2013/464/EU, Euratom: Definitive adoption of amending budget No 1 of the European Union for the financial year 2013
Date: 2013-07-04
Institutions: European Parliament
Subjects: European Commission, adoption of the budget, amending budget, budgetary resources, financial year, general budget (EU)




L_2013256EN.01000101.xml










27.9.2013   


EN


Official Journal of the European Union


L 256/1








            DEFINITIVE ADOPTION
         
of amending budget No 1 of the European Union for the financial year 2013
(2013/464/EU, Euratom)


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and Article 314(9) thereof,


Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),


Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (2),


Having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (3),


Having regard to draft amending budget No 1 of the European Union for the financial year 2013, which the Commission drew up on 18 March 2013,


Having regard to the position on draft amending budget No 1/2013, which the Council adopted on 26 June 2013,


Having regard to Rules 75b and 75e of Parliament's Rules of Procedure,


Having regard to Parliament's approval of 4 July 2013 of the Council position,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 1 of the European Union for the financial year 2013 has been definitively adopted.




Done at Strasbourg, 4 July 2013.


The President

M. SCHULZ
            





(1)  
            OJ L 298, 26.10.2012, p. 1.

(2)  
            OJ C 139, 14.6.2006, p. 1.

(3)  
            OJ L 66, 8.3.2013






AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2013

CONTENTS

GENERAL STATEMENT OF REVENUE






A. Introduction and financing of the general budget
5








B. General statement of revenue by budget heading
15








— Revenue
15








— Title 1: Own resources
16








— Title 3: Surpluses, balances and adjustments
27




STATEMENT OF REVENUE AND EXPENDITURE BY SECTION


Section III: Commission






— Expenditure
30








— Title 02: Enterprise
32








— Title 04: Employment and social affairs
36








— Title 05: Agriculture and rural development
42








— Title 08: Research
44








— Title 09: Communications networks, content and technology
68








— Title 10: Direct research
72








— Title 11: Maritime affairs and fisheries
75








— Title 13: Regional policy
81








— Title 15: Education and culture
91








— Title 18: Home affairs
100








— Title 22: Enlargement
106








— Title 27: Budget
110








— Title 32: Energy
112










             
         

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2013 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources


EXPENDITURE









Description


Budget 2013 (1)



Budget 2012 (2)



Change (%)










1.


Sustainable growth






59 252 422 097 


60 287 086 467 


–1,72 










2.


Preservation and management of natural resources






57 487 002 491 


58 044 868 674 


–0,96 










3.


Citizenship, freedom, security and justice






1 556 783 267 


2 182 532 099 


–28,67 










4.


EU as a global player






6 409 414 260 


6 966 011 071 


–7,99 










5.


Administration






8 430 365 740 


8 277 736 996 


+1,84 










6.


Compensations






75 000 000 


p.m.


—





Total expenditure
 (3)




133 210 987 855 




135 758 235 307 




–1,88 









REVENUE









Description


Budget 2013 (4)



Budget 2012 (5)



Change (%)




Miscellaneous revenue (Titles 4 to 9)


1 548 967 007 


5 109 219 138 


–69,68 




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


p.m.


1 496 968 014 


—




Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)


34 000 000 


p.m.


—




Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2)


p.m.


497 328 000 


—




Total revenue for Titles 3 to 9


1 582 967 007 


7 103 515 152 


–77,72 




Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


18 777 600 000 


16 824 200 000 


+11,61 




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


15 063 857 425 


14 546 298 300 


+3,56 




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


97 786 563 423 


97 284 221 855 


+0,52 




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6)



131 628 020 848 


128 654 720 155 


+2,31 





Total revenue
 (7)




133 210 987 855 




135 758 235 307 




–1,88 









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom











MemberState


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base (8)



Member States whose VAT base is capped




 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


1 690 557 000 


3 973 060 000 


50


1 986 530 000 


1 690 557 000 


 




Bulgaria


190 547 000 


403 363 000 


50


201 681 500 


190 547 000 


 




CzechRepublic


679 066 000 


1 488 457 000 


50


744 228 500 


679 066 000 


 




Denmark


1 011 507 000 


2 603 724 000 


50


1 301 862 000 


1 011 507 000 


 




Germany


12 022 668 000 


27 629 794 000 


50


13 814 897 000 


12 022 668 000 


 




Estonia


82 284 000 


168 961 000 


50


84 480 500 


82 284 000 


 




Ireland


624 406 000 


1 286 410 000 


50


643 205 000 


624 406 000 


 




Greece


873 300 000 


1 994 678 000 


50


997 339 000 


873 300 000 


 




Spain


4 775 808 000 


10 438 737 000 


50


5 219 368 500 


4 775 808 000 


 




France


9 831 724 000 


21 490 884 000 


50


10 745 442 000 


9 831 724 000 


 




Croatia (9)



139 265 000 


226 056 000 


50


113 028 000 


113 028 000 


Croatia




Italy


6 621 706 000 


16 175 934 000 


50


8 087 967 000 


6 621 706 000 


 




Cyprus


145 973 000 


176 569 000 


50


88 284 500 


88 284 500 


Cyprus




Latvia


72 561 000 


221 358 000 


50


110 679 000 


72 561 000 


 




Lithuania


121 821 000 


334 146 000 


50


167 073 000 


121 821 000 


 




Luxembourg


246 521 000 


325 255 000 


50


162 627 500 


162 627 500 


Luxembourg




Hungary


400 384 000 


1 018 984 000 


50


509 492 000 


400 384 000 


 




Malta


48 396 000 


62 058 000 


50


31 029 000 


31 029 000 


Malta




Netherlands


2 739 704 000 


6 263 887 000 


50


3 131 943 500 


2 739 704 000 


 




Austria


1 425 851 000 


3 181 638 000 


50


1 590 819 000 


1 425 851 000 


 




Poland


1 911 307 000 


3 943 766 000 


50


1 971 883 000 


1 911 307 000 


 




Portugal


781 760 000 


1 637 391 000 


50


818 695 500 


781 760 000 


 




Romania


505 766 000 


1 435 776 000 


50


717 888 000 


505 766 000 


 




Slovenia


182 040 000 


356 425 000 


50


178 212 500 


178 212 500 


Slovenia




Slovakia


256 580 000 


733 238 000 


50


366 619 000 


256 580 000 


 




Finland


943 700 000 


2 078 819 000 


50


1 039 409 500 


943 700 000 


 




Sweden


1 848 128 000 


4 235 344 000 


50


2 117 672 000 


1 848 128 000 


 




United Kingdom


9 654 893 000 


20 118 338 000 


50


10 059 169 000 


9 654 893 000 


 





Total




59 828 223 000 




134 003 050 000 



 



67 001 525 000 




59 639 209 500 



 








TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)








MemberState


1 % of capped VAT base


Uniform rate of VAT own resource (10) (in %)


VAT-based own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


1 690 557 000 


0,300


507 167 100 




Bulgaria


190 547 000 


0,300


57 164 100 




CzechRepublic


679 066 000 


0,300


203 719 800 




Denmark


1 011 507 000 


0,300


303 452 100 




Germany


12 022 668 000 


0,150


1 803 400 200 




Estonia


82 284 000 


0,300


24 685 200 




Ireland


624 406 000 


0,300


187 321 800 




Greece


873 300 000 


0,300


261 990 000 




Spain


4 775 808 000 


0,300


1 432 742 400 




France


9 831 724 000 


0,300


2 949 517 200 




Croatia (11)



113 028 000 


0,300


33 908 400 




Italy


6 621 706 000 


0,300


1 986 511 800 




Cyprus


88 284 500 


0,300


26 485 350 




Latvia


72 561 000 


0,300


21 768 300 




Lithuania


121 821 000 


0,300


36 546 300 




Luxembourg


162 627 500 


0,300


48 788 250 




Hungary


400 384 000 


0,300


120 115 200 




Malta


31 029 000 


0,300


9 308 700 




Netherlands


2 739 704 000 


0,100


273 970 400 




Austria


1 425 851 000 


0,225


320 816 475 




Poland


1 911 307 000 


0,300


573 392 100 




Portugal


781 760 000 


0,300


234 528 000 




Romania


505 766 000 


0,300


151 729 800 




Slovenia


178 212 500 


0,300


53 463 750 




Slovakia


256 580 000 


0,300


76 974 000 




Finland


943 700 000 


0,300


283 110 000 




Sweden


1 848 128 000 


0,100


184 812 800 




United Kingdom


9 654 893 000 


0,300


2 896 467 900 





Total




59 639 209 500 



 



15 063 857 425 









TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)








MemberState


1 % of gross national income


Uniform rate of ‘additional base’‚ own resource


‘Additional base’ own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


3 973 060 000 


 


2 899 276 424 




Bulgaria


403 363 000 


 


294 347 640 




CzechRepublic


1 488 457 000 


 


1 086 177 478 




Denmark


2 603 724 000 


 


1 900 025 575 




Germany


27 629 794 000 


 


20 162 396 327 




Estonia


168 961 000 


 


123 296 563 




Ireland


1 286 410 000 


 


938 736 940 




Greece


1 994 678 000 


 


1 455 584 084 




Spain


10 438 737 000 


 


7 617 499 883 




France


21 490 884 000 


 


15 682 625 815 




Croatia (12)



226 056 000 


 


164 960 718 




Italy


16 175 934 000 


 


11 804 126 817 




Cyprus


176 569 000 


 


128 848 379 




Latvia


221 358 000 


0,7297339 (13)



161 532 429 




Lithuania


334 146 000 


 


243 837 652 




Luxembourg


325 255 000 


 


237 349 588 




Hungary


1 018 984 000 


 


743 587 131 




Malta


62 058 000 


 


45 285 824 




Netherlands


6 263 887 000 


 


4 570 970 462 




Austria


3 181 638 000 


 


2 321 748 991 




Poland


3 943 766 000 


 


2 877 899 601 




Portugal


1 637 391 000 


 


1 194 859 661 




Romania


1 435 776 000 


 


1 047 734 368 




Slovenia


356 425 000 


 


260 095 392 




Slovakia


733 238 000 


 


535 068 599 




Finland


2 078 819 000 


 


1 516 984 621 




Sweden


4 235 344 000 


 


3 090 673 941 




United Kingdom


20 118 338 000 


 


14 681 032 520 





Total




134 003 050 000 



 



97 786 563 423 









TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2007/436/EC, Euratom (Chapter 1 6)









MemberState


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction in favour of the Netherlands and Sweden




 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,96


25 663 158 


25 663 158 




Bulgaria


 


0,30


2 605 440 


2 605 440 




CzechRepublic


 


1,11


9 614 380 


9 614 380 




Denmark


 


1,94


16 818 216 


16 818 216 




Germany


 


20,62


178 468 928 


178 468 928 




Estonia


 


0,13


1 091 369 


1 091 369 




Ireland


 


0,96


8 309 299 


8 309 299 




Greece


 


1,49


12 884 209 


12 884 209 




Spain


 


7,79


67 426 858 


67 426 858 




France


 


16,04


138 815 911 


138 815 911 




Croatia


 


0,17


1 460 162 


1 460 162 




Italy


 


12,07


104 485 093 


104 485 093 




Cyprus


 


0,13


1 140 511 


1 140 511 




Latvia


 


0,17


1 429 816 


1 429 816 




Lithuania


 


0,25


2 158 347 


2 158 347 




Luxembourg


 


0,24


2 100 917 


2 100 917 




Hungary


 


0,76


6 581 916 


6 581 916 




Malta


 


0,05


400 851 


400 851 




Netherlands


– 693 598 388 


4,67


40 460 279 


– 653 138 109 




Austria


 


2,37


20 551 131 


20 551 131 




Poland


 


2,94


25 473 939 


25 473 939 




Portugal


 


1,22


10 576 388 


10 576 388 




Romania


 


1,07


9 274 098 


9 274 098 




Slovenia


 


0,27


2 302 253 


2 302 253 




Slovakia


 


0,55


4 736 199 


4 736 199 




Finland


 


1,55


13 427 701 


13 427 701 




Sweden


– 171 966 543 


3,16


27 357 327 


– 144 609 216 




United Kingdom


 


15,01


129 950 235 


129 950 235 





Total




– 865 564 931 




100,00




865 564 931 




0





EU GDP price deflator, in EUR (spring 2012 economic forecast):
(a) 2004 EU25 = 97,9307 / (b) 2006 EU25 = 102,2271 / (c) 2006 EU27 = 102,3225 / (d) 2013 EU27 = 112,3768
Lump-sum for the Netherlands: in 2013 prices:
605 000 000  EUR × [(b/a) × (d/c)] = 693 598 388  EUR
Lump-sum for Sweden: in 2013 prices:
150 000 000  EUR × [(b/a) × (d/c)] = 171 966 543  EUR








TABLE 5

Correction of budgetary imbalances for the United Kingdom for the year 2012 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)







Description


Coefficient (14) (%)


Amount










1.


United Kingdom’s share (in %) of notional uncapped VAT base






15,2078


 










2.


United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure






7,2969


 










3.


(1) – (2)






7,9109


 











4.



Total allocated expenditure






 



118 254 315 352 











5.


Enlargement related expenditure (15) = (5a + 5b)






 


28 277 437 283 










5a.


Pre-accession expenditure






 


3 082 696 513 










5b.


Expenditure related to Article 4(1)(g)






 


25 194 740 770 










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


89 976 878 069 










7.


United Kingdom’s correction original amount = (3) × (6) × 0,66






 


4 697 847 740 










8.


United Kingdom’s advantage (16)







 


620 273 811 










9.


Core United Kingdom’s correction = (7) – (8)






 


4 077 573 929 










10.


Windfall gains deriving from traditional own resources (17)







 


5 148 759 










11.


Correction for the United Kingdom = (9) – (10)






 


4 072 425 170 




According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in point (g) of paragraph 1 of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.







2007-2012 UK corrections
Difference in original amount in reference to EUR 10,5 billion threshold
(ORD 2007 vs. ORD 2000), in EUR


Difference in current prices


Difference in constant 2004 prices










(A)


2007 UK correction






0


0










(B)


2008 UK correction






– 301 679 647 


– 280 649 108 










(C)


2009 UK correction






–1 349 840 247 


–1 275 338 491 










(D)


2010 UK correction






–2 117 969 550 


–1 956 957 875 










(E)


2011 UK correction






–2 355 745 675 


–2 144 599 880 










(F)


2012 UK correction






–2 528 825 389 


–2 247 081 154 











(G)



Sum of differences = (A) + (B) + (C) + (D) + (E) + (F)







–8 654 060 508 




–7 904 626 509 









TABLE 6

Calculation of the financing of the correction for the United Kingdom amounting to EUR –4 072 425 170  (Chapter 1 5)












MemberState


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction




 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,96


3,49


5,47


 


1,49


4,98


202 726 774 




Bulgaria


0,30


0,35


0,56


 


0,15


0,51


20 581 738 




CzechRepublic


1,11


1,31


2,05


 


0,56


1,86


75 949 038 




Denmark


1,94


2,29


3,59


 


0,98


3,26


132 855 926 




Germany


20,62


24,26


0,00


–18,20 


0,00


6,07


247 004 771 




Estonia


0,13


0,15


0,23


 


0,06


0,21


8 621 294 




Ireland


0,96


1,13


1,77


 


0,48


1,61


65 639 520 




Greece


1,49


1,75


2,75


 


0,75


2,50


101 779 142 




Spain


7,79


9,17


14,38


 


3,91


13,08


532 640 201 




France


16,04


18,87


29,61


 


8,06


26,93


1 096 579 862 




Croatia


0,17


0,20


0,31


 


0,08


0,28


11 534 586 




Italy


12,07


14,20


22,29


 


6,06


20,27


825 382 682 




Cyprus


0,13


0,16


0,24


 


0,07


0,22


9 009 495 




Latvia


0,17


0,19


0,31


 


0,08


0,28


11 294 869 




Lithuania


0,25


0,29


0,46


 


0,13


0,42


17 049 916 




Luxembourg


0,24


0,29


0,45


 


0,12


0,41


16 596 250 




Hungary


0,76


0,89


1,40


 


0,38


1,28


51 994 014 




Malta


0,05


0,05


0,09


 


0,02


0,08


3 166 531 




Netherlands


4,67


5,50


0,00


–4,13 


0,00


1,38


55 997 883 




Austria


2,37


2,79


0,00


–2,10 


0,00


0,70


28 443 200 




Poland


2,94


3,46


5,43


 


1,48


4,94


201 232 038 




Portugal


1,22


1,44


2,26


 


0,61


2,05


83 548 448 




Romania


1,07


1,26


1,98


 


0,54


1,80


73 260 972 




Slovenia


0,27


0,31


0,49


 


0,13


0,45


18 186 710 




Slovakia


0,55


0,64


1,01


 


0,27


0,92


37 413 725 




Finland


1,55


1,83


2,86


 


0,78


2,60


106 072 466 




Sweden


3,16


3,72


0,00


–2,79 


0,00


0,93


37 863 119 




United Kingdom


15,01


0,00


0,00


 


0,00


0,00


0





Total




100,00




100,00




100,00




–27,21 




27,21




100,00




4 072 425 170 





The calculations are made to 15 decimal places.

