P7_TA(2014)0397 Protection of species of wild fauna and flora ***I European Parliament legislative resolution of 16 April 2014 on the proposal for a regulation of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast) (COM(2012)0403 — C7-0197/2012 — 2012/0196(COD)) P7_TC1-COD(2012)0196 Position of the European Parliament adopted at first reading on 16 April 2014 with a view to the adoption of Regulation (EU) No …/2014 of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast)
Date: 2014-04-16
Institutions: Committee on Legal Affairs, Committee on the Environment, Climate and Food Safety, European Parliament
Subjects: conservation of resources, protected species, protection of animal life, protection of plant life, trade restriction








C_2017443EN.01079401.xml










22.12.2017   


EN


Official Journal of the European Union


C 443/794





P7_TA(2014)0397
Protection of species of wild fauna and flora ***I
European Parliament legislative resolution of 16 April 2014 on the proposal for a regulation of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast) (COM(2012)0403 — C7-0197/2012 — 2012/0196(COD))
(Ordinary legislative procedure — recast)
(2017/C 443/73)

The European Parliament,






—


having regard to the Commission proposal to Parliament and the Council (COM(2012)0403),










—


having regard to Article 294(2) and Article 192(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0197/2012),










—


having regard to Article 294(3) of the Treaty on the Functioning of the European Union,










—


having regard to the opinion of the European Economic and Social Committee of 14 November 2012 (1),










—


after consulting the Committee of the Regions,










—


having regard to the Interinstitutional Agreement of 28 November 2001 on a more structured use of the recasting technique for legal acts (2),










—


having regard to the letter of 11 November 2013 from the Committee on Legal Affairs to the Committee on the Environment, Public Health and Food Safety in accordance with Rule 87(3) of its Rules of Procedure,










—


having regard to Rules 87 and 55 of its Rules of Procedure,










—


having regard to the report of the Committee on the Environment, Public Health and Food Safety (A7-0087/2014),










A.


whereas, according to the Consultative Working Party of the legal services of the European Parliament, the Council and the Commission, the Commission proposal does not include any substantive amendments other than those identified as such in the proposal and whereas, as regards the codification of the unchanged provisions of the earlier acts together with those amendments, the proposal contains a straightforward codification of the existing texts, without any change in their substance;












1.


Adopts its position at first reading hereinafter set out, taking into account the recommendations of the Consultative Working Party of the legal services of the European Parliament, the Council and the Commission;












2.


Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text;












3.


Instructs its President to forward its position to the Council, the Commission and the national parliaments.






(1)  OJ C 11, 15.1.2013, p. 85.

(2)  OJ C 77, 28.3.2002, p. 1.


P7_TC1-COD(2012)0196
Position of the European Parliament adopted at first reading on 16 April 2014 with a view to the adoption of Regulation (EU) No …/2014 of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast)
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 192(1) thereof,
Having regard to the proposal from the European Commission,
After transmission of the draft legislative act to the national parliaments,
Having regard to the opinion of the European Economic and Social Committee (1),
After consulting the Committee of the Regions,
Acting in accordance with the ordinary legislative procedure (2),
Whereas:






(1)


Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (3) has been substantially amended several times (4). Since further amendments are to be made, that regulation should be recast in the interests of clarity.










(2)


The purpose of this Regulation is to ensure the protection of species of wild fauna and flora which are threatened by trade or likely to be so threatened.










(3)


The provisions of this Regulation do not prejudice any stricter measures which may be taken or maintained by Member States, in compliance with the Treaty, in particular with regard to the holding of specimens of species covered by this Regulation.










(4)


It is necessary to lay down objective criteria for the inclusion of species of wild fauna and flora in the Annexes to this Regulation.










(5)


The implementation of this Regulation necessitates the application of common conditions for the issue, use and presentation of documents relating to the authorisation of the introduction into the Union and the export or re-export from the Union of specimens of the species covered by this Regulation. It is necessary to lay down specific provisions relating to the transit of specimens through the Union.










(6)


It is for a management authority of the Member State of destination, assisted by the scientific authority of that Member State and, where appropriate, taking into account any opinion of the Scientific Review Group, to decide on the requests for introduction of specimens into the Union.










(7)


It is necessary to provide for a consultation procedure in the framework of the provisions on re-export, in order to limit the risk of infringement.










(8)


In order to guarantee effective protection of species of wild fauna and flora, additional restrictions may be imposed on the introduction of specimens into, and the export thereof from, the Union. With regard to live specimens, these restrictions may be supplemented by restrictions at Union level on the holding or movement of such specimens within the Union.










(9)


It is necessary to lay down specific provisions applicable to captive-born and bred, or artificially propagated specimens, to specimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered scientists and scientific institutions.










(10)


There is a need, in order to ensure the broadest possible protection for species covered by this Regulation, to lay down provisions for controlling trade and movement of specimens within the Union, and the conditions for housing specimens. The certificates issued under this Regulation, which contribute to controlling those activities, should be governed by common rules on their issue, validity and use.










(11)


Measures should be taken to minimise the adverse effects on live specimens of transport to their destination, from or within the Union.










(12)


To ensure effective controls and to facilitate customs procedures, customs offices should be designated, with trained personnel responsible for carrying out the necessary formalities and corresponding checks where specimens are introduced into the Union, in order to assign them a customs-approved treatment or use within the meaning of Council Regulation (EEC) No 2913/92 (5), or where they are exported or re-exported from the Union. There should also be facilities guaranteeing that live specimens are adequately housed and cared for.










(13)


The implementation of this Regulation also calls for the designation of management and scientific authorities by the Member States.










(14)


Informing the public and making them aware of the provisions of this Regulation, particularly at border crossing points, is likely to encourage compliance with these provisions.










(15)


In order to ensure effective enforcement of this Regulation, Member States should closely monitor compliance with its provisions and, to that end, cooperate closely between themselves and with the Commission. This requires the communication of information relating to the implementation of this Regulation.










(16)


The monitoring of levels of trade in the species of wild fauna and flora covered by this Regulation is of crucial importance for assessing the effects of trade on the conservation status of species. Detailed annual reports should be drawn up in a common format.










(17)


In order to guarantee compliance with this Regulation, it is important that Member States impose sanctions for infringements in a manner which is both sufficient and appropriate to the nature and gravity of the infringement.










(18)


The multitude of biological and ecological aspects to be considered in the implementation of this Regulation requires the setting up of a Scientific Review Group, whose opinions will be forwarded by the Commission to the Committee and the management bodies of the Member States, to assist them in making their decisions.










(19)


In order to supplement or amend certain non-essential elements of this Regulation, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of the adoption of certain measures regulating trade in species of wild fauna and flora, of certain amendments to the Annexes to this Regulation and of additional measures to implement resolutions of the Conference of the Parties to the Convention on international trade in endangered species of wild fauna and flora (CITES) (hereinafter referred to as ‘the Convention’), decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council.










(20)


In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission, 
in particular for the establishment of the design, the model and the format of certain documents
. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers
 (6), [Am. 1]





HAVE ADOPTED THIS REGULATION:
Article 1
Object
The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with Articles 2 to 22 and Annexes A to D as set out in Annex I, hereinafter referred to as ‘Annex A’, ‘Annex B’, ‘Annex C’ and ‘Annex D’.
This Regulation shall apply in compliance with the objectives, principles and provisions of the Convention defined in Article 2(b).
Article 2
Definitions
For the purposes of this Regulation, the following definitions shall apply:






(a)


‘Committee’ means the Committee referred to in Article 21(1);










(b)


‘Convention’ means the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES);










(c)


‘country of origin’ means the country in which a specimen was taken from the wild, captive-bred or artificially propagated;










(d)


‘import notification’ means the notification given by the importer or his agent or representative, at the time of the introduction into the Union of a specimen of a species included in Annexes C or D, on the form provided for in Article 19(2)

10(1d)
; [Am. 2]











(e)


‘introduction from the sea’ means the introduction into the Union of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;










(f)


‘issuance’ means the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;










(g)


‘management authority’ means a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;










(h)


‘Member State of destination’ means the Member State of destination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;










(i)


‘offering for sale’ means offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat;










(j)


‘personal or household effects’ means dead specimens, parts and derivatives thereof, that are the belongings of a private individual and that form, or are intended to form, part of his normal goods and chattels;










(k)


‘place of destination’ means the place at which at the time of introduction into the Union, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;










(l)


‘population’ means a biologically or geographically distinct total number of individuals;










(m)


‘primarily commercial purposes’ means all purposes the non-commercial aspects of which do not clearly predominate;










(n)


‘re-export from the Union’ means export from the Union of any specimen that has previously been introduced;










(o)


‘re-introduction into the Union’ means introduction into the Union of any specimen that has previously been exported or re-exported;










(p)


‘sale’ means any form of sale. For the purposes of this Regulation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;










(q)


‘scientific authority’ means a scientific authority designated, in the case of a Member State, in accordance with Article 13(2) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;










(r)


‘Scientific Review Group’ means the consultative body established under Article 17;










(s)


‘species’ means a species, subspecies or population thereof;










(t)


‘specimen’ means any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.
A specimen shall be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;










(u)


‘trade’ means the introduction into the Union, including introduction from the sea, and the export and re-export from the Union, as well as the use, movement and transfer of possession within the Union, including within a Member State, of specimens subject to the provisions of this Regulation;










(v)


‘transit’ means the transport of specimens between two points outside the Union through the territory of the Union which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;










(w)


‘worked specimens that were acquired more than 50 years previously’ means specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, before 3 March 1947 and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;










(x)


‘checks at the time of introduction, export, re-export and transit’ means documentary checks on the certificates, permits and notifications provided for in this Regulation and, in cases where Union provisions so provide or in other cases by representative sampling of the consignments, examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.




Article 3
Scope
1.   Annex A shall contain:






(a)


the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;










(b)


any species:






(i)


which is, or may be, in demand for utilisation in the Union or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species,
or










(ii)


which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in point (a) or (b)(i) and whose listing in that Annex is essential for the effective protection of those taxa.








2.   Annex B shall contain:






(a)


the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;










(b)


the species listed in Appendix I to the Convention for which a reservation has been entered;










(c)


any other species not listed in Appendices I or II to the Convention:






(i)


which is subject to levels of international trade that might not be compatible:






—


with its survival or with the survival of populations in certain countries, or










—


with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs;




or










(ii)


whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;














(d)


species in relation to which it has been established that the introduction of live specimens into the natural habitat of the Union would constitute an ecological threat to wild species of fauna and flora indigenous to the Union.




3.   Annex C shall contain:






(a)


the species listed in Appendix III to the Convention, other than those listed in Annex A or B, for which the Member States have not entered a reservation;










(b)


the species listed in Appendix II to the Convention for which a reservation has been entered.




4.   Annex D shall contain:






(a)


species not listed in Annexes A, B and C which are imported into the Union in such numbers as to warrant monitoring;










(b)


the species listed in Appendix III to the Convention for which a reservation has been entered.




5.   Where the conservation status of species covered by this Regulation warrants their inclusion in one of the Appendices to the Convention, the Member States shall contribute to the necessary amendments.
Article 4
Introduction into the Union
1.   The introduction into the Union of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination.
The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:






(a)


the competent scientific authority, after considering any opinion of the Scientific Review Group, has advised that the introduction into the Union:






(i)


would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species,










(ii)


is taking place:






—


for one of the purposes referred to in Article 8(3)(e), (f) and (g), or










—


for other purposes which are not detrimental to the survival of the species concerned;


















(b)








(i)


the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export,










(ii)


however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presentation of the export permit or re-export certificate;














(c)


the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;










(d)


the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;










(e)


the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and










(f)


in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimise the risk of injury, damage to health or cruel treatment.




2.   The introduction into the Union of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination.
The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:






(a)


the competent scientific authority, after examining available data and considering any opinion of the Scientific Review Group, is of the opinion that the introduction into the Union would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;










(b)


the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;










(c)


the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.




3.   The introduction into the Union of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:






(a)


in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide documentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or










(b)


in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.




4.   The introduction into the Union of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.
5.   The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:






(a)


that they had previously been legally introduced into or acquired in the Union and that they are, modified or not, being reintroduced into the Union; or










(b)


that they are worked specimens that were acquired more than 50 years previously.




6.   In consultation with

The Commission shall be empowered, after consulting
 the countries of origin concerned and taking account of any opinion of the Scientific Review Group, the Commission may, by means of implementing acts, establish

to adopt delegated acts in accordance with Article 20 establishing
 general restrictions, or restrictions relating to certain countries of origin, on the introduction into the Union: [Am. 3]







(a)


on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;










(b)


on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and










(c)


of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or










(d)


of live specimens of species for which it has been established that their introduction into the natural environment of the Union presents an ecological threat to wild species of fauna and flora indigenous to the Union.





The implementing acts referred to in the first subparagraph shall be adopted in accordance with the examination procedure referred to in Article 21(2).
[Am. 4]

The Commission shall on a quarterly basis publish a list of restrictions established in accordance with the first subparagraph, if any, in the Official Journal of the European Union.
7.   Where special cases of transhipment, air transfer or rail transport occur following the introduction into the Union, the Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the granting of derogations from the completion of the checks and the presentation of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 of this Article, in order to permit such checks and the presentation to be carried out at another customs office designated in accordance with Article 12(1).
Article 5
Export or re-export from the Union
1.   The export or re-export from the Union of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in which the specimens are located.
2.   An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:






(a)


the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;










(b)


the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a certificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;










(c)


the management authority is satisfied that:






(i)


any live specimen will be so prepared and shipped as to minimise the risk of injury, damage to health or cruel treatment, and










(ii)








—


the specimens of species not listed in Appendix I to the Convention will not be used for primarily commercial purposes, or










—


in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;








and










(d)


the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.




3.   A re-export certificate may be issued only when the conditions referred to in paragraph 2(c) and (d) have been met and when the applicant provides documentary evidence that the specimens:






(a)


were introduced into the Union in accordance with the provisions of this Regulation;










(b)


if introduced into the Union before 3 March 1997, were introduced in accordance with the provisions of Council Regulation (EEC) No 3626/82 (7); or if introduced into the Union before the entry into force of this Regulation but after 3 March 1997, were introduced into the Union in accordance with the provisions of Regulation (EC) No 338/97; or










(c)


if introduced into the Union before 1984, entered international trade in accordance with the provisions of the Convention; or










(d)


were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.




4.   The export or re-export from the Union of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in whose territory the specimens are located.
An export permit may be issued only when the conditions referred to in paragraph 2(a), (b), (c)(i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred to in paragraph 2(c)(i) and (d) and in paragraph 3(a) to (d) have been met.
5.   Where an application for a re-export certificate concerns specimens introduced into the Union under an import permit issued by another Member State, the management authority must first consult the management authority which issued the permit. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the establishment of the consultation procedures and of the cases in which consultation is necessary.
6.   The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2(a) and (c)(ii) shall not apply to:






(a)


worked specimens that were acquired more than 50 years previously; or










(b)


dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, of Regulation (EC) No 338/97 or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.




7.   The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such a scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3(1)(a) or (b)(i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species.
Whenever a management authority is advised of the measures referred to in the first subparagraph, it shall inform and send comments to the Commission. If appropriate, the Commission shall, by means of implementing acts, recommend restrictions on exports of the species concerned. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
Article 6
Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10
1.   When a Member State rejects an application for a permit or certificate in a case of significance in respect of the objectives of this Regulation, it shall immediately inform the Commission of the rejection and of the reasons for rejection.
2.   The Commission shall communicate information received in accordance with paragraph 1 to the other Member States in order to ensure the uniform application of this Regulation.
3.   When an application is made for a permit or certificate relating to specimens for which such an application has previously been rejected, the applicant must inform the competent authority to which the application is submitted of the previous rejection.
4.   Member States shall recognise the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.
However, the first subparagraph shall not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.
Article 7
Derogations
1.   Specimens born and bred in captivity or artificially propagated
Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.
In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions.
The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning:






(a)


the criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes;










(b)


the special conditions referred to in the second subparagraph of this paragraph relating to:






(i)


the use of phytosanitary certificates;










(ii)


trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and










(iii)


trade in hybrids.








2.   Transit
By way of derogation from Article 4, where a specimen is in transit through the Union, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.
In the case of species listed in the Annexes in accordance with Article 3(1) and Article 3(2)(a) and (b), the derogation referred to in the first subparagraph of this paragraph shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.
If the document referred to in the second subparagraph has not been issued before export or re-export, the specimen must be seized and may, where applicable, be confiscated unless the document is submitted retrospectively in compliance with special conditions.
The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special conditions for submitting an export or re-export document retrospectively.
3.   Personal and household effects
By way of derogation from Articles 4 and 5, the provisions of those Articles shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Union, or exported or re-exported from the Union, in compliance with special provisions.
The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special provisions regarding the introduction, export or re-export of personal or household effects.
4.   Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management authorities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model of which has been established in accordance with the second subparagraph of this paragraph or a similar label issued or approved by a management authority of a third country.
The Commission shall, by means of implementing acts, establish a model for a label for live plant material. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
Article 8
Provisions relating to the control of commercial activities
1.   The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or transporting for sale of specimens of the species listed in Annex A shall be prohibited.
2.   Member States may prohibit the holding of specimens, in particular live animals of the species listed in Annex A.
3.   In accordance with the requirements of other Union legislation on the conservation of wild fauna and flora, exemptions from the prohibitions referred to in paragraph 1 may be granted by the issuance of a certificate to that effect by a management authority of the Member State in which the specimens are located, on a case-by-case basis where the specimens:






(a)


were acquired in, or were introduced into, the Union before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A to Regulation (EC) No 338/97 or to this Regulation became applicable to the specimens; or










(b)


are worked specimens that were acquired more than 50 years previously; or










(c)


were introduced into the Union in compliance with the provisions of Regulation (EC) No 338/97 or of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or










(d)


are captive-born and bred specimens of an animal species or artificially propagated specimens of a plant species or are parts or derivatives of such specimens; or










(e)


are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC (8) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or










(f)


are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or










(g)


are intended for research or education aimed at the preservation or conservation of the species; or










(h)


originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.




4.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning general derogations from the prohibitions referred to in paragraph 1 of this Article based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b). Any such derogations must be in accordance with the requirements of other Union legislation on the conservation of wild fauna and flora.
5.   The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the competent authority of the Member State concerned that such specimens were acquired and, if they originated outside the Union, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.
6.   The competent authorities of the Member States shall have discretion to sell any specimen of the species listed in Annexes B, C and D they have confiscated under this Regulation, provided that it is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.
Article 9
Movement of live specimens
1.   Any movement within the Union of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation shall require prior authorisation from a management authority of the Member State in which the specimen is located. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.
2.   Such authorisation shall:






(a)


be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;










(b)


be confirmed by issuance of a certificate; and










(c)


where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.




