Proposal for a Council Regulation amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran
Date: 2008-08-08
Institutions: European Commission
Subjects: Iran, dual-use good, economic sanctions, export monitoring, international sanctions, nuclear non-proliferation

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COMMISSION OF THE EUROPEAN COMMUNITIES 

Brussels, 8.8.2008 
COM(2008) 516 final 

Proposal for a 

COUNCIL REGULATION 

amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran 

(presented by the Commission) 

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EXPLANATORY MEMORANDUM 

(1) 

(2) 

Further  to  UN  Security  Council  Resolutions  1737  (2006)  and  1747  (2007)  Common 
Position  2007/140/CFSP  and  Council  Regulation  (EC)  No  423/2007,  as  amended, 
make provision for certain restrictive measures against Iran. 

Common  Position  2008/XXX/CFSP  amends  Common  Position  2007/140/CFSP  in 
order  to  take  account  of  UN  Security  Council  Resolution  1803  of  3  March  2008.  In 
line with that Resolution, the amendment provides for additional restrictive measures 
concerning, inter alia, persons subject to an assets freeze, public financial support for 
trade with Iran, including export credits, activities of financial institutions with banks 
domiciled in Iran and their branches and subsidiaries abroad, and inspection of certain 
cargoes to and from Iran.  

(3)  Moreover, since economic operators in the Community and third countries complying 
with the restrictive measures against Iran are exposed to the risk of claims, Common 
Position 2008/XXX/CFSP provides for the protection of operators against such claims.  

(4) 

Common  Position  2008/XXX/CFSP  also  provides  for  additional  measures  on  goods 
and  technology  that  could  contribute  to  enrichment-related,  reprocessing  or  heavy-
water-related activities, to the development of nuclear weapons delivery system or to 
the  pursuit  of  activities  related  to  other  topics  about  which  the  IAEA  has  expressed 
concerns or identified as outstanding. 

(5) 

The  purpose  of  this  proposal  is  to  align  Council  Regulation  (EC)  No  423/2007  with 
the amended Common Position 2007/140/CFSP.  

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Proposal for a 

COUNCIL REGULATION 

amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran 

THE COUNCIL OF THE EUROPEAN UNION, 

Having regard to the Treaty establishing the European Community, and in particular Articles 60 and 
301 thereof, 

Having regard to Common Position 2008/XXX/CFSP amending Common Position 2007/140/CFSP 
concerning restrictive measures against Iran1,  

Having regard to the proposal from the Commission, 

Whereas: 

(1) 

(2) 

(3) 

(4) 

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Common Position 2008/XXX/CFSP provides for additional restrictive measures concerning, 
inter  alia,  persons  subject  to  an  assets  freeze,  public  financial  support  for  trade  with  Iran, 
including export credits, activities of financial institutions with banks domiciled in Iran and 
their branches and subsidiaries abroad, and inspection of certain cargoes to and from Iran. 
Common  Position  2008/XXX/CFSP  also  provides  for  a  prohibition  of  the  supply,  sale  or 
transfer of certain items, goods and technology that could contribute to the proliferation of 
sensitive nuclear activities or to the development of nuclear weapons delivery systems.  

Regulation (EC) No 423/20072 imposed certain restrictive measures against Iran, in line with 
the  original  Common  Position  2007/140/CFSP.  As  a  consequence,  economic  operators  in 
the Community and third countries are exposed to the risk of claims and it is necessary to 
protect such operators permanently against claims in connection with any contract or other 
transaction  whose  performance  was  affected  by  reason  of  the  measures  imposed  by 
Regulation (EC) No 423/2007.  

Common  Position  2008/XXX/CFSP  also  provides  for  additional  measures  on  goods  and 
technology that could contribute to enrichment-related, reprocessing or heavy-water-related 
activities,  to  the  development  of  nuclear  weapons  delivery  system  or  to  the  pursuit  of 
activities related to other topics about which the IAEA has expressed concerns or identified 
as outstanding. 

These  measures  fall  within  the  scope  of  the  Treaty  establishing  the  European  Community 
and,  therefore,  notably  with  a  view  to  ensuring  their  uniform  application  by  economic 
operators  in  all  Member  States,  Community  legislation  is  necessary  in  order  to  implement 
them as far as the Community is concerned.  

OJ L …, … … 2008, p. … 
OJ  L  103,  20.4.2007,  p.  1.  Regulation  as  last  amended  by  Council  Decision  2008/475/EC  (OJ  L  163, 
24.6.2008, p. 29). 

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(5) 

The  reference  to  Article  5(1)  in  Article  12(2)  of  Regulation  (EC)  No  423/2007  should  be 
corrected to take account of the amendment made by Regulation (EC) No 618/2007. 

(6) 

Regulation (EC) No 423/2007 should therefore be amended accordingly. 

(7) 

In order to ensure that the measures provided  for in this regulation are effective, it should 
enter into force immediately,  

HAS ADOPTED THIS REGULATION: 

Article 1 

Regulation (EC) No 423/2007 is amended as follows: 

(a) 

In Article 1, the following points (l), (m) and (n) are added: 

(l) 

'contract  or  transaction'  means  any  transaction  of  whatever  form  and  whatever  the 
applicable  law,  whether  comprising  one  or  more  contracts  or  similar  obligations 
made  between  the  same  or  different  parties;  for  this  purpose  'contract'  includes  a 
bond, financial guarantee and indemnity or credit whether legally independent or not 
and any related provision arising under or in connection with the transaction;  

(m) 

'claim' means any claim, whether asserted by legal proceedings or not, made before 
or after the date of entry into force of this Regulation, under or in connection with a 
contract or transaction, and in particular includes:  

(i) 

a claim for performance of any obligation arising under or in connection with a 
contract or transaction;  

(ii) 

a claim for extension or payment of a bond, financial guarantee or indemnity of 
whatever form;  

(iii)  a claim for compensation in respect of a contract or transaction;  

(iv)  a counterclaim;  

(v) 

a  claim  for  the  recognition  or  enforcement,  including  by  the  procedure  of 
exequatur,  of  a  judgment,  an  arbitration  award  or  an  equivalent  decision 
wherever made or given;  

(n) 

'person, entity or body in Iran' means:  

(i) 

the state of Iran or any public authority thereof;  

(ii) 

any natural person in, or resident in Iran;  

(iii)  any legal person, entity or body having its registered office or headquarters in 

Iran;  

(iv)  any legal person, entity or body controlled directly or indirectly by one or more 

of the abovementioned persons or bodies.  

(b) 

In Article 2(1)(a), the following point (iii) is added: 

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“(iii)  certain  other  goods  and  technology  that  could  contribute  to  enrichment-related, 
reprocessing or heavy-water-related activities, to the development of nuclear weapon 
delivery system, or to the pursuit of activities related to other topics about which the 
IAEA  has  expressed  concerns  or  identified  as  outstanding.  These  goods  and 
technology are listed in Annex IA.” 

