2011/748/EU, Euratom: Definitive adoption of amending budget No 4 of the European Union for the financial year 2011
Date: 2011-09-28
Institutions: European Parliament
Subjects: amending budget, financial year, general budget (EU)




L_2011312EN.01000101.xml










25.11.2011   


EN


Official Journal of the European Union


L 312/1








            DEFINITIVE ADOPTION
         
of amending budget No 4 of the European Union for the financial year 2011
(2011/748/EU, Euratom)


THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and 314(9) thereof,


Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,


Having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (1),


Having regard to the general budget of the European Union for the financial year 2011, as definitively adopted on 15 December 2010 (2),


Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (3),


Having regard to draft amending budget No 4 to the general budget 2011, which the Commission drew up on 17 June 2011,


Having regard to Council's position on draft amending budget No 4/2011, which the Council adopted on 12 September 2011,


Having regard to Rules 75b and 75e of the European Parliament's Rules of Procedure,


Having regard to the Parliament's approval of the position of the Council on 28 September 2011,

DECLARES:



Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 4 of the European Union for the financial year 2011 has been definitively adopted.




Done at Strasbourg, 28 September 2011.


The President

J. BUZEK
            





(1)  
            OJ L 248, 16.9.2002, p. 1.

(2)  
            OJ L 68, 15.3.2011


(3)  
            OJ C 139, 14.6.2006, p. 1.





DEFINITIVE ADOPTION OF AMENDING BUDGET No 4 OF THE EUROPEAN UNION FOR THE FINANCIAL YEAR 2011

CONTENTS

GENERAL STATEMENT OF REVENUE






A. Introduction and financing of the general budget
5








B. General statement of revenue by budget heading
19








— Revenue
19








— Title 1: Own resources
20








— Title 3: Surpluses, balances and adjustments
31




STATEMENT OF REVENUE AND EXPENDITURE BY SECTION


Section III: Commission






— Expenditure
36








— Title 18: Area of freedom, security and justice
39








— Title 32: Energy
53










             
         

A.   INTRODUCTION AND FINANCING OF THE GENERAL BUDGET


FINANCING OF THE GENERAL BUDGET


Appropriations to be covered during the financial year 2011 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources


EXPENDITURE









Description


Budget 2011 (1)



Budget 2010 (2)



Change (%)










1.


Sustainable growth






53 034 039 384 


47 647 241 763 


11,31










2.


Preservation and management of natural resources






56 378 918 184 


58 135 640 809 


–3,02 










3.


Citizenship, freedom, security and justice






1 700 103 331 


1 477 871 910 


15,04










4.


EU as a global player






7 242 528 574 


7 787 695 183 


–7,00 










5.


Administration






8 171 544 289 


7 907 468 861 


3,34





Total expenditure
 (3)




126 527 133 762 




122 955 918 526 




+2,90 









REVENUE









Description


Budget 2011 (4)



Budget 2010 (5)



Change (%)




Miscellaneous revenue (Titles 4 to 9)


1 421 368 232 


1 432 338 606 


–0,77 




Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)


4 539 394 283 


2 253 591 199 


+ 101,43 




Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)


p.m.


p.m.


—




Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2)


p.m.


p.m.


—





Total revenue for Titles 3 to 9




5 960 762 515 




3 685 929 805 




+61,72 





Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)


17 867 000 000 


15 719 200 000 


+13,66 




VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)


14 125 977 050 


13 277 325 100 


+6,39 




Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)


88 573 394 197 


90 273 463 621 


–1,88 




Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6)



120 566 371 247 


119 269 988 721 


+1,09 





Total revenue
 (7)




126 527 133 762 




122 955 918 526 




+2,90 









TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom











Member State


1 % of non-capped VAT base


1 % of gross national income


Capping rate (in %)


1 % of gross national income multiplied by capping rate


1 % of capped VAT base (8)



Member States whose VAT base is capped




 


(1)


(2)


(3)


(4)


(5)


(6)




Belgium


1 627 587 000 


3 698 643 000 


50


1 849 321 500 


1 627 587 000 


 




Bulgaria


169 013 000 


370 007 000 


50


185 003 500 


169 013 000 


 




Czech Republic


652 877 000 


1 391 854 000 


50


695 927 000 


652 877 000 


 




Denmark


963 769 000 


2 458 026 000 


50


1 229 013 000 


963 769 000 


 




Germany


11 026 155 000 


26 119 640 000 


50


13 059 820 000 


11 026 155 000 


 




Estonia


71 993 000 


146 742 000 


50


73 371 000 


71 993 000 


 




Ireland


649 089 000 


1 266 969 000 


50


633 484 500 


633 484 500 


Ireland




Greece


1 019 460 000 


2 175 890 000 


50


1 087 945 000 


1 019 460 000 


 




Spain


5 258 235 000 


10 542 672 000 


50


5 271 336 000 


5 258 235 000 


 




France


9 324 427 000 


20 331 649 000 


50


10 165 824 500 


9 324 427 000 


 




Italy


5 759 061 000 


15 753 884 000 


50


7 876 942 000 


5 759 061 000 


 




Cyprus


147 063 000 


179 320 000 


50


89 660 000 


89 660 000 


Cyprus




Latvia


61 563 000 


186 604 000 


50


93 302 000 


61 563 000 


 




Lithuania


118 148 000 


290 314 000 


50


145 157 000 


118 148 000 


 




Luxembourg


217 935 000 


316 518 000 


50


158 259 000 


158 259 000 


Luxembourg




Hungary


421 920 000 


978 454 000 


50


489 227 000 


421 920 000 


 




Malta


44 136 000 


60 993 000 


50


30 496 500 


30 496 500 


Malta




Netherlands


2 767 210 000 


6 121 794 000 


50


3 060 897 000 


2 767 210 000 


 




Austria


1 315 726 000 


2 927 120 000 


50


1 463 560 000 


1 315 726 000 


 




Poland


1 810 016 000 


3 689 995 000 


50


1 844 997 500 


1 810 016 000 


 




Portugal


860 113 000 


1 644 805 000 


50


822 402 500 


822 402 500 


Portugal




Romania


460 410 000 


1 248 095 000 


50


624 047 500 


460 410 000 


 




Slovenia


181 241 000 


361 860 000 


50


180 930 000 


180 930 000 


Slovenia




Slovakia


214 596 000 


687 119 000 


50


343 559 500 


214 596 000 


 




Finland


839 952 000 


1 929 744 000 


50


964 872 000 


839 952 000 


 




Sweden


1 674 991 000 


3 932 868 000 


50


1 966 434 000 


1 674 991 000 


 




United Kingdom


8 417 725 000 


18 044 543 000 


50


9 022 271 500 


8 417 725 000 


 





Total




56 074 411 000 




126 856 122 000 



 



63 428 061 000 




55 890 066 500 



 








TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)








Member State


1 % of capped VAT base


Uniform rate of VAT own resource (9) (in %)


VAT-based own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


1 627 587 000 


0,3000


488 276 100 




Bulgaria


169 013 000 


0,3000


50 703 900 




Czech Republic


652 877 000 


0,3000


195 863 100 




Denmark


963 769 000 


0,3000


289 130 700 




Germany


11 026 155 000 


0,1500


1 653 923 250 




Estonia


71 993 000 


0,3000


21 597 900 




Ireland


633 484 500 


0,3000


190 045 350 




Greece


1 019 460 000 


0,3000


305 838 000 




Spain


5 258 235 000 


0,3000


1 577 470 500 




France


9 324 427 000 


0,3000


2 797 328 100 




Italy


5 759 061 000 


0,3000


1 727 718 300 




Cyprus


89 660 000 


0,3000


26 898 000 




Latvia


61 563 000 


0,3000


18 468 900 




Lithuania


118 148 000 


0,3000


35 444 400 




Luxembourg


158 259 000 


0,3000


47 477 700 




Hungary


421 920 000 


0,3000


126 576 000 




Malta


30 496 500 


0,3000


9 148 950 




Netherlands


2 767 210 000 


0,1000


276 721 000 




Austria


1 315 726 000 


0,2250


296 038 350 




Poland


1 810 016 000 


0,3000


543 004 800 




Portugal


822 402 500 


0,3000


246 720 750 




Romania


460 410 000 


0,3000


138 123 000 




Slovenia


180 930 000 


0,3000


54 279 000 




Slovakia


214 596 000 


0,3000


64 378 800 




Finland


839 952 000 


0,3000


251 985 600 




Sweden


1 674 991 000 


0,1000


167 499 100 




United Kingdom


8 417 725 000 


0,3000


2 525 317 500 





Total




55 890 066 500 



 



14 125 977 050 









TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)








Member State


1 % of gross national income


Uniform rate of ‘additional base’ own resource


‘Additional base’ own resource at uniform rate




 


(1)


(2)


(3) = (1) × (2)




Belgium


3 698 643 000 


 


2 582 463 970 




Bulgaria


370 007 000 


 


258 346 033 




Czech Republic


1 391 854 000 


 


971 819 342 




Denmark


2 458 026 000 


 


1 716 241 222 




Germany


26 119 640 000 


 


18 237 237 068 




Estonia


146 742 000 


 


102 458 098 




Ireland


1 266 969 000 


 


884 622 223 




Greece


2 175 890 000 


 


1 519 248 418 




Spain


10 542 672 000 


 


7 361 097 188 




France


20 331 649 000 


 


14 195 949 972 




Italy


15 753 884 000 


 


10 999 666 044 




Cyprus


179 320 000 


 


125 204 687 




Latvia


186 604 000 


0,6982193 (10)



130 290 516 




Lithuania


290 314 000 


 


202 702 841 




Luxembourg


316 518 000 


 


220 998 980 




Hungary


978 454 000 


 


683 175 478 




Malta


60 993 000 


 


42 586 490 




Netherlands


6 121 794 000 


 


4 274 354 793 




Austria


2 927 120 000 


 


2 043 771 712 




Poland


3 689 995 000 


 


2 576 425 769 




Portugal


1 644 805 000 


 


1 148 434 615 




Romania


1 248 095 000 


 


871 444 032 




Slovenia


361 860 000 


 


252 657 640 




Slovakia


687 119 000 


 


479 759 755 




Finland


1 929 744 000 


 


1 347 384 528 




Sweden


3 932 868 000 


 


2 746 004 388 




United Kingdom


18 044 543 000 


 


12 599 048 395 





Total




126 856 122 000 



 



88 573 394 197 









TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2 paragraph (5) of Decision 2007/436/EC, Euratom (Chapter 1 6)









Member State


Gross reduction


Percentage share of GNI base


GNI key applied to the gross reduction


Financing of the reduction in favour of the Netherlands and Sweden




 


(1)


(2)


(3)


(4) = (1) + (3)




Belgium


 


2,92


24 197 489 


24 197 489 




Bulgaria


 


0,29


2 420 682 


2 420 682 




Czech Republic


 