TABLE 7

Summary of financing (18) of the general budget by type of own resource and by MemberState
















MemberState


Traditional own resources (TOR)


VAT and GNI-based own resources, including adjustments


Total own resources (19)





Net sugar sector levies (75 %)


Net customs duties (75 %)


Total net traditional own resources (75 %)


Collection costs (25 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)




 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


6 600 000 


1 871 900 000 


1 878 500 000 


626 166 667 


507 167 100 


2 899 276 424 


25 663 158 


202 726 774 


3 634 833 456 


3,22


5 513 333 456 




Bulgaria


400 000 


62 200 000 


62 600 000 


20 866 667 


57 164 100 


294 347 640 


2 605 440 


20 581 738 


374 698 918 


0,33


437 298 918 




CzechRepublic


3 400 000 


246 200 000 


249 600 000 


83 200 000 


203 719 800 


1 086 177 478 


9 614 380 


75 949 038 


1 375 460 696 


1,22


1 625 060 696 




Denmark


3 400 000 


373 500 000 


376 900 000 


125 633 333 


303 452 100 


1 900 025 575 


16 818 216 


132 855 926 


2 353 151 817 


2,09


2 730 051 817 




Germany


26 300 000 


3 780 400 000 


3 806 700 000 


1 268 899 996 


1 803 400 200 


20 162 396 327 


178 468 928 


247 004 771 


22 391 270 226 


19,84


26 197 970 226 




Estonia


0


25 000 000 


25 000 000 


8 333 333 


24 685 200 


123 296 563 


1 091 369 


8 621 294 


157 694 426 


0,14


182 694 426 




Ireland


0


217 100 000 


217 100 000 


72 366 667 


187 321 800 


938 736 940 


8 309 299 


65 639 520 


1 200 007 559 


1,06


1 417 107 559 




Greece


1 400 000 


141 200 000 


142 600 000 


47 533 334 


261 990 000 


1 455 584 084 


12 884 209 


101 779 142 


1 832 237 435 


1,62


1 974 837 435 




Spain


4 700 000 


1 221 600 000 


1 226 300 000 


408 766 667 


1 432 742 400 


7 617 499 883 


67 426 858 


532 640 201 


9 650 309 342 


8,55


10 876 609 342 




France


30 900 000 


2 034 500 000 


2 065 400 000 


688 466 667 


2 949 517 200 


15 682 625 815 


138 815 911 


1 096 579 862 


19 867 538 788 


17,61


21 932 938 788 




Croatia


0


22 400 000 


22 400 000 


7 466 667 


33 908 400 


164 960 718 


1 460 162 


11 534 586 


211 863 866 


0,19


234 263 866 




Italy


4 700 000 


1 799 100 000 


1 803 800 000 


601 266 667 


1 986 511 800 


11 804 126 817 


104 485 093 


825 382 682 


14 720 506 392 


13,04


16 524 306 392 




Cyprus


0


24 800 000 


24 800 000 


8 266 667 


26 485 350 


128 848 379 


1 140 511 


9 009 495 


165 483 735 


0,15


190 283 735 




Latvia


0


26 800 000 


26 800 000 


8 933 333 


21 768 300 


161 532 429 


1 429 816 


11 294 869 


196 025 414 


0,17


222 825 414 




Lithuania


800 000 


55 000 000 


55 800 000 


18 600 000 


36 546 300 


243 837 652 


2 158 347 


17 049 916 


299 592 215 


0,27


355 392 215 




Luxembourg


0


15 700 000 


15 700 000 


5 233 333 


48 788 250 


237 349 588 


2 100 917 


16 596 250 


304 835 005 


0,27


320 535 005 




Hungary


2 000 000 


119 800 000 


121 800 000 


40 600 000 


120 115 200 


743 587 131 


6 581 916 


51 994 014 


922 278 261 


0,82


1 044 078 261 




Malta


0


10 800 000 


10 800 000 


3 600 000 


9 308 700 


45 285 824 


400 851 


3 166 531 


58 161 906 


0,05


68 961 906 




Netherlands


7 300 000 


2 086 000 000 


2 093 300 000 


697 766 667 


273 970 400 


4 570 970 462 


– 653 138 109 


55 997 883 


4 247 800 636 


3,76


6 341 100 636 




Austria


3 200 000 


239 900 000 


243 100 000 


81 033 334 


320 816 475 


2 321 748 991 


20 551 131 


28 443 200 


2 691 559 797 


2,39


2 934 659 797 




Poland


12 800 000 


426 400 000 


439 200 000 


146 400 000 


573 392 100 


2 877 899 601 


25 473 939 


201 232 038 


3 677 997 678 


3,26


4 117 197 678 




Portugal


200 000 


136 500 000 


136 700 000 


45 566 667 


234 528 000 


1 194 859 661 


10 576 388 


83 548 448 


1 523 512 497 


1,35


1 660 212 497 




Romania


1 000 000 


124 700 000 


125 700 000 


41 900 000 


151 729 800 


1 047 734 368 


9 274 098 


73 260 972 


1 281 999 238 


1,14


1 407 699 238 




Slovenia


0


81 800 000 


81 800 000 


27 266 667 


53 463 750 


260 095 392 


2 302 253 


18 186 710 


334 048 105 


0,30


415 848 105 




Slovakia


1 400 000 


141 700 000 


143 100 000 


47 700 000 


76 974 000 


535 068 599 


4 736 199 


37 413 725 


654 192 523 


0,58


797 292 523 




Finland


800 000 


169 600 000 


170 400 000 


56 800 000 


283 110 000 


1 516 984 621 


13 427 701 


106 072 466 


1 919 594 788 


1,70


2 089 994 788 




Sweden


2 600 000 


552 600 000 


555 200 000 


185 066 667 


184 812 800 


3 090 673 941 


– 144 609 216 


37 863 119 


3 168 740 644 


2,81


3 723 940 644 




United Kingdom


9 500 000 


2 647 000 000 


2 656 500 000 


885 500 000 


2 896 467 900 


14 681 032 520 


129 950 235 


–4 072 425 170 


13 635 025 485 


12,08


16 291 525 485 





Total




123 400 000 




18 654 200 000 




18 777 600 000 




6 259 200 000 




15 063 857 425 




97 786 563 423 




0




0




112 850 420 848 




100,00




131 628 020 848 





B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING


REVENUE










Title


Heading


Budget 2013


Amending budget No. 1/2013


New amount






1


OWN RESOURCES


131 288 020 848 


340 000 000 


131 628 020 848 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


p.m.


34 000 000 


34 000 000 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 278 186 868 


 


1 278 186 868 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


53 884 139 


 


53 884 139 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES


60 000 000 


 


60 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


123 000 000 


 


123 000 000 




8


BORROWING AND LENDING OPERATIONS


3 696 000 


 


3 696 000 




9


MISCELLANEOUS REVENUE


30 200 000 


 


30 200 000 




 



Total




132 836 987 855 




374 000 000 




133 210 987 855 






TITLE 1


OWN RESOURCES










Title
Chapter


Heading


Budget 2013


Amending budget No. 1/2013


New amount






1 1


LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM)


123 400 000 


 


123 400 000 




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM


18 631 800 000 


22 400 000 


18 654 200 000 




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM


15 029 949 025 


33 908 400 


15 063 857 425 




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM


97 502 871 823 


283 691 600 


97 786 563 423 




1 5


CORRECTION OF BUDGETARY IMBALANCES


0


 


0




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN


0


 


0




 



Title 1 — Total




131 288 020 848 




340 000 000 




131 628 020 848 






CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM






1 2 0






Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom




18 631 800 000 


22 400 000 


18 654 200 000 




 



Chapter 1 2 — Total




18 631 800 000 




22 400 000 




18 654 200 000 








                                       1 2 0Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 1/2013


New amount




18 631 800 000 


22 400 000 


18 654 200 000 





Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.
Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.








MemberState


Budget 2013


Amending budget No. 1/2013


New amount




Belgium


1 871 900 000 


—


1 871 900 000 




Bulgaria


62 200 000 


—


62 200 000 




CzechRepublic


246 200 000 


—


246 200 000 




Denmark


373 500 000 


—


373 500 000 




Germany


3 780 400 000 


—


3 780 400 000 




Estonia


25 000 000 


—


25 000 000 




Ireland


217 100 000 


—


217 100 000 




Greece


141 200 000 


—


141 200 000 




Spain


1 221 600 000 


—


1 221 600 000 




France


2 034 500 000 


—


2 034 500 000 




Croatia


—


22 400 000 


22 400 000 




Italy


1 799 100 000 


—


1 799 100 000 




Cyprus


24 800 000 


—


24 800 000 




Latvia


26 800 000 


—


26 800 000 




Lithuania


55 000 000 


—


55 000 000 




Luxembourg


15 700 000 


—


15 700 000 




Hungary


119 800 000 


—


119 800 000 




Malta


10 800 000 


—


10 800 000 




Netherlands


2 086 000 000 


—


2 086 000 000 




Austria


239 900 000 


—


239 900 000 




Poland


426 400 000 


—


426 400 000 




Portugal


136 500 000 


—


136 500 000 




Romania


124 700 000 


—


124 700 000 




Slovenia


81 800 000 


—


81 800 000 




Slovakia


141 700 000 


—


141 700 000 




Finland


169 600 000 


—


169 600 000 




Sweden


552 600 000 


—


552 600 000 




United Kingdom


2 647 000 000 


—


2 647 000 000 





Article 1 2 0 — Total



18 631 800 000 


22 400 000 


18 654 200 000 





CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM






1 3 0






Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom




15 029 949 025 


33 908 400 


15 063 857 425 




 



Chapter 1 3 — Total




15 029 949 025 




33 908 400 




15 063 857 425 








                                       1 3 0Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 1/2013


New amount




15 029 949 025 


33 908 400 


15 063 857 425 





Remarks

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each MemberState. For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof.








MemberState


Budget 2013


Amending budget No. 1/2013


New amount




Belgium


507 167 100 


—


507 167 100 




Bulgaria


57 164 100 


—


57 164 100 




CzechRepublic


203 719 800 


—


203 719 800 




Denmark


303 452 100 


—


303 452 100 




Germany


1 803 400 200 


—


1 803 400 200 




Estonia


24 685 200 


—


24 685 200 




Ireland


187 321 800 


—


187 321 800 




Greece


261 990 000 


—


261 990 000 




Spain


1 432 742 400 


—


1 432 742 400 




France


2 949 517 200 


—


2 949 517 200 




Croatia


—


33 908 400 


33 908 400 




Italy


1 986 511 800 


—


1 986 511 800 




Cyprus


26 485 350 


—


26 485 350 




Latvia


21 768 300 


—


21 768 300 




Lithuania


36 546 300 


—


36 546 300 




Luxembourg


48 788 250 


—


48 788 250 




Hungary


120 115 200 


—


120 115 200 




Malta


9 308 700 


—


9 308 700 




Netherlands


273 970 400 


—


273 970 400 




Austria


320 816 475 


—


320 816 475 




Poland


573 392 100 


—


573 392 100 




Portugal


234 528 000 


—


234 528 000 




Romania


151 729 800 


—


151 729 800 




Slovenia


53 463 750 


—


53 463 750 




Slovakia


76 974 000 


—


76 974 000 




Finland


283 110 000 


—


283 110 000 




Sweden


184 812 800 


—


184 812 800 




United Kingdom


2 896 467 900 


—


2 896 467 900 





Article 1 3 0 — Total



15 029 949 025 


33 908 400 


15 063 857 425 





CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM






1 4 0






Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom




97 502 871 823 


283 691 600 


97 786 563 423 




 



Chapter 1 4 — Total




97 502 871 823 




283 691 600 




97 786 563 423 








                                       1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 1/2013


New amount




97 502 871 823 


283 691 600 


97 786 563 423 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States’ GNI for this financial year is 0,7297 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.








MemberState


Budget 2013


Amending budget No. 1/2013


New amount




Belgium


2 895 750 221 


3 526 203 


2 899 276 424 




Bulgaria


293 989 644 


357 996 


294 347 640 




CzechRepublic


1 084 856 430 


1 321 048 


1 086 177 478 




Denmark


1 897 714 696 


2 310 879 


1 900 025 575 




Germany


20 137 874 099 


24 522 228 


20 162 396 327 




Estonia


123 146 606 


149 957 


123 296 563 




Ireland


937 595 214 


1 141 726 


938 736 940 




Greece


1 453 813 750 


1 770 334 


1 455 584 084 




Spain


7 608 235 208 


9 264 675 


7 617 499 883 




France


15 663 552 046 


19 073 769 


15 682 625 815 




Croatia


—


164 960 718 


164 960 718 




Italy


11 789 770 216 


14 356 601 


11 804 126 817 




Cyprus


128 691 669 


156 710 


128 848 379 




Latvia


161 335 967 


196 462 


161 532 429 




Lithuania


243 541 088 


296 564 


243 837 652 




Luxembourg


237 060 915 


288 673 


237 349 588 




Hungary


742 682 754 


904 377 


743 587 131 




Malta


45 230 746 


55 078 


45 285 824 




Netherlands


4 565 411 085 


5 559 377 


4 570 970 462 




Austria


2 318 925 197 


2 823 794 


2 321 748 991 




Poland


2 874 399 396 


3 500 205 


2 877 899 601 




Portugal


1 193 406 430 


1 453 231 


1 194 859 661 




Romania


1 046 460 076 


1 274 292 


1 047 734 368 




Slovenia


259 779 055 


316 337 


260 095 392 




Slovakia


534 417 829 


650 770 


535 068 599 




Finland


1 515 139 610 


1 845 011 


1 516 984 621 




Sweden


3 086 914 953 


3 758 988 


3 090 673 941 




United Kingdom


14 663 176 923 


17 855 597 


14 681 032 520 





Article 1 4 0 — Total



97 502 871 823 


283 691 600 


97 786 563 423 





CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




1 5


CORRECTION OF BUDGETARY IMBALANCES






1 5 0






Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom




0


 


0




 



Chapter 1 5 — Total




0



 



0








                                       1 5 0Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 1/2013


New amount




0


 


0





Remarks

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.








MemberState


Budget 2013


Amending budget No. 1/2013


New amount




Belgium


203 319 870 


– 593 096 


202 726 774 




Bulgaria


20 641 952 


–60 214 


20 581 738 




CzechRepublic


76 171 234 


– 222 196 


75 949 038 




Denmark


133 244 609 


– 388 683 


132 855 926 




Germany


247 496 041 


– 491 270 


247 004 771 




Estonia


8 646 516 


–25 222 


8 621 294 




Ireland


65 831 554 


– 192 034 


65 639 520 




Greece


102 076 906 


– 297 764 


101 779 142 




Spain


534 198 490 


–1 558 289 


532 640 201 




France


1 099 788 009 


–3 208 147 


1 096 579 862 




Croatia


—


11 534 586 


11 534 586 




Italy


827 797 416 


–2 414 734 


825 382 682 




Cyprus


9 035 853 


–26 358 


9 009 495 




Latvia


11 327 913 


–33 044 


11 294 869 




Lithuania


17 099 797 


–49 881 


17 049 916 




Luxembourg


16 644 804 


–48 554 


16 596 250 




Hungary


52 146 128 


– 152 114 


51 994 014 




Malta


3 175 795 


–9 264 


3 166 531 




Netherlands


56 109 257 


– 111 374 


55 997 883 




Austria


28 499 771 


–56 571 


28 443 200 




Poland


201 820 761 


– 588 723 


201 232 038 




Portugal


83 792 876 


– 244 428 


83 548 448 




Romania


73 475 304 


– 214 332 


73 260 972 




Slovenia


18 239 917 


–53 207 


18 186 710 




Slovakia


37 523 182 


– 109 457 


37 413 725 




Finland


106 382 790 


– 310 324 


106 072 466 




Sweden


37 938 425 


–75 306 


37 863 119 




United Kingdom


–4 072 425 170 


—


–4 072 425 170 





Article 1 5 0 — Total



0


0


0





CHAPTER 1 6 — GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE
NETHERLANDS
AND SWEDEN










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN






1 6 0






Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom




0


 


0




 



Chapter 1 6 — Total




0



 



0








                                       1 6 0Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom









Budget 2013


Amending budget No. 1/2013


New amount




0


 


0





Remarks

For the period 2007-2013 only, the Netherlands benefits from a gross reduction in its annual GNI contribution of EUR 605 000 000 and Sweden from a gross reduction in its annual GNI contribution of EUR 150 000 000, measured in 2004 prices. These amounts are adjusted to current prices.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities’ own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(9) thereof.
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(5) thereof.








