Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions
Date: 2016-07-02
Institutions: European Commission
Subjects: Austria, State aid, control of State aid, credit institution, financial aid, liquidation








C_2016242EN.01000701.xml










2.7.2016   


EN


Official Journal of the European Union


C 242/7





Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions
(2016/C 242/06)
The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.
Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.
MANDATE DECISION

Decision

As a consequence of the receipt of the conditions for resolution of HETA ASSET RESOLUTION AG (HETA), Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, FN 108415, the [Austrian] Financial Market Authority (FMA), in its capacity as the resolution authority under the terms of Section 3(1) of the Federal Act on the Recovery and Resolution of Banks (Bundesgesetz über die Sanierung und Abwicklung von Banken — BaSAG), Federal Law Gazette I No 98/2014, current version, imposes the following measures:
I.








1.


HETA’s Common Equity Tier I items as defined by Section 2(68) BaSAG are set to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(1) and Section 73(2)(1) BaSAG. This relates to the following Common Equity Tier I items:






1.1.


The basic share capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’ (Gezeichnetes Kapital). As at 1 March 2015 this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 no-par bearer shares.










1.2.


The participation capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’. As at 1 March 2015 this amounts to EUR 1 075 111 072,56. It consists of EUR 800 000 000 plus 18 000 participation certificates each of EUR 15 283,94848, subscribed in full by the Republic of Austria.
















2.


The nominal value of HETA’s supplementary capital instruments as defined by Section 2(73) BaSAG, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(3), Section 89(3)(2) and Section 73(2)(3) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following positions:












Supplementary capital




BPOS


ISIN/Identifier
Contract No


Item


Contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


AT0000355326


FRN HYPO ALPE-A. KAP.FLR03-15


30.12.2015


EUR


3 892 000,00 


0,04 


—




2.4.


AT0000355359


HYPO ALPE-A.ERG.ANL.05/17


8.8.2017


EUR


1 000 000,00 


0,02 


—




2.4.


XS0178449467


5,25  % HYPO ALPE-A. MTN 03/15


27.10.2015


EUR


20 000 000,00 


0,20 


—




2.8.


SSD_35


SSD_ERG_EUR_5,69  %_2003-2017


3.5.2017


EUR


5 000 000,00 


0,00 


—




2.8.


SSD_31


SSD_ERG_EUR_5,69  %_2003-2017


3.5.2017


EUR


5 000 000,00 


0,00 


—




 



0,26 



—








II.








1.


The nominal value of HETA’s subordinated debt not covered by item I.2 of the decision, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(4) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following subordinated liabilities:













Subordinated liabilities




BPOS


Identifier
Contract No


Item


Start of contract term


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.7.


SSD_117-2/133


SSD_NR_EUR_4,49  %_2006-2016


17.8.2006


17.8.2016


EUR


10 000 000,00 


10 000 000,00 


709 297,58 




2.7.


SSD_117-1


SSD_NR_EUR_4,49  %_2006-2017


17.8.2006


17.8.2016


EUR


5 000 000,00 


5 000 000,00 


354 648,79 




2.7.


SSD_121 [A]


SSD_NR_EUR_4,5  %_2006-2017


31.10.2006


9.1.2017


EUR


10 000 000,00 


10 000 000,00 


517 808,39 




2.7.


SSD_121 [B]


SSD_NR_EUR_4,5  %_2006-2017


31.10.2006


9.1.2017


EUR


3 000 000,00 


3 000 000,00 


155 342,31 




2.7.


SSD_121 [C]


SSD_NR_EUR_4,5  %_2006-2017


31.10.2006


9.1.2017


EUR


20 000 000,00 


20 000 000,00 


1 035 616,26 




2.7.


SSD_121 [D]


SSD_NR_EUR_4,5  %_2006-2017


31.10.2006


9.1.2017


EUR


7 000 000,00 


7 000 000,00 


362 465,56 




2.7.


SSD_121 [E]


SSD_NR_EUR_4,5  %_2006-2017


31.10.2006


9.1.2017


EUR


10 000 000,00 


10 000 000,00 


517 808,39 




2.7.


SSD_120


SSD_NR_EUR_4,28  %_2006-2017


5.9.2006


13.1.2017


EUR


5 000 000,00 


5 000 000,00 


243 713,69 




2.7.


SSD_144


SSD_NR_EUR_6mEuribor+0,3  %_2007-2017


23.2.2007


23.2.2017


EUR


10 000 000,00 


10 000 000,00 


71 178,63 




2.7.


SSD_33


SSD_NR_EUR_4,35  %_2003-2017


27.6.2003


27.6.2017


EUR


5 000 000,00 


5 000 000,00 


147 417,35 




2.7.


SSD_53


SSD_NR_EUR_4,35  %_2003-2017


27.6.2003


27.6.2017


EUR


2 000 000,00 


2 000 000,00 


58 967,35 




2.7.


SSD_104


SSD_NR_EUR_4,45  %_2006-2017


1.6.2006


1.8.2017


EUR


15 000 000,00 


15 000 000,00 


387 699,22 




2.7.


SSD_70


SSD_NR_EUR_3,7  %_2005-2017


29.7.2005


1.8.2017


EUR


25 000 000,00 


25 000 000,00 


537 260,98 




2.7.


SSD_72


SSD_NR_EUR_3,79  %_2005-2017


8.8.2005


8.8.2017


EUR


1 000 000,00 


1 000 000,00 


60 966,44 




2.7.


SSD_71


SSD_NR_EUR_3,79  %_2005-2017


8.8.2005


8.8.2017


EUR


2 000 000,00 


2 000 000,00 


121 932,87 




2.7.


SSD_112


SSD_NR_EUR_4,495  %_2006-2017


9.8.2006


9.8.2017


EUR


3 000 000,00 


3 000 000,00 


216 217,70 




2.7.


SSD_73


SSD_NR_EUR_3,80  %_2005-2017


15.8.2005


15.8.2017


EUR


5 000 000,00 


5 000 000,00 


301 648,72 




2.7.


SSD_74


SSD_NR_EUR_3,80  %_2005-2017


15.8.2005


15.8.2017


EUR


5 000 000,00 


5 000 000,00 


301 648,72 




2.7.


SSD_148


SSD_NR_EUR_4,56  %_2006-2017


31.8.2006


31.8.2017


EUR


2 500 000,00 


2 500 000,00 


175 839,79 




2.7.


SSD_149


SSD_NR_EUR_4,56  %_2006-2017


31.8.2006


31.8.2017


EUR


500 000,00 


500 000,00 


35 167,23 




2.7.


SSD_75


SSD_NR_EUR_3,80  %_2005-2017


31.8.2005


31.8.2017


EUR


2 000 000,00 


2 000 000,00 


117 225,92 




2.7.


SSD_113


SSD_NR_EUR_4,51  %_2006-2017


17.8.2006


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


346 220,05 




2.7.


SSD_56


SSD_NR_EUR_4,08  %_2005-2017


3.2.2005


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


628 095,84 




2.7.


SSD_66


SSD_NR_EUR_3mEuribor+0,25  %_2005-2017


31.3.2005


1.9.2017


EUR


25 000 000,00 


25 000 000,00 


1 619 341,93 




2.7.


SSD_57


SSD_NR_EUR_4,08  %_2005-2017


3.2.2005


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


314 048,82 




2.7.


SSD_58


SSD_NR_EUR_4,08  %_2005-2017


3.2.2005


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


628 095,84 




2.7.


SSD_105


SSD_NR_EUR_3mEuribor+0,25  %_2006-2017


6.6.2006


6.9.2017


EUR


15 000 000,00 


15 000 000,00 


53 354,68 




2.7.


SSD_143


SSD_NR_EUR_4,60  %_2006-2017


30.6.2006


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


482 192,55 




2.7.


SSD_141


SSD_NR_EUR_4,60  %_2006-2017


30.6.2006


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


482 192,55 




2.7.


SSD_142


SSD_NR_EUR_4,60  %_2006-2017


30.6.2006


15.9.2017


EUR


13 000 000,00 


13 000 000,00 


895 501,63 




2.7.


SSD_79


SSD_NR_EUR_3,618  %_2005-2017


19.9.2005


19.9.2017


EUR


6 000 000,00 


6 000 000,00 


321 730,45 




2.7.


SSD_80


SSD_NR_EUR_3,63  %_2005-2017


20.9.2005


20.9.2017


EUR


5 000 000,00 


5 000 000,00 


268 460,83 




2.7.


SSD_81


SSD_NR_EUR_3,614  %_2005-2017


21.9.2005


21.9.2017


EUR


20 000 000,00 


20 000 000,00 


1 066 970,98 




2.7.


SSD_34


SSD_NR_EUR_4,97  %_2003-2017


28.10.2003


28.9.2017


EUR


5 000 000,00 


5 000 000,00 


362 446,10 




2.7.


SSD_30


SSD_NR_EUR_4,97  %_2003-2017


28.10.2003


28.9.2017


EUR


5 000 000,00 


5 000 000,00 


362 446,10 




2.7.


SSD_145


SSD_NR_EUR_4,517  %_2007-2017


15.3.2007


29.9.2017


EUR


4 000 000,00 


4 000 000,00 


262 986,65 




2.7.


SSD_146


SSD_NR_EUR_4,517  %_2007-2017


15.3.2007


29.9.2017


EUR


20 000 000,00 


20 000 000,00 


1 314 931,71 




2.7.