1,10


9 105 873 


9 105 873 




Denmark


 


1,94


16 081 048 


16 081 048 




Germany


 


20,59


170 881 511 


170 881 511 




Estonia


 


0,12


960 025 


960 025 




Ireland


 


1,00


8 288 842 


8 288 842 




Greece


 


1,72


14 235 241 


14 235 241 




Spain


 


8,31


68 972 916 


68 972 916 




France


 


16,03


133 014 961 


133 014 961 




Italy


 


12,42


103 066 026 


103 066 026 




Cyprus


 


0,14


1 173 158 


1 173 158 




Latvia


 


0,15


1 220 812 


1 220 812 




Lithuania


 


0,23


1 899 310 


1 899 310 




Luxembourg


 


0,25


2 070 743 


2 070 743 




Hungary


 


0,77


6 401 302 


6 401 302 




Malta


 


0,05


399 032 


399 032 




Netherlands


– 665 039 963 


4,83


40 050 378 


– 624 989 585 




Austria


 


2,31


19 149 984 


19 149 984 




Poland


 


2,91


24 140 912 


24 140 912 




Portugal


 


1,30


10 760 744 


10 760 744 




Romania


 


0,98


8 165 364 


8 165 364 




Slovenia


 


0,29


2 367 383 


2 367 383 




Slovakia


 


0,54


4 495 312 


4 495 312 




Finland


 


1,52


12 624 890 


12 624 890 




Sweden


– 164 885 941 


3,10


25 729 850 


– 139 156 091 




United Kingdom


 


14,22


118 052 116 


118 052 116 





Total




– 829 925 904 




100,00




829 925 904 




0





EU GDP price deflator, in EUR (spring 2010 economic forecast):
(a) 2004 EU25 = 107,4023 / (b) 2006 EU25 = 112,1509 / (c) 2006 EU27 = 112,4894 / (d) 2011 EU27 = 118,4172
Lump-sum for the Netherlands: in 2011 prices:
605 000 000  EUR × [(b/a) × (d/c)] = 665 039 963  EUR
Lump-sum for Sweden: in 2011 prices:
150 000 000  EUR × [(b/a) × (d/c)] = 164 885 941  EUR








TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2010 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)







Description


Coefficient (11) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






15,0995


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






7,7390


 










3.


(1) – (2)






7,3605


 











4.



Total allocated expenditure






 



111 581 136 089 











5.


Enlargement-related expenditure (12) = (5a + 5b)






 


23 885 731 392 










5a.


Pre-accession expenditure






 


2 978 639 088 










5b.


Expenditure related to Article 4(1)(g)






 


20 907 092 304 










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


87 695 404 697 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


4 260 193 166 










8.


United Kingdom's advantage (13)







 


388 810 830 










9.


Core United Kingdom's correction = (7) – (8)






 


3 871 382 336 










10.


Windfall gains deriving from traditional own resources (14)







 


29 810 676 










11.


Correction for the United Kingdom = (9) – (10)






 


3 841 571 660 




According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in paragraph (1)(g) of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.







2007-2012 UK corrections
Difference in original amount in reference to EUR 10,5 billion threshold 
(ORD 2007 vs. ORD 2000), in EUR


Difference in current prices


Difference in constant 2004 prices










(A)


2007 UK correction






0


0










(B)


2008 UK correction






– 301 636 064 


– 279 914 923 










(C)


2009 UK correction






–1 350 053 160 


–1 271 666 250 










(D)


2010 UK correction






–2 083 537 505 


–1 918 060 737 










(E)


2011 UK correction






n/a


n/a










(F)


2012 UK correction






n/a


n/a











(G)



Sum of differences = (A) + (B) + (C) + (D) + (E) + (F)







–3 735 226 728 




–3 469 641 910 









TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2007 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5)







Description


Coefficient (15) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






17,4496


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






7,2384


 










3.


(1) – (2)






10,2111


 











4.



Total allocated expenditure






 



105 275 791 730 











5.


Enlargement-related expenditure (16) = (5a + 5b)






 


2 930 808 042 










5a.


Pre-accession expenditure






 


2 930 808 042 










5b.


Expenditure related to Article 4(1)(g)






 


0










6.


Enlargement-adjusted total allocated expenditure = (4) – (5)






 


102 344 983 688 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


6 897 392 491 










8.


United Kingdom's advantage (17)







 


67 188 488 










9.


Core United Kingdom's correction = (7) – (8)






 


6 830 204 004 










10.


Windfall gains deriving from traditional own resources (18)







 


–46 980 802 










11.


Correction for the United Kingdom = (9) – (10)






 


6 877 184 806 








TABLE 5.3

Correction of budgetary imbalances in favour of the United Kingdom for the year 2006 pursuant to article 4 of Council Decision 2000/597/EC, Euratom (Chapter 3 5)







Description


Coefficient (19) (%)


Amount










1.


United Kingdom's share (in %) of total uncapped VAT base






17,2771 %


 










2.


United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure






8,6928 %


 










3.


(1) – (2)






8,5843 %


 











4.



Total allocated expenditure






 



97 195 051 529 











5.


Pre-accession expenditure (PAE)






 


1 837 296 087 










6.


PAE-adjusted total allocated expenditure = (4) – (5)






 


95 357 755 442 










7.


United Kingdom's correction original amount = (3) × (6) × 0,66






 


5 402 613 496 










8.


United Kingdom's advantage (20)







 


215 286 076 










9.


Core United Kingdom's correction = (7) – (8)






 


5 187 327 420 










10.


Windfall gains deriving from traditional own resources (21)







 


–9 196 589 










11.


Correction for the United Kingdom = (9) – (10)






 


5 196 524 008 








TABLE 6.1

Calculation of the financing of the correction 2010 for the United Kingdom amounting to EUR –3 841 571 660  (Chapter 1 5)












Member State


Percentage share of GNI base


Shares without the United Kingdom


Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom


Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2


Column 4 distributed in accordance with column 3


Financing scale


Financing scale applied to the correction




 


(1)


(2)


(3)


(4)


(5)


(6) = (2) + (4) + (5)


(7)




Belgium


2,92


3,40


5,31


 


1,43


4,83


185 512 958 




Bulgaria


0,29


0,34


0,53


 


0,14


0,48


18 558 453 




Czech Republic


1,10


1,28


2,00


 


0,54


1,82


69 811 267 




Denmark


1,94


2,26


3,53


 


0,95


3,21


123 287 291 




Germany


20,59


24,00


0,00


–18,00 


0,00


6,00


230 537 205 




Estonia


0,12


0,13


0,21


 


0,06


0,19


7 360 143 




Ireland


1,00


1,16


1,82


 


0,49


1,65


63 547 406 




Greece


1,72


2,00


3,12


 


0,84


2,84


109 136 186 




Spain


8,31


9,69


15,12


 


4,08


13,76


528 789 146 




France


16,03


18,69


29,17


 


7,86


26,55


1 019 775 186 




Italy


12,42


14,48


22,60


 


6,09


20,57


790 168 077 




Cyprus


0,14


0,16


0,26


 


0,07


0,23


8 994 159 




Latvia


0,15


0,17


0,27


 


0,07


0,24


9 359 503 




Lithuania


0,23


0,27


0,42


 


0,11


0,38


14 561 289 




Luxembourg


0,25


0,29


0,45


 


0,12


0,41


15 875 604 




Hungary


0,77


0,90


1,40


 


0,38


1,28


49 076 349 




Malta


0,05


0,06


0,09


 


0,02


0,08


3 059 228 




Netherlands


4,83


5,63


0,00


–4,22 


0,00


1,41


54 032 187 




Austria


2,31


2,69


0,00


–2,02 


0,00


0,67


25 835 351 




Poland


2,91


3,39


5,29


 


1,43


4,82


185 079 200 




Portugal


1,30


1,51


2,36


 


0,64


2,15


82 498 538 




Romania


0,98


1,15


1,79


 


0,48


1,63


62 600 742 




Slovenia


0,29


0,33


0,52


 


0,14


0,47


18 149 824 




Slovakia


0,54


0,63


0,99


 


0,27


0,90


34 463 850 




Finland


1,52


1,77


2,77


 


0,75


2,52


96 790 233 




Sweden


3,10


3,61


0,00


–2,71 


0,00


0,90


34 712 285 




United Kingdom


14,22


0,00


0,00


 


0,00


0,00


0





Total




100,00




100,00




100,00




–26,95 




26,95




100,00




3 841 571 660 





The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2007 UK correction (Chapter 3 5)






Member State


Amount




 


(1)




Belgium


706 907 




Bulgaria


535 312 




Czech Republic


6 744 356 




Denmark


–5 289 141 




Germany


– 870 891 




Estonia


– 989 889 




Ireland


–6 610 915 




Greece


–10 394 252 




Spain


–14 463 921 




France


–4 098 541 




Italy


–32 446 645 




Cyprus


–71 604 




Latvia


153 180 




Lithuania


108 301 




Luxembourg


– 114 511 




Hungary


757 788 




Malta


11 085 




Netherlands


– 683 089 




Austria


– 640 297 




Poland


14 123 243 




Portugal


3 156 918 




Romania


7 742 255 




Slovenia


657 143 




Slovakia


3 867 642 




Finland


–4 997 969 




Sweden


98 758 




United Kingdom


43 008 777 





Total




0









TABLE 6.3

Financing of the definitive 2006 UK correction (Chapter 3 5)






Member State


Amount




 


(1)




Belgium


–8 755 549 




Bulgaria


– 741 523 




Czech Republic


–3 073 164 




Denmark


–5 928 694 




Germany


–11 377 531 




Estonia


– 375 342 




Ireland


–4 203 153 




Greece


–5 690 088 




Spain


–26 632 223 




France


–49 761 580 




Italy


–39 816 491 




Cyprus


– 393 976 




Latvia


– 532 301 




Lithuania


– 715 807 




Luxembourg


– 771 356 




Hungary


–2 426 193 




Malta


– 137 272 




Netherlands


–2 637 055 




Austria


–1 218 391 




Poland


–7 766 880 




Portugal


–4 055 856 




Romania


–3 137 843 




Slovenia


– 877 883 




Slovakia


–1 383 091 




Finland


–4 673 150 




Sweden


–1 563 025 




United Kingdom


188 645 417 





Total




0









TABLE 7

Summary of financing (22) of the general budget by type of own resource and by Member State
















Member State


Traditional own resources (TOR)


VAT and GNI-based own resources, including adjustments


Total own resources (23)





Net sugar sector levies (75 %)


Net customs duties (75 %)


Total net traditional own resources (75 %)


Collection costs (25 % of gross TOR) (p.m.)


