2014/65/EU, Euratom: Definitive adoption of Amending budget No 8 of the European Union for the financial year 2013
Date: 2013-11-19
Institutions: European Parliament
Subjects: adoption of the budget, amending budget, budgetary resources, financial year, general budget (EU)




L_2014049EN.01001301.xml










19.2.2014   


EN


Official Journal of the European Union


L 49/13








            DEFINITIVE ADOPTION
         
of Amending budget No 8 of the European Union for the financial year 2013
(2014/65/EU, Euratom)


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and Article 314(9) thereof,


Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),


Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (2),


Having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (3),


Having regard to Draft amending budget No 8 of the European Union for the financial year 2013, which the Commission drew up on 25 September 2013,


Having regard to the position on Draft amending budget No 8/2013, which the Council adopted on 30 October 2013,


Having regard to Rules 75b and 75e of Parliament's Rules of Procedure,


Having regard to Parliament's approval of 19 November 2013 of the Council position,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 8 of the European Union for the financial year 2013 has been definitively adopted.




Done at Strasbourg, 19 November 2013.


The President

M. SCHULZ
            





(1)  
            OJ L 298, 26.10.2012, p. 1.

(2)  
            OJ C 139, 14.6.2006, p. 1.

(3)  
            OJ L 66, 8.3.2013






AMENDING BUDGET No 8 FOR THE FINANCIAL YEAR 2013

CONTENTS

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION


Section III: Commission






— Expenditure
18








— Title 02: Enterprise
20








— Title 04: Employment and social affairs
40








— Title 05: Agriculture and rural development
47








— Title 07: Environment and climate action
58








— Title 08: Research
65








— Title 09: Communications networks, content and technology
83








— Title 10: Direct research
96








— Title 11: Maritime affairs and fisheries
102








— Title 12: Internal market
109








— Title 13: Regional policy
112








— Title 14: Taxation and customs union
124








— Title 15: Education and culture
130








— Title 18: Home affairs
141








— Title 19: External relations
156








— Title 20: Trade
187








— Title 21: Development and relations with african, caribbean and pacific (ACP) states
190








— Title 22: Enlargement
197








— Title 23: Humanitarian aid
202








— Title 26: Commission's administration
206








— Title 29: Statistics
209








— Title 40: Reserves
212




GENERAL STATEMENT OF REVENUE






A. Introduction and financing of the general budget
215








B. General statement of revenue by budget heading
227








— Revenue
227








— Title 1: Own resources
228










             
         


SECTION III


COMMISSION


EXPENDITURE













Title


Heading


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


555 684 796 


428 350 972 


 


 


555 684 796 


428 350 972 




02


ENTERPRISE


1 157 245 386 


1 304 818 477 


 


71 296 862 


1 157 245 386 


1 376 115 339 




03


COMPETITION


92 219 149 


92 219 149 


 


 


92 219 149 


92 219 149 




04


EMPLOYMENT AND SOCIAL AFFAIRS


12 214 158 933 


12 593 728 861 


 


1 149 922 345 


12 214 158 933 


13 743 651 206 




05


AGRICULTURE AND RURAL DEVELOPMENT


58 851 894 643 


56 734 357 629 


 


161 000 000 


58 851 894 643 


56 895 357 629 




06


MOBILITY AND TRANSPORT


1 740 800 530 


983 961 494 


 


 


1 740 800 530 


983 961 494 




07


ENVIRONMENT AND CLIMATE ACTION


498 383 275 


397 680 274 


 


6 496 799 


498 383 275 


404 177 073 




08


RESEARCH


6 901 336 033 


5 088 171 210 


 


143 771 762 


6 901 336 033 


5 231 942 972 




09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY


1 810 829 637 


1 466 740 211 


 


40 965 000 


1 810 829 637 


1 507 705 211 




 



40 01 40, 40 02 41




391 985 




391 985 



 


 



391 985 




391 985 





 


 


1 811 221 622 


1 467 132 196 


 


 


1 811 221 622 


1 508 097 196 




10


DIRECT RESEARCH


424 319 156 


416 522 703 


 


2 797 440 


424 319 156 


419 320 143 




11


MARITIME AFFAIRS AND FISHERIES


919 262 394 


708 756 335 


 


54 514 603 


919 262 394 


763 270 938 




 



40 01 40, 40 02 41




115 220 000 




113 885 651 



 



–43 695 651 




115 220 000 




70 190 000 





 


 


1 034 482 394 


822 641 986 


 


10 818 952 


1 034 482 394 


833 460 938 




12


INTERNAL MARKET


103 313 472 


101 433 656 


 


504 538 


103 313 472 


101 938 194 




 



40 02 41




3 000 000 




3 000 000 



 


 



3 000 000 




3 000 000 





 


 


106 313 472 


104 433 656 


 


 


106 313 472 


104 938 194 




13


REGIONAL POLICY


43 792 849 672 


41 405 215 843 


 


2 012 460 268 


43 792 849 672 


43 417 676 111 




14


TAXATION AND CUSTOMS UNION


144 620 394 


121 807 617 


 


5 420 038 


144 620 394 


127 227 655 




15


EDUCATION AND CULTURE


2 829 575 587 


2 497 061 739 


 


67 493 938 


2 829 575 587 


2 564 555 677 




16


COMMUNICATION


265 992 159 


252 703 941 


 


 


265 992 159 


252 703 941 




17


HEALTH AND CONSUMER PROTECTION


634 370 124 


598 986 674 


 


 


634 370 124 


598 986 674 




18


HOME AFFAIRS


1 227 109 539 


857 143 815 


 


49 252 413 


1 227 109 539 


906 396 228 




 



40 01 40, 40 02 41




111 280 000 




66 442 946 



 


 



111 280 000 




66 442 946 





 


 


1 338 389 539 


923 586 761 


 


 


1 338 389 539 


972 839 174 




19


EXTERNAL RELATIONS


5 001 226 243 


3 231 193 639 


 


61 543 662 


5 001 226 243 


3 292 737 301 




20


TRADE


107 473 453 


103 477 972 


 


699 360 


107 473 453 


104 177 332 




21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


1 571 699 626 


1 227 715 563 


 


7 692 957 


1 571 699 626 


1 235 408 520 




22


ENLARGEMENT


1 091 261 928 


905 504 113 


 


7 692 958 


1 091 261 928 


913 197 071 




23


HUMANITARIAN AID


917 322 828 


858 578 994 


 


120 910 054 


917 322 828 


979 489 048 




24


FIGHT AGAINST FRAUD


75 427 800 


69 443 664 


 


 


75 427 800 


69 443 664 




 



40 01 40




3 929 200 




3 929 200 



 


 



3 929 200 




3 929 200 





 


 


79 357 000 


73 372 864 


 


 


79 357 000 


73 372 864 




25


COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE


193 336 661 


194 086 661 


 


 


193 336 661 


194 086 661 




26


COMMISSION'S ADMINISTRATION


1 030 021 548 


1 019 808 608 


 


3 496 799 


1 030 021 548 


1 023 305 407 




27


BUDGET


142 450 570 


142 450 570 


 


 


142 450 570 


142 450 570 




28


AUDIT


11 879 141 


11 879 141 


 


 


11 879 141 


11 879 141 




29


STATISTICS


82 071 571 


113 760 614 


 


1 000 000 


82 071 571 


114 760 614 




 



40 01 40, 40 02 41




51 900 000 




7 743 254 



 


 



51 900 000 




7 743 254 





 


 


133 971 571 


121 503 868 


 


 


133 971 571 


122 503 868 




30


PENSIONS AND RELATED EXPENDITURE


1 399 471 000 


1 399 471 000 


 


 


1 399 471 000 


1 399 471 000 




31


LANGUAGE SERVICES


396 815 433 


396 815 433 


 


 


396 815 433 


396 815 433 




32


ENERGY


738 302 781 


814 608 051 


 


 


738 302 781 


814 608 051 




33


JUSTICE


218 238 524 


184 498 972 


 


 


218 238 524 


184 498 972 




40


RESERVES


1 049 836 185 


275 393 036 


 


–43 695 651 


1 049 836 185 


231 697 385 




 



Total




148 190 800 171 




136 998 346 631 



 



3 925 236 145 




148 190 800 171 




140 923 582 776 





 




Of which Reserves: 40 01 40, 40 02 41






285 721 185 






195 393 036 




 




–43 695 651 






285 721 185 






151 697 385 







TITLE 02


ENTERPRISE














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






02 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE’ POLICY AREA


 


120 830 851 


120 830 851 


 


 


120 830 851 


120 830 851 




02 02


COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP


 


223 790 000 


207 453 070 


 


18 652 433 


223 790 000 


226 105 503 




02 03


INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES


 


46 500 000 


31 389 364 


 


891 684 


46 500 000 


32 281 048 




02 04


COOPERATION — SPACE AND SECURITY


1


754 424 535 


564 607 908 


 


44 759 147 


754 424 535 


609 367 055 




02 05


EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)


1


11 700 000 


380 537 284 


 


6 993 598 


11 700 000 


387 530 882 




 



Title 02 — Total



 



1 157 245 386 




1 304 818 477 



 



71 296 862 




1 157 245 386 




1 376 115 339 






CHAPTER 02 02 — COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 02


COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP






02 02 01






Competitiveness and Innovation Framework Programme — Entrepreneurship and Innovation Programme




1.1


161 500 000 


154 019 206 


 


14 980 794 


161 500 000 


169 000 000 






02 02 02






Supplementing the work on competitiveness, innovation and entrepreneurship






02 02 02 01


Support to the EU-Japan Centre for Industrial Cooperation and membership to international study groups


1.1


2 290 000 


1 877 996 


 


 


2 290 000 


1 877 996 




02 02 02 02


Completing and supplementing the work on the programme for enterprise and entrepreneurship, particularly for small and medium-sized enterprises (SMEs)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 02 02 02 — Subtotal



 


2 290 000 


1 877 996 


 


 


2 290 000 


1 877 996 






02 02 03






Improving the business environment for small and medium-sized enterprises (SMEs)






02 02 03 01


Pilot project — Consolidation of the internal market — Pilot project for cooperation and cluster-building among small and medium-sized enterprises (SMEs)


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 03 02


Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 03 04


Pilot project — Erasmus for Young Entrepreneurs


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 03 05


Preparatory action — Erasmus for Young Entrepreneurs


1.1


p.m.


1 500 000 


 


 


p.m.


1 500 000 




02 02 03 06


Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 02 02 03 — Subtotal



 


p.m.


1 500 000 


 


 


p.m.


1 500 000 






02 02 04






Small Business Act




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 02 07






Pilot project — Actions in connection with the textile and footwear sector




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 02 08






Action related to tourism






02 02 08 01


Preparatory action — European Destinations of Excellence


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 08 02


Preparatory action — Sustainable tourism


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 02 08 03


Preparatory action — Social tourism in Europe


1.1


p.m.


700 000 


 


 


p.m.


700 000 




02 02 08 04


Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products


1.1


2 000 000 


1 520 000 


 


 


2 000 000 


1 520 000 




02 02 08 05


Preparatory action — Tourism and accessibility for all


1.1


1 000 000 


1 000 000 


 


 


1 000 000 


1 000 000 




 



Article 02 02 08 — Subtotal



 


3 000 000 


3 220 000 


 


 


3 000 000 


3 220 000 






02 02 09






Preparatory action — The European Union assuming its role in a globalised world




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 02 10






Preparatory action — Euromed innovation entrepreneurs for change




1.1


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






02 02 11






Preparatory action — GMES operational services




1.1


p.m.


1 350 000 


 


 


p.m.


1 350 000 






02 02 12






Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union




1.1


p.m.


286 000 


 


 


p.m.


286 000 






02 02 13






Preparatory action — Opportunities for internationalisation of small and medium-sized enterprises (SMEs)




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 02 15






European Earth monitoring programme (GMES)




1.1


55 000 000 


43 399 868 


 


3 671 639 


55 000 000 


47 071 507 






02 02 16






Pilot project — European rare earth competency network




1.1


p.m.


300 000 


 


 


p.m.


300 000 






02 02 17






Pilot project — Development of the European ‘creative districts’




3.2


p.m.


500 000 


 


 


p.m.


500 000 




 



Chapter 02 02 — Total



 



223 790 000 




207 453 070 



 



18 652 433 




223 790 000 




226 105 503 








                                    02 02 01Competitiveness and Innovation Framework Programme — Entrepreneurship and Innovation Programme












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




161 500 000 


154 019 206 


 


14 980 794 


161 500 000 


169 000 000 





Remarks

The aim of this appropriation is to foster the competitiveness of enterprises and in particular small and medium-sized enterprises (SMEs), to promote innovation, including eco-innovation, and to support enterprise and innovation-related economic and administrative reform.
The implemented measures shall be, in particular:






—


networks bringing together a variety of stakeholders,










—


market replication, projects and other measures to support the take-up of innovation,










—


policy analyses, development and coordination with participating countries,










—


information sharing, dissemination and awareness raising,










—


support to joint actions of Member States or regions,




and other measures encompassed in the Competitiveness and Innovation Framework Programme.
The Union will provide support to activities such as the Enterprise Europe Network, innovation and entrepreneurship promotion. It will also support eco-innovation projects concerned with the first applications or market replication of innovative or eco-innovative techniques, products or practices of Union relevance which have already been technically demonstrated with success but, owing to residual risk, have not yet significantly penetrated the market. These will be designed to promote their broader utilisation within the participating countries and facilitate their market uptake.
As the ‘Erasmus for Young Entrepreneurs’ preparatory action, expires in 2011 and will be integrated in the new multiannual financial framework only as of 2014, its continuation needs financing for the years 2012 and 2013. The programme aims at fostering European entrepreneurship, the sharing of knowledge and best practices as well as the creation of valuable networks and partnerships. Part of this appropriation should be used to ensure the smooth functioning and continuation of ‘Erasmus for Young Entrepreneurs’ through the CIP's Entrepreneurship and Innovation Programme until the new financial framework is put in place.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The proposed action aims at developing and testing innovation support services for European knowledge-based start-up companies which make use of the extended networks of European expatriates in science and business in the Silicon Valley. Young companies shall thus realise faster market access and growth overseas while creating high-value added jobs in Europe. This requires coordinated action of European innovation support providers. The action shall therefore ultimately explore the feasibility of a joint ‘European Innovation Centre’ in an innovation hot spot. This centre shall link official representations (chambers of commerce, consulates and industry representations), innovation support providers for European start-ups with European entrepreneurs and scientists that chose to live and work in the Silicon Valley for better coordinated support to potential high-growth companies.

Target groups

Central to this action is the development and piloting of novel services which facilitate fast growth and access to capital for young knowledge-based companies by combining the networks of European expatriate entrepreneurs and researchers in the Silicon Valley with the services of regional / national innovation support agencies in Europe.
One knowledge based young company from each Member State shall be invited to test the services, to establish own networks in the Silicon Valley ecosystem and to feed-back experience and advice on the future design of such services.
Innovation agencies in the Member States are invited to select the young companies and to accompany the project contributing their expertise in the support of young companies. Agencies with offices in the Silicon Valley shall be invited to contribute to the design and provision of services in particular the provision of office space for the European young companies.
Networks of expatriate entrepreneurs and researchers (1) shall be invited to contribute to the training and networking of European young companies and co-design innovation support services targeted at young knowledge-based companies.

Proposed activities







(1)


Two workshops or conferences (one in the United States, one in Europe) which bring together European innovation support providers with expatriate scientists or entrepreneurs to further develop an approach for a joint delivery of support to young companies with growth potential.










(2)


An accompanying study evaluating the expectations and experience of knowledge-based young companies as well as of expat networks participating.










(3)


The design and delivery of specific support services for a group of 27 knowledge-based young companies with growth potential from all Member States. These services shall include the organisation of sector specific networking and training events in the Silicon Valley.










(4)


A final conference with stakeholders from the European Parliament, the Commission services, young companies benefiting from pilot action, representatives of the expatriates’ networks and innovation support agencies.










(5)


Specific communication actions related to the action.




A suitable platform for the proposed action is the ProInno Europe/Europe Innova initiative established by the Directorate-General for Enterprise and Industry to facilitate policy development and joint service provision of regional and national innovation agencies.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
In addition, part of this appropriation is intended to finance a Young Innovators Mobility (YIM) action. It is generally recognised that professional mobility is essential to the development of a versatile workforce, to a sense of European citizenship, and to reinforcing Europe's competitiveness. Innovative ideas should not stop at national borders, they should grow through cross-fertilisation, testing and validation within the widest European pool of talent, facilities, infrastructure and financing. Just as European students benefit from the mobility experience of the Erasmus programme, young researchers from the Marie Curie actions, and young entrepreneurs from Erasmus for Entrepreneurs, young innovators too deserve the opportunity for cross-border mobility to the benefit of innovation in Europe. Existing mobility programmes do not match the scope covered by the YIM action, which focuses on the Innovation process of developing new early-stage ideas into demonstrators. For instance, this project differentiates itself from Erasmus for Young Entrepreneurs which is mainly a business exchange programme focussed on the post-innovation stage, enabling new entrepreneurs to learn or improve their business-related skills. By combining the benefits of mobility, the need to narrow the innovation gap and the need to change the mindset to promote innovation, the proposal for a YIM action constitutes a concrete step towards the implementation of the Europe 2020 Strategy for growth and jobs and the ‘Innovation Union’ as well as ‘Youth on the Move’ flagship initiatives in particular.
The YIM action aims to support a minimum of 100 young innovators. YIM would operate as a borderless mobility and innovation residency programme, enabling young (25 to 36 years old) and potential innovators (18 to 24 years old) to work on their own early-stage idea as a ‘young innovator in residence’ at a host organisation which could be a large or small company, start-up, laboratory, university, institute, government agency or NGO.

Legal basis

Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (OJ L 310, 9.11.2006, p. 15).



                                    02 02 15European Earth monitoring programme (GMES)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




55 000 000 


43 399 868 


 


3 671 639 


55 000 000 


47 071 507 





Remarks

The aim of this appropriation is to:






—


enable initial operations of GMES services, tailored to the needs of users,










—


contribute to ensuring availability of the observation infrastructure necessary to enable the GMES services,










—


create opportunities for increased private sector usage of information sources, thereby facilitating innovation by value-adding service providers.




In particular, development of Earth monitoring-based services plays a key role in enhancing competitiveness and innovation in industries in this sector and in the downstream markets. Sustainable provision of Earth monitoring-related services in Europe still requires consistent public intervention. This is not only because of market failures in answering diverse public needs but also because the downstream market is a non-mature market relying heavily on public funding and whose development has, until today, been significantly curbed by uncertainties about the affordability and long-term availability of the basic services and the data they build upon. Achievement of the specific objectives outlined above will therefore contribute to growth and job creation in an innovative sector, the downstream segment which is composed mainly of small and medium-sized enterprises. These services will facilitate access to key data required in policy formulation at Union, national, regional and local level in fields such as agriculture, forest monitoring, water management, transport, urban planning, climate change and many others. This appropriation also covers implementation of delegation agreements, including the operating costs incurred by entities to which the Commission delegates tasks for the GMES programme, pursuant to Article 4 of Regulation (EU) No 911/2010 and Article 54 of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.

Legal basis

Regulation (EU) No 911/2010 of the European Parliament and of the Council of 22 September 2010 on the European Earth monitoring programme (GMES) and its initial operations (2011 to 2013) (OJ L 276, 20.10.2010, p. 1).

Reference acts

Commission Decision 2010/67/EU of 5 February 2010 setting up the GMES Partners Board (OJ L 35, 6.2.2010, p. 23).

CHAPTER 02 03 — INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 03


INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES






02 03 01






Operation and development of the internal market, particularly in the fields of notification, certification and sectoral approximation




1.1


19 300 000 


14 260 576 


 


227 292 


19 300 000 


14 487 868 






02 03 03






European Chemicals Agency — Chemicals legislation






02 03 03 01


European Chemicals Agency — Chemicals legislation — Contribution to Titles 1 and 2


1.1


p.m.


p.m.


 


 


p.m.


p.m.




02 03 03 02


European Chemicals Agency — Chemicals legislation — Contribution to Title 3


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 02 03 03 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






02 03 04






Standardisation and approximation of legislation






02 03 04 01


Support to standardisation activities performed by CEN, Cenelec and ETSI


1.1


23 500 000 


16 061 895 


 


664 392 


23 500 000 


16 726 287 




02 03 04 02


Support to organisations representing SMEs and societal stakeholders in standardisation activities


1.1


3 700 000 


691 893 


 


 


3 700 000 


691 893 




 



Article 02 03 04 — Subtotal



 


27 200 000 


16 753 788 


 


664 392 


27 200 000 


17 418 180 






02 03 05






Preparatory action — RECAP: recycling at local scale of internal plastic scrap created by major Union polymer converting regions




2


p.m.


375 000 


 


 


p.m.


375 000 




 



Chapter 02 03 — Total



 



46 500 000 




31 389 364 



 



891 684 




46 500 000 




32 281 048 








                                    02 03 01Operation and development of the internal market, particularly in the fields of notification, certification and sectoral approximation












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 300 000 


14 260 576 


 


227 292 


19 300 000 


14 487 868 





Remarks

This appropriation is intended to cover expenditure on actions to improve the operation of the internal market:






—


approximation of standards, and introduction of an information system for technical standards and regulations,










—


financing of administrative and technical coordination and of cooperation between the notified bodies,










—


examination of the rules notified by Member States and the EFTA States and translation of the draft technical regulations,










—


application of Union legislation on medical devices, cosmetics, foodstuffs, textile products, medicinal products, chemicals, classification and labelling of substances and preparations, cars and safety, and the quality of the environment,










—


greater sectoral approximation in the fields of application of the ‘new approach’ directives, especially the extension of the ‘new approach’ to other sectors,










—


implementation measures for Regulation (EC) No 765/2008, both for the infrastructures and market surveillance,










—


implementation measures for Regulation (EC) No 764/2008, for procedures relating to the application of certain national technical rules to products lawfully marketed in another Member State,










—


implementation measures for Directive 2009/43/EC simplifying terms and conditions of transfers of defence-related products within the Union,










—


organisation of partnerships with the Member States, support for administrative cooperation between the authorities responsible for implementing the legislation on the internal market and for market surveillance,










—


grants in support of projects of Union interest undertaken by outside bodies,










—


information and publicity measures, greater awareness of Union legislation,










—


implementation of the strategic programme on the internal market and market monitoring,










—


grants in support of the European Technical Approval Organisation (EOTA),










—


grants to the Council of Europe in the framework of the Convention on the Elaboration of a European Pharmacopoeia,










—


participation in the negotiation of agreements on mutual recognition and, under European agreements, support for the associate countries to allow them to adopt the acquis of the Union.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Task resulting from the Commission's prerogatives at institutional level, as provided for in Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).
Council Directive 76/768/EEC of 27 July 1976 on the approximation of the laws of the Member States relating to cosmetic products (OJ L 262, 27.9.1976, p. 169).
Council Directive 85/374/EEC of 25 July 1985 on the approximation of the laws, regulations and administrative provisions of the Member States concerning liability for defective products (OJ L 210, 7.8.1985, p. 29).
Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices (OJ L 189, 20.7.1990, p. 17).
Council Directive 91/477/EEC of 18 June 1991 on control of the acquisition and possession of weapons (OJ L 256, 13.9.1991, p. 51).
Council Decision (8300/92) of 21 September 1992 authorising the Commission to negotiate agreements between the Community and certain non-member countries on mutual recognition.
Council Directive 93/5/EEC of 25 February 1993 on assistance to the Commission and cooperation by the Member States in the scientific examination of questions relating to food (OJ L 52, 4.3.1993, p. 18).
Council Directive 93/7/EEC of 15 March 1993 on the return of cultural objects unlawfully removed from the territory of a MemberState (OJ L 74, 27.3.1993, p. 74).
Council Regulation (EEC) No 793/93 of 23 March 1993 on the evaluation and control of the risks of existing substances (OJ L 84, 5.4.1993, p. 1).
Council Directive 93/15/EEC of 5 April 1993 on the harmonization of the provisions relating to the placing on the market and supervision of explosives for civil uses (OJ L 121, 15.5.1993, p. 20).
Council Directive 93/42/EEC of 14 June 1993 concerning medical devices (OJ L 169, 12.7.1993, p. 1).
Council Decision 93/465/EEC of 22 July 1993 concerning the modules for the various phases of the conformity assessment procedures and the rules for the affixing and use of the CE conformity marking, which are intended to be used in the technical harmonisation directives (OJ L 220, 22.7.1993, p. 23).
Council Decision 94/358/EC of 16 June 1994 accepting, on behalf of the European Community, the Convention on the elaboration of a European Pharmacopoeia (OJ L 158, 25.6.1994, p. 17).
Directive 96/100/EC of the European Parliament and of the Council of 17 February 1997 amending the Annex to Directive 93/7/EEC on the return of cultural objects unlawfully removed from the territory of a MemberState (OJ L 60, 1.3.1997, p. 59).
Council Decision (8453/97) confirming the Article 113 Committee's interpretation of the Council decision of 21 September 1992 giving the Commission directives for the negotiation of European conformity assessment agreements.
Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 envisaging an information procedure in the field of the technical standards and regulations (OJ L 204, 21.7.1998, p. 37).
Directive 98/48/EC of the European Parliament and of the Council of 20 July 1998 amending Directive 98/34/EC laying down a procedure for the provision of information in the field of technical standards and regulations (OJ L 217, 5.8.1998, p. 18).
Directive 98/79/EC of the European Parliament and of the Council of 27 October 1998 on in vitro diagnostic medical devices (OJ L 331, 7.12.1998, p. 1).
Directives of the European Parliament and of the Council implementing the new approach in certain sectors such as machinery, electromagnetic compatibility, radio equipment and telecommunications terminal equipment, low tension electrical equipment, personal protective equipment, lifts, explosive atmospheres, medical devices, toys, pressure equipment, gas appliances, construction, the interoperability of the rail system, recreational craft, tyres, motor vehicle emissions, explosives, pyrotechnic articles, etc.
Council Directives adopted for the removal of technical barriers to trade in areas not covered by the ‘new approach’.
Council Regulation (EC) No 2679/98 of 7 December 1998 on the functioning of the internal market in relation to the free movement of goods among the Member States (OJ L 337, 12.12.1998, p. 8).
Directive 1999/4/EC of the European Parliament and of the Council of 22 February 1999 relating to coffee extracts and chicory extracts (OJ L 66, 13.3.1999, p. 26).
Council Directive 1999/36/EC of 29 April 1999 on transportable pressure equipment (OJ L 138, 1.6.1999, p. 20).
Directive 1999/45/EC of the European Parliament and the Council of 31 May 1999 on the approximation of the laws, regulations and administrative provisions of the Member States relating to the classification, packaging and labelling of dangerous preparations (OJ L 200, 30.7.1999, p. 1).
Directive 2000/9/EC of the European Parliament and of the Council of 20 March 2000 relating to cableway installations designed to carry persons (OJ L 106, 3.5.2000, p. 21).
Directive 2000/14/EC of the European Parliament and of the Council of 8 May 2000 on the approximation of the laws of the Member States relating to the noise emission in the environment by equipment for use outdoors (OJ L 162, 3.7.2000, p. 1).
Directive 2000/35/EC of the European Parliament and of the Council of 29 June 2000 on combating late payment in commercial transactions (OJ L 200, 8.8.2000, p. 35).
Council Regulation (EC) No 2580/2000 of 20 November 2000 amending Regulation (EC) No 3448/93 laying down the trade arrangements applicable to certain goods resulting from the processing of agricultural products (OJ L 298, 25.11.2000, p. 5).
Directive 2001/82/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to veterinary medicinal products (OJ L 311, 28.11.2001, p. 1).
Directive 2001/83/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to medicinal products for human use (OJ L 311, 28.11.2001, p. 67).
Directive 2002/95/EC of the European Parliament and of the Council of 27 January 2003 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (OJ L 37, 13.2.2003, p. 19).
Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003 on waste electrical and electronic equipment (WEEE) (OJ L 37, 13.2.2003, p. 24).
Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European Cooperative Society (SCE) (OJ L 207, 18.8.2003, p. 1).
Regulation (EC) No 2003/2003 of the European Parliament and of the Council of 13 October 2003 relating to fertilisers (OJ L 304, 21.11.2003, p. 1).
Directive 2003/102/EC of the European Parliament and of the Council of 17 November 2003 relating to the protection of pedestrians and other vulnerable road users before and in the event of a collision with a motor vehicle and amending Council Directive 70/156/EEC (OJ L 321, 6.12.2003, p. 15).
Regulation (EC) No 273/2004 of the European Parliament and of the Council of 11 February 2004 on drug precursors (OJ L 47, 18.2.2004, p. 1).
Directive 2004/9/EC of the European Parliament and of the Council of 11 February 2004 on the inspection and verification of good laboratory practice (GLP) (codified version) (OJ L 50, 20.2.2004, p. 28).
Directive 2004/10/EC of the European Parliament and of the Council of 11 February 2004 on the harmonisation of laws, regulations and administrative provisions relating to the application of the principles of good laboratory practice and the verification of their applications for tests on chemical substances (codified version) (OJ L 50, 20.2.2004, p. 44).
Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (OJ L 136, 30.4.2004, p. 1).
Regulation (EC) No 648/2004 of the European Parliament and of the Council of 31 March 2004 on detergents (OJ L 104, 8.4.2004, p. 1).
Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC (OJ L 396, 30.12.2006, p. 1).
Directive 2007/23/EC of the European Parliament and of the Council of 23 May 2007 on the placing on the market of pyrotechnic articles (OJ L 154, 14.6.2007, p. 1).
Regulation (EC) No 764/2008 of the European Parliament and of the Council of 9 July 2008 laying down procedures relating to the application of certain national technical rules to products lawfully marketed in another MemberState (OJ L 218, 13.8.2008, p. 21).
Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation and market surveillance relating to the marketing of products (OJ L 218, 13.8.2008, p. 30).
Decision No 768/2008/EC of the European Parliament and of the Council of 9 July 2008 on a common framework for the marketing of products and repealing Council Decision 93/465/EEC (OJ L 218, 13.8.2008, p. 82).
Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 (OJ L 353, 31.12.2008, p. 1).
Directive 2009/43/EC of the European Parliament and of the Council of 6 May 2009 simplifying terms and conditions of transfers of defence-related products within the Community (OJ L 146, 10.6.2009, p. 1).
Directive 2009/125/EC of the European Parliament and of the Council of 21 October 2009 establishing a framework for the setting of ecodesign requirements for energy-related products (OJ L 285, 31.10.2009, p. 10).
Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products and repealing Council Directive 89/106/EEC (OJ L 88, 4.4.2011, p. 5).
Regulation (EU) No 1007/2011 of the European Parliament and of the Council of 27 September 2011 on textile fibre names and related labelling and marking of the fibre composition of textile products and repealing Council Directive 73/44/EEC and Directives 96/73/EC and 2008/121/EC of the European Parliament and of the Council (OJ L 272, 18.10.2011, p. 1).



                                    02 03 04Standardisation and approximation of legislation



                                 02 03 04 01Support to standardisation activities performed by CEN, Cenelec and ETSI










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




23 500 000 


16 061 895 


 


664 392 


23 500 000 


16 726 287 





Remarks


Former Article 02 03 04

In accordance with the general aim of maintaining the proper functioning of the internal market and the competitiveness of European industry, in particular through the mutual recognition of standards and the establishment of European standards in suitable cases, this appropriation is intended to cover:






—


financial obligations arising from contracts to be signed with the European standardisation organisations (such as ETSI, CEN and Cenelec), for the development of standards,










—


checking and certifying conformity with the standards, and demonstration projects,










—


contract expenditure for the execution of the programme and projects indicated above. The contracts in question cover the following: research, association, evaluation, technical operations, coordination, scholarships, grants, training and mobility of scientific staff, participation in international agreements and participation in expenditure on equipment,










—


improving the performance of standards bodies,










—


promoting quality in standardisation, and the verification thereof,










—


supporting the transposition of European standards into national standards, particularly by having them translated,










—


measures relating to information, promotion and profile-raising of standardisation and the promotion of European interests in international standardisation,










—


secretarial services for the technical committees,










—


technical projects in the field of tests for compliance with the standards,










—


programmes of cooperation with and assistance to third countries,










—


carrying out the work needed to apply international information technology standards uniformly throughout the Union,










—


specifying methods of certification and laying down technical methods of certification,










—


encouraging use of these standards in public procurement contracts,










—


coordinating the various operations to prepare the standards and doing more to implement them (user guides, demonstrations, etc.).




Union finance is to be used to frame and implement the standardisation operation in consultation with the main participants: industry, workers’ representatives, consumers, small and medium-sized enterprises, the national and European standardisation institutions, the public procurement agencies in the Member States, all users and industrial policymakers at national and Union levels.
In the case of IT equipment, and in support of interoperability, specific provisions are included in Council Decision 87/95/EEC of 22 December 1986 on standardization in the field of information technology and telecommunications (OJ L 36, 7.2.1987, p. 31) requiring Member States to ensure that, in public procurement orders, reference is made to European or international standards.

Legal basis

Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 laying down a procedure for the provision of information in the field of technical standards and regulations and of rules on Information Society services (OJ L 204, 21.7.1998, p. 37).
Decision No 1673/2006/EC of the European Parliament and of the Council of 24 October 2006 on the financing of European standardisation (OJ L 315, 15.11.2006, p. 9).
Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (OJ L 316, 14.11.2012, p. 12).

                                 02 03 04 02Support to organisations representing SMEs and societal stakeholders in standardisation activities










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




3 700 000 


691 893 


 


 


3 700 000 


691 893 





Remarks


New item

This appropriation is intended to cover the costs of the functioning and activities of European non-governmental and non-profit organisations representing the interests of SMEs and consumers, as well as environmental and social interests, in standardisation activities.
Such representation in the standardisation process at European level forms part of the statutory objectives of such organisations, and they have been mandated by national non-profit organisations in at least two thirds of the Member States to represent those interests.
Contributions to such European organisations have previously been covered by the Competitiveness and Innovation Programme, the consumer policy and the Financial Instrument for the environment, LIFE +. In the recent proposal for a regulation on European standardisation, the Commission proposed to bring together in a single legal act the actions in the field of standardisation financed by specific programmes.

Legal basis

Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (OJ L 310, 9.11.2006, p. 15).
Decision No 1926/2006/EC of the European Parliament and of the Council of 18 December 2006 establishing a programme of Community action in the field of consumer policy (2007-2013) (OJ L 404, 30.12.2006, p. 39).
Regulation (EC) No 614/2007 of the European Parliament and of the Council of 23 May 2007 concerning the Financial Instrument for the Environment (LIFE +) (OJ L 149, 9.6.2007, p. 17).
Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (OJ L 316, 14.11.2012, p. 12).

CHAPTER 02 04 — COOPERATION — SPACE AND SECURITY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 04


COOPERATION — SPACE AND SECURITY






02 04 01






Security and space research






02 04 01 01


Space research


1.1


312 710 000 


271 517 662 


 


13 287 956 


312 710 000 


284 805 618 




02 04 01 02


Security research


1.1


300 730 000 


186 709 387 


 


17 483 995 


300 730 000 


204 193 382 




02 04 01 03


Research related to transport (Galileo)


1.1


140 984 535 


106 084 333 


 


13 987 196 


140 984 535 


120 071 529 




 



Article 02 04 01 — Subtotal



 


754 424 535 


564 311 382 


 


44 759 147 


754 424 535 


609 070 529 






02 04 02






Preparatory action — Enhancement of European security research




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 04 03






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 04 04






Completion of previous research programmes






02 04 04 01


Completion of programmes (prior to 2003)


1.1


—


p.m.


 


 


—


p.m.




02 04 04 02


Completion of the sixth Community framework programme (2003 to 2006)


1.1


—


296 526 


 


 


—


296 526 




 



Article 02 04 04 — Subtotal



 


—


296 526 


 


 


—


296 526 




 



Chapter 02 04 — Total



 



754 424 535 




564 607 908 



 



44 759 147 




754 424 535 




609 367 055 






Remarks

These remarks are applicable to all the budget headings in this chapter.
These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.
It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Article 02 04 03.