SSD_25


SSD_NR_EUR_5 %_2003-2018


28.3.2003


28.3.2018


EUR


5 000 000,00 


5 000 000,00 


231 249,09 




2.7.


SSD_26


SSD_NR_EUR_5 %_2003-2018


28.3.2003


28.3.2018


EUR


3 000 000,00 


3 000 000,00 


138 750,68 




2.7.


SSD_27


SSD_NR_EUR_5 %_2003-2018


28.3.2003


28.3.2018


EUR


2 000 000,00 


2 000 000,00 


92 500,45 




BPOS


ISIN/Identifier


Item


Start of contract term


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.7.


XS0274117117


4,35  % HYPO ALPE-A.NR.ANL.06/16


3.11.2006


3.11.2016


EUR


150 000 000,00 


150 000 000,00 


8 812 951,03 




2.7.


XS0283714896


FRN HAAB VAR.ANL 07-17


24.1.2007


24.1.2017


EUR


230 000 000,00 


230 000 000,00 


1 270 938,23 




2.7.


XS0170866775


FRN HYPO-ALPE-A. NR.ANL.03/17


27.6.2003


27.6.2017


EUR


15 000 000,00 


15 000 000,00 


453 323,59 




2.7.


QOXDB9964079


FRN HYPO ALPE ANL.NACH. 04/17


16.8.2004


16.8.2017


EUR


20 000 000,00 


20 000 000,00 


138 353,42 




2.7.


XS0205170268


FRN KTN NACHR.ANL. 04/17 VAR.


11.11.2004


11.9.2017


EUR


25 000 000,00 


25 000 000,00 


83 627,99 




2.7.


XS0184026374


4,875  % HYPO ALPE-A.ANL.04/17


18.2.2004


18.9.2017


EUR


15 000 000,00 


15 000 000,00 


1 085 987,16 




2.7.


XS0154247299


FRN VAR,HYPO ALP,NTS 02-17/P


20.9.2002


20.9.2017


EUR


15 000 000,00 


15 000 000,00 


140 464,12 




2.7.


XS0139343635


5,73  % HYPO ALPE-A,NR NTS 01-21


10.12.2001


10.12.2021


EUR


15 000 000,00 


15 000 000,00 


191 000,00 




2.7.


XS0142938686


5,92  % HYPO ALPE-A,NR,NTS 02-22


22.2.2002


22.2.2022


EUR


15 000 000,00 


15 000 000,00 


22 200,01 




2.7.


XS0863484035


2,375  % HAAB GUARNT,NTS 12-22


13.12.2012


13.12.2022


EUR


1 000 000 000,00 


1 000 000 000,00 


5 075 342,46 




2.7.


AT0000327101


7,5  % KTN, OBL 94-24


27.5.1994


27.5.2024


ATS


60 000 000,00 


4 360 370,05 


248 904,46 




2.7.


AT0000355334


5,03  % HYPO ALPE A, ANL, 04/17


26.1.2004


27.5.2024


EUR


10 000 000,00 


10 000 000,00 


553 492,93 




2.7.


XS0165863316


5,27  % HYPO ALPE-A, ANL 03-28/P


7.4.2003


7.4.2028


EUR


10 000 000,00 


10 000 000,00 


474 300,00 




2.7.


XS0097058720


0 % KTN, NR OBL, 99-29


14.5.1999


14.5.2029


EUR


5 000 000,00 


13 884 212,65 


12 397,47 




2.7.


XS0121202658


FRN HYPO ALPE ANL,00-30/VAR,


18.12.2000


18.12.2030


EUR


14 890 000,00 


14 890 000,00 


16 140,76 




2.7.


XS0158550292


FRN HYPO ALPE-ADR,NTS 02/32VA


29.11.2002


29.11.2032


EUR


20 000 000,00 


20 000 000,00 


34 720,00 




 



1 893 134 582,70 




34 915 532,45 

















2.


The nominal value or the outstanding balance of the remaining eligible liabilities of HETA under Section 86 BaSAG, including interest accrued to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the relevant nominal value subsisting at 1 March 2015 or of the outstanding balance including interest accrued to 28 February 2015, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following eligible liabilities:






2.1.


Bonds












Bonds




BPOS


ISIN/Identifier


Item


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.3.


XS0289201484


FRN HYPO ALPE-A.07-15 VAR.


6.3.2015


EUR


450 000 000,00 


450 000 000,00 


188 825,00 




2.3.


XS0292051835


FRN HYPO ALPE-ADR.VA.AN.07/15


20.3.2015


EUR


500 000 000,00 


500 000 000,00 


142 791,66 




2.3.


XS0217836179


FRN HYPO ALPE-ADRIA ANL.05/15


22.4.2015


EUR


20 000 000,00 


20 000 000,00 


2 216,66 




2.3.


XS0293593421


FRN HYPO ALPE-ADRIA ANL.07/15


23.4.2015


CHF


200 000 000,00 


188 040 616,77 


81 126,99 




2.3.


XS0217878841


HYPO ALPE-A.INT.ANL.05/15


4.5.2015


EUR


80 000 000,00 


80 000 000,00 


1 690 060,41 




2.3.


XS0218884194


FRN HYPO ALPE-ADR.VA.AN.05/15


6.5.2015


EUR


20 000 000,00 


20 000 000,00 


1 597,22 




2.3.


XS0219714564


FRN HYPO ALPE-ADR.ANL.05/15


27.5.2015


EUR


5 000 000,00 


5 000 000,00 


49 138,11 




2.3.


XS0169594057


4,25  % HY.ALP.ADRIA ANL. 03/15


16.6.2015


EUR


25 000 000,00 


25 000 000,00 


752 604,17 




2.3.


CH0028623145


2,75  % HAAB INTL. ANL.07/15


12.8.2015


CHF


600 000 000,00 


564 121 850,32 


8 575 435,62 




2.3.


XS0219079794


FRN HYPO ALPE-ADRIA ANL.05/16


6.5.2016


EUR


20 000 000,00 


20 000 000,00 


1 597,22 




2.3.


XS0268565586


1,905  % HYPO ALPE-ADRIA ANL.06/16


29.9.2016


JPY


5 000 000 000,00 


37 299 515,11 


300 012,45 




2.3.


XS0272401356


4,25  % HAAB ANL. 06/16


31.10.2016


EUR


1 250 000 000,00 


1 250 000 000,00 


17 611 301,37 




2.3.


XS0232733492


3,42  % HYPO ALPE-ADRIA NTS 05/16


7.11.2016


EUR


25 000 000,00 


25 000 000,00 


270 750,00 




2.3.


XS0210195003


FRN HYPO ALPE-A.FLR ANL. 05/17


24.1.2017


EUR


25 000 000,00 


25 000 000,00 


3 895,83 




2.3.


XS0210264411


FRN HYPO ALPE-A.FLR ANL.05/17


24.1.2017


EUR


50 000 000,00 


50 000 000,00 


4 958,33 




2.3.


XS0210372065


3,9  % HYPO ALPE-AD 05/17


24.1.2017


EUR


10 000 000,00 


10 000 000,00 


38 465,75 




2.3.


XS0281875483


4,375  % HYPO ALPE-ADRIA ANL.07/17


24.1.2017


EUR


2 000 000 000,00 


2 000 000 000,00 


8 630 136,99 




2.3.


XS0184652567


FRN HYPO ALPE-A.FLR MTN 04/17


9.2.2017


EUR


10 000 000,00 


10 000 000,00 


1 060,83 




2.3.


XS0184385937


FRN HYPO ALPE-A ANL.04/17


17.2.2017


EUR


65 000 000,00 


65 000 000,00 


3 932,50 




2.3.


XS0187818595


FRN HYPO ALPE AD.BK.NTS0417VA


15.3.2017


EUR


20 000 000,00 


20 000 000,00 


7 583,33 




2.3.


AT0000A00EZ4


3,72  % HYPO ALPE-ADRIA ANL.06/17


15.3.2017


EUR


20 000 000,00 


20 000 000,00 


715 066,68 




2.3.


XS0215451633


4,07  % HYPO AL.A.ANL.05/17


21.3.2017


EUR


5 000 000,00 


5 000 000,00 


192 349,31 




2.3.


XS0293591995


FRN HAAB INTL FRN 07-17/239


29.3.2017


EUR


100 000 000,00 


100 000 000,00 


195 911,11 




2.3.


XS0293592613


FRN HAAB INTL FRN 07-17/240


29.3.2017


EUR


70 000 000,00 


70 000 000,00 


137 137,77 




2.3.


XS0147028061


FRN HYPO ALPE-A.FLR-MTN 02/17


10.5.2017


EUR


20 000 000,00 


20 000 000,00 


21 511,11 




2.3.


XS0148839243


HYPO ALPE-A. MTN 02/17FLR


12.5.2017


EUR


5 000 000,00 


5 000 000,00 


259 000,00 




2.3.


XS0147142276


FRN HYPO ALPE-A.FLR-MTN 02/17


17.5.2017


EUR


25 000 000,00 


25 000 000,00 


24 891,67 




2.3.


XS0203692727


FRN HYPO ALPE ANL. 04/17


17.5.2017


EUR


23 000 000,00 


23 000 000,00 


19 610,06 




2.3.


XS0147285547


FRN HYPO ALPE-A.FLR-MTN 02/17


28.5.2017


EUR


50 000 000,00 


50 000 000,00 


310 500,00 




2.3.


