2012/30/EU, Euratom: Definitive adoption of amending budget No 6 of the European Union for the financial year 2011
Date: 2011-12-01
Institutions: European Parliament
Subjects: European Commission, amending budget, budgetary resources, financial year, general budget (EU)




L_2012020EN.01000101.xml










24.1.2012   


EN


Official Journal of the European Union


L 20/1








            DEFINITIVE ADOPTION
         
of amending budget No 6 of the European Union for the financial year 2011
(2012/30/EU, Euratom)


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 314(4)(a) and 314(9) thereof,


Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


Having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (1),


Having regard to the general budget of the European Union for the financial year 2011, as definitively adopted on 15 December 2010 (2),


Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (3),


Having regard to draft amending budget No 6 to the general budget 2011, which the Commission drew up on 18 October 2011,


Having regard to the position on draft amending budget No 6/2011, which the Council adopted on 30 November 2011,


Having regard to the resolution adopted by Parliament on 1 December 2011 on the Council's position on draft amending budget No 6/2011,


Having regard to Rules 75b and 75e of the European Parliament's Rules of Procedure,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 6 of the European Union for the financial year 2011 has been definitively adopted.




Done at Brussels, 1 December 2011.


The President

J. BUZEK
            





(1)  
            OJ L 248, 16.9.2002, p. 1.

(2)  
            OJ L 68, 15.3.2011


(3)  
            OJ C 139, 14.6.2006, p. 1.





DEFINITIVE ADOPTION OF AMENDING BUDGET No 6 OF THE EUROPEAN UNION FOR THE FINANCIAL YEAR 2011

CONTENTS

GENERAL STATEMENT OF REVENUE






A. Introduction and financing of the general budget
5








B. General statement of revenue by budget heading
19








— Revenue
19








— Title 1: Own resources
20








— Title 3: Surpluses, balances and adjustments
25








— Title 6: Contributions and refunds in connection with Union/Community agreements and programmes
30








— Title 7: Interest on late payments and fines
32




STATEMENT OF REVENUE AND EXPENDITURE BY SECTION


Section III: Commission






— Revenue
38








— Title 6: Contributions and refunds in connection with Union/Community agreements and programmes
39








— Title 7: Interest on late payments and fines
41








— Expenditure
45








— Title 01: Economic and financial affairs
48








— Title 04: Employment and social affairs
51








— Title 05: Agriculture and rural development
57








— Title 07: Environment and climate action
63








— Title 08: Research
65








— Title 09: Information society and media
70








— Title 11: Maritime affairs and fisheries
78








— Title 14: Taxation and customs union
81








— Title 15: Education and culture
83








— Title 17: Health and consumer protection
87








— Title 19: External relations
92








— Title 21: Development and relations with African, Caribbean and Pacific (ACP) States
101










             
         

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2011 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources


EXPENDITURE









Description


Budget 2011 (1)



Budget 2010 (2)



Change (%)










1.


Sustainable growth






53 629 039 384 


47 647 241 763 


12,55










2.


Preservation and management of natural resources






55 983 918 184 


58 135 640 809 


–3,70 










3.


Citizenship, freedom, security and justice






1 700 103 331 


1 477 871 910 


15,04










4.


EU as a global player






7 242 528 574 


7 787 695 183 


–7,00 










5.


Administration






8 171 544 289 


7 907 468 861 


3,34





Total expenditure
 (3)




126 727 133 762 




122 955 918 526 




+3,07 









REVENUE









Description


Budget 2011 (4)



Budget 2010 (5)



Change (%)




Miscellaneous revenue (Titles 4 to 9)


2 083 368 232 


1 432 338 606 


+45,45 




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


4 539 394 283 


2 253 591 199 


+ 101,43 




Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)


p.m.


p.m.


—




Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2)


1 814 882 000 


p.m.


—




Total revenue for Titles 3 to 9


8 437 644 515 


3 685 929 805 


+ 128,91 




Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


16 667 000 000 


15 719 200 000 


+6,03 




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


14 125 977 050 


13 277 325 100 


+6,39 




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


87 496 512 197 


90 273 463 621 


–3,08 




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6)



118 289 489 247 


119 269 988 721 


–0,82 





Total revenue
 (7)




126 727 133 762 




122 955 918 526 




+3,07 









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom











Member State


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base (8)



Member States whose VAT base is capped




 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


1 627 587 000 


3 698 643 000 


50


1 849 321 500 


1 627 587 000 


 




Bulgaria


169 013 000 


370 007 000 


50


185 003 500 


169 013 000 


 




Czech Republic


652 877 000 


1 391 854 000 


50


695 927 000 


652 877 000 


 




Denmark


963 769 000 


2 458 026 000 


50


1 229 013 000 


963 769 000 


 




Germany


11 026 155 000 


26 119 640 000 


50


13 059 820 000 


11 026 155 000 


 




Estonia


71 993 000 


146 742 000 


50


73 371 000 


71 993 000 


 




Ireland


649 089 000 


1 266 969 000 


50


633 484 500 


633 484 500 


Ireland




Greece


1 019 460 000 


2 175 890 000 


50


1 087 945 000 


1 019 460 000 


 




Spain


5 258 235 000 


10 542 672 000 


50


5 271 336 000 


5 258 235 000 


 




France


9 324 427 000 


20 331 649 000 


50


10 165 824 500 


9 324 427 000 


 




Italy


5 759 061 000 


15 753 884 000 


50


7 876 942 000 


5 759 061 000 


 




Cyprus


147 063 000 


179 320 000 


50


89 660 000 


89 660 000 


Cyprus




Latvia


61 563 000 


186 604 000 


50


93 302 000 


61 563 000 


 




Lithuania


118 148 000 


290 314 000 


50


145 157 000 


118 148 000 


 




Luxembourg


217 935 000 


316 518 000 


50


158 259 000 


158 259 000 


Luxembourg




Hungary


421 920 000 


978 454 000 


50


489 227 000 


421 920 000 


 




Malta


44 136 000 


60 993 000 


50


30 496 500 


30 496 500 


Malta




Netherlands


2 767 210 000 


6 121 794 000 


50


3 060 897 000 


2 767 210 000 


 




Austria


1 315 726 000 


2 927 120 000 


50


1 463 560 000 


1 315 726 000 


 




Poland


1 810 016 000 


3 689 995 000 


50


1 844 997 500 


1 810 016 000 


 




Portugal


860 113 000 


1 644 805 000 


50


822 402 500 


822 402 500 


Portugal




Romania


460 410 000 


1 248 095 000 


50


624 047 500 


460 410 000 


 




Slovenia


181 241 000 


361 860 000 


50


180 930 000 


180 930 000 


Slovenia




Slovakia


214 596 000 


687 119 000 


50


343 559 500 


214 596 000 


 




Finland


839 952 000 


1 929 744 000 


50


964 872 000 


839 952 000 


 




Sweden


1 674 991 000 


3 932 868 000 


50


1 966 434 000 


1 674 991 000 


 




United Kingdom


8 417 725 000 


18 044 543 000 


50


9 022 271 500 


8 417 725 000 


 





Total




56 074 411 000 




126 856 122 000 



 



63 428 061 000 




55 890 066 500 



 








TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)








Member State


1 % of capped VAT base


Uniform rate of VAT own resource (9) (in %)


VAT-based own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


1 627 587 000 


0,3000


488 276 100 




Bulgaria


169 013 000 


0,3000


50 703 900 




Czech Republic


652 877 000 


0,3000


195 863 100 




Denmark


963 769 000 


0,3000


289 130 700 




Germany


11 026 155 000 


0,1500


1 653 923 250 




Estonia


71 993 000 


0,3000


21 597 900 




Ireland


633 484 500 


0,3000


190 045 350 




Greece


1 019 460 000 


0,3000


305 838 000 




Spain


5 258 235 000 


0,3000


1 577 470 500 




France


9 324 427 000 


0,3000


2 797 328 100 




Italy


5 759 061 000 


0,3000


1 727 718 300 




Cyprus


89 660 000 


0,3000


26 898 000 




Latvia


61 563 000 


0,3000


18 468 900 




Lithuania


118 148 000 


0,3000


35 444 400 




Luxembourg


158 259 000 


0,3000


47 477 700 




Hungary


421 920 000 


0,3000


126 576 000 




Malta


30 496 500 


0,3000


9 148 950 




Netherlands


2 767 210 000 


0,1000


276 721 000 




Austria


1 315 726 000 


0,2250


296 038 350 




Poland


1 810 016 000 


0,3000


543 004 800 




Portugal


822 402 500 


0,3000


246 720 750 




Romania


460 410 000 


0,3000


138 123 000 




Slovenia


180 930 000 


0,3000


54 279 000 




Slovakia


214 596 000 


0,3000


64 378 800 




Finland


839 952 000 


0,3000


251 985 600 




Sweden


1 674 991 000 


0,1000


167 499 100 




United Kingdom


8 417 725 000 


0,3000


2 525 317 500 





Total




55 890 066 500 



 



14 125 977 050 









TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)








Member State


1 % of gross national income


Uniform rate of ‘additional base’, own resource


‘Additional base’ own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


3 698 643 000 


 


2 551 066 178 




Bulgaria


370 007 000 


 


255 205 042 




Czech Republic


1 391 854 000 


 


960 003 889 




Denmark


2 458 026 000 


 


1 695 375 032 




Germany


26 119 640 000 


 


18 015 507 359 




Estonia


146 742 000 


 


101 212 405 




Ireland


1 266 969 000 


 


873 866 920 




Greece


2 175 890 000 


 


1 500 777 282 




Spain


10 542 672 000 


 


7 271 600 414 




France


20 331 649 000 


 


14 023 354 543 




Italy


15 753 884 000 


 


10 865 931 276 




Cyprus


179 320 000 


 


123 682 439 




Latvia


186 604 000 


0,6897303 (10)



128 706 435 




Lithuania


290 314 000 


 


200 238 365 




Luxembourg


316 518 000 


 


218 312 058 




Hungary


978 454 000 


 


674 869 380 




Malta


60 993 000 


 


42 068 721 




Netherlands


6 121 794 000 


 


4 222 386 866 




Austria


2 927 120 000 


 


2 018 923 381 




Poland


3 689 995 000 


 


2 545 101 391 




Portugal


1 644 805 000 


 


1 134 471 861 




Romania


1 248 095 000 


 


860 848 950 




Slovenia


361 860 000 


 


249 585 810 




Slovakia


687 119 000 


 


473 926 800 




Finland


1 929 744 000 


 


1 331 002 925 




Sweden


3 932 868 000 


 


2 712 618 260 




United Kingdom


18 044 543 000 


 


12 445 868 215 





Total




126 856 122 000 



 



87 496 512 197 









TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2 paragraph (5) of Decision 2007/436/EC, Euratom (Chapter 1 6)









Member State


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction in favour of the Netherlands and Sweden




 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,92


24 197 489 


24 197 489 




Bulgaria


 


0,29


2 420 682 


2 420 682 




Czech Republic


 


1,10


9 105 873 


9 105 873 




Denmark


 


1,94


16 081 048 


16 081 048 




Germany


 


20,59


170 881 511 


170 881 511 




Estonia


 


0,12


960 025 


960 025 




Ireland


 


1,00


8 288 842 


8 288 842 




Greece


 


1,72


14 235 241 


14 235 241 




Spain


 


8,31


68 972 916 


68 972 916 




France


 


16,03


133 014 961 


133 014 961 




Italy


 


12,42


103 066 026 


103 066 026 




Cyprus


 


0,14


1 173 158 


1 173 158 




Latvia


 


0,15


1 220 812 


1 220 812 




Lithuania


 


0,23


1 899 310 


1 899 310 




Luxembourg


 


0,25


2 070 743 


2 070 743 




Hungary


 


0,77


6 401 302 


6 401 302 




Malta


 


0,05


399 032 


399 032 




Netherlands


– 665 039 963 


4,83


40 050 378 


– 624 989 585 




Austria


 


2,31


19 149 984 


19 149 984 




Poland


 


2,91


24 140 912 


24 140 912 




Portugal


 


1,30


10 760 744 


10 760 744 




Romania


 


0,98


8 165 364 


8 165 364 




Slovenia


 


0,29


2 367 383 


2 367 383 




Slovakia


 


0,54


4 495 312 


4 495 312 




Finland


 


1,52


12 624 890 


12 624 890 




Sweden


– 164 885 941 


3,10


25 729 850 


– 139 156 091 




United Kingdom


 


14,22


118 052 116 


118 052 116 





Total




– 829 925 904 




100,00




829 925 904 




0





EU GDP price deflator, in EUR (spring 2010 economic forecast):
(a) 2004 EU25 = 107,4023 / (b) 2006 EU25 = 112,1509 / (c) 2006 EU27 = 112,4894 / (d) 2011 EU27 = 118,4172
Lump-sum for the Netherlands: in 2011 prices:
605 000 000  EUR × [(b/a) × (d/c)] = 665 039 963  EUR
Lump-sum for Sweden: in 2011 prices:
150 000 000  EUR × [(b/a) × (d/c)] = 164 885 941  EUR








TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2010 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)







Description


Coefficient (11) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






15,0995


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






7,7390


 










3.


(1) – (2)






7,3605


 











4.



Total allocated expenditure






 



111 581 136 089 











5.


Enlargement-related expenditure (12) = (5a + 5b)






 


23 885 731 392 










5a.


Pre-accession expenditure






 


2 978 639 088 










5b.


Expenditure related to Article 4(1)(g)






 


20 907 092 304 










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


87 695 404 697 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


4 260 193 166 










8.


United Kingdom's advantage (13)







 


388 810 830 










9.


Core United Kingdom's correction = (7) – (8)






 


3 871 382 336 










10.


Windfall gains deriving from traditional own resources (14)







 


29 810 676 










11.


Correction for the United Kingdom = (9) – (10)






 


3 841 571 660 




According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in paragraph (1)(g) of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.







2007-2012 UK corrections
Difference in original amount in reference to EUR 10,5 billion threshold
(ORD 2007 vs. ORD 2000), in EUR


Difference in current prices


Difference in constant 2004 prices










(A)


2007 UK correction






0


0










(B)


2008 UK correction






– 301 636 064 


– 279 914 923 










(C)


2009 UK correction






–1 350 053 160 


–1 271 666 250 










(D)


2010 UK correction






–2 083 537 505 


–1 918 060 737 










(E)


2011 UK correction






n/a


n/a










(F)


2012 UK correction






n/a


n/a











(G)



Sum of differences = (A) + (B) + (C) + (D) + (E) + (F)







–3 735 226 728 




–3 469 641 910 









TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2007 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5)







Description


Coefficient (15) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






17,4496


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






7,2384


 










3.


(1) – (2)






10,2111


 











4.



Total allocated expenditure






 



105 275 791 730 











5.


Enlargement-related expenditure (16) = (5a + 5b)






 


2 930 808 042 










5a.


Pre-accession expenditure






 


2 930 808 042 










5b.


Expenditure related to Article 4(1)(g)






 


0










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


102 344 983 688 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


6 897 392 491 










8.


United Kingdom's advantage (17)







 


67 188 488 










9.


Core United Kingdom's correction = (7) – (8)






 


6 830 204 004 










10.


Windfall gains deriving from traditional own resources (18)







 


–46 980 802 










11.


Correction for the United Kingdom = (9) – (10)






 


6 877 184 806 








TABLE 5.3

Correction of budgetary imbalances in favour of the United Kingdom for the year 2006 pursuant to article 4 of Council Decision 2000/597/EC, Euratom (chapter 3 5)







Description


Coefficient (19) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






17,2771


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






8,6928


 










3.


(1) – (2)






8,5843


 











4.



Total allocated expenditure






 



97 195 051 529 











5.


Pre-accession expenditure (PAE)






 


1 837 296 087 










6.


PAE-adjusted total allocated expenditure = (4) – (5)






 


95 357 755 442 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


5 402 613 496 










8.


United Kingdom's advantage (20)







 


215 286 076 










9.


Core United Kingdom's correction = (7) – (8)






 


5 187 327 420 










10.


Windfall gains deriving from traditional own resources (21)







 


–9 196 589 










11.