(c) 

The following Article 4a is inserted: 

“Cargo aircraft and merchant vessels owned or controlled by Iran  Air Cargo and Islamic 
Republic  of  Iran  Shipping  Line  shall  be  required  to  submit  pre-arrival  or  pre-departure 
information,  for  all  goods  brought  into  or  out  of  the  Community,  to  the  competent 
authorities of the Member State concerned, as indicated in the websites listed in Annex III. 
The rules and conditions governing the obligation to provide pre-arrival and pre-departure 
information,  in  particular  time  limits  to  be  respected  and  data  to  be  required,  shall  be  as 
determined  in  the  relevant  provisions  concerning  entry  and  exit  summary  declarations  in 
Regulation  (EC)  No  648/2005  of  the  European  Parliament  and  of  the  Council3  and  in 
Commission  Regulation  (EC)  No  1875/20064  amending  respectively  Council  Regulation 
No  2913/92  and  Commission  Regulation  No  2454/93  and  shall  aim  at  preventing  the 
transfer of certain items, goods and technology that could contribute to the proliferation of 
sensitive nuclear activities or to the development of nuclear weapons delivery systems”. 

(d) 

Article 7, paragraph 1, is replaced by the following: 

“1.  All  funds  and  economic  resources  belonging  to,  owned,  held  or  controlled  by  the 
persons,  entities  and  bodies  listed  in  Annex  IV  shall  be  frozen.  Annex  IV  shall 
include the persons, entities and bodies designated by the UN Security Council or by 
the Sanctions Committee in accordance with paragraph 12 of UNSCR 1737 (2006) 
and paragraph 7 of UNSCR 1803 (2008).” 

(e) 

The following Articles 11a and 11b are inserted: 

“Article 11a 

1. 

Credit  and  financial  institutions  within  the  jurisdiction  of  Member  States  shall,  in  their 
activities  with  credit  and  financial  institutions  referred  to  in  paragraph  2,  and  in  order  to 
avoid such activities contributing to the proliferation of sensitive nuclear activities or to the 
development of nuclear weapon delivery systems:  

(a) 

(b) 

exercise  continuous  vigilance  over  account  activity  including  through  their 
programmes  on  customer  due  diligence  and  under  their  obligations  relating  to 
money-laundering and financing of terrorism; 

require  that  all  information  fields  of  payment  instructions  which  relate  to  the 
originator  and  beneficiary  of  the  transaction  in  question  be  completed;  and  if  that 
information is not supplied, refuse the transaction; 

(c)  maintain  all  records  of  transactions  for  a  period  of  five  years  and  make  them 

available to national authorities on request; 

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OJ L117, 4.5.2005, p. 13 
OJ L360, 19.12.2006, p. 64 

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(d) 

if  they  suspect  or  have  reasonable  grounds  to  suspect  that  funds  are  related  to 
proliferation financing, promptly report their suspicions to the financial intelligence 
unit  (FIU)  or  another  competent  authority  designated  by  the  Member  State 
concerned,  as  indicated  in  the  websites  listed  in  Annex  III.  The  FIU  or  such  other 
competent  authority  will  serve  as  a  national  centre  for  receiving  and  analysing 
suspicious transaction reports regarding potential proliferation financing. The FIU or 
such other competent authority shall have access, directly or indirectly, on a timely 
basis to the financial, administrative and law enforcement information that it requires 
to properly undertake this  function, including the analysis of suspicious transaction 
reports.” 

2. 

The measures as set out in paragraph 1 shall apply to financial institutions in their activities 
with: 

(a) 

credit and financial institutions domiciled in Iran, in particular with Bank Saderat, 

(b)  branches and subsidiaries within the jurisdiction of the Member States of credit and 

financial institutions domiciled in Iran, as listed in Annex VI,  

(c) 

(d) 

branches and subsidiaries outside the jurisdiction of the Member States of credit and 
financial institutions domiciled in Iran, as listed in Annex VI, 

credit  and  financial  institutions  that  are  neither  domiciled  in  Iran  nor  within  the 
jurisdiction  of  the  Member  States  but  are  controlled  by  persons  and  entities 
domiciled in Iran, as listed in Annex VI. 

Article 11b 

1. 

2. 

Bank Saderat branches and subsidiaries within the jurisdiction of the Member States shall 
notify  the  competent  authority  of  the  Member  State  where  they  are  established,  as 
indicated in the websites listed in Annex III, of all transfers of funds carried out or received 
by them, within five working days after carrying out or receiving the respective transfer of 
funds. 

Subject to information-sharing arrangements, notified competent authorities shall without 
delay  transmit  this  data,  as  appropriate,  to  the  competent  authorities  of  other  Member 
States where the counterparts to such transactions are established.” 

(f) 

In Article 12, paragraph 2 is replaced by the following: 

“2.  The prohibitions set out in Articles 5(1) (d) and 7(3) shall not give rise to liability of 
any kind on the part of the natural or legal persons or entities concerned, if they did 
not know, and had no reasonable cause to suspect, that their actions would infringe 
these prohibitions.” 

(g) 

The following Article 12a is inserted: 

1. 

It shall be prohibited to satisfy or to take any step to satisfy a claim made by:  

“Article 12a 

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(a) 

a designated person, entity or body in Iran or any other person, entity or body in Iran;  

(b) 

(c) 

(d) 

any person, entity or body acting, directly or indirectly, through, on behalf of or for 
the benefit of one or more persons, entities or bodies in Iran;  

any  person,  entity  or  body  taking  advantage  of  a  transfer  or  rights  of,  or  otherwise 
claiming through or under, one or more persons, entity or bodies in Iran;  

any  person,  entity  or  body  making  a  claim  arising  from  or  in  connection  with  the 
payment  of  a  bond  or  financial  guarantee  or  indemnity  to  one  or  more  of  the 
abovementioned  persons  or  bodies,  under  or  in  connection  with  a  contract  or 
transaction the performance of which was affected, directly or indirectly, wholly or 
in part, by the measures imposed by Regulation (EC) No 423/2007.  

2. 

Without  prejudice  to  Paragraph  1,  performance  of  a  contract  or  transaction  shall  also  be 
regarded  as  having  been  affected  by  the  measures  imposed  by  Regulation  (EC)  No 
423/2007  where  the  existence  or  content  of  the  claim  results  directly  or  indirectly  from 
those measures. 

3. 

