Proposal for a COUNCIL REGULATION ( EEC ) laying down provisions with regard to possession of and trade in specimens of species of wild fauna and flora
Date: 1991-12-06
Institutions: European Commission
Subjects: export monitoring, marketing, protected species, protection of animal life, protection of plant life, trade restriction

COMMISSION  OF  THE  EUROPEAN  COMMUNITIES 

COM(91) 448 final - SYN 370 

Brussels, 6 December 1991 

Proposal for a 

COUNCIL REGULATION  (EEC) 

laying down provisions with regard to possession of and trade 

in specimens of species of wild fauna and flora 

(presented by the Commission) 

Explanatory  Memorandum 

History 

1.1.  The Community's  trade  In wild  fauna  and  flora  Is currently 

regulated  by  Council  Regulation  (EEC) No  3626/82  on  the 

Implementation  In  the  Community  of  the  Convention  on 

International  Trade  In  Endangered  Species  of  Wild  Fauna and 
Flora  (CITES)*1). 

1.2.  The Regulation  entered  Into  force on 1 January  1984 and Its 

principle  objective  was  the  protection  of  wild  fauna  and 

flora  from  the possible  negative  effects  of  trade  on  their 

conservation  status.  Its provisions are therefore  Intended to 

ensure  that  the commercial  policy  Instruments  employed  under 

CITES are uniformly  applied at the Community  level. 

1.3.  A  secondary  objective  was to avoid  the effects  of  disparate 

national  CITES  Implementation  measures  on  the free  movement 

of  goods  within  the Community  and which  led to a  distortion 

of  competition. 

1.4.  In  addition  to  the  measures  to  be  Implemented  under  the 

provisions  of  CITES,  the  unfavourable  conservation  status 

and/or  the  high  level  of  trade  In  many  species,  made  it 

necessary  for  the Community  to  adopt  a  number  of  stricter 

measures. 

(1)  OJ No: L 384, 31.12.1982, p. 1. 

- 3  -

The  species  listed  In Annex  C,  part  1, of  the  Regulation  are 

considered  as  species  listed  In  CITES  Appendix  I  and  the 

species  In  Annex  C,  part  2,  are  subject  to  stricter  Import 

conditions  than  those  provided  for  In CITES. Where  CITES  only 

prescribes  the  Issue  of  import  permits  for  Appendix  I 

species,  the  Regulation  provides  that  such  permits  are 

required  for  the  Import  of  any  specimen  falltng  under  Its 

provisions. 

1.5.  An  important  aspect  of  the  Regulation  Is  that  is  does  not 

only  concern  trade  In  wild  fauna  and  flora  with  third 

countries,  but 

that 

It  also 

lays  down  a  number  of 

prohibitions  with  regard  to  commercial  activities  within  the 

Community. 

The  need  to  replace  Regulation  3626/82 

2.1.  At  the  time  of  adoption  of  Regulation  3626/82,  In  December 

1982,  only  five  Member  States  were  a party  to  CITES  and  there 

was  no  practical  common  experience 

In  the  field  of 

controlling  the  trade  In wild  fauna  and  flora.  The  Committee, 

established  under  Article  19  of  the  Regulation,  soon 

Identified  and  discussed  an  Increasing  number  of  shortcomings 

of 

the 

Regulation 

and 

of 

problems 

related 

to 

Its 

Implementation  and  enforcement. 

2.2.  in  1986,  the  Commission  contracted  the  Wildlife  Trade 

Monitoring  Unit  of  lUCN's  World  Conservation  Monitoring 

Centre  to  report  on  the  implementation  and  enforcement  of  the 

Regulation. 

This 

resulted, 

In  September 

1988, 

in  a 

comprehensive  review  of  the  issues  Involved  and  a  great 

number  of  recommendations  for  improvements. 

-  4 -

2.3.  On  20 November  1986, the Committee  on  the  Environment,  Public 

Health  and  Consumer  Protection  of  European  Parliament 

organized  a  public  hearing  on  the  implementation  of  CITES  In 

the  Community.  On  12  October  1988,  European  Parliament 

adopted  a  Resolution  containing  41  recommendations  for 

Improving  the  situation. 

2.4.  The  present  proposal  for  a  Regulation  takes  account  of  the 

recommendations  referred  to  above  and  of  the  discussions 

thereof  by  the Committee  on  the  Convention. 

2.5.  Apart  from  the  need  to  adapt  Regulation  3626/82  to  current 

standards  of  legislation  on  trade  in  wildlife,  it  is 

necessary  to adapt  Its provisions  to  the establishment  of  the 

Internal  market  as of  1 January  1993. On  the  basis of  Article 

15  of  Regulation  3626/82  -  and  because  of  the  Regulation's 

deficiencies  -  Member  States  have  maintained  and  taken  an 

Increasing  number  of  stricter  measures  with  regard  to  their 

trade  in a  great  many  species - both  covered  and  not  covered 

by  the  Regulation  -  thereby  creating  trade  barriers  between 

themselves  which  are  not  compatible  with  the  proper 

functioning  of  the  internal  market  and  can  therefore  not  be 

ma intained. 

3.  The  main  administrative  and  technical  deficiencies  of  Regulation 

3626/82  and  how  these  are  remedied  bv  the  proposed  Regulation 

3.1.  The  text  of  Regulation  3626/82  is  not  clear  with  respect  to 

obligations  deriving  from  the  Convention  which  It  does  not 

specifically 

address.  Although 

It  provides 

that 

the 

Convention  shall  apply  throughout  the  Community,  it  only 

contains  the  provisions  which  needed  to be worded  differently 

for  the  purposes  of  Implementation  by  the  Community. 

-  5 -

This  has  led  to  serious  differences  In  the  Interpretation  of 

the  provisions  of  the  Convention,  particularly  in cases  where 

Resolutions  of  the  Conference  of  the  Parties  to  CITES  are 

concerned,  most  of  which  the  Regulation  does  not  address  at 

al I. 

The  present 

proposal 

deals  with  all  aspects  of 

the 

Implementation  of  CITES  and  of  the  proposed 

stricter 

Community  measures,  either  directly  or  Indirectly,  I.e.  In 

the  proposed  Council  Regulation  Itself  or  by  providing  for 

the  adoption  of  further  implementation  measures  by  the 

Commission  in accordance  with  a committee  procedure. 

3.2.  A  main  flaw  of  Regulation  3626/82  Is  the  fact  that  it  Is 

limited  to  species  listed  in  the  CITES  Appendices.  This 

limited  scope  has  had  a  serious  Impact  on  the  Community's 

ability  to  take  measures  with  regard  to  the  numerous  animal 

and  plant  species  which  -  although  not  covered  by  CITES  -

require  that  threats  posed  to  their  conservation  status  by 

trade  are  prevented  or  brought  under  effective  control. 

The 

proposed 

Regulation 

therefore 

provides 

for 

the 

possibility  to  list  any  species  of  wild  fauna  and  flora  In 

Its  Annexes  in  accordance  with  Its  conservation  status  and  a 

matching  level  of  protection. 

3.3.  In  addition  to  the  above  limitation,  the  procedure  for 

transferring  species  from  one  Annex  to  another  Is  such  that 

no  adequate  adaptation  is possible. 

The  proposed  Regulation  therefore  allows  for  amendments  to 

the  Annexes  to  be  made  through  a  Commission  Regulation  in 

accordance  with  a  committee  procedure  and  thereby  guarantees 

that  appropriate  conservation  action  can  be  taken  quickly. 

The  legal  basis  of  the  proposed  Regulation 

-  6  -

4.1.  The  proposed  Regulation  contains  provisions  with  regard  to 

restrictions  and  the  control  of  the  possession  of  and  trade 

In  specimens  of  species  of  wild  fauna  and  flora  within  the 

Community.  This  Is  necessary  to  safeguard  an  adequate 

protection  of  the  species  concerned  as  well  as  a  proper 

functioning  of  the  Internal  market. 

4.2.  The  proposed  Regulation  further  contains  provisions  for 

prohibiting,  restricting  or  monitoring  the  Import  from  and 

the  export  and  re-export  to  third  countries.  The  measures 

concerned  provide  the  uniform  principles  for  the  common 

commercial  policy  In the  domain  covered  by  the  Regulation. 

4.3.  In  view  of  the  above,  the  Regulation  is  to  be  based  on 

Articles  100a  and  113 of  the  Treaty. 

The  scope  and  main  features  of  the  proposed  Regulation 

5.1.  The  species  of  wild  fauna  and  flora  covered  bv  the  Regulation 

The  functioning  of  the  proposed  Regulation  Is  based  on  the 

different  levels  of  protection  and  monitoring  required  by  the 

conservation  and  trade  status  of  wild  animal  and  plant 

species. 

In  view  of  these  different 

requirements 

the 

Regulation  contains  five  lists  of  species  to  which  different 

sets  of  trade  conditions  apply: 

5.1.1.  Annex  A  contains  the  species  listed  In  Appendix  I  to  the 

Convention  and  other  species  which  are  rare  or  threatened 

with  extinction,  as  well  as  species  whose  listing  In  this 

Annex  Is  essential  for  the  effective  protection  of  such 

rare  or  threatened  species.  It  further  contains  species, 

mainly 

Indigenous  to  the  Community,  for  which  other 

Community  legislation  prohibits  the  taking  or  trade. 

