Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions
Date: 2019-06-26
Institutions: European Commission
Subjects: Austria, State aid, control of State aid, credit institution, financial aid, liquidation








C_2019215EN.01000301.xml










26.6.2019   


EN


Official Journal of the European Union


C 215/3






Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions
(2019/C 215/03)
The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.
Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.

DECISION


Ruling

Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (‘HETA’), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority pursuant to § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:
I.








1.


HETA’s Common Equity Tier 1 items within the meaning of § 2(68) BaSAG shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(1) in conjunction with § 73(2)(1) BaSAG. This concerns the following Common Equity Tier 1 items:






1.1.


The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value.










1.2.


The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria.
















2.


The nominal value of HETA’s Tier 2 instruments within the meaning of § 2(73) BaSAG, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(3) in conjunction with § 89(3)(2) in conjunction with § 73(2)(3) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:













Tier 2 Capital







Item






ISIN/Contract No ID






Name






Term






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


AT0000355326


FRN HYPO ALPE-A. KAP.FLR03-15


30.12.2015


EUR


3 892 000,00 


0,04 


—




2.4.


AT0000355359


HYPO ALPE-A.ERG.ANL.05/17


8.8.2017


EUR


1 000 000,00 


0,02 


—




2.4.


XS0178449467


5.25% HYPO ALPE-A. MTN 03/15


27.10.2015


EUR


20 000 000,00 


0,20 


—




2.8.


SSD_35


SSD_ERG_EUR_5,69%_2003-2017


3.5.2017


EUR


5 000 000,00 


0,00 


—




2.8.


SSD_31


SSD_ERG_EUR_5,69%_2003-2017


3.5.2017


EUR


5 000 000,00 


0,00 


—




 



0,26 



—








II.








1.


The nominal value of HETA’s subordinated liabilities not recorded in section I.2 above, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(4) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following subordinated liabilities:














Subordinated liabilities







Item






Identifier Contract No






Name






Term start date






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.7.


SSD_117-2/133


SSD_NR_EUR_4,49%_2006-2016


17.8.2006


17.8.2016


EUR


10 000 000,00 


10 000 000,00 


709 297,58 




2.7.


SSD_117-1


SSD_NR_EUR_4,49%_2006-2017


17.8.2006


17.8.2016


EUR


5 000 000,00 


5 000 000,00 


354 648,79 




2.7.


SSD_121 [A]


SSD_NR_EUR_4,5%_2006-2017


31.10.2006


9.1.2017


EUR


10 000 000,00 


10 000 000,00 


517 808,39 




2.7.


SSD_121 [B]


SSD_NR_EUR_4,5%_2006-2017


31.10.2006


9.1.2017


EUR


3 000 000,00 


3 000 000,00 


155 342,31 




2.7.


SSD_121 [C]


SSD_NR_EUR_4,5%_2006-2017


31.10.2006


9.1.2017


EUR


20 000 000,00 


20 000 000,00 


1 035 616,26 




2.7.


SSD_121 [D]


SSD_NR_EUR_4,5%_2006-2017


31.10.2006


9.1.2017


EUR


7 000 000,00 


7 000 000,00 


362 465,56 




2.7.


SSD_121 [E]


SSD_NR_EUR_4,5%_2006-2017


31.10.2006


9.1.2017


EUR


10 000 000,00 


10 000 000,00 


517 808,39 




2.7.


SSD_120


SSD_NR_EUR_4,28%_2006-2017


5.9.2006


13.1.2017


EUR


5 000 000,00 


5 000 000,00 


243 713,69 




2.7.


SSD_144


SSD_NR_EUR_6mEuribor+0,3%_2007-2017


23.2.2007


23.2.2017


EUR


10 000 000,00 


10 000 000,00 


71 178,63 




2.7.


SSD_33


SSD_NR_EUR_4,35%_2003-2017


27.6.2003


27.6.2017


EUR


5 000 000,00 


5 000 000,00 


147 417,35 




2.7.


SSD_53


SSD_NR_EUR_4,35%_2003-2017


27.6.2003


27.6.2017


EUR


2 000 000,00 


2 000 000,00 


58 967,35 




2.7.


SSD_104


SSD_NR_EUR_4,45%_2006-2017


1.6.2006


1.8.2017


EUR


15 000 000,00 


15 000 000,00 


387 699,22 




2.7.


SSD_70


SSD_NR_EUR_3,7%_2005-2017


29.7.2005


1.8.2017


EUR


25 000 000,00 


25 000 000,00 


537 260,98 




2.7.


SSD_72


SSD_NR_EUR_3,79%_2005-2017


8.8.2005


8.8.2017


EUR


1 000 000,00 


1 000 000,00 


60 966,44 




2.7.


SSD_71


SSD_NR_EUR_3,79%_2005-2017


8.8.2005


8.8.2017


EUR


2 000 000,00 


2 000 000,00 


121 932,87 




2.7.


SSD_112


SSD_NR_EUR_4,495%_2006-2017


9.8.2006


9.8.2017


EUR


3 000 000,00 


3 000 000,00 


216 217,70 




2.7.


SSD_73


SSD_NR_EUR_3,80%_2005-2017


15.8.2005


15.8.2017


EUR


5 000 000,00 


5 000 000,00 


301 648,72 




2.7.


SSD_74


SSD_NR_EUR_3,80%_2005-2017


15.8.2005


15.8.2017


EUR


5 000 000,00 


5 000 000,00 


301 648,72 




2.7.


SSD_148


SSD_NR_EUR_4,56%_2006-2017


31.8.2006


31.8.2017


EUR


2 500 000,00 


2 500 000,00 


175 839,79 




2.7.


SSD_149


SSD_NR_EUR_4,56%_2006-2017


31.8.2006


31.8.2017


EUR


500 000,00 


500 000,00 


35 167,23 




2.7.


SSD_75


SSD_NR_EUR_3,80%_2005-2017


31.8.2005


31.8.2017


EUR


2 000 000,00 


2 000 000,00 


117 225,92 




2.7.


SSD_113


SSD_NR_EUR_4,51%_2006-2017


17.8.2006


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


346 220,05 




2.7.


SSD_56


SSD_NR_EUR_4,08%_2005-2017


3.2.2005


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


628 095,84 




2.7.


SSD_66


SSD_NR_EUR_3mEuribor+0,25%_2005-2017


31.3.2005


1.9.2017


EUR


25 000 000,00 


25 000 000,00 


1 619 341,93 




2.7.


SSD_57


SSD_NR_EUR_4,08%_2005-2017


3.2.2005


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


314 048,82 




2.7.


SSD_58


SSD_NR_EUR_4,08%_2005-2017


3.2.2005


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


628 095,84 




2.7.


SSD_105


SSD_NR_EUR_3mEuribor+0,25%_2006-2017


6.6.2006


6.9.2017


EUR


15 000 000,00 


15 000 000,00 


53 354,68 




2.7.


SSD_143


SSD_NR_EUR_4,60%_2006-2017


30.6.2006


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


482 192,55 




2.7.


SSD_141


SSD_NR_EUR_4,60%_2006-2017


30.6.2006


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


482 192,55 




2.7.


SSD_142


SSD_NR_EUR_4,60%_2006-2017


30.6.2006


15.9.2017


EUR


13 000 000,00 


13 000 000,00 


895 501,63 




2.7.


SSD_79


SSD_NR_EUR_3,618%_2005-2017


19.9.2005


19.9.2017


EUR


6 000 000,00 


6 000 000,00 


321 730,45 




2.7.


SSD_80


SSD_NR_EUR_3,63%_2005-2017


20.9.2005


20.9.2017


EUR


5 000 000,00 


5 000 000,00 


268 460,83 




2.7.


SSD_81


SSD_NR_EUR_3,614%_2005-2017


21.9.2005


21.9.2017


EUR


20 000 000,00 


20 000 000,00 


1 066 970,98 




2.7.


SSD_34


SSD_NR_EUR_4,97%_2003-2017


28.10.2003


28.9.2017


EUR


5 000 000,00 


5 000 000,00 


362 446,10 




2.7.


SSD_30


SSD_NR_EUR_4,97%_2003-2017


28.10.2003


28.9.2017


EUR


5 000 000,00 


5 000 000,00 


362 446,10 




2.7.


SSD_145


SSD_NR_EUR_4,517%_2007-2017


15.3.2007


29.9.2017


EUR


4 000 000,00 


4 000 000,00 


262 986,65 




2.7.