VAT-based own resource


GNI-based own resource


Reduction in favour of Netherlands and Sweden


United Kingdom correction


Total ‘national contributions’


Share in total ‘national contributions’ (%)




 


(1)


(2)


(3) = (1) + (2)


(4)


(5)


(6)


(7)


(8)


(9) = (5) + (6) + (7) + (8)


(10)


(11) = (3) + (9)




Belgium


6 600 000 


1 617 000 000 


1 623 600 000 


541 200 000 


488 276 100 


2 582 463 970 


24 197 489 


177 464 316 


3 272 401 875 


3,19


4 896 001 875 




Bulgaria


400 000 


48 700 000 


49 100 000 


16 366 667 


50 703 900 


258 346 033 


2 420 682 


18 352 242 


329 822 857 


0,32


378 922 857 




Czech Republic


3 400 000 


205 000 000 


208 400 000 


69 466 667 


195 863 100 


971 819 342 


9 105 873 


73 482 459 


1 250 270 774 


1,22


1 458 670 774 




Denmark


3 400 000 


321 500 000 


324 900 000 


108 300 000 


289 130 700 


1 716 241 222 


16 081 048 


112 069 456 


2 133 522 426 


2,08


2 458 422 426 




Germany


26 300 000 


3 570 000 000 


3 596 300 000 


1 198 766 662 


1 653 923 250 


18 237 237 068 


170 881 511 


218 288 783 


20 280 330 612 


19,75


23 876 630 612 




Estonia


0


21 200 000 


21 200 000 


7 066 667 


21 597 900 


102 458 098 


960 025 


5 994 912 


131 010 935 


0,13


152 210 935 




Ireland


0


188 800 000 


188 800 000 


62 933 333 


190 045 350 


884 622 223 


8 288 842 


52 733 338 


1 135 689 753 


1,11


1 324 489 753 




Greece


1 400 000 


206 800 000 


208 200 000 


69 400 000 


305 838 000 


1 519 248 418 


14 235 241 


93 051 846 


1 932 373 505 


1,88


2 140 573 505 




Spain


4 700 000 


1 268 000 000 


1 272 700 000 


424 233 334 


1 577 470 500 


7 361 097 188 


68 972 916 


487 693 002 


9 495 233 606 


9,25


10 767 933 606 




France


30 900 000 


1 555 200 000 


1 586 100 000 


528 700 000 


2 797 328 100 


14 195 949 972 


133 014 961 


965 915 065 


18 092 208 098 


17,62


19 678 308 098 




Italy


4 700 000 


2 030 700 000 


2 035 400 000 


678 466 667 


1 727 718 300 


10 999 666 044 


103 066 026 


717 904 941 


13 548 355 311 


13,19


15 583 755 311 




Cyprus


0


28 100 000 


28 100 000 


9 366 667 


26 898 000 


125 204 687 


1 173 158 


8 528 579 


161 804 424 


0,16


189 904 424 




Latvia


0


19 600 000 


19 600 000 


6 533 333 


18 468 900 


130 290 516 


1 220 812 


8 980 382 


158 960 610 


0,15


178 560 610 




Lithuania


800 000 


41 500 000 


42 300 000 


14 100 000 


35 444 400 


202 702 841 


1 899 310 


13 953 783 


254 000 334 


0,25


296 300 334 




Luxembourg


0


14 700 000 


14 700 000 


4 900 000 


47 477 700 


220 998 980 


2 070 743 


14 989 737 


285 537 160 


0,28


300 237 160 




Hungary


2 000 000 


104 600 000 


106 600 000 


35 533 334 


126 576 000 


683 175 478 


6 401 302 


47 407 944 


863 560 724 


0,84


970 160 724 




Malta


0


11 300 000 


11 300 000 


3 766 667 


9 148 950 


42 586 490 


399 032 


2 933 041 


55 067 513 


0,05


66 367 513 




Netherlands


7 300 000 


1 908 300 000 


1 915 600 000 


638 533 333 


276 721 000 


4 274 354 793 


– 624 989 585 


50 712 043 


3 976 798 251 


3,87


5 892 398 251 




Austria


3 200 000 


172 000 000 


175 200 000 


58 400 000 


296 038 350 


2 043 771 712 


19 149 984 


23 976 663 


2 382 936 709 


2,32


2 558 136 709 




Poland


12 800 000 


357 100 000 


369 900 000 


123 300 000 


543 004 800 


2 576 425 769 


24 140 912 


191 435 563 


3 335 007 044 


3,25


3 704 907 044 




Portugal


200 000 


138 200 000 


138 400 000 


46 133 334 


246 720 750 


1 148 434 615 


10 760 744 


81 599 600 


1 487 515 709 


1,45


1 625 915 709 




Romania


1 000 000 


110 600 000 


111 600 000 


37 200 000 


138 123 000 


871 444 032 


8 165 364 


67 205 154 


1 084 937 550 


1,06


1 196 537 550 




Slovenia


0


71 400 000 


71 400 000 


23 800 000 


54 279 000 


252 657 640 


2 367 383 


17 929 084 


327 233 107 


0,32


398 633 107 




Slovakia


1 400 000 


113 500 000 


114 900 000 


38 300 000 


64 378 800 


479 759 755 


4 495 312 


36 948 401 


585 582 268 


0,57


700 482 268 




Finland


800 000 


152 000 000 


152 800 000 


50 933 334 


251 985 600 


1 347 384 528 


12 624 890 


87 119 114 


1 699 114 132 


1,65


1 851 914 132 




Sweden


2 600 000 


489 500 000 


492 100 000 


164 033 334 


167 499 100 


2 746 004 388 


– 139 156 091 


33 248 018 


2 807 595 415 


2,73


3 299 695 415 




United Kingdom


9 500 000 


2 978 300 000 


2 987 800 000 


995 933 334 


2 525 317 500 


12 599 048 395 


118 052 116 


–3 609 917 466 


11 632 500 545 


11,33


14 620 300 545 





Total




123 400 000 




17 743 600 000 




17 867 000 000 




5 955 666 667 




14 125 977 050 




88 573 394 197 




0




0




102 699 371 247 




100,00




120 566 371 247 





B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING


REVENUE










Title


Heading


Budget 2011


Amending budget No 4/2011


New amount






1


OWN RESOURCES


120 566 371 247 


 


120 566 371 247 




3


SURPLUSES, BALANCES AND ADJUSTMENTS


4 539 394 283 


0


4 539 394 283 




4


REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES


1 180 425 515 


 


1 180 425 515 




5


REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS


57 294 000 


 


57 294 000 




6


CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES


30 000 000 


 


30 000 000 




7


INTEREST ON LATE PAYMENTS AND FINES


123 000 000 


 


123 000 000 




8


BORROWING AND LENDING OPERATIONS


438 717 


 


438 717 




9


MISCELLANEOUS REVENUE


30 210 000 


 


30 210 000 




 



Total




126 527 133 762 




0




126 527 133 762 






TITLE 1


OWN RESOURCES










Title
Chapter


Heading


Budget 2011


Amending budget No 4/2011


New amount






1 1


LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM)


123 400 000 


 


123 400 000 




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM


16 653 700 000 


1 089 900 000 


17 743 600 000 




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM


13 786 799 525 


339 177 525 


14 125 977 050 




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM


90 002 471 722 


–1 429 077 525 


88 573 394 197 




1 5


CORRECTION OF BUDGETARY IMBALANCES


0


0


0




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN


0


0


0




 



Title 1 — Total




120 566 371 247 




0




120 566 371 247 






CHAPTER 1 2 —   CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




1 2


CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM






1 2 0






Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom




16 653 700 000 


1 089 900 000 


17 743 600 000 




 



Chapter 1 2 — Total




16 653 700 000 




1 089 900 000 




17 743 600 000 








                                       1 2 0Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 4/2011


New amount




16 653 700 000 


1 089 900 000 


17 743 600 000 





Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.
Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


1 512 400 000 


104 600 000 


1 617 000 000 




Bulgaria


55 400 000 


–6 700 000 


48 700 000 




Czech Republic


193 300 000 


11 700 000 


205 000 000 




Denmark


318 500 000 


3 000 000 


321 500 000 




Germany


3 403 800 000 


166 200 000 


3 570 000 000 




Estonia


16 800 000 


4 400 000 


21 200 000 




Ireland


178 200 000 


10 600 000 


188 800 000 




Greece


155 000 000 


51 800 000 


206 800 000 




Spain


1 056 600 000 


211 400 000 


1 268 000 000 




France


1 357 500 000 


197 700 000 


1 555 200 000 




Italy


1 795 300 000 


235 400 000 


2 030 700 000 




Cyprus


33 200 000 


–5 100 000 


28 100 000 




Latvia


21 100 000 


–1 500 000 


19 600 000 




Lithuania


47 900 000 


–6 400 000 


41 500 000 




Luxembourg


12 300 000 


2 400 000 


14 700 000 




Hungary


112 200 000 


–7 600 000 


104 600 000 




Malta


10 100 000 


1 200 000 


11 300 000 




Netherlands


2 039 100 000 


– 130 800 000 


1 908 300 000 




Austria


168 100 000 


3 900 000 


172 000 000 




Poland


379 500 000 


–22 400 000 


357 100 000 




Portugal


131 300 000 


6 900 000 


138 200 000 




Romania


142 300 000 


–31 700 000 


110 600 000 




Slovenia


78 800 000 


–7 400 000 


71 400 000 




Slovakia


93 400 000 


20 100 000 


113 500 000 




Finland


138 000 000 


14 000 000 


152 000 000 




Sweden


450 300 000 


39 200 000 


489 500 000 




United Kingdom


2 753 300 000 


225 000 000 


2 978 300 000 





Article 1 2 0 — Total



16 653 700 000 


1 089 900 000 


17 743 600 000 





CHAPTER 1 3 —   OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(B) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




1 3


OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM






1 3 0






Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom




13 786 799 525 


339 177 525 


14 125 977 050 




 



Chapter 1 3 — Total




13 786 799 525 




339 177 525 




14 125 977 050 








                                       1 3 0Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 4/2011


New amount




13 786 799 525 


339 177 525 


14 125 977 050 





Remarks

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each Member State. For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


