Council Regulation (EC) No 423/2007 of 19 April 2007 concerning restrictive measures against Iran
Date: 2007-04-19
Institutions: Council of the European Union
Subjects: Iran, dual-use good, economic sanctions, export monitoring, international sanctions, nuclear non-proliferation, technology transfer

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(Acts adopted under the EC Treaty/Euratom Treaty whose publication is obligatory)

I

REGULATIONS

COUNCIL REGULATION (EC) No 423/2007

of 19 April 2007

concerning restrictive measures against Iran

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty
Community, and in particular Articles 60 and 301 thereof,

establishing the European

Having regard to Council Common Position 2007/140/CFSP of
27 February 2007 concerning restrictive measures against
Iran (1),

Having regard to the proposal from the Commission,

Whereas:

(1)

(2)

the United Nations Security
On 23 December 2006,
Council
(UNSCR
adopted Resolution 1737 (2006)
1737 (2006)) deciding that Iran should without further
delay suspend all enrichment-related and reprocessing
activities, as well as work on all heavy water-related
projects, and take certain steps required by the Interna-
tional Atomic
of
Governors, which the United Nations Security Council
deems essential to build confidence in the exclusively
peaceful purpose of Iran's nuclear programme. In order
to persuade Iran to comply with this mandatory decision,
the United Nations Security Council decided that all
Member States of the United Nations should apply a
number of restrictive measures.

Energy Agency

(IAEA)

Board

Iran. These measures

In line with UNSCR 1737 (2006), Common Position
2007/140/CFSP provides for certain restrictive measures
include restrictions on
against
exports and imports of goods and technology which
could contribute to Iran's enrichment-related,
repro-
cessing, or heavy water-related activities, or to the devel-
opment of nuclear weapon delivery systems, a ban on
the provision of related services, a ban on investment
related to such goods and technology, a ban on
procurement of relevant goods and technology from

(3)

(4)

(5)

(6)

Iran, as well as the freezing of
funds and economic
resources of persons, entities and bodies engaged in,
directly associated with or providing support for such
activities or development.

These measures fall within the scope of the Treaty estab-
lishing the European Community and, therefore, notably
with a view to ensuring their uniform application by
economic operators in all Member States, Community
legislation is necessary in order to implement them as
far as the Community is concerned.

This Regulation derogates
from existing Community
legislation that provides for general rules on exports to,
and imports from, third countries, and in particular from
Council Regulation (EC) No 1334/2000 of 22 June 2000
the control of
setting up a Community regime for
exports of dual-use items and technology (2),
in so far
as this Regulation covers the same goods and technology.

For reasons of expediency, the Commission should be
empowered to publish the list of banned goods and
that will be
technology and any amendments to it
adopted by the Sanctions Committee or
the United
Nations Security Council, and to amend the lists of
persons, entities and bodies whose funds and economic
resources should be frozen on the basis of decisions
reached by the United Nations Security Council or by
the Sanctions Committee.

As regards the procedure for establishing and amending
the list referred to in Article 7(2) of this Regulation, the
Council should exercise the corresponding implementing
powers itself in view of the objectives of UNSCR 1737
(2006), notably to constrain Iran's development of
sensitive technologies in support of
its nuclear and
the proliferation-sensitive
missile programmes,
nature of the activities undertaken by the persons and
entities supporting these programmes.

and

(1) OJ L 61, 28.2.2007, p. 49.

(2) OJ L 159, 30.6.2000, p. 1. Regulation as last amended by Regu-

lation (EC) No 394/2006 (OJ L 74, 13.3.2006, p. 1).

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(7)

(8)

Member States should determine the penalties applicable
to infringements of the provisions of this Regulation. The
penalties provided for should be proportionate, effective
and dissuasive.

(iii) publicly-

and privately-traded securities

and debt
including stocks and shares, certificates
notes, warrants,

instruments,
representing
debentures and derivatives contracts;

securities,

bonds,

In order to ensure that the measures provided for in this
Regulation are effective, the latter should enter into force
on the day of its publication,

(iv) interest, dividends or other

income on or value

accruing from or generated by assets;

HAS ADOPTED THIS REGULATION:

(v) credit, right of set-off, guarantees, performance bonds

or other financial commitments;

Article 1

(vi) letters of credit, bills of lading, bills of sale; and

For the purposes of this Regulation only, the following defi-
nitions shall apply:

(a)

‘Sanctions Committee’ means the Committee of the United
Nations Security Council which was established pursuant to
paragraph 18 of UNSCR 1737 (2006);

(b) ‘technical assistance’ means any technical support related to
repairs, development, manufacture, assembly, testing, main-
tenance, or any other technical service, and may take forms
transmission of
such as
working knowledge or
services;
skills or
including verbal forms of assistance;

instruction,

consulting

training,

advice,

(c)

the term ‘goods’

includes items, materials and equipment;

(d) the term ‘technology’ includes software;

(e)

(f)

‘investment’ means acquisition or extension of a partici-
pation in enterprises,
including the acquisition in full of
such enterprises and the acquisition of shares and securities
of a participating nature;

‘brokering services’ means activities of persons, entities and
partnerships acting as intermediaries by buying, selling or
arranging the transfer of goods and technology, or nego-
tiating or arranging transactions that involve the transfer of
goods or technology;

(g)

‘funds’ means financial assets and benefits of every kind,
including but not limited to:

(i) cash, cheques, claims on money, drafts, money orders

and other payment instruments;

(ii) deposits with financial

institutions or other entities,

balances on accounts, debts and debt obligations;

(vii) documents showing evidence of an interest in funds or

financial resources;

(h) ‘freezing of funds’ means preventing any moving, transfer,
alteration, use of, access to, or dealing with funds in any
way that would result
in any change in their volume,
amount,
location, ownership, possession, character, desti-
nation or other change that would enable the funds to be
used, including portfolio management;

(i)

(j)

‘economic resources’ means assets of every kind, whether
tangible or intangible, movable or immovable, which are
not funds but which may be used to obtain funds, goods
or services;

‘freezing of economic resources’ means preventing the use
of economic resources to obtain funds, goods or services in
any way, including, but not limited to, by selling, hiring or
mortgaging them;

(k)

‘territory of the Community’ means the territories of the
Member States to which the Treaty is applicable, under
including their
the conditions laid down in the Treaty,
airspace.