3.   However, no such authorisation shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorised location.
4.   Where a live specimen of a species listed in Annex B is moved within the Union, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.
5.   When any live specimens are transported into, from or within the Union or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimise the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with Union legislation on the protection of animals during transport.
6.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning restrictions on the holding or movement of live specimens of such species in relation to which restrictions on introduction into the Union have been established in accordance with Article 4(6).
Article 10


Permits, notifications and
 certificates to be issued [Am. 5]



1.
   On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5(2)(b), Article 5(3) and (4), Article 8(3) and Article 9(2)(b).


1a.
   
The Commission shall adopt implementing acts in order to determine the design of the certificates referred to in paragraph 1. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

[Am. 6]



1b.
   
On receiving an application and the requisite supporting documents from the person concerned and provided that all the requirements for their issuance have been fulfilled, the management authority of a Member State may issue a permit for the purposes of Article 4(1) and (2) and Article 5(1) and (4). [Am. 7]



1c.
   
The Commission shall adopt implementing acts in order to determine the design of the permit referred to in paragraph 1b. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 8]



1d.
   
The Commission shall adopt implementing acts in order to determine the design of the import notification referred to in Article 4(3) and (4). Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 9]

Article 11
Validity of and special conditions for permits and certificates
1.   Without prejudice to stricter measures which the Member States may adopt or maintain, permits and certificates issued by the competent authorities of the Member States in accordance with this Regulation shall be valid throughout the Union.
2.   Any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.
Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.
3.   Any permit or certificate issued in accordance with this Regulation may stipulate conditions and requirements imposed by the issuing authority to ensure compliance with the provisions thereof. Where such conditions or requirements need to be incorporated in the design of permits or certificates, Member States shall inform the Commission thereof.
4.   Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into the Union only when accompanied by the original of the valid export permit or re-export certificate.
5.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the time limits for the issuance of permits and certificates.
Article 12
Places of introduction and export
1.   Member States shall designate customs offices for carrying out the checks and formalities for the introduction into and export from the Union, in order to assign to them a customs-approved treatment or use, within the meaning of Regulation (EEC) No 2913/92, of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.
2.   All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. Member States shall ensure that accommodation is provided in accordance with relevant Union legislation as regards the transport and accommodation of live animals and that, where necessary, adequate steps are taken for live plants.
3.   All offices designated in accordance with paragraph 1 shall be notified to the Commission which shall publish a list of them in the Official Journal of the European Union.
4.   In exceptional cases and in accordance with special criteria, a management authority may authorise the introduction into the Union or the export or re-export from the Union at a customs office other than one designated in accordance with paragraph 1.
The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special criteria in accordance with which the introduction, export or re-export at another customs office may be authorised.
5.   Member States shall ensure that at border crossing-points the public are informed of the provisions adopted pursuant to this Regulation.
Article 13
Management and scientific authorities and other competent authorities
1.   Each Member State shall designate a management authority with primary responsibility for the implementation of this Regulation and for communication with the Commission.
Each Member State may also designate additional management authorities and other competent authorities to assist in the implementation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for the correct application of this Regulation.
2.   Each Member State shall designate one or more scientific authorities with appropriate qualifications whose duties shall be separate from those of any designated management authority.
3.   Not later than 3 March 1997 Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Union.
Each management authority referred to in the first subparagraph of paragraph 1 shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of the persons authorised to sign permits or certificates, and impressions of the stamps, seals or other devices used to authenticate permits or certificates.
Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.
Article 14
Monitoring of compliance and investigation of infringements
1.   The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.
If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.
Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regulation, including seizures and confiscations.
2.   The Commission shall draw the attention of the competent authorities of the Member States to matters whose investigation it considers necessary under this Regulation. Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of the outcome of any subsequent investigation.
3.   An enforcement group shall be established consisting of the representatives of each Member State's authorities with responsibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the representative of the Commission.
The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the Committee.
The Commission shall convey the opinions expressed in the enforcement group to the Committee.
Article 15
Communication of information
1.   The Member States and the Commission shall communicate to one another the information necessary for implementing this Regulation.
The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding the implementation of the Convention and of this Regulation and of measures adopted pursuant to this Regulation.
2.   The Commission shall communicate with the Convention Secretariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.
3.   The Commission shall immediately communicate any opinion of the Scientific Review Group to the management authorities of the Member States concerned.
4.   The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7(a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Union of specimens of species listed in Annex D. The Commission shall, by means of implementing acts, specify the information to be communicated and the format for its presentation. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
On the basis of the information referred to in the first subparagraph, the Commission shall publish before 31 October each year a statistical report on the introduction into, and the export and re-export from, the Union of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.
Without prejudice to Article 22, the management authorities of the Member States shall, before 15 June of each second year, and for the first time in 1999, communicate to the Commission all the information relating to the preceding two years required for drawing up the reports referred to in Article VIII.7(b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. The Commission shall, by means of implementing acts, specify the information to be communicated and the format for its presentation. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
On the basis of the information referred to in the third subparagraph, the Commission shall, before 31 October of each second year, and for the first time in 1999, draw up a report on the implementation and enforcement of this Regulation.
5.   With a view to the preparation of amendments to the Annexes, the competent authorities of the Member States shall forward all relevant information to the Commission. The Commission shall, by means of implementing acts, specify the information required. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
6.   Without prejudice to Directive 2003/4/EC of the European Parliament and of the Council (9), the Commission shall take appropriate measures to protect the confidentiality of information obtained in the implementation of this Regulation.
Article 16
Sanctions
1.   Member States shall take appropriate measures to ensure the imposition of sanctions for at least the following infringements of this Regulation:






(a)


introduction into, or export or re-export from, the Union of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorisation by the issuing authority;










(b)


failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;










(c)


making a false declaration or knowingly providing false information in order to obtain a permit or certificate;










(d)


using a false, falsified or invalid permit or certificate or one altered without authorisation as a basis for obtaining a Union permit or certificate or for any other official purpose in connection with this Regulation;










(e)


failure to make an import notification or making a false import notification;










(f)


shipment of live specimens not properly prepared so as to minimise the risk of injury, damage to health or cruel treatment;










(g)


use of specimens of species listed in Annex A other than in accordance with the authorisation given at the time of issuance of the import permit or subsequently;










(h)


trade in artificially propagated plants contrary to the provisions laid down in accordance with the second subparagraph of Article 7(1);










(i)


shipment of specimens into or out of or in transit through the territory of the Union without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;










(j)


purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in breach of Article 8;










(k)


use of a permit or certificate for any specimen other than one for which it was issued;










(l)


falsification or alteration of any permit or certificate issued in accordance with this Regulation;










(m)


failure to disclose the rejection of an application for a Union import, export or re-export permit or certificate, in accordance with Article 6(3).




2.   The measures referred to in paragraph 1 shall be appropriate to the nature and gravity of the infringement and shall include provisions relating to the seizure and, where appropriate, confiscation of specimens.
3.   Where a specimen is confiscated, it shall be entrusted to a competent authority of the Member State of confiscation which:






(a)


following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and










(b)


in the case of a live specimen which has been introduced into the Union, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.




4.   Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into the Union without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, the competent authorities of the Member State responsible for the point of introduction may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.
Article 17
The Scientific Review Group
1.   A Scientific Review Group is hereby established, consisting of the representatives of each Member State's scientific authority or authorities and chaired by the representative of the Commission.
2.   The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4(1)(a), (2)(a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.
3.   The Commission shall convey the opinions of the Scientific Review Group to the Committee.
Article 18
Further delegated powers
1.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the uniform conditions and criteria for:






(a)


the issue, validity and use of the documents referred to in Article 4, Article 5, Article 7(4) and Article 10;










(b)


the use of phytosanitary certificates referred to in point (a) of the second subparagraph of Article 7(1);










(c)


the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions of this Regulation.




2.   The Commission shall be empowered to adopt, where necessary, delegated acts in accordance with Article 20 concerning additional measures to implement resolutions of the Conference of the Parties to the Convention, decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat.
3.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 for the purpose of amending Annexes A to D, except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention.

Article 19


Further implementing powers


1.   The Commission shall, by means of implementing acts, determine the design of the documents referred to in Article 4, Article 5, Article 7(4) and Article 10. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).


2.   The Commission shall, by means of implementing acts, prescribe a form for the presentation of the import notification. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).
[Am. 10]

Article 20
Exercise of the delegation
1.   The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
2.   The power to adopt delegated acts referred to in Article 
4(6),
 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) shall be conferred on the Commission for an indeterminate period of time from [the date of entry into force of the basic legislative act or from any other date set by the legislator].[Am. 11]

3.   The delegation of powers referred to in Article 
4(6),
 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. [Am. 12]

4.   As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
5.   A delegated act adopted pursuant to Article 
4(6),
 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of [two months] of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by [two months] at the initiative of the European Parliament or the Council. [Am. 13]

Article 21
Committee procedure
1.   The Commission shall be assisted by a Committee which shall be referred to as the Committee on Trade in Wild Fauna and Flora. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
2.   Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
Article 22
Final provisions
Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the implementation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.
The Commission shall communicate that information to the other Member States.
Article 23
Repeal
Regulation (EC) No 338/97 is repealed.
References to the repealed Regulation shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex III.
Article 24
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at …,


For the European Parliament


The President




For the Council


The President





(1)  OJ C 11, 15.1.2013, p. 85.

(2)  Position of the European Parliament of 16 April 2014.

(3)  OJ L 61, 3.3.1997, p. 1.

(4)  See Annex II.

(5)  Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code (OJ L 302, 19.10.1992, p. 1).

(6)  
Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers
 (OJ L 55, 28.2.2011, p. 13).

(7)  Council Regulation (EEC) No 3626/82 of 3 December 1982 on the implementation in the Community of the Convention on international trade in endangered species of wild fauna and flora (OJ L 384, 31.12.1982, p. 1).

(8)  Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (OJ L 358, 18.12.1986, p. 1).

(9)  Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).



ANNEX I



Notes on interpretation of Annexes A, B, C and D







1.


Species included in these Annexes A, B, C and D are referred to:






(a)


by the name of the species; or










(b)


as being all of the species included in a higher taxon or designated part thereof.














2.


The abbreviation ‘spp.’ is used to denote all species of a higher taxon.










3.


Other references to taxa higher than species are for the purposes of information or classification only.










4.


Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1) or Council Directive 92/43/EEC (2).










5.


The following abbreviations are used for plant taxa below the level of species:






(a)


‘ssp.’ is used to denote subspecies;










(b)


‘var(s).’ is used to denote variety (varieties); and










(c)


‘fa.’ is used to denote forma.














6.


The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7 to 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.










7.


(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.










8.


(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.










9.


(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.










10.


‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants.










11.


Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.










12.


When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t) of this Regulation, the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of the Regulation as follows:







#1


 


Designates all parts and derivatives, except:






(a)


seeds, spores and pollen (including pollinia);










(b)


seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;










(c)


cut flowers of artificially propagated plants; and










(d)


fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.








#2


 


Designates all parts and derivatives, except:






(a)


seeds and pollen; and










(b)


finished products packaged and ready for retail trade.








#3


 


Designates whole and sliced roots and parts of roots.




#4


 


Designates all parts and derivatives, except:






(a)


seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Neodypsis decaryi exported from Madagascar;










(b)


seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;










(c)


cut flowers of artificially propagated plants;










(d)


fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;










(e)


stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and










(f)


finished products of Euphorbia antisyphilitica packaged and ready for retail trade.








#5


 


Designates logs, sawn wood and veneer sheets.




#6


 


Designates logs, sawn wood, veneer sheets and plywood.




#7


 


Designates logs, wood-chips, powder and extracts.




#8


 


Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.




#9


 


Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement no. BW/NA/ZA xxxxxx’.




#10


 


Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.




#11


 


Designates logs, sawn wood, veneer sheets, plywood, powder and extracts.




#12


 


Designates logs, sawn wood, veneer sheets, plywood and essential oil, excluding finished products packaged and ready for retail trade.




#13


 


Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.














13.


As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4(1) of this Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of this Regulation.










14.


Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of this Regulation.










15.


In respect of fauna species listed in Annex D, the provisions shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:







§ 1


 


Any whole, or substantially whole, skins, raw or tanned.




§ 2


 


Any feathers or any skin or other part with feathers on it.














16.


In respect of flora species listed in Annex D, the provisions shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:







§ 3


 


Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.




§ 4


 


Logs, sawn wood and veneer sheets.
















 



Annex A




Annex B




Annex C




Common name






FAUNA



 


 


 


 




CHORDATA (CHORDATES)


 


 


 


 





MAMMALIA



 


 


 



Mammals





ARTIODACTYLA


 


 


 


 





Antilocapridae



 


 


 



Pronghorn





 



Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)


 


 


Mexican pronghorn





Bovidae



 


 


 



Antelopes, cattle, duikers, gazelles, goats, sheep etc.






Addax nasomaculatus (I)


 


 


Addax




 



Ammotragus lervia (II)


 


Barbary sheep




 


 



Antilope cervicapra (III Nepal)


Blackbuck




 



Bison bison athabascae (II)


 


Wood bison





Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation)


 


 


Gaur





Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation)


 


 


Wild yak





Bos sauveli (I)


 


 


Kouprey




 


 



Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation)


Wild Asiatic buffalo





Bubalus depressicornis (I)


 


 


Lowland anoa





Bubalus mindorensis (I)


 


 


Tamarau





Bubalus quarlesi (I)


 


 


Mountain anoa




 



Budorcas taxicolor (II)


 


Takin





Capra falconeri (I)


 


 


Markhor





Capricornis milneedwardsii (I)


 


 


Chinese serow





Capricornis rubidus (I)


 


 


Red serow





Capricornis sumatraensis (I)


 


 


Sumatran serow





Capricornis thar (I)


 


 


Himalayan serow




 



Cephalophus brookei (II)


 


Brooke’s duiker




 



Cephalophus dorsalis (II)


 


Bay duiker





Cephalophus jentinki (I)


 


 


Jentink’s duiker




 



Cephalophus ogilbyi (II)


 


Ogilby’s duiker




 



Cephalophus silvicultor (II)


 


Yellow-backed duiker




 



Cephalophus zebra (II)


 


Zebra duiker




 



Damaliscus pygargus pygargus (II)


 


Bontebok





Gazella cuvieri (I)


 


 


Cuvier’s gazelle




 


 



Gazella dorcas (III Algeria / Tunisia)


Dorcas gazelle





Gazella leptoceros (I)


 


 


Slender-horned gazelle





Hippotragus niger variani (I)


 


 


Giant sable antelope




 



Kobus leche (II)


 


Lechwe





Naemorhedus baileyi (I)


 


 


Red goral





Naemorhedus caudatus (I)


 


 


Long-tailed goral





Naemorhedus goral (I)


 


 


Himalayan goral





Naemorhedus griseus (I)


 


 


Chinese goral





Nanger dama (I)


 


 


Dama gazelle





Oryx dammah (I)


 


 


Scimitar-horned oryx





Oryx leucoryx (I)


 


 


Arabian oryx




 



Ovis ammon (II) (Except for the subspecies included in Annex A)


 


Argali





Ovis ammon hodgsonii (I)


 


 


Tibetan argali





Ovis ammon nigrimontana (I)


 


 


Kara Tau argali




 



Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)


 


Mexican bighorn sheep





Ovis orientalis ophion (I)


 


 


Cyprus mouflon




 



Ovis vignei (II) (Except for the subspecies included in Annex A)


 


Urial





Ovis vignei vignei (I)


 


 


Ladakh urial





Pantholops hodgsonii (I)


 


 


Chiru




 



Philantomba monticola (II)


 


Blue duiker





Pseudoryx nghetinhensis (I)


 


 


Siola





Rupicapra pyrenaica ornata (I)


 


 


Abruzzo chamois




 



Saiga borealis (II)


 


Mongolian saiga




 



Saiga tatarica (II)


 


Steppe saiga




 


 



Tetracerus quadricornis (III Nepal)


Four-horned antelope





Camelidae



 


 


 



Camels, guanaco, vicuña





 



Lama guanicoe (II)


 


Guanaco





Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; and Peru [the whole population]; which are included in Annex B)



Vicugna vicugna (II) (Only the populations of Argentina
 (3) [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia
 (4) [the whole population]; Chile
 (5) [population of the Primera Región]; Peru
 (6) [the whole population]; all other populations are included in Annex A)


 


Vicuña





Cervidae



 


 


 



Deer, huemuls, muntjacs, pudus






Axis calamianensis (I)


 


 


Calamian deer





Axis kuhlii (I)


 


 


Bawean deer





Axis porcinus annamiticus (I)


 


 


Indochina hog deer





Blastocerus dichotomus (I)


 


 


Marsh deer




 



Cervus elaphus bactrianus (II)


 


Bactrian deer




 


 



Cervus elaphus barbarus (III Algeria / Tunisia)


Barbary deer





Cervus elaphus hanglu (I)


 


 


Hangul





Dama dama mesopotamica (I)


 


 


Persian fallow deer





Hippocamelus spp. (I)


 


 


Huemuls




 


 



Mazama temama cerasina (III Guatemala)


Central American red brocket





Muntiacus crinifrons (I)


 


 


Black muntjac





Muntiacus vuquangensis (I)


 


 


Giant muntjac




 


 



Odocoileus virginianus mayensis (III Guatemala)


Guatemalan white-tailed deer





Ozotoceros bezoarticus (I)


 


 


Pampas deer




 



Pudu mephistophiles (II)


 


Northern pudu





Pudu puda (I)


 


 


Southern pudu





Rucervus duvaucelii (I)


 


 


Barasingha





Rucervus eldii (I)


 


 


Eld’s deer





Hippopotamidae



 


 


 



Hippopotamuses





 



Hexaprotodon liberiensis (II)


 


Pygmy hippopotamus




 



Hippopotamus amphibius (II)


 


Common hippopotamus





Moschidae



 


 


 



Musk deer






Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B)



Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)


 


Musk deer





Suidae



 


 


 



Babirusa, hogs, pigs






Babyrousa babyrussa (I)


 


 


Buru babirusa





Babyrousa bolabatuensis (I)


 


 


Bola Batu babirusa





Babyrousa celebensis (I)


 


 


North Sulawesi babirusa





Babyrousa togeanensis (I)


 


 


Malenge babirusa





Sus salvanius (I)


 


 


Pygmy hog





Tayassuidae



 


 


 



Peccaries





 


Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)


 


Peccaries





Catagonus wagneri (I)


 


 


Chacoan peccary




CARNIVORA


 


 


 


 





Ailuridae



 


 


 


 





Ailurus fulgens (I)


 


 


Red panda





Canidae



 


 


 



Dogs, foxes, wolves





 


 



Canis aureus (III India)


Golden jackal





Canis lupus (I/II)

(All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)



Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)


 


Grey wolf





Canis simensis



 


 


Ethiopian wolf




 



Cerdocyon thous (II)


 


Crab-eating fox




 



Chrysocyon brachyurus (II)


 


Maned wolf




 



Cuon alpinus (II)


 


Dhole




 



Lycalopex culpaeus (II)


 


Culpeo




 



Lycalopex fulvipes (II)


 


Darwin’s fox




 



Lycalopex griseus (II)


 


South American grey fox




 



Lycalopex gymnocercus (II)


 


Pampas fox





Speothos venaticus (I)


 


 


Bush dog




 


 



Vulpes bengalensis (III India)


Bengal fox




 



Vulpes cana (II)


 


Blanford’s fox




 



Vulpes zerda (II)


 


Fennec fox





Eupleridae



 


 


 


 




 



Cryptoprocta ferox (II)


 


Fossa




 



Eupleres goudotii (II)


 


Falanouc




 



Fossa fossana (II)


 


Malagasy civet





Felidae



 


 


 



Cats, cheetahs, leopards, lions, tigers etc.





