Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2016
Date: 2016-03-30
Institutions: European Securities and Markets Authority
Subjects: EU expenditure, EU office or agency, budgetary resources, financial market, financial year, general budget (EU), publication of accounts








C_2016113EN.01016401.xml










30.3.2016   


EN


Official Journal of the European Union


C 113/164





Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2016
(2016/C 113/34)

REVENUE










Title
Chapter


Heading


Financial year 2016


Financial year 2015


Financial year 2014





1






CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES





1 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES


15 733 282 


14 153 059 


14 954 833,— 




 



Title 1 — Total




15 733 282 




14 153 059 




14 954 833,— 






2






CONTRIBUTION FROM THE EUROPEAN UNION





2 0


CONTRIBUTION FROM THE EUROPEAN UNION


10 203 000 


9 703 423 


10 949 148,— 




 



Title 2 — Total




10 203 000 




9 703 423 




10 949 148,— 






3






FEES PAID TO THE AUTHORITY





3 0


FEES PAID TO THE AUTHORITY


10 548 293 


9 752 297 


6 549 618,— 




 



Title 3 — Total




10 548 293 




9 752 297 




6 549 618,— 






4






CONTRIBUTION FROM OBSERVERS





4 0


CONTRIBUTION FROM OBSERVERS


446 968 


402 076 


424 853,— 




 



Title 4 — Total




446 968 




402 076 




424 853,— 






6






ADMINISTRATIVE OPERATIONS





6 0


ADMINISTRATIVE OPERATIONS


—


20 748 


20 095,— 




 



Title 6 — Total




—




20 748 




20 095,— 






7






CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS





7 0


CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS


2 461 199 


2 708 547 


0,— 




 



Title 7 — Total




2 461 199 




2 708 547 




0,— 





 



GRAND TOTAL




39 392 742 




36 740 150 




32 898 547,— 






EXPENDITURE










Title
Chapter


Heading


Appropriations 2016


Appropriations 2015


Outturn 2014





1






STAFF EXPENDITURE





1 1


STAFF IN ACTIVE EMPLOYMENT


19 382 000 


17 019 546 


15 576 452,— 




1 2


EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT


354 000 


325 530 


289 203,— 




1 4


SOCIAL-MEDICAL INFRASTRUCTURE


405 000 


383 000 


390 438,— 




1 6


TRAINING


340 000 


415 000 


484 991,— 




 



Title 1 — Total




20 481 000 




18 143 076 




16 741 084,— 






2






INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE





2 0


RENTAL OF BUILDING AND ASSOCIATED COSTS


4 940 000 


4 616 500 


4 124 887,— 




2 1


INFORMATION AND COMMUNICATION TECHNOLOGY


1 820 000 


2 378 652 


1 839 805,— 




2 2


MOVABLE PROPERTY AND ASSOCIATED COSTS


—


24 000 


160 308,— 




2 3


CURRENT ADMINISTRATIVE EXPENDITURE


955 000 


1 503 888 


956 654,— 




2 7


REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS


14 000 


9 036 


12 008,— 




 



Title 2 — Total




7 729 000 




8 532 076 




7 093 662,— 






3






OPERATING EXPENDITURES





3 1


TRAINING FOR A COMMON SUPERVISORY CULTURE


140 000 


90 000 


221 469,— 




3 2


COLLECTION OF INFORMATION: IT PROJECTS


5 350 000 


4 660 000 


5 550 247,— 




3 3


SUPERVISION


—


137 000 


121 789,— 




3 4


LEGAL ADVICE


200 000 


900 


305 475,— 




3 5


ACCESS TO DATA FOR ECONOMIC RESEARCH


517 095 


635 769 


398 423,— 




3 6


MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES


900 000 


631 378 


852 164,— 




3 7


COMMUNICATION


590 000 


394 000 


375 557,— 




3 8


MEETING EXPENSES


500 000 


357 500 


364 194,— 




3 9


SERVICES ON OPERATIONAL MATTERS


370 000 


100 000 


874 483,— 




 



Title 3 — Total




8 567 095 




7 006 547 




9 063 801,— 






4






DELEGATED TASKS





4 0


SINGLE INTERFACE TO TRADE REPOSITORIES


300 000 


700 000 


0,— 




4 1


INSTRUMENTS REFERENCE DATA


2 315 647 


2 400 000 


0,— 




 



Title 4 — Total




2 615 647 




3 100 000 




0,— 






9






ITEMS OUTSIDE THE FORESEEN BUDGET LINES





9 0


ITEMS OUTSIDE THE FORESEEN BUDGET LINES


p.m.


p.m.


0,— 




 



Title 9 — Total




p.m.




p.m.




0,— 





 



GRAND TOTAL




39 392 742 




36 781 699 




32 898 547,— 






Establishment plan












Function group and grade


2016


2015


2014




Permanent posts


Temporary posts


Permanent posts


Temporary posts


Permanent posts


Temporary posts




AD 16


—


1 


—


—


—


—




AD 15


—


1 


—


1 


—


1 




AD 14


—


—


—


1 


—


1 




AD 13


—


2 


—


—


—


—




AD 12


—


4 


—


3 


—


3 




AD 11


—


7 


—


5 


—


5 




AD 10


—


10 


—


6 


—


6 




AD 9


—


22 


—


14 


—


14 




AD 8


—


29 


—


27 


—


27 




AD 7


—


24 


—


27 


—


27 




AD 6


—


17 


—


22 


—


20 




AD 5


—


10 


—


16 


—


14 




Total AD


—


127 


—


122 


—


118 




AST 11


—


—


—


—


—


—




AST 10


—


—


—


—


—


—




AST 9


—


—


—


1 


—


1 




AST 8


—


—


—


—


—


—




AST 7


—


2 


—


—


—


—




AST 6


—


2 


—


1 


—


1 




AST 5


—


4 


—


2 


—


2 




AST 4


—


4 


—


6 


—


6 




AST 3


—


1 


—


2 


—


2 




AST 2


—


—


—


3 


—


3 




AST 1


—


—


—


—


—


—




Total AST


—


13 


—


15 


—


15 




AST/SC6


—


—


—


—


—


—




AST/SC5


—


—


—


—


—


—




AST/SC4


—


—


—


—


—


—




AST/SC3


—


—


—


—


—


—




AST/SC2


—


—


—


—


—


—




AST/ASC1


—


—


—


—


—


—




Total AST/SC


—


—


—


—


—


—




Total


—


140 


—


137 


—


133 





Grand Total




140 




137 




133 






Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts







Contract staff posts


2016




FG IV


20 




FG III


24 




FG II


—




FG I


—




Total FG


44 




Seconded national experts posts


21 





Total




65