Regulation (EC) No 2037/2000 of the European Parliament and of the Council of 29 June 2000 on substances that deplete the ozone layer
Date: 2000-06-29
Institutions: Council of the European Union, European Parliament
Subjects: chemical product, dangerous substance, import restriction, international convention, ozone, production quota

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(Acts whose publication is obligatory)

REGULATION (EC) No 2037/2000 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 29 June 2000

on substances that deplete the ozone layer

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE
EUROPEAN UNION,

Having regard to the Treaty establishing the European
Community, and in particular Article 175(1) thereof,

Having regard to the proposal from the Commission (1),

Having regard to the opinion of the Economic and Social
Committee (2),

After consulting the Committee of the Regions,

Acting in accordance with the procedure laid down in Article
251 of the Treaty (3), in the light of the joint text approved on
5 May 2000 by the Conciliation Committee,

Whereas:

(1)

(2)

is established that continued emissions of ozone-
It
depleting substances at current levels continue to cause
significant damage to the ozone layer. Ozone depletion
in the southern hemisphere reached unprecedented
levels in 1998. In three out of four recent springs severe
ozone depletion has occurred in the Arctic region.
Increased UV-B radiation resulting from ozone depletion
poses a significant threat to health and environment.
Further efficient measures need therefore to be taken in
order to protect human health and the environment
against adverse effects resulting from such emissions.

the Community, pursuant

In view of its responsibilities for the environment and
trade,
to Decision 88/
540/EEC (4), has become a Party to the Vienna Conven-
tion for the Protection of the Ozone Layer and the
Montreal Protocol on Substances that Deplete the Ozone
Layer, as amended by the Parties to the Protocol at their
second meeting in London and at their fourth meeting
in Copenhagen.

(1) OJ C 286, 15.9.1998, p. 6 and
OJ C 83, 25.3.1999, p. 4.
(2) OJ C 40, 15.2.1999, p. 34.
(3) Opinion of the European Parliament of 17 December 1998 (OJ C
98, 9.4.1999, p. 266), confirmed on 16 September 1999, Council
Common Position of 23 February 1999 (OJ C 123, 4.5.1999, p.
28) and Decision of the European Parliament of 15 December 1999
(not yet published in the Official Journal). Decision of the European
Parliament of 13 June 2000 and Decision of
the Council of 16
June 2000.

(4) OJ L 297, 31.10.1988, p. 8.

(3)

(4)

(5)

(6)

(7)

Additional measures for the protection of the ozone
layer were adopted by the Parties to the Montreal
Protocol at their seventh meeting in Vienna in December
1995 and at
in
September 1997, in which the Community participated.

their ninth meeting in Montreal

It is necessary for action to be taken at Community level
to carry out the Community's obligations under the
Vienna Convention and the latest amendments and
adjustments to the Montreal Protocol, in particular to
phase out the production and the placing on the market
of methyl bromide within the Community and to
provide for a system for the licensing not only of
imports but
exports of ozone-depleting
substances.

also of

In view of the earlier than anticipated availability of
technologies for replacing ozone-depleting substances, it
is appropriate in certain cases to provide for control
measures which are stricter than those provided for in
Council Regulation (EC) No 3093/94 of 15 December
1994 on substances that deplete the ozone layer (5) and
stricter than those of the Montreal Protocol.

Regulation (EC) No 3093/94 must be modified substan-
tially. It is in the interest of legal clarity and transparency
to revise that Regulation completely.

Under Regulation (EC) No 3093/94 the production of
fully halogenated chloro-
chlorofluorocarbons, other
fluorocarbons, halons,
carbon tetrachloride, 1,1,1-
trichloroethane and hydrobromofluorocarbons has been
phased out. The production of
controlled
substances is thus prohibited, subject to possible deroga-
tion for essential uses and to meet the basic domestic
needs of Parties pursuant to Article 5 of the Montreal
It is now also appropriate progressively to
Protocol.
prohibit the placing on the market and use of those
substances and of products and equipment containing
those substances.

those

(8)

Even after the phase-out of controlled substances the
Commission may under certain conditions grant exemp-
tions for essential uses.

(5) OJ L 333, 22.12.1994, p. 1.

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(9)

(10)

(11)

to methyl
The growing availability of alternatives
bromide should be reflected in more substantial reduc-
tions in its production and consumption compared to
the Montreal Protocol. The production and consumption
of methyl bromide should cease completely subject to
possible derogations for critical uses determined at
Community level following the criteria established under
the Montreal Protocol. Also the use of methyl bromide
for quarantine and preshipment applications should be
controlled. Such use should not exceed current levels
and ultimately be reduced in the light of technical devel-
opment and developments under the Montreal Protocol.

Regulation (EC) No 3093/94 provides for controls on
the production of all other ozone-depleting substances
but not for controls on the production of hydrochloro-
fluorocarbons. It is appropriate to introduce such provi-
sion to ensure that hydrochlorofluorocarbons do not
continue to be used where non-ozone-depleting alterna-
tives exist. Measures for the control of the production of
hydrochlorofluorocarbons should be taken by all Parties
to the Montreal Protocol. A freeze on production of
hydrochlorofluorocarbons would reflect that need and
the Community's determination to take a leading role in
this respect. The quantities produced should be adapted
to the reductions envisaged for the placing on the
Community market of hydrochlorofluorocarbons and to
the declining demand worldwide as a consequence of
reductions in the consumption of hydrochlorofluorocar-
bons required by the Protocol.

The Montreal Protocol,
in Article 2F(7), requires the
Parties to endeavour to ensure that the use of hydro-
chlorofluorocarbons is limited to those applications
where other more environmentally suitable alternative
substances or technologies are not available. In view of
the availability of alternative and substitute technologies,
the placing on the market and use of hydrochlorofluoro-
carbons and products containing hydrochlorofluorocar-
the
bons can be further limited. Decision VI/13 of
Meeting of the Parties to the Montreal Protocol provides
that the evaluation of alternatives to hydrochlorofluoro-
carbons should take into account such factors as ozone-
depleting potential, energy efficiency, potential flamm-
ability, toxicity and global warming and the potential
impacts on the effective use and phase-out of chloro-
fluorocarbons
and halons. Hydrochlorofluorocarbon
controls under the Montreal Protocol should be consid-
erably tightened to protect the ozone layer and to reflect
the availability of alternatives.

(12) Quotas

for

the release for

free circulation in the
Community of controlled substances should be allocated
substances.
only
for
containing
Controlled

limited uses of
and

controlled
products

substances

(13)

(14)

(15)

(16)

controlled substances from States not party to the
Montreal Protocol should not be imported.

The licensing system for controlled substances should be
extended to include the authorisation of exports of
in order to monitor trade in
controlled substances,
ozone-depleting substances and to allow for exchange of
information between Parties.

Provision should be made for the recovery of used
leakages of
controlled substances, and to prevent
controlled substances.

The Montreal Protocol requires reporting on trade in
ozone-depleting substances. Annual reporting should
importers and
therefore be required from producers,
exporters of controlled substances.

The measures necessary for the implementation of this
Regulation should be adopted in accordance with
Council Decision 1999/468/EC of 28 June 1999 laying
down the procedures for the exercise of implementing
powers conferred on the Commission (1).

(17) Decision X/8 of the 10th meeting of the Parties to the
Montreal Protocol encourages Parties to take measures
actively, as appropriate, to discourage the production
and marketing of new ozone-depleting substances and
in particular of bromochloromethane. To this end a
mechanism should be established to provide for new
substances to be addressed by this Regulation. The
production, importation, placing on the market and use
of bromochloromethane should be prohibited.

(18)

The switch to new technologies or alternative products,
required because the production and use of controlled
substances are to be phased out, could lead to problems
for small and medium-sized enterprises (SMEs) in partic-
ular. The Member States
should therefore consider
providing appropriate forms of assistance specifically to
enable SMEs to make the necessary changes,

HAVE ADOPTED THIS REGULATION:

CHAPTER I

INTRODUCTORY PROVISIONS

Article 1

Scope

This Regulation shall apply to the production,
importation,
exportation, placing on the market, use, recovery, recycling and
reclamation and destruction of chlorofluorocarbons, other fully
halogenated chlorofluorocarbons, halons, carbon tetrachloride,
1,1,1-trichloroethane, methyl bromide, hydrobromofluorocar-
bons and hydrochlorofluorocarbons, to the reporting of infor-
mation on these substances and to the importation, exporta-
tion, placing on the market and use of products and equipment
containing those substances.

This Regulation shall
to the production,
importation, placing on the market and use of substances in
Annex II.

also apply

(1) OJ L 184, 17.7.1999, p. 23.