Article 2

It shall be prohibited:

(a)

to sell, supply, transfer or export, directly or indirectly, the
following goods and technology, whether or not originating
in the Community, to any natural or legal person, entity or
body in, or for use in, Iran:

(i) all goods and technology contained in the Nuclear
Suppliers Group and Missile Technology Control
Regime lists. These goods and technology are listed in
Annex I;

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(ii) other

as

goods

goods

and technology determined by

the
Sanctions Committee or the United Nations Security
Council
technology which could
contribute to Iran's enrichment-related, reprocessing, or
heavy water-related activities, or to the development of
nuclear weapon delivery systems. These goods and tech-
nology are also listed in Annex I;

and

(b) to participate, knowingly and intentionally, in activities the
object or effect of which is to circumvent the prohibition
referred to in point (a).

Article 3

1.
A prior authorisation shall be required for the sale, supply,
transfer or export, directly or indirectly, of the goods and tech-
nology listed in Annex II, whether or not originating in the
Community, to any natural or legal person, entity or body in,
or for use in, Iran.

Annex II shall

2.
include any goods and technology other
than those included in Annex I, which could contribute to
enrichment-related,
heavy water-related
or
to the development of nuclear weapon delivery
activities,
systems, or to the pursuit of activities related to other topics
about which the International Atomic Energy Agency (IAEA)
has expressed concerns or identified as outstanding.

reprocessing

3.
Exporters shall supply the competent authorities with all
relevant information required for their application for an export
authorisation.

The competent authorities of

4.
the Member States, as
indicated in the websites listed in Annex III, shall not grant
any authorisation for any sale, supply, transfer or export of
if
technology included in Annex II,
the goods or
they
determine that
thereof
transfer or export
the sale, supply,
would contribute to one of the following activities:

(a)

Iran's enrichment-related,
related activities;

reprocessing or heavy water-

(b) the development of nuclear weapon delivery systems by

Iran; or

(c)

the pursuit by Iran of activities related to other topics about
which the IAEA has expressed concerns or identified as
outstanding.

Under

the conditions

5.
the
competent authorities of the Member States, as indicated in
the websites listed in Annex III, may annul, suspend, modify

in paragraph 4,

set out

or revoke an export authorisation which they have already
granted.

substantially limit or

6. Where they refuse to grant an authorisation, or annul,
suspend,
revoke an authorisation in
accordance with paragraph 4, the Member States shall notify
the other Member States and the Commission thereof and share
the relevant information with them, while complying with the
provisions concerning the confidentiality of such information of
Council Regulation (EC) No 515/97 of 13 March 1997 on
mutual assistance between the administrative authorities of the
Member States and cooperation between the latter and the
Commission to ensure the correct application of the law on
customs and agricultural matters (1).

Before a Member State grants an export authorisation
7.
which has been denied by another Member State or States, in
accordance with paragraph 4, for an essentially identical trans-
action and for which the denial is still valid, it will first consult
the Member State or States which issued the denial as provided
for in paragraphs 5 and 6. If, following such consultations, the
Member State concerned decides to grant an authorisation,
it
inform the other Member States and the Commission
shall
thereof, providing all
information to explain the
decision.

relevant

Article 4

It shall be prohibited to purchase, import or transport the goods
and technology listed in Annex I, from Iran, whether the item
concerned originates in Iran or not.

Article 5

1.

It shall be prohibited:

(a)

to provide, directly or indirectly,
technical assistance, or
brokering services related to the goods and technology
listed in Annex I and to the provision, manufacture, main-
tenance and use of goods listed in Annex I to any natural or
legal person, entity or body in, or for use in, Iran;

(b) to provide investment to enterprises in Iran engaged in the
manufacture of goods and technology as listed in Annex I;

(c)

including in particular grants,

financing or financial
to provide, directly or indirectly,
assistance related to the goods and technology listed in
Annex I,
loans and export
credit insurance, for any sale, supply, transfer or export of
related technical
for any provision of
such items, or
assistance to any natural or legal person, entity or body
in, or for use in, Iran;

(1) OJ L 82, 22.3.1997, p. 1. Regulation as last amended by Regulation

(EC) No 807/2003 (OJ L 122, 16.5.2003, p. 36).

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(d) to participate, knowingly and intentionally, in activities, the
object or effect of which is to circumvent the prohibitions
referred to in points (a), (b) or (c).

opment delivery systems, including where such goods and tech-
nology, assistance,
investment or brokering services are for
food, agricultural, medical or other humanitarian purposes,
provided that:

2.

The provision of:

(a)

technical assistance, or brokering services related to, goods
and technology listed in Annex II and to the provision,
manufacture, maintenance and use of these items, directly
or indirectly to any person, entity or body in, or for use in
Iran;

(b) investment

to enterprises in Iran engaged in the manu-

facture of goods and technology as listed in Annex II;

(c)

loans and export credit
transfer or export of

financing or financial assistance related to goods and tech-
including in particular
nologies referred to in Annex II,
for any sale,
grants,
for any
supply,
provision of
assistance, directly or
indirectly, to any person, entity or body in, or for use in
Iran;

related technical

these items, or

insurance,

shall be subject to an authorisation of the competent authority
of the Member State concerned.

The competent authorities of

3.
the Member States, as
indicated in the websites listed in Annex III, shall not grant
any authorisation for the transactions referred to in paragraph
2, if they determine that the action were to contribute to one of
the following activities:

(a)

Iran's enrichment-related,
related activities;

reprocessing or heavy water-

(b) the development of nuclear weapon delivery systems by

Iran; or

(c)

the pursuit by Iran of activities related to other topics about
which the IAEA has expressed concerns or identified as
outstanding.

Article 6

The competent authorities of the Member States, as indicated in
the websites listed in Annex III, may grant, under such terms
and conditions as they deem appropriate, an authorisation for a
transaction in relation to goods and technology, assistance,
investment or brokering services referred to in Articles 2 or
5(1), where the Sanctions Committee has determined in
advance and on a case-by-case basis
the transaction
would clearly contribute neither to the development of tech-
nologies in support of
Iran's proliferation sensitive nuclear
activities, nor to the development of nuclear weapon devel-

that

(a)

the contract for delivery of the goods or technology, or for
the provision of assistance,
includes appropriate end-user
guarantees, and

(b) Iran has undertaken not to use the goods or technology
concerned, or if applicable,
in
proliferation sensitive nuclear activities or for development
of nuclear weapon delivery systems.

the assistance concerned,

Article 7

1.
All funds and economic resources belonging to, owned,
held or controlled by the persons, entities and bodies listed in
Annex IV shall be frozen. Annex IV shall include the persons,
entities and bodies designated by the United Nations Security
Council or by the Sanctions Committee in accordance with
paragraph 12 of UNSCR 1737 (2006).

