Directive 2005/32/EC of the European Parliament and of the Council of 6 July 2005 establishing a framework for the setting of ecodesign requirements for energy-using products and amending Council Directive 92/42/EEC and Directives 96/57/EC and 2000/55/EC of the European Parliament and of the Council
Date: 2005-07-06
Institutions: Council of the European Union, European Parliament
Subjects: EC conformity marking, eco-label, energy consumption, energy saving, energy-generating product, marketing standard

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DIRECTIVE 2005/32/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 6 July 2005

establishing a framework for the setting of ecodesign requirements for energy-using products and
amending Council Directive 92/42/EEC and Directives 96/57/EC and 2000/55/EC of the European
Parliament and of the Council

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE
EUROPEAN UNION,

Having regard to the Treaty establishing the European
Community, and in particular Article 95 thereof,

impact of

those products should be
environmental
encouraged, notably by identifying the major sources
of negative environmental impacts and avoiding transfer
of pollution, when this improvement does not entail
excessive costs.

Having regard to the proposal from the Commission,

Having regard to the opinion of the European Economic and
Social Committee (1),

Acting in accordance with the procedure laid down in
Article 251 of the Treaty (2),

Whereas:

(3) The ecodesign of products is a crucial factor in the
Community strategy on Integrated Product Policy. As a
preventive approach, designed to optimise the environ-
mental performance of products, while maintaining their
it provides genuine new opportu-
functional qualities,
nities for manufacturers, for consumers and for society as
a whole.

(1) The disparities between the laws or administrative
measures adopted by the Member States in relation to
the ecodesign of energy-using products can create
barriers
competition in the
Community and may thus have a direct impact on the
establishment and functioning of the internal market.
The harmonisation of national laws is the only means to
prevent such barriers to trade and unfair competition.

to trade and distort

(4)

(2)

(EuPs) account

for a large
Energy-using products
proportion of
the consumption of natural resources
and energy in the Community. They also have a number
of other important environmental impacts. For the vast
majority of product categories available on the Commu-
nity market, very different degrees of environmental
impact can be noted though they provide similar
functional performances. In the interest of sustainable
development, continuous improvement in the overall

Energy efficiency improvement — with one of
the
available options being more efficient end use of
electricity — is regarded as contributing substantially
to the achievement of greenhouse gas emission targets in
the Community. Electricity demand is the fastest growing
energy end use category and is projected to grow within
the next 20 to 30 years, in the absence of any policy
action to counteract this trend. A significant reduction in
energy consumption as suggested by the Commission in
its European Climate Change Programme (ECCP)
is
possible. Climate change is one of the priorities of the
Sixth Community Environment Action Programme, laid
down by Decision No 1600/2002/EC of the European
Parliament and of the Council (3). Energy saving is the
most cost-effective way to increase security of supply and
substantial
reduce
demand side measures and targets should be adopted.

dependency. Therefore,

import

(1) OJ C 112, 30.4.2004, p. 25.
(2) Opinion of the European Parliament of 20 April 2004 (OJ
C 104 E, 30.4.2004, p. 319), Council Common Position of
29 November 2004 (OJ C 38 E, 15.2.2005, p. 45), Position of
the European Parliament of 13 April 2005, and Council
Decision of 23 May 2005.

(3) OJ L 242, 10.9.2002, p. 1.

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(5) Action should be taken during the design phase of EuPs,
since it appears that
the pollution caused during a
product's life cycle is determined at that stage, and most
of the costs involved are committed then.

(6) A coherent framework for the application of Community
ecodesign requirements for EuPs should be established
with the aim of ensuring the free movement of those
products which comply and of improving their overall
environmental
impact. Such Community requirements
should respect the principles of fair competition and
international trade.

(11) The approach set out in the Green Paper on Integrated
Product Policy, which is a major innovative element of
the Sixth Community Environment Action Programme,
aims to reduce the environmental impacts of products
across the whole of their life cycle. Considering at the
design stage a product's environmental impact through-
out its whole life cycle has a high potential to facilitate
environmental
in a cost-effective way.
There should be sufficient flexibility to enable this factor
to be integrated in product design whilst taking account
of technical, functional and economic considerations.

improvement

(12) Although a comprehensive approach to environmental
performance is desirable, greenhouse gas mitigation
through increased energy efficiency should be considered
a priority environmental goal pending the adoption of a
working plan.

(7)

Ecodesign requirements should be set bearing in mind
the Sixth Community
the goals and priorities of
including as appro-
Environment Action Programme,
priate applicable goals of the relevant thematic strategies
of that Programme.

(13)

(8) This Directive seeks to achieve a high level of protection
for the environment by reducing the potential environ-
mental
impact of EuPs, which will ultimately be
beneficial to consumers and other end-users. Sustainable
development also requires proper consideration of the
health, social and economic impact of
the measures
envisaged. Improving the energy efficiency of products
contributes to the security of the energy supply, which is
a precondition of sound economic activity and therefore
of sustainable development.

impact

(UNFCCC),

It may be necessary and justified to establish specific
quantified ecodesign requirements for some products or
environmental aspects thereof in order to ensure that
their environmental
is minimised. Given the
urgent need to contribute to the achievement of the
commitments in the framework of the Kyoto Protocol to
the United Nations Framework Convention on Climate
Change
to the
integrated approach promoted in this Directive, some
priority should be given to those measures with a high
potential for reducing greenhouse gas emissions at low
cost. Such measures can also contribute to a sustainable
use of resources and constitute a major contribution to
the 10-year framework of programmes on sustainable
production and consumption agreed at
the World
Summit on Sustainable Development in Johannesburg
in September 2002.

and without prejudice

(9) A Member State deeming it necessary to maintain
national provisions on grounds of major needs relating
to the protection of the environment, or to introduce
new ones based on new scientific evidence relating to the
protection of the environment on grounds of a problem
specific to that Member State arising after the adoption
of the applicable implementing measure, may do so
following the conditions laid down in Article 95(4), (5)
and (6) of
for a prior
notification to and approval from the Commission.

that provides

the Treaty,

(10)

In order to maximise the environmental benefits from
improved design it may be necessary to inform
consumers about the environmental characteristics and
performance of EuPs and to advise them about how to
use products in a manner which is environmentally
friendly.

(14) As a general principle, the energy consumption of EuPs
in stand-by or off-mode should be reduced to the
minimum necessary for their proper functioning.

(15) While the best-performing products or

technologies
including on international
available on the market,
markets, should be taken as reference,
the level of
ecodesign requirements should be established on the
basis of technical, economic and environmental analysis.
Flexibility in the method for establishing the level of
requirements can make swift improvement of environ-
mental performance easier. Interested parties involved
should be consulted and cooperate actively in this
analysis. The setting of mandatory measures requires
involved. Such
proper consultation of

the parties

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the need for a phased
consultation may highlight
introduction or transitional measures. The introduction
of
the
interim targets increases the predictability of
policy, allows for accommodating product development
cycles and facilitates long term planning for interested
parties.

(16) Priority should be given to alternative courses of action
such as self-regulation by the industry where such action
is likely to deliver the policy objectives faster or in a less
costly manner than mandatory requirements. Legislative
measures may be needed where market forces fail to
evolve in the right direction or at an acceptable speed.

(17) Self-regulation, including voluntary agreements offered
as unilateral commitments by industry, can provide for
quick progress due to rapid and cost-effective imple-
mentation, and allows for
flexible and appropriate
adaptation to technological options and market sensitiv-
ities.

(18) For the assessment of voluntary agreements or other self-
regulation measures presented as alternatives to imple-
menting measures, information on at least the following
issues should be available: openness of participation,
added value, representativeness, quantified and staged
objectives, involvement of civil society, monitoring and
reporting, cost-effectiveness of administering a self-
regulatory initiative, sustainability.

(19) Chapter 6 of

the Commission's ‘Communication on
Environmental Agreements at Community level within
the Framework of the Action Plan on the Simplification
and Improvement of the Regulatory Environment’ could
provide useful guidance when assessing self-regulation by
industry in the context of this Directive.

(20) This Directive should also encourage the integration of
ecodesign in small and medium-sized enterprises (SMEs)
and very small firms. Such integration could be facilitated
by wide availability of and easy access to information
relating to the sustainability of their products.