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Article 2

Definitions

For the purposes of this Regulation:

— ‘Protocol’ means the 1987 Montreal Protocol on Substances
last amended and

that Deplete the Ozone Layer, as
adjusted,

— ‘Party’ means any party to the Protocol,

— ‘State not party to the Protocol’, with respect to a particular
regional
controlled substance,
includes
economic integration organisation that has not agreed to be
bound by the provisions of the Protocol applicable to that
substance,

any State or

— ‘controlled substances’ means chlorofluorocarbons, other
fully halogenated chlorofluorocarbons, halons, carbon tetra-
chloride, 1,1,1-trichloroethane, methyl bromide, hydrobro-
mofluorocarbons and hydrochlorofluorocarbons, whether
alone or in a mixture, and whether they are virgin, recov-
ered, recycled or reclaimed. This definition shall not cover
any controlled substance which is in a manufactured
product other than a container used for the transportation
or storage of that substance, or insignificant quantities of
any controlled substance, originating from inadvertent or
coincidental production during a manufacturing process,
from unreacted feedstock, or from use as a processing
agent which is present in chemical substances as trace
impurities, or that is emitted during product manufacture
or handling,

— ‘chlorofluorocarbons’

(CFCs) means

substances listed in Group I of Annex I,
isomers,

the

controlled
including their

— ‘other fully halogenated chlorofluorocarbons’ means the
listed in Group II of Annex I,

controlled substances
including their isomers,

— ‘halons’ means the controlled substances listed in Group III

of Annex I,

including their isomers,

— ‘carbon tetrachloride’ means the controlled substance speci-

fied in Group IV of Annex I,

— ‘1,1,1-trichloroethane’ means the controlled substance spec-

ified in Group V of Annex I,

— ‘methyl bromide’ means the controlled substance specified

in Group VI of Annex I,

— ‘hydrobromofluorocarbons’

controlled
substances listed in Group VII of Annex I, including their
isomers,

means

the

— ‘hydrochlorofluorocarbons’

(HCFCs) means the controlled
substances listed in Group VIII of Annex I, including their
isomers,

from inadvertent or coincidental production during a
manufacturing process or from unreacted feedstock,

any

— ‘feedstock’ means

controlled substance or new
substance that undergoes chemical
transformation in a
process in which it is entirely converted from its original
composition and whose emissions are insignificant,

— ‘processing agent’ means controlled substances used as
chemical processing agents in those applications listed in
Annex VI, in installations existing at 1 September 1997,
and where emissions are insignificant. The Commission
shall, in the light of those criteria and in accordance with
the procedure referred to in Article 18(2), establish a list of
undertakings in which the use of controlled substances as
processing
laying down
maximum emission levels for each of the undertakings
concerned.
in accordance with the procedure
referred to in Article 18(2), amend Annex VI as well as the
list of undertakings referred to above in the light of new
information or
including the
technical developments,
review provided for in Decision X/14 of the Meeting of the
Parties to the Protocol,

shall be permitted,

It may,

agents

— ‘producer’ means any natural or legal person manufacturing

controlled substances within the Community,

less

— ‘production’ means the amount of controlled substances
produced,
the amount destroyed by technologies
approved by the Parties and less the amount entirely used
as feedstock or as a processing agent in the manufacture of
other
recycled or
reclaimed shall be considered as ‘production’,

chemicals. No amount

recovered,

— ‘ozone-depleting potential’ means the figure specified in the
third column of Annex I representing the potential effect of
each controlled substance on the ozone layer,

— ‘calculated level’ means a quantity determined by multi-
plying the quantity of each controlled substance by its
ozone-depleting potential and by adding together, for each
group of controlled substances in Annex I separately, the
resulting figures,

— ‘industrial rationalisation’ means the transfer either between
Parties or within a Member State of all or a portion of the
calculated level of production of one producer to another,
for
the purpose of optimising economic efficiency or
responding to anticipated shortfalls in supply as a result of
plant closures,

— ‘placing on the market’ means the supplying or making
available to third persons, against payment or free of
charge, of controlled substances or products containing
controlled substances covered by this Regulation,

— ‘use’ means the utilisation of controlled substances in the
production or maintenance, in particular refilling, of prod-
ucts or equipment or in other processes except for feed-
stock and processing agent uses,

— ‘new substances’ means substances listed in Annex II. This
definition shall cover substances whether alone or in a
mixture, and whether they are virgin, recovered, recycled or
reclaimed. This definition shall not cover any substance
which is in a manufactured product other than a container
used for transportation or storage of that substance, or
insignificant quantities of any new substance, originating

— ‘reversible air-conditioning/heat pump system’ means a
combination of interconnected refrigerant-containing parts
constituting one closed refrigeration circuit, in which the
refrigerant is circulated for the purpose of extracting and
rejecting heat (i.e. cooling, heating), processes which are
reversible in that
the evaporators and condensers are
designed to be interchangeable in their functions,

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— ‘inward processing’ means a procedure provided for in
Article 114(1) (a) of Council Regulation (EEC) No 2913/92
of 12 October 1992 establishing the Community Customs
Code (1),

importation shall be allowed only if no adequate alternatives or
recycled or reclaimed controlled substances referred to in the
first subparagraph are available from any of the Parties.

the

— ‘recovery’ means

storage of
controlled substances from, for example, machinery, equip-
ment and containment vessels during servicing or before
disposal,

collection and the

— ‘recycling’ means

the reuse of a recovered controlled
such as
substance following a basic cleaning process
filtering and drying. For refrigerants, recycling normally
involves recharge back into equipment as is often carried
out on site,

— ‘reclamation’ means the reprocessing and upgrading of a
recovered controlled substance through such processes as
filtering, drying, distillation and chemical treatment in order
to restore the substance to a specified standard of
performance, which often involves processing off site at a
central facility,

— ‘undertaking’ means any natural or

legal person who
produces, recycles for placing on the market or uses
controlled substances for industrial or commercial purposes
in the Community, who releases such imported substances
for free circulation in the Community, or who exports such
substances from the Community for industrial or commer-
cial purposes.

CHAPTER II

PHASE-OUT SCHEDULE

Article 3

Control of production of controlled substances

Subject to paragraphs 5 to 10, the production of the

1.
following shall be prohibited:

(a) chlorofluorocarbons;

(b) other fully halogenated chlorofluorocarbons;

(c) halons;

(d) carbon tetrachloride;

(e) 1,1,1-trichloroethane;

(f) hydrobromofluorocarbons.

In the light of the proposals made by Member States, the
Commission shall, in accordance with the procedure referred to
in Article 18(2), apply the criteria set out in Decision IV/25 of
the Parties in order to determine every year any essential uses
for which the production and importation of controlled
substances referred to in the first subparagraph may be
permitted in the Community and those users who may take
those essential uses. Such production and
advantage of

(1) OJ L 302, 19.10.1992, p. 1. Regulation as last amended by Regula-

tion (EC) No 955/1999 (OJ L 119, 7. 5.1999, p. 1 ).

2.

(i) Subject to paragraphs 5 to 10, each producer shall

ensure that:

(a) the calculated level of

its production of methyl
bromide in the period 1 January to 31 December
1999 and in each 12-month period thereafter does
not exceed 75 % of
its
production of methyl bromide in 1991;

the calculated level of

(b) the calculated level of

its production of methyl
bromide in the period 1 January to 31 December
2001 and in each 12-month period thereafter does
not exceed 40 % of
its
production of methyl bromide in 1991;

the calculated level of

(c) the calculated level of

its production of methyl
bromide in the period 1 January to 31 December
2003 and in each 12-month period thereafter does
not exceed 25 % of
its
production of methyl bromide in 1991;

the calculated level of

(d) it produces no methyl bromide after 31 December

2004.

The calculated levels referred to in subparagraphs (a),
(b), (c) and (d) shall not include the amount of methyl
bromide produced for quarantine and preshipment
applications.

(ii) In the light of the proposals made by Member States,
the Commission shall, in accordance with the procedure
referred to in Article 18(2), apply the criteria set out in
Decision IX/6 of the Parties, together with any other
relevant criteria agreed by the Parties, in order to deter-
mine every year any critical uses for which the produc-
tion, importation and use of methyl bromide may be
permitted in the Community after 31 December 2004,
the quantities and uses to be permitted and those users
who may take advantage of the critical exemption. Such
production and importation shall be allowed only if no
adequate alternatives or recycled or reclaimed methyl
bromide is available from any of the Parties.

In an emergency, where unexpected outbreaks of partic-
ular pests or diseases so require, the Commission, at the
request of the competent authority of a Member State,
may authorise the temporary use of methyl bromide.
Such authorisation shall apply for a period not
exceeding 120 days and to a quantity not exceeding 20
tonnes.

