2014/432/EU, Euratom: Definitive adoption of Amending budget No 1 of the European Union for the financial year 2014
Date: 2014-04-16
Institutions: European Parliament
Subjects: adoption of the budget, amending budget, budgetary expenditure, budgetary resources, draft budget (EU)




L_2014204EN.01000101.xml










11.7.2014   


EN


Official Journal of the European Union


L 204/1








            DEFINITIVE ADOPTION
         
of Amending budget No 1 of the European Union for the financial year 2014
(2014/432/EU, Euratom)


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,


Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),


Having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (2),


Having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),


Having regard to the general budget of the European Union for the financial year 2014, as definitively adopted on 20 November 2013 (4),


Having regard to Draft amending budget No 1 of the European Union for the financial year 2014, which the Commission drew up on 11 February 2014,


Having regard to the position on Draft amending budget No 1/2014, which the Council adopted on 9 April 2014,


Having regard to Parliament's approval of 16 April 2014 of the Council position,


Having regard to Rule 75b and 75e of Parliament’s Rules of Procedure,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 1 of the European Union for the financial year 2014 has been definitively adopted.




Done at Strasbourg, 16 April 2014.


The President

M. SCHULZ
            





(1)  
            OJ L 298, 26.10.2012, p. 1.

(2)  
            OJ C 373, 20.12.2013, p. 1.

(3)  
            OJ L 347, 20.12.2013, p. 884.

(4)  
            OJ L 51, 20.2.2014.





AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2014

CONTENTS

GENERAL STATEMENT OF REVENUE






B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING
4










— Title 8:

Borrowing and lending operations
5




STATEMENT OF REVENUE AND EXPENDITURE BY SECTION


Section III — Commission






— Revenue
8










— Title 8:

Borrowing and lending operations
9








— Expenditure
12










— Title 01:

Economic and financial affairs
14










— Title 02:

Enterprise and industry
17










— Title 05:

Agriculture and rural development
25










— Title 06:

Mobility and transport
29










— Title 08:

Research and innovation
32










— Title 09:

Communications networks, content and technology
47










— Title 10:

Direct research
55










— Title 21:

Development and cooperation
61








— Staff
65



B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING










Title


Heading


Budget 2014


Amending budget No 1/2014


New amount






1


OWN RESOURCES


133 960 184 723 


 


133 960 184 723 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


p.m.


 


p.m.




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 274 999 230 


 


1 274 999 230 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


53 752 047 


 


53 752 047 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES


60 000 000 


 


60 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


123 000 000 


 


123 000 000 




8


BORROWING AND LENDING OPERATIONS


2 477 000 


 


2 477 000 




9


MISCELLANEOUS REVENUE


30 200 000 


 


30 200 000 




 



GRAND TOTAL




135 504 613 000 



 



135 504 613 000 






TITLE 8


BORROWING AND LENDING OPERATIONS










Article
Item


Heading


Budget 2014


Amending budget No 1/2014


New amount



 

CHAPTER 8 0







8 0 0






European Union guarantee for Union borrowings for balance of payments support




p.m.


 


p.m.






8 0 1






European Union guarantee for Euratom borrowings




p.m.


 


p.m.






8 0 2






European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism




p.m.


 


p.m.




 


CHAPTER 8 0 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 1







8 1 0






Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries




p.m.


 


p.m.






8 1 3






Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation




p.m.


 


p.m.




 


CHAPTER 8 1 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 2







8 2 7






European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries




p.m.


 


p.m.






8 2 8






Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States




p.m.


 


p.m.




 


CHAPTER 8 2 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 3







8 3 5






European Union guarantee for European Investment Bank loans to third countries




p.m.


 


p.m.




 


CHAPTER 8 3 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 5







8 5 0






Dividends paid by the European Investment Fund




2 477 000 


 


2 477 000 




 


CHAPTER 8 5 — TOTAL


2 477 000 


 


2 477 000 




 



Title 8 — Total




2 477 000 



 



2 477 000 












CHAPTER 8 0 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES











CHAPTER 8 1 —



LOANS GRANTED BY THE COMMISSION











CHAPTER 8 2 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES











CHAPTER 8 3 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES











CHAPTER 8 5 —



REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES









CHAPTER 8 5 —   REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES




                                       8 5 0Dividends paid by the European Investment Fund









Budget 2014


Amending budget No 1/2014


New amount




2 477 000 


 


2 477 000 





Remarks

This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution.
As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).
Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

SECTION III


COMMISSION


REVENUE


TITLE 8


BORROWING AND LENDING OPERATIONS










Article
Item


Heading


Budget 2014


Amending budget No 1/2014


New amount



 

CHAPTER 8 0







8 0 0






European Union guarantee for Union borrowings for balance of payments support




p.m.


 


p.m.






8 0 1






European Union guarantee for Euratom borrowings




p.m.


 


p.m.






8 0 2






European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism




p.m.


 


p.m.




 


CHAPTER 8 0 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 1







8 1 0






Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries




p.m.


 


p.m.






8 1 3






Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation




p.m.


 


p.m.




 


CHAPTER 8 1 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 2







8 2 7






European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries




p.m.


 


p.m.






8 2 8






Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States




p.m.


 


p.m.




 


CHAPTER 8 2 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 3







8 3 5






European Union guarantee for European Investment Bank loans to third countries




p.m.


 


p.m.




 


CHAPTER 8 3 — TOTAL


p.m.


 


p.m.



 

CHAPTER 8 5







8 5 0






Dividends paid by the European Investment Fund




2 477 000 


 


2 477 000 




 


CHAPTER 8 5 — TOTAL


2 477 000 


 


2 477 000 




 



Title 8 — Total




2 477 000 



 



2 477 000 












CHAPTER 8 0 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES











CHAPTER 8 1 —



LOANS GRANTED BY THE COMMISSION











CHAPTER 8 2 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES











CHAPTER 8 3 —



REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES











CHAPTER 8 5 —



REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES









CHAPTER 8 5 —   REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES




                                    8 5 0Dividends paid by the European Investment Fund









Budget 2014


Amending budget No 1/2014


New amount




2 477 000 


 


2 477 000 





Remarks

This article is intended to record any dividends paid by the European Investment Fund in respect of this contribution.
As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).
Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

EXPENDITURE













Title


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


210 524 228 


295 466 113 


42 500 000 


42 500 000 


253 024 228 


337 966 113 





Reserves (40 02 41)




2 000 000 




2 000 000 



 


 



2 000 000 




2 000 000 





 


212 524 228 


297 466 113 


42 500 000 


42 500 000 


255 024 228 


339 966 113 




02


ENTERPRISE AND INDUSTRY


2 536 375 797 


2 105 143 666 


–21 250 000 


–21 250 000 


2 515 125 797 


2 083 893 666 




03


COMPETITION


94 462 975 


94 462 975 


 


 


94 462 975 


94 462 975 




04


EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION


13 839 025 490 


11 621 742 555 


 


 


13 839 025 490 


11 621 742 555 




05


AGRICULTURE AND RURAL DEVELOPMENT


58 046 850 675 


55 635 020 579 


 


 


58 046 850 675 


55 635 020 579 




06


MOBILITY AND TRANSPORT


2 867 047 650 


1 003 284 934 


144 000 


144 000 


2 867 191 650 


1 003 428 934 




07


ENVIRONMENT


407 281 956 


345 558 517 


 


 


407 281 956 


345 558 517 




08


RESEARCH AND INNOVATION


6 214 844 914 


4 107 277 022 


–16 140 970 


–16 140 970 


6 198 703 944 


4 091 136 052 




09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY


1 637 399 923 


961 129 100 


 


p.m.