 


Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation)


 


Cats





Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation)


 


 


Cheetah





Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)


 


 


Asian Caracal





Catopuma temminckii (I)


 


 


Asian golden cat





Felis nigripes (I)


 


 


Black-footed cat





Felis silvestris (II)



 


 


Wild cat





Leopardus geoffroyi (I)


 


 


Geoffroy’s cat





Leopardus jacobitus (I)


 


 


Andean mountain cat





Leopardus pardalis (I)


 


 


Ocelot





Leopardus tigrinus (I)


 


 


Oncilla





Leopardus wiedii (I)


 


 


Margay





Lynx lynx (II)



 


 


Eurasian lynx





Lynx pardinus (I)


 


 


Iberian lynx





Neofelis nebulosa (I)


 


 


Clouded leopard





Panthera leo persica (I)


 


 


Asiatic lion





Panthera onca (I)


 


 


Jaguar





Panthera pardus (I)


 


 


Leopard





Panthera tigris (I)


 


 


Tiger





Pardofelis marmorata (I)


 


 


Marbled cat





Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B)


 


 


Bengal leopard cat





Prionailurus iriomotensis (II)


 


 


Iriomote cat





Prionailurus planiceps (I)


 


 


Flat-headed cat





Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)


 


 


Rusty-spotted cat





Puma concolor coryi (I)


 


 


Florida cougar





Puma concolor costaricensis (I)


 


 


Costa Rican cougar





Puma concolor couguar (I)


 


 


Eastern cougar





Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)


 


 


Jaguarundi





Uncia uncia (I)


 


 


Snow leopard





Herpestidae



 


 


 



Mongooses





 


 



Herpestes fuscus (III India)


Indian brown mongoose




 


 



Herpestes edwardsi (III India)


Indian grey mongoose




 


 



Herpestes javanicus auropunctatus (III India)


Small Indian mongoose




 


 



Herpestes smithii (III India)


Ruddy mongoose




 


 



Herpestes urva (III India)


Crab-eating mongoose




 


 



Herpestes vitticollis (III India)


Stripe-necked mongoose





Hyaenidae



 


 


 



Aardwolf, hyenas





 


 



Proteles cristata (III Botswana)


Aardwolf





Mephitidae



 


 


 



Skunks





 



Conepatus humboldtii (II)


 


Humboldt’s hog-nosed skunk





Mustelidae



 


 


 



Badgers, martens, weasels etc.






Lutrinae



 


 


 



Otters





 


Lutrinae spp. (II) (Except for the species included in Annex A)


 


Otters





Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)


 


 


Cameroon clawless otter





Enhydra lutris nereis (I)


 


 


Southern sea otter





Lontra felina (I)


 


 


Marine otter





Lontra longicaudis (I)


 


 


Neotropical otter





Lontra provocax (I)


 


 


Southern river otter





Lutra lutra (I)


 


 


European otter





Lutra nippon (I)


 


 


Japanese otter





Pteronura brasiliensis (I)


 


 


Giant otter





Mustelinae



 


 


 



Grisons, martens, tayra, weasels





 


 



Eira barbara (III Honduras)


Tayra




 


 



Galictis vittata (III Costa Rica)


Greater grison




 


 



Martes flavigula (III India)


Yellow-throated marten




 


 



Martes foina intermedia (III India)


Stone marten




 


 



Martes gwatkinsii (III India)


Nilgiri marten




 


 



Mellivora capensis (III Botswana)


Honey badger





Mustela nigripes (I)


 


 


Black-footed ferret





Odobenidae



 


 


 



Walrus





 



Odobenus rosmarus (III Canada)


 


Walrus





Otariidae



 


 


 



Fur seals, sealions





 



Arctocephalus spp. (II) (Except for the species included in Annex A)


 


Fur seals





Arctocephalus philippii (II)


 


 


Juan Fernández fur seal





Arctocephalus townsendi (I)


 


 


Guadalupe fur seal





Phocidae



 


 


 



Seals





 



Mirounga leonina (II)


 


Southern elephant seal





Monachus spp. (I)


 


 


Monk seals





Procyonidae



 


 


 



Coatis, olingos





 


 



Bassaricyon gabbii (III Costa Rica)


Olingo




 


 



Bassariscus sumichrasti (III Costa Rica)


Cacomistle




 


 



Nasua narica (III Honduras)


White-nosed coati




 


 



Nasua nasua solitaria (III Uruguay)


South Brazilian coati




 


 



Potos flavus (III Honduras)


Kinkajou





Ursidae



 


 


 



Bears





 


Ursidae spp. (II) (Except for the species included in Annex A)


 


Bears





Ailuropoda melanoleuca (I)


 


 


Giant panda





Helarctos malayanus (I)


 


 


Sun bear





Melursus ursinus (I)


 


 


Sloth bear





Tremarctos ornatus (I)


 


 


Spectacled bear





Ursus arctos (I/II)

(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)


 


 


Brown bear





Ursus thibetanus (I)


 


 


Asian black bear





Viverridae



 


 


 



Binturong, civets, linsangs, otter-civet, palm civet





 


 



Arctictis binturong (III India)


Binturong




 


 



Civettictis civetta (III Botswana)


African civet




 



Cynogale bennettii (II)


 


Otter civet




 



Hemigalus derbyanus (II)


 


Banded palm civet




 


 



Paguma larvata (III India)


Masked palm civet




 


 



Paradoxurus hermaphroditus (III India)


Asian palm civet




 


 



Paradoxurus jerdoni (III India)


Jerdon’s palm civet




 



Prionodon linsang (II)


 


Banded linsang





Prionodon pardicolor (I)


 


 


Spotted linsang




 


 



Viverra civettina (III India)


Malabar large-spotted civet




 


 



Viverra zibetha (III India)


Large Indian civet




 


 



Viverricula indica (III India)


Small Indian civet




CETACEA


 


 


 



Cetaceans (dolphins, porpoises, whales)






CETACEA spp. (I/II)
 (7)



 


 


Cetaceans




CHIROPTERA


 


 


 


 





Phyllostomidae



 


 


 



Broad-nosed bats





 


 



Platyrrhinus lineatus (III Uruguay)


White-lined bat





Pteropodidae



 


 


 



Fruit bats, flying foxes





 



Acerodon spp. (II) (Except for the species included in Annex A)


 


Flying foxes





Acerodon jubatus (I)


 


 


Golden-capped fruit bat




 



Pteropus spp. (II) (Except for the species included in Annex A)


 


Flying foxes





Pteropus insularis (I)


 


 


Ruck flying fox





Pteropus livingstonii (II)


 


 


Comoro flying fox





Pteropus loochoensis (I)


 


 


Japanese flying fox





Pteropus mariannus (I)


 


 


Marianas flying fox





Pteropus molossinus (I)


 


 


Caroline flying fox





Pteropus pelewensis (I)


 


 


Pelew flying fox





Pteropus pilosus (I)


 


 


Large Pelew flying fox





Pteropus rodricensis (II)


 


 


Rodrigues flying fox





Pteropus samoensis (I)


 


 


Samoan flying fox





Pteropus tonganus (I)


 


 


Pacific flying fox





Pteropus ualanus (I)


 


 


Kosrae flying fox





Pteropus voeltzkowi (II)


 


 


Pemba flying fox





Pteropus yapensis (I)


 


 


Yap flying fox




CINGULATA


 


 


 


 





Dasypodidae



 


 


 



Armadillos





 


 



Cabassous centralis (III Costa Rica)


Northern naked-tailed armadillo




 


 



Cabassous tatouay (III Uruguay)


Greater naked-tailed armadillo




 



Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)


 


Andean hairy armadillo





Priodontes maximus (I)


 


 


Giant armadillo




DASYUROMORPHIA


 


 


 


 





Dasyuridae



 


 


 



Dunnarts, marsupial mice, planigales






Sminthopsis longicaudata (I)


 


 


Long-tailed dunnart





Sminthopsis psammophila (I)


 


 


Sandhill dunnart





Thylacinidae



 


 


 



Tasmanian wolf, thylacine






Thylacinus cynocephalus (possibly extinct) (I)


 


 


Thylacine




DIPROTODONTIA


 


 


 


 





Macropodidae



 


 


 



Kangaroos, wallabies





 



Dendrolagus inustus (II)


 


Grizzled tree-kangaroo




 



Dendrolagus ursinus (II)


 


Ursine tree-kangaroo





Lagorchestes hirsutus (I)


 


 


Rufous hare-wallaby





Lagostrophus fasciatus (I)


 


 


Banded hare-wallaby





Onychogalea fraenata (I)


 


 


Bridled nail-tail wallaby





Onychogalea lunata (I)


 


 


Crescent nail-tail wallaby





Phalangeridae



 


 


 



Cuscus





 



Phalanger intercastellanus (II)


 


Eastern common cuscus




 



Phalanger mimicus (II)


 


Southern common cuscus




 



Phalanger orientalis (II)


 


Northern common cuscus




 



Spilocuscus kraemeri (II)


 


Admiralty Island cuscus




 



Spilocuscus maculatus (II)


 


Common spotted cuscus




 



Spilocuscus papuensis (II)


 


Waigeou cuscus





Potoroidae



 


 


 



Rat-kangaroos






Bettongia spp. (I)


 


 


Bettongs





Caloprymnus campestris (possibly extinct) (I)


 


 


Desert rat-kangaroo





Vombatidae



 


 


 



Wombats






Lasiorhinus krefftii (I)


 


 


Northern hairy-nosed wombat




LAGOMORPHA


 


 


 


 





Leporidae



 


 


 



Hares, rabbits






Caprolagus hispidus (I)


 


 


Hispid hare





Romerolagus diazi (I)


 


 


Volcano rabbit




MONOTREMATA


 


 


 


 





Tachyglossidae



 


 


 



Echidnas, spiny anteaters





 



Zaglossus spp. (II)


 


Long-beaked echidnas




PERAMELEMORPHIA


 


 


 


 





Chaeropodidae



 


 


 



Bandicoots






Chaeropus ecaudatus (possibly extinct) (I)


 


 


Pig-footed bandicoot





Peramelidae



 


 


 


 





Perameles bougainville (I)


 


 


Western barred bandicoot





Thylacomyidae



 


 


 


 





Macrotis lagotis (I)


 


 


Greater bilby





Macrotis leucura (I)


 


 


Lesser bilby




PERISSODACTYLA


 


 


 


 





Equidae



 


 


 



Horses, wild asses, zebras






Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation)


 


 


African ass





Equus grevyi (I)


 


 


Grévy’s zebra





Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)


 


 


Asiatic wild ass





Equus kiang (II)


 


 


Kiang





Equus przewalskii (I)


 


 


Przewalski’s horse




 



Equus zebra hartmannae (II)


 


Hartmann’s mountain zebra





Equus zebra zebra (I)


 


 


Cape mountain zebra





Rhinocerotidae



 


 


 



Rhinoceroses





Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)


 


 


Rhinoceroses




 



Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)


 


Southern white rhinoceros





Tapiridae



 


 


 



Tapirs





Tapiridae spp. (I) (Except for the species included in Annex B)


 


 


Tapirs




 



Tapirus terrestris (II)


 


South American tapir




PHOLIDOTA


 


 


 


 





Manidae



 


 


 



Pangolins





 



Manis spp. (II)
(A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes)


 


Pangolins




PILOSA


 


 


 


 





Bradypodidae



 


 


 



Three-toed sloths





 



Bradypus variegatus (II)


 


Brown-throated sloth





Megalonychidae



 


 


 



Two-toed sloth





 


 



Choloepus hoffmanni (III Costa Rica)


Hoffmann’s two-toed sloth





Myrmecophagidae



 


 


 



American anteaters





 



Myrmecophaga tridactyla (II)


 


Giant anteater




 


 



Tamandua mexicana (III Guatemala)


Northern tamandua




PRIMATES


 


 


 



Primates (apes and monkeys)





 


PRIMATES spp. (II) (Except for the species included in Annex A)


 


Primates





Atelidae



 


 


 



Howlers, spider monkeys






Alouatta coibensis (I)


 


 


Coiba Island howler





Alouatta palliata (I)


 


 


Mantled howler





Alouatta pigra (I)


 


 


Guatemalan black howler





Ateles geoffroyi frontatus (I)


 


 


Black-browed spider monkey





Ateles geoffroyi panamensis (I)


 


 


Red spider monkey





Brachyteles arachnoides (I)


 


 


Southern muriqui





Brachyteles hypoxanthus (I)


 


 


 





Oreonax flavicauda (I)


 


 


Yellow-tailed woolly monkey





Cebidae



 


 


 



Marmosets, tamarins, New-world monkeys






Callimico goeldii (I)


 


 


Goeldi’s marmoset





Callithrix aurita (I)


 


 


Buffy-tufted marmoset





Callithrix flaviceps (I)


 


 


Buffy-headed marmoset





Leontopithecus spp. (I)


 


 


Lion tamarins





Saguinus bicolor (I)


 


 


Pied tamarin





Saguinus geoffroyi (I)


 


 


Geoffroy’s tamarin





Saguinus leucopus (I)


 


 


White-footed tamarin





Saguinus martinsi (I)


 


 


 





Saguinus oedipus (I)


 


 


Cottontop tamarin





Saimiri oerstedii (I)


 


 


Central American squirrel monkey





Cercopithecidae



 


 


 



Old-world monkeys






Cercocebus galeritus (I)


 


 


Tana River mangabey





Cercopithecus diana (I)


 


 


Diana monkey





Cercopithecus roloway (I)


 


 


Roloway monkey





Cercopithecus solatus (II)


 


 


Sun-tailed monkey





Colobus satanas (II)


 


 


Black colobus





Macaca silenus (I)


 


 


Lion-tailed macaque





Mandrillus leucophaeus (I)


 


 


Drill





Mandrillus sphinx (I)


 


 


Mandrill





Nasalis larvatus (I)


 


 


Proboscis monkey





Piliocolobus foai (II)


 


 


Central African red colobus





Piliocolobus gordonorum (II)


 


 


Uzungwa red colobus





Piliocolobus kirkii (I)


 


 


Zanzibar red colobus





Piliocolobus pennantii (II)


 


 


Pennant’s red colobus





Piliocolobus preussi (II)


 


 


Preuss’s red colobus





Piliocolobus rufomitratus (I)


 


 


Tana River red colobus





Piliocolobus tephrosceles (II)


 


 


Ugandan red colobus





Piliocolobus tholloni (II)


 


 


Thollon’s red colobus





Presbytis potenziani (I)


 


 


Mentawai langur





Pygathrix spp. (I)


 


 


Douc langurs





Rhinopithecus spp. (I)


 


 


Snub-nosed monkeys





Semnopithecus ajax (I)


 


 


Kashmir grey langur





Semnopithecus dussumieri (I)


 


 


Southern Plains grey langur





Semnopithecus entellus (I)


 


 


Northern Plains grey langur





Semnopithecus hector (I)


 


 


Tarai grey langur





Semnopithecus hypoleucos (I)


 


 


Black-footed grey langur





Semnopithecus priam (I)


 


 


Tufted grey langur





Semnopithecus schistaceus (I)


 


 


Nepal grey langur





Simias concolor (I)


 


 


Simakobou





Trachypithecus delacouri (II)


 


 


Delacour’s langur





Trachypithecus francoisi (II)


 


 


François’s langur





Trachypithecus geei (I)


 


 


Gee’s golden langur





Trachypithecus hatinhensis (II)


 


 


Hatinh langur





Trachypithecus johnii (II)


 


 


Nilgiri langur





Trachypithecus laotum (II)


 


 


Laotian langur





Trachypithecus pileatus (I)


 


 


Capped langur





Trachypithecus poliocephalus (II)


 


 


White-headed langur





Trachypithecus shortridgei (I)


 


 


Shortridge’s langur





Cheirogaleidae



 


 


 



Dwarf lemurs and mouse-lemurs





Cheirogaleidae spp. (I)


 


 


Dwarf lemurs and mouse lemurs





Daubentoniidae



 


 


 



Aye-aye






Daubentonia madagascariensis (I)


 


 


Aye-aye





Hominidae



 


 


 



Chimpanzees, gorillas, orang-utan






Gorilla beringei (I)


 


 


Eastern gorilla





Gorilla gorilla (I)


 


 


Western gorilla





Pan spp. (I)


 


 


Chimpanzee and bonobo





Pongo abelii (I)


 


 


Sumatran orangutan





Pongo pygmaeus (I)


 


 


Bornean orangutan





Hylobatidae



 


 


 



Gibbons





Hylobatidae spp. (I)


 


 


Gibbons





Indriidae



 


 


 



Indri, sifakas and woolly lemurs





Indriidae spp. (I)


 


 


Indri, sifakas and woolly lemurs





Lemuridae



 


 


 



Large lemurs





Lemuridae spp. (I)


 


 


Large lemurs





Lepilemuridae



 


 


 



Sportive lemurs





Lepilemuridae spp. (I)


 


 


Sportive lemurs





Lorisidae



 


 


 



Lorises






Nycticebus spp. (I)


 


 


Slow lorises





Pitheciidae



 


 


 



Uacaris, titis, sakis






Cacajao spp. (I)


 


 


Uacaris





Callicebus barbarabrownae (II)


 


 


Barbara Brown’s Titi





Callicebus melanochir (II)


 


 


Coastal Black-handed Titi





Callicebus nigrifrons (II)


 


 


Black-fronted Titi





Callicebus personatus (II)


 


 


Atlantic titi





Chiropotes albinasus (I)


 


 


White-nosed saki





Tarsiidae



 


 


 



Tarsiers






Tarsius spp. (II)


 


 


Tarsiers




PROBOSCIDEA


 


 


 


 





Elephantidae



 


 


 



Elephants






Elephas maximus (I)


 


 


Asian elephant





Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B)



Loxodonta africana (II)
(Only the populations of Botswana, Namibia, South Africa and Zimbabwe (8); all other populations are included in Annex A)


 


African elephant




RODENTIA


 


 


 


 





Chinchillidae



 


 


 



Chinchillas






Chinchilla spp. (I) (Specimens of the domesticated form are not subject to the provisions of this Regulation)


 


 


Chinchillas





Cuniculidae



 


 


 



Pacas





 


 



Cuniculus paca (III Honduras)


Lowland paca





Dasyproctidae



 


 


 



Agoutis





 


 



Dasyprocta punctata (III Honduras)


Central American agouti





Erethizontidae



 


 


 



New-world porcupines





 


 



Sphiggurus mexicanus (III Honduras)


Mexican hairy dwarf porcupine




 


 



Sphiggurus spinosus (III Uruguay)


Paraguaian hairy dwarf porcupine





Hystricidae



 


 


 



Old-world porcupines






Hystrix cristata



 


 


Crested porcupine





Muridae



 


 


 



Mice, rats






Leporillus conditor (I)


 


 


Greater stick-nest rat





Pseudomys fieldi praeconis (I)


 


 


Shark Bay mouse





Xeromys myoides (I)


 


 


False water rat





Zyzomys pedunculatus (I)


 


 


Central Australian rock rat





Sciuridae



 


 


 



Ground squirrels, tree squirrels






Cynomys mexicanus (I)


 


 


Mexican prairie dog




 


 



Marmota caudata (III India)


Long-tailed marmot




 


 



Marmota himalayana (III India)


Himalayan marmot




 



Ratufa spp. (II)


 


Giant squirrels




 



Callosciurus erythraeus



 


Pallas’s Squirrel




 



Sciurus carolinensis



 


Grey squirrel




 


 



Sciurus deppei (III Costa Rica)


Deppe’s squirrel




 



Sciurus niger



 


Eastern Fox Squirrel




SCANDENTIA


 


 


 


 




 


 


SCANDENTIA spp. (II)


 



Treeshrews





SIRENIA


 


 


 


 





Dugongidae



 


 


 



Dugong






Dugong dugon (I)


 


 


Dugong





Trichechidae



 


 


 



Manatees





Trichechidae spp. (I/II) (Trichechus inunguis and Trichechus manatus are listed in Appendix I. Trichechus senegalensis is listed in Appendix II)


 


 


Manatees





AVES



 


 


 



Birds





ANSERIFORMES


 


 


 


 





Anatidae



 


 


 



Ducks, geese, swans etc.