Subject to paragraphs 8, 9 and 10, each producer shall

3.
ensure that:

(a) the calculated level of its production of hydrochlorofluoro-
carbons in the period 1 January 2000 to 31 December
2000 and in each 12-month period thereafter does not
exceed the calculated level of its production of hydrochlor-
ofluorocarbons in 1997;

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(b) the calculated level of its production of hydrochlorofluoro-
carbons in the period 1 January 2008 to 31 December
2008 and in each 12-month period thereafter does not
exceed 35 % of the calculated level of its production of
hydrochlorofluorocarbons in 1997;

(c) the calculated level of its production of hydrochlorofluoro-
carbons in the period 1 January 2014 to 31 December
2014 and in each 12-month period thereafter does not
exceed 20 % of the calculated level of its production of
hydrochlorofluorocarbons in 1997;

(d) the calculated level of its production of hydrochlorofluoro-
carbons in the period 1 January 2020 to 31 December
2020 and in each 12-month period thereafter does not
exceed 15 % of the calculated level of its production of
hydrochlorofluorocarbons in 1997;

(e) it

produces
no
December 2025.

hydrochlorofluorocarbons

after 31

Before 31 December 2002, the Commission shall review the
level of production of hydrochlorofluorocarbons with a view to
determining:

— whether a production cut ahead of the year 2008 should be

proposed, and/or

— whether a change to the levels of production provided for

under (b), (c) and (d) should be proposed.

This review will take into account the development of hydro-
chlorofluorocarbon consumption worldwide, the hydrochloro-
fluorocarbon exports from the Community and other OECD
countries and the technical and economic availability of altern-
inter-
ative substances or technologies as well as relevant
national developments under the Protocol.

4.
The Commission shall issue licences to those users identi-
fied in accordance with the second subparagraph of paragraph
1 and paragraph 2(ii) and shall notify them of the use for
which they have authorisation and the substances and quant-
ities thereof that they are authorised to use.

situated to produce

A producer may be authorised by the competent
5.
authority of the Member State in which that producer's rele-
vant production is
controlled
substances referred to in paragraphs 1 and 2 for the purpose of
meeting the requests licensed in accordance with paragraph 4.
The competent authority of the Member State concerned shall
notify the Commission in advance of its intention to issue any
such authorisation.

the

6.
The competent authority of the Member State in which a
producer's relevant production is situated may authorise that
producer to exceed the calculated levels of production laid
down in paragraphs 1 and 2 in order to satisfy the basic
domestic needs of Parties pursuant to Article 5 of the Protocol,
provided that the additional calculated levels of production of
the Member State concerned do not exceed those permitted for
that purpose by Articles 2A to 2E and 2H of the Protocol for
the periods in question. The competent authority of
the
Member State concerned shall notify the Commission in
advance of its intention to issue any such authorisation.

7.
To the extent permitted by the Protocol, the competent
authority of the Member State in which a producer's relevant
production is situated may authorise that producer to exceed
the calculated levels of production laid down in paragraphs 1

and 2 in order to satisfy any essential, or critical, uses of Parties
at their request. The competent authority of the Member State
concerned shall notify the Commission in advance of its inten-
tion to issue any such authorisation.

To the extent permitted by the Protocol, the competent
8.
authority of the Member State in which a producer's relevant
production is situated may authorise that producer to exceed
the calculated levels of production laid down in paragraphs 1
to 7 for the purpose of industrial rationalisation within the
Member State concerned, provided that the calculated levels of
production of that Member State do not exceed the sum of the
calculated levels of production of its domestic producers as laid
down in paragraphs 1 to 7 for the periods in question. The
the Member State concerned shall
competent authority of
notify the Commission in advance of its intention to issue any
such authorisation.

9.
To the extent permitted by the Protocol, the Commission
the
in agreement with the competent authority of
may,
Member State in which a producer's relevant production is
situated, authorise that producer to exceed the calculated levels
of production laid down in paragraphs 1 to 8 for the purpose
of industrial rationalisation between Member States, provided
the
the combined calculated levels of production of
that
Member States concerned do not exceed the sum of the calcu-
lated levels of production of their domestic producers as laid
down in paragraphs 1 to 8 for the periods in question. The
agreement of the competent authority of the Member State in
which it
is intended to reduce production shall also be
required.

10.
To the extent permitted by the Protocol, the Commis-
sion may, in agreement with both the competent authority of
the Member State in which a producer's relevant production is
situated and the government of the third Party concerned,
authorise a producer to combine the calculated levels of
production laid down in paragraphs 1 to 9 with the calculated
levels of production allowed to a producer in a third Party
under the Protocol and that producer's national legislation for
the purpose of industrial rationalisation with a third Party,
provided that the combined calculated levels of production by
the two producers do not exceed the sum of the calculated
levels of production allowed to the Community producer under
paragraphs 1 to 9 and the calculated levels of production
allowed to the third Party producer under the Protocol and any
relevant national

legislation.

Article 4

Control of the placing on the market and use of controlled
substances

1.
Subject to paragraphs 4 and 5, the placing on the market
and the use of the following controlled substances shall be
prohibited:

(a) chlorofluorocarbons;

(b) other fully halogenated chlorofluorocarbons;

(c) halons;

(d) carbon tetrachloride;

(e) 1,1,1-trichloroethane; and

(f) hydrobromofluorocarbons.

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The Commission may, following a request by a competent
authority of a Member State and in accordance with the proce-
dure referred to in Article 18(2), authorise a temporary exemp-
tion to allow the use of chlorofluorocarbons until 31
December 2004 in delivery mechanisms for hermetically sealed
devices designed for implantation in the human body for
delivery of measured doses of medication, and until 31
December 2008, in existing military applications, where it is
demonstrated that,
technically and
economically feasible alternative substances or technologies are
not available or cannot be used.

for a particular use,

2.

(i) Subject to paragraphs 4 and 5, each producer and

importer shall ensure that:

(a) the calculated level of methyl bromide which it
places on the market or uses for its own account in
the period 1 January 1999 to 31 December 1999
and in each 12-month period thereafter does not
exceed 75 % of
the calculated level of methyl
bromide which it placed on the market or used for
its own account in 1991;

(b) the calculated level of methyl bromide which it
places on the market or uses for its own account in
the period 1 January 2001 to 31 December 2001
and in each 12-month period thereafter does not
exceed 40 % of
the calculated level of methyl
bromide which it placed on the market or used for
its own account in 1991;

(c) the calculated level of methyl bromide which it
places on the market or uses for its own account in
the period 1 January 2003 to 31 December 2003
and in each 12-month period thereafter does not
exceed 25 % of
the calculated level of methyl
bromide which it placed on the market or used for
its own account in 1991;

(d) it does not place any methyl bromide on the
market or use any for its own account after 31
December 2004.

To the extent permitted by the Protocol, the Commis-
sion shall, following a request by a competent authority
of a Member State and in accordance with the proce-
dure referred to in Article 18(2), adjust the calculated
level of methyl bromide referred to in Article 3(2) (i) (c)
and subparagraph (c) where it is demonstrated that this
is necessary to meet the needs of that Member State,
because technically and economically feasible alterna-
tives or substitutes that are acceptable from the stand-
point of environment and health are not available or
cannot be used.

(ii) Subject to paragraph 4, the placing on the market and
the use of methyl bromide by undertakings other than
producers and importers shall be prohibited after 31
December 2005.

(iii) The calculated levels referred to in subparagraphs (i) (a),
(b), (c) and (d) and (ii) shall not include the amount of
methyl bromide produced or imported for quarantine
and preshipment applications. For the period 1 January
2001 to 31 December 2001 and for each 12-month
period thereafter, each producer and importer shall
ensure that
the calculated level of methyl bromide
which it places on the market or uses for its own
account for quarantine and preshipment applications
shall not exceed the average of the calculated level of
methyl bromide which it placed on the market or used
for its own account for quarantine and preshipment in
the years 1996, 1997 and 1998.

Each year Member States shall report to the Commis-
sion the quantities of methyl bromide authorised for
quarantine and preshipment used in their territory, the
purposes for which methyl bromide was used, and the
progress in evaluating and using alternatives.

The Commission shall, in accordance with the proce-
dure referred to in Article 18(2),
take measures to
reduce the calculated level of methyl bromide which
producers and importers may place on the market or
use for their own account for quarantine and preship-
ment in the light of technical and economic availability
of alternative substances or technologies and of the
relevant international developments under the Protocol.

(iv) The total quantitative limits for the placing on the
market or use for their own account by producers and
importers of methyl bromide are set out in Annex III.

3.