Paragraph 1 shall not apply:  

(a) 

(b) 

(c) 

(d) 

(e) 

(f) 

to  claims  relating  to  contracts  or  transactions,  with  the  exception  of  any  bond, 
financial guarantee or indemnity, in respect of which the persons or bodies referred 
to in that Parapgraph prove to a court in a Member State that the claim was accepted 
by the parties prior to the adoption of the measures imposed by Regulation (EC) No 
423/2007, and that those measures have had no effect on the existence or content of 
the claim;  

to  claims  for  payment  under  an  insurance contract  in  respect  of  an  event  occurring 
prior  to  the  adoption  of  the  measures  referred  to  in  Article  12a  (1)  or  under  an 
insurance contract where such insurance is compulsory under the law of a Member 
State;  

to  claims  for  payment  of  sums  paid  into  an  account  payment  from  which  was 
blocked pursuant to the measures referred to in Article 7 provided that such payment 
does  not  concern  sums  paid  under  bonds  in  respect  of  contracts  referred  to  in  that 
Article;  

to  claims  relating  to  contracts  of  employment  subject  to  the  law  of  any  Member 
State;  

to claims for payment for goods which the persons, entities or bodies referred to in 
Article 1 prove to a court in a Member State were exported prior to the adoption of 
the  measures  imposed  by  Regulation  (EC)  No  423/2007  and  that  those  measures 
have had no effect on the existence or content of the claim;  

to claims for sums which the persons, entities or bodies referred to in Article 12a (1) 
prove to a court in a Member State are due under any loan made prior to the adoption 
of the measures imposed by Regulation (EC) No 423/2007 and that those measures 
have had no effect on the existence or content of the claim, provided that the claim 
includes no amount, by way of interest, charge or otherwise, to compensate for the 
fact  that  performance  was,  as  a  result  of  those  measures,  not  made  in  accordance 
with the terms of the relevant contract or transaction.  

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4. 

In any proceedings for the enforcement of a claim, the onus of proving that satisfying the 
claim is not prohibited by Paragraph 1 shall be on the person seeking the enforcement of 
that claim.”  

(h) 

The following Article 15 (1) (d) is added: 

“(d)  amend Annex VI on the basis of decisions taken in respect of the Annexes III and IV 

to Common Position 2008/XXX/CFSP.” 

(i) 

(j) 

(k) 

(l) 

The text in Annex I to this Regulation shall be inserted as Annex Ia. 

Annex II is replaced by the text in Annex II to this Regulation. 

Annex III is replaced by the text in Annex III to this Regulation.  

The text in Annex IV to this Regulation is added as Annex VI. 

This  Regulation  shall  enter  into  force  on  the  day  following  that  of  its  publication  in  the  Official 
Journal of the European Union. 

Article 2 

This Regulation shall be binding in its entirety and directly applicable in all Member States. 

Done at Brussels,  

For the Council 
The President 

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ANNEX I 

“ANNEX IA 

1. 

2. 

3. 

4. 

1. 

“Goods and technology referred to in Article 2(1) (a) (iii)” 

INTRODUCTORY NOTES 

Unless  otherwise  stated,  reference  numbers  used  in  the  column  below  entitled 
"Description" refer to the descriptions of dual use items and technology set out in Annex I 
to Regulation (EC) No 1334/2000. 

A  reference  number  in  the  column  below  entitled  "Related  item  from  Annex I  to 
Regulation (EC) No 1183/2007" means that the characteristics of the item described in the 
column "Description" lie outside the parameters set out in the description of the dual use 
entry referred to. 

Definitions of terms between 'single quotation marks' are given in a technical note to the 
relevant item. 

Definitions  of  terms  between  "double  quotation  marks"  can  be  found  in  Annex I  to 
Regulation (EC) No 1183/2007. 

General Notes 

The object of the prohibitions contained in this Annex should not be defeated by the export 
of  any  non-prohibited  goods  (including  plant)  containing  one  or  more  prohibited 
components  when  the  prohibited  component  or  components  are  the  principal  element  of 
the goods and can feasibly be removed or used for other purposes. 

N.B.: In judging whether the prohibited component or components are to be considered the 
principal element, it is necessary to weigh the factors of quantity, value and technological 
know-how involved and other special circumstances which might establish the prohibited 
component or components as the principal element of the goods being procured. 

2. 

Goods specified in this Annex include both new and used goods. 

General Technology Note (GTN) 

(To be read in conjunction with Section IA.B) 

1. 

2. 

3. 

The  sale,  supply,  transfer  or  export  of  “technology”  which  is  “required”  for  the 
“development”,  “production”  or  “use”  of  goods  whose  sale,  supply,  transfer  or  export  is 
prohibited in Part A (Goods) bellow, is prohibited according to the provisions of Section 
IA.B. 

“Technology”  “required”  for  the  “development”,  “production”  or  “use”  of  goods  under 
prohibition remains under prohibition even when applicable to non-prohibited goods. 

Prohibitions  do  not  apply  to  that  “technology”  which  is  the  minimum  necessary  for  the 
installation,  operation,  maintenance  (checking)  and  repair  of  those  goods  which  are  not 
prohibited  or  whose  export  has  been  authorised  in  accordance  with  Regulation  (EC)  No 
423/2007. 

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4. 

Prohibitions on “technology” transfer do not apply to information “in the public domain”, 
to  “basic  scientific  research”  or  to  the  minimum  necessary  information  for  patent 
applications. 

IA.A. GOODS 

A0.  Nuclear materials, facilities, and equipment 

No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

IA.A0.001  Hollow cathode lamps as follows: 

a. 

Iodine hollow cathode lamps with windows in pure silicon 
or quartz 

_ 

b.  

Uranium hollow cathode lamps 

IA.A0.005  Nuclear  reactor  vessel  components  and  testing  equipment,  other 

0A001 

than those specified in 0A001, as follows: 

1. Seals 

2. Internal components 

3. Sealing, testing and measurement equipment 

IA.A0.006  Nuclear  detection  systems 

identification  or 
quantification  of  radioactive  materials  and  radiation  of  nuclear 
origin and specially designed components therefore other than those 
specified in 0A001.j or 1A004.c. 

for  detection, 

0A001.j 

1A004.c 

IA.A0.007  Bellows-sealed  valves  made  of  aluminium  alloy  or  stainless  steel 

0B001.c.6 

type 304, 304L or 316L.  

Note:  This  item  does  not  control  bellow  valves  defined  in 

0B001.c.6 and 2A226.  

IA.A0.013  "Natural uranium" or "depleted uranium" or thorium in the form of 
metal,  alloy,  chemical  compound  or  concentrate  and  any  other 
material containing one or more of the foregoing, other than those 
specified in 0C001. 

2A226 

0C001 

A1.  Materials, chemicals, ‘micro-organisms’ and ‘toxins’ 

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No 

Description 

IA.A1.001  Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) CAS 298-

07-7 solvent in any quantity, with a purity greater than 90 %. 