XS0149185745


HYPO ALPE-A.FLR-MTN02/17


10.6.2017


EUR


5 000 000,00 


5 000 000,00 


251 575,00 




2.3.


XS0148494320


5,8  % HYPO ALP-A.NTS 02/17


17.6.2017


EUR


25 000 000,00 


25 000 000,00 


1 023 055,56 




2.3.


XS0169594727


4,4  % HY.ALP.ADRIA ANL. 03/17


20.6.2017


EUR


25 000 000,00 


25 000 000,00 


763 888,90 




2.3.


XS0170738263


FRN HY.ALPE ADRIA ANL.03-17VA


1.7.2017


EUR


30 000 000,00 


30 000 000,00 


15 247,50 




2.3.


XS0149819004


5,68  % HYPO ALPE-A. ANL 02/17


5.7.2017


EUR


10 000 000,00 


10 000 000,00 


372 355,56 




2.3.


XS0209755981


FRN HYPO ALPE-A.FLR ANL 05/17


18.7.2017


EUR


50 000 000,00 


50 000 000,00 


10 762,50 




2.3.


XS0171833030


FRN HYPO.ALPE-AD.BK.ANL.0317V


28.7.2017


EUR


50 000 000,00 


50 000 000,00 


12 400,00 




2.3.


XS0210342316


FRN HYPO ALPE-A.FLR ANL. 05/17


1.8.2017


EUR


25 000 000,00 


25 000 000,00 


2 943,75 




2.3.


XS0198512732


FRN HYPO ALPE-A.MTN 04/17


11.8.2017


EUR


50 000 000,00 


50 000 000,00 


4 745,83 




2.3.


XS0151684981


FRN HYPO ALPE-A. FLR-MTN02/17


12.8.2017


EUR


75 000 000,00 


75 000 000,00 


10 666,67 




2.3.


XS0173650028


FRN HYPO ALPE-A. MTN 03/17


21.8.2017


EUR


50 000 000,00 


50 000 000,00 


2 048,61 




2.3.


XS0244768635


FRN HYPO ALPE-ADR.ANL.06/17


23.8.2017


EUR


100 000 000,00 


100 000 000,00 


13 211,11 




2.3.


XS0191139574


FRN HYPO ALPE A. ANL.04-17VAR


28.8.2017


EUR


25 000 000,00 


25 000 000,00 


193,06 




2.3.


XS0200438223


4,54  % HYPO ALPE-A. ANL. 04/17


22.9.2017


EUR


20 000 000,00 


20 000 000,00 


398 027,40 




2.3.


XS0232318831


FRN HYPO ALPE-ADR.ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232319300


FRN HYPO ALPE-ADRIA ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232727411


FRN HYPO ALPE-ADRIA ANL.05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0232727684


FRN HYPO ALPE-A.FLR-MTN 05/17


29.9.2017


EUR


50 000 000,00 


50 000 000,00 


1 467 123,29 




2.3.


XS0161493811


FRN HYPO-ALPE-A. ANL.03-18VAR


10.2.2018


EUR


50 000 000,00 


50 000 000,00 


7 969,44 




2.3.


XS0162348857


FRN HYPO ALPE-A. ANL.03/18


4.3.2018


EUR


25 000 000,00 


25 000 000,00 


52 163,89 




2.3.


XS0162472517


4,625  % HYPO ALPE-A. ANL.03/18


4.3.2018


EUR


50 000 000,00 


50 000 000,00 


2 286 805,55 




2.3.


XS0163390163


FRN HYPO ALPE-A.VAR.ANL.03/18


10.3.2018


EUR


60 000 000,00 


60 000 000,00 


107 786,67 




2.3.


XS0163694895


FRN HY.ALP.-A.ANL.03-18/VAR.


2.4.2018


EUR


25 000 000,00 


25 000 000,00 


36 525,69 




2.3.


XS0163694978


4,7  % HYPO ALPE-A.ANL.03-18/P


2.4.2018


EUR


25 000 000,00 


25 000 000,00 


1 073 819,45 




2.3.


XS0165821074


FRN HYPO ALPE-A.MTN 03/18


9.4.2018


EUR


35 000 000,00 


35 000 000,00 


49 423,89 




2.3.


XS0165935247


0 % HYPO ALPE-AD.NULLK.03/18


17.4.2018


EUR


42 500 000,00 


36 367 778,59 


4 953,89 




2.3.


XS0165863233


FRN HYPO ALPE-A.FLR-MTN 03/18


22.4.2018


EUR


50 000 000,00 


50 000 000,00 


65 216,67 




2.3.


AT0000345483


5,04  % HYPO-ALPE-A.ANL.03-23/1PP


15.2.2023


EUR


30 000 000,00 


30 000 000,00 


67 200,00 




2.3.


XS0165190066


HYPO ALPE-A. MTN 03/23VAR


24.3.2023


EUR


25 000 000,00 


25 000 000,00 


2 252 517,37 




2.3.


XS0165060012


FRN HYPO ALPE-A.ANL.03/33


8.4.2033


JPY


500 000 000,00 


3 729 951,51 


82 452,64 




2.3.


XS0164569187


FRN HYPO ALPE-A. VAR.ANL.0343


12.3.2043


EUR


20 000 000,00 


20 000 000,00 


36 927,78 




2.3.


XS0166422823


FRN HYPO ALPE-A.MTN 03/43


9.4.2043


EUR


20 000 000,00 


20 000 000,00 


8 216,67 




2.3.


XS0166280346


FRN HYPO ALPE-A. MTN 03/43FLR


26.9.2043


EUR


50 000 000,00 


50 000 000,00 


87 966,67 




2.3.


XS0397542746


FRN HYPO ALPE-ADRIA ANL.08-49


20.1.2049


CHF


300 000 000,00 


282 060 925,16 


18 608,19 




 



7 209 620 637,46 




55 221 637,22 















2.2.


Borrower’s note loans













Borrower’s note loans




BPOS


Identifier
Contract No


Item


Start of contract term


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.2.


SSD_138


SSD_EUR_4,28  %_2007-2015


2.3.2007


2.3.2015


EUR


25 000 000,00 


25 000 000,00 


1 067 068,50 




2.1.


SSD_140


SSD_EUR 6m Euribor_2007-2015


23.3.2007


23.3.2015


EUR


30 000 000,00 


30 000 000,00 


36 702,50 




2.2.


SSD_135/4


SSD_EUR_4,25  %_2007-2015


23.2.2007


23.7.2015


EUR


25 000 000,00 


25 000 000,00 


643 321,92 




2.2.


SSD_135/1


SSD_EUR_4,25  %_2007-2015


23.2.2007


23.7.2015


EUR


15 000 000,00 


15 000 000,00 


385 993,16 




2.2.


SSD_135/2


SSD_EUR_4,25  %_2007-2015


23.2.2007


23.7.2015


EUR


14 000 000,00 


14 000 000,00 


360 260,28 




2.2.


SSD_135/3


SSD_EUR_4,25  %_2007-2015


23.2.2007


23.7.2015


EUR


11 000 000,00 


11 000 000,00 


283 061,65 




2.1.


SSD_135/5


SSD_EUR_4,25  %_2007-2015


23.2.2007


23.7.2015


EUR


35 000 000,00 


35 000 000,00 


900 650,69 




2.1.


SSD_139/6


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


40 000 000,00 


40 000 000,00 


833 095,89 




2.2.


SSD_139/2


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


4 000 000,00 


4 000 000,00 


83 309,59 




2.2.


SSD_139/3


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_139/4


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


3 000 000,00 


3 000 000,00 


62 482,20 




2.2.


SSD_139/5


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_139/1


SSD_EUR_4,20  %_2007-15


8.3.2007


1.9.2015


EUR


1 000 000,00 


1 000 000,00 


20 827,40 




2.2.


SSD_134/1


SSD_EUR_4,41  %_2007-2015


20.2.2007


15.9.2015


EUR


17 000 000,00 


17 000 000,00 


343 013,43 




2.2.


SSD_134/2


SSD_EUR_4,41  %_2007-2015


20.2.2007


15.9.2015


EUR


23 000 000,00 


23 000 000,00 


464 076,99 




2.2.


SSD_134/3


SSD_EUR_4,41  %_2007-2015


20.2.2007


15.9.2015


EUR


10 000 000,00 


10 000 000,00 


201 772,60 




2.1.


SSD_67


SSD_EUR_3,91  %_2005-2015


18.3.2005


18.9.2015


EUR


10 000 000,00 


10 000 000,00 


175 682,19 




2.2.


SSD_91


SSD_EUR_3,545  %_2003-2015


30.11.2005


30.11.2015


EUR


10 000 000,00 


10 000 000,00 


88 382,19 




2.2.


SSD_95


SSD_EUR_3,7  %_2006-2016


31.1.2006


29.1.2016


EUR


15 000 000,00 


15 000 000,00 


47 136,99 




2.2.


SSD_99


SSD_EUR_3,7  %_2006-2016


2.2.2006


2.2.2016


EUR


10 000 000,00 


10 000 000,00 


27 369,86 




2.2.


SSD_97


SSD_EUR_3,7  %_2006-2016


2.2.2006


2.2.2016


EUR


15 000 000,00 


15 000 000,00 


41 054,80 




2.2.


SSD_98


SSD_EUR_3,7  %_2006-2016


2.2.2006


2.2.2016


EUR


2 500 000,00 


2 500 000,00 


6 842,47 




2.2.