1 637 399 923 


961 129 100 




10


DIRECT RESEARCH


424 855 000 


420 235 985 


–5 253 030 


–5 253 030 


419 601 970 


414 982 955 




11


MARITIME AFFAIRS AND FISHERIES


950 774 942 


667 482 286 


 


 


950 774 942 


667 482 286 





Reserves (40 02 41)




115 342 000 




112 342 000 



 


 



115 342 000 




112 342 000 





 


1 066 116 942 


779 824 286 


 


 


1 066 116 942 


779 824 286 




12


INTERNAL MARKET AND SERVICES


116 900 978 


117 126 978 


 


 


116 900 978 


117 126 978 




13


REGIONAL AND URBAN POLICY


33 073 259 166 


40 223 363 359 


 


 


33 073 259 166 


40 223 363 359 




14


TAXATION AND CUSTOMS UNION


157 048 298 


122 369 692 


 


 


157 048 298 


122 369 692 




15


EDUCATION AND CULTURE


2 820 024 822 


2 241 707 412 


 


 


2 820 024 822 


2 241 707 412 




16


COMMUNICATION


246 356 400 


244 896 374 


 


 


246 356 400 


244 896 374 




17


HEALTH AND CONSUMER PROTECTION


618 166 222 


566 799 722 


 


 


618 166 222 


566 799 722 




18


HOME AFFAIRS


1 201 391 889 


762 599 931 


 


 


1 201 391 889 


762 599 931 




19


FOREIGN POLICY INSTRUMENTS


732 732 818 


463 169 988 


 


 


732 732 818 


463 169 988 




20


TRADE


121 107 855 


115 403 729 


 


 


121 107 855 


115 403 729 




21


DEVELOPMENT AND COOPERATION


5 083 850 744 


3 658 319 989 


p.m.


p.m.


5 083 850 744 


3 658 319 989 




22


ENLARGEMENT


1 519 908 038 


903 886 742 


 


 


1 519 908 038 


903 886 742 




23


HUMANITARIAN AID AND CIVIL PROTECTION


1 006 464 161 


850 884 342 


 


 


1 006 464 161 


850 884 342 




24


FIGHT AGAINST FRAUD


78 230 900 


74 910 993 


 


 


78 230 900 


74 910 993 




25


COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE


194 113 789 


194 836 589 


 


 


194 113 789 


194 836 589 




26


COMMISSION’S ADMINISTRATION


1 001 465 044 


991 092 001 


 


 


1 001 465 044 


991 092 001 




27


BUDGET


95 786 613 


95 786 613 


 


 


95 786 613 


95 786 613 




28


AUDIT


11 633 979 


11 633 979 


 


 


11 633 979 


11 633 979 




29


STATISTICS


131 894 632 


152 072 858 


 


 


131 894 632 


152 072 858 




30


PENSIONS AND RELATED EXPENDITURE


1 449 531 000 


1 449 531 000 


 


 


1 449 531 000 


1 449 531 000 




31


LANGUAGE SERVICES


387 659 143 


387 659 143 


 


 


387 659 143 


387 659 143 




32


ENERGY


933 452 862 


588 030 260 


 


 


933 452 862 


588 030 260 




33


JUSTICE


203 414 816 


193 026 816 


 


 


203 414 816 


193 026 816 




34


CLIMATE ACTION


121 471 119 


42 711 025 


 


 


121 471 119 


42 711 025 




40


RESERVES


573 523 000 


264 342 000 


 


 


573 523 000 


264 342 000 




 



Total




139 108 831 838 




131 972 965 267 




p.m.




p.m.




139 108 831 838 




131 972 965 267 







Of which Reserves (40 02 41)






117 342 000 






114 342 000 




 


 




117 342 000 






114 342 000 






TITLE 01

ECONOMIC AND FINANCIAL AFFAIRS













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA


83 091 934 


83 091 934 


 


 


83 091 934 


83 091 934 




01 02


ECONOMIC AND MONETARY UNION


9 000 000 


9 000 000 


 


 


9 000 000 


9 000 000 





Reserves (40 02 41)




2 000 000 




2 000 000 



 


 



2 000 000 




2 000 000 





 


11 000 000 


11 000 000 


 


 


11 000 000 


11 000 000 




01 03


INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS


118 432 294 


110 585 305 


 


 


118 432 294 


110 585 305 




01 04


FINANCIAL OPERATIONS AND INSTRUMENTS


p.m.


92 788 874 


42 500 000 


42 500 000 


42 500 000 


135 288 874 




 



Title 01 — Total




210 524 228 




295 466 113 




42 500 000 




42 500 000 




253 024 228 




337 966 113 







Reserves (40 02 41)






2 000 000 






2 000 000 




 


 




2 000 000 






2 000 000 






 



212 524 228 




297 466 113 




42 500 000 




42 500 000 




255 024 228 




339 966 113 






CHAPTER 01 04 —   FINANCIAL OPERATIONS AND INSTRUMENTS














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




01 04


FINANCIAL OPERATIONS AND INSTRUMENTS






01 04 01






European Investment Fund






01 04 01 01


European Investment Fund — Provision of paid-up shares of subscribed capital


1.1


—


—


42 500 000 


42 500 000 


42 500 000 


42 500 000 




01 04 01 02


European Investment Fund — Callable portion of subscribed capital


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 01 04 01 — Subtotal



 


p.m.


p.m.


42 500 000 


42 500 000 


42 500 000 


42 500 000 






01 04 02






Nuclear safety — Cooperation with the European Investment Bank




1.1


p.m.


p.m.


 


 


p.m.


p.m.






01 04 03






Guarantee for Euratom borrowings




1.1


p.m.


p.m.


 


 


p.m.


p.m.






01 04 51






Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)




1.1


p.m.


92 788 874 


 


 


p.m.


92 788 874 




 



Chapter 01 04 — Total



 



p.m.




92 788 874 




42 500 000 




42 500 000 




42 500 000 




135 288 874 








                                    01 04 01European Investment Fund



                                 01 04 01 01European Investment Fund — Provision of paid-up shares of subscribed capital










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


—


42 500 000 


42 500 000 


42 500 000 


42 500 000 





Remarks


Former Item 01 04 09 01

This item is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union.
The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC.
In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

                                 01 04 01 02European Investment Fund — Callable portion of subscribed capital










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks


Former Item 01 04 09 02

This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union.
In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).
TITLE 02

ENTERPRISE AND INDUSTRY













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






02 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE AND INDUSTRY’ POLICY AREA


119 530 259 


119 530 259 


 


 


119 530 259 


119 530 259 




02 02


COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)


268 307 275 


135 662 459 


–21 250 000 


–21 250 000 


247 057 275 


114 412 459 




02 03


INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES


39 170 000 


32 330 554 


 


 


39 170 000 


32 330 554 




02 04


HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES


401 518 263 


486 556 651 


 


 


401 518 263 


486 556 651 




02 05


EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)


1 347 417 000 


1 144 387 928 


 


 


1 347 417 000 


1 144 387 928 




02 06


EUROPEAN EARTH OBSERVATION PROGRAMME


360 433 000 


186 675 815 


 


 


360 433 000 


186 675 815 




 



Title 02 — Total




2 536 375 797 




2 105 143 666 




–21 250 000 




–21 250 000 




2 515 125 797 




2 083 893 666 






CHAPTER 02 02 —   COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 02


COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)






02 02 01






Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises




1.1


102 709 687 


14 575 804 


 


 


102 709 687 


14 575 804 






02 02 02






Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt




1.1


161 907 588 


87 914 000 


–21 250 000 


–21 250 000 


140 657 588 


66 664 000 






02 02 51






Completion of former activities in the competitiveness and entrepreneurship domain




1.1


p.m.


