DRAFT AMENDING BUDGET NO. 4/2014
Date: 2014-07-09
Institutions: European Union
Subjects: general budget

DRAFT AMENDING BUDGET NO. 4/2014 

VOLUME 1 - TOTAL REVENUE 

A. INTRODUCTION AND FINANCING OF THE GENERAL 
BUDGET 

FINANCING OF THE GENERAL BUDGET 

Appropriations to be covered during the financial year 2014 pursuant to Article 1 of Council Decision 
2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources 

Description 

Budget 20141 

Budget 20132 

Change (%) 

EXPENDITURE 

1. Smart and inclusive growth 

2. Sustainable growth: natural resources 

3. Security and citizenship 

4. Global Europe 

5. Administration 

6. Compensation 

Special instruments 

66 374 487 058

56 564 930 369

1 677 039 976

6 842 004 256

8 405 389 881

 28 600 000

 350 000 000

69 127 255 205 

57 814 298 094 

1 894 151 766 

6 731 869 945 

8 417 791 740 

 75 000 000 

 390 465 192 

Total expenditure3

140 242 451 540

144 450 831 942 

REVENUE 

– 3,98

– 2,16

– 11,46

+ 1,64

– 0,15

– 61,87

– 10,36

– 2,91

Description 

Budget 20144 

Budget 20135 

Change (%) 

Miscellaneous revenue (Titles 4 to 9) 

Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) 

Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund 
for external actions (Chapter 3 0, Article 3 0 2) 

Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier 
years (Chapters 3 1 and 3 2) 

5 171 428 277

1 005 406 925

p.m. 

p.m. 

3 067 967 007

1 023 276 526

 34 000 000

p.m. 

Total revenue for Titles 3 to 9

6 176 835 202

4 125 243 533

Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) 

VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) 

15 664 600 000

17 689 735 350

14 822 700 000

14 680 052 250

Remainder to be financed by the additional resource (GNI-based own resource, Table 3, 

100 711 280 988

110 822 836 159

+ 68,56

– 1,75

— 

— 

+ 49,73

+ 5,68

+ 20,50

– 9,12

1 The figures in this column correspond to those in the DAB No 4/2014. 
2The  figures  in  this  column  correspond  to  those  in  the  2013  budget  (OJ  L  66,  8.3.2013,  p.  1)  plus  amending  budget  No  1  to  No 

9/2013. 

3 The  third  subparagraph  of  Article  310(1)  of  the  Treaty  on  the  Functioning  of  the  European  Union  reads:  ‘The  revenue  and 

expenditure shown in the budget shall be in balance’. 
4 The figures in this column correspond to those in the DAB No 4/2014. 
5The  figures  in  this  column  correspond  to  those  in  the  2013  budget  (OJ  L  66,  8.3.2013,  p.  1)  plus  amending  budget  No  1  to  No 

9/2013. 

EN 

1 

EN 

 
 
 
 
                                                 
Chapter 1 4) 

Appropriations to be covered by the own resources referred to in Article 2 of Decision 
2007/436/EC, Euratom6
Total revenue7

134 065 616 338

140 325 588 409

140 242 451 540

144 450 831 942

– 4,46

– 2,91

TABLE 1 

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom 
Member State 

Capping rate (in %)

1 % of non-capped 
VAT base  

1 % of gross 
national income 

1 % of gross 
national income 
multiplied by 
capping rate  

1 % of capped VAT 
base8 

Member States 
whose VAT base is 
capped 

(1) 

(2) 

(3) 

(4) 

(5) 

(6) 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

1 665 407 000 

3 925 460 000

 193 091 000 

 399 471 000

 596 638 000 

1 357 846 000

 951 296 000 

2 654 016 000

12 418 967 000 

29 002 636 000

 87 147 000 

 186 046 000

 655 428 000 

1 434 183 000

 709 312 000 

1 798 621 000

4 756 829 000 

10 283 204 000

9 731 337 000 

21 411 597 000

 263 049 000 

 422 319 000

6 042 837 000 

15 763 695 000

 105 170 000 

 88 567 000 

 138 416 000 

 268 280 000 

 401 698 000 

 51 049 000 

 153 422 000

 246 154 000

 349 250 000

 325 038 000

 979 528 000

 70 431 000

2 743 653 000 

6 249 242 000

1 499 731 000 

3 217 349 000

1 750 837 000 

3 931 784 000

 767 138 000 

1 655 525 000

 528 406 000 

1 444 740 000

 177 308 000 

 230 006 000 

 352 303 000

 725 821 000

 928 440 000 

1 983 150 000

1 889 310 000 

4 380 034 000

9 529 537 000 

20 226 302 000

Total 

59 168 884 000 

134 929 167 000   

TABLE 2 

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

 50

1 962 730 000 

1 665 407 000  

 199 735 500 

 678 923 000 

1 327 008 000 

 193 091 000  

 596 638 000  

 951 296 000  

14 501 318 000 

12 418 967 000  

 93 023 000 

 717 091 500 

 899 310 500 

 87 147 000  

 655 428 000  

 709 312 000  

5 141 602 000 

4 756 829 000  

10 705 798 500 

9 731 337 000  

 211 159 500 

 211 159 500 Croatia 

7 881 847 500 

6 042 837 000  

 76 711 000 

 123 077 000 

 174 625 000 

 162 519 000 

 489 764 000 

 35 215 500 

 76 711 000 Cyprus 

 88 567 000  

 138 416 000  

 162 519 000 Luxembourg 

 401 698 000  

 35 215 500 Malta 

3 124 621 000 

2 743 653 000  

1 608 674 500 

1 499 731 000  

1 965 892 000 

1 750 837 000  

 827 762 500 

 722 370 000 

 176 151 500 

 362 910 500 

 991 575 000 

 767 138 000  

 528 406 000  

 176 151 500 Slovenia 

 230 006 000  

 928 440 000  

2 190 017 000 

1 889 310 000  

10 113 151 000 

9 529 537 000  

67 464 583 500 

58 965 784 500   

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3) 

Member State 

1 % of capped VAT base   Uniform rate of VAT own 

Belgium 

Bulgaria 

Czech Republic 

(1) 

1 665 407 000

 193 091 000

 596 638 000

resource (in %) 

(2) 

0,300 

0,300 

0,300 

VAT-based own resource at 
uniform rate 

(3) = (1) × (2) 

 499 622 100 

 57 927 300 

 178 991 400 

6The  own  resources  for  the  2014  budget  are  determined  on  the  basis  of  the  budget  forecasts  adopted  at  the  160th  meeting  of  the 

Advisory Committee on Own Resources on 19 May 2014. 

7The  third  subparagraph  of  Article  310(1)  of  the  Treaty  on  the  Functioning  of  the  European  Union  reads:  ‘The  revenue  and 

expenditure shown in the budget shall be in balance’. 

8 The base to be used does not exceed 50 % of GNI. 

EN 

2 

EN 

 
 
                                                 
Member State 

1 % of capped VAT base   Uniform rate of VAT own 

resource (in %) 

VAT-based own resource at 
uniform rate 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

 951 296 000

12 418 967 000

 87 147 000

 655 428 000

 709 312 000

4 756 829 000

9 731 337 000

 211 159 500

6 042 837 000

 76 711 000

 88 567 000

 138 416 000

 162 519 000

 401 698 000

 35 215 500

2 743 653 000

1 499 731 000

1 750 837 000

 767 138 000

 528 406 000

 176 151 500

 230 006 000

 928 440 000

1 889 310 000

9 529 537 000

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

0,300 

Total

58 965 784 500   

TABLE 3 

 285 388 800 

3 725 690 100 

 26 144 100 

 196 628 400 

 212 793 600 

1 427 048 700 

2 919 401 100 

 63 347 850 

1 812 851 100 

 23 013 300 

 26 570 100 

 41 524 800 

 48 755 700 

 120 509 400 

 10 564 650 

 823 095 900 

 449 919 300 

 525 251 100 

 230 141 400 

 158 521 800 

 52 845 450 

 69 001 800 

 278 532 000 

 566 793 000 

2 858 861 100 

17 689 735 350 

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, 
Euratom (Chapter 1 4) 
1 % of gross national 
income  

Uniform rate of ‘additional base’‚ 
own resource 

‘Additional base’ own 
resource at uniform rate

Member State 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

(1) 

3 925 460 000  

 399 471 000  

1 357 846 000  

2 654 016 000  

29 002 636 000  

 186 046 000  

1 434 183 000  

1 798 621 000  

10 283 204 000  

21 411 597 000  

 422 319 000  

15 763 695 000  

 153 422 000  

 246 154 000

 349 250 000  

 325 038 000  

 979 528 000  

 70 431 000  

(2) 

(3) = (1) × (2) 

2 929 967 729

 298 165 601

1 013 497 771

1 980 960 507

21 647 599 912

 138 864 942

1 070 475 793

1 342 492 724

7 675 394 954

15 981 639 921

 315 219 373

11 766 039 559

 114 514 352

 183 729 621

 260 680 590

 242 608 726

 731 120 794

 52 569 777

0,74640119 

9Calculation of rate: (100 711 280 988) / (134 929 167 000) = 0,746401117172835. 

EN 

3 

EN 

 
                                                 
Member State 

1 % of gross national 
income  

Uniform rate of ‘additional base’‚ 
own resource 

‘Additional base’ own 
resource at uniform rate

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

6 249 242 000  

3 217 349 000  

3 931 784 000  

1 655 525 000  

1 444 740 000  

 352 303 000  

 725 821 000  

1 983 150 000  

4 380 034 000  

20 226 302 000  

Total

134 929 167 000  

TABLE 4.1 

4 664 441 210

2 401 432 888

2 934 687 970

1 235 685 710

1 078 355 550

 262 959 353

 541 753 605

1 480 225 376

3 269 262 271

15 096 934 409

100 711 280 988

Correction of budgetary imbalances for the United Kingdom for the year 2013 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5) 

Description 

Coefficient10 (%) 

Amount 

1.  United Kingdom’s share (in %) of notional uncapped VAT base 

2.  United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure 

3.  (1) – (2) 

4. Total allocated expenditure  
5 Enlargement related expenditure11 
6. Enlargement-adjusted total allocated expenditure = (4) – (5) 

7. United Kingdom’s correction original amount = (3) × (6) × 0,66 
8. United Kingdom’s advantage12 
9. Core United Kingdom’s correction = (7) – (8)  
10. Windfall gains deriving from traditional own resources13 

11. Correction for the United Kingdom = (9) – (10)  

TABLE 4.2 

15,5861   

6,1166   

9,4694   

134 675 970 767

31 337 201 043

103 338 769 725

6 458 490 768

 883 513 735

5 574 977 032

 32 794 702

5 542 182 331

Correction of budgetary imbalances for the United Kingdom for the year 2011 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 6) 

Description 

Coefficient14 (%) 

Amount 

1.  United Kingdom’s share (in %) of notional uncapped VAT base 

2.  United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure 

3.  (1) – (2) 

4. Total allocated expenditure  
5. Enlargement related expenditure15 

14,9811   

7,3021   

7,6790   

116 702 674 481

26 831 341 733

10 Rounded percentages. 
11The amount of enlargement-related expenditure corresponds to total allocated expenditure in the ten Member States which joined 
the Union on 1  May 2004  and  the  two  Member  States  which  joined  the  Union  on  1 January 2007, except  for  agricultural 
direct payments and market-related expenditure as well as that part of rural development expenditure originating from the 
EAGGF, Guarantee Section. This amount is deducted from total allocated expenditure to ensure that expenditure which is 
unabated before enlargement remains so after enlargement. 

12 The  ‘UK  advantage’  corresponds  to  the  effects  arising  for  the  United  Kingdom  from  the  changeover  to  capped  VAT  and  the 

introduction of the GNP/GNI-based own resource. 

13 These  windfall  gains  correspond  to  the  net  gains  of  the  United  Kingdom  resulting  from  the  increase  —  from  10  to  25  %  as  of 
1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of 
traditional own resources (TOR). 

14 Rounded percentages. 
15The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the 
EU on 01.05.2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2010, as well as 
payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the EU GDP deflator for years 
2007-2010  (5a);  and  (ii)  total  allocated  expenditure  in  those  Member  States,  except  for  agricultural  direct  payments  and 
market-related  expenditure  as  well  as  that  part  of  rural  development  expenditure  originating  from  the  EAGGF,  Guarantee 

EN 

4 

EN 

 
 
 
 
 
 
 
 
 
 
                                                 
Description 

Coefficient14 (%) 

Amount 

5a.Pre-accession expenditure 

5b.Expenditure related to Art 4(1)(g) 

6. Enlargement-adjusted total allocated expenditure = (4) – (5) 

7. United Kingdom’s correction original amount = (3) × (6) × 0,66 
8. United Kingdom’s advantage16 
9. Core United Kingdom’s correction = (7) – (8)  
10. Windfall gains deriving from traditional own resources17 
11. Correction for the United Kingdom18 = (9) – (10) 

3 040 714 610

23 790 627 123

89 871 332 749

4 554 788 119

 358 708 861

4 196 079 257

 7 667 508

4 188 411 749

Correction of budgetary imbalances for the United Kingdom for the year 2010 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5) 

Description 

Coefficient19 (%) 

Amount 

TABLE 4.3 

1.  United Kingdom’s share (in %) of notional uncapped VAT base 

2.  United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure 

3.  (1) – (2) 

4. Total allocated expenditure  
5. Enlargement related expenditure20 
5a.Pre-accession expenditure 

5b.Expenditure related to Art 4(1)(g) 

6. Enlargement-adjusted total allocated expenditure = (4) – (5) 

7. United Kingdom’s correction original amount = (3) × (6) × 0,66 
8. United Kingdom’s advantage21 
9. Core United Kingdom’s correction = (7) – (8)  
10. Windfall gains deriving from traditional own resources22 
11. Correction for the United Kingdom23 = (9) – (10) 

15,4336   

7,7118   

7,7218   

111 424 575 479

23 861 206 535

2 970 699 609

20 890 506 926

87 563 368 944

4 462 554 636

 703 660 977

3 758 893 659

 19 348 038

3 739 545 621

Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before 
enlargement remains so after enlargement. 