Correction for the United Kingdom = (9) – (10)






 


5 196 524 008 








TABLE 6.1

Calculation of the financing of the correction 2010 for the United Kingdom amounting to EUR –3 841 571 660  (Chapter 1 5)












Member State


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction




 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,92


3,40


5,31


 


1,43


4,83


185 512 958 




Bulgaria


0,29


0,34


0,53


 


0,14


0,48


18 558 453 




Czech Republic


1,10


1,28


2,00


 


0,54


1,82


69 811 267 




Denmark


1,94


2,26


3,53


 


0,95


3,21


123 287 291 




Germany


20,59


24,00


0,00


–18,00 


0,00


6,00


230 537 205 




Estonia


0,12


0,13


0,21


 


0,06


0,19


7 360 143 




Ireland


1,00


1,16


1,82


 


0,49


1,65


63 547 406 




Greece


1,72


2,00


3,12


 


0,84


2,84


109 136 186 




Spain


8,31


9,69


15,12


 


4,08


13,76


528 789 146 




France


16,03


18,69


29,17


 


7,86


26,55


1 019 775 186 




Italy


12,42


14,48


22,60


 


6,09


20,57


790 168 077 




Cyprus


0,14


0,16


0,26


 


0,07


0,23


8 994 159 




Latvia


0,15


0,17


0,27


 


0,07


0,24


9 359 503 




Lithuania


0,23


0,27


0,42


 


0,11


0,38


14 561 289 




Luxembourg


0,25


0,29


0,45


 


0,12


0,41


15 875 604 




Hungary


0,77


0,90


1,40


 


0,38


1,28


49 076 349 




Malta


0,05


0,06


0,09


 


0,02


0,08


3 059 228 




Netherlands


4,83


5,63


0,00


–4,22 


0,00


1,41


54 032 187 




Austria


2,31


2,69


0,00


–2,02 


0,00


0,67


25 835 351 




Poland


2,91


3,39


5,29


 


1,43


4,82


185 079 200 




Portugal


1,30


1,51


2,36


 


0,64


2,15


82 498 538 




Romania


0,98


1,15


1,79


 


0,48


1,63


62 600 742 




Slovenia


0,29


0,33


0,52


 


0,14


0,47


18 149 824 




Slovakia


0,54


0,63


0,99


 


0,27


0,90


34 463 850 




Finland


1,52


1,77


2,77


 


0,75


2,52


96 790 233 




Sweden


3,10


3,61


0,00


–2,71 


0,00


0,90


34 712 285 




United Kingdom


14,22


0,00


0,00


 


0,00


0,00


0





Total




100,00




100,00




100,00




–26,95 




26,95




100,00




3 841 571 660 





The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2007 UK correction (chapter 3 5)






Member State


Amount




 


(1)




Belgium


706 907 




Bulgaria


535 312 




Czech Republic


6 744 356 




Denmark


–5 289 141 




Germany


– 870 891 




Estonia


– 989 889 




Ireland


–6 610 915 




Greece


–10 394 252 




Spain


–14 463 921 




France


–4 098 541 




Italy


–32 446 645 




Cyprus


–71 604 




Latvia


153 180 




Lithuania


108 301 




Luxembourg


– 114 511 




Hungary


757 788 




Malta


11 085 




Netherlands


– 683 089 




Austria


– 640 297 




Poland


14 123 243 




Portugal


3 156 918 




Romania


7 742 255 




Slovenia


657 143 




Slovakia


3 867 642 




Finland


–4 997 969 




Sweden


98 758 




United Kingdom


43 008 777 





Total




0









TABLE 6.3

Financing of the definitive 2006 UK correction (chapter 3 5)






Member State


Amount




 


(1)




Belgium


–8 755 549 




Bulgaria


– 741 523 




Czech Republic


–3 073 164 




Denmark


–5 928 694 




Germany


–11 377 531 




Estonia


– 375 342 




Ireland


–4 203 153 




Greece


–5 690 088 




Spain


–26 632 223 




France


–49 761 580 




Italy


–39 816 491 




Cyprus


– 393 976 




Latvia


– 532 301 




Lithuania


– 715 807 




Luxembourg


– 771 356 




Hungary


–2 426 193 




Malta


– 137 272 




Netherlands


–2 637 055 




Austria


–1 218 391 




Poland


–7 766 880 




Portugal


–4 055 856 




Romania


–3 137 843 




Slovenia


– 877 883 




Slovakia


–1 383 091 




Finland


–4 673 150 




Sweden


–1 563 025 




United Kingdom


188 645 417 





Total




0









TABLE 7

Summary of financing (22) of the general budget by type of own resource and by Member State
















Member State


Traditional own resources (TOR)


VAT and GNI-based own resources, including adjustments


Total own resources (23)





Net sugar sector levies (75 %)


Net customs duties (75 %)


Total net traditional own resources (75 %)


Collection costs (25 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)




 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


6 600 000 


1 507 642 260 


1 514 242 260 


504 747 420 


488 276 100 


2 551 066 178 


24 197 489 


177 464 316 


3 241 004 083 


3,19


4 755 246 343 




Bulgaria


400 000 


45 406 418 


45 806 418 


15 268 806 


50 703 900 


255 205 042 


2 420 682 


18 352 242 


326 681 866 


0,32


372 488 284 




Czech Republic


3 400 000 


191 135 846 


194 535 846 


64 845 282 


195 863 100 


960 003 889 


9 105 873 


73 482 459 


1 238 455 321 


1,22


1 432 991 167 




Denmark


3 400 000 


299 756 949 


303 156 949 


101 052 316 


289 130 700 


1 695 375 032 


16 081 048 


112 069 456 


2 112 656 236 


2,08


2 415 813 185 




Germany


26 300 000 


3 328 560 834 


3 354 860 834 


1 118 286 941 


1 653 923 250 


18 015 507 359 


170 881 511 


218 288 783 


20 058 600 903 


19,74


23 413 461 737 




Estonia


0


19 766 244 


19 766 244 


6 588 748 


21 597 900 


101 212 405 


960 025 


5 994 912 


129 765 242 


0,13


149 531 486 




Ireland


0


176 031 452 


176 031 452 


58 677 151 


190 045 350 


873 866 920 


8 288 842 


52 733 338 


1 124 934 450 


1,11


1 300 965 902 




Greece


1 400 000 


192 814 112 


194 214 112 


64 738 038 


305 838 000 


1 500 777 282 


14 235 241 


93 051 846 


1 913 902 369 


1,88


2 108 116 481 




Spain


4 700 000 


1 182 245 136 


1 186 945 136 


395 648 379 


1 577 470 500 


7 271 600 414 


68 972 916 


487 693 002 


9 405 736 832 


9,26


10 592 681 968 




France


30 900 000 


1 450 021 795 


1 480 921 795 


493 640 598 


2 797 328 100 


14 023 354 543 


133 014 961 


965 915 065 


17 919 612 669 


17,63


19 400 534 464 




Italy


4 700 000 


1 893 363 721 


1 898 063 721 


632 687 907 


1 727 718 300 


10 865 931 276 


103 066 026 


717 904 941 


13 414 620 543 


13,20


15 312 684 264 




Cyprus


0


26 199 596 


26 199 596 


8 733 199 


26 898 000 


123 682 439 


1 173 158 


8 528 579 


160 282 176 


0,16


186 481 772 




Latvia


0


18 274 452 


18 274 452 


6 091 484 


18 468 900 


128 706 435 


1 220 812 


8 980 382 


157 376 529 


0,15


175 650 981 




Lithuania


800 000 


38 693 354 


39 493 354 


13 164 452 


35 444 400 


200 238 365 


1 899 310 


13 953 783 


251 535 858 


0,25


291 029 212 




Luxembourg


0


13 705 839 


13 705 839 


4 568 613 


47 477 700 


218 312 058 


2 070 743 


14 989 737 


282 850 238 


0,28


296 556 077 




Hungary


2 000 000 


97 525 900 


99 525 900 


33 175 300 


126 576 000 


674 869 380 


6 401 302 


47 407 944 


855 254 626 


0,84


954 780 526 




Malta


0


10 535 781 


10 535 781 


3 511 927 


9 148 950 


42 068 721 


399 032 


2 933 041 


54 549 744 


0,05


65 085 525 




Netherlands


7 300 000 


1 779 241 635 


1 786 541 635 


595 513 878 


276 721 000 


4 222 386 866 


– 624 989 585 


50 712 043 


3 924 830 324 


3,86


5 711 371 959 




Austria


3 200 000 


160 367 637 


163 567 637 


54 522 546 


296 038 350 


2 018 923 381 


19 149 984 


23 976 663 


2 358 088 378 


2,32


2 521 656 015 




Poland


12 800 000 


332 949 320 


345 749 320 


115 249 774 


543 004 800 


2 545 101 391 


24 140 912 


191 435 563 


3 303 682 666 


3,25


3 649 431 986 




Portugal


200 000 


128 853 531 


129 053 531 


43 017 844 


246 720 750 


1 134 471 861 


10 760 744 


81 599 600 


1 473 552 955 


1,45


1 602 606 486 




Romania


1 000 000 


103 120 120 


104 120 120 


34 706 707 


138 123 000 


860 848 950 


8 165 364 


67 205 154 


1 074 342 468 


1,06


1 178 462 588 




Slovenia


0


66 571 217 


66 571 217 


22 190 406 


54 279 000 


249 585 810 


2 367 383 


17 929 084 


324 161 277 


0,32


390 732 494 




Slovakia


1 400 000 


105 823 993 


107 223 993 


35 741 331 


64 378 800 


473 926 800 


4 495 312 


36 948 401 


579 749 313 


0,57


686 973 306 




Finland


800 000 


141 720 237 


142 520 237 


47 506 746 


251 985 600 


1 331 002 925 


12 624 890 


87 119 114 


1 682 732 529 


1,66


1 825 252 766 




Sweden


2 600 000 


456 395 106 


458 995 106 


152 998 369 


167 499 100 


2 712 618 260 


– 139 156 091 


33 248 018 


2 774 209 287 


2,73


3 233 204 393 




United Kingdom


9 500 000 


2 776 877 515 


2 786 377 515 


928 792 505 


2 525 317 500 


12 445 868 215 


118 052 116 


–3 609 917 466 


11 479 320 365 


11,30


14 265 697 880 





Total




123 400 000 




16 543 600 000 




16 667 000 000 




5 555 666 667 




14 125 977 050 




87 496 512 197 




0




0




101 622 489 247 




100,00




118 289 489 247 





B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING


REVENUE










Title


Heading


Budget 2011


Amending budget No 6/2011


New amount






1


OWN RESOURCES


120 566 371 247 


–2 276 882 000 


118 289 489 247 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


4 539 394 283 


1 814 882 000 


6 354 276 283 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 180 425 515 


 


1 180 425 515 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


57 294 000 


 


57 294 000 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES


30 000 000 


52 000 000 


82 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


123 000 000 


610 000 000 


733 000 000 




8


BORROWING AND LENDING OPERATIONS


438 717 


 


438 717 




9


MISCELLANEOUS REVENUE


30 210 000 


 


30 210 000 




 



Total




126 527 133 762 




200 000 000 




126 727 133 762 






TITLE 1


OWN RESOURCES










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






1 1


LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM)


123 400 000 


 


123 400 000 




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM


17 743 600 000 


–1 200 000 000 


16 543 600 000 




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(B) OF DECISION 2007/436/EC, EURATOM


14 125 977 050 


 


14 125 977 050 




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM


88 573 394 197 


–1 076 882 000 


87 496 512 197 




1 5


CORRECTION OF BUDGETARY IMBALANCES


0


 


0




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN


0


 


0




 



Title 1 — Total




120 566 371 247 




–2 276 882 000 




118 289 489 247 






CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM






1 2 0






Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom




17 743 600 000 


–1 200 000 000 


16 543 600 000 




 



Chapter 1 2 — Total




17 743 600 000 




–1 200 000 000 




16 543 600 000 








                                       1 2 0Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 6/2011


New amount




17 743 600 000 


–1 200 000 000 


16 543 600 000 





Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.
Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.








Member State


Budget 2011


Amending budget No 6/2011


New amount




Belgium


1 617 000 000 


– 109 357 740 


1 507 642 260 




Bulgaria


48 700 000 


–3 293 582 


45 406 418 




Czech Republic


205 000 000 


–13 864 154 


191 135 846 




Denmark


321 500 000 


–21 743 051 


299 756 949 




Germany


3 570 000 000 


– 241 439 166 


3 328 560 834 




Estonia


21 200 000 


–1 433 756 


19 766 244 




Ireland


188 800 000 


–12 768 548 


176 031 452 




Greece


206 800 000 


–13 985 888 


192 814 112 




Spain


1 268 000 000 


–85 754 864 


1 182 245 136 




France


1 555 200 000 


– 105 178 205 


1 450 021 795 




Italy


2 030 700 000 


– 137 336 279 


1 893 363 721 




Cyprus


28 100 000 


–1 900 404 


26 199 596 




Latvia


19 600 000 


–1 325 548 


18 274 452 




Lithuania


41 500 000 


–2 806 646 


38 693 354 




Luxembourg


14 700 000 


– 994 161 


13 705 839 




Hungary


104 600 000 


–7 074 100 


97 525 900 




Malta


11 300 000 


– 764 219 


10 535 781 




Netherlands


1 908 300 000 


– 129 058 365 


1 779 241 635 




Austria


172 000 000 


–11 632 363 


160 367 637 




Poland


357 100 000 


–24 150 680 


332 949 320 




Portugal


138 200 000 


–9 346 469 


128 853 531 




Romania


110 600 000 


–7 479 880 


103 120 120 




Slovenia


71 400 000 


–4 828 783 


66 571 217 




Slovakia


113 500 000 


–7 676 007 


105 823 993 




Finland


152 000 000 


–10 279 763 


141 720 237 




Sweden


489 500 000 


–33 104 894 


456 395 106 




United Kingdom


2 978 300 000 


– 201 422 485 


2 776 877 515 





Article 1 2 0 — Total



17 743 600 000 


–1 200 000 000 


16 543 600 000 





CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM






1 4 0






Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom




88 573 394 197 


–1 076 882 000 


87 496 512 197 




 



Chapter 1 4 — Total




88 573 394 197 




–1 076 882 000 




87 496 512 197 








                                       1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 6/2011


New amount




88 573 394 197 


–1 076 882 000 


87 496 512 197 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States' gross national income for this financial year is 0,6897 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.








Member State


Budget 2011


Amending budget No 6/2011


New amount




Belgium


2 582 463 970 


–31 397 792 


2 551 066 178 




Bulgaria


258 346 033 


–3 140 991 


255 205 042 




Czech Republic


971 819 342 


–11 815 453 


960 003 889 




Denmark


1 716 241 222 


–20 866 190 


1 695 375 032 




Germany


18 237 237 068 


– 221 729 709 


18 015 507 359 




Estonia


102 458 098 


–1 245 693 


101 212 405 




Ireland


884 622 223 


–10 755 303 


873 866 920 




Greece


1 519 248 418 


–18 471 136 


1 500 777 282 




Spain


7 361 097 188 


–89 496 774 


7 271 600 414 




France


14 195 949 972 


– 172 595 429 


14 023 354 543 




Italy


10 999 666 044 


– 133 734 768 


10 865 931 276 




Cyprus


125 204 687 


–1 522 248 


123 682 439 




Latvia


130 290 516 


–1 584 081 


128 706 435 




Lithuania


202 702 841 


–2 464 476 


200 238 365 




Luxembourg


220 998 980 


–2 686 922 


218 312 058 




Hungary


683 175 478 


–8 306 098 


674 869 380 




Malta


42 586 490 


– 517 769 


42 068 721 




Netherlands


4 274 354 793 


–51 967 927 


4 222 386 866 




Austria


2 043 771 712 


–24 848 331 


2 018 923 381 




Poland


2 576 425 769 


–31 324 378 


2 545 101 391 




Portugal


1 148 434 615 


–13 962 754 


1 134 471 861 




Romania


871 444 032 


–10 595 082 


860 848 950 




Slovenia


252 657 640 


–3 071 830 


249 585 810 




Slovakia


479 759 755 


–5 832 955 


473 926 800 




Finland


1 347 384 528 


–16 381 603 


1 331 002 925 




Sweden


2 746 004 388 


–33 386 128 


2 712 618 260 




United Kingdom


12 599 048 395 


– 153 180 180 


12 445 868 215 





Article 1 4 0 — Total



88 573 394 197 


–1 076 882 000 


87 496 512 197 





TITLE 3


SURPLUSES, BALANCES AND ADJUSTMENTS










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






3 0


SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR


4 539 394 283 


 


4 539 394 283 




3 1


BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000


p.m.


673 159 000 


673 159 000 




3 2


BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000


p.m.


1 141 723 000 


1 141 723 000 




3 4


ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE


p.m.


 


p.m.




3 5


RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


0


 


0




3 6


RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


p.m.


 


p.m.




3 7


ADJUSTMENT RELATING TO THE IMPLEMENTATION OF DECISION 2007/436/EC, EURATOM


—


 


—




 



Title 3 — Total




4 539 394 283 




1 814 882 000 




6 354 276 283 






CHAPTER 3 1 — BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




3 1


BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000






3 1 0






Application for 1995 and subsequent financial years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000






3 1 0 3


Application for 1995 and subsequent years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000


p.m.


673 159 000 


673 159 000 




 



Article 3 1 0 — Subtotal



p.m.


673 159 000 


673 159 000 




 



Chapter 3 1 — Total




p.m.




673 159 000 




673 159 000 








                                       3 1 0Application for 1995 and subsequent financial years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000



                                    3 1 0 3Application for 1995 and subsequent years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000







Budget 2011


Amending budget No 6/2011


New amount




p.m.


673 159 000 


673 159 000 





Remarks

Under Article 7(1) of Regulation (EEC, Euratom) No 1553/89, Member States are to send the Commission a statement of the total amount of the VAT resources base for the previous calendar year before 31 July.
Each Member State is debited with an amount calculated on the basis of that statement according to European Union rules and credited with the 12 payments actually made during the previous financial year. The Commission works out the balance and informs the Member States in time for them to enter it in the Commission's account referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 on the first working day of December of the same year.
Any corrections to the abovementioned statements resulting from Commission controls in accordance with Article 9 of Regulation (EEC, Euratom) No 1553/89 or/and any changes to the GNI of previous financial years that have an effect on the capping of the ‘VAT’ base will lead to adjustments of the ‘VAT’ balances.

Legal basis

Council Regulation (EEC, Euratom) No 1553/89 of 29 May 1989 on the definitive uniform arrangements for the collection of own resources accruing from value added tax (OJ L 155, 7.6.1989, p. 9).
Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(4), (5) and (8) thereof.








Member State


Budget 2011


Amending budget No 6/2011


New amount




Belgium


p.m.


28 248 000 


28 248 000 




Bulgaria


p.m.


492 000 


492 000 




Czech Republic


p.m.