-  7 -

5.1.2.  Annex  B  contains  species  listed  In  CITES  Appendix  II 

(unless  they  are  listed  In Annex  A  or  C)  and  other  species 

which  are  subject  to  trade  levels  that  might  not  be 

compatible  with  their  survival 

or  the  survival 

of 

populations  of  them.  It  also  lists  species  which  are 

similar  In appearance  to species  listed  in Annex  A or  B  and 

who  therefore  have  to  be  listed  to  ensure  effective  trade 

controls.  Annex  B  further  contains  species  whose  role  In 

the  ecosystems  In  which  they  occur  is  crucial  for  the 

maintenance  of  population  levels of  other  species  listed  in 

Annex  A or  B.  Species  for  which  other  Community  legislation 

regulates,  but  not  prohibits,  the  taking  or  the  trade,  are 

also  listed  In Annex  B.  Species  can  also  be  included  where 

live  specimens  are  unlikely  to  survive  shipment  or  to 

survive  In captivity  for  a considerable  proportion  of  their 

potential  lifespan,  or  who  are  known  to  form  an  ecological 

threat  to  Indigenous  species  If  they  were  introduced  into 

nature  In the  Community. 

5.1.3.  Annex  C  contains  species  listed  In  CITES  Appendix  III, 

which  are  not  listed  In Annex  A, B or  D. 

5.1.4.  Annex  D  lists  species  of  wild  fauna  and  flora,  trade  In 

which  could  adversely  affect  their  conservation  status. 

5.1.5.  Annex  E  is  to  contain  species  which  are  Indigenous  to 

specified  Member  States  and  which  are  listed  in  support  of 

protective  measures  In the Member  States  concerned. 

5.2.  The  conditions  for  Import  and  (re-)export  of  species  listed 

In  the  Annexes 

5.2.1.  Specimens  of  Annex  A  species 

5.2.1.1.  Introduction  into  the  Community 

This  requires  the  prior  issue  and  presentation  of  an  Import 

permit. 

Permitting 

the 

Introduction 

should 

not 

result 

In  a 

detrimental  effect  on  the  conservation  status  of  the  species 

in  a  country  of  origin  and  must  be  for  non-detrimental  and 

non-commercial  purposes.  There  must  be  documentary  evidence 

that  the  specimens  have  been  obtained  in  accordance  with 

conservation  legislation.  The  Intended  accomodation  at  the 

place  of  destination  of  a  living  specimen  must  be  adequate, 

i.e.  suited  to  Its biological  and  behavioural  needs. 

5.2.1.2.  Export  from  the  Community 

This  requires  the  prior  Issue  and  presentation  of  an  export 

permi t. 

The  capture  or  collection  in  the  wild  or  the  export  of 

specimens  must  not  have  a  harmful  effect  on  the  conservation 

status  of  the  species  and  they  must  have  been  obtained  In 

accordance  with  conservation  legislation.  Live  specimens  must 

be  properly  prepared  and  shipped.  The  import  into  a  third 

country  cannot  be  for  commercial  purposes  and  the  recipient 

must  be  suitably  equipped  to  house  and  care  for  living 

specimens.  For  CITES  Appendix  I  specimens,  the  Importing 

country  must  have  Issued  an  import  permit. 

5.2.1.3.  Re-export  from  the  Community 

This  requires  the  prior  Issue  and  presentation  of  a  re-export 

cert If icate. 

There  must  be  documentary  evidence  that  the  specimens  were 

legally  Introduced  Into  the  Community.  Living  specimens  must 

be  properly  prepared  and  shipped.  The  import  Into  a  third 

country  must  not  be  for  commercial  purposes,  the  recipient  of 

living  specimens  must  be  suitably  equipped  and  for  CITES 

Appendix  I specimens  an  Import  permit  must  have  been  Issued. 

5.2.2.  Specimens  of  Annex  B  species 

5.2.2.1.  introduction  Into  the  Community 

-  9 -

As  for  Annex  A  specimens,  this  requires  the  prior  Issue  and 

presentation  of  an  Import  permit.  The  conditions  are  less 

strict. There  must  be documentary  evidence  that  the  specimens 

have 

been 

obtained 

In  accordance 

with 

conservation 

legislation.  The  conservation  status  of  the  species,  or  of 

Its  population  concerned,  «nust  not  be  Inconsistent  with  Its 

role  In  the  ecosystem  In  which  it  occurs,  nor  be  harmfully 

affected  by  current  and  expected  trade  levels. Live  specimens 

must  be  adequately  housed  and  cared  for  at  the  place  of 

destInatIon. 

5.2.2.2.  Export  from  the Community 

An  export  permit  must  be  Issued  and  presented  prior  to 

export.  The  capture  or  collection  In the wild, or  the  export, 

must  not  have  a  harmful  effect  on  the  conservation  status  of 

the  species  and  specimens  must  have  been  obtained  in 

accordance  with  conservation  legislation.  Live  specimens  must 

be  properly  prepared  and  shipped. 

5.2.2.3.  Re-export  from  the  Community 

A  re-export  certificate  must  be  Issued  and  presented  prior  to 

re-export. 

Specimens  must  have  been  introduced  Into  the  Community  In 

accordance  with  the  Regulation  and  live  specimens  must  be 

properly  prepared  and  shipped. 

5.2.3.  Specimens  of  Annex  C  species 

5.2.3.1.  introduction  Into the Community 

An  import  declaration  must  be  presented  to  customs  together 

with  valid  CITES  documentation  from  the  (re-)exporting 

country. 

5.2.3.2.  (Re-)export  from  the  Community 

The  same  provisions  apply  as  for  Annex  B  species. 

5.2.4.  Specimens  of  Annex  D  species 

-  10 -

It  is  the  purpose  of  the  Regulation  to monitor  quantities  of 

Imported  specimens  of  wild  fauna  and  flora  listed  In  this 

Annex.  The  Introduction  Into  the  Community  Is  not  restricted 

but  on  entry  an  Import  declaration  must  be  presented.  The 

Information  to  be  provided  in  this  document  Is  to  be  laid 

down  in a Commission  regulation. 

5.2.5.  Specimens of  Annex  E  species 

The  Import,  export  and  re-export  of  Annex  E  specimens  will 

most  likely  take  place  In  accordance  with  the  conditions 
applying  to  Annex  B  species^2),  unless  trade  Is  with  a 

Member  State  having  listed  the  species  in  Annex  E.  In  that 

case,  the  Member  State  concerned  may  refuse  to  issue  any 

permits,  decide  to  apply  Annex  A  conditions  or  Its  own 

conditions  on  the  basis  of  its  legislation  on  the  protection 

of  the  species  concerned. 

5.3.  Provisions  with  regard  to  Intra-Communlty  trade 

5.3.1.  The  possession  of  Annex  A  specimens  is  prohibited  unless 

they  were  acquired 

In  accordance 

with 

conservation 

legislation;  a certificate  may  be  Issued  to  confirm  that. 

The  purchase,  acquisition  for  commercial  purposes,  the 

display  to  the  public  for  commercial  purposes  and  a  number 

of  other  commercial  activities  involving  Annex  A  specimens 

are  also  prohibited.  For  exemptions  and  derogations  from 

these  prohibitions,  see  point  5.4. 

(2)  Species  listed  In  Annex  A  need  not  be  listed  In  Annex  E  and 

species  required  to be  listed  in Annex  E are  not  likely  to  be  listed  in 

Annexes  C  and  D or  not  listed  at  all* 

- 11 -

5.3.2.  The  prohibitions  referred  to  In  the  second  paragraph  of 

5.3.1.  also  apply  to  specimens  of  Annexes  B  to  D  species 

unless  It  can  be  proven  that  they  were  obtained  In 

accordance  with  conservation  legislation.  How  that  proof  Is 

to  be  provided  shall  be  laid  down  In  a  Commission 

Régulât ion. 

5.3.3.  The  possession  of  Annex  E  specimens  in  the  Member  State 

having  listed  the  species  concerned  and  the  removal  of  such 

specimens  from  the  territory  of  such  a  Member  State  are 

prohibited.  Exemptions  may  be  granted  by  the  Member  State 

concerned  through  the  Issue of  a  certificate. 

5.3.4.  The  movement  of  live  specimens  within  the  Community 

5.3.4.1.  Any  transport  of  live  specimens  within  the  Community  shall 

be  carried  out  In  such  a  way  as  to  minimize  the  risk  of 

injury,  damage  to  health  or  cruel  treatment.  In  the  case  of 

live  animals,  the  transport  must  be  In  accordance  with 

Community  legislation  on  the  matter. 

5.3.4.2.  For  live Annex  A  specimens,  the  Member  States  shall  be 

required  to  establish  and  maintain  a  register  of  authorized 

housing  locations.  The  movement  from  such  locations  requires 

prior  authorization. 

5.3.4.3.  Live  Annex  B  specimens  are  subject  to  retail  trade.  The 

importer  must  have  adequate  Installations  and  may  only 

relinquish  specimens  after  ensuring  that  the  recipient  is 

informed  about  the  care  of  the  specimens. 

5.3.4.4. Other  restrictions  may  be  established  by  the  Commission 

where  the  Introduction  Into nature  of  live  specimens  forms  an 

ecological  threat  to  indigenous  species, where  live  specimens 

are  unlikely  to  survive  shipment  or  captivity  and  where 

necessary  to  safeguard  human  life  and  health. 