                                    02 04 01Security and space research



                                 02 04 01 01Space research










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




312 710 000 


271 517 662 


 


13 287 956 


312 710 000 


284 805 618 





Remarks

The aim of the actions carried out in this area is to support a European space programme focusing on applications such as GMES (Global Monitoring for Environment and Security) with benefits for citizens and competitiveness of European industry, as well as Strengthening Space Foundations with benefits for the competitiveness of the European space industry specifically. This will contribute to the development of a European space policy, complementing efforts by Member States and by other key players, including the European Space Agency. Space research is expected to contribute significantly to the priorities of the Europe 2020 Strategy, especially with regard to addressing major societal challenges, and contributing to smart and sustainable growth, and innovation.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

                                 02 04 01 02Security research










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




300 730 000 


186 709 387 


 


17 483 995 


300 730 000 


204 193 382 





Remarks

The aim of the actions carried out in this area is to develop the technologies and knowledge for building capabilities with a civil application focus needed to ensure the security of citizens from threats such as terrorism and crime as well as from the impact and consequences of unintended incidents such as natural disasters or industrial accidents; to ensure optimal and concerted use of available and evolving technologies to the benefit of European security while respecting fundamental human rights; and to stimulate cooperation between providers and users of security solutions; through the activities at the same time to reinforce the technology basis of the European security industry and to strengthen its competitiveness. In this regard, special efforts should be made to work towards the development of a European Cyber Security Strategy.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

                                 02 04 01 03Research related to transport (Galileo)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




140 984 535 


106 084 333 


 


13 987 196 


140 984 535 


120 071 529 





Remarks

This appropriation is intended to cover action aimed at developing the European Satellite Navigation System (Galileo) with a view to the next technology generation for all transport modes, including intermodality.
These research measures should aim to contribute to improve transport.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 02 05 — EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 05


EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)






02 05 01






European satellite navigation programmes (EGNOS and Galileo)




1.1


p.m.


368 837 284 


 


6 993 598 


p.m.


375 830 882 






02 05 02






European GNSS Agency






02 05 02 01


European GNSS Agency — Contribution to Titles 1 and 2


1.1


9 337 065 


9 337 065 


 


 


9 337 065 


9 337 065 




02 05 02 02


European GNSS Agency — Contribution to Title 3


1.1


2 362 935 


2 362 935 


 


 


2 362 935 


2 362 935 




 



Article 02 05 02 — Subtotal



 


11 700 000 


11 700 000 


 


 


11 700 000 


11 700 000 




 



Chapter 02 05 — Total



 



11 700 000 




380 537 284 



 



6 993 598 




11 700 000 




387 530 882 








                                    02 05 01European satellite navigation programmes (EGNOS and Galileo)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


368 837 284 


 


6 993 598 


p.m.


375 830 882 





Remarks

The Union contribution to the European GNSS programmes is granted with a view to co-financing:






—


activities related to the finalisation of the development phase,










—


activities related to the deployment phase, covering the construction and the launch of the satellites as well as the complete setting up of the ground infrastructure,










—


the first series of activities related to the launch of the commercial operating phase, which include management of the satellite and ground station infrastructure, on the one hand, and constant maintenance and updating of the system, on the other hand.




In line with the financial statement accompanying the proposal of Regulation (EC) No 683/2008, no commitments are foreseen for the 2013 budget.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Regulation (EC) No 683/2008 of the European Parliament and of the Council of 9 July 2008 on the further implementation of the European satellite navigation programmes (EGNOS and Galileo) (OJ L 196, 24.7.2008, p. 1).

TITLE 04


EMPLOYMENT AND SOCIAL AFFAIRS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






04 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA


 


94 756 546 


94 756 546 


 


 


94 756 546 


94 756 546 




04 02


EUROPEAN SOCIAL FUND


1


11 804 862 310 


12 221 049 142 


 


1 137 508 709 


11 804 862 310 


13 358 557 851 




04 03


WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY


1


79 097 000 


58 354 054 


 


 


79 097 000 


58 354 054 




04 04


EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY


1


122 286 000 


108 376 020 


 


 


122 286 000 


108 376 020 




04 05


EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)


1


p.m.


58 454 161 


 


 


p.m.


58 454 161 




04 06


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT


4


113 157 077 


52 738 938 


 


12 413 636 


113 157 077 


65 152 574 




 



Title 04 — Total



 



12 214 158 933 




12 593 728 861 



 



1 149 922 345 




12 214 158 933 




13 743 651 206 






CHAPTER 04 02 — EUROPEAN SOCIAL FUND














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 02


EUROPEAN SOCIAL FUND






04 02 01






Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)




1.2


p.m.


799 461 133 


 


146 724 713 


p.m.


946 185 846 






04 02 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 03






Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 04






Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 05






Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 06






Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006)




1.2


p.m.


55 024 594 


 


 


p.m.


55 024 594 






04 02 07






Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 08






Completion of EQUAL (2000 to 2006)




1.2


p.m.


7 000 000 


 


 


p.m.


7 000 000 






04 02 09






Completion of previous Community initiative programmes (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 10






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006)




1.2


—


p.m.


 


 


—


p.m.






04 02 11






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000)




1.2


—


—


 


 


—


—






04 02 17






European Social Fund (ESF) — Convergence




1.2


8 354 332 569 


8 471 518 565 


 


566 481 435 


8 354 332 569 


9 038 000 000 






04 02 18






European Social Fund (ESF) — PEACE




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 19






European Social Fund (ESF) — Regional competitiveness and employment




1.2


3 440 529 741 


2 881 544 850 


 


424 302 561 


3 440 529 741 


3 305 847 411 






04 02 20






European Social Fund (ESF) — Operational technical assistance (2007 to 2013)




1.2


10 000 000 


6 500 000 


 


 


10 000 000 


6 500 000 




 



Chapter 04 02 — Total



 



11 804 862 310 




12 221 049 142 



 



1 137 508 709 




11 804 862 310 




13 358 557 851 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.
Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.
Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.
Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.
The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.
Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 16 and 17 December 2005.



                                    04 02 01Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


799 461 133 


 


146 724 713 


p.m.


946 185 846 





Remarks

This appropriation is intended to cover the funding by the ESF of commitments remaining to be settled from the programming period 2000 to 2006.

Legal basis

Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (OJ L 213, 13.8.1999, p. 5).



                                    04 02 17European Social Fund (ESF) — Convergence












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




8 354 332 569 


8 471 518 565 


 


566 481 435 


8 354 332 569 


9 038 000 000 





Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness, employment and social inclusion, as well as protecting and improving the quality of the environment.
The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds’ priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.
Part of this appropriation is intended to support improvements in child care to enable children to live in a family-type setting. This support includes:






—


cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,










—


identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.




Part of this appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.
Part of this appropriation is intended to be used to address the problem of intra-regional disparities and provide specific assistance to people who live in disadvantaged territorial units that constitute pockets of poverty in European regions. This assistance should focus mainly on:






—


integrating communities living in pockets of poverty into the mainstream regional population via civic education, promoting tolerance and cultural understanding,










—


strengthening local authorities with regard to needs assessment, project planning and project implementation,










—


reducing intra-regional economic and social disparities via a temporary set of affirmative actions, focusing on employment and education.




In accordance with article 105a, 1 of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation(EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3 (1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).



                                    04 02 19European Social Fund (ESF) — Regional competitiveness and employment












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




3 440 529 741 


2 881 544 850 


 


424 302 561 


3 440 529 741 


3 305 847 411 





Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness and employment, social inclusion, as well as protecting and improving the quality of the environment.
The ‘Regional competitiveness and employment’ objective shall, outside the least-developed regions, be geared to strengthening regions’ competitiveness and attractiveness as well as employment by anticipating economic and social changes, including those linked to the opening up of trade, through increasing and improving the quality of investment in human capital, innovation and the promotion of the knowledge society, entrepreneurship, the protection and improvement of the environment, and the improvement of accessibility, the adaptability of workers and businesses as well as the development of inclusive job markets. The actions taken under the cohesion policy funds shall respect equal opportunities for women and men.
Part of this appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 04 06 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 06


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT






04 06 01






Instrument for Pre-Accession Assistance (IPA) — Human resources development




4


113 157 077 


52 738 938 


 


12 413 636 


113 157 077 


65 152 574 




 



Chapter 04 06 — Total



 



113 157 077 




52 738 938 



 



12 413 636 




113 157 077 




65 152 574 








                                    04 06 01Instrument for Pre-Accession Assistance (IPA) — Human resources development












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




113 157 077 


52 738 938 


 


12 413 636 


113 157 077 


65 152 574 





Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The human resources development component shall support countries in policy development as well as preparation for the implementation and management of the Union's cohesion policy, in particular in their preparation for the European Social Fund.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation(EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 05


AGRICULTURE AND RURAL DEVELOPMENT














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






05 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


 


133 234 504 


133 234 504 


 


 


133 234 504 


133 234 504 




05 02


INTERVENTIONS IN AGRICULTURAL MARKETS


2


2 773 440 000 


2 772 526 798 


 


 


2 773 440 000 


2 772 526 798 




05 03


DIRECT AIDS


2


40 931 900 000 


40 931 900 000 


 


 


40 931 900 000 


40 931 900 000 




05 04


RURAL DEVELOPMENT


2


14 804 955 797 


12 861 586 520 


 


161 000 000 


14 804 955 797 


13 022 586 520 




05 05


PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT


4


259 328 000 


81 470 000 


 


 


259 328 000 


81 470 000 




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


4


6 629 000 


5 069 602 


 


 


6 629 000 


5 069 602 




05 07


AUDIT OF AGRICULTURAL EXPENDITURE


2


–84 900 000 


–84 900 000 


 


 


–84 900 000 


–84 900 000 




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


2


27 307 342 


33 470 205 


 


 


27 307 342 


33 470 205 




 



Title 05 — Total



 



58 851 894 643 




56 734 357 629 



 



161 000 000 




58 851 894 643 




56 895 357 629 






CHAPTER 05 04 — RURAL DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 04


RURAL DEVELOPMENT






05 04 01






Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006






05 04 01 14


Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 04 02






Rural development financed by the EAGGF Guidance Section — Completion of earlier programmes






05 04 02 01


Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Objective 1 regions (2000 to 2006)


2


p.m.


62 376 271 


 


121 133 000 


p.m.


183 509 271 




05 04 02 02


Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)


2


p.m.


1 423 617 


 


765 485 


p.m.


2 189 102 




05 04 02 03


Completion of earlier programmes in Objectives 1 and 6 regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 04


Completion of earlier programmes in Objective 5b regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 05


Completion of earlier programmes outside Objective 1 regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 06


Completion of Leader (2000 to 2006)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 07


Completion of earlier Community initiatives (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 08


Completion of earlier innovative measures (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 09


Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Operational technical assistance (2000 to 2006)


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 02 — Subtotal



 


p.m.


63 799 888 


 


121 898 485 


p.m.


185 698 373 






05 04 03






Other measures






05 04 03 01


Preparatory action — Union plant and animal genetic resources


2


1 500 000 


750 000 


 


 


1 500 000 


750 000 




05 04 03 02


Plant and animal genetic resources — Completion of earlier measures


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 03 — Subtotal



 


1 500 000 


750 000 


 


 


1 500 000 


750 000 






05 04 04






Transitional instrument for the financing of rural development by the EAGGF Guarantee Section for the new Member States — Completion of programmes (2004 to 2006)




2


p.m.


p.m.


 


 


p.m.


p.m.






05 04 05






Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)






05 04 05 01


Rural development programmes


2


14 788 920 797 


12 787 822 799 


 


39 101 515 


14 788 920 797 


12 826 924 314 




05 04 05 02


Operational technical assistance


2


14 535 000 


8 463 833 


 


 


14 535 000 


8 463 833 




05 04 05 03


Pilot project — Exchange programme for young farmers


2


p.m.


750 000 


 


 


p.m.


750 000 




 



Article 05 04 05 — Subtotal



 


14 803 455 797 


12 797 036 632 


 


39 101 515 


14 803 455 797 


12 836 138 147 




 



Chapter 05 04 — Total



 



14 804 955 797 




12 861 586 520 



 



161 000 000 




14 804 955 797 




13 022 586 520 








                                    05 04 02Rural development financed by the EAGGF Guidance Section — Completion of earlier programmes



Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections, any revenue from which is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Article 21 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.

Legal basis

The following legal basis applies to all lines of this article unless otherwise stated.
Treaty establishing the European Community, and in particular Articles 158, 159 and 161 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1), and in particular Article 39 thereof.

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

                                 05 04 02 01Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Objective 1 regions (2000 to 2006)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


62 376 271 


 


121 133 000 


p.m.


183 509 271 





Remarks

This appropriation is intended to cover EAGGF Guidance Section Objective 1 commitments to be settled from the programming period 2000 to 2006.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

                                 05 04 02 02Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


1 423 617 


 


765 485 


p.m.


2 189 102 





Remarks

The special programme for peace and reconciliation is intended to cover commitments remaining to be settled from the programming period 2000 to 2006.

Legal basis

Commission Decision 1999/501/EC of 1 July 1999 fixing an indicative allocation by Member State of the commitment appropriations for Objective 1 of the Structural Funds for the period 2000 to 2006 (OJ L 194, 27.7.1999, p. 49), and in particular recital 5 thereof.

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999, and in particular paragraph 44(b) thereof.

                                 05 04 02 03Completion of earlier programmes in Objectives 1 and 6 regions (prior to 2000)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the financing of commitments remaining to be settled from previous programming periods in respect of former Objectives 1 and 6.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

                                 05 04 02 04Completion of earlier programmes in Objective 5b regions (prior to 2000)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the financing, by the EAGGF Guidance Section, of commitments remaining to be settled from previous programming periods in respect of former Objective 5b.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

                                 05 04 02 05Completion of earlier programmes outside Objective 1 regions (prior to 2000)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the funding, by the EAGGF Guidance Section, of commitments remaining to be settled from earlier programming periods in respect of former Objective 5a.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

                                 05 04 02 06Completion of Leader (2000 to 2006)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the funding, by the Leader+ Community initiative, of commitments remaining to be settled from the programming period 2000 to 2006.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

Reference acts

Commission notice to the Member States of 14 April 2000 laying down guidelines for the Community initiative for rural development (Leader+) (OJ C 139, 18.5.2000, p. 5).

                                 05 04 02 07Completion of earlier Community initiatives (prior to 2000)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to fund commitments remaining to be settled in respect of Community initiatives which preceded the programming period 2000 to 2006.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

Reference acts

Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning the most remote regions (REGIS II) (OJ C 180, 1.7.1994, p. 44).
Commission notice to Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance in the framework of a Community initiative for rural development (Leader II) (OJ C 180, 1.7.1994, p. 48).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning border development, cross-border cooperation and selected energy networks (Interreg II) (OJ C 180, 1.7.1994, p. 60).
Commission notice to the Member States of 16 May 1995 laying down guidelines for an initiative in the framework of the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (PEACE I) (OJ C 186, 20.7.1995, p. 3).
Commission notice to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community Interreg initiative concerning transnational cooperation on spatial planning (Interreg II C) (OJ C 200, 10.7.1996, p. 23).
Commission communication to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions of 26 November 1997 on the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (1995 to 1999) (PEACE I) (COM(97) 642 final).

                                 05 04 02 08Completion of earlier innovative measures (prior to 2000)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the settlement of commitments entered into, in the course of earlier programming periods, in respect of innovative, preparatory, monitoring or evaluation measures, and any similar technical assistance measures provided for in the regulations concerned.
It also funds amounts outstanding from former multiannual measures, in particular those approved and implemented under the other abovementioned regulations, which are not covered by the priority objectives of the Funds.
This appropriation will where applicable also be used to cover amounts payable in respect of the EAGGF Guidance Section for measures for which the corresponding commitment appropriations are neither available nor provided for in the programming for 2000 to 2006.

Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).

                                 05 04 02 09Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Operational technical assistance (2000 to 2006)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the funding by the EAGGF Guidance Section of commitments remaining to be settled from the programming period 2000 to 2006 for technical assistance measures as provided for by Article 23 of Regulation (EC) No 1260/1999. Technical assistance covered the preparation, monitoring, evaluation, inspection and management required to implement assistance from the EAGGF Guidance Section. It was in particular used for:






—


support expenditure (representation allowances, training, meetings, missions),










—


expenditure on information and publications,










—


expenditure on information and telecommunications technology,










—


contracts for the provision of services,










—


grants.





Legal basis

Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) (OJ L 160, 26.6.1999, p. 80).



                                    05 04 05Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)



Remarks

Any revenue entered in Article 6 7 1 of the general statement of revenue may give rise to the provision of additional appropriations on any line in this article in accordance with Article 21 of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).
Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 (OJ L 95, 5.4.2007, p. 1).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers (OJ L 30, 31.1.2009, p. 16).

                                 05 04 05 01Rural development programmes










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 788 920 797 


12 787 822 799 


 


39 101 515 


14 788 920 797 


12 826 924 314 





Remarks

This appropriation is intended to cover the financing of the 2007 to 2013 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).
Of the total commitment appropriations in this item, an amount of EUR 2 355 300 000 results from the compulsory modulation in conformity with Article 9(1) of Regulation (EC) No 73/2009. In addition, an amount of EUR 347 900 000 results from the voluntary modulation in conformity with Regulation (EC) No 378/2007. Rural development measures under all axes will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies. Member States shall report on action taken on the new challenges in rural development measures, including the milk sector.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).
Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 establishing common rules for direct support schemes under the common agricultural policy and establishing certain support schemes for farmers (OJ L 95, 5.4.2007, p. 1).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers (OJ L 30, 31.1.2009, p. 16).

                                 05 04 05 02Operational technical assistance










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 535 000 


8 463 833 


 


 


14 535 000 


8 463 833 





Remarks

This appropriation is intended to cover technical assistance measures as provided for by Article 66(1) of Regulation (EC) No 1698/2005, and in particular the European Network for Rural Development.
Part of this appropriation is intended to steadily expand the European Rural Solidarity Network, which has been in operation for two years now.






1.



Aim: to create a European area of solidarity, prevention and research







—


Phase 1: consolidating the current solidarity network.










—


Phase 2: expanding the network to offer other European countries the benefits of its expertise in taking preventive action to safeguard agricultural employment and maintain the economic vitality of rural areas. There is an urgent need to share and standardise the comprehensive support schemes already in use and to exchange views on exactly what being ‘in difficulty’ means, with a view to detecting people who are in this situation, using common criteria referred to as ‘alarm signals’. These prevention tools will help newly established support groups to address the problems faced in rural areas more effectively.














2.



Action to be taken: dissemination of prevention tools

The following tools need to be disseminated as widely as possible among European farmers:






—



                                                ‘alarm signals’: the basic preventive self-assessment tool to be used by farmers to assess the difficulties they face. This tool will enable farmers to determine exactly how bad their situation is, so that they can seek the assistance of agencies able to help them out of their difficulties at the earliest possible stage,










—



                                                ‘simplified management tool’: this financial self-assessment tool will enable farmers to assess the financial situation of their farms and to anticipate difficulties, determine how much scope they have for investment or diversification and keep to a pre-established recovery plan. Training in the use of the simplified management tool will be provided by the individual support groups at national level. The training will be targeted at people looking after and supporting farmers in difficulty.









Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).

                                 05 04 05 03Pilot project — Exchange programme for young farmers










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


750 000 


 


 


p.m.


750 000 





Remarks

This pilot project is intended to establish an exchange programme for young farmers, which would allow for cross-border exchanges of best practice in farm management, in particular in relation to the challenges facing European agriculture, in order to aid in the development of Europe's rural areas.
This programme would provide an invaluable opportunity for young farmers to experience at first hand the diverse agricultural realities in the Union by spending time on farms based in a different MemberState. This exchange of knowledge and experience among Europe's young farmers would further equip them to meet the demands of European consumers, to contribute to food security and to address other challenges facing European agriculture such as the use of renewable energies, biodiversity loss and carbon storage.

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

TITLE 07


ENVIRONMENT AND CLIMATE ACTION














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






07 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT AND CLIMATE ACTION’ POLICY AREA


 


97 012 878 


97 012 878 


 


 


97 012 878 


97 012 878 




07 02


GLOBAL ENVIRONMENTAL AND CLIMATE ACTION AFFAIRS


4


3 200 000 


3 121 048 


 


 


3 200 000 


3 121 048 




07 03


DEVELOPMENT AND IMPLEMENTATION OF UNION ENVIRONMENTAL POLICY AND LEGISLATION


2


374 470 397 


275 469 859 


 


6 496 799 


374 470 397 


281 966 658 




07 12


IMPLEMENTATION OF UNION POLICY AND LEGISLATION ON CLIMATE ACTION


2


20 700 000 


19 076 489 


 


 


20 700 000 


19 076 489 




07 13


CLIMATE ACTION MAINSTREAMING AND INNOVATION


2


3 000 000 


3 000 000 


 


 


3 000 000 


3 000 000 




 



Title 07 — Total



 



498 383 275 




397 680 274 



 



6 496 799 




498 383 275 




404 177 073 






CHAPTER 07 03 — DEVELOPMENT AND IMPLEMENTATION OF UNION ENVIRONMENTAL POLICY AND LEGISLATION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




07 03


DEVELOPMENT AND IMPLEMENTATION OF UNION ENVIRONMENTAL POLICY AND LEGISLATION






07 03 01






Completion of measures concerning the protection of forests




2


—


p.m.


 


 


—


p.m.






07 03 03






Completion of LIFE III (Financial Instrument for the Environment — 2000 to 2006) — Projects on Union territory — Part I (nature protection)




2


—


7 709 669 


 


 


—


7 709 669 






07 03 04






Completion of LIFE III (Financial Instrument for the Environment — 2000 to 2006) — Projects on Union territory — Part II (environmental protection)




2


—


889 577 


 


 


—


889 577 






07 03 06






Completion of awareness-raising and other general actions based on the Community action programmes in the field of the environment




2


—


p.m.


 


 


—


p.m.






07 03 07






LIFE + (Financial Instrument for the Environment — 2007 to 2013)




2


325 541 000 


214 071 216 


 


6 496 799 


325 541 000 


220 568 015 






07 03 09






Contribution for the European Environment Agency






07 03 09 01


European Environment Agency — Contribution to Titles 1 and 2


2


22 835 305 


22 835 305 


 


 


22 835 305 


22 835 305 




07 03 09 02


European Environment Agency — Contribution to Title 3


2


12 962 092 


12 962 092 


 


 


12 962 092 


12 962 092 




 



Article 07 03 09 — Subtotal



 


35 797 397 


35 797 397 


 


 


35 797 397 


35 797 397 






07 03 10






Preparatory action — Natura 2000




2


—


—


 


 


—


—






07 03 11






Pilot project — Forest protection and conservation




2


—


—


 


 


—


—






07 03 12






Preparatory action — Future legal basis on harmonised Union forest information




2


p.m.


250 000 


 


 


p.m.


250 000 






07 03 13






Preparatory action — An integrated coastal communication and risk management system




2


—


p.m.


 


 


—


p.m.






07 03 15






Pilot project — Sulphur dioxide and nitrogen oxide emission trading in the Baltic Sea




2


—


—


 


 


—


—






07 03 16






Pilot project — Development of prevention activities to halt desertification in Europe




2


—


p.m.


 


 


—


p.m.






07 03 17






Preparatory action — Climate of the Carpathian basin




2


—


1 200 000 


 


 


—


1 200 000 






07 03 18






Pilot project — Recovery of obsolete vessels not used in the fishing trade




2


—


p.m.


 


 


—


p.m.






07 03 19






Pilot project — Economic loss due to high non-revenue water amounts in cities




2


—


390 000 


 


 


—


390 000 






07 03 21






Pilot project — Certification of low-carbon farming practices




2


—


370 000 


 


 


—


370 000 






07 03 22






Pilot project — Complex research on methods of controlling the spread of ragweed and pollen allergies




2


—


p.m.


 


 


—


p.m.






07 03 24






Pilot project — A European refund system for aluminium beverage cans




2


—


p.m.


 


 


—


p.m.






07 03 25






Completion of development of new policy initiatives




2


—


p.m.


 


 


—


p.m.






07 03 26






Pilot project — Literature review on the potential effects of climate change on drinking water protection areas across the Union and the identification of priorities among different types of drinking water supplies




2


—


185 000 


 


 


—


185 000 






07 03 27






Preparatory action — BEST scheme (voluntary scheme for biodiversity and ecosystem services in the territories of the Union's outermost regions and overseas countries and territories)




2


2 000 000 


2 000 000 


 


 


2 000 000 


2 000 000 






07 03 28






Pilot project — Plastic recycling cycle and marine environmental impact




2


—


325 000 


 


 


—


325 000 






07 03 29






Preparatory action — Development of prevention activities to halt desertification in Europe




2


p.m.


800 000 


 


 


p.m.


800 000 






07 03 30






Pilot project — Atmospheric precipitation — Protection and efficient use of fresh water




2


p.m.


375 000 


 


 


p.m.


375 000 






07 03 31






Pilot project — Comparative study of the pressures and measures in the major river basin management plans in the Union




2


—


600 000 


 


 


—


600 000 






07 03 32






Pilot project — Long-term impact of carbon neutral housing on waste water systems




2


p.m.


p.m.


 


 


p.m.


p.m.






07 03 33






Pilot project — Marine litter recovery




2


p.m.


250 000 


 


 


p.m.


250 000 






07 03 34






Pilot project — Availability, use and sustainability of water for the production of nuclear and fossil energy




2


p.m.


125 000 


 


 


p.m.


125 000 






07 03 35






Pilot project — New knowledge for an integrated management of human activity in the sea




2


p.m.


500 000 


 


 


p.m.


500 000 






07 03 36






Pilot project — Biodiversity protection through a results-based remuneration of ecological achievements




2


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






07 03 37






Pilot project — Transversal communication on Union policies related to Environment: Tackling environmental awareness deficit of Union citizens through audiovisual tools (movies)




2


1 500 000 


750 000 


 


 


1 500 000 


750 000 






07 03 60






European Chemicals Agency — Activities in the field of biocides legislation — Contribution from Heading 2






07 03 60 01


European Chemicals Agency — Activities in the field of biocides legislation — Contribution to Titles 1 and 2 from Heading 2


2


3 956 133 


3 956 133 


 


 


3 956 133 


3 956 133 




07 03 60 02


European Chemicals Agency — Activities in the field of biocides legislation — Contribution to Title 3 from Heading 2


2


2 114 367 


2 114 367 


 


 


2 114 367 


2 114 367 




 



Article 07 03 60 — Subtotal



 


6 070 500 


6 070 500 


 


 


6 070 500 


6 070 500 






07 03 70






European Chemicals Agency — Activities in the field of legislation on import and export of dangerous chemicals






07 03 70 01


European Chemicals Agency — Activities in the field of legislation on import and export of dangerous chemicals — Contribution to Titles 1 and 2


2


590 000 


590 000 


 


 


590 000 


590 000 




07 03 70 02


European Chemicals Agency — Activities in the field of legislation on import and export of dangerous chemicals — Contribution to Title 3


2


971 500 


971 500 


 


 


971 500 


971 500 




 



Article 07 03 70 — Subtotal



 


1 561 500 


1 561 500 


 


 


1 561 500 


1 561 500 






07 03 72






Pilot project — ‘Resource efficiency’ in practice — Closing mineral cycles




2


p.m.


250 000 


 


 


p.m.


250 000 




 



Chapter 07 03 — Total



 



374 470 397 




275 469 859 



 



6 496 799 




374 470 397 




281 966 658 








                                    07 03 07LIFE + (Financial Instrument for the Environment — 2007 to 2013)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




325 541 000 


214 071 216 


 


6 496 799 


325 541 000 


220 568 015 





Remarks

This appropriation is intended to cover financial support for measures and projects contributing to the implementation, updating and development of Union environmental policy and legislation, including the integration of the environment into other policies, thereby contributing to sustainable development. In particular, the LIFE + programme shall support the implementation of the Sixth Environment Action Programme, including the thematic strategies, and finance measures and projects with European added value in three priority areas: nature and biodiversity, environmental policy and governance, and information and communication.
This appropriation will cover in particular:






—


action grants to innovative and/or demonstration projects via an annual call for proposals, and supporting:










—


best practice or demonstration projects for the implementation of Directives 79/409/EEC and 2009/147/EC or Directive 92/43/EEC, including site and species management and site planning, including the improvement of the ecological coherence of the Natura 2000 network, the monitoring of conservation status, including setting up procedures and structures for such monitoring, the development and implementation of species and habitats conservation action plans, the extension of the Natura 2000 network in marine areas and, in limited cases, the purchase of land,










—


innovative or demonstration projects relating to the environmental objectives of the Union, including the development or dissemination of best practice techniques, know-how and technologies,










—


awareness-raising campaigns, conferences and training, including training for staff involved in fire prevention operations,










—


projects for the development and implementation of Union objectives relating to the broad-based, harmonised, comprehensive and long-term monitoring of forests and environmental interactions,










—


in line with the requirement of Regulation (EC) No 614/2007, projects supported through action grants shall represent at least 78 % of the budgetary resources of the programme, of which at least 50 % supporting the conservation of nature and biodiversity,










—


support to the operational activities of non-governmental organisations (NGOs) that are primarily active in protecting and enhancing the environment at Union level and involved in the development and implementation of Union policy and legislation,










—


measures to support the Commission's role in initiating environmental policy development and implementation, through:










—


studies and evaluations,










—


services with a view to the implementation and integration of environmental policy and legislation,










—


seminars and workshops with experts and stakeholders,










—


developing and maintaining networks, databases and information and computer systems directly linked to the implementation of Union environmental policy and legislation, in particular when improving public access to environmental information. The expenditure covered will include the costs of development, maintenance, operation and support (hardware, software and services) of information and communication systems. It will also cover the cost of project management, quality control, security, documentation and training linked to the implementation of these systems,










—


information, publication and communication activities, including communication actions and campaigns, events, conferences, workshops, exhibitions and similar awareness-raising measures.




The projects and measures financed by LIFE + may be implemented through grants or procurement procedures.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Regulation (EC) No 614/2007 of the European Parliament and of the Council of 23 May 2007 concerning the Financial Instrument for the Environment (LIFE +) (OJ L 149, 9.6.2007, p. 1).

TITLE 08


RESEARCH














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






08 01


ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA


 


346 871 798 


346 871 798 


 


 


346 871 798 


346 871 798 




08 02


COOPERATION — HEALTH


1


1 011 075 530 


770 595 824 


 


72 065 094 


1 011 075 530 


842 660 918 




08 03


COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY


1


363 076 419 


300 674 807 


 


22 729 193 


363 076 419 


323 404 000 




08 04


COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES


1


621 408 062 


504 625 722 


 


 


621 408 062 


504 625 722 




08 05


COOPERATION — ENERGY


1


218 718 047 


158 055 057 


 


6 993 598 


218 718 047 


165 048 655 




08 06


COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)


1


340 570 726 


269 105 802 


 


13 987 196 


340 570 726 


283 092 998 




08 07


COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)


1


560 200 746 


444 884 572 


 


 


560 200 746 


444 884 572 




08 08


COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES


1


112 677 988 


63 586 684 


 


4 369 250 


112 677 988 


67 955 934 




08 09


COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF)


1


p.m.


p.m.


 


 


p.m.


p.m.




08 10


IDEAS


1


1 714 721 109 


1 014 719 704 


 


12 238 796 


1 714 721 109 


1 026 958 500 




08 12


CAPACITIES — RESEARCH INFRASTRUCTURES


1


74 993 775 


128 562 844 


 


 


74 993 775 


128 562 844 




08 13


CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)


1


274 436 455 


229 292 524 


 


6 993 598 


274 436 455 


236 286 122 




08 14


CAPACITIES — REGIONS OF KNOWLEDGE


1


27 351 639 


18 316 022 


 


953 577 


27 351 639 


19 269 599 




08 15


CAPACITIES — RESEARCH POTENTIAL


1


74 266 567 


55 972 979 


 


281 492 


74 266 567 


56 254 471 




08 16


CAPACITIES — SCIENCE IN SOCIETY


1


63 656 771 


37 366 692 


 


2 797 439 


63 656 771 


40 164 131 




08 17


CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES


1


39 858 805 


27 329 402 


 


 


39 858 805 


27 329 402 




08 18


CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)


1


50 221 512 


49 975 197 


 


262 529 


50 221 512 


50 237 726 




08 19


CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES


1


13 470 414 


8 912 772 


 


 


13 470 414 


8 912 772 




08 20


EURATOM — FUSION ENERGY


1


937 673 290 


573 362 274 


 


 


937 673 290 


573 362 274 




08 21


EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION


1


56 086 380 


54 144 745 


 


100 000 


56 086 380 


54 244 745 




08 22


COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES


1


p.m.


31 815 789 


 


 


p.m.


31 815 789 




08 23


RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL


1


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 08 — Total



 



6 901 336 033 




5 088 171 210 



 



143 771 762 




6 901 336 033 




5 231 942 972 






Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).
These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).
Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Article 08 22 04.
In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 02 — COOPERATION — HEALTH














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 02


COOPERATION — HEALTH






08 02 01






Cooperation — Health




1.1


799 767 530 


665 685 019 


 


72 065 094 


799 767 530 


737 750 113 






08 02 02






Cooperation — Health — Innovative Medicines Initiative Joint Undertaking




1.1


207 068 000 


100 719 908 


 


 


207 068 000 


100 719 908 






08 02 03






Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking




1.1


4 240 000 


4 190 897 


 


 


4 240 000 


4 190 897 




 



Chapter 08 02 — Total



 



1 011 075 530 




770 595 824 



 



72 065 094 




1 011 075 530 




842 660 918 








                                    08 02 01Cooperation — Health












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




799 767 530 


665 685 019 


 


72 065 094 


799 767 530 


737 750 113 





Remarks

The actions carried out in the area of health are intended to improve the health of the European public and boost the competitiveness of industries and companies linked to the health sector in Europe, while at the same time addressing world health problems, including new epidemics. The emphasis will be on translational research (transposing basic findings into clinical applications), developing and validating new treatments, identifying ways of promoting health and preventing illness, diagnostic tools and technologies for making diagnoses, as well as sustainable and effective healthcare systems. Special attention will be given to communicating research findings and to the initiation of a dialogue with civil society, in particular patient groups, at as early a stage as possible in new developments produced by biomedical and genetics research.
Funding may be given to clinical research on many diseases, for instance HIV/AIDS, malaria, tuberculosis, diabetes and other chronic diseases (e.g. arthritis, rheumatic diseases and musculo-skeletal diseases, as well as respiratory diseases), or rare diseases.
An increased share of funding should go to research on diseases related to ageing.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 400, 30.12.2006, p. 86).

Reference acts

European Parliament resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (OJ C 175 E, 10.7.2008, p. 591).

CHAPTER 08 03 — COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 03


COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY






08 03 01






Cooperation — Food, agriculture and fisheries, and biotechnology




1.1


363 076 419 


300 674 807 


 


22 729 193 


363 076 419 


323 404 000 




 



Chapter 08 03 — Total



 



363 076 419 




300 674 807 



 



22 729 193 




363 076 419 




323 404 000 








                                    08 03 01Cooperation — Food, agriculture and fisheries, and biotechnology












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




363 076 419 


300 674 807 


 


22 729 193 


363 076 419 


323 404 000 





Remarks

The actions carried out in this area are intended to help establish the integrated scientific and technological bases needed to develop a European ‘knowledge-based bioeconomy’ by bringing together science, industry and other stakeholders. Three pillars support this approach: (1) sustainable production and management of biological resources from land, forest, and aquatic environments; (2) farm to fork: food, health and well being, and (3) life sciences and biotechnology for sustainable non-food products and processes. In this way new and emerging research opportunities can be exploited that address social and economic challenges, such as the growing demand for environmentally and animal friendly systems of production and distribution of safer, healthier and higher quality food in line with consumer requirements and control of food-related risks, relying in particular on biotechnology tools, as well as health risks associated with environmental changes.
This appropriation is also intended to fund the development and improvement of analysis methods (e.g. residue analysis in food and feedingstuffs).
Since, under current legislation, no specific funds are earmarked for fisheries research, at least the same percentage share will be maintained for fisheries research as under the previous budget. This appropriation is further intended to fund the development and improvement of the maximum sustainable yield (MSY) concept as a policy instrument for sustainable exploitation of fisheries resources and the development of a policy concept restricting discard of by catches.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 05 — COOPERATION — ENERGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 05


COOPERATION — ENERGY






08 05 01






Cooperation — Energy




1.1


202 473 047 


143 639 953 


 


6 993 598 


202 473 047 


150 633 551 






08 05 02






Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking




1.1


15 006 000 


13 190 453 


 


 


15 006 000 


13 190 453 






08 05 03






Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking




1.1


1 239 000 


1 224 651 


 


 


1 239 000 


1 224 651 




 



Chapter 08 05 — Total



 



218 718 047 




158 055 057 



 



6 993 598 




218 718 047 




165 048 655 








                                    08 05 01Cooperation — Energy












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




202 473 047 


143 639 953 


 


6 993 598 


202 473 047 


150 633 551 





Remarks

Efforts will focus on the following areas:

Renewable electricity generation

Technologies to increase overall conversion efficiency, driving down the cost of electricity production from indigenous renewable energy sources, and demonstration of technologies adapted to different regional conditions.

Renewable fuel production

Integrated conversion technologies to develop and drive down the unit cost of solid, liquid and gaseous fuels produced from renewable energy sources, aimed at the cost-effective production and use of carbon-neutral fuels, in particular liquid biofuels for transport.