447 056 400 


41 219 700 


488 276 100 




Bulgaria


50 039 700 


664 200 


50 703 900 




Czech Republic


198 357 600 


–2 494 500 


195 863 100 




Denmark


288 014 100 


1 116 600 


289 130 700 




Germany


1 617 919 650 


36 003 600 


1 653 923 250 




Estonia


20 176 800 


1 421 100 


21 597 900 




Ireland


199 435 200 


–9 389 850 


190 045 350 




Greece


320 616 300 


–14 778 300 


305 838 000 




Spain


1 194 082 200 


383 388 300 


1 577 470 500 




France


2 687 302 500 


110 025 600 


2 797 328 100 




Italy


1 865 228 700 


– 137 510 400 


1 727 718 300 




Cyprus


26 082 900 


815 100 


26 898 000 




Latvia


20 254 500 


–1 785 600 


18 468 900 




Lithuania


40 864 500 


–5 420 100 


35 444 400 




Luxembourg


43 806 900 


3 670 800 


47 477 700 




Hungary


130 727 400 


–4 151 400 


126 576 000 




Malta


8 656 650 


492 300 


9 148 950 




Netherlands


297 167 000 


–20 446 000 


276 721 000 




Austria


292 646 475 


3 391 875 


296 038 350 




Poland


552 490 800 


–9 486 000 


543 004 800 




Portugal


245 006 700 


1 714 050 


246 720 750 




Romania


145 281 600 


–7 158 600 


138 123 000 




Slovenia


53 411 850 


867 150 


54 279 000 




Slovakia


79 764 600 


–15 385 800 


64 378 800 




Finland


241 236 300 


10 749 300 


251 985 600 




Sweden


153 822 000 


13 677 100 


167 499 100 




United Kingdom


2 567 350 200 


–42 032 700 


2 525 317 500 





Article 1 3 0 — Total



13 786 799 525 


339 177 525 


14 125 977 050 





CHAPTER 1 4 —   OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




1 4


OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM






1 4 0






Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom




90 002 471 722 


–1 429 077 525 


88 573 394 197 




 



Chapter 1 4 — Total




90 002 471 722 




–1 429 077 525 




88 573 394 197 








                                       1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 4/2011


New amount




90 002 471 722 


–1 429 077 525 


88 573 394 197 





Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States' gross national income for this financial year is 0,6982 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


2 595 586 001 


–13 122 031 


2 582 463 970 




Bulgaria


249 807 385 


8 538 648 


258 346 033 




Czech Republic


1 003 663 052 


–31 843 710 


971 819 342 




Denmark


1 756 347 548 


–40 106 326 


1 716 241 222 




Germany


18 298 202 749 


–60 965 681 


18 237 237 068 




Estonia


98 750 061 


3 708 037 


102 458 098 




Ireland


954 136 602 


–69 514 379 


884 622 223 




Greece


1 669 342 922 


– 150 094 504 


1 519 248 418 




Spain


7 557 283 918 


– 196 186 730 


7 361 097 188 




France


14 688 863 833 


– 492 913 861 


14 195 949 972 




Italy


11 340 357 954 


– 340 691 910 


10 999 666 044 




Cyprus


124 785 643 


419 044 


125 204 687 




Latvia


122 761 929 


7 528 587 


130 290 516 




Lithuania


195 503 678 


7 199 163 


202 702 841 




Luxembourg


209 580 689 


11 418 291 


220 998 980 




Hungary


710 035 803 


–26 860 325 


683 175 478 




Malta


41 415 089 


1 171 401 


42 586 490 




Netherlands


4 330 160 684 


–55 805 891 


4 274 354 793 




Austria


2 068 694 869 


–24 923 157 


2 043 771 712 




Poland


2 643 222 934 


–66 797 165 


2 576 425 769 




Portugal


1 172 159 479 


–23 724 864 


1 148 434 615 




Romania


918 721 609 


–47 277 577 


871 444 032 




Slovenia


255 532 629 


–2 874 989 


252 657 640 




Slovakia


493 806 280 


–14 046 525 


479 759 755 




Finland


1 313 937 142 


33 447 386 


1 347 384 528 




Sweden


2 515 711 736 


230 292 652 


2 746 004 388 




United Kingdom


12 674 099 504 


–75 051 109 


12 599 048 395 





Article 1 4 0 — Total



90 002 471 722 


–1 429 077 525 


88 573 394 197 





CHAPTER 1 5 —   CORRECTION OF BUDGETARY IMBALANCES










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




1 5


CORRECTION OF BUDGETARY IMBALANCES






1 5 0






Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom




0


0


0




 



Chapter 1 5 — Total




0




0




0








                                       1 5 0Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 4/2011


New amount




0


0


0





Remarks

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


145 448 571 


40 064 387 


185 512 958 




Bulgaria


13 998 429 


4 560 024 


18 558 453 




Czech Republic


56 242 158 


13 569 109 


69 811 267 




Denmark


98 420 257 


24 867 034 


123 287 291 




Germany


182 159 254 


48 377 951 


230 537 205 




Estonia


5 533 646 


1 826 497 


7 360 143 




Ireland


53 466 849 


10 080 557 


63 547 406 




Greece


93 544 788 


15 591 398 


109 136 186 




Spain


423 486 700 


105 302 446 


528 789 146 




France


823 118 270 


196 656 916 


1 019 775 186 




Italy


635 478 409 


154 689 668 


790 168 077 




Cyprus


6 992 600 


2 001 559 


8 994 159 




Latvia


6 879 197 


2 480 306 


9 359 503 




Lithuania


10 955 418 


3 605 871 


14 561 289 




Luxembourg


11 744 250 


4 131 354 


15 875 604 




Hungary


39 788 199 


9 288 150 


49 076 349 




Malta


2 320 773 


738 455 


3 059 228 




Netherlands


43 106 902 


10 925 285 


54 032 187 




Austria


20 593 930 


5 241 421 


25 835 351 




Poland


148 117 997 


36 961 203 


185 079 200 




Portugal


65 684 174 


16 814 364 


82 498 538 




Romania


51 482 303 


11 118 439 


62 600 742 




Slovenia


14 319 254 


3 830 570 


18 149 824 




Slovakia


27 671 369 


6 792 481 


34 463 850 




Finland


73 628 953 


23 161 280 


96 790 233 




Sweden


25 043 999 


9 668 286 


34 712 285 




United Kingdom


–3 079 226 649 


– 762 345 011 


–3 841 571 660 





Article 1 5 0 — Total



0


0


0





CHAPTER 1 6 —   GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




1 6


GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN






1 6 0






Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom




0


0


0




 



Chapter 1 6 — Total




0




0




0








                                       1 6 0Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom









Budget 2011


Amending budget No 4/2011


New amount




0


0


0





Remarks

For the period 2007-2013 only, the Netherlands benefits from a gross reduction in its annual GNI contribution of EUR 605 000 000 and Sweden from a gross reduction in its annual GNI contribution of EUR 150 000 000, measured in 2004 prices. These amounts are adjusted to current prices.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(9) thereof.
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(5) thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


23 934 277 


263 212 


24 197 489 




Bulgaria


2 303 510 


117 172 


2 420 682 




Czech Republic


9 254 923 


– 149 050 


9 105 873 




Denmark


16 195 537 


– 114 489 


16 081 048 




Germany


168 730 393 


2 151 118 


170 881 511 




Estonia


910 589 


49 436 


960 025 




Ireland


8 798 233 


– 509 391 


8 288 842 




Greece


15 393 254 


–1 158 013 


14 235 241 




Spain


69 686 816 


– 713 900 


68 972 916 




France


135 448 153 


–2 433 192 


133 014 961 




Italy


104 571 093 


–1 505 067 


103 066 026 




Cyprus


1 150 667 


22 491 


1 173 158 




Latvia


1 132 006 


88 806 


1 220 812 




Lithuania


1 802 768 


96 542 


1 899 310 




Luxembourg


1 932 574 


138 169 


2 070 743 




Hungary


6 547 344 


– 146 042 


6 401 302 




Malta


381 895 


17 137 


399 032 




Netherlands


– 625 110 923 


121 338 


– 624 989 585 




Austria


19 075 737 


74 247 


19 149 984 




Poland


24 373 544 


– 232 632 


24 140 912 




Portugal


10 808 653 


–47 909 


10 760 744 




Romania


8 471 666 


– 306 302 


8 165 364 




Slovenia


2 356 304 


11 079 


2 367 383 




Slovakia


4 553 460 


–58 148 


4 495 312 




Finland


12 116 006 


508 884 


12 624 890 




Sweden


– 141 688 197 


2 532 106 


– 139 156 091 




United Kingdom


116 869 718 


1 182 398 


118 052 116 





Article 1 6 0 — Total



0


0


0





TITLE 3


SURPLUSES, BALANCES AND ADJUSTMENTS










Title
Chapter


Heading


Budget 2011


Amending budget No 4/2011


New amount






3 0


SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR


4 539 394 283 


 


4 539 394 283 




3 1


BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000


p.m.


 


p.m.




3 2


BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000


p.m.


 


p.m.




3 4


ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE


p.m.


 


p.m.




3 5


RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


p.m.


0


0




3 6


RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM


p.m.


 


p.m.




3 7


ADJUSTMENT RELATING TO THE IMPLEMENTATION OF DECISION 2007/436/EC, EURATOM


—


 


—




 



Title 3 — Total




4 539 394 283 




0




4 539 394 283 






CHAPTER 3 5 —   RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM










Title
Chapter
Article
Item


Heading


Budget 2011


Amending budget No 4/2011


New amount




3 5


RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM






3 5 0






Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom






3 5 0 4


Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom


p.m.


0


0




 



Article 3 5 0 — Subtotal



p.m.


0


0




 



Chapter 3 5 — Total




p.m.




0




0








                                       3 5 0Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom



                                    3 5 0 4Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom







Budget 2011


Amending budget No 4/2011


New amount




p.m.


0


0





Remarks

Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom.
The figures correspond to the result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom in respect of the correction for the years 2006 and 2007.

Legal basis

Council Decision 2000/597/EC, Euratom of 29 September 2000 on the system of the European Communities' own resources (OJ L 253, 7.10.2000, p. 42), and in particular Articles 4 and 5 thereof.
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.








Member State


Budget 2011


Amending budget No 4/2011


New amount




Belgium


p.m.


–8 048 642 


–8 048 642 




Bulgaria


p.m.


– 206 211 


– 206 211 




Czech Republic


p.m.


3 671 192 


3 671 192 




Denmark


p.m.


–11 217 835 


–11 217 835 




Germany


p.m.


–12 248 422 


–12 248 422 




Estonia


p.m.


–1 365 231 


–1 365 231 




Ireland


p.m.


–10 814 068 


–10 814 068 




Greece


p.m.


–16 084 340 


–16 084 340 




Spain


p.m.


–41 096 144 


–41 096 144 




France


p.m.


–53 860 121 


–53 860 121 




Italy


p.m.


–72 263 136 


–72 263 136 




Cyprus


p.m.


– 465 580 


– 465 580 




Latvia


p.m.


– 379 121 


– 379 121 




Lithuania


p.m.


– 607 506 


– 607 506 




Luxembourg


p.m.


– 885 867 


– 885 867 




Hungary


p.m.


–1 668 405 


–1 668 405 




Malta


p.m.


– 126 187 


– 126 187 




Netherlands


p.m.


–3 320 144 


–3 320 144 




Austria


p.m.


–1 858 688 


–1 858 688 




Poland


p.m.


6 356 363 


6 356 363 




Portugal


p.m.


– 898 938 


– 898 938 




Romania


p.m.


4 604 412 


4 604 412 




Slovenia


p.m.


– 220 740 


– 220 740 




Slovakia


p.m.