(21) EuPs complying with the ecodesign requirements laid
down in implementing measures to this Directive should
bear the ‘CE’ marking and associated information,
in
order to enable them to be placed on the internal market
and move freely. The rigorous enforcement of imple-
menting measures is necessary to reduce the environ-
impact of regulated EuPs and to ensure fair
mental
competition.

(22) When preparing implementing measures and its working
plan the Commission should consult Member States'
representatives as well as interested parties concerned
with the product group, such as industry, including SMEs
and craft
retailers,
importers, environmental protection groups and con-
sumer organisations.

trade unions,

industry,

traders,

(23) When preparing implementing measures, the Commis-
sion should also take due account of existing national
environmental legislation, in particular concerning toxic
substances, which Member States have indicated that
they consider should be preserved, without reducing the
existing and justified levels of protection in the Member
States.

(24) Regard should be given to the modules and rules
intended for use in technical harmonisation Directives set
out in Council Decision 93/465/EEC of 22 July 1993
concerning the modules for the various phases of the
conformity assessment procedures and the rules for the
affixing and use of the CE conformity marking, which are
intended to be used in the technical harmonisation
directives (1).

(25) Surveillance authorities should exchange information on
the measures envisaged within the scope of this Directive
with a view to improving surveillance of the market.
Such cooperation should make the utmost use of
electronic means of communication and relevant Com-
munity programmes. The exchange of information on
environmental
life cycle performance and on the
achievements of design solutions should be facilitated.
The accumulation and dissemination of the body of
ecodesign efforts of
knowledge generated by the
manufacturers is one of
this
Directive.

the crucial benefits of

(26) A competent body is usually a public or private body,
designated by the public authorities, and presenting the
necessary guarantees for impartiality and availability of
technical expertise for carrying out verification of the
product with regard to its compliance with the applicable
implementing measures.

(1) OJ L 220, 30.8.1993, p. 23.

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(27) Noting the importance of avoiding non-compliance,
Member States should ensure that the necessary means
are available for effective market surveillance.

(28)

In respect of training and information on ecodesign for
SMEs, it may be appropriate to consider accompanying
activities.

(29)

It is in the interest of the functioning of the internal
market to have standards which have been harmonised at
Community level. Once the reference to such a standard
has been published in the Official Journal of the European
Union, compliance with it should raise a presumption of
conformity with the corresponding requirements set out
in the implementing measure adopted on the basis of this
Directive, although other means of demonstrating such
conformity should be permitted.

(30) One of the main roles of harmonised standards should
be to help manufacturers in applying the implementing
measures adopted under this Directive. Such standards
could be essential in establishing measuring and testing
methods. In the case of generic ecodesign requirements
harmonised standards could contribute considerably to
guiding manufacturers in establishing the ecological
profile of
in accordance with the
requirements of the applicable implementing measure.
These standards should clearly indicate the relationship
between their clauses and the requirements dealt with.
The purpose of harmonised standards should not be to
fix limits for environmental aspects.

their products

(31) For the purpose of definitions used in this Directive it is
useful to refer to relevant international standards such as
ISO 14040.

(32) This Directive is in accordance with certain principles for
the implementation of the new approach as set out in the
Council Resolution of 7 May 1985 on a new approach to
technical harmonisation and standards (1) and of making
reference
to harmonised European standards. The
Council Resolution of 28 October 1999 on the role of
standardisation in Europe (2)
the
Commission
the New
Approach principle could be extended to sectors not
yet covered as a means of improving and simplifying
legislation wherever possible.

recommended that

examine whether

should

(33) This Directive is complementary to existing Community
instruments such as Council Directive 92/75/EEC of
22 September 1992 on the indication by labelling and
standard product information of the consumption of
energy and other resources by household appliances (3),
the European
Regulation (EC) No 1980/2000 of
Parliament and of the Council of 17 July 2000 on a
revised Community eco-label award scheme (4), Regula-
tion (EC) No 2422/2001 of the European Parliament and
of the Council of 6 November 2001 on a Community
energy efficiency labelling programme for office equip-
ment (5), Directive 2002/96/EC of the European Parlia-
ment and of the Council of 27 January 2003 on waste
electrical and electronic equipment (WEEE) (6), Directive
the
2002/95/EC of
Council of 27 January 2003 on the restriction of the use
of
in electrical and
electronic equipment (7) and Council Directive 76/769/
EEC of 27 July 1976 on the approximation of the laws,
regulations and administrative provisions of the Member
States relating to restrictions on the marketing and use of
certain dangerous substances and preparations (8). Syner-
gies between this Directive and the existing Community
instruments
to increasing their
respective impacts and building coherent requirements
for manufacturers to apply.

the European Parliament and of

should contribute

certain hazardous

substances

(34) Since Council Directive 92/42/EEC of 21 May 1992 on
efficiency requirements for new hot-water boilers fired
with liquid or gaseous fuels (9), Directive 96/57/EC of the
European Parliament and of the Council of 3 September
1996 on energy efficiency requirements for household
electric
combinations
freezers
thereof (10) and Directive 2000/55/EC of the European
Parliament and of the Council of 18 September 2000 on
energy efficiency requirements for ballasts for fluorescent
lighting (11) already contain provisions for the revision of
the energy efficiency requirements,
they should be
integrated into the present framework.

refrigerators,

and

(3) OJ L 297, 13.10.1992, p. 16. Directive as amended by
Regulation (EC) No 1882/2003 of the European Parliament
and of the Council (OJ L 284, 31.10.2003, p. 1).

(4) OJ L 237, 21.9.2000, p. 1.
(5) OJ L 332, 15.12.2001, p. 1.
(6) OJ L 37, 13.2.2003, p. 24. Directive as amended by Directive

2003/108/EC (OJ L 345, 31.12.2003, p. 106).

(7) OJ L 37, 13.2.2003, p. 19.
(8) OJ L 262, 27.9.1976, p. 201. Directive as last amended by
Commission Directive 2004/98/EC (OJ L 305, 1.10.2004,
p. 63).

(9) OJ L 167, 22.6.1992, p. 17. Directive as last amended by
Directive 2004/8/EC of the European Parliament and of the
Council (OJ L 52, 21.2.2004, p. 50).

(1) OJ C 136, 4.6.1985, p. 1.
(2) OJ C 141, 19.5.2000, p. 1.

(10) OJ L 236, 18.9.1996, p. 36.
(11) OJ L 279, 1.11.2000, p. 33.

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(35) Directive 92/42/EEC provides for a star rating system
intended to ascertain the energy performance of boilers.
Since Member States and the industry agree that the star
rating system has proved not to deliver the expected
result, Directive 92/42/EEC should be amended to open
the way for more effective schemes.

(40)

the
It should be remembered that paragraph 34 of
Interinstitutional agreement on better law-making (6)
states that the Council ‘will encourage the Member States
to draw up, for themselves and in the interests of the
Community,
their own tables which will, as far as
possible, illustrate the correlation between directives and
the transposition measures and to make them public.’

(36) The requirements laid down in Council Directive 78/170/
EEC of 13 February 1978 on the performance of heat
generators for space heating and the production of hot
water in new or existing non-industrial buildings and on
the insulation of heat and domestic hot-water distribu-
tion in new non-industrial buildings (1) have been
superseded by provisions of Directive 92/42/EEC,
Council Directive 90/396/EEC of 29 June 1990 on the
approximation of the laws of the Member States relating
to appliances burning gaseous fuels (2) and Directive
2002/91/EC of
the
Council of 16 December 2002 on the energy perfor-
mance of buildings (3). Directive 78/170/EEC should
therefore be repealed.

the European Parliament and of

(37) Council Directive 86/594/EEC of 1 December 1986 on
airborne noise emitted by household appliances (4) lays
down the conditions under which publication of
information on the noise emitted by such appliances
may be required by Member States, and defines a
procedure to determine the level of noise. For harmo-
nisation purposes noise emissions should be included in
an integrated assessment of environmental performance.
Since this Directive provides for such an integrated
approach, Directive 86/594/EEC should be repealed.

(38) The measures necessary for the implementation of this
Directive should be adopted in accordance with Council
Decision 1999/468/EC of 28 June 1999 laying down the
procedures for the exercise of
implementing powers
conferred on the Commission (5).