SSD_96


SSD_EUR_3,7  %_2006-2016


2.2.2006


2.2.2016


EUR


10 000 000,00 


10 000 000,00 


27 369,86 




2.1.


SSD_102


SSD_EUR_3,725  %_2006-2016


6.2.2006


8.2.2016


EUR


10 000 000,00 


10 000 000,00 


21 431,51 




2.2.


SSD_60


SSD_EUR_3,97  %_2005-2016


28.2.2005


26.2.2016


EUR


10 000 000,00 


10 000 000,00 


3 263,01 




2.2.


SSD_61


SSD_EUR_3,97  %_2005-2016


28.2.2005


26.2.2016


EUR


1 000 000,00 


1 000 000,00 


326,30 




2.2.


SSD_103


SSD_EUR_3,83  %_2006-2016


9.3.2006


9.3.2016


EUR


5 000 000,00 


5 000 000,00 


187 302,74 




2.2.


SSD_63


SSD_EUR_4,015  %_2005-2016


16.3.2005


16.3.2016


EUR


25 000 000,00 


25 000 000,00 


962 500,00 




2.2.


SSD_107


SSD_EUR_4,27  %_2006-2016


29.6.2006


29.6.2016


EUR


5 000 000,00 


5 000 000,00 


143 308,22 




2.2.


SSD_109


SSD_EUR_4,39  %_2006-2016


18.7.2006


18.7.2016


EUR


10 000 000,00 


10 000 000,00 


271 819,18 




2.1.


SSD_111


SSD_EUR_4,31  %_2016


26.7.2006


26.7.2016


EUR


20 000 000,00 


20 000 000,00 


514 838,36 




2.1.


SSD_101


SSD_EUR_3,74  %_2006-2016


16.2.2006


16.8.2016


EUR


15 000 000,00 


15 000 000,00 


302 786,31 




2.2.


SSD_62


SSD_EUR_4,02  %_2005-2016


7.3.2005


7.9.2016


EUR


25 000 000,00 


25 000 000,00 


481 849,32 




2.1.


SSD_82


SSD_EUR-CMS-Spread_2005-2016_AO


10.10.2005


10.10.2016


EUR


50 000 000,00 


50 000 000,00 


1 132 109,59 




2.1.


SSD_86


SSD_3,50  %_2005-2016


19.10.2005


19.10.2016


EUR


15 000 000,00 


15 000 000,00 


191 301,37 




2.1.


SSD_87


SSD_EUR_6MEuribor+3,10  %_2005-2016_AO


28.10.2005


28.10.2016


EUR


50 000 000,00 


50 000 000,00 


456 561,12 




2.2.


SSD_110/1


SSD_EUR_4,40  %_2006-2016


18.7.2006


1.12.2016


EUR


13 000 000,00 


13 000 000,00 


141 041,10 




2.2.


SSD_110/2


SSD_EUR_4,40  %_2006-2016


18.7.2006


1.12.2016


EUR


25 000 000,00 


25 000 000,00 


271 232,88 




2.2.


SSD_114/1


SSD_EUR_4,00  %_2006-2016


2.10.2006


1.12.2016


EUR


20 000 000,00 


20 000 000,00 


197 260,27 




2.2.


SSD_114/3


SSD_EUR_4,00  %_2006-2016


2.10.2006


1.12.2016


EUR


5 000 000,00 


5 000 000,00 


49 315,07 




2.2.


SSD_114/2


SSD_EUR_4,00  %_2006-2016


2.10.2006


1.12.2016


EUR


10 000 000,00 


10 000 000,00 


98 630,14 




2.2.


SSD_110/4


SSD_EUR_4,40  %_2006-2016


18.7.2006


1.12.2016


EUR


2 000 000,00 


2 000 000,00 


21 698,63 




2.2.


SSD_110/3


SSD_EUR_4,40  %_2006-2016


18.7.2006


1.12.2016


EUR


10 000 000,00 


10 000 000,00 


108 493,15 




2.2.


SSD_114/4


SSD_EUR_4,00  %_2006-2016


2.10.2006


2.12.2016


EUR


5 000 000,00 


5 000 000,00 


49 315,07 




2.2.


SSD_100


SSD_EUR_3,75  %_2006-2016


15.2.2006


15.12.2016


EUR


10 000 000,00 


10 000 000,00 


78 082,19 




2.2.


SSD_59


SSD_EUR_3,785  %_2005-2016


18.2.2006


16.12.2016


EUR


10 000 000,00 


10 000 000,00 


77 773,98 




2.2.


SSD_69


SSD_EUR_3,76  %_2005-2016


29.4.2005


29.12.2016


EUR


5 000 000,00 


5 000 000,00 


31 934,25 




2.2.


SSD_118/3


SSD_EUR_4,254  %_2006_2017


22.8.2006


13.1.2017


EUR


3 000 000,00 


3 000 000,00 


16 433,26 




2.2.


SSD_118/1


SSD_EUR_4,254  %_2006_2017


22.8.2006


13.1.2017


EUR


10 000 000,00 


10 000 000,00 


54 777,53 




2.2.


SSD_116/1


SSD_EUR_4,34  %_2006_2017


4.9.2006


13.1.2017


EUR


50 000 000,00 


50 000 000,00 


279 424,66 




2.2.


SSD_116/2


SSD_EUR_4,34  %_2006_2017


4.9.2006


13.1.2017


EUR


5 000 000,00 


5 000 000,00 


27 942,47 




2.2.


SSD_118/2


SSD_EUR_4,254  %_2006-2017


22.8.2006


13.1.2017


EUR


17 000 000,00 


17 000 000,00 


93 121,81 




2.2.


SSD_118/4


SSD_EUR_4,254  %_2006-2017


22.8.2006


13.1.2017


EUR


10 000 000,00 


10 000 000,00 


54 777,53 




2.2.


SSD_122/1


SSD_EUR_4 %_2006-2017


7.12.2006


7.2.2017


EUR


15 000 000,00 


15 000 000,00 


36 164,39 




2.2.


SSD_122/2


SSD_EUR_4 %_2006-2017


7.12.2006


7.2.2017


EUR


10 000 000,00 


10 000 000,00 


24 109,59 




2.2.


SSD_123/3


SSD_EUR_4,05  %_2006-2017


14.12.2006


14.2.2017


EUR


5 000 000,00 


5 000 000,00 


8 321,92 




2.2.


SSD_123/5


SSD_EUR_4,05  %_2006-2017


14.12.2006


14.2.2017


EUR


12 000 000,00 


12 000 000,00 


19 972,61 




2.2.


SSD_123/1


SSD_EUR_4,05  %_2006-2017


14.12.2006


14.2.2017


EUR


1 000 000,00 


1 000 000,00 


1 664,38 




2.2.


SSD_123/4


SSD_EUR_4,05  %_2006-2017


14.12.2006


14.2.2017


EUR


2 000 000,00 


2 000 000,00 


3 328,77 




2.2.


SSD_123/2


SSD_EUR_4,05  %_2006-2017


14.12.2006


14.2.2017


EUR


5 000 000,00 


5 000 000,00 


8 321,92 




2.2.


SSD_119


SSD_EUR_4,16  %_06-17


28.8.2006


28.2.2017


EUR


2 000 000,00 


2 000 000,00 


227,95 




2.2.


SSD_45


SSD_EUR_4,605  %_2004-2017


8.3.2004


8.3.2017


EUR


10 000 000,00 


10 000 000,00 


451 545,84 




2.2.


SSD_115


SSD_EUR_4,10 _2006-2017


11.10.2006


13.3.2017


EUR


40 000 000,00 


40 000 000,00 


1 586 082,19 




2.1.


SSD_84


SSD_EUR_6mEuribor+3,7  %_2005_2017_AO


18.10.2005


18.4.2017


EUR


50 000 000,00 


50 000 000,00 


507 897,22 




2.1.


SSD_92


SSD_EUR_6,72  %_2005-2017_AO


24.10.2005


24.4.2017


EUR


15 000 000,00 


15 000 000,00 


727 100,96 




2.1.


SSD_93


SSD_EUR 6,72  %_2003-2017_AO


24.10.2005


24.4.2017


EUR


15 000 000,00 


15 000 000,00 


727 100,96 




2.1.


SSD_94


SSD_EUR_6,72  %_2005-2017_AO


24.10.2005


24.4.2017


EUR


20 000 000,00 


20 000 000,00 


969 467,95 




2.1.


SSD_83


SSD_EUR_CMS-Spread_2005-2017_AO


10.10.2005


10.6.2017


EUR


50 000 000,00 


50 000 000,00 


306 112,50 




2.2.


SSD_124


SSD_EUR_4,10  %_2006-2017


14.12.2006


14.6.2017


EUR


10 000 000,00 


10 000 000,00 


292 054,80 




2.2.


SSD_127


SSD_EUR_4,3  % 07-17


5.1.2007


30.6.2017


EUR


25 000 000,00 


25 000 000,00 


718 630,14 




2.2.


SSD_126


SSD_EUR_4,3  % 07-17


5.1.2007


30.6.2017


EUR


25 000 000,00 


25 000 000,00 


718 630,14 




2.2.


SSD_125


SSD_EUR_4,3  % 07-17


5.1.2007


30.6.2017


EUR


50 000 000,00 


50 000 000,00 


1 437 260,27 




2.2.


SSD_131


SSD_EUR_4,275  % 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


285 780,82 




2.2.