2 484 551 


2 484 551 




Finland


p.m.


–9 671 119 


–9 671 119 




Sweden


p.m.


–1 464 267 


–1 464 267 




United Kingdom


p.m.


231 654 194 


231 654 194 




Item 3 5 0 4 — Total


p.m.


0


0





SECTION III


COMMISSION


EXPENDITURE













Title


Heading


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






01


ECONOMIC AND FINANCIAL AFFAIRS


524 283 196 


341 387 137 


 


 


524 283 196 


341 387 137 




 



40 01 40




40 929 




40 929 



 


 



40 929 




40 929 





 


 


524 324 125 


341 428 066 


 


 


524 324 125 


341 428 066 




02


ENTERPRISE


1 055 561 122 


1 209 465 022 


 


 


1 055 561 122 


1 209 465 022 




 



40 01 40




52 772 




52 772 



 


 



52 772 




52 772 





 


 


1 055 613 894 


1 209 517 794 


 


 


1 055 613 894 


1 209 517 794 




03


COMPETITION


93 403 671 


93 403 671 


 


 


93 403 671 


93 403 671 




 



40 01 40




56 917 




56 917 



 


 



56 917 




56 917 





 


 


93 460 588 


93 460 588 


 


 


93 460 588 


93 460 588 




04


EMPLOYMENT AND SOCIAL AFFAIRS


11 398 325 662 


9 213 443 236 


 


 


11 398 325 662 


9 213 443 236 




 



40 01 40, 40 02 41




44 335 




44 335 



 


 



44 335 




44 335 





 


 


11 398 369 997 


9 213 487 571 


 


 


11 398 369 997 


9 213 487 571 




05


AGRICULTURE AND RURAL DEVELOPMENT


57 292 184 763 


55 269 004 060 


 


 


57 292 184 763 


55 269 004 060 




 



40 01 40, 40 02 40




74 532 




74 532 



 


 



74 532 




74 532 





 


 


57 292 259 295 


55 269 078 592 


 


 


57 292 259 295 


55 269 078 592 




06


MOBILITY AND TRANSPORT


1 546 683 351 


1 141 803 775 


 


 


1 546 683 351 


1 141 803 775 




 



40 01 40




25 609 




25 609 



 


 



25 609 




25 609 





 


 


1 546 708 960 


1 141 829 384 


 


 


1 546 708 960 


1 141 829 384 




07


ENVIRONMENT AND CLIMATE ACTION


470 550 540 


390 290 122 


 


 


470 550 540 


390 290 122 




 



40 01 40, 40 02 41




44 853 




44 853 



 


 



44 853 




44 853 





 


 


470 595 393 


390 334 975 


 


 


470 595 393 


390 334 975 




08


RESEARCH


5 334 630 545 


4 117 083 880 


 


 


5 334 630 545 


4 117 083 880 




 



40 01 40




6 884 




6 884 



 


 



6 884 




6 884 





 


 


5 334 637 429 


4 117 090 764 


 


 


5 334 637 429 


4 117 090 764 




09


INFORMATION SOCIETY AND MEDIA


1 538 552 441 


1 334 275 234 


 


 


1 538 552 441 


1 334 275 234 




 



40 01 40, 40 02 41




29 384 




29 384 



 


 



29 384 




29 384 





 


 


1 538 581 825 


1 334 304 618 


 


 


1 538 581 825 


1 334 304 618 




10


DIRECT RESEARCH


394 978 000 


396 209 233 


 


 


394 978 000 


396 209 233 




11


MARITIME AFFAIRS AND FISHERIES


948 592 229 


719 026 792 


 


 


948 592 229 


719 026 792 




 



40 01 40, 40 02 41




52 021 983 




52 021 983 



 


 



52 021 983 




52 021 983 





 


 


1 000 614 212 


771 048 775 


 


 


1 000 614 212 


771 048 775 




12


INTERNAL MARKET


94 868 629 


93 358 064 


 


 


94 868 629 


93 358 064 




 



40 01 40, 40 02 41




35 305 




35 305 



 


 



35 305 




35 305 





 


 


94 903 934 


93 393 369 


 


 


94 903 934 


93 393 369 




13


REGIONAL POLICY


40 584 774 912 


33 519 147 680 


 


 


40 584 774 912 


33 519 147 680 




 



40 01 40




43 816 




43 816 



 


 



43 816 




43 816 





 


 


40 584 818 728 


33 519 191 496 


 


 


40 584 818 728 


33 519 191 496 




14


TAXATION AND CUSTOMS UNION


142 229 539 


114 783 765 


 


 


142 229 539 


114 783 765 




 



40 01 40




32 492 




32 492 



 


 



32 492 




32 492 





 


 


142 262 031 


114 816 257 


 


 


142 262 031 


114 816 257 




15


EDUCATION AND CULTURE


2 428 691 266 


1 996 401 080 


 


 


2 428 691 266 


1 996 401 080 




 



40 01 40




38 857 




38 857 



 


 



38 857 




38 857 





 


 


2 428 730 123 


1 996 439 937 


 


 


2 428 730 123 


1 996 439 937 




16


COMMUNICATION


273 374 552 


253 374 552 


 


 


273 374 552 


253 374 552 




 



40 01 40




46 111 




46 111 



 


 



46 111 




46 111 





 


 


273 420 663 


253 420 663 


 


 


273 420 663 


253 420 663 




17


HEALTH AND CONSUMER PROTECTION


692 021 626 


596 046 062 


 


 


692 021 626 


596 046 062 




 



40 01 40




57 583 




57 583 



 


 



57 583 




57 583 





 


 


692 079 209 


596 103 645 


 


 


692 079 209 


596 103 645 




18


AREA OF FREEDOM, SECURITY AND JUSTICE


1 193 910 768 


871 707 680 


41 075 523 


43 922 500 


1 234 986 291 


915 630 180 




 



40 01 40, 40 02 41




16 479 335 




13 005 028 



 


 



16 479 335 




13 005 028 





 


 


1 210 390 103 


884 712 708 


 


 


1 251 465 626 


928 635 208 




19


EXTERNAL RELATIONS


4 270 665 587 


3 378 255 172 


 


 


4 270 665 587 


3 378 255 172 




 



40 01 40, 40 02 41




44 005 106 




6 441 836 



 


 



44 005 106 




6 441 836 





 


 


4 314 670 693 


3 384 697 008 


 


 


4 314 670 693 


3 384 697 008 




20


TRADE


105 067 905 


104 422 321 


 


 


105 067 905 


104 422 321 




 



40 01 40




34 787 




34 787 



 


 



34 787 




34 787 





 


 


105 102 692 


104 457 108 


 


 


105 102 692 


104 457 108 




21


DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES


1 433 111 933 


1 392 926 690 


 


 


1 433 111 933 


1 392 926 690 




 



40 01 40, 40 02 41




109 058 175 




86 736 049 



 


 



109 058 175 




86 736 049 





 


 


1 542 170 108 


1 479 662 739 


 


 


1 542 170 108 


1 479 662 739 




22


ENLARGEMENT


1 123 357 217 


1 012 513 363 


 


 


1 123 357 217 


1 012 513 363 




 



40 01 40




17 764 




17 764 



 


 



17 764 




17 764 





 


 


1 123 374 981 


1 012 531 127 


 


 


1 123 374 981 


1 012 531 127 




23


HUMANITARIAN AID


878 195 432 


838 516 019 


 


 


878 195 432 


838 516 019 




 



40 01 40




14 878 




14 878 



 


 



14 878 




14 878 





 


 


878 210 310 


838 530 897 


 


 


878 210 310 


838 530 897 




24


FIGHT AGAINST FRAUD


81 749 000 


74 805 171 


 


 


81 749 000 


74 805 171 




25


COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE


190 812 414 


190 812 414 


 


 


190 812 414 


190 812 414 




 



40 01 40




565 027 




565 027 



 


 



565 027 




565 027 





 


 


191 377 441 


191 377 441 


 


 


191 377 441 


191 377 441 




26


COMMISSION'S ADMINISTRATION


1 018 708 135 


1 017 153 328 


 


 


1 018 708 135 


1 017 153 328 




 



40 01 40, 40 02 41




78 381 




78 381 



 


 



78 381 




78 381 





 


 


1 018 786 516 


1 017 231 709 


 


 


1 018 786 516 


1 017 231 709 




27


BUDGET


69 440 094 


69 440 094 


 


 


69 440 094 


69 440 094 




 



40 01 40




30 939 




30 939 



 


 



30 939 




30 939 





 


 


69 471 033 


69 471 033 


 


 


69 471 033 


69 471 033 




28


AUDIT


11 399 202 


11 399 202 


 


 


11 399 202 


11 399 202 




 



40 01 40




7 105 




7 105 



 


 



7 105 




7 105 





 


 


11 406 307 


11 406 307 


 


 


11 406 307 


11 406 307 




29


STATISTICS


145 143 085 


124 373 319 


 


 


145 143 085 


124 373 319 




 



40 01 40




47 443 




47 443 



 


 



47 443 




47 443 





 


 


145 190 528 


124 420 762 


 


 


145 190 528 


124 420 762 




30


PENSIONS AND RELATED EXPENDITURE


1 278 009 000 


1 278 009 000 


 


 


1 278 009 000 


1 278 009 000 




31


LANGUAGE SERVICES


392 908 762 


392 908 762 


 


 


392 908 762 


392 908 762 




 



40 01 40




236 399 




236 399 



 


 



236 399 




236 399 





 


 


393 145 161 


393 145 161 


 


 


393 145 161 


393 145 161 




32


ENERGY


699 617 012 


1 283 174 766 


 


–43 922 500 


699 617 012 


1 239 252 266 




 



40 01 40, 40 02 41




41 299 




41 299 



 


 



41 299 




41 299 





 


 


699 658 311 


1 283 216 065 


 


 


699 658 311 


1 239 293 565 




40


RESERVES


977 129 000 


259 909 297 


 


 


977 129 000 


259 909 297 




 



Total




138 459 661 590 




122 938 920 666 




41 075 523 



 



138 500 737 113 




122 938 920 666 





 




40 01 40, 40 02 40, 40 02 41






223 269 000 






159 909 297 




 


 




223 269 000 






159 909 297 






 


 



138 682 930 590 




123 098 829 963 



 


 



138 724 006 113 




123 098 829 963 






TITLE 18


AREA OF FREEDOM, SECURITY AND JUSTICE














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






18 01


ADMINISTRATIVE EXPENDITURE OF THE ‘AREA OF FREEDOM, SECURITY AND JUSTICE’ POLICY AREA


 


75 741 028 


75 741 028 


 


 


75 741 028 


75 741 028 




 



40 01 40



 



44 335 




44 335 



 


 



44 335 




44 335 





 


 


 


75 785 363 


75 785 363 


 


 