SSD_146


SSD_NR_EUR_4,517%_2007-2017


15.3.2007


29.9.2017


EUR


20 000 000,00 


20 000 000,00 


1 314 931,71 




2.7.


SSD_25


SSD_NR_EUR_5%_2003-2018


28.3.2003


28.3.2018


EUR


5 000 000,00 


5 000 000,00 


231 249,09 




2.7.


SSD_26


SSD_NR_EUR_5%_2003-2018


28.3.2003


28.3.2018


EUR


3 000 000,00 


3 000 000,00 


138 750,68 




2.7.


SSD_27


SSD_NR_EUR_5%_2003-2018


28.3.2003


28.3.2018


EUR


2 000 000,00 


2 000 000,00 


92 500,45 






Item






ISIN/Identifier






Name






Term start date






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.7.


XS0274117117


4.35% HYPO ALPE-A.NR.ANL.06/16


3.11.2006


3.11.2016


EUR


150 000 000,00 


150 000 000,00 


8 812 951,03 




2.7.


XS0283714896


FRN HAAB VAR.ANL 07-17


24.1.2007


24.1.2017


EUR


230 000 000,00 


230 000 000,00 


1 270 938,23 




2.7.


XS0170866775


FRN HYPO-ALPE-A. NR.ANL.03/17


27.6.2003


27.6.2017


EUR


15 000 000,00 


15 000 000,00 


453 323,59 




2.7.


QOXDB9964079


FRN HYPO ALPE ANL.NACH. 04/17


16.8.2004


16.8.2017


EUR


20 000 000,00 


20 000 000,00 


138 353,42 




2.7.


XS0205170268


FRN KTN NACHR.ANL. 04/17 VAR.


11.11.2004


11.9.2017


EUR


25 000 000,00 


25 000 000,00 


83 627,99 




2.7.


XS0184026374


4 875 % HYPO ALPE-A.ANL.04/17


18.2.2004


18.9.2017


EUR


15 000 000,00 


15 000 000,00 


1 085 987,16 




2.7.


XS0154247299


FRN VAR.HYPO ALP.NTS 02-17/P


20.9.2002


20.9.2017


EUR


15 000 000,00 


15 000 000,00 


140 464,12 




2.7.


XS0139343635


5.73% HYPO ALPE-A.NR NTS 01-21


10.12.2001


10.12.2021


EUR


15 000 000,00 


15 000 000,00 


191 000,00 




2.7.


XS0142938686


5.92% HYPO ALPE-A.NR.NTS 02-22


22.2.2002


22.2.2022


EUR


15 000 000,00 


15 000 000,00 


22 200,01 




2.7.


XS0863484035


2.375% HAAB GUARNT.NTS 12-22


13.12.2012


13.12.2022


EUR


1 000 000 000,00 


1 000 000 000,00 


5 075 342,46 




2.7.


AT0000327101


7.5% KTN. OBL 94-24


27.5.1994


27.5.2024


ATS


60 000 000,00 


4 360 370,05 


248 904,46 




2.7.


AT0000355334


5.03% HYPO ALPE A. ANL. 04/17


26.1.2004


27.5.2024


EUR


10 000 000,00 


10 000 000,00 


553 492,93 




2.7.


XS0165863316


5.27% HYPO ALPE-A. ANL 03-28/P


7.4.2003


7.4.2028


EUR


10 000 000,00 


10 000 000,00 


474 300,00 




2.7.


XS0097058720


0% KTN. NR OBL. 99-29


14.5.1999


14.5.2029


EUR


5 000 000,00 


13 884 212,65 


12 397,47 




2.7.


XS0121202658


FRN HYPO ALPE ANL.00-30/VAR.


18.12.2000


18.12.2030


EUR


14 890 000,00 


14 890 000,00 


16 140,76 




2.7.


XS0158550292


FRN HYPO ALPE-ADR.NTS 02/32VA


29.11.2002


29.11.2032


EUR


20 000 000,00 


20 000 000,00 


34 720,00 




 



1 893 134 582,70 




34 915 532,45 

















2.


The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities:






2.1.


Bonds:













Bonds







Item






ISIN/Identifier






Name






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.3.


XS0289201484


FRN HYPO ALPE-A.07-15 VAR.


6.3.2015


EUR


450 000 000,00 


450 000 000,00 


188 825,00 




2.3.


XS0292051835


FRN HYPO ALPE-ADR.VA.AN.07/15


20.3.2015


EUR


500 000 000,00 


500 000 000,00 


142 791,66 




2.3.


XS0217836179


FRN HYPO ALPE-ADRIA ANL.05/15


22.4.2015


EUR


20 000 000,00 


20 000 000,00 


2 216,66 




2.3.


XS0293593421


FRN HYPO ALPE-ADRIA ANL.07/15


23.4.2015


CHF


200 000 000,00 


188 040 616,77 


81 126,99 




2.3.


XS0217878841


HYPO ALPE-A.INT.ANL.05/15


4.5.2015


EUR


80 000 000,00 


80 000 000,00 


1 690 060,41 




2.3.


XS0218884194


FRN HYPO ALPE-ADR.VA.AN.05/15


6.5.2015


EUR


20 000 000,00 


20 000 000,00 


1 597,22 




2.3.


XS0219714564


FRN HYPO ALPE-ADR.ANL.05/15


27.5.2015


EUR


5 000 000,00 


5 000 000,00 


49 138,11 




2.3.


XS0169594057


4.25% HY.ALP.ADRIA ANL. 03/15


16.6.2015


EUR


25 000 000,00 


25 000 000,00 


752 604,17 




2.3.


CH0028623145


2.75% HAAB INTL. ANL.07/15


12.8.2015


CHF


600 000 000,00 


564 121 850,32 


8 575 435,62 




2.3.


XS0219079794


FRN HYPO ALPE-ADRIA ANL.05/16


6.5.2016


EUR


20 000 000,00 


20 000 000,00 


1 597,22 




2.3.


XS0268565586


1.905% HYPO ALPE-ADRIA ANL.06/16


29.9.2016


JPY


5 000 000 000,00 


37 299 515,11 


300 012,45 




2.3.


XS0272401356


4.25% HAAB ANL. 06/16


31.10.2016


EUR


1 250 000 000,00 


1 250 000 000,00 


17 611 301,37 




2.3.


XS0232733492


3.42% HYPO ALPE-ADRIA NTS 05/16


7.11.2016


EUR


25 000 000,00 


25 000 000,00 


270 750,00 




2.3.


XS0210195003


FRN HYPO ALPE-A.FLR ANL. 05/17


24.1.2017


EUR


25 000 000,00 


25 000 000,00 


3 895,83 




2.3.


XS0210264411


FRN HYPO ALPE-A.FLR ANL.05/17


24.1.2017


EUR


50 000 000,00 


50 000 000,00 


4 958,33 




2.3.


XS0210372065


3.9% HYPO ALPE-AD 05/17


24.1.2017


EUR


10 000 000,00 


10 000 000,00 


38 465,75 




2.3.


XS0281875483


4.375% HYPO ALPE-ADRIA ANL.07/17


24.1.2017


EUR


2 000 000 000,00 


2 000 000 000,00 


8 630 136,99 




2.3.


XS0184652567


FRN HYPO ALPE-A.FLR MTN 04/17


9.2.2017


EUR


10 000 000,00 


10 000 000,00 


1 060,83 




2.3.


XS0184385937


FRN HYPO ALPE-A ANL.04/17


17.2.2017


EUR


65 000 000,00 


65 000 000,00 


3 932,50 




2.3.


XS0187818595


FRN HYPO ALPE AD.BK.NTS0417VA


15.3.2017


EUR


20 000 000,00 


20 000 000,00 


7 583,33 




2.3.


AT0000A00EZ4


3.72% HYPO ALPE-ADRIA ANL.06/17


15.3.2017


EUR


20 000 000,00 


20 000 000,00 


715 066,68 




2.3.


XS0215451633


4.07% HYPO AL.A.ANL.05/17


21.3.2017


EUR


5 000 000,00 


5 000 000,00 


192 349,31 




2.3.


XS0293591995


FRN HAAB INTL FRN 07-17/239


29.3.2017


EUR


100 000 000,00 


100 000 000,00 


195 911,11 




2.3.


XS0293592613


FRN HAAB INTL FRN 07-17/240


29.3.2017


EUR


70 000 000,00 


70 000 000,00 


137 137,77 




2.3.


XS0147028061


FRN HYPO ALPE-A.FLR-MTN 02/17


10.5.2017


EUR


20 000 000,00 


20 000 000,00 


21 511,11 




2.3.