26 666 655 


 


 


p.m.


26 666 655 






02 02 77






Pilot projects and preparatory actions






02 02 77 01


Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 02


Pilot project — Erasmus for Young Entrepreneurs


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 03


Preparatory action — Erasmus for Young Entrepreneurs


1.1


p.m.


835 000 


 


 


p.m.


835 000 




02 02 77 04


Pilot project — Actions in connection with the textile and footwear sector


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 05


Preparatory action — European destinations of excellence


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 06


Preparatory action — Sustainable tourism


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 07


Preparatory action — Social tourism in Europe


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 08


Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products


1.1


2 000 000 


2 000 000 


 


 


2 000 000 


2 000 000 




02 02 77 09


Preparatory action — Tourism and accessibility for all


1.1


690 000 


1 035 000 


 


 


690 000 


1 035 000 




02 02 77 10


Preparatory action — Euromed innovation entrepreneurs for change


1.1


p.m.


1 000 000 


 


 


p.m.


1 000 000 




02 02 77 11


Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union


1.1


p.m.


286 000 


 


 


p.m.


286 000 




02 02 77 12


Pilot project — European rare earth competency network


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 13


Pilot project — Development of the European ‘creative districts’


3


p.m.


350 000 


 


 


p.m.


350 000 




02 02 77 14


Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders


3


p.m.


500 000 


 


 


p.m.


500 000 




02 02 77 15


Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 77 16


Pilot project — on the Future of Manufacturing


1.1


1 000 000 


500 000 


 


 


1 000 000 


500 000 




 



Article 02 02 77 — Subtotal



 


3 690 000 


6 506 000 


 


 


3 690 000 


6 506 000 




 



Chapter 02 02 — Total



 



268 307 275 




135 662 459 




–21 250 000 




–21 250 000 




247 057 275 




114 412 459 








                                    02 02 02Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt












Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




161 907 588 


87 914 000 


–21 250 000 


–21 250 000 


140 657 588 


66 664 000 





Remarks


New article

This appropriation is to be used to improve access to finance for SMEs in the form of equity and debt in their start-up, growth and transfer phase.
A loan guarantee facility (LGF) shall provide counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which shall reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.
An equity facility for growth (EFG) shall allow investments in risk capital funds which invest in SMEs in the expansion and growth stage, and in particular in those operating cross-borders. The possibility shall exist to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of Cosme and the equity facility for RDI under Horizon 2020. Support from the EFG shall be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6341 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1)(d) thereof.

CHAPTER 02 04 —   HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 04


HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES






02 04 02






Industrial leadership






02 04 02 01


Leadership in space


1.1


161 352 331 


14 704 483 


 


 


161 352 331 


14 704 483 




02 04 02 02


Enhancing access to risk finance for investing in research and innovation


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 04 02 03


Increasing innovation in small and medium-sized enterprises (SMEs)


1.1


32 512 243 


2 962 930 


 


 


32 512 243 


2 962 930 




 



Article 02 04 02 — Subtotal



 


193 864 574 


17 667 413 


 


 


193 864 574 


17 667 413 






02 04 03






Societal challenges






02 04 03 01


Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials


1.1


69 306 327 


5 986 022 


 


 


69 306 327 


5 986 022 




02 04 03 02


Fostering secure European societies


1.1


138 347 362 


10 865 760 


 


 


138 347 362 


10 865 760 




 



Article 02 04 03 — Subtotal



 


207 653 689 


16 851 782 


 


 


207 653 689 


16 851 782 






02 04 50






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development






02 04 50 01


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 04 50 02


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 02 04 50 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






02 04 51






Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)




1.1


p.m.


410 942 214 


 


 


p.m.


410 942 214 






02 04 52






Completion of previous research framework programmes (prior to 2007)




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 04 53






Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)




1.1


p.m.


41 095 242 


 


 


p.m.


41 095 242 




 



Chapter 02 04 — Total



 



401 518 263 




486 556 651 



 


 



401 518 263 




486 556 651 






Remarks

These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period.
Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Item 02 04 50 01.
Administrative appropriations of this chapter will be provided under Chapter 02 01 05.



                                    02 04 03Societal challenges



Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

                                 02 04 03 02Fostering secure European societies










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




138 347 362 


10 865 760 


 


 


138 347 362 


10 865 760 





Remarks


New item

The aim of this appropriation is to:






—


support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights,










—


support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation.




Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services — CESES — and its Member Associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new financial regulation, notably taking into account in-kind financing by CESES as contribution to EU projects.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.
TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






05 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


129 051 616 


129 051 616 


 


 


129 051 616 


129 051 616 




05 02


IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS


2 233 400 000 


2 233 250 000 


 


 


2 233 400 000 


2 233 250 000 




05 03


DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES


41 447 275 640 


41 447 275 640 


 


 


41 447 275 640 


41 447 275 640 




05 04


RURAL DEVELOPMENT


13 987 271 059 


11 611 354 028 


 


 


13 987 271 059 


11 611 354 028 




05 05


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT


90 000 000 


110 997 038 


 


 


90 000 000 


110 997 038 




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


6 696 000 


5 590 437 


 


 


6 696 000 


5 590 437 




05 07


AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)


60 200 000 


60 200 000 


 


 


60 200 000 


60 200 000 




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


40 793 360 


35 010 852 


 


 


40 793 360 


35 010 852 




05 09


HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE


52 163 000 


2 290 968 


 


 


52 163 000 


2 290 968 




 



Title 05 — Total




58 046 850 675 




55 635 020 579 



 


 



58 046 850 675 




55 635 020 579 






CHAPTER 05 08 —   POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA






05 08 01






Farm Accountancy Data Network (FADN)




2


14 619 600 


13 733 871 


 


 


14 619 600 


13 733 871 






05 08 02






Surveys on the structure of agricultural holdings




2


250 000 


200 000 


 


 


250 000 


200 000 






05 08 03






Restructuring of systems for agricultural surveys




2


1 753 760 


1 695 892 


 


 


1 753 760 


1 695 892 






05 08 06






Enhancing public awareness of the common agricultural policy




2


11 000 000 


11 000 000 


 


 


11 000 000 


11 000 000 






05 08 09






European Agricultural Guarantee Fund (EAGF) — Operational technical assistance




2


1 670 000 


1 670 000 


 


 


1 670 000 


1 670 000 






05 08 77






Pilot projects and preparatory actions






05 08 77 01


Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety


2


p.m.


411 089 


 


 


p.m.


411 089 




05 08 77 02


Pilot project — Exchanging best practice for cross compliance simplification


2


p.m.


p.m.


 


 


p.m.


p.m.




05 08 77 03


Pilot project — Support for farmers’ cooperatives


2


p.m.


p.m.


 


 


p.m.


p.m.




05 08 77 04


Pilot project — European farm prices and margins observatory


2


p.m.


p.m.


 


 


p.m.


p.m.




05 08 77 05


Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production


2


p.m.


p.m.


 


 


p.m.


p.m.