7 670 000 


7 670 000 




Denmark


p.m.


2 075 000 


2 075 000 




Germany


p.m.


16 721 000 


16 721 000 




Estonia


p.m.


1 256 000 


1 256 000 




Ireland


p.m.


3 469 000 


3 469 000 




Greece


p.m.


–27 208 000 


–27 208 000 




Spain


p.m.


386 936 000 


386 936 000 




France


p.m.


119 302 000 


119 302 000 




Italy


p.m.


83 866 000 


83 866 000 




Cyprus


p.m.


67 000 


67 000 




Latvia


p.m.


–2 630 000 


–2 630 000 




Lithuania


p.m.


–7 591 000 


–7 591 000 




Luxembourg


p.m.


– 808 000 


– 808 000 




Hungary


p.m.


–10 819 000 


–10 819 000 




Malta


p.m.


306 000 


306 000 




Netherlands


p.m.


13 623 000 


13 623 000 




Austria


p.m.


4 800 000 


4 800 000 




Poland


p.m.


–2 181 000 


–2 181 000 




Portugal


p.m.


10 613 000 


10 613 000 




Romania


p.m.


–48 000 


–48 000 




Slovenia


p.m.


451 000 


451 000 




Slovakia


p.m.


–4 424 000 


–4 424 000 




Finland


p.m.


14 757 000 


14 757 000 




Sweden


p.m.


6 459 000 


6 459 000 




United Kingdom


p.m.


27 757 000 


27 757 000 




Item 3 1 0 3 — Total


p.m.


673 159 000 


673 159 000 





CHAPTER 3 2 — BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




3 2


BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000






3 2 0






Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000






3 2 0 3


Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000


p.m.


1 141 723 000 


1 141 723 000 




 



Article 3 2 0 — Subtotal



p.m.


1 141 723 000 


1 141 723 000 




 



Chapter 3 2 — Total




p.m.




1 141 723 000 




1 141 723 000 








                                       3 2 0Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000



                                    3 2 0 3Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000







Budget 2011


Amending budget No 6/2011


New amount




p.m.


1 141 723 000 


1 141 723 000 





Remarks

On the basis of figures for aggregate gross national income and its components from the preceding year, supplied by the Member States in accordance with Article 2(2) of Regulation (EC, Euratom) No 1287/2003, each Member State shall be debited with an amount calculated according to European Union rules and credited with the 12 payments made during that previous financial year.
The Commission works out the balance and informs the Member States in time for them to enter it in the account referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 on the first working day of December of the same year.
Any changes to the gross national product/gross national income of previous financial years pursuant to Article 2(2) of Regulation (EC, Euratom) No 1287/2003, subject to Articles 4 and 5 thereof, gives rise for each Member State concerned to an adjustment to the balance established pursuant to Article 10(7) of Regulation (EC, Euratom) No 1150/2000.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(6), (7) and (8) thereof.
Council Regulation (EC, Euratom) No 1287/2003 of 15 July 2003 on the harmonisation of gross national income at market prices (OJ L 181, 19.7.2003, p. 1).








Member State


Budget 2011


Amending budget No 6/2011


New amount




Belgium


p.m.


75 091 000 


75 091 000 




Bulgaria


p.m.


18 780 000 


18 780 000 




Czech Republic


p.m.


193 523 000 


193 523 000 




Denmark


p.m.


8 750 000 


8 750 000 




Germany


p.m.


– 413 112 000 


– 413 112 000 




Estonia


p.m.


5 607 000 


5 607 000 




Ireland


p.m.


12 642 000 


12 642 000 




Greece


p.m.


– 125 366 000 


– 125 366 000 




Spain


p.m.


80 168 000 


80 168 000 




France


p.m.


5 653 000 


5 653 000 




Italy


p.m.


832 542 000 


832 542 000 




Cyprus


p.m.


– 259 000 


– 259 000 




Latvia


p.m.


4 298 000 


4 298 000 




Lithuania


p.m.


13 405 000 


13 405 000 




Luxembourg


p.m.


–3 302 000 


–3 302 000 




Hungary


p.m.


–12 955 000 


–12 955 000 




Malta


p.m.


1 449 000 


1 449 000 




Netherlands


p.m.


–7 047 000 


–7 047 000 




Austria


p.m.


130 157 000 


130 157 000 




Poland


p.m.


8 593 000 


8 593 000 




Portugal


p.m.


52 802 000 


52 802 000 




Romania


p.m.


36 444 000 


36 444 000 




Slovenia


p.m.


2 221 000 


2 221 000 




Slovakia


p.m.


796 000 


796 000 




Finland


p.m.


104 522 000 


104 522 000 




Sweden


p.m.


101 843 000 


101 843 000 




United Kingdom


p.m.


14 478 000 


14 478 000 




Item 3 2 0 3 — Total


p.m.


1 141 723 000 


1 141 723 000 





TITLE 6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






6 0


CONTRIBUTIONS TO UNION/COMMUNITY PROGRAMMES


p.m.


 


p.m.




6 1


REPAYMENT OF MISCELLANEOUS EXPENDITURE


p.m.


 


p.m.




6 2


REVENUE FROM SERVICES RENDERED AGAINST PAYMENT


p.m.


 


p.m.




6 3


CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS


p.m.


 


p.m.




6 5


FINANCIAL CORRECTIONS


p.m.


 


p.m.




6 6


OTHER CONTRIBUTIONS AND REFUNDS


30 000 000 


52 000 000 


82 000 000 




6 7


REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT


p.m.


 


p.m.




6 8


TEMPORARY RESTRUCTURING AMOUNTS


p.m.


 


p.m.




 



Title 6 — Total




30 000 000 




52 000 000 




82 000 000 






CHAPTER 6 6 — OTHER CONTRIBUTIONS AND REFUNDS










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




6 6


OTHER CONTRIBUTIONS AND REFUNDS






6 6 0






Other contributions and refunds






6 6 0 0


Other assigned contributions and refunds — Assigned revenue


p.m.


 


p.m.




6 6 0 1


Other non-assigned contributions and refunds


30 000 000 


52 000 000 


82 000 000 




 



Article 6 6 0 — Subtotal



30 000 000 


52 000 000 


82 000 000 




 



Chapter 6 6 — Total




30 000 000 




52 000 000 




82 000 000 








                                       6 6 0Other contributions and refunds



                                    6 6 0 1Other non-assigned contributions and refunds







Budget 2011


Amending budget No 6/2011


New amount




30 000 000 


52 000 000 


82 000 000 





Remarks

This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used in accordance with Article 18 of the Financial Regulation.







Parliament


 


p.m.




Commission


 


82 000 000 




 


Total


82 000 000 





TITLE 7


INTEREST ON LATE PAYMENTS AND FINES










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






7 0


INTEREST ON LATE PAYMENTS


23 000 000 


175 000 000 


198 000 000 




7 1


FINES


100 000 000 


435 000 000 


535 000 000 




7 2


INTEREST ON DEPOSITS AND FINES


p.m.


 


p.m.




 



Title 7 — Total




123 000 000 




610 000 000 




733 000 000 






CHAPTER 7 0 — INTEREST ON LATE PAYMENTS










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




7 0


INTEREST ON LATE PAYMENTS






7 0 0






Interest on late payments






7 0 0 0


Interest due on late payments into the accounts held with the treasuries of the Member States


5 000 000 


170 000 000 


175 000 000 




7 0 0 1


Other interest on late payments


3 000 000 


 


3 000 000 




 



Article 7 0 0 — Subtotal



8 000 000 


170 000 000 


178 000 000 






7 0 1






Interest on late payments and other interest on fines




15 000 000 


5 000 000 


20 000 000 




 



Chapter 7 0 — Total




23 000 000 




175 000 000 




198 000 000 








                                       7 0 0Interest on late payments



                                    7 0 0 0Interest due on late payments into the accounts held with the treasuries of the Member States







Budget 2011


Amending budget No 6/2011


New amount




5 000 000 


170 000 000 


175 000 000 





Remarks

Any delay by a Member State in making the entry in the account opened in the name of the Commission referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 gives rise to the payment of interest by the Member State concerned.
In the case of Member States whose currency is the euro, the interest rate shall be equal to the rate as published in the Official Journal of the European Union, C series, which the European Central Bank applied to its refinancing operations, on the first day of the month in which the due date fell, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.
In the case of Member States whose currency is not the euro, the rate shall be equal to the rate applied on the first day of the month in question by the Central Banks for their main refinancing operations, increased by two percentage points, or, for the Member States for which the Central Bank rate is not available, the most equivalent rate applied on the first day of the month in question on the Member State's money market, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.
The interest rate applies to all entries of own resources enumerated under Article 10 of Regulation (EC, Euratom) No 1150/2000.







Council


 


p.m.




Commission


 


175 000 000 




European External Action Service


 


p.m.




 


Total


175 000 000 





Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1).
Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.



                                       7 0 1Interest on late payments and other interest on fines









Budget 2011


Amending budget No 6/2011


New amount




15 000 000 


5 000 000 


20 000 000 





Remarks

This article is intended to receive accrued interest on the special bank account for fines and interest on late payment connected with fines.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1), and in particular Article 86 thereof.
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

CHAPTER 7 1 — FINES










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




7 1


FINES






7 1 0






Fines, periodic penalty payments and other penalties




100 000 000 


435 000 000 


535 000 000 






7 1 2






Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty




p.m.


 


p.m.




 



Chapter 7 1 — Total




100 000 000 




435 000 000 




535 000 000 








                                       7 1 0Fines, periodic penalty payments and other penalties









Budget 2011


Amending budget No 6/2011


New amount




100 000 000 


435 000 000 


535 000 000 





Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

SECTION III


COMMISSION


REVENUE










Title


Heading


Budget 2011


Amending budget No 6/2011


New amount






4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


890 812 767 


 


890 812 767 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION


55 700 000 


 


55 700 000 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES


30 000 000 


52 000 000 


82 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


123 000 000 


610 000 000 


733 000 000 




8


BORROWING AND LENDING OPERATIONS


438 717 


 


438 717 




9


MISCELLANEOUS REVENUE


30 000 000 


 


30 000 000 




 



Total




1 129 951 484 




662 000 000 




1 791 951 484 






TITLE 6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






6 0


CONTRIBUTIONS TO UNION/COMMUNITY PROGRAMMES


p.m.


 


p.m.




6 1


REPAYMENT OF MISCELLANEOUS EXPENDITURE


p.m.


 


p.m.




6 2


REVENUE FROM SERVICES RENDERED AGAINST PAYMENT


p.m.


 


p.m.




6 3


CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS


p.m.


 


p.m.




6 5


FINANCIAL CORRECTIONS


p.m.


 


p.m.




6 6


OTHER CONTRIBUTIONS AND REFUNDS


30 000 000 


52 000 000 


82 000 000 




6 7


REVENUE CONCERNING EUROPEAN AGRICULTURE GUARANTEE FUND AND EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT


p.m.


 


p.m.




6 8


TEMPORARY RESTRUCTURING AMOUNTS


p.m.


 


p.m.




 



Title 6 — Total




30 000 000 




52 000 000 




82 000 000 






CHAPTER 6 6 — OTHER CONTRIBUTIONS AND REFUNDS










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




6 6


OTHER CONTRIBUTIONS AND REFUNDS






6 6 0






Other contributions and refunds






6 6 0 0


Other assigned contributions and refunds — Assigned revenue


p.m.


 


p.m.




6 6 0 1


Other non-assigned contributions and refunds


30 000 000 


52 000 000 


82 000 000 




 



Article 6 6 0 — Subtotal



30 000 000 


52 000 000 


82 000 000 




 



Chapter 6 6 — Total




30 000 000 




52 000 000 




82 000 000 








                                    6 6 0Other contributions and refunds



                                 6 6 0 1Other non-assigned contributions and refunds







Budget 2011


Amending budget No 6/2011


New amount




30 000 000 


52 000 000 


82 000 000 





Remarks

This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used, in accordance with Article 18 of the Financial Regulation.

TITLE 7


INTEREST ON LATE PAYMENTS AND FINES










Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount






7 0


INTEREST ON LATE PAYMENTS


23 000 000 


175 000 000 


198 000 000 




7 1


FINES


100 000 000 


435 000 000 


535 000 000 




7 2


INTEREST ON DEPOSITS AND FINES


p.m.


 


p.m.




 



Title 7 — Total




123 000 000 




610 000 000 




733 000 000 






CHAPTER 7 0 — INTEREST ON LATE PAYMENTS










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




7 0


INTEREST ON LATE PAYMENTS






7 0 0






Interest on late payments






7 0 0 0


Interest due on late payments into the accounts held with the treasuries of the Member States


5 000 000 


170 000 000 


175 000 000 




7 0 0 1


Other interest on late payments


3 000 000 


 


3 000 000 




 



Article 7 0 0 — Subtotal



8 000 000 


170 000 000 


178 000 000 






7 0 1






Interest on late payments and other interest on fines




15 000 000 


5 000 000 


20 000 000 




 



Chapter 7 0 — Total




23 000 000 




175 000 000 




198 000 000 








                                    7 0 0Interest on late payments



                                 7 0 0 0Interest due on late payments into the accounts held with the treasuries of the Member States







Budget 2011


Amending budget No 6/2011


New amount




5 000 000 


170 000 000 


175 000 000 





Remarks

Any delay by a Member State in making the entry in the account opened in the name of the Commission, referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 gives rise to the payment of interest by the Member State concerned.
In the case of Member States whose currency is the euro, the interest rate shall be equal to the rate as published in the Official Journal of the European Union, C series, which the European Central Bank applied to its refinancing operations, on the first day of the month in which the due date fell, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.
In the case of Member States whose currency is not the euro, the rate shall be equal to the rate applied on the first day of the month in question by the Central Banks for their main refinancing operations, increased by two percentage points, or, for the Member States for which the Central Bank rate is not available, the most equivalent rate applied on the first day of the month in question on the Member State's money market, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.
The interest rate applies to all entries of own resources enumerated under Article 10 of Regulation (EC, Euratom) No 1150/2000.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1).
Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.



                                    7 0 1Interest on late payments and other interest on fines









Budget 2011


Amending budget No 6/2011


New amount




15 000 000 


5 000 000 


20 000 000 





Remarks

This item is intended to record accrued interest on the special bank account for fines and interest on late payment connected with fines.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1), and in particular Article 86 thereof.
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

CHAPTER 7 1 — FINES










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 6/2011


New amount




7 1


FINES






7 1 0






Fines, periodic penalty payments and other penalties




100 000 000 


435 000 000 


535 000 000 






7 1 2






Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty




p.m.


 


p.m.




 



Chapter 7 1 — Total




100 000 000 




435 000 000 




535 000 000 








                                    7 1 0Fines, periodic penalty payments and other penalties









Budget 2011


Amending budget No 6/2011


New amount




100 000 000 


435 000 000 


535 000 000 





Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within 3 months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).
Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

EXPENDITURE













Title


Heading


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


524 283 196 


341 387 137 


– 104 325 091 


 


419 958 105 


341 387 137 




 



40 01 40




40 929 




40 929 



 


 



40 929 




40 929 





 


 


524 324 125 


341 428 066 


 


 


419 999 034 


341 428 066 




02


ENTERPRISE


1 055 561 122 


1 209 465 022 


 


 


1 055 561 122 


1 209 465 022 




 



40 01 40




52 772 




52 772 



 


 



52 772 




52 772 





 


 


1 055 613 894 


1 209 517 794 


 


 


1 055 613 894 


1 209 517 794 




03


COMPETITION


93 403 671 


93 403 671 


 


 


93 403 671 


93 403 671 




 



40 01 40




56 917 




56 917 



 


 



56 917 




56 917 





 


 


93 460 588 


93 460 588 


 


 


93 460 588 


93 460 588 




04


EMPLOYMENT AND SOCIAL AFFAIRS


11 398 325 662 


9 213 443 236 


3 250 000 


453 000 000 


11 401 575 662 


9 666 443 236 




 



40 01 40, 40 02 41




44 335 




44 335 



 


 



44 335 




44 335 





 


 


11 398 369 997 


9 213 487 571 


 


 


11 401 619 997 


9 666 487 571 




05


AGRICULTURE AND RURAL DEVELOPMENT


57 292 184 763 


55 269 004 060 


–75 977 


– 395 000 000 


57 292 108 786 


54 874 004 060 




 



40 01 40, 40 02 40




74 532 




74 532 



 


 



74 532 




74 532 





 


 


57 292 259 295 


55 269 078 592 


 


 


57 292 183 318 


54 874 078 592 




06


MOBILITY AND TRANSPORT


1 546 683 351 


1 141 803 775 


 


 


1 546 683 351 


1 141 803 775 




 



40 01 40




25 609 




25 609 



 


 



25 609 




25 609 





 


 


1 546 708 960 


1 141 829 384 


 


 


1 546 708 960 


1 141 829 384 




07


ENVIRONMENT AND CLIMATE ACTION


470 550 540 


390 290 122 


– 174 118 


 


470 376 422 


390 290 122 




 



40 01 40, 40 02 41




44 853 




44 853 



 


 



44 853 




44 853 





 


 


470 595 393 


390 334 975 


 


 


470 421 275 


390 334 975 




08


RESEARCH


5 334 630 545 


4 117 083 880 


 


82 000 000 


5 334 630 545 


4 199 083 880 




 



40 01 40




6 884 




6 884 



 


 



6 884 




6 884 





 


 


5 334 637 429 


4 117 090 764 


 


 


5 334 637 429 


4 199 090 764 




09


INFORMATION SOCIETY AND MEDIA


1 538 552 441 


1 334 275 234 


 


60 000 000 


1 538 552 441 


1 394 275 234 




 



40 01 40, 40 02 41




29 384 




29 384 



 


 



29 384 




29 384 





 


 


1 538 581 825 


1 334 304 618 


 


 


1 538 581 825 


1 394 304 618 




10


DIRECT RESEARCH


394 978 000 


396 209 233 


 


 


394 978 000 


396 209 233 




11


MARITIME AFFAIRS AND FISHERIES


948 592 229 


719 026 792 


p.m.


p.m.


