EUR 133 000 000 in payment appropriations. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 4 0 1 1 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (OJ L 163, 2.7.1996, p. 1).