Anas aucklandica (I)


 


 


Auckland Islands teal




 



Anas bernieri (II)


 


Madagascar teal





Anas chlorotis (I)


 


 


Brown teal




 



Anas formosa (II)


 


Baikal teal





Anas laysanensis (I)


 


 


Laysan duck





Anas nesiotis (I)


 


 


Campbell Island teal





Anas querquedula



 


 


Garganey





Asarcornis scutulata (I)


 


 


White-winged duck





Aythya innotata



 


 


Madagascar pochard





Aythya nyroca



 


 


Ferruginous duck





Branta canadensis leucopareia (I)


 


 


Aleutian goose





Branta ruficollis (II)


 


 


Red-breasted goose





Branta sandvicensis (I)


 


 


Nene




 


 



Cairina moschata (III Honduras)


Muscovy duck




 



Coscoroba coscoroba (II)


 


Coscoroba swan




 



Cygnus melancoryphus (II)


 


Black-necked swan




 



Dendrocygna arborea (II)


 


West Indian whistling-duck




 


 



Dendrocygna autumnalis (III Honduras)


Black-bellied whistling-duck




 


 



Dendrocygna bicolor (III Honduras)


Fulvous whistling-duck





Mergus octosetaceus



 


 


Brazilian merganser




 



Oxyura jamaicensis



 


Ruddy duck





Oxyura leucocephala (II)



 


 


White-headed duck





Rhodonessa caryophyllacea (possibly extinct) (I)


 


 


Pink-headed duck




 



Sarkidiornis melanotos (II)


 


Comb duck





Tadorna cristata



 


 


Crested shelduck




APODIFORMES


 


 


 


 





Trochilidae



 


 


 



Hummingbirds





 


Trochilidae spp. (II) (Except for the species included in Annex A)


 


Hummingbirds





Glaucis dohrnii (I)


 


 


Hook-billed hermit




CHARADRIIFORMES


 


 


 


 





Burhinidae



 


 


 



Thick-knees





 


 



Burhinus bistriatus (III Guatemala)


Double-striped thick-knee





Laridae



 


 


 



Gulls, terns






Larus relictus (I)


 


 


Relict gull





Scolopacidae



 


 


 



Curlews, greenshanks






Numenius borealis (I)


 


 


Eskimo curlew





Numenius tenuirostris (I)


 


 


Slender-billed curlew





Tringa guttifer (I)


 


 


Nordmann’s greenshank




CICONIIFORMES


 


 


 


 





Ardeidae



 


 


 



Egrets, herons






Ardea alba



 


 


Great egret





Bubulcus ibis



 


 


Cattle egret





Egretta garzetta



 


 


Little egret





Balaenicipitidae



 


 


 



Shoebill, whale-headed stork





 



Balaeniceps rex (II)


 


Shoebill





Ciconiidae



 


 


 



Storks






Ciconia boyciana (I)


 


 


Oriental stork





Ciconia nigra (II)



 


 


Black stork





Ciconia stormi



 


 


Storm’s stork





Jabiru mycteria (I)


 


 


Jabiru





Leptoptilos dubius



 


 


Greater adjutant stork





Mycteria cinerea (I)


 


 


Milky stork





Phoenicopteridae



 


 


 



Flamingos





 


Phoenicopteridae spp. (II) (Except for the species included in Annex A)


 


Flamingos





Phoenicopterus ruber (II)



 


 


Greater flamingo





Threskiornithidae



 


 


 



Ibises, spoonbills





 



Eudocimus ruber (II)


 


Scarlet ibis





Geronticus calvus (II)


 


 


Bald ibis





Geronticus eremita (I)


 


 


Waldrapp





Nipponia nippon (I)


 


 


Crested ibis





Platalea leucorodia (II)



 


 


Eurasian spoonbill





Pseudibis gigantea



 


 


Giant ibis




COLUMBIFORMES


 


 


 


 





Columbidae



 


 


 



Doves, pigeons






Caloenas nicobarica (I)


 


 


Nicobar pigeon





Claravis godefrida



 


 


Purple-winged ground-dove





Columba livia



 


 


Rock pigeon





Ducula mindorensis (I)


 


 


Mindoro zone-tailed pigeon




 



Gallicolumba luzonica (II)


 


Luzon bleeding-heart




 



Goura spp. (II)


 


Crowned-pigeons





Leptotila wellsi



 


 


Grenada dove




 


 



Nesoenas mayeri (III Mauritius)


Pink pigeon





Streptopelia turtur



 


 


European turtle-dove




CORACIIFORMES


 


 


 


 





Bucerotidae



 


 


 



Hornbills





 



Aceros spp. (II) (Except for the species included in Annex A)


 


Hornbills





Aceros nipalensis (I)


 


 


Rufous-necked hornbill




 



Anorrhinus spp. (II)


 


Hornbills




 



Anthracoceros spp. (II)


 


Hornbills




 



Berenicornis spp. (II)


 


Hornbills




 



Buceros spp. (II) (Except for the species included in Annex A)


 


Hornbills





Buceros bicornis (I)


 


 


Great hornbill




 



Penelopides spp. (II)


 


Hornbills





Rhinoplax vigil (I)


 


 


Helmeted hornbill




 



Rhyticeros spp. (II) (Except for the species included in Annex A)


 


Hornbills





Rhyticeros subruficollis (I)


 


 


Plain-pouched hornbill




CUCULIFORMES


 


 


 


 





Musophagidae



 


 


 



Turacos





 



Tauraco spp. (II) (Except for the species included in Annex A)


 


Turacos





Tauraco bannermani (II)


 


 


Bannerman’s turaco




FALCONIFORMES


 


 


 



Diurnal birds of prey (eagles, falcons, hawks, vultures)





 


FALCONIFORMES spp. (II)
(Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation)


 


Diurnal birds of prey





Accipitridae



 


 


 



Hawks, eagles






Accipiter brevipes (II)



 


 


Levant sparrowhawk





Accipiter gentilis (II)



 


 


Northern goshawk





Accipiter nisus (II)



 


 


Eurasian sparrowhawk





Aegypius monachus (II)



 


 


Cinereous vulture





Aquila adalberti (I)


 


 


Adalbert’s eagle





Aquila chrysaetos (II)



 


 


Golden eagle





Aquila clanga (II)



 


 


Greater spotted eagle





Aquila heliaca (I)


 


 


Imperial eagle





Aquila pomarina (II)



 


 


Lesser spotted eagle





Buteo buteo (II)



 


 


Common buzzard





Buteo lagopus (II)



 


 


Rough-legged buzzard





Buteo rufinus (II)



 


 


Long-legged buzzard





Chondrohierax uncinatus wilsonii (I)


 


 


Cuban hook-billed kite





Circaetus gallicus (II)



 


 


Short-toed snake-eagle





Circus aeruginosus (II)



 


 


Western marsh-harrier





Circus cyaneus (II)



 


 


Northern harrier





Circus macrourus (II)



 


 


Pallid harrier





Circus pygargus (II)



 


 


Montagu’s harrier





Elanus caeruleus (II)



 


 


Black-winged kite





Eutriorchis astur (II)


 


 


Madagascar serpent-eagle





Gypaetus barbatus (II)



 


 


Lammergeier





Gyps fulvus (II)



 


 


Eurasian griffon





Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)


 


 


Sea-eagles





Harpia harpyja (I)


 


 


Harpy eagle





Hieraaetus fasciatus (II)



 


 


Bonelli’s eagle





Hieraaetus pennatus (II)



 


 


Booted eagle





Leucopternis occidentalis (II)


 


 


Grey-backed hawk





Milvus migrans (II) (Except for Milvus migrans lineatus which is included in Annex B)


 


 


Black kite





Milvus milvus (II)



 


 


Red kite





Neophron percnopterus (II)



 


 


Egyptian vulture





Pernis apivorus (II)



 


 


European honey-buzzard





Pithecophaga jefferyi (I)


 


 


Great Philippine eagle





Cathartidae



 


 


 



New world vultures






Gymnogyps californianus (I)


 


 


California condor




 


 



Sarcoramphus papa (III Honduras)


King vulture





Vultur gryphus (I)


 


 


Andean condor





Falconidae



 


 


 



Falcons






Falco araeus (I)


 


 


Seychelles kestrel





Falco biarmicus (II)



 


 


Lanner falcon





Falco cherrug (II)



 


 


Saker falcon





Falco columbarius (II)



 


 


Merlin





Falco eleonorae (II)



 


 


Eleonora’s falcon





Falco jugger (I)


 


 


Laggar falcon





Falco naumanni (II)



 


 


Lesser kestrel





Falco newtoni (I) (Only the population of the Seychelles)


 


 


Newton’s kestrel





Falco pelegrinoides (I)


 


 


Barbary falcon





Falco peregrinus (I)


 


 


Peregrine falcon





Falco punctatus (I)


 


 


Mauritius kestrel





Falco rusticolus (I)


 


 


Gyrfalcon





Falco subbuteo (II)



 


 


Eurasian hobby





Falco tinnunculus (II)



 


 


Common kestrel





Falco vespertinus (II)



 


 


Red-footed falcon





Pandionidae



 


 


 



Ospreys






Pandion haliaetus (II)



 


 


Osprey




GALLIFORMES


 


 


 


 





Cracidae



 


 


 


 





Crax alberti (III Colombia)


 


 


Blue-knobbed curassow





Crax blumenbachii (I)


 


 


Red-billed curassow




 


 



Crax daubentoni (III Colombia)


Yellow-knobbed curassow




 



Crax fasciolata



 


Bare-faced Curassow




 


 



Crax globulosa (III Colombia)


Wattled curassow




 


 



Crax rubra (III Colombia, Costa Rica, Guatemala and Honduras)


Great currasow





Mitu mitu (I)


 


 


Alagoas curassow





Oreophasis derbianus (I)


 


 


Horned guan




 


 



Ortalis vetula (III Guatemala/Honduras)


Plain chachalaca




 


 



Pauxi pauxi (III Colombia)


Helmeted curassow





Penelope albipennis (I)


 


 


White-winged guan




 


 



Penelope purpurascens (III Honduras)


Crested guan




 


 



Penelopina nigra (III Guatemala)


Highland guan





Pipile jacutinga (I)


 


 


Black-fronted piping guan





Pipile pipile (I)


 


 


Trinidad piping guan





Megapodiidae



 


 


 



Megapodes, scrubfowl






Macrocephalon maleo (I)


 


 


Maleo





Phasianidae



 


 


 



Grouse, guineafowl, partridges, pheasants, tragopans





 



Argusianus argus (II)


 


Great argus





Catreus wallichii (I)


 


 


Cheer pheasant





Colinus virginianus ridgwayi (I)


 


 


Masked bobwhite





Crossoptilon crossoptilon (I)


 


 


White eared-pheasant





Crossoptilon mantchuricum (I)


 


 


Brown eared-pheasant




 



Gallus sonneratii (II)


 


Grey junglefowl




 



Ithaginis cruentus (II)


 


Blood pheasant





Lophophorus impejanus (I)


 


 


Himalayan monal





Lophophorus lhuysii (I)


 


 


Chinese monal





Lophophorus sclateri (I)


 


 


Sclater’s monal





Lophura edwardsi (I)


 


 


Edwards’ pheasant




 



Lophura hatinhensis



 


Vietnamese fireback





Lophura imperialis (I)


 


 


Imperial pheasant





Lophura swinhoii (I)


 


 


Swinhoe’s pheasant




 


 



Meleagris ocellata (III Guatemala)


Ocellated turkey





Odontophorus strophium



 


 


Gorgeted wood-quail





Ophrysia superciliosa



 


 


Himalayan quail




 



Pavo muticus (II)


 


Green peafowl




 



Polyplectron bicalcaratum (II)


 


Grey peacock-pheasant




 



Polyplectron germaini (II)


 


Germain’s peacock-pheasant




 



Polyplectron malacense (II)


 


Malayan peacock-pheasant





Polyplectron napoleonis (I)


 


 


Palawan peacock-pheasant




 



Polyplectron schleiermacheri (II)


 


Bornean peacock-pheasant





Rheinardia ocellata (I)


 


 


Crested argus





Syrmaticus ellioti (I)


 


 


Elliot’s pheasant





Syrmaticus humiae (I)


 


 


Hume’s pheasant





Syrmaticus mikado (I)


 


 


Mikado pheasant





Tetraogallus caspius (I)


 


 


Caspian snowcock





Tetraogallus tibetanus (I)


 


 


Tibetan snowcock





Tragopan blythii (I)


 


 


Blyth’s tragopan





Tragopan caboti (I)


 


 


Cabot’s tragopan





Tragopan melanocephalus (I)


 


 


Western tragopan




 


 



Tragopan satyra (III Nepal)


Satyr tragopan





Tympanuchus cupido attwateri (I)


 


 


Attwater’s prairie-chicken




GRUIFORMES


 


 


 


 





Gruidae



 


 


 



Cranes





 


Gruidae spp. (II) (Except for the species included in Annex A)


 


Cranes





Grus americana (I)


 


 


Whooping crane





Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)


 


 


Sandhill crane





Grus grus (II)



 


 


Common crane





Grus japonensis (I)


 


 


Red-crowned crane





Grus leucogeranus (I)


 


 


Siberian crane





Grus monacha (I)


 


 


Hooded crane





Grus nigricollis (I)


 


 


Black-necked crane





Grus vipio (I)


 


 


White-necked crane





Otididae



 


 


 



Bustards





 


Otididae spp. (II) (Except for the species included in Annex A)


 


Bustards





Ardeotis nigriceps (I)


 


 


Indian bustard





Chlamydotis macqueenii (I)


 


 


Macqueen’s bustard





Chlamydotis undulata (I)


 


 


Houbara bustard





Houbaropsis bengalensis (I)


 


 


Bengal florican





Otis tarda (II)



 


 


Great bustard





Sypheotides indicus (II)


 


 


Lesser florican





Tetrax tetrax (II)



 


 


Little bustard





Rallidae



 


 


 



Coots, rails






Gallirallus sylvestris (I)


 


 


Lord Howe rail





Rhynochetidae



 


 


 



Kagu






Rhynochetos jubatus (I)


 


 


Kagu




PASSERIFORMES


 


 


 


 





Atrichornithidae



 


 


 



Scrub-birds






Atrichornis clamosus (I)


 


 


Noisy scrub-bird





Cotingidae



 


 


 



Cotingas





 


 



Cephalopterus ornatus (III Colombia)


Amazonian umbrella bird




 


 



Cephalopterus penduliger (III Colombia)


Long-wattled umbrella bird





Cotinga maculata (I)


 


 


Banded cotinga




 



Rupicola spp. (II)


 


Cocks-of-the-rock





Xipholena atropurpurea (I)


 


 


White-winged cotinga





Emberizidae



 


 


 



Cardinals, tanagers





 



Gubernatrix cristata (II)


 


Yellow cardinal




 



Paroaria capitata (II)


 


Yellow-billed cardinal




 



Paroaria coronata (II)


 


Red-crested cardinal




 



Tangara fastuosa (II)


 


Seven-coloured tanager





Estrildidae



 


 


 



Mannikins, waxbills





 



Amandava formosa (II)


 


Green avadavat




 



Lonchura fuscata



 


Timor sparrow




 



Lonchura oryzivora (II)


 


Java sparrow




 



Poephila cincta cincta (II)


 


Southern black-throated finch





Fringillidae



 


 


 



Finches






Carduelis cucullata (I)


 


 


Red siskin




 



Carduelis yarrellii (II)


 


Yellow-faced siskin





Hirundinidae



 


 


 



Martins






Pseudochelidon sirintarae (I)


 


 


White-eyed river-martin





Icteridae



 


 


 



New-world blackbirds






Xanthopsar flavus (I)


 


 


Saffron-cowled blackbird





Meliphagidae



 


 


 



Honey-eaters






Lichenostomus melanops cassidix (I)


 


 


Helmeted honeyeater





Muscicapidae



 


 


 



Old-world flycatchers, babblers, etc.






