P8_TA(2019)0378 Prudential requirements of investment firms (Regulation) ***I European Parliament legislative resolution of 16 April 2019 on the proposal for a regulation of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 (COM(2017)0790 — C8-0453/2017 — 2017/0359(COD)) P8_TC1-COD(2017)0359 Position of the European Parliament adopted at first reading on 16 April 2019 with a view to the adoption of Regulation (EU) 2019/… of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
Date: 2019-04-16
Institutions: Committee on Budgets, Committee on Constitutional Affairs, Committee on Development, Committee on Economic and Monetary Affairs, Committee on Industry, Research and Energy, Committee on Legal Affairs, European Parliament
Subjects: administrative supervision, capital market, disclosure of information, financial control, financial legislation, investment company, market supervision, private-sector liquidity, venture capital








C_2021158EN.01009101.xml










30.4.2021   


EN


Official Journal of the European Union


C 158/91






P8_TA(2019)0378
Prudential requirements of investment firms (Regulation) ***I
European Parliament legislative resolution of 16 April 2019 on the proposal for a regulation of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 (COM(2017)0790 — C8-0453/2017 — 2017/0359(COD))
(Ordinary legislative procedure: first reading)
(2021/C 158/27)

The European Parliament,






—


having regard to the Commission proposal to Parliament and the Council (COM(2017)0790),










—


having regard to Article 294(2) and Article 114 of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C8-0453/2017),










—


having regard to Article 294(3) of the Treaty on the Functioning of the European Union,










—


having regard to the opinion of the European Central Bank of 22 August 2018 (1),










—


having regard to the opinion of the European Economic and Social Committee of 19 April 2018 (2),










—


having regard to the provisional agreement approved by the committee responsible under Rule 69f(4) of its Rules of Procedure and the undertaking given by the Council representative by letter of 20 March 2019 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,










—


having regard to Rule 59 of its Rules of Procedure,










—


having regard to the report of the Committee on Economic and Monetary Affairs (A8-0296/2018),












1.


Adopts its position at first reading hereinafter set out;












2.


Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;












3.


Instructs its President to forward its position to the Council, the Commission and the national parliaments.






(1)  OJ C 378, 19.10.2018, p. 5.

(2)  OJ C 262, 25.7.2018, p. 35.




P8_TC1-COD(2017)0359
Position of the European Parliament adopted at first reading on 16 April 2019 with a view to the adoption of Regulation (EU) 2019/… of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Regulation (EU) 2019/2033.)