(39) Member States should determine the penalties to be
applied in the event of infringements of the national
provisions adopted pursuant to this Directive. Those
penalties should be effective, proportionate and dissua-
sive.

(1) OJ L 52, 23.2.1978, p. 32. Directive as amended by Directive

82/885/EEC (OJ L 378, 31.12.1982, p. 19).

(2) OJ L 196, 26.7.1990, p. 15. Directive as amended by Directive

93/68/EEC (OJ L 220, 30.8.1993, p. 1).

(3) OJ L 1, 4.1.2003, p. 65.
(4) OJ L 344, 6.12.1986, p. 24. Directive as amended by Regulation

(EC) No 807/2003 (OJ L 122, 16.5.2003, p. 36).

cannot be

(41) Since the objective of the proposed action, namely to
the internal market by
ensure the functioning of
to reach an adequate level of
requiring products
environmental performance,
sufficiently
achieved by Member States acting alone and can
therefore, by reason of its scale and effects, be better
achieved at Community level, the Community may adopt
measures, in accordance with the principle of subsidiarity
as set out in Article 5 of the Treaty. In accordance with
the principle of proportionality, as set out in that Article,
this Directive does not go beyond what is necessary in
order to achieve this objective.

(42) The Committee of the Regions was consulted but did not

deliver an opinion,

HAVE ADOPTED THIS DIRECTIVE:

Article 1

Subject matter and scope

1. This Directive establishes a framework for the setting of
Community ecodesign requirements for energy-using pro-
ducts with the aim of ensuring the free movement of those
products within the internal market.

2. This Directive provides for the setting of requirements
which the energy-using products covered by implementing
measures must fulfil in order for them to be placed on the
market and/or put into service. It contributes to sustainable
development by increasing energy efficiency and the level of
protection of
the same time
the environment, while at
increasing the security of the energy supply.

3. This Directive shall not apply to means of transport for
persons or goods.

4. This Directive and the implementing measures adopted
pursuant to it shall be without prejudice to Community waste
management legislation and Community chemicals legislation,
including Community legislation on fluorinated greenhouse
gases.

(5) OJ L 184, 17.7.1999, p. 23.

(6) OJ C 321, 31.12.2003, p. 1.

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Article 2

Definitions

For the purposes of this Directive the following definitions
shall apply:

‘Energy-using product’ or ‘EuP’ means a product which,
once placed on the market and/or put into service, is
dependent on energy input (electricity, fossil fuels and
renewable energy sources) to work as intended, or a
product for the generation, transfer and measurement of
such energy, including parts dependent on energy input
and intended to be incorporated into an EuP covered by
this Directive which are placed on the market and/or put
into service as individual parts for end-users and of
which the environmental performance can be assessed
independently;

6.

7.

8.

‘Manufacturer’ means the natural or legal person who
manufactures EuPs covered by this Directive and is
responsible for their conformity with this Directive in
view of their being placed on the market and/or put into
service under the manufacturer's own name or trade-
mark or for the manufacturer's own use. In the absence
of a manufacturer as defined in the first sentence or of an
importer as defined in point 8, any natural or legal
person who places on the market and/or puts into
service EuPs covered by this Directive shall be considered
a manufacturer;

‘Authorised representative’ means any natural or legal
person established in the Community who has received a
written mandate from the manufacturer to perform on
his behalf all or part of the obligations and formalities
connected with this Directive;

‘Importer’ means any natural or legal person established
in the Community who places a product from a third
country on the Community market in the course of his
business;

9.

‘Materials’ means all materials used during the life cycle
of an EuP;

‘Components and sub-assemblies’ means parts intended
to be incorporated into EuPs, and which are not placed
on the market and/or put into service as individual parts
for end-users or
the environmental performance of
which cannot be assessed independently;

10.

‘Product design’ means the set of processes that trans-
form legal, technical, safety, functional, market or other
requirements to be met by an EuP into the technical
specification for that EuP;

‘Implementing measures’ means measures
adopted
to this Directive laying down ecodesign
pursuant
requirements for defined EuPs or for environmental
aspects thereof;

11.

‘Environmental aspect’ means an element or function of
an EuP that can interact with the environment during its
life cycle;

12.

impact’ means any change to the
‘Environmental
environment wholly or partially resulting from an EuP
during its life cycle;

‘Placing on the market’ means making an EuP available
for the first time on the Community market with a view
to its distribution or use within the Community whether
for reward or free of charge and irrespective of the selling
technique;

13.

‘Life cycle’ means the consecutive and interlinked stages
of an EuP from raw material use to final disposal;

1.

2.

3.

4.

5.

‘Putting into service’ means the first use of an EuP for its
intended purpose by an end-user in the Community;

14.

‘Reuse’ means any operation by which an EuP or its
components, having reached the end of their first use, are
the same purpose for which they were
used for
conceived, including the continued use of an EuP which

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is returned to a collection point, distributor, recycler or
manufacturer, as well as reuse of an EuP following
refurbishment;

necessarily in respect of all environmental aspects of the
product simultaneously;

15.

‘Recycling’ means the reprocessing in a production
process of waste materials for the original purpose or
for other purposes but excluding energy recovery;

23.

‘Ecodesign’ means
the integration of environmental
aspects into product design with the aim of improving
the environmental performance of the EuP throughout
its whole life cycle;

16.

‘Energy recovery’ means the use of combustible waste as
a means to generate energy through direct incineration
with or without other waste but with recovery of the
heat;

17.

‘Recovery’ means any of
the applicable operations
provided for in Annex II B to Council Directive 75/
442/EEC of 15 July 1975 on waste (1);

18.

‘Waste’ means any substance or object in the categories
set out in Annex I to Directive 75/442/EEC which the
holder discards or intends or is required to discard;

24.

‘Ecodesign requirement’ means any requirement
in
relation to an EuP, or the design of an EuP, intended to
improve its environmental performance, or any require-
ment for the supply of information with regard to the
environmental aspects of an EuP;

25.

‘Generic ecodesign requirement’ means any ecodesign
requirement based on the ecological profile as a whole of
an EuP without set limit values for particular environ-
mental aspects;

19.

‘Hazardous waste’ means any waste which is covered by
Article 1(4) of Council Directive 91/689/EEC of
12 December 1991 on hazardous waste (2);

26.

‘Specific ecodesign requirement’ means a quantified and
measurable ecodesign requirement relating to a particular
such as energy
environmental aspect of an EuP,
consumption during use, calculated for a given unit of
output performance;

20.

21.

‘Ecological profile’ means a description, in accordance
with the implementing measure applicable to the EuP, of
the inputs and outputs (such as materials, emissions and
waste) associated with an EuP throughout its life cycle
which are significant
its
environmental
impact and are expressed in physical
quantities that can be measured;

from the point of view of

‘Environmental performance’ of an EuP means the results
of the manufacturer's management of the environmental
technical
aspects of
documentation file;

reflected in its

the EuP, as

22.

‘Improvement of the environmental performance’ means
the process of enhancing the environmental performance
of an EuP over successive generations, although not

27.

‘Harmonised standard’ means a technical specification
adopted by a recognised standards body under a mandate
from the Commission, in accordance with the procedure
laid down in Directive 98/34/EC of
the European
Parliament and of the Council of 22 June 1998 laying
down a procedure for the provision of information in the
field of technical standards and regulations (3), for the
purpose of establishing a European requirement, com-
pliance with which is not compulsory.

Article 3

Placing on the market and/or putting into service

1. Member States shall take all appropriate measures to
ensure that EuPs covered by implementing measures may be
placed on the market and/or put into service only if they

(1) OJ L 194, 25.7.1975, p. 39. Directive as last amended by

Regulation (EC) No 1882/2003.

(2) OJ L 377, 31.12.1991, p. 20. Directive as amended by Directive

(3) OJ L 204, 21.7.1998, p. 37. Directive as last amended by the

94/31/EC (OJ L 168, 2.7.1994, p. 28).

2003 Act of Accession.

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comply with those measures and bear the CE marking in
accordance with Article 5.