948 592 229 


719 026 792 




 



40 01 40, 40 02 41




52 021 983 




52 021 983 




23 140 000 



 



75 161 983 




52 021 983 





 


 


1 000 614 212 


771 048 775 


23 140 000 


 


1 023 754 212 


771 048 775 




12


INTERNAL MARKET


94 868 629 


93 358 064 


 


 


94 868 629 


93 358 064 




 



40 01 40, 40 02 41




35 305 




35 305 



 


 



35 305 




35 305 





 


 


94 903 934 


93 393 369 


 


 


94 903 934 


93 393 369 




13


REGIONAL POLICY


40 584 774 912 


33 519 147 680 


 


 


40 584 774 912 


33 519 147 680 




 



40 01 40




43 816 




43 816 



 


 



43 816 




43 816 





 


 


40 584 818 728 


33 519 191 496 


 


 


40 584 818 728 


33 519 191 496 




14


TAXATION AND CUSTOMS UNION


142 229 539 


114 783 765 


– 129 471 


 


142 100 068 


114 783 765 




 



40 01 40




32 492 




32 492 



 


 



32 492 




32 492 





 


 


142 262 031 


114 816 257 


 


 


142 132 560 


114 816 257 




15


EDUCATION AND CULTURE


2 428 691 266 


1 996 401 080 


–6 326 400 


 


2 422 364 866 


1 996 401 080 




 



40 01 40




38 857 




38 857 



 


 



38 857 




38 857 





 


 


2 428 730 123 


1 996 439 937 


 


 


2 422 403 723 


1 996 439 937 




16


COMMUNICATION


273 374 552 


253 374 552 


 


 


273 374 552 


253 374 552 




 



40 01 40




46 111 




46 111 



 


 



46 111 




46 111 





 


 


273 420 663 


253 420 663 


 


 


273 420 663 


253 420 663 




17


HEALTH AND CONSUMER PROTECTION


692 021 626 


596 046 062 


–23 140 000 


 


668 881 626 


596 046 062 




 



40 01 40




57 583 




57 583 



 


 



57 583 




57 583 





 


 


692 079 209 


596 103 645 


 


 


668 939 209 


596 103 645 




18


AREA OF FREEDOM, SECURITY AND JUSTICE


1 234 986 291 


915 630 180 


 


 


1 234 986 291 


915 630 180 




 



40 01 40, 40 02 41




16 479 335 




13 005 028 



 


 



16 479 335 




13 005 028 





 


 


1 251 465 626 


928 635 208 


 


 


1 251 465 626 


928 635 208 




19


EXTERNAL RELATIONS


4 270 665 587 


3 378 255 172 


100 000 000 


 


4 370 665 587 


3 378 255 172 




 



40 01 40, 40 02 41




44 005 106 




6 441 836 



 


 



44 005 106 




6 441 836 





 


 


4 314 670 693 


3 384 697 008 


 


 


4 414 670 693 


3 384 697 008 




20


TRADE


105 067 905 


104 422 321 


 


 


105 067 905 


104 422 321 




 



40 01 40




34 787 




34 787 



 


 



34 787 




34 787 





 


 


105 102 692 


104 457 108 


 


 


105 102 692 


104 457 108 




21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


1 433 111 933 


1 392 926 690 


54 031 057 


28 565 370 


1 487 142 990 


1 421 492 060 




 



40 01 40, 40 02 41




109 058 175 




86 736 049 




–43 000 000 




–28 565 370 




66 058 175 




58 170 679 





 


 


1 542 170 108 


1 479 662 739 


11 031 057 


 


1 553 201 165 


1 479 662 739 




22


ENLARGEMENT


1 123 357 217 


1 012 513 363 


 


 


1 123 357 217 


1 012 513 363 




 



40 01 40




17 764 




17 764 



 


 



17 764 




17 764 





 


 


1 123 374 981 


1 012 531 127 


 


 


1 123 374 981 


1 012 531 127 




23


HUMANITARIAN AID


878 195 432 


838 516 019 


 


 


878 195 432 


838 516 019 




 



40 01 40




14 878 




14 878 



 


 



14 878 




14 878 





 


 


878 210 310 


838 530 897 


 


 


878 210 310 


838 530 897 




24


FIGHT AGAINST FRAUD


81 749 000 


74 805 171 


 


 


81 749 000 


74 805 171 




25


COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE


190 812 414 


190 812 414 


 


 


190 812 414 


190 812 414 




 



40 01 40




565 027 




565 027 



 


 



565 027 




565 027 





 


 


191 377 441 


191 377 441 


 


 


191 377 441 


191 377 441 




26


COMMISSION'S ADMINISTRATION


1 018 708 135 


1 017 153 328 


 


 


1 018 708 135 


1 017 153 328 




 



40 01 40, 40 02 41




78 381 




78 381 



 


 



78 381 




78 381 





 


 


1 018 786 516 


1 017 231 709 


 


 


1 018 786 516 


1 017 231 709 




27


BUDGET


69 440 094 


69 440 094 


 


 


69 440 094 


69 440 094 




 



40 01 40




30 939 




30 939 



 


 



30 939 




30 939 





 


 


69 471 033 


69 471 033 


 


 


69 471 033 


69 471 033 




28


AUDIT


11 399 202 


11 399 202 


 


 


11 399 202 


11 399 202 




 



40 01 40




7 105 




7 105 



 


 



7 105 




7 105 





 


 


11 406 307 


11 406 307 


 


 


11 406 307 


11 406 307 




29


STATISTICS


145 143 085 


124 373 319 


 


 


145 143 085 


124 373 319 




 



40 01 40




47 443 




47 443 



 


 



47 443 




47 443 





 


 


145 190 528 


124 420 762 


 


 


145 190 528 


124 420 762 




30


PENSIONS AND RELATED EXPENDITURE


1 278 009 000 


1 278 009 000 


 


 


1 278 009 000 


1 278 009 000 




31


LANGUAGE SERVICES


392 908 762 


392 908 762 


 


 


392 908 762 


392 908 762 




 



40 01 40




236 399 




236 399 



 


 



236 399 




236 399 





 


 


393 145 161 


393 145 161 


 


 


393 145 161 


393 145 161 




32


ENERGY


699 617 012 


1 239 252 266 


 


 


699 617 012 


1 239 252 266 




 



40 01 40, 40 02 41




41 299 




41 299 



 


 



41 299 




41 299 





 


 


699 658 311 


1 239 293 565 


 


 


699 658 311 


1 239 293 565 




40


RESERVES


977 129 000 


259 909 297 


 


 


977 129 000 


259 909 297 




 



Total




138 500 737 113 




122 938 920 666 




23 110 000 




228 565 370 




138 523 847 113 




123 167 486 036 





 




40 01 40, 40 02 40, 40 02 41






223 269 000 






159 909 297 






–19 860 000 






–28 565 370 






203 409 000 






131 343 927 






 


 



138 724 006 113 




123 098 829 963 




3 250 000 




200 000 000 




138 727 256 113 




123 298 829 963 






TITLE 01


ECONOMIC AND FINANCIAL AFFAIRS














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA


5


66 574 059 


66 574 059 


 


 


66 574 059 


66 574 059 




 



40 01 40



 



40 929 




40 929 



 


 



40 929 




40 929 





 


 


 


66 614 988 


66 614 988 


 


 


66 614 988 


66 614 988 




01 02


ECONOMIC AND MONETARY UNION


 


14 500 000 


14 713 074 


 


 


14 500 000 


14 713 074 




01 03


INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS


4


139 329 137 


92 654 634 


– 104 325 091 


 


35 004 046 


92 654 634 




01 04


FINANCIAL OPERATIONS AND INSTRUMENTS


 


303 880 000 


167 445 370 


 


 


303 880 000 


167 445 370 




 



Title 01 — Total



 



524 283 196 




341 387 137 




– 104 325 091 



 



419 958 105 




341 387 137 





 




40 01 40




 




40 929 






40 929 




 


 




40 929 






40 929 






 


 


 



524 324 125 




341 428 066 



 


 



419 999 034 




341 428 066 






CHAPTER 01 03 — INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




01 03


INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS






01 03 01






Participation in the capital of international financial institutions






01 03 01 01


European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital


4


34 460 570 


4 101 987 


 


 


34 460 570 


4 101 987 




01 03 01 02


European Bank for Reconstruction and Development — Callable portion of subscribed capital


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 01 03 01 — Subtotal



 


34 460 570 


4 101 987 


 


 


34 460 570 


4 101 987 






01 03 02






Macroeconomic assistance




4


104 868 567 


88 552 647 


– 104 325 091 


 


543 476 


88 552 647 




 



Chapter 01 03 — Total



 



139 329 137 




92 654 634 




– 104 325 091 



 



35 004 046 




92 654 634 








                                    01 03 02Macroeconomic assistance












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




104 868 567 


88 552 647 


– 104 325 091 


 


543 476 


88 552 647 





Remarks

This exceptional assistance aims to ease financial constraints on certain third countries experiencing macroeconomic difficulties characterised by balance of payment deficits and/or serious budgetary imbalances.
It is directly linked to the implementation by the recipient countries of macroeconomic stabilisation and structural adjustment measures. Union action generally complements that of the International Monetary Fund, coordinated with other bilateral donors.
The Commission informs the budgetary authority twice a year of the macroeconomic situation of the beneficiary countries and reports extensively on the implementation of this assistance on a yearly basis.
Appropriations under this article will also be used to cover financial aid for the reconstruction in Georgia of the areas affected by the conflict with Russia. The actions should be primarily geared to the macroeconomic stabilisation of the country. The total financial allocation for the aid was decided at an international donors' conference in 2008.

Legal basis

Council Decision 2006/880/EC of 30 November 2006 providing exceptional Community financial assistance to Kosovo (OJ L 339, 6.12.2006, p. 36).
Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (OJ L 337, 21.12.2007, p. 111).
Council Decision 2009/889/EC of 30 November 2009 providing macro-financial assistance to Georgia (OJ L 320, 5.12.2009, p. 1).
Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (OJ L 320, 5.12.2009, p. 3).

TITLE 04


EMPLOYMENT AND SOCIAL AFFAIRS














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






04 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA


 


95 925 690 


95 925 690 


 


 


95 925 690 


95 925 690 




 



40 01 40



 



44 335 




44 335 



 


 



44 335 




44 335 





 


 


 


95 970 025 


95 970 025 


 


 


95 970 025 


95 970 025 




04 02


EUROPEAN SOCIAL FUND


1


10 963 813 972 


8 743 950 522 


3 250 000 


453 000 000 


10 967 063 972 


9 196 950 522 




04 03


WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY


1


79 130 000 


64 266 181 


 


 


79 130 000 


64 266 181 




04 04


EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY


 


157 056 000 


151 704 616 


 


 


157 056 000 


151 704 616 




04 05


EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)


1


p.m.


97 608 950 


 


 


p.m.


97 608 950 




04 06


INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT


4


102 400 000 


59 987 277 


 


 


102 400 000 


59 987 277 




 



Title 04 — Total



 



11 398 325 662 




9 213 443 236 




3 250 000 




453 000 000 




11 401 575 662 




9 666 443 236 





 




40 01 40, 40 02 41




 




44 335 






44 335 




 


 




44 335 






44 335 






 


 


 



11 398 369 997 




9 213 487 571 



 


 



11 401 619 997 




9 666 487 571 






CHAPTER 04 02 — EUROPEAN SOCIAL FUND














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




04 02


EUROPEAN SOCIAL FUND






04 02 01






Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)




1.2


p.m.


550 800 000 


 


 


p.m.


550 800 000 






04 02 02






Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)




1.2


p.m.


9 700 000 


 


 


p.m.


9 700 000 






04 02 03






Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000)




1.2


p.m.


2 000 000 


 


 


p.m.


2 000 000 






04 02 04






Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006)




1.2


p.m.


48 000 000 


 


 


p.m.


48 000 000 






04 02 05






Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000)




1.2


p.m.


1 000 000 


 


 


p.m.


1 000 000 






04 02 06






Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006)




1.2


p.m.


360 299 039 


 


 


p.m.


360 299 039 






04 02 07






Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000)




1.2


p.m.


2 000 000 


 


 


p.m.


2 000 000 






04 02 08






Completion of EQUAL (2000 to 2006)




1.2


p.m.


72 000 000 


 


 


p.m.


72 000 000 






04 02 09






Completion of previous Community initiative programmes (prior to 2000)




1.2


p.m.


1 000 000 


 


 


p.m.


1 000 000 






04 02 10






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006)




1.2


—


p.m.


 


 


—


p.m.






04 02 11






Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000)




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 17






European Social Fund (ESF) — Convergence




1.2


7 748 847 361 


5 430 000 000 


 


226 350 000 


7 748 847 361 


5 656 350 000 






04 02 18






European Social Fund (ESF) — PEACE




1.2


p.m.


p.m.


 


 


p.m.


p.m.






04 02 19






European Social Fund (ESF) — Regional competitiveness and employment




1.2


3 204 966 611 


2 259 651 483 


 


226 350 000 


3 204 966 611 


2 486 001 483 






04 02 20






European Social Fund (ESF) — Operational technical assistance (2007 to 2013)




1.2


10 000 000 


7 500 000 


3 250 000 


300 000 


13 250 000 


7 800 000 




 



Chapter 04 02 — Total



 



10 963 813 972 




8 743 950 522 




3 250 000 




453 000 000 




10 967 063 972 




9 196 950 522 






Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 18 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.
Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.
Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 18 and 157 of the Financial Regulation.
Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.
The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.
Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty establishing the European Community, and in particular Articles 158, 159 and 161 thereof. Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 16 and 17 December 2005.



                                    04 02 17European Social Fund (ESF) — Convergence












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




7 748 847 361 


5 430 000 000 


 


226 350 000 


7 748 847 361 


5 656 350 000 





Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness and employment, and social inclusion, as well as protecting and improving the quality of the environment.
The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds' priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.
Part of this appropriation supports improvements in child care to enable children to live in a family type setting. This support includes:






—


cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,










—


identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.




Part of the appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).



                                    04 02 19European Social Fund (ESF) — Regional competitiveness and employment












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




3 204 966 611 


2 259 651 483 


 


226 350 000 


3 204 966 611 


2 486 001 483 





Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness and employment, social inclusion, as well as protecting and improving the quality of the environment.
The ‘Regional competitiveness and employment’ objective shall, outside the least-developed regions, be geared to strengthening regions' competitiveness and attractiveness as well as employment by anticipating economic and social changes, including those linked to the opening up of trade, through increasing and improving the quality of investment in human capital, innovation and the promotion of the knowledge society, entrepreneurship, the protection and improvement of the environment, and the improvement of accessibility, the adaptability of workers and businesses as well as the development of inclusive job markets. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.
Part of the appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).



                                    04 02 20European Social Fund (ESF) — Operational technical assistance (2007 to 2013)












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




10 000 000 


7 500 000 


3 250 000 


300 000 


13 250 000 


7 800 000 





Remarks

This appropriation is intended to cover technical assistance as provided for in Articles 45 and 46 of Regulation (EC) No 1083/2006 and in Article 9 of Regulation (EC) No 1081/2006.
Technical assistance covers preparatory, monitoring, evaluation, supervision and management measures required for implementation of the ESF. The appropriation may, in particular, be used to meet:






—


support expenditure (representation expenses, training, meetings, missions),










—


information and publishing expenditure,










—


expenditure on information technology and telecommunications,










—


expenditure on support for accessibility for people with disabilities within technical assistance measures,










—


expenditure on a high level group to ensure the implementation of overarching principles such as equality between men and women, accessibility for disabled people and sustainable development,










—


contracts for the provision of services, evaluation studies (including the ex post evaluation for the period 2000 to 2006) and studies,










—


grants.




Technical assistance also includes exchanges of experience, awareness-raising activities, seminars, networking and peer reviews serving to identify and disseminate good practice and encourage mutual learning and transnational and inter-regional cooperation with the aim of enhancing the policy dimension and contribution of the ESF to the Union objectives in relation to employment and social inclusion.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

TITLE 05


AGRICULTURE AND RURAL DEVELOPMENT














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






05 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


 


133 430 679 


133 430 679 


 


 


133 430 679 


133 430 679 




 



40 01 40



 



74 532 




74 532 



 


 



74 532 




74 532 





 


 


 


133 505 211 


133 505 211 


 


 


133 505 211 


133 505 211 




05 02


INTERVENTIONS IN AGRICULTURAL MARKETS


2


2 969 410 000 


2 966 742 495 


 


 


2 969 410 000 


2 966 742 495 




05 03


DIRECT AIDS


2


39 771 100 000 


39 771 100 000 


 


 


39 771 100 000 


39 771 100 000 




05 04


RURAL DEVELOPMENT


2


14 432 151 552 


12 558 160 388 


 


– 395 000 000 


14 432 151 552 


12 163 160 388 




05 05


PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT


4


215 000 000 


71 318 207 


 


 


215 000 000 


71 318 207 




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


4


6 360 000 


6 055 858 


–75 977 


 


6 284 023 


6 055 858 




05 07


AUDIT OF AGRICULTURAL EXPENDITURE


2


– 262 500 000 


– 262 500 000 


 


 


– 262 500 000 


– 262 500 000 




05 08


POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA


2


27 232 532 


24 696 433 


 


 


27 232 532 


24 696 433 




 



Title 05 — Total



 



57 292 184 763 




55 269 004 060 




–75 977 




– 395 000 000 




57 292 108 786 




54 874 004 060 





 




40 01 40, 40 02 40




 




74 532 






74 532 




 


 




74 532 






74 532 






 


 


 



57 292 259 295 




55 269 078 592 



 


 



57 292 183 318 




54 874 078 592 






CHAPTER 05 04 — RURAL DEVELOPMENT














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 04


RURAL DEVELOPMENT






05 04 01






Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006






05 04 01 14


Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






05 04 02






Rural development financed by the EAGGF Guidance Section — Completion of earlier programmes






05 04 02 01


Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Objective 1 regions (2000 to 2006)


2


p.m.