XS0148839243


HYPO ALPE-A. MTN 02/17FLR


12.5.2017


EUR


5 000 000,00 


5 000 000,00 


259 000,00 




2.3.


XS0147142276


FRN HYPO ALPE-A.FLR-MTN 02/17


17.5.2017


EUR


25 000 000,00 


25 000 000,00 


24 891,67 




2.3.


XS0203692727


FRN HYPO ALPE ANL. 04/17


17.5.2017


EUR


23 000 000,00 


23 000 000,00 


19 610,06 




2.3.


XS0147285547


FRN HYPO ALPE-A.FLR-MTN 02/17


28.5.2017


EUR


50 000 000,00 


50 000 000,00 


310 500,00 




2.3.


XS0149185745


HYPO ALPE-A.FLR-MTN02/17


10.6.2017


EUR


5 000 000,00 


5 000 000,00 


251 575,00 




2.3.


XS0148494320


5.8% HYPO ALP-A.NTS 02/17


17.6.2017


EUR


25 000 000,00 


25 000 000,00 


1 023 055,56 




2.3.


XS0169594727


4.4% HY.ALP.ADRIA ANL. 03/17


20.6.2017


EUR


25 000 000,00 


25 000 000,00 


763 888,90 




2.3.


XS0170738263


FRN HY.ALPE ADRIA ANL.03-17VA


1.7.2017


EUR


30 000 000,00 


30 000 000,00 


15 247,50 




2.3.


XS0149819004


5.68% HYPO ALPE-A. ANL 02/17


5.7.2017


EUR


10 000 000,00 


10 000 000,00 


372 355,56 




2.3.


XS0209755981


FRN HYPO ALPE-A.FLR ANL 05/17


18.7.2017


EUR


50 000 000,00 


50 000 000,00 


10 762,50 




2.3.


XS0171833030


FRN HYPO.ALPE-AD.BK.ANL.0317V


28.7.2017


EUR


50 000 000,00 


50 000 000,00 


12 400,00 




2.3.


XS0210342316


FRN HYPO ALPE-A.FLR ANL. 05/17


1.8.2017


EUR


25 000 000,00 


25 000 000,00 


2 943,75 




2.3.


XS0198512732


FRN HYPO ALPE-A.MTN 04/17


11.8.2017


EUR


50 000 000,00 


50 000 000,00 


4 745,83 




2.3.


XS0151684981


FRN HYPO ALPE-A. FLR-MTN02/17


12.8.2017


EUR


75 000 000,00 


75 000 000,00 


10 666,67 




2.3.


XS0173650028


FRN HYPO ALPE-A. MTN 03/17


21.8.2017


EUR


50 000 000,00 


50 000 000,00 


2 048,61 




2.3.


XS0244768635


FRN HYPO ALPE-ADR.ANL.06/17


23.8.2017


EUR


100 000 000,00 


100 000 000,00 


13 211,11 




2.3.


XS0191139574


FRN HYPO ALPE A. ANL.04-17VAR


28.8.2017


EUR


25 000 000,00 


25 000 000,00 


193,06 




2.3.


XS0200438223


4.54% HYPO ALPE-A. ANL. 04/17


22.9.2017


EUR


20 000 000,00 


20 000 000,00 


398 027,40 




2.3.


XS0232318831


FRN HYPO ALPE-ADR.ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232319300


FRN HYPO ALPE-ADRIA ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232727411


FRN HYPO ALPE-ADRIA ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232727684


FRN HYPO ALPE-A.FLR-MTN 05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0161493811


FRN HYPO-ALPE-A. ANL.03-18VAR


10.2.2018


EUR


50 000 000,00 


50 000 000,00 


7 969,44 




2.3.


XS0162348857


FRN HYPO ALPE-A. ANL.03/18


4.3.2018


EUR


25 000 000,00 


25 000 000,00 


52 163,89 




2.3.


XS0162472517


4.625% HYPO ALPE-A. ANL.03/18


4.3.2018


EUR


50 000 000,00 


50 000 000,00 


2 286 805,55 




2.3.


XS0163390163


FRN HYPO ALPE-A.VAR.ANL.03/18


10.3.2018


EUR


60 000 000,00 


60 000 000,00 


107 786,67 




2.3.


XS0163694895


FRN HY.ALP.-A.ANL.03-18/VAR.


2.4.2018


EUR


25 000 000,00 


25 000 000,00 


36 525,69 




2.3.


XS0163694978


4.7% HYPO ALPE-A.ANL.03-18/P


2.4.2018


EUR


25 000 000,00 


25 000 000,00 


1 073 819,45 




2.3.


XS0165821074


FRN HYPO ALPE-A.MTN 03/18


9.4.2018


EUR


35 000 000,00 


35 000 000,00 


49 423,89 




2.3.


XS0165935247


0% HYPO ALPE-AD.NULLK.03/18


17.4.2018


EUR


42 500 000,00 


36 367 778,59 


4 953,89 




2.3.


XS0165863233


FRN HYPO ALPE-A.FLR-MTN 03/18


22.4.2018


EUR


50 000 000,00 


50 000 000,00 


65 216,67 




2.3.


AT0000345483


5.04% HYPO-ALPE-A.ANL.03-23/1PP


15.2.2023


EUR


30 000 000,00 


30 000 000,00 


67 200,00 




2.3.


XS0165190066


HYPO ALPE-A. MTN 03/23VAR


24.3.2023


EUR


25 000 000,00 


25 000 000,00 


2 252 517,37 




2.3.


XS0165060012


FRN HYPO ALPE-A.ANL.03/33


8.4.2033


JPY


500 000 000,00 


3 729 951,51 


82 452,64 




2.3.


XS0164569187


FRN HYPO ALPE-A. VAR.ANL.0343


12.3.2043


EUR


20 000 000,00 


20 000 000,00 


36 927,78 




2.3.


XS0166422823


FRN HYPO ALPE-A.MTN 03/43


9.4.2043


EUR


20 000 000,00 


20 000 000,00 


8 216,67 




2.3.


XS0166280346


FRN HYPO ALPE-A. MTN 03/43FLR


26.9.2043


EUR


50 000 000,00 


50 000 000,00 


87 966,67 




2.3.


XS0397542746


FRN HYPO ALPE-ADRIA ANL.08-49


20.1.2049


CHF


300 000 000,00 


282 060 925,16 


18 608,19 




 



7 209 620 637,46 




55 221 637,22 















2.2.


Borrower’s note loans:














Borrower’s note loans







Item






Contract No ID






Name






Term start date






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.2.


SSD_138


SSD_EUR_4,28%_2007-2015


2.3.2007


2.3.2015


EUR


25 000 000,00 


25 000 000,00 


1 067 068,50 




2.1.


SSD_140


SSD_EUR 6m Euribor_2007-2015


23.3.2007


23.3.2015


EUR


30 000 000,00 


30 000 000,00 


36 702,50 




2.2.


SSD_135/4


SSD_EUR_4,25%_2007-2015


23.2.2007


23.7.2015


EUR


25 000 000,00 


25 000 000,00 


643 321,92 




2.2.


SSD_135/1


SSD_EUR_4,25%_2007-2015


23.2.2007


23.7.2015


EUR


15 000 000,00 


15 000 000,00 


385 993,16 




2.2.


SSD_135/2


SSD_EUR_4,25%_2007-2015


23.2.2007


23.7.2015


EUR


14 000 000,00 


14 000 000,00 


360 260,28 




2.2.


SSD_135/3


SSD_EUR_4,25%_2007-2015


23.2.2007


23.7.2015


EUR


11 000 000,00 


11 000 000,00 


283 061,65 




2.1.


SSD_135/5


SSD_EUR_4,25%_2007-2015


23.2.2007


23.7.2015


EUR


35 000 000,00 


35 000 000,00 


900 650,69 




2.1.


SSD_139/6


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


40 000 000,00 


40 000 000,00 


833 095,89 




2.2.


SSD_139/2


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


4 000 000,00 


4 000 000,00 


83 309,59 




2.2.


SSD_139/3


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_139/4


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


3 000 000,00 


3 000 000,00 


62 482,20 




2.2.


SSD_139/5


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_139/1


SSD_EUR_4,20%_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_134/1


SSD_EUR_4,41%_2007-2015


20.2.2007


15.9.2015


EUR


17 000 000,00 


17 000 000,00 


343 013,43 




2.2.