75 785 363 


75 785 363 




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE


3


486 200 000 


343 632 947 


40 230 000 


31 672 500 


526 430 000 


375 305 447 




 



40 02 41



 



16 010 000 




12 535 693 



 


 



16 010 000 




12 535 693 





 


 


 


502 210 000 


356 168 640 


 


 


542 440 000 


387 841 140 




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES


3


253 380 000 


174 527 196 


10 845 523 


12 250 000 


264 225 523 


186 777 196 




18 04


FUNDAMENTAL RIGHTS AND CITIZENSHIP


3


55 800 000 


48 603 101 


 


 


55 800 000 


48 603 101 




18 05


SECURITY AND SAFEGUARDING LIBERTIES


3


224 144 000 


149 603 008 


–10 000 000 


 


214 144 000 


149 603 008 




 



40 02 41



 



425 000 




425 000 



 


 



425 000 




425 000 





 


 


 


224 569 000 


150 028 008 


 


 


214 569 000 


150 028 008 




18 06


JUSTICE IN CRIMINAL AND CIVIL MATTERS


3


72 975 740 


56 746 316 


 


 


72 975 740 


56 746 316 




18 07


DRUGS PREVENTION AND INFORMATION


3


19 170 000 


18 283 625 


 


 


19 170 000 


18 283 625 




18 08


POLICY STRATEGY AND COORDINATION


3


6 500 000 


4 570 459 


 


 


6 500 000 


4 570 459 




 



Title 18 — Total



 



1 193 910 768 




871 707 680 




41 075 523 




43 922 500 




1 234 986 291 




915 630 180 





 




40 01 40, 40 02 41




 




16 479 335 






13 005 028 




 


 




16 479 335 






13 005 028 






 


 


 



1 210 390 103 




884 712 708 



 


 



1 251 465 626 




928 635 208 






CHAPTER 18 02 —   SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE














Title
Chapte
Article
Item


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 02


SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE






18 02 02






Completion of Kaliningrad facility




3.1


—


—


 


 


—


—






18 02 03






European Agency for the Management of Operational Cooperation at the External Borders






18 02 03 01


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2


3.1


21 000 000 


21 000 000 


 


 


21 000 000 


21 000 000 




18 02 03 02


European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3


3.1


57 000 000 


47 000 000 


30 000 000 


24 000 000 


87 000 000 


71 000 000 




 



Article 18 02 03 — Subtotal



 


78 000 000 


68 000 000 


30 000 000 


24 000 000 


108 000 000 


92 000 000 






18 02 04






Schengen information system






18 02 04 01


Schengen information system (SIS II)


3.1


20 000 000 


13 353 286 


 


 


20 000 000 


13 353 286 




 



40 02 41



 



10 000 000 




6 642 473 



 


 



10 000 000 




6 642 473 





 


 


 


30 000 000 


19 995 759 


 


 


30 000 000 


19 995 759 




18 02 04 02


Schengen information system (SIS 1+)


3.1


—


—


 


 


—


—




 



Article 18 02 04 — Subtotal



 


20 000 000 


13 353 286 


 


 


20 000 000 


13 353 286 




 



40 02 41



 



10 000 000 




6 642 473 



 


 



10 000 000 




6 642 473 





 


 


 


30 000 000 


19 995 759 


 


 


30 000 000 


19 995 759 






18 02 05






Visa information system (VIS)




3.1


21 200 000 


20 186 195 


 


 


21 200 000 


20 186 195 






18 02 06






External Borders Fund




3.1


253 500 000 


171 392 220 


6 530 000 


4 897 500 


260 030 000 


176 289 720 






18 02 07






Schengen evaluation




3.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



560 000 




533 220 



 


 



560 000 




533 220 





 


 


 


560 000 


533 220 


 


 


560 000 


533 220 






18 02 08






Preparatory action — Completion of return management in the area of migration




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 02 09






European Return Fund




3.1


113 500 000 


70 461 246 


3 700 000 


2 775 000 


117 200 000 


73 236 246 






18 02 10






Preparatory action — Migration management — Solidarity in action




3.1


p.m.


240 000 


 


 


p.m.


240 000 






18 02 11






Agency for the operational management of large-scale IT systems in the area of freedom, security and justice






18 02 11 01


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2


3.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



5 150 000 




5 150 000 



 


 



5 150 000 




5 150 000 





 


 


 


5 150 000 


5 150 000 


 


 


5 150 000 


5 150 000 




18 02 11 02


Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3


3.1


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



300 000 




210 000 



 


 



300 000 




210 000 





 


 


 


300 000 


210 000 


 


 


300 000 


210 000 




 



Article 18 02 11 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.




 



40 02 41



 



5 450 000 




5 360 000 



 


 



5 450 000 




5 360 000 





 


 


 


5 450 000 


5 360 000 


 


 


5 450 000 


5 360 000 




 



Chapter 18 02 — Total



 



486 200 000 




343 632 947 




40 230 000 




31 672 500 




526 430 000 




375 305 447 





 




40 02 41




 




16 010 000 






12 535 693 




 


 




16 010 000 






12 535 693 






 


 


 



502 210 000 




356 168 640 



 


 



542 440 000 




387 841 140 








                                    18 02 03European Agency for the Management of Operational Cooperation at the External Borders



                                 18 02 03 02European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3










Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




57 000 000 


47 000 000 


30 000 000 


24 000 000 


87 000 000 


71 000 000 





Remarks

This appropriation is intended to cover the Agency's operational expenditure relating to the work programme (Title 3).
The Agency must inform the budgetary authority about transfers of appropriations between operational and administrative expenditure.
The Commission, if requested by the Agency, undertakes to notify the budgetary authority of transfers made between operational and administrative appropriations.
The amounts repaid in accordance with Article 16 of the framework Financial Regulation for the bodies referred to in Article 185 of the Financial Regulation constitute assigned revenue (Article 18(1)(f) of the Financial Regulation) to be charged to Item 6 6 0 0 of the general statement of revenue.
Any revenue from the contribution of Iceland, Norway, Switzerland and Liechtenstein (24) entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.
The Union contribution for 2011 amounts to a total of EUR 111 000 000. An amount of EUR 3 000 000 coming from the recovery of surplus is added to the amount of EUR 108 000 000 entered in the budget.
The appropriations foreseen in the operational budget would enable the Agency to sustain the commitment to permanent missions, notably at the southern borders of the Union (Hera, Nautilus and Poseidon), as from 2010 and to assist Member States with implementing the operational aspects of external border management, including return of third-country nationals illegally present in the Member States in accordance with common standards guaranteeing that they are returned with dignity and full respect for their human rights.

Legal basis

Council Regulation (EC) No 2007/2004 of 26 October 2004 establishing a European Agency for the Management of Operational Cooperation at the External Borders of the Member States of the European Union (OJ L 349, 25.11.2004, p. 1).
Regulation (EC) No 863/2007 of the European Parliament and of the Council of 11 July 2007 establishing a mechanism for the creation of Rapid Border Intervention Teams and amending Council Regulation (EC) No 2007/2004 as regards that mechanism and regulating the tasks and powers of guest officers (OJ L 199, 31.7.2007, p. 30).



                                    18 02 06External Borders Fund












Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




253 500 000 


171 392 220 


6 530 000 


4 897 500 


260 030 000 


176 289 720 





Remarks

This appropriation will provide support for Member State measures in the following areas:






—


efficient organisation of control covering both checks and surveillance tasks relating to external borders,










—


efficient management by the Member States of the flow of persons at the external borders, in order to ensure both a high level of border protection and smooth crossing of external borders in accordance with the Schengen acquis, including the principle of respectful treatment and dignity,










—


uniform application by the border guards of Union law on the crossing of external borders,










—


improvement of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard.




In particular, this appropriation is intended to support the following actions in the Member States:






—


border crossing infrastructures and related buildings, such as border stations, helicopter landing places or lanes or booths for the queuing of vehicles and persons at border crossing points,










—


infrastructure, buildings and systems required for surveillance between border crossing points and for protection against illegal crossing of the external border,










—


operating equipment,










—


means of transport for the surveillance of external borders, such as vehicles, vessels, helicopters, and light aircraft, specially equipped with electronic equipment for the surveillance of the border and the detection of persons in means of transport,










—


equipment for the real-time exchange of information between relevant authorities,










—


information and communication technology systems,










—


programmes for the detachment and exchange between Member States of staff such as border guards, immigration officers and consular officers,










—


training and education of staff in relevant authorities, including language training,










—


investments in the development, testing and instalment of state of the art technology,










—


studies and pilot projects implementing recommendations, operational standards and best practices resulting from operational cooperation between Member States in the field of border control,










—


studies and pilot projects designed to stimulate innovation, facilitate exchanges of experience and good practice and improve the quality of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals in the territory of the Member States and cooperation between Member States in this regard,










—


create a common Schengen visa Internet site in order to improve the visibility and uniform image of the common visa policy.




In the framework of the Kaliningrad Transit Scheme, this appropriation is intended to cover foregone fees from transit visas and additional costs (investment in infrastructures, training of border guards and rail staff, additional operational costs) incurred in implementing the Facilitated Transit Document and Facilitated Rail Transit Document scheme in accordance with Council Regulation (EC) No 693/2003 (OJ L 99, 17.4.2003, p. 8) and Council Regulation (EC) No 694/2003 (OJ L 99, 17.4.2003, p. 15).
At the Commission's initiative, it is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) serving the general objective of contributing to the improvement of the activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard, including the activities of Asylum Liaison Officers and Immigration Liaison Officers, and the objective of promoting the progressive inclusion of customs, veterinary and phytosanitary controls in integrated border management activities according to policy developments in this field. These actions can also be used to provide supporting services to Member States in duly substantiated emergency situations requiring urgent action at the external borders of the Member States.
Moreover, each year the Commission will draw up a list of specific actions to be implemented by the Member States and, where appropriate, in cooperation with the Agency, that contribute to the development of the common integrated border management system by addressing weaknesses at strategic border points identified in risk analyses carried out by the Agency.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein (24) entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.

Legal basis

Decision No 574/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the External Borders Fund for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 22).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/599/EC of 27 August 2007 implementing Decision No 574/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2007 to 2013 (OJ L 233, 5.9.2007, p. 3).
Commission Decision 2008/456/EC of 5 March 2008 laying down rules for the implementation of Decision No 574/2007/EC of the European Parliament and of the Council establishing the External Border Fund for the period 2007 to 2013 as part of the general programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 1).
Regulation (EC) No 810/2009 of the European Parliament and of the Council of 13 July 2009 establishing a Community Code on Visas (Visa Code) (OJ L 243, 15.9.2009, p. 1).