05 08 77 06


Preparatory action — European farm prices and margins observatory


2


1 000 000 


1 000 000 


 


 


1 000 000 


1 000 000 




05 08 77 07


Pilot project — Measures to combat speculation in agricultural commodities


2


p.m.


p.m.


 


 


p.m.


p.m.




05 08 77 08


Pilot project — Exchange programme for young farmers


2


p.m.


600 000 


 


 


p.m.


600 000 




05 08 77 09


Preparatory action — Union plant and animal genetic resources


2


1 000 000 


600 000 


 


 


1 000 000 


600 000 




05 08 77 10


Pilot project — Agropol: development of a European cross-border Agribusiness Model Region


2


1 200 000 


600 000 


 


 


1 200 000 


600 000 




05 08 77 11


Pilot project — Agroforestry


2


1 000 000 


500 000 


 


 


1 000 000 


500 000 




 



Article 05 08 77 — Subtotal



 


4 200 000 


3 711 089 


 


 


4 200 000 


3 711 089 






05 08 80






Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan




2


7 300 000 


3 000 000 


 


 


7 300 000 


3 000 000 




 



Chapter 05 08 — Total



 



40 793 360 




35 010 852 



 


 



40 793 360 




35 010 852 






Remarks

Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 and Article 174(2) of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).



                                    05 08 80Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan












Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




7 300 000 


3 000 000 


 


 


7 300 000 


3 000 000 





Remarks


New article

This appropriation is intended to finance the participation of the Union at the universal Expo ‘Feeding the Planet: Energy for Life’, to be held in Milan in 2015.
The appropriations are intended to cover the baseline costs for the Union participation within the Italian Pavilion (rental of space, stand erection and decoration, running costs) as well as for the preparatory and initial stages of a basic scientific programme for the EXPO 2015 involving the compilation of baseline data for policy support purposes. The cost of organising specific or thematic events and exhibitions (e.g. reimbursement of expert costs, exhibition materials, etc.) will be covered by appropriations of the relevant specific programmes according to the policy area concerned.

Legal basis

Task resulting from the Commission’s prerogatives at institutional level within the meaning of Article 54(2d) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).
TITLE 06

MOBILITY AND TRANSPORT













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






06 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA


72 500 880 


72 500 880 


– 336 000 


– 336 000 


72 164 880 


72 164 880 




06 02


EUROPEAN TRANSPORT POLICY


2 582 441 731 


903 416 322 


 


 


2 582 441 731 


903 416 322 




06 03


HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT


212 105 039 


27 367 732 


480 000 


480 000 


212 585 039 


27 847 732 




 



Title 06 — Total




2 867 047 650 




1 003 284 934 




144 000 




144 000 




2 867 191 650 




1 003 428 934 






CHAPTER 06 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA











Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




06 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA






06 01 01






Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area




5.2


40 868 495 


 


40 868 495 






06 01 02






External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area






06 01 02 01


External personnel


5.2


2 325 880 


 


2 325 880 




06 01 02 11


Other management expenditure


5.2


2 232 988 


 


2 232 988 




 



Article 06 01 02 — Subtotal



 


4 558 868 


 


4 558 868 






06 01 03






Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area




5.2


2 645 371 


 


2 645 371 






06 01 04






Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area






06 01 04 01


Support expenditure for Connecting Europe Facility (CEF) — Transport


1.1


2 895 000 


 


2 895 000 




 



Article 06 01 04 — Subtotal



 


2 895 000 


 


2 895 000 






06 01 05






Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area






06 01 05 01


Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020


1.1


5 612 344 


 


5 612 344 




06 01 05 02


External personnel implementing research and innovation programmes — Horizon 2020


1.1


2 768 667 


 


2 768 667 




06 01 05 03


Other management expenditure for research and innovation programmes — Horizon 2020


1.1


891 638 


– 336 000 


555 638 




 



Article 06 01 05 — Subtotal



 


9 272 649 


– 336 000 


8 936 649 






06 01 06






Executive agencies






06 01 06 01


Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF)


1.1


12 260 497 


 


12 260 497 




06 01 06 02


Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF)


1.1


p.m.


 


p.m.




 



Article 06 01 06 — Subtotal



 


12 260 497 


 


12 260 497 




 



Chapter 06 01 — Total



 



72 500 880 




– 336 000 




72 164 880 








                                    06 01 05Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area



                                 06 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




891 638 


– 336 000 


555 638 





Remarks

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 06 03.
TITLE 08

RESEARCH AND INNOVATION













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






08 01


ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA


319 266 491 


319 266 491 


– 144 000 


– 144 000 


319 122 491 


319 122 491 




08 02


HORIZON 2020 — RESEARCH


5 034 148 618 


3 129 233 075 


–15 996 970 


–15 996 970 


5 018 151 648 


3 113 236 105 




08 03


EURATOM PROGRAMME — INDIRECT ACTIONS


140 512 000 


102 676 396 


 


 


140 512 000 


102 676 396 




08 04


ITER PROGRAMME


720 917 805 


556 101 060 


 


 


720 917 805 


556 101 060 




08 05


RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 08 — Total




6 214 844 914 




4 107 277 022 




–16 140 970 




–16 140 970 




6 198 703 944 




4 091 136 052 






CHAPTER 08 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA











Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




08 01


ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA






08 01 01






Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area




5.2


8 393 529 


 


8 393 529 






08 01 02






External personnel and other management expenditure of the ‘Research and innovation’ policy area






08 01 02 01


External personnel


5.2


278 259 


 


278 259 




08 01 02 11


Other management expenditure


5.2


383 826 


 


383 826 




 



Article 08 01 02 — Subtotal



 


662 085 


 


662 085 






08 01 03






Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area




5.2


543 304 


 


543 304 






08 01 05






Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area






08 01 05 01


Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020


1.1


106 740 801 


 


106 740 801 




08 01 05 02


External personnel implementing research and innovation programmes — Horizon 2020


1.1


24 484 000 


 


24 484 000 




08 01 05 03


Other management expenditure for research and innovation programmes — Horizon 2020


1.1


37 628 811 


– 144 000 


37 484 811 




08 01 05 11


Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme


1.1


11 607 000 


 


11 607 000 




08 01 05 12


External personnel implementing research and innovation programmes — Euratom Programme


1.1


932 000 


 


932 000 




08 01 05 13


Other management expenditure for research and innovation programmes — Euratom Programme


1.1


4 413 000 


 


4 413 000 




08 01 05 21


Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme


1.1


5 128 000 


 


5 128 000 




08 01 05 22


External personnel implementing research and innovation programmes — ITER programme


1.1


133 000 


 


133 000 




08 01 05 23


Other management expenditure for research and innovation programmes — ITER programme


1.1


1 846 000 


 


1 846 000 




 



Article 08 01 05 — Subtotal



 


192 912 612 


– 144 000 


192 768 612 






08 01 06






Executive agencies






08 01 06 01


European Research Council Executive Agency — Contribution from Horizon 2020


1.1


39 415 000 


 


39 415 000 




08 01 06 02


Research Executive Agency — Contribution from Horizon 2020


1.1


56 369 001 


 


56 369 001 




08 01 06 03


Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020


1.1


19 055 000 


 


19 055 000 




08 01 06 04


Innovation and Networks Executive Agency — Contribution from Horizon 2020


1.1


1 915 960 


 


1 915 960 




 



Article 08 01 06 — Subtotal



 


116 754 961 


 


116 754 961 




 



Chapter 08 01 — Total



 



319 266 491 




– 144 000 




319 122 491 








                                    08 01 05Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area



                                 08 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




37 628 811 


– 144 000 


37 484 811 





Remarks


Former Item 08 01 05 03 (in part)

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
This appropriation is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 08 02.