568 790 562 


 


 


p.m.


568 790 562 




05 04 02 02


Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 03


Completion of earlier programmes in Objectives 1 and 6 regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 04


Completion of earlier programmes in Objective 5b regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 05


Completion of earlier programmes outside Objective 1 regions (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 06


Completion of Leader (2000 to 2006)


2


p.m.


77 775 316 


 


 


p.m.


77 775 316 




05 04 02 07


Completion of earlier Community initiatives (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 08


Completion of earlier innovative measures (prior to 2000)


2


p.m.


p.m.


 


 


p.m.


p.m.




05 04 02 09


Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Operational technical assistance (2000 to 2006)


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 05 04 02 — Subtotal



 


p.m.


646 565 878 


 


 


p.m.


646 565 878 






05 04 03






Other measures






05 04 03 02


Plant and animal genetic resources — Completion of earlier measures


2


p.m.


1 944 383 


 


 


p.m.


1 944 383 




 



Article 05 04 03 — Subtotal



 


p.m.


1 944 383 


 


 


p.m.


1 944 383 






05 04 04






Transitional instrument for the financing of rural development by the EAGGF Guarantee Section for the new Member States — Completion of programmes (2004 to 2006)




2


p.m.


p.m.


 


 


p.m.


p.m.






05 04 05






Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)






05 04 05 01


Rural development programmes


2


14 408 211 311 


11 900 560 364 


 


– 395 000 000 


14 408 211 311 


11 505 560 364 




05 04 05 02


Operational technical assistance


2


22 440 241 


8 339 763 


 


 


22 440 241 


8 339 763 




05 04 05 03


Pilot Project — Exchange programme for young farmers


2


1 500 000 


750 000 


 


 


1 500 000 


750 000 




 



Article 05 04 05 — Subtotal



 


14 432 151 552 


11 909 650 127 


 


– 395 000 000 


14 432 151 552 


11 514 650 127 




 



Chapter 05 04 — Total



 



14 432 151 552 




12 558 160 388 



 



– 395 000 000 




14 432 151 552 




12 163 160 388 








                                    05 04 05Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)



Remarks

Any revenue entered in Article 6 7 1 of the general statement of revenue may give rise to the provision of additional appropriations on any line in this article in accordance with Article 18 of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).
Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 and amending regulation (EC) No 1290/2005 (OJ L 95, 5.4.2007, p. 1).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (OJ L 30, 31.1.2009, p. 16).

                                 05 04 05 01Rural development programmes










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 408 211 311 


11 900 560 364 


 


– 395 000 000 


14 408 211 311 


11 505 560 364 





Remarks

This appropriation is intended to cover the financing of the 2007 to 2013 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).
Of the total commitment appropriations in this item, an amount of EUR 2 095 300 000 results from the compulsory modulation in conformity with Article 9(1) of Regulation (EC) No 73/2009. In addition, an amount of EUR 374 900 000 results from the voluntary modulation in conformity with Regulation (EC) No 378/2007. Rural development measures under all axes will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies. Member States shall report on action taken on the new challenges in rural development measures, including the milk sector.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).
Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 establishing common rules for direct support schemes under the common agricultural policy and establishing certain support schemes for farmers, and amending regulation (EC) No 1290/2005 (OJ L 95, 5.4.2007, p. 1).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (OJ L 30, 31.1.2009, p. 16).

                                 05 04 05 02Operational technical assistance










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




22 440 241 


8 339 763 


 


 


22 440 241 


8 339 763 





Remarks

This appropriation is intended to cover technical assistance measures as provided for by Article 66(1) of Regulation (EC) No 1698/2005 and in particular the European Network for Rural Development.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).

                                 05 04 05 03Pilot Project — Exchange programme for young farmers










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 500 000 


750 000 


 


 


1 500 000 


750 000 





Remarks


New item

This pilot project is intended to establish an exchange programme for young farmers, which would allow for cross-border exchanges of best practice in farm management, in particular in relation to the challenges facing European agriculture, in order to aid in the development of Europe's rural areas.
This programme would provide an invaluable opportunity for young famers to experience at first hand the diverse agricultural realities in the Union by spending time on farms based in a different Member State. This exchange of knowledge and experience among Europe's young farmers would further equip them to meet the demands of European consumers, to contribute to food security and to address other challenges facing European agriculture such as the use of renewable energies, biodiversity loss and carbon storage.

Legal basis

Pilot project within the meaning of Article 49(6) of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

CHAPTER 05 06 — INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




05 06


INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA






05 06 01






International agricultural agreements




4


6 360 000 


6 055 858 


–75 977 


 


6 284 023 


6 055 858 




 



Chapter 05 06 — Total



 



6 360 000 




6 055 858 




–75 977 



 



6 284 023 




6 055 858 








                                    05 06 01International agricultural agreements












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




6 360 000 


6 055 858 


–75 977 


 


6 284 023 


6 055 858 





Remarks

This appropriation is intended to cover the Union's contribution to the international agreements mentioned below.

Legal basis

Council Decision 92/580/EEC of 13 November 1992 on the signing and conclusion of the International Sugar Agreement 1992 (OJ L 379, 23.12.1992, p. 15).
Council Decision 96/88/ΕC of 19 December 1995 concerning the approval by the European Community of the Grains Trade Convention and the Food Aid Convention, constituting the International Grains Agreement 1995 (OJ L 21, 27.1.1996, p. 47).
Council Decision 2000/421/EC of 13 June 2000 on the conclusion, on behalf of the European Community, of the Food Aid Convention 1999 (OJ L 163, 4.7.2000, p. 37).
Council Decision 2005/800/EC of 14 November 2005 concerning the conclusion of the International Agreement on olive oil and table olives 2005 (OJ L 302, 19.11.2005, p. 47).

TITLE 07


ENVIRONMENT AND CLIMATE ACTION














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






07 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT AND CLIMATE ACTION’ POLICY AREA


 


93 845 213 


93 845 213 


 


 


93 845 213 


93 845 213 




 



40 01 40



 



44 853 




44 853 



 


 



44 853 




44 853 





 


 


 


93 890 066 


93 890 066 


 


 


93 890 066 


93 890 066 




07 02


GLOBAL ENVIRONMENTAL AFFAIRS


4


3 150 000 


3 785 230 


 


 


3 150 000 


3 785 230 




07 03


DEVELOPMENT AND IMPLEMENTATION OF UNION ENVIRONMENTAL POLICY AND LEGISLATION


2


349 105 327 


274 350 327 


 


 


349 105 327 


274 350 327 




07 11


GLOBAL CLIMATE ACTION AFFAIRS


4


850 000 


809 352 


– 174 118 


 


675 882 


809 352 




07 12


IMPLEMENTATION OF UNION POLICY AND LEGISLATION ON CLIMATE ACTION


2


17 600 000 


15 000 000 


 


 


17 600 000 


15 000 000 




07 13


CLIMATE MAINSTREAMING AND INNOVATION


2


6 000 000 


2 500 000 


 


 


6 000 000 


2 500 000 




 



Title 07 — Total



 



470 550 540 




390 290 122 




– 174 118 



 



470 376 422 




390 290 122 





 




40 01 40, 40 02 41




 




44 853 






44 853 




 


 




44 853 






44 853 






 


 


 



470 595 393 




390 334 975 



 


 



470 421 275 




390 334 975 






CHAPTER 07 11 — GLOBAL CLIMATE ACTION AFFAIRS














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




07 11


GLOBAL CLIMATE ACTION AFFAIRS






07 11 01






Contribution to multilateral and international climate agreements




4


850 000 


809 352 


– 174 118 


 


675 882 


809 352 




 



Chapter 07 11 — Total



 



850 000 




809 352 




– 174 118 



 



675 882 




809 352 








                                    07 11 01Contribution to multilateral and international climate agreements












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




850 000 


809 352 


– 174 118 


 


675 882 


809 352 





Remarks


Former Article 07 02 01 (in part)

This appropriation is intended to cover obligatory and voluntary contributions to a number of international conventions, protocols and agreements to which the Union is party and preparatory work for future international agreements involving the Union.

Legal basis

Council Decision 88/540/EEC of 14 October 1988 concerning the conclusion of the Vienna Convention for the protection of the ozone layer and the Montreal Protocol on substances that deplete the ozone layer (OJ L 297, 31.10.1988, p. 8).
Council Decision 94/69/EC of 15 December 1993 on the conclusion of the United Nations Framework Convention on Climate Change (OJ L 33, 7.2.1994, p. 11).
Council Decision 2002/358/EC of 25 April 2002 concerning the approval, on behalf of the European Community, of the Kyoto Protocol to the United Nations Framework Convention on Climate Change and the joint fulfilment of commitments thereunder (OJ L 130, 15.5.2002, p. 1).

TITLE 08


RESEARCH














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






08 01


ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA


 


333 124 545 


333 124 545 


 


 


333 124 545 


333 124 545 




 



40 01 40



 



6 884 




6 884 



 


 



6 884 




6 884 





 


 


 


333 131 429 


333 131 429 


 


 


333 131 429 


333 131 429 




08 02


COOPERATION — HEALTH


1


830 789 000 


465 567 921 


 


 


830 789 000 


465 567 921 




08 03


COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY


1


267 892 000 


181 125 393 


 


 


267 892 000 


181 125 393 




08 04


COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES


1


452 444 000 


262 572 880 


 


82 000 000 


452 444 000 


344 572 880 




08 05


COOPERATION — ENERGY


1


157 410 000 


114 947 049 


 


 


157 410 000 


114 947 049 




08 06


COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)


1


252 505 000 


236 420 332 


 


 


252 505 000 


236 420 332 




08 07


COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)


1


414 351 000 


428 450 080 


 


 


414 351 000 


428 450 080 




08 08


COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES


1


84 366 000 


61 891 635 


 


 


84 366 000 


61 891 635 




08 09


COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF)


1


200 000 000 


190 435 799 


 


 


200 000 000 


190 435 799 




08 10


IDEAS


1


1 298 731 000 


714 134 248 


 


 


1 298 731 000 


714 134 248 




08 12


CAPACITIES — RESEARCH INFRASTRUCTURES


1


156 304 000 


200 909 768 


 


 


156 304 000 


200 909 768 




08 13


CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)


1


223 099 000 


173 296 578 


 


 


223 099 000 


173 296 578 




08 14


CAPACITIES — REGIONS OF KNOWLEDGE


1


18 856 000 


16 192 756 


 


 


18 856 000 


16 192 756 




08 15


CAPACITIES — RESEARCH POTENTIAL


1


63 802 000 


51 589 058 


 


 


63 802 000 


51 589 058 




08 16


CAPACITIES — SCIENCE IN SOCIETY


1


44 798 000 


30 469 728 


 


 


44 798 000 


30 469 728 




08 17


CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES


1


28 265 000 


19 043 580 


 


 


28 265 000 


19 043 580 




08 18


CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)


1


50 000 000 


47 608 950 


 


 


50 000 000 


47 608 950 




08 19


CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES


1


9 804 000 


5 713 074 


 


 


9 804 000 


5 713 074 




08 20


EURATOM — FUSION ENERGY


1


396 090 000 


235 092 994 


 


 


396 090 000 


235 092 994 




08 21


EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION


1


52 000 000 


24 280 564 


 


 


52 000 000 


24 280 564 




08 22


COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES


1


p.m.


324 216 948 


 


 


p.m.


324 216 948 




08 23


RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL


1


p.m.


p.m.


 


 


p.m.


p.m.




 



Title 08 — Total



 



5 334 630 545 




4 117 083 880 



 



82 000 000 




5 334 630 545 




4 199 083 880 





 




40 01 40




 




6 884 






6 884 




 


 




6 884 






6 884 






 


 


 



5 334 637 429 




4 117 090 764 



 


 



5 334 637 429 




4 199 090 764 






Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).
These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).
For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure Items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).
Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.
The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.
Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union/Community programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union/Community activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations being made available in accordance with Article 18 of the Financial Regulation.
Additional appropriations will be made available under Article 08 22 04.
In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




08 04


COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES






08 04 01






Cooperation — Nanosciences, nanotechnologies, materials and new production technologies




1.1


442 234 000 


257 088 329 


 


82 000 000 


442 234 000 


339 088 329 






08 04 02






Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking




1.1


10 210 000 


5 484 551 


 


 


10 210 000 


5 484 551 




 



Chapter 08 04 — Total



 



452 444 000 




262 572 880 



 



82 000 000 




452 444 000 




344 572 880 








                                    08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




442 234 000 


257 088 329 


 


82 000 000 


442 234 000 


339 088 329 





Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.
Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5-10 % of global nano research is devoted to this today.
Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure of this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 09


INFORMATION SOCIETY AND MEDIA














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






09 01


ADMINISTRATIVE EXPENDITURE OF THE ‘INFORMATION SOCIETY AND MEDIA’ POLICY AREA


 


127 060 941 


127 060 941 


 


 


127 060 941 


127 060 941 




 



40 01 40



 



29 384 




29 384 



 


 



29 384 




29 384 





 


 


 


127 090 325 


127 090 325 


 


 


127 090 325 


127 090 325 




09 02


REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA


 


31 116 500 


24 540 045 


 


 


31 116 500 


24 540 045 




09 03


ICT TAKE-UP


1


119 120 000 


115 285 305 


 


 


119 120 000 


115 285 305 




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)


1


1 170 285 000 


974 075 401 


 


60 000 000 


1 170 285 000 


1 034 075 401 




09 05


CAPACITIES — RESEARCH INFRASTRUCTURES


1


90 970 000 


93 313 542 


 


 


90 970 000 


93 313 542 




 



Title 09 — Total



 



1 538 552 441 




1 334 275 234 



 



60 000 000 




1 538 552 441 




1 394 275 234 





 




40 01 40, 40 02 41




 




29 384 






29 384 




 


 




29 384 






29 384 






 


 


 



1 538 581 825 




1 334 304 618 



 


 



1 538 581 825 




1 394 304 618 






CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




09 04


COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)






09 04 01






Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)






09 04 01 01


Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)


1.1


1 081 288 900 


852 200 203 


 


60 000 000 


1 081 288 900 


912 200 203 




09 04 01 02


Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking


1.1


43 000 000 


38 087 160 


 


 


43 000 000 


38 087 160 




09 04 01 03


Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking


1.1


1 500 000 


1 428 268 


 


 


1 500 000 


1 428 268 




09 04 01 04


Cooperation — Information and communication technologies — ENIAC Joint Undertaking


1.1


43 000 000 


19 043 580 


 


 


43 000 000 


19 043 580 




09 04 01 05


Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking


1.1


1 496 100 


1 424 555 


 


 


1 496 100 


1 424 555 




 



Article 09 04 01 — Subtotal



 


1 170 285 000 


912 183 766 


 


60 000 000 


1 170 285 000 


972 183 766 






09 04 02






Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development




1.1


p.m.


p.m.


 


 


p.m.


p.m.






09 04 03






Completion of previous European Community framework programmes (prior to 2007)




1.1


—


61 891 635 


 


 


—


61 891 635 




 



Chapter 09 04 — Total



 



1 170 285 000 




974 075 401 



 



60 000 000 




1 170 285 000 




1 034 075 401 








                                    09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)



                                 09 04 01 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 081 288 900 


852 200 203 


 


60 000 000 


1 081 288 900 


912 200 203 





Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs so that the demands of its society and economy are met.
Activities will strengthen Europe's scientific and technology base and insure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe's citizens, businesses, industry and governments.
The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.
The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this Article are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) (OJ L 412, 30.12.2006, p. 1).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

                                 09 04 01 02Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




43 000 000 


38 087 160 


 


 


43 000 000 


38 087 160 





Remarks

The Artemis Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme for research, technological development and demonstration activities (2007-13) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme. It shall, in particular:






—


define and implement a Research Agenda for the development of key technologies for Embedded Computing Systems across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications,










—


support the implementation of R&D activities in particular by awarding funding to participants in selected projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of Embedded Computing Systems, and fostering collaboration between the public and private sectors,










—


ensure the efficiency and durability of the JTI on Embedded Computing Systems,










—


achieve synergy and coordination of European R&D efforts in the field of Embedded Computing Systems including the progressive integration into the Artemis Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka).




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 74/2008 of 20 December 2007 on the establishment of the ‘ARTEMIS Joint Undertaking’ to implement a Joint Technology Initiative in Embedded Computing Systems (OJ L 30, 4.2.2008, p. 52).