16 The  ‘UK  advantage’  corresponds  to  the  effects  arising  for  the  United  Kingdom  from  the  changeover  to  capped  VAT  and  the 

introduction of the GNP/GNI-based own resource. 

17 These  windfall  gains  correspond  to  the  net  gains  of  the  United  Kingdom  resulting  from  the  increase  —  from  10  to  25  %  as  of 
1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of 
traditional own resources (TOR). 

18 Note: The difference of € -213 410 778 between the provisional amount of the 2011 UK correction (€ 4 188 411 749, as calculated 
above)  and  the  previously  budgeted  amount  of  the  2011  UK  correction  (€  3  975  000  971,  entered  in  the  AB  4/2012)  is 
financed in chapter 36 of the AB 4/2014. 

19 Rounded percentages. 
20The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the 
EU on 01.05.2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2009, as well as 
payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the EU GDP deflator for years 
2007-2009  (5a);  and  (ii)  total  allocated  expenditure  in  those  Member  States,  except  for  agricultural  direct  payments  and 
market-related  expenditure  as  well  as  that  part  of  rural  development  expenditure  originating  from  the  EAGGF,  Guarantee 
Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before 
enlargement remains so after enlargement. 

21 The  ‘UK  advantage’  corresponds  to  the  effects  arising  for  the  United  Kingdom  from  the  changeover  to  capped  VAT  and  the 

introduction of the GNP/GNI-based own resource. 

22 These  windfall  gains  correspond  to  the  net  gains  of  the  United  Kingdom  resulting  from  the  increase  —  from  10  to  25  %  as  of 
1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of 
traditional own resources (TOR). 

23 Note: The difference of € -109 003 534 between the definitive amount of the 2010 UK correction (€ 3 739 545 621, as calculated 
above)  and  the  previously  budgeted  amount  of  the  2010  UK  correction  (€  3  630  542  087,  entered  in  the  AB  4/2012)  is 
financed in chapter 35 of the AB 4/2014. 

EN 

5 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                                                                                                                                                                                     
TABLE 5.1 

Calculation of the financing of the correction for the United Kingdom amounting to EUR – 5 542 182 331 (Chapter 1 5) 
Member State 

Percentage 
share of GNI 
base  

Shares without 
the United 
Kingdom 

Shares without 
Germany, the 
Netherlands, 
Austria, 
Sweden and 
the United 
Kingdom 

Three quarters 
of the share of 
Germany, the 
Netherlands, 
Austria and 
Sweden in 
column 2 

Column 4 
distributed in 
accordance 
with column 3 

Financing scale Financing scale 
applied to the 
correction 

(1) 

(2) 

(3) 

(4) 

(5) 

(6) = (2) + (4) 
+ (5) 

(7) 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

2,91 

0,30 

1,01 

1,97 

21,49 

0,14 

1,06 

1,33 

7,62 

15,87 

0,31 

11,68 

0,11 

0,18 

0,26 

0,24 

0,73 

0,05 

4,63 

2,38 

2,91 

1,23 

1,07 

0,26 

0,54 

1,47 

3,25 

United Kingdom 

Total 

14,99 

100,00 

The calculations are made to 15 decimal places. 

3,42

0,35

1,18

2,31

25,29

0,16

1,25

1,57

8,97

18,67

0,37

13,74

0,13

0,21

0,30

0,28

0,85

0,06

5,45

2,80

3,43

1,44

1,26

0,31

0,63

1,73

3,82

0,00

5,46   

0,56   

1,89   

3,69   

0,00

0,26   

2,00   

2,50   

14,31   

29,80   

0,59   

21,94   

0,21   

0,34   

0,49   

0,45   

1,36   

0,10   

0,00

0,00

5,47   

2,30   

2,01   

0,49   

1,01   

2,76   

0,00

0,00   

-18,96

-4,09

-2,10

-2,86

1,53 

0,16 

0,53 

1,03 

0,00 

0,07 

0,56 

0,70 

4,01 

8,35 

0,16 

6,15 

0,06 

0,10 

0,14 

0,13 

0,38 

0,03 

0,00 

0,00 

1,53 

0,65 

0,56 

0,14 

0,28 

0,77 

0,00 

0,00 

4,95

0,50

1,71

3,35

6,32

0,23

1,81

2,27

 274 500 044

 27 934 257

 94 951 620

 185 590 353

 350 335 402

 13 009 847

 100 289 723

 125 774 188

12,97

 719 085 138

27,02 1 497 272 756

0,53

 29 531 974

19,89 1 102 325 579

0,19

0,31

0,44

0,41

1,24

0,09

1,36

0,70

4,96

2,09

1,82

0,44

0,92

2,50

0,95

0,00

 10 728 512

 17 213 087

 24 422 396

 22 729 297

 68 496 553

 4 925 108

 75 487 301

 38 863 752

 274 942 269

 115 767 753

 101 027 954

 24 635 887

 50 755 299

 138 677 954

 52 908 328

0 

100,00

100,00

-28,02

28,02 

100,00 5 542 182 331

TABLE 5.2 

Intermediate update of the financing of the 2011 UK correction (chapter 36) 

Member State 

Amount  

(1) 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

 8 101 453

 1 375 381

 5 056 538

 7 280 734

 18 309 269

 885 630

 8 409 370

 3 438 553

 21 543 140

 58 179 865

EN 

6 

EN 

 
 
Member State 

Amount  

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

Total

TABLE 5.3 

— 

 37 543 615

 479 335

 1 333 866

 1 324 873

- 29 470

 4 872 613

 438 532

 2 529 744

 1 155 028

 17 881 528

 5 178 017

 305 779

 1 156 634

 1 786 552

 1 891 154

 2 983 045

- 213 410 778

0

Financing of the definitive 2010 UK correction (chapter 35) 

Member State 

Amount  

(1) 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

 4 520 547

 562 835

 2 556 272

 3 345 263

 10 941 079

 334 638

 5 207 662

 452 777

 5 161 577

 36 713 295

— 

 25 185 874

 919 896

 377 190

 527 852

- 467 949

 925 341

 320 963

 1 088 457

 439 387

 4 287 709

 2 496 000

- 392 307

 896 466

 913 354

 822 308

 867 048

United Kingdom 

Total

- 109 003 534

0

EN 

7 

EN 

 
Bulgaria 

Czech 
Republic 

Estonia 

Ireland 

TABLE 6 
Summary of financing24 of the general budget by type of own resource and by Member State 

Traditional own resources (TOR) 

VAT and GNI-based own resources, including adjustments 

Member 
State 

Net sugar 
sector levies 
(75 %) 

Net customs 
duties (75 %) 

(1) 

(2) 

Total net 
traditional 
own 
resources (75 
%) 

(3) = (1) + 
(2) 

Collection 
costs (25 % 
of gross 
TOR) (p.m.)

VAT-based 
own resource 

GNI-based 
own resource 

United 
Kingdom 
correction 

Total 
‘national 
contributions
’ 

Share in total 
‘national 
contributions
’ (%) 

Total own 
resources25 

(4) 

(5) 

(6) 

(7) 

Belgium 

- 7 008 187 

1 400 600 
000 

1 393 591 
813 

 464 530 605  499 622 100

2 929 967 

729  287 122 045

 400 000 

 58 100 000 

 58 500 000 

 19 500 000

 57 927 300  298 165 601

 29 872 473  385 965 374 

0,33  444 465 374

 2 719 317 

 163 100 000 

 165 819 317 

 55 273 106  178 991 400

Denmark 

- 5 037 845 

 302 300 000 

 297 262 155 

 99 087 385  285 388 800

Germany 

- 44 722 930 

3 313 600 
000 

3 268 877 
070 

1 089 625 
686

3 725 690 
100

21 647 599 

912  379 585 752

1 013 497 

771  102 564 430

1 980 960 

507  196 216 349

(8) = (5) + 
(6) + (7) 

3 716 711 
874 

(9) 

(10) = (3) + 
(8) 

3,14

5 110 303 
687

1 295 053 
601 

2 462 565 
656 

25 752 875 
764 

1,09

2,08

21,75

1 460 872 
918

2 759 827 
811

29 021 752 
834

0 

 22 700 000 

 22 700 000 

 7 566 667

 26 144 100  138 864 942

 14 230 114  179 239 156 

0,15  201 939 156

- 1 628 671 

 229 500 000 

 227 871 329 

 75 957 110  196 628 400

Greece 

 492 476 

 109 000 000 

 109 492 476 

 36 497 492  212 793 600

Spain 

 748 762 

France 

- 35 571 563 

1 017 100 
000 

1 417 600 
000 

1 017 848 
762 

1 382 028 
437 

 339 282 921

 460 676 146

1 427 048 
700

2 919 401 
100

1 070 475 

793  113 906 755

1 342 492 

724  129 665 518

7 675 394 

954  745 789 855

1 381 010 
948 

1 684 951 
842 

9 848 233 
509 

15 981 639 
921

1 592 165 
916

20 493 206 
937 

1,17

1,42

8,32

17,31

1 608 882 
277

1 794 444 
318

10 866 082 
271

21 875 235 
374

Croatia 

 1 700 000 

 34 800 000 

 36 500 000 

 12 166 667

 63 347 850  315 219 373

 29 531 974  408 099 197 

0,34  444 599 197

Italy 

Cyprus 

Latvia 

- 733 959 

1 398 000 
000 

1 397 266 
041 

 465 755 347

1 812 851 
100

11 766 039 
559

1 165 055 
067

14 743 945 
726 

12,45

16 141 211 
767

0 

 15 200 000 

 15 200 000 

 5 066 667

 23 013 300  114 514 352

 12 127 743  149 655 395 

0,13  164 855 395

- 37 322 

 21 600 000 

 21 562 678 

 7 187 559

 26 570 100  183 729 621

 18 924 143  229 223 864 

0,19  250 786 542

Lithuania 

 747 545 

 53 300 000 

 54 047 545 

 18 015 849

 41 524 800  260 680 590

 26 275 121  328 480 511 

0,28  382 528 056

Luxembourg 

0 

 11 800 000 

 11 800 000 

 3 933 333

 48 755 700  242 608 726

 22 231 878  313 596 304 

0,26  325 396 304

Hungary 

 1 556 690 

 87 400 000 

 88 956 690 

 29 652 230  120 509 400

 731 120 794

 74 294 507  925 924 701 

0,78

1 014 881 
391

Malta 

0 

 9 100 000 

 9 100 000 

 3 033 333

 10 564 650

 52 569 777

 5 684 602

 68 819 029 

0,06

 77 919 029

Netherlands 

- 8 805 676 

1 919 800 
000 

1 910 994 
324 

 636 998 108  823 095 900

Austria 

- 3 287 560 

 168 800 000 

 165 512 440 

 55 170 814  449 919 300

Poland 

 8 893 006 

 372 100 000 

 380 993 006 

 126 997 669  525 251 100

Portugal 

- 451 346 

 121 900 000 

 121 448 654 

 40 482 885  230 141 400

Romania 

 900 000 

 103 700 000 

 104 600 000 

 34 866 667  158 521 800

4 664 441 
210

2 401 432 
888

2 934 687 

 79 105 502

 40 458 167

970  297 111 506

1 235 685 

710  123 441 770

1 078 355 

550  100 941 426

5 566 642 
612 

2 891 810 
355 

3 757 050 
576 

1 589 268 
880 

1 337 818 
776 

4,70

2,44

3,17

1,34

1,13

7 477 636 
936

3 057 322 
795

4 138 043 
582

1 710 717 
534

1 442 418 
776

Slovenia 

Slovakia 

- 4 160 

 58 700 000 

 58 695 840 

 19 565 280

 52 845 450  262 959 353

 26 688 987  342 493 790 

0,29  401 189 630

 532 249 

 87 300 000 

 87 832 249 

 29 277 416

 69 001 800  541 753 605

 53 455 205  664 210 610 

0,56  752 042 859

Finland 

- 507 994 

 118 400 000 

 117 892 006 

 39 297 335  278 532 000

Sweden 

- 409 989 

 447 700 000 

 447 290 011 

 149 096 670  566 793 000

1 480 225 

376  141 391 417

3 269 262 
271

 56 758 421

1 900 148 
793 

3 892 813 
692 

1,60

3,29

2 018 040 
799

4 340 103 
703

United 

 17 157 

2 690 900 

2 690 917 

 896 972 386

2 858 861 

15 096 934 

-5 864 596 

12 091 198 

10,21

14 782 116 

24 p.m. (own resources + other revenue = total revenue = total expenditure); (134 065 616 338 + 6 176 835 202 = 140 242 451 540 = 

140 242 451 540). 

25 Total  own  resources  as  percentage  of  GNI:  (134  065  616  338)  /  (13  492  916  700  000)  =  0,99  %;  own  resources  ceiling  as 

percentage of GNI: 1,23 %. 