All funds and economic resources belonging to, owned,
2.
held or controlled by the persons, entities and bodies listed in
Annex V shall be frozen. Annex V shall
include natural and
legal persons, entities and bodies, not covered by Annex IV,
in accordance with Article 5(1)(b) of Common Position
who,
2007/140/CFSP, have been identified as:

(a) being engaged in, directly associated with, or providing
support for, Iran's proliferation-sensitive nuclear activities,
or

(b) being engaged in, directly associated with, or providing
Iran's development of nuclear weapon

for,

support
delivery systems, or

(c) acting on behalf of or at the direction of a person, entity or

body referred to under (a) or (b), or

(d) being a legal person, entity or body owned or controlled by
a person, entity or body referred to under (a) or (b),
including through illicit means.

3.
No funds or economic resources shall be made available,
directly or indirectly, to or for the benefit of the natural or legal
persons, entities or bodies listed in Annexes IV and V.

The

participation,

4.
in
knowingly
activities the object or effect of which is, directly or indirectly,
to circumvent the measures referred to in paragraphs 1, 2 and 3
shall be prohibited.

intentionally,

and

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Article 8

By way of derogation from Article 7, the competent authorities
of the Member States, as indicated in the websites listed in
Annex III, may authorise the release of certain frozen funds
or economic resources, if the following conditions are met:

(b) if Article 7(1) applies,

the Member State concerned has
that determination
notified the Sanctions Committee of
and its
intention to grant an authorisation, and the
Sanctions Committee has not objected to that course of
action within ten working days of notification; and

(a)

the funds or economic resources are the subject of a
lien established before
judicial, administrative or arbitral
23 December 2006 or of a judicial, administrative or
arbitral judgment rendered prior to that date;

(c)

if Article 7(2) applies,
the Member State concerned has
notified that determination of its competent authority and
its intention to grant an authorisation to the other Member
States and to the Commission at least two weeks prior to
the authorisation.

(b) the funds or economic resources will be used exclusively to
satisfy claims secured by such a lien or recognised as valid
in such a judgment, within the limits set by applicable laws
and regulations governing the rights of persons having such
claims;

(c)

the lien or judgment is not for the benefit of a person,
entity or body listed in Annex IV or V;

Article 10

By way of derogation from Article 7,

1.
the competent
authorities of the Member States, as indicated in the websites
listed in Annex III, may authorise, under such conditions as they
deem appropriate,
the release of certain frozen funds or
economic resources, or the making available of certain funds
or economic resources, if the following conditions are met:

(d) recognising that the lien or judgment is not contrary to

public policy in the Member State concerned; and

(a)

the competent authority concerned has determined that the
funds or economic resources are:

(e)

if Article 7(1) applies, the Sanctions Committee has been
notified by the Member State of the lien or judgment.

Article 9

(i) necessary to satisfy the basic needs of persons listed in
Annex IV or V, and their dependent family members,
including payments for foodstuffs, rent or mortgage,
medicines and medical
insurance
treatment,
premiums, and public utility charges;

taxes,

By way of derogation from Article 7 and provided payment by
a person, entity or body listed in Annex IV or V is due under a
contract, agreement or obligation that was concluded by, or
arose for the person, entity or body concerned, before the
date on which that person, entity or body has been designated
by the Sanctions Committee, the Security Council or by the
Council, the competent authorities of the Member States, as
indicated in the websites listed in Annex III, may authorise,
under such conditions as they deem appropriate, the release
of
the
following conditions are met:

certain frozen funds or

resources,

economic

if

(ii) intended exclusively for payment of reasonable profes-
incurred expenses

sional
associated with the provision of legal services; or

fees and reimbursement of

(iii) intended exclusively for payment of

fees or service
charges for routine holding or maintenance of frozen
funds or economic resources; and

(a)

the competent authority concerned has determined that:

(i) the funds or economic resources shall be used for a
payment by a person, entity or body listed in Annex
IV or V;

(b) if the authorisation concerns a person, entity or body listed
in Annex IV, the Member State concerned has notified the
Sanctions Committee of that determination and its intention
to grant an authorisation, and the Sanctions Committee has
not objected to that course of action within five working
days of notification.

(ii) the

contract,

agreement or obligation will not
contribute to the manufacture, sale, purchase, transfer,
import, transport or use of goods and tech-
export,
nology listed in Annexes I and II; and

(iii) the payment is not in breach of Article 7(3);

By way of derogation from Article 7,

2.
the competent
authorities of the Member States, as indicated in the websites
listed in Annex III, may authorise the release of certain frozen
funds or economic resources or the making available of certain
funds or economic resources, after having determined that the
funds or economic resources are necessary for extraordinary
expenses, provided that

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(a)

if the authorisation concerns a person, entity or body listed
in Annex IV, the Sanctions Committee has been notified of
this determination by the Member State concerned and that
the determination has been approved by that Committee,
and

legal persons or entities concerned, if they did not know, and
had no reasonable cause to suspect, that their actions would
infringe these prohibitions.

(b) if the authorisation concerns a person, entity or body listed
the competent authority has notified the
in Annex V,
grounds on which it considers that a specific authorisation
should be granted to the other competent authorities of the
Member States and to the Commission at least two weeks
before the authorisation.

3.
The relevant Member State shall inform the other Member
States and the Commission of any authorisation granted under
paragraphs 1 and 2.

Article 11

financial or credit

Article 7(3) shall not prevent

1.
insti-
tutions in the Community from crediting frozen accounts
where they receive funds transferred by third parties to the
account of a listed natural or legal person, entity or body,
provided that any additions to such accounts will also be
frozen. The financial or credit
inform the
competent authorities about such transactions without delay.

institution shall

Article 7(3) shall not apply to the addition to frozen

2.
accounts of:

(a)

interest or other earnings on those accounts; or

Article 13

1. Without prejudice to the applicable rules concerning
reporting, confidentiality and professional secrecy, natural and
legal persons, entities and bodies shall:

(a) supply immediately any information which would facilitate
compliance with this Regulation, such as accounts and
amounts
to the
frozen in accordance with Article 7,
competent authorities of the Member States, as indicated
in the websites listed in Annex III, where they are resident
or located, and shall transmit such information, directly or
through the Member States, to the Commission;

(b) cooperate with the competent authorities, as indicated in the
websites listed in Annex III, in any verification of this infor-
mation.

Any additional

2.
information directly received by the
Commission shall be made available to the Member State
concerned.

3.
Any information provided or received in accordance with
this Article shall be used only for the purposes for which it was
provided or received.

(b) payments due under contracts, agreements or obligations
that were concluded or arose before 23 December 2006;

provided that any such interest, other earnings and payments
are frozen in accordance with Article 7(1) or 7(2).