-  12 -

5.4.  Derogations  and  exemptions 

The  proposed  Regulation  provides 

for  derogations  and 

exemptions  from  its provisions  such  as: 

5.4.1.  Certain  Import  conditions  do  not  apply  to  specimens  that 

have  been  legally  Imported  Into  or  acquired 

in  the 

Community,  have  then  been  (re-)exported  and  are  being  re 

introduced  Into  the  Community. 

5.4.2.  Worked  specimens  that  were  legally  acquired,  i.e.  In 

accordance  with  conservation  legislation,  more  than  50 

years  previously  do not  have  to meet  most  of  the  conditions 

for  the  Issue of  an  Import  permit  and  can  be  exempted  from 

the  prohibitions  with  regard  to  possession  and  Intra-

Communlty  trade. 

5.4.3.  Specimens,  except  live  specimens,  legally  acquired  In  the 

Community  before  the  entry  into  force  of  trade  regulations 

can  be  exported  or  re-exported  without  meeting  most  of  the 

conditions  for  the  Issue  of  an  export  permit  or  re-export 

certificate  and  can  be  exempted  from  the  prohibitions  on 

possession  and  Intra-Communlty  trade. 

5.4.4.  Captive  bred  or  artificially  propagated  specimens  of  Annex 

A  species  shall,  for  the  purposes  of  Import,  export  and  re 

export,  be  treated  as  specimens  of  Annex  B  species.  They 

are  further  not  subject  to  the  prohibitions  on  possession 

and  Intra-Communlty  trade  as  applied  to  Annex  A  specimens. 

For  Annex  A  specimens  that  have  been  bred  or  propagated  for 

non-commercial  purposes  as  well  as  for  captive  bred  or 

artificially  propagated  Annexes  B  and  C  specimens,  a 

certificate  to  that  effect  may  be used  Instead  of  an  export 

permit 

or 

re-export 

certificate. 

For 

artificially 

propagated  plants,  the  Commission  shall  specify  provisions 

relating  to  the  use  of  plant  health  certificates,  trade  by 

registered  traders  and  the  trade  in hybrids. 

13 -

5.4.5.  Specimens  In  transit  through  the  Community  are  not  subject 

to 

the 

presentation 

of 

permits, 

certificates 

and 

declarations,  but  for  CITES  specimens  there  must  be  proof 

of  the existence  of  valid  CITES  documentation. 

5.4.6.  The  Introduction  and  the  export  and  re-export  from  the 

Community  of  Annexes  B  to  D  specimens  that  are  personal  or 

household  effects  shall  be  subject  to  derogations  to  be 

specified  by  the  Commission. 

5.4.7.  Certain  specimens  moving  between  registered  scientific 

institutions  can  be  traded  if  they  bear  a  label  issued  to 

that  effect. 

5.4.8.  Annex  A  specimens  can  be  purchased,  acquired  for  commercial 

purposes,  displayed  to  the  public,  sold,  etc.  if  they  are 

Imported  and  used  for  purposes  which  are  not  detrimental  to 

the  survival  of  the  species  concerned,  required  under 

exceptional  circumstances  for  advancement  of  science  or  for 

essential  biomedical  purposes,  are  Intended  for  breeding  or 

propagation  purposes  from  which  conservation  benefits  will 

accrue,  are  intended  for  research  or  education  aimed  at  the 

preservation  or  conservation  of  the  species,  or  if  they 

were  removed  from  nature  In  a  Member  State  In  compliance 

with  conservation  legislation  In  force. 

These  exemptions  can  be  granted  on  a  case-by-case  basis. 

General  exemptions  may  be  granted  by  the  Commission  in 

accordance  with  the  committee  procedure. 

5.5. Management  and  Scientific  Authorities 

5.5.1.  The  proposed  Regulation  prescribes  the  designation  by 

Member  States  of  a  Management  Authority,  which  primary 

responsibility 

shall 

be 

the 

implementation 

of 

the 

Régulât ion. 

-  14  -

The  Management  Authorities  issue  permits  and  certificates 

when  the  conditions  of  the  Regulation  have  been  met,  they 

shall  communicate  with  the  Commission,  the  Secretariat  of 

the  Convention 

and  Management 

Authorities  of 

third 

countries.  The  designation  of  a  Management  Authority  Is  an 

obligation  under  the  Convention  and  was  also  provided  for 

in Regulation  3626/82. 

5.5.2.  The  proposal  also  envisages  the  designation  of  a  Scientific 

Authority.  This  Is also  an  obligation  under  the  Convention 

and  was  provided  for 

In  Regulation  3626/82.  It  is 

responsible 

for 

determining 

whether 

the 

scientific 

conditions  for  the  Issue  of  permits  and  certificates  are 

met.  In  the  absence  of  positive  advice  from  the  Scientific 

Authority,  the  Management  Authority  cannot 

issue  such 

documents. 

For  species  included  in  Annex  B  to  the  Regulation,  the 

Scientific  Authority  shall  monitor  exports  and  advise  the 

Management  Authority  of  suitable  measures  to  be  taken  to 

limit  such  exports  when  it  determines  that  this  is  required 

to maintain  the  species  throughout  its  range  at  appropriate 

levels. 

5.6.  The  Scientific  Review  Group 

Representatives  of  the  Scientific  Authorities  shall  form  a 

scientific  consultative  group  to  be  known  as  the  Scientific 

Review  Group.  The  need  for  such  a group  became  evident  In  the 

context  of  the  Implementation  of  Regulation  3626/82;  the 

committee  soon  established  a  Scientific  Working  Group.  In 

view  of  the  Community's  future  accession  to  CITES,  the  Group 

shall  be  the  Community's  Scientific  Authority  In  accordance 

with  Article  IX of  the  Convention. 

5.7.  The Committee 

The  Commission  shall  be  assisted  by  a  Committee  composed  of 

representatives  of  the  Member  States.  Its main  task  shall  be 

to  deliver  its  opinion  on  measures  to  be  taken  through 

Commission  Regulations. 

5.8.  Places of entry  and exit 

-  15 -

Within  12  months  of  the  date  of  entry  into  force  of  the 

Regulation,  the  Member  States  must  designate  places  of  entry 

and  exit  for  the  completion  of  procedures  with  regard  to 

trade  in specimens  of  species  covered  by  the  Regulation.  For 

live  specimens,  holding  facilities  are  to  be  provided  to 

adequately  house  and  care  for  them.  Requirements  for  such 

facilities are  to be  laid down by  the  Commission. 

5.9. Charges  for  permits and  certificates 

In  order  to  avoid  too  important  differences  between  the 

charges  levied  by  Member  States  for  the  issue of  permits  and 

certificates, 

the  Commission 

shall 

set 

charges 

for 

applications  in accordance with  the committee  procedure. 

5.10. Sanct ions 

The  imposition  of  sanctions  for  infringements  of  nature 

conservation 

legislation 

is  necessary. 

The 

proposed 

Regulation  therefore  provides  for  the  imposition  of  sanctions 

which  are  appropriate  in  relation  to  the  nature  and  gravity 

of  infringements. 

The  Commission  proposes  that  the  Council  adopt  the  attaches  proposal 

for  a Régulât ion. 

-  16 -

Proposal  for a 

COUNCIL REGULATION  (EEC) 

laying down provisions with regard to possession of and trade 

in specimens of species of wild  fauna and  flora 

THE COUNCIL OF THE EUROPEAN COMMUNITIES, 

Having  regard  to  the  Treaty  establishing  the  European  Economic  Community, 

and  in particular Articles  100a and  113 thereof, 

Having  regard to the proposal  from the Commission(-*•) , 

In cooperation with the European  Parliament(2)f 

Having  regard  to the opinion of the Economic  and Social Committee (-* ), 

Whereas  Council  Regulation  (EEC)  No  3626/82(4),  as  last  amended  by 

Commission  Regulation  (EEC)  No  197/90(5),  applied  the  Convention  on 

international  trade  in  endangered  species  of  wild  fauna  and  flora  in  the 

Community with effect  from  1 January 1984; 

Whereas  a great  number  of  species  of  wild  fauna  and  flora,  including  both 

species  covered  and  species  not  covered  by  Regulation  (EEC) No 3626/82, 

are  subject  to  trade  levels  which  are  not  or  may  not  be  compatible  with 

their  survival, with  the  survival  of  certain  of  their  populations  or  with 

the maintenance  of  their  populations  at a  level  consistent  with  their  role 

in the ecosystems  in which they occur; 

(1) 

(2) 

(3) 

(4)  OJ No L  384, 31.12.1982, p. 1. 

(5) 

<•;;; N\-J L 29, 31.1.1990, p. 1. 