(i) Subject to paragraphs 4 and 5 and to Article 5(5):

(a) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
or use for their own account
in the period 1
January 1999 to 31 December 1999 and in the
12-month period thereafter shall not exceed the
sum of:

— 2,6 % of the calculated level of chlorofluorocar-
bons which producers and importers placed on
the market or used for their own account in
1989, and

— the calculated level of hydrochlorofluorocarbons
which producers and importers placed on the
market or used for their own account in 1989;

(b) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
or use for their own account
in the period 1
January 2001 to 31 December 2001 shall not
exceed the sum of:

The Commission, in consultation with Member States,
shall encourage the development,
including research,
and the use of alternatives to methyl bromide as soon
as possible.

— 2,0 % of the calculated level of chlorofluorocar-
bons which producers and importers placed on
the market or used for their own account in
1989, and

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— the calculated level of hydrochlorofluorocarbons
which producers and importers placed on the
market or used for their own account in 1989;

(iv) The total quantitative limits for the placing on the
market or use for their own account by producers and
importers of hydrochlorofluorocarbons are set out in
Annex III.

(c) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
or use for their own account
in the period 1
January 2002 to 31 December 2002 shall not
exceed 85 % of the level calculated pursuant to
subparagraph (b);

(d) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
or use for their own account
in the period 1
January 2003 to 31 December 2003 shall not
exceed 45 % of the level calculated pursuant to
subparagraph (b);

(e) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
in the period 1
or use for their own account
January 2004 to 31 December 2004 and in each
12-month period thereafter shall not exceed 30 %
of the level calculated pursuant to subparagraph (b);

(f) the calculated level of hydrochlorofluorocarbons
which producers and importers place on the market
or use for their own account
in the period 1
January 2008 to 31 December 2008 and in each
12-month period thereafter shall not exceed 25 %
of the level calculated pursuant to subparagraph (b);

(g) producers and importers shall not place hydro-
chlorofluorocarbons on the market or use them for
their own account after 31 December 2009;

(h) each producer and importer shall ensure that the
calculated level of hydrochlorofluorocarbons which
it places on the market or uses for its own account
in the period 1 January 2001 to 31 December
2001 and in the 12-month period thereafter shall
not exceed, as a percentage of the calculated levels
set out in (a) to (c), its percentage market share in
1996.

(ii) Before 1 January 2001,

the Commission shall,

in
accordance with the procedure referred to in Article
18(2), determine a mechanism for the allocation of
quotas to each producer and importer of the calculated
levels set out in (d) to (f), applicable for the period 1
January 2003 to 31 December 2003 and for each
12-month period thereafter.

(iii) In the case of producers, the quantities referred to in
this paragraph shall apply to the amounts of virgin
hydrochlorofluorocarbons which they place on the
their own account within the
market or use for
Community
in the
Community.

and which were produced

4.

(i)

(a) Paragraphs 1, 2 and 3 shall not apply to the placing
on the market of controlled substances for destruc-
tion within the Community by
technologies
approved by the Parties;

(b) paragraphs 1, 2 and 3 shall not apply to the placing
on the market and use of controlled substances if:

— they are used for feedstock or as a processing

agent; or

— they are used to meet the licensed requests for
essential uses of those users identified as laid
down in Article 3(1) and to meet the licensed
requests for critical uses of those users identified
as laid down in Article 3(2) or to meet the
requests for temporary emergency applications
authorised in accordance with Article 3(2) (ii).

(ii) Paragraph 1 shall not apply to the placing on the
market, by undertakings other
than producers, of
controlled substances for the maintenance or servicing
of refrigeration and air-conditioning equipment until
31 December 1999.

(iii) Paragraph 1 shall not apply to the use of controlled
substances for the maintenance or servicing of refrig-
eration and air-conditioning equipment or in finger-
printing processes until 31 December 2000.

(iv) Paragraph 1(c) shall not apply to the placing on the
market and use of halons that have been recovered,
recycled or reclaimed in existing fire protection systems
until 31 December 2002 or to the placing on the
market and use of haloes for critical uses as set out in
Annex VII. Each year the competent authorities of the
Member States shall notify to the Commission the
quantities of haloes used for critical uses, the measures
taken to reduce their emissions and an estimate of such
emissions, and the current activities to identify and use
adequate alternatives. Each year the Commission shall
review the critical uses listed in Annex VII and,
if
necessary, adopt modifications in accordance with the
procedure referred to in Article 18(2).

(v) Except for uses listed in Annex VII,

fire protection
systems and fire extinguishers containing halons shall
be decommissioned before 31 December 2003, and
halons shall be recovered in accordance with Article 16.

5.
Any producer or importer entitled to place controlled
substances referred to in this Article on the market or use them
for its own account may transfer that right in respect of all or
any quantities of that group of substances fixed in accordance
with this Article to any other producer or importer of that
group of substances within the Community. Any such transfer
shall be notified in advance to the Commission. The transfer of
the right to place on the market or use shall not imply the
further right to produce or to import.

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The importation and placing on the market of products
6.
and equipment containing chlorofluorocarbons, other fully
halogenated chlorofluorocarbons, halons, carbon tetrachloride,
1,1,1-trichloroethane and hydrobromofluorocarbons shall be
prohibited, with the exception of products and equipment for
which the use of the respective controlled substance has been
authorised in accordance with the second subparagraph of
Article 3(1) or is listed in Annex VII. Products and equipment
shown to be manufactured before the entry into force of this
Regulation shall not be covered by this prohibition.

Article 5

Control of the use of hydrochlorofluorocarbons

Subject to the following conditions, the use of hydro-

1.
chlorofluorocarbons shall be prohibited:

(a) in aerosols;

(b) as solvents:

(i) in non-contained solvent uses

including open-top
cleaners and open-top dewatering systems without
refrigerated areas,
in adhesives and mould-release
agents when not employed in closed equipment, for
drain cleaning where hydrochlorofluorocarbons are not
recovered;

(ii) from 1 January 2002,

in all solvent uses, with the
exception of precision cleaning of electrical and other
components in aerospace and aeronautics applications
where the prohibition shall enter into force on 31
December 2008;

(c) as refrigerants:

(i) in equipment produced after 31 December 1995 for

the following uses:

— in non-confined direct-evaporation systems,

— in domestic refrigerators and freezers,

— in motor vehicle, tractor and off-road vehicle or
trailer air conditioning systems operating on any
energy source, except for military uses where the
prohibition shall enter into force on 31 December
2008,

— in road public-transport air-conditioning,

produced after 30 June 2002 and of reversible air-
conditioning/heat pump systems where the use of
hydrochlorofluorocarbons shall be prohibited from 1
January 2004 in all equipment produced after 31
December 2003;

(v) from 1 January 2010, the use of virgin hydrochloro-
fluorocarbons shall be prohibited in the maintenance
and servicing of
refrigeration and air-conditioning
equipment existing at that date; all hydrochlorofluoro-
carbons shall be prohibited from 1 January 2015.

Before 31 December 2008 the Commission shall
review the technical and economic availability of alter-
natives to recycled hydrochlorofluorocarbons.

The review shall take into account the availability of
technically and economically feasible alternatives to
hydrochlorofluorocarbons
refrigeration
equipment with the view to avoiding undue abandon-
ment of equipment.

in existing

Alternatives for consideration should have a signifi-
cantly less harmful effect on the environment than
hydrochlorofluorocarbons.

The Commission shall submit the result of the review
to the European Parliament and to the Council. It shall,
as appropriate,
in accordance with the procedure
referred to in Article 18(2), take a decision on whether
to adapt the date of 1 January 2015;

(d) for the production of foams:

(i) for the production of all foams except integral skin
foams for use in safety applications and rigid insulating
foams;

(ii) from 1 October 2000, for the production of integral
skin foams for use in safety applications and polyethy-
lene rigid insulating foams;

(iii) from 1 January 2002, for the production of extruded
polystyrene rigid insulating foams, except where used
for insulated transport;

(iv) from 1 January 2003, for the production of polyur-
ethane foams for appliances, of polyurethane flexible
faced laminate foams and of polyurethane sandwich
panels, except where these last two are used for insu-
lated transport;

(v) from 1 January 2004, for the production of all foams,
including polyurethane spray and block foams;

(ii) in rail

air-conditioning,
produced after 31 December 1997;

transport

in equipment

(e) as carrier gas for sterilisation substances in closed systems,

in equipment produced after 31 December 1997;

(iii) from 1 January 2000, in equipment produced after 31

December 1999 for the following uses:

(f) in all other applications.