Article 5

2. Member States shall designate the authorities responsible
for market surveillance. They shall arrange for such authorities
to have and use the necessary powers to take the appropriate
measures incumbent upon them under this Directive. Member
States shall define the tasks, powers and organisational
arrangements of the competent authorities which shall be
entitled:

Marking and declaration of conformity

1. Before an EuP covered by implementing measures is
placed on the market and/or put into service, a CE conformity
marking shall be affixed and a declaration of conformity
issued whereby the manufacturer or its authorised represen-
tative ensures and declares that the EuP complies with all
relevant provisions of the applicable implementing measure.

(i)

to organise appropriate checks on EuP compliance, on an
adequate scale, and to oblige the manufacturer or its
authorised representative to recall non-compliant EuPs
from the market in accordance with Article 7;

2. The CE conformity marking consists of the initials ‘CE’ as
shown in Annex III.

(ii)

to require the provision of all necessary information by
the parties concerned, as specified in implementing
measures;

(iii)

to take samples of products and subject
compliance checks.

them to

the results of

3. Member States shall keep the Commission informed
about
the market surveillance, and where
appropriate the Commission shall pass on such information
to the other Member States.

4. Member States shall ensure that consumers and other
interested parties are given an opportunity to submit
observations on product compliance to the competent
authorities.

Article 4

Responsibilities of the importer

Where the manufacturer
is not established within the
Community and in the absence of an authorised representa-
tive, the obligation:

— to ensure that the EuP placed on the market or put into
service complies with this Directive and the applicable
implementing measure,

— to keep the declaration of conformity and the technical

documentation available,

shall lie with the importer.

3. The declaration of conformity shall contain the elements
specified in Annex VI and shall refer to the appropriate
implementing measure.

4. The affixing of markings on an EuP which are likely to
mislead users as to the meaning or form of the CE marking
shall be prohibited.

5. Member States may require the information to be
supplied pursuant to Annex I, Part 2 to be in their official
language(s) when the EuP reaches the end-user.

Member States shall also authorise the provision of
this
information in one or more other official Community
language(s).

When applying the first subparagraph, Member States shall
take into account in particular:

(a) whether the information can be supplied by harmonised

symbols or recognised codes or other measures;

(b)

the type of user anticipated for the EuP and the nature of
the information which is to be provided.

Article 6

Free movement

1. Member States shall not prohibit, restrict or impede the
placing on the market and/or putting into service, within their
territories, on grounds of ecodesign requirements relating to
those ecodesign parameters referred to in Annex I, Part 1
which are covered by the applicable implementing measure, of
an EuP that complies with all the relevant provisions of the
applicable implementing measure and bears the CE marking in
accordance with Article 5.

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2. Member States shall not prohibit, restrict or impede the
placing on the market and/or putting into service, within their
territories, of an EuP bearing the CE marking in accordance
with Article 5 on grounds of ecodesign requirements relating
to those ecodesign parameters referred to in Annex I, Part 1
for which the applicable implementing measure provides that
no ecodesign requirement is necessary.

3. Member States shall not prevent the display, for example
at trade fairs, exhibitions and demonstrations, of EuPs which
are not in conformity with the provisions of the applicable
implementing measure, provided that
there is a visible
indication that they may not be placed on the market and/
or put into service until brought into conformity.

Article 7

Safeguard clause

the applicable implementing measure,

1. Where a Member State ascertains that an EuP bearing the
CE marking referred to in Article 5 and used in accordance
with its intended use does not comply with all the relevant
the
provisions of
manufacturer or its authorised representative shall be obliged
to make the EuP comply with the provisions of the applicable
implementing measure and/or with the CE marking and to
end the infringement under conditions imposed by the
Member State.

Where there is sufficient evidence that an EuP might be non-
compliant, the Member State shall take the necessary measures
which, depending on the gravity of the non-compliance, can
go as far as the prohibition of the placing on the market of the
EuP until compliance is established.

Where non-compliance continues, the Member State shall take
a decision restricting or prohibiting the placing on the market
and/or putting into service of the EuP in question or ensure
that it is withdrawn from the market.

In cases of prohibition or withdrawal from the market, the
Commission and the other Member States shall be immedi-
ately informed.

to this
2. Any decision by a Member State pursuant
Directive which restricts or prohibits the placing on the
market and/or the putting into service of an EuP shall state the
grounds on which it is based.

3. The Member State shall immediately inform the Commis-
sion and the other Member States of any decision taken
pursuant to paragraph 1, indicating the reasons therefore, and,
in particular, whether non-compliance is due to:

(a)

failure to satisfy the requirements of
implementing measure;

the applicable

(b)

incorrect application of harmonised standards as referred
to in Article 10(2);

(c)

shortcomings in harmonised standards as referred to in
Article 10(2).

4. The Commission shall enter into consultation with the
parties concerned without delay and may draw upon technical
advice from independent external experts.

Following that consultation, the Commission shall immedi-
ately inform the Member State which took the decision and
the other Member States of its views.

the decision is
Where the Commission considers
unjustified, it shall immediately inform the Member States to
that effect.

that

5. Where the decision referred to in paragraph 1 is based on
a shortcoming in a harmonised standard, the Commission
shall immediately initiate the procedure set out in Article 10
(2), (3) and (4). The Commission shall at the same time inform
the Committee referred to in Article 19(1).

6. The Member States and the Commission shall take the
necessary measures to guarantee confidentiality with regard to
information provided during that procedure, where justified.

7. The decisions taken by Member States pursuant to this
Article shall be made public, in a transparent way.

8. The Commission's opinion on those decisions shall be
published in the Official Journal of the European Union.

Article 8

Conformity assessment

Such decision shall be notified forthwith to the party
concerned, who shall at the same time be informed of the
legal remedies available under the laws in force in the Member
State concerned and of the time limits to which such remedies
are subject.

1. Before placing an EuP covered by implementing measures
on the market and/or putting such an EuP into service, the
manufacturer or its authorised representative shall ensure that
an assessment of the EuP's conformity with all the relevant
the applicable implementing measure is
requirements of
carried out.

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2. The conformity assessment procedures shall be specified
by the implementing measures and shall leave to manufac-
turers the choice between the internal design control set out in
Annex IV and the management system set out in Annex V.
When duly justified and proportionate to the risk,
the
conformity assessment procedure shall be specified among
relevant modules as described in Decision 93/465/EEC.

Article 9

Presumption of conformity

If a Member State has strong indications of probable non-
compliance of an EuP, that Member State shall as soon as
possible publish a substantiated assessment of
the EuP's
compliance which may be conducted by a competent body in
order to allow timely corrective action, if any.

If an EuP covered by implementing measures is designed by an
organisation registered in accordance with Regulation (EC)
No 761/2001 of the European Parliament and of the Council
of 19 March 2001 allowing voluntary participation by
organisations in a Community eco-management and audit
scheme (EMAS) (1) and the design function is included within
the scope of that registration, the management system of that
organisation shall be presumed to comply with the require-
ments of Annex V to this Directive.

If an EuP covered by implementing measures is designed by an
organisation having a management system which includes the
product design function and which is
implemented in
accordance with harmonised standards the reference numbers
of which have been published in the Official Journal of the
European Union, that management system shall be presumed to
comply with the corresponding requirements of Annex V.

3. After placing an EuP covered by implementing measures
on the market or putting it into service, the manufacturer or
its authorised representative shall keep relevant documents
relating to the
conformity assessment performed and
declarations of conformity issued available for inspection by
Member States for a period of 10 years after the last of that
EuP has been manufactured.

The relevant documents shall be made available within 10
days upon receipt of a request by the competent authority of a
Member State.

4. Documents relating to the conformity assessment and
declaration of conformity referred to in Article 5 shall be
drawn up in one of the official languages of the Community.

(1) OJ L 114, 24.4.2001, p. 1.

1. Member States shall regard an EuP bearing the CE
marking referred to in Article 5 as conforming to the relevant
provisions of the applicable implementing measure.

2. Member States shall regard an EuP for which harmonised
standards have been applied, the reference numbers of which
have been published in the Official Journal of the European
Union, as conforming to all the relevant requirements of the
applicable implementing measure to which such standards
relate.