SSD_134/2


SSD_EUR_4,41%_2007-2015


20.2.2007


15.9.2015


EUR


23 000 000,00 


23 000 000,00 


464 076,99 




2.2.


SSD_134/3


SSD_EUR_4,41%_2007-2015


20.2.2007


15.9.2015


EUR


10 000 000,00 


10 000 000,00 


201 772,60 




2.1.


SSD_67


SSD_EUR_3,91%_2005-2015


18.3.2005


18.9.2015


EUR


10 000 000,00 


10 000 000,00 


175 682,19 




2.2.


SSD_91


SSD_EUR_3,545%_2003-2015


30.11.2005


30.11.2015


EUR


10 000 000,00 


10 000 000,00 


88 382,19 




2.2.


SSD_95


SSD_EUR_3,7%_2006-2016


31.1.2006


29.1.2016


EUR


15 000 000,00 


15 000 000,00 


47 136,99 




2.2.


SSD_99


SSD_EUR_3,7%_2006-2016


2.2.2006


2.2.2016


EUR


10 000 000,00 


10 000 000,00 


27 369,86 




2.2.


SSD_97


SSD_EUR_3,7%_2006-2016


2.2.2006


2.2.2016


EUR


15 000 000,00 


15 000 000,00 


41 054,80 




2.2.


SSD_98


SSD_EUR_3,7%_2006-2016


2.2.2006


2.2.2016


EUR


2 500 000,00 


2 500 000,00 


6 842,47 




2.2.


SSD_96


SSD_EUR_3,7%_2006-2016


2.2.2006


2.2.2016


EUR


10 000 000,00 


10 000 000,00 


27 369,86 




2.1.


SSD_102


SSD_EUR_3,725%_2006-2016


6.2.2006


8.2.2016


EUR


10 000 000,00 


10 000 000,00 


21 431,51 




2.2.


SSD_60


SSD_EUR_3,97%_2005-2016


28.2.2005


26.2.2016


EUR


10 000 000,00 


10 000 000,00 


3 263,01 




2.2.


SSD_61


SSD_EUR_3,97%_2005-2016


28.2.2005


26.2.2016


EUR


1 000 000,00 


1 000 000,00 


326,30 




2.2.


SSD_103


SSD_EUR_3,83%_2006-2016


9.3.2006


9.3.2016


EUR


5 000 000,00 


5 000 000,00 


187 302,74 




2.2.


SSD_63


SSD_EUR_4,015%_2005-2016


16.3.2005


16.3.2016


EUR


25 000 000,00 


25 000 000,00 


962 500,00 




2.2.


SSD_107


SSD_EUR_4,27%_2006-2016


29.6.2006


29.6.2016


EUR


5 000 000,00 


5 000 000,00 


143 308,22 




2.2.


SSD_109


SSD_EUR_4,39%_2006-2016


18.7.2006


18.7.2016


EUR


10 000 000,00 


10 000 000,00 


271 819,18 




2.1.


SSD_111


SSD_EUR_4,31%_2016


26.7.2006


26.7.2016


EUR


20 000 000,00 


20 000 000,00 


514 838,36 




2.1.


SSD_101


SSD_EUR_3,74%_2006-2016


16.2.2006


16.8.2016


EUR


15 000 000,00 


15 000 000,00 


302 786,31 




2.2.


SSD_62


SSD_EUR_4,02%_2005-2016


7.3.2005


7.9.2016


EUR


25 000 000,00 


25 000 000,00 


481 849,32 




2.1.


SSD_82


SSD_EUR-CMS-Spread_2005-2016_AO


10.10.2005


10.10.2016


EUR


50 000 000,00 


50 000 000,00 


1 132 109,59 




2.1.


SSD_86


SSD_3,50%_2005-2016


19.10.2005


19.10.2016


EUR


15 000 000,00 


15 000 000,00 


191 301,37 




2.1.


SSD_87


SSD_EUR_6MEuribor+3,10%_2005-2016_AO


28.10.2005


28.10.2016


EUR


50 000 000,00 


50 000 000,00 


456 561,12 




2.2.


SSD_110/1


SSD_EUR_4,40% _2006-2016


18.7.2006


1.12.2016


EUR


13 000 000,00 


13 000 000,00 


141 041,10 




2.2.


SSD_110/2


SSD_EUR_4,40% _2006-2016


18.7.2006


1.12.2016


EUR


25 000 000,00 


25 000 000,00 


271 232,88 




2.2.


SSD_114/1


SSD_EUR_4,00%_2006-2016


2.10.2006


1.12.2016


EUR


20 000 000,00 


20 000 000,00 


197 260,27 




2.2.


SSD_114/3


SSD_EUR_4,00%_2006-2016


2.10.2006


1.12.2016


EUR


5 000 000,00 


5 000 000,00 


49 315,07 




2.2.


SSD_114/2


SSD_EUR_4,00%_2006-2016


2.10.2006


1.12.2016


EUR


10 000 000,00 


10 000 000,00 


98 630,14 




2.2.


SSD_110/4


SSD_EUR_4,40% _2006-2016


18.7.2006


1.12.2016


EUR


2 000 000,00 


2 000 000,00 


21 698,63 




2.2.


SSD_110/3


SSD_EUR_4,40% _2006-2016


18.7.2006


1.12.2016


EUR


10 000 000,00 


10 000 000,00 


108 493,15 




2.2.


SSD_114/4


SSD_EUR_4,00%_2006-2016


2.10.2006


2.12.2016


EUR


5 000 000,00 


5 000 000,00 


49 315,07 




2.2.


SSD_100


SSD_EUR_3,75%_2006-2016


15.2.2006


15.12.2016


EUR


10 000 000,00 


10 000 000,00 


78 082,19 




2.2.


SSD_59


SSD_EUR_3,785%_2005-2016


18.2.2006


16.12.2016


EUR


10 000 000,00 


10 000 000,00 


77 773,98 




2.2.


SSD_69


SSD_EUR_3,76%_2005-2016


29.4.2005


29.12.2016


EUR


5 000 000,00 


5 000 000,00 


31 934,25 




2.2.


SSD_118/3


SSD_EUR_4,254%_2006_2017


22.8.2006


13.1.2017


EUR


3 000 000,00 


3 000 000,00 


16 433,26 




2.2.


SSD_118/1


SSD_EUR_4,254%_2006_2017


22.8.2006


13.1.2017


EUR


10 000 000,00 


10 000 000,00 


54 777,53 




2.2.


SSD_116/1


SSD_EUR_4,34%_2006_2017


4.9.2006


13.1.2017


EUR


50 000 000,00 


50 000 000,00 


279 424,66 




2.2.


SSD_116/2


SSD_EUR_4,34%_2006_2017


4.9.2006


13.1.2017


EUR


5 000 000,00 


5 000 000,00 


27 942,47 




2.2.


SSD_118/2


SSD_EUR_4,254%_2006-2017


22.8.2006


13.1.2017


EUR


17 000 000,00 


17 000 000,00 


93 121,81 




2.2.


SSD_118/4


SSD_EUR_4,254%_2006-2017


22.8.2006


13.1.2017


EUR


10 000 000,00 


10 000 000,00 


54 777,53 




2.2.


SSD_122/1


SSD_EUR_4%_2006-2017


7.12.2006


7.2.2017


EUR


15 000 000,00 


15 000 000,00 


36 164,39 




2.2.


SSD_122/2


SSD_EUR_4%_2006-2017


7.12.2006


7.2.2017


EUR


10 000 000,00 


10 000 000,00 


24 109,59 




2.2.


SSD_123/3


SSD_EUR_4,05%_2006-2017


14.12.2006


14.2.2017


EUR


5 000 000,00 


5 000 000,00 


8 321,92 




2.2.


SSD_123/5


SSD_EUR_4,05%_2006-2017


14.12.2006


14.2.2017


EUR


12 000 000,00 


12 000 000,00 


19 972,61 




2.2.


SSD_123/1


SSD_EUR_4,05%_2006-2017


14.12.2006


14.2.2017


EUR


1 000 000,00 


1 000 000,00 


1 664,38 




2.2.


SSD_123/4


SSD_EUR_4,05%_2006-2017


14.12.2006


14.2.2017


EUR


2 000 000,00 


2 000 000,00 


3 328,77 




2.2.


SSD_123/2


SSD_EUR_4,05%_2006-2017


14.12.2006


14.2.2017


EUR


5 000 000,00 


5 000 000,00 


8 321,92 




2.2.