                                    18 02 09European Return Fund












Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




113 500 000 


70 461 246 


3 700 000 


2 775 000 


117 200 000 


73 236 246 





Remarks

This appropriation will provide support for Member State measures to improve the management of return in all its dimensions through the use of the concept of integrated management, taking account of Union legislation in this field, in the following areas:






—


the introduction and improvement of the organisation and implementation of integrated return management by Member States,










—


the enhancement of the cooperation between Member States in the framework of integrated return management and its implementation,










—


the promotion of an effective and uniform application of common standards on return according to the policy development in the field, with priority for voluntary return schemes,










—


the organisation of information campaigns in countries of origin and of transit for prospective displaced persons, refugees and asylum seekers.




At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning return policy. Studies to determine the existence of and evaluate mechanisms to support reintegration in selected third countries and examine the patterns of social and professional reintegration in the most relevant countries of origin, specifically in immediate eastern and southern neighbourhoods, are also covered.
This appropriation is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.

Legal basis

Directive 2008/115/EC of the European Parliament and of the Council of 16 December 2008 on common standards and procedures in Member States for returning illegally staying third-country nationals (OJ L 348, 24.12.2008, p. 98).
Decision No 575/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Return Fund for the period 2008 to 2013 as part of the General Programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 45).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/837/EC of 30 November 2007 implementing Decision No 575/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2008 to 2013 (OJ L 330, 15.12.2007, p. 48).
Commission Decision 2008/458/EC of 5 March 2008 laying down rules for the implementation of Decision No 575/2007/EC of the European Parliament and of the Council establishing the European Return Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 135).

CHAPTER 18 03 —   MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 03


MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES






18 03 03






European Refugee Fund




3.1


93 530 000 


70 937 335 


–1 154 477 


 


92 375 523 


70 937 335 






18 03 04






Emergency measures in the event of mass influxes of refugees




3.1


9 850 000 


5 236 984 


12 000 000 


12 250 000 


21 850 000 


17 486 984 






18 03 05






European Migration Network




3.1


7 500 000 


4 189 588 


 


 


7 500 000 


4 189 588 






18 03 06






Preparatory action — Completion of integration of third-country nationals




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 07






Completion of ARGO




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 03 09






European Fund for the Integration of third-country nationals




3.1


131 500 000 


85 696 110 


 


 


131 500 000 


85 696 110 






18 03 11






Eurodac




3.1


1 500 000 


952 179 


 


 


1 500 000 


952 179 






18 03 14






European Asylum Support Office (EASO)






18 03 14 01


European Asylum Support Office — Contribution to Titles 1 and 2


3.1


5 565 000 


5 565 000 


 


 


5 565 000 


5 565 000 




18 03 14 02


European Asylum Support Office — Contribution to Title 3


3.1


2 435 000 


1 200 000 


 


 


2 435 000 


1 200 000 




 



Article 18 03 14 — Subtotal



 


8 000 000 


6 765 000 


 


 


8 000 000 


6 765 000 






18 03 15






Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees




3.1


1 500 000 


750 000 


 


 


1 500 000 


750 000 




 



Chapter 18 03 — Total



 



253 380 000 




174 527 196 




10 845 523 




12 250 000 




264 225 523 




186 777 196 








                                    18 03 03European Refugee Fund












Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




93 530 000 


70 937 335 


–1 154 477 


 


92 375 523 


70 937 335 





Remarks

This appropriation is intended to finance, as regards structural measures, projects and measures concerning the reception of refugees, displaced persons and asylum seekers which meet the conditions governing eligibility for Union financial aid.
It is intended to support Member States' efforts to integrate refugees and other persons granted supplementary support, and to allow displaced persons to lead a life for which they themselves are responsible, through measures taken chiefly in the following areas:






—


facilitating access to employment, including vocational training,










—


acquisition of knowledge of the language, society, culture and institutions of the host country,










—


facilitating access to housing and to the medical and social infrastructure of the host country,










—


support for persons in particular need of protection, such as women refugees, unaccompanied minors and torture victims, including victims of forced abortion, female genital mutilation or coerced sterilisation and rape victims,










—


integration into local structures and activities,










—


improvement in public awareness and understanding of refugees' situation,










—


analysis of the situation of refugees in the Union,










—


training on gender issues and child protection for officials, healthcare workers and police officers at reception centres,










—


separate accommodation for single women and girls.




Moreover, it is intended to support efforts of the voluntary burden sharing operations by Member States, such as the resettlement, reception and integration by Member States of refugees coming from third countries and recognised by UNHCR and transfers of applicants and beneficiaries of international protection from one Member State to another which grants them equivalent protection.
Part of this appropriation will be used for supporting the Member States in direct cooperation with United Nations humanitarian and other agencies which on a voluntary basis extend resettlement in a flexible manner in acute refugee situations. The focus will be on the most vulnerable groups and cases where other durable solutions are regarded as having been ruled out.
Particular attention should be given to when the appropriation can be used to demonstrate a significant and tangible act of solidarity at European level which can produce added value as part of a broader approach on delivery of humanitarian support to a country or region.
At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning asylum policy and measures applicable to the target population of the Fund, in particular to offer adequate support to joint efforts by Member States to identify, share and promote best practices and establish effective cooperation structures in order to enhance the quality of decision making.
This appropriation is also intended to cover earlier commitments from ERF I and II, including those regarding voluntary repatriation.
It is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.
A solidarity mechanism will be established to facilitate the voluntary reallocation of refugees and beneficiaries of international protection from Member States which are facing severe pressure from immigration flows to other Member States. The mechanism would be established at Union level and brought into operation on a trial basis so that it may eventually be continued under a Common European Asylum System. Member States would freely determine all aspects of the selection process on a voluntary basis. The Commission would set the framework, issue guidelines, encourage participation and facilitate management and coordination.
The mechanism should be established in line with the European Council Conclusions of 18 and 19 June 2009. The Conclusions note that, in view of the present humanitarian emergency, concrete measures need to be quickly put in place and implemented. The European Council called for the coordination of voluntary measures for internal reallocation of beneficiaries of international protection present in the Member States exposed to specific and disproportionate pressures and highly vulnerable persons and welcomed the intention of the Commission to take initiatives in this respect, starting with a pilot project.

Legal basis

Decision No 573/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).
Decision No 458/2010/EU of the European Parliament and of the Council of 19 May 2010 amending Decision No 573/2007/EC establishing the European Refugee Fund for the period 2008 to 2013 by removing funding for certain Community actions and altering the limit for funding such actions (OJ L 129, 28.5.2010, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/815/EC of 29 November 2007 implementing Decision No 573/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines 2008 to 2013 (OJ L 326, 12.12.2007, p. 29).
Commission Decision 2008/22/EC of 19 December 2007 laying down rules for the implementation of Decision No 573/2007/EC of the European Parliament and of the Council establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 7, 10.1.2008, p. 1).



                                    18 03 04Emergency measures in the event of mass influxes of refugees












Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




9 850 000 


5 236 984 


12 000 000 


12 250 000 


21 850 000 


17 486 984 





Remarks

In the event of mass influxes of refugees or displaced persons, emergency measures in the following areas can be taken under this article:






—


reception and accommodation,










—


provision of subsistence funds,










—


medical, psychological and other assistance, aimed in particular at minors and including specialised assistance to women and girls who have fallen victim to harassment in any form or to criminal acts (rape, violence or specific forms of torture such as forced abortion, female genital mutilation or coerced sterilisation) or have suffered because of poor conditions as refugees,










—


necessary staffing and administrative costs in connection with reception and carrying out the measures,










—


expert missions and ancillary technical assistance for the identification of displaced persons,










—


logistical and transport costs.




Under this provision, emergency measures can also be taken to address situations of particular pressure, characterised by the sudden arrival at particular points on the borders of a large number of third-country nationals who may be in need of international protection, where this places exceptionally heavy and urgent demands on the reception facilities, the asylum system or the infrastructure of the Member State(s) concerned and may give rise to risks to human life, well-being or access to protection provided for under Union legislation.
The duration of such measures must not exceed six months. Besides the measures listed above, emergency measures may include legal aid and language assistance and the provision of translation and interpretation services, country of origin information or expertise and other measures contributing to the rapid identification of persons who may be in need of international protection and to the fair and efficient processing of asylum applications.

Legal basis

Council Directive 2001/55/EC of 20 July 2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of effort between Member States in receiving such persons and bearing the consequences thereof (OJ L 212, 7.8.2001, p. 12).
Decision No 573/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

CHAPTER 18 05 —   SECURITY AND SAFEGUARDING LIBERTIES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




18 05


SECURITY AND SAFEGUARDING LIBERTIES






18 05 01






Cooperation programmes in the fields of justice and home affairs — Title VI






18 05 01 01


Completion of cooperation programmes in the fields of justice and home affairs, and AGIS


3.1


p.m.


p.m.


 


 


p.m.


p.m.




18 05 01 03


Completion of Erasmus for judges (exchange programme for judicial authorities)


3.1


—


—


 


 


—


—




 



Article 18 05 01 — Subtotal



 


p.m.


p.m.


 


 


p.m.


p.m.






18 05 02






European Police Office (Europol)






18 05 02 01


European Police Office — Contribution to Titles 1 and 2


3.1


63 712 000 


63 712 000 


 


 


63 712 000 


63 712 000 




18 05 02 02


European Police Office — Contribution to Title 3


3.1


19 757 000 


19 757 000 


 


 


19 757 000 


19 757 000 




 



Article 18 05 02 — Subtotal



 


83 469 000 


83 469 000 


 


 


83 469 000 


83 469 000 






18 05 04






Preparatory action — Completion of preparatory actions for the victims of terrorist acts




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 05 05






European Police College






18 05 05 01


European Police College — Contribution to Titles 1 and 2


3.1


3 502 000 


3 502 000 


 


 


3 502 000 


3 502 000 




 



40 02 41



 



425 000 




425 000 



 


 



425 000 




425 000 





 


 


 


3 927 000 


3 927 000 


 


 


3 927 000 


3 927 000 




18 05 05 02


European Police College — Contribution to Title 3


3.1


4 073 000 


4 073 000 


 


 


4 073 000 


4 073 000 




 



Article 18 05 05 — Subtotal



 


7 575 000 


7 575 000 


 


 


7 575 000 


7 575 000 




 



40 02 41



 



425 000 




425 000 



 


 



425 000 




425 000 





 


 


 


8 000 000 


8 000 000 


 


 


8 000 000 


8 000 000 






18 05 06






Pilot project — Completion of the fight against terrorism




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 05 07






Completion of crisis management capacity




3.1


p.m.


p.m.


 


 


p.m.


p.m.






18 05 08






Prevention, preparedness and consequence management of terrorism




3.1


24 100 000 


10 950 058 


 


 


24 100 000 


10 950 058 






18 05 09






Prevention of and fight against crime




3.1


109 000 000 


47 608 950 


–10 000 000 


 


99 000 000 


47 608 950 






18 05 10






Pilot project — Cultural heritage alert networks




3.2


p.m.


p.m.


 


 


p.m.


p.m.




