Case C-414/18: Request for a preliminary ruling from the Tribunale Amministrativo Regionale per il Lazio (Italy) lodged on 22 June 2018 — Iccrea Banca SpA Istituto Centrale del Credito Cooperativo v Banca d’Italia
Date: 2018-06-22
Institutions: Court of Justice
Subjects: EU banking union, bank, company in difficulties, equal treatment, financial instrument, payment, principle of proportionality








C_2018311EN.01000901.xml










3.9.2018   


EN


Official Journal of the European Union


C 311/9






Request for a preliminary ruling from the Tribunale Amministrativo Regionale per il Lazio (Italy) lodged on 22 June 2018 — Iccrea Banca SpA Istituto Centrale del Credito Cooperativo v Banca d’Italia
(Case C-414/18)
(2018/C 311/09)
Language of the case: Italian

Referring court

Tribunale Amministrativo Regionale per il Lazio

Parties to the main proceedings


Applicant: Iccrea Banca SpA Istituto Centrale del Credito Cooperativo

Defendant: Banca d’Italia

Operative part of the order

Does Article 5(1), in particular subparagraphs (a) and (f), of Delegated Regulation 2015/63, (1) interpreted in the light of the principles referred to in that regulation, in Directive 2014/59, (2) Regulation No 806/2014 (3) and Article 120 of the Treaty on the Functioning of the European Union, the fundamental rules of equal treatment, non-discrimination and proportionality laid down in Article 21 of the Charter of Fundamental Rights of the European Union, and the prohibition on levying double contributions, preclude, for the purpose of calculating the contributions referred to in Article 103(2) of Directive 2014/59, the application of the regime laid down for intragroup liabilities also in the case of a ‘de facto’ group or, in any event, in the case of interconnectedness between an institution and other banks forming part of the same system? Alternatively, in the light of the above-mentioned principles, may the preferential treatment reserved for liabilities arising in respect of promotional loans in Article 5 of Delegated Regulation 2015/63 also be applied, by analogy, to the liabilities of a ‘second-level’ bank vis-à-vis other banks in the (cooperative credit) system, or should that characteristic of an institution, in fact operating as a central bank within an interconnected and integrated group of small banks, including in its relations with the European Central Bank and the financial markets, give rise, under existing rules, to some form of adjustment to the financial data submitted by the national resolution authority to the relevant Community bodies and to the determination of the contributions payable by the institution to the resolution fund in respect of its actual liabilities and risk profile?


(1)  Commission Delegated Regulation (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to ex ante contributions to resolution financing arrangements (OJ 2015 L 11, p. 44).

(2)  Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council Text with EEA relevance (OJ 2014 L 173, p. 190).

(3)  Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010 (OJ 2014 L 225, p. 1).