-  17 -

Whereas  it  is  necessary  to  provide  more  adequate  protection  to  species  of 

fauna  and  flora  in  trade  and  to  replace  Regulation  (EEC)  No  3626/82  by  a 

Regulation  which  takes  account  of  current  nature  conservation  techniques, 

trade  control  mechanisms  and  trade  patterns,  and  of  technical  and 

scientific  knowledge acquired  since  its adoption; 

Whereas  a  great  number  of  species, which  are  native  to  the  Community,  are 

subject  to  Community  legislation  on  their  conservation,  namely  Council 

Directive  79/409/EEC  of  2 April  1979 on the  conservation  of  wild  birds(6), 

as 

last 

amended 

by 

Directive 

91/244/EEC(7), 

and 

Council 

Directive  .../.../EEC  on  the  conservation  of  natural  habitats  and  of  wild 

fauna  and  f l o r a e );  whereas  it  is necessary  to  supplement  this  legislation 

with  measures  relating  to  the  possession  of  and  trade  in  specimens  of  the 

species  concerned; 

Whereas  it is, in view of the establishment  and  functioning  of the  internal 

market,  necessary  at  Community  level  to  ensure  that  the  internal  trade 

measures  concerned  are uniformly  applied; 

Whereas,  in order to adequately  protect  species of wild  fauna and  flora and 

to  avoid  distortions  of  competition,  it  is  necessary  to  ensure  that 

external  trade  measures  relating  to  them  are  uniformly  applied  throughout 

the Community; 

Whereas  this  Regulation  should,  however,  not  affect  the  power  of  Member 

States  to  designate  species  of  wild  fauna  and  flora  indigenous  to  their 

territories  the possession  of which  shall be prohibited; 

Whereas  Article  XXI  of  the  Convention  on  international  trade  in  endangered 

species of wild  fauna and  flora was amended  to allow accession to it by the 

Community  as such; whereas Article VIII of the Convention provides that  the 

parties  are  to  take  appropriate  measures  to  enforce  the  provisions  of  the 

Convention  and to prohibit  trade  in specimens  of  species of wild  fauna and 

flora  in violation thereof; 

(6)  OJ No L  103, 25.4.1979, p. 1. 

(7)  OJ No L  115, 8.5.1990, p. 41. 

(8)  OJ No L 

- 18 -

Whereas  it  is  necessary  to  lay  down  criteria  for  the  specification  of 

species  of wild  fauna  and  flora to be  subject  to the provisions  of  this 

Regulation; 

Whereas  the  implementation  of  this  Regulation  necessitates  that  common 

conditions be  applied  for the  issue, use and presentation  of permits and 

certificates  relating  to  the  authorization  of  introduction  into  the 

Community from third countries or from the sea and to export and re-export 

from the Community; whereas it is necessary to lay down specific provisions 

relating to the transit of specimens through the Community; 

Whereas,  in order to guarantee an effective protection of  species of wild 

fauna  and  flora,  the  Commission  should  be  able  to  establish  further 

restrictions on the introduction into and the export from the Community of 

specimens of certain species; 

Whereas it is necessary to lay down specific provisions for the possession 

of and trade  in captive-bred  or artificially  propagated  specimens of wild 

fauna and flora; 

Whereas it is further necessary to envisage specific provisions relating to 

specimens of wild  fauna and  flora which are personal or household  effects 

and  for  non-commercial  loans, donations  and  exchanges  between  registered 

scientists and scientific institutions; 

Whereas, to ensure that the restrictions on introduction into the Community 

and  on  the  acquisition  of  specimens  within  the  Community  are  fully 

effective,  rules  must  be  drawn  up  concerning  the  conditions  of  internal 

trade in specimens; 

Whereas,  to  ensure  the  effective  implementation  and  enforcement  of 

restrictions on the movement of live specimens of certain  species listed, 

it is necessary to establish a registration system for such specimens; 

Whereas the transport of live specimens into, from or within the Community 

as well  as the housing  of  such specimens  should take place  in accordance 

with common rules; 

- 19 -

Whereas, in order to prevent the introduction into nature of live specimens 

of  species  forming  an  ecological  threat  to  indigenous  wildlife,  the 

introduction  into  the  Community  of  such  specimens  and  the  holding  or 

movement of them should be restricted; 

Whereas the existence of different levels of charges for processing permit 

and  certificate  applications  could  lead  to  distortions  of  competition 

within the Community; 

Whereas, to ensure effective controls and to facilitate customs procedures, 

customs offices  should be designated  for the completion of procedures for 

trade with third  countries and holding  facilities provided  at such places 

to ensure that live specimens are adequately housed and cared for; 

Whereas  the  implementation  of  this  Regulation  also  necessitates  the 

designation of management and scientific authorities in the Member States; 

Whereas,  to  ensure  an  effective  enforcement  of  this  Regulation,  Member 

States  should  closely  monitor  compliance  with  its provisions  and  to that 

effect  closely  cooperate  between  themselves  and  with  the  Commission; 

whereas this  also necessitates the  immediate  communication  of  information 

on matters related to the implementation of this Regulation; 

Whereas the monitoring of trade levels involving the species of wild fauna 

and  flora  covered  by  this  Regulation  is  of  crucial  importance  for  the 

assessment  of the effects of trade on the conservation  status of species, 

and detailed annual reports should be drawn up in a common format; 

Whereas,  in  order  to  ensure  compliance  with  the  provisions  of  this 

Regulation, it is necessary that Member States take measures to ensure the 

imposition  of  sanctions  for  infringements,  which  are  of  an  appropriate 

level;  whereas  the  existence  of  major  differences  in  the  level  of  such 

sanctions  would  undermine  the  proper  enforcement  of  this  Regulation  and 

might further lead to a distortion of competition within the Community; 

Whereas  it  is  necessary  to  adopt  common  rules  for  the  seizure  and  the 

disposal of confiscated specimens; 

- 20 -

Whereas the submission by Member States or the Commission of proposals to 

amend  the  Convention  and  its Appendices  in a way  which would  affect the 

implementation of this Regulation should be subject to the establishment of 

a  common  position  on  such  proposals; whereas  a  common  position  is  also 

required on such proposals submitted for approval by the conference of the 

parties to the Convention by third parties; 

Whereas  it  is  essential  to  ensure  the  uniform  application  of  this 

Regulation and, to this end, to lay down a Community procedure enabling the 

necessary  implementing  provisions  and  amendments  to  the  Annexes  to  be 

adopted within  a suitable period;  whereas a committee must be  set up to 

permit  close  and  effective  cooperation  between the Member  States  and the 

Commission in this field; 

Whereas  the  multitude  of  biological  and  conservation  elements  to  be 

considered  in  the  implementation  of  this  Regulation  requires  the 

availability of the best scientific  information and the discussion thereof 

at an appropriate scientific level; whereas point  (b) of Article IX(1),  of 

the Convention on international trade  in endangered  species of wild  fauna 

and  flora  provides  that  each  party  to  it  shall  designate  one  or  more 

scientific authorities; whereas the Community will accede to the Convention 

in  the  near  future;  whereas  it  is  therefore  necessary  to  set  up  a 

scientific  review group which will also act as the Community's  scientific 

authority after its accession, 

HAS ADOPTED THIS REGULATION: 

Article 1 

The internal and external trade in and the possession of specimens of the 

species of wild fauna and flora listed in Annexes A to E  shall be subject 

to the provisions  laid down in the following Articles and to those of the 

Regulations  adopted  in  accordance  with  the  procedure  laid  down  in 

Article 29. 

-  21 -

Article 2 

Definitions 

For the purposes of this Regulation, 

(a) the  Committee  means  the  Committee  on  trade  in  wild  fauna  and  flora, 

established  under Article 29; 

(b) the  Convention  means  the  Convention  on  international  trade  in 

endangered  species of wild  fauna and  flora  (CITES); 

(c) country  of origin means the country  in which  a specimen was taken  from 

the wild, captive-bred  or artificially  propagated; 

(d) critically  endangered  species means the species  listed  in Annex A which 

the  Scientific  Review  Group  has  advised  and  the  Committee  has  agreed 

are under  severe threat  of  extinction  and the  survival  of which  cannot 

be  ensured  without  the  application  of  more  stringent  provisions  than 

those normally  applicable to specimens of  species  listed  in Annex A; 

(e) dependent  territories  means  the  overseas  countries  and  territories 

outside  the territory  of the  Community  to which  the  Convention  applies 

and  for whose external  relations a Member  State  is responsible; 

(f) domicile  means,  in  the  case  of  a  natural  person,  the  principal  place 

of  permanent  residence,  and,  in the  case  of  a  legal  person,  the  place 

of  its headquarters or that of a subsidiary; 

(g) export  from  the  Community  means  the  movement  of  any  specimen 

originating  in  the  territory  of  the  Community  to  a  point  outside  this 

territory; 

-  22 -

(h) import  declaration  means  a  declaration  made  by  the  importer  or  his 

agent  or  representative,  at  the  time  of  the  introduction  into  the 

Community  of  a  specimen  of  a  species  included  in Annex  C  or  D  to  this 

Regulation,  on  a  form  prescribed  by  the  Commission  in  accordance  with 

the procedure  laid down  in Article 29; 

(i) introduction  from the  sea means  the  introduction  into the  Community  of 

any  specimen  which  was  taken  in  and  is being  introduced  directly  from 

the  marine  environment  not  under  the  jurisdiction  of  any  State 

including  the  airspace  above  the  sea  and  the  sea-bed  and  subsoil 

beneath the sea; 

(j) introduction  into  the  Community  means  the  introduction  of  any  specimen 

into the territory  of the Community; 

(k) issuance  means  the  completion  of  all  procedures  involved  in  preparing 

and validating  a permit or certificate  and, except  in the case to which 

Article  4(l)(b)(ii) applies, its delivery to the applicant; 