MemberState


Budget 2013


Amending budget No. 1/2013


New amount




Belgium


25 706 523 


–43 365 


25 663 158 




Bulgaria


2 609 842 


–4 402 


2 605 440 




CzechRepublic


9 630 626 


–16 246 


9 614 380 




Denmark


16 846 635 


–28 419 


16 818 216 




Germany


178 770 505 


– 301 577 


178 468 928 




Estonia


1 093 213 


–1 844 


1 091 369 




Ireland


8 323 340 


–14 041 


8 309 299 




Greece


12 905 981 


–21 772 


12 884 209 




Spain


67 540 796 


– 113 938 


67 426 858 




France


139 050 482 


– 234 571 


138 815 911 




Croatia


—


1 460 162 


1 460 162 




Italy


104 661 652 


– 176 559 


104 485 093 




Cyprus


1 142 438 


–1 927 


1 140 511 




Latvia


1 432 232 


–2 416 


1 429 816 




Lithuania


2 161 994 


–3 647 


2 158 347 




Luxembourg


2 104 467 


–3 550 


2 100 917 




Hungary


6 593 038 


–11 122 


6 581 916 




Malta


401 528 


– 677 


400 851 




Netherlands


– 653 069 739 


–68 370 


– 653 138 109 




Austria


20 585 859 


–34 728 


20 551 131 




Poland


25 516 985 


–43 046 


25 473 939 




Portugal


10 594 260 


–17 872 


10 576 388 




Romania


9 289 769 


–15 671 


9 274 098 




Slovenia


2 306 144 


–3 891 


2 302 253 




Slovakia


4 744 202 


–8 003 


4 736 199 




Finland


13 450 391 


–22 690 


13 427 701 




Sweden


– 144 562 988 


–46 228 


– 144 609 216 




United Kingdom


130 169 825 


– 219 590 


129 950 235 





Article 1 6 0 — Total



0


0


0





TITLE 3


SURPLUSES, BALANCES AND ADJUSTMENTS










Title
Chapter


Heading


Budget 2013


Amending budget No. 1/2013


New amount






3 0


SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR


p.m.


34 000 000 


34 000 000 




3 1


BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000


p.m.


 


p.m.




3 2


BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000


p.m.


 


p.m.




3 4


ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE


p.m.


 


p.m.




3 5


RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


p.m.


 


p.m.




3 6


RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


p.m.


 


p.m.




 



Title 3 — Total




p.m.




34 000 000 




34 000 000 






CHAPTER 3 0 — SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR










Title
Chapter
Article
Item


Heading


Budget 2013


Amending budget No. 1/2013


New amount




3 0


SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR






3 0 0






Surplus available from the preceding financial year




p.m.


 


p.m.






3 0 2






Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions




p.m.


34 000 000 


34 000 000 




 



Chapter 3 0 — Total




p.m.




34 000 000 




34 000 000 








                                       3 0 2Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions









Budget 2013


Amending budget No. 1/2013


New amount




p.m.


34 000 000 


34 000 000 





Remarks

This article is intended to receive, once the target amount has been reached, any surplus in the Guarantee Fund for external actions in accordance with Article 3 and Article 4 of Regulation (EC, Euratom) No 480/2009.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17).
Council Regulation (EC, Euratom) No 480/2009 of 25 May 2009 establishing a Guarantee Fund for external actions (OJ L 145, 10.6.2009, p. 10).
Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1), and in particular Article 7(2) thereof.

SECTION III


COMMISSION


EXPENDITURE













Title


Heading


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


555 684 796 


428 350 972 


 


 


555 684 796 


428 350 972 




02


ENTERPRISE


1 153 917 851 


1 162 343 339 


3 327 535 


998 000 


1 157 245 386 


1 163 341 339 




03


COMPETITION


92 219 149 


92 219 149 


 


 


92 219 149 


92 219 149 




04


EMPLOYMENT AND SOCIAL AFFAIRS


12 004 158 933 


10 428 697 045 


60 000 000 


18 000 000 


12 064 158 933 


10 446 697 045 




05


AGRICULTURE AND RURAL DEVELOPMENT


58 851 894 643 


56 343 710 495 


 


27 700 000 


58 851 894 643 


56 371 410 495 




06


MOBILITY AND TRANSPORT


1 740 800 530 


983 961 494 


 


 


1 740 800 530 


983 961 494 




07


ENVIRONMENT AND CLIMATE ACTION


498 383 275 


391 177 073 


 


 


498 383 275 


391 177 073 




08


RESEARCH


6 878 392 798 


4 808 336 202 


22 943 235 


6 875 000 


6 901 336 033 


4 815 211 202 




09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY


1 804 898 302 


1 388 776 211 


5 931 335 


1 779 000 


1 810 829 637 


1 390 555 211 




 



40 01 40, 40 02 41




391 985 




391 985 



 


 



391 985 




391 985 





 


 


1 805 290 287 


1 389 168 196 


 


 


1 811 221 622 


1 390 947 196 




10


DIRECT RESEARCH


424 128 000 


411 263 143 


191 156 


57 000 


424 319 156 


411 320 143 




11


MARITIME AFFAIRS AND FISHERIES


909 062 394 


679 905 586 


10 200 000 


2 587 500 


919 262 394 


682 493 086 




 



40 01 40, 40 02 41




115 220 000 




113 885 651 



 


 



115 220 000 




113 885 651 





 


 


1 024 282 394 


793 791 237 


 


 


1 034 482 394 


796 378 737 




12


INTERNAL MARKET


103 313 472 


100 495 338 


 


 


103 313 472 


100 495 338 




 



40 02 41




3 000 000 




3 000 000 



 


 



3 000 000 




3 000 000 





 


 


106 313 472 


103 495 338 


 


 


106 313 472 


103 495 338 




13


REGIONAL POLICY


43 388 841 730 


37 433 527 516 


389 400 000 


131 800 000 


43 778 241 730 


37 565 327 516 




14


TAXATION AND CUSTOMS UNION


144 620 394 


111 727 655 


 


 


144 620 394 


111 727 655 




15


EDUCATION AND CULTURE


2 813 375 587 


2 373 191 082 


16 200 000 


8 764 000 


2 829 575 587 


2 381 955 082 




16


COMMUNICATION


265 992 159 


252 703 941 


 


 


265 992 159 


252 703 941 




17


HEALTH AND CONSUMER PROTECTION


634 370 124 


593 133 792 


 


 


634 370 124 


593 133 792 




18


HOME AFFAIRS


1 185 009 539 


732 575 230 


42 100 000 


41 100 000 


1 227 109 539 


773 675 230 




 



40 01 40, 40 02 41




111 280 000 




66 442 946 



 


 



111 280 000 




66 442 946 





 


 


1 296 289 539 


799 018 176 


 


 


1 338 389 539 


840 118 176 




19


EXTERNAL RELATIONS


5 001 226 243 


3 089 423 857 


 


 


5 001 226 243 


3 089 423 857 




20


TRADE


107 473 453 


102 177 332 


 


 


107 473 453 


102 177 332 




21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


1 571 699 626 


1 206 905 319 


 


 


1 571 699 626 


1 206 905 319 




22


ENLARGEMENT


1 062 261 928 


832 084 571 


29 000 000 


59 112 500 


1 091 261 928 


891 197 071 




23


HUMANITARIAN AID


917 322 828 


828 664 270 


 


 


917 322 828 


828 664 270 




24


FIGHT AGAINST FRAUD


75 427 800 


69 443 664 


 


 


75 427 800 


69 443 664 




 



40 01 40




3 929 200 




3 929 200 



 


 



3 929 200 




3 929 200 





 


 


79 357 000 


73 372 864 


 


 


79 357 000 


73 372 864 




25


COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE


193 336 661 


194 086 661 


 


 


193 336 661 


194 086 661 




26


COMMISSION'S ADMINISTRATION


1 030 021 548 


1 013 305 407 


 


 


1 030 021 548 


1 013 305 407 




27


BUDGET


67 450 570 


67 450 570 


75 000 000 


75 000 000 


142 450 570 


142 450 570 




28


AUDIT


11 879 141 


11 879 141 


 


 


11 879 141 


11 879 141 




29


STATISTICS


82 071 571 


107 663 142 


 


 


82 071 571 


107 663 142 




 



40 01 40, 40 02 41




51 900 000 




7 743 254 



 


 



51 900 000 




7 743 254 





 


 


133 971 571 


115 406 396 


 


 


133 971 571 


115 406 396 




30


PENSIONS AND RELATED EXPENDITURE


1 399 471 000 


1 399 471 000 


 


 


1 399 471 000 


1 399 471 000 




31


LANGUAGE SERVICES


396 815 433 


396 815 433 


 


 


396 815 433 


396 815 433 




32


ENERGY


737 545 751 


814 381 051 


757 030 


227 000 


738 302 781 


814 608 051 




33


JUSTICE


218 238 524 


184 498 972 


 


 


218 238 524 


184 498 972 




40


RESERVES


764 115 000 


80 000 000 


 


 


764 115 000 


80 000 000 




 



Total




147 085 420 753 




129 114 345 653 




655 050 291 




374 000 000 




147 740 471 044 




129 488 345 653 





 




Reserves: 40 01 40, 40 02 41






285 721 185 






195 393 036 




 


 




285 721 185 






195 393 036 






 



Total including reserves




147 371 141 938 




129 309 738 689 



 


 



148 026 192 229 




129 683 738 689 






TITLE 02


ENTERPRISE














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






02 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE’ POLICY AREA


 


120 830 851 


120 830 851 


 


 


120 830 851 


120 830 851 




02 02


COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP


 


223 790 000 


161 605 503 


 


 


223 790 000 


161 605 503 




02 03


INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES


 


46 500 000 


29 731 048 


 


 


46 500 000 


29 731 048 




02 04


COOPERATION — SPACE AND SECURITY


1


751 097 000 


482 645 055 


3 327 535 


998 000 


754 424 535 


483 643 055 




02 05


EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)


1


11 700 000 


367 530 882 


 


 


11 700 000 


367 530 882 




 



Title 02 — Total



 



1 153 917 851 




1 162 343 339 




3 327 535 




998 000 




1 157 245 386 




1 163 341 339 






CHAPTER 02 04 — COOPERATION — SPACE AND SECURITY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




02 04


COOPERATION — SPACE AND SECURITY






02 04 01






Security and space research






02 04 01 01


Space research


1.1


312 710 000 


249 081 618 


 


 


312 710 000 


249 081 618 




02 04 01 02


Security research


1.1


300 730 000 


154 193 382 


 


 


300 730 000 


154 193 382 




02 04 01 03


Research related to transport (Galileo)


1.1


137 657 000 


79 073 529 


3 327 535 


998 000 


140 984 535 


80 071 529 




 



Article 02 04 01 — Subtotal



 


751 097 000 


482 348 529 


3 327 535 


998 000 


754 424 535 


483 346 529 






02 04 02






Preparatory action — Enhancement of European security research




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 04 03






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






02 04 04






Completion of previous research programmes






02 04 04 01


Completion of programmes (prior to 2003)


1.1


—


p.m.


 


 


—


p.m.




02 04 04 02


Completion of the sixth Community framework programme (2003 to 2006)


1.1


—


296 526 


 


 


—


296 526 




 



Article 02 04 04 — Subtotal



 


—


296 526 


 


 


—


296 526 




 



Chapter 02 04 — Total



 



751 097 000 




482 645 055 




3 327 535 




998 000 




754 424 535 




483 643 055 






Remarks

These remarks are applicable to all the budget headings in this chapter.
These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.
It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Article 02 04 03.



                                    02 04 01Security and space research



                                 02 04 01 02Security research










Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




300 730 000 


154 193 382 


 


 


300 730 000 


154 193 382 





Remarks

The aim of the actions carried out in this area is to develop the technologies and knowledge for building capabilities with a civil application focus needed to ensure the security of citizens from threats such as terrorism and crime as well as from the impact and consequences of unintended incidents such as natural disasters or industrial accidents; to ensure optimal and concerted use of available and evolving technologies to the benefit of European security while respecting fundamental human rights; and to stimulate cooperation between providers and users of security solutions; through the activities at the same time to reinforce the technology basis of the European security industry and to strengthen its competitiveness. In this regard, special efforts should be made to work towards the development of a European Cyber Security Strategy.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

                                 02 04 01 03Research related to transport (Galileo)










Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




137 657 000 


79 073 529 


3 327 535 


998 000 


140 984 535 


80 071 529 





Remarks

This appropriation is intended to cover action aimed at developing the European Satellite Navigation System (Galileo) with a view to the next technology generation for all transport modes, including intermodality.
These research measures should aim to contribute to improve transport.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 04


EMPLOYMENT AND SOCIAL AFFAIRS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






04 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA


 


94 756 546 


94 756 546 


 


 


94 756 546 


94 756 546 




04 02


EUROPEAN SOCIAL FUND


1


11 594 862 310 


10 087 557 851 


60 000 000 


18 000 000 


11 654 862 310 


10 105 557 851 




04 03


WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY


1


79 097 000 


58 354 054 


 


 


79 097 000 


58 354 054 




04 04


EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY


1


122 286 000 


108 376 020 


 


 


122 286 000 


108 376 020 




04 05


EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)


1


p.m.


50 000 000 


 


 


p.m.


50 000 000 




04 06


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT


4


113 157 077 


29 652 574 


 


 


113 157 077 


29 652 574 




 



Title 04 — Total



 



12 004 158 933 




10 428 697 045 




60 000 000 




18 000 000 




12 064 158 933 




10 446 697 045 






CHAPTER 04 02 — EUROPEAN SOCIAL FUND














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 02


EUROPEAN SOCIAL FUND






04 02 01






Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)




1.2


p.m.


240 185 846 


 


 


p.m.


240 185 846 






04 02 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 03






Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 04






Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 05






Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 06






Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006)




1.2


p.m.


55 024 594 


 


 


p.m.


55 024 594 






04 02 07






Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 08






Completion of EQUAL (2000 to 2006)




1.2


p.m.


7 000 000 


 


 


p.m.


7 000 000 






04 02 09






Completion of previous Community initiative programmes (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 10






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006)




1.2


—


p.m.


 


 


—


p.m.






04 02 11






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000)




1.2


—


—


 


 


—


—






04 02 17






European Social Fund (ESF) — Convergence




1.2


8 277 649 354 


7 400 000 000 


60 000 000 


18 000 000 


8 337 649 354 


7 418 000 000 






04 02 18






European Social Fund (ESF) — PEACE




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 19






European Social Fund (ESF) — Regional competitiveness and employment




1.2


3 307 212 956 


2 378 847 411 


 


 


3 307 212 956 


2 378 847 411 






04 02 20






European Social Fund (ESF) — Operational technical assistance (2007 to 2013)




1.2


10 000 000 


6 500 000 


 


 


10 000 000 


6 500 000 




 



Chapter 04 02 — Total



 



11 594 862 310 




10 087 557 851 




60 000 000 




18 000 000 




11 654 862 310 




10 105 557 851 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.
Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.
Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.
Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.
The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.
Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 16 and 17 December 2005.



                                    04 02 17European Social Fund (ESF) — Convergence












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




8 277 649 354 


7 400 000 000 


60 000 000 


18 000 000 


8 337 649 354 


7 418 000 000 





Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness, employment and social inclusion, as well as protecting and improving the quality of the environment.
The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds’ priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.
Part of this appropriation is intended to support improvements in child care to enable children to live in a family-type setting. This support includes:






—


cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,










—


identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.




Part of this appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.
Part of this appropriation is intended to be used to address the problem of intra-regional disparities and provide specific assistance to people who live in disadvantaged territorial units that constitute pockets of poverty in European regions. This assistance should focus mainly on:






—


integrating communities living in pockets of poverty into the mainstream regional population via civic education, promoting tolerance and cultural understanding,










—


strengthening local authorities with regard to needs assessment, project planning and project implementation,










—


reducing intra-regional economic and social disparities via a temporary set of affirmative actions, focusing on employment and education.