Acrocephalus rodericanus (III Mauritius)


 


 


Rodrigues brush-warbler




 



Cyornis ruckii (II)


 


Rueck’s blue-flycatcher





Dasyornis broadbenti litoralis (possibly extinct) (I)


 


 


Western rufous bristlebird





Dasyornis longirostris (I)


 


 


Western bristlebird




 



Garrulax canorus (II)


 


Chinese Hwamei




 



Garrulax taewanus (II)


 


Taiwan Hwamei




 



Leiothrix argentauris (II)


 


Silver-eared mesia




 



Leiothrix lutea (II)


 


Red-billed leiothrix




 



Liocichla omeiensis (II)


 


Omei Shan liocichla





Picathartes gymnocephalus (I)


 


 


White-necked rockfowl





Picathartes oreas (I)


 


 


Grey-necked rockfowl




 


 



Terpsiphone bourbonnensis (III Mauritius)


Mascarene paradise-flycatcher





Paradisaeidae



 


 


 



Birds of paradise





 


Paradisaeidae spp. (II)


 


Birds of paradise





Pittidae



 


 


 



Pittas





 



Pitta guajana (II)


 


Banded pitta





Pitta gurneyi (I)


 


 


Gurney’s pitta





Pitta kochi (I)


 


 


Whiskered pitta




 



Pitta nympha (II)


 


Fairy pitta





Pycnonotidae



 


 


 



Bulbuls





 



Pycnonotus zeylanicus (II)


 


Straw-headed bulbul





Sturnidae



 


 


 



Mynas





 



Gracula religiosa (II)


 


Hill myna





Leucopsar rothschildi (I)


 


 


Bali myna





Zosteropidae



 


 


 



White-eyes






Zosterops albogularis (I)


 


 


White-chested white-eye




PELECANIFORMES


 


 


 


 





Fregatidae



 


 


 



Frigatebirds






Fregata andrewsi (I)


 


 


Christmas frigatebird





Pelecanidae



 


 


 



Pelicans






Pelecanus crispus (I)


 


 


Dalmatian pelican





Sulidae



 


 


 



Boobies






Papasula abbotti (I)


 


 


Abbott’s booby




PICIFORMES


 


 


 


 





Capitonidae



 


 


 



Barbets





 


 



Semnornis ramphastinus (III Colombia)


Toucan barbet





Picidae



 


 


 



Woodpeckers






Campephilus imperialis (I)


 


 


Imperial woodpecker





Dryocopus javensis richardsi (I)


 


 


Tristram’s woodpecker





Ramphastidae



 


 


 



Toucans





 


 



Baillonius bailloni (III Argentina)


Saffron toucanet




 



Pteroglossus aracari (II)


 


Black-necked aracari




 


 



Pteroglossus castanotis (III Argentina)


Chestnut-eared aracari




 



Pteroglossus viridis (II)


 


Green aracari




 


 



Ramphastos dicolorus (III Argentina)


Red-breasted toucan




 



Ramphastos sulfuratus (II)


 


Keel-billed toucan




 



Ramphastos toco (II)


 


Toco toucan




 



Ramphastos tucanus (II)


 


Red-billed toucan




 



Ramphastos vitellinus (II)


 


Channel-billed toucan




 


 



Selenidera maculirostris (III Argentina)


Spot-billed toucanet




PODICIPEDIFORMES


 


 


 


 





Podicipedidae



 


 


 



Grebes






Podilymbus gigas (I)


 


 


Atitlan Grebe




PROCELLARIIFORMES


 


 


 


 





Diomedeidae



 


 


 



Albatrosses






Phoebastria albatrus (I)


 


 


Short-tailed albatross




PSITTACIFORMES


 


 


 



Cockatoos, lories, macaws, parakeets, parrots etc.





 


PSITTACIFORMES spp. (II)
(Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)


 



Parrots, etc.






Cacatuidae



 


 


 



Cockatoos






Cacatua goffiniana (I)


 


 


Tanimbar cockatoo





Cacatua haematuropygia (I)


 


 


Philippine cockatoo





Cacatua moluccensis (I)


 


 


Salmon-crested cockatoo





Cacatua sulphurea (I)


 


 


Yellow-crested cockatoo





Probosciger aterrimus (I)


 


 


Palm cockatoo





Loriidae



 


 


 



Lories, lorikeets






Eos histrio (I)


 


 


Red and blue lory





Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II)


 


 


Blue lorikeets





Psittacidae



 


 


 



Amazons, macaws, parakeets, parrots






Amazona arausiaca (I)


 


 


Red-necked parrot





Amazona auropalliata (I)


 


 


Yellow-naped parrot





Amazona barbadensis (I)


 


 


Yellow-shouldered parrot





Amazona brasiliensis (I)


 


 


Red-tailed parrot





Amazona finschi (I)


 


 


Lilac-crowned parrot





Amazona guildingii (I)


 


 


St Vincent parrot





Amazona imperialis (I)


 


 


Imperial parrot





Amazona leucocephala (I)


 


 


Cuban parrot





Amazona oratrix (I)


 


 


Yellow-headed parrot





Amazona pretrei (I)


 


 


Red-spectacled parrot





Amazona rhodocorytha (I)


 


 


Red-browed parrot





Amazona tucumana (I)


 


 


Tucuman parrot





Amazona versicolor (I)


 


 


Saint Lucia parrot





Amazona vinacea (I)


 


 


Vinaceous parrot





Amazona viridigenalis (I)


 


 


Green-cheeked parrot





Amazona vittata (I)


 


 


Puerto Rican parrot





Anodorhynchus spp. (I)


 


 


Blue macaws





Ara ambiguus (I)


 


 


Great green macaw





Ara glaucogularis (I)


 


 


Blue-throated macaw





Ara macao (I)


 


 


Scarlet macaw





Ara militaris (I)


 


 


Military macaw





Ara rubrogenys (I)


 


 


Red-fronted macaw





Cyanopsitta spixii (I)


 


 


Spix’s macaw





Cyanoramphus cookii (I)


 


 


Norfolk Island parakeet





Cyanoramphus forbesi (I)


 


 


Chatham Island yellow-fronted parakeet





Cyanoramphus novaezelandiae (I)


 


 


Red-fronted parakeet





Cyanoramphus saisseti (I)


 


 


Red-crowned parakeet





Cyclopsitta diophthalma coxeni (I)


 


 


Coxen’s double-eyed fig parrot





Eunymphicus cornutus (I)


 


 


Horned parakeet





Guarouba guarouba (I)


 


 


Golden parakeet





Neophema chrysogaster (I)


 


 


Orange-bellied parrot





Ognorhynchus icterotis (I)


 


 


Yellow-eared parrot





Pezoporus occidentalis (possibly extinct) (I)


 


 


Night parrot





Pezoporus wallicus (I)


 


 


Ground parrot





Pionopsitta pileata (I)


 


 


Pileated parrot





Primolius couloni (I)


 


 


Blue-headed macaw





Primolius maracana (I)


 


 


Blue-winged macaw





Psephotus chrysopterygius (I)


 


 


Golden-shouldered parrot





Psephotus dissimilis (I)


 


 


Hooded parrot





Psephotus pulcherrimus (possibly extinct) (I)


 


 


Paradise parrot





Psittacula echo (I)


 


 


Mauritius parakeet





Pyrrhura cruentata (I)


 


 


Blue-throated parakeet





Rhynchopsitta spp. (I)


 


 


Thick-billed parrots





Strigops habroptilus (I)


 


 


Kakapo




RHEIFORMES


 


 


 


 





Rheidae



 


 


 



Rheas






Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B)


 


 


Lesser rhea




 



Pterocnemia pennata pennata (II)


 


Lesser rhea




 



Rhea americana (II)


 


Greater rhea




SPHENISCIFORMES


 


 


 


 





Spheniscidae



 


 


 



Penguins





 



Spheniscus demersus (II)


 


Jackass penguin





Spheniscus humboldti (I)


 


 


Humboldt penguin




STRIGIFORMES


 


 


 



Owls





 


STRIGIFORMES spp. (II) (Except for the species included in Annex A)


 


Owls





Strigidae



 


 


 



Owls






Aegolius funereus (II)



 


 


Boreal owl





Asio flammeus (II)



 


 


Short-eared owl





Asio otus (II)



 


 


Long-eared owl





Athene noctua (II)



 


 


Little owl





Bubo bubo (II) (Except for Bubo bubo bengalensis which is included in Annex B)


 


 


Eurasian eagle-owl





Glaucidium passerinum (II)



 


 


Eurasian pygmy-owl





Heteroglaux blewitti (I)


 


 


Forest owlet





Mimizuku gurneyi (I)


 


 


Lesser eagle-owl





Ninox natalis (I)


 


 


Christmas hawk-owl





Ninox novaeseelandiae undulata (I)


 


 


Norfolk boobook





Nyctea scandiaca (II)



 


 


Snowy owl





Otus ireneae (II)


 


 


Sokoke scops-owl





Otus scops (II)



 


 


Eurasian scops-owl





Strix aluco (II)



 


 


Tawny owl





Strix nebulosa (II)



 


 


Great grey owl





Strix uralensis (II) (Except for Strix uralensis davidi which is included in Annex B)


 


 


Ural owl





Surnia ulula (II)



 


 


Northern hawk owl





Tytonidae



 


 


 



Barn owls






Tyto alba (II)



 


 


Barn owl





Tyto soumagnei (I)


 


 


Soumagne’s owl




STRUTHIONIFORMES


 


 


 


 





Struthionidae



 


 


 



Ostrich






Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)


 


 


Ostrich




TINAMIFORMES


 


 


 


 





Tinamidae



 


 


 



Tinamous






Tinamus solitarius (I)


 


 


Solitary tinamou




TROGONIFORMES


 


 


 


 





Trogonidae



 


 


 



Quetzals






Pharomachrus mocinno (I)


 


 


Resplendent quetzal





REPTILIA



 


 


 



Reptiles





CROCODYLIA


 


 


 



Alligators, caimans, crocodiles





 


CROCODYLIA spp. (II) (Except for the species included in Annex A)


 


Alligators, caimans, crocodiles





Alligatoridae



 


 


 



Alligators, caimans






Alligator sinensis (I)


 


 


Chinese alligator





Caiman crocodilus apaporiensis (I)


 


 


Rio Apaporis spectacled caiman





Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B)


 


 


Broad-nosed caiman





Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)


 


 


Black caiman





Crocodylidae



 


 


 



Crocodiles






Crocodylus acutus (I) (Except for the population of Cuba, which is included in Annex B)


 


 


American crocodile





Crocodylus cataphractus (I)


 


 


African slender-snouted crocodile





Crocodylus intermedius (I)


 


 


Orinoco crocodile





Crocodylus mindorensis (I)


 


 


Philippine crocodile





Crocodylus moreletii (I) (Except for the populations of Belize and Mexico, which are included in Annex B, with a zero quota for wild specimens traded for commercial purposes)


 


 


Morelet’s crocodile





Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)


 


 


Nile crocodile





Crocodylus palustris (I)


 


 


Mugger crocodile





Crocodylus porosus (I) (Except for the populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B)


 


 


Estuarine crocodile





Crocodylus rhombifer (I)


 


 


Cuban crocodile





Crocodylus siamensis (I)


 


 


Siamese crocodile





Osteolaemus tetraspis (I)


 


 


West African dwarf crocodile





Tomistoma schlegelii (I)


 


 


False gharial





Gavialidae



 


 


 



Gavial or gharial






Gavialis gangeticus (I)


 


 


Gharial




RHYNCHOCEPHALIA


 


 


 


 





Sphenodontidae



 


 


 



Tuataras






Sphenodon spp. (I)


 


 


Tuataras




SAURIA


 


 


 


 





Agamidae



 


 


 



Spiny-tailed lizards (Agamas, mastigures)





 



Uromastyx spp. (II)


 


Spiny-tailed lizards





Chamaeleonidae



 


 


 



Chameleons





 



Bradypodion spp. (II)


 


Dwarf chameleons




 



Brookesia spp. (II) (Except for the species included in Annex A)


 


Dwarf chameleons





Brookesia perarmata (I)


 


 


Dwarf spiny chameleon




 



Calumma spp. (II)


 


Madagascar chameleons




 



Chamaeleo spp. (II) (Except for the species included in Annex A)


 


Chameleons





Chamaeleo chamaeleon (II)



 


 


European chameleon




 



Furcifer spp. (II)


 


Madagascar chameleons




 



Kinyongia spp. (II)


 


Dwarf chameleons




 



Nadzikambia spp. (II)


 


Dwarf chameleons





Cordylidae



 


 


 



Spiny-tailed lizards





 



Cordylus spp. (II)


 


Girdled lizards





Gekkonidae



 


 


 



Geckos





 



Cyrtodactylus serpensinsula (II)


 


Serpent Island gecko




 


 



Hoplodactylus spp. (III New Zealand)


Sticky-toed geckos




 


 



Naultinus spp. (III New Zealand)


New Zealand tree geckos




 



Phelsuma spp. (II) (Except for the species included in Annex A)


 


Day geckos





Phelsuma guentheri (II)


 


 


Round Island day gecko




 



Uroplatus spp. (II)


 


Flat-tailed geckos





Helodermatidae



 


 


 



Gila monster and beaded lizard





 



Heloderma spp. (II) (Except for the subspecies included in Annex A)


 


Gila monster and beaded lizard





Heloderma horridum charlesbogerti (I)


 


 


Guatemalan beaded lizard





Iguanidae



 


 


 



Iguanas





 



Amblyrhynchus cristatus (II)


 


Galapagos marine iguana





Brachylophus spp. (I)


 


 


Fiji iguanas




 



Conolophus spp. (II)


 


Galapagos land iguanas




 



Ctenosaura bakeri (II)


 


Utila Island spiny-tailed iguana




 



Ctenosaura oedirhina (II)


 


Roatan spiny-tailed iguana




 



Ctenosaura melanosterna (II)


 


Rio Aguan Valley spiny-tailed iguana




 



Ctenosaura palearis (II)


 


Guatemalan Spiny-tailed iguana





Cyclura spp. (I)


 


 


Ground iguanas




 



Iguana spp. (II)


 


Iguanas




 



Phrynosoma blainvillii (II)


 


 




 



Phrynosoma cerroense (II)


 


 




 



Phrynosoma coronatum (II)


 


Coast horned lizard




 



Phrynosoma wigginsi (II)


 


 





Sauromalus varius (I)


 


 


San Esteban Island chuckwalla





Lacertidae



 


 


 



Lizards






Gallotia simonyi (I)


 


 


Hierro giant lizard





Podarcis lilfordi (II)



 


 


Lilford’s wall lizard





Podarcis pityusensis (II)



 


 


Ibiza wall lizard





Scincidae



 


 


 



Skinks





 



Corucia zebrata (II)


 


Prehensile-tailed skink





Teiidae



 


 


 



Caiman lizards, tegu lizards





 



Crocodilurus amazonicus (II)


 


Dragon lizard




 



Dracaena spp. (II)


 


Caiman lizards




 



Tupinambis spp.(II)


 


Tegus





Varanidae



 


 


 



Monitor lizards





 



Varanus spp. (II) (Except for the species included in Annex A)


 


Monitor lizards





Varanus bengalensis (I)


 


 


Indian monitor





Varanus flavescens (I)


 


 


Yellow monitor





Varanus griseus (I)


 


 


Desert monitor





Varanus komodoensis (I)


 


 


Komodo dragon





Varanus nebulosus (I)


 


 


Clouded monitor





Varanus olivaceus (II)


 


 


Gray’s monitor





Xenosauridae



 


 


 



Chinese crocodile lizard





 



Shinisaurus crocodilurus (II)


 


Chinese crocodile lizard




SERPENTES


 


 


 



Snakes






Boidae



 


 


 



Boas





 


Boidae spp. (II) (Except for the species included in Annex A)


 


Boas





Acrantophis spp. (I)


 


 


Madagascar ground boas





Boa constrictor occidentalis (I)


 


 


Argentine boa constrictor





Epicrates inornatus (I)


 


 


Puerto Rican boa





Epicrates monensis (I)


 


 


Virgin Island tree boa





Epicrates subflavus (I)


 


 


Jamaican boa





Eryx jaculus (II)



 


 


Spotted sand boa





Sanzinia madagascariensis (I)


 


 


Madagascar tree boa





Bolyeriidae



 


 


 



Round Island boas





 


Bolyeriidae spp. (II) (Except for the species included in Annex A)


 


Round Island boas





Bolyeria multocarinata (I)


 


 


Round Island boa





Casarea dussumieri (I)


 


 


Round Island keel-scaled boa





Colubridae



 


 


 



Typical snakes, water snakes, whip snakes





 


 



Atretium schistosum (III India)


Olive keel-back




 


 



Cerberus rynchops (III India)


Dog-faced water snake




 



Clelia clelia (II)


 


Mussurana




 



Cyclagras gigas (II)


 


False cobra




 



Elachistodon westermanni (II)


 


Indian egg-eating snake




 



Ptyas mucosus (II)


 


Common rat snake




 


 



Xenochrophis piscator (III India)


Checkered keel-back





Elapidae



 


 


 



Cobras, coral snakes





 



Hoplocephalus bungaroides (II)


 


Broad-headed snake




 


 



Micrurus diastema (III Honduras)


Atlantic coral snake




 


 



Micrurus nigrocinctus (III Honduras)


Central American coral snake




 



Naja atra (II)


 


Chinese spitting cobra




 



Naja kaouthia (II)


 


Monocellate cobra




 



Naja mandalayensis (II)


 


Burmese spitting cobra




 



Naja naja (II)


 


Indian cobra




 



Naja oxiana (II)


 


Central Asian cobra




 



Naja philippinensis (II)


 


North Philippine spitting cobra




 



Naja sagittifera (II)


 


Andaman cobra




 



Naja samarensis (II)


 


South-east Philippine spitting cobra




 



Naja siamensis (II)


 


Indochinese spitting cobra




 



Naja sputatrix (II)


 


South Indonesian spitting cobra




 



Naja sumatrana (II)


 


Golden spitting cobra




 



Ophiophagus hannah (II)


 


King cobra





Loxocemidae



 


 


 



Mexican dwarf boa





 


Loxocemidae spp. (II)


 


Mexican dwarf boa





Pythonidae



 


 


 



Pythons





 


Pythonidae spp. (II) (Except for the subspecies included in Annex A)


 


Pythons





Python molurus molurus (I)


 


 


Indian python





Tropidophiidae



 


 


 



Wood boas





 


Tropidophiidae spp. (II)


 


Wood boas





Viperidae



 


 


 



Vipers





 


 



Crotalus durissus (III Honduras)


Neotropical rattlesnake




 



Crotalus durissus unicolor



 


Aruba rattlesnake




 


 



Daboia russelii (III India)


Russell’s viper





Vipera latifii



 