SSD_132


SSD_EUR_4,275  % 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


285 780,82 




2.2.


SSD_129/3


SSD_EUR_4,32  % 07-17


5.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


288 789,04 




2.2.


SSD_129/1


SSD_EUR_4,32  % 07-17


5.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


577 578,09 




2.2.


SSD_130/1


SSD_EUR_4,28  % 07-17


8.1.2007


30.6.2017


EUR


10 000 000,00 


10 000 000,00 


286 115,07 




2.2.


SSD_130/2


SSD_EUR_4,28  % 07-17


8.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


572 230,14 




2.2.


SSD_128


SSD_EUR_4,3  % 07-17


5.1.2007


30.6.2017


EUR


150 000 000,00 


150 000 000,00 


4 311 780,82 




2.2.


SSD_129/2


SSD_EUR_4,32  %_2007-2017


5.1.2007


30.6.2017


EUR


20 000 000,00 


20 000 000,00 


577 578,09 




2.1.


SSD_90


SSD_EUR_6,74  %_2005-2017_AO


7.11.2005


7.7.2017


EUR


25 000 000,00 


25 000 000,00 


942 156,17 




2.1.


SSD_89


SSD_EUR_CMS-Spread 2005-2017_AO


7.11.2005


7.7.2017


EUR


25 000 000,00 


25 000 000,00 


942 156,17 




2.2.


SSD_108


SSD_EUR_4,44  %_2006-2017


10.7.2006


10.7.2017


EUR


5 000 000,00 


5 000 000,00 


142 323,29 




2.2.


SSD_23/1


SSD_EUR_4,705  %_2004-2017


14.4.2004


14.7.2017


EUR


20 000 000,00 


20 000 000,00 


593 352,78 




2.2.


SSD_23/2


SSD_EUR_4,705  %_2004-2017


14.4.2004


14.7.2017


EUR


20 000 000,00 


20 000 000,00 


593 352,78 




2.2.


SSD_22


SSD_EUR_4,725  %_2004-2017


22.1.2004


1.9.2017


EUR


20 000 000,00 


20 000 000,00 


472 500,00 




2.2.


SSD_24


SSD_EUR_4,69  %_2004-2017


10.5.2004


1.9.2017


EUR


14 000 000,00 


14 000 000,00 


328 300,00 




2.2.


SSD_21/54


SSD_EUR_4,735  %_2004-2017


22.1.2004


1.9.2017


EUR


8 000 000,00 


8 000 000,00 


189 400,00 




2.2.


SSD_21/54


SSD_EUR_4,735  %_2004-2017


22.1.2004


1.9.2017


EUR


5 000 000,00 


5 000 000,00 


118 375,00 




2.2.


SSD_39


SSD_EUR_4,735  %_2004-2017


22.1.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 675,00 




2.2.


SSD_40


SSD_EUR_4,68  %_2004-2017


28.4.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 400,00 




2.2.


SSD_41


SSD_EUR_4,735  %_2004-2017


22.1.2004


1.9.2017


EUR


1 000 000,00 


1 000 000,00 


23 675,00 




2.2.


SSD_46


SSD_EUR_4,68  %_2004-2017


28.4.2004


1.9.2017


EUR


10 000 000,00 


10 000 000,00 


234 000,00 




2.2.


SSD_44


SSD_EUR_4,70  %_2004-2017


16.2.2004


15.9.2017


EUR


7 000 000,00 


7 000 000,00 


151 705,56 




2.2.


SSD_9


SSD_EUR_5,125  %_2003-2018


7.1.2003


8.1.2018


EUR


20 000 000,00 


20 000 000,00 


146 027,40 




2.2.


SSD_1


SSD_EUR_5,125  %_2003-2018


7.1.2003


8.1.2018


EUR


10 000 000,00 


10 000 000,00 


73 512,33 




2.2.


SSD_49


SSD_EUR_5,125  %_2003-2018


7.1.2003


8.1.2018


EUR


10 000 000,00 


10 000 000,00 


73 512,33 




2.2.


SSD_11


SSD_EUR_4,7  %_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_14


SSD_EUR_4,7  %_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_19


SSD_EUR_4,7  %_2003-2018


27.3.2003


27.3.2018


EUR


15 000 000,00 


15 000 000,00 


654 083,34 




2.2.


SSD_18


SSD_EUR_4,7  %_2003-2018


27.3.2003


27.3.2018


EUR


5 000 000,00 


5 000 000,00 


218 027,78 




2.2.


SSD_12


SSD_EUR_4,67  %_2003-2018


30.4.2003


30.4.2018


EUR


10 000 000,00 


10 000 000,00 


390 463,89 




2.2.


SSD_15


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


1 000 000,00 


1 000 000,00 


39 046,39 




2.2.


SSD_16


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


4 000 000,00 


4 000 000,00 


156 185,56 




2.2.


SSD_17


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_20


SSD_EUR_4,67  %_2003-2018


30.4.2003


30.4.2018


EUR


30 000 000,00 


30 000 000,00 


1 171 391,67 




2.2.


SSD_5


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


20 000 000,00 


20 000 000,00 


780 927,78 




2.2.


SSD_28


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_29


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_32


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


15 000 000,00 


15 000 000,00 


585 695,84 




2.2.


SSD_36


SSD_EUR_4,67  %_03-18


30.4.2003


30.4.2018


EUR


5 000 000,00 


5 000 000,00 


195 231,95 




2.2.


SSD_147


SSD_EUR_4,039163  %_2005-2022_ZERO


4.5.2005


4.11.2022


EUR


2 549 724,37 


2 549 724,37 


33 470,95 




2.2.


SSD_13


SSD_EUR_4,835  %_2003-2023


14.3.2003


14.3.2023


EUR


25 000 000,00 


25 000 000,00 


1 165 698,63 




2.2.


SSD_52


SSD_EUR_4,835  %_2003-2023


14.3.2003


14.3.2023


EUR


25 000 000,00 


25 000 000,00 


1 165 698,63 




2.2.


SSD_4


SSD_EUR_5,58  %_2003-2023


3.4.2003


3.4.2023


EUR


10 000 000,00 


10 000 000,00 


507 550,69 




2.2.


SSD_78


SSD_EUR_4 %_2005-2025


15.8.2005


15.8.2025


EUR


2 000 000,00 


2 000 000,00 


43 555,56 




2.2.


SSD_77


SSD_EUR_4 %_2005-2025


15.8.2005


15.8.2025


EUR


10 000 000,00 


10 000 000,00 


217 777,78 




2.2.


SSD_76


SSD_EUR_4 %_2005-2025


15.8.2005


15.8.2025


EUR


10 000 000,00 


10 000 000,00 


217 777,78 




 



1 827 049 724,37 




42 699 278,93 















2.3.


Bonds issued by the Mortgage Bond Division:
Liabilities of HETA to Pfandbriefbank (Österreich) AG, the Mortgage Bond Division of the Austrian Mortgage Banks (Pfandbriefstelle der österreichischen Landes-Hypothekenbanken), member institutes of the Mortgage Bond Division of the Austrian Mortgage Banks and their guarantors, from or in connection with the following debt securities issued by the Mortgage Bond Division of the Austrian mortgage banks:













Bonds issued by the Mortgage Bond Division




BPOS


ISIN/Identifier


Item


Start of contract term


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.3.


XS0215066720


FRN PFSTELLE JPY-ANL. 05/15


23.3.2005


10.4.2015


JPY


1 000 000 000,00 


7 459 903,02 


39 590,32 




2.3.


XS0221472698


FRN PFST. MTN 05/15


15.6.2005


15.6.2015


EUR


580 000 000,00 


580 000 000,00 


159 500,00 




2.3.


XS0221101792


FRN PFST. MTN 05/15


15.6.2005


15.6.2015


JPY


1 000 000 000,00 


7 459 903,02 


8 271,08 




2.3.


XS0226436490


FRN PFST.MED.T.NTS.05/15 VAR.


10.8.2005


10.8.2015


EUR


30 000 000,00 


30 000 000,00 


57 960,00 




2.3.


CH0020769045


2,5  % PFST.MTN 2005/2015


31.3.2005


30.12.2015


CHF


50 000 000,00 


47 010 154,19 


199 140,22 




2.3.


XS0241945079


FRN PFST.MED.T.NTS.06/16 VAR.


26.1.2006


26.1.2016


EUR


125 000 000,00 


125 000 000,00 


12 395,83 




2.3.


CH0022975624


2,125  % PFBSTELLE ANL. 05/16


7.11.2005


7.11.2016


CHF


75 000 000,00 


70 515 231,29 


474 508,75 




2.3.


XS0221826174


FRN PFST.MTN 2005/2017 VAR.


29.6.2005


29.6.2017


JPY


500 000 000,00 


3 729 951,51 


3 582,64 




2.3.


CH0016253640


2,875  % 2,875  % PFST MTN 03/17


21.7.2003


21.7.2017


CHF


110 000 000,00 


103 422 339,23 


1 817 073,03 




2.3.


XS0215154005


FRN PFST. FLR MTN 05/17


18.3.2005


18.9.2017


EUR


200 000 000,00 


200 000 000,00 


49 477,78 




2.3.


XS0207820647


4,2  % PFST. ANL. 04/17


10.12.2004


26.9.2017


EUR


15 000 000,00 


15 000 000,00 


269 260,28 




2.3.