In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 04 06 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 06


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT






04 06 01






Instrument for Pre-Accession Assistance (IPA) — Human resources development




4


113 157 077 


29 652 574 


 


 


113 157 077 


29 652 574 




 



Chapter 04 06 — Total



 



113 157 077 




29 652 574 



 


 



113 157 077 




29 652 574 








                                    04 06 01Instrument for Pre-Accession Assistance (IPA) — Human resources development












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




113 157 077 


29 652 574 


 


 


113 157 077 


29 652 574 





Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The human resources development component shall support countries in policy development as well as preparation for the implementation and management of the Union's cohesion policy, in particular in their preparation for the European Social Fund.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 05


AGRICULTURE AND RURAL DEVELOPMENT














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






05 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


 


133 234 504 


133 234 504 


 


 


133 234 504 


133 234 504 




05 02


INTERVENTIONS IN AGRICULTURAL MARKETS


2


2 773 440 000 


2 772 526 798 


 


 


2 773 440 000 


2 772 526 798 




05 03


DIRECT AIDS


2


40 931 900 000 


40 931 900 000 


 


 


40 931 900 000 


40 931 900 000 




05 04


RURAL DEVELOPMENT


2


14 804 955 797 


12 498 639 386 


 


 


14 804 955 797 


12 498 639 386 




05 05


PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT


4


259 328 000 


53 770 000 


 


27 700 000 


259 328 000 


81 470 000 




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


4


6 629 000 


5 069 602 


 


 


6 629 000 


5 069 602 




05 07


AUDIT OF AGRICULTURAL EXPENDITURE


2


–84 900 000 


–84 900 000 


 


 


–84 900 000 


–84 900 000 




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


2


27 307 342 


33 470 205 


 


 


27 307 342 


33 470 205 




 



Title 05 — Total



 



58 851 894 643 




56 343 710 495 



 



27 700 000 




58 851 894 643 




56 371 410 495 






CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 05


PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT






05 05 01






Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures






05 05 01 01


The Sapard pre-accession instrument — Completion of the programme (2000 to 2006)


4


p.m.


p.m.


 


 


p.m.


p.m.




05 05 01 02


The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 05 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 05 02






Instrument for Pre-accession Assistance for Rural Development (IPARD)




4


259 328 000 


53 770 000 


 


27 700 000 


259 328 000 


81 470 000 




 



Chapter 05 05 — Total



 



259 328 000 




53 770 000 



 



27 700 000 




259 328 000 




81 470 000 








                                    05 05 02Instrument for Pre-accession Assistance for Rural Development (IPARD)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




259 328 000 


53 770 000 


 


27 700 000 


259 328 000 


81 470 000 





Remarks

This appropriation is intended to cover the Union assistance to the candidate countries covered by the IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The rural development component shall support countries in their preparations for the implementation and management of the common agricultural policy, alignment to Union structures and post-accession Union-funded rural development programmes.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82)

TITLE 08


RESEARCH














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






08 01


ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA


 


346 871 798 


346 871 798 


 


 


346 871 798 


346 871 798 




08 02


COOPERATION — HEALTH


1


1 007 548 000 


639 473 805 


3 527 530 


1 058 000 


1 011 075 530 


640 531 805 




08 03


COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY


1


361 475 000 


257 924 000 


1 601 419 


480 000 


363 076 419 


258 404 000 




08 04


COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES


1


618 706 000 


503 815 722 


2 702 062 


810 000 


621 408 062 


504 625 722 




08 05


COOPERATION — ENERGY


1


217 825 000 


144 781 655 


893 047 


267 000 


218 718 047 


145 048 655 




08 06


COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)


1


339 086 000 


242 647 998 


1 484 726 


445 000 


340 570 726 


243 092 998 




08 07


COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)


1


558 819 000 


444 470 572 


1 381 746 


414 000 


560 200 746 


444 884 572 




08 08


COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES


1


112 181 000 


55 311 934 


496 988 


149 000 


112 677 988 


55 460 934 




08 09


COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF)


1


p.m.


p.m.


 


 


p.m.


p.m.




08 10


IDEAS


1


1 707 158 000 


989 690 500 


7 563 109 


2 268 000 


1 714 721 109 


991 958 500 




08 12


CAPACITIES — RESEARCH INFRASTRUCTURES


1


74 663 000 


128 463 844 


330 775 


99 000 


74 993 775 


128 562 844 




08 13


CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)


1


273 226 000 


215 923 122 


1 210 455 


363 000 


274 436 455 


216 286 122 




08 14


CAPACITIES — REGIONS OF KNOWLEDGE


1


27 231 000 


16 506 599 


120 639 


36 000 


27 351 639 


16 542 599 




08 15


CAPACITIES — RESEARCH POTENTIAL


1


73 939 000 


55 351 471 


327 567 


98 000 


74 266 567 


55 449 471 




08 16


CAPACITIES — SCIENCE IN SOCIETY


1


63 376 000 


32 080 131 


280 771 


84 000 


63 656 771 


32 164 131 




08 17


CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES


1


39 683 000 


27 277 402 


175 805 


52 000 


39 858 805 


27 329 402 




08 18


CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)


1


50 000 000 


49 420 956 


221 512 


66 000 


50 221 512 


49 486 956 




08 19


CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES


1


13 411 000 


8 895 772 


59 414 


17 000 


13 470 414 


8 912 772 




08 20


EURATOM — FUSION ENERGY


1


937 355 000 


573 267 274 


318 290 


95 000 


937 673 290 


573 362 274 




08 21


EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION


1


55 839 000 


49 420 956 


247 380 


74 000 


56 086 380 


49 494 956 




08 22


COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES


1


p.m.


26 740 691 


 


 


p.m.


26 740 691 




08 23


RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL


1


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 08 — Total



 



6 878 392 798 




4 808 336 202 




22 943 235 




6 875 000 




6 901 336 033 




4 815 211 202 






Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).
These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).
Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Article 08 22 04.
In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 02 — COOPERATION — HEALTH














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 02


COOPERATION — HEALTH






08 02 01






Cooperation — Health




1.1


796 240 000 


534 563 000 


3 527 530 


1 058 000 


799 767 530 


535 621 000 






08 02 02






Cooperation — Health — Innovative Medicines Initiative Joint Undertaking




1.1


207 068 000 


100 719 908 


 


 


207 068 000 


100 719 908 






08 02 03






Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking




1.1


4 240 000 


4 190 897 


 


 


4 240 000 


4 190 897 




 



Chapter 08 02 — Total



 



1 007 548 000 




639 473 805 




3 527 530 




1 058 000 




1 011 075 530 




640 531 805 








                                    08 02 01Cooperation — Health












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




796 240 000 


534 563 000 


3 527 530 


1 058 000 


799 767 530 


535 621 000 





Remarks

The actions carried out in the area of health are intended to improve the health of the European public and boost the competitiveness of industries and companies linked to the health sector in Europe, while at the same time addressing world health problems, including new epidemics. The emphasis will be on translational research (transposing basic findings into clinical applications), developing and validating new treatments, identifying ways of promoting health and preventing illness, diagnostic tools and technologies for making diagnoses, as well as sustainable and effective healthcare systems. Special attention will be given to communicating research findings and to the initiation of a dialogue with civil society, in particular patient groups, at as early a stage as possible in new developments produced by biomedical and genetics research.
Funding may be given to clinical research on many diseases, for instance HIV/AIDS, malaria, tuberculosis, diabetes and other chronic diseases (e.g. arthritis, rheumatic diseases and musculo-skeletal diseases, as well as respiratory diseases), or rare diseases.
An increased share of funding should go to research on diseases related to ageing.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 400, 30.12.2006, p. 86).

Reference acts

European Parliament resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (OJ C 175 E, 10.7.2008, p. 591).

CHAPTER 08 03 — COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 03


COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY






08 03 01






Cooperation — Food, agriculture and fisheries, and biotechnology




1.1


361 475 000 


257 924 000 


1 601 419 


480 000 


363 076 419 


258 404 000 




 



Chapter 08 03 — Total



 



361 475 000 




257 924 000 




1 601 419 




480 000 




363 076 419 




258 404 000 








                                    08 03 01Cooperation — Food, agriculture and fisheries, and biotechnology












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




361 475 000 


257 924 000 


1 601 419 


480 000 


363 076 419 


258 404 000 





Remarks

The actions carried out in this area are intended to help establish the integrated scientific and technological bases needed to develop a European ‘knowledge-based bioeconomy’ by bringing together science, industry and other stakeholders. Three pillars support this approach: (1) sustainable production and management of biological resources from land, forest, and aquatic environments; (2) farm to fork: food, health and well being, and (3) life sciences and biotechnology for sustainable non-food products and processes. In this way new and emerging research opportunities can be exploited that address social and economic challenges, such as the growing demand for environmentally and animal friendly systems of production and distribution of safer, healthier and higher quality food in line with consumer requirements and control of food-related risks, relying in particular on biotechnology tools, as well as health risks associated with environmental changes.
This appropriation is also intended to fund the development and improvement of analysis methods (e.g. residue analysis in food and feedingstuffs).
Since, under current legislation, no specific funds are earmarked for fisheries research, at least the same percentage share will be maintained for fisheries research as under the previous budget. This appropriation is further intended to fund the development and improvement of the maximum sustainable yield (MSY) concept as a policy instrument for sustainable exploitation of fisheries resources and the development of a policy concept restricting discard of by catches.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 04


COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES






08 04 01






Cooperation — Nanosciences, nanotechnologies, materials and new production technologies




1.1


609 914 000 


496 708 000 


2 702 062 


810 000 


612 616 062 


497 518 000 






08 04 02






Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking




1.1


8 792 000 


7 107 722 


 


 


8 792 000 


7 107 722 




 



Chapter 08 04 — Total



 



618 706 000 




503 815 722 




2 702 062 




810 000 




621 408 062 




504 625 722 








                                    08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




609 914 000 


496 708 000 


2 702 062 


810 000 


612 616 062 


497 518 000 





Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.
Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5 to 10 % of global nano research is devoted to this today.
Sufficient budgetary appropriations must be provided for activities promoting research and the emergence of resource-efficiency processes and practices including eco-design, reusability, recyclability and research into substitution of hazardous or critical substances.
Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 05 — COOPERATION — ENERGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 05


COOPERATION — ENERGY






08 05 01






Cooperation — Energy




1.1


201 580 000 


130 366 551 


893 047 


267 000 


202 473 047 


130 633 551 






08 05 02






Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking




1.1


15 006 000 


13 190 453 


 


 


15 006 000 


13 190 453 






08 05 03






Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking




1.1


1 239 000 


1 224 651 


 


 


1 239 000 


1 224 651 




 



Chapter 08 05 — Total



 



217 825 000 




144 781 655 




893 047 




267 000 




218 718 047 




145 048 655 








                                    08 05 01Cooperation — Energy












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




201 580 000 


130 366 551 


893 047 


267 000 


202 473 047 


130 633 551 





Remarks

Efforts will focus on the following areas:

Renewable electricity generation

Technologies to increase overall conversion efficiency, driving down the cost of electricity production from indigenous renewable energy sources, and demonstration of technologies adapted to different regional conditions.

Renewable fuel production

Integrated conversion technologies to develop and drive down the unit cost of solid, liquid and gaseous fuels produced from renewable energy sources, aimed at the cost-effective production and use of carbon-neutral fuels, in particular liquid biofuels for transport.

CO
2
capture and storage technologies for near zero emission power generation

To drastically reduce the environmental impact of fossil fuel consumption in order to develop highly efficient near zero emission electricity production plants, based on CO2 capture and on storage technologies.

Clean coal technologies

To substantially improve the efficiency of plants, reliability and costs through developing and demonstrating clean coal conversion technologies. This includes also further action in developing and implementing efficient technologies on wood waste burning as production method of bio-coal as self-sustainable energy generation.

Smart energy networks

To increase the efficiency, safety and reliability of the European electricity networks, and their capability to manage the energy flows generated by the markets. Long-term planning of the development of the pan-European electricity network within the framework of the work of the European electricity grid initiative. To remove obstacles to the large-scale deployment and effective integration of distributed and renewable energy sources.

Energy efficiency and savings

New concepts and technologies to improve energy efficiency and savings for buildings, services and industry. This includes the integration of strategies and technologies for energy efficiency, the use of new and renewable energy technologies and energy demand management.
Recognising their important contribution to future sustainable energy systems, renewables and end-use energy efficiency will be the major part of this theme over the period 2007-2013 and will represent at least two-thirds of it from 2012 onwards. Focus will be placed on activities best supporting the development of the SET-Plan initiatives within the framework of the Technology Roadmaps.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of secure, clean and efficient energy.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 06


COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)






08 06 01






Cooperation — Environment (including climate change)




1.1


335 135 000 


239 976 301 


1 484 726 


445 000 


336 619 726 


240 421 301 






08 06 02






Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking




1.1


3 951 000 


2 671 697 


 


 


3 951 000 


2 671 697 




 



Chapter 08 06 — Total



 



339 086 000 




242 647 998 




1 484 726 




445 000 




340 570 726 




243 092 998 








                                    08 06 01Cooperation — Environment (including climate change)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




335 135 000 


239 976 301 


1 484 726 


445 000 


336 619 726 


240 421 301 





Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.
Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 07 — COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 07


COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)






08 07 01






Cooperation — Transport (including aeronautics)




1.1


311 890 000 


309 711 246 


1 381 746 


414 000 


313 271 746 


310 125 246 






08 07 02






Cooperation — Transport — Clean Sky Joint Undertaking




1.1


226 514 477 


121 725 043 


 


 


226 514 477 


121 725 043 






08 07 03






Cooperation — Transport — Support expenditure for Clean Sky Joint Undertaking




1.1


2 888 523 


2 361 333 


 


 


2 888 523 


2 361 333 






08 07 04






Cooperation — Transport — Fuel Cells and Hydrogen (FCH) Joint Undertaking




1.1


17 526 000 


10 672 950 


 


 


17 526 000 


10 672 950 




 



Chapter 08 07 — Total



 



558 819 000 




444 470 572 




1 381 746 




414 000 




560 200 746 




444 884 572 








                                    08 07 01Cooperation — Transport (including aeronautics)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




311 890 000 


309 711 246 


1 381 746 


414 000 


313 271 746 


310 125 246 





Remarks

For the Seventh Framework Programme for the period 2007 to 2013, an integrated approach has been proposed which links all transport modes (aeronautics, road, rail, waterborne), addresses the socio-economic and technological dimensions of research and knowledge development, and encapsulates both innovation and the policy framework. It is in line with the White Paper on transport and the updated versions of the strategic research agendas of the four technology platforms in the field of transport. Based on technological advances, the general objective is to develop integrated, ‘greener’, ‘smarter’ and safer pan-European transport systems for the benefit of citizens and society, respecting the environment and natural resources and securing and further developing the competitiveness and the leading role attained by the European industries in the global market.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 08 — COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 08


COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES






08 08 01






Cooperation — Socioeconomic sciences and the humanities




1.1


112 181 000 


55 311 934 


496 988 


149 000 


112 677 988 


55 460 934 




 



Chapter 08 08 — Total



 



112 181 000 




55 311 934 




496 988 




149 000 




112 677 988 




55 460 934 








                                    08 08 01Cooperation — Socioeconomic sciences and the humanities












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




112 181 000 


55 311 934 


496 988 


149 000 


112 677 988 


55 460 934 





Remarks

The aim of actions carried out in this area is to mobilise, as part of a coherent effort, the wealth and diversity of research capacities in the economic, political, historical, social and human sciences that are necessary to understand and manage issues relating to the emergence of a knowledge-based society and new forms of interpersonal relations and relations between individuals and institutions.
Part of the actions should analyse, from a historical perspective, the legal, social, economic and political issues relating to the development of the European integration process (the constitutional cultures and the legal traditions of the MemberStates and the Union, the development of a European civil society, national economic policies and European economic governance, the national political cultures and Europe).
Part of the appropriations should be used to carry out research on the scope, scale and composition of volunteer work in the Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 10 — IDEAS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 10


IDEAS






08 10 01






Ideas




1.1


1 707 158 000 


989 690 500 


7 563 109 


2 268 000 


1 714 721 109 


991 958 500 




 



Chapter 08 10 — Total



 



1 707 158 000 




989 690 500 




7 563 109 




2 268 000 




1 714 721 109 




991 958 500 








                                    08 10 01Ideas












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 707 158 000 


989 690 500 


7 563 109 


2 268 000 


1 714 721 109 


991 958 500 





Remarks

The general aim of the activities carried out as part of the specific ‘Ideas’ programme, through the creation of the European Research Council, is to identify the best research teams in Europe and to stimulate research at the frontiers of knowledge by funding high-risk and multi-disciplinary projects evaluated according to the sole criteria of excellence as judged by peers at European level, while encouraging in particular the creation of networks among research groups in different countries in order to promote the development of a European scientific community.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