Article 14

The Commission and Member States shall immediately inform
each other of the measures taken under this Regulation and
shall supply each other with any other relevant information at
their disposal in connection with this Regulation, in particular
information in respect of violations and enforcement problems
and judgments handed down by national courts.

Article 12

The freezing of

1.
funds and economic resources or the
refusal to make funds or economic resources available, carried
out in good faith on the basis that such action is in accordance
with this Regulation, shall not give rise to liability of any kind
on the part of the natural or legal person or entity or body
implementing it, or its directors or employees, unless it
is
proved that the funds and economic resources were frozen or
withheld as a result of negligence.

Article 15

1.

The Commission shall:

(a) amend Annex I on the basis of determinations made by
the

Security Council or

the United Nations

either
Sanctions Committee;

2.
The prohibitions set out in Articles 5(1)(c) and 7(3) shall
not give rise to liability of any kind on the part of the natural or

(b) amend Annex III on the basis of information supplied by

Member States;

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(c) amend Annex IV on the basis of determinations made by
either the United Nations Security Council or the Sanctions
Committee.

shall notify the Commission of

their
2. Member States
competent authorities without delay after the entry into force
of
this Regulation and shall notify it of any subsequent
amendment.

The Council, acting by qualified majority, shall establish,
2.
review and amend the list of persons, entities and bodies
referred to in Article 7(2) and in full accordance with the
determinations made by the Council in respect of Annex II to
Common Position 2007/140/CFSP. The list in Annex V shall be
reviewed in regular intervals and at least every 12 months.

3.
The Council shall state individual and specific reasons for
decisions taken pursuant to paragraph 2 and make them known
to the persons, entities and bodies concerned.

Article 16

1. Member States shall
lay down the rules on penalties
applicable to infringements of this Regulation and shall take
all measures necessary to ensure that they are implemented.
The penalties provided for shall be effective, proportionate
and dissuasive.

2. Member States shall notify the Commission of those rules
without delay after the entry into force of this Regulation and
shall notify it of any subsequent amendment.

Article 18

This Regulation shall apply:

(a) within the territory of the Community;

(b) on board any aircraft or any vessel under the jurisdiction of

a Member State;

(c)

to any person inside or outside the territory of
Community who is a national of a Member State;

the

(d) to any legal person, entity or body which is incorporated or

constituted under the law of a Member State;

(e)

to any legal person, entity or body in respect of any
business done in whole or in part within the Community.

Article 17

1. Member States shall designate the competent authorities
referred to in this Regulation and identify them in or through
the websites as listed in Annex III.

Article 19

This Regulation shall enter into force on the day of its publi-
cation in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Luxembourg, 19 April 2007.

For the Council
The President

Brigitte ZYPRIES

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ANNEX I

Goods and technology referred to in Article 2

Note:

Where possible, the items in this Annex are defined by reference to the list of dual-use items set out in Annex I to
Regulation (EC) No 1334/2000. If an item in this Annex is not identical to an item included in that Annex, the reference
number taken from the list of dual-use items is preceded by ‘ex’ and the description of the goods or technology found in
this Annex shall be decisive.

I.A. Goods

…

I.B. Technology

…

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ANNEX II

Goods and technology referred to in Article 3

Notes:
1. Unless otherwise stated, reference numbers used in the column below entitled ‘Description’ refer to the descriptions of

dual-use items and technology set out in Annex I to Regulation (EC) No 1334/2000.

2. A reference number in the column below entitled ‘Related item from Annex I to Regulation (EC) No 394/2006’ means
that the characteristics of the item described in the column ‘Description’ lie outside the parameters set out in the
description of the dual-use entry referred to.

3. Definitions of terms between 'single quotation marks' are given in a technical note to the relevant item.

4. Definitions of terms between "double quotation marks" can be found in Annex I to Regulation (EC) No 394/2006.

II.A. GOODS

A0 Nuclear materials, facilities, and equipment

No

Description

II.A0.001

Hollow cathode lamps as follows:

a.

Iodine hollow cathode lamps with windows in pure silicon or quartz

b. Uranium hollow cathode lamps

II.A0.002

Faraday isolators in the wavelength range 500–650 nm

II.A0.003

Optical gratings in the wavelength range 500–650 nm

II.A0.004

Optical fibres in the wavelength range 500–650 nm coated with anti-reflecting layers
in the wavelength range 500–650 nm and having core diameter greater than 0,4 mm
but not exceeding 2 mm

Related item from
Annex I to
Regulation (EC)
No 394/2006

—

—

—

—

II.A0.005

Nuclear reactor vessel components and testing equipment, other than those specified in
0A001, as follows:

0A001

1. Seals

2. Internal components

3. Sealing, testing and measurement equipment

II.A0.006

Nuclear detection systems for detection, identification or quantification of radioactive
materials and radiation of nuclear origin and specially designed components therefor,
other than those specified in 0A001.j or 1A004c

0A001.j
1A004.c

II.A0.007

Bellows-sealed valves made of aluminium alloy or stainless steel type 304 or 316 L.

0B001.c.6
2A226

Note: This item does not control bellow valves defined in 0B001.c.6 and 2A226

II.A0.008

Plane, convex and concave mirrors, coated with high-reflecting or controlled multi-
layers in the wavelength range 500 nm-650 nm

0B001.g.5

II.A0.009

Lenses, polarisers, half-wave retarder plates (λ/2 plates), quarter-wave retarder plates
(λ/4 plates), laser windows in silicon or quartz and rotators, coated with anti-reflecting
layers in the wavelength range 500–650 nm

0B001.g

II.A0.010

Pipes, piping, flanges, fittings made of, or lined with nickel or nickel alloy containing
more than 40 % nickel by weight, other than those specified in 2B350.h.1.

2B350

L 103/10

EN

Official Journal of the European Union

20.4.2007

No

Description

II.A0.011

Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:

— Turbomolecular pumps having a flowrate equal to or greater than 400 l/s

— Roots-type vacuum roughing pumps having a volumetric aspiration flowrate greater

than 200 m3/h

Bellows-sealed, scroll, dry compressor, and bellows sealed, scroll, dry vacuum pumps

Related item from
Annex I to
Regulation (EC)
No 394/2006

0B002.f.2
2B231

II.A0.012

Shielded enclosures
substances (hot cells).

for

the manipulation,

storage and handling of

radioactive

0B006

II.A0.013

"Natural uranium" or "depleted uranium" or thorium in the form of metal, alloy,
chemical compound or concentrate and any other material containing one or more
of the foregoing, other than those specified in 0C001.