IA.A1.002  Fluorine gas (Chemical Abstract Number (CAS) 7782-41-4), with a 

purity greater than 95 % 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

_ 

_ 

IA.A1.005  Electrolytic  cells  for  fluorine  production  with  an  output  capacity 

1B225 

greater than 100 g of fluorine per hour. 

1C003.a 

1C010.a 

1C010.b 

1C210.a 

1C210.b 

Note:  This  item  does  not  control  electrolytic  cells  defined 

in item 1B225 

IA.A1.008  Magnetic  metals,  of  all  types  and  of  whatever  form,  having  an 
initial  relative  permeability  of  120  000  or  more  and  a  thickness 
between 0,05 and 0,1 mm. 

IA.A1.009  "Fibrous or filamentary materials" or prepregs, as follows: 

a. 

Carbon  or  aramid  "fibrous  or  filamentary  materials" 
having either of the following characteristics: 

1. A "specific modulus" exceeding 10 × 106 m; or 

2.  A  "specific  tensile  strength"  exceeding  17  ×  104 

m; 

b.  Glass  "fibrous  or  filamentary  materials"  having 

either of the following characteristics: 

1. A "specific modulus" exceeding 3.18 × 106 m; or 

2. A "specific tensile strength" exceeding 76,2 × 103 

m; 

c. 

Thermoset  resin  impregnated  continuous  "yarns", 
"rovings", "tows" or "tapes" with a width of 15 mm 
or  less  (prepregs),  made  from  carbon  or  glass 
"fibrous  or  filamentary  materials"  other  than  those 
specified in II.A1.010.a. or b. 

Note:  This  item  does  not  control  fibrous  or  filamentary 
items  1C010.a,  1C010.b, 

materials  defined 
in 
1C210.a and 1C210.b 

IA.A1.010  Resin-impregnated or pitch-impregnated fibres (prepregs), metal or 
carbon-coated  fibres  (preforms)  or  "carbon  fibre  preforms",  as 

1C010.e 

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No 

Description 

follows: 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

1C210 

a.  made 

from  "fibrous  or 

filamentary  materials" 

specified in II.A1.009 above; 

b. 

c. 

Epoxy resin "matrix" impregnated carbon "fibrous or 
filamentary  materials" 
in 
1C010.a.,  1C010.b.  or  1C010.c.,  for  the  repair  of 
aircraft  structures  or  laminates,  in  which  the  size  of 
individual sheets of prepreg does not exceed 50 cm × 
90 cm; 

(prepregs),  specified 

specified 

Prepregs 
in  1C010.a.,  1C010.b.  or 
1C010.c., when impregnated with phenolic or epoxy 
resins having a glass transition temperature (Tg) less 
than  433  K  (160  °C)  and  a  cure  temperature  lower 
than the glass transition temperature. 

Note:  This  item  does  not  control  fibrous  or  filamentary 

materials defined in item 1C010.e. 

IA.A1.011  Reinforced silicon carbide ceramic composites usable for nose tips, 
re-entry  vehicles,  nozzle  flaps,  usable  in  "missiles",  other  than 
specified in 1C107. 

IA.A1.012  Maraging  steels,  other  than  those  specified  in  1C116  or  1C216, 
'capable  of'  an  ultimate  tensile  strength  of  2  050  MPa  or  more,  at 
293 K (20 °C). 

1C107 

1C216 

Technical  Note:  The  phrase  ‘maraging  steel  capable  of’ 
encompasses  maraging  steel  before  or  after  heat 
treatment.  

IA.A1.013  Tungsten,  tantalum,  tungsten  carbide,  tantalum  carbide  and  alloys, 

1C226 

having both of the following characteristics: 

a. 

In  forms  having  a  hollow  cylindrical  or  spherical 
symmetry  (including  cylinder  segments)  with  an 
inside diameter between 50 mm and 300 mm; and 

b.  A mass greater than 5 kg. 

Note: This item does not control tungsten, tungsten carbide 

and alloys defined in item 1C226 

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A2.  Materials Processing 

No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

IA.A2.001  Vibration  test  systems,  equipment  and  components  thereof,  other 

2B116 

than those specified in 2B116: 

techniques  and 

a.  Vibration test systems employing feedback or closed 
loop 
incorporating  a  digital 
controller,  capable  of  vibrating  a  system  at  an 
acceleration  equal  to  or  greater  than  0,1g  rms 
between  0,1  Hz  and  2  kHz  and  imparting  forces 
equal  to  or  greater  than  50  kN,  measured  "bare 
table"; 

b.  Digital controllers, combined with specially designed 
vibration  test  software,  with  a  'real-time  bandwidth' 
greater  than  5  kHz  designed  for  use  with  vibration 
test systems specified in a.; 

c.  Vibration  thrusters  (shaker  units),  with  or  without 
associated  amplifiers,  capable  of  imparting  a  force 
equal to or greater than 50 kN, measured 'bare table', 
and usable in vibration test systems specified in a.; 

d. 

Test  piece  support  structures  and  electronic  units 
designed  to  combine  multiple  shaker  units  in  a 
system  capable  of  providing  an  effective  combined 
force equal to or greater than 50 kN, measured 'bare 
table', and usable in vibration systems specified in a. 

Technical note: 'bare table' means a flat table, or surface, 

with no fixture or fittings. 

IA.A2.011  Centrifugal separators, capable of continuous separation without the 

2B352.c 

propagation of aerosols and manufactured from: 

1.  Alloys  with  more  than  25  %  nickel  and  20  % 

chromium by weight; 

2. 

Fluoropolymers; 

3.  Glass  (including  vitrified  or  enamelled  coating  or 

glass lining); 

4.  Nickel  or  alloys  with  more  than  40  %  nickel  by 

weight; 

5. 

Tantalum or tantalum alloys; 

EN 

13 

   EN 

 
No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

6. 

7. 

Titanium or titanium alloys; or 

Zirconium or zirconium alloys. 

Note:  This  item  does  not  control  centrifugal  separators 

defined in item 2B352.c. 

IA.A2.012  Sintered  metal  filters  made  of  nickel  or  nickel  alloy  with  a  nickel 

2B352.d 

content of 40 % or more by weight. 

Note:  This  item  does  not  control  filters  defined  in  item 

2B352.d. 

No 

A3. 

Electronics 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

IA.A3.001  High  voltage  direct  current  power  supplies  having  both  of  the 

3A227 

following characteristics: 

a. 

Capable  of  continuously  producing,  over  a  time 
period  of  eight  hours,  10  kV  or  greater,  with  output 
power of 5 kW or greater with or without sweeping; 
and 

b. 

Current or voltage stability better than 0,1 % over a 
time period of four hours. 

Note: This item does not control power supplies defined in 

items 0B001.j.5 and 3A227. 

