P7_TA(2013)0013 Undertakings of collective investment in transferable securities (UCITS) and alternative investment funds managers ***I European Parliament legislative resolution of 16 January 2013 on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings of collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of the excessive reliance on credit ratings (COM(2011)0746 — C7-0419/2011 — 2011/0360(COD)) P7_TC1-COD(2011)0360 Position of the European Parliament adopted at first reading on 16 January 2013 with a view to the adoption of Directive 2013/…/EU of the European Parliament and of the Council amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings
Date: 2013-01-16
Institutions: Committee on Economic and Monetary Affairs, Committee on Legal Affairs, European Parliament
Subjects: economic analysis, financial solvency, investment company, securities, venture capital








C_2015440EN.01019402.xml










30.12.2015   


EN


Official Journal of the European Union


C 440/194





P7_TA(2013)0013
Undertakings of collective investment in transferable securities (UCITS) and alternative investment funds managers ***I
European Parliament legislative resolution of 16 January 2013 on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings of collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of the excessive reliance on credit ratings (COM(2011)0746 — C7-0419/2011 — 2011/0360(COD))
(Ordinary legislative procedure: first reading)
(2015/C 440/27)

The European Parliament,






—


having regard to the Commission proposal to Parliament and the Council (COM(2011)0746),










—


having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0419/2011),










—


having regard to Article 294(3) of the Treaty on the Functioning of the European Union,










—


having regard to the opinion of the European Central Bank of 2 April 2012 (1),










—


having regard to the opinion of the European Economic and Social Committee of 23 May 2012 (2),










—


having regard to the undertaking given by the Council representative by letter of 5 December 2012 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,










—


having regard to Rule 55 of its Rules of Procedure,










—


having regard to the report of the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs (A7-0220/2012),












1.


Adopts its position at first reading hereinafter set out;












2.


Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text;












3.


Instructs its President to forward its position to the Council, the Commission and the national parliaments.






(1)  OJ C 167, 13.6.2012, p. 2.

(2)  OJ C 229, 31.7.2012, p. 64.


P7_TC1-COD(2011)0360
Position of the European Parliament adopted at first reading on 16 January 2013 with a view to the adoption of Directive 2013/…/EU of the European Parliament and of the Council amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Directive 2013/14/EU.)