CHAPTER 08 02 —   HORIZON 2020 — RESEARCH














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 02


HORIZON 2020 — RESEARCH






08 02 01






Excellent science






08 02 01 01


Strengthening frontier research in the European Research Council


1.1


1 641 772 694 


19 785 657 


 


 


1 641 772 694 


19 785 657 




08 02 01 02


Strengthening research in future and emerging technologies


1.1


p.m.


p.m.


 


 


p.m.


p.m.




08 02 01 03


Strengthening European research infrastructures, including e-infrastructures


1.1


171 632 176 


309 837 


 


 


171 632 176 


309 837 




 



Article 08 02 01 — Subtotal



 


1 813 404 870 


20 095 494 


 


 


1 813 404 870 


20 095 494 






08 02 02






Industrial leadership






08 02 02 01


Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing


1.1


460 847 841 


42 681 808 


 


 


460 847 841 


42 681 808 




08 02 02 02


Enhancing access to risk finance for investing in research and innovation


1.1


384 814 753 


326 766 435 


–21 250 000 


–21 250 000 


363 564 753 


305 516 435 




08 02 02 03


Increasing innovation in small and medium-sized enterprises (SMEs)


1.1


33 663 565 


3 067 854 


 


 


33 663 565 


3 067 854 




 



Article 08 02 02 — Subtotal



 


879 326 159 


372 516 097 


–21 250 000 


–21 250 000 


858 076 159 


351 266 097 






08 02 03






Societal challenges






08 02 03 01


Improving lifelong health and wellbeing


1.1


545 411 715 


40 118 438 


 


 


545 411 715 


40 118 438 




08 02 03 02


Securing sufficient supplies of safe, healthy and high quality food and other bio-based products


1.1


204 041 869 


22 468 062 


–2 269 271 


 


201 772 598 


22 468 062 




08 02 03 03


Making the transition to a reliable, sustainable and competitive energy system


1.1


278 434 628 


28 655 994 


 


 


278 434 628 


28 655 994 




08 02 03 04


Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless


1.1


394 541 594 


8 086 531 


 


 


394 541 594 


8 086 531 




08 02 03 05


Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials


1.1


271 940 800 


2 478 694 


 


 


271 940 800 


2 478 694 




08 02 03 06


Fostering inclusive, innovative and reflective European societies


1.1


193 407 483 


17 625 757 


–59 383 672 


 


134 023 811 


17 625 757 




 



Article 08 02 03 — Subtotal



 


1 887 778 089 


119 433 476 


–61 652 943 


 


1 826 125 146 


119 433 476 






08 02 04






Science with and for society — Spreading excellence and widening participation






08 02 04 01


Science with and for society


1.1


p.m.


p.m.


p.m.


p.m.


p.m.


p.m.




08 02 04 02


Spreading excellence and widening participation


1.1


—


—


66 905 973 


5 253 030 


66 905 973 


5 253 030 




 



Article 08 02 04 — Subtotal



 


p.m.


p.m.


66 905 973 


5 253 030 


66 905 973 


5 253 030 






08 02 05






Horizontal activities of Horizon 2020




1.1


p.m.


p.m.


 


 


p.m.


p.m.






08 02 07






Joint Undertakings






08 02 07 31


Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure


1.1


490 000 


490 000 


 


 


490 000 


490 000 




08 02 07 32


Innovative Medicines Initiative 2 Joint Undertaking (IMI2)


1.1


207 300 000 


16 600 000 


 


 


207 300 000 


16 600 000 




08 02 07 33


Bio-Based Industries Joint Undertaking (BBI) — Support expenditure


1.1


977 500 


977 500 


 


 


977 500 


977 500 




08 02 07 34


Bio-Based Industries Joint Undertaking (BBI)


1.1


50 000 000 


p.m.


 


 


50 000 000 


p.m.




08 02 07 35


Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure


1.1


1 225 333 


1 225 333 


 


 


1 225 333 


1 225 333 




08 02 07 36


Clean Sky 2 Joint Undertaking (Clean Sky 2)


1.1


100 000 000 


13 000 000 


 


 


100 000 000 


13 000 000 




08 02 07 37


Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure


1.1


292 667 


292 667 


 


 


292 667 


292 667 




08 02 07 38


Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2)


1.1


93 354 000 


p.m.


 


 


93 354 000 


p.m.




 



Article 08 02 07 — Subtotal



 


453 639 500 


32 585 500 


 


 


453 639 500 


32 585 500 






08 02 50






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development






08 02 50 01


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




08 02 50 02


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 08 02 50 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






08 02 51






Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013)




1.1


p.m.


2 568 132 885 


 


 


p.m.


2 568 132 885 






08 02 52






Completion of previous research framework programmes — Indirect action (prior to 2007)




1.1


p.m.


16 232 123 


 


 


p.m.


16 232 123 






08 02 77






Pilot projects and preparatory actions






08 02 77 01


Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming


2


p.m.


125 000 


 


 


p.m.


125 000 




08 02 77 02


Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union


4


—


112 500 


 


 


—


112 500 




 



Article 08 02 77 — Subtotal



 


p.m.


237 500 


 


 


p.m.


237 500 




 



Chapter 08 02 — Total



 



5 034 148 618 




3 129 233 075 




–15 996 970 




–15 996 970 




5 018 151 648 




3 113 236 105 






Remarks

Horizon 2020 is the Union’s new funding programme for research and innovation. It covers the period between 2014 and 2020 and brings together all existing Union research and innovation funding, including the Framework Programme for Research, the innovation related activities of the Competitiveness and Innovation Framework Programme and the European Institute of Innovation and Technology (EIT). The Euratom Research and Training Programme (2014-2018), based on the Euratom Treaty, is also an integral part of Horizon 2020. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.



                                    08 02 02Industrial leadership



Remarks

This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.

                                 08 02 02 02Enhancing access to risk finance for investing in research and innovation










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




384 814 753 


326 766 435 


–21 250 000 


–21 250 000 


363 564 753 


305 516 435 





Remarks


New item

Access to risk finance activity will set up two financial facilities, namely a debt facility and an equity facility, in order to help remedy the current market deficiencies in accessing risk finance for research and innovation. The goal of the debt facility is to improve access to debt financing for public and private entities and public-private partnerships engaged in research and innovation activities requiring riskier investments. The goal of the equity facility is in particular to contribute to overcoming the deficiencies of the European venture capital market and provide equity and quasi-equity to cover the development and financing needs of innovating enterprises from the early stage (including seed stage and technology transfer), so that they can grow and expand. In addition to these financial facilities to be implemented in complementarity with Cosme’s facilities as far as support to SMEs is concerned, a set of accompanying measures, such as support to investment-readiness schemes, will be provided.
Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6 3 4 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(2)(b) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).



                                    08 02 03Societal challenges



Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

                                 08 02 03 02Securing sufficient supplies of safe, healthy and high quality food and other bio-based products










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




204 041 869 


22 468 062 


–2 269 271 


 


201 772 598 


22 468 062 





Remarks


New item

This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted.
Part of the appropriations will be used to fund a project on Aquaponics for sustainable, smart and inclusive growth.
Aquaponics is considered a new revolution in food production. Aquaponics is a sustainable food production model, based on the basic principle of organic farming, which combines hydroponics (growing plants in sand, gravel or water) and aquaculture (fish farming). The idea is to combine these two techniques into a single system, so as to reinforce the positive effects of each technique and cancel each other’s negative ones.
The major benefits of aquaponics are:






—


water recycling and reuse,










—


high productivity (measured in terms of quantity/space),










—


small environmental footprint.