CO
2
capture and storage technologies for near zero emission power generation

To drastically reduce the environmental impact of fossil fuel consumption in order to develop highly efficient near zero emission electricity production plants, based on CO2 capture and on storage technologies.

Clean coal technologies

To substantially improve the efficiency of plants, reliability and costs through developing and demonstrating clean coal conversion technologies. This includes also further action in developing and implementing efficient technologies on wood waste burning as production method of bio-coal as self-sustainable energy generation.

Smart energy networks

To increase the efficiency, safety and reliability of the European electricity networks, and their capability to manage the energy flows generated by the markets. Long-term planning of the development of the pan-European electricity network within the framework of the work of the European electricity grid initiative. To remove obstacles to the large-scale deployment and effective integration of distributed and renewable energy sources.

Energy efficiency and savings

New concepts and technologies to improve energy efficiency and savings for buildings, services and industry. This includes the integration of strategies and technologies for energy efficiency, the use of new and renewable energy technologies and energy demand management.
Recognising their important contribution to future sustainable energy systems, renewables and end-use energy efficiency will be the major part of this theme over the period 2007-2013 and will represent at least two-thirds of it from 2012 onwards. Focus will be placed on activities best supporting the development of the SET-Plan initiatives within the framework of the Technology Roadmaps.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of secure, clean and efficient energy.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 06


COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)






08 06 01






Cooperation — Environment (including climate change)




1.1


336 619 726 


266 434 105 


 


13 987 196 


336 619 726 


280 421 301 






08 06 02






Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking




1.1


3 951 000 


2 671 697 


 


 


3 951 000 


2 671 697 




 



Chapter 08 06 — Total



 



340 570 726 




269 105 802 



 



13 987 196 




340 570 726 




283 092 998 








                                    08 06 01Cooperation — Environment (including climate change)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




336 619 726 


266 434 105 


 


13 987 196 


336 619 726 


280 421 301 





Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.
Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 08 — COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 08


COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES






08 08 01






Cooperation — Socioeconomic sciences and the humanities




1.1


112 677 988 


63 586 684 


 


4 369 250 


112 677 988 


67 955 934 




 



Chapter 08 08 — Total



 



112 677 988 




63 586 684 



 



4 369 250 




112 677 988 




67 955 934 








                                    08 08 01Cooperation — Socioeconomic sciences and the humanities












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




112 677 988 


63 586 684 


 


4 369 250 


112 677 988 


67 955 934 





Remarks

The aim of actions carried out in this area is to mobilise, as part of a coherent effort, the wealth and diversity of research capacities in the economic, political, historical, social and human sciences that are necessary to understand and manage issues relating to the emergence of a knowledge-based society and new forms of interpersonal relations and relations between individuals and institutions.
Part of the actions should analyse, from a historical perspective, the legal, social, economic and political issues relating to the development of the European integration process (the constitutional cultures and the legal traditions of the MemberStates and the Union, the development of a European civil society, national economic policies and European economic governance, the national political cultures and Europe).
Part of the appropriations should be used to carry out research on the scope, scale and composition of volunteer work in the Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 10 — IDEAS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 10


IDEAS






08 10 01






Ideas




1.1


1 714 721 109 


1 014 719 704 


 


12 238 796 


1 714 721 109 


1 026 958 500 




 



Chapter 08 10 — Total



 



1 714 721 109 




1 014 719 704 



 



12 238 796 




1 714 721 109 




1 026 958 500 








                                    08 10 01Ideas












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 714 721 109 


1 014 719 704 


 


12 238 796 


1 714 721 109 


1 026 958 500 





Remarks

The general aim of the activities carried out as part of the specific ‘Ideas’ programme, through the creation of the European Research Council, is to identify the best research teams in Europe and to stimulate research at the frontiers of knowledge by funding high-risk and multi-disciplinary projects evaluated according to the sole criteria of excellence as judged by peers at European level, while encouraging in particular the creation of networks among research groups in different countries in order to promote the development of a European scientific community.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

CHAPTER 08 13 — CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 13


CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMEs)






08 13 01






Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)




1.1


274 436 455 


229 292 524 


 


6 993 598 


274 436 455 


236 286 122 




 



Chapter 08 13 — Total



 



274 436 455 




229 292 524 



 



6 993 598 




274 436 455 




236 286 122 








                                    08 13 01Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




274 436 455 


229 292 524 


 


6 993 598 


274 436 455 


236 286 122 





Remarks

The objective of the specific activities in favour of European small and medium-sized enterprises, carried out in order to support European competitiveness and enterprise and innovation policy, is to help them boost their technological capacities in conventional or new fields and develop their ability to operate at European and international level. These activities will supplement research in priority thematic areas. They should focus on ideas that can ultimately be applied to the development of innovative products and services that benefit SMEs.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 14 — CAPACITIES — REGIONS OF KNOWLEDGE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 14


CAPACITIES — REGIONS OF KNOWLEDGE






08 14 01






Capacities — Regions of knowledge




1.1


27 351 639 


18 316 022 


 


953 577 


27 351 639 


19 269 599 




 



Chapter 08 14 — Total



 



27 351 639 




18 316 022 



 



953 577 




27 351 639 




19 269 599 








                                    08 14 01Capacities — Regions of knowledge












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




27 351 639 


18 316 022 


 


953 577 


27 351 639 


19 269 599 





Remarks

This amount is reserved for financing projects in order to strengthen the research potential of European regions, in particular by encouraging and supporting the development, across Europe, of regional ‘research-driven clusters’ associating regional authorities, universities, research centres, enterprises and other relevant stakeholders.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 15 — CAPACITIES — RESEARCH POTENTIAL














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 15


CAPACITIES — RESEARCH POTENTIAL






08 15 01






Capacities — Research potential




1.1


74 266 567 


55 972 979 


 


281 492 


74 266 567 


56 254 471 




 



Chapter 08 15 — Total



 



74 266 567 




55 972 979 



 



281 492 




74 266 567 




56 254 471 








                                    08 15 01Capacities — Research potential












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




74 266 567 


55 972 979 


 


281 492 


74 266 567 


56 254 471 





Remarks

In order to help researchers and institutions of the regions eligible for financing by the Structural Funds under the Convergence objective and outermost regions in the Union to contribute to the overall European research effort, while taking advantage of the knowledge and experience existing in other regions of Europe, this action aims at establishing the conditions that will allow them to exploit their potential and will help to fully realise the European Research Area in the enlarged Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 16 — CAPACITIES — SCIENCE IN SOCIETY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 16


CAPACITIES — SCIENCE IN SOCIETY






08 16 01






Capacities — Science in society




1.1


63 656 771 


37 366 692 


 


2 797 439 


63 656 771 


40 164 131 




 



Chapter 08 16 — Total



 



63 656 771 




37 366 692 



 



2 797 439 




63 656 771 




40 164 131 








                                    08 16 01Capacities — Science in society












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




63 656 771 


37 366 692 


 


2 797 439 


63 656 771 


40 164 131 





Remarks

With a view to building an effective and democratic European knowledge society, the aim of the actions carried out under this heading is to stimulate the harmonious integration of scientific and technological endeavour and associated research policies in the European social web.
Actions carried out under this heading will also support the coordination of national research policies and the monitoring and analysis of research related policies and industrial strategies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 18 — CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 18


CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)






08 18 01






Capacities — Risk-sharing finance facility (RSFF)




1.1


50 221 512 


49 975 197 


 


262 529 


50 221 512 


50 237 726 




 



Chapter 08 18 — Total



 



50 221 512 




49 975 197 



 



262 529 




50 221 512 




50 237 726 








                                    08 18 01Capacities — Risk-sharing finance facility (RSFF)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




50 221 512 


49 975 197 


 


262 529 


50 221 512 


50 237 726 





Remarks

The objective of the risk-sharing finance facility (RSFF) is to foster private investment in research by improving access to debt financing for participants in European research infrastructures. RSFF will enable the European Investment Bank to expand, directly and indirectly (via its network of intermediary banks), its portfolio of loans to participants in such infrastructures.
RSFF will contribute to the implementation of the Europe 2020 Strategy, in particular to the achievement of the 3 % investment in research objective, by helping overcome market deficiencies, increasing the total amount of funds available for research and diversifying its sources.
In line with the outcome of the mid-term review of the RSFF, the Commission is encouraged to test new risk-sharing models with the EIB Group, based on a portfolio first-loss piece approach, facilitating access to debt financing for strategic Union research infrastructure
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 21 — EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 21


EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION






08 21 01






Euratom — Nuclear fission and radiation protection




1.1


56 086 380 


54 144 745 


 


100 000 


56 086 380 


54 244 745 




 



Chapter 08 21 — Total



 



56 086 380 




54 144 745 



 



100 000 




56 086 380 




54 244 745 








                                    08 21 01Euratom — Nuclear fission and radiation protection












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




56 086 380 


54 144 745 


 


100 000 


56 086 380 


54 244 745 





Remarks

The objective of this action is to establish a sound scientific and technical basis in order to accelerate practical developments for the safer management of long-lived radioactive waste, to promote safer, more resource-efficient and competitive exploitation of nuclear energy and to ensure a robust and socially acceptable system of protection of man and the environment against the effects of ionising radiation.

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).
Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






09 01


ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA


 


127 323 333 


127 323 333 


 


 


127 323 333 


127 323 333 




09 02


REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA


 


18 137 969 


25 432 322 


 


52 452 


18 137 969 


25 484 774 




 



40 02 41



 



391 985 




391 985 



 


 



391 985 




391 985 





 


 


 


18 529 954 


25 824 307 


 


 


18 529 954 


25 876 759 




09 03


INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP


1


144 265 000 


121 020 143 


 


11 189 757 


144 265 000 


132 209 900 




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)


1


1 483 700 335 


1 139 015 611 


 


29 722 791 


1 483 700 335 


1 168 738 402 




09 05


CAPACITIES — RESEARCH INFRASTRUCTURES


1


37 403 000 


53 948 802 


 


 


37 403 000 


53 948 802 




 



Title 09 — Total



 



1 810 829 637 




1 466 740 211 



 



40 965 000 




1 810 829 637 




1 507 705 211 





 




40 01 40, 40 02 41




 




391 985 






391 985 




 


 




391 985 






391 985 






 



Total including reserves



 



1 811 221 622 




1 467 132 196 



 


 



1 811 221 622 




1 508 097 196 






CHAPTER 09 02 — REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 02


REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA






09 02 01






Definition and implementation of the Union's policy in the field of electronic communication




1.1


2 405 000 


1 976 838 


 


 


2 405 000 


1 976 838 






09 02 02






Promoting safer use of the Internet and new online technologies






09 02 02 01


Safer Internet programme


1.1


2 700 000 


10 576 085 


 


 


2 700 000 


10 576 085 




09 02 02 02


Completion of Safer Internet plus — Promoting safer use of the Internet and new online technologies


1.1


—


p.m.


 


 


—


p.m.




 



Article 09 02 02 — Subtotal



 


2 700 000 


10 576 085 


 


 


2 700 000 


10 576 085 






09 02 03






European Network and Information Security Agency






09 02 03 01


European Network and Information Security Agency — Contribution to Titles 1 and 2


1.1


5 434 458 


5 434 458 


 


 


5 434 458 


5 434 458 




 



40 02 41



 



391 985 




391 985 



 


 



391 985 




391 985 





 


 


 


5 826 443 


5 826 443 


 


 


5 826 443 


5 826 443 




09 02 03 02


European Network and Information Security Agency — Contribution to Title 3


1.1


2 379 815 


2 379 815 


 


 


2 379 815 


2 379 815 




 



Article 09 02 03 — Subtotal



 


7 814 273 


7 814 273 


 


 


7 814 273 


7 814 273 




 



40 02 41



 



391 985 




391 985 



 


 



391 985 




391 985 





 


 


 


8 206 258 


8 206 258 


 


 


8 206 258 


8 206 258 






09 02 04






Body of European Regulators for Electronic Communications (BEREC) — Office






09 02 04 01


Body of European Regulators for Electronic Communications (BEREC) — Office — Contribution to Titles 1 and 2


1.1


3 165 705 


3 165 705 


 


 


3 165 705 


3 165 705 




09 02 04 02


Body of European Regulators for Electronic Communications (BEREC) — Office — Contribution to Title 3


1.1


602 991 


602 991 


 


 


602 991 


602 991 




 



Article 09 02 04 — Subtotal



 


3 768 696 


3 768 696 


 


 


3 768 696 


3 768 696 






09 02 05






Other measures in the audiovisual and media sector




3.2


950 000 


948 882 


 


 


950 000 


948 882 






09 02 06






Preparatory action — Erasmus for Journalists




3.2


—


97 548 


 


52 452 


—


150 000 






09 02 07






Pilot project — Implementation of the Media Pluralism Monitoring Tool




3.2


500 000 


250 000 


 


 


500 000 


250 000 




 



Chapter 09 02 — Total



 



18 137 969 




25 432 322 



 



52 452 




18 137 969 




25 484 774 





 




40 02 41




 




391 985 






391 985 




 


 




391 985 






391 985 






 



Total including reserves



 



18 529 954 




25 824 307 



 


 



18 529 954 




25 876 759 








                                    09 02 06Preparatory action — Erasmus for Journalists












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


97 548 


 


52 452 


—


150 000 





Remarks

This appropriation is intended to cover earlier commitments related to the preparatory action Erasmus for Journalists.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

CHAPTER 09 03 — INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 03


INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP






09 03 01






Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP)




1.1


144 265 000 


119 652 155 


 


11 189 757 


144 265 000 


130 841 912 






09 03 02






Completion of eContent plus — Promotion of European digital content




1.1


—


1 367 988 


 


 


—


1 367 988 






09 03 03






Preparatory action — Internet-based system for better legislation and for public participation




1.1


—


p.m.


 


 


—


p.m.






09 03 04






Completion of previous programmes






09 03 04 01


Completion of trans-European telecommunications networks (eTEN)


1.1


—


p.m.


 


 


—


p.m.




09 03 04 02


Completion of the MODINIS programme


1.1


—


p.m.


 


 


—


p.m.




 



Article 09 03 04 — Subtotal



 


—


p.m.


 


 


—


p.m.




 



Chapter 09 03 — Total



 



144 265 000 




121 020 143 



 



11 189 757 




144 265 000 




132 209 900 








                                    09 03 01Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




144 265 000 


119 652 155 


 


11 189 757 


144 265 000 


130 841 912 





Remarks

The ICT PSP is one of the three specific programmes under the Competitiveness and Innovation Framework Programme (CIP).
Actions will be stepped up at Union level for stimulating wider uptake of information and communication technologies (ICTs). Synergistic actions at Union level aim to reduce uncertainties and the risks of duplication by sharing and replicating experiences and lessons learned and foster the internal market dimension of services triggered by ICTs promoting interoperability and combating fragmentation. They aim also to stimulate the regulatory and technological environments necessary to promote innovation and to overcome potential barriers (e.g. cultural, linguistic, technical, legal and disability- or ‘dys’ condition-related).
As indicated in the legal basis, the ICT PSP shall provide for the following actions:






(a)


development of the single European information space and strengthening of the internal market for ICT products and services;










(b)


stimulation of innovation through a wider adoption of and investment in ICTs;










(c)


development of an inclusive information society and more efficient and effective services in areas of public interest, and improvement of the quality of life, particularly for persons with disabilities and persons suffering from ‘dys’ conditions (dyslexia, dyspraxia, dysphasia, dyscalculia, etc.).




This will be done in particular by supporting the development of ICT-based services and the development and use of digital content in areas of public interest, including in the areas of ICT for health and inclusion; ICT for government and governance; ICT for energy efficiency, smart mobility and environment; digital libraries, and publicly accessible online Books in Print catalogues, better exploitation of public sector information, education and learning.
Part of ICT PSP appropriations in the CIP may be used to ensure testing, and support deployment across the Union, of the next-generation 112, innovative services for interoperable emergency services and 112 for all citizens, enabling quicker, more efficient reactions and life-saving, inter alia, through remodelling the traditional technical architecture for emergency calling and lowering its cost and complexity, with the ultimate aim of providing an optimum response to 112 calls made by all citizens, including users with disabilities. Furthermore, dissemination, information and education actions should promote the knowledge and appropriate use of ‘112’. In addition, an SMS SOS service should be developed and tested to enable people with disabilities to send requests for help to the emergency services.
The ICT PSP in the CIP will stimulate wider uptake of ICT for improved services. It will also ensure that European businesses and in particular small and medium-sized enterprises can benefit from the new opportunities brought by the increasing demand for these ICT-based services. As indicated in the CIP legal basis, the support to the development and use of digital content is fully integrated in the ICT PSP from 2009 on. During a transition phase for 2007 and 2008, this has been done under the eContent plus programme (through its own legal basis).
The main part of the support will go to a limited number of high-impact pilot projects and best practice actions per year. Accompanying measures, such as thematic networks bringing together a variety of stakeholders around specific objectives, will also be launched. They will be complemented by the monitoring of the European information society, by measures providing the background knowledge that is needed for policy decision-making, and by actions for promoting and raising awareness of the benefits brought by ICT to citizens, businesses (in particular small and medium-sized enterprises) or public organisations.
The ICT PSP in the CIP should contribute to testing the design of new financial instruments such as the Project Bond Initiative in the area of ICT, and in particular high-speed broadband. It should contribute to the preparation of new financial instruments for the forthcoming multiannual financial framework 2014-2020. It should in particular, test how private and public long-term investors can invest in favour of the deployment of ICT broadband infrastructure. The Commission is invited to work with the EIB Group as well as other long-term investors to develop innovative ways of attracting funding for infrastructure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure of this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from contributions from third parties, entered in Item 6 0 3 3 of the statement of revenue, will give rise to the provision of additional appropriations to be entered in this item in accordance with Article 21(2)(e) to (g) of the Financial Regulation of the Financial Regulation.

Legal basis

Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (OJ L 310, 9.11.2006, p. 15).

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs)






09 04 01






Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)






09 04 01 01


Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)


1.1


1 307 359 400 


1 072 656 852 


 


29 722 791 


1 307 359 400 


1 102 379 643 




09 04 01 02


Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking


1.1


65 000 000 


19 016 953 


 


 


65 000 000 


19 016 953 




09 04 01 03


Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking


1.1


911 793 


901 234 


 


 


911 793 


901 234 




09 04 01 04


Cooperation — Information and communication technologies — ENIAC Joint Undertaking


1.1


110 000 000 


35 143 790 


 


 


110 000 000 


35 143 790 




09 04 01 05


Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking


1.1


429 142 


424 172 


 


 


429 142 


424 172 




 



Article 09 04 01 — Subtotal



 


1 483 700 335 


1 128 143 001 


 


29 722 791 


1 483 700 335 


1 157 865 792 






09 04 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






09 04 03






Completion of previous European Community framework programmes (prior to 2007)




1.1


—


10 872 610 


 


 


—


10 872 610 




 



Chapter 09 04 — Total



 



1 483 700 335 




1 139 015 611 



 



29 722 791 




1 483 700 335 




1 168 738 402 








                                    09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)



                                 09 04 01 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 307 359 400 


1 072 656 852 


 


29 722 791 


1 307 359 400 


1 102 379 643 





Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs in accordance with a long-term European ICT strategy so that the demands of its society and economy are met and European standards help shape the global ICT developments rather than being overtaken by other growing global markets.
Activities will strengthen Europe's scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe's citizens, businesses, industry and governments.
The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.
The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The ICT theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.
Activities cover collaboration and exchange of best practices with a view to setting common standards for the Union that are compatible with, or set, a global standard, networking actions and national programme coordination initiatives. This appropriation is also intended to cover the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of these appropriations is intended to foster common approaches to key global challenges, such as an ICT strategy that is not only able to compete with rapidly emerging ICT markets (e.g. in Asia), but that can also set standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms and successful working relationships. The appropriations will be used to fund innovative ventures between European and third countries. The scope of such ventures will go beyond what could be undertaken by a single country and will benefit both the Union and its partners in preparing their leading role for setting future ICT standards. In implementing this action, the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘
                              “Cooperation”
                              ’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

                                 09 04 01 02Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




65 000 000 


19 016 953 


 


 


65 000 000 


19 016 953 





Remarks

The ARTEMIS Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme. It shall, in particular:






—


define and implement a Research Agenda for the development of key technologies for Embedded Computing Systems across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications,










—


support the implementation of research and development (R&D) activities in particular by awarding funding to participants in selected projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of Embedded Computing Systems, and fostering collaboration between the public and private sectors,










—


ensure the efficiency and durability of the Joint Technology Initiative on Embedded Computing Systems,










—


achieve synergy and coordination of European R&D efforts in the field of Embedded Computing Systems including the progressive integration into the ARTEMIS Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka).




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 74/2008 of 20 December 2007 on the establishment of the ‘ARTEMIS Joint Undertaking’ to implement a Joint Technology Initiative in Embedded Computing Systems (OJ L 30, 4.2.2008, p. 52).

                                 09 04 01 03Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




911 793 


901 234 


 


 


911 793 


901 234 





Remarks

The ARTEMIS Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme. It shall, in particular:






—


define and implement a Research Agenda for the development of key technologies for Embedded Computing Systems across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications,










—


support the implementation of R&D activities in particular by awarding funding to participants in selected projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of Embedded Computing Systems, and fostering collaboration between the public and private sectors,










—


ensure the efficiency and durability of the Joint Technology Initiative on Embedded Computing Systems,










—


achieve synergy and coordination of European R&D efforts in the field of Embedded Computing Systems including the progressive integration into the ARTEMIS Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka).




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 74/2008 of 20 December 2007 on the establishment of the ‘ARTEMIS Joint Undertaking’ to implement a Joint Technology Initiative in Embedded Computing Systems (OJ L 30, 4.2.2008, p. 52).

                                 09 04 01 04Cooperation — Information and communication technologies — ENIAC Joint Undertaking










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




110 000 000 


35 143 790 


 


 


110 000 000 


35 143 790 





Remarks

The ENIAC Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme.
It shall, in particular:






—


define and implement a Research Agenda for the development of key competences for nanoelectronics across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications;










—


support the activities required for the implementation of the Research Agenda, in particular by awarding funding to participants in selected projects following competitive calls for proposals;










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of nanoelectronics, and fostering collaboration between the public and private sectors;










—


achieve synergy and coordination of European R&D efforts in the field of nanoelectronics including, when added value can be created, the progressive integration into the ENIAC Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka);










—


promote the involvement of small and medium-sized enterprises in its activities in line with the objectives of the Seventh Framework Programme.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 72/2008 of 20 December 2007 setting up the ENIAC Joint Undertaking (OJ L 30, 4.2.2008, p. 21).

                                 09 04 01 05Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




429 142 


424 172 


 


 


429 142 


424 172 





Remarks

The ENIAC Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme.
It shall, in particular:






—


define and implement a Research Agenda for the development of key competences for nanoelectronics across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications;










—


support the activities required for the implementation of the Research Agenda, in particular by awarding funding to participants in selected projects following competitive calls for proposals;










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of nanoelectronics, and fostering collaboration between the public and private sectors;










—


achieve synergy and coordination of European R&D efforts in the field of nanoelectronics including, when added value can be created, the progressive integration into the ENIAC Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka);










—


promote the involvement of small and medium-sized enterprises in its activities in line with the objectives of the Seventh Framework Programme.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 72/2008 of 20 December 2007 setting up the ENIAC Joint Undertaking (OJ L 30, 4.2.2008, p. 21).

TITLE 10


DIRECT RESEARCH














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






10 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA


1


350 080 000 


350 080 000 


 


 


350 080 000 


350 080 000 




10 02


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU


1


33 089 156 


30 021 794 


 


699 360 


33 089 156 


30 721 154 




10 03


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM


1


10 250 000 


8 614 941 


 


699 360 


10 250 000 


9 314 301 




10 04


COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES


1


p.m.


p.m.


 


 


p.m.


p.m.




10 05


HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY


1


30 900 000 


27 805 968 


 


1 398 720 


30 900 000 


29 204 688 




 



Title 10 — Total



 



424 319 156 




416 522 703 



 



2 797 440 




424 319 156 




419 320 143 






Remarks

These remarks apply to all the budget headings in the ‘Direct research’ policy area (with the exception of Chapter 10 05).
The appropriations cover not only expenditure on operations and staff covered by the Staff Regulations, but also other expenditure on staff, contracting, infrastructure, information and publications and any other administrative expenditure arising from research and technological development operations, including exploratory research.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.
Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapters 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
The additional appropriations will be provided under Articles 10 02 02 and 10 03 02.
The appropriations in this title cover the cost of the staff working in the financial and administrative departments of the Joint Research Centre and of the support which they need (approximately 15 % of the cost).

CHAPTER 10 02 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 02


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU






10 02 01






Non-nuclear activities of the Joint Research Centre (JRC)




1.1


33 089 156 


30 021 794 


 


699 360 


33 089 156 


30 721 154 






10 02 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 10 02 — Total



 



33 089 156 




30 021 794 



 



699 360 




33 089 156 




30 721 154 








                                    10 02 01Non-nuclear activities of the Joint Research Centre (JRC)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




33 089 156 


30 021 794 


 


699 360 


33 089 156 


30 721 154 





Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the non-nuclear specific programme for the following themes:






—


prosperity in a knowledge-intensive society,










—


solidarity and the responsible management of resources,










—


security and freedom,










—


Europe as world partner.




It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.
This appropriation is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.
In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure of this section, which forms an integral part of the general budget.

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/975/EC of 19 December 2006 concerning the specific programme to be carried out by means of direct actions by the Joint Research Centre under the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 368).

CHAPTER 10 03 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 03


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM






10 03 01






Nuclear activities of the Joint Research Centre (JRC)




1.1


10 250 000 


8 614 941 


 


699 360 


10 250 000 


9 314 301 






10 03 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 10 03 — Total



 



10 250 000 




8 614 941 



 



699 360 




10 250 000 




9 314 301 








                                    10 03 01Nuclear activities of the Joint Research Centre (JRC)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 250 000 


8 614 941 


 


699 360 


10 250 000 


9 314 301 





Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the nuclear specific programme for the following themes:






—


nuclear waste management, environmental impact, basic knowledge and research on decommissioning,










—


nuclear safety,










—


nuclear security.




It covers the activities necessary for implementing safeguards pursuant to Chapter 7 of Title II of the Euratom Treaty and the obligations arising from the Non-Proliferation Treaty and implementation of the Commission's programme to support the International Atomic Energy Agency (IAEA).
It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.
It is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.
In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).
Council Decision 2006/977/Euratom of 19 December 2006 concerning the Specific Programme to be carried out by means of direct actions by the Joint Research Centre implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 434).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).
Council Decision 2012/95/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of direct actions by the Joint Research Centre, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 40).

CHAPTER 10 05 — HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 05


HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY






10 05 01






Decommissioning of nuclear installations and waste management




1.1


30 900 000 


27 805 968 


 


1 398 720 


30 900 000 


29 204 688 




 



Chapter 10 05 — Total



 



30 900 000 




27 805 968 



 



1 398 720 




30 900 000 




29 204 688 








                                    10 05 01Decommissioning of nuclear installations and waste management












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




30 900 000 


27 805 968 


 


1 398 720 


30 900 000 


29 204 688 





Remarks

This appropriation is intended to finance an action programme to reduce and dispose of nuclear liabilities resulting from activities conducted by the Joint Research Centre since its establishment.
It is intended to cover the decommissioning of plants that have been shut down and waste from such plants.
This appropriation is also intended to finance operations undertaken by the Commission on the basis of the powers conferred on it by Article 8 of the Euratom Treaty in conformity with the provisions of the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (OJ C 139, 14.6.2006, p. 1).

Reference acts

Communication from the Commission to the European Parliament and to the Council of 17 March 1999 on the historical liabilities resulting from nuclear activities carried out by the Joint Research Centre under the Euratom Treaty — Decommissioning of obsolete nuclear installations and waste management (COM(99) 114 final).
Communication from the Commission to the European Parliament and to the Council of 19 May 2004 concerning the decommissioning of nuclear installations and waste management — Nuclear liabilities arising out of the activities of the Joint Research Centre (JRC) carried out under the Euratom Treaty (SEC(2004) 621 final).
Communication from the Commission to the European Parliament and to the Council of 12 January 2009 concerning the decommissioning of nuclear installations and management of radioactive waste — Management of nuclear liabilities arising out of the activities of the Joint Research Centre (JRC) carried out under the Euratom Treaty (COM(2008) 903 final).

TITLE 11


MARITIME AFFAIRS AND FISHERIES














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






11 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA


 


41 694 014 


41 694 014 


 


 


41 694 014 


41 694 014 




11 02


FISHERIES MARKETS


2


26 896 768 


26 943 107 


 


 


26 896 768 


26 943 107 




11 03


INTERNATIONAL FISHERIES AND LAW OF THE SEA


2


38 510 000 


37 273 285 


 


 


38 510 000 


37 273 285 




 



40 02 41



 



115 220 000 




113 885 651 



 



–43 695 651 




115 220 000 




70 190 000 





 


 


 


153 730 000 


151 158 936 


 


 


153 730 000 


107 463 285 




11 04


GOVERNANCE OF THE COMMON FISHERIES POLICY


2


5 390 000 


4 820 520 


 


 


5 390 000 


4 820 520 




11 06


EUROPEAN FISHERIES FUND (EFF)


2


695 007 712 


510 391 412 


 


54 514 603 


695 007 712 


564 906 015 




11 07


CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES


2


51 950 000 


40 167 555 


 


 


51 950 000 


40 167 555 




11 08


CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY


2


58 613 900 


34 423 192 


 


 


58 613 900 


34 423 192 




11 09


MARITIME POLICY


2


1 200 000 


13 043 250 


 


 


1 200 000 


13 043 250 




 



Title 11 — Total



 



919 262 394 




708 756 335 



 



54 514 603 




919 262 394 




763 270 938 





 




40 01 40, 40 02 41




 




115 220 000 






113 885 651 




 




–43 695 651 






115 220 000 






70 190 000 






 



Total including reserves



 



1 034 482 394 




822 641 986 



 



10 818 952 




1 034 482 394 




833 460 938 






CHAPTER 11 03 — INTERNATIONAL FISHERIES AND LAW OF THE SEA














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 03


INTERNATIONAL FISHERIES AND LAW OF THE SEA






11 03 01






International fisheries agreements




2


29 010 000 


28 674 039 


 


 


29 010 000 


28 674 039 




 



40 02 41



 



115 220 000 




113 885 651 



 



–43 695 651 




115 220 000 




70 190 000 





 


 


 


144 230 000 


142 559 690 


 


 


144 230 000 


98 864 039 






11 03 02






Contributions to international organisations




2


4 800 000 


4 447 886 


 


 


4 800 000 


4 447 886 






11 03 03






Preparatory work for new international fisheries organisations and other non-compulsory contributions to international organisations




2


4 500 000 


3 953 676 


 


 


4 500 000 


3 953 676 






11 03 04






European Union financial contribution to the bodies set up by the United Nations Convention on the Law of the Sea, 1982




2


200 000 


197 684 


 


 


200 000 


197 684 




 



Chapter 11 03 — Total



 



38 510 000 




37 273 285 



 


 



38 510 000 




37 273 285 





 




40 02 41




 




115 220 000 






113 885 651 




 




–43 695 651 






115 220 000 






70 190 000 






 



Total including reserves



 



153 730 000 




151 158 936 



 


 



153 730 000 




107 463 285 








                                    11 03 01International fisheries agreements













 


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 03 01


29 010 000 


28 674 039 


 


 


29 010 000 


28 674 039 




40 02 41


115 220 000 


113 885 651 


 


–43 695 651 


115 220 000 


70 190 000 




Total


144 230 000 


142 559 690 


 


–43 695 651 


144 230 000 


98 864 039 





Remarks

This appropriation is intended to cover the expenditure arising from the fisheries agreements which the Union/Community has negotiated or intends to renew or renegotiate with third countries.
In addition, the Union may negotiate new fisheries partnership agreements which would need to be financed under this article.

Legal basis

Council Regulation (EC) No 861/2006 of 22 May 2006 establishing Union financial measures for the implementation of the common fisheries policy and in the area of the Law of the Sea (OJ L 160, 14.6.2006, p. 1).
Regulations and Decisions concerning the conclusion of agreements and/or protocols adopted with regard to fisheries between the Union/Community and the governments of the following countries:









Country


Regulation


Date


Official Journal


Duration




Argentina (p.m.)


Regulation (EC) No 3447/93


28 September 1993



L 318, 20.12.1993



24.5.1994 to 23.5.1999




 


Currently no Protocol in force


 


 


 




Cape Verde


Regulation (EC) No 2027/2006


19 December 2006



L 414, 30.12.2006



1.9.2006 to 31.8.2011




 


Decision 2011/679/EU


10 October 2011



L 269, 14.10.2011



1.9.2011 to 31.8.2014




Comoros


Regulation (EC) No 1660/2005


6 October 2005



L 267, 12.10.2005



1.1.2005 to 31.12.2010




 


Regulation (EC) No 1563/2006


5 October 2006



L 290, 20.10.2006



 




 


Decision 2011/294/EU


13 May 2011



L 134, 21.5.2011



1.1.2011 to 31.12.2013




Côte d’Ivoire


Regulation (EC) No 953/2005


21 June 2005



L 164, 24.6.2005



1.7.2004 to 30.6.2007




 


Regulation (EC) No 242/2008


17 March 2008



L 75, 18.3.2008



1.7.2007 to 30.6.2013




Gabon


Decision 2006/788/EC


7 November 2006



L 319, 18.11.2006



 




 


Regulation (EC) No 450/2007


16 April 2007



L 109, 26.4.2007



3.12.2005 to 2.12.2011




 


Negotiations for the renewal of the protocol ongoing


 


 


 




Greenland


Regulation (EC) 753/2007


28 June 2007



L 172, 30.6.2007



1.1.2007 to 31.12.2012




 


Decision 2012/653/EU


16 July 2012



L 293, 23.10.2012



1.1.2013 to 31.12.2015




Guinea-Bissau


Regulation (EC) No 1491/2006


10 October 2006



L 279, 11.10.2006



 




 


Regulation (EC) No 241/2008


17 March 2008



L 75, 18.3.2008



16.6.2007 to 15.6.2011




 


Decision 2011/885/EU


14 November 2011



L 344, 28.12.2011



16.6.2011 to 15.6.2012




 


New Protocol initialled on 10 February 2012 — Legislative procedure ongoing


 


 


 




Equatorial Guinea (p.m.)


Regulation (EEC) No 1966/84


28 June 1984



L 188, 16.7.1984



 




 


(suspended since June 2001)


 


 


 




Republic of Guinea


Regulation (EC) No 830/2004


26 April 2004



L 127, 29.4.2004



1.1.2004 to 31.12.2008




 


Decision 2009/473/EC
repealed by Decision 2009/1 016 /EU
Currently no protocol in force


28 May 2009
22 December 2009



L 156, 19.6.2009


L 348, 29.12.2009



1.1.2009 to 31.12.2012




Kiribati


Regulation (EC) No 893/2007


23 July 2007



L 205, 7.8.2007



16.9.2006 to 15.9.2012




 


Decision 2012/669/EU


9 October 2012



L 300, 30.10.2012



16.9.2012 to 15.9.2015




Madagascar


Decision 2007/797/EC


15 November 2007



L 331, 17.12.2007



 




 


Regulation (EC) No 31/2008
New Protocol initialled on 10 May 2012 — Legislative procedure ongoing


15 November 2007



L 15, 18.1.2008



1.1.2007 to 31.12.2012




Mauritius


Regulation (EC) No 2003/2004


21 October 2004



L 348, 24.11.2004



3.12.2003 to 2.12.2007




 


Decision 2012/670/EU


9 October 2012



L 300, 30.10.2012



 




Mauritania


Regulation (EC) No 1801/2006


30 November 2006



L 343, 8.12.2006



1.8.2006 to 31.7.2008




 


Regulation (EC) No 704/2008
New Protocol initialled on 26 July 2012 — Legislative procedure ongoing


15 July 2008



L 203, 31.7.2008



1.8.2008 to 31.7.2012




Federated States of Micronesia


Regulation (EC) No 805/2006
Decision 2011/116/EU


25 April 2006
13 December 2010



L 151, 6.6.2006


L 52, 25.2.2011



26.2.2007 to 25.2.2010




 


Awaiting for entry into force of new Protocol


 


 


 




Morocco


Regulation (EC) No 764/2006


22 May 2006



L 141, 29.5.2006



28.2.2007 to 27.2.2011 (2)





 


Decision 2011/491/EU


12 July 2011



L 202, 5.8.2011



28.2.2011 to 28.2.2012




 


Repealed by Decision 2012/15/EU


20 December 2011



L 6, 10.1.2012



 




 


Currently no protocol in force


 


 


 




Mozambique


Regulation (EC) No 1446/2007


22 November 2007



L 331, 17.12.2007



1.1.2007 to 31.12.2011




 


Decision 2012/306/EU


12 June 2012



L 153, 14.6.2012



1.2.2012 to 31.01.2015




São Tomé and Príncipe


Regulation (EC) No 894/2007


23 July 2007



L 205, 7.8.2007 and L 330, 15.12.2007



1.6.2006 to 31.5.2010




 


Decision 2011/420/EU


12 July 2011



L 188, 19.7.2011



13.5.2011 to 12.5.2014




Senegal (p.m.)