0C001

Related item from
Annex I to
Regulation (EC)
No 394/2006

—

—

A1 Materials, chemicals, ‘micro-organisms’ and ‘toxins’

No

Description

II.A1.001

Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) CAS 298-07-7 solvent in any
quantity, with a purity greater than 90 %

II.A1.002

Fluorine gas (Chemical Abstract Number (CAS) 7782-41-4), with a purity greater than
95 %

II.A1.003

Seals and gaskets made of any of the following materials

a. Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure

without stretching;

b. Fluorinated polyimides containing 10 % by weight or more of combined fluorine;

c. Fluorinated phosphazene elastomers containing 30 % by weight or more of

combined fluorine;

d. Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®);

e. Viton fluoro-elastomers;

f. Polytetrafluoroethylene (PTFE).

II.A1.004

Personal equipment for detecting radiation of nuclear origin, including personal dosi-
meters

1A004.c

Note: This item does not control nuclear detection systems defined in item 1A004.c

II.A1.005

Electrolytic cells for fluorine production with an output capacity greater than 100 g of
fluorine per hour.

1B225

Note: This item does not control electrolytic cells defined in item 1B225

II.A1.006

Platinised catalysts, other than those specified in 1A225, specially designed or prepared
for promoting the hydrogen isotope exchange reaction between hydrogen and water
for the recovery of tritium from heavy water or for the production of heavy water and
substitutes therefor.

1B231, 1A225

20.4.2007

EN

Official Journal of the European Union

L 103/11

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A1.007

Aluminium and its alloys, other than those specified in 1C002.b.4 or 1C202.a,
crude or semi-fabricated form having either of the following characteristics:

in

1C002.b.4
1C202.a

a. Capable of an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or

b. Having a tensile strength of 415 MPa or more at 298 K (25 °C).

II.A1.008

Magnetic metals, of all types and of whatever form, having an initial relative per-
meability of 120 000 or more and a thickness between 0,05 and 0,1 mm

1C003.a

II.A1.009

"Fibrous or filamentary materials" or prepregs, as follows:

a. Carbon or aramid "fibrous or filamentary materials" having either of the following

characteristics:

1C010.a,
1C010.b,
1C210.a,
1C210.b

1. A "specific modulus" exceeding 10 × 106 m; or

2. A "specific tensile strength" exceeding 17 × 104 m;

b. Glass "fibrous or filamentary materials" having either of the following character-

istics:

1. A "specific modulus" exceeding 3.18 × 106 m; or

2. A "specific tensile strength" exceeding 76,2 × 103 m;

c. Thermoset resin impregnated continuous "yarns", "rovings", "tows" or "tapes" with
a width of 15 mm or less (prepregs), made from carbon or glass "fibrous or
filamentary materials" other than those specified in II.A1.010.a. or b.

Note: This item does not control fibrous or filamentary materials defined in items
1C010.a, 1C010.b, 1C210.a and 1C210.b

II.A1.010

Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres
(preforms) or "carbon fibre preforms", as follows:

1C010.e, 1C210

a. made from "fibrous or filamentary materials" specified in II.A1.009 above;

b. Epoxy resin "matrix" impregnated carbon "fibrous or

filamentary materials"
(prepregs), specified in 1C010.a., 1C010.b. or 1C010.c., for the repair of aircraft
structures or laminates, in which the size of individual sheets of prepreg does not
exceed 50 cm × 90 cm;

c. Prepregs specified in 1C010.a., 1C010.b. or 1C010.c., when impregnated with
phenolic or epoxy resins having a glass transition temperature (Tg)
less than
433 K (160 °C) and a cure temperature lower than the glass transition temperature.

Note: This item does not control fibrous or filamentary materials defined in item
1C010.e

II.A1.011

Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles,
nozzle flaps, usable in "missiles", other than specified in 1C107.

1C107

II.A1.012

Maraging steels, other than those specified in 1C116 or 1C216, 'capable of' an ultimate
tensile strength of 2 050 MPa or more, at 293 K (20 °C).

1C216

Technical Note:

The phrase maraging steel 'capable of' encompasses maraging steel before or after heat
treatment.

L 103/12

EN

Official Journal of the European Union

20.4.2007

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A1.013

Tungsten, tantalum, tungsten carbide, tantalum carbide and alloys, having both of the
following characteristics:

1C226

a.

In forms having a hollow cylindrical or spherical symmetry (including cylinder
segments) with an inside diameter between 50 mm and 300 mm; and

b. A mass greater than 5 kg.

Note: This item does not control tungsten, tungsten carbide and alloys defined in item
1C226

A2 Materials Processing

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A2.001

Vibration test systems, equipment and components therefor, other than those specified
in 2B116:

2B116

a. Vibration test systems employing feedback or closed loop techniques and incor-
porating a digital controller, capable of vibrating a system at an acceleration equal to
or greater than 0,1g rms between 0,1 Hz and 2 kHz and imparting forces equal to
or greater than 50 kN, measured "bare table";

b. Digital controllers, combined with specially designed vibration test software, with a
'real-time bandwidth' greater than 5 kHz designed for use with vibration test
systems specified in a.;

c. Vibration thrusters (shaker units), with or without associated amplifiers, capable of
imparting a force equal to or greater than 50 kN, measured 'bare table', and usable
in vibration test systems specified in a.;

d. Test piece support structures and electronic units designed to combine multiple
shaker units in a system capable of providing an effective combined force equal
to or greater than 50 kN, measured 'bare table', and usable in vibration systems
specified in a.

Technical note:

'bare table' means a flat table, or surface, with no fixture or fittings.

II.A2.002

Machine tools for grinding having positioning accuracies with 'all compensations
available' equal to or less (better) than 15 μm according to ISO 230/2 (1988) (1) or
national equivalents along any linear axis.

2B201.b,
2B001.c

Note: This item does not control machine tools for grinding defined in items 2B201.b
and 2B001.c

II.A2.002a

Components and numerical controls, specially designed for machine tools specified in
2B001, 2B201, or in II.A2.002 above.

20.4.2007

EN

Official Journal of the European Union

L 103/13

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A2.003

Balancing machines and related equipment as follows:

2B119

a. Balancing machines, designed or modified for dental or other medical equipment,

having all the following characteristics:

1. Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

2. Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm;

3. Capable of correcting unbalance in two planes or more; and

4. Capable of balancing to a residual specific unbalance of 0,2 g mm per kg of

rotor mass;

b. Indicator heads designed or modified for use with machines specified in a. above.

Technical note:

Indicator heads are sometimes known as balancing instrumentation.

II.A2.004

Remote manipulators that can be used to provide remote actions in radiochemical
separation operations or hot cells, other than those specified in 2B225, having either of
the following characteristics:

2B225

a. A capability of penetrating 0,3 m or more of hot cell wall

(through the wall

operation); or

b. A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or

more (over the wall operation).

