Decision of the EEA Joint Committee No 103/2004 of 9 July 2004 amending Annex IX (Financial services) to the EEA Agreement
Date: 2004-07-09
Institutions: EEA Joint Committee
Subjects: capital market, confidentiality, economic stabilisation, exchange of information, financial instrument, financial market, investment

23.12.2004

EN

Official Journal of the European Union

L 376/31

DECISION OF THE EEA JOINT COMMITTEE

No 103/2004

of 9 July 2004

amending Annex IX (Financial services) to the EEA Agreement

THE EEA JOINT COMMITTEE,

Having regard to the Agreement on the European Economic Area, as amended by the Protocol adjusting
the Agreement on the European Economic Area, hereinafter referred to as ‘the Agreement’, and in
particular Article 98 thereof,

Whereas:

(1) Annex IX to the Agreement was amended by Decision of the EEA Joint Committee No 73/2004 of

8 June 2004 (1).

(2) Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/
EC of the European Parliament and of the Council as regards exemptions for buy-back programmes
and stabilisation of financial instruments (2) is to be incorporated into the Agreement.

(3) Commission Directive 2003/124/EC of 22 December 2003 implementing Directive 2003/6/EC of
the European Parliament and of the Council as regards the definition and public disclosure of inside
information and the definition of market manipulation (3) is to be incorporated into the Agreement.

(4) Commission Directive 2003/125/EC of 22 December 2003 implementing Directive 2003/6/EC of
the European Parliament and of
investment
recommendations and the disclosure of conflicts of interest (4) is to be incorporated into the
Agreement,

the Council as regards the fair presentation of

HAS DECIDED AS FOLLOWS:

Article 1

The following points shall be inserted after point 29b (Directive 2003/71/EC of the European Parliament
and of the Council) of Annex IX to the Agreement:

‘29c. 32003 R 2273: Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing
Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-
back programmes and stabilisation of financial instruments (OJ L 336, 23.12.2003, p. 33).

29d. 32003 L 0124: Commission Directive 2003/124/EC of 22 December 2003 implementing Directive
2003/6/EC of the European Parliament and of the Council as regards the definition and public
disclosure of inside information and the definition of market manipulation (OJ L 339, 24.12.2003,
p. 70).

(1) OJ L 349, 25.11.2004, p. 30.
(2) OJ L 336, 23.12.2003, p. 33.
(3) OJ L 339, 24.12.2003, p. 70.
(4) OJ L 339, 24.12.2003, p. 73.

L 376/32

EN

Official Journal of the European Union

23.12.2004

29e. 32003 L 0125: Commission Directive 2003/125/EC of 22 December 2003 implementing Directive
2003/6/EC of the European Parliament and of the Council as regards the fair presentation of
investment recommendations and the disclosure of conflicts of interest (OJ L 339, 24.12.2003,
p. 73).’

Article 2

The texts of Regulation (EC) No 2273/2003 and Directives 2003/124/EC and 2003/125/EC in the
Icelandic and Norwegian languages, to be published in the EEA Supplement to the Official Journal of the
European Union, shall be authentic.

Article 3

This Decision shall enter into force on 10 July 2004, provided that all the notifications under Article 103
(1) of the Agreement have been made to the EEA Joint Committee (*).

Article 4

This Decision shall be published in the EEA Section of, and in the EEA Supplement to, the Official Journal
of the European Union.

Done at Brussels, 9 July 2004.

For the EEA Joint Committee

The President

Kjartan JÓHANNSSON

(*)

Constitutional requirements indicated.