Regulation (EC) No 2323/2002


16 December 2002



L 349, 24.12.2002



1.7.2002 to 30.6.2006




 


Currently no protocol in force


 


 


 




Seychelles


Regulation (EC) No 1562/2006


5 October 2006



L 290, 20.10.2006



 




 


Decision 2011/474/EU


12 July 2011



L 196, 28.7.2011



18.1.2011 to 17.1.2014




Solomon Islands


Regulation (EC) No 563/2006


13 March 2006



L 105, 13.4.2006



9.10.2006 to 8.10.2009




 


Decision 2010/763/EU


6 December 2010



L 324, 9.12.2010



9.10.2009 to 8.10.2012




Tanzania (p.m.)


Proposed agreement withdrawn


 


 


 





CHAPTER 11 06 — EUROPEAN FISHERIES FUND (EFF)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 06


EUROPEAN FISHERIES FUND (EFF)






11 06 01






Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Objective 1 (2000 to 2006)




2


p.m.


14 826 287 


 


 


p.m.


14 826 287 






11 06 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 03






Completion of earlier programmes — Former Objectives 1 and 6 (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 04






Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Outside Objective 1 areas (2000 to 2006)




2


p.m.


4 942 096 


 


 


p.m.


4 942 096 






11 06 05






Completion of earlier programmes — Former Objective 5a (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 06






Completion of earlier programmes — Initiatives prior to 2000




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 08






Completion of earlier programmes — Former operational technical assistance and innovative measures (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 09






Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 11






European Fisheries Fund (EFF) — Operational technical assistance




2


3 500 000 


2 569 890 


 


 


3 500 000 


2 569 890 






11 06 12






European Fisheries Fund (EFF) — Convergence objective




2


528 352 868 


365 287 491 


 


52 280 251 


528 352 868 


417 567 742 






11 06 13






European Fisheries Fund (EFF) — Outside convergence objective




2


163 154 844 


122 765 648 


 


2 234 352 


163 154 844 


125 000 000 




 



Chapter 11 06 — Total



 



695 007 712 




510 391 412 



 



54 514 603 




695 007 712 




564 906 015 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections, any revenue from which is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Article 21 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.
Regulation (EC) No 1260/1999 determines the conditions for repayment of an advance without having the effect of reducing the contribution from the Structural Funds towards the assistance concerned. Any revenue from the repayment of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.
Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (EFF) (OJ L 223, 15.8.2006, p. 1).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.



                                    11 06 12European Fisheries Fund (EFF) — Convergence objective












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




528 352 868 


365 287 491 


 


52 280 251 


528 352 868 


417 567 742 





Remarks

This appropriation is intended to cover the operational programmes of the European Fisheries Fund (EFF) convergence objective for the 2007-2013 programming period.
Particular importance will be attached to the economic diversification of regions affected by a reduction in fishing activity, to the adjustment of fleet capacity and to fleet renewal, without involving an increase in fishing efforts, as well as to the sustainable development of the fishing zones.
Actions financed under this article should take into account the need to maintain a stable and enduring balance between the capacity of the fishing fleets and the resources available, and the need to promote a safety culture within fishing.
This appropriation is also intended to cover the financing of actions to improve fishing gear selectivity.

Legal basis

Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (OJ L 223, 15.8.2006, p. 1).



                                    11 06 13European Fisheries Fund (EFF) — Outside convergence objective












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




163 154 844 


122 765 648 


 


2 234 352 


163 154 844 


125 000 000 





Remarks

This appropriation is intended to cover EFF measures without convergence objectives as regards commitments relating to the 2007-2013 programming period.
Particular importance will be attached to the economic diversification of regions affected by a reduction in fishing activity and to fleet renewal, without involving an increase in fishing efforts, as well as to the sustainable development of the fishing zones.
Actions financed under this article should take into account the need to promote a safety culture within fishing.
This appropriation is also intended to cover the financing of actions to improve fishing gear selectivity.

Legal basis

Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (OJ L 223, 15.8.2006, p. 1).

TITLE 12


INTERNAL MARKET














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






12 01


ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET’ POLICY AREA


 


63 759 472 


63 759 472 


 


 


63 759 472 


63 759 472 




12 02


INTERNAL MARKET POLICY


1


11 150 000 


10 051 351 


 


 


11 150 000 


10 051 351 




 



40 02 41



 



1 500 000 




1 500 000 



 


 



1 500 000 




1 500 000 





 


 


 


12 650 000 


11 551 351 


 


 


12 650 000 


11 551 351 




12 04


FREE MOVEMENT OF CAPITAL, COMPANY LAW AND CORPORATE GOVERNANCE


1


28 404 000 


27 622 833 


 


504 538 


28 404 000 


28 127 371 




 



40 02 41



 



1 500 000 




1 500 000 



 


 



1 500 000 




1 500 000 





 


 


 


29 904 000 


29 122 833 


 


 


29 904 000 


29 627 371 




 



Title 12 — Total



 



103 313 472 




101 433 656 



 



504 538 




103 313 472 




101 938 194 





 




40 02 41




 




3 000 000 






3 000 000 




 


 




3 000 000 






3 000 000 






 



Total including reserves



 



106 313 472 




104 433 656 



 


 



106 313 472 




104 938 194 






CHAPTER 12 04 — FREE MOVEMENT OF CAPITAL, COMPANY LAW AND CORPORATE GOVERNANCE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




12 04


FREE MOVEMENT OF CAPITAL, COMPANY LAW AND CORPORATE GOVERNANCE






12 04 01






Specific activities in the field of financial services, financial reporting and auditing




1.1


7 650 000 


6 868 833 


 


504 538 


7 650 000 


7 373 371 






12 04 02






European Banking Authority






12 04 02 01


European Banking Authority — Contribution to Titles 1 and 2


1.1


6 333 000 


6 333 000 


 


 


6 333 000 


6 333 000 




 



40 02 41



 



1 500 000 




1 500 000 



 


 



1 500 000 




1 500 000 





 


 


 


7 833 000 


7 833 000 


 


 


7 833 000 


7 833 000 




12 04 02 02


European Banking Authority — Contribution to Title 3


1.1


1 122 000 


1 122 000 


 


 


1 122 000 


1 122 000 




 



Article 12 04 02 — Subtotal



 


7 455 000 


7 455 000 


 


 


7 455 000 


7 455 000 




 



40 02 41



 



1 500 000 




1 500 000 



 


 



1 500 000 




1 500 000 





 


 


 


8 955 000 


8 955 000 


 


 


8 955 000 


8 955 000 






12 04 03






European Insurance and Occupational Pensions Authority






12 04 03 01


European Insurance and Occupational Pensions Authority — Contribution to Titles 1 and 2


1.1


5 260 000 


5 260 000 


 


 


5 260 000 


5 260 000 




12 04 03 02


European Insurance and Occupational Pensions Authority — Contribution to Title 3


1.1


1 125 000 


1 125 000 


 


 


1 125 000 


1 125 000 




 



Article 12 04 03 — Subtotal



 


6 385 000 


6 385 000 


 


 


6 385 000 


6 385 000 






12 04 04






European Securities and Markets Authority






12 04 04 01


European Securities and Markets Authority — Contribution to Titles 1 and 2


1.1


5 663 000 


5 663 000 


 


 


5 663 000 


5 663 000 




12 04 04 02


European Securities and Markets Authority — Contribution to Title 3


1.1


1 251 000 


1 251 000 


 


 


1 251 000 


1 251 000 




 



Article 12 04 04 — Subtotal



 


6 914 000 


6 914 000 


 


 


6 914 000 


6 914 000 




 



Chapter 12 04 — Total



 



28 404 000 




27 622 833 



 



504 538 




28 404 000 




28 127 371 





 




40 02 41




 




1 500 000 






1 500 000 




 


 




1 500 000 






1 500 000 






 



Total including reserves



 



29 904 000 




29 122 833 



 


 



29 904 000 




29 627 371 








                                    12 04 01Specific activities in the field of financial services, financial reporting and auditing












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




7 650 000 


6 868 833 


 


504 538 


7 650 000 


7 373 371 





Remarks

The general objective of this programme is to improve the conditions for the functioning of the internal market by supporting the operations, activities or actions of certain bodies in the fields of financial services, financial reporting and auditing.
Union funding is vital in order to ensure the efficient and effective supervision of the internal market in financial services, particularly in view of the recent financial crisis.
The following activities are covered by the programme:






(a)


activities supporting the implementation of Union policies aimed at supervisory convergence, in particular by means of training of personnel of national supervisory authorities and management of information technology projects in the field of financial services;










(b)


activities developing or providing input to the development of standards, applying, assessing or monitoring standards or overseeing standard setting processes in support of the implementation of Union policies in the field of financial reporting and auditing.





Legal basis

Decision No 716/2009/EC of the European Parliament and of the Council of 16 September 2009 establishing a Community programme to support specific activities in the field of financial services, financial reporting and auditing (OJ L 253, 25.9.2009, p. 8).

TITLE 13


REGIONAL POLICY














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






13 01


ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA


 


88 792 579 


88 792 579 


 


 


88 792 579 


88 792 579 




13 03


EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS


1


30 639 878 699 


30 129 159 515 


 


1 280 929 921 


30 639 878 699 


31 410 089 436 




13 04


COHESION FUND


1


12 499 800 000 


10 685 414 861 


 


729 082 588 


12 499 800 000 


11 414 497 449 




13 05


PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES


 


549 770 452 


487 240 946 


 


2 447 759 


549 770 452 


489 688 705 




13 06


SOLIDARITY FUND


 


14 607 942 


14 607 942 


 


 


14 607 942 


14 607 942 




 



Title 13 — Total



 



43 792 849 672 




41 405 215 843 



 



2 012 460 268 




43 792 849 672 




43 417 676 111 






CHAPTER 13 03 — EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 03


EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS






13 03 01






Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006)




1.2


p.m.


952 914 852 


 


32 555 143 


p.m.


985 469 995 






13 03 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 03






Completion of European Regional Development Fund (ERDF) — Objective 1 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 04






Completion of European Regional Development Fund (ERDF) — Objective 2 (2000 to 2006)




1.2


p.m.


117 927 529 


 


 


p.m.


117 927 529 






13 03 05






Completion of European Regional Development Fund (ERDF) — Objective 2 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 06






Completion of Urban (2000 to 2006)




1.2


p.m.


3 097 548 


 


 


p.m.


3 097 548 






13 03 07






Completion of earlier programmes — Community initiatives (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 08






Completion of European Regional Development Fund (ERDF) — Technical assistance and innovative measures (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 09






Completion of European Regional Development Fund (ERDF) — Technical assistance and innovation measures (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 12






Union contribution to the International Fund for Ireland




1.1


p.m.


p.m.


 


 


p.m.


p.m.






13 03 13






Completion of Interreg III Community initiative (2000 to 2006)




1.2


p.m.


42 000 000 


 


 


p.m.


42 000 000 






13 03 14






Support for regions bordering candidate countries — Completion of earlier programmes (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 16






European Regional Development Fund (ERDF) — Convergence




1.2


25 310 105 801 


24 170 145 222 


 


628 374 778 


25 310 105 801 


24 798 520 000 






13 03 17






European Regional Development Fund (ERDF) — PEACE




1.2


34 060 138 


45 000 000 


 


 


34 060 138 


45 000 000 






13 03 18






European Regional Development Fund (ERDF) — Regional competitiveness and employment




1.2


4 022 082 950 


3 909 539 633 


 


320 000 000 


4 022 082 950 


4 229 539 633 






13 03 19






European Regional Development Fund (ERDF) — European territorial cooperation




1.2


1 213 929 810 


845 523 270 


 


300 000 000 


1 213 929 810 


1 145 523 270 






13 03 20






European Regional Development Fund (ERDF) — Operational technical assistance




1.2


50 000 000 


35 583 088 


 


 


50 000 000 


35 583 088 






13 03 21






Pilot project — Pan-European coordination of Roma integration methods




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 22






Pilot project — Erasmus for elected local and regional representatives




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 23






Pilot project — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale




1.2


p.m.


92 000 


 


 


p.m.


92 000 






13 03 24






Preparatory action — Promoting a more favourable environment for micro-credit in Europe




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 26






Pilot project — Suburbs sustainable regeneration




1.2


p.m.


142 163 


 


 


p.m.


142 163 






13 03 27






Preparatory action — RURBAN — Partnership for sustainable urban-rural development




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 28






Preparatory action — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale




1.2


2 000 000 


2 000 000 


 


 


2 000 000 


2 000 000 






13 03 29






Preparatory action — The definition of governance model for the European Union Danube Region — better and effective coordination




1.2


1 000 000 


900 000 


 


 


1 000 000 


900 000 






13 03 30






Pilot project — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region




1.2


p.m.


600 000 


 


 


p.m.


600 000 






13 03 31






Technical assistance and dissemination of information on the European Union Strategy for the Baltic Sea Region and an improved knowledge of macro-regions strategy




1.2


2 500 000 


494 210 


 


 


2 500 000 


494 210 






13 03 32






Preparatory action on an Atlantic Forum for the European Union Atlantic Strategy




1.2


1 200 000 


600 000 


 


 


1 200 000 


600 000 






13 03 33






Preparatory action — Supporting Mayotte, or any other territory potentially affected, with the switchover to outermost-region status




1.2


p.m.


600 000 


 


 


p.m.


600 000 






13 03 34






Preparatory action — Erasmus for elected local and regional representatives




1.2


1 000 000 


1 000 000 


 


 


1 000 000 


1 000 000 






13 03 35






Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region




1.2


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






13 03 40






Risk sharing instruments financed from the ERDF Convergence envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 41






Risk sharing instruments financed from the ERDF Regional competitiveness and employment envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 13 03 — Total



 



30 639 878 699 




30 129 159 515 



 



1 280 929 921 




30 639 878 699 




31 410 089 436 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced. Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.
Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.
Measures to combat fraud are funded from Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 15 and 16 December 2005.



                                    13 03 01Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


952 914 852 


 


32 555 143 


p.m.


985 469 995 





Remarks

This appropriation is intended to cover ERDF Objective 1 commitments remaining to be settled from the programming period 2000 to 2006.

Legal basis

Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (OJ L 213, 13.8.1999, p. 1).



                                    13 03 16European Regional Development Fund (ERDF) — Convergence












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




25 310 105 801 


24 170 145 222 


 


628 374 778 


25 310 105 801 


24 798 520 000 





Remarks

This appropriation is intended to cover the programmes under the ERDF objective of the convergence in the programming period 2007 to 2013. This objective is aimed at speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment.
Part of this appropriation is intended to be used to address intra-regional disparities so as to ensure that the overall state of development of a given region does not hide poverty loops and disadvantaged territorial units.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).



                                    13 03 18European Regional Development Fund (ERDF) — Regional competitiveness and employment












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




4 022 082 950 


3 909 539 633 


 


320 000 000 


4 022 082 950 


4 229 539 633 





Remarks

This appropriation is intended to cover the programmes under the ERDF objective of the regional competitiveness in the programming period 2007 to 2013. This objective shall, outside the least developed regions, be aimed at strengthening regions’ competitiveness and attractiveness as well as employment by taking into consideration the goals set in the Europe 2020 Strategy.

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).



                                    13 03 19European Regional Development Fund (ERDF) — European territorial cooperation












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 213 929 810 


845 523 270 


 


300 000 000 


1 213 929 810 


1 145 523 270 





Remarks

This appropriation is intended to cover the programmes under the ERDF objective of European territorial cooperation in the programming period 2007 to 2013. This objective shall be aimed at strengthening territorial cooperation and macro-regional cooperation and exchange of experience at the appropriate level.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 13 04 — COHESION FUND














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 04


COHESION FUND






13 04 01






Cohesion Fund — Completion of previous projects (prior to 2007)




1.2


p.m.


953 453 908 


 


 


p.m.


953 453 908 






13 04 02






Cohesion Fund




1.2


12 499 800 000 


9 731 960 953 


 


729 082 588 


12 499 800 000 


10 461 043 541 






13 04 03






Risk sharing instruments financed from the Cohesion Fund envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 13 04 — Total



 



12 499 800 000 




10 685 414 861 



 



729 082 588 




12 499 800 000 




11 414 497 449 






Remarks

Annex II to Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (OJ L 130, 25.5.1994, p. 1) determines the conditions under which advances which do not have the effect of reducing the contribution of the Fund to the operation concerned are to be repaid. Any revenue resulting from such repayments of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.



                                    13 04 02Cohesion Fund












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




12 499 800 000 


9 731 960 953 


 


729 082 588 


12 499 800 000 


10 461 043 541 





Remarks

This appropriation is intended to cover the commitments for the Cohesion Fund in the programming period 2007 to 2013.
Anti-fraud operations will be financed under Article 24 02 01.
This appropriation is also intended to finance the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing Regulation (EC) No 1083/2006, as provided for in Article 45 of that Regulation. In particular, it may be used to cover:






—


support expenditure (representation expenses, training, meetings),










—


information and publishing expenditure,










—


expenditure on information technology and telecommunications,










—


contract for the provision of services and studies,










—


grants.




This appropriation is also intended to fund measures approved by the Commission in the context of the preparation of the next programming period.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).
Council Regulation (EC) No 1084/2006 of 11 July 2006 establishing the Cohesion Fund (EC) (OJ L 210, 31.7.2006, p. 79).

Reference acts

Treaty on the Functioning of the European Union, and in particular Articles 174 and 177 thereof.

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 05


PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES






13 05 01






Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)






13 05 01 01


Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)


4


p.m.


232 278 493 


 


 


p.m.


232 278 493 




13 05 01 02


Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 13 05 01 — Subtotal



 


p.m.


232 278 493 


 


 


p.m.


232 278 493 






13 05 02






Instrument for Pre-Accession Assistance (IPA) — Regional development component




4


462 000 000 


172 734 477 


 


 


462 000 000 


172 734 477 






13 05 03






Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component






13 05 03 01


Cross-border cooperation (CBC) — Contribution from Subheading 1-b


1.2


51 491 401 


50 000 000 


 


 


51 491 401 


50 000 000 




13 05 03 02


Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4


4


36 279 051 


32 227 976 


 


2 447 759 


36 279 051 


34 675 735 




 



Article 13 05 03 — Subtotal



 


87 770 452 


82 227 976 


 


2 447 759 


87 770 452 


84 675 735 




 



Chapter 13 05 — Total



 



549 770 452 




487 240 946 



 



2 447 759 




549 770 452 




489 688 705 








                                    13 05 03Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component



                                 13 05 03 01Cross-border cooperation (CBC) — Contribution from Subheading 1-b










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




51 491 401 


50 000 000 


 


 


51 491 401 


50 000 000 





Remarks

This appropriation is intended to provide the European Regional Development Fund contribution for cross-border cooperation and the technical assistance provided outside the Commission which is required for the implementation in the Member States.

Legal basis

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

                                 13 05 03 02Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




36 279 051 


32 227 976 


 


2 447 759 


36 279 051 


34 675 735 





Remarks

This appropriation is intended to provide the contribution from the Instrument for Pre-Accession Assistance (IPA) for cross-border cooperation projects and technical assistance provided outside the Commission which is required for implementation in the candidate and potential candidate countries.
This appropriation is also intended to provide the IPA contribution for the participation of candidate and potential candidate countries in the relevant transnational and interregional cooperation programmes.

Legal basis

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 14


TAXATION AND CUSTOMS UNION














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






14 01


ADMINISTRATIVE EXPENDITURE OF THE ‘TAXATION AND CUSTOMS UNION’ POLICY AREA


 


56 870 394 


56 870 394 


 


 


56 870 394 


56 870 394 




14 02


POLICY STRATEGY AND COORDINATION FOR THE DIRECTORATE-GENERAL FOR TAXATION AND CUSTOMS UNION


1


3 500 000 


2 697 366 


 


174 840 


3 500 000 


2 872 206 




14 03


INTERNATIONAL ASPECTS OF TAXATION AND CUSTOMS


4


1 250 000 


1 581 471 


 


 


1 250 000 


1 581 471 




14 04


CUSTOMS POLICY


1


53 000 000 


38 964 921 


 


3 147 119 


53 000 000 


42 112 040 




14 05


TAXATION POLICY


1


30 000 000 


21 693 465 


 


2 098 079 


30 000 000 


23 791 544 




 



Title 14 — Total



 



144 620 394 




121 807 617 



 



5 420 038 




144 620 394 




127 227 655 






CHAPTER 14 02 — POLICY STRATEGY AND COORDINATION FOR THE DIRECTORATE-GENERAL FOR TAXATION AND CUSTOMS UNION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 02


POLICY STRATEGY AND COORDINATION FOR THE DIRECTORATE-GENERAL FOR TAXATION AND CUSTOMS UNION






14 02 01






Implementation and development of the internal market




1.1


3 500 000 


2 697 366 


 


174 840 


3 500 000 


2 872 206 




 



Chapter 14 02 — Total



 



3 500 000 




2 697 366 



 



174 840 




3 500 000 




2 872 206 








                                    14 02 01Implementation and development of the internal market












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




3 500 000 


2 697 366 


 


174 840 


3 500 000 


2 872 206 





Remarks

This appropriation is intended to cover expenditure arising in connection with measures contributing to the completion, operation and development of the internal market.
It supports Union customs policy and taxation policy and includes actions which cannot be financed by the Customs 2013 and Fiscalis 2013 programmes.
In the field of taxation and customs, this appropriation is intended primarily to cover:






—


the costs of consultations, studies, analyses and impact assessments,










—


activities in customs classification, and the acquisition of data,










—


investment in software,










—


the production and development of publicity, awareness-raising and training materials.





Legal basis

Task resulting from the Commission's prerogatives at institutional level, as provided for in Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

CHAPTER 14 04 — CUSTOMS POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 04


CUSTOMS POLICY






14 04 01






Completion of previous Customs programmes




1.1


—


p.m.


 


 


—


p.m.






14 04 02






Customs 2013




1.1


53 000 000 


38 964 921 


 


3 147 119 


53 000 000 


42 112 040 




 



Chapter 14 04 — Total



 



53 000 000 




38 964 921 



 



3 147 119 




53 000 000 




42 112 040 








                                    14 04 02Customs 2013












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




53 000 000 


38 964 921 


 


3 147 119 


53 000 000 


42 112 040 





Remarks

This appropriation is intended to cover expenditure on the implementation of the Customs 2013 programme, and in particular the financing of joint actions, information technology (IT) actions and other actions.
It covers in particular:






—


the cost of the acquisition, development, installation, maintenance and day-to-day operation of the Union components of the communication and information exchange systems, which comprise: the common communications network/common systems interface (CCN/CSI), including communication costs relating to the anti-fraud information system (AFIS); the computerised transit system (CTS); the tariff systems, in particular the data dissemination system (DDS), the combined nomenclature (CN), the information system on the integrated tariff of the Community (TARIC), the European binding tariff information system (EBTI), the tariff quota and surveillance system (TQS), the suspensions information system (Suspensions), the specimen management system (SMS), the information system for processing procedures (ISPP), the European customs inventory of chemical substances (ECICS) and the registered exporters system (REX); the system for increasing security set out in Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code (OJ L 302, 19.10.1992, p. 1), including the Union's risk management system, the export control system (ECS), the import control system (ICS) and the system for authorised economic operators (AEO); and any new customs-related communication and information exchange systems, including electronic customs systems, established under the legislation of the Union and provided for in the work programme,










—


expenses relating to preparatory, monitoring, control, audit and evaluation activities which are required directly for the management of the programme and the achievement of its objectives, and in particular studies, meetings, information and publication actions, and expenses linked to IT networks focusing on information exchange,










—


the travel and living expenses incurred by officials from the participating countries relating to benchmarking activities, working visits, seminars, workshops, project and steering groups, training, and monitoring actions,










—


the organisational costs of seminars, workshops, and other similar meetings,










—


the travel and living expenses incurred due to the participation of ad hoc experts and participants,










—


the cost of the acquisition, development, installation, maintenance of training systems and modules in so far as they are common to all participating countries,










—


the costs of any other activity required in order to achieve the objectives of the programme.




Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the participation of third countries, other than candidate countries and western Balkan potential candidate countries, in customs cooperation agreements entered in Item 6 0 3 2 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this article in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23).
Council Decision 2000/305/EC of 30 March 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Switzerland concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (OJ L 102, 27.4.2000, p. 50).
Council Decision 2000/506/EC of 31 July 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Norway concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (OJ L 204, 11.8.2000, p. 35).
Decision No 624/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing an action programme for customs in the Community (Customs 2013) (OJ L 154, 14.6.2007, p. 25).
Decision No 70/2008/EC of the European Parliament and of the Council of 15 January 2008 on a paperless environment for customs and trade (OJ L 23, 26.1.2008, p. 21).
Regulation (EC) No 450/2008 of the European Parliament and of the Council of 23 April 2008 laying down the Community Customs Code (Modernised Customs Code) (OJ L 145, 4.6.2008, p. 1).

CHAPTER 14 05 — TAXATION POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 05


TAXATION POLICY






14 05 02






Computerisation of the excise system (EMCS)




1.1


—


p.m.


 


 


—


p.m.






14 05 03






Fiscalis 2013




1.1


30 000 000 


21 693 465 


 


2 098 079 


30 000 000 


23 791 544 




 



Chapter 14 05 — Total



 



30 000 000 




21 693 465 



 



2 098 079 




30 000 000 




23 791 544 








                                    14 05 03Fiscalis 2013












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




30 000 000 


21 693 465 


 


2 098 079 


30 000 000 


23 791 544 





Remarks

This appropriation is intended to cover expenditure on the implementation of the Fiscalis 2013 programme, and in particular the financing of joint actions, information technology (IT) actions and other actions.
It covers in particular:






—


the cost of the acquisition, development, installation, maintenance and day-to-day operation of the Union components of the communication and information exchange systems, which comprise: the common communications network/common systems interface (CCN/CSI); the VAT information exchange system (VIES); excise systems; the excise movement control system (EMCS); and any new tax-related communication and information exchange systems set up under the legislation of the Union and provided for in the work programme,










—


expenses relating to preparatory, monitoring, control, audit and evaluation activities which are required directly for the management of the programme and the achievement of its objectives, in particular studies, meetings, information and publication actions, and expenses linked to IT networks focusing on information exchange,










—


the travel and living expenses incurred by officials from the participating countries relating to multilateral controls, working visits, seminars and project groups,










—


the organisational costs relating to seminars and other similar meetings,










—


the travel and living expenses incurred for the participation of ad hoc experts and participants,










—


the cost of the acquisition, development, installation, and maintenance of training systems and modules in so far as they are common to all participating countries,










—


the costs of any other activity required in order to achieve the objectives of the programme.




Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the participation of third countries, other than candidate countries and western Balkan potential candidate countries, in customs cooperation agreements entered in Item 6 0 3 2 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this article in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1798/2003 of 7 October 2003 on administrative cooperation in the field of value added tax and repealing Regulation (EEC) No 218/92 (OJ L 264, 15.10.2003, p. 1).
Decision No 1482/2007/EC of the European Parliament and of the Council of 11 December 2007 establishing a Community programme to improve the operation of taxation systems in the internal market (Fiscalis 2013) (OJ L 330, 15.12.2007, p. 1).

TITLE 15


EDUCATION AND CULTURE














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






15 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA


 


123 603 923 


123 603 923 


 


 


123 603 923 


123 603 923 




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM


 


1 417 215 664 


1 328 230 073 


 


50 884 143 


1 417 215 664 


1 379 114 216 




15 04


DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE


 


175 715 000 


159 022 211 


 


874 200 


175 715 000 


159 896 411 




15 05


ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS


3


149 539 000 


130 166 227 


 


 


149 539 000 


130 166 227 




15 07


PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS


1


963 502 000 


756 039 305 


 


15 735 595 


963 502 000 


771 774 900 




 



Title 15 — Total



 



2 829 575 587 




2 497 061 739 



 



67 493 938 




2 829 575 587 




2 564 555 677 






CHAPTER 15 02 — LIFELONG LEARNING, INCLUDING MULTILINGUALISM














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM






15 02 02






Erasmus Mundus




1.1


110 791 000 


90 042 647 


 


2 098 079 


110 791 000 


92 140 726 






15 02 03






Cooperation with third countries on education and vocational training




4


1 024 000 


3 162 941 


 


 


1 024 000 


3 162 941 






15 02 09






Completion of previous programmes in the field of education and training




1.1


—


p.m.


 


 


—


p.m.






15 02 11






European Institute of Innovation and Technology






15 02 11 01


European Institute of Innovation and Technology — Governing structure


1.1


4 765 110 


4 215 716 


 


 


4 765 110 


4 215 716 




15 02 11 02


European Institute of Innovation and Technology — Knowledge and Innovation Communities (KIC)


1.1


118 300 000 


90 015 023 


 


 


118 300 000 


90 015 023 




 



Article 15 02 11 — Subtotal



 


123 065 110 


94 230 739 


 


 


123 065 110 


94 230 739 






15 02 22






Lifelong learning programme




1.1


1 140 924 154 


1 099 427 411 


 


48 786 064 


1 140 924 154 


1 148 213 475 






15 02 23






Preparatory action — Erasmus-style programme for apprentices




1.1


—


275 000 


 


 


—


275 000 






15 02 25






European Centre for the Development of Vocational Training






15 02 25 01


European Centre for the Development of Vocational Training — Contribution to Titles 1 and 2


1.1


12 430 000 


12 430 000 


 


 


12 430 000 


12 430 000 




15 02 25 02


European Centre for the Development of Vocational Training — Contribution to Title 3


1.1


4 954 900 


4 954 900 


 


 


4 954 900 


4 954 900 




 



Article 15 02 25 — Subtotal



 


17 384 900 


17 384 900 


 


 


17 384 900 


17 384 900 






15 02 27






European Training Foundation






15 02 27 01


European Training Foundation — Contribution to Titles 1 and 2


4


15 081 500 


15 081 500 


 


 


15 081 500 


15 081 500 




15 02 27 02


European Training Foundation — Contribution to Title 3


4


4 945 000 


5 445 000 


 


 


4 945 000 


5 445 000 




 



Article 15 02 27 — Subtotal



 


20 026 500 


20 526 500 


 


 


20 026 500 


20 526 500 






15 02 30






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


—


—


 


 


—


—






15 02 31






Pilot project to cover the costs of studies to specialise in European Neighbourhood Policy (ENP) and related academic activities, including the setting-up of the ENP Chair in the College of Europe (Natolin Campus)




1.1


p.m.


579 935 


 


 


p.m.


579 935 






15 02 32






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


—


p.m.


 


 


—


p.m.






15 02 33






Preparatory action to cover the costs of studies for persons specialising in the European Neighbourhood Policy (ENP) and for related academic activities and other educational modules including the functioning of the ENP Chair in the College of Europe (Natolin Campus)




1.1


4 000 000 


2 600 000 


 


 


4 000 000 


2 600 000 




 



Chapter 15 02 — Total



 



1 417 215 664 




1 328 230 073 



 



50 884 143 




1 417 215 664 




1 379 114 216 








                                    15 02 02Erasmus Mundus












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




110 791 000 


90 042 647 


 


2 098 079 


110 791 000 


92 140 726 





Remarks

This appropriation is intended to cover the Erasmus Mundus II programme (2009-2013), as well as the completion of actions started during the previous phase of the Erasmus Mundus programme 2004-2008. The objectives of the Erasmus Mundus II programme are:






—


to foster structured cooperation between higher education institutions and academic staff in Europe and third countries with a view to creating poles of excellence and providing highly trained human resources,










—


to contribute to the mutual enrichment of societies by developing a pool of well-qualified, open-minded and internationally experienced women and men through promoting mobility in order for the most talented students and academics from third countries to obtain qualifications and/or experience in the Union and for the most talented European students and academics to do the same in third countries,










—


to contribute to the development of human resources and the international cooperation capacity of higher education institutions in third countries through increased mobility streams between the Union and third countries,










—


to improve accessibility and enhance the profile and visibility of European higher education in the world as well as its attractiveness for third-country nationals,










—


to foster cooperation between higher education institutions and to improve exchanges of academic staff and students in Europe and European Neighbourhood Policy countries — equally from the South and East.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 2317/2003/EC of the European Parliament and of the Council of 5 December 2003 establishing a programme for the enhancement of quality in higher education and the promotion of intercultural understanding through cooperation with third countries (Erasmus Mundus) (2004 to 2008) (OJ L 345, 31.12.2003, p. 1).
Decision No 1298/2008/EC of the European Parliament and of the Council of 16 December 2008 establishing the Erasmus Mundus 2009-2013 action programme for the enhancement of quality in higher education and the promotion of intercultural understanding through cooperation with third countries (OJ L 340, 19.12.2008, p. 83).



                                    15 02 22Lifelong learning programme












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 140 924 154 


1 099 427 411 


 


48 786 064 


1 140 924 154 


1 148 213 475 





Remarks

In accordance with the decision for an integrated programme in the field of lifelong learning, this appropriation is intended to cover the following specific programmes and horizontal actions:






—


Comenius: for general education activities concerning schools up to and including upper-secondary level,










—


Erasmus: for education and advanced training activities at higher education level, increase in the number of scholarships and funding for them under the Erasmus programmes,










—


Leonardo da Vinci: for all aspects of vocational education and training,










—


Grundtvig: for adult education,










—


Jean Monnet: projects stimulating teaching, research and debate on the European integration process at higher education institutions and operating grants to certain key institutions and associations,










—


a cross-cutting programme: incorporating four key activities to cover policy issues, to make specific provision for language learning and activity related to information and communication technologies where these fall outside the specific programmes, and to provide a better dissemination service.




Special education needs for persons suffering from disabilities or ‘dys’ conditions can be addressed in all the abovementioned sectoral programmes.






—



Brain trust: One part of the increase is intended to support Brain trust, an online knowledge-sharing tool for university students where each student can have a profile page displaying his or her ‘academic CV’, including study courses, publications, references used and keywords to indicate interests of the student. Brain trust platform will give students an overview of their studies and an opportunity to communicate and cooperate based on their academic interests across countries, universities, disciplines and levels of education, regardless of their current institutional affiliation and geographical location. The platform contributes to the strengthening of a pan-European identity and awareness among the young generation of European citizens. It will create an online European dimension to national systems of higher education, supporting the aims of developing the Community as a knowledge society, as set out in the Lifelong Learning Programme 2007-2013, and contributing to the creation of a European Area of Higher Education as part of the Bologna Process;










—



Early Science and Technology Education in Europe: One part of the increase is intended to support a project or action for the enhancement of Early Science and Technology Education in Europe. Vision: In the first formative period (age 3 to 6) all children make first experiences with basic science concepts in order to feed their intrinsic curiosity. The action is aimed at supporting Member States in the development of national strategies in the field of early science education;










—



European University Institute (EUI): One part of the increase is intended to cover, inter alia, supplementary expenditures relating to the activities of the EUI in accordance with Article 36(2)(b) of Decision No 1720/2006/EC establishing the Lifelong Learning Programme. A complementary contribution should be allocated to the EUI's Global Governance Programme. The Programme started in 2010 and is now consolidating and expanding its activities. The increase will further improve and widen the PhD training with respect to global governance and world affairs at the EUI; enlarge the European Academy of Global Governance devoted to top level training, discussion and debates; enhance the community of junior post-doctoral fellows specialised in these areas; attract to the EUI a significant number of senior scholars drawn from Member States’ universities and research centres and from international institutions; further increase the number of interrelated strands of basic and applied research on issues of global governance; promote and support a variety of events, conferences and High-Level Policy Seminars on issues of global governance; and further consolidate the European Network of Global Governance as well as the dissemination activities of the programme.




Part of this appropriation should be used for the promotion of the university education of students with a Roma ethnic background in order to provide them comprehensive support to address their unique challenges and to prevent their drop-out in tertiary education; the support should include scholarships, mentoring, tutoring and additional training in professional development and language competences.
A part of this appropriation should also fund Qualified Master Degree within eligible European universities, which shall be an important tool in the frame of the automatic recognition by all Member States and which must implement a common Master core curriculum. A European label of Qualified Master Degree will be delivered on the basis of the compliance with quality criteria of excellence. The initiative will foster academic recognition of Master degrees across the EU and will represent an important instrument in the goal of the realisation of an effective European Higher Education Area, as it’s been stressed by the recent Bologna Process Ministerial Conference of Bucharest in April 2012 and by the EP initiative report of March 2012. It will be implemented by universities of different Member States and will have, as a side outcome, the comparability of curricula, programs and learning outcomes of the corresponding bachelor degrees.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 1720/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing an action programme in the field of lifelong learning (OJ L 327, 24.11.2006, p. 45).