IA.A3.002  Mass  spectrometers,  other  than  those  specified  in  3A233  or 
0B002g,  capable  of  measuring  ions  of  200  atomic  mass  units  or 
greater  and  having  a  resolution  of  better  than  2  parts  in  200,  as 
follows, and ion sources therefor: 

3A233 

a. 

Inductively  coupled  plasma  mass  spectrometers 
(ICP/MS); 

b.  Glow discharge mass spectrometers (GDMS); 

EN 

14 

   EN 

 
 
No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

c. 

d. 

Thermal ionisation mass spectrometers (TIMS); 

Electron  bombardment  mass  spectrometers  which 
have  a  source  chamber  constructed  from,  lined  with 
or  plated  with  "Materials  resistant  to  corrosion  by 
UF6"; 

e.  Molecular beam mass spectrometers having either of 

the following characteristics: 

1.  A source chamber constructed from, lined with 
or  plated  with  stainless  steel  or  molybdenum 
and  equipped  with  a  cold  trap  capable  of 
cooling to 193 K (– 80 °C) or less; or 

2.  A source chamber constructed from, lined with 
or plated with "Materials resistant to corrosion 
by UF6"; 

f.  Mass 

spectrometers 

a 
microfluorination  ion  source  designed  for  actinides 
or actinide fluorides. 

equipped 

with 

A6. 

Sensors and Lasers 

No 

Description 

IA.A6.001  Yttrium aluminium garnet (YAG) rods 

IA.A6.003  Wave  front  corrector  systems  for  use  with  a  laser  beam  having  a 
diameter  exceeding  4  mm,  and  specially  designed  components 
therefor,  including  control  systems,  phase  front  sensors  and 
"deformable mirrors" including bimorph mirrors. 

Note:  This  item  does  not  control  mirrors  defined  in 

6A004.a, 6A005.e and 6A005.f. 

Related item 
from Annex I to 
Regulation (EC
) No 1183/2007 

_ 

6A003 

IA.A6.004  Argon  ion  "lasers"  having  an  average  output  power  equal  to  or 

6A005.a.6 

greater than 5 W 

Note:  This  item  does  not  control  argon  ion  "lasers" 

6A205.a 

EN 

15 

   EN 

 
 
No 

Description 

Related item 
from Annex I to 
Regulation (EC
) No 1183/2007 

defined in items 0B001.g.5., 6A005 and 6A205.a 

IA.A6.006  Tunable semiconductor "lasers" and tunable semiconductor "laser" 
arrays, of a wavelength between 9 µm and 17 µm, as well as array 
stacks  of  semiconductor  "lasers"  containing  at  least  one  tunable 
semiconductor "laser array" of such wavelength. 

6A005.b 

Notes: 

1. 

2. 

Semiconductor "lasers" are commonly called "laser" 
diodes. 

This  item  does  not  control  semiconductor  "lasers" 
defined in items 0B001.h.6 and 6A005.b 

IA.A6.008  Neodymium-doped  (other  than  glass)  ΄΄lasers΄΄,  having  an  output 
wavelength  exceeding  1  000  nm  but  not  exceeding  1  100  nm  and 
output energy exceeding 10 J per pulse 

6A005.c.2 

Note: This item does not control neodymium-doped (other 
than glass) "lasers" defined in item 6A005.c.2.b 

IA.A6.010  Radiation-hardened  cameras,  or  lenses  thereof  other  than  those 
specified  in  6A203c,  specially  designed  or  rated  as  radiation 
hardened to withstand a total radiation dose greater than 50 × 103 
Gy(silicon) (5 x 106 rad (silicon)) without operational degradation. 

6A203.c 

Technical Note: The term Gy(silicon) refers to the energy 
in  Joules  per  kilogram  absorbed  by  an  unshielded 
silicon sample when exposed to ionising radiation. 

IA.A6.011  Tunable  pulsed  dye  laser  amplifiers  and  oscillators,  having  all  of 

6A205.c 

the following characteristics: 

1.  Operating  at  wavelengths  between  300  nm  and  800 

nm; 

2.  An average output power greater than 10 W but not 

exceeding 30 W; 

3.  A repetition rate greater than 1 kHz; and 

4. 

Pulse width less than 100 ns. 

Notes: 

1. 

This item does not control single mode oscillators. 

EN 

16 

   EN 

 
No 

Description 

Related item 
from Annex I to 
Regulation (EC
) No 1183/2007 

2. 

This  item  does  not  control  tunable  pulsed  dye  laser 
amplifiers  and  oscillators  defined  in  item  6A205.c, 
0B001.g.5 and 6A005 

IA.A6.012  Pulsed  carbon  dioxide  "lasers"  having  all  of  the  following 

6A205.d 

characteristics: 

1.  Operating at wavelengths between 9 000 nm and 11 

000 nm; 

2.  A repetition rate greater than 250 Hz; 

3.  An average output power greater than 100 W but not 

exceeding 500 W; and 

4. 

Pulse width of less than 200 ns. 

Note:  This  item  does  not  control  pulsed  carbon  dioxide 
laser  amplifiers  and  oscillators  defined  in  item 
6A205.d, 0B001.h.6 and 6A005d. 

No 

Description 

IA.B. TECHNOLOGY 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

IA.B.001  Technology required for the development, production, or use of the 

_ 

items in Part A (Goods) above. 

EN 

17 

   EN 

 
 
 
ANNEX II 

“ANNEX II 

Goods and technology referred to in Article 3 

INTRODUCTORY NOTES 

1. 

2. 

3. 

4. 

1. 

Unless  otherwise  stated,  reference  numbers  used  in  the  column  below  entitled 
"Description"  refer  to  the  descriptions  of  dual  use  items  and  technology  set  out  in 
Annex I to Regulation (EC) No 1334/2000. 

A  reference  number  in  the  column  below  entitled  "Related  item  from  Annex I  to 
Regulation (EC) No 1183/2007" means that the characteristics of the item described 
in  the  column  "Description"  lie  outside  the parameters  set  out  in  the  description  of 
the dual use entry referred to. 

Definitions of terms between 'single quotation marks' are given in a technical note to 
the relevant item. 

Definitions of terms between "double quotation marks" can be found in Annex I to 
Regulation (EC) No 1183/2007. 

General Notes 

The  object  of  the  controls  contained  in  this  Annex  should  not  be  defeated  by  the 
export  of  any  non-controlled  goods  (including  plant)  containing  one  or  more 
controlled  components  when  the  controlled  component  or  components  are  the 
principal  element  of  the  goods  and  can  feasibly  be  removed  or  used  for  other 
purposes. 

N.B.:  In  judging  whether  the  controlled  component  or  components  are  to  be 
considered  the  principal  element,  it  is  necessary  to  weigh  the  factors  of  quantity, 
value and technological know-how involved and other special circumstances which 
might establish the controlled component or components as the principal element of 
the goods being procured. 