XS0143697679


FRN PFST. FLR-HRDC NTS.02/27


1.3.2002


4.3.2027


JPY


1 500 000 000,00 


11 189 854,53 


164 531,09 




BPOS


Identifier
Contract No


Item


Start of contract term


End of contract term


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.2.


SSD_65


SSD_EUR_2005-2017


22.3.2005


22.3.2017


EUR


5 000 000,00 


5 000 000,00 


280 145,83 




2.2.


SSD_68


SSD_JPY_1,525 _2005-2017


26.4.2005


26.4.2017


JPY


3 000 000 000,00 


22 379 709,06 


288 928,17 




2.2.


SSD_55


SSD_EUR_3,765  %_2005-2017


1.2.2005


12.9.2017


EUR


10 000 000,00 


10 000 000,00 


176 745,84 




 



1 238 167 045,85 




4 001 110,86 















2.4.


Fees:











Fees




BPOS


Identifier
Gen. ledger a/c No


Designation/Matter


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


1.004.705.129


Debts to the Klagenfurt taxation office re withholding tax


EUR


3 197,80 


3 197,80 


—




2.4.


1.004.706.001


Debts to the Klagenfurt taxation office re payroll tax


EUR


661 662,76 


661 662,76 


—




2.4.


1.004.706.109


Debts to HETA Asset Resolution Germany GmbH re payroll tax


EUR


224 109,63 


224 109,63 


—




2.4.


1.004.706.222


Debts to HETA Asset Resolution Magyarorszag Zrt re payroll tax


EUR


5 539,48 


5 539,48 


—




2.4.


1.004.707.016


Debts to the Klagenfurt and Vienna regional medical insurance re employee social insurance funds


EUR


856 261,02 


856 261,02 


—




2.4.


1.004.707.059


Debts to the Vienna municipal authorities re ‘U-Bahn tax’ [employer levy]


EUR


204,00 


204,00 


—




2.4.


1.004.710.009


Debts to the Klagenfurt and Vienna municipal authorities re communal taxes


EUR


78 493,37 


78 493,37 


—




2.4.


1.004.711.013


Debts to the Klagenfurt taxation office re withholding tax offsetting


EUR


79,39 


79,39 


—




2.4.


1.004.717.194


Debts to the Republic of Slovenia and the Klagenfurt taxation office re EU withholding tax


EUR


11,54 


11,54 


—




2.4.


1.004.717.321


Debts to the Republic of Croatia and the Klagenfurt taxation office re EU withholding tax


EUR


7,57 


7,57 


—




2.4.


1.004.959.023


Debts to HETA Asset Resolution Italia s.r.l re social insurance for seconded employees


EUR


558,20 


558,20 


—




2.4.


1.005.514.025


Debts to Hypo Alpe Adria-Immobilien GmbH re tax allocation


EUR


27 308,27 


27 308,27 


—




2.4.


1.005.514.025


Debts to Ananke Handels- und Beteiligungs-GmbH re tax allocation


EUR


161 306,88 


161 306,88 


—




2.4.


Multiple accounts


Debts to the Klagenfurt taxation office re VAT


EUR


474 689,63 


474 689,63 


 




 



2 493 429,54 



—














2.5.


Accounts due on demand










Accounts due on demand




BPOS


HETA AG a/c No


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.2.


1 130 277 


EUR


756 776,19 


756 776,19 


—




2.2.


1 668 196 


EUR


1 150 739,52 


1 150 739,52 


—




2.2.


1 700 456 


EUR


3 960,00 


3 960,00 


—




2.2.


1 801 910 


EUR


17,64 


17,64 


—




2.2.


2 007 878 


EUR


9 536,64 


9 536,64 


—




2.2.


2 010 895 


EUR


1 737,37 


1 737,37 


—




2.2.


2 864 975 


EUR


1 694 555,42 


1 694 555,42 


—




2.2.


2 865 521 


EUR


2 002,94 


2 002,94 


—




2.2.


2 873 940 


EUR


24 669,99 


24 669,99 


—




2.2.


6 202 292 


EUR


2 418,47 


2 418,47 


—




2.2.


7 255 071 


EUR


4 825,46 


4 825,46 


—




2.2.


7 437 820 


EUR


13 651,31 


13 651,31 


—




2.2.


9 211 560 


EUR


391,63 


391,63 


—




2.2.


9 212 647 


EUR


13 438,77 


13 438,77 


—




2.2.


9 332 880 


EUR


12 726 052,00 


12 726 052,00 


—




2.2.


9 617 906 


EUR


120 519,41 


120 519,41 


—




2.2.


9 623 639 


EUR


11,15 


11,15 


—




2.2.


9 626 727 


EUR


352 215,32 


352 215,32 


—




2.2.


9 626 735 


EUR


296 319,35 


296 319,35 


—




2.2.


9 627 170 


EUR


4 384,26 


4 384,26 


—




2.2.


9 627 375 


EUR


3 692 776,18 


3 692 776,18 


—




2.2.


9 627 421 


EUR


55,40 


55,40 


—




2.2.


9 627 774 


EUR


146 926,82 


146 926,82 


—




2.2.


9 632 913 


EUR


1 544 542,22 


1 544 542,22 


—




2.2.


455 595 991 


EUR


12 630,23 


12 630,23 


—




2.2.


1 009 740 267 


EUR


209,58 


209,58 


—




2.2.


1 009 740 283 


EUR


5,70 


5,70 


—




2.2.


1 009 740 348 


EUR


356,89 


356,89 


—




2.2.


1 009 741 000 


EUR


5,88 


5,88 


—




2.2.


1 009 741 190 


EUR


6,77 


6,77 


—




2.2.


1 009 741 662 


EUR


12,28 


12,28 


—




2.2.


1 009 741 999 


EUR


123,84 


123,84 


—




2.2.


1 009 742 014 


EUR


1,98 


1,98 


—




2.2.


1 009 742 057 


EUR


4,80 


4,80 


—




2.4.


1 005 501 004.4


EUR


39 886,72 


39 886,72 


—




 



22 615 768,13 



—














2.6.


Liability, administration and processing charges:






2.6.1.


Financial obligations of HETA from or in connection with the Guarantee Agreement dated 28 December 2010 together with supplementary agreements, concluded between the Republic of Austria as guarantor and (now) HETA as beneficiary with regard to the liability of the Republic of Austria for liabilities of HETA towards borrowers up to the level of EUR 200m:











Liability, administration and processing charges




BPOS


Identifier
Gen. ledger a/c No


Item


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


10 055 010 042 


Debts under decision item II.2.6.1


EUR


1 948 918,94 


1 948 918,94 


—














2.6.2.


Financial obligations of HETA from or in connection with the Guarantee Agreement dated 7 December 2012 concluded between the Republic of Austria as guarantor and (now) HETA as debtor relating to the Subordinated Government Guaranteed Bond 2012–2022 (ISIN XS0863484035):











Liability, administration and processing charges




BPOS


Identifier
Gen. ledger a/c No


Item


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


1 009 799 008 


Liabilities under decision item II.2.6.2


EUR


4 108 571,47 


4 108 571,47 


—














2.6.3.


Financial obligations of HETA towards the State of Carinthia from or in connection with the subsidiary guarantee from the State of Carinthia contained in Section 5(2) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by the Kärntner Landes- und Hypothekenbank-Holding:











Liability, administration and processing charges




BPOS


Identifier
Gen. ledger a/c No


Item


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


1 005 831 004 


Debts under decision item II.2.6.3


EUR


17 160 696,88 


17 160 696,88 


—




2.4.


10 055 010 043 


Interest accrued to debts under decision item II.2.6.3


EUR


5 657 550,76 


5 657 550,76 


—




 



22 818 247,64 



—














2.6.4.


Financial obligations of HETA from or in connection with processing charges











Liability, administration and processing charges




BPOS


Identifier
Gen. ledger a/c No


Item


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.4.


1 005 504 003 


Processing charges from [Carinthia residential building subsidies] WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984


EUR


184 854,05 


184 854,05 


—




2.4.


1 005 504 011 


Processing charges from [Carinthia residential building subsidies] WBF-Ktn.2.Tr.1968, WBF-Ktn.2.Tr.1984, WBF-Ktn.2.Tr.1991


EUR


306 566,09 


306 566,09 


—




2.4.


1 005 504 992 


Processing charges from [Upper Austria residential building subsidies] WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11,WBF-OÖ 2.Tr.06/12


EUR


521 961,95 


521 961,95 


—




 



1 013 382,09 



—


















2.7.


The following other eligible liabilities:






2.7.1.


Financial obligations of HETA from other eligible liabilities:










Other eligible liabilities:




BPOS


Identifier
Contract No


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.1.


10/6/3973623


EUR


1 406 879,93 


1 406 879,93 


1 514 247,78 




2.1.


11/6/3973623


EUR


250 000 000,00 


250 000 000,00 




2.1.


12/6/3973623


EUR


150 000 000,00 


150 000 000,00 




2.1.


14/6/3973623


EUR


230 000 000,00 


230 000 000,00 




2.1.


7/6/3973623


EUR


200 000 000,00 


200 000 000,00 




2.1.


8/6/3973623


EUR


200 000 000,00 


200 000 000,00 




2.1.


71011/7/3973623


CHF


87 216 000,00 


82 000 752,16 


5,88 




2.1.


71005/7/3973623


CHF


500 000 000,00 


470 101 541,90 




2.1.


71012/7/3973623


CHF


500 000 000,00 


470 101 541,90 




2.1.