CHAPTER 15 04 — DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 04


DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE






15 04 09






Completion of previous programmes/actions






15 04 09 01


Completion of previous programmes/actions in the field of culture and language


3.2


—


p.m.


 


 


—


p.m.




15 04 09 02


Completion of previous MEDIA programmes


3.2


—


p.m.


 


 


—


p.m.




 



Article 15 04 09 — Subtotal



 


—


p.m.


 


 


—


p.m.






15 04 10






Pilot project — Economy of cultural diversity




3.2


250 000 


350 000 


 


 


250 000 


350 000 






15 04 44






Culture Programme (2007 to 2013)




3.2


59 356 000 


52 290 127 


 


 


59 356 000 


52 290 127 






15 04 45






Pilot project — Artist mobility




3.2


—


p.m.


 


 


—


p.m.






15 04 46






Preparatory action — Culture in external relations




3.2


200 000 


200 000 


 


 


200 000 


200 000 






15 04 48






Pilot project — A European Platform for Festivals




3.2


1 000 000 


500 000 


 


 


1 000 000 


500 000 






15 04 50






European Heritage Label




3.2


300 000 


260 696 


 


 


300 000 


260 696 






15 04 66






MEDIA 2007 — Support programme for the European audiovisual sector






15 04 66 01


MEDIA 2007 — Support programme for the European audiovisual sector


3.2


108 109 000 


99 874 660 


 


874 200 


108 109 000 


100 748 860 




15 04 66 02


Preparatory action — Implementation of the MEDIA 2007 programmes in third countries


4


—


p.m.


 


 


—


p.m.




15 04 66 03


Preparatory action — Circulation of audiovisual works in a digital environment


3.2


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 




 



Article 15 04 66 — Subtotal



 


110 109 000 


100 874 660 


 


874 200 


110 109 000 


101 748 860 






15 04 68






MEDIA Mundus




3.2


4 500 000 


4 546 728 


 


 


4 500 000 


4 546 728 






15 04 70






Pilot project — House of European History




3.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 15 04 — Total



 



175 715 000 




159 022 211 



 



874 200 




175 715 000 




159 896 411 








                                    15 04 66MEDIA 2007 — Support programme for the European audiovisual sector



                                 15 04 66 01MEDIA 2007 — Support programme for the European audiovisual sector










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




108 109 000 


99 874 660 


 


874 200 


108 109 000 


100 748 860 





Remarks

This appropriation is intended to cover the following measures:
support for the pre-production phase:






—


favour the acquisition of skills and qualifications for audiovisual professionals in the fields of scriptwriting, management and new technologies. For example: support the mobility of trainers; scholarships for professionals from the new Member States,










—


support the development of audiovisual works, in respect of the creative (scripts) as well as economical aspects (production strategies, distribution and promotion). For example: support the development of individual projects or catalogues of projects; support intended to facilitate access to financing by small and medium-sized enterprises, including the MEDIA Production Guarantee Fund,




support for the post-production phase:






—


support the transnational distribution of European works, to improve the circulation of non-national European works. For example: support cinema and video distribution of non-national European films; automatic and selective support for distributors of non-national European films, support for promotion kits, support to digitisation,










—


improve the promotion of European works. For example: ensuring access by professionals to European and international markets; ensuring access by the audience to works reflecting European cultural diversity,










—


support innovation and enable the programme to adapt to technological changes. Action: support pilot projects, notably in respect of digital technologies, including support to the digitisation of cinema theatres,










—


support a network of information offices (MEDIA desks) throughout Europe,










—


support for the European Audiovisual Observatory.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the Swiss Confederation's contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2) and (3) of the Financial Regulation.
In accordance with the Decision No 1718/2006/EC, part of the appropriation under this budget item will be used to encourage and support initiatives for image education organised by festivals for young people, in particular in close cooperation with schools and other institutions. Beneficiaries may be organisations from the public and private sectors which have expertise and European experience in media literacy issues.

Legal basis

Decision No 1718/2006/EC of the European Parliament and of the Council of 15 November 2006 concerning the implementation of a programme of support for the European audiovisual sector (MEDIA 2007) (OJ L 327, 24.11.2006, p. 12).
See also Item 15 01 04 31.

                                 15 04 66 02Preparatory action — Implementation of the MEDIA 2007 programmes in third countries










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


p.m.


 


 


—


p.m.





Remarks

This appropriation is intended to cover the costs of completing the MEDIA International preparatory action.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 15 04 66 03Preparatory action — Circulation of audiovisual works in a digital environment










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 





Remarks

This appropriation is intended to cover the costs for the completion of the preparatory action ‘Circulation of audiovisual works in a digital environment’.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 07


PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS






15 07 77






People




1.1


963 502 000 


755 539 405 


 


15 735 595 


963 502 000 


771 275 000 






15 07 78






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






15 07 79






Pilot project — Knowledge partnerships




1.1


p.m.


499 900 


 


 


p.m.


499 900 




 



Chapter 15 07 — Total



 



963 502 000 




756 039 305 



 



15 735 595 




963 502 000 




771 774 900 








                                    15 07 77People












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




963 502 000 


755 539 405 


 


15 735 595 


963 502 000 


771 275 000 





Remarks

Europe needs to become more attractive to researchers, in order to increase its capacity and performance in research and technological development, while consolidating and further developing the European Research Area. Against the background of growing competition at world level, the development of an open and competitive European labour market for researchers with diverse, attractive career prospects is needed.
The added value of the support provided by the specific ‘People’ programme (implemented through the Marie Curie Actions, the Researchers’ Night and the EURAXESS action) is the promotion of the international, interdisciplinary and intersectoral mobility of researchers as a key driver for European Innovation. Marie Curie Actions also foster stronger cooperation between education, research and businesses from different countries in the training and career development of researchers to broaden their skills and prepare them for the jobs of tomorrow. The Marie Curie Actions reinforce a closer partnership between education and businesses in order to increase knowledge exchange and enhance PhD training adapted to the needs of industry. By promoting employment conditions in line with the European researchers’ charter and code, they contribute to making a research career in Europe more attractive.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 272).

TITLE 18


HOME AFFAIRS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






18 01


ADMINISTRATIVE EXPENDITURE OF THE ‘HOME AFFAIRS’ POLICY AREA


 


40 140 399 


40 140 399 


 


 


40 140 399 


40 140 399 




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE


3


708 459 000 


468 584 737 


 


22 904 034 


708 459 000 


491 488 771 




 



40 02 41



 



98 230 000 




57 892 946 



 


 



98 230 000 




57 892 946 





 


 


 


806 689 000 


526 477 683 


 


 


806 689 000 


549 381 717 




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES


3


323 730 000 


203 612 813 


 


25 928 763 


323 730 000 


229 541 576 




18 05


SECURITY AND SAFEGUARDING LIBERTIES


3


151 280 140 


142 214 698 


 


 


151 280 140 


142 214 698 




 



40 02 41



 



13 050 000 




8 550 000 



 


 



13 050 000 




8 550 000 





 


 


 


164 330 140 


150 764 698 


 


 


164 330 140 


150 764 698 




18 08


POLICY STRATEGY AND COORDINATION


3


3 500 000 


2 591 168 


 


419 616 


3 500 000 


3 010 784 




 



Title 18 — Total



 



1 227 109 539 




857 143 815 



 



49 252 413 




1 227 109 539 




906 396 228 





 




40 01 40, 40 02 41




 




111 280 000 






66 442 946 




 


 




111 280 000 






66 442 946 






 



Total including reserves



 



1 338 389 539 




923 586 761 



 


 



1 338 389 539 




972 839 174 






CHAPTER 18 02 — SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE






18 02 03






European Agency for the Management of Operational Cooperation at the External Borders






18 02 03 01


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2


3.1


29 000 000 


29 000 000 


 


 


29 000 000 


29 000 000 




18 02 03 02


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3


3.1


49 959 000 


49 959 000 


 


 


49 959 000 


49 959 000 




 



Article 18 02 03 — Subtotal



 


78 959 000 


78 959 000 


 


 


78 959 000 


78 959 000 






18 02 04






Schengen information system (SIS II)




3.1


24 000 000 


14 032 531 


 


1 049 040 


24 000 000 


15 081 571 




 



40 02 41



 



12 750 000 




7 500 000 



 


 



12 750 000 




7 500 000 





 


 


 


36 750 000 


21 532 531 


 


 


36 750 000 


22 581 571 






18 02 05






Visa Information System (VIS)




3.1


7 000 000 


21 568 782 


 


 


7 000 000 


21 568 782 




 



40 02 41



 



1 750 000 




5 471 400 



 


 



1 750 000 




5 471 400 





 


 


 


8 750 000 


27 040 182 


 


 


8 750 000 


27 040 182 






18 02 06






External Borders Fund




3.1


332 000 000 


187 897 347 


 


12 413 637 


332 000 000 


200 310 984 




 



40 02 41



 



83 000 000 




44 200 000 



 


 



83 000 000 




44 200 000 





 


 


 


415 000 000 


232 097 347 


 


 


415 000 000 


244 510 984 






18 02 07






Schengen evaluation




3.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



730 000 




721 546 



 


 



730 000 




721 546 





 


 


 


730 000 


721 546 


 


 


730 000 


721 546 






18 02 08






Preparatory action — Completion of return management in the area of migration




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 02 09






European Return Fund




3.1


185 500 000 


91 690 077 


 


9 441 357 


185 500 000 


101 131 434 






18 02 10






Preparatory action — Migration management — Solidarity in action




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 02 11






Agency for the operational management of large-scale IT systems in the area of freedom, security and justice






18 02 11 01


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2


3.1


30 100 000 


24 707 000 


 


 


30 100 000 


24 707 000 




18 02 11 02


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3


3.1


10 900 000 


9 730 000 


 


 


10 900 000 


9 730 000 




 



Article 18 02 11 — Subtotal



 


41 000 000 


34 437 000 


 


 


41 000 000 


34 437 000 






18 02 12






Schengen Facility for Croatia




3.1


40 000 000 


40 000 000 


 


 


40 000 000 


40 000 000 




 



Chapter 18 02 — Total



 



708 459 000 




468 584 737 



 



22 904 034 




708 459 000 




491 488 771 





 




40 02 41




 




98 230 000 






57 892 946 




 


 




98 230 000 






57 892 946 






 



Total including reserves



 



806 689 000 




526 477 683 



 


 



806 689 000 




549 381 717 








                                    18 02 04Schengen information system (SIS II)













 


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 02 04


24 000 000 


14 032 531 


 


1 049 040 


24 000 000 


15 081 571 




40 02 41


12 750 000 


7 500 000 


 


 


12 750 000 


7 500 000 




Total


36 750 000 


21 532 531 


 


1 049 040 


36 750 000 


22 581 571 





Remarks

This appropriation is intended to finance the following:






—


operating expenditure of the Schengen information system (SIS),










—


other operating expenditure which may result from this incorporation.




Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 2 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Conditions for releasing the reserve

The appropriations entered in the reserve shall be released when the Commission (or the European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice respectively after the transfer of appropriations) presents concrete information to the budgetary authority on the content of the call for tender and the sufficiently concrete contract on maintenance in operational conditions of the Schengen Information System resulting thereof. In addition, the Commission shall submit a concrete schedule for the remaining actions to be taken before the start of operations of the SIS II in 2013 specifying in detail the further technical steps, the content and objective of each step, the corresponding costs and the responsibilities for each development step.

Legal basis

Protocol No 19 on the Schengen acquis integrated into the framework of the European Union.
Council Decision 2001/886/JHA of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (OJ L 328, 13.12.2001, p. 1).
Council Regulation (EC) No 2424/2001 of 6 December 2001 on the development of the second-generation Schengen Information System (SIS II) (OJ L 328, 13.12.2001, p. 4).
Regulation (EC) No 1987/2006 of the European Parliament and of the Council of 20 December 2006, on the establishment, operation and use of the second generation Schengen Information System (SIS II) (OJ L 381, 28.12.2006, p. 4).
Regulation (EC) No 1986/2006 of the European Parliament and of the Council of 20 December 2006 regarding access to the Second Generation Schengen Information System (SIS II) by the services in the Member States responsible for issuing vehicle registration certificates (OJ L 381, 28.12.2006, p. 1).
Council Decision 2007/533/JHA of 12 June 2007 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (OJ L 205, 7.8.2007, p. 63).
Council Regulation (EU) No 1272/2012 of 20 December 2012 on migration from the Schengen Information System (SIS 1+) to the second generation Schengen Information System (SIS II) (OJ L 359, 29.12.2012, p. 21).
Council Regulation (EU) No 1273/2012 of 20 December 2012 on migration from the Schengen Information System (SIS 1+) to the second generation Schengen Information System (SIS II) (OJ L 359, 29.12.2012, p. 32).



                                    18 02 06External Borders Fund













 


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 02 06


332 000 000 


187 897 347 


 


12 413 637 


332 000 000 


200 310 984 




40 02 41


83 000 000 


44 200 000 


 


 


83 000 000 


44 200 000 




Total


415 000 000 


232 097 347 


 


12 413 637 


415 000 000 


244 510 984 





Remarks

This appropriation will provide support for MemberState measures in the following areas:






—


efficient organisation of control covering both checks and surveillance tasks relating to external borders,










—


efficient management by the Member States of the flow of persons at the external borders, in order to ensure both a high level of border protection and smooth crossing of external borders in accordance with the Schengen acquis, including the principle of respectful treatment and dignity,










—


uniform application by the border guards of Union law on the crossing of external borders,










—


improvement of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard.










—


In particular, this appropriation is intended to support the following actions in the Member States:










—


border crossing infrastructures and related buildings, such as border stations, helicopter landing places or lanes or booths for the queuing of vehicles and persons at border crossing points,










—


infrastructure, buildings and systems required for surveillance between border crossing points and for protection against illegal crossing of the external border,










—


operating equipment,










—


means of transport for the surveillance of external borders, such as vehicles, vessels, helicopters, and light aircraft, specially equipped with electronic equipment for the surveillance of the border and the detection of persons in means of transport,










—


equipment for the real-time exchange of information between relevant authorities,










—


information and communication technology systems,










—


programmes for the detachment and exchange between Member States of staff such as border guards, immigration officers and consular officers,










—


training and education of staff in relevant authorities, including language training,










—


investments in the development, testing and instalment of state of the art technology,










—


studies and pilot projects implementing recommendations, operational standards and best practices resulting from operational cooperation between Member States in the field of border control,










—


studies and pilot projects designed to stimulate innovation, facilitate exchanges of experience and good practice and improve the quality of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals in the territory of the Member States and cooperation between Member States in this regard,










—


create a common Schengen visa Internet site in order to improve the visibility and uniform image of the common visa policy.




In the framework of the Kaliningrad Transit Scheme, this appropriation is intended to cover foregone fees from transit visas and additional costs (investment in infrastructures, training of border guards and rail staff, additional operational costs) incurred in implementing the Facilitated Transit Document and Facilitated Rail Transit Document scheme in accordance with Council Regulation (EC) No 693/2003 (OJ L 99, 17.4.2003, p. 8) and Council Regulation (EC) No 694/2003 (OJ L 99, 17.4.2003, p. 15).
At the Commission's initiative, it is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) serving the general objective of contributing to the improvement of the activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard, including the activities of Asylum Liaison Officers and Immigration Liaison Officers, and the objective of promoting the progressive inclusion of customs, veterinary and phytosanitary controls in integrated border management activities according to policy developments in this field. These actions can also be used to provide supporting services to Member States in duly substantiated emergency situations requiring urgent action at the external borders of the Member States.
Moreover, each year the Commission will draw up a list of specific actions to be implemented by the Member States and, where appropriate, in cooperation with the Agency, that contribute to the development of the common integrated border management system by addressing weaknesses at strategic border points identified in risk analyses carried out by the Agency.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Conditions for releasing the reserve

The reserve will be released when a satisfactory outcome is achieved between the European Parliament and the Council on Schengen governance.

Legal basis

Decision No 574/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the External Borders Fund for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 22).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/599/EC of 27 August 2007 implementing Decision No 574/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2007 to 2013 (OJ L 233, 5.9.2007, p. 3).
Commission Decision 2008/456/EC of 5 March 2008 laying down rules for the implementation of Decision No 574/2007/EC of the European Parliament and of the Council establishing the External Border Fund for the period 2007 to 2013 as part of the general programme ‘Solidarity and Management of Migration Flows’' as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 1).
Regulation (EC) No 810/2009 of the European Parliament and of the Council of 13 July 2009 establishing a Community Code on Visas (Visa Code) (OJ L 243, 15.9.2009, p. 1).



                                    18 02 09European Return Fund












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




185 500 000 


91 690 077 


 


9 441 357 


185 500 000 


101 131 434 





Remarks

This appropriation will provide support for MemberState measures to improve the management of return in all its dimensions while respecting fundamental rights through the use of the concept of integrated management, taking account of Union legislation in this field, in the following areas:






—


the introduction and improvement of the organisation and implementation of integrated return management by Member States,










—


the enhancement of the cooperation between Member States in the framework of integrated return management and its implementation,










—


the promotion of an effective and uniform application of common standards on return according to the policy development in the field, with priority for voluntary return schemes,










—


the organisation of information campaigns in countries of origin and of transit for prospective displaced persons, refugees and asylum seekers. These campaigns can take place in the framework of better cooperation with third countries that combat irregular migration and promote legal migration.




At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning return policy. Studies to determine the existence of and evaluate mechanisms to support reintegration in selected third countries and examine the patterns of social and professional reintegration in the most relevant countries of origin, specifically in immediate eastern and southern neighbourhoods, are also covered.
This appropriation is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.

Legal basis

Directive 2008/115/EC of the European Parliament and of the Council of 16 December 2008 on common standards and procedures in Member States for returning illegally staying third-country nationals (OJ L 348, 24.12.2008, p. 98).
Decision No 575/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Return Fund for the period 2008 to 2013 as part of the General Programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 45).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/837/EC of 30 November 2007 implementing Decision No 575/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2008 to 2013 (OJ L 330, 15.12.2007, p. 48).
Commission Decision 2008/458/EC of 5 March 2008 laying down rules for the implementation of Decision No 575/2007/EC of the European Parliament and of the Council establishing the European Return Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 135).

CHAPTER 18 03 — MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES






18 03 03






European Refugee Fund (ERF)




3.1


112 330 000 


77 035 597 


 


14 861 394 


112 330 000 


91 896 991 






18 03 04






Emergency measures in the event of mass influxes of refugees




3.1


11 900 000 


6 338 621 


 


 


11 900 000 


6 338 621 






18 03 05






European Migration Network




3.1


6 500 000 


4 505 155 


 


349 680 


6 500 000 


4 854 835 






18 03 06






Preparatory action — Completion of integration of third-country nationals




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 07






Completion of ARGO




3.1


—


p.m.


 


 


—


p.m.






18 03 09






European Fund for the Integration of third-country nationals




3.1


177 500 000 


103 360 252 


 


9 965 877 


177 500 000 


113 326 129 






18 03 11






Eurodac




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 14






European Asylum Support Office (EASO)






18 03 14 01


European Asylum Support Office — Contribution to Titles 1 and 2


3.1


7 000 000 


7 000 000 


 


 


7 000 000 


7 000 000 




18 03 14 02


European Asylum Support Office — Contribution to Title 3


3.1


5 000 000 


2 975 480 


 


524 520 


5 000 000 


3 500 000 




 



Article 18 03 14 — Subtotal



 


12 000 000 


9 975 480 


 


524 520 


12 000 000 


10 500 000 






18 03 15






Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees




3.1


p.m.


225 000 


 


 


p.m.


225 000 






18 03 16






Pilot project — Funding for victims of torture




3.1


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






18 03 17






Preparatory action — Enable the resettlement of refugees during emergency situations




3.1


p.m.


422 708 


 


227 292 


p.m.


650 000 






18 03 18






Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union




3.1


1 000 000 


500 000 


 


 


1 000 000 


500 000 






18 03 19






Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees




3.1


500 000 


250 000 


 


 


500 000 


250 000 




 



Chapter 18 03 — Total



 



323 730 000 




203 612 813 



 



25 928 763 




323 730 000 




229 541 576 








                                    18 03 03European Refugee Fund (ERF)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




112 330 000 


77 035 597 


 


14 861 394 


112 330 000 


91 896 991 





Remarks

This appropriation is intended to finance, as regards structural measures, projects and measures concerning the reception of refugees, displaced persons and asylum seekers which meet the conditions governing eligibility for Union financial aid.
It is intended to support Member States’ efforts to integrate refugees and other persons granted supplementary support, and to allow displaced persons to lead a life for which they themselves are responsible, through measures taken chiefly in the following areas:






—


facilitating access to employment, including vocational training,










—


acquisition of knowledge of the language, society, culture and institutions of the host country,










—


facilitating access to housing and to the medical and social infrastructure of the host country,










—


support for persons in particular need of protection, such as women refugees, unaccompanied minors and torture victims, including victims of forced abortion, female genital mutilation or coerced sterilisation and rape victims,










—


integration into local structures and activities,










—


improvement in public awareness and understanding of refugees’ situation,










—


analysis of the situation of refugees in the Union,










—


training on gender issues and child protection for officials, healthcare workers and police officers at reception centres,










—


separate accommodation for single women and girls.




Moreover, it is intended to support efforts of the voluntary burden sharing operations by Member States, such as the resettlement, reception and integration by Member States of refugees coming from third countries and recognised by the United Nations High Commissioner for Refugees (UNHCR) and transfers of applicants and beneficiaries of international protection from one Member State to another which grants them equivalent protection.
Part of this appropriation will be used for supporting the Member States in direct cooperation with United Nations humanitarian and other agencies which on a voluntary basis extend resettlement in a flexible manner in acute refugee situations. The focus will be on the most vulnerable groups and cases where other durable solutions are regarded as having been ruled out.
Particular attention should be given to when the appropriation can be used to demonstrate a significant and tangible act of solidarity at European level which can produce added value as part of a broader approach on delivery of humanitarian support to a country or region.
At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning asylum policy and measures applicable to the target population of the Fund, in particular to offer adequate support to joint efforts by Member States to identify, share and promote best practices and establish effective cooperation structures in order to enhance the quality of decision making.
This appropriation is also intended to cover earlier commitments from ERF I and II, including those regarding voluntary repatriation.
It is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.
A solidarity mechanism will be established to facilitate the voluntary reallocation of refugees and beneficiaries of international protection from Member States which are facing severe pressure from immigration flows to other Member States. The mechanism would be established at Union level and brought into operation on a trial basis so that it may eventually be continued under a Common European Asylum System. Member States would freely determine all aspects of the selection process on a voluntary basis. The Commission would set the framework, issue guidelines, encourage participation and facilitate management and coordination.
The mechanism should be established in line with the European Council Conclusions of 18 and 19 June 2009. The conclusions note that, in view of the present humanitarian emergency, concrete measures need to be quickly put in place and implemented. The European Council called for the coordination of voluntary measures for internal reallocation of beneficiaries of international protection present in the Member States exposed to specific and disproportionate pressures and highly vulnerable persons and welcomed the intention of the Commission to take initiatives in this respect, starting with a pilot project.

Legal basis

Decision No 573/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).
Decision No 458/2010/EU of the European Parliament and of the Council of 19 May 2010 amending Decision No 573/2007/EC establishing the European Refugee Fund for the period 2008 to 2013 by removing funding for certain Community actions and altering the limit for funding such actions (OJ L 129, 28.5.2010, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/815/EC of 29 November 2007 implementing Decision No 573/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines 2008 to 2013 (OJ L 326, 12.12.2007, p. 29).
Commission Decision 2008/22/EC of 19 December 2007 laying down rules for the implementation of Decision No 573/2007/EC of the European Parliament and of the Council establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 7, 10.1.2008, p. 1).



                                    18 03 05European Migration Network












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




6 500 000 


4 505 155 


 


349 680 


6 500 000 


4 854 835 





Remarks

This appropriation is intended to finance the establishment of the European Migration Network in order to provide the Union and the MemberStates with objective, reliable and comparable information on migration and asylum.
Such information will contain statistical material on the number of asylum seekers coming to Member States, broken down by MemberState, the number of successful applications, the number of unsuccessful applications, the reasons for rejection, etc.

Legal basis

Council Decision 2008/381/EC of 14 May 2008 establishing a European Migration Network (OJ L 131, 21.5.2008, p. 7).



                                    18 03 09European Fund for the Integration of third-country nationals












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




177 500 000 


103 360 252 


 


9 965 877 


177 500 000 


113 326 129 





Remarks

In view of the general objective of supporting the efforts of Member States to enable third-country nationals to fulfil the conditions of residence and to facilitate their integration into European societies, in accordance with the Common Basic Principles for immigrant integration policy in the European Union as adopted by the Council in November 2004 and with the European Parliament’s resolution of 6 July 2006 on strategies and means for the integration of immigrants in the European Union (OJ C 303 E, 13.12.2006, p. 845), this appropriation will support measures in the following areas:






—


facilitating the development and implementation of admission procedures relevant to and supportive of the integration process of third-country nationals,










—


developing and implementing the integration process for third-country nationals in Member States,










—


increasing the capacity of Member States to develop, implement, monitor and evaluate policies and measures for the integration of third-country nationals,










—


exchanging information, best practice and cooperation in and between Member States in developing, implementing, monitoring and evaluating policies and measures for the integration of third-country nationals that will help, inter alia, to reduce the employment gap between immigrants and others, improve immigrant participation and performance in education, advance the education and employment prospects of immigrant women, language and introductory programmes, health, housing and urban living and enhancing civic participation by immigrants.




At the Commission's initiative, it is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning immigration and integration policy.

Legal basis

Council Decision 2007/435/EC of 25 June 2007 establishing the European Fund for the Integration of third-country nationals for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 168, 28.6.2007, p. 18).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005, establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2008/457/EC of 5 March 2008 laying down rules for the implementation of Council Decision 2007/435/EC establishing the European Fund for the Integration of third-country nationals for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 69).



                                    18 03 14European Asylum Support Office (EASO)



                                 18 03 14 01European Asylum Support Office — Contribution to Titles 1 and 2










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




7 000 000 


7 000 000 


 


 


7 000 000 


7 000 000 





Remarks

This appropriation is intended to cover the Office's staff and administrative expenditure (Titles 1 and 2).
The Office must inform the budgetary authority about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 16 of Commission Regulation (EC, Euratom) No 2343/2002 constitute assigned revenue (Article 21(3)(c) of the Financial Regulation) to be charged to Item 6 6 0 0 of the general statement of revenue.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
The Office's establishment plan is set out in Annex ‘Staff’ to this section.

Legal basis

Regulation (EU) No 439/2010 of the European Parliament and of the Council of 19 May 2010 establishing a European Asylum Support Office (OJ L 132, 29.5.2010, p. 11).

                                 18 03 14 02European Asylum Support Office — Contribution to Title 3










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




5 000 000 


2 975 480 


 


524 520 


5 000 000 


3 500 000 





Remarks

This appropriation is intended to cover the Office's operational expenditure relating to the work programme (Title 3).
The Office must inform the budgetary authority about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 16 of Commission Regulation (EC, Euratom) No 2343/2002 constitute assigned revenue (Article 21(3)(c) of the Financial Regulation) to be charged to Item 6 6 0 0 of the general statement of revenue.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
The Union contribution for 2013 amounts to a total of EUR 12 000 000.

Legal basis

Regulation (EU) No 439/2010 of the European Parliament and of the Council of 19 May 2010 establishing a European Asylum Support Office (OJ L 132, 29.5.2010, p. 11).



                                    18 03 17Preparatory action — Enable the resettlement of refugees during emergency situations












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


422 708 


 


227 292 


p.m.


650 000 





Remarks

This preparatory action aims to create a new line of funding to support the resettlement of refugees in emergency conditions that are not covered by the current European Refugee Fund (ERF) rules, and will not be covered in the near future as the current Fund, in its third iteration (ERF III), lapses in 2014. The activities carried out in the framework of this preparatory action, and the experiences collected within that framework, could then be integrated in the revision of the ERF planned for 2014.
The following actions are covered by this preparatory action:






—


to support persons already recognised as refugees by UNHCR and ERF falling victim to natural disasters, armed attacks, etc.,










—


to support emergency action in the case of groups of refugees, identified as priorities according to ERF and UNHCR rules, who are under armed attack, that have been victims of a natural disaster, or that face other conjunctures of extreme vulnerability and of a life-threatening nature,










—


to fund rapid resettlement procedures of the Member States in conditions replicated from the routine resettlement activities funded by the ERF,










—


to guarantee financing for emergency procedures without disruption of the ongoing ERF resettlement procedures,










—


to provide, where needed, extra financial support during emergencies to the Office of UNHCR and to its liaison organisations in the Member States and at Union level,










—


to strengthen the activities of the European Asylum Support Office.





Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

CHAPTER 18 08 — POLICY STRATEGY AND COORDINATION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 08


POLICY STRATEGY AND COORDINATION






18 08 01






Prince — Area of freedom, security and justice




3.1


2 900 000 


2 213 592 


 


419 616 


2 900 000 


2 633 208 






18 08 05






Evaluation and impact assessment




3.1


600 000 


377 576 


 


 


600 000 


377 576 




 



Chapter 18 08 — Total



 



3 500 000 




2 591 168 



 



419 616 




3 500 000 




3 010 784 








                                    18 08 01Prince — Area of freedom, security and justice












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




2 900 000 


2 213 592 


 


419 616 


2 900 000 


2 633 208 





Remarks

This appropriation is intended to cover the funding of priority information measures in the field of home affairs.
It covers information and communication measures in the field of home affairs in relation to the establishment of an area of freedom, security and justice (internal web sites, public events, communication products, Eurobarometer surveys, etc.). These measures are designed to be an effective channel of communication and dialogue between Union citizens, stakeholders, and the Union institutions and take account of specific national, regional and local characteristics, in close cooperation with the MemberState authorities.
The Commission has adopted a series of communications to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions on a new framework for cooperation in activities concerning the information and communication policy of the European Union (COM(2001) 354 final and COM(2002) 350 final). These communications propose an interinstitutional framework for cooperation extended to Member States for the development of a communication and information policy strategy for the Union.
The Interinstitutional Group on Information (IGI), co-chaired by the European Parliament, the Council and the Commission, lays down common guidelines for interinstitutional cooperation in matters of Union information and communication policy. It coordinates the central and decentralised public information activities on European topics. Each year the IGI gives its opinion on the priorities for the following years on the basis of information provided by the Commission.

Legal basis

Tasks resulting from the Commission's prerogatives at institutional level, as provided for in Article 54(2) of the Financial Regulation.

TITLE 19


EXTERNAL RELATIONS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






19 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EXTERNAL RELATIONS’ POLICY AREA


 


163 646 024 


163 646 024 


 


 


163 646 024 


163 646 024 




19 02


COOPERATION WITH THIRD COUNTRIES IN THE AREA OF MIGRATION AND ASYLUM


4


58 000 000 


31 629 412 


 


 


58 000 000 


31 629 412 




19 03


COMMON FOREIGN AND SECURITY POLICY (CFSP)


4


395 832 000 


316 294 119 


 


 


395 832 000 


316 294 119 




19 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS (EIDHR)


4


166 086 000 


132 510 906 


 


6 993 598 


166 086 000 


139 504 504 




19 05


RELATIONS AND COOPERATION WITH INDUSTRIALISED THIRD COUNTRIES


4


23 400 000 


18 285 754 


 


 


23 400 000 


18 285 754 




19 06


CRISIS RESPONSE AND GLOBAL THREATS TO SECURITY


4


393 793 000 


253 079 672 


 


3 846 478 


393 793 000 


256 926 150 




19 08


EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA


 


2 491 284 700 


1 390 558 678 


 


40 213 189 


2 491 284 700 


1 430 771 867 




19 09


RELATIONS WITH LATIN AMERICA


4


387 064 000 


288 869 669 


 


6 993 598 


387 064 000 


295 863 267 




19 10


RELATIONS WITH ASIA, CENTRAL ASIA AND THE MIDDLE EAST (IRAQ, IRAN, YEMEN)


4


893 490 519 


611 954 874 


 


3 496 799 


893 490 519 


615 451 673 




19 11


POLICY STRATEGY AND COORDINATION FOR THE ‘EXTERNAL RELATIONS’ POLICY AREA


4


28 630 000 


24 364 531 


 


 


28 630 000 


24 364 531 




19 49


EXPENDITURE ON ADMINISTRATIVE MANAGEMENT OF PROGRAMMES COMMITTED IN ACCORDANCE WITH FINANCIAL REGULATION OF 21 DECEMBER 1977


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 19 — Total



 



5 001 226 243 




3 231 193 639 



 



61 543 662 




5 001 226 243 




3 292 737 301 






CHAPTER 19 04 — EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS (EIDHR)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS (EIDHR)






19 04 01






European Instrument for Democracy and Human Rights (EIDHR)




4


128 165 000 


101 469 913 


 


6 993 598 


128 165 000 


108 463 511 






19 04 03






Electoral observation




4


37 921 000 


29 652 574 


 


 


37 921 000 


29 652 574 






19 04 04






Preparatory action — Establish a conflict-prevention network




4


p.m.


p.m.


 


 


p.m.


p.m.






19 04 05






Completion of former cooperation




4


p.m.


988 419 


 


 


p.m.


988 419 






19 04 06






Pilot project — Civil Society Forum EU-Russia




4


p.m.


400 000 


 


 


p.m.


400 000 






19 04 07






Pilot project — Funding for victims of torture




4


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 19 04 — Total



 



166 086 000 




132 510 906 



 



6 993 598 




166 086 000 




139 504 504 








                                    19 04 01European Instrument for Democracy and Human Rights (EIDHR)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




128 165 000 


101 469 913 


 


6 993 598 


128 165 000 


108 463 511 





Remarks

The general objective will be to contribute to the development and consolidation of democracy and respect for human rights, in accordance with Union policies and guidelines and in close cooperation with civil society.
Key areas of activity will include:






—


enhancing respect for human rights and fundamental freedoms in countries and regions where they are most at risk, as well as promoting the rule of law,










—


strengthening the role of civil society in promoting human rights and democratic reform, while ensuring the protection of human rights defenders and defenders of freedom of speech and freedom of the press, in supporting the peaceful conciliation of group interests and in consolidating political participation and representation,










—


supporting actions on human rights and democracy issues in areas covered by Union guidelines, including on human rights dialogues, on human rights defenders, on the death penalty, on torture, including forced abortion, female genital mutilation or coerced sterilisation and on childhood and armed conflicts,










—


strengthening the international framework for the protection of human rights, the rule of law and the promotion of democracy, in particular international criminal justice mechanisms and core legal instruments, with part of this support being provided to give legal advice and investigate the murders of human rights defenders and defenders of freedom of speech.




In order to ensure full financial transparency under Articles 53 to 56 of Regulation (EC, Euratom) No 1605/2002, the Commission, when entering into joint management with international organisations, will — upon request — undertake to make available to its Internal Auditor as well as to the European Court of Auditors all internal and external audits which concern the use of Union funds.
Part of this appropriation will be devoted to the European Inter-University Centre for Human Rights and Democratisation, providing a European Master's Degree in Human Rights and Democratisation and an EU-UN Fellowship Programme, beyond the expiry by the end of 2006 of Decision No 791/2004/EC of the European Parliament and of the Council of 21 April 2004 establishing a Community action programme to promote bodies active at European level and support specific activities in the field of education and training (OJ L 138, 30.4.2004, p. 31).
Part of this appropriation will be devoted to fund independent initiatives promoting internet freedom, including the development of circumvention technologies and software to distribute to (online) human rights defenders with the goal of protecting themselves; to fund training for human rights defenders about technologies and human rights, and to organise regular and systematic contacts between Union politicians, the business community and civil society members to share knowledge and discuss policy plans related to technologies and human rights.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation is also intended to finance support for non-governmental organisations and human rights defenders working in the North Caucasus.
It is also intended to support organisations which, like the Club of Madrid, actively engage in fostering democratic leadership and values through high-level dialogue and peer-to-peer counsel with leaders in countries undergoing reform and transition towards democracy, as well as by addressing issues of global concern from a democratic perspective.
Part of this appropriation will be used for reinforced support for neighbouring countries that are members of the Council of Europe to meet Council of Europe standards on democracy and the rule of law, including support on strengthening the organisation of free and fair elections.
Part of this appropriation will be used to assist neighbouring countries that are members of the Council of Europe to abide by and adjust their legal and judicial systems in line with rulings of the European Court of Human Rights.
Part of this appropriation is intended to finance a European Union Global Internet Freedom Fund which would aim:






—


to foster recognition that new communication technologies are used to advance tolerance and freedom of expression but can also be instrumental in repression or violence. To highlight that internet freedom is a major force in international affairs and should become an integral and mainstreamed part of the Union's foreign and security, trade and other relevant policy areas,










—


to fund successful independent initiatives which develop circumvention technologies and software to distribute to human rights defenders with the goal of protecting themselves,










—


to fund training for human rights defenders on technologies and human rights,










—


to organise regular and systematic contacts between Union politicians, the business community and civil society members to share knowledge and discuss policy plans related to technologies and human rights.