2. 

Goods specified in this Annex include both new and used goods. 

General Technology Note (GTN) 

(To be read in conjunction with Section II.B 

1. 

2. 

The  sale,  supply,  transfer  or  export  of  “technology”  which  is  “required”  for  the 
“development”,  “production”  or  “use”  of  goods  whose  sale,  supply,  transfer  or 
export  is  controlled  in  Part  A  (Goods)  below,  is  controlled  according  to  the 
provisions of Section II.B. 

“Technology”  “required”  for  the  “development”,  “production”  or  “use”  of  goods 
under control remains under control even when applicable to non-controlled goods. 

EN 

18 

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3. 

4. 

Controls do not apply to that “technology” which is the minimum necessary for the 
installation, operation, maintenance (checking) and repair of those goods which are 
not  controlled  or  whose  export  has  been  authorised  in  accordance  with  Regulation 
(EC) No 423/2007. 

Controls  on  “technology”  transfer  do  not  apply  to  information  “in  the  public 
domain”, to “basic scientific research” or to the minimum necessary information for 
patent applications. 

II.A.  Goods 

A0 

Nuclear Materials, Facilities, and Equipment 

No 

Description 

II.A0.002  Faraday isolators in the wavelength range 500 nm - 650 nm 

II.A0.003  Optical gratings in the wavelength range 500 nm - 650 nm 

II.A0.004  Optical fibres in the wavelength range 500 nm - 650 nm coated 
with  anti-reflecting  layers  in  the  wavelength  range  500 
nm - 650 nm and having core diameter greater than 0,4 mm but 
not exceeding 2 mm 

II.A0.008  Plane, convex and concave mirrors, coated with high reflecting 
range 

controlled  multi-layers 

the  wavelength 

in 

or 
500 nm - 650 nm 

II.A0.009  Lenses,  polarisers,  half-wave  retarder  plates  (λ/2  plates), 
quarter-wave  retarder  plates  (λ/4  plates),  laser  windows  in 
silicon or quartz and rotators, coated with anti-reflecting layers 
in the wavelength range 500 nm - 650 nm 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

– 

– 

– 

0B001.g.5 

0B001.g 

II.A0.010  Pipes, piping, flanges, fittings made of or lined with nickel, or 
nickel alloy containing more than 40 % nickel by weight, other 
than those specified in 2B350.h.1. 

2B350 

EN 

19 

   EN 

 
Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

0B002.f.2 
2B231 

No 

Description 

II.A0.011  Vacuum  pumps  other  than  those  specified  in  0B002.f.2.  or 

2B231, as follows: 

– 

– 

Turbomolecular pumps having a flowrate equal to or 
greater than 400 l/s 

Roots type vacuum roughing pumps having a 
volumetric aspiration flowrate greater than 200 m3/h 

Bellows-sealed,  scroll,  dry  compressor,  and  bellows-sealed, 
scroll, dry vacuum pumps 

II.A0.012  Shielded enclosures for the manipulation, storage and handling 

0B006 

of radioactive substances (Hot cells). 

A1  Materials, Chemicals, "Micro-organisms" and "Toxins" 

No 

Description 

Related item 
from Annex I 
to Regulation 
(EC) No 
1183/2007 

II.A1.003  Seals and gaskets made of any of the following materials 

a. 

b. 

c. 

d. 

e. 

Copolymers  of  vinylidene  fluoride  having  75 %  or 
more beta crystalline structure without stretching; 

Fluorinated polyimides containing 10 % by weight or 
more of combined fluorine; 

Fluorinated  phosphazene  elastomers  containing  30 % 
by weight or more of combined fluorine; 

Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®); 

Viton fluoro-elastomers; 

EN 

20 

   EN 

 
 
 
No 

Description 

Related item 
from Annex I 
to Regulation 
(EC) No 
1183/2007 

f. 

Polytetrafluoroethylene (PTFE). 

II.A1.004  Personal  equipment  for  detecting  radiation  of  nuclear  origin, 

1A004.c 

including personal dosimeters 

Note:  This  item  does  not  control  nuclear  detection  systems 
defined in item 1A004.c 

II.A1.006  Platinized  catalysts,  other  than  those  specified  in  1A225, 
specially  designed  or  prepared  for  promoting  the  hydrogen 
isotope exchange reaction between hydrogen and water for the 
recovery  of  tritium  from  heavy water or for the production of 
heavy water and substitutes thereof. 

1B231, 1A225 

II.A1.007  Aluminium  and  its  alloys,  other  than  those  specified  in 
1C002.b.4 or 1C202.a, in crude or semi-fabricated form having 
either of the following characteristics: 

1C002.b.4 
1C202.a 

a. 

b. 

Capable of an ultimate tensile strength of 460 MPa or 
more at 293 K (20 °C); or 

Having  a  tensile  strength  of  415 MPa  or  more  at 
298 K (25 °C). 

EN 

21 

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A2  Materials Processing 

No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.002  Machine tools for grinding having positioning accuracies with "all 

2B201.b, 

compensations  available"  equal  to  or  less  (better)  than  15 µm 

2B001.c 

according  to  ISO 230/2 (1988) (1)  or  national  equivalents  along 

any linear axis. 

Note:  This  item  does  not  control  machine  tools  for  grinding 

defined in items 2B201.b and 2B001.c 

II.A2.002a  Components  and  numerical  controls,  specially  designed  for 

machine tools specified in 2B001, 2B201, or in II.A2.002 above. 

EN 

22 

   EN 

 
 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.003  Balancing machines and related equipment as follows: 

2B119 

a. 

Balancing  machines,  designed  or  modified  for  dental  or 

other  medical  equipment,  having  all 

the  following 

characteristics: 

1.  Not capable of balancing rotors/assemblies having a 

mass greater than 3 kg; 

2. 

Capable  of  balancing  rotors/assemblies  at  speeds 

greater than 12 500 rpm; 

3. 

Capable  of  correcting  unbalance  in  two  planes  or 

more; and 

4. 

Capable  of  balancing 

to  a 

residual  specific 

unbalance of 0,2 g mm per kg of rotor mass; 

b. 

Indicator  heads  designed  or  modified  for  use  with 

machines specified in a. above. 

Technical Note: 

Indicator 

heads 

are 

sometimes 

known 

as 

balancing 

instrumentation. 

EN 

23 

   EN 

 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.004  Remote manipulators that can be used to provide remote actions in 

2B225 

radiochemical  separation  operations  or  hot  cells,  other  than  those 

specified in 2B225, having either of the following characteristics: 

a. 

A capability of penetrating 0,3 m or more of hot cell wall 

(through the wall operation); or 

b. 

A  capability  of  bridging  over  the  top  of  a  hot  cell  wall 

with  a  thickness  of  0,3 m  or  more  (over  the  wall 

operation). 