 


Latifi’s viper





Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)


 


 


Orsini’s viper




 



Vipera wagneri (II)


 


Wagner’s viper




TESTUDINES


 


 


 


 





Carettochelyidae



 


 


 



Pig-nosed turtles





 



Carettochelys insculpta (II)


 


Pig-nosed turtle





Chelidae



 


 


 



Austro-American sideneck turtles





 



Chelodina mccordi (II)


 


Roti snake-necked turtle





Pseudemydura umbrina (I)


 


 


Western swamp turtle





Cheloniidae



 


 


 



Sea turtles





Cheloniidae spp. (I)


 


 


Sea turtles





Chelydridae



 


 


 



Snapping turtles





 


 



Macrochelys temminckii (III United States of America)


Alligator snapping turtle





Dermatemydidae



 


 


 



Central American river turtle





 



Dermatemys mawii (II)


 


Central American river turtle





Dermochelyidae



 


 


 



Leatherback turtle






Dermochelys coriacea (I)


 


 


Leatherback turtle





Emydidae



 


 


 



Box turtles, freshwater turtles





 



Chrysemys picta



 


Painted turtle




 



Glyptemys insculpta (II)


 


Wood turtle





Glyptemys muhlenbergii (I)


 


 


Bog turtle




 


 



Graptemys spp. (III United States of America)


Map turtles




 



Terrapene spp. (II) (Except for the species included in Annex A)


 


Box turtles





Terrapene coahuila (I)


 


 


Aquatic box turtle




 



Trachemys scripta elegans



 


Red-eared terrapin





Geoemydidae



 


 


 


 





Batagur affinis (I)


 


 


Southern river terrapin





Batagur baska (I)


 


 


Batagur




 



Batagur spp. (Except for the species included in Annex A)


 


 




 



Cuora spp. (II)


 


Asian box turtles





Geoclemys hamiltonii (I)


 


 


Black pond turtle




 


 



Geoemyda spengleri (III China)


Black-breasted leaf turtle




 



Heosemys annandalii (II)


 


Yellow-headed temple turtle




 



Heosemys depressa (II)


 


Arakan forest turtle




 



Heosemys grandis (II)


 


Giant Asian turtle




 



Heosemys spinosa (II)


 


Spiny turtle




 



Leucocephalon yuwonoi (II)


 


Sulawesi forest turtle




 



Malayemys macrocephala (II)


 


Snail-eating turtle




 



Malayemys subtrijuga (II)


 


Ricefield turtle




 



Mauremys annamensis (II)


 


Annam pond turtle




 


 



Mauremys iversoni (III China)


Fujian pond turtle




 


 



Mauremys megalocephala (III China)


Big-headed pond turtle




 



Mauremys mutica (II)


 


Yellow pond turtle




 


 



Mauremys nigricans (III China)


Red-necked turtle




 


 



Mauremys pritchardi (III China)


Pritchard’s pond turtle




 


 



Mauremys reevesii (III China)


Reeves’s turtle




 


 



Mauremys sinensis (III China)


Chinese stripe-necked turtle





Melanochelys tricarinata (I)


 


 


Three-keeled land tortoise





Morenia ocellata (I)


 


 


Burmese swamp turtle




 



Notochelys platynota (II)


 


Malayan flat-shelled turtle




 


 



Ocadia glyphistoma (III China)


Notch-mouthed stripe-necked turtle




 


 



Ocadia philippeni (III China)


Philippen’s stripe-necked turtle




 



Orlitia borneensis (II)


 


Malayan giant turtle




 



Pangshura spp. (II) (Except for the species included in Annex A)


 


Roofed turtles





Pangshura tecta (I)


 


 


Indian roofed turtle




 


 



Sacalia bealei (III China)


Beal’s eyed turtle




 


 



Sacalia pseudocellata (III China)


Chinese false-eyed turtle




 


 



Sacalia quadriocellata (III China)


Four-eyed turtle




 



Siebenrockiella crassicollis (II)


 


Black marsh turtle




 



Siebenrockiella leytensis (II)


 


Philippine pond turtle





Platysternidae



 


 


 



Big-headed turtle





 



Platysternon megacephalum (II)


 


Big-headed turtle





Podocnemididae



 


 


 



Afro-American sideneck turtles





 



Erymnochelys madagascariensis (II)


 


Madagascar sideneck turtle




 



Peltocephalus dumerilianus (II)


 


Big-headed sideneck turtle




 



Podocnemis spp. (II)


 


Sideneck turtles





Testudinidae



 


 


 



Tortoises





 


Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes)


 


Tortoises





Astrochelys radiata (I)


 


 


Radiated tortoise





Astrochelys yniphora (I)


 


 


Angonoka





Chelonoidis nigra (I)


 


 


Galapagos giant tortoise





Gopherus flavomarginatus (I)


 


 


Bolson tortoise





Malacochersus tornieri (II)


 


 


Pancake tortoise





Psammobates geometricus (I)


 


 


Geometric tortoise





Pyxis arachnoides (I)


 


 


Madagascar spider tortoise





Pyxis planicauda (I)


 


 


Madagascar flat-shelled tortoise





Testudo graeca (II)



 


 


Spur-thighed tortoise





Testudo hermanni (II)



 


 


Hermann’s tortoise





Testudo kleinmanni (I)


 


 


Egyptian tortoise





Testudo marginata (II)



 


 


Marginated tortoise





Trionychidae



 


 


 



Softshell turtles, terrapins





 



Amyda cartilaginea (II)


 


Southeast Asian soft-shelled turtle





Apalone spinifera atra (I)


 


 


Cuatro Cienagas soft-shell turtle





Aspideretes gangeticus (I)


 


 


Indian soft-shell turtle





Aspideretes hurum (I)


 


 


Peacock soft-shell turtle





Aspideretes nigricans (I)


 


 


Black soft-shell turtle




 



Chitra spp. (II)


 


Narrow-headed softshell turtles




 



Lissemys punctata (II)


 


Indo-Gangetic flapshell turtle




 



Lissemys scutata (II)


 


Burmese flapshell turtle




 


 



Palea steindachneri (III China)


Wattle-necked softshell turtle




 



Pelochelys spp. (II)


 


Giant softshell turtles




 


 



Pelodiscus axenaria (III China)


Hunan softshell turtle




 


 



Pelodiscus maackii (III China)


Amur softshell turtle




 


 



Pelodiscus parviformis (III China)


Chinese softshell turtle




 


 



Rafetus swinhoei (III China)


Yangtze softshell turtle





AMPHIBIA



 


 


 



Amphibians





ANURA


 


 


 


Frogs and toads





Bufonidae



 


 


 



Toads






Altiphrynoides spp. (I)


 


 


Malcolm’s Ethiopian toad





Atelopus zeteki (I)


 


 


Golden frog





Bufo periglenes (I)


 


 


Golden toad





Bufo superciliaris (I)


 


 


Cameroon toad





Nectophrynoides spp. (I)


 


 


African viviparous toads





Nimbaphrynoides spp. (I)


 


 


Nimba toads





Spinophrynoides spp. (I)


 


 


Osgood’s Ethiopian toad





Calyptocephalellidae



 


 


 


 




 


 



Calyptocephalella gayi (III Chile)


 





Dendrobatidae



 


 


 



Poison frogs





 



Allobates femoralis (II)


 


Brilliant-thighed poison frog




 



Allobates zaparo (II)


 


Sanguine poison frog




 



Cryptophyllobates azureiventris (II)


 


Sky-blue poison frog




 



Dendrobates spp. (II)


 


Poison-arrow frogs




 



Epipedobates spp. (II)


 


Poison-arrow frogs




 



Phyllobates spp. (II)


 


Poison-arrow frogs





Hylidae



 


 


 


 




 



Agalychnis spp. (II)


 


 





Mantellidae



 


 


 



Mantella frogs





 



Mantella spp. (II)


 


Mantella frogs





Microhylidae



 


 


 



Tomato frogs






Dyscophus antongilii (I)


 


 


Tomato frog




 



Scaphiophryne gottlebei (II)


 


Red rain frog





Ranidae



 


 


 



Frogs





 



Conraua goliath



 


Goliath frog




 



Euphlyctis hexadactylus (II)


 


Six-fingered frog




 



Hoplobatrachus tigerinus (II)


 


Tiger frog




 



Rana catesbeiana



 


American bullfrog





Rheobatrachidae



 


 


 



Gastric brooding frogs





 



Rheobatrachus spp. (II) (Except for the species included in Annex A)


 


Gastric brooding frog





Rheobatrachus silus (II)


 


 


Platypus frog




CAUDATA


 


 


 


 





Ambystomatidae



 


 


 



Axolotls





 



Ambystoma dumerilii (II)


 


Lake Patzcuaro salamander




 



Ambystoma mexicanum (II)


 


Axolotl





Cryptobranchidae



 


 


 



Giant salamanders






Andrias spp. (I)


 


 


Giant salamanders





Salamandridae



 


 


 



Salamanders and newts






Neurergus kaiseri (I)


 


 


Kaiser’s spotted newt





ELASMOBRANCHII



 


 


 



Sharks and rays





LAMNIFORMES


 


 


 


 





Cetorhinidae



 


 


 



Basking sharks





 



Cetorhinus maximus (II)


 


Basking shark





Lamnidae



 


 


 



Great white shark





 



Carcharodon carcharias (II)


 


Great white shark




 


 



Lamna nasus (III 27 Member States) (9)



Porbeagle




ORECTOLOBIFORMES


 


 


 


 





Rhincodontidae



 


 


 



Whale sharks





 



Rhincodon typus (II)


 


Whale shark




RAJIFORMES


 


 


 


 





Pristidae



 


 


 



Sawfishes





Pristidae spp. (I) (Except for the species included in Annex B)


 


 


Sawfishes




 



Pristis microdon (II) (For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conservation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)


 


Freshwater sawfish





ACTINOPTERYGII



 


 


 



Fish





ACIPENSERIFORMES


 


 


 


 




 


 


ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)


 


Sturgeons and paddlefish





Acipenseridae



 


 


 



Sturgeons






Acipenser brevirostrum (I)


 


 


Shortnose sturgeon





Acipenser sturio (I)


 


 


Common sturgeon




ANGUILLIFORMES


 


 


 


 





Anguillidae



 


 


 



Freshwater eels





 



Anguilla anguilla (II)


 


European eel




CYPRINIFORMES


 


 


 


 





Catostomidae



 


 


 



Cui-ui






Chasmistes cujus (I)


 


 


Cui-ui





Cyprinidae



 


 


 



Blind carps, plaeesok





 



Caecobarbus geertsi (II)


 


African blind barb fish





Probarbus jullieni (I)


 


 


Ikan temoleh




OSTEOGLOSSIFORMES


 


 


 


 





Osteoglossidae



 


 


 



Arapaimas, bonytongues





 



Arapaima gigas (II)


 


Arapaima





Scleropages formosus (I)


 


 


Asian arowana




PERCIFORMES


 


 


 


 





Labridae



 


 


 



Wrasses





 



Cheilinus undulatus (II)


 


Humphead wrasse





Sciaenidae



 


 


 



Totoabas






Totoaba macdonaldi (I)


 


 


Totoaba




SILURIFORMES


 


 


 


 





Pangasiidae



 


 


 



Pangasid catfish






Pangasianodon gigas (I)


 


 


Giant catfish




SYNGNATHIFORMES


 


 


 


 





Syngnathidae



 


 


 



Pipefishes, seahorses





 



Hippocampus spp. (II)


 


Seahorses





SARCOPTERYGII



 


 


 



Lungfishes





CERATODONTIFORMES


 


 


 


 





Ceratodontidae



 


 


 



Australian lungfishes





 



Neoceratodus forsteri (II)


 


Australian lungfish




COELACANTHIFORMES


 


 


 


 





Latimeriidae



 


 


 



Coelacanths






Latimeria spp. (I)


 


 


Coelacanths




ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)


 


 


 


 





HOLOTHUROIDEA



 


 


 



Sea cucumbers





ASPIDOCHIROTIDA


 


 


 


 





Stichopodidae



 


 


 



Sea cucumbers





 


 



Isostichopus fuscus (III Ecuador)



Brown sea cucumber





ARTHROPODA (ARTHROPODS)


 


 


 


 





ARACHNIDA



 


 


 



Spiders and scorpions





ARANEAE


 


 


 


 





Theraphosidae



 


 


 



Red-kneed tarantulas, tarantulas





 



Aphonopelma albiceps (II)


 


 




 



Aphonopelma pallidum (II)


 


Chihuahua rose-grey tarantula




 



Brachypelma spp. (II)


 


Central American tarantulas




SCORPIONES


 


 


 


 





Scorpionidae



 


 


 



Scorpions





 



Pandinus dictator (II)


 


 




 



Pandinus gambiensis (II)


 


Giant Senegalese scorpion




 



Pandinus imperator (II)


 


Emperor scorpion





INSECTA



 


 


 



Insects





COLEOPTERA


 


 


 


Beetles





Lucanidae



 


 


 



Stag beetles





 


 



Colophon spp. (III South Africa)


Cape stag beetles





Scarabaeidae



 


 


 



Scarab beetles





 



Dynastes satanas (II)


 


Satanas beetle




LEPIDOPTERA


 


 


 


Butterflies





Nymphalidae



 


 


 


 




 


 



Agrias amydon boliviensis (III Bolivia)


 




 


 



Morpho godartii lachaumei (III Bolivia)


 




 


 



Prepona praeneste buckleyana (III Bolivia)


 





Papilionidae



 


 


 



Birdwing and swallowtail butterflies





 



Atrophaneura jophon (II)


 


Sri Lankan rose




 



Atrophaneura palu



 


Palu swallowtail butterfly




 



Atrophaneura pandiyana (II)


 


Malabar rose




 



Bhutanitis spp. (II)


 


Swallowtail butterflies




 



Graphium sandawanum



 


Apo swallowtail butterfly




 



Graphium stresemanni



 


Seram swallowtail




 



Ornithoptera spp. (II) (except for the species included in Annex A)


 


Birdwing butterflies





Ornithoptera alexandrae (I)


 


 


Queen Alexandra’s birdwing




 



Papilio benguetanus



 


 





Papilio chikae (I)


 


 


Luzon peacock swallowtail




 



Papilio esperanza



 


 





Papilio homerus (I)


 


 


Homerus swallowtail





Papilio hospiton (I)


 


 


Corsican swallowtail




 



Papilio morondavana



 


Madagascan emperor swallowtail




 



Papilio neumoegeni



 


 




 



Parides ascanius



 


Fluminense swallowtail butterfly




 



Parides hahneli



 


Hahnel’s amazonian swallowtail butterfly





Parnassius apollo (II)



 


 


Mountain apollo




 



Teinopalpus spp. (II)


 


Kaiser-I-Hind butterflies




 



Trogonoptera spp. (II)


 


Birdwing butterflies




 



Troides spp. (II)


 


Birdwing butterflies




ANNELIDA (SEGMENTED WORMS AND LEECHES)


 


 


 


 





HIRUDINOIDEA



 


 


 



Leeches





ARHYNCHOBDELLIDA


 


 


 


 





Hirudinidae



 


 


 



Leeches





 



Hirudo medicinalis (II)


 


Northern medicinal leech




 



Hirudo verbana (II)


 


Southern medicinal leech




MOLLUSCA (MOLLUSCS)


 


 


 


 





BIVALVIA



 


 


 



Bivalve molluscs (clams, mussels etc.)





MYTILOIDA


 


 


 


 





Mytilidae



 


 


 



Marine mussels





 



Lithophaga lithophaga (II)


 


European date mussel




UNIONOIDA


 


 


 


 





Unionidae



 


 


 



Freshwater mussels, pearly mussels






Conradilla caelata (I)


 


 


Birdwing pearly mussel




 



Cyprogenia aberti (II)


 


Western fanshell mussel





Dromus dromas (I)


 


 


Dromedary pearly mussel





Epioblasma curtisii (I)


 


 


Curtis’ pearly mussel





Epioblasma florentina (I)


 


 


Yellow-blossom pearly mussel





Epioblasma sampsonii (I)


 


 


Wabash riffleshell





Epioblasma sulcata perobliqua (I)


 


 


White catspaw mussel





Epioblasma torulosa gubernaculum (I)


 


 


Green-blossom pearly mussel




 



Epioblasma torulosa rangiana (II)


 


Northern riffleshell





Epioblasma torulosa torulosa (I)


 


 


Turbercled-blossom pearly mussel





Epioblasma turgidula (I)


 


 


Turgid-blossom pearly mussel





Epioblasma walkeri (I)


 


 


Tan riffleshell





Fusconaia cuneolus (I)


 


 


Fine-rayed pigtoe pearly mussel





Fusconaia edgariana (I)


 


 


Shiny pigtoe pearly mussel





Lampsilis higginsii (I)


 


 


Higgins’ eye pearly mussel





Lampsilis orbiculata orbiculata (I)


 


 


Pink mucket pearly mussel





Lampsilis satur (I)


 


 


Sandback pocketbook mussel





Lampsilis virescens (I)


 


 


Alabama lamp pearly mussel





Plethobasus cicatricosus (I)


 


 


White warty-back pearly mussel





Plethobasus cooperianus (I)


 


 


Orange-footed pimpleback mussel




 



Pleurobema clava (II)


 


Clubshell pearly mussel





Pleurobema plenum (I)


 


 


Rough pigtoe pearly mussel





Potamilus capax (I)


 


 


Fat pocketbook pearly mussel





Quadrula intermedia (I)


 


 


Cumberland monkey-face pearly mussel





Quadrula sparsa (I)


 


 


Appalachian monkey-face pearly mussel





Toxolasma cylindrella (I)


 


 


Pale lilliput pearly mussel





Unio nickliniana (I)


 


 


Nicklin’s pearly mussel





Unio tampicoensis tecomatensis (I)


 


 


Tampico pearly mussel





Villosa trabalis (I)


 


 


Cumberland bean pearly mussel




VENEROIDA


 


 


 


 





Tridacnidae



 


 


 



Giant clams





 


Tridacnidae spp. (II)


 


Giant clams





GASTROPODA



 


 


 



Slugs, snails and conches





MESOGASTROPODA


 


 


 


 





Strombidae



 


 


 



Conches





 



Strombus gigas (II)


 


Queen conch




STYLOMMATOPHORA


 


 


 


 





Achatinellidae



 


 


 



Agate snails, oahu tree snails






Achatinella spp. (I)


 


 


Little agate shells





Camaenidae



 


 


 



Green tree snail





 



Papustyla pulcherrima (II)


 


Manus green tree snail




CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)


 


 


 


 





ANTHOZOA



 


 


 



Corals, sea anemones





ANTIPATHARIA


 


 


 


 




 


 