CHAPTER 08 12 — CAPACITIES — RESEARCH INFRASTRUCTURES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 12


CAPACITIES — RESEARCH INFRASTRUCTURES






08 12 01






Capacities — Research infrastructures




1.1


74 663 000 


128 463 844 


330 775 


99 000 


74 993 775 


128 562 844 




 



Chapter 08 12 — Total



 



74 663 000 




128 463 844 




330 775 




99 000 




74 993 775 




128 562 844 








                                    08 12 01Capacities — Research infrastructures












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




74 663 000 


128 463 844 


330 775 


99 000 


74 993 775 


128 562 844 





Remarks

The general aim of the activities carried out under this heading is to help establish a fabric of research infrastructures at the highest level in Europe and to promote their optimum use on a European scale.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 13 — CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 13


CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMEs)






08 13 01






Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)




1.1


273 226 000 


215 923 122 


1 210 455 


363 000 


274 436 455 


216 286 122 




 



Chapter 08 13 — Total



 



273 226 000 




215 923 122 




1 210 455 




363 000 




274 436 455 




216 286 122 








                                    08 13 01Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




273 226 000 


215 923 122 


1 210 455 


363 000 


274 436 455 


216 286 122 





Remarks

The objective of the specific activities in favour of European small and medium-sized enterprises, carried out in order to support European competitiveness and enterprise and innovation policy, is to help them boost their technological capacities in conventional or new fields and develop their ability to operate at European and international level. These activities will supplement research in priority thematic areas. They should focus on ideas that can ultimately be applied to the development of innovative products and services that benefit SMEs.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 14 — CAPACITIES — REGIONS OF KNOWLEDGE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 14


CAPACITIES — REGIONS OF KNOWLEDGE






08 14 01






Capacities — Regions of knowledge




1.1


27 231 000 


16 506 599 


120 639 


36 000 


27 351 639 


16 542 599 




 



Chapter 08 14 — Total



 



27 231 000 




16 506 599 




120 639 




36 000 




27 351 639 




16 542 599 








                                    08 14 01Capacities — Regions of knowledge












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




27 231 000 


16 506 599 


120 639 


36 000 


27 351 639 


16 542 599 





Remarks

This amount is reserved for financing projects in order to strengthen the research potential of European regions, in particular by encouraging and supporting the development, across Europe, of regional ‘research-driven clusters’ associating regional authorities, universities, research centres, enterprises and other relevant stakeholders.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 15 — CAPACITIES — RESEARCH POTENTIAL














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 15


CAPACITIES — RESEARCH POTENTIAL






08 15 01






Capacities — Research potential




1.1


73 939 000 


55 351 471 


327 567 


98 000 


74 266 567 


55 449 471 




 



Chapter 08 15 — Total



 



73 939 000 




55 351 471 




327 567 




98 000 




74 266 567 




55 449 471 








                                    08 15 01Capacities — Research potential












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




73 939 000 


55 351 471 


327 567 


98 000 


74 266 567 


55 449 471 





Remarks

In order to help researchers and institutions of the regions eligible for financing by the Structural Funds under the Convergence objective and outermost regions in the Union to contribute to the overall European research effort, while taking advantage of the knowledge and experience existing in other regions of Europe, this action aims at establishing the conditions that will allow them to exploit their potential and will help to fully realise the European Research Area in the enlarged Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 16 — CAPACITIES — SCIENCE IN SOCIETY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 16


CAPACITIES — SCIENCE IN SOCIETY






08 16 01






Capacities — Science in society




1.1


63 376 000 


32 080 131 


280 771 


84 000 


63 656 771 


32 164 131 




 



Chapter 08 16 — Total



 



63 376 000 




32 080 131 




280 771 




84 000 




63 656 771 




32 164 131 








                                    08 16 01Capacities — Science in society












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




63 376 000 


32 080 131 


280 771 


84 000 


63 656 771 


32 164 131 





Remarks

With a view to building an effective and democratic European knowledge society, the aim of the actions carried out under this heading is to stimulate the harmonious integration of scientific and technological endeavour and associated research policies in the European social web.
Actions carried out under this heading will also support the coordination of national research policies and the monitoring and analysis of research related policies and industrial strategies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 17 — CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 17


CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES






08 17 01






Capacities — International cooperation activities




1.1


39 683 000 


27 277 402 


175 805 


52 000 


39 858 805 


27 329 402 




 



Chapter 08 17 — Total



 



39 683 000 




27 277 402 




175 805 




52 000 




39 858 805 




27 329 402 








                                    08 17 01Capacities — International cooperation activities












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




39 683 000 


27 277 402 


175 805 


52 000 


39 858 805 


27 329 402 





Remarks

The general objective of the international cooperation activities carried out under the ‘Capacities’ heading of the Seventh Framework Programme is to help create a strong and coherent science and technology policy of the Union by developing strategic partnerships with third countries and by addressing the specific problems of third countries as well as global ones. These activities will involve the following groups of third countries: the candidate countries, associated and industrialised countries, as well as international cooperation partner countries (Asia, Latin America, Eastern Europe and Central Asia, African, Caribbean and Pacific countries, Mediterranean partner countries and countries in the western Balkans).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to foster common approaches to key global challenges, such as an ICT strategy that not only competes with rapidly emerging ICT markets, e.g. in Asia, but also sets standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and be complementary to existing mechanisms and successful working relationships. Part of this appropriation is also intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT, prepare the Union and its partners for a leading role in setting future ICT standards and foster innovation in the field of secure, clean and efficient energy.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 18 — CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 18


CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)






08 18 01






Capacities — Risk-sharing finance facility (RSFF)




1.1


50 000 000 


49 420 956 


221 512 


66 000 


50 221 512 


49 486 956 




 



Chapter 08 18 — Total



 



50 000 000 




49 420 956 




221 512 




66 000 




50 221 512 




49 486 956 








                                    08 18 01Capacities — Risk-sharing finance facility (RSFF)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




50 000 000 


49 420 956 


221 512 


66 000 


50 221 512 


49 486 956 





Remarks

The objective of the risk-sharing finance facility (RSFF) is to foster private investment in research by improving access to debt financing for participants in European research infrastructures. RSFF will enable the European Investment Bank to expand, directly and indirectly (via its network of intermediary banks), its portfolio of loans to participants in such infrastructures.
RSFF will contribute to the implementation of the Europe 2020 Strategy, in particular to the achievement of the 3 % investment in research objective, by helping overcome market deficiencies, increasing the total amount of funds available for research and diversifying its sources.
In line with the outcome of the mid-term review of the RSFF, the Commission is encouraged to test new risk-sharing models with the EIB Group, based on a portfolio first-loss piece approach, facilitating access to debt financing for strategic Union research infrastructure
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 19


CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES






08 19 01






Capacities — Support for coherent development of research policies




1.1


13 411 000 


8 895 772 


59 414 


17 000 


13 470 414 


8 912 772 




 



Chapter 08 19 — Total



 



13 411 000 




8 895 772 




59 414 




17 000 




13 470 414 




8 912 772 








                                    08 19 01Capacities — Support for coherent development of research policies












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 411 000 


8 895 772 


59 414 


17 000 


13 470 414 


8 912 772 





Remarks

Increasing investment in research and development up to the 3 % objective and improving its effectiveness is a top priority under the Europe 2020 Strategy. Thus, the development of a coherent mix of policies to leverage public and private research investments is a major concern for public authorities. Actions under this heading will support the development of effective and coherent research policies at regional, national and Union level, through the provision of structured information, indicators and analyses, and through actions aimed at coordinating research policies, in particular application of the open method of coordination to research policy.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 20 — EURATOM — FUSION ENERGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 20


EURATOM — FUSION ENERGY






08 20 01






Euratom — Fusion energy




1.1


71 845 000 


78 454 779 


318 290 


95 000 


72 163 290 


78 549 779 






08 20 02






Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)




1.1


865 510 000 


494 812 495 


 


 


865 510 000 


494 812 495 




 



Chapter 08 20 — Total



 



937 355 000 




573 267 274 




318 290 




95 000 




937 673 290 




573 362 274 








                                    08 20 01Euratom — Fusion energy












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




71 845 000 


78 454 779 


318 290 


95 000 


72 163 290 


78 549 779 





Remarks

Fusion offers the prospect of an almost limitless supply of clean energy, with ITER being the crucial next step in the progress towards this ultimate goal. The realisation of the ITER project therefore lies at the heart of the present Union strategy. It must be accompanied by a strong and focused European research and development programme to prepare for the exploitation of ITER and to develop the technologies and knowledge base that will be needed during ITER operation and beyond.

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).
Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

CHAPTER 08 21 — EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 21


EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION






08 21 01






Euratom — Nuclear fission and radiation protection




1.1


55 839 000 


49 420 956 


247 380 


74 000 


56 086 380 


49 494 956 




 



Chapter 08 21 — Total



 



55 839 000 




49 420 956 




247 380 




74 000 




56 086 380 




49 494 956 








                                    08 21 01Euratom — Nuclear fission and radiation protection












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




55 839 000 


49 420 956 


247 380 


74 000 


56 086 380 


49 494 956 





Remarks

The objective of this action is to establish a sound scientific and technical basis in order to accelerate practical developments for the safer management of long-lived radioactive waste, to promote safer, more resource-efficient and competitive exploitation of nuclear energy and to ensure a robust and socially acceptable system of protection of man and the environment against the effects of ionising radiation.

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).
Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 09


COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






09 01


ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA


 


127 323 333 


127 323 333 


 


 


127 323 333 


127 323 333 




09 02


REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA


 


18 137 969 


25 334 774 


 


 


18 137 969 


25 334 774 




 



40 02 41



 



391 985 




391 985 



 


 



391 985 




391 985 





 


 


 


18 529 954 


25 726 759 


 


 


18 529 954 


25 726 759 




09 03


INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP


1


144 265 000 


100 209 900 


 


 


144 265 000 


100 209 900 




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)


1


1 477 769 000 


1 081 959 402 


5 931 335 


1 779 000 


1 483 700 335 


1 083 738 402 




09 05


CAPACITIES — RESEARCH INFRASTRUCTURES


1


37 403 000 


53 948 802 


 


 


37 403 000 


53 948 802 




 



Title 09 — Total



 



1 804 898 302 




1 388 776 211 




5 931 335 




1 779 000 




1 810 829 637 




1 390 555 211 





 




40 01 40, 40 02 41




 




391 985 






391 985 




 


 




391 985 






391 985 






 



Total including reserves



 



1 805 290 287 




1 389 168 196 



 


 



1 811 221 622 




1 390 947 196 






CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs)






09 04 01






Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)






09 04 01 01


Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)


1.1


1 301 428 065 


1 015 600 643 


5 931 335 


1 779 000 


1 307 359 400 


1 017 379 643 




09 04 01 02


Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking


1.1


65 000 000 


19 016 953 


 


 


65 000 000 


19 016 953 




09 04 01 03


Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking


1.1


911 793 


901 234 


 


 


911 793 


901 234 




09 04 01 04


Cooperation — Information and communication technologies — ENIAC Joint Undertaking


1.1


110 000 000 


35 143 790 


 


 


110 000 000 


35 143 790 




09 04 01 05


Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking


1.1


429 142 


424 172 


 


 


429 142 


424 172 




 



Article 09 04 01 — Subtotal



 


1 477 769 000 


1 071 086 792 


5 931 335 


1 779 000 


1 483 700 335 


1 072 865 792 






09 04 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






09 04 03






Completion of previous European Community framework programmes (prior to 2007)




1.1


—


10 872 610 


 


 


—


10 872 610 




 



Chapter 09 04 — Total



 



1 477 769 000 




1 081 959 402 




5 931 335 




1 779 000 




1 483 700 335 




1 083 738 402 








                                    09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)



                                 09 04 01 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)










Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 301 428 065 


1 015 600 643 


5 931 335 


1 779 000 


1 307 359 400 


1 017 379 643 





Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs in accordance with a long-term European ICT strategy so that the demands of its society and economy are met and European standards help shape the global ICT developments rather than being overtaken by other growing global markets.
Activities will strengthen Europe's scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe's citizens, businesses, industry and governments.
The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.
The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The ICT theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.
Activities cover collaboration and exchange of best practices with a view to setting common standards for the Union that are compatible with, or set, a global standard, networking actions and national programme coordination initiatives. This appropriation is also intended to cover the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of these appropriations is intended to foster common approaches to key global challenges, such as an ICT strategy that is not only able to compete with rapidly emerging ICT markets (e.g. in Asia), but that can also set standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms and successful working relationships. The appropriations will be used to fund innovative ventures between European and third countries. The scope of such ventures will go beyond what could be undertaken by a single country and will benefit both the Union and its partners in preparing their leading role for setting future ICT standards. In implementing this action, the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 10


DIRECT RESEARCH














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






10 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA


1


350 080 000 


350 080 000 


 


 


350 080 000 


350 080 000 




10 02


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU


1


32 898 000 


28 664 154 


191 156 


57 000 


33 089 156 


28 721 154 




10 03


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM


1


10 250 000 


7 314 301 


 


 


10 250 000 


7 314 301 




10 04


COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES


1


p.m.


p.m.


 


 


p.m.


p.m.




10 05


HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY


1


30 900 000 


25 204 688 


 


 


30 900 000 


25 204 688 




 



Title 10 — Total



 



424 128 000 




411 263 143 




191 156 




57 000 




424 319 156 




411 320 143 






Remarks

These remarks apply to all the budget headings in the ‘Direct research’ policy area (with the exception of Chapter 10 05).
The appropriations cover not only expenditure on operations and staff covered by the Staff Regulations, but also other expenditure on staff, contracting, infrastructure, information and publications and any other administrative expenditure arising from research and technological development operations, including exploratory research.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.
Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapters 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
The additional appropriations will be provided under Articles 10 02 02 and 10 03 02.
The appropriations in this title cover the cost of the staff working in the financial and administrative departments of the Joint Research Centre and of the support which they need (approximately 15 % of the cost).

CHAPTER 10 02 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 02


DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU






10 02 01






Non-nuclear activities of the Joint Research Centre (JRC)




1.1


32 898 000 


28 664 154 


191 156 


57 000 


33 089 156 


28 721 154 






10 02 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 10 02 — Total



 



32 898 000 




28 664 154 




191 156 




57 000 




33 089 156 




28 721 154 








                                    10 02 01Non-nuclear activities of the Joint Research Centre (JRC)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




32 898 000 


28 664 154 


191 156 


57 000 


33 089 156 


28 721 154 





Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the non-nuclear specific programme for the following themes:






—


prosperity in a knowledge-intensive society,










—


solidarity and the responsible management of resources,










—


security and freedom,










—


Europe as world partner.




It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.
This appropriation is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.
In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure of this section, which forms an integral part of the general budget.

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/975/EC of 19 December 2006 concerning the specific programme to be carried out by means of direct actions by the Joint Research Centre under the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 368).

TITLE 11


MARITIME AFFAIRS AND FISHERIES














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






11 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA


 


41 694 014 


41 694 014 


 


 


41 694 014 


41 694 014 




11 02


FISHERIES MARKETS


2


26 896 768 


26 943 107 


 


 


26 896 768 


26 943 107 




11 03


INTERNATIONAL FISHERIES AND LAW OF THE SEA


2


38 510 000 


37 273 285 


 


 


38 510 000 


37 273 285 




 



40 02 41



 



115 220 000 




113 885 651 



 


 



115 220 000 




113 885 651 





 


 


 


153 730 000 


151 158 936 


 


 


153 730 000 


151 158 936 




11 04


GOVERNANCE OF THE COMMON FISHERIES POLICY


2


5 390 000 


4 820 520 


 


 


5 390 000 


4 820 520 




11 06


EUROPEAN FISHERIES FUND (EFF)


2


686 307 712 


481 953 163 


8 700 000 


2 175 000 


695 007 712 


484 128 163 




11 07


CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES


2


51 200 000 


39 792 555 


750 000 


375 000 


51 950 000 


40 167 555 




11 08


CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY


2


57 863 900 


34 385 692 


750 000 


37 500 


58 613 900 


34 423 192 




11 09


MARITIME POLICY


2


1 200 000 


13 043 250 


 


 


1 200 000 


13 043 250 




 



Title 11 — Total



 



909 062 394 




679 905 586 




10 200 000 




2 587 500 




919 262 394 




682 493 086 





 




40 01 40, 40 02 41




 




115 220 000 






113 885 651 




 


 




115 220 000 






113 885 651 






 



Total including reserves



 



1 024 282 394 




793 791 237 



 


 



1 034 482 394 




796 378 737 






CHAPTER 11 06 — EUROPEAN FISHERIES FUND (EFF)














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 06


EUROPEAN FISHERIES FUND (EFF)






11 06 01






Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Objective 1 (2000 to 2006)




2


p.m.