— in public and distribution cold stores and ware-

houses,

— for equipment of 150 kw and over, shaft input,

(iv) from 1 January 2001,

equipment

in all other refrigeration and
air-conditioning
31
December 2000, with the exception of fixed air-condi-
tioning equipment, with a cooling capacity of less than
100 kW, where the use of hydrochlofluorocarbons
shall be prohibited from 1 July 2002 in equipment

produced

after

By way of derogation from paragraph l, the use of hydro-

2.
chlorofluorocarbons shall be permitted:

(a) in laboratory uses,

including research and development;

(b) as feedstock;

(c) as a processing agent.

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By way of derogation from paragraph 1,

the use of
3.
hydrochlorofluorocarbons as fire-fighting agents in existing fire
protection systems may be permitted for replacing halons in
applications listed in Annex VII under the following conditions:

— halons contained in such fire protection systems shall be

replaced completely,

— halons withdrawn shall be destroyed,
— 70 % of

the destruction costs shall be covered by the

supplier of the hydrochlorofluorocarbons,

— each year, Member States making use of this provision shall
notify to the Commission the number of installations and
the quantities of halons concerned.

The importation and placing on the market of products
4.
and equipment containing hydrochlorofluorocarbons for which
a use restriction is in force under this Article shall be prohib-
ited from the date on which the use restriction comes into
force. Products and equipment shown to be manufactured
before the date of that use restriction shall not be covered by
this prohibition.

5.
Until 31 December 2009, the use restrictions under this
Article shall not apply to the use of hydrochlorofluorocarbons
for the production of products for export to countries where
the use of hydrochlorofluorocarbons in those products is still
permitted.

6.
The Commission may, in accordance with the procedure
referred to in Article 18(2), in the light of experience with the
operation of this Regulation or to reflect technical progress,
modify the list and the dates set out in paragraph 1, but in no
case extend the periods set out therein, without prejudice to
the exemptions provided for in paragraph 7.

following a

The Commission may,

7.
request by a
competent authority of a Member State and in accordance with
the procedure referred to in Article 18(2), authorise a time-
limited exemption to allow the use and placing on the market
of hydrochlorofluorocarbons in derogation from paragraph 1
and Article 4(3) where it is demonstrated that, for a particular
use, technically and economically feasible alternative substances
or technologies are not available or cannot be used. The
Commission shall immediately inform the Member States of
any exemptions granted.

CHAPTER III

TRADE

Article 6

Licences to import from third countries

The release for free circulation in the Community or
1.
inward processing of controlled substances shall be subject to
the presentation of an import licence. Such licences shall be
issued by the Commission after verification of compliance with
Articles 6, 7, 8 and 13. The Commission shall forward a copy
of each licence to the competent authority of the Member State

into which the substances concerned are to be imported. Each
Member State shall appoint a competent authority for that
purpose. Controlled substances listed in groups I, II, III, IV and
V as listed in Annex I shall not be imported for inward
processing.

2.
The licence, when related to an inward-processing proce-
dure, shall be issued only if the controlled substances are to be
used in the customs territory of the Community under the
system of suspension provided for in Article 114(2) (a) of
Regulation (EEC) No 2913/92, and under the condition that
the compensating products are re-exported to a State where the
production,
controlled
substance is not prohibited. The licence shall only be issued
following approval of the competent authority of the Member
State in which the inward-processing operation is to take place.

consumption or

import of

that

3.

A request for a licence shall state:

(a) the names and the addresses of

the importer and the

exporter;

(b) the country of exportation;

(c) the country of final destination if controlled substances are
to be used in the customs territory of the Community
under the inward-processing procedure as referred to in
paragraph 2;

(d) a description of each controlled substance,

including:

— the commercial description,

— the description and the CN code as laid down in Annex

IV,

— the nature of
reclaimed),

the substance (virgin,

recovered or

— the quantity of the substance in kilograms;

(e) the purpose of the proposed import;

(f) if known, the place and date of the proposed importation

and, where relevant, any changes to these data.

The Commission may require a certificate attesting the

4.
nature of substances to be imported.

The Commission may, in accordance with the procedure
5.
referred to in Article 18(2), modify the list of items mentioned
in paragraph 3 and Annex IV.

Article 7

Imports of controlled substances from third countries

The release for free circulation in the Community of controlled
substances imported from third countries shall be subject to
quantitative limits. Those limits shall be determined and quotas
allocated to undertakings for the period 1 January to 31
December 1999 and for each 12-month period thereafter in
accordance with the procedure referred to in Article 18(2).
They shall be allocated only:

(a) for controlled substances of groups VI and VIII as referred

to in Annex I;

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(b) for controlled substances if they are used for essential or
critical uses or for quarantine and preshipment applica-
tions;

(c) for controlled substances if they are used for feedstock or

as processing agents; or

(d) to undertakings having destruction facilities for recovered
controlled substances if the controlled substances are used
for destruction in the Community by
technologies
approved by the Parties.

Article 8

Imports of controlled substances from a State not party to
the Protocol

The release for free circulation in the Community or inward
processing of controlled substances imported from any State
not party to the Protocol shall be prohibited.

Article 9

Imports of products containing controlled substances
from a State not party to the Protocol

1.
The release for free circulation in the Community of
products and equipment containing controlled substances
imported from any State not Party to the Protocol shall be
prohibited.

2.
A list of products containing controlled substances and of
Combined Nomenclature codes is given in Annex V for
guidance of
the Member States' customs authorities. The
Commission may, in accordance with the procedure referred to
in Article 18(2), add to, delete items from or amend this list in
the light of the lists established by the Parties.

Article 10

Imports of products produced using controlled substances
from a State not party to the Protocol

In the light of the decision of the Parties, the Council shall, on
a proposal from the Commission, adopt rules applicable to the
release for free circulation in the Community of products
which were produced using controlled substances but do not
contain substances which can be positively identified as
controlled substances, imported from any State not party to the
Protocol. The identification of such products shall comply with
periodical technical advice given to the Parties. The Council
shall act by a qualified majority.

Article 11

Export of controlled substances or products containing
controlled substances

Exports from the Community of chlorofluorocarbons,
1.
other fully halogenated chlorofluorocarbons, halons, carbon
tetrachloride, 1,1,1-trichloroethane and hydrobromofluorocar-
bons or products and equipment, other than personal effects,
containing those substances or whose continuing function
relies on supply of those substances shall be prohibited. This

prohibition shall not apply to exports of:

(a) controlled substances produced under Article 3(6) to satisfy
the basic domestic needs of Parties pursuant to Article 5 of
the Protocol;

(b) controlled substances produced under Article 3(7) to satisfy

essential or critical uses of Parties;

(c) products and equipment containing controlled substances
produced under Article 3(5) or imported under Article 7(b);

(d) products and equipment containing halon, to satisfy critical

uses listed in Annex VII;

(e) controlled substances

to be used for

feedstock and

processing agent applications.

Exports from the Community of methyl bromide to any

2.
State not party to the Protocol shall be prohibited.

From 1 January 2004, exports from the Community of
3.
hydrochlorofluorocarbons
to any State not party to the
Protocol shall be prohibited. The Commission shall, in accord-
ance with the procedure referred to in Article 18(2), examine
the above date in the light of relevant international develop-
ments under the Protocol and modify it as appropriate.

Article 12

Export authorisation

Exports from the Community of controlled substances
1.
shall be subject to authorisation. Such export authorisation
shall be issued by the Commission to undertakings for the
period 1 January to 31 December 2001 and for each 12-
month period thereafter after verification of compliance with
Article 11. The Commission shall forward a copy of each
export authorisation to the competent authority of the Member
State concerned.

2.

An application for an export authorisation shall state:

(a) the name and address of the exporter and of the producer,

where it is not the same;

(b) a description of the controlled substance(s) intended for

export,

including:

— the commercial description,
— the description and the CN code as laid down in Annex

IV,

— the nature of
reclaimed);

the substance (virgin,

recovered or

(c) the total quantity of each substance to be exported;

(d) the country/countries of final destination of the controlled

substance(s);

(e) the purpose of the exports.

Each exporter

3.
shall notify the Commission of any
changes which might occur during the period of validity of the
authorisation in relation to the data notified under paragraph
2. Each exporter shall report to the Commission in accordance
with Article 19.

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Article 13

servicing and maintenance of equipment or before the disman-
tling or disposal of equipment.

Exceptional authorisation to trade with a State not party
to the Protocol

By way of derogation from Articles 8, 9(1), 10, 11(2) and (3),
trade with any State not party to the Protocol in controlled
substances and products which contain or are produced by
means of one or more such substances may be authorised by
the Commission, to the extent that the State not party to the
Protocol is determined by a meeting of the Parties to be in full
compliance with the Protocol and has submitted data to that
effect as specified in Article 7 of the Protocol. The Commission
shall act in accordance with the procedure referred to in Article
18(2) of this Regulation.