Technical note:

Remote manipulators provide translation of human operator actions to a remote
operating arm and terminal fixture. They may be of 'master/slave' type or operated
by joystick or keypad.

II.A2.005

Controlled atmosphere heat treatment furnaces, as follows:

2B226, 2B227

Furnaces capable of operation at temperatures above 400 °C.

II.A2.006

Oxidation furnaces capable of operation at temperatures above 400 °C

2B226, 2B227

II.A2.007

'Pressure transducers', other than those defined in 2B230, capable of measuring
absolute pressures at any point in the range 0 to 200 kPa and having both of the
following characteristics:

2B230

a. Pressure sensing elements made of or protected by "Materials resistant to corrosion

by UF6", and

b. Having either of the following characteristics:

1. A full scale of less than 200 kPa and an 'accuracy' of better than ± 1 % of full

scale; or

2. A full scale of 200 kPa or greater and an 'accuracy' of better than 2 kPa.

Technical note:

For the purposes of 2B30, 'accuracy' includes non-linearity, hysteresis and repeatability
at ambient temperature.

L 103/14

EN

Official Journal of the European Union

20.4.2007

No

Description

II.A2.008

Liquid-liquid contacting
centrifugal
contactors); and liquid distributor, vapour distributor or liquid collectors designed for
such equipment, where all surfaces that come in direct contact with the chemical(s)
being processed are made from any of the following materials:

(mixer-settlers, pulsed columns,

equipment

Related item from
Annex I to
Regulation (EC)
No 394/2006

2B350.e

1. Alloys with more than 25 % nickel and 20 % chromium by weight;

2. Fluoropolymers;

3. Glass (including vitrified or enamelled coating or glass lining);

4. Graphite or 'carbon graphite';

5. Nickel or alloys with more than 40 % nickel by weight;

6. Tantalum or tantalum alloys;

7. Titanium or titanium alloys;

8. Zirconium or zirconium alloys; or

9. Stainless steel.

Technical note:

'Carbon graphite' is a composition consisting of amorphous carbon and graphite, in
which the graphite content is 8 % or more by weight.

II.A2.009

Industrial equipment and components, other than those specified in 2B350.d, as
follows:

2B350.d

Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2,
and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat
exchangers or condensers, where all surfaces that come in direct contact with the
fluid(s) are made from any of the following materials:

1. Alloys with more than 25 % nickel and 20 % chromium by weight;

2. Fluoropolymers;

3. Glass (including vitrified or enamelled coatings or glass lining);

4. Graphite or 'carbon graphite';

5. Nickel or alloys with more than 40 % nickel by weight;

6. Tantalum or tantalum alloys;

7. Titanium or titanium alloys;

8. Zirconium or zirconium alloys;

9. Silicon carbide;

10. Titanium carbide; or

11. Stainless steel.

Note: This item does not control vehicle radiators.

II.A2.010

specified maximum flow-rate greater

Multiple-seal, and seal-less pumps, other than those specified in 2B350i, suitable for
corrosive fluids, with manufacturer's
than
0,6 m3/hour, or vacuum pumps with manufacturer's specified maximum flow-rate
greater than 5 m3/hour (measured under standard temperature (273 K (0 °C)) and
pressure (101,3 kPa) conditions); and casings (pump bodies), preformed casing liners,
impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces
that come in direct contact with the chemical(s) being processed are made from any of
the following materials:

2B350.i

1. Stainless steel,

2. Aluminium alloy.

20.4.2007

EN

Official Journal of the European Union

L 103/15

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A2.011

Centrifugal separators, capable of continuous separation without the propagation of
aerosols and manufactured from:

2B352.c

1. Alloys with more than 25 % nickel and 20 % chromium by weight;

2. Fluoropolymers;

3. Glass (including vitrified or enamelled coating or glass lining);

4. Nickel or alloys with more than 40 % nickel by weight;

5. Tantalum or tantalum alloys;

6. Titanium or titanium alloys; or

7. Zirconium or zirconium alloys.

Note: This item does not control centrifugal separators defined in item 2B352.c.

II.A2.012

Sintered metal filters made of nickel or nickel alloy with a nickel content of 40 % or
more by weight.

2B352.d

Note: This item does not control filters defined in item 2B352.d.

A3

Electronics

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A3.001

High voltage direct current power supplies having both of the following characteristics:

3A227

a. Capable of continuously producing, over a time period of eight hours, 10 kV or
greater, with output power of 5 kW or greater with or without sweeping; and

b. Current or voltage stability better than 0,1 % over a time period of four hours.

Note: This item does not control power supplies defined in items 0B001.j.5 and
3A227.

II.A3.002

Mass spectrometers, other than those specified in 3A233 or 0B002g, capable of
measuring ions of 200 atomic mass units or greater and having a resolution of
better than 2 parts in 200, as follows, and ion sources therefor:

3A233

a.

Inductively coupled plasma mass spectrometers (ICP/MS);

b. Glow discharge mass spectrometers (GDMS);

c. Thermal ionisation mass spectrometers (TIMS);

d. Electron bombardment mass

chamber
lined with or plated with "Materials resistant to corrosion by

spectrometers which have

source

a

constructed from,
UF6";

e. Molecular beam mass spectrometers having either of the following characteristics:

1. A source chamber constructed from, lined with or plated with stainless steel or
molybdenum and equipped with a cold trap capable of cooling to 193 K
(– 80 °C) or less; or

2. A source chamber constructed from,

lined with or plated with "Materials

resistant to corrosion by UF6";

f. Mass spectrometers equipped with a microfluorination ion source designed for

actinides or actinide fluorides.

L 103/16

EN

Official Journal of the European Union

20.4.2007

A6

Sensors and Lasers

No

Description

II.A6.001

Yttrium aluminium garnet (YAG) rods

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A6.002

Infrared optics in the wavelength range 9–17 μm and components therefor, including
cadmium telluride (CdTe) components.

6A003

Note: This item does not control cameras and components defined in item 6A003

II.A6.003 Wave front corrector systems for use with a laser beam having a diameter exceeding
4 mm, and specially designed components therefor, including control systems, phase
front sensors and "deformable mirrors" including bimorph mirrors.

6A004.a,
6A005.e,
6A005.f

Note: This item does not control mirrors defined in 6A004.a, 6A005.e and 6A005.f

II.A6.004

Argon ion "lasers" having an average output power equal to or greater than 5 W

Note: This item does not control argon ion "lasers" defined in items 0B001.g.5.,
6A005 and 6A205.a

6A005.a.6,
6A205.a

II.A6.005

Semiconductor "lasers" and components therefor, as follows:

6A005.b

a.