14 826 287 


 


 


p.m.


14 826 287 






11 06 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 03






Completion of earlier programmes — Former Objectives 1 and 6 (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 04






Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Outside Objective 1 areas (2000 to 2006)




2


p.m.


4 942 096 


 


 


p.m.


4 942 096 






11 06 05






Completion of earlier programmes — Former Objective 5a (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 06






Completion of earlier programmes — Initiatives prior to 2000




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 08






Completion of earlier programmes — Former operational technical assistance and innovative measures (prior to 2000)




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 09






Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco




2


p.m.


p.m.


 


 


p.m.


p.m.






11 06 11






European Fisheries Fund (EFF) — Operational technical assistance




2


3 500 000 


2 569 890 


 


 


3 500 000 


2 569 890 






11 06 12






European Fisheries Fund (EFF) — Convergence objective




2


519 652 868 


341 004 596 


8 700 000 


2 175 000 


528 352 868 


343 179 596 






11 06 13






European Fisheries Fund (EFF) — Outside convergence objective




2


163 154 844 


118 610 294 


 


 


163 154 844 


118 610 294 




 



Chapter 11 06 — Total



 



686 307 712 




481 953 163 




8 700 000 




2 175 000 




695 007 712 




484 128 163 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections, any revenue from which is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Article 21 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.
Regulation (EC) No 1260/1999 determines the conditions for repayment of an advance without having the effect of reducing the contribution from the Structural Funds towards the assistance concerned. Any revenue from the repayment of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.
Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (EFF) (OJ L 223, 15.8.2006, p. 1).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.



                                    11 06 12European Fisheries Fund (EFF) — Convergence objective












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




519 652 868 


341 004 596 


8 700 000 


2 175 000 


528 352 868 


343 179 596 





Remarks

This appropriation is intended to cover the operational programmes of the European Fisheries Fund (EFF) convergence objective for the 2007-2013 programming period.
Particular importance will be attached to the economic diversification of regions affected by a reduction in fishing activity, to the adjustment of fleet capacity and to fleet renewal, without involving an increase in fishing efforts, as well as to the sustainable development of the fishing zones.
Actions financed under this article should take into account the need to maintain a stable and enduring balance between the capacity of the fishing fleets and the resources available, and the need to promote a safety culture within fishing.
This appropriation is also intended to cover the financing of actions to improve fishing gear selectivity.

Legal basis

Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (OJ L 223, 15.8.2006, p. 1).

CHAPTER 11 07 — CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 07


CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES






11 07 01






Support for the management of fishery resources (collection of basic data)




2


46 000 000 


35 088 879 


750 000 


375 000 


46 750 000 


35 463 879 






11 07 02






Support for the management of fishery resources (improvement of scientific advice)




2


5 200 000 


3 953 676 


 


 


5 200 000 


3 953 676 






11 07 03






Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders




2


—


750 000 


 


 


—


750 000 




 



Chapter 11 07 — Total



 



51 200 000 




39 792 555 




750 000 




375 000 




51 950 000 




40 167 555 








                                    11 07 01Support for the management of fishery resources (collection of basic data)












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




46 000 000 


35 088 879 


750 000 


375 000 


46 750 000 


35 463 879 





Remarks

This appropriation covers:






—


the Union financial contribution to the expenditure incurred by Member States for the collection, management and use of data in the framework of multiannual national programmes,










—


the financing of studies and pilot projects carried out by the Commission, where appropriate in cooperation with the Member States, necessary for the conservation, management and exploitation of living aquatic resources in the framework of the common fisheries policy.





Legal basis

Council Regulation (EC) No 1543/2000 of 29 June 2000 establishing a Community framework for the collection and management of the data needed to conduct the common fisheries policy (OJ L 176, 15.7.2000, p. 1).
Council Regulation (EC) No 861/2006 of 22 May 2006 establishing Union financial measures for the implementation of the common fisheries policy and in the area of the Law of the Sea (OJ L 160, 14.6.2006, p. 1).
Council Regulation (EC) No 199/2008 of 25 February 2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (OJ L 60, 5.3.2008, p. 1).

Reference acts

Commission Regulation (EC) No 665/2008 of 14 July 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 199/2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (OJ L 186, 15.7.2008, p. 3).
Commission Regulation (EC) No 1078/2008 of 3 November 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States for the collection and management of the basic fisheries data (OJ L 295, 4.11.2008, p. 24).

CHAPTER 11 08 — CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 08


CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY






11 08 01






Financial contribution to the Member States for expenses in the field of control




2


46 330 000 


23 079 586 


750 000 


37 500 


47 080 000 


23 117 086 






11 08 02






Inspection and surveillance of fishing activities in EU waters and elsewhere




2


2 600 000 


2 372 206 


 


 


2 600 000 


2 372 206 






11 08 05






European Fisheries Control Agency (EFCA)






11 08 05 01


European Fisheries Control Agency (EFCA) — Contribution to Titles 1 and 2


2


7 311 359 


7 311 359 


 


 


7 311 359 


7 311 359 




11 08 05 02


European Fisheries Control Agency (EFCA) — Contribution to Title 3


2


1 622 541 


1 622 541 


 


 


1 622 541 


1 622 541 




 



Article 11 08 05 — Subtotal



 


8 933 900 


8 933 900 


 


 


8 933 900 


8 933 900 




 



Chapter 11 08 — Total



 



57 863 900 




34 385 692 




750 000 




37 500 




58 613 900 




34 423 192 








                                    11 08 01Financial contribution to the Member States for expenses in the field of control












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




46 330 000 


23 079 586 


750 000 


37 500 


47 080 000 


23 117 086 





Remarks

This appropriation is intended to cover expenditure incurred by Member States in implementing the monitoring and control systems applicable to the common fisheries policy for:






—


investments relating to control activities carried out by administrative bodies or by the private sector including implementation of new control technologies such as electronic recording systems (ERS), vessel monitoring systems (VMS), automatic identification systems (AIS) connected with vessels detection systems (VDS) and the purchase and modernisation of control means,










—


training and exchange programmes for civil servants responsible for monitoring control and surveillance tasks is the fisheries area,










—


implementation of pilot inspection and observer schemes,










—


cost/benefit analysis, assessment of expenditure and audits incurred by competent authorities in carrying out monitoring, control and surveillance,










—


initiatives, including seminars and media tools, aimed at enhancing awareness both among fishermen and other players such as inspectors, public prosecutors and judges, and among the general public of the need to fight irresponsible and illegal fishing and on the implementation of the rules of the common fisheries policy,










—


implementation of systems and procedures to enable traceability and instruments to control fleet capacity through the monitoring of engine power,










—


pilot projects such as CCTV (closed circuit television).





Legal basis

Council Regulation (EC) No 2371/2002 of 20 December 2002 on the conservation and sustainable exploitation of fisheries resources under the Common Fisheries Policy (OJ L 358, 31.12.2002, p. 59).
Council Regulation (EC) No 861/2006 of 22 May 2006 establishing Union financial measures for the implementation of the common fisheries policy and in the area of the Law of the Sea (OJ L 160, 14.6.2006, p. 1).
Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (OJ L 286, 29.10.2008, p. 1).
Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Community control system for ensuring compliance with the rules of the common fisheries policy (OJ L 343, 22.12.2009, p. 1).

Reference acts

Commission Regulation (EC) No 391/2007 of 11 April 2007 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States in implementing the monitoring and control systems applicable to the Common Fisheries Policy (OJ L 97, 12.4.2007, p. 30).
Commission implementing Regulation (EU) No 404/2011 of 8 April 2011 laying down detailed rules for the implementation of Council Regulation (EC) No 1224/2009 establishing a Community control system for ensuring compliance with the rules of the Common Fisheries Policy (OJ L 112, 30.4.2011, p. 1).

TITLE 13


REGIONAL POLICY














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






13 01


ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA


 


88 792 579 


88 792 579 


 


 


88 792 579 


88 792 579 




13 03


EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS


1


30 400 278 699 


27 837 639 461 


239 600 000 


71 880 000 


30 639 878 699 


27 909 519 461 




13 04


COHESION FUND


1


12 350 000 000 


9 106 997 424 


149 800 000 


59 920 000 


12 499 800 000 


9 166 917 424 




13 05


PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES


 


549 770 452 


400 098 052 


 


 


549 770 452 


400 098 052 




13 06


SOLIDARITY FUND


 


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 13 — Total



 



43 388 841 730 




37 433 527 516 




389 400 000 




131 800 000 




43 778 241 730 




37 565 327 516 






CHAPTER 13 03 — EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 03


EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS






13 03 01






Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006)




1.2


p.m.


618 000 000 


 


 


p.m.


618 000 000 






13 03 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 03






Completion of European Regional Development Fund (ERDF) — Objective 1 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 04






Completion of European Regional Development Fund (ERDF) — Objective 2 (2000 to 2006)




1.2


p.m.


62 000 000 


 


 


p.m.


62 000 000 






13 03 05






Completion of European Regional Development Fund (ERDF) — Objective 2 (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 06






Completion of Urban (2000 to 2006)




1.2


p.m.


3 000 000 


 


 


p.m.


3 000 000 






13 03 07






Completion of earlier programmes — Community initiatives (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 08






Completion of European Regional Development Fund (ERDF) — Technical assistance and innovative measures (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 09






Completion of European Regional Development Fund (ERDF) — Technical assistance and innovation measures (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 12






Union contribution to the International Fund for Ireland




1.1


p.m.


p.m.


 


 


p.m.


p.m.






13 03 13






Completion of Interreg III Community initiative (2000 to 2006)




1.2


p.m.


42 000 000 


 


 


p.m.


42 000 000 






13 03 14






Support for regions bordering candidate countries — Completion of earlier programmes (2000 to 2006)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 16






European Regional Development Fund (ERDF) — Convergence




1.2


25 081 705 801 


22 933 000 000 


228 400 000 


68 520 000 


25 310 105 801 


23 001 520 000 






13 03 17






European Regional Development Fund (ERDF) — PEACE




1.2


34 060 138 


45 000 000 


 


 


34 060 138 


45 000 000 






13 03 18






European Regional Development Fund (ERDF) — Regional competitiveness and employment




1.2


4 022 082 950 


3 367 822 988 


 


 


4 022 082 950 


3 367 822 988 






13 03 19






European Regional Development Fund (ERDF) — European territorial cooperation




1.2


1 202 729 810 


723 805 012 


11 200 000 


3 360 000 


1 213 929 810 


727 165 012 






13 03 20






European Regional Development Fund (ERDF) — Operational technical assistance




1.2


50 000 000 


35 583 088 


 


 


50 000 000 


35 583 088 






13 03 21






Pilot project — Pan-European coordination of Roma integration methods




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 22






Pilot project — Erasmus for elected local and regional representatives




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 23






Pilot project — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale




1.2


p.m.


92 000 


 


 


p.m.


92 000 






13 03 24






Preparatory action — Promoting a more favourable environment for micro-credit in Europe




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 26






Pilot project — Suburbs sustainable regeneration




1.2


p.m.


142 163 


 


 


p.m.


142 163 






13 03 27






Preparatory action — RURBAN — Partnership for sustainable urban-rural development




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 28






Preparatory action — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale




1.2


2 000 000 


2 000 000 


 


 


2 000 000 


2 000 000 






13 03 29






Preparatory action — The definition of governance model for the European Union Danube Region — better and effective coordination




1.2


1 000 000 


900 000 


 


 


1 000 000 


900 000 






13 03 30






Pilot project — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region




1.2


p.m.


600 000 


 


 


p.m.


600 000 






13 03 31






Technical assistance and dissemination of information on the European Union Strategy for the Baltic Sea Region and an improved knowledge of macro-regions strategy




1.2


2 500 000 


494 210 


 


 


2 500 000 


494 210 






13 03 32






Preparatory action on an Atlantic Forum for the European Union Atlantic Strategy




1.2


1 200 000 


600 000 


 


 


1 200 000 


600 000 






13 03 33






Preparatory action — Supporting Mayotte, or any other territory potentially affected, with the switchover to outermost-region status




1.2


p.m.


600 000 


 


 


p.m.


600 000 






13 03 34






Preparatory action — Erasmus for elected local and regional representatives




1.2


1 000 000 


1 000 000 


 


 


1 000 000 


1 000 000 






13 03 35






Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region




1.2


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






13 03 40






Risk sharing instruments financed from the ERDF Convergence envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.






13 03 41






Risk sharing instruments financed from the ERDF Regional competitiveness and employment envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 13 03 — Total



 



30 400 278 699 




27 837 639 461 




239 600 000 




71 880 000 




30 639 878 699 




27 909 519 461 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced. Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.
Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.
Measures to combat fraud are funded from Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 15 and 16 December 2005.



                                    13 03 16European Regional Development Fund (ERDF) — Convergence












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




25 081 705 801 


22 933 000 000 


228 400 000 


68 520 000 


25 310 105 801 


23 001 520 000 





Remarks

This appropriation is intended to cover the programmes under the ERDF objective of the convergence in the programming period 2007 to 2013. This objective is aimed at speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment.
Part of this appropriation is intended to be used to address intra-regional disparities so as to ensure that the overall state of development of a given region does not hide poverty loops and disadvantaged territorial units.
In accordance with article 105a, 1 of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation(EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3 (1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).



                                    13 03 19European Regional Development Fund (ERDF) — European territorial cooperation












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 202 729 810 


723 805 012 


11 200 000 


3 360 000 


1 213 929 810 


727 165 012 





Remarks

This appropriation is intended to cover the programmes under the ERDF objective of European territorial cooperation in the programming period 2007 to 2013. This objective shall be aimed at strengthening territorial cooperation and macro-regional cooperation and exchange of experience at the appropriate level.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 13 04 — COHESION FUND














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 04


COHESION FUND






13 04 01






Cohesion Fund — Completion of previous projects (prior to 2007)




1.2


p.m.


790 873 883 


 


 


p.m.


790 873 883 






13 04 02






Cohesion Fund




1.2


12 350 000 000 


8 316 123 541 


149 800 000 


59 920 000 


12 499 800 000 


8 376 043 541 






13 04 03






Risk sharing instruments financed from the Cohesion Fund envelope




1.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 13 04 — Total



 



12 350 000 000 




9 106 997 424 




149 800 000 




59 920 000 




12 499 800 000 




9 166 917 424 






Remarks

Annex II to Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (OJ L 130, 25.5.1994, p. 1) determines the conditions under which advances which do not have the effect of reducing the contribution of the Fund to the operation concerned are to be repaid. Any revenue resulting from such repayments of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.



                                    13 04 02Cohesion Fund












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




12 350 000 000 


8 316 123 541 


149 800 000 


59 920 000 


12 499 800 000 


8 376 043 541 





Remarks

This appropriation is intended to cover the commitments for the Cohesion Fund in the programming period 2007 to 2013.
Anti-fraud operations will be financed under Article 24 02 01.
This appropriation is also intended to finance the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing Regulation (EC) No 1083/2006, as provided for in Article 45 of that Regulation. In particular, it may be used to cover:






—


support expenditure (representation expenses, training, meetings),










—


information and publishing expenditure,










—


expenditure on information technology and telecommunications,










—


contract for the provision of services and studies,










—


grants.




This appropriation is also intended to fund measures approved by the Commission in the context of the preparation of the next programming period.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).
Council Regulation (EC) No 1084/2006 of 11 July 2006 establishing the Cohesion Fund (EC) (OJ L 210, 31.7.2006, p. 79).

Reference acts

Treaty on the Functioning of the European Union, and in particular Articles 174 and 177 thereof.

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




13 05


PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES






13 05 01






Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)






13 05 01 01


Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)


4


p.m.


232 278 493 


 


 


p.m.


232 278 493 




13 05 01 02


Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 13 05 01 — Subtotal



 


p.m.


232 278 493 


 


 


p.m.