There are several aquaponics production systems to produce plants and fish. All systems operate on the same principles, however, they are extremely flexible in both their opportunities and in their design. The main challenge is to find the right balance between the fish population, the nutrients brought, the bacterial population and food produced. Research and development is needed to further find this right balance.
Still marginal in Europe, the potential of this culture system has already convinced many countries. Aquaponics is gaining popularity because of its benefits. More and more people are beginning to realise the immense potential of this technique. Entrepreneurs, innovators and producers are getting into aquaponics.
This food production technique can bring several benefits: strengthen the local food systems, addressing the issue of health and food safety; create employment opportunities, reduce the environmental impact, reduce dependence on imports, provide education and training, to stimulate industry, reducing the carbon footprint.
The project is fully in line with the aim of the Europe 2020 strategy. It intends to contribute to a sustainable, smart and inclusive growth in Union and international development context.
The overall objective is to facilitate the emergence of an innovative, resource efficient and more competitive food production system that combines food security and the sustainable use of resources while ensuring environmental protection.
As part of its efforts to improve food security the Union promotes aquaculture as a means to increase food availability, access to food, jobs and income, including within Horizon 2020. Aquaponics is one of the sustainable ways to achieve this.
Research and innovation in aquaponics at the Union level will support the development of a new industrial sector, opening prospects for new business, associations of actors in the aquaculture and horticultural sectors and the creation of dynamic short circuits in rural and urban areas. In addition aquaponics can contribute to strengthening and transforming communities (e.g. neighbourhoods, hospitals, prisons, nursing homes) and be a catalyst for social innovation.
Further research and innovation in this field may enable Europe to play an important role in the global bio-economy. It can make Europe more present on the international scene with regards to innovative, sustainable and competitive food production systems.
This project is based on a multidimensional approach that takes into account:






—


the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production,










—


the inclusion of nutrition,










—


the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space,










—


protecting the environment,










—


the importance of market development,










—


the organisational and social innovation,










—


utility organisations’ and companies’ social and solidarity economy,










—


social inclusion and education,










—


the need for creating new skills and new jobs with the aim of modernising labour markets,










—


the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making),










—


the importance attached by the Union to territorial cohesion and integrated territorial approach,










—


a European context marked by the emergence of a policy of sustainable cities,










—


the importance attached by the Union to develop an economy based on knowledge.




The project aims at being cross-regional, multi-disciplinary and cross-disciplinary. Activities shall include:






—


making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission,










—


creating a ‘Community of Practice’ that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted.




Support should be provided for this Technology Platform to:






—


identify areas of further need for research and innovation,










—


coordinate the establishment of collaborative innovation pilot projects,










—


increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned,










—


ensure the creation and maintenance of a resources centre for dissemination of knowledge and results.





Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(b) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

                                 08 02 03 06Fostering inclusive, innovative and reflective European societies










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




193 407 483 


17 625 757 


–59 383 672 


 


134 023 811 


17 625 757 





Remarks


New item

The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation, promoting coherent and effective cooperation with third countries and developing an understanding of Europe's intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today.
Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services – CESES – and its member associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new Financial Regulation, including CESES contributions in kind to EU projects.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).



                                    08 02 04Science with and for society — Spreading excellence and widening participation



                                 08 02 04 01Science with and for society










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


p.m.


p.m.


p.m.


p.m.





Remarks


Former Article 08 02 04

The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility.
The focus of activities shall be to: make scientific and technological careers attractive to young students, foster sustainable interaction between schools, research institutions, industry and civil society organisations; promote gender equality in the content and design of research activities; integrating society in science and innovation issues, policies and activities in order to integrate citizens' interests and values and to increase the quality, relevance, social acceptability and sustainability of research and innovation outcomes in various fields of activity from social innovation to areas such as biotechnology and nanotechnology; encouraging citizens to engage in science through formal and informal science education; developing the accessibility and the use of the results of publicly-funded research; developing the governance for the advancement of responsible research and innovation by all which is sensitive to society needs and demands; promote an ethics framework for research and innovation; taking due and proportional precautions in research and innovation activities by anticipating and assessing potential environmental, health and safety impacts; improving knowledge on science communication in order to improve the quality and effectiveness of interactions between scientists, general media and the public.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(5) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

                                 08 02 04 02Spreading excellence and widening participation










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


—


66 905 973 


5 253 030 


66 905 973 


5 253 030 





Remarks


New Item

The aim is to fully exploit the potential of Europe's talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the activities proposed will contribute to strengthening the European Research Area.The activities will focus on: teaming of excellent research institutions and low performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ‘ERA Chairs’, a Policy Support Facility (PSF) to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks and strengthening the administrative and operational capacity of transnational networks of National Contact Points, including through training.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(4) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).
TITLE 09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






09 01


ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA


123 643 356 


123 643 356 


 


 


123 643 356 


123 643 356 




09 02


REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA


18 026 948 


17 844 948 


 


 


18 026 948 


17 844 948 




09 03


CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS


83 915 000 


16 083 423 


 


 


83 915 000 


16 083 423 




09 04


HORIZON 2020


1 411 814 619 


803 557 373 


 


p.m.


1 411 814 619 


803 557 373 




 



Title 09 — Total




1 637 399 923 




961 129 100 



 



p.m.




1 637 399 923 




961 129 100 






CHAPTER 09 04 —   HORIZON 2020














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 04


HORIZON 2020






09 04 01






Excellent science






09 04 01 01


Strengthening research in future and emerging technologies


1.1


246 003 372 


10 300 623 


–6 921 885 


 


239 081 487 


10 300 623 




09 04 01 02


Strengthening European research infrastructure, including e-infrastructure


1.1


96 956 907 


2 101 017 


 


 


96 956 907 


2 101 017 




 



Article 09 04 01 — Subtotal



 


342 960 279 


12 401 640 


–6 921 885 


 


336 038 394 


12 401 640 






09 04 02






Industrial leadership






09 04 02 01


Leadership in information and communications technology


1.1


720 260 961 


44 192 289 


 


 


720 260 961 


44 192 289 




 



Article 09 04 02 — Subtotal



 


720 260 961 


44 192 289 


 


 


720 260 961 


44 192 289 






09 04 03






Societal challenges






09 04 03 01


Improving lifelong health and well-being


1.1


131 580 377 


11 991 283 


 


 


131 580 377 


11 991 283 




09 04 03 02


Fostering inclusive, innovative and reflective European societies


1.1


77 973 002 


505 313 


–39 856 714 


 


38 116 288 


505 313 




09 04 03 03


Fostering secure European societies


None


 


 


46 778 599 


p.m.


46 778 599 


p.m.




 



Article 09 04 03 — Subtotal



 


209 553 379 


12 496 596 


6 921 885 


p.m.


216 475 264 


12 496 596 






09 04 07






Joint Undertakings






09 04 07 31


Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure


1.1


540 000 


540 000 


 


 


540 000 


540 000 




09 04 07 32


Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL)


1.1


135 000 000 


33 750 000 


 


 


135 000 000 


33 750 000 




 



Article 09 04 07 — Subtotal



 


135 540 000 


34 290 000 


 


 


135 540 000 


34 290 000 






09 04 50






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development






09 04 50 01


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




09 04 50 02


Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 09 04 50 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






09 04 51






Completion of the Seventh Framework Programme (2007 to 2013)




1.1


p.m.