Individual semiconductor "lasers" with an output power greater than 200 mW each,
in quantities larger than 100;

b. Semiconductor "laser" arrays having an output power greater than 20 W.

Notes:

1. Semiconductor "lasers" are commonly called "laser" diodes.

2. This item does not control "lasers" defined in items 0B001.g.5, 0B001.h.6 and

6A005b.

3. This item does not control "laser" diodes with a wavelength in the range

1 200–2 000 nm.

II.A6.006

Tunable semiconductor "lasers" and tunable semiconductor "laser" arrays, of a wave-
length between 9 μm and 17 μm, as well as array stacks of semiconductor "lasers"
containing at least one tunable semiconductor "laser array" of such wavelength.

6A005.b

Notes:

1. Semiconductor "lasers" are commonly called "laser" diodes.

2. This item does not control semiconductor "lasers" defined in items 0B001.h.6 and

6A005.b.

II.A6.007

Solid state "tunable" "lasers" as follows, and specially designed components therefor:

6A005.c.1

a. Titanium-sapphire lasers;

b. Alexandrite lasers.

Note: This item does not control titanium-sapphire and alexandrite lasers defined in
items 0B001.g.5, 0B001.h.6 and 6A005.c.1

20.4.2007

EN

Official Journal of the European Union

L 103/17

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A6.008

Neodymium-doped (other than glass) "lasers", having an output wavelength exceeding
1 000 nm but not exceeding 1 100 nm and output energy exceeding 10 J per pulse.

6A005.c.2

Note: This item does not control neodymium-doped (other than glass) "lasers" defined
in item 6A005.c.2.b

II.A6.009

Components of acousto-optics, as follows:

6A203.b.4.c

a. Framing tubes and solid-state imaging devices having a recurrence frequency equal

to or exceeding 1kHz;

b. Recurrence frequency supplies;

c. Pockels cells.

II.A6.010

Radiation-hardened cameras, or lenses therefor, other than those specified in 6A203c,
specially designed or rated as radiation hardened to withstand a total radiation dose
greater than 50 × 103 Gy(silicon) (5 × 106 rad (silicon)) without operational degra-
dation.

6A203.c

Technical note:

The term Gy(silicon) refers to the energy in Joules per kilogram absorbed by an
unshielded silicon sample when exposed to ionising radiation.

II.A6.011

Tunable pulsed dye laser amplifiers and oscillators, having all of
characteristics:

the following

6A205.c

1. Operating at wavelengths between 300 nm and 800 nm;

2. An average output power greater than 10 W but not exceeding 30 W;

3. A repetition rate greater than 1 kHz; and

4. Pulse width less than 100 ns.

Notes:

1. This item does not control single mode oscillators.

2. This item does not control tunable pulsed dye laser amplifiers and oscillators

defined in item 6A205.c, 0B001.g.5 and 6A005

II.A6.012

Pulsed carbon dioxide "lasers" having all of the following characteristics:

6A205.d

1. Operating at wavelengths between 9 000 nm and 11 000 nm;

2. A repetition rate greater than 250 Hz;

3. An average output power greater than 100 W but not exceeding 500 W; and

4. Pulse width of less than 200 ns.

Note: This item does not control pulsed carbon dioxide laser amplifiers and oscillators
defined in item 6A205.d, 0B001.h.6 and 6A005d.

L 103/18

EN

Official Journal of the European Union

20.4.2007

A7 Navigation and Avionics

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.A7.001

Inertial systems and specially designed components, as follows:

7A003, 7A103

I.

Inertial navigation systems which are certified for use on "civil aircraft" by civil
authorities of a State participating in the Wassenaar Arrangement, and specially
designed components, as follows:

a.

and inertial
Inertial navigation systems
equipment designed for "aircraft", land vehicle, vessels (surface or underwater)
or "spacecraft" for attitude, guidance or control, having any of the following
characteristics, and specially designed components therefor:

(gimballed or

strapdown)

(INS)

1. Navigation error (free inertial) subsequent

'Circular Error Probable'

to normal alignment of 0,8
less

(CEP) or

nautical mile per hour
(better); or

(nm/hr)

2. Specified to function at linear acceleration levels exceeding 10 g;

b. Hybrid inertial navigation systems embedded with Global Navigation Satellite
(GNSS) or with "Data-Based Referenced Navigation" ("DBRN")
Systems(s)
System(s) for attitude, guidance or control, subsequent to normal alignment,
having an INS navigation position accuracy, after loss of GNSS or "DBRN"
for a period of up to four minutes, of less (better) than 10 metres 'Circular
Error Probable' (CEP);

c.

Inertial Equipment for Azimuth, Heading, or North Pointing having any of the
following characteristics, and specially designed components therefor:

1. Designed to have an Azimuth, Heading, or North Pointing accuracy equal to,

or less (better) than 6 arc minutes RMS at 45 degrees latitude; or

2. Designed to have a non-operating shock level of 900 g or greater at a

duration of 1 msec, or greater.

Note: The parameters of I.a. and I.b. are applicable with any of the following
environmental conditions:

1. Input random vibration with an overall magnitude of 7,7 g rms in the first half
hour and a total test duration of one and one half hour per axis in each of the
three perpendicular axes, when the random vibration meets the following:

a. A constant power spectral density (PSD) value of 0,04 g2/Hz over a

frequency interval of 15 to 1 000 Hz; and

b. The PSD attenuates with frequency from 0,04 g2/Hz to 0,01 g2/Hz over a

frequency interval from 1 000 to 2 000 Hz;

2. A roll and yaw rate of equal to or more than + 2,62 radian/s (150 deg/s); or

3. According to national standards equivalent to 1. or 2. above.

20.4.2007

EN

Official Journal of the European Union

L 103/19

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

Technical notes:

1. I.b. refers to systems in which an INS and other independent navigation aids are
built into a single unit (embedded) in order to achieve improved performance.

2.

'Circular Error Probable' (CEP) — In a circular normal distribution, the radius of
the circle containing 50 % of the individual measurements being made, or the
radius of the circle within which there is a 50 % probability of being located.

II. Theodolite systems incorporating inertial equipment specially designed for civil
surveying purposes and designed to have an Azimuth, Heading, or North
Pointing accuracy equal
than 6 arc minutes RMS at 45
degrees latitude, and specially designed components therefor.

to, or less (better)

III. Inertial or other equipment using accelerometers specified in 7A001 or 7A101,
where such accelerometers are specially designed and developed as MWD
(Measurement While Drilling) sensors for use in downhole well services operations.

II.B. TECHNOLOGY

No

Description

Related item from
Annex I to
Regulation (EC)
No 394/2006

II.B.001

Technology required for the development, production or use of the items in Part A
(Goods) above.