ANTIPATHARIA spp. (II)


 


Black corals




GORGONACEAE


 


 


 


 





Coralliidae



 


 


 


 




 


 



Corallium elatius (III China)


 




 


 



Corallium japonicum (III China)


 




 


 



Corallium konjoi (III China)


 




 


 



Corallium secundum (III China)


 




HELIOPORACEA


 


 


 


 





Helioporidae



 


 


 



Blue coral





 


Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (10)



 


Blue coral




SCLERACTINIA


 


 


 


 




 


 


SCLERACTINIA spp. (II) (10)



 


Stony corals




STOLONIFERA


 


 


 


 





Tubiporidae



 


 


 



Organpipe corals





 


Tubiporidae spp. (II) (10)



 


Organpipe corals





HYDROZOA



 


 


 



Sea ferns, fire corals, stinging medusas





MILLEPORINA


 


 


 


 





Milleporidae



 


 


 



Wello fire corals





 


Milleporidae spp. (II) (10)



 


Wello fire corals




STYLASTERINA


 


 


 


 





Stylasteridae



 


 


 



Lace corals





 


Stylasteridae spp. (II) (10)



 


Lace corals





FLORA



 


 


 


 




AGAVACEAE


 


 


 



Agaves






Agave parviflora (I)


 


 


Santa Cruz striped agave




 



Agave victoriae-reginae (II) #4


 


Queen Victoria agave




 



Nolina interrata (II)


 


Dehesa bear-grass




AMARYLLIDACEAE


 


 


 



Amaryllids





 



Galanthus spp. (II) #4


 


Snowdrops




 



Sternbergia spp. (II) #4


 


Sternbergias




ANACARDIACEAE


 


 


 


 




 



Operculicarya hyphaenoides (II)


 


Jabihy




 



Operculicarya pachypus (II)


 


Tabily




APOCYNACEAE


 


 


 


 




 



Hoodia spp. (II) #9


 


Hoodia




 



Pachypodium spp. (II) (Except for the species included in Annex A) #4


 


Elephant trunks





Pachypodium ambongense (I)


 


 


 





Pachypodium baronii (I)


 


 


 





Pachypodium decaryi (I)


 


 


 




 



Rauvolfia serpentina (II) #2


 


Snake-root devil-pepper




ARALIACEAE


 


 


 



Aralias





 



Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3


 


Asian ginseng




 



Panax quinquefolius (II) #3


 


American ginseng




ARAUCARIACEAE


 


 


 



Araucarias






Araucaria araucana (I)


 


 


Monkey-puzzle tree




BERBERIDACEAE


 


 


 



Barberries





 



Podophyllum hexandrum (II) #2


 


Himalayan may-apple




BROMELIACEAE


 


 


 



Air plants, bromelias





 



Tillandsia harrisii (II) #4


 


Harris’ tillandsia




 



Tillandsia kammii (II) #4


 


Kamm’s tillandsia




 



Tillandsia kautskyi (II) #4


 


Kautsky’s tillandsia




 



Tillandsia mauryana (II) #4


 


Maury’s tillandsia




 



Tillandsia sprengeliana (II) #4


 


Sprengel’s tillandsia




 



Tillandsia sucrei (II) #4


 


Sucre tillandsia




 



Tillandsia xerographica (II) (11) #4


 


Xerographic tillandsia




CACTACEAE


 


 


 



Cacti





 


CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (12) #4


 


Cacti





Ariocarpus spp. (I)


 


 


Living rock cacti





Astrophytum asterias (I)


 


 


Star cactus





Aztekium ritteri (I)


 


 


Aztec cactus





Coryphantha werdermannii (I)


 


 


Jobali pincushion cactus





Discocactus spp. (I)


 


 


Discocacti





Echinocereus ferreirianus ssp. lindsayi (I)


 


 


Lindsay’s hedgehog cacti





Echinocereus schmollii (I)


 


 


Lamb’s-tail cactus





Escobaria minima (I)


 


 


Nelle’s cactus





Escobaria sneedii (I)


 


 


Sneed’s pincushion cactus





Mammillaria pectinifera (I)


 


 


Conchilinque





Mammillaria solisioides (I)


 


 


Pitayita





Melocactus conoideus (I)


 


 


Conelike Turk’s-cap cactus





Melocactus deinacanthus (I)


 


 


Wonderfully-bristled Turk’s cap cactus





Melocactus glaucescens (I)


 


 


Woolly waxy-stemmed Turk’s-cap cactus





Melocactus paucispinus (I)


 


 


Few-spined Turk’s-cap cactus





Obregonia denegrii (I)


 


 


Artichoke cactus





Pachycereus militaris (I)


 


 


Grenadier’s cap





Pediocactus bradyi (I)


 


 


Brady’s pincushion cactus





Pediocactus knowltonii (I)


 


 


Knowlton’s cactus





Pediocactus paradinei (I)


 


 


Houserock valley cactus





Pediocactus peeblesianus (I)


 


 


Peebles’s Navajo cactus





Pediocactus sileri (I)


 


 


Siler’s pincushion cactus





Pelecyphora spp. (I)


 


 


Pine cane cactus





Sclerocactus brevihamatus ssp. tobuschii (I)


 


 


Tobusch fishhook cactus





Sclerocactus erectocentrus (I)


 


 


Needle-spined pineapple cactus





Sclerocactus glaucus (I)


 


 


Uinta Basin hookless cactus





Sclerocactus mariposensis (I)


 


 


Mariposa cactus





Sclerocactus mesae-verdae (I)


 


 


Mesa Verde cactus





Sclerocactus nyensis (I)


 


 


Tonopah fishook cactus





Sclerocactus papyracanthus (I)


 


 


Grama-grass cactus





Sclerocactus pubispinus (I)


 


 


Great-Basin fishhook cactus





Sclerocactus wrightiae (I)


 


 


Wright’s fishhook cactus





Strombocactus spp. (I)


 


 


Peyote





Turbinicarpus spp. (I)


 


 


Turbinicarps





Uebelmannia spp. (I)


 


 


Uebelmann cacti




CARYOCARACEAE


 


 


 



Ajos





 



Caryocar costaricense (II) #4


 


Ajillo




COMPOSITAE (ASTERACEAE)


 


 


 



Asters, daisies, costus






Saussurea costus (I) (also known as S. lappa, Aucklandia lappa or A. costus)


 


 


Costus




CRASSULACEAE


 


 


 



Dudleyas, crassulas





 



Dudleya stolonifera (II)


 


Laguna beach dudleya




 



Dudleya traskiae (II)


 


Santa Barbara Island dudleya




CUCURBITACEAE


 


 


 


 




 


 



Zygosicyos pubescens (II) (also known as Xerosicyos pubescens)


 


Tobory




 


 



Zygosicyos tripartitus (II)


 


Betoboky




CUPRESSACEAE


 


 


 



Cypresses






Fitzroya cupressoides (I)


 


 


Alerce





Pilgerodendron uviferum (I)


 


 


Pilgerodendron




CYATHEACEAE


 


 


 



Tree ferns





 



Cyathea spp. (II) #4


 


Tree ferns




CYCADACEAE


 


 


 



Cycads





 


CYCADACEAE spp. (II) (Except for the species included in Annex A) #4


 


Cycads





Cycas beddomei (I)


 


 


Beddome’s cycad




DICKSONIACEAE


 


 


 



Tree ferns





 



Cibotium barometz (II) #4


 


 




 



Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4


 


Tree ferns




DIDIEREACEAE


 


 


 



Didiereas





 


DIDIEREACEAE spp. (II) #4


 


Alluaudias, didiereas




DIOSCOREACEAE


 


 


 



Yams





 



Dioscorea deltoidea (II) #4


 


Elephant’s foot




DROSERACEAE


 


 


 



Sundews





 



Dionaea muscipula (II) #4


 


Venus fly-trap




EUPHORBIACEAE


 


 


 



Spurges





 



Euphorbia spp. (II) #4
(Succulent species only except for:






1)



Euphorbia misera;










2)


artificially propagated specimens of cultivars of Euphorbia trigona;










3)


artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are:






—


crested, or










—


fan-shaped, or










—


colour mutants;














4)


artificially propagated specimens of cultivars of Euphorbia‘Milii’ when they are:






—


readily recognisable as artificially propagated specimens, and










—


introduced into or (re-)exported from the Union in shipments of 100 or more plants;
which are not subject to the provisions of this Regulation, and














5)


the species included in Annex A)






 


Euphorbias





Euphorbia ambovombensis (I)


 


 


 





Euphorbia capsaintemariensis (I)


 


 


 





Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi)


 


 


 





Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera)


 


 


 





Euphorbia decaryi (I) (Includes the vars. ampanihyensis, robinsonii and sprirosticha)


 


 


 





Euphorbia francoisii (I)


 


 


 





Euphorbia handiensis (II)



 


 


 





Euphorbia lambii (II)



 


 


 





Euphorbia moratii (I) (Includes the vars. antsingiensis, bemarahensis and multiflora)


 


 


 





Euphorbia parvicyathophora (I)


 


 


 





Euphorbia quartziticola (I)


 


 


 





Euphorbia stygiana (II)



 


 


 





Euphorbia tulearensis (I)


 


 


 




FOUQUIERIACEAE


 


 


 



Ocotillos, boojums





 



Fouquieria columnaris (II) #4


 


Boojum tree





Fouquieria fasciculata (I)


 


 


Arbol del barril





Fouquieria purpusii (I)


 


 


 




GNETACEAE


 


 


 



Joint firs





 


 



Gnetum montanum (III Nepal) #1


 




JUGLANDACEAE


 


 


 



Walnuts, gavilan





 



Oreomunnea pterocarpa (II) #4


 


Gavilàn




LAURACEAE


 


 


 


 




 



Aniba rosaeodora (II) (also known as A. duckei) #12


 


Brazilian rosewood




LEGUMINOSAE
(FABACEAE)


 


 


 



Legumes





 



Caesalpinia echinata (II) #10


 


Brazil wood





Dalbergia nigra (I)


 


 


Brazilian rosewood




 


 



Dalbergia retusa (III Guatemala) (Only the population of Guatemala; all other populations are included in Annex D) #5


Black rosewood




 


 



Dalbergia stevensonii (III Guatemala) (Only the population of Guatemala; all other populations are included in Annex D) #5


Honduras rosewood




 


 



Dipteryx panamensis (III Costa Rica / Nicaragua)


Almendro




 



Pericopsis elata (II) #5


 


Afrormosia




 



Platymiscium pleiostachyum (II) #4


 


Quira macawood




 



Pterocarpus santalinus (II) #7


 


Red sandalwood




LILIACEAE


 


 


 



Lilies





 



Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this Regulation) #4


 


Aloes





Aloe albida (I)


 


 


 





Aloe albiflora (I)


 


 


 





Aloe alfredii (I)


 


 


 





Aloe bakeri (I)


 


 


 





Aloe bellatula (I)


 


 


 





Aloe calcairophila (I)


 


 


 





Aloe compressa (I) (Includes the vars. paucituberculata, rugosquamosa and schistophila)


 


 


 





Aloe delphinensis (I)


 


 


 





Aloe descoingsii (I)


 


 


 





Aloe fragilis (I)


 


 


 





Aloe haworthioides (I) (Includes the var. aurantiaca)


 


 


 





Aloe helenae (I)


 


 


 





Aloe laeta (I) (Includes the var. maniaensis)


 


 


 





Aloe parallelifolia (I)


 


 


 





Aloe parvula (I)


 


 


 





Aloe pillansii (I)


 


 


 





Aloe polyphylla (I)


 


 


 





Aloe rauhii (I)


 


 


 





Aloe suzannae (I)


 


 


 





Aloe versicolor (I)


 


 


 





Aloe vossii (I)


 


 


 




MAGNOLIACEAE


 


 


 



Magnolias





 


 



Magnolia liliifera var. obovata (III Nepal) #1


Safan




MELIACEAE


 


 


 



Mahoganies, cedars





 


 



Cedrela fissilis (III Bolivia) (Only the population of Bolivia; all other populations are included in Annex D) #5


 




 


 



Cedrela lilloi (III Bolivia) (Only the population of Bolivia; all other populations are included in Annex D) #5


 




 


 



Cedrela odorata (III Bolivia / Brazil / Colombia / Guatemala / Peru) (Only the populations of the countries that listed the species in Appendix III; all other populations are included in Annex D) #5


Spanish cedar




 



Swietenia humilis (II) #4


 


Honduras mahogany




 



Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6


 


Big-leaf mahogany




 



Swietenia mahagoni (II) #5


 


Caribbean mahogany




NEPENTHACEAE


 


 


 



Pitcher plants (old-world)





 



Nepenthes spp. (II) (Except for the species included in Annex A) #4


 


Tropical pitcher plants





Nepenthes khasiana (I)


 


 


Indian pitcher plant





Nepenthes rajah (I)


 


 


Giant tropical pitcher plant




ORCHIDACEAE


 


 


 



Orchids





 


ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (13) #4


 


Orchids




For all of the following Annex A orchid species, seedling or tissue cultures are not subject to the provisions of this Regulation, when:






—


they are obtained in vitro, in solid or liquid media, and










—


meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006, and










—


when introduced into or (re-)exported from the Union are transported in sterile containers






 


 


 





Aerangis ellisii (I)


 


 


 





Cephalanthera cucullata (II)



 


 


Hooded helleborine





Cypripedium calceolus (II)



 


 


Lady’s slipper orchid





Dendrobium cruentum (I)


 


 


 





Goodyera macrophylla (II)



 


 


Madeiran lady’s-tresses





Laelia jongheana (I)


 


 


 





Laelia lobata (I)


 


 


 





Liparis loeselii (II)



 


 


Fen orchid





Ophrys argolica (II)



 


 


Eyed bee orchid





Ophrys lunulata (II)



 


 


Crescent ophrys





Orchis scopulorum (II)



 


 


Madeiran orchid





Paphiopedilum spp. (I)


 


 


Asian slipper orchids





Peristeria elata (I)


 


 


Holy ghost orchid





Phragmipedium spp. (I)


 


 


South American slipper orchids





Renanthera imschootiana (I)


 


 


Red vanda





Spiranthes aestivalis (II)



 


 


Summer lady’s-tresses




OROBANCHACEAE


 


 


 



Broomrapes





 



Cistanche deserticola (II) #4


 


Desert cistanche




PALMAE
(ARECACEAE)


 


 


 



Palms





 



Beccariophoenix madagascariensis (II) #4


 


Manarano





Chrysalidocarpus decipiens (I)


 


 


Butterfly palm




 



Lemurophoenix halleuxii (II)


 


Hovitra varimena




 


 



Lodoicea maldivica (III Seychelles) #13


Coco de Mer




 



Marojejya darianii (II)


 


Ravimbe




 



Neodypsis decaryi (II) #4


 


Triangle palm




 



Ravenea louvelii(II)


 


Lakamarefo




 



Ravenea rivularis (II)


 


Gora




 



Satranala decussilvae (II)


 


Satranabe




 



Voanioala gerardii (II)


 


Voanioala




PAPAVERACEAE


 


 


 



Poppies





 


 



Meconopsis regia (III Nepal) #1


Himalayan poppy




PASSIFLORACEAE


 


 


 


 




 



Adenia olaboensis (II)


 


Vahisasety




PINACEAE


 


 


 



Pine family






Abies guatemalensis (I)


 


 


Guatemalan fir




 


 



Pinus koraiensis (III Russian Federation) #5


 




PODOCARPACEAE


 


 


 



Podocarps





 


 



Podocarpus neriifolius (III Nepal) #1


Yellow wood





Podocarpus parlatorei (I)


 


 


Parlatore’s podocarp




PORTULACACEAE


 


 


 



Portulacas, purslanes





 



Anacampseros spp. (II) #4


 


Purslanes




 



Avonia spp. (II) #4


 


 




 



Lewisia serrata (II) #4


 


Saw-toothed lewisia




PRIMULACEAE


 


 


 



Primulas, cyclamens





 



Cyclamen spp. (II) (14) #4


 


Cyclamens




RANUNCULACEAE


 


 


 



Buttercups





 



Adonis vernalis (II) #2


 


Yellow adonis




 



Hydrastis canadensis (II) #8


 


Golden seal




ROSACEAE


 


 


 



Roses, cherries





 



Prunus africana (II) #4


 


African cherry




RUBIACEAE


 


 


 


Ayugue





Balmea stormiae (I)


 


 


Ayugue




SARRACENIACEAE


 


 


 



Pitcher plants (new world)





 



Sarracenia spp. (II) (Except for the species included in Annex A) #4


 


Pitcher plants





Sarracenia oreophila (I)


 


 


Green pitcher plant





Sarracenia rubra ssp. alabamensis (I)


 


 


Alabama canebrake pitcher plant





Sarracenia rubra ssp. jonesii (I)


 


 


Mountain sweet pitcher plant




SCROPHULARIACEAE


 


 


 



Figworts





 



Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2


 


Indian gentian




STANGERIACEAE


 


 


 



Stangerias (cycads)





 



Bowenia spp. (II) #4


 


Cycads





Stangeria eriopus (I)


 


 


Stangeria




TAXACEAE


 


 


 



Yews





 



Taxus chinensis and infraspecific taxa of this species (II) #2


 


Chinese yew




 



Taxus cuspidata and infraspecific taxa of this species (II) (15) #2


 


Japanese yew




 



Taxus fuana and infraspecific taxa of this species (II) #2


 


Tibetan yew




 



Taxus sumatrana and infraspecific taxa of this species (II) #2


 


Sumatran yew




 



Taxus wallichiana (II) #2


 


Himalayan yew




THYMELAEACEAE
(AQUILARIACEAE)


 


 


 



Agarwood, ramin





 



Aquilaria spp. (II) #4


 


Agarwood




 



Gonystylus spp. (II) #4


 


Ramin




 



Gyrinops spp. (II) #4


 


Agarwood




TROCHODENDRACEAE
(TETRACENTRACEAE)


 


 


 



Tetracentrons





 


 



Tetracentron sinense (III Nepal) #1


 




VALERIANACEAE


 


 


 



Valerians





 



Nardostachys grandiflora (II) #2


 


 




VITACEAE


 


 


 


 




 


 



Cyphostemma elephantopus (II)


 


Lazampasika




 


 



Cyphostemma montagnacii (II)


 


Lazambohitra




WELWITSCHIACEAE


 


 


 



Welwitschias





 



Welwitschia mirabilis (II) #4


 


Welwitschia




ZAMIACEAE


 


 


 



Cycads





 


ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4


 


Cycads





Ceratozamia spp. (I)


 


 


Horncones





Chigua spp. (I)


 


 


 





Encephalartos spp. (I)


 


 


Bread palms





Microcycas calocoma (I)


 


 


Palm corcho




ZINGIBERACEAE


 


 


 



Ginger lilies





 



Hedychium philippinense (II) #4


 


Philippine garland-flower




ZYGOPHYLLACEAE


 


 


 



Lignum-vitae





 



Bulnesia sarmientoi (II) #11


 


Holy wood




 



Guaiacum spp. (II) #2


 


Lignum-vitae














 



Annex D




Common name






FAUNA



 


 




CHORDATA (CHORDATES)


 


 





MAMMALIA



 



Mammals





CARNIVORA


 


 





Canidae



 



Dogs, foxes, wolves






Vulpes vulpes griffithi (III India) § 1


Red fox





Vulpes vulpes montana (III India) § 1


Red fox





Vulpes vulpes pusilla (III India) § 1


Red fox





Mustelidae



 



Badgers, martens, weasels etc.