(1) management  authority  means  a national  management  authority  designated, 

in the  case  of  a Member  State,  in accordance  with Article  22(1)(a) or, 

in  the  case  of  a third  country  party  to  the  Convention,  in  accordance 

with Article  IX of the Convention; 

(m) offering  for  sale  means  the  offering  for  sale  and  any  action  that  may 

reasonably  be construed  as such, including  advertising  or causing to be 

advertised  for sale and  invitation to treat; 

(n) personal  or  household  effects  means  dead  specimens,  parts  and 

derivatives  that  are  the  belongings  of  a  private  individual  and  that 

form or are  intended  to  form part of his normal goods and chattels; 

(o) place  of  destination  means  the  place  at  which,  at  the  time  of 

introduction  into  the  Community,  it  is  intended  that  specimens  will 

normally  be  kept;  in  the  case  of  live  specimens,  this  shall  be  the 

first  place  where  specimens  are  intended  to  be  kept  following  any 

period  of  quarantine  or  other  confinement  for  purposes  of  sanitary 

checks  and controls; 

- 23 -

(p) possession means possession, holding or having under control; 

(q) re-export from the Community means the export from the territory of the 

Community of any specimen that has previously been introduced into this 

territory; 

(r) re-introduction  into  the  Community  means  the  introduction  into  the 

territory  of  the  Community  of  any  specimen  that  has  previously  been 

exported or re-exported therefrom; 

(s) sale  means  any  sale,  hire,  barter  or  exchange;  cognate  expressions 

shall be construed accordingly; 

(t) scientific  authority  means  a  scientific  authority  designated,  in the 

case  of  a  Member  State  or  the  Community  in  accordance  with 

Article 22(1)(b)  or,  in  a third  country  party  to  the  Convention,  in 

accordance with Article IX of the Convention; 

(u) the  Scientific  Review  Group  means  the  consultative  body  established 

under Article 28, which, on the entry  into force of the Convention in 

the  Community,  shall  be  the  community's  scientific  authority  in 

accordance with Article IX of the Convention; 

(v) species means a species, subspecies or geographically or geopolitically 

separate population thereof; 

(w) specimen  means  any  animal  or  plant,  whether  alive  or  dead,  of  the 

species  listed  in  Annexes  A  to  E,  any  part  or  derivative  thereof, 

whether  or  not  contained  in other  goods, as well  as  any  goods which 

appear from an accompanying document, the packaging or a mark or label, 

or  from  any  other  circumstances,  to  be  or  to  contain  parts  or 

derivatives of animals or plants of these species, unless such parts or 

derivatives  are  specifically  exempted  from  the  provisions  of  this 

Regulation  or  from the provisions  relating  to the Annex  in which the 

species concerned is listed by means of an indication to that effect in 

the Annexes concerned. 

- 24 -

A specimen will be considered to be a specimen of a species listed in 

Annexes A to E if it is, or is part of or derived  from, an animal or 

plant  at  least  one of whose  "parents" is of a  species  so listed.  In 

cases where  the  "parents" of  such  an animal  or plant  are of  species 

listed in different Annexes, or of species only one of which is listed, 

the provisions of the more restrictive Annex shall apply.  However, in 

the case of specimens of hybrid plants, if one of the "parents" is of a 

species listed in Annex A, the provisions of the more restrictive Annex 

shall  apply  only  if that  species  is annotated  to  that  effect  in the 

Annex; 

(x) territory of the Community means  the territories of the Member States 

to  which  the  Treaty  establishing  the  European  Economic  Community 

applies; 

(y) trade means the introduction into the Community, including introduction 

from the  sea, and the export  and re-export therefrom,  as well  as the 

use,  movement  and  transfer  of  possession  within  the  Community, 

including within a Member State, of specimens subject to the provisions 

of this Regulation; 

(z) transit means the transport of specimens between two points outside the 

Community through the territory of the Community which are shipped to a 

named  consignee  and  during  which  any  interruption  in  the  movement 

arises only from the arrangements necessitated by this form of traffic; 

aa) worked  specimens  that  were  legally  acquired  more  than  fifty  years 

previously means  specimens that were  significantly  altered  from their 

natural  raw state, for jewellery, adornment, art, utility, or musical 

instruments  more than  fifty years before the  application  is made for 

their  introduction  into  the  Community  or  export  therefrom  or,  as 

appropriate,  for  exemption  from  the  provisions  of  Article  15(1) and 

that have been, to the satisfaction of the management authority of the 

Member  State  concerned,  legally  acquired.  Such  specimens  shall  be 

considered  as  worked  only  if  they  are  clearly  in  one  of  the 

aforementioned  categories  and require no further  carving, crafting or 

manufacture to effect their purpose. 

- 25 -

Article 3 

Scope 

1.  Annex A  shall contain: 

(a) the  species  listed  in Appendix  I to the Convention  and agreed  to by 

the Community; 

(b) any  species which: 

(i) 

is  or  may  be  in  demand  for  utilization  in  the  Community  or 

for  international  trade  and  which  is  either  threatened  with 

extinction  or  so  rare  that  any  level  of  trade  would  imperil 

the  survival of the species; or 

(ii)  is  in  a  genus  or  which  is  a  species  in  which  most  of  the 

species  or  subspecies  are  listed  in  Annex  A  in  accordance 

with  the  criteria  in  points  (b)(i)  or  (c)  and  whose  listing 

is essential  for the effective protection  of those taxa; and 

(c) species  which  under  the  provisions  of  other  Community  legislation 

on  the  conservation  of  wild  fauna  and  flora  benefit  from  a 

prohibition on trade or taking. 

2.  Annex  B shall  contain: 

(a) the  species  listed  in Appendix  II  to  the  Convention  and  agreed  to 

by the Community, other than those listed  in Annex  A; 

(b) the  species  listed  in  Appendix  I  to  the  Convention  but  not 

included  in Annex A; 

(c) any  other  species  not  listed  in  Appendix  I  or  II  to  the 

Convention: 

- 26 -

(i)  which is subject to levels of international trade that might 

not be compatible with  its survival or with the survival of 

populations  in certain countries or with  the maintenance of 

the total population at a level consistent with the role of 

the species in the ecosystems in which it occurs; or 

(ii)  whose  non-listing  would  be  likely  to  lead  to  a  substantial 

reduction  of  the  total  population  or  to  the  extinction  of 

other species listed in Annex A or B, because of its role in 

the ecosystem in which it occurs; or 

(iii) whose listing is, for reasons of similarity  in appearance to 

other  species in Annex A or listed  in Annex B in accordance 

with  point  2(a),  (b), (c)  or  (d), essential  in  order  to 

ensure the effectiveness of controls on trade in specimens of 

such species; and 

(d) species for which the provisions of other Community  legislation on 

the  conservation  of  wild  fauna  and  flora  regulate  but  do  not 

prohibit the trade or the taking; and 

Annex B may also contain other species not listed  in Appendix  I or II 

to the Convention: 

(e) of which  live specimens  in trade are unlikely  to survive shipment 

or  are  unlikely  to  survive  in  captivity  for  a  considerable 

proportion of their potential lifespan; or 

(f) of  which  the  introduction  of  live  specimens  into  nature  in  the 

Community  is known to form an ecological threat to species of wild 

fauna and flora indigenous to the Community. 

27 -

3.  Annex C shall contain: 

(a) the species listed in Appendix III to the Convention and agreed to 

by the Community, other than those listed in Annexes A or B; and 

(b) the  species  listed  in  Appendix  II  to  the  Convention  but  not 

included in Annexes A or B. 

4.  Annex D shall contain: 

(a) any species which is not included  in Annexes A to C and  for which 

international  trade  in  specimens  of  the  species  could  adversely 

affect  its  conservation  status  or  that  of  any  species  which  is 

closely related or is similar in appearance; and 

(b) the  species  listed  in  Appendix  III  to  the  Convention  but  not 

included in Annex C. 

5.  Annex  E  shall  contain  species  indigenous to  a specified  Member  State 

and may be listed solely for the purpose of supporting measures for the 

conservation  or  protection  of  the  species  in  the  Member  State 

concerned. 

6.  (a) The  Community  agreements  referred  to  in paragraphs  1, point (a), 

2, point  (a) and 3, point  (a) shall be made in accordance with the 

procedure laid down in Article 29. 

(b) Amendments to Annexes A to E shall be made  in accordance with the 

procedure laid down in Article 29. 

7.  Where  the  conservation  status  of  species  covered  by  this  Regulation 

warrants  their  inclusion  in one of the Appendices  to  the Convention, 

the Community shall contribute to the necessary amendments. 

- 28 

Article 4 

Introduction into the Community 

The introduction  into the Community  from a third  country of specimens 

of  the  species  listed  in  Annex  A  shall  be  subject  to  the  prior 

presentation,  at  the  customs  office  at which  the  customs  formalities 

are completed, of an import permit issued by a management authority of 

the  Member  State  responsible  for  the  place  of  destination  of  the 

specimens. 