3.
EuPs which have been awarded the Community eco-label
pursuant to Regulation (EC) No 1980/2000 shall be presumed
to comply with the ecodesign requirements of the applicable
implementing measure insofar as those requirements are met
by the eco-label.

this Directive,

the Commission,

For the purposes of the presumption of conformity in the
4.
context of
acting in
accordance with the procedure referred to in Article 19(2),
may decide that other eco-labels fulfil equivalent conditions to
the Community eco-label pursuant
to Regulation (EC)
No 1980/2000. EuPs which have been awarded such other
eco-labels shall be presumed to comply with the ecodesign
requirements of the applicable implementing measure, insofar
as those requirements are met by that eco-label.

Article 10

Harmonised standards

1. Member States shall, to the extent possible, ensure that
appropriate measures are taken to enable interested parties to
be consulted at national level on the process of preparing and
monitoring harmonised standards.

2. Where a Member State or the Commission considers that
harmonised standards the application of which is presumed to
satisfy specific provisions of an applicable implementing
measure do not entirely satisfy those provisions, the Member
State concerned or the Commission shall inform the Standing
Committee set up under Article 5 of Directive 98/34/EC to
that effect, giving the reasons. The Committee shall issue an
opinion as a matter of urgency.

In the light of that Committee's opinion, the Commission
3.
shall decide to publish, not
to publish with
restriction, to maintain or to withdraw the references to the
harmonised standards concerned in the Official Journal of the
European Union.

to publish,

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4. The Commission shall inform the European standardisa-
tion body concerned and, if necessary, issue a new mandate
with a view to revision of
the harmonised standards
concerned.

2. Member States shall ensure, in particular by strengthening
support networks and structures, that they encourage SMEs
and very small firms to adopt an environmentally sound
approach as early as at the product design stage and to adapt
to future European legislation.

Article 11

Requirements for components and sub-assemblies

Article 14

Consumer information

Implementing measures may require manufacturers or their
authorised representatives placing components and sub-
assemblies on the market and/or putting them into service
to provide
an EuP covered by
implementing measures with relevant information on the
material composition and the consumption of energy,
materials and/or
sub-
assemblies.

the manufacturer of

the components or

resources of

Article 12

Administrative cooperation and exchange of information

1. Member States shall ensure that appropriate measures are
taken in order to encourage the authorities responsible for
implementing this Directive to cooperate with each other and
provide each other and the Commission with information in
order to assist the operation of this Directive and in particular,
assist in the implementation of Article 7.

In accordance with the applicable implementing measure,
in the form they deem appro-
manufacturers shall ensure,
priate, that consumers of EuPs are provided with:

— the requisite information on the role that they can play in

the sustainable use of the product;

— when required by the implementing measures,

the
ecological profile of the product and the benefits of
ecodesign.

Article 15

Implementing measures

The administrative cooperation and exchange of information
shall take utmost advantage of electronic means of commu-
nication and may be supported by relevant Community
programmes.

1. When an EuP meets the criteria listed under paragraph 2,
it shall be covered by an implementing measure or by a self-
regulation measure in accordance with paragraph 3(b). When
the Commission adopts implementing measures, it shall act in
accordance with the procedure referred to in Article 19(2).

Member States shall inform the Commission of the authorities
responsible for applying this Directive.

2. The criteria referred to in paragraph 1 are as follows:

2. The precise nature and structure of
the exchange of
information between the Commission and Member States
shall be decided in accordance with the procedure referred to
in Article 19(2).

3. The Commission shall take appropriate measures in order
to encourage and contribute to the cooperation between
Member States referred to in this Article.

Article 13

Small and medium-sized enterprises

(a)

(b)

(c)

the EuP shall represent a significant volume of sales and
trade, indicatively more than 200 000 units a year within
the Community according to most recently available
figures;

the EuP shall, considering the quantities placed on the
market and/or put
into service, have a significant
environmental impact within the Community, as speci-
fied in Community strategic priorities as set out
in
Decision No 1600/2002/EC;

in terms of

the EuP shall present significant potential for improve-
ment
impact without
entailing excessive costs, taking into account in parti-
cular:

its environmental

firms can benefit,

In the context of programmes from which SMEs and very
1.
small
take into
account initiatives which help SMEs and very small firms to
integrate environmental aspects including energy efficiency
when designing their products.

the Commission shall

— the absence of other relevant Community legislation
or failure of market forces to address the issue
properly;

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— a wide disparity in the environmental performance
of EuPs available on the market with equivalent
functionality.

Implementing measures shall meet all

5.
criteria:

22.7.2005

the following

3.
In preparing a draft implementing measure the Commis-
sion shall take into account any views expressed by the
Committee referred to in Article 19(1) and shall further take
into account:

(a)

there shall be no significant negative impact on the
functionality of the product, from the perspective of the
user;

(b) health, safety and the environment shall not be adversely

affected;

(a) Community environmental priorities, such as those set
out in Decision No 1600/2002/EC or in the Commis-
sion's European Climate Change Programme (ECCP);

(c)

there shall be no significant negative impact on
consumers in particular as regards the affordability and
the life-cycle cost of the product;

(b)

relevant Community legislation and self-regulation, such
as voluntary agreements, which, following an assessment
in accordance with Article 17, are expected to achieve the
policy objectives more quickly or at lesser expense than
mandatory requirements.

(d)

there shall be no significant negative impact on industry's
competitiveness;

(e)

in principle, the setting of an ecodesign requirement shall
not have the consequence of
imposing proprietary
technology on manufacturers;

In preparing a draft implementing measure the Commis-

4.
sion shall:

(f)

no excessive administrative burden shall be imposed on
manufacturers.

(a)

(b)

(c)

consider the life cycle of the EuP and all its significant
environmental aspects, inter alia, energy efficiency. The
depth of analysis of the environmental aspects and of the
feasibility of their improvement shall be proportionate to
their significance. The adoption of ecodesign require-
ments on the significant environmental aspects of an EuP
shall not be unduly delayed by uncertainties regarding
the other aspects;

carry out an assessment, which will consider the impact
on environment, consumers and manufacturers, includ-
in terms of competitiveness including on
ing SMEs,
markets outside the Community,
innovation, market
access and costs and benefits;

into account

take
legislation that Member States consider relevant;

existing national

environmental

(d)

carry out appropriate consultation with stakeholders;

(e)

(f)

prepare an explanatory memorandum of
the draft
implementing measure based on the assessment referred
to in point (b);

implementing date(s), any staged or

set
transitional
measure or periods, taking into account in particular
possible impacts on SMEs or on specific product groups
manufactured primarily by SMEs.

Implementing measures shall lay down ecodesign require-

6.
ments in accordance with Annex I and/or Annex II.

Specific ecodesign requirements
shall be introduced for
selected environmental aspects which have a significant
environmental impact.

Implementing measures may also provide that no ecodesign
requirement
is necessary for certain specified ecodesign
parameters referred to in Annex I, Part 1.

7. The requirements shall be formulated so as to ensure that
market surveillance authorities can verify the conformity of
the EuP with the requirements of the implementing measure.
The implementing measure shall specify whether verification
can be achieved directly on the EuP or on the basis of the
technical documentation.

Implementing measures shall include the elements listed

8.
in Annex VII.

9. Relevant studies and analyses used by the Commission in
preparing implementing measures should be made publicly
available, taking into account in particular easy access and use
by interested SMEs.

10. Where appropriate, an implementing measure laying
down ecodesign requirements
shall be accompanied by
guidelines, to be adopted by the Commission in accordance
with Article 19(2), on the balancing of
the various
environmental aspects; these guidelines will cover specificities
of the SMEs active in the product sector affected by the

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implementing measure. If necessary and in accordance with
Article 13(1), further specialised material may be produced by
the Commission for facilitating implementation by SMEs.

context of this Directive shall be assessed at least on the basis
of Annex VIII.

Article 16

Working plan

1.
In accordance with the criteria set out in Article 15 and
having consulted the Consultation Forum referred to in
Article 18, the Commission shall not later than 6 July 2007
establish a working plan which shall be made publicly
available.

The working plan shall set out for the following three years an
indicative list of product groups which will be considered as
priorities for the adoption of implementing measures.

The working plan shall be amended periodically by the
Commission after consultation with the Consultation Forum.