Article 14

Trade with a territory not covered by the Protocol

1.
Subject to any decision taken under paragraph 2, Articles
8, 9, 11(2) and (3) shall apply to any territory not covered by
the Protocol as they apply to any State not party to the
Protocol.

2. Where the authorities of a territory not covered by the
Protocol are in full compliance with the Protocol and have
submitted data to that effect as specified in Article 7 of the
Protocol, the Commission may decide that some or all of the
provisions of Articles 8, 9 and 11 of this Regulation shall not
apply in respect of that territory.

The Commission shall take its decision in accordance with the
procedure referred to in Article 18(2).

Article 15

Notification of Member States

The Commission shall immediately notify the Member States of
any measures it adopts pursuant to Articles 6, 7, 9, 12, 13 and
14.

CHAPTER IV

EMISSION CONTROL

Article 16

Recovery of used controlled substances

1.

Controlled substances contained in:

— refrigeration, air-conditioning and heat pump equipment,

except domestic refrigerators and freezers,

— equipment containing solvents,
— fire protection systems and fire extinguishers,

shall be recovered for destruction by technologies approved by
the Parties or by any other environmentally acceptable destruc-
tion technology, or for recycling or reclamation during the

2.
Controlled substances contained in domestic refrigerators
and freezers shall be recovered and dealt with as provided for
in paragraph 1 after 31 December 2001.

3.
Controlled substances contained in products, installations
and equipment other than those mentioned in paragraphs 1
and 2 shall be recovered,
if practicable, and dealt with as
provided in paragraph 1.

Controlled substances shall not be placed on the market

4.
in disposable containers, except for essential uses.

5. Member States shall take steps to promote the recovery,
recycling, reclamation and destruction of controlled substances
and shall assign to users, refrigeration technicians or other
appropriate bodies responsibility for ensuring compliance with
the provisions of paragraph 1. Member States shall define the
minimum qualification requirements
the personnel
involved. By 31 December 2001 at the latest, Member States
shall report to the Commission on the programmes related to
the above qualification requirements. The Commission shall
evaluate the measures taken by the Member States. In the light
of this evaluation and of technical and other relevant informa-
tion, the Commission, as appropriate, shall propose measures
regarding those minimum qualification requirements.

for

6. Member States shall report to the Commission by 31
December 2001 on the systems established to promote the
recovery of used controlled substances, including the facilities
available and the quantities of used controlled substances
recovered, recycled, reclaimed or destroyed.

7.
This Article shall be without prejudice to Council
Directive 75/442/EEC of 15 July 1975 on waste (1) or to
measures adopted following Article 2(2) of that Directive.

Article 17

Leakages of controlled substances

All precautionary measures practicable shall be taken to
1.
prevent and minimise leakages of controlled substances.
In
particular, fixed equipment with a refrigerating fluid charge of
more than 3 kg shall be checked for
leakages annually.
Member States shall define the minimum qualification require-
ments for the personnel involved. By 31 December 2001 at the
latest, Member States shall report to the Commission on the
programmes related to the above qualification requirements.
The Commission shall evaluate the measures taken by the
Member States. In the light of this evaluation and of technical
and other relevant information, the Commission, as appro-
priate, shall propose measures regarding those minimum quali-
fication requirements.

(1) OJ L 194, 25.7.1975, p. 39. Directive as last amended by Commis-

sion Decision 96/350/EC (OJ L 135, 6.6.1996, p. 32).

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The Commission shall promote the preparation of European
standards relating to the control of
leakages and to the
recovery of substances leaking from commercial and industrial
air-conditioning and refrigeration equipment, from fire-protec-
tion systems and from equipment containing solvents as well
as, as appropriate, to technical requirements with respect to the
leakproofness of refrigeration systems.

controlled substance in respect of the period 1 January to 31
December of the preceding year.

The format of this report shall be established in accordance
with the procedure referred to in Article 18(2).

(a) Each producer shall communicate:

2.
All precautionary measures practicable shall be taken to
prevent and minimise leakages of methyl bromide from fumi-
gation installations and operations in which methyl bromide is
used. Whenever methyl bromide is used in soil fumigation, the
use of virtually impermeable films for a sufficient time, or
other techniques ensuring at least the same level of environ-
mental protection shall be mandatory. Member States shall
define
the
the minimum qualification requirements
personnel

involved.

for

3.
All precautionary measures practicable shall be taken to
prevent and minimise leakages of controlled substances used as
feedstock and as processing agents.

4.
All precautionary measures practicable shall be taken to
prevent and minimise any leakage of controlled substances
inadvertently produced in the course of the manufacture of
other chemicals.

5.
The Commission shall develop as appropriate and ensure
the dissemination of notes describing best available technolo-
gies and best environmental practices concerning the preven-
tion and minimisation of leakages and emissions of controlled
substances.

CHAPTER V

COMMITTEE, REPORTING, INSPECTION AND PENALTIES

Article 18

Committee

— its total production of each controlled substance,

— any production placed on the market or used for the
producer's own account within the Community, sepa-
rately identifying production for feedstock, processing
agent, quarantine and preshipment and other uses,

— any production to meet

the essential uses in the
Community, licensed in accordance with Article 3(4),

— any production authorised under Article 3(6) to satisfy
basic domestic needs of Parties pursuant to Article 5 of
the Protocol,

— any production authorised under Article 3(7) to satisfy

essential, or critical, uses of Parties,

— any increase in production authorised under Article
3(8), (9) and (10) in connection with industrial rationa-
lisation,

— any quantities recycled, reclaimed or destroyed,

— any stocks.

(b) Each importer, including any producers who also import,

shall communicate:

— any quantities

released for

free circulation in the
Community, separately identifying imports for feed-
stock and processing-agent uses, for essential or critical
uses licensed in accordance with Article 3(4), for use in
quarantine
and for
destruction,

and preshipment

applications

— any quantities of controlled substances entering the
Community under the inward-processing procedure,

— any quantities of used controlled substances imported

for recycling or reclamation,

— any stocks.

1.

The Commission shall be assisted by a Committee.

(c) Each exporter, including any producers who also export,

2. Where reference is made to this paragraph, Articles 4 and
7 of Decision 1999/468/EC shall apply, having regard to the
provisions of Article 8 thereof.

The period laid down in Article 4(3) of Decision 1999/468/EC
shall be set at one month.

3.

The Committee shall adopt its rules of procedure.

Article 19

Reporting

shall communicate:

— any quantities of controlled substances exported from
the Community,
including substances which are re-
exported under the inward processing procedure, sepa-
rately identifying quantities exported to each country of
destination and quantities exported for feedstock and
processing agent uses, essential uses, critical uses, quar-
antine and preshipment uses,
the basic
domestic needs of Parties pursuant to Article 5 of the
Protocol and for destruction,

to meet

— any quantities of used controlled substances exported

for recycling or reclamation,

— any stocks.

1.
Every year before 31 March, each producer, importer and
exporter of controlled substances shall communicate to the
Commission, sending a copy to the competent authority of the
Member State concerned, data as specified below for each

2.
Every year before 31 December, Member States' customs
authorities shall return to the Commission the stamped used
licence documents.

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Every year before 31 March, each user who has been
3.
authorised to take advantage of an essential use exemption
under Article 3(1) shall,
for each substance for which an
authorisation has been received, report to the Commission,
sending a copy to the competent authority of the Member State
concerned, the nature of the use, the quantities used during the
previous year,
the quantities held in stock, any quantities
recycled or destroyed, and the quantity of products containing
those substances placed on the Community market and/or
exported.

4.
Every year before 31 March, each undertaking which has
been authorised to use controlled substances as a processing
agent shall report
to the Commission the quantities used
during the previous year, and an estimate of the emissions
which occurred during such use.

The Commission shall take appropriate steps to protect

5.
the confidentiality of the information submitted to it.

6.
The Commission may, in accordance with the procedure
referred to in Article 18(2), modify the reporting requirements
laid down in paragraphs 1 to 4, to meet commitments under
the Protocol or to improve the practical application of those
reporting requirements.

Article 20

Inspection

In carrying out the tasks assigned to it by this Regulation,
1.
the Commission may obtain all
the information from the
governments and competent authorities of the Member States
and from undertakings.

2. When requesting information from an undertaking the
Commission shall at the same time forward a copy of the
request to the competent authority of the Member State within
the territory of which the undertaking's seat
is situated,
together with a statement of the reasons why that information
is required.

3.
The competent authorities of the Member States shall
carry out the investigations which the Commission considers
necessary under this Regulation. Member States shall also
conduct random checks on imports of controlled substances,
and communicate the schedules and results of those checks to
the Commission.