This  import  permit  may  be  issued  only  in  accordance  with  the 

restrictions established pursuant to paragraph 6 and when the following 

conditions have been met: 

(a) The  Scientific  Review  Group  has  advised  that  permitting  the 

introduction  into the Community would  not result  in a detrimental 

effect  on the  conservation  status or the extent  of  the territory 

occupied by the species in the country of origin; 

(b)(i) 

The  applicant  provides  documentary  evidence  that  the 

specimens  have  been  obtained  in  accordance  with  the 

legislation on the protection of the species concerned which, 

in  the  case  of  a  species  listed  in  the  Appendices  to  the 

Convention,  shall  be  an  export  permit  or  re-export 

certificate, or copy thereof, issued  in accordance with the 

Convention by a competent authority of the country of export 

or re-export; 

(ii)  However, the issuance of import permits for species listed in 

Annex A  in accordance with point  (a) of Article  3(1), shall 

not require such documentary evidence but the original of any 

such  import  permit  shall  be  withheld  from  the  applicant 

pending  presentation  of  the  export  permit  or  re-export 

certificate; 

- 29 -

(c) The  competent  scientific  authority  of  the  Member  State  is 

satisfied, and has advised the management  authority  of that State 

in  writing,  that  the  intended  accommodation  at  the  place  of 

destination for a living specimen: 

(i)  is adequately equipped and suited to the biological needs of 

the species and that the specimen will be properly cared for; 

and 

(ii)  in the case of an animal, is suited to the behavioural needs 

of  the  species  and  is  in  conformity  with  Community 

legislation on the care and housing of animals; 

(d) The Scientific Review Group has advised that the introduction into 

the Community will be: 

(i)  for one of the purposes referred to in points  (v) , (vi) and 

(vii) of Article 15(2)(a); or 

(ii)  for other purposes which are not detrimental to the survival 

of the species concerned; 

(e) The management authority of the Member State is satisfied that the 

specimen is not to be used for primarily commercial purposes; and 

(f) The  management  authority  of  the  Member  State  is  satisfied, 

following  consultation  with  the  competent  scientific  authority, 

that  there  are  no  other  factors  relating  to  the  conservation .of 

species which militate against the issue of the import permit. 

2. (a)  The  introduction  into  the  Community  of  specimens  of  the  species 

listed  in Annex  B  shall be subject  to the prior  presentation, at 

the customs office at which the customs formalities are completed, 

of an import permit issued: 

- 30 -

(i)  in the case of live specimens, by a management  authority of 

the Member State responsible for the place of destination of 

the specimens; or, otherwise, either 

(ii)  by  a management  authority  of the Member  State  in which the 

applicant has his domicile, or 

(iii) by a management authority of the Member State responsible for 

the place of destination of the specimens. 

(b)  This import permit may be issued only when the conditions referred 

to in points  (b)(i),  (c) and  (f) of paragraph  1 have been met and 

when: 

(i)  the  Scientific  Review  Group  has  advised  that  there  is  no 

indication that the conservation status of the species or the 

extent of the territory occupied by the species in the range 

State of origin have been reduced to levels inconsistent with 

the role of the species in the ecosystems in which it occurs 

or  will  be  harmfully  affected  by  the  current  and  expected 

levels of trade; or 

(ii)  in the absence of such advice, either positive or negative, 

from  the  Scientific  Review  Group, the  competent  scientific 

authority of the Member State has advised in writing that the 

capture or collection in the wild of the specimens concerned 

will not have a harmful effect on the conservation status of 

the species or on the extent of the territory occupied by the 

species in the range State of origin. 

3.  The introduction into the Community of specimens of the species listed 

in Annex C shall be subject to the prior presentation, at the customs 

office  at  which  the  customs  formalities  are  completed,  of  an  import 

declaration and: 

- 31 -

(a) in  the  case  of  export  from  a  country  listed  in  relation  to  the 

species concerned in Annex C, the applicant provides proof by means 

of an export permit issued in accordance with the Convention by an 

authority  of  that  country  competent  for  the  purpose  that  the 

specimens  have  been  obtained  in  accordance  with  the  national 

legislation on the conservation of the species concerned; or 

(b) in the case of export from a country other than one in relation to 

which  the  species  is  listed  in  Annex  C  or  re-export  from  any 

country,  the  applicant  presents  an  export  permit,  a  re-export 

certificate  or  a certificate  of  origin  issued  in  accordance with 

the  Convention  by  an  authority  of  the  exporting  or  re-exporting 

country competent for the purpose. 

4.  The introduction into the Community of specimens of the species listed 

in Annex D shall be subject to the prior presentation, at the customs 

office  at  which  the  customs  formalities  are  completed,  of  an  import 

declaration. 

5.  The  conditions  for  the  issuance  of  an  import  permit  referred  to  in 

points  (a), (d) and  (e) of paragraph  1, and in points  (i) and  (ii) of 

paragraph  2(b)  shall  not  apply  to  specimens  for  which  the  applicant 

provides documentary evidence: 

(a) that they had previously been  legally  introduced  into or acquired 

in  the  Community  and  that  they  are, modified  or  not, being  re 

introduced into the Community; or 

(b) that they are worked specimens that were legally acquired more than 

fifty years previously. 

6.  In  consultation  with  the  countries  of  origin  concerned  and  in 

accordance with the procedure  laid down in Article 29, the Commission 

may establish restrictions on the introduction into the Community: 

-  32 -

(a) on  the  basis  of  the  conditions  referred  to  in  points  (a), (c) or 

(f)  of  paragraph  1,  of  specimens  of  species  included  in  Annex  A; 

and 

(b) on the basis of the conditions  referred  to  in points  (c) or  (f) of 

paragraph  1,  or  in  point  (i)  of  paragraph  2(b), of  specimens  of 

species  included  in Annex B; and 

(c) of  live  specimens  of  species  included  in  Annex  B  for  which  the 

Scientific Review Group has advised that: 

(i) 

such specimens are unlikely  to survive shipment; 

(ii)  such  specimens  are  unlikely  to  survive  in  captivity  for  a 

considerable proportion of their potential  lifespan; or 

(iii) the  introduction  to  nature  of  such  specimens,  through  escape 

or  release  is  known  to  form  an  ecological  threat  to  species 

of wild  fauna and  flora  indigenous to the Community. 

The  Commission  shall  regularly  publish  a  list  of  such  restrictions  in 

the Official Journal of the European Communities. 

Article 5 

Introduction  from the sea 

1.  The  introduction  into  the  Community  from  the  sea  of  specimens  of 

species  listed  in Annex  A  shall  be  subject  to  the  prior  presentation, 

at  the  customs  office  at  which  the  customs  formalities  are  completed, 

of  an  import  permit  issued  by  a  management  authority  of  the  Member 

State responsible  for the place of destination. 

-  33 -

This  import  permit  may  be  issued  only  when  the  conditions  referred  to 

in points  (c) to  (f) of Article 4(1) have been met  and when: 

(a) the  Scientific  Review Group  has  advised that  the  introduction  into 

the  Community  of  the  specimens  concerned  would  not  result  in  a 

detrimental effect on the conservation  status of the  species; and 

(b) the management  authority  is satisfied  that any  living  specimen will 

be  so  prepared  and  shipped  as  to  minimize  the  risk  of  injury, 

damage to health or cruel treatment. 

2.  (a) The  introduction  into  the  Community  from  the  sea  of  specimens  of 

the  species  listed  in  Annex  B  shall  be  subject  to  the  prior 

presentation,  at  the  customs  office  at  which  the  customs 

formalities  are  completed,  of  an  import  permit  issued  by  a 

management  authority  of  the Member  State  responsible  for  the  place 

of destination. 

(b) This  import  permit  may  be  issued  only  when the  conditions  referred 

to  in points  (c) and  (f) of Article 4(1) have been met  and when: 

(i)  the  Scientific  Review  Group  has  advised  that  there  is  no 

indication  that  the  current  or  expected  levels  of  trade  will 

have  a  harmful  effect  on  the  conservation  status  of  the 

species  or,  in the  absence  of  any  advice  from  the  Scientific 

Review  Group,  the  competent  scientific  authority  of  the 

Member  State  has  advised  in  writing  that  the  capture  or 

collection  of  the  specimens  in  the  wild  will  not  have  a 

harmful effect on the conservation  status of the species; and 

(ii)  the  management  authority  is  satisfied  that  any  living 

specimen  will  be  so  prepared  and  shipped  as  to  minimize  the 

risk of  injury, damage to health or cruel treatment. 

3.  The  introduction  into  the  Community  from  the  sea  of  specimens  of  the 

species  listed  in  Annex  C  or  D  shall  be  subject  to  the  prior 

presentation  of  an  import  declaration  at  the  customs  office  at  which 

the customs  formalities are completed. 

34 

Article 6 

Export from the Community 

1.  The  export  from  the  Community  of  specimens  of  the  species  listed  in 

Annex  A  shall  be  subject  to  the  prior  presentation,  at  the  customs 

office  at  which  the  customs  formalities  are  completed,  of  an  export 

permit  issued  by  a management  authority  of the Member  State  in whose 

territory the specimens are located. 