Technical Note: 

Remote manipulators provide translation of human operator actions 

to  a  remote  operating  arm  and  terminal  fixture.  They  may  be  of 

"master/slave" type or operated by joystick or keypad. 

II.A2.005  Controlled atmosphere heat treatment furnaces, as follows: 

2B226, 2B227 

Furnaces capable of operation at temperatures above 400 ºC. 

II.A2.006  Oxidation 

furnaces  capable  of  operation  at 

temperatures 

2B226, 2B227 

above 400 ºC 

EN 

24 

   EN 

 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.007 

"Pressure transducers", other than those defined in 2B230, capable 

2B230 

of  measuring  absolute  pressures  at  any  point  in  the  range 0  to 

200 kPa and having both of the following characteristics: 

a. 

Pressure  sensing  elements  made  of  or  protected  by 

"Materials resistant to corrosion by UF6", and 

b. 

Having either of the following characteristics: 

1.  A full scale of less than 200 kPa and an 'accuracy' of 

better than ± 1 % of full scale; or 

2.  A full scale of 200 kPa or greater and an 'accuracy' 

of better than 2 kPa. 

Technical Note 

For  the  purposes  of  2B30,  'accuracy'  includes  non-linearity, 

hysteresis and repeatability at ambient temperature. 

EN 

25 

   EN 

 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.008 

Liquid-liquid 

contacting 

equipment 

(mixer-settlers,  pulsed 

2B350.e 

columns,  centrifugal  contactors);  and  liquid  distributor,  vapour 

distributor or liquid collectors designed for such equipment, where 

all surfaces that come in direct contact with the chemical(s) being 

processed are made from any of the following materials: 

1. 

2. 

3. 

4. 

5. 

6. 

7. 

8. 

9. 

Alloys  with  more  than  25 %  nickel  and  20 %  chromium 
by weight; 

Fluoropolymers; 

Glass  (including  vitrified  or  enamelled  coating  or  glass 
lining); 

Graphite or 'carbon graphite'; 

Nickel or alloys with more than 40 % nickel by weight; 

Tantalum or tantalum alloys; 

Titanium or titanium alloys; 

Zirconium or zirconium alloys; or 

Stainless steel. 

Technical Note: 

'Carbon graphite' is a composition consisting of amorphous carbon 

and graphite, in which the graphite content is eight percent or more 

by weight. 

EN 

26 

   EN 

 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

II.A2.009 

Industrial equipment and components, other than those specified in 

2B350.d 

2B350.d, as follows: 

Heat  exchangers  or  condensers  with  a  heat  transfer  surface  area 
greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or 

blocks  (cores)  designed  for  such  heat  exchangers  or  condensers, 

where all surfaces that come in direct contact with the fluid(s) are 

made from any of the following materials: 

1. 

Alloys  with  more  than  25 %  nickel  and  20 %  chromium 

by weight; 

Fluoropolymers; 

Glass  (including  vitrified  or  enamelled  coatings  or  glass 

lining); 

Graphite or 'carbon graphite'; 

Nickel or alloys with more than 40 % nickel by weight; 

Tantalum or tantalum alloys; 

Titanium or titanium alloys; 

2. 

3. 

4. 

5. 

6. 

7. 

EN 

27 

   EN 

 
No 

Description 

Related item 

from Annex I to 

Regulation (EC) 

No 1183/2007 

8. 

9. 

Zirconium or zirconium alloys; 

Silicon carbide; 

10. 

Titanium carbide; or 

11. 

Stainless steel. 

Note: This item does not control vehicle radiators. 

II.A2.010  Multiple-seal,  and  seal-less  pumps,  other  than  those  specified  in 

2B350i, suitable for corrosive fluids, with manufacturer's specified 
maximum  flow-rate  greater  than  0,6  m3/hour,  or  vacuum  pumps 

with  manufacturer's  specified  maximum  flow-rate  greater  than 
5 m3/hour  (measured  under  standard  temperature  (273 K  (0 °C)) 

and  pressure  (101,3  kPa)  conditions);  and  casings  (pump  bodies), 

preformed  casing  liners,  impellers,  rotors  or  jet  pump  nozzles 

designed for such pumps, in which all surfaces that come in direct 

contact with the chemical(s) being processed are made from any of 

the following materials: 

1 

Stainless steel, 

2. 

Aluminium alloy. 

EN 

28 

   EN 

 
 
 
 
 
No 

Description 

A.6 

Sensors and Lasers 

II.A6.002 

Infrared optics in the wavelength range 9 µm - 17 µm and 
components therefor, including cadmium telluride (CdTe) 
components. 

Note:  This  item  does  not  control  cameras  and  components 
defined in item 6A003 

Related item 
from Annex I 
to Regulation 
(EC) No 
1183/2007 

6A003 

II.A6.005  Semiconductor "lasers" and components therefor, as follows: 

6A005.b 

a. 

b. 

Notes: 

1. 

2. 

3. 

Individual  semiconductor  "lasers"  with  an  output 
power greater than 200 mW each, in quantities larger 
than 100; 

Semiconductor "laser" arrays having an output power 
greater than 20 W. 

Semiconductor  "lasers"  are  commonly  called  "laser" 
diodes. 

This  item  does  not  control  "lasers"  defined  in  items 
0B001.g.5, 0B001.h.6 and 6A005b. 

This  item  does  not  control  "laser  diodes  with  a 
wavelength in the range 1 200 nm - 2 000 nm. 

II.A6.007  Solid state "tunable" "lasers" as follows, and specially designed 

6A005.c.1 

components therefor: 

a. 

b. 

Titanium-sapphire lasers; 

Alexandrite lasers. 

Note:  This  item  does  not  control  titanium-sapphire  and 
alexandrite  lasers  defined  in  items  0B001.g.5,  0B001.h.6  and 
6A005.c.1 

II.A6.009  Components of acousto-optics, as follows: 

6A203.b.4.c 

a. 

b. 

c. 

Framing tubes and solid-state imaging devices having 
a recurrence frequency equal to or exceeding 1kHz; 

Recurrence frequency supplies; 

Pockels cells. 

EN 

29 

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Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

7A003, 7A103 

A.7 

Navigation and Avionics 

No 

Description 

II.A7.001 

Inertial  Systems  and  specially  designed  components,  as 
follows: 

I. 

Inertial  navigation  systems  which  are  certified  for 
use  on  "civil  aircraft"  by  civil  authorities  of  a  state 
participating  in  the  Wassenaar  Arrangement,  and 
specially designed components, as follows: 

a. 