EN 

8 

EN 

  
                                                 
Kingdom 

000 

157 

100

409

643

866 

023

Total 

- 89 500 000 

15 754 100 
000 

15 664 600 
000 

5 221 533 
333

17 689 735 
350

100 711 280 
988

118 401 016 
338 

0 

100,00

134 065 616 
338

B. GENERAL STATEMENT OF REVENUE BY BUDGET 
HEADING 

REVENUE —  

Figures 

Title 

Heading 

Budget 2014 

1 

3 

4 

5 

6 

7 

8 

9 

OWN RESOURCES 

SURPLUSES, BALANCES AND ADJUSTMENTS 

REVENUE ACCRUING FROM PERSONS WORKING 
WITH THE INSTITUTIONS AND OTHER UNION 
BODIES 

REVENUE ACCRUING FROM THE 
ADMINISTRATIVE OPERATION OF THE 
INSTITUTIONS 

CONTRIBUTIONS AND REFUNDS IN CONNECTION 
WITH UNION AGREEMENTS AND PROGRAMMES  

INTEREST ON LATE PAYMENTS AND FINES 

BORROWING AND LENDING OPERATIONS 

MISCELLANEOUS REVENUE 

136 124 864 798

1 005 406 925  

1 274 999 230  

53 752 047  

60 000 000  

1 540 000 000

153 477 000  

30 200 000  

Draft amending budget No. 
4/2014 

-2 059 248 460 

New amount 

134 065 616 338

1 005 406 925

1 274 999 230

53 752 047

60 000 000

3 599 000 000

153 477 000

30 200 000

2 059 000 000 

Total

140 242 700 000

-248 460 

140 242 451 540

TITLE 1 — OWN RESOURCES 

Figures 

Title 
Chapter 

1 1 

1 2 

1 3 

1 4 

1 5 

1 6 

EN 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE 
COMMON ORGANISATION OF THE MARKETS IN SUGAR 
(ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM) 

CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN 
ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 

OWN RESOURCES ACCRUING FROM VALUE ADDED TAX 
PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, 
EURATOM 

OWN RESOURCES BASED ON GROSS NATIONAL INCOME 
PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, 
EURATOM 

CORRECTION OF BUDGETARY IMBALANCES 

GROSS REDUCTION IN THE ANNUAL GNI-BASED 
CONTRIBUTION GRANTED TO THE NETHERLANDS AND 
SWEDEN  

125 100 000

-214 600 000 

-89 500 000

16 185 600 000

-431 500 000 

15 754 100 000

17 882 179 650

-192 444 300 

17 689 735 350

101 931 985 148

-1 220 704 160 

100 711 280 988

0  

p.m.

0

p.m.

Title 1 — Total

136 124 864 798

-2 059 248 460 

134 065 616 338

9 

EN 

 
 
 
CHAPTER 1 1 — LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE 
COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(A) OF 
DECISION 2007/436/EC, EURATOM) 

Figures 

Title Chapter 
Article Item 

1 1 

1 1 0 

1 1 1 

1 1 3 

1 1 7 

1 1 8 

1 1 9 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

LEVIES AND OTHER DUTIES PROVIDED FOR UNDER 
THE COMMON ORGANISATION OF THE MARKETS IN 
SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, 
EURATOM) 

Production levies related to the marketing year 2005/2006 and 
previous years 

Sugar storage levies 

Charges levied on non-exported C sugar, C isoglucose and C 
inulin syrup production, and on substituted C sugar and C 
isoglucose 

p.m.

p.m.

p.m.

-214 000 000 

-214 000 000

p.m.

p.m.

Production charge 

125 100 000

-600 000 

124 500 000

One-off amounts on additional sugar quotas and supplementary 
isoglucose quotas 

Surplus amount 

p.m.

p.m.

p.m.

p.m.

Chapter 1 1 — Total

125 100 000

-214 600 000 

-89 500 000

Article 1 1 0 — Production levies related to the marketing year 2005/2006 and previous years 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

p.m. 

-214 000 000

-214 000 000

The  common  organisation  of  the  market  in  the  sugar  sector  provided  that  sugar,  isoglucose  and  inulin  syrup  producers  had  to  pay 
basic and B production levies. These levies were intended to cover market support expenditure. At present amounts entered under this 
article are a consequence of the revision of past established levies. Levies for the marketing years 2007/2008 and following years are 
entered under Article 1 1 7 of this chapter as a ‘production charge’.  

Figures are net of collection costs. 

Legal basis 

Council Regulation (EC) No 1260/2001 of 19 June 2001 on the common organisation of the markets in the sugar sector (OJ L 178, 
30.6.2001, p. 1). 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Article 2(1)(a) thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

EN 

p.m. 

— 

p.m. 

p.m. 

p.m. 

— 

p.m. 

p.m. 

p.m. 

10 

- 13 608 187 

— 

- 680 683 

- 8 437 845 

- 71 022 930 

— 

- 1 628 671 

- 907 524 

- 3 951 238 

- 13 608 187

—

- 680 683

- 8 437 845

- 71 022 930

—

- 1 628 671

- 907 524

- 3 951 238

EN 

 
 
 
 
 
 
 
 
Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

 Article 1 1 0 — Total 

Article 1 1 7 — Production charge 

p.m. 

— 

p.m. 

— 

p.m. 

p.m. 

— 

p.m. 

— 

p.m. 

p.m. 

p.m. 

p.m. 

— 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

- 66 471 563 

— 

- 5 433 959 

— 

- 37 322 

- 52 455 

— 

- 343 310 

— 

- 16 005 676 

- 6 487 560 

- 3 906 994 

- 551 346 

— 

- 4 160 

- 767 751 

- 1 207 994 

- 3 009 989 

- 9 482 843 

- 66 471 563

—

- 5 433 959

—

- 37 322

- 52 455

—

- 343 310

—

- 16 005 676

- 6 487 560

- 3 906 994

- 551 346

—

- 4 160

- 767 751

- 1 207 994

- 3 009 989

- 9 482 843

- 214 000 000 

- 214 000 000

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

125 100 000 

-600 000

124 500 000

Under the actual common organisation of the markets in the sugar sector, a production charge is levied on undertakings producing 
sugar, isoglucose or inulin syrup. 

Figures are net of collection costs. 

Legal basis 

Council Regulation (EC) No 318/2006 of 20 February 2006 on the common organisation of the markets in the sugar sector (OJ L 58, 
28.2.2006, p. 1), and in particular Article 16 thereof. 

Commission Regulation (EC) No 952/2006 of 29 June 2006 laying down detailed rules for the application of Council Regulation (EC) 
No 318/2006 as regards the management of the Community market in sugar and the quota system (OJ L 178, 1.7.2006, p. 39). 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Article 2(1)(a) thereof. 

Council  Regulation  (EC)  No  1234/2007  of  22  October  2007  establishing  a  common  organisation  of  agricultural  markets  and  on 
specific provisions for certain agricultural products (Single CMO Regulation) (OJ L 299, 16.11.2007, p. 1), and in particular Article 
51 thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

EN 

 6 600 000

 400 000

 3 400 000

 3 400 000

— 

— 

— 

— 

11 

 6 600 000

 400 000

 3 400 000

 3 400 000

EN 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

— 

p.m. 

— 

p.m. 

— 

— 

p.m. 

 26 300 000

 1 400 000

 4 700 000

 30 900 000

1 700 000

 4 700 000

 800 000

 2 000 000

 7 300 000

 3 200 000  

 12 800 000  

 200 000

 1 000 000

 1 400 000

 800 000

 2 600 000

 9 500 000

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

- 100 000 

- 100 000 

- 100 000 

- 100 000 

- 100 000 

- 100 000 

— 

p.m. 

— 

p.m. 

— 

p.m. 

 26 300 000

 1 400 000

 4 700 000

 30 900 000

 1 700 000

 4 700 000

 800 000

 1 900 000

—

 7 200 000

 3 200 000

 12 800 000

 100 000

 900 000

 1 300 000

 700 000

 2 600 000

 9 500 000

 Article 1 1 7 — Total 

 125 100 000

- 600 000 

 124 500 000

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN 
ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM 

Figures 

Title Chapter 
Article Item 

1 2 

1 2 0 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO 
IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 

Customs duties and other duties referred to in Article 2(1)(a) of 
Decision 2007/436/EC, Euratom 

Chapter 1 2 — Total

16 185 600 000

16 185 600 000

-431 500 000 

-431 500 000 

15 754 100 000

15 754 100 000

Article 1 2 0 — Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, 
Euratom 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

16 185 600 000 

-431 500 000

15 754 100 000

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free 
movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional 
amounts  or  factors,  Common  Customs  Tariff  duties  and  other  duties  established  or  to  be  established  by  the  institutions  of  the 
European  Union  in  respect  of  trade  with  third  countries  and  customs  duties  on  products  under  the  expired  Treaty  establishing  the 
European Coal and Steel Community. 

EN 

12 

EN 

 
 
 
 
Figures are net of collection costs. 

Legal basis 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Article 2(1)(a) thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

1 585 000 000

 53 700 000

 173 400 000

 295 900 000

3 386 600 000

 23 700 000

 213 300 000

 114 600 000

1 030 900 000

1 468 900 000

 35 500 000

1 498 800 000

 16 000 000

 22 100 000

 53 900 000

 12 300 000

 94 500 000

 9 600 000

1 938 600 000

 164 700 000

 369 400 000

 120 500 000

 106 200 000

 66 400 000

 85 500 000

 136 600 000

 485 100 000

2 623 900 000

16 185 600 000

- 184 400 000 

 4 400 000 

- 10 300 000 

 6 400 000 

- 73 000 000 

- 1 000 000 

 16 200 000 

- 5 600 000 

- 13 800 000 

- 51 300 000 

- 700 000 

- 100 800 000 

- 800 000 

- 500 000 

- 600 000 

- 500 000 

- 7 100 000 

- 500 000 

- 18 800 000 

 4 100 000 

 2 700 000 

 1 400 000 

- 2 500 000 

- 7 700 000 

 1 800 000 

- 18 200 000 

- 37 400 000 

 67 000 000 

- 431 500 000 

1 400 600 000

 58 100 000

 163 100 000

 302 300 000

3 313 600 000

 22 700 000

 229 500 000

 109 000 000

1 017 100 000

1 417 600 000

 34 800 000

1 398 000 000

 15 200 000

 21 600 000

 53 300 000

 11 800 000

 87 400 000

 9 100 000

1 919 800 000

 168 800 000

 372 100 000

 121 900 000

 103 700 000

 58 700 000

 87 300 000

 118 400 000

 447 700 000

2 690 900 000

15 754 100 000

 Article 1  2  0 — Total 

CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX 
PURSUANT TO ARTICLE 2(1)(B) OF DECISION 2007/436/EC, EURATOM 

Figures 

Title Chapter 
Article Item 

1 3 

1 3 0 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

OWN RESOURCES ACCRUING FROM VALUE ADDED 
TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 
2007/436/EC, EURATOM 

Own resources accruing from value added tax pursuant to 
Article 2(1)(b) of Decision 2007/436/EC, Euratom 

Chapter 1 3 — Total

17 882 179 650

17 882 179 650

-192 444 300 

-192 444 300 

17 689 735 350

17 689 735 350

EN 

13 

EN 

 
 
 
 
Article 1 3 0 — Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 
2007/436/EC, Euratom 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

17 882 179 650 

-192 444 300

17 689 735 350

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is 
fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each Member State.  

For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 
0,15 % and for the Netherlands and Sweden at 0,10 %. 

Legal basis 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

 502 682 400

 61 801 500

 193 725 600

 306 034 800

3 715 233 900

 26 175 600

 196 179 300

 195 036 000

1 368 488 400

2 904 321 600

 65 823 600

1 970 415 300

 23 208 000

 24 795 000

 42 495 600

 51 143 400

 123 098 400

 10 218 000

 798 439 500

 446 367 600

 577 318 200

 232 634 400

 163 314 900

 52 445 550

 77 911 800

 291 653 100

 597 138 600

2 864 079 600

17 882 179 650

- 3 060 300 

- 3 874 200 

- 14 734 200 

- 20 646 000 

 10 456 200 

- 31 500 

 449 100 

 17 757 600 

 58 560 300 

 15 079 500 

- 2 475 750 

- 157 564 200 

- 194 700 

 1 775 100 

- 970 800 

- 2 387 700 

- 2 589 000 

 346 650 

 24 656 400 

 3 551 700 

- 52 067 100 

- 2 493 000 

- 4 793 100 

 399 900 

- 8 910 000 

- 13 121 100 

- 30 345 600 

- 5 218 500 

- 192 444 300 

 499 622 100

 57 927 300

 178 991 400

 285 388 800

3 725 690 100

 26 144 100

 196 628 400

 212 793 600

1 427 048 700

2 919 401 100

 63 347 850

1 812 851 100

 23 013 300

 26 570 100

 41 524 800

 48 755 700

 120 509 400

 10 564 650

 823 095 900

 449 919 300

 525 251 100

 230 141 400

 158 521 800

 52 845 450

 69 001 800

 278 532 000

 566 793 000

2 858 861 100

17 689 735 350

 Article 1  3  0 — Total 

EN 

14 

EN 

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME 
PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM 

Figures 

Title Chapter 
Article Item 

1 4 

1 4 0 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

OWN RESOURCES BASED ON GROSS NATIONAL 
INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 
2007/436/EC, EURATOM 

Own resources based on gross national income pursuant to 
Article 2(1)(c) of Decision 2007/436/EC, Euratom 

101 931 985 148

-1 220 704 160 

100 711 280 988

Chapter 1 4 — Total

101 931 985 148

-1 220 704 160 

100 711 280 988

Article 1 4 0 — Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 
2007/436/EC, Euratom 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

101 931 985 148 

-1 220 704 160

100 711 280 988

The  GNI-based  resource  is  an  ‘additional’  resource,  providing  the  revenue  required  to  cover  expenditure  in  excess  of  the  amount 
yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based 
resource ensures that the general budget of the Union is always balanced ex ante. 