                                 09 04 01 03Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 500 000 


1 428 268 


 


 


1 500 000 


1 428 268 





Remarks

The Artemis Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme for research, technological development and demonstration activities (2007-13) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme. It shall, in particular:






—


define and implement a Research Agenda for the development of key technologies for Embedded Computing Systems across different application areas in order to strengthen European competitiveness and sustainability and allow the emergence of new markets and societal applications,










—


support the implementation of R&D activities in particular by awarding funding to participants in selected Projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of Embedded Computing Systems, and fostering collaboration between the public and private sectors,










—


ensure the efficiency and durability of the Joint Technology Initiative on Embedded Computing Systems,










—


achieve synergy and coordination of European R&D efforts in the field of Embedded Computing Systems including the progressive integration into the Artemis Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka).




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 74/2008 of 20 December 2007 on the establishment of the ‘ARTEMIS Joint Undertaking’ to implement a Joint Technology Initiative in Embedded Computing Systems (OJ L 30, 4.2.2008, p. 52).

                                 09 04 01 04Cooperation — Information and communication technologies — ENIAC Joint Undertaking










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




43 000 000 


19 043 580 


 


 


43 000 000 


19 043 580 





Remarks

The ENIAC Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme for research, technological development and demonstration activities (2007-13) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme.
It shall, in particular:






—


define and implement a Research Agenda for the development of key competences for nanoelectronics across different application areas in order to strengthen European competitiveness and sustainability and allow for the emergence of new markets and societal applications,










—


support the activities required for the implementation of the Research Agenda, in particular by awarding funding to participants in selected projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of nanoelectronics, and fostering collaboration between the public and private sectors,










—


achieve synergy and coordination of European R&D efforts in the field of nanoelectronics including, when added value can be created, the progressive integration into the ENIAC Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka),










—


promote the involvement of small and medium-sized enterprises in its activities in line with the objectives of the Seventh Framework Programme.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 72/2008 of 20 December 2007 setting up the ENIAC Joint Undertaking (OJ L 30, 4.2.2008, p. 21).

                                 09 04 01 05Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 496 100 


1 424 555 


 


 


1 496 100 


1 424 555 





Remarks

The ENIAC Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme for research, technological development and demonstration activities (2007-13) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme.
It shall, in particular:






—


define and implement a Research Agenda for the development of key competences for nanoelectronics across different application areas in order to strengthen European competitiveness and sustainability and allow for the emergence of new markets and societal applications,










—


support the activities required for the implementation of the Research Agenda, in particular by awarding funding to participants in selected projects following competitive calls for proposals,










—


promote a public-private partnership aiming at mobilising and pooling Union, national and private efforts, increasing overall R&D investments in the field of nanoelectronics, and fostering collaboration between the public and private sectors,










—


achieve synergy and coordination of European R&D efforts in the field of nanoelectronics including, when added value can be created, the progressive integration into the ENIAC Joint Undertaking of the related activities in this field currently implemented through intergovernmental R&D schemes (Eureka),










—


promote the involvement of small and medium-sized enterprises in its activities in line with the objectives of the Seventh Framework Programme.




The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-13) (OJ L 412, 30.12.2006, p. 1).
Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).
Council Regulation (EC) No 72/2008 of 20 December 2007 setting up the ENIAC Joint Undertaking (OJ L 30, 4.2.2008, p. 21).

TITLE 11


MARITIME AFFAIRS AND FISHERIES














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






11 01


ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA


 


39 895 851 


39 895 851 


 


 


39 895 851 


39 895 851 




 



40 01 40



 



21 983 




21 983 



 


 



21 983 




21 983 





 


 


 


39 917 834 


39 917 834 


 


 


39 917 834 


39 917 834 




11 02


FISHERIES MARKETS


2


29 996 768 


27 485 830 


 


 


29 996 768 


27 485 830 




11 03


INTERNATIONAL FISHERIES AND LAW OF THE SEA


2


101 770 000 


97 364 214 


 


 


101 770 000 


97 364 214 




 



40 02 41



 



52 000 000 




52 000 000 



 


 



52 000 000 




52 000 000 





 


 


 


153 770 000 


149 364 214 


 


 


153 770 000 


149 364 214 




11 04


GOVERNANCE OF THE COMMON FISHERIES POLICY


2


6 400 000 


5 434 902 


 


 


6 400 000 


5 434 902 




11 06


EUROPEAN FISHERIES FUND (EFF)


2


657 435 042 


457 255 943 


 


 


657 435 042 


457 255 943 




11 07


CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES


2


52 500 000 


42 167 340 


 


 


52 500 000 


42 167 340 




11 08


CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY


2


60 594 568 


43 991 428 


 


 


60 594 568 


43 991 428 




11 09


MARITIME POLICY


2


p.m.


5 431 284 


p.m.


p.m.


p.m.


5 431 284 




 



40 02 41



 


 


 



23 140 000 



 



23 140 000 



 




 


 


 


 


 


23 140 000 


 


23 140 000 


 




 



Title 11 — Total



 



948 592 229 




719 026 792 




p.m.




p.m.




948 592 229 




719 026 792 





 




40 01 40, 40 02 41




 




52 021 983 






52 021 983 






23 140 000 




 




75 161 983 






52 021 983 






 


 


 



1 000 614 212 




771 048 775 




23 140 000 



 



1 023 754 212 




771 048 775 






CHAPTER 11 09 — MARITIME POLICY














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 09


MARITIME POLICY






11 09 01






Preparatory action — Maritime policy




2


—


4 609 500 


 


 


—


4 609 500 






11 09 02






Pilot project — Networking and best practices in maritime policy




2


—


821 784 


 


 


—


821 784 






11 09 03






Pilot project — Promote the replacement of vessels in the European commercial fleet with low environmental impact vessels




2


p.m.


p.m.


 


 


p.m.


p.m.






11 09 05






Programme to support the further development of an Integrated Maritime Policy (IMP)




2


 


 


p.m.


p.m.


p.m.


p.m.




 



40 02 41



 


 


 



23 140 000 



 



23 140 000 



 




 


 


 


 


 


23 140 000 


 


23 140 000 


 




 



Chapter 11 09 — Total



 



p.m.




5 431 284 




p.m.




p.m.




p.m.




5 431 284 





 




40 02 41




 


 


 




23 140 000 




 




23 140 000 




 




 


 


 


 


 



23 140 000 



 



23 140 000 



 







                                    11 09 05Programme to support the further development of an Integrated Maritime Policy (IMP)













 


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




11 09 05


 


 


p.m.


p.m.


p.m.


p.m.




40 02 41


 


 


23 140 000 


 


23 140 000 


 




Total


 


 


23 140 000 


p.m.


23 140 000 


p.m.





Remarks

This appropriation is intended to cover expenditure arising from the programme to support the further development of the integrated maritime policy.
This appropriation is also intended to cover, inter alia:






—


the European Marine Observation and Data Network,










—


implementation of the road map for the Common Information Sharing Environment,










—


pilot studies on cross-border maritime spatial planning,










—


information technology applications such as the maritime forum and the European Atlas of the Seas,










—


stakeholder platforms,










—


events and conferences,










—


studies to carry out at a European and sea-basin scale to identify barriers to growth, assess new opportunities and determine human impact on the marine environment.





Conditions for releasing the reserve

The reserve will be released once the corresponding basic act is adopted pursuant to the procedure laid down in Article 294 of the Treaty on the Functioning of the European Union.

Reference acts

Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 29 September 2010, establishing a Programme to support the further development of an integrated maritime policy (COM(2010) 494 final).

TITLE 14


TAXATION AND CUSTOMS UNION














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






14 01


ADMINISTRATIVE EXPENDITURE OF THE ‘TAXATION AND CUSTOMS UNION’ POLICY AREA


 


56 129 539 


56 129 539 


 


 


56 129 539 


56 129 539 




 



40 01 40



 



32 492 




32 492 



 


 



32 492 




32 492 





 


 


 


56 162 031 


56 162 031 


 


 


56 162 031 


56 162 031 




14 02


POLICY STRATEGY AND COORDINATION FOR THE DIRECTORATE-GENERAL FOR TAXATION AND CUSTOMS UNION


1


3 000 000 


2 380 447 


 


 


3 000 000 


2 380 447 




14 03


INTERNATIONAL ASPECTS OF TAXATION AND CUSTOMS


4


2 300 000 


1 237 833 


– 129 471 


 


2 170 529 


1 237 833 




14 04


CUSTOMS POLICY


1


53 000 000 


35 801 930 


 


 


53 000 000 


35 801 930 




14 05


TAXATION POLICY


1


27 800 000 


19 234 016 


 


 


27 800 000 


19 234 016 




 



Title 14 — Total



 



142 229 539 




114 783 765 




– 129 471 



 



142 100 068 




114 783 765 





 




40 01 40




 




32 492 






32 492 




 


 




32 492 






32 492 






 


 


 



142 262 031 




114 816 257 



 


 



142 132 560 




114 816 257 






CHAPTER 14 03 — INTERNATIONAL ASPECTS OF TAXATION AND CUSTOMS














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




14 03


INTERNATIONAL ASPECTS OF TAXATION AND CUSTOMS






14 03 01






Customs cooperation and international assistance — Finalisation of previous programmes




4


—


—


 


 


—


—






14 03 03






Membership of international organisations in the field of customs and tax




4


1 300 000 


1 237 833 


– 129 471 


 


1 170 529 


1 237 833 






14 03 04






Good governance in the area of tax




4


1 000 000 


p.m.


 


 


1 000 000 


p.m.




 



Chapter 14 03 — Total



 



2 300 000 




1 237 833 




– 129 471 



 



2 170 529 




1 237 833 








                                    14 03 03Membership of international organisations in the field of customs and tax












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




1 300 000 


1 237 833 


– 129 471 


 


1 170 529 


1 237 833 





Remarks

This appropriation is intended to cover the contributions of the Union to:






—


the World Customs Organisation (WCO),










—


the International Tax Dialogue (ITD).





Legal basis

Council Decision 2007/668/EC of 25 June 2007 on the exercise of rights and obligations akin to membership ad interim by the European Community in the World Customs Organisation (OJ L 274, 18.10.2007, p. 11).

Reference acts

Commission Decision of 4 June 2008 on the Community's participation in the work of the International Tax Dialogue.

TITLE 15


EDUCATION AND CULTURE














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






15 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA


 


126 032 266 


126 032 266 


 


 


126 032 266 


126 032 266 




 



40 01 40



 



38 857 




38 857 



 


 



38 857 




38 857 





 


 


 


126 071 123 


126 071 123 


 


 


126 071 123 


126 071 123 




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM


 


1 234 987 000 


1 104 727 525 


–6 326 400 


 


1 228 660 600 


1 104 727 525 




15 04


DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE


 


166 157 000 


151 390 000 


 


 


166 157 000 


151 390 000 




15 05


ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS


3


136 108 000 


128 140 000 


 


 


136 108 000 


128 140 000 




15 07


PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS


1


765 407 000 


486 111 289 


 


 


765 407 000 


486 111 289 




 



Title 15 — Total



 



2 428 691 266 




1 996 401 080 




–6 326 400 



 



2 422 364 866 




1 996 401 080 





 




40 01 40




 




38 857 






38 857 




 


 




38 857 






38 857 






 


 


 



2 428 730 123 




1 996 439 937 



 


 



2 422 403 723 




1 996 439 937 






CHAPTER 15 02 — LIFELONG LEARNING, INCLUDING MULTILINGUALISM














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




15 02


LIFELONG LEARNING, INCLUDING MULTILINGUALISM






15 02 02






Erasmus Mundus




1.1


96 540 000 


85 696 110 


 


 


96 540 000 


85 696 110 






15 02 03






Cooperation with third countries on education and vocational training




4


9 000 000 


4 760 895 


–6 326 400 


 


2 673 600 


4 760 895 






15 02 09






Completion of previous programmes in the field of education and training




1.1


—


761 743 


 


 


—


761 743 






15 02 11






European Institute of Innovation and Technology






15 02 11 01


European Institute of Innovation and Technology — Governing structure


1.1


6 200 000 


5 903 510 


 


 


6 200 000 


5 903 510 




15 02 11 02


European Institute of Innovation and Technology — Knowledge and Innovation Communities (KIC)


1.1


56 600 000 


42 790 924 


 


 


56 600 000 


42 790 924 




 



Article 15 02 11 — Subtotal



 


62 800 000 


48 694 434 


 


 


62 800 000 


48 694 434 






15 02 22






Lifelong learning programme




1.1


1 027 655 000 


927 422 343 


 


 


1 027 655 000 


927 422 343 






15 02 23






Preparatory action — Erasmus-style programme for apprentices




1.1


—


300 000 


 


 


—


300 000 






15 02 25






European Centre for the Development of Vocational Training






15 02 25 01


European Centre for the Development of Vocational Training — Contribution to Titles 1 and 2


1.1


12 850 000 


12 850 000 


 


 


12 850 000 


12 850 000 




15 02 25 02


European Centre for the Development of Vocational Training — Contribution to Title 3


1.1


2 892 000 


2 892 000 


 


 


2 892 000 


2 892 000 




 



Article 15 02 25 — Subtotal



 


15 742 000 


15 742 000 


 


 


15 742 000 


15 742 000 






15 02 27






European Training Foundation






15 02 27 01


European Training Foundation — Contribution to Titles 1 and 2


4


14 328 000 


14 328 000 


 


 


14 328 000 


14 328 000 




15 02 27 02


European Training Foundation — Contribution to Title 3


4


6 022 000 


5 522 000 


 


 


6 022 000 


5 522 000 




 



Article 15 02 27 — Subtotal



 


20 350 000 


19 850 000 


 


 


20 350 000 


19 850 000 






15 02 29






Pilot project — Cooperation between European Institutes of Technology




1.1


—


p.m.


 


 


—


p.m.






15 02 30






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


p.m.


p.m.


 


 


p.m.


p.m.






15 02 31






Pilot project to cover costs of studies for specialising in ENP and for related academic activities, including setting-up the ENP Chair in the College of Europe Natolin Campus




1.1


2 900 000 


1 500 000 


 


 


2 900 000 


1 500 000 






15 02 32






Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges




1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 15 02 — Total



 



1 234 987 000 




1 104 727 525 




–6 326 400 



 



1 228 660 600 




1 104 727 525 








                                    15 02 03Cooperation with third countries on education and vocational training












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




9 000 000 


4 760 895 


–6 326 400 


 


2 673 600 


4 760 895 





Remarks

On the basis of the cooperation agreements between the Union/Community and the United States of America and Canada, this appropriation is in particular intended to cover:






—


comparative studies on respective education policies, qualifications and skills,










—


the establishment of an exchange programme for students, learners, teachers and administrators,










—


the promotion of interinstitutional cooperation,










—


aid for the establishment of links between the industrial sectors concerned and universities,










—


the promotion of cooperation with the private sector in developing and broadening the programmes,










—


the development of policy dialogue; complementary measures and prompt dissemination of results.




Assistance is to be increased for European students for studying in the United States and Canada, in particular at universities.

Legal basis

Council Decision 2001/196/EC of 26 February 2001 concerning the conclusion of an Agreement between the European Community and the United States of America renewing a programme of cooperation in higher education and vocational education and training (OJ L 71, 13.3.2001, p. 7).
Council Decision 2001/197/EC of 26 February 2001 concerning the conclusion of an Agreement between the European Community and the Government of Canada renewing a cooperation programme in higher education and training (OJ L 71, 13.3.2001, p. 15).
Council Decision 2006/910/EC of 4 December 2006 concerning the conclusion of the Agreement between the European Community and the United States of America renewing the cooperation programme in higher education and vocational education and training (OJ L 346, 9.12.2006, p. 33).
Council Decision 2006/964/EC of 18 December 2006 on the conclusion of the Agreement between the European Community and the Government of Canada establishing a framework for cooperation in higher education, training and youth (OJ L 397, 30.12.2006, p. 14).

TITLE 17


HEALTH AND CONSUMER PROTECTION













Title
Chapter


Heading


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






17 01


ADMINISTRATIVE EXPENDITURE OF THE ‘HEALTH AND CONSUMER PROTECTION’ POLICY AREA


115 975 626 


115 975 626 


 


 


115 975 626 


115 975 626 




 



40 01 40




57 583 




57 583 



 


 



57 583 




57 583 





 


 


116 033 209 


116 033 209 


 


 


116 033 209 


116 033 209 




17 02


CONSUMER POLICY


20 640 000 


19 900 000 


 


 


20 640 000 


19 900 000 




17 03


PUBLIC HEALTH


205 106 000 


206 748 000 


 


 


205 106 000 


206 748 000 




17 04


FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH


350 300 000 


253 422 436 


–23 140 000 


 


327 160 000 


253 422 436 




 



Title 17 — Total




692 021 626 




596 046 062 




–23 140 000 



 



668 881 626 




596 046 062 





 




40 01 40






57 583 






57 583 




 


 




57 583 






57 583 






 


 



692 079 209 




596 103 645 



 


 



668 939 209 




596 103 645 






CHAPTER 17 04 — FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




17 04


FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH






17 04 01






Animal disease eradication and monitoring programmes and monitoring of the physical conditions of animals that could pose a public health risk linked to an external factor






17 04 01 01


Animal disease eradication and monitoring programmes and monitoring of the physical conditions of animals that could pose a public health risk linked to an external factor — New measures


2


270 000 000 


170 885 000 


–19 810 000 


 


250 190 000 


170 885 000 




 



Article 17 04 01 — Subtotal



 


270 000 000 


170 885 000 


–19 810 000 


 


250 190 000 


170 885 000 






17 04 02






Other measures in the veterinary, animal welfare and public health field






17 04 02 01


Other measures in the veterinary, animal welfare and public health field — New measures


2


18 100 000 


13 000 000 


–3 330 000 


 


14 770 000 


13 000 000 




 



Article 17 04 02 — Subtotal



 


18 100 000 


13 000 000 


–3 330 000 


 


14 770 000 


13 000 000 






17 04 03






Emergency fund for veterinary complaints and other animal contaminations which are a risk to public health






17 04 03 01


Emergency fund for veterinary complaints and other animal contaminations which are a risk to public health — New measures


2


20 000 000 


30 000 000 


 


 


20 000 000 


30 000 000 




17 04 03 03


Preparatory action — Control posts (resting points) in relation to transport of animals


2


p.m.