This  export  permit  may  be  issued  only  when  the  following  conditions 

have been met: 

(a) The  Scientific  Review  Group  has  advised  that  the  capture  or 

collection  of the  specimens  in the wild  or their  export will not 

have a harmful effect on the conservation status of the species or 

on the extent of the territory occupied by the relevant population 

of  the  species  or,  in the  absence  of  advice  from  the  Scientific 

Review  Group,  the  competent  scientific  authority  of  the  Member 

State has advised in writing to this effect; 

(b) The applicant provides proof that the specimens have been obtained 

in accordance with all legal obligations on the protection of the 

species  in  question;  where  the  application  is  made  to  a  Member 

State other than the Member  State of origin, such proof  shall be 

furnished by means of the certificate referred  to in point  (d) of 

Article 18; 

(c) The management authority of the Member State is satisfied that: 

(i)  any  living  specimen  will  be  so  prepared  and  shipped  as to 

minimize  the  risk  of  injury,  damage  to  health  or  cruel 

treatment ; 

- 35 -

(ii)  the  specimens  are  not  to  be  used  for  primarily  commercial 

purposes; and 

(iii) in the case of export to a State party to the Convention of 

specimens  of  the  species  referred  to  in  point  (a)  of 

Article 3(1), an import permit has been issued; 

(d) In the case of export of  specimens of Annex A  species other than 

those referred to in point  (a) of Article 3(1) or of export to a 

State  not  party  to  the  Convention,  the  competent  scientific 

authority  of the Member  State  is satisfied  that  the  recipient of 

any living specimen is suitably equipped to house and care for it; 

and 

(e) The  management  authority  of  the  Member  State  is  satisfied, 

following  consultation  with  the  competent  scientific  authority, 

that there are no other factors relating to the conservation of the 

species which militate against issue of the export permit. 

2.  The  export  from  the  Community  of  specimens  of  the  species  listed  in 

Annexes  B  and  C  shall  be  subject  to  the  prior  presentation,  at  the 

customs  office  at which  the  customs  formalities  are completed, of an 

export permit  issued by a management authority of the Member State in 

whose territory the specimens are located. 

This export permit may be issued only when the conditions referred to 

in points (a), (b), (c)(i) and (e) of paragraph 1 have been met. 

3.  The  conditions  for  the  issuance  of  an  export  permit  referred  to  in 

points (a), (c)(ii) and (c)(iii) of paragraph 1 shall not apply to: 

(i)  worked specimens that were legally acquired more than fifty years 

previously; or 

- 36 -

(ii)  dead specimens and parts and derivatives for which the applicant 

provides  documentary  evidence  that  they  were  legally  acquired 

before  the  provisions  of  this  Regulation,  or  Regulation  (EEC) 

No 3626/82, or the Convention became applicable to them. 

4.  (a) The  competent  scientific  authority  in  each  Member  State  shall 

monitor  the  export  permits  issued  by  that  Member  State  for 

specimens of species included in Annex B and the actual exports of 

such specimens.  Whenever such scientific authority determines that 

the  export  of  specimens of any  such  species  should  be  limited  in 

order  to  maintain  that  species  throughout  its  range  at  a  level 

consistent with  its role in the ecosystem  in which  it occurs, and 

well  above the  level  at which that  species might  become eligible 

for inclusion in Annex A in accordance with points (a) or (b)(i) of 

Article  3(1),  the  scientific  authority  shall  advise  the 

appropriate management authority, in writing,  of suitable measures 

to be taken to limit the grant of export permits for specimens of 

that species. 

(b) Whenever  a  management  authority  is  advised  of  such  measures, it 

shall inform the Commission which shall, if appropriate, establish 

restrictions on exports of the species concerned in accordance with 

the procedure laid down in Article 29. 

Article 7 

Re-export from the Community 

1.  The re-export from the Community of specimens of the species listed in 

Annex  A  shall  be  subject  to  the  prior  presentation,  at  the  customs 

office at which the customs  formalities are completed, of a re-export 

certificate  issued  by  a management  authority  of  the  Member  State  in 

whose territory the specimens are located. 

- 37 -

This  re-export  certificate  may  be  issued  only  when  the  following 

conditions have been met: 

(a) the applicant provides documentary evidence that the specimens: 

(i)  were  introduced  into  the  Community  in  accordance  with  the 

provisions of this Regulation; or 

(ii)  if  introduced  into  the  Community  prior  to  1 January  1993, 

were  introduced  in  accordance  with  the  provisions  of 

Regulation  (EEC) No 3626/82; or 

(iii) if introduced into the Community prior to 1984, first entered 

international trade in accordance with the provisions of the 

Convention; or 

(iv)  were legally introduced  into the territory of a Member State 

before  the  provisions  of  the  Regulations  referred  to  in 

points (i) and (ii) or of the Convention became applicable to 

them, or became applicable in that Member State; and 

(b) the management authority of the Member State is satisfied that: 

(i)  any  living  specimen  will  be  so  prepared  and  shipped  as to 

minimize  the  risk  of  injury,  damage  to  health  or  cruel 

treatment; 

(ii)  the  specimens  are  not  to  be  used  for  primarily  commercial 

purposes; 

(iii) in the  case of  re-export  of a  living  specimen  of  a species 

referred to in point  (a) of Article 3(1) of this Regulation 

to a State party to the Convention, an import permit has been 

issued; and 

- 38 -

(c)  in  the  case  of  re-export  of  specimens  of  Annex  A  species 

other than those referred to in point  (a) of Article 3(1) or 

of  re-export  to  a  State  not  party  to  the  Convention,  the 

competent  scientific  authority  of  the  Member  State  is 

satisfied  that  the  recipient  of  any  living  specimen  is 

suitably equipped to house and care for it; and 

(d)  there  are  no other  factors  relating  to  the  conservation of 

species which militate against the issuance of the re-export 

certificate. 

2.  The re-export from the Community of specimens of the species listed in 

Annexes  B  and  C  shall  be  subject  to  the  prior  presentation,  at  the 

customs office at which the customs formalities are completed, of a re 

export certificate issued by a management authority of the Member State 

in whose territory the specimens are located. 

This  re-export  certificate  may  be  issued  only  when  the  conditions 

referred to in points (a) and (b)(i) of paragraph 1 have been met. 

Article 8 

Rejection of applications for permits and certificates 

referred to in Articles 4 to 7 and 18 

1.  When a Member State rejects an application for a permit or certificate, 

it shall immediately  inform the Commission of the rejection and of the 

reasons for rejection if the decision to reject: 

(a) is based on  information not already available to the other Member 

States; or 

- 39 -

(b) relates to conditions, criteria or provisions to  be  laid down in 

accordance  with  the  procedure  laid  down  in Article  29  but which 

have not yet been established. 

2.  The  Commission  shall,  where  necessary  to  ensure  the  harmonized 

application of this Regulation, communicate to the other Member States 

information received in accordance with paragraph 1. 

3.  When  an  application  for  a permit  or  certificate  is made  relating  to 

specimens  for which  such an application has previously  been rejected, 

the  applicant  must  inform  the  management  authority  to  which  the 

application is submitted of the previous rejection. 

4.  (a) The Member States shall recognize the rejection of applications by 

the competent authorities of the other Member States. 

(b) However,  this  need  not  apply  where  the  circumstances  have 

significantly  changed  or  where  new  evidence  to  support  an 

application has become available.  In such cases, if a management 

authority  issues  a  permit  or  certificate,  it  shall  inform  the 

Commission thereof and of the reasons for issuance. 

Article 9 

Captive-bred and artificially propagated specimens 

1.  For the purposes of Articles 4, 6 and 7, specimens of species listed in 

Annex A that have been bred in captivity or artificially propagated for 

commercial purposes shall be treated  in accordance with the provisions 

relating  to specimens of  species  listed  in Annex  B provided  that, in 

the  case  of  an  animal  species, they  derive  from  a  captive-breeding 

operation  approved by the Commission  in accordance with the procedure 

laid down in Article 29. 

- 40 -

With regard to specimens of species listed  in Annex A that have been 

bred  in  captivity  or  artificially  propagated  not  for  commercial 

purposes and specimens of species listed in Annexes B and C that have 

been bred in captivity or artificially propagated: 

(a) for the purposes of Article 4, and without prejudice to point  (f) 

of  Article  4(1),  a  certificate  to  that  effect,  issued  by  a 

management  authority of the exporting or re-exporting State, if a 

party to the Convention, shall be accepted  in place of an export 

permit or re-export certificate.  In this case, the conditions laid 

down in points  (a), (b), (d) and (e) of Article 4(1) and in points 

(b)(i) and (b)(ii) of Article 4(2) shall be waived; and 

(b) for  the  purposes  of  Articles  6  and  7,  one  of  the  certificates 

referred to in points (e) and (f) of Article 18  may be issued by a 

management  authority  of  the Member  State  in  whose  territory  the 

specimens  are  located, on the advice of  the  competent  scientific 

authority of that Member State, and shall be accepted at a customs 

office  in place of an export permit or re-export  certificate.  In 

this case, the issuance of the certificate used shall be subject to 

the conditions laid down in point (c)(i) of Article 6(1). 

(c) in the  case of  artificially  propagated  plants, the  provisions of 

Articles  4,  6  and  7  may  be  waived  under  special  provisions 

specified by the Commission, relating to: 

(i)  the use of phytosanitary certificates; 

(ii)  trade by registered commercial traders and by the scientific 

institutions referred to in Article 12(1); and 

(iii) the trade in hybrids. 

- 41 -

3.  The  criteria  for  determining  whether  a  specimen  has  been  bred  in 

captivity  or  artificially  propagated  and  whether  for  commercial 

purposes, as well as the special provisions referred to in point  (c) of 

paragraph  2, shall be  specified  by the Commission  in accordance with 

the procedure laid down in Article 29. 

4.  The Commission  shall publish  in the Official  Journal  of  the European 

Communities  the  list  of  captive-breeding  operations  referred  to  in 

paragraph 1. 