2. However, during the transitional period, while the first
working plan referred to in paragraph 1 is being established,
and, in accordance with the procedure laid down in Article 19
(2) and the criteria set out in Article 15, and after consulting
the Consultation Forum, the Commission shall as appropriate
introduce by anticipation:

— implementing measures starting with those products
which have been identified by the ECCP as offering a high
potential for cost-effective reduction of greenhouse gas
emissions, such as heating and water heating equipment,
electric motor systems, lighting in both the domestic and
tertiary sectors, domestic appliances, office equipment in
both the domestic and tertiary sectors, consumer
electronics and HVAC (heating ventilating air condition-
ing) systems;

— a separate implementing measure reducing stand-by

losses for a group of products.

Article 17

Self-regulation

self-regulation measures
Voluntary agreements or other
presented as alternatives to implementing measures in the

Article 18

Consultation Forum

The Commission shall ensure that in the conduct of
its
activities it observes, in respect of each implementing measure,
a balanced participation of Member States' representatives and
all
interested parties concerned with the product/product
group in question, such as industry, including SMEs and craft
industry, trade unions, traders, retailers, importers, environ-
mental protection groups and consumer organisations. These
to defining and
parties
reviewing implementing measures, to examining the effec-
tiveness of the established market surveillance mechanisms,
and to assessing voluntary agreements and other
self-
regulation measures. These parties shall meet in a Consulta-
tion Forum. The rules of procedure of the Forum shall be
established by the Commission.

shall contribute,

in particular,

Article 19

Committee procedure

1. The Commission shall be assisted by a Committee.

2. Where reference is made to this paragraph, Articles 5 and
7 of Decision 1999/468/EC shall apply, having regard to the
provisions of Article 8 thereof.

The period laid down in Article 5(6) of Decision 1999/468/EC
shall be set at three months.

3. The Committee shall adopt its Rules of Procedure.

Article 20

Penalties

The Member States shall determine the penalties applicable to
breaches of the national provisions adopted pursuant to this
Directive. The penalties shall be effective, proportionate and
dissuasive, taking into account the extent of non-compliance
and the number of units of non-complying products placed
on the Community market.

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Article 21

3. Directive 2000/55/EC is hereby amended as follows:

Amendments

The following Article shall be inserted:

1. Directive 92/42/EEC is hereby amended as follows:

‘Article 9a

1. Article 6 shall be deleted;

2.

the following Article shall be inserted:

‘Article 10a

This Directive constitutes an implementing measure within
the meaning of Article 15 of Directive 2005/32/EC of the
European Parliament and of the Council of 6 July 2005
the setting of ecodesign
establishing a framework for
(*), with regard to
requirements for energy-using products
energy efficiency during use, in accordance with that Directive,
and may be amended or repealed in accordance with Article 19
(2) of Directive 2005/32/EC.

(*) OJ L 191, 22.7.2005, p. 29.’

This Directive constitutes an implementing measure
within the meaning of Article 15 of Directive 2005/32/
EC of the European Parliament and of the Council of
6 July 2005 establishing a framework for the setting of
ecodesign requirements for energy-using products (*),
with regard to energy efficiency during use,
in
accordance with that Directive, and may be amended
or repealed in accordance with Article 19(2) of Directive
2005/32/EC.

Article 22

Repeals

(*) OJ L 191, 22.7.2005, p. 29.’

3. Annex I, point 2, shall be deleted;

4. Annex II shall be deleted.

Directives 78/170/EEC and 86/594/EEC are repealed. Member
States may continue to apply existing national measures
adopted under Directive 86/594/EEC until such time as
implementing measures for
the products concerned are
adopted under this Directive.

Article 23

Review

2. Directive 96/57/EC is hereby amended as follows:

The following Article shall be inserted:

‘Article 9a

Not later than 6 July 2010 the Commission shall review the
implementing
this Directive and of
effectiveness of
measures, the threshold for implementing measures, market
surveillance mechanisms and any relevant self-regulation
stimulated, after consultation of
the Consultation Forum
referred to in Article 18, and, as appropriate, present
proposals to the European Parliament and the Council for
amending this Directive.

its

This Directive constitutes an implementing measure within
the meaning of Article 15 of Directive 2005/32/EC of the
European Parliament and of the Council of 6 July 2005
establishing a framework for
the setting of ecodesign
requirements for energy-using products (*) , with regard to
energy efficiency during use, in accordance with that Directive,
and may be amended or repealed in accordance with Article 19
(2) of Directive 2005/32/EC.

(*) OJ L 191, 22.7.2005, p. 29.’

Article 24

Confidentiality

Requirements relating to the supply of information referred to
in Article 11 and Annex I, Part 2, by the manufacturer and/or
its authorised representative shall be proportionate and shall
take into account the legitimate confidentiality of commer-
cially sensitive information.

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Article 25

Implementation

2. Member States shall communicate to the Commission the
text of the main provisions of national law which they adopt
in the field covered by this Directive.

1. Member States shall bring into force the laws, regulations
and administrative provisions necessary to comply with this
Directive before 11 August 2007.

They shall forthwith inform the Commission thereof.

When Member States adopt these measures, they shall contain
a reference to this Directive or shall be accompanied by such
reference on the occasion of their official publication. The
methods of making such reference shall be laid down by
Member States.

Done at Strasbourg, 6 July 2005.

Article 26

Entry into force

This Directive shall enter into force on the 20th day following
that of its publication in the Official Journal of the European
Union.

Article 27

Addressees

This Directive is addressed to the Member States.

For the European Parliament
The President
J. BORRELL FONTELLES

For the Council
The President
J. STRAW

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ANNEX I

Method for setting generic Eco-design requirements

(referred to in Article 15)

Generic ecodesign requirements aim at improving the environmental performance of EuPs, focusing on significant
environmental aspects thereof without setting limit values. The method according to this Annex will be applied when
it is not appropriate to set limit values for the product group under examination. The Commission shall, when
preparing a draft implementing measure to be submitted to the Committee referred to in Article 19, identify
significant environmental aspects which shall be specified in the implementing measure.

In preparing implementing measures laying down generic ecodesign requirements pursuant to Article 15 the
Commission will identify, as appropriate to the EuP covered by the implementing measure, the relevant ecodesign
parameters from among those listed in Part 1, the information supply requirements from among those listed in Part 2
and the requirements for the manufacturer listed in Part 3.

Part 1. Ecodesign parameters for EuPs

1.1.

In so far as they relate to product design, significant environmental aspects are identified with reference to the
following phases of the life cycle of the product:

(a)

raw material selection and use;

(b) manufacturing;

(c)

packaging, transport, and distribution;

(d)

installation and maintenance;

(e)

use;

(f)

end-of-life, meaning the state of an EuP having reached the end of its first use until its final disposal.

1.2. For each phase, the following environmental aspects are to be assessed where relevant:

(a)

predicted consumption of materials, of energy and of other resources such as fresh water;

(b)

anticipated emissions to air, water or soil;

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(c)

anticipated pollution through physical effects such as noise, vibration, radiation, electromagnetic fields;

(d)

expected generation of waste material;

(e)

possibilities for reuse, recycling and recovery of materials and/or of energy, taking into account Directive
2002/96/EC.

1.3.

In particular, the following parameters will be used, as appropriate, and supplemented by others, where
necessary, for evaluating the potential for improving the environmental aspects mentioned in the previous
paragraph:

(a) weight and volume of the product;

(b)

use of materials issued from recycling activities;

(c)

consumption of energy, water and other resources throughout the life cycle;

(d)

use of substances classified as hazardous to health and/or the environment according to Council Directive
67/548/EEC of 27 June 1967 on the approximation of laws, regulations and administrative provisions
relating to the classification, packing and labelling of dangerous substances (1) and taking into account
legislation on the marketing and use of specific substances, such as Directives 76/769/EEC or 2002/95/EC;

(e)

quantity and nature of consumables needed for proper use and maintenance;

(f)

ease for reuse and recycling as expressed through: number of materials and components used, use of
standard components, time necessary for disassembly, complexity of tools necessary for disassembly, use
of component and material coding standards for the identification of components and materials suitable
for reuse and recycling (including marking of plastic parts in accordance with ISO standards), use of easily
recyclable materials, easy access to valuable and other recyclable components and materials; easy access to
components and materials containing hazardous substances;

(g)

incorporation of used components;

(h)

avoidance of technical solutions detrimental to reuse and recycling of components and whole appliances;

(i)

extension of lifetime as expressed through: minimum guaranteed lifetime, minimum time for availability
of spare parts, modularity, upgradeability, reparability;

(j)

amounts of waste generated and amounts of hazardous waste generated;

(1)

OJ 196, 16.8.1967, p. 1. Directive as last amended by Commission Directive 2004/73/EC (OJ L 152, 30.4.2004, p. 1).