Subject to the agreement of the Commission and of the
4.
competent authority of the Member State within the territory
of which the investigations are to be made, the officials of the
Commission shall assist the officials of that authority in the
performance of their duties.

The Commission shall

5.
action to
promote adequate exchange of information and cooperation
between national authorities and between national authorities
and the Commission. The Commission shall take appropriate

appropriate

take

steps to protect the confidentiality of information obtained
under this Article.

Article 21

Penalties

Member States shall determine the necessary penalties applic-
able to breaches of this Regulation. The penalties shall be
effective, proportionate and dissuasive. Member States shall
notify the provisions regarding penalties to the Commission by
31 December 2000 at the latest and shall also notify it without
delay of any subsequent amendment affecting such provisions.

CHAPTER VI

NEW SUBSTANCES

Article 22

New substances

The production,

1.
free circulation in the
release for
Community and inward processing, placing on the market and
use of new substances in Annex II are prohibited. This prohibi-
tion does not apply to new substances if they are used as
feedstock.

The Commission shall, as appropriate, make proposals to
2.
include in Annex II any substances that are not controlled
substances but that are found by the Scientific Assessment
Panel under the Protocol to have a significant ozone-depleting
potential, including on possible exemptions from paragraph 1.

CHAPTER VII

FINAL PROVISIONS

Article 23

Repeal

Regulation (EC) No 3093/94 shall be repealed as from 1
October 2000.

References to the repealed Regulation shall be construed as
references to this Regulation.

Article 24

Entry into force

This Regulation shall enter into force on the day following that
of its publication in the Official Journal of the European Communi-
ties.

It shall apply from 1 October 2000.

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Official Journal of the European Communities

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This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Luxembourg, 29 June 2000.

For the European Parliament

The President

N. FONTAINE

For the Council

The President

M. MARQUES DA COSTA

29.9.2000

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Official Journal of the European Communities

L 244/15

ANNEX I

Controlled substances covered

Group

Substance

Ozone-depleting
potential (1)

Group I

Group II

Group III

Group IV

Group V

Group VI

Group VII

CFCl3
Cl
CF
2
F
2

2
Cl
3

C

3

C2F4Cl2
C2F5Cl

CF3Cl
FCl
C
2

5

C2F2Cl4
C3FCl7
Cl
F
C
3
2

6

C3F3Cl5
Cl
F
C
4
3
Cl
F
3
5

C

4

3

C3F6Cl2
Cl
F
C
7
3

CF

BrCl
2

CF3Br
Br
F
C
4
2

2

CCl
4

C

H
2

Cl
3

3

(2)

CH
3

Br

CHFBr

2
Br

2
FBr

CHF

CH
2

2

C2HFBr4
Br
HF
C
3
2
2

C

C

C2HF3Br2
C2HF4Br
C2H2FBr3
Br
F
H
C
2
2
2
Br
F
H
2
2
3
FBr
H
2
3
2
Br
F
H
3
2
2
FBr
H
2
4
HFBr
3
HF
3
HF
3
HF
3

6
Br
2
5
Br
3
4
Br
3
4

C

C

C

C

C

C

(CFC-11)

(CFC-12)

(CFC-113)

(CFC-114)

(CFC-115)

(CFC-13)

(CFC-111)

(CFC-112)

(CFC-211)

(CFC-212)

(CFC-213)

(CFC-214)

(CFC-215)

(CFC-216)

(CFC-217)

(halon-1211)

(halon-1301)

(halon-2402)

(carbon tetrachloride)

(1,1,1-trichloroethane)

(methyl bromide)

1,0

1,0

0,8

1,0

0,6

1,0

1,0

1,0

1,0

1,0

1,0

1,0

1,0

1,0

1,0

3,0

10,0

6,0

1,1

0,1

0,6

1,00

0,74

0,73

0,8

1,8

1,6

1,2

1,1

1,5

1,6

1,7

1,1

0,1

1,5

1,9

1,8

2,2

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Group

Substance

Ozone-depleting
potential (1)

Group VIII

C

C

HF
3
HF
3

Br
5
2
Br
6

3

C

C3H2FBr5
C3H2F2Br4
Br
F
C
3
2
Br
F
4
2
Br
F
2
5
FBr
4
3
Br
F
3
2

H
3
H
3
H
3
H
3
H
3

C

C

C

2

3

C3H3F3Br2
Br
F
C
3
4

H
3

C3H4FBr3
C3H4F2Br2
Br
F
C
4
3

H
3

C3H5FBr2
Br
F
H
C
5
3
2
FBr
H
3
6

C

CHFCl

2
Cl

CHF

2

CH2FCl
C2HFCl4
C2HF2Cl3
Cl
HF
C
3
2
2
Cl
HF
2
4

C

C2H2FCl3
Cl
F
H
C
2
2
2
Cl
F
H
2
2
3
FCl
H
2
2
3

C

C

2

CH3CFCl2
C2H3F2Cl
CH3CF2Cl
FCl
H
C
4
2

C

C

C3HFCl6
Cl
HF
C
2
3
5
Cl
HF
3
3
4
Cl
HF
4
3
3
Cl
HF
2
5
3
CHCl
CF
CF
3
2
ClCF
2
2
HF
3

Cl
6

CF

C

C

2
CHClF

C3H2FCl5
Cl
F
H
C
2
2
3
Cl
F
H
3
2
3

C

4

3

C3H2F4Cl2
C3H2F5Cl

2,0

3,3

1,9

2,1

5,6

7,5

1,4

1,9

3,1

2,5

4,4

0,3

1,0

0,8

0,4

0,8

0,7

0,040

0,055

0,020

0,040

0,080

0,020

0,022

0,050

0,050

0,060

0,070

0,110

0,070

0,065

0,005

0,070

0,090

0,080

0,090

0,070

0,025

0,033

0,100

0,090

0,100

0,230

0,280

0,520

(HCFC-21) (3)

(HCFC-22) (3)

(HCFC-31)

(HCFC-121)

(HCFC-122)

(HCFC-123) (3)

(HCFC-124) (3)

(HCFC-131)

(HCFC-132)

(HCFC-133)

(HCFC-141)

(HCFC-141b) (3)

(HCFC-142)

(HCFC-142b) (3)

(HCFC-151)

(HCFC-221)

(HCFC-222)

(HCFC-223)

(HCFC-224)

(HCFC-225)

(HCFC-225ca) (3)

(HCFC-225cb) (3)

(HCFC-226)

(HCFC-231)

(HCFC-232)

(HCFC-233)

(HCFC-234)

(HCFC-235)

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L 244/17

Group

Substance

Ozone-depleting
potential (1)

C

C

H
3
H
3

FCl
4
3
Cl
F
3
2

3

C

C3H3F3Cl2
C3H3F4Cl
FCl
H
C
3
4
3
Cl
F
H
2
4
3
Cl
F
H
4
3
3
FCl
H
2
5
3
Cl
F
H
3
5
2

C

C

C

2

C3H6FCl

(HCFC-241)

(HCFC-242)

(HCFC-243)

(HCFC-244)

(HCFC-251)

(HCFC-252)

(HCFC-253)

(HCFC-261)

(HCFC-262)

(HCFC-271)

0,090

0,130

0,120

0,140

0,010

0,040

0,030

0,020

0,020

0,030

(1) These ozone-depleting potentials are estimates based on existing knowledge and will be reviewed and revised periodically in the light of

decisions taken by the Parties.

(2) This formula does not refer to 1,1,2-trichloroethane.
(3) Identifies the most commercially viable substance as prescribed in the Protocol.

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Bromochloromethane

ANNEX II

New substances

ANNEX III

Total quantitative limits on producers and importers placing controlled substances on the market and using
them for their own account in the Community

(calculated levels expressed in ODP tonnes)

Substance

Group I

Group II

Group III

Group IV

Group V

0

0

0

0

0

For 12-month
periods from 1
January to
31 December

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

Group VI (1)
For uses other
than quarantine
and
pre-shipment
applications

8 665

8 665

4 621

4 621

2 888

2 888

0

Group VI (1)

Group VII

Group VIII

For quarantine
and
pre-shipment
applications

0

607

607

607

607

607

607

607

607

607

607

607

607

607

607

607

8 079

8 079

6 678

5 676

3 005

2 003

2 003

2 003

2 003

1 669

1 669

0

0

0

0

0

0

(1) Calculated on the basis of ODP = 0,6.