Mustela altaica (III India) § 1


Mountain weasel





Mustela erminea ferghanae (III India) § 1


Stoat





Mustela kathiah (III India) § 1


Yellow-bellied weasel





Mustela sibirica (III India) § 1


Siberian weasel




DIPROTODONTIA


 


 





Macropodidae



 



Kangaroos, wallabies






Dendrolagus dorianus



Doria’s tree-kangaroo





Dendrolagus goodfellowi



Goodfellow’s tree-kangaroo





Dendrolagus matschiei



Huon tree-kangaroo





Dendrolagus pulcherrimus



Golden-mantled tree-kangaroo





Dendrolagus stellarum



Seri’s tree-kangaroo





AVES



 



Birds





ANSERIFORMES


 


 





Anatidae



 



Ducks, geese, swans






Anas melleri



Meller’s duck




COLUMBIFORMES


 


 





Columbidae



 



Doves, pigeons






Columba oenops



Peruvian pigeon





Didunculus strigirostris



Tooth-billed pigeon





Ducula pickeringii



Grey imperial-pigeon





Gallicolumba crinigera



Mindanao bleeding-heart





Ptilinopus marchei



Flame-breasted fruit-dove





Turacoena modesta



Black cuckoo-dove




GALLIFORMES


 


 





Cracidae



 



Chachalacas, currassows, guans






Crax alector



Black curassow





Pauxi unicornis



Horned curassow





Penelope pileata



White-crested guan





Megapodiidae



 



Megapodes, scrubfowl






Eulipoa wallacei



Moluccan scrubfowl





Phasianidae



 



Grouse, guineafowl, partridges, pheasants, tragopans






Arborophila gingica



White-necklaced partridge





Lophura bulweri



Bulwer’s pheasant





Lophura diardi



Siamese fireback





Lophura inornata



Salvadori’s pheasant





Lophura leucomelanos



Kalij pheasant





Syrmaticus reevesii § 2


Reeves’s pheasant




PASSERIFORMES


 


 





Bombycillidae



 



Waxwings






Bombycilla japonica



Japanese waxwing





Corvidae



 



Crows, magpies, jays






Cyanocorax caeruleus



Azure jay





Cyanocorax dickeyi



Tufted jay





Cotingidae



 



Cotingas






Procnias nudicollis



Bare-throated bellbird





Emberizidae



 



Cardinals, seedeaters, tanagers






Dacnis nigripes



Black-legged dacnis





Sporophila falcirostris



Temminck’s seedeater





Sporophila frontalis



Buffy-throated seedeater





Sporophila hypochroma



Grey-and-chestnut seedeater





Sporophila palustris



Marsh seedeater





Estrildidae



 



Mannikins, waxbills






Amandava amandava



Red avadavat





Cryptospiza reichenovii



Red-faced crimson-wing





Erythrura coloria



Red-eared parrotfinch





Erythrura viridifacies



Green-faced parrotfinch





Estrilda quartinia (Frequently traded as Estrilda melanotis)


Yellow-bellied waxbill





Hypargos niveoguttatus



Peters’s twinspot





Lonchura griseicapilla



Grey-headed silverbill





Lonchura punctulata



Scaly-breasted munia





Lonchura stygia



Black munia





Fringillidae



 



Finches






Carduelis ambigua



Black-headed greenfinch





Carduelis atrata



Black siskin





Kozlowia roborowskii



Tibetan rosefinch





Pyrrhula erythaca



Grey-headed bullfinch





Serinus canicollis



Cape canary





Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides)


East African citril





Icteridae



 



New-world blackbirds






Sturnella militaris



Pampas meadowlark





Muscicapidae



 



Old-world flycatchers, thrushes






Cochoa azurea



Javan cochoa





Cochoa purpurea



Purple cochoa





Garrulax formosus



Red-winged laughingthrush





Garrulax galbanus



Yellow-throated laughingthrush





Garrulax milnei



Red-tailed laughing thrush





Niltava davidi



Fujian niltava





Stachyris whiteheadi



Chestnut-faced babbler





Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni)


Swynnerton’s robin





Turdus dissimilis



Black-breasted thrush





Pittidae



 



Pittas






Pitta nipalensis



Blue-naped pitta





Pitta steerii



Azure-breasted pitta





Sittidae



 



Nuthatches






Sitta magna



Giant nuthatch





Sitta yunnanensis



Yunnan nuthatch





Sturnidae



 



Mynas, starlings






Cosmopsarus regius



Golden-breasted starling





Mino dumontii



Yellow-faced myna





Sturnus erythropygius



White-headed starling





REPTILIA



 



Reptiles





TESTUDINES


 


 





Geoemydidae



 



Freshwater turtles






Melanochelys trijuga



Indian black turtle




SAURIA


 


 





Agamidae



 


 





Physignathus cocincinus




Chinese water dragon






Anguidae



 


 





Abronia graminea



Arboreal alligator lizard





Gekkonidae



 



Geckos






Rhacodactylus auriculatus



New Caledonia bumpy gecko





Rhacodactylus ciliatus



Guichenot’s giant gecko





Rhacodactylus leachianus



New Caledonia giant gecko





Teratoscincus microlepis



Small-scaled wonder gecko





Teratoscincus scincus



Common wonder gecko





Gerrhosauridae



 



Spiny-tailed lizards






Zonosaurus karsteni



Karsten’s girdled lizard





Zonosaurus quadrilineatus



Four-lined girdled lizard





Iguanidae



 


 





Ctenosaura quinquecarinata



Club-tail iguana





Scincidae



 



Skinks






Tribolonotus gracilis



Crocodile skink





Tribolonotus novaeguineae



New Guinea helmet skink




SERPENTES


 


 





Colubridae



 



Typical snakes, water snakes, whip snakes






Elaphe carinata § 1


Taiwan stink snake





Elaphe radiata § 1


Radiated rat snake





Elaphe taeniura § 1


Taiwan beauty snake





Enhydris bocourti § 1


Bocourt’s water snake





Homalopsis buccata § 1


Masked water snake





Langaha nasuta



Northern leafnose snake





Leioheterodon madagascariensis



Madagascar menarana snake





Ptyas korros § 1


Indochinese rat snake





Rhabdophis subminiatus § 1


Redneck keelback





Hydrophiidae



 



Sea snakes






Lapemis curtus (Includes Lapemis hardwickii) § 1


Shaw’s sea snake





Viperidae



 



Vipers






Calloselasma rhodostoma § 1


Malayan pit viper





AMPHIBIA



 


 




ANURA


 


Frogs and toads





Hylidae



 



Tree frogs






Phyllomedusa sauvagii



Waxy monkey tree frog





Leptodactylidae



 



Neotropical frogs






Leptodactylus laticeps



Red spotted burrow frog





Ranidae



 



True frogs






Limnonectes macrodon



Fanged River Frog or Javan Giant Frog





Rana shqiperica



Albanian pool frog




CAUDATA


 


 





Hynobiidae



 



Asiatic salamanders






Ranodon sibiricus



Semirechensk salamander / Central Asian salamander / Siberian salamander





Plethodontidae



 



Lungless salamanders






Bolitoglossa dofleini



Giant palm salamander





Salamandridae



 



Newts and salamanders






Cynops ensicauda



Sword-tailed newt





Echinotriton andersoni



Anderson’s salamander





Pachytriton labiatus



Paddletail newt





Paramesotriton spp.


Warty newt





Salamandra algira



North African fire salamander





Tylototriton spp.


Crocodile newts





ACTINOPTERYGII



 



Fish





PERCIFORMES


 


 





Apogonidae



 


 





Pterapogon kauderni



Banggai cardinalfish




ARTHROPODA (ARTHROPODS)


 


 





INSECTA



 



Insects





LEPIDOPTERA


 


Butterflies





Papilionidae



 



Birdwing and swallow-tail butterflies






Baronia brevicornis



Short-horned baronia





Papilio grosesmithi



 





Papilio maraho



Broad-tailed swallowtail




MOLLUSCA (MOLLUSCS)


 


 





GASTROPODA



 


 





Haliotidae



 


 





Haliotis midae



Midas ear abalone





FLORA



 


 




AGAVACEAE


 



Agaves






Calibanus hookeri



 





Dasylirion longissimum



Beargrass




ARACEAE


 



Arums






Arisaema dracontium



Green dragon





Arisaema erubescens



 





Arisaema galeatum



 





Arisaema nepenthoides



 





Arisaema sikokianum



 





Arisaema thunbergii var. urashima



 





Arisaema tortuosum



 





Biarum davisii ssp. marmarisense



 





Biarum ditschianum



 




COMPOSITAE (ASTERACEAE)


 



Asters, daisies, costus






Arnica montana § 3


Mountain tobacco





Othonna cacalioides



 





Othonna clavifolia



 





Othonna hallii



 





Othonna herrei



 





Othonna lepidocaulis



 





Othonna retrorsa



 




ERICACEAE


 



Heathers, rhododendrons






Arctostaphylos uva-ursi § 3


Bearberry




GENTIANACEAE


 



Gentians






Gentiana lutea § 3


Great yellow gentian




LEGUMINOSAE (FABACEAE)


 



Legumes






Dalbergia granadillo § 4


Black rosewood





Dalbergia retusa (Except for the population which is included in Annex C) § 4


Black rosewood





Dalbergia stevensonii (Except for the population which is included in Annex C) § 4


Honduras rosewood




LILIACEAE


 



Wakerobins






Trillium pusillum



Dwarf wakerobin





Trillium rugelii



Ill-scented wakerobin





Trillium sessile



Sessile-flowered wakerobin wood-lily




LYCOPODIACEAE


 



Clubmosses






Lycopodium clavatum § 3


Stagshorn clubmoss




MELIACEAE


 



Mahoganies, cedars






Cedrela fissilis (Except for the population which is included in Annex C) § 4


 





Cedrela lilloi (C. angustifolia) (Except for the population which is included in Annex C) § 4


 





Cedrela montana § 4


 





Cedrela oaxacensis § 4


 





Cedrela odorata (Except for the populations which are included in Annex C) § 4


Spanish cedar





Cedrela salvadorensis § 4


 





Cedrela tonduzii § 4


 




MENYANTHACEAE


 



Bogbeans






Menyanthes trifoliata § 3


Bogbean




PARMELIACEAE


 



Parmelioid lichens






Cetraria islandica § 3


Icelandic moss




PASSIFLORACEAE


 



Desert roses






Adenia glauca



Desert rose





Adenia pechuelli



Desert rose




PEDALIACEAE


 



Sesame, devil’s claw






Harpagophytum spp. § 3


Devil’s claw




PORTULACACEAE


 



Portulas, purslanes






Ceraria carrissoana



 





Ceraria fruticulosa



 




SELAGINELLACEAE


 



Clubmosses, spikemosses






Selaginella lepidophylla



Rose of Jericho










(1)  Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7).

(2)  Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7).

(3)  Population of Argentina (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(4)  Population of Bolivia (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(5)  Population of Chile (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(6)  Population of Peru (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERU-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(7)  All species are listed in Appendix II except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

(8)  Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at COP12 which are 20 000 kg (Botswana), 10 000 kg (Namibia), 30 000 kg (South Africa); (v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Zimbabwe, Namibia and South Africa registered by the 31st of January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in (g)(iv) in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in (g)(v) shall be traded only after the Standing Committee has agreed that the above conditions have been met; (h) no further proposals to allow trade in elephant ivory from populations already on Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraph (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(9)  The inclusion of Lamna nasus into Annex C applies as soon as the inclusion of this species in Appendix III to the Convention takes effect, i.e. 90 days after the Convention Secretariat communicates to all Parties that the species is included in Appendix III to the Convention.

(10)  The following are not subject to the provisions of this Regulation:
Fossils;
Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae;
Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction.

(11)  Trade of specimens with source code A is allowed only if specimens traded possess cataphylls.

(12)  Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:

Hatiora x graeseri


Schlumbergera x buckleyi


Schlumbergera russelliana x Schlumbergera truncata


Schlumbergera orssichiana x Schlumbergera truncata


Schlumbergera opuntioides x Schlumbergera truncata


Schlumbergera truncata (cultivars)
Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus


Opuntia microdasys (cultivars)

(13)  Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and






(a)


when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or










(b)


when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.




Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

(14)  Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.

(15)  Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation.




ANNEX II



Repealed Regulation with list of its successive amendments







Council Regulation (EC) No 338/97
(OJ L 61, 3.3.1997, p. 1)


 




Commission Regulation (EC) No 938/97
(OJ L 140, 30.5.1997, p. 1)


 




Commission Regulation (EC) No 2307/97
(OJ L 325, 27.11.1997, p. 1)


 




Commission Regulation (EC) No 2214/98
(OJ L 279, 16.10.1998, p. 3)


 




Commission Regulation (EC) No 1476/1999
(OJ L 171, 7.7.1999, p. 5)


 




Commission Regulation (EC) No 2724/2000
(OJ L 320, 18.12.2000, p. 1)


 




Commission Regulation (EC) No 1579/2001
(OJ L 209, 2.8.2001, p. 14)


 




Commission Regulation (EC) No 2476/2001
(OJ L 334, 18.12.2001, p. 3)


 




Commission Regulation (EC) No 1497/2003
(OJ L 215, 27.8.2003, p. 3)


 




Regulation (EC) No 1882/2003 of the European Parliament and of the Council
(OJ L 284, 31.10.2003, p. 1)


only Article 3 and Annex III, pt. 66




Commission Regulation (EC) No 834/2004
(OJ L 127, 29.4.2004, p. 40)


 




Commission Regulation (EC) No 1332/2005
(OJ L 215, 19.8.2005, p. 1)


 




Commission Regulation (EC) No 318/2008
(OJ L 95, 8.4.2008, p. 3)


 




Commission Regulation (EC) No 407/2009
(OJ L 123, 19.5.2009, p. 3)


 




Regulation (EC) No 398/2009 of the European Parliament and of the Council
(OJ L 126, 21.5.2009, p. 5)
Commission Regulation (EU) No 709/2010
(OJ L 212, 12.8.2010, p. 1)
Commission Regulation (EU) No 101/2012
(OJ L 39, 11.2.2012, p. 133)


 








ANNEX III



CORRELATION TABLE







Regulation (EC) No 338/97


This Regulation




Article 1


Article 1




Article 2


Article 2




Article 3


Article 3




Article 4


Article 4




Article 5(1) to (5)


Article 5(1) to (5)




Article 5(6), introductory words


Article 5(6), introductory words




Article 5(6)(i)


Article 5(6)(a)




Article 5(6)(ii)


Article 5(6)(b)




Article 5(7)(a)


Article 5(7), first subparagraph




Article 5(7)(b)


Article 5(7), second subparagraph




Article 6(1), (2) and (3)


Article 6(1), (2) and (3)




Article 6(4)(a)


Article 6(4), first subparagraph




Article 6(4)(b)


Article 6(4), second subparagraph




Article 7(1)(a)


Article 7(1), first subparagraph




Article 7(1)(b), introductory words


Article 7(1), second subparagraph




Article 7(1)(b)(i)


Article 7(1), third subparagraph, point (b)(i)




Article 7(1)(b)(ii)


Article 7(1), third subparagraph, point (b)(ii)




Article 7(1)(b)(iii)


Article 7(1), third subparagraph, point (b)(iii)




Article 7(1)(c)


Article 7(1), third subparagraph




Article 7(2)(a)


Article 7(2), first subparagraph




Article 7(2)(b)


Article 7(2), second subparagraph




Article 7(2)(c)


Article 7(2), third subparagraph




—


Article 7(2), fourth subparagraph




Article 7(3)


Article 7(3), first subparagraph




—


Article 7(3), second subparagraph




Article 7(4)


Article 7(4), first subparagraph




—


Article 7(4), second subparagraph




Article 8


Article 8




Article 9


Article 9




Article 10


Article 10




Article 11(1)


Article 11(1)




Article 11(2)(a)


Article 11(2), first subparagraph




Article 11(2)(b)


Article 11(2), second subparagraph




Article 11(3), (4) and (5)


Article 11(3), (4) and (5)




Article 12(1), (2) and (3)


Article 12(1), (2) and (3)




Article 12(4)


Article 12(4), first subparagraph




—


Article 12(4), second subparagraph




Article 12(5)


Article 12(5)




Article 13(1)(a)


Article 13(1), first subparagraph




Article 13(1)(b)


Article 13(1), second subparagraph




Article 13(2)


Article 13(2)




Article 13(3)(a)


Article 13(3), first subparagraph




Article 13(3)(b)


Article 13(3), second subparagraph




Article 13(3)(c)


Article 13(3), third subparagraph




Article 14(1)(a)


Article 14(1), first subparagraph




Article 14(1)(b)


Article 14(1), second subparagraph




Article 14(1)(c)


Article 14(1), third subparagraph




Article 14(2)


Article 14(2)




Article 14(3)(a)


Article 14(3), first subparagraph




Article 14(3)(b)


Article 14(3), second subparagraph




Article 14(3)(c)


Article 14(3), third subparagraph




Article 15(1), (2) and (3)


Article 15(1), (2) and (3)




Article 15(4)(a)


Article 15(4), first subparagraph




Article 15(4)(b)


Article 15(4), second subparagraph




Article 15(4)(c)


Article 15(4), third subparagraph




Article 15(4)(d)


Article 15(4), fourth subparagraph




Article 15(5) and (6)


Article 15(5) and (6)




Article 16


Article 16




Article 17(1)


Article 17(1)




Article 17(2)(a)


Article 17(2)




Article 17(2)(b)


Article 17(3)




Article 18


Article 21




Article 19(1), first subparagraph


—




Article 19(1), second subparagraph


 




Article 19(2)


—




Article 19(3)


Article 18(1)




Article 19(4)


Article 18(2)




Article 19(5)


Article 18(3)




—


Article 20




Article 20


Article 22




Article 21


—




—


Article 23




Article 22


Article 24




Annex


Annex I




—


Annex II




—


Annex III