SSD_119


SSD_EUR_4,16%_06-17


28.8.2006


28.2.2017


EUR


2 000 000,00 


2 000 000,00 


227,95 




2.2.


SSD_45


SSD_EUR_4,605%_2004-2017


8.3.2004


8.3.2017


EUR


10 000 000,00 


10 000 000,00 


451 545,84 




2.2.


SSD_115


SSD_EUR_4,10 _2006-2017


11.10.2006


13.3.2017


EUR


40 000 000,00 


40 000 000,00 


1 586 082,19 




2.1.


SSD_84


SSD_EUR_6mEuribor+3,7%_2005_2017_AO


18.10.2005


18.4.2017


EUR


50 000 000,00 


50 000 000,00 


507 897,22 




2.1.


SSD_92


SSD_EUR_6,72%_2005-2017_AO


24.10.2005


24.4.2017


EUR


15 000 000,00 


15 000 000,00 


727 100,96 




2.1.


SSD_93


SSD_EUR 6,72%_2003-2017_AO


24.10.2005


24.4.2017


EUR


15 000 000,00 


15 000 000,00 


727 100,96 




2.1.


SSD_94


SSD_EUR_6,72%_2005-2017_AO


24.10.2005


24.4.2017


EUR


20 000 000,00 


20 000 000,00 


969 467,95 




2.1.


SSD_83


SSD_EUR_CMS-Spread_2005-2017_AO


10.10.2005


10.6.2017


EUR


50 000 000,00 


50 000 000,00 


306 112,50 




2.2.


SSD_124


SSD_EUR_4,10%_2006-2017


14.12.2006


14.6.2017


EUR


10 000 000,00 


10 000 000,00 


292 054,80 




2.2.


SSD_127


SSD_EUR_4,3% 07-17


5.1.2007


30.6.2017


EUR


25 000 000,00 


25 000 000,00 


718 630,14 




2.2.


SSD_126


SSD_EUR_4,3% 07-17


5.1.2007


30.6.2017


EUR


25 000 000,00 


25 000 000,00 


718 630,14 




2.2.


SSD_125


SSD_EUR_4,3% 07-17


5.1.2007


30.6.2017


EUR


50 000 000,00 


50 000 000,00 


1 437 260,27 




2.2.


SSD_131


SSD_EUR_4,275% 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


285 780,82 




2.2.


SSD_132


SSD_EUR_4,275% 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


285 780,82 




2.2.


SSD_129/3


SSD_EUR_4,32% 07-17


5.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


288 789,04 




2.2.


SSD_129/1


SSD_EUR_4,32% 07-17


5.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


577 578,09 




2.2.


SSD_130/1


SSD_EUR_4,28% 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


286 115,07 




2.2.


SSD_130/2


SSD_EUR_4,28% 07-17


8.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


572 230,14 




2.2.


SSD_128


SSD_EUR_4,3% 07-17


5.1.2007


30.6.2017


EUR


150 000 000,00 


150 000 000,00 


4 311 780,82 




2.2.


SSD_129/2


SSD_EUR_4,32%_2007-2017


5.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


577 578,09 




2.1.


SSD_90


SSD_EUR_6,74%_2005-2017_AO


7.11.2005


7.7.2017


EUR


25 000 000,00 


25 000 000,00 


942 156,17 




2.1.


SSD_89


SSD_EUR_CMS-Spread 2005-2017_AO


7.11.2005


7.7.2017


EUR


25 000 000,00 


25 000 000,00 


942 156,17 




2.2.


SSD_108


SSD_EUR_4,44%_2006-2017


10.7.2006


10.7.2017


EUR


5 000 000,00 


5 000 000,00 


142 323,29 




2.2.


SSD_23/1


SSD_EUR_4,705%_2004-2017


14.4.2004


14.7.2017


EUR


20 000 000,00 


20 000 000,00 


593 352,78 




2.2.


SSD_23/2


SSD_EUR_4,705%_2004-2017


14.4.2004


14.7.2017


EUR


20 000 000,00 


20 000 000,00 


593 352,78 




2.2.


SSD_22


SSD_EUR_4,725%_2004-2017


22.1.2004


1.9.2017


EUR


20 000 000,00 


20 000 000,00 


472 500,00 




2.2.


SSD_24


SSD_EUR_4,69%_2004-2017


10.5.2004


1.9.2017


EUR


14 000 000,00 


14 000 000,00 


328 300,00 




2.2.


SSD_21/54


SSD_EUR_4,735%_2004-2017


22.1.2004


1.9.2017


EUR


8 000 000,00 


8 000 000,00 


189 400,00 




2.2.


SSD_21/54


SSD_EUR_4,735%_2004-2017


22.1.2004


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


118 375,00 




2.2.


SSD_39


SSD_EUR_4,735%_2004-2017


22.1.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 675,00 




2.2.


SSD_40


SSD_EUR_4,68%_2004-2017


28.4.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 400,00 




2.2.


SSD_41


SSD_EUR_4,735%_2004-2017


22.1.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 675,00 




2.2.


SSD_46


SSD_EUR_4,68%_2004-2017


28.4.2004


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


234 000,00 




2.2.


SSD_44


SSD_EUR_4,70%_2004-2017


16.2.2004


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


151 705,56 




2.2.


SSD_9


SSD_EUR_5,125%_2003-2018


7.1.2003


8.1.2018


EUR


20 000 000,00 


20 000 000,00 


146 027,40 




2.2.


SSD_1


SSD_EUR_5,125%_2003-2018


7.1.2003


8.1.2018


EUR


10 000 000,00 


10 000 000,00 


73 512,33 




2.2.


SSD_49


SSD_EUR_5,125%_2003-2018


7.1.2003


8.1.2018


EUR


10 000 000,00 


10 000 000,00 


73 512,33 




2.2.


SSD_11


SSD_EUR_4,7%_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_14


SSD_EUR_4,7%_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_19


SSD_EUR_4,7%_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_18


SSD_EUR_4,7%_2003-2018


27.3.2003


27.3.2018


EUR


5 000 000,00 


5 000 000,00 


218 027,78 




2.2.


SSD_12


SSD_EUR_4,67%_2003-2018


30.4.2003


30.4.2018


EUR


10 000 000,00 


10 000 000,00 


390 463,89 




2.2.


SSD_15


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


1 000 000,00 


1 000 000,00 


39 046,39 




2.2.


SSD_16


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


4 000 000,00 


4 000 000,00 


156 185,56 




2.2.


SSD_17


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_20


SSD_EUR_4,67%_2003-2018


30.4.2003


30.4.2018


EUR


30 000 000,00 


30 000 000,00 


1 171 391,67 




2.2.


SSD_5


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


20 000 000,00 


20 000 000,00 


780 927,78 




2.2.


SSD_28


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_29


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_32


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


15 000 000,00 


15 000 000,00 


585 695,84 




2.2.


SSD_36


SSD_EUR_4,67%_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_147


SSD_EUR_4,039163%_2005-2022_ZERO


4.5.2005


4.11.2022


EUR


2 549 724,37 


2 549 724,37 


33 470,95 




2.2.


SSD_13


SSD_EUR_4,835%_2003-2023


14.3.2003


14.3.2023


EUR


25 000 000,00 


25 000 000,00 


1 165 698,63 




2.2.


SSD_52


SSD_EUR_4,835%_2003-2023


14.3.2003


14.3.2023


EUR


25 000 000,00 


25 000 000,00 


1 165 698,63 




2.2.


SSD_4


SSD_EUR_5,58%_2003-2023


3.4.2003


3.4.2023


EUR


10 000 000,00 


10 000 000,00 


507 550,69 




2.2.


SSD_78


SSD_EUR_4%_2005-2025


15.8.2005


15.8.2025


EUR


2 000 000,00 


2 000 000,00 


43 555,56 




2.2.


SSD_77


SSD_EUR_4%_2005-2025


15.8.2005


15.8.2025


EUR


10 000 000,00 


10 000 000,00 


217 777,78 




2.2.


SSD_76


SSD_EUR_4%_2005-2025


15.8.2005


15.8.2025


EUR


10 000 000,00 


10 000 000,00 


217 777,78 




 



1 827 049 724,37 




42 699 278,93 















2.3.


Mortgage bonds issued by the Pfandbriefstelle:
HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:














Mortgage bonds issued by the Pfandbriefstelle:







Item






ISIN/Identifier






Name






Term start date






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.3.


XS0215066720


FRN PFSTELLE JPY-ANL. 05/15


23.3.2005


10.4.2015


JPY


1 000 000 000,00 


7 459 903,02 


39 590,32 




2.3.