The  GNI  call  rate  is  determined  by  the  additional  revenue  needed  to  finance  the  budgeted  expenditure  not  covered  by  the  other 
resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the 
Member States. 

The rate to be applied to the Member States’ gross national income for this financial year is 0,7464 %. 

Legal basis 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Article 2(1)(c) thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

EN 

3 016 729 319

 313 101 373

1 078 282 086

1 994 763 754

21 474 648 656

 139 111 616

1 045 648 057

1 369 646 821

7 940 033 724

16 311 891 626

 331 349 518

12 096 568 717

 116 826 786

 188 240 481

 266 576 797

 257 450 837

 737 745 446

15 

- 86 761 590 

- 14 935 772 

- 64 784 315 

- 13 803 247 

 172 951 256 

- 246 674 

 24 827 736 

- 27 154 097 

- 264 638 770 

- 330 251 705 

- 16 130 145 

- 330 529 158 

- 2 312 434 

- 4 510 860 

- 5 896 207 

- 14 842 111 

- 6 624 652 

2 929 967 729

 298 165 601

1 013 497 771

1 980 960 507

21 647 599 912

 138 864 942

1 070 475 793

1 342 492 724

7 675 394 954

15 981 639 921

 315 219 373

11 766 039 559

 114 514 352

 183 729 621

 260 680 590

 242 608 726

 731 120 794

EN 

 
 
 
 
Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

 51 436 405

4 737 683 315

2 489 312 107

2 974 258 795

1 220 118 049

1 138 667 006

 264 005 732

 573 655 611

1 560 625 995

3 434 972 534

14 808 633 985

101 931 985 148

 1 133 372 

- 73 242 105 

- 87 879 219 

- 39 570 825 

 15 567 661 

- 60 311 456 

- 1 046 379 

- 31 902 006 

- 80 400 619 

- 165 710 263 

 288 300 424 

-1 220 704 160 

 52 569 777

4 664 441 210

2 401 432 888

2 934 687 970

1 235 685 710

1 078 355 550

 262 959 353

 541 753 605

1 480 225 376

3 269 262 271

15 096 934 409

100 711 280 988

 Article 1  4  0 — Total 

CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES 

Figures 

Title Chapter 
Article Item 

1 5 

1 5 0 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

CORRECTION OF BUDGETARY IMBALANCES 

Correction of budgetary imbalances granted to the United 
Kingdom in accordance with Articles 4 and 5 of Decision 
2007/436/EC, Euratom 

Chapter 1 5 — Total

0  

0  

Article 1 5 0 — Correction of budgetary imbalances granted to the United Kingdom in accordance with 
Articles 4 and 5 of Decision 2007/436/EC, Euratom 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

0   

0

0

0

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European 
Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce 
the UK budgetary imbalance through a reduction in its payments to the Union. 

Legal basis 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities’  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Articles 4 and 5 thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

EN 

 263 826 803

 27 382 150

 94 300 710

 174 451 231

 326 429 505

 12 165 948

 91 446 714

 119 781 891

 694 392 334

16 

 10 673 241 

 552 107 

 650 910 

 11 139 122 

 23 905 897 

 843 899 

 8 843 009 

 5 992 297 

 24 692 804 

 274 500 044

 27 934 257

 94 951 620

 185 590 353

 350 335 402

 13 009 847

 100 289 723

 125 774 188

 719 085 138

EN 

 
 
 
 
France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

1 426 549 672

 28 978 034

1 057 900 367

 10 217 038

 16 462 493

 23 313 363

 22 515 255

 64 519 220

 4 498 349

 72 016 062

 37 839 265

 260 112 561

 106 704 915

 99 581 648

 23 088 511

 50 168 812

 136 483 895

 52 213 958

 70 723 084 

 553 940 

 44 425 212 

 511 474 

 750 594 

 1 109 033 

 214 042 

 3 977 333 

 426 759 

 3 471 239 

 1 024 487 

 14 829 708 

 9 062 838 

 1 446 306 

 1 547 376 

 586 487 

 2 194 059 

 694 370 

1 497 272 756

 29 531 974

1 102 325 579

 10 728 512

 17 213 087

 24 422 396

 22 729 297

 68 496 553

 4 925 108

 75 487 301

 38 863 752

 274 942 269

 115 767 753

 101 027 954

 24 635 887

 50 755 299

 138 677 954

 52 908 328

United Kingdom 

-5 297 340 704

- 244 841 627 

-5 542 182 331

 Article 1  5  0 — Total

 0

 0 

0

TITLE 3 — SURPLUSES, BALANCES AND ADJUSTMENTS 

Figures 

Title 
Chapter 

3 0 

3 1 

3 2 

3 4 

3 5 

3 6 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL 
YEAR 

BALANCES AND ADJUSTMENT OF BALANCES BASED ON 
VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT 
OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF 
REGULATION (EC, EURATOM) No 1150/2000 

BALANCES AND ADJUSTMENTS OF BALANCES BASED ON 
GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS 
FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF 
ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, 
EURATOM) No 1150/2000 

ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF 
CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE 
AREA OF FREEDOM, SECURITY AND JUSTICE 

RESULT OF THE DEFINITIVE CALCULATION OF THE 
FINANCING OF THE CORRECTION OF BUDGETARY 
IMBALANCES FOR THE UNITED KINGDOM 

RESULT OF INTERMEDIATE UPDATES OF THE 
CALCULATION OF THE FINANCING OF THE CORRECTION 
OF BUDGETARY IMBALANCES FOR THE UNITED 
KINGDOM 

1 005 406 925  

1 005 406 925

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

0

0

Title 3 — Total

1 005 406 925  

1 005 406 925

EN 

17 

EN 

 
 
 
 
 
 
CHAPTER 3 5 — RESULT OF THE DEFINITIVE CALCULATION OF THE 
FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE 
UNITED KINGDOM 

Figures 

Title Chapter 
Article Item 

3 5 

3 5 0 

3 5 0 4 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

RESULT OF THE DEFINITIVE CALCULATION OF THE 
FINANCING OF THE CORRECTION OF BUDGETARY 
IMBALANCES FOR THE UNITED KINGDOM 

Result of the definitive calculation of the financing of the 
correction of budgetary imbalances for the United Kingdom 

Result of the definitive calculation of the financing of the 
correction of budgetary imbalances for the United Kingdom 

Article 3 5 0 — Subtotal

Chapter 3 5 — Total

p.m.

p.m.

p.m.

0 

Article 3 5 0 — Result of the definitive calculation of the financing of the correction of budgetary 
imbalances for the United Kingdom 

Item 3 5 0 4 — Result of the definitive calculation of the financing of the correction of budgetary imbalances for the 
United Kingdom 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

p.m. 

0

0

0

0

0

Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom. 

The figures correspond to the result of the definitive calculation of the financing of the correction of budgetary imbalances for the 
United Kingdom in respect of the correction for the year 2010. 

Legal basis 

Council Decision 2000/597/EC, Euratom of 29 September 2000 on the system of the European Communities' own resources (OJ L 
253, 7.10.2000, p. 42), and in particular Articles 4 and 5 thereof. 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities'  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Articles 4 and 5 thereof. 

Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

EN 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

18 

 4 520 547 

 562 835 

 2 556 272 

 3 345 263 

 10 941 079 

 334 638 

 5 207 662 

 452 777 

 5 161 577 

 36 713 295 

 4 520 547

 562 835

 2 556 272

 3 345 263

 10 941 079

 334 638

 5 207 662

 452 777

 5 161 577

 36 713 295

EN 

 
 
 
 
 
 
 
 
 
 
Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

— 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

Item 3 5 0 4 — Total

— 

New amount 

— 

 25 185 874 

 25 185 874

 919 896 

 377 190 

 527 852 

- 467 949 

 925 341 

 320 963 

 1 088 457 

 439 387 

 4 287 709 

 2 496 000 

- 392 307 

 896 466 

 913 354 

 822 308 

 867 048 

 919 896

 377 190

 527 852

- 467 949

 925 341

 320 963

 1 088 457

 439 387

 4 287 709

 2 496 000

- 392 307

 896 466

 913 354

 822 308

 867 048

- 109 003 534 

- 109 003 534

0 

0

CHAPTER 3 6 — RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION 
OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR 
THE UNITED KINGDOM 

Figures 

Title Chapter 
Article Item 

3 6 

3 6 0 

3 6 0 4 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

RESULT OF INTERMEDIATE UPDATES OF THE 
CALCULATION OF THE FINANCING OF THE 
CORRECTION OF BUDGETARY IMBALANCES FOR THE 
UNITED KINGDOM 

Result of intermediate updates of the calculation of the 
financing of the correction of budgetary imbalances for the 
United Kingdom  

Result of intermediate updates of the calculation of the financing 
of the correction of budgetary imbalances for the United 
Kingdom  

Article 3 6 0 — Subtotal

Chapter 3 6 — Total

p.m.

p.m.

p.m.

0 

Article 3 6 0 — Result of intermediate updates of the calculation of the financing of the correction of 
budgetary imbalances for the United Kingdom  

Item 3 6 0 4 — Result of intermediate updates of the calculation of the financing of the correction of budgetary 
imbalances for the United Kingdom  

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

p.m. 

0

0

0

0

0

Figures 

EN 

19 

EN 

 
 
 
 
 
 
 
 
 
 
Remarks 

This item is intended to record the difference between previously budgeted and the latest intermediate update of the UK correction 
before the final calculations are made. 

The figures correspond to the result of the intermediate calculation of the financing of the correction of budgetary imbalances for the 
United Kingdom in respect of the correction for the year 2011. 

Legal basis 

Council  Decision  2007/436/EC,  Euratom  of  7  June  2007  on  the  system  of  the  European  Communities'  own  resources  (OJ  L  163, 
23.6.2007, p. 17), and in particular Articles 4 and 5 thereof. 

 Member State 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Belgium 

Bulgaria 

Czech Republic 

Denmark 

Germany 

Estonia 

Ireland 

Greece 

Spain 

France 

Croatia 

Italy 

Cyprus 

Latvia 

Lithuania 

Luxembourg 

Hungary 

Malta 

Netherlands 

Austria 

Poland 

Portugal 

Romania 

Slovenia 

Slovakia 

Finland 

Sweden 

United Kingdom 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

— 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

p.m. 

 8 101 453 

 1 375 381 

 5 056 538 

 7 280 734 

 18 309 269 

 885 630 

 8 409 370 

 3 438 553 

 21 543 140 

 58 179 865 

 8 101 453

 1 375 381

 5 056 538

 7 280 734

 18 309 269

 885 630

 8 409 370

 3 438 553

 21 543 140

 58 179 865

— 

— 

 37 543 615 

 37 543 615

 479 335 

 1 333 866 

 1 324 873 

- 29 470 

 4 872 613 

 438 532 

 2 529 744 

 1 155 028 

 17 881 528 

 5 178 017 

 305 779 

 1 156 634 

 1 786 552 

 1 891 154 

 2 983 045 

 479 335

 1 333 866

 1 324 873

- 29 470

 4 872 613

 438 532

 2 529 744

 1 155 028

 17 881 528

 5 178 017

 305 779

 1 156 634

 1 786 552

 1 891 154

 2 983 045

- 213 410 778 

- 213 410 778

0 

0

Item 3 6 0 4 — Total

TITLE 7 — INTEREST ON LATE PAYMENTS AND FINES 

Figures 

Title 
Chapter 

7 0 

7 1 

7 2 

EN 

Heading 

INTEREST ON LATE PAYMENTS 

FINES 

INTEREST ON DEPOSITS AND FINES 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

32 000 000

1 508 000 000

p.m.

230 000 000 

1 829 000 000 

262 000 000

3 337 000 000

p.m.

Title 7 — Total

1 540 000 000

2 059 000 000 

3 599 000 000

20 

EN 

 
 
CHAPTER 7 0 — INTEREST ON LATE PAYMENTS 

Figures 

Title Chapter 
Article Item 

7 0 

7 0 0 

7 0 0 0 

7 0 0 1 

Heading 

INTEREST ON LATE PAYMENTS 

Interest on late payments 

Interest due on late payments into the accounts held with the 
treasuries of the Member States 

Other interest on late payments 

Article 7 0 0 — Subtotal

7 0 1 

Interest on late payments and other interest on fines  

Chapter 7 0 — Total

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

5 000 000  

3 000 000  

8 000 000  

24 000 000

32 000 000

230 000 000 

230 000 000 

5 000 000

3 000 000

8 000 000

254 000 000

262 000 000

Article 7 0 1 — Interest on late payments and other interest on fines  

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

24 000 000 

230 000 000

254 000 000

This article is intended to receive accrued interest on special accounts for fines and interest on late payment connected with fines. 

Legal basis 

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 
and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). 

Council  Regulation  (EC)  No  139/2004  of  20  January  2004  on  the  control  of  concentrations  between  undertakings  (OJ  L  24, 
29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. 

Regulation  (EU,  Euratom)  No  966/2012  of  the  European  Parliament  and  of  the  Council  of  25  October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1), and in particular Article 78(4) thereof. 

Commission Delegated Regulation (EU) No 1268/2012 of 29 October 2012 on the rules of application of Regulation (EU, Euratom) 
No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general budget of the Union (OJ L 
362, 31.12.2012, p. 1), and in particular Article 83 thereof. 

CHAPTER 7 1 — FINES 

Figures 

Title Chapter 
Article Item 

7 1 

7 1 0 

7 1 1 

7 1 2 

EN 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

FINES 

Fines, periodic penalty payments and other penalties 

1 508 000 000

1 829 000 000 

3 337 000 000

Excess emissions premiums for new passenger cars 

Penalty payments and lump sums imposed on a Member State 
for not complying with a judgment of the Court of Justice of the 
European Union on its failure to fulfil an obligation under the 
Treaty 

p.m.

p.m.

p.m.

p.m.

