Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2011
Date: 2012-02-09
Institutions: European Securities and Markets Authority
Subjects: EU office or agency, administrative expenditure (EU), balance sheet, budgetary resources, financial market, financial year, operational expenditure (EU), publication of accounts, securities

9.2.2012

EN

Official Journal of the European Union

C 36/71

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) 
for the financial year 2011

(2012/C 36/17)

C 36/72

EN

Official Journal of the European Union

9.2.2012

ESMA

Title
Chapter

1 

1 0

2 

2 0

REVENUE

Heading

Financial year 2011

Financial year 2010

Financial year 2009

CONTRIBUTION  FROM  NATIONAL  SUPERVISORY  AUTHORI­
TIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

16 962 000

Title 1 — Total

16 962 000

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

Title 2 — Total

6 785 000

6 785 000

GRAND TOTAL

23 747 000

9.2.2012

EN

Official Journal of the European Union

C 36/73

ESMA

Title
Chapter

Heading

Appropriations 2011

Appropriations 2010

Outturn 2009

EXPENDITURE

1 

1 1

1 2

1 3

1 4

1 6

1 7

2 

2 0

2 1

2 2

2 3

2 4

2 5

2 6

3 

3 1

3 2

3 3

9 

9 0

STAFF EXPENDITURE

STAFF IN ACTIVE EMPLOYMENT

EXPENDITURE  RELATING  TO  STAFF  MANAGEMENT  AND  RECRUIT­
MENT

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

SOCIAL- MEDICAL INFRASTRUCTURE

TRAINING

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

7 423 000

86 000

829 000

40 000

72 000

10 000

Title 1 — Total

8 460 000

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

RENTAL OF BUILDING AND ASSOCIATED COSTS

INFORMATION AND COMMUNICATION TECHNOLOGY

MOVABLE PROPERTY AND ASSOCIATED COSTS

CURRENT ADMINISTRATIVE EXPENDITURE

POSTAL AND TELECOMMUNICATIONS

INFORMATION AND PUBLISHING

MEETING EXPENSES

2 800 000

567 000

90 000

222 000

166 000

450 000

407 000

Title 2 — Total

4 702 000

OPERATING EXPENDITURES

COMMON  SUPERVISORY  CULTURE:  TRAINING  FOR  NATIONAL 
SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS

COLLECTION  OF  INFORMATION;  DEVELOPING  AND  MAINTENANCE 
OF A CENTRAL EUROPEAN DATABASE

ON SITE INSPECTIONS CRA

Title 3 — Total

500 000

3 150 000

150 000

3 800 000

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

Title 9 — Total

p.m.

p.m.

GRAND TOTAL

16 962 000

C 36/74

EN

Official Journal of the European Union

9.2.2012

ESMA

Function group and grade

2011

2010

2009

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Establishment plan

AD 16

AD 15

AD 14

AD 13

AD 12

AD 11

AD 10

AD 9

AD 8

AD 7

AD 6

AD 5

AST 11

AST 10

AST 9

AST 8

AST 7

AST 6

AST 5

AST 4

AST 3

AST 2

AST 1

Total AD

Total AST

Total

Grand Total

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

1

1

—

3

4

4

3

7

9

9

8

50

1

1

2

—

1

—

—

—

2

1

1

9

17

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

67

—

—

9.2.2012

EN

Official Journal of the European Union

C 36/75

ESMA

Estimate of number of contract staff (expressed in full-time equivalents) 
and seconded national experts

Contract staff posts

FG IV

FG III

FG II

FG I

Seconded national experts posts

Total FG

Total

2011

1

—

4

—

5

—

5