Legal basis

Regulation (EC) No 1889/2006 of the European Parliament and of the Council of 20 December 2006 on establishing a financing instrument for the promotion of democracy and human rights worldwide (OJ L 386, 29.12.2006, p. 1).

CHAPTER 19 06 — CRISIS RESPONSE AND GLOBAL THREATS TO SECURITY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 06


CRISIS RESPONSE AND GLOBAL THREATS TO SECURITY






19 06 01






Crisis response and preparedness






19 06 01 01


Crisis response and preparedness (Instrument for Stability)


4


241 717 000 


145 429 529 


 


 


241 717 000 


145 429 529 




19 06 01 02


Completion of former cooperation


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 19 06 01 — Subtotal



 


241 717 000 


145 429 529 


 


 


241 717 000 


145 429 529 






19 06 02






Actions to protect countries and their populations against critical technological threats






19 06 02 01


Actions in the area of risk mitigation and preparedness relating to chemical, nuclear and biological materials or agents (Instrument for Stability)


4


46 300 000 


32 207 052 


 


2 098 079 


46 300 000 


34 305 131 




19 06 02 03


Union policy on combating the proliferation of light arms


4


p.m.


85 004 


 


 


p.m.


85 004 




 



Article 19 06 02 — Subtotal



 


46 300 000 


32 292 056 


 


2 098 079 


46 300 000 


34 390 135 






19 06 03






Trans-regional actions in the areas of organised crime, trafficking, protection of critical infrastructure, threats to public health and the fight against terrorism (Instrument for Stability)




4


28 300 000 


10 664 744 


 


1 748 399 


28 300 000 


12 413 143 






19 06 04






Assistance in the nuclear sector




4


77 476 000 


64 153 343 


 


 


77 476 000 


64 153 343 






19 06 06






Consular cooperation




4


—


—


 


 


—


—






19 06 07






Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat




4


p.m.


340 000 


 


 


p.m.


340 000 






19 06 08






Preparatory action — Emergency response to the financial and economic crisis in developing countries




4


p.m.


200 000 


 


 


p.m.


200 000 






19 06 09






Pilot project — Programme for NGO-led peacebuilding activities




4


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 19 06 — Total



 



393 793 000 




253 079 672 



 



3 846 478 




393 793 000 




256 926 150 








                                    19 06 02Actions to protect countries and their populations against critical technological threats



                                 19 06 02 01Actions in the area of risk mitigation and preparedness relating to chemical, nuclear and biological materials or agents (Instrument for Stability)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




46 300 000 


32 207 052 


 


2 098 079 


46 300 000 


34 305 131 





Remarks

This appropriation is intended to cover actions aiming to help safeguard countries and populations against critical technological threats. This may, inter alia, include:






—


the promotion of civilian research activities as an alternative to defence-related research, and support for the retraining and alternative employment of scientists and engineers having formerly been employed in weapons-related areas,










—


support for measures to enhance safety practice related to civilian facilities where sensitive chemical, biological, radiological or nuclear materials or agents are stored, or are handled in the context of civilian research programmes,










—


support, within the framework of Union cooperation policies and their objectives, for the establishment of civil infrastructure and relevant civilian studies necessary for the dismantlement, remediation or conversion of weapons-related facilities and sites where these are declared as no longer belonging to a defence programme,










—


strengthening the capacity of the competent civilian authorities involved in the development and enforcement of effective control of the trafficking in chemical, biological, radiological and nuclear materials or agents (including the equipment for their production or delivery), including through the installation of modern logistical evaluation and control equipment,










—


the development of the legal framework and institutional capacities for the establishment and enforcement of effective export controls on dual-use goods, including measures of regional cooperation,










—


the development of effective civilian disaster preparedness, emergency planning, crisis response, and capabilities for clean-up measures in relation to possible major environmental incidents in this field.




Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Legal basis

Regulation (EC) No 1717/2006 of the European Parliament and of the Council of 15 November 2006 establishing an Instrument for Stability (OJ L 327, 24.11.2006, p. 1).

                                 19 06 02 03Union policy on combating the proliferation of light arms










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


85 004 


 


 


p.m.


85 004 





Remarks

This appropriation is intended to finance operations to combat the proliferation of light arms and illicit arms trafficking.

Legal basis

Regulation (EC) No 1717/2006 of the European Parliament and of the Council of 15 November 2006 establishing an Instrument for Stability (OJ L 327, 24.11.2006, p. 1).



                                    19 06 03Trans-regional actions in the areas of organised crime, trafficking, protection of critical infrastructure, threats to public health and the fight against terrorism (Instrument for Stability)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




28 300 000 


10 664 744 


 


1 748 399 


28 300 000 


12 413 143 





Remarks

This appropriation is intended to cover new actions aimed at furthering cooperation between the Union and third countries in relation to global and regional trans-border challenges affecting the security and fundamental rights of the citizen.
Measures in the field of counter terrorism shall fully respect a third country's international human rights obligations and applicable humanitarian law in line with the Commission's declaration annexed to Regulation (EC) No 1717/2006.
Such measures will cover:






—


strengthening the capacity of law enforcement and judicial and civil authorities involved in the fight against terrorism and organised crime, including illicit trafficking of people, drugs, firearms and explosive materials, and in the effective control of illegal trade and transit,










—


support for measures to address threats to international transport, and critical infrastructure, including passenger and freight traffic,










—


ensuring an adequate response to major threats to public health, such as epidemics with a potential trans-national impact,










—


support for measures aimed at fostering the implementation of, and compliance with, the Ottawa Convention on Anti-Personnel Landmines (APL) and the Oslo Convention on Cluster Munitions (CCM); part of this appropriation is to be used for actions to control and remove anti-personnel landmines, cluster munitions and explosive remnants of war (ERW), including research, education, training and assistance to victims.




Such measures may be adopted under this instrument in the context of stable conditions, where they aim to address specific global and trans-regional threats having a destabilising effect, and only to the extent that an adequate and effective response cannot be provided under related Union instruments for external assistance. This appropriation is also intended to cover completion of payments for measures funded under former Article 19 02 11 ‘North-south cooperation schemes in the campaign against drugs and drug addiction’.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Legal basis

Regulation (EC) No 1717/2006 of the European Parliament and of the Council of 15 November 2006 establishing an Instrument for Stability (OJ L 327, 24.11.2006, p. 1).

CHAPTER 19 08 — EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 08


EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA






19 08 01






European Neighbourhood and Partnership financial cooperation






19 08 01 01


European Neighbourhood and Partnership financial cooperation with Mediterranean countries


4


1 203 630 000 


657 351 430 


 


3 496 799 


1 203 630 000 


660 848 229 




19 08 01 02


European Neighbourhood and Partnership financial assistance to Palestine, the peace process and UNRWA


4


300 000 000 


223 437 847 


 


24 477 594 


300 000 000 


247 915 441 




19 08 01 03


European Neighbourhood and Partnership financial cooperation with eastern Europe


4


822 850 000 


350 619 541 


 


12 238 796 


822 850 000 


362 858 337 




19 08 01 04


Pilot project — Preventive and recovery actions for the Baltic seabed


4


p.m.


p.m.


 


 


p.m.


p.m.




19 08 01 05


Preparatory action — Minorities in Russia — Developing culture, media and civil society


4


p.m.


1 286 000 


 


 


p.m.


1 286 000 




19 08 01 06


Preparatory action — New Euro-Mediterranean strategy for youth employment promotion


4


p.m.


750 000 


 


 


p.m.


750 000 




19 08 01 08


Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs


4


p.m.


550 000 


 


 


p.m.


550 000 




 



Article 19 08 01 — Subtotal



 


2 326 480 000 


1 233 994 818 


 


40 213 189 


2 326 480 000 


1 274 208 007 






19 08 02






Cross-border cooperation (CBC) — European Neighbourhood and Partnership Instrument (ENPI)






19 08 02 01


Cross-border cooperation (CBC) contribution from Heading 4


4


83 988 073 


71 363 860 


 


 


83 988 073 


71 363 860 




19 08 02 02


Cross-border cooperation (CBC) contribution from Heading 1b (Regional Policy)


1.2


80 816 627 


85 200 000 


 


 


80 816 627 


85 200 000 




 



Article 19 08 02 — Subtotal



 


164 804 700 


156 563 860 


 


 


164 804 700 


156 563 860 






19 08 03






Completion of the financial protocols with Mediterranean countries




4


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 19 08 — Total



 



2 491 284 700 




1 390 558 678 



 



40 213 189 




2 491 284 700 




1 430 771 867 






Remarks

The Union aims to establish an area of prosperity and friendly neighbourliness involving MemberStates and the neighbouring partner countries (3). To that effect the Union has established agreements with most neighbouring countries as well as European Neighbourhood Policy Action Plans to implement such agreements. This negotiated framework is aimed at developing a stronger and deeper relation based on shared values and mutual interest and involving a significant degree of economic integration and political cooperation. The Union has also engaged with Russia in a genuine strategic partnership, founded on common interests and shared values and based on the creation of four ‘common spaces’. The appropriations under this chapter are intended to cover cooperation measures aimed at supporting the implementation of such agreements. Cooperation with those countries with whom such agreements are not yet signed or do not exist — such as for Belarus, Libya or Syria — will be based on Union policy objectives.



                                    19 08 01European Neighbourhood and Partnership financial cooperation



                                 19 08 01 01European Neighbourhood and Partnership financial cooperation with Mediterranean countries










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 203 630 000 


657 351 430 


 


3 496 799 


1 203 630 000 


660 848 229 





Remarks

Part of this appropriation is intended to be used, with due regard to the provisions of the Financial Regulation, for operations carried out by senior volunteer experts from the European Union who come under the European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private sector enterprises.
This appropriation is intended in particular to finance cooperation measures aimed primarily at supporting the implementation of the Multiannual Indicative Programmes covering periods 2007-2010 and 2011-2013 of the ENP Action Plans concluded with the Union's Mediterranean neighbours. It will also be used to support the implementation of the Regional Indicative Programme for 2011-2012 as well as certain measures in the framework of the Union for the Mediterranean which was launched at the Paris summit on 13 July 2008. This will cover, inter alia, the following areas of cooperation:






—


promoting political dialogue and reform,










—


promoting legislative and regulatory approximation and encouraging the progressive participation of partner countries in the internal market and the intensification of trade,










—


strengthening the national institutions responsible for the development and implementation of policies in the areas covered by the association agreements,










—


promoting respect for human rights and fundamental freedoms and enhanced respect for minority rights, combating anti-semitism, promoting gender equality and non-discrimination, and promoting good governance,










—


promoting sustainable development and contributing to poverty reduction,










—


supporting the modernisation of the economy, promoting investments in the region and strengthening small- and medium-sized enterprises,










—


establishing better transport and energy interconnections between the Union and neighbouring countries and among neighbouring countries themselves and addressing threats to our common environment,










—


promoting actions contributing to conflict resolution,










—


fostering the development of civil society, inter alia, to promote social inclusion and encourage under-represented groups to gain a voice and participate in civil society and the political system,










—


promoting people-to-people contacts and exchanges in the field of education, research and culture,










—


contributing to the financing of the operations of the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) in Lebanon, Syria and Jordan, in particular its health, education and social services programmes,










—


supporting regional integration within the context of the Euro-Mediterranean Partnership and in particular the promotion of regional cooperation, the creation of networks and partnerships of public and private not-for-profit organisations with a view to exchanging knowledge and best practices in all the relevant fields,










—


supporting actions in the field of migration, designed inter alia to promote links between migration and development, to combat illegal immigration and to facilitate readmission. These actions will be supplemented by actions financed from the ENPI allocation from Article 19 02 01 ‘Cooperation with third countries in the areas of migration and asylum’.










—


supporting programs and campaigns aiming at the promotion of non-violence as an appropriate method for conflict prevention, the protection of minorities and the enhancement of free and fair societies; the support of initiatives promoting, through non-violent means, the respect of legality and rule of law. The promotion of non-violence is implemented namely by supporting: non-violent empowerment (disseminating best practices to populations and training activists), and information to oppressed peoples, especially ethnic and other minorities through radio programmes,










—


horizontal visibility of Union assistance and information actions and measures directly linked to achievement of the objectives of Union action in Mediterranean third countries.




The allocation of funds between beneficiary countries and areas of cooperation should be based on the ‘more for more’ principle, and individual allocations should be increased or decreased if necessary in order to reflect the level of political progress made by partner governments.
Should there be a serious deterioration in a given country in the field of liberty, democracy, respect for fundamental rights and fundamental freedoms and the rule of law, Union assistance may be scaled down and used primarily to support non-state actors for measures aimed at promoting human rights and fundamental freedoms. With the exception of humanitarian aid, and implementation aid by NGOs, the United Nations’ agencies or by impartial operators, assistance to governments should not be provided if the governments are responsible for a clear worsening of the situation in the field of democracy, the rule of law and respect for fundamental rights and freedoms.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation is also intended to cover the following expenditure:






—


studying the effects of climate change on the quality of water in the Mediterranean,










—


studying pollution along the Mediterranean coastline,










—


examining the state of the underwater energy infrastructure (gas pipelines, oil pipelines, electricity cables, etc.),










—


promoting the networking of public and private research centres engaged in monitoring the water of the Mediterranean and the condition of the coastline with a view to exchanging data, sharing research findings, and developing joint proposals for intervention and protection policies.





Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 02European Neighbourhood and Partnership financial assistance to Palestine, the peace process and UNRWA










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




300 000 000 


223 437 847 


 


24 477 594 


300 000 000 


247 915 441 





Remarks

This appropriation is intended to cover operations for the benefit of the Palestinian people and the occupied Palestinian territories of the West Bank and the Gaza Strip, in the context of the Middle East peace process.
The operations are primarily aimed at:






—


supporting State building and institutional development,










—


promoting social and economic development,










—


mitigating the effects on the Palestinian population of the deteriorating economic, fiscal and humanitarian conditions through the provision of essential services and other support,










—


contributing to reconstruction efforts in Gaza,










—


contributing to the financing of the operation of the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) and in particular its health, education and social services programmes,










—


financing preparatory operations aimed at promoting cooperation between Israel and its neighbours in the context of the peace process, notably with regard to institutions, economic matters, water, the environment and energy,










—


financing activities designed to create a public opinion favourable to the peace process,










—


financing information, including in Arabic and Hebrew, and disseminating information on Israeli-Palestinian cooperation,










—


promoting respect for human rights and fundamental freedoms, promoting enhanced respect for minority rights, combating anti-Semitism and promoting gender equality and non-discrimination,










—


fostering the development of civil society, inter alia, to promote social inclusion.




Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 03European Neighbourhood and Partnership financial cooperation with eastern Europe










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




822 850 000 


350 619 541 


 


12 238 796 


822 850 000 


362 858 337 





Remarks

This appropriation is intended in particular to finance cooperation actions aimed primarily at supporting the implementation of the agreements and the ENP Action Plans concluded with the Union's eastern neighbours as well as bilateral and multilateral actions in the framework of the Eastern Partnership. It will also be used to support the Strategic Partnership between the Union and Russia through implementation of the four common spaces covering economic cooperation; freedom, security and justice; external security; and research and education, including culture. This will entail, inter alia, the following areas of cooperation:






—


promoting political dialogue and democratic reform,










—


promoting legislative and regulatory approximation and encouraging the progressive participation of partner countries in the internal market and the intensification of trade,










—


strengthening the national institutions responsible for the development and implementation of policies in the areas covered by the association agreements for instance by twinning and technical assistance mechanisms such as TAIEX,










—


promoting respect for human rights such as freedom of the media and freedom of expression,










—


promoting good governance and the fight against corruption,










—


promoting gender equality,










—


supporting the transition to a market economy and the modernisation of the economy, promoting investments in the region and strengthening small- and medium-sized enterprises,










—


promoting sustainable development and rural development and contributing to poverty reduction,










—


establishing better transport and energy interconnections between the Union and neighbouring countries and among neighbouring countries themselves and addressing threats to our common environment,










—


promoting actions contributing to conflict resolution and conflict prevention in areas of frozen conflict,










—


fostering the development of civil society, inter alia, to promote social inclusion and encourage under-represented groups to gain a voice and participate in civil society and the political system,










—


promoting people-to-people contacts and exchanges in the field of education, research and culture,










—


supporting regional cooperation, including within the contexts of the ‘Black Sea Synergy’ and the Eastern Partnership,










—


supporting actions in the field of migration designed, inter alia, to promote links between migration and development, to combat illegal immigration and to facilitate readmission. These actions will be supplemented by actions financed from allocations under Article 19 02 01 ‘Cooperation with third countries in the areas of migration and asylum’.




This appropriation is also intended to fund research on human health and the sustainable development of Ukraine and Belarus, especially as regards improving health conditions in the regions affected by the Chernobyl disaster.
This appropriation is also intended to finance confidence building measures in frozen conflict areas in Georgia, Transnistria, the breakaway territories of Abkhazia and South Ossetia, as well as local confidence-building and local economic rehabilitation projects in Nagorno-Karabakh.
Appropriations under this item will also be used for actions aimed at informing the general public and the potential beneficiaries of assistance and at increasing the visibility of Union assistance.
The allocation of funds between beneficiary countries and areas of cooperation should be based on the ‘more for more’ principle, and individual allocations should be increased or decreased if necessary in order to reflect the level of political progress made by partner governments.
Should there be a serious deterioration in a given country in the field of liberty, democracy, respect for fundamental rights and fundamental freedoms and the rule of law, Union assistance may be scaled down and used primarily to support non-state actors for measures aimed at promoting human rights and fundamental freedoms. With the exception of humanitarian aid, and implementation aid by NGOs, the United Nations’ agencies or by impartial operators, assistance to governments should not be provided if the governments are responsible for a clear worsening of the situation in the field of democracy, the rule of law and respect for fundamental rights and freedoms.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation will be allocated for additional support to Baltic Sea Strategy objectives. The support, committed in 2010 and 2011, is being implemented through support to the Northern Dimension in the framework of Regional East and Interregional Indicative Programmes. Other frameworks for implementing support to the Baltic Sea may include, where appropriate, the Baltic Sea Region Programme, the HELCOM Baltic Sea Action Plan or the BONUS-169 Joint Baltic Sea Research Programme, amongst others.
Part of this appropriation is intended to be used, in accordance with the Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under the European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private sector enterprises.
Part of this appropriation will be allocated for additional support to Baltic Sea Strategy objectives. This support can be implemented either by directly supporting projects under the EUSBSR or, as appropriate, through, for example, the Northern Dimension in the framework of Regional East and Interregional Indicative Programmes, the Baltic Sea Region Programme, the HELCOM Baltic Sea Action Plan or the BONUS-169 Joint Baltic Sea Research Programme.
This appropriation is intended in particular to finance cooperation actions aimed primarily at supporting the implementation of the agreements and the ENP action plans concluded with the Union's eastern neighbours as well as bilateral and multilateral actions in the framework of the Eastern Partnership. It will also be used to support the Strategic Partnership between the Union and Russia through implementation of the four common spaces covering economic cooperation; freedom, security and justice; external security; and research and education, including culture. This will entail, inter alia, the following areas of cooperation:






—


promoting political dialogue and democratic reform,










—


promoting legislative and regulatory approximation and encouraging the progressive participation of partner countries in the internal market and the intensification of trade,










—


strengthening the national institutions responsible for the development and implementation of policies in the areas covered by the association agreements for instance by twinning and technical assistance mechanisms such as TAIEX,










—


promoting respect for human rights such as freedom of the media and freedom of expression,










—


promoting good governance and the fight against corruption,










—


promoting gender equality,










—


supporting the transition to a market economy and the modernisation of the economy, promoting investments in the region and strengthening small- and medium-sized enterprises,










—


promoting sustainable development and rural development and contributing to poverty reduction,










—


establishing better transport and energy interconnections between the Union and neighbouring countries and among neighbouring countries themselves and addressing threats to our common environment,










—


promoting actions contributing to conflict resolution and conflict prevention in areas of frozen conflict,










—


fostering the development of civil society, inter alia, to promote social inclusion and encourage under-represented groups to gain a voice and participate in civil society and the political system,










—


promoting people-to-people contacts and exchanges in the field of education, research and culture,










—


supporting regional cooperation, including within the contexts of the ‘Black Sea Synergy’ and the Eastern Partnership,










—


supporting actions in the field of migration designed, inter alia, to promote links between migration and development, to combat illegal immigration and to facilitate readmission. These actions will be supplemented by actions financed from allocations under Article 19 02 01 ‘Cooperation with third countries in the areas of migration and asylum’,










—


supporting programmes and campaigns aiming at the promotion of non-violence as an appropriate method for conflict prevention, the protection of minorities and the enhancement of free and fair societies, as well as supporting initiatives promoting, through non-violent means, the respect for legality and the rule of law. The promotion of non-violence is implemented namely by supporting: non-violent empowerment (disseminating best practices to populations and training activists) and information to oppressed peoples, especially ethnic and other minorities through radio programmes;





Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 04Pilot project — Preventive and recovery actions for the Baltic seabed










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the financing of a pilot project intended to study prevention of potential pollution from underwater waste landfills and to test methods to revive deep-water layers of the Baltic Sea.

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 19 08 01 05Preparatory action — Minorities in Russia — Developing culture, media and civil society










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


1 286 000 


 


 


p.m.


1 286 000 





Remarks

The objective of this preparatory action is to establish effective partnership with the Russian Federation to promote the culture, education, media and civil society of Russia's numerous ethnic and national minorities. Under this preparatory action, assistance will be provided for activities related to the promotion and development of native culture, education, media and civil society.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 19 08 01 06Preparatory action — New Euro-Mediterranean strategy for youth employment promotion










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


750 000 


 


 


p.m.


750 000 





Remarks

In the framework of the emerging democratisation in the Southern Mediterranean neighbours, the two-way flow of young professionals from both sides of the Mediterranean at professional level is an essential feature for the consolidation of democracy and the inclusion of young professionals in the job market.
The main aim of the preparatory action is to promote and enhance the mutual exchange of young professionals on both sides of the Mediterranean. The activities will also cover vocational traineeships.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 19 08 01 08Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


550 000 


 


 


p.m.


550 000 





Remarks

The new enhanced European Neighbourhood Policy, as projected by the European Parliament and the Council in their respective decisions and resolutions, especially in the light of the two major neighbourhood political projects, namely the Union for the Mediterranean and the Eastern Partnership, makes it necessary to prepare future Union contact points, i.e. personnel for EU-ENP-related jobs in the neighbourhood countries from Morocco to Belarus. They should be made fully acquainted in a professional manner with the substance and spirit of Union policies and institutions and the acquis of the Union.

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

CHAPTER 19 09 — RELATIONS WITH LATIN AMERICA














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 09


RELATIONS WITH LATIN AMERICA






19 09 01






Cooperation with developing countries in Latin America




4


371 064 000 


286 392 831 


 


6 993 598 


371 064 000 


293 386 429 






19 09 02






Preparatory action — Cooperation with middle income group countries in Latin America




4


p.m.


500 000 


 


 


p.m.


500 000 






19 09 03






Cooperation activities other than Official Development Assistance (Latin America)




4


16 000 000 


1 976 838 


 


 


16 000 000 


1 976 838 




 



Chapter 19 09 — Total



 



387 064 000 




288 869 669 



 



6 993 598 




387 064 000 




295 863 267 






Remarks

The purpose of development cooperation under this heading is primarily its contribution to support the promotion of democracy, good governance, respect for human rights and for the rule of law, and fostering sustainable development and economic integration, as well as to achieving the Millennium Development Goals.
In accordance with the Commission Declaration concerning Article 5 of Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41) (DCI), for countries defined as Official Development Assistance (ODA) recipients by the OECD Development Assistance Committee (DAC), the Commission will continue to report annually on the benchmark, used in the past but now superseded, of 35 % of assistance to developing countries to be allocated to social infrastructure and services, recognising that the Union contribution must be seen as part of the overall donor support to the social sectors and that a degree of flexibility must be the norm. Moreover, also in accordance with that Commission Declaration, the Commission will endeavour to ensure that a benchmark of 20 % of its allocated assistance under country programmes covered by the DCI will be dedicated to basic and secondary education and basic health, through project, programme or budget support linked to these sectors, taking an average across all geographical areas and recognising that a degree of flexibility must be the norm, such as in cases where exceptional assistance is involved.
Before July each year, the Commission will provide to the European Parliament and the Council an annual report on the Union's development policy and external assistance, meeting all the Commission's regulatory reporting requirements and giving full details of development cooperation, especially the extent to which it has met its objectives. In particular, the report will:






—


present the strategic objectives of the Union's development policy and its contribution towards the previous 35 % benchmark for social infrastructure and services and the current 20 % benchmark for basic and secondary education and basic health, in the context of the geographical cooperation under the DCI, and assess the efficiency and effectiveness of cooperation, including progress made in coordinating aid, in improving the coherence of the Union's strategy in its external actions, and in integrating the cross-cutting issues such as gender, human rights, conflict prevention and the environment,










—


present the main results of evaluation and monitoring reports, as an indication of the extent to which its actions are achieving their objectives,










—


summarise the key features and events of cooperation in each geographical region, and










—


provide financial information on the support given to each sector, in accordance with OECD reporting criteria.







                                    19 09 01Cooperation with developing countries in Latin America












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




371 064 000 


286 392 831 


 


6 993 598 


371 064 000 


293 386 429 





Remarks

This appropriation is intended to cover cooperation schemes in developing countries in Latin America in order to:






—


assist institutional support to good governance and help consolidate democracy, human rights and the rule of law,










—


promote social cohesion, combat poverty and social exclusion, with particular attention being paid to the poverty trap faced by people with disabilities,










—


promote an SME-friendly business climate through legal property rights, cutting red tape and improving access to credit as well as improving associations of small and medium-sized enterprises,










—


support regional integration,










—


improve the standard of education and health,










—


promote the increased use of information and communications technologies,










—


support capacity-building, in particular in the least-developed countries, to help them to integrate better into the multilateral trading system, including improving their ability to participate in the WTO,










—


encourage the transfer of know-how and promote contact and collaboration between business players on both sides,










—


promote a more favourable climate for economic expansion and hence development in the countries concerned,










—


promote the sustainable use of natural resources, sustainable energy and the combating of climate change,










—


support disaster prevention and risk reduction, including climate-change-related hazards,










—


support trade unions, non-governmental organisations (NGOs) and local initiatives to monitor the impact of European investments on the national economy, particularly codes of conduct and sector agreements incorporating respect for labour, environmental, social and human rights standards,










—


foster the development of civil society, encourage less well represented groups to gain a voice and participate in civil society and the political system, combat all forms of discrimination, and strengthen the rights of women and children and other particularly vulnerable groups, including persons with disabilities and older persons,




Part of this appropriation is intended to be used to fund international programmes in favour of gender equality and the empowerment of women, including through the framework of UN WOMEN.
With the exception of humanitarian aid, assistance to governments should not be provided if the governments are responsible for clear worsening of the situation in the field of democracy, the rule of law and respect for fundamental rights and freedoms.
This appropriation also covers capacity-building actions to assist agricultural producers in developing countries to meet Union sanitary and phytosanitary standards necessary for access to the Union market.
Where assistance is delivered via budget support, the Commission shall support efforts of partner countries to develop parliamentary oversight and audit capacities and transparency in line with Article 25(1)(b) of Regulation (EC) No 1905/2006. Part of this appropriation is intended to support, amongst others, initiatives such as the EU-ALC Foundation (decided at the summit of EU-ALC Heads of States and Governments) and the Biarritz Forum.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under the European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private sector enterprises.
Appropriations under this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.
With the exception of humanitarian aid, and implementation aid by NGOs or by the United Nations’ agencies or by impartial operators, assistance to governments should not be provided if the governments are responsible for clear worsening of the situation in the field of democracy, the rule of law and respect for fundamental rights and freedoms.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

Reference acts

European Parliament resolution of 1 June 2006 on small and medium-sized enterprises in developing countries (OJ C 298 E, 8.12.2006, p. 171).

CHAPTER 19 10 — RELATIONS WITH ASIA, CENTRAL ASIA AND THE MIDDLE EAST (IRAQ, IRAN, YEMEN)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 10


RELATIONS WITH ASIA, CENTRAL ASIA AND THE MIDDLE EAST (IRAQ, IRAN, YEMEN)






19 10 01






Cooperation with developing countries in Asia






19 10 01 01


Cooperation with developing countries in Asia


4


513 190 519 


390 998 238 


 


3 496 799 


513 190 519 


394 495 037 




19 10 01 02


Aid for the rehabilitation and reconstruction of Afghanistan


4


201 000 000 


128 988 695 


 


 


201 000 000 


128 988 695 




19 10 01 03


Preparatory action — Business and scientific exchanges with India


4


p.m.


3 600 000 


 


 


p.m.


3 600 000 




19 10 01 04


Preparatory action — Business and scientific exchanges with China


4


p.m.


3 700 000 


 


 


p.m.


3 700 000 




19 10 01 05


Preparatory action — Cooperation with middle income group countries in Asia


4


p.m.


550 000 


 


 


p.m.


550 000 




19 10 01 06


Preparatory action — European Union-Asia — Integration of policy and practice


4


p.m.


300 000 


 


 


p.m.


300 000 




 



Article 19 10 01 — Subtotal



 


714 190 519 


528 136 933 


 


3 496 799 


714 190 519 


531 633 732 






19 10 02






Cooperation with developing countries in Central Asia




4


104 300 000 


56 339 890 


 


 


104 300 000 


56 339 890 






19 10 03






Cooperation with Iraq, Iran and Yemen




4


45 500 000 


23 030 165 


 


 


45 500 000 


23 030 165 






19 10 04






Cooperation activities other than Official Development Assistance (Asia, Central Asia, Iraq, Iran and Yemen)




4


29 500 000 


4 447 886 


 


 


29 500 000 


4 447 886 




 



Chapter 19 10 — Total



 



893 490 519 




611 954 874 



 



3 496 799 




893 490 519 




615 451 673 






Remarks

The purpose of development cooperation under this heading is primarily its contribution to achieving the Millennium Development Goals as well as the promotion of democracy, good governance, respect for human rights and for the rule of law, fostering sustainable development and economic integration and promoting conflict prevention, conflict resolution and reconciliation. In accordance with the Commission Declaration concerning Article 5 of Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41) (DCI), for countries defined as Official Development Assistance (ODA) recipients'‚ by the OECD Development Assistance Committee (DAC), the Commission will continue to report annually on the benchmark, used in the past but now superseded, of 35 % of assistance to developing countries to be allocated to social infrastructure and services, recognising that the Union contribution must be seen as a part of the overall donor support to the social sectors and that a degree of flexibility must be the norm.
Moreover, also in accordance with that Commission Declaration, the Commission will endeavour to ensure that a benchmark of 20 % of its allocated assistance under country programmes covered by the DCI will be dedicated to basic and secondary education and basic health, through project, programme or budget support linked to these sectors, taking an average across all geographical areas and recognising that a degree of flexibility must be the norm, such as in cases where exceptional assistance is involved.
Before July each year, the Commission will provide to the European Parliament and the Council an annual report on the Union's development policy and external assistance, meeting all the Commission's regulatory reporting requirements and giving full details of development cooperation, especially the extent to which it has met its objectives. In particular, the report will:






—


present the strategic objectives of the Union's development policy and its contribution towards the previous 35 % benchmark for social infrastructure and services and the current 20 % benchmark for basic and secondary education and for basic health, in the context of geographical cooperation under the DCI, and assess the efficiency and effectiveness of cooperation, including progress made in coordinating aid, in improving the coherence of the Union's strategy in its external actions, and in integrating cross-cutting issues such as gender, human rights, conflict prevention and the environment,










—


present the main results of evaluation and monitoring reports, as an indication of the extent to which its actions are achieving their objectives,










—


summarise the key features and events of cooperation in each geographical region, and










—


provide financial information on the support given to each sector, in accordance with OECD reporting criteria.







                                    19 10 01Cooperation with developing countries in Asia



Remarks

This appropriation is intended to cover the financing of development schemes in Asian developing countries, in particular the poorest of them, aimed at improving human and social development as well as tackling macroeconomic and sectoral problems. Emphasis is placed on operations influencing economic organisation and institutional development, improving the human rights situation, including freedom of worship, the strengthening of civil society, including operations concerning democratisation, education, vocational training, lifelong learning, academic and cultural exchange, scientific and technological exchange, the environment, tropical forests, anti-drugs campaigns, regional cooperation, disaster prevention and reconstruction measures, as well as the promotion of sustainable energy and information and communications technology.
The Commission produces an annual report covering all its external aid activities.
Also charged to this article is expenditure on operations and other measures of a horizontal nature to enhance the profile or increase awareness of Union cooperation with Asian developing countries.
It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, ethnic minorities and people with disabilities.
This appropriation is also intended to cover the promotion of an SME-friendly business climate through legal property rights, cutting red tape and improving access to credit as well as improving associations of small and medium-sized enterprises.
Utilisation of this appropriation is dependent on observance of the principles underpinning Union action.
The appropriation is also intended, with a view to the mutual interest of the Union and its partners, to cover various kinds of operation involving technical assistance, training, technology transfer and institutional back-up in the fields of trade promotion, energy (notably renewable energy), environment, management, etc., in order to:






—


improve the economic, social, cultural, legal and regulatory context and facilitate economic relations and trade between the Union and Asia,










—


foster regional integration,










—


support capacity-building, in particular in the least developed countries, to help them to better integrate into the multilateral trading system, including their abilities to participate in the WTO,










—


encourage the transfer of know-how and promote contact and collaboration between business players on both sides,










—


promote a more favourable climate for economic expansion and hence development in the countries concerned,










—


promote social development, social cohesion and fair income distribution,










—


promote the increased use of information and communications technologies.




This appropriation is also intended to cover future Union initiatives to support and promote a continuous dialogue and cooperation between the private sector and research communities in the Union and India in a wide range of fields, by strengthening and encouraging partnership and exchanges and supporting joint initiatives and by improving the information flow with regard to market access in trade and investment, most notably in the context of a future EU-India free-trade agreement.
It also covers education for children affected by war or natural disasters.
These measures may be financed jointly with non-governmental organisations and international organisations.
This appropriation is also intended to support disaster prevention and risk reduction, including climate-change-related hazards.
This appropriation is intended to also cover Union operations in the framework of the Afghanistan reconstruction process.
The Commission will monitor compliance with the conditions for the Union contribution to this process, notably full implementation of the letter and the spirit of the Bonn-Petersberg Agreement. It will keep the budgetary authority informed about its findings and conclusions.
This appropriation is also intended to support the Afghanistan national drug control strategy, including halting the production of opium in Afghanistan, and the disruption and destruction of the opium networks and illegal export routes to European countries.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Appropriations under this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private enterprises.
Part of this appropriation is intended to be used to fund international programmes in favour of gender equality and the empowerment of women, including through the framework of UN WOMEN.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

Reference acts

European Parliament resolution of 1 June 2006 on small and medium-sized enterprises in developing countries (OJ C 298 E, 8.12.2006, p. 171).

                                 19 10 01 01Cooperation with developing countries in Asia










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




513 190 519 


390 998 238 


 


3 496 799 


513 190 519 


394 495 037 





Remarks

This appropriation is intended to cover development schemes in Asian developing countries, in particular the poorest of them, aimed at improving human and social development as well as tackling macroeconomic and sectoral problems. In accordance with the Commission Declaration concerning Article 5 of Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41) (DCI), the Commission will endeavour to ensure that a benchmark of 20 % of its allocated assistance under country programmes covered by the DCI will be dedicated to basic and secondary education and basic health, through project, programme or budget support linked to these sectors, taking an average across all geographical areas and recognising that a degree of flexibility must be the norm, such as in cases where exceptional assistance is involved.
Emphasis is placed on operations influencing economic organisation and institutional development, improving the human rights situation, including freedom of worship, the strengthening of civil society, including operations concerning democratisation, universal access for children of both sexes and women as well as children with disabilities to primary and secondary education, the environment, and the sustainable management of natural resources, including tropical forests, regional cooperation, disaster prevention and risk reduction, including climate-change-related hazards, and reconstruction measures, as well as the promotion of sustainable energy, the fight against climate change and information and communications technology.
This appropriation is also intended to cover measures promoting conflict prevention, conflict resolution and reconciliation.
This appropriation is also intended to cover expenditure on operations and other measures of a horizontal nature to enhance the profile or increase awareness of Union cooperation with Asian developing countries.
It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, ethnic minorities and people with disabilities.
It is also intended to cover support for microcredit schemes.
This appropriation is also intended to cover capacity-building actions to assist agricultural producers in developing countries to meet Union sanitary and phytosanitary standards necessary for access to the Union market.
Utilisation of this appropriation is dependent on observance of the principles underpinning Union action.
It is also intended to cover measures influencing economic organisation and institutional development.
This appropriation is also intended to cover technical assistance, training, technology transfer and institutional back-up in the fields of trade promotion, energy (notably renewable energy), environment, management, etc., in order to:






—


foster regional integration,










—


support capacity-building, in particular in the least developed countries, to help them to better integrate into the multilateral trading system, including their abilities to participate in the WTO,










—


encourage the transfer of know-how and promote contact and collaboration between business players on both sides,










—


promote social development, social cohesion and fair income distribution,










—


promote the increased use of information and communications technologies,










—


foster the development of civil society, encouraging less well-represented groups to gain a voice and participate in civil society and the political system, combating all forms of discrimination, and strengthen the rights of women and children and other particularly vulnerable groups, including persons with disabilities and older persons.