618 054 637 


 


 


p.m.


618 054 637 






09 04 52






Completion of previous research framework programmes (prior to 2007)




1.1


—


p.m.


 


 


—


p.m.






09 04 53






Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP)






09 04 53 01


Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013)


1.1


p.m.


80 372 211 


 


 


p.m.


80 372 211 




09 04 53 02


Completion of previous information and communication technologies programmes (prior to 2007)


1.1


—


p.m.


 


 


—


p.m.




 



Article 09 04 53 — Subtotal



 


p.m.


80 372 211 


 


 


p.m.


80 372 211 






09 04 77






Pilots projects and preparatory actions






09 04 77 01


Pilot project — Open Knowledge Technologies: Mapping and validating knowledge


1.1


1 500 000 


750 000 


 


 


1 500 000 


750 000 




09 04 77 02


Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks


1.1


1 000 000 


500 000 


 


 


1 000 000 


500 000 




09 04 77 03


Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers


1.1


1 000 000 


500 000 


 


 


1 000 000 


500 000 




 



Article 09 04 77 — Subtotal



 


3 500 000 


1 750 000 


 


 


3 500 000 


1 750 000 




 



Chapter 09 04 — Total



 



1 411 814 619 




803 557 373 



 



p.m.




1 411 814 619 




803 557 373 






Remarks

These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period.
Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of the Union and ensuring optimum use thereof.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Item 09 04 50 01.
Administrative appropriations of this chapter will be provided under Article 09 01 05.



                                    09 04 01Excellent science



Remarks

This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.

                                 09 04 01 01Strengthening research in future and emerging technologies










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




246 003 372 


10 300 623 


–6 921 885 


 


239 081 487 


10 300 623 





Remarks


New item

The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society.
Activities under the ‘Future and Emerging Technologies’ specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(1)(b) thereof.



                                    09 04 03Societal challenges



Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

                                 09 04 03 02Fostering inclusive, innovative and reflective European societies










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




77 973 002 


505 313 


–39 856 714 


 


38 116 288 


505 313 





Remarks


New item

The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies.
Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis, learning and inclusion.
ICT-enabled public sector innovation refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change as well as cross-border innovation measures or seamless delivery of public services.
The aim of the second challenge is ‘to contribute to an understanding of Europe’s intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today’.
The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe.
The fourth challenge is to get the elderly (aged 65 and above), the unemployed and low educated, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and homeless to fully participate in society. Activities focus on empowering them with the necessary digital skills and providing them with access to digital technologies.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.
TITLE 10

DIRECT RESEARCH













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






10 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA


353 845 000 


353 845 000 


–5 253 030 


–5 253 030 


348 591 970 


348 591 970 




10 02


HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES


33 556 000 


27 860 506 


 


 


33 556 000 


27 860 506 




10 03


EURATOM PROGRAMME — DIRECT ACTIONS


10 455 000 


9 530 479 


 


 


10 455 000 


9 530 479 




10 04


OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE


p.m.


p.m.


 


 


p.m.


p.m.




10 05


HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY


26 999 000 


29 000 000 


 


 


26 999 000 


29 000 000 




 



Title 10 — Total




424 855 000 




420 235 985 




–5 253 030 




–5 253 030 




419 601 970 




414 982 955 






CHAPTER 10 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA











Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




10 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA






10 01 05






Support expenditure for research and innovation programmes in the ‘Direct research’ policy area






10 01 05 01


Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020


1.1


138 577 000 


–1 877 000 


136 700 000 




10 01 05 02


External personnel implementing Research and Innovation programmes — Horizon 2020


1.1


32 731 000 


– 331 000 


32 400 000 




10 01 05 03


Other management expenditure for research and innovation programmes — Horizon 2020


1.1


59 870 000 


–1 706 030 


58 163 970 




10 01 05 04


Other expenditure for new major research infrastructures — Horizon 2020


1.1


3 339 000 


–1 339 000 


2 000 000 




10 01 05 11


Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme


1.1


56 275 000 


 


56 275 000 




10 01 05 12


External personnel implementing research and innovation programmes — Euratom programme


1.1


10 699 000 


 


10 699 000 




10 01 05 13


Other management expenditure for research and innovation programmes — Euratom Programme


1.1


38 707 000 


 


38 707 000 




10 01 05 14


Other expenditure for new major research infrastructures — Euratom Programme


1.1


13 647 000 


 


13 647 000 




 



Article 10 01 05 — Subtotal



 


353 845 000 


–5 253 030 


348 591 970 




 



Chapter 10 01 — Total



 



353 845 000 




–5 253 030 




348 591 970 








                                    10 01 05Support expenditure for research and innovation programmes in the ‘Direct research’ policy area



Remarks

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of work for third parties carried out by the Joint Research Centre.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
The appropriations could be supplemented by appropriations that the Joint Research Centre will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of:






—


activities carried out following grant or procurement procedures,










—


activities on behalf of third parties,










—


activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services.




2013 appropriations from items in Article 10 01 05 automatically carried forward to 2014 will be booked onto the three Horizon 2020 items in this Article.

                                 10 01 05 01Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




138 577 000 


–1 877 000 


136 700 000 





Remarks


Former Item 10 01 05 01 (in part)

This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre implementing research and innovation programmes — Horizon 2020, and in particular:






—


direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre,










—


indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis.




Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.

                                 10 01 05 02External personnel implementing Research and Innovation programmes — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




32 731 000 


– 331 000 


32 400 000 





Remarks


Former Item 10 01 05 02 (in part)

This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.

                                 10 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




59 870 000 


–1 706 030 


58 163 970 





Remarks


Former Item 10 01 05 03 (in part)

This appropriation is intended to cover:






—


staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc.,










—


expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes:






—


expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc.,










—


expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc.,










—


expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc.,










—


IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc.,










—


non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04.








The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.

                                 10 01 05 04Other expenditure for new major research infrastructures — Horizon 2020







Budget 2014


Amending budget No 1/2014


New amount




3 339 000 


–1 339 000 


2 000 000 





Remarks


New item

This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.
TITLE 21

DEVELOPMENT AND COOPERATION













Title
Chapter


Heading


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






21 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DEVELOPMENT AND COOPERATION’ POLICY AREA


385 388 840 


385 388 840 


 


 


385 388 840 


385 388 840 




21 02


DEVELOPMENT COOPERATION INSTRUMENT (DCI)


2 260 039 588 


1 638 168 193 


 


 


2 260 039 588 


1 638 168 193 




21 03


EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)


2 132 480 712 


1 388 280 950 


 


 


2 132 480 712 


1 388 280 950 




21 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS


132 782 020 


87 115 739 


p.m.


p.m.


132 782 020 


87 115 739 




21 05


INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS


82 255 223 


47 337 395 


p.m.


p.m.


82 255 223 


47 337 395 




21 06


INSTRUMENT FOR NUCLEAR SAFETY COOPERATION (INSC)


29 346 872 


54 564 789 


 


 


29 346 872 


54 564 789 




21 07


THE EUROPEAN UNION-GREENLAND PARTNERSHIP


24 569 471 


18 924 882 


 


 


24 569 471 


18 924 882 




21 08


DEVELOPMENT AND COOPERATION WORLDWIDE


36 988 018 


22 815 000 


 


 


36 988 018 


22 815 000 




21 09


COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT (ICI+) PROGRAMME


—


15 724 201 


 


 


—


15 724 201 




 



Title 21 — Total




5 083 850 744 




3 658 319 989 




p.m.




p.m.