232 278 493 






13 05 02






Instrument for Pre-Accession Assistance (IPA) — Regional development component




4


462 000 000 


90 143 824 


 


 


462 000 000 


90 143 824 






13 05 03






Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component






13 05 03 01


Cross-border cooperation (CBC) — Contribution from Subheading 1-b


1.2


51 491 401 


50 000 000 


 


 


51 491 401 


50 000 000 




13 05 03 02


Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4


4


36 279 051 


27 675 735 


 


 


36 279 051 


27 675 735 




 



Article 13 05 03 — Subtotal



 


87 770 452 


77 675 735 


 


 


87 770 452 


77 675 735 




 



Chapter 13 05 — Total



 



549 770 452 




400 098 052 



 


 



549 770 452 




400 098 052 








                                    13 05 02Instrument for Pre-Accession Assistance (IPA) — Regional development component












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




462 000 000 


90 143 824 


 


 


462 000 000 


90 143 824 





Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with Union standards and policies, including where appropriate the acquis of the Union, with a view to membership.
The regional development component shall support countries in policy development and preparation for the implementation and management of Union cohesion policy, in particular in their preparation for the Structural Funds.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 15


EDUCATION AND CULTURE














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






15 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA


 


123 492 923 


123 492 923 


 


 


123 492 923 


123 492 923 




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM


 


1 407 465 664 


1 239 900 741 


9 750 000 


6 389 000 


1 417 215 664 


1 246 289 741 




15 04


DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE


 


175 715 000 


155 120 291 


 


 


175 715 000 


155 120 291 




15 05


ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS


3


147 450 000 


129 177 227 


2 200 000 


1 100 000 


149 650 000 


130 277 227 




15 07


PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS


1


959 252 000 


725 499 900 


4 250 000 


1 275 000 


963 502 000 


726 774 900 




 



Title 15 — Total



 



2 813 375 587 




2 373 191 082 




16 200 000 




8 764 000 




2 829 575 587 




2 381 955 082 






CHAPTER 15 02 — LIFELONG LEARNING, INCLUDING MULTILINGUALISM














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM






15 02 02






Erasmus Mundus




1.1


110 791 000 


86 140 726 


 


 


110 791 000 


86 140 726 






15 02 03






Cooperation with third countries on education and vocational training




4


1 024 000 


3 162 941 


 


 


1 024 000 


3 162 941 






15 02 09






Completion of previous programmes in the field of education and training




1.1


—


p.m.


 


 


—


p.m.






15 02 11






European Institute of Innovation and Technology






15 02 11 01


European Institute of Innovation and Technology — Governing structure


1.1


4 765 110 


4 215 716 


 


 


4 765 110 


4 215 716 




15 02 11 02


European Institute of Innovation and Technology — Knowledge and Innovation Communities (KIC)


1.1


118 300 000 


90 015 023 


 


 


118 300 000 


90 015 023 




 



Article 15 02 11 — Subtotal



 


123 065 110 


94 230 739 


 


 


123 065 110 


94 230 739 






15 02 22






Lifelong learning programme




1.1


1 131 174 154 


1 015 000 000 


9 750 000 


6 389 000 


1 140 924 154 


1 021 389 000 






15 02 23






Preparatory action — Erasmus-style programme for apprentices




1.1


—


275 000 


 


 


—


275 000 






15 02 25






European Centre for the Development of Vocational Training






15 02 25 01


European Centre for the Development of Vocational Training — Contribution to Titles 1 and 2


1.1


12 430 000 


12 430 000 


 


 


12 430 000 


12 430 000 




15 02 25 02


European Centre for the Development of Vocational Training — Contribution to Title 3


1.1


4 954 900 


4 954 900 


 


 


4 954 900 


4 954 900 




 



Article 15 02 25 — Subtotal



 


17 384 900 


17 384 900 


 


 


17 384 900 


17 384 900 






15 02 27






European Training Foundation






15 02 27 01


European Training Foundation — Contribution to Titles 1 and 2


4


15 081 500 


15 081 500 


 


 


15 081 500 


15 081 500 




15 02 27 02


European Training Foundation — Contribution to Title 3


4


4 945 000 


5 445 000 


 


 


4 945 000 


5 445 000 




 



Article 15 02 27 — Subtotal



 


20 026 500 


20 526 500 


 


 


20 026 500 


20 526 500 






15 02 30






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


—


—


 


 


—


—






15 02 31






Pilot project to cover the costs of studies to specialise in European Neighbourhood Policy (ENP) and related academic activities, including the setting-up of the ENP Chair in the College of Europe (Natolin Campus)




1.1


p.m.


579 935 


 


 


p.m.


579 935 






15 02 32






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


—


p.m.


 


 


—


p.m.






15 02 33






Preparatory action to cover the costs of studies for persons specialising in the European Neighbourhood Policy (ENP) and for related academic activities and other educational modules including the functioning of the ENP Chair in the College of Europe (Natolin Campus)




1.1


4 000 000 


2 600 000 


 


 


4 000 000 


2 600 000 




 



Chapter 15 02 — Total



 



1 407 465 664 




1 239 900 741 




9 750 000 




6 389 000 




1 417 215 664 




1 246 289 741 








                                    15 02 22Lifelong learning programme












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 131 174 154 


1 015 000 000 


9 750 000 


6 389 000 


1 140 924 154 


1 021 389 000 





Remarks

In accordance with the decision for an integrated programme in the field of lifelong learning, this appropriation is intended to cover the following specific programmes and horizontal actions:






—


Comenius: for general education activities concerning schools up to and including upper-secondary level,










—


Erasmus: for education and advanced training activities at higher education level, increase in the number of scholarships and funding for them under the Erasmus programmes,










—


Leonardo da Vinci: for all aspects of vocational education and training,










—


Grundtvig: for adult education,










—


Jean Monnet: projects stimulating teaching, research and debate on the European integration process at higher education institutions and operating grants to certain key institutions and associations,










—


a cross-cutting programme: incorporating four key activities to cover policy issues, to make specific provision for language learning and activity related to information and communication technologies where these fall outside the specific programmes, and to provide a better dissemination service.
Special education needs for persons suffering from disabilities or ‘dys’ conditions can be addressed in all the abovementioned sectoral programmes.










—



Brain trust: One part of the increase is intended to support Brain trust, an online knowledge-sharing tool for university students where each student can have a profile page displaying his or her ‘academic CV’, including study courses, publications, references used and keywords to indicate interests of the student. Brain trust platform will give students an overview of their studies and an opportunity to communicate and cooperate based on their academic interests across countries, universities, disciplines and levels of education, regardless of their current institutional affiliation and geographical location. The platform contributes to the strengthening of a pan-European identity and awareness among the young generation of European citizens. It will create an online European dimension to national systems of higher education, supporting the aims of developing the Community as a knowledge society, as set out in the Lifelong Learning Programme 2007-2013, and contributing to the creation of a European Area of Higher Education as part of the Bologna Process;










—



Early Science and Technology Education in Europe: One part of the increase is intended to support a project or action for the enhancement of Early Science and Technology Education in Europe. Vision: In the first formative period (age 3 to 6) all children make first experiences with basic science concepts in order to feed their intrinsic curiosity. The action is aimed at supporting Member States in the development of national strategies in the field of early science education;










—



European University Institute (EUI): One part of the increase is intended to cover, inter alia, supplementary expenditures relating to the activities of the EUI in accordance with Article 36(2)(b) of Decision No 1720/2006/EC establishing the Lifelong Learning Programme. A complementary contribution should be allocated to the EUI's Global Governance Programme. The Programme started in 2010 and is now consolidating and expanding its activities. The increase will further improve and widen the PhD training with respect to global governance and world affairs at the EUI; enlarge the European Academy of Global Governance devoted to top level training, discussion and debates; enhance the community of junior post-doctoral fellows specialised in these areas; attract to the EUI a significant number of senior scholars drawn from Member States’ universities and research centres and from international institutions; further increase the number of interrelated strands of basic and applied research on issues of global governance; promote and support a variety of events, conferences and High-Level Policy Seminars on issues of global governance; and further consolidate the European Network of Global Governance as well as the dissemination activities of the programme.




Part of this appropriation should be used for the promotion of the university education of students with a Roma ethnic background in order to provide them comprehensive support to address their unique challenges and to prevent their drop-out in tertiary education; the support should include scholarships, mentoring, tutoring and additional training in professional development and language competences.
A part of this appropriation should also fund Qualified Master Degree within eligible European universities, which shall be an important tool in the frame of the automatic recognition by all Member States and which must implement a common Master core curriculum. A European label of Qualified Master Degree will be delivered on the basis of the compliance with quality criteria of excellence. The initiative will foster academic recognition of Master degrees across the EU and will represent an important instrument in the goal of the realisation of an effective European Higher Education Area, as it’s been stressed by the recent Bologna Process Ministerial Conference of Bucharest in April 2012 and by the EP initiative report of March 2012. It will be implemented by universities of different Member States and will have, as a side outcome, the comparability of curricula, programs and learning outcomes of the corresponding bachelor degrees.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 1720/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing an action programme in the field of lifelong learning (OJ L 327, 24.11.2006, p. 45).

CHAPTER 15 05 — ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 05


ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS






15 05 06






Special annual events




3.2


2 000 000 


444 789 


 


 


2 000 000 


444 789 






15 05 09






Completion of previous programmes/actions in the field of youth




3.2


—


p.m.


 


 


—


p.m.






15 05 10






Preparatory action — Amicus — Association of Member States Implementing a Community Universal Service




3.2


—


p.m.


 


 


—


p.m.






15 05 11






Preparatory action in the field of sport




3.2


p.m.


209 000 


 


 


p.m.


209 000 






15 05 20






Preparatory action — European partnerships on sport




3.2


4 000 000 


2 500 000 


 


 


4 000 000 


2 500 000 






15 05 55






Youth in Action




3.2


141 450 000 


126 023 438 


2 200 000 


1 100 000 


143 650 000 


127 123 438 




 



Chapter 15 05 — Total



 



147 450 000 




129 177 227 




2 200 000 




1 100 000 




149 650 000 




130 277 227 








                                    15 05 55Youth in Action












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




141 450 000 


126 023 438 


2 200 000 


1 100 000 


143 650 000 


127 123 438 





Remarks

In accordance with the ‘Youth in Action programme 2007-2013’, this appropriation is intended to cover the following measures:






—


Youth for Europe: the aim of this action is to support exchanges between young people in order to increase their mobility and youth initiatives, projects and activities concerning participation in democratic life, in order to develop young people's citizenship and mutual understanding,










—


European Voluntary Service: the aim of this action is to boost young people's participation in various forms of voluntary activities, both within and outside the Union,










—


Youth of the World: the aim of this action is to support projects with the partner countries mentioned in Article 5 of Decision No 1719/2006/EC, in particular exchanges of young people and youth workers, and to support initiatives that reinforce young people's mutual understanding, sense of solidarity and the development of cooperation in the field of youth and civil society in these countries,










—


youth workers and support systems: the aim of this action is to support bodies active at European level in the field of youth, in particular the operation of youth non-governmental organisations, their networking, the exchange, training and networking of youth workers, encouraging innovation and quality in the action undertaken, providing young people with information and developing the structures and activities needed for the programme to meet these goals,










—


support for policy cooperation: the aim of this action is to organise dialogue between the various actors in the field of youth, in particular the young people themselves, youth workers and policymakers, to contribute to the development of policy cooperation in the youth field and to take the necessary steps and establish the networks necessary to better understand youth.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Decision No 1719/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing the ‘Youth in Action’ programme for the period 2007 to 2013 (OJ L 327, 24.11.2006, p. 30).

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 07


PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS






15 07 77






People




1.1


959 252 000 


725 000 000 


4 250 000 


1 275 000 


963 502 000 


726 275 000 






15 07 78






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






15 07 79






Pilot project — Knowledge partnerships




1.1


p.m.


499 900 


 


 


p.m.


499 900 




 



Chapter 15 07 — Total



 



959 252 000 




725 499 900 




4 250 000 




1 275 000 




963 502 000 




726 774 900 








                                    15 07 77People












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




959 252 000 


725 000 000 


4 250 000 


1 275 000 


963 502 000 


726 275 000 





Remarks

Europe needs to become more attractive to researchers, in order to increase its capacity and performance in research and technological development, while consolidating and further developing the European Research Area. Against the background of growing competition at world level, the development of an open and competitive European labour market for researchers with diverse, attractive career prospects is needed.
The added value of the support provided by the specific ‘People’ programme (implemented through the Marie Curie Actions, the Researchers’ Night and the EURAXESS action) is the promotion of the international, interdisciplinary and intersectoral mobility of researchers as a key driver for European Innovation. Marie Curie Actions also foster stronger cooperation between education, research and businesses from different countries in the training and career development of researchers to broaden their skills and prepare them for the jobs of tomorrow. The Marie Curie Actions reinforce a closer partnership between education and businesses in order to increase knowledge exchange and enhance PhD training adapted to the needs of industry. By promoting employment conditions in line with the European researchers’ charter and code, they contribute to making a research career in Europe more attractive.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 272).

TITLE 18


HOME AFFAIRS














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






18 01


ADMINISTRATIVE EXPENDITURE OF THE ‘HOME AFFAIRS’ POLICY AREA


 


40 140 399 


40 140 399 


 


 


40 140 399 


40 140 399 




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE


3


668 459 000 


395 418 412 


40 000 000 


40 000 000 


708 459 000 


435 418 412 




 



40 02 41



 



98 230 000 




57 892 946 



 


 



98 230 000 




57 892 946 





 


 


 


766 689 000 


453 311 358 


 


 


806 689 000 


493 311 358 




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES


3


321 630 000 


162 420 578 


2 100 000 


1 100 000 


323 730 000 


163 520 578 




18 05


SECURITY AND SAFEGUARDING LIBERTIES


3


151 280 140 


132 785 057 


 


 


151 280 140 


132 785 057 




 



40 02 41



 



13 050 000 




8 550 000 



 


 



13 050 000 




8 550 000 





 


 


 


164 330 140 


141 335 057 


 


 


164 330 140 


141 335 057 




18 08


POLICY STRATEGY AND COORDINATION


3


3 500 000 


1 810 784 


 


 


3 500 000 


1 810 784 




 



Title 18 — Total



 



1 185 009 539 




732 575 230 




42 100 000 




41 100 000 




1 227 109 539 




773 675 230 





 




40 01 40, 40 02 41




 




111 280 000 






66 442 946 




 


 




111 280 000 






66 442 946 






 



Total including reserves



 



1 296 289 539 




799 018 176 



 


 



1 338 389 539 




840 118 176 






CHAPTER 18 02 — SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE






18 02 03






European Agency for the Management of Operational Cooperation at the External Borders






18 02 03 01


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2


3.1


29 000 000 


29 000 000 


 


 


29 000 000 


29 000 000 




18 02 03 02


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3


3.1


49 959 000 


49 959 000 


 


 


49 959 000 


49 959 000 




 



Article 18 02 03 — Subtotal



 


78 959 000 


78 959 000 


 


 


78 959 000 


78 959 000 






18 02 04






Schengen information system (SIS II)




3.1


24 000 000 


12 081 571 


 


 


24 000 000 


12 081 571 




 



40 02 41



 



12 750 000 




7 500 000 



 


 



12 750 000 




7 500 000 





 


 


 


36 750 000 


19 581 571 


 


 


36 750 000 


19 581 571 






18 02 05






Visa Information System (VIS)




3.1


7 000 000 


21 568 782 


 


 


7 000 000 


21 568 782 




 



40 02 41



 



1 750 000 




5 471 400 



 


 



1 750 000 




5 471 400 





 


 


 


8 750 000 


27 040 182 


 


 


8 750 000 


27 040 182 






18 02 06






External Borders Fund




3.1


332 000 000 


174 240 625 


 


 


332 000 000 


174 240 625 




 



40 02 41



 



83 000 000 




44 200 000 



 


 



83 000 000 




44 200 000 





 


 


 


415 000 000 


218 440 625 


 


 


415 000 000 


218 440 625 






18 02 07






Schengen evaluation




3.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



730 000 




721 546 



 


 



730 000 




721 546 





 


 


 


730 000 


721 546 


 


 


730 000 


721 546 






18 02 08






Preparatory action — Completion of return management in the area of migration




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 02 09






European Return Fund




3.1


185 500 000 


74 131 434 


 


 


185 500 000 


74 131 434 






18 02 10






Preparatory action — Migration management — Solidarity in action




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 02 11






Agency for the operational management of large-scale IT systems in the area of freedom, security and justice






18 02 11 01


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2


3.1


30 100 000 


24 707 000 


 


 


30 100 000 


24 707 000 




18 02 11 02


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3


3.1


10 900 000 


9 730 000 


 


 


10 900 000 


9 730 000 




 



Article 18 02 11 — Subtotal



 


41 000 000 


34 437 000 


 


 


41 000 000 


34 437 000 






18 02 12






Schengen Facility for Croatia




3.1


p.m.


p.m.