It is also intended to cover education for children affected by war or natural disasters.
These measures may be financed jointly with non-governmental organisations and international organisations.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.
Part of this appropriation is intended to be used for actions to control and remove anti-personnel landmines (APL), explosive remnants of war (ERW) and illicit small arms and light weapons (SALW).
Where assistance is delivered via budget support, the Commission shall support efforts of partner countries to develop parliamentary oversight and audit capacities and transparency in line with Article 25(1)(b) of Regulation (EC) No 1905/2006. Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Part of this appropriation is intended to be used on the improvement of the position of Christian and other religious minorities in Pakistan.
Part of this appropriation is intended to be used, with due regard for Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private enterprises.
Appropriations under this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.
Part of this appropriation is intended to be used to fund international programmes in favour of gender equality and the empowerment of women, including through the framework of UN WOMEN.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

                                 19 10 01 02Aid for the rehabilitation and reconstruction of Afghanistan










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




201 000 000 


128 988 695 


 


 


201 000 000 


128 988 695 





Remarks

This appropriation is intended to cover Union operations in the framework of the Afghanistan reconstruction process. It is supplemented by expenditure from other chapters and articles, to which different procedures apply.
The Commission will monitor compliance with the conditions for the Union contribution to this process, notably full implementation of the post-Bonn process. It will keep the budgetary authority informed on its findings and conclusions.
This appropriation is intended to support basic social services and economic development in Afghanistan.
This appropriation is also intended to support the Afghanistan national drug control strategy, including halting the production of opium in Afghanistan, and the disruption and destruction of the opium networks and illegal export routes to European countries.
A relevant part of this appropriation must be exclusively devoted to fund the start up of the five-year plan for phasing out opium cultivation by replacing it with alternative production in order to obtain a verifiable outcome in this field, in line with the demands expressed in the European Parliament resolution of 16 December 2010 on a new strategy for Afghanistan (OJ C 169 E, 15.6.2012, p. 108).
This appropriation is also intended to support the Union contribution to the processes for the return of Afghan refugees and displaced persons to their country and regions of origin in accordance with the commitments entered into by the European Community at the Tokyo Conference in January 2002.
This appropriation is also intended to finance activities of women's organisations which have worked for a long time for Afghan women's rights.
The Union should increase its financial assistance in Afghanistan for areas such as health (construction and renovation of hospitals, prevention of child mortality) and small and medium-sized infrastructure projects (repairing of road network, embankments, etc.), as well as effectively implementing job security and food security schemes.
Part of this appropriation is intended to be used for mainstreaming of disaster risk reduction, based on ownership and national strategies of disaster-prone countries.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.
Particular attention will also be paid to the situation of women and girls in all other actions and projects supported by this appropriation.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

                                 19 10 01 03Preparatory action — Business and scientific exchanges with India










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


3 600 000 


 


 


p.m.


3 600 000 





Remarks

This preparatory action is intended to support exchanges between European and Indian businesses and industries, as well as research institutions. This is important in the context of improving links between Union businesses and researchers in fast-growing economies such as India. The action is in line with paragraph 4 of the European Parliament resolution of 18 May 2006 on the 2007 budget: the Commission's Annual Policy Strategy report (APS) (OJ C 297 E, 7.12.2006, p. 357), which noted that ‘insufficient attention has been given … to the vast and very rapid changes underway in the global economy, notably in emerging economies such as India and China’.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 19 10 01 04Preparatory action — Business and scientific exchanges with China










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


3 700 000 


 


 


p.m.


3 700 000 





Remarks

This preparatory action is intended to support exchanges between European and Chinese business executives and scientists in universities and research institutions. This is important in the context of improving links between Union businesses and researchers in fast-growing economies such as China. The action is in line with paragraph 4 of the European Parliament resolution of 18 May 2006 on the 2007 budget: the Commission's Annual Policy Strategy report (APS) (OJ C 297 E, 7.12.2006, p. 357), which noted that ‘insufficient attention has been given … to the vast and very rapid changes underway in the global economy, notably in emerging economies such as India and China’.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

                                 19 10 01 05Preparatory action — Cooperation with middle income group countries in Asia










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


550 000 


 


 


p.m.


550 000 





Remarks

This appropriation is intended to cover cooperation measures, in middle income countries and other developing countries in Asia, which do not fulfil the criteria for Official Development Assistance (ODA) as established by the Development Assistance Committee of the Organisation for Economic Cooperation and Development (OECD/DAC) and which therefore fall outside the scope of Article 2(4) of Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41), in particular measures for cooperation in sectors capable of developing independently, the result being that the investment from the general budget of the Union makes no contribution towards combating poverty in Asian countries.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

Reference acts

European Parliament resolution of 15 February 2007 on the Country Strategy Papers and indicative programmes for Malaysia, Brazil and Pakistan (OJ C 287 E, 29.11.2007, p. 374).
European Parliament resolution of 21 June 2007 on the Regional strategy and multiannual indicative programme for Asia (OJ C 146 E, 12.6.2008, p. 257).
European Parliament resolution of 25 October 2007 on the draft Commission decision establishing a Special Measure 2007 for Iraq (OJ C 263 E, 16.10.2008, p. 624).

                                 19 10 01 06Preparatory action — European Union-Asia — Integration of policy and practice










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


300 000 


 


 


p.m.


300 000 





Remarks

The preparatory action is intended to provide an integrative approach to the development and practice of policy for European Union-Asia. This holistic approach developed by the European Institute for Asian Studies relates to activities which are covered by several legal bases but which are compartmentalised across many budget lines.

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

TITLE 20


TRADE














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






20 01


ADMINISTRATIVE EXPENDITURE OF THE ‘TRADE’ POLICY AREA


 


93 973 453 


93 973 453 


 


 


93 973 453 


93 973 453 




20 02


TRADE POLICY


4


13 500 000 


9 504 519 


 


699 360 


13 500 000 


10 203 879 




 



Title 20 — Total



 



107 473 453 




103 477 972 



 



699 360 




107 473 453 




104 177 332 






CHAPTER 20 02 — TRADE POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




20 02


TRADE POLICY






20 02 01






External trade relations, including access to the markets of third countries




4


9 000 000 


6 918 934 


 


 


9 000 000 


6 918 934 






20 02 03






Aid for trade — Multilateral initiatives




4


4 500 000 


2 585 585 


 


699 360 


4 500 000 


3 284 945 




 



Chapter 20 02 — Total



 



13 500 000 




9 504 519 



 



699 360 




13 500 000 




10 203 879 








                                    20 02 03Aid for trade — Multilateral initiatives












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




4 500 000 


2 585 585 


 


699 360 


4 500 000 


3 284 945 





Remarks

This appropriation is intended to fund multilateral programmes and initiatives in the field of trade-related assistance to strengthen the capacity of developing countries to participate effectively in the multilateral trading system and regional trading arrangements and to improve their trade performance.
Multilateral initiatives and programmes to be funded under this appropriation will support the following actions:

Assistance for trade policy, participation in negotiations and implementation of trade agreements

Actions to strengthen the capacity of developing countries to formulate their trade policy and to strengthen the institutions involved in trade policy, including comprehensive and updated trade reviews and assistance in integrating trade into their respective policies for economic growth and development.
Actions to strengthen the capacity of developing countries to participate effectively in international trade negotiations and to implement international trade agreements.
Research to advise policymakers how best to ensure that the specific interests of small producers and workers in developing countries are reflected across all policy areas and promote an enabling environment for producers’ access to trade-related sustainability assurance schemes.
This assistance is primarily targeted at the public sector.

Trade development

Actions to reduce supply-side constraints which impact directly on the ability of developing countries to exploit their international trading potential, including, in particular, private-sector development.
This appropriation complement the Union's geographical programmes and should only cover multilateral initiatives and programmes that offer real added value to the Union's geographical programmes, in particular the Integrated Framework for Least Developed Countries.
The Commission will provide a bi-annual report on implementation and results obtained and on the main outcomes and effects of aid for trade assistance. The Commission will provide information on a total figure for all aid for trade finance coming from within the general budget of the Union, and a total figure for aid for trade from within all ‘trade-related assistance’ provided.

Legal basis

Tasks resulting from the Commission's prerogatives at institutional level, as provided for in Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

TITLE 21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






21 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DEVELOPMENT AND RELATIONS WITH ACP STATES’ POLICY AREA


 


268 569 707 


268 569 707 


 


 


268 569 707 


268 569 707 




21 02


FOOD SECURITY


4


258 629 000 


180 505 121 


 


 


258 629 000 


180 505 121 




21 03


NON-STATE ACTORS IN DEVELOPMENT


4


245 400 000 


195 506 031 


 


5 944 558 


245 400 000 


201 450 589 




21 04


ENVIRONMENT AND SUSTAINABLE MANAGEMENT OF NATURAL RESOURCES, INCLUDING ENERGY


4


217 650 000 


124 511 655 


 


 


217 650 000 


124 511 655 




21 05


HUMAN AND SOCIAL DEVELOPMENT


4


195 545 000 


105 508 937 


 


1 748 399 


195 545 000 


107 257 336 




21 06


GEOGRAPHICAL COOPERATION WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


4


331 382 779 


310 590 343 


 


 


331 382 779 


310 590 343 




21 07


DEVELOPMENT COOPERATION ACTIONS AND AD-HOC PROGRAMMES


4


34 198 140 


29 299 709 


 


 


34 198 140 


29 299 709 




21 08


POLICY STRATEGY AND COORDINATION FOR THE ‘DEVELOPMENT AND RELATIONS WITH ACP STATES’ POLICY AREA


4


20 325 000 


13 224 060 


 


 


20 325 000 


13 224 060 




21 49


EXPENDITURE ON ADMINISTRATIVE MANAGEMENT OF PROGRAMMES COMMITTED IN ACCORDANCE WITH THE FORMER FINANCIAL REGULATION OF 21 DECEMBER 1977


4


—


p.m.


 


 


—


p.m.




 



Title 21 — Total



 



1 571 699 626 




1 227 715 563 



 



7 692 957 




1 571 699 626 




1 235 408 520 






Remarks

Union assistance should not be given to any authority, organisation or programme which supports or participates in the management of an action which involves such human rights abuses as coercive abortion, involuntary sterilisation or infanticide, especially where such actions apply their priorities though psychological, social, economic or legal pressure, thus finally implementing the specific Cairo International Conference on Population and Development (ICPD) prohibition on coercion or compulsion in sexual and reproductive health matters. The Commission should present a report on the implementation of the Union's external assistance covering this programme.

CHAPTER 21 03 — NON-STATE ACTORS IN DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 03


NON-STATE ACTORS IN DEVELOPMENT






21 03 01






Non-State actors in development




4


208 700 000 


179 476 547 


 


3 496 799 


208 700 000 


182 973 346 






21 03 02






Local authorities in development




4


35 700 000 


15 029 484 


 


2 447 759 


35 700 000 


17 477 243 






21 03 03






Preparatory action — Regional African CSO Network for Millennium Development Goal 5




4


p.m.


500 000 


 


 


p.m.


500 000 






21 03 04






Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa




4


1 000 000 


500 000 


 


 


1 000 000 


500 000 




 



Chapter 21 03 — Total



 



245 400 000 




195 506 031 



 



5 944 558 




245 400 000 




201 450 589 








                                    21 03 01Non-State actors in development












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




208 700 000 


179 476 547 


 


3 496 799 


208 700 000 


182 973 346 





Remarks

This appropriation is intended to support initiatives in developing countries carried out by civil society organisations originating in the Union and partner countries in the area of development as well as to strengthen their capacity in contributing to the policymaking process, so as to:






—


promote an inclusive and empowered society in order to (i) favour populations out of reach of mainstream services and resources and excluded from policymaking processes, (ii) strengthen the capacity of civil society organisations in partner countries, with a view to facilitating their participation in defining and implementing sustainable development strategies, (iii) facilitate interaction between state and non-state actors in different contexts,










—


increase Europeans’ awareness of development issues and mobilise active public support in the Union and acceding countries for poverty reduction and sustainable development strategies in partner countries and for fairer relations between developed and developing countries, and reinforce civil society's role as a factor of progress and transformation,










—


achieve more efficient cooperation, foster synergies and ensuring a structured dialogue between civil society networks, within their organisations and with Union institutions.










—


These initiatives may also include:










—


support to advocacy activities to inform policymakers at all levels on policies that best benefit marginalised producers and workers in developing countries,










—


developing and strengthening associations and cooperatives in developing countries so that they can build institutional and productive capacities to be able to develop added value products and scale up,










—


support to Southern Fair Trade producer networks which represent the voice of marginalised Fair Trade producers.




This programme is intended to benefit primarily the countries covered by the Financing instrument for development cooperation (DCI). However, in line with Article 38 of Regulation (EC) No 1905/2006 allocating an amount to finance activities that benefit the European Neighbourhood and Partnership Instrument (ENPI) countries under the thematic programmes, an envelope equivalent to 3,9 % of this programme is foreseen for such countries.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. These contributions pursuant to Article 6 3 3 of the statement of revenue constitutes assigned revenue in accordance with Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Where assistance is delivered via budget support, the Commission shall support efforts of partner countries to develop parliamentary oversight, audit capacities and transparency in line with Article 25(1)(b) of Regulation (EC) No 1905/2006. Appropriations under this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.
In order to ensure full financial transparency pursuant to Articles 53 to 56 of Council Regulation (EC, Euratom) No 1605/2002, the Commission, when concluding or modifying agreements on the management and implementation of projects by international organisations, will make all efforts that they commit to sending all their internal and external audits to the European Court of Auditors and to the Internal Auditor of the Commission regarding the use of Union funds.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

Reference acts

Communication from the Commission to the Council and the European Parliament of 3 August 2005 entitled ‘External Actions through Thematic programmes under the Future Financial Perspectives 2007-2013’ (COM(2005) 324 final).
Communication from the Commission to the Council, the European Parliament, the European Economic and Social Committee and the Committee of the Regions of 25 January 2006 entitled ‘The thematic programme “Non-state Actors and Local Authorities in Development”
                           ’ (COM(2006) 19 final).



                                    21 03 02Local authorities in development












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




35 700 000 


15 029 484 


 


2 447 759 


35 700 000 


17 477 243 





Remarks

This appropriation is intended to support initiatives in developing countries carried out by local authorities originating in the Union and partner countries in the area of development as well as to strengthen their capacity in the policymaking process, so as to:






—


promote an inclusive and empowered society in order to: (i) favour populations out of reach of mainstream services and resources and excluded from policymaking processes; (ii) strengthen the capacity of local and regional authorities in partner countries, with a view to facilitating their participation in defining and implementing sustainable development strategies; and (iii) facilitate interaction between state and local and regional authorities in different contexts, and support an increased role for local authorities in decentralisation processes,










—


increase Europeans’ awareness of development issues and mobilise active public support in the Union and acceding countries for poverty reduction and sustainable development strategies in partner countries and for fairer relations between developed and developing countries, including raising awareness of North-South trading relations and Union consumers’ purchasing decisions and their impact on sustainable development and poverty reduction, and reinforce the roles of local and regional authorities for these purposes,










—


achieve more efficient cooperation, foster synergies and ensure structured dialogue among local and regional authorities associations and with civil society, within their organisations and with Union institutions.




This programme is intended to benefit primarily the countries covered by the Financing instrument for development cooperation (DCI). However, in line with Article 38 of Regulation (EC) No 1905/2006 allocating an amount to finance activities that benefit the European Neighbourhood and Partnership Instrument (ENPI) countries under the thematic programmes, an envelope equivalent to 3,9 % of this programme is foreseen for such countries.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. These contributions pursuant to Article 6 3 3 of the statement of revenue constitutes assigned revenue in accordance with Article 21(2)(b) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Where assistance is delivered via budget support, the Commission shall support efforts of partner countries to develop parliamentary oversight, audit capacities and transparency in line with Article 25(1)(b) of Regulation (EC) No 1905/2006. Appropriations under this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

Reference acts

Communication from the Commission to the Council and the European Parliament of 3 August 2005 entitled ‘External Actions through Thematic programmes under the Future Financial Perspectives 2007-2013’ (COM(2005) 324 final).
Communication from the Commission to the Council, the European Parliament, the European Economic and Social Committee and the Committee of the Regions of 25 January 2006 entitled ‘External Actions through the thematic programme “Non-state Actors and Local Authorities in Development”
                           ’ (COM(2006) 19 final).
Communication from the Commission to the Council, the European Parliament, and the European Economic and Social Committee and the Committee of the Regions of 6 October 2008 entitled ‘Local authorities: actors for development’ (COM(2008) 626 final).

CHAPTER 21 05 — HUMAN AND SOCIAL DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 05


HUMAN AND SOCIAL DEVELOPMENT






21 05 01






Human and social development






21 05 01 01


Health


4


58 552 000 


14 826 287 


 


 


58 552 000 


14 826 287 




21 05 01 02


Education


4


40 693 000 


7 907 353 


 


 


40 693 000 


7 907 353 




21 05 01 03


Other aspects of human and social development


4


40 300 000 


17 297 335 


 


 


40 300 000 


17 297 335 




21 05 01 04


Gender equality


4


p.m.


7 907 353 


 


 


p.m.


7 907 353 




21 05 01 05


Pilot project — Qualitative and quantitative monitoring of health and education expenditure


4


p.m.


p.m.


 


 


p.m.


p.m.




21 05 01 06


Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries


4


p.m.


1 385 000 


 


 


p.m.


1 385 000 




21 05 01 07


Preparatory action — Research and development on poverty-related, tropical and neglected diseases


4


p.m.


1 270 000 


 


 


p.m.


1 270 000 




21 05 01 08


Pilot project — Enhanced health care for victims of sexual violence in the Democratic Republic of Congo (DRC)


4


p.m.


400 000 


 


 


p.m.


400 000 




21 05 01 09


Preparatory action — Enhanced health care for victims of sexual violence in the Democratic Republic of Congo (DRC)


4


1 500 000 


1 250 000 


 


 


1 500 000 


1 250 000 




 



Article 21 05 01 — Subtotal



 


141 045 000 


52 243 328 


 


 


141 045 000 


52 243 328 






21 05 02






Global Fund to Fight Aids, Tuberculosis and Malaria (GFATM)




4


54 500 000 


49 707 300 


 


1 748 399 


54 500 000 


51 455 699 






21 05 03






Human and social development — Completion of former cooperation




4


p.m.


3 558 309 


 


 


p.m.


3 558 309 




 



Chapter 21 05 — Total



 



195 545 000 




105 508 937 



 



1 748 399 




195 545 000 




107 257 336 








                                    21 05 02Global Fund to Fight Aids, Tuberculosis and Malaria (GFATM)












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




54 500 000 


49 707 300 


 


1 748 399 


54 500 000 


51 455 699 





Remarks

This appropriation is intended to provide financial support for actions under the Global Fund to Fight Aids, Tuberculosis and Malaria (GFATM).
Appropriations pursuant to this article are subject to evaluations as established in Article 33 of Regulation (EC) No 1905/2006. These evaluations shall include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations shall be used in the formulation of subsequent measures financed with these appropriations.

Legal basis

Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (OJ L 378, 27.12.2006, p. 41).

TITLE 22


ENLARGEMENT













Title
Chapter


Heading


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






22 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENLARGEMENT’ POLICY AREA


88 841 907 


88 841 907 


 


 


88 841 907 


88 841 907 




22 02


ENLARGEMENT PROCESS AND STRATEGY


1 002 420 021 


816 662 206 


 


7 692 958 


1 002 420 021 


824 355 164 




 



Title 22 — Total




1 091 261 928 




905 504 113 



 



7 692 958 




1 091 261 928 




913 197 071 






CHAPTER 22 02 — ENLARGEMENT PROCESS AND STRATEGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 02


ENLARGEMENT PROCESS AND STRATEGY






22 02 01






Transition and institution-building assistance to candidate countries




4


293 880 176 


283 229 616 


 


 


293 880 176 


283 229 616 






22 02 02






Transition and institution-building assistance to potential candidate countries




4


453 337 844 


339 099 912 


 


 


453 337 844 


339 099 912 






22 02 03






Interim civilian administrations in the western Balkans




4


p.m.


p.m.


 


 


p.m.


p.m.






22 02 04






Cross-border and regional cooperation






22 02 04 01


Cross-border cooperation (CBC) between IPA countries and participation in ERDF transnational/interregional programmes and ENPI sea basins programmes


4


18 787 731 


12 514 374 


 


 


18 787 731 


12 514 374 




22 02 04 02


Cross-border cooperation (CBC) with Member States


4


3 347 971 


1 184 126 


 


 


3 347 971 


1 184 126 




 



Article 22 02 04 — Subtotal



 


22 135 702 


13 698 500 


 


 


22 135 702 


13 698 500 






22 02 05






Completion of former assistance






22 02 05 01


Completion of Phare pre-accession assistance


4


—


p.m.


 


 


—


p.m.




22 02 05 02


Completion of CARDS assistance


4


p.m.


1 976 838 


 


 


p.m.


1 976 838 




22 02 05 03


Completion of former cooperation with Turkey


4


p.m.


p.m.


 


 


p.m.


p.m.




22 02 05 04


Completion of cooperation with Malta and Cyprus


4


—


—


 


 


—


—




22 02 05 05


Completion of preparatory actions concerning the impact of enlargement in Union border regions


3.2


—


p.m.


 


 


—


p.m.




22 02 05 09


Completion of transition facility for new Member States


3.2


p.m.


p.m.


 


 


p.m.


p.m.




22 02 05 10


Completion of Technical Assistance and Information Exchange (TAIEX) actions in connection with the transition facility


3.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 02 05 — Subtotal



 


p.m.


1 976 838 


 


 


p.m.


1 976 838 






22 02 06






Technical Assistance and Information Exchange (TAIEX) facility for pre-accession




4


12 000 000 


8 724 776 


 


 


12 000 000 


8 724 776 






22 02 07






Regional, horizontal and ad hoc programmes






22 02 07 01


Regional and horizontal programmes


4


142 566 299 


141 721 185 


 


7 692 958 


142 566 299 


149 414 143 




22 02 07 02


Evaluation of results of Union aid, follow-up and audit measures


4


3 500 000 


3 459 467 


 


 


3 500 000 


3 459 467 




22 02 07 03


Financial support for encouraging the economic development of the Turkish Cypriot community


4


31 000 000 


14 265 853 


 


 


31 000 000 


14 265 853 




 



Article 22 02 07 — Subtotal



 


177 066 299 


159 446 505 


 


7 692 958 


177 066 299 


167 139 463 






22 02 08






Pilot project — Preserving and restoring cultural heritage in conflict areas




4


p.m.


932 000 


 


 


p.m.


932 000 






22 02 09






Preparatory action — Preserving and restoring cultural heritage in conflict areas




4


p.m.


p.m.


 


 


p.m.


p.m.






22 02 10






Information and communication






22 02 10 01


Prince — Information and communication


4


5 000 000 


4 358 928 


 


 


5 000 000 


4 358 928 




22 02 10 02


Information and communication for third countries


4


10 000 000 


5 195 131 


 


 


10 000 000 


5 195 131 




 



Article 22 02 10 — Subtotal



 


15 000 000 


9 554 059 


 


 


15 000 000 


9 554 059 






22 02 11






Transition facility for institution-building after accession




3.2


29 000 000 


p.m.


 


 


29 000 000 


p.m.




 



Chapter 22 02 — Total



 



1 002 420 021 




816 662 206 



 



7 692 958 




1 002 420 021 




824 355 164 








                                    22 02 07Regional, horizontal and ad hoc programmes



                                 22 02 07 01Regional and horizontal programmes










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




142 566 299 


141 721 185 


 


7 692 958 


142 566 299 


149 414 143 





Remarks

This appropriation is intended to cover the financing of pre-accession regional and multi-beneficiary programmes for all candidate and potential candidate countries.
Any revenue generated on trust accounts entered in Article 5 2 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item, in accordance with the Financial Regulation.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

                                 22 02 07 02Evaluation of results of Union aid, follow-up and audit measures










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




3 500 000 


3 459 467 


 


 


3 500 000 


3 459 467 





Remarks

This appropriation is intended to cover the financing of evaluations, audit and monitoring during the programming, implementation, evaluation and closure stages of the projects for both IPA and previous pre-accession financial instruments.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

                                 22 02 07 03Financial support for encouraging the economic development of the Turkish Cypriot community










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




31 000 000 


14 265 853 


 


 


31 000 000 


14 265 853 





Remarks

This appropriation is intended to cover financial support for encouraging the economic development of the Turkish Cypriot community in order to maintain and deepen results achieved with earlier Union assistance. The assistance will focus particularly on the economic integration of the island and on improving contacts between the two communities and with the Union in order to facilitate the reunification of Cyprus.
The assistance may be used to support:






—


the promotion of social and economic development, in particular concerning rural development, human resources development and regional development,










—


the development and restructuring of infrastructure,










—


reconciliation, confidence-building measures, and support to civil society,










—


bringing the Turkish Cypriot community closer to the Union through, inter alia, information on the Union's political and legal order, promotion of youth exchanges and scholarships,










—


progressive alignment with, and preparation for, implementation of the acquis of the Union,










—


the implementation of the decisions of the bicommunal Technical Committee on Cultural Heritage, including projects of the minorities,










—


the continuation of Union financial support and acceleration of the work of the Committee on Missing Persons.










—


capacity building in order to improve the knowledge of civil society about the EU and its acquis, and in order to improve skills on how to apply for, and implement, Union funding.










—


Part of this appropriation is also intended to cover the support administrative expenditure necessary for implementation of the programme such as:










—


expenditure on technical and administrative assistance which the Commission may delegate to an implementing agency governed by Union law,










—


expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the beneficiaries and the Commission,










—


expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme.




The appropriations are to be used, in particular, to sustain the outcome of works, supplies and grants being funded under earlier allocations. In addition, grant schemes addressed to a large variety of beneficiaries within the civil society of the community (non-governmental organisations (NGOs), students and teachers, schools, farmers, small villages, the private sector) will continue. These activities are reunification driven. Priority should be given, where possible, to reconciliation projects which create bridges between the two communities and build confidence. These measures underline the strong desire and commitment of the Union to a Cyprus settlement and reunification.

Legal basis

Council Regulation (EC) No 389/2006 of 27 February 2006 establishing an instrument of financial support for encouraging the economic development of the Turkish Cypriot community (OJ L 65, 7.3.2006, p. 5).

TITLE 23


HUMANITARIAN AID














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






23 01


ADMINISTRATIVE EXPENDITURE OF THE ‘HUMANITARIAN AID’ POLICY AREA


 


36 465 828 


36 465 828 


 


 


36 465 828 


36 465 828 




23 02


HUMANITARIAN AID INCLUDING AID TO UPROOTED PEOPLE, FOOD AID AND DISASTER PREPAREDNESS


4


857 657 000 


803 525 096 


 


120 910 054 


857 657 000 


924 435 150 




23 03


CIVIL PROTECTION FINANCIAL INSTRUMENT


 


23 200 000 


18 588 070 


 


 


23 200 000 


18 588 070 




 



Title 23 — Total



 



917 322 828 




858 578 994 



 



120 910 054 




917 322 828 




979 489 048 






CHAPTER 23 02 — HUMANITARIAN AID INCLUDING AID TO UPROOTED PEOPLE, FOOD AID AND DISASTER PREPAREDNESS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




23 02


HUMANITARIAN AID INCLUDING AID TO UPROOTED PEOPLE, FOOD AID AND DISASTER PREPAREDNESS






23 02 01






Humanitarian aid




4


560 551 000 


540 509 486 


 


119 861 014 


560 551 000 


660 370 500 






23 02 02






Food aid




4


259 187 000 


228 891 989 


 


1 049 040 


259 187 000 


229 941 029 






23 02 03






Disaster preparedness




4


35 919 000 


32 123 621 


 


 


35 919 000 


32 123 621 






23 02 04






Preparatory action — European Voluntary Humanitarian Aid Corps




4


2 000 000 


2 000 000 


 


 


2 000 000 


2 000 000 




 



Chapter 23 02 — Total



 



857 657 000 




803 525 096 



 



120 910 054 




857 657 000 




924 435 150 








                                    23 02 01Humanitarian aid












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




560 551 000 


540 509 486 


 


119 861 014 


560 551 000 


660 370 500 





Remarks

This appropriation is intended to cover the financing of humanitarian assistance to help people in countries outside the Union who are the victims of conflicts or disasters, both natural and man-made (wars, outbreaks of fighting, etc.), or comparable emergencies, for as long as is necessary to meet the humanitarian needs that such situations give rise to.
The aid is granted to victims without discrimination on the grounds of race, ethnic origin, religion, disability, sex, age, nationality or political affiliation.
This appropriation is also intended to cover the purchase and delivery of any product or equipment needed for the implementation of humanitarian aid operations, including the building of homes or shelters for affected groups of people, short-term rehabilitation and reconstruction work, particularly of infrastructure and facilities, the costs associated with external, expatriate or local staff, storage, international or national shipment, logistic support and distribution of relief and any other action aimed at facilitating freedom of access to the recipients of the aid.
This appropriation may also cover any other costs directly linked to the implementation of humanitarian aid operations.
It covers, inter alia:






—


feasibility studies on humanitarian operations, evaluations of humanitarian aid projects and plans, and visibility operations and information campaigns linked to humanitarian aid operations,










—


the monitoring of humanitarian aid projects and plans, the promotion and development of initiatives intended to increase coordination and cooperation so as to make aid more effective and improve the monitoring of projects and plans,










—


the supervision and coordination of the implementation of aid operations forming part of the aid concerned,










—


measures to strengthen Union coordination with the Member States, other donor countries, international organisations and institutions (in particular those forming part of the United Nations), non-governmental organisations and organisations representing the latter,










—


the technical assistance necessary for the preparation and implementation of humanitarian projects, in particular expenditure incurred covering the cost of contracts of individual experts in the field and the infrastructure and logistics costs, covered by imprest accounts and expenditure authorisations, of Directorate-General for Humanitarian Aid units deployed throughout the world,










—


the financing of technical assistance contracts to facilitate the exchange of technical know-how and expertise between Union humanitarian organisations and agencies or between such bodies and those of third countries,










—


studies and training linked to the achievement of the objectives of the humanitarian aid policy area,










—


action grants and running cost grants in favour of humanitarian networks,










—


humanitarian mine-clearance operations including public awareness campaigns for local communities on anti-personnel mines,










—


expenditure incurred by the network on humanitarian assistance (NOHA), pursuant to Article 4 of Regulation (EC) No 1257/96. This is a one-year multidisciplinary postgraduate diploma in the humanitarian field designed to promote greater professionalism amongst humanitarian workers and involving several participating universities.





Legal basis

Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (OJ L 163, 2.7.1996, p. 1).



                                    23 02 02Food aid












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




259 187 000 


228 891 989 


 


1 049 040 


259 187 000 


229 941 029 





Remarks

This appropriation is intended to cover food aid operations of a humanitarian nature and will be carried out in accordance with the rules on humanitarian aid under Regulation (EC) No 1257/96.
The Union's humanitarian aid provides assistance and relief on a non-discriminatory basis to help people outside the Union, particularly the most vulnerable among them, and as a priority those in developing countries who are the victims of natural disasters, man-made crises, such as wars and outbreaks of fighting, exceptional circumstances or circumstances comparable to natural or man-made disasters. That assistance is provided as long as it is necessary to meet the humanitarian needs to which such situations give rise.
This appropriation may be used to finance the purchase and delivery of food, seeds, livestock or any product or equipment needed for the implementation of the humanitarian food aid operations.
This appropriation is intended to cover the cost of the measures that are essential for implementing food aid operations of a humanitarian nature within the requisite timescale and in a way which meets the needs of the recipients, satisfies the requirement to achieve the greatest possible degree of cost-effectiveness and provides greater transparency. This includes:






—


the transport and distribution of aid, including any related operations such as insurance, loading, unloading, coordination, etc.,










—


back-up measures that are essential for the programming, coordination and optimum implementation of the aid, the cost of which is not covered by other appropriations, e.g. exceptional transport and storage operations, processing or preparation of foodstuffs on the spot, disinfection, consultants’ services, technical assistance and equipment directly involved in providing the aid (tools, utensils, fuel, etc.),










—


the supervision and coordination of food aid operations, notably the terms for the supply, delivery, distribution and use of the products involved, including the use of counterpart funds,










—


pilot schemes concerning new forms of transport, packaging or storage, studies of food aid operations, visibility operations linked to the humanitarian operations, and information campaigns to increase public awareness,










—


the storage of food (including administrative costs, future operations, with or without options, training of technicians, purchase of packaging and mobile storage units, cost of maintaining and repairing stores, etc.),










—


the technical assistance necessary for the preparation and implementation of humanitarian food aid projects, in particular expenditure incurred covering the cost of contracts of individual experts in the field and the infrastructure and logistics costs, covered by imprest accounts and expenditure authorisations, of Directorate-General for Humanitarian Aid units deployed throughout the world.




In order to ensure full financial transparency under Articles 53 to 56 of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), the Commission, when concluding or modifying agreements on the management and implementation of projects by international organisations, will make every effort to commit to sending all their internal and external audits regarding the use of Union funds to the European Court of Auditors and to the Internal Auditor of the Commission.

Legal basis

Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (OJ L 163, 2.7.1996, p. 1).

TITLE 26


COMMISSION'S ADMINISTRATION














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






26 01


ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION'S ADMINISTRATION’ POLICY AREA


 


988 983 348 


988 983 348 


 


 


988 983 348 


988 983 348 




26 02


MULTIMEDIA PRODUCTION


1


14 738 200 


12 849 449 


 


 


14 738 200 


12 849 449 




26 03


SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS


 


26 300 000 


17 975 811 


 


3 496 799 


26 300 000 


21 472 610 




 



Title 26 — Total



 



1 030 021 548 




1 019 808 608 



 



3 496 799 




1 030 021 548 




1 023 305 407 






CHAPTER 26 03 — SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




26 03


SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS






26 03 01






Networks for the interchange of data between administrations






26 03 01 01


Interoperability Solutions for European Public Administrations (ISA)


1.1


25 700 000 


17 375 811 


 


3 496 799 


25 700 000 


20 872 610 




26 03 01 02


Completion of previous IDA and IDABC programmes


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 26 03 01 — Subtotal



 


25 700 000 


17 375 811 


 


3 496 799 


25 700 000 


20 872 610 






26 03 02






Pilot project — Erasmus public administration programme




5


—


—


 


 


—


—






26 03 03






Preparatory action — Erasmus public administration programme




5


600 000 


600 000 


 


 


600 000 


600 000 




 



Chapter 26 03 — Total



 



26 300 000 




17 975 811 



 



3 496 799 




26 300 000 




21 472 610 








                                    26 03 01Networks for the interchange of data between administrations



                                 26 03 01 01Interoperability Solutions for European Public Administrations (ISA)










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




25 700 000 


17 375 811 


 


3 496 799 


25 700 000 


20 872 610 





Remarks

On 29 September 2008 the Commission proposed a programme on ‘Interoperability Solutions for European Public Administrations’ (ISA) as a successor to the IDABC programme, which came to an end in December 2009.
The ISA programme aims at facilitating the efficient and effective electronic cross-border and cross-sector interaction between European public administrations in support of the delivery of electronic public services.
In order to do so, the ISA programme must contribute to establishing the related organisational, financial and operational framework by ensuring the availability of common frameworks, common services and generic tools and by increasing the awareness of information and communication technology aspects of Union legislation.
The ISA programme will thus contribute to the reinforcement and implementation of Union policies and legislation.
The programme is implemented in close cooperation and coordination with MemberStates and sectors, via studies, projects and accompanying measures.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 922/2009/EC of the European Parliament and of the Council of 16 September 2009 on interoperability solutions for European public administrations (ISA) (OJ L 260, 3.10.2009, p. 20).

                                 26 03 01 02Completion of previous IDA and IDABC programmes










Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


 


 


p.m.


p.m.