Inertial navigation systems (INS) (gimballed or 
strapdown) and inertial equipment designed for 
"aircraft",  land  vehicle,  vessels  (surface  or 
for  attitude, 
underwater)  or  "spacecraft" 
the 
guidance  or  control,  having  any  of 
following 
specially 
characteristics, 
designed components therefor: 

and 

1.  Navigation 

(free 

error 

inertial) 
subsequent  to  normal  alignment  of  0,8 
nautical  mile  per  hour  (nm/hr)  'Circular 
Error Probable' (CEP) or less (better); or 

2. 

Specified 
acceleration levels exceeding 10 g; 

function 

to 

at 

linear 

EN 

30 

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No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

b.  Hybrid  Inertial  Navigation  Systems  embedded 
with  Global  Navigation  Satellite  Systems(s) 
(GNSS)  or  with  "Data-Based  Referenced 
Navigation"  ("DBRN")  System(s)  for  attitude, 
guidance  or  control,  subsequent  to  normal 
alignment,  having  an  INS  navigation  position 
accuracy, after loss of GNSS or "DBRN" for a 
period  of  up  to  four  minutes,  of  less  (better) 
than 10 metres 'Circular Error Probable' (CEP); 

c. 

Inertial  Equipment  for  Azimuth,  Heading,  or 
North  Pointing  having  any  of  the  following 
characteristics, 
designed 
and 
components therefor: 

specially 

1.  Designed  to  have  an  Azimuth,  Heading, 
or  North  Pointing  accuracy  equal  to,  or 
less  (better)  than  6 arc minutes  RMS  at 
45 degrees latitude; or 

2. 

Designed  to  have  a  non-operating  shock  level  of 
900 g or greater at a duration of 1 msec, or greater. 

EN 

31 

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No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

Note: The parameters of I.a. and I.b. are applicable with any 
of the following environmental conditions: 

1. 

2. 

3. 

Input random vibration with an overall magnitude of 
7,7 g rms  in  the  first  half  hour  and  a  total  test 
duration of one and one half hour per axis in each of 
the  three  perpendicular  axes,  when  the  random 
vibration meets the following: 

a.  A constant power spectral density (PSD) value 
of 0,04 g2/Hz over a frequency interval of 15 to 
1 000 Hz; and 

b. 

The  PSD  attenuates  with  frequency  from 
0,04 g2/Hz  to  0,01 g2/Hz  over  a  frequency 
interval from 1 000 to 2 000 Hz; 

A  roll  and  yaw  rate  of  equal  to  or  more  than 
+ 2,62 radian/s (150 deg/s); or 

According  to  national  standards  equivalent  to  1.  or 
2. above. 

Technical Notes: 

1. 

I.b.  refers  to  systems  in  which  an  INS  and  other 
independent  navigation  aids  are  built  into  a  single 
unit  (embedded)  in  order  to  achieve  improved 
performance. 

EN 

32 

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No 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

2. 

II. 

III. 

'Circular Error Probable' (CEP) – In a circular normal 
distribution,  the  radius  of  the  circle  containing 
50 percent  of  the  individual  measurements  being 
made, or the radius of the circle within which there is 
a 50 percent probability of being located. 

Theodolite  systems  incorporating  inertial  equipment 
specially  designed  for  civil  surveying  purposes  and 
designed  to  have  an  Azimuth,  Heading,  or  North 
Pointing  accuracy  equal  to,  or  less  (better)  than 
6 arc minutes  RMS  at  45  degrees  latitude,  and 
specially designed components therefor. 

in  7A001  or  7A101,  where 

Inertial  or  other  equipment  using  accelerometers 
specified 
such 
accelerometers are specially designed and developed 
as  MWD  (Measurement  While  Drilling)  sensors  for 
use in downhole well services operations. 

EN 

33 

   EN 

 
 
 
 
No 

II.B.  Technology 

Description 

Related item 
from Annex I to 
Regulation (EC) 
No 1183/2007 

II.B.001 

Technology  required  for  the  development,  production  or  use 
of the items in Part A (Goods) above. 

EN 

34 

   EN 

 
 
 
ANNEX III 

“ANNEX III 

Websites for information on the competent authorities referred to in Articles 3(4), 3(5), 
4a, 5(3), 6, 8, 9, 10 (1), 10(2), 11a, 11b, 13(1) and 17, and address for notifications to the 
European Commission 

BELGIUM 

http://www.diplomatie.be/eusanctions 

BULGARIA 

http://www.mfa.government.bg 

CZECH REPUBLIC 

http://www.mfcr.cz/mezinarodnisankce 

DENMARK 

http://www.um.dk/da/menu/Udenrigspolitik/FredSikkerhedOgInternationalRetsorden/Sanktio
ner/ 

GERMANY 

http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/Aussenwirtschaftsrecht/embargos.h
tml 

ESTONIA 

http://www.vm.ee/est/kat_622/ 

GREECE 

http://www.ypex.gov.gr/www.mfa.gr/en-
US/Policy/Multilateral+Diplomacy/International+Sanctions/ 

SPAIN 

http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/Paginas/Sanciones_
%20Internacionales.aspx 

FRANCE 

http://www.diplomatie.gouv.fr/autorites-sanctions/ 

IRELAND 

www.dfa.ie/un_eu_restrictive_measures_ireland/competent_authorities 

EN 

35 

   EN 

 
 
ITALY 

http://www.esteri.it/UE/deroghe.html 

CYPRUS 

http://www.mfa.gov.cy/sanctions 

LATVIA 

http://www.mfa.gov.lv/en/security/4539 

LITHUANIA 

http://www.urm.lt 

LUXEMBOURG 

http://www.mae.lu/sanctions 

HUNGARY 

http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/  

MALTA 

http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp 

NETHERLANDS 

http://www.minbuza.nl/sancties 

AUSTRIA 

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version= 

POLAND 

http://www.msz.gov.pl 

PORTUGAL 

http://www.min-nestrangeiros.pt 

ROMANIA 

http://www.mae.ro/index.php?unde=doc&id=32311&idlnk=1&cat=3 

SLOVENIA 

http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/ 

SLOVAKIA 

EN 

36 

   EN 

 
http://www.foreign.gov.sk 

FINLAND 

http://formin.finland.fi/kvyhteistyo/pakotteet 

SWEDEN 

http://www.ud.se/sanktioner 

UNITED KINGDOM 

www.fco.gov.uk/competentauthorities 

Address for notifications to the European Commission: 

European Commission 

DG External Relations 

Directorate A Crisis Platform - Policy Coordination in Common Foreign and Security Policy 

Unit A2 Crisis Response and Peace Building 

CHAR 12/106 

B-1049 Bruxelles/Brussels (Belgium) 

E-mail relex-sanctions@ec.europa.eu 

Tel. (32-2) 295 55 85 

Fax (32-2) 299 08 73” 

EN 

37 

   EN 

 
ANNEX IV 

“ANNEX VI 

List of financial institutions referred to in Article 11a (2) 

EN 

38 

   EN