Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2017
Date: 2017-03-17
Institutions: European Securities and Markets Authority
Subjects: EU expenditure, EU office or agency, budgetary resources, financial market, financial year, general budget (EU), publication of accounts




C_2017084EN.01019501.xml










17.3.2017   


EN


Official Journal of the European Union


C 84/195





Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2017
(2017/C 84/41)

REVENUE










Title
Chapter


Heading


Financial year 2017


Financial year 2016


Financial year 2015





1




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES





1 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES


16 938 947 


15 733 282 


14 153 059,— 




 



Title 1 — Total




16 938 947 




15 733 282 




14 153 059,— 






2




CONTRIBUTION FROM THE EUROPEAN UNION





2 0


CONTRIBUTION FROM THE EUROPEAN UNION


11 019 552 


10 203 000 


9 703 423,— 




 



Title 2 — Total




11 019 552 




10 203 000 




9 703 423,— 






3




FEES PAID TO THE AUTHORITY





3 0


FEES PAID TO THE AUTHORITY


11 799 281 


10 550 293 


9 752 297,— 




 



Title 3 — Total




11 799 281 




10 550 293 




9 752 297,— 






4




CONTRIBUTION FROM OBSERVERS





4 0


CONTRIBUTION FROM OBSERVERS


481 220 


446 968 


402 076,— 




 



Title 4 — Total




481 220 




446 968 




402 076,— 






6




ADMINISTRATIVE OPERATIONS





6 0


ADMINISTRATIVE OPERATIONS


300 000 


3 364 


20 748,— 




 



Title 6 — Total




300 000 




3 364 




20 748,— 






7




CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS





7 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS


1 645 919 


2 461 199 


2 708 547,— 




 



Title 7 — Total




1 645 919 




2 461 199 




2 708 547,— 





 



GRAND TOTAL




42 184 919 




39 398 106 




36 740 150,— 






EXPENDITURE










Title
Chapter


Heading


Appropriations 2017


Appropriations 2016


Outturn 2015





1




STAFF EXPENDITURE





1 1


STAFF IN ACTIVE EMPLOYMENT


22 843 967 


20 230 902 


16 991 733,— 




1 2


EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT


300 000 


283 868 


325 521,— 




1 4


SOCIAL-MEDICAL INFRASTRUCTURE


535 000 


362 840 


380 377,— 




1 6


TRAINING


300 000 


339 265 


414 825,— 




 



Title 1 — Total




23 978 967 




21 216 875 




18 112 456,— 






2




INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE





2 0


RENTAL OF BUILDING AND ASSOCIATED COSTS


5 556 000 


4 787 000 


4 615 955,— 




2 1


INFORMATION AND COMMUNICATION TECHNOLOGY


360 000 


1 979 684 


2 332 049,— 




2 2


MOVABLE PROPERTY AND ASSOCIATED COSTS


—


—


22 804,— 




2 3


CURRENT ADMINISTRATIVE EXPENDITURE


580 000 


767 378 


1 486 249,— 




2 7


REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS


5 000 


12 806 


7 116,— 




 



Title 2 — Total




6 501 000 




7 546 868 




8 464 173,— 






3




OPERATING EXPENDITURES





3 1


TRAINING FOR A COMMON SUPERVISORY CULTURE


80 000 


87 054 


89 920,— 




3 2


COLLECTION OF INFORMATION: IT PROJECTS


7 660 000 


5 414 978 


4 657 432,— 




3 3


SUPERVISION


—


—


134 410,— 




3 4


LEGAL ADVICE


100 000 


82 000 


900,— 




3 5


ACCESS TO DATA FOR ECONOMIC RESEARCH


475 000 


464 121 


635 448,— 




3 6


MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES


600 000 


706 400 


629 119,— 




3 7


COMMUNICATION


655 000 


673 119 


384 453,— 




3 8


MEETING EXPENSES


315 000 


308 544 


352 756,— 




3 9


SERVICES ON OPERATIONAL MATTERS


125 000 


282 500 


58 166,— 




 



Title 3 — Total




10 010 000 




8 018 716 




6 942 604,— 






4




DELEGATED TASKS





4 0


SINGLE INTERFACE TO TRADE REPOSITORIES


200 000 


300 000 


700 000,— 




4 1


INSTRUMENTS REFERENCE DATA


1 494 952 


2 315 647 


2 400 000,— 




 



Title 4 — Total




1 694 952 




2 615 647 




3 100 000,— 






9




ITEMS OUTSIDE THE FORESEEN BUDGET LINES





9 0


ITEMS OUTSIDE THE FORESEEN BUDGET LINES


p.m.


p.m.


0,— 




 



Title 9 — Total




p.m.




p.m.




0,— 





 



GRAND TOTAL




42 184 919 




39 398 106 




36 619 233,— 






Establishment plan












Function group and grade


2017


2016


2015




Permanent posts


Temporary posts


Permanent posts


Temporary posts


Permanent posts


Temporary posts






AD 16


—


1 


—


1 


—


—




AD 15


—


1 


—


1 


—


1 




AD 14


—


—


—


—


—


1 




AD 13


—


2 


—


2 


—


—




AD 12


—


5 


—


4 


—


3 




AD 11


—


8 


—


7 


—


5 




AD 10


—


13 


—


10 


—


6 




AD 9


—


26 


—


22 


—


14 




AD 8


—


28 


—


29 


—


27 




AD 7


—


26 


—


24 


—


27 




AD 6


—


14 


—


17 


—


22 




AD 5


—


13 


—


10 


—


16 




Total AD


—


137 


—


127 


—


122 






AST 11


—


—


—


—


—


—




AST 10


—


—


—


—


—


—




AST 9


—


—


—


—


—


1 




AST 8


—


1 


—


—


—


—




AST 7


—


2 


—


2 


—


—




AST 6


—


3 


—


2 


—


1 




AST 5


—


4 


—


4 


—


2 




AST 4


—


3 


—


4 


—


6 




AST 3


—


—


—


1 


—


2 




AST 2


—


—


—


—


—


3 




AST 1


—


—


—


—


—


—




Total AST


—


13 


—


13 


—


15 






AST/SC6


—


—


—


—


—


—




AST/SC5


—


—


—


—


—


—




AST/SC4


—


—


—


—


—


—




AST/SC3


—


—


—


—


—


—




AST/SC2


—


—


—


—


—


—




AST/ASC1


—


—


—


—


—


—




Total AST/SC


—


—


—


—


—


—




Total


—


150 


—


140 


—


137 





Grand Total




150 




140 




137 






Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts







Contract staff posts


2017






FG IV


30 




FG III


25 




FG II


—




FG I


—




Total FG


55 




Seconded national experts posts


24 





Total




79