40 000 000 


40 000 000 


40 000 000 


40 000 000 




 



Chapter 18 02 — Total



 



668 459 000 




395 418 412 




40 000 000 




40 000 000 




708 459 000 




435 418 412 





 




40 02 41




 




98 230 000 






57 892 946 




 


 




98 230 000 






57 892 946 






 



Total including reserves



 



766 689 000 




453 311 358 



 


 



806 689 000 




493 311 358 








                                    18 02 12Schengen Facility for Croatia












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


40 000 000 


40 000 000 


40 000 000 


40 000 000 





Remarks


New article

This appropriation is intended to cover the expenditure relating to a temporary instrument to help Croatia between the date of accession and the end of 2014 to finance actions at the new external borders of the Union for the implementation of the Schengen acquis and external border control.

Legal basis

Tasks resulting from the specific powers assigned directly to the Commission by Article 31 of the Act of Accession of Croatia.

CHAPTER 18 03 — MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES






18 03 03






European Refugee Fund (ERF)




3.1


112 330 000 


57 525 993 


 


 


112 330 000 


57 525 993 






18 03 04






Emergency measures in the event of mass influxes of refugees




3.1


9 800 000 


5 238 621 


2 100 000 


1 100 000 


11 900 000 


6 338 621 






18 03 05






European Migration Network




3.1


6 500 000 


3 854 835 


 


 


6 500 000 


3 854 835 






18 03 06






Preparatory action — Completion of integration of third-country nationals




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 07






Completion of ARGO




3.1


—


p.m.


 


 


—


p.m.






18 03 09






European Fund for the Integration of third-country nationals




3.1


177 500 000 


84 826 129 


 


 


177 500 000 


84 826 129 






18 03 11






Eurodac




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 14






European Asylum Support Office (EASO)






18 03 14 01


European Asylum Support Office — Contribution to Titles 1 and 2


3.1


7 000 000 


7 000 000 


 


 


7 000 000 


7 000 000 




18 03 14 02


European Asylum Support Office — Contribution to Title 3


3.1


5 000 000 


2 000 000 


 


 


5 000 000 


2 000 000 




 



Article 18 03 14 — Subtotal



 


12 000 000 


9 000 000 


 


 


12 000 000 


9 000 000 






18 03 15






Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees




3.1


p.m.


225 000 


 


 


p.m.


225 000 






18 03 16






Pilot project — Funding for victims of torture




3.1


2 000 000 


1 000 000 


 


 


2 000 000 


1 000 000 






18 03 17






Preparatory action — Enable the resettlement of refugees during emergency situations




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 18






Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union




3.1


1 000 000 


500 000 


 


 


1 000 000 


500 000 






18 03 19






Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees




3.1


500 000 


250 000 


 


 


500 000 


250 000 




 



Chapter 18 03 — Total



 



321 630 000 




162 420 578 




2 100 000 




1 100 000 




323 730 000 




163 520 578 








                                    18 03 04Emergency measures in the event of mass influxes of refugees












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




9 800 000 


5 238 621 


2 100 000 


1 100 000 


11 900 000 


6 338 621 





Remarks

In the event of mass influxes of refugees or displaced persons, emergency measures in the following areas can be taken under this article:






—


reception and accommodation,










—


provision of subsistence funds,










—


medical, psychological and other assistance, aimed in particular at minors and including specialised assistance to women and girls who have fallen victim to harassment in any form or to criminal acts (rape, violence or specific forms of torture such as forced abortion, female genital mutilation or coerced sterilisation) or have suffered because of poor conditions as refugees,










—


necessary staffing and administrative costs in connection with reception and carrying out the measures,










—


expert missions and ancillary technical assistance for the identification of displaced persons,










—


logistical and transport costs.




Under this provision, emergency measures can also be taken to address situations of particular pressure, characterised by the sudden arrival at particular points on the borders of a large number of third-country nationals who may be in need of international protection, where this places exceptionally heavy and urgent demands on the reception facilities, the asylum system or the infrastructure of the Member State(s) concerned and may give rise to risks to human life, well-being or access to protection provided for under Union legislation.
The duration of such measures must not exceed six months. Besides the measures listed above, emergency measures may include legal aid and language assistance and the provision of translation and interpretation services, country of origin information or expertise and other measures contributing to the rapid identification of persons who may be in need of international protection and to the fair and efficient processing of asylum applications.

Legal basis

Council Directive 2001/55/EC of 20 July 2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of effort between Member States in receiving such persons and bearing the consequences thereof (OJ L 212, 7.8.2001, p. 12).
Decision No 573/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

TITLE 22


ENLARGEMENT













Title
Chapter


Heading


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






22 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENLARGEMENT’ POLICY AREA


88 841 907 


88 841 907 


 


 


88 841 907 


88 841 907 




22 02


ENLARGEMENT PROCESS AND STRATEGY


973 420 021 


743 242 664 


29 000 000 


59 112 500 


1 002 420 021 


802 355 164 




 



Title 22 — Total




1 062 261 928 




832 084 571 




29 000 000 




59 112 500 




1 091 261 928 




891 197 071 






CHAPTER 22 02 — ENLARGEMENT PROCESS AND STRATEGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 02


ENLARGEMENT PROCESS AND STRATEGY






22 02 01






Transition and institution-building assistance to candidate countries




4


293 880 176 


224 117 116 


 


59 112 500 


293 880 176 


283 229 616 






22 02 02






Transition and institution-building assistance to potential candidate countries




4


453 337 844 


339 099 912 


 


 


453 337 844 


339 099 912 






22 02 03






Interim civilian administrations in the western Balkans




4


p.m.


p.m.


 


 


p.m.


p.m.






22 02 04






Cross-border and regional cooperation






22 02 04 01


Cross-border cooperation (CBC) between IPA countries and participation in ERDF transnational/interregional programmes and ENPI sea basins programmes


4


18 787 731 


12 514 374 


 


 


18 787 731 


12 514 374 




22 02 04 02


Cross-border cooperation (CBC) with Member States


4


3 347 971 


1 184 126 


 


 


3 347 971 


1 184 126 




 



Article 22 02 04 — Subtotal



 


22 135 702 


13 698 500 


 


 


22 135 702 


13 698 500 






22 02 05






Completion of former assistance






22 02 05 01


Completion of Phare pre-accession assistance


4


—


p.m.


 


 


—


p.m.




22 02 05 02


Completion of CARDS assistance


4


p.m.


1 976 838 


 


 


p.m.


1 976 838 




22 02 05 03


Completion of former cooperation with Turkey


4


p.m.


p.m.


 


 


p.m.


p.m.




22 02 05 04


Completion of cooperation with Malta and Cyprus


4


—


—


 


 


—


—




22 02 05 05


Completion of preparatory actions concerning the impact of enlargement in Union border regions


3.2


—


p.m.


 


 


—


p.m.




22 02 05 09


Completion of transition facility for new Member States


3.2


p.m.


p.m.


 


 


p.m.


p.m.




22 02 05 10


Completion of Technical Assistance and Information Exchange (TAIEX) actions in connection with the transition facility


3.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 22 02 05 — Subtotal



 


p.m.


1 976 838 


 


 


p.m.


1 976 838 






22 02 06






Technical Assistance and Information Exchange (TAIEX) facility for pre-accession




4


12 000 000 


8 724 776 


 


 


12 000 000 


8 724 776 






22 02 07






Regional, horizontal and ad hoc programmes






22 02 07 01


Regional and horizontal programmes


4


142 566 299 


127 414 143 


 


 


142 566 299 


127 414 143 




22 02 07 02


Evaluation of results of Union aid, follow-up and audit measures


4


3 500 000 


3 459 467 


 


 


3 500 000 


3 459 467 




22 02 07 03


Financial support for encouraging the economic development of the Turkish Cypriot community


4


31 000 000 


14 265 853 


 


 


31 000 000 


14 265 853 




 



Article 22 02 07 — Subtotal



 


177 066 299 


145 139 463 


 


 


177 066 299 


145 139 463 






22 02 08






Pilot project — Preserving and restoring cultural heritage in conflict areas




4


p.m.


932 000 


 


 


p.m.


932 000 






22 02 09






Preparatory action — Preserving and restoring cultural heritage in conflict areas




4


p.m.


p.m.


 


 


p.m.


p.m.






22 02 10






Information and communication






22 02 10 01


Prince — Information and communication


4


5 000 000 


4 358 928 


 


 


5 000 000 


4 358 928 




22 02 10 02


Information and communication for third countries


4


10 000 000 


5 195 131 


 


 


10 000 000 


5 195 131 




 



Article 22 02 10 — Subtotal



 


15 000 000 


9 554 059 


 


 


15 000 000 


9 554 059 






22 02 11






Transition facility for institution-building after accession




3.2


p.m.


p.m.


29 000 000 


 


29 000 000 


p.m.




 



Chapter 22 02 — Total



 



973 420 021 




743 242 664 




29 000 000 




59 112 500 




1 002 420 021 




802 355 164 








                                    22 02 01Transition and institution-building assistance to candidate countries












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




293 880 176 


224 117 116 


 


59 112 500 


293 880 176 


283 229 616 





Remarks

Under the IPA, this appropriation is intended to cover the component ‘transition and institution building’ for candidate countries. The main objective is to develop an effective capacity to implement the acquis of the Union, in particular by means of:






—


strengthening democratic institutions, as well as the rule of law, including its enforcement,










—


the promotion and the protection of human rights and fundamental freedoms and enhanced respect for minority rights, the promotion of gender equality and non-discrimination,










—


public administration reform, including the establishment of a system enabling decentralisation of assistance management to the beneficiary country in accordance with the rules set down in the Financial Regulation,










—


economic reform,










—


the development of civil society and social inclusion, encouraging less well represented groups to gain a voice and participate in civil society, combating all forms of discrimination, and strengthening the rights of women and children and other particularly vulnerable groups, including persons with disabilities and older persons,










—


reconciliation, confidence-building measures and reconstruction.




This appropriation may cover any eligible cooperation measures that are not expressly covered by other components of Regulation (EC) No 1085/2006 and for cooperation between the components.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA), (OJ L 210, 31.7.2006, p. 82).



                                    22 02 11Transition facility for institution-building after accession












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


p.m.


29 000 000 


 


29 000 000 


p.m.





Remarks


New article

This appropriation is intended, for the first year after accession, to provide temporary financial assistance to Croatia to develop and strengthen its administrative and judicial capacity to implement and enforce Union law, and to foster the exchange of best practice among peers. Such assistance shall fund institution-building projects and limited small-scale investments ancillary thereto. It shall address the continued need for strengthening institutional capacity in certain areas through action which cannot be financed by the Structural Funds or by the rural development funds.
Assistance under the transition facility shall be decided and implemented in accordance with Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82) or on the basis of other technical provisions necessary for the operation of the transition facility, to be adopted by the Commission.

Legal basis

Tasks resulting from the specific powers assigned directly to the Commission by Article 30 of the Act of Accession of Croatia.

TITLE 27


BUDGET














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






27 01


ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA


5


67 450 570 


67 450 570 


 


 


67 450 570 


67 450 570 




27 02


BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE


 


p.m.


p.m.


75 000 000 


75 000 000 


75 000 000 


75 000 000 




 



Title 27 — Total



 



67 450 570 




67 450 570 




75 000 000 




75 000 000 




142 450 570 




142 450 570 






CHAPTER 27 02 — BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




27 02


BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE






27 02 01






Deficit carried over from the previous financial year




1.1


p.m.


p.m.


 


 


p.m.


p.m.






27 02 02






Temporary and lump-sum compensation for the new Member States




6


p.m.


p.m.


75 000 000 


75 000 000 


75 000 000 


75 000 000 




 



Chapter 27 02 — Total



 



p.m.




p.m.




75 000 000 




75 000 000 




75 000 000 




75 000 000 








                                    27 02 02Temporary and lump-sum compensation for the new Member States









Budget 2013


Amending budget No. 1/2013


New amount




p.m.


75 000 000 


75 000 000 





Remarks

This appropriation is intended to cover compensation for the new Member States as from the date of entry into force of any Act of Accession that foresees it in the provisions of the act.

Legal basis

Act concerning the conditions of accession of the Republic of Croatia and the adjustments to the Treaty on European Union, the Treaty on the Functioning of the European Union and the Treaty establishing the European Atomic Energy Community (OJ L 112, 24.4.2012, p. 21), and in particular Article 32 thereof.

TITLE 32


ENERGY














Title
Chapter


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






32 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENERGY’ POLICY AREA


 


76 789 240 


76 789 240 


 


 


76 789 240 


76 789 240 




32 03


TRANS-EUROPEAN NETWORKS


1


22 200 000 


11 972 009 


 


 


22 200 000 


11 972 009 




32 04


CONVENTIONAL AND RENEWABLE ENERGIES


 


151 679 511 


377 606 326 


 


 


151 679 511 


377 606 326 




32 05


NUCLEAR ENERGY


1


289 750 000 


199 660 662 


 


 


289 750 000 


199 660 662 




32 06


RESEARCH RELATED TO ENERGY


1


197 127 000 


148 352 814 


757 030 


227 000 


197 884 030 


148 579 814 




 



Title 32 — Total



 



737 545 751 




814 381 051 




757 030 




227 000 




738 302 781 




814 608 051 






CHAPTER 32 06 — RESEARCH RELATED TO ENERGY














Title
Chapter
Article
Item


Heading


FF


Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




32 06


RESEARCH RELATED TO ENERGY






32 06 01






Research related to energy




1.1


170 878 000 


115 842 721 


757 030 


227 000 


171 635 030 


116 069 721 






32 06 02






Research related to energy — Fuel Cells and Hydrogen Joint Undertaking




1.1


26 249 000 


17 683 806 


 


 


26 249 000 


17 683 806 






32 06 03






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






32 06 04






Completion of previous programmes






32 06 04 01


Completion of programmes (prior to 2003)


1.1


—


p.m.


 


 


—


p.m.




32 06 04 02


Completion of the sixth framework programme (2003 to 2006)


1.1


p.m.


14 826 287 


 


 


p.m.


14 826 287 




 



Article 32 06 04 — Subtotal



 


p.m.


14 826 287 


 


 


p.m.


14 826 287 




 



Chapter 32 06 — Total



 



197 127 000 




148 352 814 




757 030 




227 000 




197 884 030 




148 579 814 






Remarks

These remarks are applicable to all the budget lines in this chapter.
These appropriations will be used for the Seventh Framework Programme for research, technological development and demonstration activities, which covers the period 2007 to 2013.
This programme will be carried out in order to pursue the general objectives described in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations also cover administrative expenditure, including expenditure on staff, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure for achievement of the objective of the measure of which they form an integral part, including the action and measures necessary for the preparation and monitoring of the Union's strategy for research, technological development and demonstration activities.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Article 32 06 03.



                                    32 06 01Research related to energy












Budget 2013


Amending budget No. 1/2013


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




170 878 000 


115 842 721 


757 030 


227 000 


171 635 030 


116 069 721 





Remarks

This appropriation is intended to support the European Strategic Energy Technology Plan (SET-Plan) objectives and initiatives. These are primarily: wind, solar, bioenergy, carbon capture and storage (CCS) and electricity grids. In recognition of their important contribution to future sustainable energy systems, two thirds of the budgetary appropriations will be allocated to the renewable and end-use energy efficiency policy areas from 2012 onwards.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).


(1)  The figures in this column correspond to those in the 2013 budget (OJ L 66, 8.3.2013, p. 1) plus Amending budget No 1/2013.

(2)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  The figures in this column correspond to those in the 2013 budget (OJ L 66, 8.3.2013, p. 1) plus Amending budget No 1/2013.

(5)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

(6)  The own resources for the 2013 budget are determined on the basis of the budget forecasts adopted at the 154th meeting of the Advisory Committee on Own Resources on 21 May 2012.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  The GNI and VAT bases of Croatia have been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

(10)  For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

(11)  The VAT base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

(12)  The GNI base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

(13)  Calculation of rate: (97 786 563 423) / (134 003 050 000) = 0,729733863691909.

(14)  Rounded percentages.

(15)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the ten new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2011, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the Union GDP deflator for years 2007-2011 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(16)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(17)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(18)  p.m. (own resources + other revenue = total revenue = total expenditure); (131 628 020 848 + 1 582 967 007 = 133 210 987 855 = 133 210 987 855).

(19)  Total own resources as percentage of GNI: (131 628 020 848) / (13 400 305 000 000) = 0,98 %; own resources ceiling as percentage of GNI: 1,23 %.