71017/7/3973623


CHF


200 000 000,00 


188 040 616,76 




2.1.


Fees re 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and debt from interest claims relating to AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123


EUR


15 958 017,14 


15 958 017,14 


—




2.1.


Accrued interest re 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623


EUR


31 422 211,07 


31 422 211,07 


(1 514 247,78 )




2.1.


Accrued interest re 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746


CHF


166 782 648,47 


156 809 560,43 


(5,88 )




2.4.


Debt 113.410-8 and from guarantees re 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0


EUR


7 738,18 


7 738,18 


—




BPOS


Identifier
A/c No


Currency


1.3.2015 Nom value in currency


1.3.2015 UGB/BWG book value, EUR


1.3.2015 Accrued interest, EUR




2.1.


9 323 953 


EUR


11 881,35 


11 881,35 


—




2.1.


9 331 042 


CAD


9 006,35 


6 435,41 


—




2.1.


9 323 961 


USD


16 166,63 


14 383,12 


—




2.1.


9 323 970 


CHF


194 485,70 


182 856,05 


—




2.1.


9 183 884 


EUR


84 723,41 


84 723,41 


—




 



2 446 149 138,81 



—














2.7.2.


Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001 together with supplementary agreements relating to the EUR 75 000 0007,375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited











2.7.3.


Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 October 2004 together with supplementary agreements relating to the EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited











2.7.4.


Financial obligations of HETA towards Norica Investments Ltd from or in connection with the Security Borrowing Request, the Cash Borrowing Request and the Global Master Securities Lending Agreement, Fees and Rates Letter, all concluded between (now) HETA and Norica Investments Ltd, and the Shareholders Agreement relating to Norica Investments Ltd concluded between (now) HETA and the co-owner.




















3.


With regard to the other eligible liabilities of HETA, the facts of which were already established on 1 March 2015 but whose occurrence or value is uncertain, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG it is ordered that:






3.1.


The nominal value or the outstanding balance of the eligible liabilities from judicial proceedings against HETA or from other disputed eligible liabilities of HETA, in each case including interest accrued up to 28 February 2015, is to be reduced to a sum equal to 46,02 per cent of its correct value. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:







State


Reference No


Court




AT


16 Cg 833/15m


Klagenfurt District Court




AT


27 C-104/16 w


Vienna District Court




AT


22 C 482/15w


Vienna District Court




AT


58 Cg 11/13w


Vienna Commercial Court




AT


27 Cg 72/14i


Vienna Commercial Court




AT


49Cg59/15s


Vienna Commercial Court




AT


48 Cg 33/15k


Vienna Commercial Court




AT


25 Cg 2/15g


Vienna Commercial Court




AT


55 Cg 67/15 m


Vienna Commercial Court




AT


31 Cg 10/15 b


Vienna Commercial Court




AT


15 Cg 6/15x


Vienna Commercial Court




AT


24 Cg 17/15f


Vienna Commercial Court




AT


67 Cg 2/16t


Vienna Commercial Court




AT


55 Cg 7/15 p


Vienna Commercial Court




AT


64 Cg 12/15i


Vienna Commercial Court




AT


47 Cg 77/14x


Vienna Commercial Court




AT


47 Cg 112/14v


Vienna Commercial Court




AT


20 Cg 41/11z


Vienna Commercial Court




AT


50 Cg 95/14i


Klagenfurt Regional Court




AT


25 Cg 89/14y


Klagenfurt Regional Court




AT


22 Cg 102/14p


Klagenfurt Regional Court




AT


21 Cg 107/14s


Klagenfurt Regional Court




AT


27 Cg 95/14w


Klagenfurt Regional Court




AT


26 Cg 113/14k


Klagenfurt Regional Court




AT


26 Cg 114/14g


Klagenfurt Regional Court




AT


29 Cg 120/14m


Klagenfurt Regional Court




AT


50 Cg 116/14b


Klagenfurt Regional Court




AT


23 Cg 111/14v


Klagenfurt Regional Court




AT


25 Cg 95/14f


Klagenfurt Regional Court




AT


28 Cg 86/14d


Klagenfurt Regional Court




AT


25 Cg 94/14h


Klagenfurt Regional Court




AT


50 Cg 11/15p


Klagenfurt Regional Court




AT


69 Cg 8/15m


Klagenfurt Regional Court




AT


21 Cg 37/15y


Klagenfurt Regional Court




AT


29 Cg 37/15g


Klagenfurt Regional Court




AT


28 Cg 31/15t


Klagenfurt Regional Court




AT


26 Cg44/15i


Klagenfurt Regional Court




AT


29 Cg 54/15g


Klagenfurt Regional Court




AT


29 Cg 57/15y


Klagenfurt Regional Court




AT


50 Cg 38/15h


Klagenfurt Regional Court




AT


29 Cg 35/15p


Klagenfurt Regional Court




AT


29 Cg 102/15s


Klagenfurt Regional Court




AT


29 Cg 199/09x


Klagenfurt Regional Court




AT


23 Cg 91/12z


Klagenfurt Regional Court




AT


26 Cg 54/11d


Klagenfurt Regional Court




AT


24 Cg 128/10w


Klagenfurt Regional Court




AT


28 Cg 69/12a


Klagenfurt Regional Court




AT


20 Cg 95/14v


Klagenfurt Regional Court




AT


43 Cga 159/14w


Klagenfurt Regional Court




AT


35 Cga 160/10 w


Klagenfurt Regional Court




AT


33 Cga 194/13t


Klagenfurt Regional Court




AT


50 Cg 18/15k


Klagenfurt Regional Court




AT


69 Cg 79/14a


Klagenfurt Regional Court




AT


29 Cg 5/15a


Klagenfurt Regional Court (now Vienna Commercial Court)




