P7_TA(2014)0355 Undertakings for collective investment in transferable securities (UCITS V) ***I European Parliament legislative resolution of 15 April 2014 on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions (COM(2012)0350 — C7-0178/2012 — 2012/0168(COD)) P7_TC1-COD(2012)0168 Position of the European Parliament adopted at first reading on 15 April 2014 with a view to the adoption of Directive 2014/…/EU of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions
Date: 2014-04-15
Institutions: Committee on Economic and Monetary Affairs, Committee on Legal Affairs, European Parliament
Subjects: administrative sanction, approximation of laws, financial legislation, financial management, holding company, investment company, market supervision, remuneration of work, right of establishment, securities








C_2017443EN.01020301.xml










22.12.2017   


EN


Official Journal of the European Union


C 443/203





P7_TA(2014)0355
Undertakings for collective investment in transferable securities (UCITS V) ***I
European Parliament legislative resolution of 15 April 2014 on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions (COM(2012)0350 — C7-0178/2012 — 2012/0168(COD))
(Ordinary legislative procedure: first reading)
(2017/C 443/36)

The European Parliament,






—


having regard to the Commission proposal to Parliament and the Council (COM(2012)0350),










—


having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0178/2012),










—


having regard to Article 294(3) of the Treaty on the Functioning of the European Union,










—


having regard to the opinion of the European Central Bank of 11 January 2013 (1),










—


having regard to the undertaking given by the Council representative by letter of 19 March 2014 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,










—


having regard to Rule 55 of its Rules of Procedure,










—


having regard to the report of the Committee on Economic and Monetary Affairs (A7-0125/2013),












1.


Adopts its position at first reading hereinafter set out (2);












2.


Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text;












3.


Instructs its President to forward its position to the Council, the Commission and the national parliaments.






(1)  OJ C 96, 4.4.2013, p. 18.

(2)  This position replaces the amendments adopted on 3 July 2013 (Texts adopted P7_TA(2013)0309).


P7_TC1-COD(2012)0168
Position of the European Parliament adopted at first reading on 15 April 2014 with a view to the adoption of Directive 2014/…/EU of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Directive 2014/91/EU.)