XS0221472698


FRN PFST. MTN 05/15


15.6.2005


15.6.2015


EUR


580 000 000,00 


580 000 000,00 


159 500,00 




2.3.


XS0221101792


FRN PFST. MTN 05/15


15.6.2005


15.6.2015


JPY


1 000 000 000,00 


7 459 903,02 


8 271,08 




2.3.


XS0226436490


FRN PFST.MED.T.NTS.05/15 VAR.


10.8.2005


10.8.2015


EUR


30 000 000,00 


30 000 000,00 


57 960,00 




2.3.


CH0020769045


2.5% PFST.MTN 2005/2015


31.3.2005


30.12.2015


CHF


50 000 000,00 


47 010 154,19 


199 140,22 




2.3.


XS0241945079


FRN PFST.MED.T.NTS.06/16 VAR.


26.1.2006


26.1.2016


EUR


125 000 000,00 


125 000 000,00 


12 395,83 




2.3.


CH0022975624


2.125% PFBSTELLE ANL. 05/16


7.11.2005


7.11.2016


CHF


75 000 000,00 


70 515 231,29 


474 508,75 




2.3.


XS0221826174


FRN PFST.MTN 2005/2017 VAR.


29.6.2005


29.6.2017


JPY


500 000 000,00 


3 729 951,51 


3 582,64 




2.3.


CH0016253640


2.875% 2,875% PFST MTN 03/17


21.7.2003


21.7.2017


CHF


110 000 000,00 


103 422 339,23 


1 817 073,03 




2.3.


XS0215154005


FRN PFST. FLR MTN 05/17


18.3.2005


18.9.2017


EUR


200 000 000,00 


200 000 000,00 


49 477,78 




2.3.


XS0207820647


4.2% PFST. ANL. 04/17


10.12.2004


26.9.2017


EUR


15 000 000,00 


15 000 000,00 


269 260,28 




2.3.


XS0143697679


FRN PFST. FLR-HRDC NTS.02/27


1.3.2002


4.3.2027


JPY


1 500 000 000,00 


11 189 854,53 


164 531,09 






Item






Contract No ID






Name






Term start date






Term end date






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.2.


SSD_65


SSD_EUR_2005-2017


22.3.2005


22.3.2017


EUR


5 000 000,00 


5 000 000,00 


280 145,83 




2.2.


SSD_68


SSD_JPY_1,525 _2005-2017


26.4.2005


26.4.2017


JPY


3 000 000 000,00 


22 379 709,06 


288 928,17 




2.2.


SSD_55


SSD_EUR_3,765%_2005-2017


1.2.2005


12.9.2017


EUR


10 000 000,00 


10 000 000,00 


176 745,84 




 



1 238 167 045,85 




4 001 110,86 















2.4.


Taxes:












Taxes







Item






Identifier GL account






Name/Description






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


1.004.705.129


Withholding tax liabilities in respect of Klagenfurt Tax Office


EUR


3 197,80 


3 197,80 


—




2.4.


1.004.706.001


Income tax liabilities in respect of Klagenfurt Tax Office


EUR


661 662,76 


661 662,76 


—




2.4.


1.004.706.109


Income tax liabilities in respect of HETA Asset Resolution Germany GmbH


EUR


224 109,63 


224 109,63 


—




2.4.


1.004.706.222


Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt


EUR


5 539,48 


5 539,48 


—




2.4.


1.004.707.016


Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds


EUR


856 261,02 


856 261,02 


—




2.4.


1.004.707.059


Employer transport tax to the Vienna municipal authorities


EUR


204,00 


204,00 


—




2.4.


1.004.710.009


Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities


EUR


78 493,37 


78 493,37 


—




2.4.


1.004.711.013


Capital gains tax liabilities in respect of Klagenfurt Tax Office


EUR


79,39 


79,39 


—




2.4.


1.004.717.194


EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office


EUR


11,54 


11,54 


—




2.4.


1.004.717.321


EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office


EUR


7,57 


7,57 


—




2.4.


1.004.959.023


Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l


EUR


558,20 


558,20 


—




2.4.


1.005.514.025


Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH


EUR


27 308,27 


27 308,27 


—




2.4.


1.005.514.025


Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH


EUR


161 306,88 


161 306,88 


—




2.4.


Miscellaneous accounts


VAT liabilities in respect of Klagenfurt Tax Office


EUR


474 689,63 


474 689,63 


 




 



2 493 429,54 



—














2.5.


Demand deposits:











Demand deposits







Item






Account number of HETA AG






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.2.


1.130.277


EUR


756 776,19 


756 776,19 


—




2.2.


1.668.196


EUR


1 150 739,52 


1 150 739,52 


—




2.2.


1.700.456


EUR


3 960,00 


3 960,00 


—




2.2.


1.801.910


EUR


17,64 


17,64 


—




2.2.


2.007.878


EUR


9 536,64 


9 536,64 


—




2.2.


2.010.895


EUR


1 737,37 


1 737,37 


—




2.2.


2.864.975


EUR


1 694 555,42 


1 694 555,42 


—




2.2.


2.865.521


EUR


2 002,94 


2 002,94 


—




2.2.


2.873.940


EUR


24 669,99 


24 669,99 


—




2.2.


6.202.292


EUR


2 418,47 


2 418,47 


—




2.2.


7.255.071


EUR


4 825,46 


4 825,46 


—




2.2.


7.437.820


EUR


13 651,31 


13 651,31 


—




2.2.


9.211.560


EUR


391,63 


391,63 


—




2.2.


9.212.647


EUR


13 438,77 


13 438,77 


—




2.2.


9.332.880


EUR


12 726 052,00 


12 726 052,00 


—




2.2.


9.617.906


EUR


120 519,41 


120 519,41 


—




2.2.


9.623.639


EUR


11,15 


11,15 


—




2.2.


9.626.727


EUR


352 215,32 


352 215,32 


—




2.2.


9.626.735


EUR


296 319,35 


296 319,35 


—




2.2.


9.627.170


EUR


4 384,26 


4 384,26 


—




2.2.


9.627.375


EUR


3 692 776,18 


3 692 776,18 


—




2.2.


9.627.421


EUR


55,40 


55,40 


—




2.2.


9.627.774


EUR


146 926,82 


146 926,82 


—




2.2.


9.632.913


EUR


1 544 542,22 


1 544 542,22 


—




2.2.


455.595.991


EUR


12 630,23 


12 630,23 


—




2.2.


1.009.740.267


EUR


209,58 


209,58 


—




2.2.


1.009.740.283


EUR


5,70 


5,70 


—




2.2.


1.009.740.348


EUR


356,89 


356,89 


—




2.2.


1.009.741.000


EUR


5,88 


5,88 


—




2.2.


1.009.741.190


EUR


6,77 


6,77 


—




2.2.


1.009.741.662


EUR


12,28 


12,28 


—




2.2.


1.009.741.999


EUR


123,84 


123,84 


—




2.2.


1.009.742.014


EUR


1,98 


1,98 


—




2.2.


1.009.742.057


EUR


4,80 


4,80 


—




2.4.


1005501004.4


EUR


39 886,72 


39 886,72 


—




 



22 615 768,13 



—














2.6.


Guarantee fees, administrative fees and processing fees:






2.6.1.


HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:












Guarantee fees, administrative fees and processing fees







Item






Identifier GL account






Name






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


1.005.501.004.2


Liabilities under point II.2.6.1


EUR


1 948 918,94 


1 948 918,94 


—














2.6.2.


HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035):












Guarantee fees, administrative fees and processing fees







Item






Identifier GL account






Name






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


1.009.799.008


Liabilities under point II.2.6.2


EUR


4 108 571,47 


4 108 571,47 


—














2.6.3.


HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):












Guarantee fees, administrative fees and processing fees







Item






Identifier GL account






Name






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


1.005.831.004


Liabilities under point II.2.6.3


EUR


17 160 696,88 


17 160 696,88 


—




2.4.


1.005.501.004.3


Interest accrued in respect of liabilities under point II.2.6.3


EUR


5 657 550,76 


5 657 550,76 


—




 



22 818 247,64 



—














2.6.4.


HETA’s financial obligations arising from or in connection with processing fees:












Guarantee fees, administrative fees and processing fees







Item






Identifier GL account






Name






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.4.


1.005.504.003


Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984


EUR


184 854,05 


184 854,05 


—




2.4.


1.005.504.011


Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991


EUR


306 566,09 


306 566,09 


—




2.4.