 



Chapter 18 05 — Total



 



224 144 000 




149 603 008 




–10 000 000 



 



214 144 000 




149 603 008 





 




40 02 41




 




425 000 






425 000 




 


 




425 000 






425 000 






 


 


 



224 569 000 




150 028 008 



 


 



214 569 000 




150 028 008 








                                    18 05 09Prevention of and fight against crime












Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




109 000 000 


47 608 950 


–10 000 000 


 


99 000 000 


47 608 950 





Remarks

This appropriation is intended to support the following areas:






—


to promote and develop co-ordination, cooperation and mutual understanding among law enforcement agencies, and other institutions (in particular organisations active in preventing violence and crime), other national authorities and related Union bodies,










—


to stimulate, promote and develop horizontal methods and tools necessary for strategically preventing and fighting crime and cybercrime, such as prevention of urban violence, in particular urban violence affecting minors, or measures to prevent and combat juvenile delinquency through exchanges of best practice, networking of the authorities responsible and the implementation of pilot projects, public-private partnerships, best practices in crime prevention, comparable statistics and applied criminology, and










—


to promote and develop best practices for the protection of crime victims and witnesses.




In particular, this appropriation is intended to cover the following actions:






—


actions on operational cooperation and coordination (strengthening networking, mutual confidence and understanding, exchange and dissemination of information, experience and best practices),










—


analytical, monitoring and evaluation activities,










—


development and transfer of technology and methodology,










—


training, exchange of staff and experts, and










—


awareness and dissemination activities.




Part of the appropriation will cover the costs of creating a Union telephone hotline for the victims of human trafficking, with a view to establishing a single common telephone number across Member States, to provide equal standards of social, psychological and legal assistance to the victims of human trafficking and if possible to respond to a request for shelter. This project will involve a variety of stakeholders: national regulatory authorities to provide telephone lines, telecommunication companies, specialised non-governmental organisations, local and professional staff, enforcement authorities (to exchange information on the smugglers and actors involved in human trafficking).

Legal basis

Council Decision 2007/125/JHA of 12 February 2007 establishing for the period 2007 to 2013, as part of General Programme on Security and Safeguarding Liberties, the Specific Programme ‘Prevention of and Fight against Crime’ (OJ L 58, 24.2.2007, p. 7).

Reference acts

Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing a framework programme on ‘Security and Safeguarding Liberties’ for the period 2007-2013 (COM(2005) 124 final).

TITLE 32


ENERGY














Title
Chapter


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments






32 01


ADMINISTRATIVE EXPENDITURE OF THE ‘ENERGY’ POLICY AREA


 


77 046 009 


77 046 009 


 


 


77 046 009 


77 046 009 




 



40 01 40



 



41 299 




41 299 



 


 



41 299 




41 299 





 


 


 


77 087 308 


77 087 308 


 


 


77 087 308 


77 087 308 




32 03


TRANS-EUROPEAN NETWORKS


1


24 150 000 


20 471 848 


 


 


24 150 000 


20 471 848 




32 04


CONVENTIONAL AND RENEWABLE ENERGIES


 


125 688 003 


829 046 831 


 


–43 922 500 


125 688 003 


785 124 331 




32 05


NUCLEAR ENERGY


1


280 578 000 


209 479 379 


 


 


280 578 000 


209 479 379 




32 06


RESEARCH RELATED TO ENERGY


1


192 155 000 


147 130 699 


 


 


192 155 000 


147 130 699 




 



Title 32 — Total



 



699 617 012 




1 283 174 766 



 



–43 922 500 




699 617 012 




1 239 252 266 





 




40 01 40, 40 02 41




 




41 299 






41 299 




 


 




41 299 






41 299 






 


 


 



699 658 311 




1 283 216 065 



 


 



699 658 311 




1 239 293 565 






CHAPTER 32 04 —   CONVENTIONAL AND RENEWABLE ENERGIES














Title
Chapter
Article
Item


Heading


FF


Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




32 04


CONVENTIONAL AND RENEWABLE ENERGIES






32 04 01






Completion of the ‘Intelligent Energy — Europe’ programme (2003 to 2006)




1.1


—


4 570 459 


 


 


—


4 570 459 






32 04 02






Completion of the ‘Intelligent Energy — Europe’ programme (2003 to 2006): external strand — Coopener




4


—


95 218 


 


 


—


95 218 






32 04 03






Support activities to the European energy policy and internal energy market




1.1


3 000 000 


3 332 626 


 


 


3 000 000 


3 332 626 






32 04 04






Completion of the Energy framework programme (1999 to 2002) — Conventional and renewable energy




1.1


—


p.m.


 


 


—


p.m.






32 04 05






European Strategic Energy Technology Plan (SET-Plan)




1.1


p.m.


p.m.


 


 


p.m.


p.m.






32 04 06






Competitiveness and Innovation Framework Programme — ‘Intelligent Energy — Europe’ programme




1.1


114 499 000 


39 039 339 


 


 


114 499 000 


39 039 339 






32 04 07






Pilot project — Energy security — Biofuels




1.1


p.m.


1 500 000 


 


 


p.m.


1 500 000 






32 04 08






Pilot project — Portplus — Sustainable energy plan for ports




1.1


p.m.


p.m.


 


 


p.m.


p.m.






32 04 09






Preparatory action — Investment fund for renewable energy and biorefineries from waste and residues




1.1


p.m.


p.m.


 


 


p.m.


p.m.






32 04 10






European Agency for the Cooperation of Energy Regulators






32 04 10 01


European Agency for the Cooperation of Energy Regulators — Contribution to Titles 1 and 2


1.1


4 017 000 


4 017 000 


 


 


4 017 000 


4 017 000 




32 04 10 02


European Agency for the Cooperation of Energy Regulators — Contribution to Title 3


1.1


983 000 


983 000 


 


 


983 000 


983 000 




 



Article 32 04 10 — Subtotal



 


5 000 000 


5 000 000 


 


 


5 000 000 


5 000 000 






32 04 11






Energy Community




4


2 939 003 


2 798 457 


 


 


2 939 003 


2 798 457 






32 04 12






Pilot project — European framework programme for the development and exchange of experience on sustainable urban development




1.1


p.m.


300 000 


 


 


p.m.


300 000 






32 04 13






Preparatory action — European islands for a common energy policy




1.1


p.m.


500 000 


 


 


p.m.


500 000 






32 04 14






Energy projects to aid economic recovery






32 04 14 01


Energy projects to aid economic recovery — Energy networks


1.1


p.m.


481 020 049 


 


–43 922 500 


p.m.


437 097 549 




32 04 14 02


Energy projects to aid economic recovery — Carbon Capture and Storage (CCS)


1.1


p.m.


247 566 539 


 


 


p.m.


247 566 539 




32 04 14 03


Energy projects to aid economic recovery — European offshore wind grid system


1.1


p.m.


42 848 055 


 


 


p.m.


42 848 055 




32 04 14 04


Energy projects to aid economic recovery — Energy efficiency and renewable initiatives


1.1


p.m.


p.m.


 


 


p.m.


p.m.




 



Article 32 04 14 — Subtotal



 


p.m.


771 434 643 


 


–43 922 500 


p.m.


727 512 143 






32 04 15






Pilot projects in the field of waste recuperation and its valorisation for clean energy




1.1


p.m.


p.m.


 


 


p.m.


p.m.






32 04 16






Security of energy installations and infrastructures




1.1


250 000 


476 089 


 


 


250 000 


476 089 




 



Chapter 32 04 — Total



 



125 688 003 




829 046 831 



 



–43 922 500 




125 688 003 




785 124 331 








                                    32 04 14Energy projects to aid economic recovery



                                 32 04 14 01Energy projects to aid economic recovery — Energy networks










Budget 2011


Amending budget No 4/2011


New amount




Commitments


Payments


Commitments


Payments


Commitments


Payments




p.m.


481 020 049 


 


–43 922 500 


p.m.


437 097 549 





Remarks


Former Item 06 04 14 01

This appropriation is intended to cover the costs of gas and electricity infrastructure projects having the highest Union added value.
It should serve to adapt and develop energy networks of particular importance to the Union in support of the operation of the internal energy market and, in particular, to increase interconnection capacity, security and diversification of supply and to overcome environmental, technical and financial obstacles. Special Union support is necessary to develop energy networks more intensively and to accelerate their construction, notably where the diversity of routes and sources of supply is low.
This appropriation should also serve to promote connection and integration of renewable energy resources and to strengthen economic and social cohesion with less-favoured and island regions of the Union.
If the Commission's annual report to the European Parliament and to the Council on the implementation of the economic recovery plan identifies serious risks for implementing the priority projects, the Commission shall recommend measures to offset those risks, and shall where appropriate and consistent with the economic recovery plan, make additional proposals for the projects already referred to in Regulation (EC) No 663/2009.

Legal basis

Regulation (EC) No 663/2009 of the European Parliament and of the Council of 13 July 2009 establishing a programme to aid economic recovery by granting Community financial assistance to projects in the field of energy (OJ L 200, 31.7.2009, p. 31).


(1)  AB No 1/2011 to 4/2011 included.

(2)  The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  AB No 1/2011 to 4/2011 included.

(5)  The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(6)  The own resources for the 2011 budget are determined on the basis of the budget forecasts adopted at the 151st meeting of the Advisory Committee on Own Resources on 17 May 2011.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

(10)  Calculation of rate: (88 573 394 197) / (126 856 122 000) = 0,69821931177275.

(11)  Rounded percentages.

(12)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2009, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the EU GDP deflator for years 2007-2009 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(13)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(14)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(15)  Rounded percentages.

(16)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the EU on 1.5.2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2006, as well as payments made to Bulgaria and Romania under 2006 appropriations (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(17)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(18)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).
Note: The difference of EUR 43 008 777 between the definitive amount of the 2007 UK correction (€ 6 877 184 806, as calculated above) and the previously budgeted amount of the 2007 UK correction 1st update (EUR 6 920 193 583, entered in the AB 3/2009) is financed in chapter 3 5 of the AB 4/2011.

(19)  Rounded percentages.

(20)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(21)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).
Note: The difference of € 188 645 417 between the definitive amount of the 2006 UK correction (€ 5 196 524 008, as calculated above) and the previously budgeted amount of the 2006 UK correction (€ 5 385 169 425, entered in the AB 4/2010) is financed in chapter 3 5 of the AB 4/2011. This impact is the so-called ‘direct effect’ of the UK correction. There is no indirect impact.

(22)  p.m. (own resources + other revenue = total revenue = total expenditure); (120 566 371 247 + 5 960 762 515 = 126 527 133 762 = 126 527 133 762).

(23)  Total own resources as percentage of GNI: (120 566 371 247) / (12 685 612 200 000) = 0,95 %; own resources ceiling as percentage of GNI: 1,23 %.

(24)  Protocol in the process of ratification.