5 083 850 744 




3 658 319 989 






CHAPTER 21 04 —   EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS






21 04 01






Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms




4


132 782 020 


3 815 739 


 


 


132 782 020 


3 815 739 






21 04 51






Completion of the European Instrument for Democracy and Human Rights (prior to 2014)




4


—


83 300 000 


 


 


—


83 300 000 






21 04 77






Pilot projects and preparatory actions






21 04 77 01


Preparatory action — Establish a conflict-prevention network


4


—


—


 


 


—


—




21 04 77 02


Pilot project — Civil Society Forum EU-Russia


4


—


—


p.m.


p.m.


p.m.


—




21 04 77 03


Pilot project — Funding for victims of torture


4


—


—


p.m.


p.m.


p.m.


p.m.




 



Article 21 04 77 — Subtotal



 


—


—


p.m.


p.m.


p.m.


p.m.




 



Chapter 21 04 — Total



 



132 782 020 




87 115 739 




p.m.




p.m.




132 782 020 




87 115 739 








                                    21 04 77Pilot projects and preparatory actions



                                 21 04 77 02Pilot project — Civil Society Forum EU-Russia










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


—


p.m.


p.m.


p.m.


—





Remarks


Former Article 19 04 06

This item is intended to cover commitments remaining to be settled from previous years under the pilot project

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 21 04 77 03Pilot project — Funding for victims of torture










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


—


p.m.


p.m.


p.m.


p.m.





Remarks


Former Article 19 04 07

This item is intended to cover commitments remaining to be settled from previous years under the pilot project.

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

Reference acts

Council Directive 2003/9/EC of 27 January 2003 laying down minimum standards for the reception of asylum seekers (OJ L 3l, 6.2.2003, p. 18).
Conclusions of the Council of the European Union, 2865th External Relations Council meeting, Luxembourg, 29 April 2009.
Charter of Fundamental Rights of the European Union (OJ C 83, 30.3.2010, p. 389).

CHAPTER 21 05 —   INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS














Title
Chapter
Article
Item


Heading


FF


Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 05


INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS






21 05 01






Global and trans-regional security threats




4


82 255 223 


4 031 479 


 


 


82 255 223 


4 031 479 






21 05 51






Completion of actions in the area of global threats to security (prior to 2014)




4


—


42 810 916 


 


 


—


42 810 916 






21 05 77






Pilot projects and preparatory actions






21 05 77 01


Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat


4


—


495 000 


 


 


—


495 000 




21 05 77 02


Preparatory action — Emergency response to the financial and economic crisis in developing countries


4


—


—


p.m.


p.m.


p.m.


p.m.




 



Article 21 05 77 — Subtotal



 


—


495 000 


p.m.


p.m.


p.m.


495 000 




 



Chapter 21 05 — Total



 



82 255 223 




47 337 395 




p.m.




p.m.




82 255 223 




47 337 395 








                                    21 05 77Pilot projects and preparatory actions



                                 21 05 77 02Preparatory action — Emergency response to the financial and economic crisis in developing countries










Budget 2014


Amending budget No 1/2014


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


—


p.m.


p.m.


p.m.


p.m.





Remarks


Former Article 19 06 08

This item is intended to cover commitments remaining to be settled from previous years under the preparatory action.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

STAFF


Bodies set up by the European Union and having legal personality


European Joint Undertakings

Single European Sky Air Traffic Management Research 2 Joint Undertaking (SESAR2) (1)












Function group and grade


Posts




2014


2013




Authorised under the Union budget


Actually filled as at 31 December 2012


Authorised under the Union budget




Permanent


Temporary


Permanent


Temporary


Permanent


Temporary






AD 16


 


 


 


 


 


 




AD 15


 


 


 


 


 


 




AD 14


 


1 


 


1 


 


1 




AD 13


 


 


 


 


 


 




AD 12


 


4 


 


4 


 


4 




AD 11


 


 


 


 


 


1 




AD 10


 


5 


 


5 


 


3 




AD 9


 


 


 


 


 


 




AD 8


 


5 


 


5 


 


6 




AD 7


 


4 


 


4 


 


4 




AD 6


 


4 


 


4 


 


4 





AD 5



 



10 



 



10 



 



10 





AD total


 


33 


 


33 


 


33 






AST 11


 


 


 


 


 


 




AST 10


 


 


 


 


 


 




AST 9


 


 


 


 


 


 




AST 8


 


 


 


 


 


 




AST 7


 


1 


 


1 


 


1 




AST 6


 


 


 


 


 


 




AST 5


 


1 


 


1 


 


1 




AST 4


 


 


 


 


 


 




AST 3


 


2 


 


2 


 


2 




AST 2


 


 


 


 


 


 




AST 1


 


2 


 


2 


 


2 




AST total


 


6 


 


6 


 


6 






AST/SC 6
AST/SC 5
AST/SC 4
AST/SC 3
AST/SC 2
AST/SC 1


 


 


 


 


 


 




AST/SC total


 


 


 


 


 


 







Grand total



 



39 



 



39 



 



39 








Total staff




39 




39 




39 






S 03 02 08 - Shift to Rail (S2R)












Function group and grade


Posts




2014


2014




Budget 2014


Draft amending budget No 1/2014


Revised Budget 2014




Permanent


Temporary


Permanent


Temporary


Permanent


Temporary






AD 16


 


 


 


 


 


 




AD 15


 


 


 


 


 


 




AD 14


 


 


 


1 


 


1 




AD 13


 


 


 


 


 


 




AD 12


 


 


 


 


 


 




AD 11


 


 


 


 


 


 




AD 10


 


 


 


 


 


 




AD 9


 


 


 


1 


 


1 




AD 8


 


 


 


 


 


 




AD 7


 


 


 


 


 


 




AD 6


 


 


 


 


 


 





AD 5



 


 


 


 


 


 




AD total


 


 


 


2 


 


2 






AST 11


 


 


 


 


 


 




AST 10


 


 


 


 


 


 




AST 9


 


 


 


 


 


 




AST 8


 


 


 


 


 


 




AST 7


 


 


 


 


 


 




AST 6


 


 


 


 


 


 




AST 5


 


 


 


 


 


 




AST 4


 


 


 


 


 


 




AST 3


 


 


 


 


 


 




AST 2


 


 


 


 


 


 




AST 1


 


 


 


 


 


 




AST total


 


 


 


 


 


 






AST/SC 6
AST/SC 5
AST/SC 4
AST/SC 3
AST/SC 2
AST/SC 1


 


 


 


 


 


 




AST/SC total


 


 


 


 


 


 







Grand total



 


 


 



2 



 



2 








Total staff



 



2 




2 





Recruitment of staff for the Shift to Rail Joint Undertaking is subject to the adoption of the new legal basis setting up the Shift to Rail Joint Undertaking.


(1)  Awaiting the adoption of the new legal basis for the Single European Sky Air Traffic Management Research 2 Joint Undertaking (COM(2013) 503 final), which will replace and succeed the Single European Sky Air Traffic Management Research Joint Undertaking, the establishment plan covers the phasing out of the Single European Sky Air Traffic Management Research Joint Undertaking. Recruitment of staff for the Single European Sky Air Traffic Management Research 2 Joint Undertaking is subject to the adoption of the new legal basis.