1.005.504.992


Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12


EUR


521 961,95 


521 961,95 


—




 



1 013 382,09 



—


















2.7.


Other eligible liabilities:






2.7.1.


HETA’s financial obligations from other eligible liabilities:











Other eligible liabilities







Item






Identifier Contract No






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.1.


10/6/3973623


EUR


1 406 879,93 


1 406 879,93 


1 514 247,78 




2.1.


11/6/3973623


EUR


250 000 000,00 


250 000 000,00 




2.1.


12/6/3973623


EUR


150 000 000,00 


150 000 000,00 




2.1.


14/6/3973623


EUR


230 000 000,00 


230 000 000,00 




2.1.


7/6/3973623


EUR


200 000 000,00 


200 000 000,00 




2.1.


8/6/3973623


EUR


200 000 000,00 


200 000 000,00 




2.1.


71011/7/3973623


CHF


87 216 000,00 


82 000 752,16 


5,88 




2.1.


71005/7/3973623


CHF


500 000 000,00 


470 101 541,90 




2.1.


71012/7/3973623


CHF


500 000 000,00 


470 101 541,90 




2.1.


71017/7/3973623


CHF


200 000 000,00 


188 040 616,76 




2.1.


Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123


EUR


15 958 017,14 


15 958 017,14 


—




2.1.


Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623


EUR


31 422 211,07 


31 422 211,07 


(1 514 247,78 )




2.1.


Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746


CHF


166 782 648,47 


156 809 560,43 


(5,88 )




2.4.


Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0


EUR


7 738,18 


7 738,18 


—






Item






Identifier Account No






Currency






1.3.2015 Nominal value in currency






1.3.2015 Commercial Code/Banking Act book value in EUR






1.3.2015 Accrued interest in EUR






2.1.


9.323.953


EUR


11 881,35 


11 881,35 


—




2.1.


9.331.042


CAD


9 006,35 


6 435,41 


—




2.1.


9.323.961


USD


16 166,63 


14 383,12 


—




2.1.


9.323.970


CHF


194 485,70 


182 856,05 


—




2.1.


9.183.884


EUR


84 723,41 


84 723,41 


—




 



2 446 149 138,81 



—














2.7.2.


HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’.










2.7.3.


HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’.










2.7.4.


HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.




















3.


With regard to other eligible liabilities on the part of HETA whose circumstances as at 1 March 2015 had already been established but where it is uncertain whether they have been triggered or the amount involved is uncertain, the following instructions apply pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG:






3.1.


The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:









State






Reference No






Court






AT


16 Cg 833/15m


Klagenfurt District Court




AT


27 C 104/16 w


Vienna District Court I




AT


22 C 482/15w


Vienna District Court I




AT


58 Cg 11/13w


Vienna Commercial Court




AT


27 Cg 72/14i


Vienna Commercial Court




AT


49 Cg 59/15s


Vienna Commercial Court




AT


48 Cg 33/15k


Vienna Commercial Court




AT


25 Cg 2/15g


Vienna Commercial Court




AT


55 Cg 67/15 m


Vienna Commercial Court




AT


31 Cg 10/15 b


Vienna Commercial Court




AT


15 Cg 6/15x


Vienna Commercial Court




AT


24 Cg 17/15f


Vienna Commercial Court




AT


67 Cg 2/16t


Vienna Commercial Court




AT


55 Cg 7/15 p


Vienna Commercial Court




AT


64 Cg 12/15i


Vienna Commercial Court




AT


47 Cg 77/14x


Vienna Commercial Court




AT


47 Cg 112/14v


Vienna Commercial Court




AT


20 Cg 41/11z


Vienna Commercial Court




AT


50 Cg 95/14i


Klagenfurt Regional Court




AT


25 Cg 89/14y


Klagenfurt Regional Court




AT


22 Cg 102/14p


Klagenfurt Regional Court




AT


21 Cg 107/14s


Klagenfurt Regional Court




AT


27 Cg 95/14w


Klagenfurt Regional Court




AT


26 Cg 113/14k


Klagenfurt Regional Court




AT


26 Cg 114/14 g


Klagenfurt Regional Court




AT


29 Cg 120/14 m


Klagenfurt Regional Court




AT


50 Cg 116/14b


Klagenfurt Regional Court




AT


23 Cg 111/14v


Klagenfurt Regional Court




AT


25 Cg 95/14f


Klagenfurt Regional Court




AT


28 Cg 86/14d


Klagenfurt Regional Court




AT


25 Cg 94/14h


Klagenfurt Regional Court




AT


50 Cg 11/15p


Klagenfurt Regional Court




AT


69 Cg 8/15 m


Klagenfurt Regional Court




AT


21 Cg 37/15y


Klagenfurt Regional Court




AT


29 Cg 37/15g


Klagenfurt Regional Court




AT


28 Cg 31/15 t


Klagenfurt Regional Court




AT


26 Cg 44/15i


Klagenfurt Regional Court




AT


29 Cg 54/15g


Klagenfurt Regional Court




AT


29 Cg 57/15y


Klagenfurt Regional Court




AT


50 Cg 38/15h


Klagenfurt Regional Court




AT


29 Cg 35/15p


Klagenfurt Regional Court




AT


29 Cg 102/15s


Klagenfurt Regional Court




AT


29 Cg 199/09x


Klagenfurt Regional Court




AT


23 Cg 91/12z


Klagenfurt Regional Court




AT


26 Cg 54/11d


Klagenfurt Regional Court




AT


24 Cg 128/10w


Klagenfurt Regional Court




AT


28 Cg 69/12a


Klagenfurt Regional Court




AT


20 Cg 95/14v


Klagenfurt Regional Court




AT


43 Cga 159/14w


Klagenfurt Regional Court




AT


35 Cga 160/10 w


Klagenfurt Regional Court




AT


33 Cga 194/13t


Klagenfurt Regional Court




AT


50 Cg 18/15k


Klagenfurt Regional Court




AT


69 Cg 79/14 a


Klagenfurt Regional Court




AT


29 Cg 5/15 a


Klagenfurt Regional Court (now: Vienna Commercial Court)