AT


SCH-5431


Vienna International Arbitral Centre




BA


58 0 P 164291 15 P


District Court of Mostar




BA


57 0 Ps 09470 07 Ps


Commercial Court of Banja Luka




BA


580Ps11799912Ps


Municipal Court Š. Brijeg




DE


3-09 O 99/15


Frankfurt/Main Regional Court




DE


2-18 O 455/15


Frankfurt/Main Regional Court




DE


12 O 114/15


Frankfurt/Main Regional Court




DE


2-25 O593/15


Frankfurt/Main Regional Court




DE


2-28 O 89/15


Frankfurt/Main Regional Court




DE


3-14 O50/15


Frankfurt/Main Regional Court




DE


2-07 186/15


Frankfurt/Main Regional Court




DE


2-05 O 283/15


Frankfurt/Main Regional Court




DE


2-31 O 255/15


Frankfurt/Main Regional Court




DE


2-18 O 310/15


Frankfurt/Main Regional Court




DE


3 - 15 O 127/15


Frankfurt/Main Regional Court




DE


32 O 26502/12


Munich Regional Court




DE


32 T-1256/15


Munich Regional Court




HR


P-1804_2015


Regional Court of Osijek




HR


P-2669/11


Basic Court of Buje




HR


P-94/13


Basic Court of Buje




HR


P-282/2014


District Court of Osijek




HR


P-1391/13


Civil Court of Zagreb




HR


PZ-7602/13


Commercial Court of Pazin




HR


P-1594/2014


Commercial Court of Rijeka




HR


6 P - 438/2012


Commercial Court of Rijeka




HR


11 P-525/2012-2


Commercial Court of Rijeka




HR


P-2400/2012


Commercial Court of Rijeka




HR


P-2127/2013


Commercial Court of Rijeka




HR


P-2035/14


Commercial Court of Rijeka




HR


P-475/2012


Commercial Court of Rijeka




HR


P-747/2013


Commercial Court of Split




HR


P-986/14


Commercial Court of Split




HR


P-985/14


Commercial Court of Split




HR


9P-244/2014


Commercial Court of Zadar




HR


P-150/2013


Commercial Court of Zadar




HR


P-121/2012


Commercial Court of Zadar




HR


4 P - 2181/15


Commercial Court of Zagreb




HR


P-2059/14


Commercial Court of Zagreb




HR


2 P-2889/2013


Commercial Court of Zagreb




HR


P-792/14


Country Court of Pula/Pola




HR


P-45/11


County Court of Pula/Pola




HR


P 73/14


County Court of Pula/Pola




HR


P-3128/2013


Rijeka Commercial Court




HR


P-1048/2011


Rijeka Commercial Court




HR


P-1048/2012


Rijeka Commercial Court




HR


P-1048/2013


Rijeka Commercial Court




HR


P-2557/2013


Rijeka Commercial Court




HR


P-33/2014


Split Commercial Court




HR


P-2558/13


Zagreb Commercial Court




HR


R1-381/13


Zagreb Commercial Court




HR


P-4963/2011


Zagreb Commercial Court




HR


P 431/11


Dubrovnik Regional Court




HR


VI-P-31/12


Municipal Court of Opatija




HR


VI-P-32/12


Municipal Court of Opatija




HR


P-411/2013


Municipal Court of Opatija




HR


P-413/2013


Municipal Court of Opatija




HR


P-3117/2013


Municipal Court of Opatija




HR


P-289/10


Municipal Court of Supetar




HR


25 p-87515


Municipal Court of Županja




HR


P-28/2015


Municipal Court of Osijek




HR


P-58/2015


Municipal Court of Osijek




HR


P-2453/2015-8


Municipal Court of Pula




HR


P-2667/2015


Municipal Court of Rijeka




HR


Pst-179/11


Municipal Court of Split




HR


Pst-691/11


Municipal Court of Split




HR


Pst-1280/11


Municipal Court of Split




HR


Gžst-249/13


Municipal Court of Split




HR


P-3512/15


Municipal Court of Zadar




HR


P-7726/12


Municipal Court of Zagreb




HR


2 P-2818/2011


Zagreb Commercial Court of the Republic of Croatia




HR


Rev-435/12 P-12176/2003


Supreme Court of Croatia




HR


P-226/2012


Pazin Commercial Court




HR


P-1290/2015


Pazin Commercial Court




HR


11 P-3445/2011


Rijeka Commercial Court




HR


1P-1281/2010


Rijeka Commercial Court




HR


P-73/13


Basic Court of Buje




IT


R.G.25522/2014


Trieste Court




ME


349/14


Basic Court of Cetinje




ME


1230/13/13


Basic Court of Kotor




ME


1311/13/13


Basic Court of Kotor




ME


1229/13/13


Basic Court of Kotor




ME


1316/13/13


Basic Court of Kotor




ME


1175/13/13


Basic Court of Kotor




ME


1169/13/13


Basic Court of Kotor




ME


1314/13/13


Basic Court of Kotor




ME


1166/13/13


Basic Court of Kotor




ME


1168/2013


Basic Court of Kotor




ME


1231/13/13


Basic Court of Kotor




ME


1232/13/13


Basic Court of Kotor




ME


1167/13/13


Basic Court of Kotor




ME


P.br 219_14


Commercial Court of Podgorica




ME


P.br 300/14


Commercial Court of Podgorica




ME


P.br 219 14


Commercial Court of Podgorica




ME


P.216/14


Commercial Court of Podgorica




ME


P.br.1174/13


Magistrates Court of Kotor




ME


P.br.724/13


Magistrates Court of Kotor




RS


P-407/2014


Higher Court in Belgrade














3.2.


The nominal value or the outstanding balance of the eligible liabilities of HETA due to unpaid taxes, fees and social insurance contributions from assessment periods before 1 March 2015, in each case including all surcharges and the interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.










3.3.


The nominal value or the outstanding balance of the eligible liabilities of HETA from guarantees, bonds and letters of credit taken over or provided by HETA, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the sum payable by HETA. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:









Contingent liabilities from guarantees and letters of credit




BPOS


HETA AG a/c No


Currency


1.3.2015 Nom value in currency


1.3.2015 Nom value in EUR




2.15


684 020 188 


EUR


80 327,00 


80 327,00 




2.15


9 684 700 


EUR


2 387,52 


2 387,52 




2.15


9 956 697 


EUR


2 916 000,00 


2 916 000,00 




2.15


9 969 187 


EUR


1 392 000,00 


1 392 000,00 




2.15


9 956 719 


EUR


29 400 000,00 


29 400 000,00 




2.15


9 955 062 


EUR


2 000,00 


2 000,00 




2.15


9 956 107 


EUR


20 387,67 


20 387,67 




2.15


9 956 468 


EUR


192 553,00 


192 553,00 




2.15


9 632 760 


EUR


200 000,00 


200 000,00 




2.15


9 620 761 


HRK


1 314 000,00 


170 904,60 




2.15


9 360 646 


EUR


250 000,00 


250 000,00 




2.15


9 360 166 


EUR


6 400 000,00 


6 400 000,00 




2.15


9 087 834 


EUR


700 000,00 


700 000,00 




2.15


9 094 539 


EUR


22 499 997,30 


22 499 997,30 




2.15


9 074 333 


EUR


902 000,00 


902 000,00 




2.15


341 428 


EUR


7 000,00 


7 000,00 




2.15


9 063 820 


EUR


91 554,34 


91 554,34 




2.15


2 905 035 


EUR


49 780,80 


49 780,80 




2.15


9 625 879 


EUR


356 123,29 


356 123,29 




2.15


9 625 631 


EUR


3 156 100,00 


3 156 100,00 




2.15


9 625 453 


EUR


5 668 522,60 


5 668 522,60 




2.15


9 682 899 


EUR


3 814 947,43 


3 814 947,43 




2.15


9 683 240 


EUR


846 256,90 


846 256,90 




2.15


9 604 251 


EUR


4 235 753,26 


4 235 753,26 




2.15


9 604 235 


EUR


6 500 000,00 


6 500 000,00 




2.15


2 030 012 


EUR


50 000 000,00 


50 000 000,00 




2.15


2 030 039 


EUR


25 000 000,00 


25 000 000,00 




2.15


2 030 020 


EUR


25 000 000,00 


25 000 000,00 




2.15


9 632 735 


RUB


310 000 000,00 


4 479 768,79 




2.15


9 632 751 


USD


15 365 000,00 


13 669 928,83 




 



208 004 293,33 















3.4.


The nominal value or the outstanding balance of the eligible liabilities of HETA from the share purchase agreement dated 8 September 2014 together with amending agreements dated 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.










3.5.


The nominal value or the outstanding balance of the eligible liabilities of HETA for the potential purchase price in connection with the divestment of the SEE Network from the share purchase agreement of 18-25 November 2014 together with supplementary agreements, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes [the Austrian Financial Market Holding Company — FIMBAG], in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.










3.6.


The nominal value or the outstanding balance of the eligible liabilities of HETA towards the Republic of Austria and FIMBAG for a contractual penalty in connection with Item 7(1)(a) of the Agreement in Principle dated 23 December 2008 together with supplementary agreements, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.










3.7.


The nominal value or the outstanding balance of the eligible liabilities of HETA towards the State of Carinthia in connection with Section 5(3)(4) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by Kärntner Landes- und Hypothekenbank-Holding, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.










3.8.


The nominal value or the outstanding balance of the eligible liabilities of HETA towards HETA Immobilien- und Bauconsult GmbH (previously HYPO Immobilien- und Bauconsult GmbH) from the agreement of a right to tender in connection with Headquarter Alpe Adria Center Klagenfurt dated 19 September 2011, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.








III.








1.


The interest rate on eligible liabilities of HETA as defined by Section 2(71) BaSAG and relevant capital instruments of HETA as defined by Section 2(74) BaSAG is set at zero per cent with effect from 1 March 2015 in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG.












2.


The maturity date of debt securities issued by HETA and the other eligible liabilities or outstanding balances already subsisting on 1 March 2015, in each case including accrued interest up to 28 February 2015, is amended in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG such that it occurs on the dissolution decision in accordance with Section 84(9) BaSAG but in any case no later than 31 December 2023. This includes all eligible liabilities of HETA as defined by Section 2(71) BaSAG or outstanding balances, in particular those that are either covered by the decision of the Constitutional Court dated 3 July 2015 under reference numbers including G 239/2014 and V 14/2015, or whose maturity would otherwise already have occurred since 1 March 2015 or would occur in the future.




IV.
The rights and duties associated with the existing shares and other titles of ownership of HETA as defined by Section 2(61) BaSAG — including specifically the right to a share of profits (Sections 53 et seq. of the Companies Act (AktG)), subscription rights (Sections 153 et seq. AktG) and the right to a share of the proceeds of liquidation (Section 212 AktG) — are cancelled, with the exception of the rights specified in Item V of this decision, under Section 89(1)(1) BaSAG.
V.
In accordance with Section 50(1)(2) in conjunction with Section 58(1)(2) BaSAG, the FMA takes control of HETA and exercises all administrative rights associated with the shares and other titles of ownership, including specifically the right to attend the Annual General Meeting (Sections 102 et seq. AktG), voting rights (Section 12 AktG) and the right to information and right of petition (Sections 118 and 119 AktG).
STATEMENT OF REASONS

Explanation of rights of appeal

In accordance with Section 116(8) BaSAG, HETA and all others whose rights are affected by the recovery procedure arranged by this Decision – specifically shareholders and creditors of HETA – may, within three months of announcement of the measures, raise objections with the FMA against this Decision, which is issued under the mandate according to Section 116(1 to 4) BaSAG.
This Decision has immediate legal implications for HETA ASSET RESOLUTION AG and for affected creditors and shareholders and all other recipients.
Objections must be submitted in writing to the FMA; oral objections are not permitted.
Where technical means of transmission (e.g. electronic mailbox, fax, email) are available for the written objection, that should be stated in addition to our address. Please note, however, that with every form of delivery, the sender bears responsibility for the associated risks (e.g. delivery failure, loss of mail item).
For legally effective delivery of electronic and written submissions (Section 13(1) of the General Administrative Procedure Act (AVG)) to the Austrian Financial Market Authority (FMA), the business hours of the FMA are applicable. These correspond to the times specified for public opening times, viz:
Monday to Thursday: 8.00 to 17.30
Friday: 8.00 to 16.00
(except statutory public holidays, 24 December and 31 December)
The FMA’s receiving terminals for electronic mailboxes, fax and e-mail are also accessible outside the business hours specified above but are monitored only during business hours. Submissions delivered to these receiving terminals outside of business hours, even if they have already arrived on FMA premises, are therefore considered under law to be effectively delivered (and to have arrived) only once business hours have restarted and will be considered only after this point in time (Section 13(2) in conjunction with Section 5 AVG).
Moreover, no submissions will be accepted outside of business hours (Section 13(5) AVG).
An objection will have no delaying effect — the Decision is enforceable immediately, in spite of any objection that may be raised.
Late objections will be dismissed.