Chapter 7 1 — Total

1 508 000 000

1 829 000 000 

3 337 000 000

21 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
Article 7 1 0 — Fines, periodic penalty payments and other penalties 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

1 508 000 000 

1 829 000 000

3 337 000 000

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings 
for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty 
on the Functioning of the European Union. 

The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not 
collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking 
must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee 
covering both the principal of the debt and interest or surcharges by the final date for payment. 

Legal basis 

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 
and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). 

Council  Regulation  (EC)  No  139/2004  of  20  January  2004  on  the  control  of  concentrations  between  undertakings  (OJ  L  24, 
29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. 

Regulation  (EU,  Euratom)  No  966/2012  of  the  European  Parliament  and  of  the  Council  of  25  October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1). 

Commission Delegated Regulation (EU) No 1268/2012 of 29 October 2012 on the rules of application of Regulation (EU, Euratom) 
No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general budget of the Union (OJ L 
362, 31.12.2012, p. 1). 

SECTION III — COMMISSION 

REVENUE — REVENUE 

Figures 

Title 

4 

5 

6 

7 

8 

9 

EN 

Heading 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Revenue accruing from persons working with the 
institutions and other Union bodies 

Revenue accruing from the administrative operation of the 
institution 

Contributions and refunds in connection with Union 
agreements and programmes 

Interest on late payments and fines 

Borrowing and lending operations 

Miscellaneous revenue 

Total

939 169 454  

52 450 000  

60 000 000  

1 540 000 000

153 477 000  

30 000 000  

2 775 096 454

2 059 000 000 

2 059 000 000 

22 

939 169 454

52 450 000

60 000 000

3 599 000 000

153 477 000

30 000 000

4 834 096 454

EN 

 
TITLE 7 — INTEREST ON LATE PAYMENTS AND FINES 

Figures 

Title 
Chapter 

7 0 

7 1 

7 2 

Heading 

INTEREST ON LATE PAYMENTS 

FINES 

INTEREST ON DEPOSITS AND FINES 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

32 000 000

1 508 000 000

p.m.

230 000 000 

1 829 000 000 

262 000 000

3 337 000 000

p.m.

Title 7 — Total

1 540 000 000

2 059 000 000 

3 599 000 000

CHAPTER 7 0 — INTEREST ON LATE PAYMENTS 

Figures 

Title Chapter 
Article Item 

7 0 

7 0 0 

7 0 0 0 

7 0 0 1 

Heading 

INTEREST ON LATE PAYMENTS 

Interest on late payments 

Interest due on late payments into the accounts held with the 
treasuries of the Member States 

Other interest on late payments 

Article 7 0 0 — Subtotal

7 0 1 

Interest on late payments and other interest on fines 

Chapter 7 0 — Total

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

5 000 000  

3 000 000  

8 000 000  

24 000 000

32 000 000

230 000 000 

230 000 000 

5 000 000

3 000 000

8 000 000

254 000 000

262 000 000

Article 7 0 1 — Interest on late payments and other interest on fines 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

24 000 000 

230 000 000

254 000 000

This article is intended to record accrued interest on special accounts for fines and interest on late payment connected with fines. 

Legal basis 

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 
and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). 

Council  Regulation  (EC)  No  139/2004  of  20  January  2004  on  the  control  of  concentrations  between  undertakings  (OJ L 24, 
29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. 

Regulation  (EU,  Euratom)  No 966/2012  of  the  European  Parliament  and  of  the  Council  of  25 October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1), and in particular Article 78(4) thereof. 

Commission Delegated Regulation (EU) No 1268/2012 of 29 October 2012 on the rules of application of Regulation (EU, Euratom) 
No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general budget of the Union (OJ L 
362, 31.12.2012, p. 1), and in particular Article 83 thereof. 

EN 

23 

EN 

 
 
 
 
 
 
 
 
 
 
CHAPTER 7 1 — FINES 

Figures 

Title Chapter 
Article Item 

7 1 

7 1 0 

7 1 1 

7 1 2 

Heading 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

FINES 

Fines, periodic penalty payments and other penalties 

1 508 000 000

1 829 000 000 

3 337 000 000

Excess emissions premiums for new passenger cars 

Penalty payments and lump sums imposed on a Member State 
for not complying with a judgment of the Court of Justice of the 
European Union on its failure to fulfil an obligation under the 
Treaty 

p.m.

p.m.

p.m.

p.m.

Chapter 7 1 — Total

1 508 000 000

1 829 000 000 

3 337 000 000

Article 7 1 0 — Fines, periodic penalty payments and other penalties 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

1 508 000 000 

1 829 000 000

3 337 000 000

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings 
for not respecting bans or not carrying out their obligations under the Regulations enumerated below or under Articles 101 and 102 of 
the Treaty on the Functioning of the European Union. 

The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not 
collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking 
must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee 
covering both the principal of the debt and interest or surcharges by the final date for payment. 

Legal basis 

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 
and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). 

Council  Regulation  (EC)  No  139/2004  of  20  January  2004  on  the  control  of  concentrations  between  undertakings  (the  EC  Merger 
Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. 

Regulation  (EU,  Euratom)  No 966/2012  of  the  European  Parliament  and  of  the  Council  of  25 October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1). 

Commission Delegated Regulation (EU) No 1268/2012 of 29 October 2012 on the rules of application of Regulation (EU, Euratom) 
No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general budget of the Union (OJ L 
362, 31.12.2012, p. 1). 

EXPENDITURE — EXPENDITURE 

Figures 

Title 

Heading 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

01 

Economic and financial affairs 

253 013 066

337 954 951  

253 013 066

337 954 951

EN 

24 

EN 

 
 
 
 
 
 
 
Title 

Heading 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

Enterprise and industry 

Competition 

40 02 41 

2 000 000 
255 013 066 
2 515 114 410

2 000 000 
339 954 951 
2 163 882 279  

94 449 737

94 449 737  

Employment, social affairs and inclusion 

13 839 015 158 11 720 732 223  

2 000 000 
255 013 066 
2 515 114 410

2 000 000 
339 954 951 
2 163 882 279

94 449 737

94 449 737

13 839 015 158 11 720 732 223

Agriculture and rural development 

58 046 833 802 55 725 003 706

p.m.

p.m.  58 046 833 802 55 725 003 706

02 

03 

04 

05 

06 

07 

08 

09 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

29 

30 

31 

32 

33 

34 

40 

Mobility and transport 

Environment 

Research and innovation 

Communications networks, content and 
technology 

Direct research 

Maritime affairs and fisheries 

40 02 41 

Internal market and services 

Regional and urban policy 

Taxation and customs union 

Education and culture 

Communication 

Health and consumer protection 

Home affairs 

Foreign policy instruments 

Trade 

Development and cooperation 

Enlargement 

2 867 184 572

1 003 421 856  

407 273 961

345 550 522  

6 198 702 491

4 206 134 599  

1 637 393 330

986 122 507  

419 601 970

414 982 955  

950 769 923
115 342 000 
1 066 111 923 
116 892 170

742 477 267  
47 342 000 
789 819 267 
117 118 170  

33 073 249 094 43 519 053 287  

157 040 580

132 361 974  

2 820 016 221

2 533 698 811  

246 345 359

244 885 333  

618 152 949

566 786 449  

1 201 387 424

762 595 466  

732 731 450

513 934 455  

121 099 618

115 395 492  

5 083 838 180

3 963 307 425  

1 519 904 352

948 883 056  

Humanitarian aid and civil protection 

1 006 460 596

1 100 880 777  

Fight against fraud 

78 220 900

74 900 993  

Commission’s policy coordination and legal 
advice 

Commission’s administration 

Budget 

Audit 

Statistics 

194 089 509

194 812 309  

1 001 412 220

1 001 039 177  

95 779 570

11 632 266

95 779 570  

11 632 266  

131 883 729

152 061 955  

Pensions and related expenditure 

1 449 531 000

1 449 531 000  

Language services 

Energy 

Justice 

Climate action 

Reserves 

387 604 805

387 604 805  

933 444 642

643 022 040  

203 409 105

193 021 105  

121 468 679

48 708 585  

573 523 000

199 342 000  

2 867 184 572

1 003 421 856

407 273 961

345 550 522

6 198 702 491

4 206 134 599

1 637 393 330

986 122 507

419 601 970

414 982 955

950 769 923
115 342 000 
1 066 111 923 
116 892 170

742 477 267
47 342 000 
789 819 267 
117 118 170

p.m. 

p.m.  33 073 249 094 43 519 053 287

157 040 580

132 361 974

2 820 016 221

2 533 698 811

246 345 359

244 885 333

618 152 949

566 786 449

1 201 387 424

762 595 466

732 731 450

513 934 455

121 099 618

115 395 492

5 083 838 180

3 963 307 425

1 519 904 352

948 883 056

1 006 460 596

1 100 880 777

78 220 900

74 900 993

194 089 509

194 812 309

1 001 412 220

1 001 039 177

95 779 570

11 632 266

95 779 570

11 632 266

131 883 729

152 061 955

1 449 531 000

1 449 531 000

387 604 805

387 604 805

933 444 642

643 022 040

203 409 105

193 021 105

121 468 679

48 708 585

573 523 000

199 342 000

139 108 469 
838

136 711 069 
102

117 342 000

49 342 000

Total 

139 108 469 
838

136 711 069 
102

p.m.

p.m. 

Of which Reserves: 40 01 40, 40 02 41 

117 342 000

49 342 000

TITLE 05 — AGRICULTURE AND RURAL DEVELOPMENT 

Figures 

Title 
Chapter 

Heading 

FF 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments 

Commitments

Payments 

Commitments

Payments 

05 01 

05 02 

Administrative expenditure of the ‘Agriculture and 
rural development’ policy area 

Improving the competitiveness of the agricultural 
sector through interventions in agricultural markets 

129 034 743

129 034 743  

129 034 743

129 034 743

2 

2 233 400 000 2 233 250 000  

2 233 400 000 2 233 250 000

EN 

25 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Heading 

FF 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments 

Commitments

Payments 

Commitments

Payments 

Title 
Chapter 

05 03 

Direct aids aimed at contributing to farm incomes, 
limiting farm income variability and meeting 
environment and climate objectives 

05 04 

Rural development 

05 05 

05 06 

05 07 

05 08 

05 09 

Instrument for Pre-accession Assistance — 
Agriculture and rural development 

International aspects of the ‘Agriculture and rural 
development’ policy area 

Audit of agricultural expenditure financed by the 
European Agricultural Guarantee Fund (EAGF) 

Policy strategy and coordination of the ‘Agriculture 
and rural development’ policy area 

Horizon 2020 — Research and innovation related to 
agriculture 

Title 05 — Total   

2 

2 

4 

4 

2 

2 

1 

41 447 275 
640

13 987 271 
059

41 447 275 
640

11 701 354 

028  

p.m.

p.m. 

41 447 275 
640

13 987 271 
059

41 447 275 
640

11 701 354 
028

90 000 000

110 997 038  

90 000 000

110 997 038

6 696 000

5 590 437  

6 696 000

5 590 437

60 200 000

60 200 000  

60 200 000

60 200 000

40 793 360

35 010 852  

40 793 360

35 010 852

52 163 000

2 290 968  

58 046 833 
802

55 725 003 
706

p.m.

p.m. 

52 163 000

2 290 968

58 046 833 
802

55 725 003 
706

CHAPTER 05 03 — DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING 
FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES 

Heading 

FF 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

Figures 

Title Chapter 
Article Item 

05 03 

05 03 01 

05 03 01 01 

05 03 01 02 

05 03 01 03 

05 03 01 04 

05 03 01 05 

05 03 01 06 

05 03 01 99 

05 03 02 

05 03 02 06 

05 03 02 07 

05 03 02 13 

05 03 02 14 

05 03 02 28 

05 03 02 36 

05 03 02 39 

05 03 02 40 

05 03 02 42 

05 03 02 44 

05 03 02 50 

05 03 02 52 

05 03 02 99 

Direct aids aimed at contributing to farm incomes, limiting 
farm income variability and meeting environment and climate 
objectives 

Decoupled direct aids 

SPS (single payment scheme) 

SAPS (single area payment scheme) 

Separate sugar payment 

Separate fruit and vegetables payment 

Specific support (Article 68) — Decoupled direct aids 

Separate soft fruit payment 

Other (decoupled direct aids) 

Article 05 03 01 — Subtotal  

Other direct aids 

Suckler-cow premium 

Additional suckler-cow premium 

Sheep and goat premium 

Sheep and goat supplementary premium 

Aid for silkworms 

Payments for specific types of farming and quality production 

Additional amount for sugar beet and cane producers 

Area aid for cotton 

Transitional fruit and vegetables payment — Other products 
than tomatoes 

Specific support (Article 68) — Coupled direct aids 

POSEI — European Union support programmes 

POSEI — Aegean islands 

Other (direct aids) 

Article 05 03 02 — Subtotal  

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

30 083 000 000  

7 382 000 000  

277 000 000  

12 000 000  

487 000 000  

11 000 000  

p.m.

38 252 000 000  

902 000 000  

49 000 000  

23 000 000  

7 000 000  

500 000  

2 000 000  

21 000 000  

239 000 000  

3 000 000  

1 089 000 000  

407 000 000  

18 000 000  

9 675 640  

2 770 175 640  

600 000  

05 03 03 

Additional amounts of aid 

EN 

26 

30 083 000 000

7 382 000 000

277 000 000

12 000 000

487 000 000

11 000 000

p.m.