AT


SCH-5431


Vienna International Arbitral Centre




BA


58 0 P 164291 15 P


Mostar District Court




BA


57 0 Ps 09470 07 Ps


Banja Luka Commercial Court




BA


580Ps11799912Ps


Š. Brijeg Municipal Court




DE


3-09 O 99/15


Frankfurt am Main Regional Court




DE


2-18 O 455/15


Frankfurt am Main Regional Court




DE


12 O 114/15


Frankfurt am Main Regional Court




DE


2-25 O593/15


Frankfurt am Main Regional Court




DE


2-28 O 89/15


Frankfurt am Main Regional Court




DE


3-14 O50/15


Frankfurt am Main Regional Court




DE


2-07 186/15


Frankfurt am Main Regional Court




DE


2-05 O 283/15


Frankfurt am Main Regional Court




DE


2-31 O 255/15


Frankfurt am Main Regional Court




DE


2-18 O 310/15


Frankfurt am Main Regional Court




DE


3 - 15 O 127/15


Frankfurt am Main Regional Court




DE


32 O 26502/12


Munich Regional Court




DE


32 T11256/15


Munich Regional Court




HR


P-1804_2015


Osijek Local Court




HR


P-2669/11


Buje Basic Court




HR


P-94/13


Buje Basic Court




HR


P-282/2014


Osijek District Court




HR


P-1391/13


Zagreb Civil Court




HR


PZ-7602/13


Pazin Commercial Court




HR


P-1594/2014


Rijeka Commercial Court




HR


6 P - 438/2012


Rijeka Commercial Court




HR


11 P-525/2012-2


Rijeka Commercial Court




HR


P-2400/2012


Rijeka Commercial Court




HR


P-2127/2013


Rijeka Commercial Court




HR


P-2035/14


Rijeka Commercial Court




HR


P-475/2012


Rijeka Commercial Court




HR


P-747/2013


Split Commercial Court




HR


P-986/14


Split Commercial Court




HR


P-985/14


Split Commercial Court




HR


9P-244/2014


Zadar Commercial Court




HR


P-150/2013


Zadar Commercial Court




HR


P-121/2012


Zadar Commercial Court




HR


4 P - 2181/15


Zagreb Commercial Court




HR


P-2059/14


Zagreb Commercial Court




HR


2 P-2889/2013


Zagreb Commercial Court




HR


P-792/14


Pula/Pola County Court




HR


P-45/11


Pula/Pola County Court




HR


P 73/14


Pula/Pola County Court




HR


P-3128/2013


Rijeka Commercial Court




HR


P-1048/2011


Rijeka Commercial Court




HR


P-1048/2012


Rijeka Commercial Court




HR


P-1048/2013


Rijeka Commercial Court




HR


P-2557/2013


Rijeka Commercial Court




HR


P-33/2014


Split Commercial Court




HR


P-2558/13


Zagreb Commercial Court




HR


R1-381/13


Zagreb Commercial Court




HR


P-4963/2011


Zagreb Commercial Court




HR


P 431/11


Dubrovnik Regional Court




HR


VI-P-31/12


Opatija Municipal Court




HR


VI-P-32/12


Opatija Municipal Court




HR


P-411/2013


Opatija Municipal Court




HR


P-413/2013


Opatija Municipal Court




HR


P-3117/2013


Opatija Municipal Court




HR


P-289/10


Supertar Municipal Court




HR


25 p-87515


Zupanja Municipal Court




HR


P-28/2015


Osijek Municipal Court




HR


P-58/2015


Osijek Municipal Court




HR


P-2453/2015-8


Pula Municipal Court




HR


P-2667/2015


Rijeka Municipal Court




HR


Pst-179/11


Split Municipal Court




HR


Pst-691/11


Split Municipal Court




HR


Pst-1280/11


Split Municipal Court




HR


Gžst-249/13


Split Municipal Court




HR


P-3512/15


Zadar Municipal Court




HR


P-7726/12


Zagreb Municipal Court




HR


2 P-2818/2011


Commercial Court of the Republic of Croatia in Zagreb




HR


Rev-435/12 P-12176/2003


Supreme Court of Croatia




HR


P-226/2012


Pazin Commercial Court




HR


P-1290/2015


Pazin Commercial Court




HR


11 P-3445/2011


Rijeka Commercial Court




HR


1P-1281/2010


Rijeka Commercial Court




HR


P-73/13


Buje Basic Court




IT


R.G.25522/2014


Court in Trieste




ME


349/14


Cetinje Basic Court




ME


1230/13/13


Kotor Basic Court




ME


1311/13/13


Kotor Basic Court




ME


1229/13/13


Kotor Basic Court




ME


1316/13/13


Kotor Basic Court




ME


1175/13/13


Kotor Basic Court




ME


1169/13/13


Kotor Basic Court




ME


1314/13/13


Kotor Basic Court




ME


1166/13/13


Kotor Basic Court




ME


1168/2013


Kotor Basic Court




ME


1231/13/13


Kotor Basic Court




ME


1232/13/13


Kotor Basic Court




ME


1167/13/13


Kotor Basic Court




ME


P.br 219_14


Podgorica Commercial Court




ME


P.br 300/14


Podgorica Commercial Court




ME


P.br 219 14


Podgorica Commercial Court




ME


P. 216/14


Podgorica Commercial Court




ME


P.br.1174/13


Kotor Magistrate Court




ME


P.br.724/13


Kotor Magistrate Court




RS


P-407/2014


Higher Court in Belgrade














3.2.


The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.










3.3.


The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:










Contingent liabilities from guarantees and letters of credit







Item






Account number of HETA AG






Currency






1.3.2015 Nominal value in currency






1.3.2015 Nominal value in EUR






2.15


684.020.188


EUR


80 327,00 


80 327,00 




2.15


9.684.700


EUR


2 387,52 


2 387,52 




2.15


9.956.697


EUR


2 916 000,00 


2 916 000,00 




2.15


9.969.187


EUR


1 392 000,00 


1 392 000,00 




2.15


9.956.719


EUR


29 400 000,00 


29 400 000,00 




2.15


9.955.062


EUR


2 000,00 


2 000,00 




2.15


9.956.107


EUR


20 387,67 


20 387,67 




2.15


9.956.468


EUR


192 553,00 


192 553,00 




2.15


9.632.760


EUR


200 000,00 


200 000,00 




2.15


9.620.761


HRK


1 314 000,00 


170 904,60 




2.15


9.360.646


EUR


250 000,00 


250 000,00 




2.15


9.360.166


EUR


6 400 000,00 


6 400 000,00 




2.15


9.087.834


EUR


700 000,00 


700 000,00 




2.15


9.094.539


EUR


22 499 997,30 


22 499 997,30 




2.15


9.074.333


EUR


902 000,00 


902 000,00 




2.15


341.428


EUR


7 000,00 


7 000,00 




2.15


9.063.820


EUR


91 554,34 


91 554,34 




2.15


2.905.035


EUR


49 780,80 


49 780,80 




2.15


9.625.879


EUR


356 123,29 


356 123,29 




2.15


9.625.631


EUR


3 156 100,00 


3 156 100,00 




2.15


9.625.453


EUR


5 668 522,60 


5 668 522,60 




2.15


9.682.899


EUR


3 814 947,43 


3 814 947,43 




2.15


9.683.240


EUR


846 256,90 


846 256,90 




2.15


9.604.251


EUR


4 235 753,26 


4 235 753,26 




2.15


9.604.235


EUR


6 500 000,00 


6 500 000,00 




2.15


2.030.012


EUR


50 000 000,00 


50 000 000,00 




2.15


2.030.039


EUR


25 000 000,00 


25 000 000,00 




2.15


2.030.020


EUR


25 000 000,00 


25 000 000,00 




2.15


9.632.735


RUB


310 000 000,00 


4 479 768,79 




2.15


9.632.751


USD


15 365 000,00 


13 669 928,83 




 



208 004 293,33 















3.4.


The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.










3.5.


The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.










3.6.


The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.










3.7.


The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.










3.8.


The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.








III.








1.


The interest rate for HETA’s eligible liabilities within the meaning of § 2(71) BaSAG and relevant capital instruments within the meaning of § 2(74) BaSAG shall be set at zero percent in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG with effect from 1.3.2015.












2.


The maturity of the debt instruments issued by HETA and the other eligible liabilities or other outstanding balances already in place as at 1.3.2015, including the interest accrued until 28.2.2015, shall be changed in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG so that it coincides with the decision on dissolution pursuant to § 84(9) BaSAG, but occurs not later than on 31.12.2023. This covers all eligible liabilities within the meaning of § 2(71) BaSAG or outstanding balances of HETA, and in particular those that are either covered by the ruling of the Constitutional Court of 3.7.2015 (case reference number G 239/2014 and others, V 14/2015 and others), or have a maturity that would otherwise have occurred since 1.3.2015 or would occur in the future.




IV.
The rights and obligations associated with existing shares and other instruments of ownership of HETA within the meaning of § 2(61) BaSAG – and in particular the right to a share in the profits (§ 53 et seq. of the Austrian Public Limited Companies Act (AktG)), the right to subscribe (§ 153 et seq. AktG) and the right to a share of any liquidation surplus (§ 212 AktG) – shall be extinguished in accordance with § 89(1)(1) BaSAG, with the exception of the rights mentioned in point V.
V.
Pursuant to § 50(1)(2) in conjunction with § 58(1)(2) BaSAG, the FMA shall assume control over HETA and exercises all the administrative rights associated with the shares and other instruments of ownership, and in particular the right to participate in the general meeting (§ 102 et seq. AktG), the right to vote (§ 12 AktG) and the right to ask questions and table resolutions (§ 118 and § 119 AktG).


Explanatory statement




Instructions on the right of appeal


In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the accelerated procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA's shareholders and creditors, within three months of publication of the measures.
This decision shall have direct legal effect on HETA ASSET RESOLUTION AG and on the creditors and shareholders affected and all other addressees.
The objection is to be lodged in writing with the FMA. Oral objections are not permitted.
Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address. Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error, loss of document).
In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed. These are the same as the public opening hours and are as follows:
Monday to Thursday: 08:00 to 17:30
Friday: 08:00 to 16:00
(except public holidays, 24 December and 31 December)
The FMA’s devices for receiving documents via electronic mailbox, fax and email operate outside the business hours stated above, but they are monitored only during business hours. Therefore, even though they have already reached the FMA’s official space, documents transmitted to such devices outside business hours shall only be deemed to be properly lodged (and received) after the resumption of business hours, and shall (only) be dealt with from that time (§ 13(2) in conjunction with § 13(5) AVG).
Furthermore, no documents will be accepted outside business hours (§ 13(5) AVG).
The objection does not have suspensive effect, which means that the decision may be implemented with immediate effect irrespective of any objection.
Late objections will be dismissed.