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(k)

emissions to air (greenhouse gases, acidifying agents, volatile organic compounds, ozone depleting
substances, persistent organic pollutants, heavy metals, fine particulate and suspended particulate matter)
without prejudice to Directive 97/68/EC of the European Parliament and of the Council of 16 December
1997 on the approximation of the laws of the Member States relating to measures against the emission of
gaseous and particulate pollutants from internal combustion engines to be installed in non-road mobile
machinery (1);

(l)

emissions to water (heavy metals, substances with an adverse effect on the oxygen balance, persistent
organic pollutants);

(m)

emissions to soil (especially leakage and spills of dangerous substances during the use phase of the
product, and the potential for leaching upon its disposal as waste).

Part 2. Requirements relating to the supply of information

Implementing measures may require information to be supplied by the manufacturer that may influence the way the
EuP is handled, used or recycled by parties other than the manufacturer. This information may include, where
applicable:

— information from the designer relating to the manufacturing process;

— information for consumers on the significant environmental characteristics and performance of a product,
accompanying the product when it is placed on the market to allow consumers to compare these aspects of the
products;

— information for consumers on how to install, use and maintain the product in order to minimise its impact on
the environment and to ensure optimal life expectancy, as well as on how to return the product at end-of-life,
and, where appropriate,
information on the period of availability of spare parts and the possibilities of
upgrading products;

— information for treatment facilities concerning disassembly, recycling, or disposal at end-of-life.

Information should be given on the product itself wherever possible.

This information will take into account obligations under other Community legislation, such as Directive 2002/96/
EC.

Part 3. Requirements for the manufacturer

1.

Addressing the environmental aspects identified in the implementing measure as capable of being influenced in
a substantial manner through product design, manufacturers of EuPs will be required to perform an assessment
of the EuP model throughout its lifecycle, based upon realistic assumptions about normal conditions and
purposes of use. Other environmental aspects may be examined on a voluntary basis.

On the basis of this assessment manufacturers will establish the EuP's ecological profile. It will be based on
environmentally relevant product characteristics and inputs/outputs throughout the product life cycle expressed
in physical quantities that can be measured.

(1)

OJ L 59, 27.2.1998, p. 1. Directive as last amended by Directive 2004/26/EC (OJ L 146, 30.4.2004, p. 1).

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2. Manufacturers will make use of this assessment to evaluate alternative design solutions and the achieved

environmental performance of the product against benchmarks.

The benchmarks will be identified by the Commission in the implementing measure on the basis of information
gathered during the preparation of the measure.

The choice of a specific design solution will achieve a reasonable balance between the various environmental
aspects and between environmental aspects and other relevant considerations, such as safety and health,
technical
including
manufacturing costs and marketability, while complying with all relevant legislation.

functionality, quality, and performance, and economic aspects,

requirements

for

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ANNEX II

Method for setting specific ecodesign requirements

(referred to in Article 15)

Specific ecodesign requirements aim at improving a selected environmental aspect of the product. They may take the
form of requirements for reduced consumption of a given resource, such as a limit on the use of a resource in the
various stages of an EuP's life cycle, as appropriate (such as a limit on water consumption in the use phase or on the
quantities of a given material incorporated in the product or a requirement for minimum quantities of recycled
material).

In preparing implementing measures laying down specific ecodesign requirements pursuant to Article 15, the
Commission will identify, as appropriate to the EuP covered by the implementing measure, the relevant ecodesign
parameters from among those referred to in Annex I, Part 1, and set the levels of these requirements, in accordance
with the procedure referred to in Article 19(2), as follows:

1.

A technical, environmental and economic analysis will select a number of representative models of the EuP in
question on the market and identify the technical options for improving the environmental performance of the
product, keeping sight of the economic viability of the options and avoiding any significant loss of performance
or of usefulness for consumers.

The technical, environmental and economic analysis will also identify, for the environmental aspects under
consideration, the best-performing products and technology available on the market.

The performance of products available on international markets and benchmarks set in other countries'
legislation should be taken into consideration during the analysis as well as when setting requirements.

On the basis of this analysis and taking into account economic and technical feasibility as well as potential for
improvement, concrete measures are taken with a view to minimising the product's environmental impact.

Concerning energy consumption in use, the level of energy efficiency or consumption will be set aiming at the
life-cycle cost minimum to end-users for representative EuP models, taking into account the consequences on
other environmental aspects. The life-cycle cost analysis method uses a real discount rate on the basis of data
provided from the European Central Bank and a realistic lifetime for the EuP; it is based on the sum of the
variations in purchase price (resulting from the variations in industrial costs) and in operating expenses, which
result from the different levels of
the
representative EuP models considered. The operating expenses cover primarily energy consumption and
additional expenses in other resources (such as water or detergent).

improvement options, discounted over the lifetime of

technical

A sensitivity analysis covering the relevant factors (such as the price of energy or other resource, the cost of raw
materials or production costs, discount rates) and, where appropriate, external environmental costs, including
avoided greenhouse gas emissions, will be carried out to check if there are significant changes and if the overall
conclusions are reliable. The requirement will be adapted accordingly.

A similar methodology could be applied to other resources such as water.

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2.

For the development of the technical, environmental and economic analyses, information available in the
framework of other Community activities could be used.

The same applies for information available from existing programmes applied in other parts of the world for
setting the specific ecodesign requirement of EuPs traded with the EU's economic partners.

3.

The date of entry into force of the requirement will take the redesign cycle for the product into account.

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ANNEX III

CE marking

(referred to in Article 5(2))

The CE marking must have a height of at least 5 mm. If the CE marking is reduced or enlarged the proportions given
in the above graduated drawing must be respected.

The CE marking must be affixed to the EuP. Where this is not possible, it must be affixed to the packaging and to the
accompanying documents.

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ANNEX IV

Internal design control

(referred to in Article 8)

1.

This Annex describes the procedure whereby the manufacturer or its authorised representative who carries out
the obligations laid down in point 2 of this Annex ensures and declares that the EuP satisfies the relevant
requirements of the applicable implementing measure. The declaration of conformity may cover one or more
products and must be kept by the manufacturer.

2.

A technical documentation file making possible an assessment of the conformity of the EuP with the
requirements of the applicable implementing measure will be compiled by the manufacturer.

The documentation will specify, in particular:

(a)

a general description of the EuP and of its intended use;

(b)

the results of relevant environmental assessment studies carried out by the manufacturer, and/or
references to environmental assessment literature or case studies, which are used by the manufacturer in
evaluating, documenting and determining product design solutions;

(c)

the ecological profile, if required by the implementing measure;

(d)

elements of the product design specification relating to environmental design aspects of the product;

(e)

(f)

(g)

a list of the appropriate standards referred to in Article 10, applied in full or in part, and a description of
the solutions adopted to meet the requirements of the applicable implementing measure where the
standards referred to in Article 10 have not been applied or where these standards do not cover entirely
the requirements of the applicable implementing measure;

a copy of the information concerning the environmental design aspects of the product provided in
accordance with the requirements specified in Annex I, Part 2;

the
the results of measurements on the ecodesign requirements carried out,
conformity of these measurements as compared with the ecodesign requirements set out in the applicable
implementing measure.

including details of

3.

The manufacturer must take all measures necessary to ensure that the product will be manufactured in
compliance with the design specifications referred to in point 2 and with the requirements of the measure which
apply to it.

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ANNEX V

Management system for assessing conformity

(referred to in Article 8)

1.

2.

This Annex describes the procedure whereby the manufacturer who satisfies the obligations of point 2 of this
Annex ensures and declares that the EuP satisfies the requirements of the applicable implementing measure.
The declaration of conformity may cover one or more products and must be kept by the manufacturer.

A management system may be used for the conformity assessment of an EuP provided that the manufacturer
implements the environmental elements specified in point 3 of this Annex.

3.

Environmental elements of the management system

This point specifies the elements of a management system and the procedures by which the manufacturer can
demonstrate that the EuP complies with the requirements of the applicable implementing measure.