38 252 000 000

902 000 000

49 000 000

23 000 000

7 000 000

500 000

2 000 000

21 000 000

239 000 000

3 000 000

1 089 000 000

407 000 000

18 000 000

9 675 640

2 770 175 640

600 000

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Title Chapter 
Article Item 

05 03 09 

Heading 

FF 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

Reimbursement of direct aids in relation to financial 
discipline 

05 03 10 

Reserve for crises in the agricultural sector 

2 

2 

424 500 000  

p.m. 

p.m.

424 500 000

Remarks 

Chapter 05 03 — Total  

41 447 275 640

p.m. 

41 447 275 640

Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations on 
any line in this chapter in accordance with Article 21 and Article 174(2) of the Financial Regulation. 

When establishing the budgetary needs for this chapter, an amount of EUR 1 000 000 000 originating from Items 6 7 0 1, 6 7 0 2 and 
6 7 0 3 of the general statement of revenue was taken into account in establishing the budgetary needs concerning Article 05 03 01, 
and in particular for Item 05 03 01 01. 

The following legal basis applies to all Articles and Items of this chapter unless otherwise stated. 

Legal basis 

Council  Regulation  (EC)  No  1782/2003  of  29  September  2003  establishing  common  rules  for  direct  support  schemes  under  the 
common agricultural policy and establishing certain support schemes for farmers (OJ L 270, 21.10.2003, p. 1). 

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, 
p. 1). 

Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the 
common agricultural policy and establishing certain support schemes for farmers (OJ L 30, 31.1.2009, p. 16). 

Regulation (EU) No 671/2012 of the European Parliament and of the Council of 11 July 2012 amending Council Regulation (EC) No 
73/2009 as regards the application of direct payments to farmers in respect of the year 2013 (OJ L 204, 31.7.2012, p. 11). 

Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management 
and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 
2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (OJ L 347, 20.12.2013, p. 549). 

Regulation  (EU)  No 1307/2013  of  the  European  Parliament  and  of  the  Council  of  17  December  2013  establishing  rules  for  direct 
payments  to  farmers  under  support  schemes  within  the  framework  of  the  common  agricultural  policy  and  repealing  Council 
Regulation (EC) No 637/2008 and Council Regulation (EC) No 73/2009 (OJ L 347, 20.12.2013, p. 608). 

Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional 
provisions  on  support  for  rural  development  by  the  European  Agricultural  Fund  for  Rural  Development  (EAFRD),  amending 
Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of 
the  year  2014  and  amending  Council  Regulation  (EC)  No  73/2009  and  Regulations  (EU)  No  1307/2013,  (EU)  No  1306/2013  and 
(EU)  No  1308/2013  of  the  European  Parliament  and  of  the  Council  as  regards  their  application  in  the  year  2014  (OJ  L 347, 
20.12.2013, p. 865). 

Reference acts 

Commission Implementing Regulation (EU) No 964/2013 of 9 October 2013 on fixing an adjustment rate to direct payments provided 
for in Council Regulation (EC) No 73/2009 in respect of calendar year 2013 (OJ L 268, 10.10.2013, p. 5). 

Article 05 03 09 — Reimbursement of direct aids in relation to financial discipline 

Figures 

EN 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

p.m.

27 

p.m.

EN 

 
 
 
Remarks 

New Article 

This Article is intended to accommodate the amounts of direct aids having been subject to financial discipline in year n, but that have 
to  be  reimbursed  in  year  n+1.  No  fresh  appropriations  are  foreseen  for  this  Article  as,  in  accordance  with  Article  169(3)  of  the 
Financial Regulation (EU, Euratom) No 966/2012, appropriations may be carried over to the next financial year for that purpose. In 
accordance with Article 26(5) of Regulation (EU) No 1306/2013, appropriations carried over from the previous financial year shall be 
reimbursed  to  the  final  recipients  who  are  subject,  in  the  following  financial  year,  to  the  adjustment  rate  for  the  application  of 
financial discipline in accordance with Article 26, paragraphs (1) to (4) thereof. 

TITLE 11 — MARITIME AFFAIRS AND FISHERIES 

Figures 

Title 
Chapter 

11 01 

11 03 

Heading 

FF 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments 

Commitments

Payments 

Commitments

Payments 

Administrative expenditure of the ‘Maritime affairs 
and fisheries’ policy area 

Compulsory contributions to Regional Fisheries 
Management Organisations and other International 
Organisations and Sustainable Fisheries Agreements   2 

40 02 41   

11 06 

European Maritime and Fisheries Fund (EMFF) 

2 

Title 11 — Total   

40 02 41 
Total including reserves 

41 682 214

41 682 214  

41 682 214

41 682 214

35 688 000
115 342 000 
151 030 000 
873 399 709

950 769 923
115 342 000 
1 066 111 923 

36 329 299  
47 342 000 
83 671 299 
664 465 754  

742 477 267  
47 342 000 
789 819 267 

35 688 000
115 342 000 
151 030 000 
873 399 709

950 769 923
115 342 000 
1 066 111 923 

36 329 299
47 342 000 
83 671 299 
664 465 754

742 477 267
47 342 000 
789 819 267 

p.m. 

p.m. 

CHAPTER 11 06 — EUROPEAN MARITIME AND FISHERIES FUND (EMFF) 

Figures 

Title Chapter 
Article Item 

11 06 

11 06 01 

11 06 02 

11 06 03 

11 06 04 

11 06 05 

11 06 06 

11 06 08 

11 06 09 

EN 

Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

European Maritime and Fisheries Fund (EMFF) 

Completion of the Financial Instrument for 
Fisheries Guidance (FIFG) — Objective 1 (2000 
to 2006) 

Completion of the special programme for peace 
and reconciliation in Northern Ireland and the 
border counties of Ireland (2000 to 2006) 

Completion of earlier programmes — Former 
Objectives 1 and 6 (prior to 2000) 

Completion of the Financial Instrument for 
Fisheries Guidance (FIFG) — Outside Objective 
1 areas (2000 to 2006) 

Completion of earlier programmes — Former 
Objective 5a (prior to 2000) 

Completion of earlier programmes — Initiatives 
prior to 2000 

Completion of earlier programmes — Former 
operational technical assistance and innovative 
measures (prior to 2000) 

Specific measure aiming to promote the 
conversion of vessels and of fishermen that were, 
up to 1999, dependent on the fishing agreement 
with Morocco 

2 

2 

2 

2 

2 

2 

2 

2 

p.m.

14 444 368  

p.m.

14 444 368

—

p.m.

—  

p.m.

p.m.

7 941 702  

p.m.

p.m.

—

—

—  

—  

—

p.m.

—

p.m.

p.m.

7 941 702

p.m.

p.m.

—

—

—

—

p.m.

p.m.

p.m.

p.m.

28 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

p.m.

2 444 057  

p.m.

394 099 347  

p.m.

100 353 663  

p.m.

6 800 000  

p.m.

10 835 165  

p.m.

2 444 057

p.m.

394 099 347

p.m.

100 353 663

p.m.

6 800 000

p.m.

10 835 165

753 443 838

41 845 392  

753 443 838

41 845 392

43 216 876

11 964 825  

43 216 876

11 964 825

Title Chapter 
Article Item 

11 06 11 

11 06 12 

11 06 13 

11 06 14 

11 06 15 

11 06 60 

11 06 61 

11 06 62 

Completion of European Fisheries Fund (EFF) 
— Operational technical assistance (2007 to 
2013) 

Completion of European Fisheries Fund (EFF) 
— Convergence objective (2007 to 2013) 

Completion of European Fisheries Fund (EFF) 
— Outside convergence objective (2007 to 2013) 

Completion of intervention in fishery products 
(2007 to 2013) 

Completion of the fisheries programme for the 
outermost regions (2007 to 2013) 

Promoting sustainable and competitive fisheries 
and aquaculture, balanced and inclusive 
territorial development of fisheries areas and 
fostering the implementation of the Common 
Fisheries Policy 

Fostering the development and implementation of 
the Union’s Integrated Maritime Policy 

Accompanying measures for the Common 
Fisheries Policy and the Integrated Maritime 
Policy 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

11 06 62 01 

Scientific advice and knowledge 

11 06 62 02  Control and enforcement 

11 06 62 03  Voluntary contributions to international 

organisations 

11 06 62 04  Governance and communication 

11 06 62 05  Market intelligence 

14 349 220

21 639 419  

24 694 000

25 663 476  

9 490 000

6 809 400

4 745 000

5 675 090  

4 857 767  

1 901 598  

Article 11 06 62 — Subtotal   

60 087 620

59 737 350  

14 349 220

21 639 419

24 694 000

25 663 476

9 490 000

6 809 400

4 745 000

5 675 090

4 857 767

1 901 598

60 087 620

59 737 350

11 06 63 

11 06 63 01 

11 06 63 02 

11 06 64 

11 06 77 

11 06 77 01 

11 06 77 02 

European Maritime and Fisheries Fund (EMFF) 
— Technical assistance 

European Maritime and Fisheries Fund (EMFF) — 
Operational Technical assistance 

European Maritime and Fisheries Fund (EMFF) — 
Operational Technical assistance managed by the 
Commission at the request of a Member State 

Article 11 06 63 — Subtotal   

European Fisheries Control Agency  

Pilot projects and preparatory actions 

Preparatory action — Monitoring centre for 
fisheries market prices 

Pilot project — Tools for a common governance 
and sustainable fisheries management: fostering 
collaborative research between scientists and 
stakeholders 

11 06 77 03 

Preparatory action — Maritime policy 

11 06 77 04 

11 06 77 05 

Pilot project — Networking and best practices in 
maritime policy 

Pilot project — Establishment of a single 
instrument for commercial designations for fishery 
and aquaculture products 

11 06 77 06 

Preparatory action — Guardians of the Sea 

11 06 77 07 

Pilot project — Bringing a network of marine 
protected areas established or to be established 
under national and international environmental or 
fisheries legislation into service, with a view to 
enhancing the production potential of EU 
Mediterranean fisheries on the basis of maximum 
sustainable yields and an ecosystem approach to 
fisheries management 

11 06 77 08 

Pilot project — Support measures for small-scale 
fishing 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

2 

3 834 475

1 982 985  

3 834 475

1 982 985

p.m.

p.m.

3 834 475

1 982 985  

8 716 900

8 716 900  

p.m.

p.m.

3 834 475

1 982 985

8 716 900

8 716 900

p.m.

p.m.

p.m.

p.m.

p.m.

450 000  

p.m.

450 000

—

—

—  

—  

p.m. 

—

—

p.m.

—

p.m.

600 000

200 000  

900 000  

p.m.

600 000

200 000

900 000

2 000 000

1 000 000  

2 000 000

1 000 000

1 500 000

750 000  

1 500 000

750 000

EN 

29 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Title Chapter 
Article Item 

Remarks 

Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

Article 11 06 77 — Subtotal   

4 100 000

3 300 000  

Chapter 11 06 — Total   

873 399 709

664 465 754  

p.m. 

4 100 000

3 300 000

p.m. 

873 399 709

664 465 754

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections, any revenue from which is entered in Item 6 5 0 0 of 
the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Article 21 of 
the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections 
previously decided upon. 

Regulation  (EC)  No  1260/1999  determines  the  conditions  for  repayment  of  an  advance  without  having  the  effect  of  reducing  the 
contribution  from  the  Structural  Funds  towards  the  assistance  concerned.  Any  revenue  from  the  repayment  of  advances  entered  in 
Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 
178 of the Financial Regulation. 

Article 80 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable 
law. 

Articles 77, 136 and 137 of the amended proposal for a Regulation COM(2013) 246 final on criteria for financial corrections by the 
Commission provide for specific rules on financial corrections applicable to the EMFF. 

Any  revenue  from  the  financial  corrections  carried  out  on  that  basis  is  entered  in  Item  6  5  0  0  of  the  statement  of  revenue  and 
constitutes assigned revenue in accordance with Article 21(3)(c) of the Financial Regulation. 

Article 177 of the Financial Regulation lays down the conditions for the repayment in full, or in part, of pre-financing payments in 
respect of a given operation.  

Pre-financing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(4) of the Financial Regulation 
and shall be entered in Item 6 1 5 0 or 6 1 5 7. 

Measures to combat fraud are funded under Article 24 02 01. 

Legal basis 

Treaty on the Functioning of the European Union, in particular Articles 174, 175 and 177 thereof. 

Council  Regulation  (EC)  No  1260/1999  of  21  June  1999  laying  down  general  provisions  on  the  Structural  Funds  (OJ  L  161, 
26.6.1999, p. 1). 

Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (EFF) (OJ L 223, 15.8.2006, p. 1). 

Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general 
budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1) and in particular 
Articles 21 (3) and (4), Article 80 and Article 177 thereof. 

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions 
on  the  European  Regional  Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund,  the  European  Agricultural  Fund  for 
Rural Development  and  the European  Maritime  and  Fisheries  Fund  and laying  down  general provisions on  the European  Regional 
Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund  and  the  European  Maritime  and  Fisheries  Fund  and  repealing 
Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320). 

Reference acts 

Conclusions of the Berlin European Council of 24 and 25 March 1999. 

EN 

30 

EN 

 
 
Proposal  for  a  Regulation  of  the  European  Parliament  and  of  the  Council,  submitted  by  the  Commission  on  13  July  2011,  on  the 
Common Fisheries Policy (COM(2011) 425 final). 

Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 2 December 2011, on the 
European Maritime and Fisheries Fund (COM(2011) 804 final). 

Article 11 06 77 — Pilot projects and preparatory actions 

Item 11 06 77 03 — Preparatory action — Maritime policy 

Figures 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

— 

—   

p.m.

— 

p.m.

Remarks 

Former Article 11 09 01 

This item is intended to cover commitments remaining to be settled from previous years under the preparatory action. 