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Groups, Combined Nomenclature 1999 (CN 99) Codes (1) and descriptions for the substances referred to in
Annexes I and III

ANNEX IV

Group

CN 99 code

Description

Group I

Group II

Group III

Group IV

Group V

Group VI

Group VII

Group VIII

2903 41 00

2903 42 00

2903 43 00

2903 44 10

2903 44 90

2903 45 10

2903 45 15

2903 45 20

2903 45 25

2903 45 30

2903 45 35

2903 45 40

2903 45 45

2903 45 50

2903 45 55

2903 46 10

2903 46 20

2903 46 90

– – Trichlorofluoromethane

– – Dichlorodifluoromethane

– – Trichlorotrifluoroethanes

– – – Dichlorotetrafluoroethanes

– – – Chloropentafluoroethane

– – – Chlorotrifluoromethane

– – – Pentachlorofluoroethane

– – – Tetrachlorodifluoroethanes

– – – Heptachlorofluoropropanes

– – – Hexachlorodifluoropropanes

– – – Pentachlorotrifluoropropanes

– – – Tetrachlorotetrafluoropropanes

– – – Trichloropentafluoropropanes

– – – Dichlorohexafluoropropanes

– – – Chloroheptafluoropropanes

– – – Bromochlorodifluoromethane

– – – Bromotrifluoromethane

– – – Dibromotetrafluoroethanes

2903 14 00

– – Carbon tetrachloride

2903 19 10

– – – 1,1,1-Trichloroethane (methylchloroform)

2903 30 33

– – – Bromomethane (methyl bromide)

2903 49 30

– – – – Hydrobromofluoromethanes, -ethanes or -propanes

2903 49 10

– – – – Hydrochlorofluoromethanes, -ethanes or -propanes

ex 3824 71 00

– – Mixtures containing one or more substances falling within

CN codes 2903 41 00 to 2903 45 55.

ex 3824 79 00

– – Mixtures containing one or more substances falling within

CN codes 2903 46 10 to 2903 46 90

ex 3824 90 95

– – – – Mixtures containing one or more substances falling within
2903 30 33,

2903 19 10,

2903 14 00,

CN codes
2903 49 10 or 2903 49 30

(1) An ‘ex’ before a code implies that other products than those referred to in the column ‘Description’ may fall under that subheading.

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Official Journal of the European Communities

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Combined Nomenclature (CN) codes for products containing controlled substances (*)

ANNEX V

1. Automobiles and trucks equipped with air-conditioning units

C N c o d e s

8701 20 10 – 8701 90 90

8702 10 11 – 8702 90 90

8703 10 11 – 8703 90 90

8704 10 11 – 8704 90 00

8705 10 00 – 8705 90 90

8706 00 11 – 8706 00 99

2. Domestic and commercial refrigeration and air-conditioning/heat-pump equipment

Refrigerators:

C N c o d e s

8418 10 10 – 8418 29 00

8418 50 11 – 8418 50 99

8418 61 10 – 8418 69 99

Freezers:

C N c o d e s

8418 10 10 – 8418 29 00

8418 30 10 – 8418 30 99

8418 40 10 – 8418 40 99

8418 50 11 – 8418 50 99

8418 61 10 – 8418 61 90

8418 69 10 – 8418 69 99

Dehumidifiers:

C N c o d e s

8415 10 00 – 8415 83 90

8479 60 00

8479 89 10

8479 89 98

Water coolers and gas liquefying units:

C N c o d e s

8419 60 00

8419 89 98

Ice machines:

C N c o d e s

8418 10 10 – 8418 29 00

8418 30 10 – 8418 30 99

8418 40 10 – 8418 40 99

8418 50 11 – 8418 50 99

8418 61 10 – 8418 61 90

8418 69 10 – 8418 69 99

(*) These customs codes are given for the guidance of the Member States' customs authorities

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Air-conditioning and heat-pump units:

C N c o d e s

8415 10 00 – 8415 83 90

8418 61 10 – 8418 61 90

8418 69 10 – 8418 69 99

8418 99 10 – 8418 99 90

3. Aerosol products, except medical aerosols

Food products:

C N c o d e s

0404 90 21 – 0404 90 89

1517 90 10 – 1517 90 99

2106 90 92

2106 90 98

Paints and varnishes, prepared water pigments and dyes:

C N c o d e s

3208 10 10 – 3208 10 90

3208 20 10 – 3208 20 90

3208 90 11 – 3208 90 99

3209 10 00 – 3209 90 00

3210 00 10 – 3210 00 90

3212 90 90

Perfumery, cosmetic or toilet preparations:

C N c o d e s

3303 00 10 – 3303 00 90

3304 30 00

3304 99 00

3305 10 00 – 3305 90 90

3306 10 00 – 3306 90 00

3307 10 00 – 3307 30 00

3307 49 00

3307 90 00

Surface-active preparations:

C N c o d e s

3402 20 10 – 3402 20 90

Lubricating preparations:

C N c o d e s

2710 00 81

2710 00 97

3403 11 00

3403 19 10 – 3403 19 99

3403 91 00

3403 99 10 – 3403 99 90

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Household preparations:

C N c o d e s

3405 10 00

3405 20 00

3405 30 00

3405 40 00

3405 90 10 – 3405 90 90

Articles of combustible materials:

C N c o d e s

3606 10 00

Insecticides, rodenticides, fungicides, herbicides, etc.:

C N c o d e s

3808 10 10 – 3808 10 90

3808 20 10 – 3808 20 80

3808 30 11 – 3808 30 90

3808 40 10 – 3808 40 90

3808 90 10 – 3808 90 90

Finishing agents, etc.:

C N c o d e s

3809 10 10 – 3809 10 90

3809 91 00 – 3809 93 00

Preparations and charges for fire-extinguishers; charged fire-extinguishing grenades:

C N c o d e s

3813 00 00

Organic composite solvents, etc.:

C N c o d e s

3814 00 10 – 3814 00 90

Prepared de-icing fluids:

C N c o d e s

3820 00 00

Products of the chemical or allied industries:

C N c o d e s

3824 90 10

3824 90 35

3824 90 40

3824 90 45 – 3824 90 95

Silicones in primary forms:

C N c o d e s

3910 00 00

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Arms:

C N c o d e s

9304 00 00

4. Portable fire extinguishers

C N c o d e s

8424 10 10 – 8424 10 99

5. Insulation boards, panels and pipe covers

C N c o d e s

3917 21 10 – 3917 40 90

3920 10 23 – 3920 99 90

3921 11 00 – 3921 90 90

3925 10 00 – 3925 90 80

3926 90 10 – 3926 90 99

6. Pre-polymers

C N c o d e s

3901 10 10 – 3911 90 99

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ANNEX VI

Processes in which controlled substances are used as processing agents

— Use of carbon tetrachloride for the elimination of nitrogen trichloride in the production of chlorine and caustic soda,

— Use of carbon tetrachloride in the recovery of chlorine in tail gas from production of chlorine,

— Use of carbon tetrachloride in the manufacture of chlorinated rubber,

— Use of carbon tetrachloride in the manufacture of isobutyl acetophenone (ibuprofen-analgesic),

— Use of carbon tetrachloride in the manufacture of polyphenyleneterephtalamide,

— Use of CFC-11 in manufacture of fine synthetic polyolefin fibre sheet,

— Use of CFC-113 in the manufacture of vinorelbine (pharmaceutical product),

— Use of CFC-12 in the photochemical synthesis of perfluoropolyetherpolyperoxide precursors of Z-perfluoropolyethers

and difunctional derivatives,

— Use of CFC-113 in the reduction of perfluoropolyetherpolyperoxide intermediate for production of perfluoropolyether

diesters,

— Use of CFC-113 in the preparation of perfluoropolyether diols with high functionality,

— Use of carbon tetrachloride in the production of tralomethrine (insecticide).

Also the use of HCFCs in the above processes when used to replace CFC or carbon tetrachloride.

ANNEX VII

Critical uses of halon

Use of halon 1301:

— in aircraft for the protection of crew compartments, engine nacelles, cargo bays and dry bays,
— in military land vehicles and naval vessels for the protection of spaces occupied by personnel and engine compart-

ments,

— for the making inert of occupied spaces where flammable liquid and/or gas release could occur in the military and oil,

gas and petrochemical sector, and in existing cargo ships,

— for the making inert of existing manned communication and command centres of the armed forces or others, essential

for national security,

— for the making inert of spaces where there may be a risk of dispersion of radioactive matter,
— in the Channel Tunnel and associated installations and rolling stock.

Use of halon 1211:

— in hand-held fire extinguishers and fixed extinguisher equipment for engines for use on board aircraft,
— in aircraft for the protection of crew compartments, engine nacelles, cargo bays and dry bays,
— in fire extinguishers essential to personal safety used for initial extinguishing by fire brigades,
— in military and police fire extinguishers for use on persons.