3.1.

The environmental product performance policy

The manufacturer must be able to demonstrate conformity with the requirements of
the applicable
implementing measure. The manufacturer must also be able to provide a framework for setting and reviewing
environmental product performance objectives and indicators with a view to improving the overall
environmental product performance.

All the measures adopted by the manufacturer to improve the overall environmental performance of and to
establish the ecological profile of an EuP, if required by the implementing measure, through design and
manufacturing, must be documented in a systematic and orderly manner in the form of written procedures
and instructions.

These procedures and instructions must contain, in particular, an adequate description of:

— the list of documents that must be prepared to demonstrate the EuP's conformity, and — if relevant —

that have to be made available;

— the environmental product performance objectives and indicators and the organisational structure,
resources with regard to their
the management and allocation of

responsibilities, powers of
implementation and maintenance;

— the checks and tests to be carried out after manufacture to verify product performance against

environmental performance indicators;

— procedures for controlling the required documentation and ensuring that it is kept up to date;

— the method of verifying the implementation and effectiveness of the environmental elements of the

management system.

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3.2.

Planning

The manufacturer will establish and maintain

(a)

procedures for establishing the ecological profile of the product;

(b)

environmental product performance objectives and indicators, which consider technological options
taking into account technical and economic requirements;

(c)

a programme for achieving these objectives.

3.3.

Implementation and documentation

3.3.1. The documentation concerning the management system should cover the following, in particular:

(a)

responsibilities and authorities will be defined and documented in order
environmental product performance and reporting on its operation for review and improvement;

to ensure effective

(b)

documents will be established indicating the design control and verification techniques implemented and
processes and systematic measures used when designing the product;

(c)

the manufacturer will establish and maintain information to describe the core environmental elements
of the management system and the procedures for controlling all documents required.

3.3.2. The documentation concerning the EuP will specify, in particular:

(a)

a general description of the EuP and of its intended use;

(b)

the results of relevant environmental assessment studies carried out by the manufacturer, and/or
references to environmental assessment literature or case studies, which are used by the manufacturer in
evaluating, documenting and determining product design solutions;

(c)

the ecological profile, if required by the implementing measure;

(d)

(e)

documents describing the results of measurements on the ecodesign requirements carried out including
details of the conformity of these measurements as compared with the ecodesign requirements set out in
the applicable implementing measure;

the manufacturer will establish specifications indicating,
in particular, standards which have been
applied; where standards referred to in Article 10 are not applied or where they do not cover entirely the
requirements of the relevant implementing measure, the means used to ensure compliance;

(f)

a copy of the information concerning the environmental design aspects of the product provided in
accordance with the requirements specified in Annex I, Part 2.

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3.4.

Checking and corrective action

(a)

the manufacturer must take all measures necessary to ensure that the EuP is manufactured in compliance
with its design specification and with the requirements of the implementing measure which applies to it;

(b)

the manufacturer will establish and maintain procedures to investigate and respond to non-conformity,
and implement changes in the documented procedures resulting from corrective action;

(c)

the manufacturer will carry out at least every three years a full internal audit of the management system
with regard to its environmental elements.

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ANNEX VI

Declaration of conformity

(referred to in Article 5(3))

The EC declaration of conformity must contain the following elements:

1.

the name and address of the manufacturer or of its authorised representative;

2.

a description of the model sufficient for unambiguous identification;

3.

where appropriate, the references of the harmonised standards applied;

4.

where appropriate, the other technical standards and specifications used;

5.

where appropriate, the reference to other Community legislation providing for the affixing of the CE mark that
is applied;

6.

identification and signature of the person empowered to bind the manufacturer or its authorised representative.

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ANNEX VII

Contents of the implementing measures

(referred to in Article 15(8))

The implementing measure will specify, in particular:

1.

the exact definition of the type(s) of EuP(s) covered;

2.

the ecodesign requirement(s) for the EuP(s) covered, implementing date(s), staged or transitional measures or
periods;

— in the case of generic ecodesign requirement(s), the relevant phases and aspects selected from those
mentioned in Annex I, points 1.1 and 1.2, accompanied by examples of parameters selected from those
mentioned in Annex I, point 1.3 as guidance when evaluating improvements regarding identified
environmental aspects;

— in the case of specific ecodesign requirement(s), its (their) level(s);

3.

the ecodesign parameters referred to in Annex I, Part 1 relating to which no ecodesign requirement is necessary;

4.

5.

the requirements on installation of the EuP where it has a direct relevance to the EuP's environmental
performance considered;

the measurement standards and/or measurement methods to be used; when available, harmonised standards the
reference numbers of which have been published in the Official Journal of the European Union will be used;

6.

the details for conformity assessment under Decision 93/465/EEC;

— where the module(s) to be applied is (are) different from Module A; the factors leading to the selection of

that specific procedure;

— where relevant the criteria for approval and/or certification of the third parties;

where different modules are laid down in other CE requirements for the same EuP, the module defined in the
implementing measure will prevail for the requirement concerned;

requirements on information to be provided by manufacturers notably on the elements of the technical
documentation which are needed for facilitating the checking of
the EuP with the
implementing measure;

the compliance of

the duration of the transitional period during which Member States must permit the placing on the market and/
or putting into service of EuPs which comply with the regulations in force in their territory on the date of
adoption of the implementing measure;

the date for the evaluation and possible revision of the implementing measure, taking into account speed of
technological progress.

7.

8.

9.

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ANNEX VIII

In addition to the basic legal requirement that self-regulatory initiatives shall comply with all provisions of the Treaty
(in particular internal market and competition rules), as well as with the international engagements of
the
Community, including multilateral trade rules, the following non-exhaustive list of indicative criteria may be used to
evaluate the admissibility of self-regulatory initiatives as an alternative to an implementing measure in the context of
this Directive:

1. Openness of participation

Self-regulatory initiatives shall be open to the participation of third country operators, both in the preparatory and in
the implementation phases.

2.

Added value

Self-regulatory initiatives shall deliver added value (more than ‘business as usual’) in terms of the improved overall
environmental performance of the EuP covered.

3.

Representativeness

Industry and their associations taking part in a self-regulatory action shall represent a large majority of the relevant
economic sector, with as few exceptions as possible. Care shall be taken to ensure respect for competition rules.

4. Quantified and staged objectives

The objectives defined by the stakeholders shall be set in clear and unambiguous terms, starting from a well-defined
baseline. If the self-regulatory initiative covers a long time-span, interim targets shall be included. It must be possible
to monitor compliance with objectives and (interim) targets in an affordable and credible way using clear and reliable
indicators. Research information and scientific and technological background data shall facilitate the development of
these indicators.

5.

Involvement of civil society

With a view to ensuring transparency, self-regulatory initiatives shall be publicised, including through the use of the
Internet and other electronic means of disseminating information.

The same shall apply to interim and final monitoring reports. Stakeholders including Member States, industry,
environmental NGOs and consumers' associations shall be invited to comment on a self-regulatory initiative.

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6. Monitoring and reporting

Self-regulatory initiatives shall contain a well-designed monitoring system, with clearly identified responsibilities for
industry and independent inspectors. The Commission services, in partnership with the parties to the self-regulatory
initiative, shall be invited to monitor the achievement of the objectives.

The plan for monitoring and reporting shall be detailed, transparent and objective. It shall remain for the Commission
services, assisted by the Committee referred to in Article 19(1), to consider whether the objectives of the voluntary
agreement or other self-regulatory measures have been met.

7.

Cost-effectiveness of administering a self-regulatory initiative

The cost of administering self-regulatory initiatives,
in particular as regards monitoring, shall not lead to a
disproportionate administrative burden, as compared to their objectives and to other available policy instruments.

8.

Sustainability

Self-regulatory initiatives shall respond to the policy objectives of this Directive including the integrated approach and
shall be consistent with the economic and social dimensions of sustainable development. The protection of
consumers' interests (health, quality of life and economic interests) shall be integrated.

9.

Incentive compatibility

Self-regulatory initiatives are unlikely to deliver the expected results if other factors and incentives — market pressure,
taxes, and legislation at national level — send contradictory signals to participants in the commitment. Policy
consistency is essential in this regard and shall be taken into consideration when assessing the effectiveness of the
initiative.