Legal basis 

Preparatory actions within the meaning of Article 54(2)(b) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and 
of  the  Council  of  25  October  2012  on  the  financial  rules  applicable  to  the  general  budget  of  the  Union  and  repealing  Council 
Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). 

TITLE 13 — REGIONAL AND URBAN POLICY 

Figures 

Title 
Chapter 

Heading 

FF 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments 

Commitments

Payments 

Commitments

Payments 

13 01 

13 03 

Administrative expenditure of the ‘Regional and 
urban policy’ policy area 

European Regional Development Fund and other 
regional operations 

13 04 

Cohesion Fund (CF) 

13 05 

Instrument for Pre-Accession Assistance — 
Regional development and regional and territorial 
cooperation 

82 299 094

82 299 094  

24 988 950 
000

31 775 984 
769

11 092 840 

1 

7 963 000 000

264  

2 480 038

p.m. 

82 299 094

82 299 094

24 991 430 
038

7 963 000 000

31 775 984 
769

11 092 840 
264

39 000 000

417 929 160

-2 480 038  

36 519 962

417 929 160

13 06 

Solidarity Fund 

9 

p.m.

150 000 000  

Title 13 — Total   

33 073 249 
094

43 519 053 
287

p.m.

150 000 000

p.m. 

33 073 249 
094

43 519 053 
287

EN 

31 

EN 

 
 
 
 
 
 
 
 
CHAPTER 13 03 — EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL 
OPERATIONS 

Figures 

Title Chapter 
Article Item 

13 03 

13 03 01 

13 03 02 

13 03 03 

13 03 04 

13 03 05 

13 03 06 

13 03 07 

13 03 08 

13 03 09 

13 03 12 

13 03 13 

13 03 14 

13 03 16 

13 03 17 

13 03 18 

13 03 19 

13 03 20 

13 03 31 

13 03 40 

13 03 41 

Heading 

European Regional Development Fund and other 
regional operations 

Completion of European Regional Development 
Fund (ERDF) — Objective 1 (2000 to 2006) 

Completion of the special programme for peace 
and reconciliation in Northern Ireland and the 
border counties of Ireland (2000 to 2006) 

Completion of European Regional Development 
Fund (ERDF) — Objective 1 (prior to 2000) 

Completion of European Regional Development 
Fund (ERDF) — Objective 2 (2000 to 2006) 

Completion of European Regional Development 
Fund (ERDF) — Objective 2 (prior to 2000) 

Completion of Urban (2000 to 2006) 

Completion of earlier programmes — 
Community initiatives (prior to 2000) 

Completion of European Regional Development 
Fund (ERDF) — Technical assistance and 
innovative measures (2000 to 2006) 

Completion of European Regional Development 
Fund (ERDF) — Technical assistance and 
innovation measures (prior to 2000) 

Union contribution to the International Fund for 
Ireland 

Completion of Interreg III Community initiative 
(2000 to 2006) 

Support for regions bordering candidate 
countries — Completion of earlier programmes 
(2000 to 2006) 

Completion of European Regional Development 
Fund (ERDF) — Convergence 

Completion of European Regional Development 
Fund (ERDF) — PEACE 

Completion of European Regional Development 
Fund (ERDF) — Regional competitiveness and 
employment 

Completion of European Regional Development 
Fund (ERDF) — European territorial 
cooperation 

Completion of European Regional Development 
Fund (ERDF) — Operational technical 
assistance 

Completion of technical assistance and 
dissemination of information on the European 
Union strategy for the Baltic Sea Region and an 
improved knowledge of macroregions strategy 
(2007 to 2013) 

Completion of risk-sharing instruments financed 
from the European Regional Development Fund 
(ERDF) Convergence envelope (2007 to 2013)  

Completion of risk-sharing instruments financed 
from the European Regional Development Fund 
(ERDF) Regional competitiveness and 
employment envelope (2007 to 2013) 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

23 944 700 
000  

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

23 944 700 
000

p.m.

26 000 000  

p.m.

26 000 000

p.m. 4 649 480 610  

p.m. 4 649 480 610

p.m. 1 501 791 028  

p.m. 1 501 791 028

p.m.

25 600 000  

p.m.

25 600 000

p.m.

1 600 000  

p.m.

1 600 000

p.m.

p.m.

p.m.

p.m.

FF

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.1

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.2

1.2

p.m.

p.m.

p.m.

p.m.

EN 

32 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Title Chapter 
Article Item 

13 03 60 

13 03 61 

13 03 62 

13 03 63 

13 03 64 

13 03 64 01 

13 03 64 02 

13 03 64 03 

13 03 65 

13 03 65 01 

13 03 65 02 

13 03 66 

13 03 67 

13 03 68 

Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

European Regional Development Fund (ERDF) 
— Less developed regions — Investment for 
growth and jobs goal 

European Regional Development Fund (ERDF) 
— Transition regions — Investment for growth 
and jobs goal 

European Regional Development Fund (ERDF) 
— More developed regions — Investment for 
growth and jobs goal 

European Regional Development Fund (ERDF) 
— Additional allocation for outermost and 
sparsely populated regions — Investment for 
growth and jobs goal 

European Regional Development Fund (ERDF) 
— European territorial cooperation 

European Regional Development Fund (ERDF) — 
European territorial cooperation 

Participation of candidate countries and potential 
candidates in ERDF ETC— Contribution from 
Heading 4 (IPA II) 

Participation of European neighbourhood countries 
in ERDF ETC — Contribution from Heading 4 
(ENI) 

17 627 800 

1.2

000 1 125 000 000  

17 627 800 

000 1 125 000 000

1.2 2 865 400 000

167 824 266  

2 865 400 000

167 824 266

1.2 3 650 900 000

209 061 086  

3 650 900 000

209 061 086

1.2

209 100 000

13 000 000  

209 100 000

13 000 000

1.2

505 700 000

53 703 765  

505 700 000

53 703 765

4 

4 

2 480 038

p.m. 

2 480 038

p.m.

p.m.

p.m. 

p.m.

p.m.

Article 13 03 64 — Subtotal   

505 700 000

53 703 765

2 480 038

p.m. 

508 180 038

53 703 765

European Regional Development Fund (ERDF) 
— Operational technical assistance 

European Regional Development Fund (ERDF) — 
Operational technical assistance 

European Regional Development Fund (ERDF) — 
Operational technical assistance managed by the 
Commission at the request of a Member State 

1.2

69 000 000

47 000 000  

69 000 000

47 000 000

Article 13 03 65 — Subtotal   

69 000 000

47 000 000  

1.2

p.m.

p.m.

p.m.

p.m.

69 000 000

47 000 000

European Regional Development Fund (ERDF) 
— Innovative actions in the field of sustainable 
urban development 

Macro-regional strategies 2014-2020 — 
European Strategy for the Baltic Sea Region — 
Technical Assistance 

Macro-regional strategies 2014-2020 — 
European Union Strategy for the Danube region 
— Technical Assistance 

1.2

50 100 000

p.m.

50 100 000

p.m.

1.2

2 500 000

1 250 000  

2 500 000

1 250 000

1.2

2 500 000

1 250 000  

2 500 000

1 250 000

13 03 77 

Pilot projects and preparatory actions 

13 03 77 01 

13 03 77 02 

Pilot project — Pan-European coordination of 
Roma integration methods 

Pilot project — Enhancing regional and local 
cooperation through the promotion of Union 
regional policy on a global scale 

1.2

1.2

13 03 77 03 

Preparatory action — Promoting a more 
favourable environment for micro-credit in Europe  1.2

13 03 77 04 

Pilot project — Suburbs sustainable regeneration 

1.2

13 03 77 05 

13 03 77 06 

13 03 77 07 

Preparatory action — RURBAN — Partnership for 
sustainable urban-rural development 

1.2

Preparatory action — Enhancing regional and 
local cooperation through the promotion of Union 
regional policy on a global scale 

Preparatory action — The definition of governance 
model for the European Union Danube Region — 
better and effective coordination 

1.2

1.2

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

549 014  

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

549 014

p.m.

2 000 000  

p.m.

2 000 000

p.m.

1 000 000  

p.m.

1 000 000

EN 

33 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

p.m.

1 300 000  

—

600 000  

p.m.

p.m.

400 000  

p.m.

p.m.

1 300 000

—

600 000

p.m.

p.m.

400 000

p.m.

FF

1.2

1.2

1.2

1.2

1.2

1 800 000

800 000  

1 800 000

800 000

1.2

1.2

1.2

1 200 000

600 000  

1 200 000

600 000

250 000

125 000  

250 000

125 000

2 000 000

1 000 000  

2 000 000

1 000 000

Heading 

Pilot project — Towards a common regional 
identity, reconciliation of nations and economic 
and social cooperation including a Pan-European 
Expertise and Excellence Platform in the Danube 
macro-region 

Preparatory action on an Atlantic Forum for the 
European Union Atlantic Strategy 

Preparatory action — Supporting Mayotte, or any 
other territory potentially affected, with the 
switchover to outermost-region status 

Preparatory action — Erasmus for elected local 
and regional representatives 

Preparatory action — Towards a common regional 
identity, reconciliation of nations and economic 
and social cooperation including a Pan-European 
Expertise and Excellence Platform in the Danube 
macro-region 

Pilot project — Cohesion Policy and the synergies 
with the research and development funds: the 
‘stairway to excellence’ 

Preparatory action — A regional strategy for the 
North Sea Region 

Preparatory action — World cities: EU — third 
countries cooperation on urban development 

Preparatory action — The actual and desired state 
of the economic potential in regions outside the 
Greek capital Athens 

Title Chapter 
Article Item 

13 03 77 08 

13 03 77 09 

13 03 77 10 

13 03 77 11 

13 03 77 12 

13 03 77 13 

13 03 77 14 

13 03 77 15 

13 03 77 16 

Remarks 

1.2

700 000

350 000  

Article 13 03 77 — Subtotal   

5 950 000

8 724 014  

Chapter 13 03 — Total   

24 988 950 
000

31 775 984 
769

2 480 038

p.m. 

700 000

350 000

5 950 000

8 724 014

24 991 430 
038

31 775 984 
769

Article 175 of the Treaty on the Functioning of the European Union provides that the objectives of economic, social and territorial 
cohesion set out in Article 174 shall be supported by the action it takes through the Structural Funds, which includes the European 
Regional Development Fund (ERDF). According to Article 176, the ERDF is intended to help redress the main regional imbalances in 
the Union. The tasks, priority objectives and the organisation of the Structural Funds are defined in accordance with Article 177. 

Article 80 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable 
law. 

Article 39 of Regulation (EC) No 1260/1999, Articles 100 and 102 of Regulation (EC) No 1083/2006 and Articles 85, 144 and 145 of 
Regulation  (EU)  No  1303/2013  on  criteria  for  financial  corrections  by  the  Commission  provide  for  specific  rules  on  financial 
corrections applicable to the ERDF. 

Any  revenue  from  the  financial  corrections  carried  out  on  that  basis  is  entered  in  Item  6  5  0  0  of  the  statement  of  revenue  and 
constitutes assigned revenue in accordance with Article 21(3)(c) of the Financial Regulation. 

Article 177 of the Financial Regulation lays down the conditions for the repayment in full, or in part, of pre-financing payments in 
respect of a given operation.  

Article 82 of Regulation (EC) No 1083/2006 provides for specific rules on repayment of pre-financing applicable to the ERDF. 

Pre-financing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(4) of the Financial Regulation 
and shall be entered in Item 6 1 5 0 or 6 1 5 7. 

Measures to combat fraud are funded from Article 24 02 01. 

EN 

34 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
Legal basis 

Treaty on the Functioning of the European Union, and in particular Articles 174, 175, 176 and 177 thereof. 

Council  Regulation  (EC)  No  1260/1999  of  21  June  1999  laying  down  general  provisions  on  the  Structural  Funds  (OJ  L  161, 
26.6.1999, p. 1) and in particular Article 39 thereof. 

Regulation  (EC)  No  1783/1999  of  the  European  Parliament  and  of  the  Council  of  12  July  1999  on  the  European  Regional 
Development Fund (OJ L 213, 13.8.1999, p. 1). 

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development 
Fund and repealing Regulation (EC) No 1783/1999 (OJ L 210, 31.7.2006, p. 1). 

Council  Regulation  (EC)  No  1083/2006  of  11  July  2006  laying  down  general  provisions  on  the  European  Regional  Development 
Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25) 
and in particular Articles 82, 83, 100 and 102 thereof. 

Regulation  (EU,  Euratom)  No  966/2012  of  the  European  Parliament  and  of  the  Council  of  25  October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1), and in particular Article 21(3) and (4) and Articles 80 and 177 thereof. 

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions 
on  the  European  Regional  Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund,  the  European  Agricultural  Fund  for 
Rural Development  and  the European  Maritime  and  Fisheries  Fund  and laying  down  general provisions on  the European  Regional 
Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund  and  the  European  Maritime  and  Fisheries  Fund  and  repealing 
Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320). 

Reference acts 

Conclusions of the Berlin European Council of 24 and 25 March 1999. 

Conclusions of the Brussels European Council of 15 and 16 December 2005.  

Conclusions of the European Council of 7 and 8 February 2013. 

Article 13 03 64 — European Regional Development Fund (ERDF) — European territorial cooperation 

Item 13 03 64 01 — European Regional Development Fund (ERDF) — European territorial cooperation 

Figures 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

505 700 000 

53 703 765   

505 700 000 

53 703 765

Remarks 

Former article 13 03 64 

This appropriation is intended to cover ERDF support under the European territorial cooperation goal in the 2014-2020 programming 
period.  It  shall  finance  cross-border  cooperation  between  adjacent  regions,  transnational  cooperation  over  larger  transnational 
territories and interregional cooperation. It shall also include support for cooperation activities at the external borders of the Union, 
which  is  to  be  supported  under  the  European  Neighbourhood  and  Partnership  Instrument  and  the  Instrument  for  Pre-Accession 
Assistance. 