2 000 000 


 


 


p.m.


2 000 000 




 



Article 17 04 03 — Subtotal



 


20 000 000 


32 000 000 


 


 


20 000 000 


32 000 000 






17 04 04






Plant health measures






17 04 04 01


Plant health measures — New measures


2


12 000 000 


12 000 000 


 


 


12 000 000 


12 000 000 




 



Article 17 04 04 — Subtotal



 


12 000 000 


12 000 000 


 


 


12 000 000 


12 000 000 






17 04 05






Community Plant Variety Office






17 04 05 01


Community Plant Variety Office — Contribution to Titles 1 and 2


2


p.m.


p.m.


 


 


p.m.


p.m.




17 04 05 02


Community Plant Variety Office — Contribution to Title 3


2


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 17 04 05 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






17 04 06






Completion of earlier veterinary and plant health measures




3.2


p.m.


347 000 


 


 


p.m.


347 000 






17 04 07






Feed and food safety and related activities






17 04 07 01


Feed and food safety and related activities — New measures


2


30 000 000 


25 000 000 


 


 


30 000 000 


25 000 000 




 



Article 17 04 07 — Subtotal



 


30 000 000 


25 000 000 


 


 


30 000 000 


25 000 000 






17 04 09






International agreements and membership of international organisations in the fields of food safety, animal health, animal welfare and plant health




4


200 000 


190 436 


 


 


200 000 


190 436 




 



Chapter 17 04 — Total



 



350 300 000 




253 422 436 




–23 140 000 



 



327 160 000 




253 422 436 








                                    17 04 01Animal disease eradication and monitoring programmes and monitoring of the physical conditions of animals that could pose a public health risk linked to an external factor



                                 17 04 01 01Animal disease eradication and monitoring programmes and monitoring of the physical conditions of animals that could pose a public health risk linked to an external factor — New measures










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




270 000 000 


170 885 000 


–19 810 000 


 


250 190 000 


170 885 000 





Remarks

The Union's financial assistance helps accelerate the eradication or control of animal diseases by providing funds to supplement national financial resources and contributes to harmonising measures at Union level. The bulk of these diseases or infections are zoonoses communicable to man (BSE, brucellosis, avian influenza, salmonellosis, tuberculosis, etc.). Moreover, the persistence of the diseases in question hampers the smooth operation of the internal market; fighting them helps to improve the level of public health and to boost food safety in the Union.

Legal basis

Council Decision 2009/470/EC of 25 May 2009 on expenditure in the veterinary field (Codified version) (OJ L 155, 18.6.2009, p. 30).



                                       17 04 02Other measures in the veterinary, animal welfare and public health field



                                    17 04 02 01Other measures in the veterinary, animal welfare and public health field — New measures










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 100 000 


13 000 000 


–3 330 000 


 


14 770 000 


13 000 000 





Remarks

This appropriation is intended to cover the Union's contribution to measures for eliminating obstacles to the free movement of goods in these sectors, for veterinary support and as back-up action.
It consists in providing financial assistance:






—


for the purchase, storage and formulation of foot-and-mouth antigens and of different vaccines,










—


for an information policy in the field of animal protection, including information campaigns and programmes to inform the public about the harmlessness of consumption of meat from vaccinated animals, as well as information campaigns and programmes emphasising the humane aspects of vaccination strategies in the fight against contagious animal diseases,










—


for the monitoring of compliance with animal-protection provisions during the transport of animals for slaughter,










—


for the development of marker vaccines or tests that can distinguish between sick and vaccinated animals,










—


for the establishment and maintenance of a rapid alert system, including a worldwide rapid alert system, for the notification of direct or indirect risks to human and animal health deriving from food or feed,










—


for technical and scientific measures necessary to develop Union veterinary legislation and for the development of veterinary education or training,










—


for information technology tools, including TRACES and the Animal Disease Notification System,










—


for measures to combat illegal imports of dog and cat furs.





Legal basis

Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1), and in particular Article 50 thereof.
Council Decision 2009/470/EC of 25 May 2009 on expenditure in the veterinary field (Codified version) (OJ L 155, 18.6.2009, p. 30).

TITLE 19


EXTERNAL RELATIONS














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






19 01


ADMINISTRATIVE EXPENDITURE OF THE ‘EXTERNAL RELATIONS’ POLICY AREA


 


153 043 968 


153 043 968 


 


 


153 043 968 


153 043 968 




 



40 01 40



 



5 106 




5 106 



 


 



5 106 




5 106 





 


 


 


153 049 074 


153 049 074 


 


 


153 049 074 


153 049 074 




19 02


COOPERATION WITH THIRD COUNTRIES IN THE AREA OF MIGRATION AND ASYLUM


4


54 000 000 


47 608 950 


 


 


54 000 000 


47 608 950 




19 03


COMMON FOREIGN AND SECURITY POLICY (CFSP)


4


326 624 000 


271 643 337 


 


 


326 624 000 


271 643 337 




19 04


EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS (EIDHR)


4


157 710 000 


132 678 814 


 


 


157 710 000 


132 678 814 




19 05


RELATIONS AND COOPERATION WITH INDUSTRIALISED THIRD COUNTRIES


4


25 021 000 


19 843 580 


 


 


25 021 000 


19 843 580 




19 06


CRISIS RESPONSE AND GLOBAL THREATS TO SECURITY


4


357 444 700 


257 199 807 


 


 


357 444 700 


257 199 807 




19 08


EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA


 


1 899 135 179 


1 405 163 553 


100 000 000 


 


1 999 135 179 


1 405 163 553 




19 09


RELATIONS WITH LATIN AMERICA


4


377 286 000 


297 175 489 


 


 


377 286 000 


297 175 489 




 



40 02 41



 



16 000 000 




1 904 358 



 


 



16 000 000 




1 904 358 





 


 


 


393 286 000 


299 079 847 


 


 


393 286 000 


299 079 847 




19 10


RELATIONS WITH ASIA, CENTRAL ASIA AND MIDDLE EAST (IRAQ, IRAN, YEMEN)


4


889 900 740 


765 332 304 


 


 


889 900 740 


765 332 304 




 



40 02 41



 



28 000 000 




4 532 372 



 


 



28 000 000 




4 532 372 





 


 


 


917 900 740 


769 864 676 


 


 


917 900 740 


769 864 676 




19 11


POLICY STRATEGY AND COORDINATION FOR THE ‘EXTERNAL RELATIONS’ POLICY AREA


4


30 500 000 


28 565 370 


 


 


30 500 000 


28 565 370 




19 49


EXPENDITURE ON ADMINISTRATIVE MANAGEMENT OF PROGRAMMES COMMITTED IN ACCORDANCE WITH THE FORMER FINANCIAL REGULATION


4


—


p.m.


 


 


—


p.m.




 



Title 19 — Total



 



4 270 665 587 




3 378 255 172 




100 000 000 



 



4 370 665 587 




3 378 255 172 





 




40 01 40, 40 02 41




 




44 005 106 






6 441 836 




 


 




44 005 106 






6 441 836 






 


 


 



4 314 670 693 




3 384 697 008 



 


 



4 414 670 693 




3 384 697 008 






CHAPTER 19 08 — EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




19 08


EUROPEAN NEIGHBOURHOOD POLICY AND RELATIONS WITH RUSSIA






19 08 01






European Neighbourhood and Partnership financial cooperation






19 08 01 01


European Neighbourhood and Partnership financial cooperation with Mediterranean countries


4


842 950 400 


666 525 298 


 


 


842 950 400 


666 525 298 




19 08 01 02


European Neighbourhood and Partnership financial assistance to Palestine, the peace process and UNRWA


4


300 000 000 


266 610 119 


100 000 000 


 


400 000 000 


266 610 119 




19 08 01 03


European Neighbourhood and Partnership financial cooperation with Eastern Europe


4


556 421 000 


328 501 754 


 


 


556 421 000 


328 501 754 




19 08 01 04


Pilot project — Preventive and recovery actions for the Baltic seabed


4


p.m.


200 000 


 


 


p.m.


200 000 




19 08 01 05


Preparatory action — Minorities in Russia — Developing culture, media and civil society


4


p.m.


1 600 000 


 


 


p.m.


1 600 000 




19 08 01 08


Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs


4


p.m.


500 000 


 


 


p.m.


500 000 




 



Article 19 08 01 — Subtotal



 


1 699 371 400 


1 263 937 171 


100 000 000 


 


1 799 371 400 


1 263 937 171 






19 08 02






Cross-border cooperation (CBC) — European Neighbourhood and Partnership Instrument (ENPI)






19 08 02 01


Cross-border cooperation (CBC) contribution from Heading 4


4


83 529 000 


55 226 382 


 


 


83 529 000 


55 226 382 




19 08 02 02


Cross-border cooperation (CBC) contribution from Heading 1b (Regional Policy)


1.2


116 234 779 


86 000 000 


 


 


116 234 779 


86 000 000 




19 08 02 03


European Union Baltic Sea Strategy


4


p.m.


p.m.


 


 


p.m.


p.m.




19 08 02 04


Pilot project — European Union Baltic Sea Strategy


4


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 19 08 02 — Subtotal



 


199 763 779 


141 226 382 


 


 


199 763 779 


141 226 382 






19 08 03






Completion of the financial protocols with Mediterranean countries




4


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 19 08 — Total



 



1 899 135 179 




1 405 163 553 




100 000 000 



 



1 999 135 179 




1 405 163 553 






Remarks

The Union aims to establish an area of prosperity and friendly neighbourliness involving Member States and the neighbouring partner countries (24). To that effect the Union has established agreements with most neighbouring countries as well as European Neighbourhood Policy Action Plans to implement such agreements. This negotiated framework is aimed at developing a stronger and deeper relation based on shared values and mutual interest and involving a significant degree of economic integration and political cooperation. The Union has also engaged with Russia in a genuine strategic partnership, founded on common interests and shared values and based on the creation of four ‘common spaces’. The appropriations under this chapter are intended to cover cooperation measures aimed at supporting the implementation of such agreements. Cooperation with those countries with whom such agreements are not yet signed or do not exist — such as for Belarus, Libya or Syria — will be based on Union policy objectives.



                                    19 08 01European Neighbourhood and Partnership financial cooperation



                                 19 08 01 01European Neighbourhood and Partnership financial cooperation with Mediterranean countries










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




842 950 400 


666 525 298 


 


 


842 950 400 


666 525 298 





Remarks

This appropriation is intended in particular to finance cooperation measures aimed primarily at supporting the implementation of the Multi Annual Indicative Programmes covering periods 2007-2010 and 2011-2013 of the ENP Action Plans concluded with the Union's Mediterranean neighbours. It will also be used to support the implementation of the five-year Euro-Mediterranean Work Plan for 2006 to 2010 agreed at the EuroMed summit held in Barcelona in November 2005 as well as certain measures in the framework of the Union for the Mediterranean which was launched at the Paris summit on 13 July 2008. This will cover, inter alia, the following areas of cooperation:






—


promoting political dialogue and reform,










—


promoting legislative and regulatory approximation and encouraging the progressive participation of partner countries in the internal market and the intensification of trade,










—


strengthening the national institutions responsible for the elaboration and implementation of policies in the areas covered by the association agreements,










—


promoting respect for human rights, including women's and children's rights, and good governance,










—


promoting sustainable development and contributing to poverty reduction,










—


supporting the modernisation of the economy, promoting investments in the region and strengthening small- and medium-sized enterprises,










—


establishing better transport and energy interconnections between the Union and neighbouring countries and among neighbouring countries themselves and addressing threats to our common environment,










—


promoting actions contributing to conflict resolution,










—


fostering the development of civil society, inter alia, to promote social inclusion,










—


promoting people-to-people contacts and exchanges in the field of education, research and culture,










—


contributing to the financing of the operations of the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) in Lebanon, Syria and Jordan, in particular its health, education and social services programmes,










—


supporting regional integration within the context of the Euro-Mediterranean Partnership and in particular the promotion of regional cooperation, the creation of networks and partnerships of public and private not-for-profit organisations with a view to exchanging knowledge and best practices in all the relevant fields,










—


supporting actions in the field of migration, designed inter alia to promote links between migration and development, to combat illegal immigration and to facilitate readmission. These actions will be supplemented by actions financed from the ENPI allocation from Article 19 02 01 01 ‘Cooperation with third countries in the areas of migration and asylum’.




Horizontal visibility of Union assistance and information actions and measures directly linked to achievement of the objectives of Union action in Mediterranean third countries.
Should there be a serious deterioration in a given country in the situation in the field of liberty, democracy, respect for fundamental rights and fundamental freedoms and the rule of law, Union assistance may be scaled down and used primarily to support non-state actors for measures aimed at promoting human rights and fundamental freedoms.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 18(1)(aa) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private enterprises.
This appropriation is also intended to cover the following expenditure:






—


studying the effects of climate change on the quality of water in the Mediterranean,










—


studying pollution along the Mediterranean coastline,










—


examining the state of the underwater energy infrastructure (gas pipelines, oil pipelines, electricity cables, etc.),










—


promoting the networking of public and private research centres engaged in monitoring the water of the Mediterranean and the condition of the coastline with a view to exchanging data, sharing research findings, and developing joint proposals for intervention and protection policies.





Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 02European Neighbourhood and Partnership financial assistance to Palestine, the peace process and UNRWA










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




300 000 000 


266 610 119 


100 000 000 


 


400 000 000 


266 610 119 





Remarks

This appropriation is intended to cover operations for the benefit of the Palestinian people and the occupied Palestinian territories of the West Bank and the Gaza Strip, in the context of the Middle East peace process.
The operations are primarily aimed at:






—


supporting State building and institutional development,










—


promoting social and economic development,










—


mitigating the effects on the Palestinian population of the deteriorating economic, fiscal and humanitarian conditions through the provision of essential services and other support,










—


contributing to reconstruction efforts in Gaza,










—


contributing to the financing of the operation of the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) and in particular its health, education and social services programmes,










—


financing preparatory operations aimed at promoting cooperation between Israel and its neighbours in the context of the peace process, notably with regard to institutions, economic matters, water, the environment and energy,










—


financing activities designed to create a public opinion favourable to the peace process,










—


financing information, including in Arabic and Hebrew, and disseminating information on Israeli-Palestinian cooperation,










—


fostering the development of civil society, inter alia, to promote social inclusion.




Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 18(1)(aa) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 03European Neighbourhood and Partnership financial cooperation with Eastern Europe










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




556 421 000 


328 501 754 


 


 


556 421 000 


328 501 754 





Remarks

This appropriation is intended in particular to finance cooperation actions aimed primarily at supporting the implementation of the agreements and the ENP Action Plans concluded with the Union's Eastern neighbours as well as bilateral and multilateral actions in the framework of the Eastern Partnership. It will also be used to support the Strategic Partnership between the Union and Russia through implementation of the four common spaces covering economic cooperation; freedom, security and justice; external security; and research and education, including culture. This will entail, inter alia, the following areas of cooperation:






—


promoting political dialogue and reform,










—


promoting legislative and regulatory approximation and encouraging the progressive participation of partner countries in the internal market and the intensification of trade,










—


strengthening the national institutions responsible for the elaboration and implementation of policies in the areas covered by the association agreements,










—


promoting respect for human rights and good governance,










—


supporting the transition to a market economy and the modernisation of the economy, promoting investments in the region and strengthening small- and medium-sized enterprises,










—


promoting sustainable development and contributing to poverty reduction,










—


establishing better transport and energy interconnections between the Union and neighbouring countries and among neighbouring countries themselves and addressing threats to our common environment,










—


promoting actions contributing to conflict resolution and conflict prevention in areas of frozen conflict,










—


fostering the development of civil society, inter alia, to promote social inclusion and encourage underrepresented groups to gain a voice and participate in civil society and the political system,










—


promoting people-to-people contacts and exchanges in the field of education, research and culture,










—


supporting regional cooperation, including within the contexts of the ‘Black Sea Synergy’ and the Eastern Partnership,










—


supporting actions in the field of migration designed, inter alia, to promote links between migration and development, to combat illegal immigration and to facilitate readmission. These actions will be supplemented by actions financed from allocations under the Article 19 02 01 (Cooperation with third countries in the areas of migration and asylum).