Remarks

This appropriation is intended to cover the clearance of commitments made under the previous IDABC programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision 2004/387/EC of the European Parliament and of the Council of 21 April 2004 on interoperable delivery of pan-European eGovernment services to public administrations, businesses and citizens (IDABC) (OJ L 181, 18.5.2004, p. 25).

TITLE 29


STATISTICS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






29 01


ADMINISTRATIVE EXPENDITURE OF THE ‘STATISTICS’ POLICY AREA


 


77 071 571 


77 071 571 


 


 


77 071 571 


77 071 571 




 



40 01 40



 



2 900 000 




2 900 000 



 


 



2 900 000 




2 900 000 





 


 


 


79 971 571 


79 971 571 


 


 


79 971 571 


79 971 571 




29 02


PRODUCTION OF STATISTICAL INFORMATION


1


5 000 000 


36 689 043 


 


1 000 000 


5 000 000 


37 689 043 




 



40 02 41



 



49 000 000 




4 843 254 



 


 



49 000 000 




4 843 254 





 


 


 


54 000 000 


41 532 297 


 


 


54 000 000 


42 532 297 




 



Title 29 — Total



 



82 071 571 




113 760 614 



 



1 000 000 




82 071 571 




114 760 614 





 




40 01 40, 40 02 41




 




51 900 000 






7 743 254 




 


 




51 900 000 






7 743 254 






 



Total including reserves



 



133 971 571 




121 503 868 



 


 



133 971 571 




122 503 868 






CHAPTER 29 02 — PRODUCTION OF STATISTICAL INFORMATION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




29 02


PRODUCTION OF STATISTICAL INFORMATION






29 02 01






Completion of statistical information policy




1.1


p.m.


988 419 


 


 


p.m.


988 419 






29 02 02






Completion of networks for intra-Community statistics (Edicom)




1.1


—


—


 


 


—


—






29 02 03






Completion of the Union Statistical Programme 2008 to 2012




1.1


—


30 214 898 


 


1 000 000 


—


31 214 898 






29 02 04






Modernisation of European Enterprise and Trade Statistics (MEETS)




1.1


5 000 000 


5 485 726 


 


 


5 000 000 


5 485 726 






29 02 05






European Statistical Programme 2013-2017




1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



49 000 000 




4 843 254 



 


 



49 000 000 




4 843 254 





 


 


 


49 000 000 


4 843 254 


 


 


49 000 000 


4 843 254 




 



Chapter 29 02 — Total



 



5 000 000 




36 689 043 



 



1 000 000 




5 000 000 




37 689 043 





 




40 02 41




 




49 000 000 






4 843 254 




 


 




49 000 000 






4 843 254 






 



Total including reserves



 



54 000 000 




41 532 297 



 


 



54 000 000 




42 532 297 








                                    29 02 03Completion of the Union Statistical Programme 2008 to 2012












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




—


30 214 898 


 


1 000 000 


—


31 214 898 





Remarks

This appropriation is intended to cover the following:






—


statistical surveys, studies and development of indicators/benchmarks,










—


quality studies and activities designed to improve the quality of statistics,










—


subsidies to national statistical authorities,










—


the processing, dissemination, promotion and marketing of statistical information,










—


equipment, processing infrastructure and maintenance essential for statistical information systems,










—


magnetically recorded statistical analysis and documentation,










—


services rendered by external experts,










—


joint-financing revenue for the public and private sectors,










—


the financing of surveys by commercial undertakings,










—


the organisation of advanced statistical technology training courses for statisticians,










—


the cost of purchasing documentation,










—


subsidies for the International Statistical Institute and subscriptions to other international statistical associations.




It is also intended to ensure the gathering of the information necessary to draw up annually a summary report on the economic and social state of the Union on the basis of economic data and structural indicators/benchmarks.
This appropriation is also intended to cover costs incurred in connection with the training of national statisticians and the policy of cooperation with developing countries, the countries of central and eastern Europe and southern Mediterranean countries; expenditure relating to exchanges of officials, the costs of information meetings, subsidies, and expenditure on payment for services rendered in connection with the adjustment of the remuneration of officials and other staff.
Also charged to this article is expenditure on the purchase of data and access for Commission departments to outside databanks. In addition, funding should be used to develop new, modular techniques.
It is also intended to cover the provision of the necessary statistical information, at the request of the Commission or of the other institutions of the Union, for the assessment, monitoring and evaluation of the Union's expenditure. This will improve the implementation of financial and budgetary policy (drawing-up of the budget and periodic review of the financial perspective) and make it possible to compile medium and long-term data for the financing of the Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the Swiss Confederation's contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 1578/2007/EC of the European Parliament and of the Council of 11 December 2007 on the Community Statistical Programme 2008 to 2012 (OJ L 344, 28.12.2007, p. 15).
Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics (OJ L 87, 31.3.2009, p. 164).

TITLE 40


RESERVES














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






40 01


RESERVES FOR ADMINISTRATIVE EXPENDITURE


5


6 829 200 


6 829 200 


 


 


6 829 200 


6 829 200 




40 02


RESERVES FOR FINANCIAL INTERVENTIONS


 


1 043 006 985 


268 563 836 


 


–43 695 651 


1 043 006 985 


224 868 185 




40 03


NEGATIVE RESERVE


 


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 40 — Total



 



1 049 836 185 




275 393 036 



 



–43 695 651 




1 049 836 185 




231 697 385 






CHAPTER 40 02 — RESERVES FOR FINANCIAL INTERVENTIONS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




40 02


RESERVES FOR FINANCIAL INTERVENTIONS






40 02 40






Non-differentiated appropriations




 


p.m.


p.m.


 


 


p.m.


p.m.






40 02 41






Differentiated appropriations




 


278 891 985 


188 563 836 


 


–43 695 651 


278 891 985 


144 868 185 






40 02 42






Emergency aid reserve




4


264 115 000 


80 000 000 


 


 


264 115 000 


80 000 000 






40 02 43






Reserve for the European Globalisation Adjustment Fund




1.1


500 000 000 


p.m.


 


 


500 000 000 


p.m.




 



Chapter 40 02 — Total



 



1 043 006 985 




268 563 836 



 



–43 695 651 




1 043 006 985 




224 868 185 








                                    40 02 41Differentiated appropriations












Budget 2013


Amending budget No. 8/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




278 891 985 


188 563 836 


 


–43 695 651 


278 891 985 


144 868 185 





Remarks

The appropriations in the Title ‘Reserves’ are intended for two circumstances only: (a) where no basic act exists for the action concerned when the budget is established; and (b) where there are serious grounds for doubting the adequacy of the appropriations or the possibility of implementing, under conditions consistent with sound financial management, the appropriations entered in the lines concerned. The appropriations entered in this article may be used only after transfer in accordance with the procedure laid down in Article 27 of the Financial Regulation.
The breakdown is as follows (commitments, payments):










1.


Item


09 02 03 01


European Network and Information Security Agency — Contribution to Titles 1 and 2


391 985 


391 985 




2.


Article


11 03 01


International fisheries agreements


115 220 000 


70 190 000 




3.


Article


12 02 01


Implementation and development of the internal market


1 500 000 


1 500 000 




4.


Item


12 04 02 01


European Banking Authority — Contribution to Titles 1 and 2


1 500 000 


1 500 000 




5.


Article


18 02 04


Schengen information system (SIS II)


12 750 000 


7 500 000 




6.


Article


18 02 05


Visa Information System (VIS)


1 750 000 


5 471 400 




7.


Article


18 02 06


External Borders Fund


83 000 000 


44 200 000 




8.


Article


18 02 07


Schengen evaluation


730 000 


721 546 




9.


Article


18 05 08


Prevention, preparedness and consequence management of terrorism


2 420 000 


1 550 000 




10.


Article


18 05 09


Prevention of and fight against crime


10 630 000 


7 000 000 




11.


Article


29 02 05


European Statistical Programme 2013-2017


49 000 000 


4 843 254 




 


 


 


Total


278 891 985 


144 868 185 





Legal basis

Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).
A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2013 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources


EXPENDITURE









Description


Budget 2013 (4)



Budget 2012 (5)



Change (%)










1.


Sustainable growth






69 228 396 831 


60 287 086 467 


+14,83 










2.


Preservation and management of natural resources






58 061 031 826 


58 044 868 674 


+0,03 










3.


Citizenship, freedom, security and justice






1 715 207 209 


2 182 532 099 


–21,41 










4.


EU as a global player






6 941 146 336 


6 966 011 071 


–0,36 










5.


Administration






8 430 049 740 


8 277 736 996 


+1,84 










6.


Compensation






75 000 000 


p.m.


—





Total expenditure
 (6)




144 450 831 942 




135 758 235 307 




+6,40 









REVENUE









Description


Budget 2013 (7)



Budget 2012 (8)



Change (%)




Miscellaneous revenue (Titles 4 to 9)


3 067 967 007 


5 109 219 138 


–39,95 




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


1 023 276 526 


1 496 968 014 


–31,64 




Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)


34 000 000 


p.m.


—




Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2)


p.m.


497 328 000 


—




Total revenue for Titles 3 to 9


4 125 243 533 


7 103 515 152 


–41,93 




Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


14 822 700 000 


16 824 200 000 


–11,90 




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


14 680 052 250 


14 546 298 300 


+0,92 




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


110 822 836 159 


97 284 221 855 


+13,92 




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (9)



140 325 588 409 


128 654 720 155 


+9,07 





Total revenue
 (10)




144 450 831 942 




135 758 235 307 




+6,40 









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom











MemberState


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base (11)



Member States whose VAT base is capped




 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


1 631 283 000 


3 877 393 000 


50


1 938 696 500 


1 631 283 000 


 




Bulgaria


194 161 000 


397 949 000 


50


198 974 500 


194 161 000 


 




CzechRepublic


644 705 000 


1 426 011 000 


50


713 005 500 


644 705 000 


 




Denmark


991 349 000 


2 560 709 000 


50


1 280 354 500 


991 349 000 


 




Germany


11 984 505 000 


27 506 133 000 


50


13 753 066 500 


11 984 505 000 


 




Estonia


83 390 000 


172 115 000 


50


86 057 500 


83 390 000 


 




Ireland


647 800 000 


1 339 499 000 


50


669 749 500 


647 800 000 


 




Greece


665 477 000 


1 822 077 000 


50


911 038 500 


665 477 000 


 




Spain


4 514 417 000 


10 333 689 000 


50


5 166 844 500 


4 514 417 000 


 




France


9 455 357 000 


20 988 347 000 


50


10 494 173 500 


9 455 357 000 


 




Croatia (12)



135 631 000 


214 585 000 


50


107 292 500 


107 292 500 


Croatia




Italy


6 433 181 000 


15 597 102 000 


50


7 798 551 000 


6 433 181 000 


 




Cyprus


112 028 000 


159 579 000 


50


79 789 500 


79 789 500 


Cyprus




Latvia


78 148 000 


235 200 000 


50


117 600 000 


78 148 000 


 




Lithuania


133 025 000 


331 882 000 


50


165 941 000 


133 025 000 


 




Luxembourg


258 448 000 


328 739 000 


50


164 369 500 


164 369 500 


Luxembourg




Hungary


393 688 000 


949 586 000 


50


474 793 000 


393 688 000 


 




Malta


51 125 000 


65 487 000 


50


32 743 500 


32 743 500 


Malta




Netherlands


2 590 688 000 


6 109 220 000 


50


3 054 610 000 


2 590 688 000 


 




Austria


1 445 272 000 


3 183 411 000 


50


1 591 705 500 


1 445 272 000 


 




Poland


1 892 725 000 


3 856 841 000 


50


1 928 420 500 


1 892 725 000 


 




Portugal


769 403 000 


1 595 090 000 


50


797 545 000 


769 403 000 


 




Romania


502 038 000 


1 386 216 000 


50


693 108 000 


502 038 000 


 




Slovenia


177 388 000 


346 406 000 


50


173 203 000 


173 203 000 


Slovenia




Slovakia


252 900 000 


724 695 000 


50


362 347 500 


252 900 000 


 




Finland


944 514 000 


1 996 767 000 


50


998 383 500 


944 514 000 


 




Sweden


1 903 201 000 


4 356 214 000 


50


2 178 107 000 


1 903 201 000 


 




United Kingdom


9 574 379 000 


19 568 770 000 


50


9 784 385 000 


9 574 379 000 


 





Total




58 460 226 000 




131 429 712 000 



 



65 714 856 000 




58 283 004 000 



 








TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)








MemberState


1 % of capped VAT base


Uniform rate of VAT own resource (13) (in %)


VAT-based own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


1 631 283 000 


0,300


489 384 900 




Bulgaria


194 161 000 


0,300


58 248 300 




CzechRepublic


644 705 000 


0,300


193 411 500 




Denmark


991 349 000 


0,300


297 404 700 




Germany


11 984 505 000 


0,150


1 797 675 750 




Estonia


83 390 000 


0,300


25 017 000 




Ireland


647 800 000 


0,300


194 340 000 




Greece


665 477 000 


0,300


199 643 100 




Spain


4 514 417 000 


0,300


1 354 325 100 




France


9 455 357 000 


0,300


2 836 607 100 




Croatia (14)



107 292 500 


0,300


32 187 750 




Italy


6 433 181 000 


0,300


1 929 954 300 




Cyprus


79 789 500 


0,300


23 936 850 




Latvia


78 148 000 


0,300


23 444 400 




Lithuania


133 025 000 


0,300


39 907 500 




Luxembourg


164 369 500 


0,300


49 310 850 




Hungary


393 688 000 


0,300


118 106 400 




Malta


32 743 500 


0,300


9 823 050 




Netherlands


2 590 688 000 


0,100


259 068 800 




Austria


1 445 272 000 


0,225


325 186 200 




Poland


1 892 725 000 


0,300


567 817 500 




Portugal


769 403 000 


0,300


230 820 900 




Romania


502 038 000 


0,300


150 611 400 




Slovenia


173 203 000 


0,300


51 960 900 




Slovakia


252 900 000 


0,300


75 870 000 




Finland


944 514 000 


0,300


283 354 200 




Sweden


1 903 201 000 


0,100


190 320 100 




United Kingdom


9 574 379 000 


0,300


2 872 313 700 





Total




58 283 004 000 



 



14 680 052 250 









TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)








MemberState


1 % of gross national income


Uniform rate of ‘additional base'’ own resource


‘Additional base’ own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


3 877 393 000 


 


3 269 456 218 




Bulgaria


397 949 000 


 


335 554 542 




CzechRepublic


1 426 011 000 


 


1 202 426 613 




Denmark


2 560 709 000 


 


2 159 215 216 




Germany


27 506 133 000 


 


23 193 444 042 




Estonia


172 115 000 


 


145 129 074 




Ireland


1 339 499 000 


 


1 129 478 837 




Greece


1 822 077 000 


 


1 536 393 391 




Spain


10 333 689 000 


 


8 713 469 013 




France


20 988 347 000 


 


17 697 582 270 




Croatia (15)



214 585 000 


 


180 940 199 




Italy


15 597 102 000 


 


13 151 631 037 




Cyprus


159 579 000 


 


134 558 595 




Latvia


235 200 000 


0,8432099 (16)



198 322 972 




Lithuania


331 882 000 


 


279 846 193 




Luxembourg


328 739 000 


 


277 195 984 




Hungary


949 586 000 


 


800 700 329 




Malta


65 487 000 


 


55 219 288 




Netherlands


6 109 220 000 


 


5 151 354 871 




Austria


3 183 411 000 


 


2 684 283 716 




Poland


3 856 841 000 


 


3 252 126 568 




Portugal


1 595 090 000 


 


1 344 995 702 




Romania


1 386 216 000 


 


1 168 871 074 




Slovenia


346 406 000 


 


292 092 973 




Slovakia


724 695 000 


 


611 070 009 




Finland


1 996 767 000 


 


1 683 693 730 




Sweden


4 356 214 000 


 


3 673 202 833 




United Kingdom


19 568 770 000 


 


16 500 580 870 





Total




131 429 712 000 



 



110 822 836 159 









TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2007/436/EC, Euratom (Chapter 1 6)









MemberState


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction in favour of the Netherlands and Sweden




 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,95


25 535 591 


25 535 591 




Bulgaria


 


0,30


2 620 798 


2 620 798 




CzechRepublic


 


1,08


9 391 370 


9 391 370 




Denmark


 


1,95


16 864 223 


16 864 223 




Germany


 


20,93


181 148 872 


181 148 872 




Estonia


 


0,13


1 133 509 


1 133 509 




Ireland


 


1,02


8 821 623 


8 821 623 




Greece


 


1,39


11 999 767 


11 999 767 




Spain


 


7,86


68 055 226 


68 055 226 




France


 


15,97


138 224 279 


138 224 279 




Croatia


 


0,16


1 413 206 


1 413 206 




Italy


 


11,87


102 718 817 


102 718 817 




Cyprus


 


0,12


1 050 949 


1 050 949 




Latvia


 


0,18


1 548 971 


1 548 971 




Lithuania


 


0,25


2 185 696 


2 185 696 




Luxembourg


 


0,25


2 164 997 


2 164 997 




Hungary


 


0,72


6 253 748 


6 253 748 




Malta


 


0,05


431 282 


431 282 




Netherlands


– 693 598 388 


4,65


40 233 876 


– 653 364 512 




Austria


 


2,42


20 965 190 


20 965 190 




Poland


 


2,93


25 400 241 


25 400 241 




Portugal


 


1,21


10 504 885 


10 504 885 




Romania


 


1,05


9 129 290 


9 129 290 




Slovenia


 


0,26


2 281 348 


2 281 348 




Slovakia


 


0,55


4 772 669 


4 772 669 




Finland


 


1,52


13 150 234 


13 150 234 




Sweden


– 171 966 543 


3,31


28 688 993 


– 143 277 550 




United Kingdom


 


14,89


128 875 281 


128 875 281 





Total




– 865 564 931 




100,00




865 564 931 




0





EU GDP price deflator, in EUR (spring 2012 economic forecast):
(a) 2004 EU25 = 97,9307 / (b) 2006 EU25 = 102,2271 / (c) 2006 EU27 = 102,3225 / (d) 2013 EU27 = 112,3768
Lump-sum for the Netherlands: in 2013 prices:
605 000 000  EUR × [(b/a) × (d/c)] = 693 598 388  EUR
Lump-sum for Sweden: in 2013 prices:
150 000 000  EUR × [(b/a) × (d/c)] = 171 966 543  EUR








TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2012 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)







Description


Coefficient (17) (%)


Amount










1.


United Kingdom’s share (in %) of notional uncapped VAT base






16,2252


 










2.


United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure






7,2419


 










3.


(1) – (2)






8,9834


 











4.



Total allocated expenditure






 



125 988 772 407 











5.


Enlargement related expenditure (18) = (5a + 5b)






 


30 204 999 085 










5a.


Pre-accession expenditure






 


3 079 384 770 










5b.


Expenditure related to Article 4(1)(g)






 


27 125 614 315 










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


95 783 773 323 










7.


United Kingdom’s correction original amount = (3) × (6) × 0,66






 


5 679 045 800 










8.


United Kingdom’s advantage (19)







 


1 038 296 680 










9.


Core United Kingdom’s correction = (7) – (8)






 


4 640 749 120 










10.


Windfall gains deriving from traditional own resources (20)







 


9 347 792 










11.


Correction for the United Kingdom = (9) – (10)






 


4 631 401 328 




According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in point (g) of paragraph 1 of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.







2007-2012 UK corrections
Difference in original amount in reference to EUR 10,5 billion threshold
(ORD 2007 vs. ORD 2000), in EUR


Difference in current prices


Difference in constant 2004 prices










(A)


2007 UK correction






0


0










(B)


2008 UK correction






– 301 679 647 


– 280 649 108 










(C)


2009 UK correction






–1 349 749 997 


–1 276 489 414 










(D)


2010 UK correction






–2 117 099 739 


–1 956 553 421 










(E)


2011 UK correction






–2 355 028 746 


–2 146 661 679 










(F)


2012 UK correction






–2 904 788 069 


–2 586 455 037 











(G)



Sum of differences = (A) + (B) + (C) + (D) + (E) + (F)







–9 028 346 199 




–8 246 808 658 









TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2009 (21) pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5)







Description


Coefficient (22) (%)


Amount










1.


United Kingdom’s share (in %) of notional uncapped VAT base






15,6778


 










2.


United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure






7,2711


 










3.


(1) – (2)






8,4067


 











4.



Total allocated expenditure






 



101 944 631 886 











5.


Enlargement related expenditure (23) = (5a + 5b)






 


16 058 645 493 










5a.


Pre-accession expenditure






 


3 014 247 673 










5b.


Expenditure related to Article 4(1)(g)






 


13 044 397 819 










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


85 885 986 393 










7.


United Kingdom’s correction original amount = (3) × (6) × 0,66






 


4 765 344 613 










8.


United Kingdom’s advantage (24)







 


1 377 819 752 










9.


Core United Kingdom’s correction = (7) – (8)






 


3 387 524 861 










10.


Windfall gains deriving from traditional own resources (25)







 


–9 136 343 










11.


Correction for the United Kingdom = (9) – (10)






 


3 396 661 203 








TABLE 6.1

Calculation of the financing of the correction for the United Kingdom amounting to EUR — 4 631 401 328  (Chapter 1 5)












MemberState


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction




 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,95


3,47


5,48


 


1,51


4,98


230 617 663 




Bulgaria


0,30


0,36


0,56


 


0,16


0,51


23 669 014 




CzechRepublic


1,08


1,27


2,02


 


0,56


1,83


84 815 577 




Denmark


1,95


2,29


3,62


 


1,00


3,29


152 304 583 




Germany


20,93


24,59


0,00


–18,44 


0,00


6,15


284 710 504 




Estonia


0,13


0,15


0,24


 


0,07


0,22


10 236 971 




Ireland


1,02


1,20


1,89


 


0,52


1,72


79 670 059 




Greece


1,39


1,63


2,58


 


0,71


2,34


108 372 594 




Spain


7,86


9,24


14,62


 


4,03


13,27


614 622 042 




France


15,97


18,76


29,68


 


8,19


26,95


1 248 334 520 




Croatia


0,16


0,19


0,30


 


0,08


0,28


12 762 980 




Italy


11,87


13,94


22,06


 


6,09


20,03


927 676 717 




Cyprus


0,12


0,14


0,23


 


0,06


0,20


9 491 361 




Latvia


0,18


0,21


0,33


 


0,09


0,30


13 989 109 




Lithuania


0,25


0,30


0,47


 


0,13


0,43


19 739 513 




Luxembourg


0,25


0,29


0,46


 


0,13


0,42


19 552 576 




Hungary


0,72


0,85


1,34


 


0,37


1,22


56 479 006 




Malta


0,05


0,06


0,09


 


0,03


0,08


3 895 003 




Netherlands


4,65


5,46


0,00


–4,10 


0,00


1,37


63 235 319 




Austria


2,42


2,85


0,00


–2,13 


0,00


0,71


32 950 853 




Poland


2,93


3,45


5,45


 


1,51


4,95


229 395 281 




Portugal


1,21


1,43


2,26


 


0,62


2,05


94 871 974 




Romania


1,05


1,24


1,96


 


0,54


1,78


82 448 669 




Slovenia


0,26


0,31


0,49


 


0,14


0,44


20 603 365 




Slovakia


0,55


0,65


1,02


 


0,28


0,93


43 103 051 




Finland


1,52


1,79


2,82


 


0,78


2,56


118 762 720 




Sweden


3,31


3,89


0,00


–2,92 


0,00


0,97


45 090 304 




United Kingdom


14,89


0,00


0,00


 


0,00


0,00


0





Total




100,00




100,00




100,00




–27,59 




27,59




100,00




4 631 401 328 





The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2009 UK correction (chapter 3 5)






MemberState


Amount




 


(1)




Belgium


–1 560 520 




Bulgaria


347 361 




CzechRepublic


638 761 




Denmark


–2 771 664 




Germany


–5 926 083 




Estonia


– 102 455 




Ireland


–1 276 162 




Greece


–11 973 529 




Spain


–19 472 383 




France


–44 165 819 




Italy


–25 357 823 




Cyprus


– 337 011 




Latvia


85 188 




Lithuania


– 214 388 




Luxembourg


– 694 287 




Hungary


–2 506 364 




Malta


7 989 




Netherlands


–2 758 821 




Austria


– 712 461 




Poland


–3 037 695 




Portugal


– 244 526 




Romania


23 753 




Slovenia


– 485 496 




Slovakia


–1 338 212 




Finland


–1 122 623 




Sweden


2 136 996 




United Kingdom


122 818 274 





Total




0









TABLE 7

Summary of financing (26) of the general budget by type of own resource and by MemberState
















MemberState


Traditional own resources (TOR)


VAT and GNI-based own resources, including adjustments


Total own resources (27)





Net sugar sector levies (75 %)


Net customs duties (75 %)


Total net traditional own resources (75 %)


Collection costs (25 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)




 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


–5 107 413 


1 352 365 025 


1 347 257 612 


449 085 871 


489 384 900 


3 269 456 218 


25 535 591 


229 057 143 


4 013 433 852 


3,20


5 360 691 464 




Bulgaria


400 000 


44 250 631 


44 650 631 


14 883 544 


58 248 300 


335 554 542 


2 620 798 


24 016 375 


420 440 015 


0,34


465 090 646 




CzechRepublic


6 147 964 


170 476 673 


176 624 637 


58 874 879 


193 411 500 


1 202 426 613 


9 391 370 


85 454 338 


1 490 683 821 


1,19


1 667 308 458 




Denmark


–3 427 753 


290 087 469 


286 659 716 


95 553 239 


297 404 700 


2 159 215 216 


16 864 223 


149 532 919 


2 623 017 058 


2,09


2 909 676 774 




Germany


–35 508 193 


3 044 800 988 


3 009 292 795 


1 003 097 599 


1 797 675 750 


23 193 444 042 


181 148 872 


278 784 421 


25 451 053 085 


20,28


28 460 345 880 




Estonia


0


20 918 480 


20 918 480 


6 972 827 


25 017 000 


145 129 074 


1 133 509 


10 134 516 


181 414 099 


0,14


202 332 579 




Ireland


–1 628 671 


188 355 716 


186 727 045 


62 242 349 


194 340 000 


1 129 478 837 


8 821 623 


78 393 897 


1 411 034 357 


1,12


1 597 761 402 




Greece


492 476 


102 268 125 


102 760 601 


34 253 534 


199 643 100 


1 536 393 391 


11 999 767 


96 399 065 


1 844 435 323 


1,47


1 947 195 924 




Spain


1 404 506 


974 318 437 


975 722 943 


325 240 981 


1 354 325 100 


8 713 469 013 


68 055 226 


595 149 659 


10 730 998 998 


8,55


11 706 721 941 




France


–26 542 262 


1 529 194 530 


1 502 652 268 


500 884 089 


2 836 607 100 


17 697 582 270 


138 224 279 


1 204 168 701 


21 876 582 350 


17,43


23 379 234 618 




Croatia


0


16 359 324 


16 359 324 


5 453 108 


32 187 750 


180 940 199 


1 413 206 


12 762 980 


227 304 135 


0,18


243 663 459 




Italy


33 737 


1 337 263 006 


1 337 296 743 


445 765 581 


1 929 954 300 


13 151 631 037 


102 718 817 


902 318 894 


16 086 623 048 


12,82


17 423 919 791 




Cyprus


0


14 482 025 


14 482 025 


4 827 342 


23 936 850 


134 558 595 


1 050 949 


9 154 350 


168 700 744 


0,13


183 182 769 




Latvia


–37 322 


23 153 360 


23 116 038 


7 705 346 


23 444 400 


198 322 972 


1 548 971 


14 074 297 


237 390 640 


0,19


260 506 678 




Lithuania


4 618 978 


46 306 721 


50 925 699 


16 975 233 


39 907 500 


279 846 193 


2 185 696 


19 525 125 


341 464 514 


0,27


392 390 213 




Luxembourg


0


10 816 821 


10 816 821 


3 605 607 


49 310 850 


277 195 984 


2 164 997 


18 858 289 


347 530 120 


0,28


358 346 941 




Hungary


1 785 663 


85 104 244 


86 889 907 


28 963 302 


118 106 400 


800 700 329 


6 253 748 


53 972 642 


979 033 119 


0,78


1 065 923 026 




Malta


0


9 118 312 


9 118 312 


3 039 437 


9 823 050 


55 219 288 


431 282 


3 902 992 


69 376 612 


0,06


78 494 924 




Netherlands


–5 775 660 


1 763 856 967 


1 758 081 307 


586 027 102 


259 068 800 


5 151 354 871 


– 653 364 512 


60 476 498 


4 817 535 657 


3,84


6 575 616 964 




Austria


–3 287 560 


161 894 732 


158 607 172 


52 869 058 


325 186 200 


2 684 283 716 


20 965 190 


32 238 392 


3 062 673 498 


2,44


3 221 280 670 




Poland


20 381 502 


357 133 880 


377 515 382 


125 838 461 


567 817 500 


3 252 126 568 


25 400 241 


226 357 586 


4 071 701 895 


3,24


4 449 217 277 




Portugal


– 351 346 


111 028 856 


110 677 510 


36 892 504 


230 820 900 


1 344 995 702 


10 504 885 


94 627 448 


1 680 948 935 


1,34


1 791 626 445 




Romania


3 925 266 


126 851 809 


130 777 075 


43 592 358 


150 611 400 


1 168 871 074 


9 129 290 


82 472 422 


1 411 084 186 


1,12


1 541 861 261 




Slovenia


–4 160 


57 481 123 


57 476 963 


19 158 988 


51 960 900 


292 092 973 


2 281 348 


20 117 869 


366 453 090 


0,29


423 930 053 




Slovakia


2 242 348 


91 272 513 


93 514 861 


31 171 621 


75 870 000 


611 070 009 


4 772 669 


41 764 839 


733 477 517 


0,58


826 992 378 




Finland


1 629 436 


129 623 060 


131 252 496 


43 750 832 


283 354 200 


1 683 693 730 


13 150 234 


117 640 097 


2 097 838 261 


1,67


2 229 090 757 




Sweden


2 478 967 


437 589 572 


440 068 539 


146 689 513 


190 320 100 


3 673 202 833 


– 143 277 550 


47 227 300 


3 767 472 683 


3,00


4 207 541 222 




United Kingdom


1 529 497 


2 360 927 601 


2 362 457 098 


787 485 699 


2 872 313 700 


16 500 580 870 


128 875 281 


–4 508 583 054 


14 993 186 797 


11,95


17 355 643 895 





Total




–34 600 000 




14 857 300 000 




14 822 700 000 




4 940 900 004 




14 680 052 250 




110 822 836 159 




0




0




125 502 888 409 




100,00




140 325 588 409 





B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING


REVENUE










Title


Heading


Budget 2013


Amending budget No. 8/2013


New amount






1


OWN RESOURCES


136 400 352 264 


3 925 236 145 


140 325 588 409 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


1 057 276 526 


 


1 057 276 526 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 278 186 868 


 


1 278 186 868 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


53 884 139 


 


53 884 139 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES


60 000 000 


 


60 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


1 642 000 000 


 


1 642 000 000 




8


BORROWING AND LENDING OPERATIONS


3 696 000 


 


3 696 000 




9


MISCELLANEOUS REVENUE


30 200 000 


 


30 200 000 




 



Total




140 525 595 797 




3 925 236 145 




144 450 831 942 






TITLE 1


OWN RESOURCES










Title
Chapter


Heading


Budget 2013


Amending budget No. 8/2013


New amount






1 1


LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM)


–34 600 000 


 


–34 600 000 




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM


14 857 300 000 


 


14 857 300 000 




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM


14 680 052 250 


 


14 680 052 250 




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM


106 897 600 014 


3 925 236 145 


110 822 836 159 




1 5


CORRECTION OF BUDGETARY IMBALANCES


0


 


0




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN


0


 


0




 



Title 1 — Total




136 400 352 264 




3 925 236 145 




140 325 588 409 






CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 8/2013


New amount




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM






1 4 0






Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom




106 897 600 014 


3 925 236 145 


110 822 836 159 




 



Chapter 1 4 — Total




106 897 600 014 




3 925 236 145 




110 822 836 159 








                                       1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 8/2013


New amount




106 897 600 014 


3 925 236 145 


110 822 836 159 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States’ GNI for this financial year is 0,8432 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.








MemberState


Budget 2013


Amending budget No. 8/2013


New amount




Belgium


3 153 655 286 


115 800 932 


3 269 456 218 




Bulgaria


323 669 529 


11 885 013 


335 554 542 




CzechRepublic


1 159 837 842 


42 588 771 


1 202 426 613 




Denmark


2 082 737 931 


76 477 285 


2 159 215 216 




Germany


22 371 955 007 


821 489 035 


23 193 444 042 




Estonia


139 988 745 


5 140 329 


145 129 074 




Ireland


1 089 473 804 


40 005 033 


1 129 478 837 




Greece


1 481 975 844 


54 417 547 


1 536 393 391 




Spain


8 404 846 489 


308 622 524 


8 713 469 013 




France


17 070 751 266 


626 831 004 


17 697 582 270 




Croatia


174 531 475 


6 408 724 


180 940 199 




Italy


12 685 813 167 


465 817 870 


13 151 631 037 




Cyprus


129 792 661 


4 765 934 


134 558 595 




Latvia


191 298 567 


7 024 405 


198 322 972 




Lithuania


269 934 315 


9 911 878 


279 846 193 




Luxembourg


267 377 974 


9 818 010 


277 195 984 




Hungary


772 340 309 


28 360 020 


800 700 329 




Malta


53 263 475 


1 955 813 


55 219 288 




Netherlands


4 968 898 935 


182 455 936 


5 151 354 871 




Austria


2 589 209 020 


95 074 696 


2 684 283 716 




Poland


3 136 939 435 


115 187 133 


3 252 126 568 




Portugal


1 297 357 273 


47 638 429 


1 344 995 702 




Romania


1 127 470 807 


41 400 267 


1 168 871 074 




Slovenia


281 747 327 


10 345 646 


292 092 973 




Slovakia


589 426 508 


21 643 501 


611 070 009 




Finland


1 624 058 950 


59 634 780 


1 683 693 730 




Sweden


3 543 101 591 


130 101 242 


3 673 202 833 




United Kingdom


15 916 146 482 


584 434 388 


16 500 580 870 





Article 1 4 0 — Total




106 897 600 014 




3 925 236 145 




110 822 836 159 







(1)  Examples of such networks present in the Silicon Valley are the German-American Business Association (GABA), Interfrench, Business Association Italy-America (BAIA), the Silicon Vikings and others.

(2)  The protocol related to the agreement with Morocco was initially foreseen from 1 March 2006 to 28 February 2010. Due to a delay in the ratification process it entered into force on 27 February 2007 and was valid for four years from that date.

(3)  This includes 17 countries, of which seven (Armenia, Azerbaijan, Belarus, Georgia, Moldova, the Russian Federation and Ukraine) located to the east of the Union and 10 (Algeria, Egypt, Jordan, Israel, Lebanon, Libya, Morocco, the Palestinian Authority, Syria and Tunisia) located to the south of the Union.

(4)  The figures in this column correspond to those in 2013 budget (OJ L 66, 8.3.2013, p. 1), plus ABs No 1 to No 8/2013.

(5)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

(6)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(7)  The figures in this column correspond to those in 2013 budget (OJ L 66, 8.3.2013, p. 1), plus ABs No 1 to No 8/2013.

(8)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

(9)  The own resources for the 2013 budget are determined on the basis of the budget forecasts adopted at the 157th meeting of the Advisory Committee on Own Resources on 16 May 2013.

(10)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(11)  The base to be used does not exceed 50 % of GNI.

(12)  The GNI and VAT bases of Croatia have been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

(13)  For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

(14)  The VAT base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

(15)  The GNI base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty will take effect on 1.07.2013
         

(16)  Calculation of rate: (110 822 836 159) / (131 429 712 000) = 0,843209914048963.

(17)  Rounded percentages.

(18)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the ten new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2011, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the Union GDP deflator for years 2007-2011 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(19)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(20)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(21)  Note: The difference of EUR 122 818 274 between the definitive amount of the 2009 UK correction (EUR 3 396 661 203, as calculated above) and the previously budgeted amount of the 2009 UK correction (EUR 3 519 479 477, entered in the AB 4/2010) is financed in chapter 3 5 of the AB 6/2013. This impact is the so-called 'direct effect’ of the UK correction.

(22)  Rounded percentages.

(23)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the ten new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2008, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the Union GDP deflator for the year 2008 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(24)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(25)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(26)  p.m. (own resources + other revenue = total revenue = total expenditure); (140 325 588 409 + 4 125 243 533 = 144 450 831 942 = 144 450 831 942).

(27)  Total own resources as percentage of GNI: (140 325 588 409) / (13 142 971 200 000) = 1,07 %; own resources ceiling as percentage of GNI: 1,23 %.