L 103/20

EN

Official Journal of the European Union

20.4.2007

ANNEX III

Websites for information on the competent authorities referred to in Articles 3(4), 3(5), 5(3), 6, 8, 9, 10(1), 10(2), 13(1)
and 17 and address for notifications to the European Commission

BELGIUM

http://www.diplomatie.be/eusanctions

BULGARIA

http://www.mfa.government.bg

CZECH REPUBLIC

http://www.mfcr.cz/mezinarodnisankce

DENMARK

http://www.um.dk/da/menu/Udenrigspolitik/FredSikkerhedOgInternationalRetsorden/Sanktioner/

GERMANY

http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/Aussenwirtschaftsrecht/embargos.html

ESTONIA

http://web-visual.vm.ee/est/kat_622/

GREECE

http://www.ypex.gov.gr/www.mfa.gr/en-US/Policy/Multilateral+Diplomacy/International+Sanctions/

SPAIN

www.mae.es/es/MenuPpal/Asuntos/Sanciones+Internacionales

FRANCE

http://www.diplomatie.gouv.fr/autorites-sanctions/

IRELAND

http://www.dfa.ie/un_eu_restrictive_measures_ireland/competent_authorities

ITALY

http://www.esteri.it/UE/deroghe.html

CYPRUS

http://www.mfa.gov.cy/sanctions

LATVIA

http://www.mfa.gov.lv/en/security/4539

LITHUANIA

http://www.urm.lt

LUXEMBOURG

http://www.mae.lu/sanctions

20.4.2007

EN

Official Journal of the European Union

L 103/21

HUNGARY

http://www.kulugyminiszterium.hu/kum/hu/bal/nemzetkozi_szankciok.htm

MALTA

http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp

NETHERLANDS

http://www.minbuza.nl/sancties

AUSTRIA

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND

http://www.msz.gov.pl

PORTUGAL

http://www.min-nestrangeiros.pt

ROMANIA

http://www.mae.ro/index.php?unde=doc&id=32311&idlnk=1&cat=3

SLOVENIA

http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/

SLOVAKIA

http://www.foreign.gov.sk

FINLAND

http://formin.finland.fi/kvyhteistyo/pakotteet

SWEDEN

UNITED KINGDOM

http://www.fco.gov.uk/competentauthorities

Address for notifications to the European Commission:

European Commission

DG External Relations

Directorate A. Crisis Platform and Policy Coordination in CFSP
Unit A.2. Crisis Management and Conflict Prevention

CHAR 12/106

B-1049 Bruxelles/Brussel (Belgium)
E-mail: relex-sanctions@ec.europa.eu

Tel.: (32 2) 295 55 85, 299 11 76

Fax: (32 2) 299 08 73

L 103/22

EN

Official Journal of the European Union

20.4.2007

ANNEX IV

List of persons, entities and bodies referred to in Article 7(1)

A. Legal persons, entities and bodies

(1) Atomic Energy Organisation of Iran (AEOI). Other information: Involved in Iran's nuclear programme.

(2) Defence Industries Organisation (DIO). Other information: (a) Overarching MODAFL-controlled entity, some of
whose subordinates have been involved in the centrifuge programme making components, and in the missile
programme, (b) Involved in Iran's nuclear programme.

(3) Fajr Industrial Group. Other information: (a) Formerly Instrumentation Factory Plant, (b) Subordinate entity of

AIO, (c) Involved in Iran's ballistic missile programme.

(4) Farayand Technique. Other information:

(a)

Involved in Iran's nuclear programme (centrifuge programme),

(b) Identified in IAEA reports.

(5) Kala-Electric (alias Kalaye Electric). Other information: (a) Provider for PFEP – Natanz, (b) Involved in Iran's

nuclear programme.

(6) Mesbah Energy Company. Other information: (a) Provider for A40 research reactor – Arak, (b) Involved in Iran's

nuclear programme.

(7) Pars Trash Company. Other information: (a) Involved in Iran's nuclear programme (centrifuge programme),

(b) Identified in IAEA reports.

(8) 7th of Tir. Other information: (a) Subordinate of DIO, widely recognized as being directly involved in Iran's

nuclear programme, (b) Involved in Iran's nuclear programme.

(9) Shahid Bagheri Industrial Group (SBIG). Other information: (a) Subordinate entity of AIO, (b) Involved in Iran's

ballistic missile programme.

(10) Shahid Hemmat Industrial Group (SHIG). Other information: (a) subordinate entity of AIO, (b) Involved in Iran's

ballistic missile programme.

B. Natural persons

(1) Dawood Agha-Jani. Function: Head of the PFEP (Natanz). Other information: Person involved in Iran's nuclear

programme.

(2) Behman Asgarpour. Function: Operational Manager (Arak). Other information: Person involved in Iran's nuclear

programme.

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(3) Bahmanyar Morteza Bahmanyar. Function: Head of Finance & Budget Dept, AIO. Other information: Person

involved in Iran's ballistic missile programme.

(4) Ahmad Vahid Dastjerdi. Function: Head of the AIO. Other information: Person involved in Iran's ballistic missile

programme.

(5) Reza-Gholi Esmaeli. Function: Head of Trade & International Affairs Dept, AIO. Other information: Person

involved in Iran's ballistic missile programme.

(6) Ali Hajinia Leilabadi. Function: Director General of Mesbah Energy Company. Other information: Person involved

in Iran's nuclear programme.

(7) Jafar Mohammadi. Function: Technical Adviser to the AEOI (in charge of managing the production of valves for

centrifuges). Other information: Person involved in Iran's nuclear programme.

(8) Ehsan Monajemi. Function: Construction Project Manager, Natanz. Other information: Person involved in Iran's

nuclear programme.

(9) Mohammad Mehdi Nejad Nouri. Title: Lt Gen. Function: Rector of Malek Ashtar University of Defence Tech-
nology. Other information: The chemistry department of Ashtar University of Defence Technology is affiliated to
MODALF and has conducted experiments on beryllium). Person involved in Iran's nuclear programme.

(10) Mohammad Qannadi. Function: AEOI Vice President for Research & Development. Other information: Person

involved in Iran's nuclear programme.

(11) Yahya Rahim Safavi. Title: Maj Gen. Function: Commander, IRGC (Pasdaran). Other information: Person involved

in both Iran's nuclear and ballistic missile programmes.

(12) Hosein Salimi. Title: General. Function: Commander of the Air Force, IRGC (Pasdaran). Other information: Person

involved in Iran's ballistic missile programme.

List of persons, entities and bodies referred to in Article 7(2)

ANNEX V