EN 

35 

EN 

 
Legal basis 

Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the 
support from the European Regional Development Fund to the European territorial cooperation goal (OJ L 347, 20.12.2013, p. 259). 

Regulation  (EU)  No 1301/2013  of  the  European  Parliament  and  of  the  Council  of  17 December  2013  on  the  European  Regional 
Development  Fund  and  on  specific  provisions  concerning  the  Investment  for  growth  and  jobs  goal  and  repealing  Regulation  (EC) 
No 1080/2006 (OJ L 347, 20.12.2013, p. 289). 

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions 
on  the  European  Regional  Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund,  the  European  Agricultural  Fund  for 
Rural Development  and  the European  Maritime  and  Fisheries  Fund  and laying  down  general provisions on  the European  Regional 
Development  Fund,  the  European  Social  Fund,  the  Cohesion  Fund  and  the  European  Maritime  and  Fisheries  Fund  and  repealing 
Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320). 

Item 13 03 64 02 — Participation of candidate countries and potential candidates in ERDF ETC— Contribution from 
Heading 4 (IPA II) 

Figures 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

2 480 038

p.m.

2 480 038 

p.m.

Remarks 

Former article 13 05 63 02 (in part) 

This appropriation is intended to cover the contribution of IPA II to ERDF transnational and interregional cooperation programmes in 
which the beneficiaries listed in Annex I of the IPA-Regulation participate. 

Any  income  from  financial  contributions  from  Member  States  and  third  countries,  including  in  both  cases  their  public  agencies, 
entities or natural persons to certain external aid projects or programmes financed by the Union and managed by the Commission on 
their  behalf,  may  give rise  to  the  provision of  additional  appropriations. Such  contributions under Article  6 3 3 of  the  statement  of 
revenue  constitute  assigned  revenue  under  Article  21(2)(b)  of  the  Financial  Regulation.  The  amounts  entered  on  the  line  for 
administrative  support  expenditure  will  be  determined,  without  prejudice  to  Article  187(7)  of  the  Financial  Regulation,  by  the 
contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding 
programme for each chapter. 

Legal basis 

Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the 
support from the European Regional Development Fund to the European territorial cooperation goal (OJ L 347, 20.12.2013, p. 259). 

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-
accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11). 

Item 13 03 64 03 — Participation of European neighbourhood countries in ERDF ETC — Contribution from Heading 4 
(ENI) 

Figures 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

p.m.

p.m.

p.m. 

p.m.

EN 

36 

EN 

 
 
 
 
Remarks 

Former article 21 03 03 01 (in part) 

This appropriation is intended to cover support from the European Neighbourhood Instrument (ENI) under the European territorial 
cooperation goal in the 2014-2020 programming period for the Baltic Sea cross-border cooperation progamme. Support under both 
the  ENI  and  the  European  Regional  Development  Fund  (ERDF)  should  be  provided  for  the  cross-border  cooperation  programmes 
between, on the one hand, Member States and, on the other hand, partner countries and/or the Russian Federation (‘other cross-border 
cooperation participating countries’) along the external borders of the Union, in order to promote integrated and sustainable regional 
development  and  cooperation  between  neighbouring  border  areas  and  harmonious  territorial  integration  across  the  Union  and  with 
neighbouring countries.  

Commitments will be transferred from budget line 21 03 03 01, Cross-border cooperation (CBC) — Contribution from Heading 4, 
after  the  adoption  of  the  CBC  programming  document.  Once  programmes  start  to  be  implemented,  commitments  will  show  an 
increasing trend over the 2015-2020 period (as was the case for 2007-2013). 

Legal basis 

Regulation  (EU)  No  1299/2013  of  the  European  Parliament  and  of  the  Council  of  17  December  2013  on  specific  provisions  for 
support from the European Regional Development Fund to the European territorial cooperation goal (OJ L 347, 20.12.2013, p. 259). 

Regulation  (EU)  No  232/2014  of  the  European  Parliament  and  of  the  Council  of  11  March  2014  establishing  a  European 
Neighbourhood Instrument (OJ L 77, 14.03.2014, p. 27). 

CHAPTER 13 05 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — REGIONAL 
DEVELOPMENT AND REGIONAL AND TERRITORIAL COOPERATION 

Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

Figures 

Title Chapter 
Article Item 

13 05 

13 05 01 

13 05 01 01 

13 05 01 02 

Instrument for Pre-Accession Assistance — 
Regional development and regional and territorial 
cooperation 

Instrument for Structural Policies for Pre-
accession (ISPA) — Completion of previous 
projects (2000 to 2006) 

Instrument for Structural Policies for Pre-accession 
(ISPA) — Completion of other previous projects 
(2000 to 2006) 

Instrument for Structural Policies for Pre-accession 
— Closure of pre-accession assistance relating to 
eight applicant countries 

Article 13 05 01 — Subtotal   

13 05 02 

13 05 03 

Instrument for Pre-Accession Assistance (IPA) 
— Completion of regional development 
component (2007 to 2013) 

Instrument for Pre-Accession Assistance (IPA) 
— Completion of cross-border cooperation 
(CBC) component (2007 to 2013) 

4 

4 

4 

p.m.

40 000 000  

p.m.

40 000 000

p.m.

p.m.

p.m.

40 000 000  

p.m.

p.m.

p.m.

40 000 000

p.m.

272 447 479  

p.m.

272 447 479

13 05 03 01  Completion of cross-border cooperation (CBC) — 
Contribution from Subheading 1b 

1.2

13 05 03 02  Completion of cross-border cooperation (CBC) 

p.m.

52 000 000  

p.m.

52 000 000

and participation of candidate and potential 
candidate countries in Structural Funds’ 
transnational and interregional cooperation 
programmes — Contribution from Heading 4 

Article 13 05 03 — Subtotal   

4 

p.m.

p.m.

26 143 200  

78 143 200  

p.m.

p.m.

26 143 200

78 143 200

EN 

37 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Heading 

FF

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

Commitments

Payments  Commitments

Payments  Commitments

Payments 

Title Chapter 
Article Item 

13 05 60 

13 05 60 01 

Support to Albania, Bosnia and Herzegovina, 
Kosovo, Montenegro, Serbia and the former 
Yugoslav Republic of Macedonia 

Support for political reforms and progressive 
alignment with and adoption, implementation and 
enforcement of the Union acquis 

13 05 60 02 

Support for economic, social and territorial 
development 

Article 13 05 60 — Subtotal   

13 05 61 

Support to Iceland 

13 05 61 01 

Support for political reforms and progressive 
alignment with and adoption, implementation and 
enforcement of the Union acquis 

13 05 61 02 

Support for economic, social and territorial 
development 

Article 13 05 61 — Subtotal   

13 05 62 

Support to Turkey 

13 05 62 01 

Support for political reforms and progressive 
alignment with and adoption, implementation and 
enforcement of the Union acquis 

13 05 62 02 

Support for economic, social and territorial 
development 

13 05 63 

Regional integration and territorial cooperation 

13 05 63 01  Cross-border cooperation (CBC) — Contribution 

Article 13 05 62 — Subtotal   

4 

4 

4 

4 

4 

4 

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

from Heading 1b 

1.2

p.m.

p.m.

p.m.

p.m.

13 05 63 02  Cross-border cooperation (CBC) — Contribution 

from Heading 4 

4 

39 000 000

27 338 481

-2 480 038  

Article 13 05 63 — Subtotal   

39 000 000

27 338 481

-2 480 038  

Chapter 13 05 — Total   

39 000 000

417 929 160

-2 480 038  

36 519 962

27 338 481

36 519 962

27 338 481

36 519 962

417 929 160

Article 13 05 63 — Regional integration and territorial cooperation 

Item 13 05 63 02 — Cross-border cooperation (CBC) — Contribution from Heading 4 

Figures 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

Commitments 

Payments 

Commitments 

Payments 

Commitments 

Payments 

39 000 000 

27 338 481 

-2 480 038  

36 519 962 

27 338 481

Remarks 

Former item 13 05 63 02 (in part) 

Under  the  Instrument  for  Pre-accession  Assistance  (IPA  II),  this  appropriation  will  address  the  specific  objective  of  regional 
integration  and  territorial  cooperation  involving  the  beneficiaries  listed  in  Annex  I  of  the  Regulation,  Member  States  and,  where 
appropriate,  third  countries  within  the  scope  of  Regulation  (EU)  No  232/2014  of  the  European  Parliament  and  of  the  Council 
establishing a European Neighbourhood Instrument. 

Any  income  from  financial  contributions  from  Member  States  and  third  countries,  including  in  both  cases  their  public  agencies, 
entities or natural persons to certain external aid projects or programmes financed by the Union and managed by the Commission on 
their  behalf,  may  give rise  to  the  provision of  additional  appropriations. Such  contributions under Article  6 3 3 of  the  statement  of 
revenue  constitute  assigned  revenue  under  Article  21(2)(b)  of  the  Financial  Regulation.  The  amounts  entered  on  the  line  for 
administrative  support  expenditure  will  be  determined,  without  prejudice  to  Article  187(7)  of  the  Financial  Regulation,  by  the 

EN 

38 

EN 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding 
programme for each chapter. 

Legal basis 

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-
accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular Article 2(1)(d) thereof. 

Regulation  (EU)  No  232/2014  of  the  European  Parliament  and  of  the  Council  of  11  March  2014  establishing  a  European 
Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27). 

SECTION IX — EUROPEAN DATA PROTECTION 
SUPERVISOR 

EXPENDITURE — EXPENDITURE 

Figures 

Title 

1 

2 

3 

10 

Heading 

Budget 2014 

Draft amending budget No. 
4/2014 

New amount 

EXPENDITURE RELATING TO PERSONS WORKING 
WITH THE INSTITUTION 

BUILDINGS, EQUIPMENT AND EXPENDITURE IN 
CONNECTION WITH THE OPERATION OF THE 
INSTITUTION 

EUROPEAN DATA PROTECTION BOARD 

OTHER EXPENDITURE 

Total

5 940 413

-248 460 

5 691 953

2 321 000  

p.m.

p.m.

8 261 413

-248 460 

2 321 000

p.m.

p.m.

8 012 953

TITLE 1 — EXPENDITURE RELATING TO PERSONS WORKING WITH 
THE INSTITUTION 

Figures 

Title 
Chapter 

1 0 

1 1 

Heading 

MEMBERS OF THE INSTITUTION 

STAFF OF THE INSTITUTION 

FF 

5 

5 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

1 169 013

4 771 400  

5 940 413

-248 460 

-248 460 

920 553

4 771 400

5 691 953

Title 1 — Total  

CHAPTER 1 0 — MEMBERS OF THE INSTITUTION 

Figures 

Title Chapter 
Article Item 

1 0 

1 0 0 

1 0 0 0 

1 0 0 1 

EN 

Heading 

FF 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

MEMBERS OF THE INSTITUTION 

Remuneration, allowances and other entitlements of 
Members 

Remuneration and allowances 

Entitlements on entering and leaving the service 

617 459  

130 000  

5.2 

5.2 

39 

617 459

130 000

EN 

 
 
 
 
 
 
 
 
 
 
 
 
Title Chapter 
Article Item 

Heading 

1 0 0 2 

1 0 0 3 

1 0 0 4 

1 0 1 

1 0 1 0 

1 0 1 1 

Temporary allowances 

Pensions 

Provisional appropriation 

Article 1 0 0 — Subtotal  

Other expenditure in connection with Members 

Further training 

Mission expenses, travel expenses and other ancillary 
expenditure 

Article 1 0 1 — Subtotal  

Chapter 1 0 — Total  

FF 

5.2 

5.2 

5.2 

5.2 

5.2 

Budget 2014 

Draft amending budget 
No. 4/2014 

New amount 

-246 000 

-2 460 

-248 460 

296 000

40 000  

11 160

1 094 619

15 000  

59 394  

74 394  

1 169 013

-248 460 

50 000

40 000

8 700

846 159

15 000

59 394

74 394

920 553

Article 1 0 0 — Remuneration, allowances and other entitlements of Members 

Item 1 0 0 2 — Temporary allowances 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

296 000 

-246 000

50 000

Regulation  No 422/67/EEC,  No  5/67/Euratom  of  the  Council  of  25 July  1967  determining  the  emoluments  of  the  President  and 
Members  of  the  Commission,  of  the  President,  Judges,  Advocates-General  and  Registrar  of  the  Court  of  Justice,  of  the  President, 
Members  and  Registrar  of  the  General  Court  and  of  the  President,  Members  and  Registrar  of  the  European  Union  Civil  Service 
Tribunal (OJ 187, 8.8.1967, p. 1), and in particular Article 7 thereof. 

This appropriation is intended to cover transitional allowances, family allowances and the corrective coefficient applied in respect of 
the countries of residence of former Members of the institution. 

Item 1 0 0 4 — Provisional appropriation 

Figures 

Remarks 

Budget 2014 

Draft amending budget No. 4/2014 

New amount 

11 160 

-2 460

8 700

Regulation  (EU,  Euratom)  No  966/2012  of  the  European  Parliament  and  of  the  Council  of  25  October  2012  on  the  financial  rules 
applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, 
p. 1). 

This appropriation is intended to cover the effect of any adjustments in remuneration and pensions which may be made by the Council 
in the course of the financial year. 

This  appropriation  is purely provisional  and  may  be  used  only  after  its transfer  to other  headings  in  accordance with  the  Financial 
Regulation. 

EN 

40 

EN