This appropriation is also intended to fund research on human health and the sustainable development of Ukraine and Belarus, especially as regards improving health conditions in the regions affected by the Chernobyl disaster.
This appropriation is also intended to finance confidence building measures in frozen conflict areas in Georgia, Transnistria, the breakaway territories of Abkhazia and South Ossetia, as well as local confidence-building and local economic rehabilitation projects in Nagorno-Karabakh.
Appropriations under this item will also be used for actions aimed at informing the general public and the potential beneficiaries of assistance and at increasing the visibility of Union assistance.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, for operations carried out by senior volunteer experts from the Union who come under the European Senior Services Network (ESSN), including technical assistance, advisory services and training in selected public or private sector enterprises.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under Article 18(1)(aa) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 18(1)(d) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Part of this appropriation will be allocated for additional support to Baltic Sea Strategy objectives. The support, committed in 2010 and 2011, is being implemented through support to the Northern Dimension in the framework of Regional East and Interregional Indicative Programmes. Other frameworks for implementing support to the Baltic Sea may include, where appropriate, the Baltic Sea Region Programme, the HELCOM Baltic Sea Action Plan, the BONUS-169 Joint Baltic Sea Research Programme, amongst others.
The Commission should provide separate financing devoted to pilot projects aiming particularly at establishing contacts between the Union and Eastern Partnership young people at high school and at university level, by providing financing for exchange programmes, common activities, cooperation between youth associations, amongst others.

Legal basis

Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (OJ L 310, 9.11.2006, p. 1).

                                 19 08 01 04Pilot project — Preventive and recovery actions for the Baltic seabed










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


200 000 


 


 


p.m.


200 000 





Remarks

This appropriation is intended to cover the financing of a pilot project intended to study prevention of potential pollution from underwater waste landfills and to test methods to revive deep-water layers of the Baltic Sea.

Legal basis

Pilot project within the meaning of Article 49(6) of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

                                 19 08 01 05Preparatory action — Minorities in Russia — Developing culture, media and civil society










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


1 600 000 


 


 


p.m.


1 600 000 





Remarks

The objective of this preparatory action is to establish effective partnership with the Russian Federation to promote the culture, education, media and civil society of Russia's numerous ethnic and national minorities. Under this preparatory action, assistance will be provided for activities related to the promotion and development of native culture, education, media and civil society.

Legal basis

Preparatory action within the meaning of Article 49(6) of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

                                 19 08 01 08Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs










Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


500 000 


 


 


p.m.


500 000 





Remarks

The New Enhanced European Neighbourhood Policy, as projected by the Council and the European Parliament in their respective decisions and resolutions, especially in the light of the two major neighbourhood political projects, namely the Union for the Mediterranean and the Eastern Partnership, makes it necessary to prepare future Union contact points, i.e. personnel for EU-ENP-related jobs in the neighbourhood countries from Morocco to Belarus. They should be made fully acquainted in a professional manner with the substance and spirit of Union policies and institutions and the acquis of the Union.

Legal basis

Pilot project within the meaning of Article 49(6) of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

TITLE 21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






21 01


ADMINISTRATIVE EXPENDITURE OF THE ‘DEVELOPMENT AND RELATIONS WITH ACP STATES’ POLICY AREA


 


267 026 233 


267 026 233 


 


 


267 026 233 


267 026 233 




 



40 01 40



 



58 175 




58 175 



 


 



58 175 




58 175 





 


 


 


267 084 408 


267 084 408 


 


 


267 084 408 


267 084 408 




21 02


FOOD SECURITY


4


243 805 700 


356 814 945 


 


 


243 805 700 


356 814 945 




21 03


NON-STATE ACTORS IN DEVELOPMENT


4


230 954 000 


184 722 726 


 


 


230 954 000 


184 722 726 




21 04


ENVIRONMENT AND SUSTAINABLE MANAGEMENT OF NATURAL RESOURCES, INCLUDING ENERGY


4


134 172 000 


88 800 000 


 


 


134 172 000 


88 800 000 




 



40 02 41



 



65 000 000 




57 826 850 



 


 



65 000 000 




57 826 850 





 


 


 


199 172 000 


146 626 850 


 


 


199 172 000 


146 626 850 




21 05


HUMAN AND SOCIAL DEVELOPMENT


4


169 558 000 


152 769 777 


 


 


169 558 000 


152 769 777 




21 06


GEOGRAPHICAL COOPERATION WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


4


334 303 000 


292 920 730 


56 363 221 


28 565 370 


390 666 221 


321 486 100 




 



40 02 41



 



44 000 000 




28 851 024 




–43 000 000 




–28 565 370 




1 000 000 




285 654 





 


 


 


378 303 000 


321 771 754 


13 363 221 


 


391 666 221 


321 771 754 




21 07


DEVELOPMENT COOPERATION ACTIONS AND AD-HOC PROGRAMMES


4


33 816 000 


31 517 125 


–2 332 164 


 


31 483 836 


31 517 125 




21 08


POLICY STRATEGY AND COORDINATION FOR THE ‘DEVELOPMENT AND RELATIONS WITH ACP STATES’ POLICY AREA


4


19 477 000 


18 355 154 


 


 


19 477 000 


18 355 154 




21 49


EXPENDITURE ON ADMINISTRATIVE MANAGEMENT OF PROGRAMMES COMMITTED IN ACCORDANCE WITH THE FORMER FINANCIAL REGULATION


4


—


p.m.


 


 


—


p.m.




 



Title 21 — Total



 



1 433 111 933 




1 392 926 690 




54 031 057 




28 565 370 




1 487 142 990 




1 421 492 060 





 




40 01 40, 40 02 41




 




109 058 175 






86 736 049 






–43 000 000 






–28 565 370 






66 058 175 






58 170 679 






 


 


 



1 542 170 108 




1 479 662 739 




11 031 057 



 



1 553 201 165 




1 479 662 739 






Remarks

Stresses that Union assistance should not be given to any authority, organisation or programme which supports or participates in the management of an action which involves such human rights abuses as coercive abortion, involuntary sterilisation or infanticide, especially where such actions apply their priorities though psychological, social, economic or legal pressure, thus finally implementing the specific Cairo International Conference on Population and Development (ICPD) prohibition on coercion or compulsion in sexual and reproductive health matters; calls on the Commission to present a report on the implementation of the Union's external assistance covering this programme.

CHAPTER 21 06 — GEOGRAPHICAL COOPERATION WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 06


GEOGRAPHICAL COOPERATION WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES






21 06 02






Relations with South Africa




4


137 632 000 


131 050 300 


 


 


137 632 000 


131 050 300 






21 06 03






Adjustment support for sugar protocol countries




4


196 671 000 


123 783 270 


 


 


196 671 000 


123 783 270 






21 06 04






Rehabilitation and reconstruction action in developing countries, particularly ACP States




4


p.m.


p.m.


 


 


p.m.


p.m.






21 06 05






Assistance to ACP banana producers




4


p.m.


38 087 160 


 


 


p.m.


38 087 160 






21 06 06






Cooperation activities other than Official Development Assistance (South Africa)




4


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



1 000 000 




285 654 



 


 



1 000 000 




285 654 





 


 


 


1 000 000 


285 654 


 


 


1 000 000 


285 654 






21 06 07






Banana accompanying measures




4


p.m.


p.m.


56 363 221 


28 565 370 


56 363 221 


28 565 370 




 



40 02 41



 



43 000 000 




28 565 370 




–43 000 000 




–28 565 370 




p.m.




p.m.





 


 


 


43 000 000 


28 565 370 


13 363 221 


 


56 363 221 


28 565 370 




 



Chapter 21 06 — Total



 



334 303 000 




292 920 730 




56 363 221 




28 565 370 




390 666 221 




321 486 100 





 




40 02 41




 




44 000 000 






28 851 024 






–43 000 000 






–28 565 370 






1 000 000 






285 654 






 


 


 



378 303 000 




321 771 754 




13 363 221 



 



391 666 221 




321 771 754 






Remarks

For countries defined as Official Development Assistance (ODA) recipients by the OECD Development Assistance Committee (DAC), a benchmark of 35 % of annual commitments has in the past been allocated to social infrastructure, mainly education and health, but also including macroeconomic assistance with social sector conditionality, recognising that the Union contribution must be seen as part of the overall donor support to the social sectors and that a degree of flexibility should be the norm. The Commission will continue to report on this benchmark.
Moreover, in parallel with the Commission declaration concerning Article 5 of Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (DCI) (OJ L 378, 27.12.2006, p. 41), the Commission will endeavour to ensure that a benchmark of 20 % of its allocated assistance under country programmes covered by the DCI will be dedicated, by 2009, to basic education and basic health through project programme or budget support linked to these sectors, taking an average across all geographical areas and recognising that a degree of flexibility must be the norm, such as in cases where exceptional assistance is involved.
Before July each year, the Commission will provide the European Parliament and the Council with an annual report on the Union's development policy and external assistance, meeting all the Commission's regulatory reporting requirements and giving full details of development cooperation, especially the extent to which it has met its objectives. In particular, the report will:






—


present the strategic objectives of the Union's development policy and its contribution towards the previous 35 % benchmark for social infrastructure and services and the current 20 % benchmark for basic and secondary education and for basic health, in the context of the geographical cooperation under the DCI, and assess the efficiency and effectiveness of cooperation, including progress made in coordinating aid, in improving the coherence of the Union's strategy in its external actions, and in integrating the cross-cutting issues such as gender, human rights, conflict prevention and the environment,










—


present the main results of evaluation and monitoring reports, as an indication of the extent to which its actions are achieving their objectives,










—


summarise the key features and events of cooperation in each geographical region, and










—


provide financial information on the support given to each sector, in accordance with OECD reporting criteria.




The report should also contain information on how budget support has contributed to the Millennium Development Goals. Budget support will depend on prior demonstration of sufficient institutional capacity and compliance with detailed criteria for the custody and use of funds in the recipient country. The criteria must be stated in the annual report, and compliance therewith must be assessed in the report.
After the report has been presented the European Parliament, the Council and the Commission will enter into a dialogue on the results and on how further progress can be made towards achieving the objectives.



                                    21 06 07Banana accompanying measures













 


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 06 07


p.m.


p.m.


56 363 221 


28 565 370 


56 363 221 


28 565 370 




40 02 41


43 000 000 


28 565 370 


–43 000 000 


–28 565 370 


p.m.


p.m.




Total


43 000 000 


28 565 370 


13 363 221 


 


56 363 221 


28 565 370 





Remarks

This appropriation would intend to cover measures to support the adjustment in main ACP banana-exporting countries in the context of changing trade arrangements, notably as a consequence of Most Favoured Nation (MFN) liberalisation in the framework of the World Trade Organisation (WTO), pending a final agreement between the two arms of the budgetary authority on the multiannual financing of these measures through all means provided for in the Interinstitutional Agreement between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management of 17 May 2006, and in particular points 21, 22, 23 and 27 thereof (OJ C 139, 14.6.2006, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 17 March 2010 entitled ‘Banana Accompanying Measures: Supporting the Sustainable Adjustment of the Main ACP Banana-Exporting Countries to New Trade Realities’ (COM(2010) 101 final).
Proposal for a Council decision, submitted by the Commission on 17 March 2010, on the conclusion of a Geneva Agreement on Trade in Bananas between the European Union and Brazil, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Peru and Venezuela and of an Agreement on Trade in Bananas between the European Union and the United States (COM(2010) 98 final).
Proposal for a regulation of the European Parliament and of the Council, submitted by the Commission on 17 March 2010 on amending Regulation (EC) No 1905/2006 establishing a financing instrument for development cooperation (COM(2010) 102 final).

CHAPTER 21 07 — DEVELOPMENT COOPERATION ACTIONS AND AD-HOC PROGRAMMES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




21 07


DEVELOPMENT COOPERATION ACTIONS AND AD-HOC PROGRAMMES






21 07 01






Association agreements with the overseas countries and territories




4


—


p.m.


 


 


—


p.m.






21 07 02






Cooperation with Greenland




4


28 442 000 


26 661 012 


 


 


28 442 000 


26 661 012 






21 07 03






Agreement with the Food and Agriculture Organisation (FAO) and other United Nations bodies




4


574 000 


285 654 


– 305 000 


 


269 000 


285 654 






21 07 04






Commodities agreements




4


4 800 000 


4 570 459 


–2 027 164 


 


2 772 836 


4 570 459 




 



Chapter 21 07 — Total



 



33 816 000 




31 517 125 




–2 332 164 



 



31 483 836 




31 517 125 








                                    21 07 03Agreement with the Food and Agriculture Organisation (FAO) and other United Nations bodies












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




574 000 


285 654 


– 305 000 


 


269 000 


285 654 





Remarks

This appropriation is intended to cover the Union's annual contribution to the FAO following its accession, as well as to the ITPGRFA (International Treaty on Plant Generic Resources for Food and Agriculture), following its ratification.

Legal basis

Council Decision of 25 November 1991 on the accession of the Community to the United Nations Food and Agriculture Organisation (FAO) (OJ C 326, 16.12.1991, p. 238).
Council Decision 2004/869/EC of 24 February 2004 concerning the conclusion on behalf of the European Community, of the International Treaty on Plant Genetic Resources for Food and Agriculture (OJ L 378, 23.12.2004, p. 1).



                                    21 07 04Commodities agreements












Budget 2011


Amending budget No 6/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




4 800 000 


4 570 459 


–2 027 164 


 


2 772 836 


4 570 459 





Remarks

This appropriation is intended to cover the annual membership fees which the Union must pay for its participation on the grounds of its exclusive competence in the field.
This appropriation currently covers the payment of:






—


annual fee for membership of the International Coffee Organisation,










—


annual fee for membership of the International Cocoa Organisation,










—


annual fee for membership of the International Jute Organisation,










—


annual fee for membership of the International Tropical Timber Agreement, after final approval.




Agreements on other tropical products are likely in the future depending on political and legal expediency.

Legal basis

Council Decision 2001/877/EC of 24 September 2001 on the signing and conclusion on behalf of the European Community of the International Coffee Agreement 2001 (OJ L 326, 11.12.2001, p. 22).
Council Decision 2002/312/EC of 15 April 2002 concerning the acceptance, on behalf of the European Community, of the Agreement establishing the Terms of Reference of the International Jute Study Group, 2001 (OJ L 112, 27.4.2002, p. 34).
Council Decision 2002/970/EC of 18 November 2002 concerning the conclusion on behalf of the European Community of the International Cocoa Agreement 2001 (OJ L 342, 17.12.2002, p. 1).
Council Decision 2007/648/EC of 26 September 2007 on the signing, on behalf of the European Community, and provisional application of the International Tropical Timber Agreement, 2006 (OJ L 262, 9.10.2007, p. 6)

Reference acts

Treaty establishing the European Community, and in particular Article 133 thereof, and Treaty on the Functioning of the European Union, in particular Article 207 thereof.
International Coffee Agreement, renegotiated in 2000 and 2001: period of application from 1 October 2001 to 30 September 2007 with the possibility of extension for an additional period of no more than six years. The current 2001 Coffee Agreement has been extended for one year, until 1 October 2009, and a new Agreement replacing it was renegotiated in 2007. According to the number of signatures and ratifications, the latter may enter into force on 1 October 2009; otherwise an additional extension will be introduced.
International Cocoa Agreement, renegotiated in 2000 and 2001. The obligation entered into force as from 1 October 2003 for a period of five years, with the possibility of extension for an additional period of no more than four years. The Agreement has been extended for one period of two years, until 30 September 2010.
International Jute Agreement negotiated in 2001, setting up a new International Jute Organisation. Duration: eight years, with the possibility of extension for an additional period of no more than four years.
International Tropical Timber Agreement negotiated in 2006: Decision 2007/648/EC of 26 September 2007 on the signing, on behalf of the European Community, and provisional application of the International Tropical Timber Agreement, 2006 (OJ L 262, 9.10.2007, p. 6); European Community Declaration in accordance with Article 36(3) of the Agreement(OJ L 262, 9.10.2007, p. 26).


(1)  AB No 1/2011 to 6/2011 included.

(2)  The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  AB No 1/2011 to 6/2011 included.

(5)  The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(6)  The own resources for the 2011 budget are determined on the basis of the budget forecasts adopted at the 151st meeting of the Advisory Committee on Own Resources on 17 May 2011.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

(10)  Calculation of rate: (87 496 512 197) / (126 856 122 000) = 0,689730308774534.

(11)  Rounded percentages.

(12)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2009, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the EU GDP deflator for years 2007-2009 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(13)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(14)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(15)  Rounded percentages.

(16)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the EU on 1.5.2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2006, as well as payments made to Bulgaria and Romania under 2006 appropriations (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(17)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(18)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).
Note: The difference of EUR 43 008 777 between the definitive amount of the 2007 UK correction (€ 6 877 184 806, as calculated above) and the previously budgeted amount of the 2007 UK correction 1st update (EUR 6 920 193 583, entered in the AB 3/2009) is financed in chapter 3 5 of the AB 4/2011.

(19)  Rounded percentages.

(20)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(21)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).
Note: The difference of € 188 645 417 between the definitive amount of the 2006 UK correction (€ 5 196 524 008, as calculated above) and the previously budgeted amount of the 2006 UK correction (€ 5 385 169 425, entered in the AB 4/2010) is financed in chapter 3 5 of the AB 4/2011. This impact is the so-called ‘direct effect’ of the UK correction. There is no indirect impact.

(22)  p.m. (own resources + other revenue = total revenue = total expenditure); (118 289 489 247 + 8 437 644 515= 126 727 133 762 = 126 727 133 762).

(23)  Total own resources as percentage of GNI: (118 289 489 247) / (12 685 612 200 000) = 0,93 %; own resources ceiling as percentage of GNI: 1,23 %.

(24)  This includes 17 countries, of which seven (Armenia, Azerbaijan, Belarus, Georgia, Moldova, the Russian Federation and Ukraine) located to the east of the Union and 10 (Algeria, Egypt, Jordan, Israel, Lebanon, Libya, Morocco, the Palestinian Authority, Syria and Tunisia) located to the south of the Union.