Derogations 

Article 10 

1.  By  way  of  derogation  from  Articles  4  and  5, where  a  specimen  is in 

transit through the Community, presentation to the appropriate customs 

service  of  the  permits,  certificates  and  declarations  prescribed 

therein shall not be required. 

2.  (a) In  the  case  of  species  listed  in the  Annexes  in  accordance  with 

point  (a) of  Article  3(1), points  (a) and  (b)  of  Article 3(2), 

Article  3(3)  and  point  (b)  of  Article  3(4),  the  derogation 

referred to in paragraph 1 shall apply only where a valid export or 

re-export  document  provided  for  by  the  Convention,  and  which 

specifies the destination of the specimen, has been  issued by the 

competent  authorities  of  the  exporting  or  re-exporting  third 

country. 

(b) Member States may require presentation of such export or re-export 

document or satisfactory proof of its existence. 

(c) If  this  document  has  not  been  issued,  the  specimen  shall  be 

detained and may be confiscated unless: 

- 42 -

(i)  the specimen is of a species listed in Annex B or C; 

(ii)  the export or re-export  document  is  issued  retrospectively; 

and 

(iii) such retrospective  issuance  is carried  out  under  conditions 

specified by the Commission in accordance with the procedure 

laid down in Article 29. 

3.  However, the conditions prescribed in paragraph 2 shall not apply where 

the  specimen  in transit  has been exported  or re-exported  from  and is 

consigned to a third country not party to the Convention. 

Article 11 

By way  of  derogation  from  Articles  4 to  7, the provisions  therein  shall 

not  apply  to  dead  specimens, parts  and  derivatives  of  species  listed  in 

Annexes  B  to  D which  are personal  or  household  effects  being  introduced 

into  the  Community,  or  exported  or  re-exported  therefrom,  in  compliance 

with  provisions  that  shall  be  specified  by  the  Commission  in  accordance 

with the procedure laid down in Article 29. 

Article 12 

By  way  of  derogation  from  Articles  4,  6  and  7, presentation  to the 

customs  services  of  the  documents  referred  to  therein  shall  not  be 

required  in the case of non-commercial  loans, donations  and exchanges 

between  scientists  and  scientific  institutions,  registered  by  the 

management  authorities  of  the  States  in  which  they  are  located,  of 

herbarium  specimens  and  other  preserved,  dried  or  embedded  museum 

specimens, and of  live plant material, bearing  a label, the model for 

which has been determined in accordance with the procedure laid down in 

Article  29  or  a  similar  label  issued  or  approved  by  a  management 

authority of a third country. 

- 43 -

2.  The  procedures  and  criteria  for  registration  of  the  scientists  and 

scientific  institutions referred to in paragraph 1 shall be determined 

by  the  Commission  in  accordance  with  the  procedure  laid  down  in 

Article 29. 

Article 13 

Return of used permits and certificates 

1.  Customs  offices  shall,  within  one  month  of  receipt,  forward  to  a 

management authority of the Member State in which they are situated the 

permits  and  certificates  which  have  been  presented  to  them  in 

accordance  with  Articles  4  to  7,  as  well  as  any  supporting  CITES 

documents issued by exporting or re-exporting third  countries. 

2.  The management authorities of the Member States shall, within one month 

of receipt, return to the management authorities which have issued them 

the Community permits and certificates which have been sent to them by 

the customs offices  in accordance with paragraph  1, together with any 

supporting CITES documents. 

Prohibitions relating to internal trade and 

to specimens of endangered species 

Article 14 

1.  The  possession  of  any  specimen  of  a  species  listed  in  Annex  A  is 

prohibited  except where  it can be proved, to the  satisfaction  of the 

management  authority  of  the  Member  State  concerned,  to  have  been 

acquired  and,  if  it  originated  outside  the  Community,  to  have  been 

introduced thereto, in accordance with the legislation in force for the 

conservation of wild fauna and flora. 

- 44 -

2.  A  management  authority  of  a  Member  State  may,  if  it  deems  it 

appropriate,  issue  the  certificate  provided  for  in  point  (g)  of 

Article 18 to confirm that possession of such a specimen is legal. 

3.  In  accordance  with  the  procedure  laid  down  in  Article  29,  the 

Commission may establish restrictions on the possession of specimens of 

critically endangered species. 

Article 15 

1.  The  purchase,  acquisition  for  commercial  purposes,  display  to  the 

public  for  commercial  purposes,  use  for  commercial  gain  and  sale, 

keeping  for  sale,  offering  for  sale  or  transporting  for  sale  of 

specimens of the species listed in Annex A are prohibited. 

2.  (a) Exemption  from the prohibition  referred  to  in paragraph  1 may be 

granted by issuance of a certificate to that effect by a management 

authority of the Member State in which the specimens are located, 

on a case-by-case basis, account being taken of the objectives of 

the  Convention  and  in  accordance  with  the  requirements  of  other 

Community  legislation on the conservation of wild  fauna and flora, 

where the specimens: 

(i)  were acquired in or were introduced into the Community before 

the provisions  relating  to  species  listed  in Appendix  I of 

the Convention or in Annex CI to Regulation  (EEC) 3626/82 or 

in  Annex  A  to  this  Regulation  became  applicable  to  the 

specimens; or 

(ii)  are  worked  specimens  that  were  legally  acquired  more  than 

fifty years previously; or 

(iii) were  introduced  into  the  Community  in  compliance  with  the 

provisions of this Regulation and are to be used  for one of 

the purposes referred to in point (d)(ii) of Article 4(1); or 

- 45 -

(iv)  are  captive-bred  specimens  of  an  animal  species  or 

artificially propagated  specimens of a plant  species or are 

parts or derivatives of such specimens; or 

(v)  are required under exceptional circumstances  for advancement 

of  science  or  for  essential  biomedical  purposes  where  the 

species  in question  proves to be the only one  suitable for 

those purposes; or 

(vi)  are intended  for breeding or propagation purposes from which 

conservation  benefits will  accrue to the  species concerned; 

or 

(vii) are  intended  for  research  or  education  aimed  at  the 

preservation or conservation of the species; or 

(viii)originate in a Member State and were removed from the natural 

State  in  compliance  with  the  legislation  in  force  in  that 

Member State. 

(b) General  exemptions  from this prohibition, based  on the conditions 

contained  in subparagraph  (a), as well as general exemptions with 

regard  to  species  included  in Annex  A  in  accordance  with  points 

(b)(ii) and (c) of Article 3(1) may be granted by the Commission. 

(c) The  Commission  shall  lay  down  the  conditions  and  criteria  for 

granting the exemptions referred to  in subparagraph  (a) and shall 

grant the exemptions referred to in subparagraph  (b) in accordance 

with the procedure laid down in Article 29.  The Scientific Review 

Group  shall  advise  the  Committee  on  the  application  of  the 

conditions in points  (v), (vi) and (vii) of paragraph 2(a). 

3.  The  prohibitions  referred  to  in  paragraph  1  shall  also  apply  to 

specimens of the species listed in Annexes B to D  except where it can 

be proved to the satisfaction of the management authority of the Member 

State  concerned  that  such  specimens  were  acquired  and,  if  they 

originated  outside  the  Community,  were  introduced  thereto,  in 

accordance with the legislation  in force for the conservation of wild 

fauna and flora. 

- 46 -

4.  For  the  purposes  of  Articles  4(5),  14(1)  and  15(3),  and  without 

prejudice  to  other  types  of  proof  satisfactory  to  the  management 

authority,  the  Commission  may  specify  acceptable  proof  of  legal 

acquisition  and  legal  introduction  into  the  Community,  which  may 

include  the  use  of  documents  and  marks,  in  accordance  with  the 

procedure laid down in Article 29. 

5.  The competent authorities of the Member States shall have discretion to 

sell  any  specimen  of the  species  listed  in Annexes  B to E they  have 

seized under this Regulation, provided that they are not thus returned 

directly  to  the  person  or  entity  from  whom  they  were  seized.  Such 

specimens  may  then  be  treated  for  all  purposes  as  if  they  had  been 

legally acquired. 

Article 16 

Movement and registration of live specimens 

1.  (a) (i)  A management  authority  of each Member  State  shall establish 

and maintain a register of the authorized  locations of live 

specimens  of  species  included  in  Annex  A,  specified  in 

accordance with point  (a) of paragraph  4 and  located  in the 

territory under its jurisdiction. 

(ii)  Each holder of such specimens shall: 

- within  three  months  of  the  date  on  which  such  specimens 

become  subject  to  the  provisions  of  point  (a)  of 

paragraph 4,  notify  their  location  to  a  management 

authority  of  the Member  State  in which  the  specimens  are 

located at that time; and 

- 47 -

- notify to such management  authority  any  subsequent change 

in  holding  by  acquisition,  captive  breeding,  artificial 

propagation, death  or  disposal, within  one month  of  such 

change. 

(b) (i)  Any  movement  within  the  Community  of  a  live  specimen  of  a 

species listed in Annex A from the location specified in the 

register, the import permit or in any certificate  issued in 

compliance  with  this  Regulation,  shall  require  prior 

authorization from a management authority of the Member State 

in which the specimen is located. 

(ii)  Such authorization shall: 

-  only  be  granted  when  the  competent  scientific  authority  of 

such Member State or, where the movement is to another Member 

State, the competent scientific authority of the latter, has 

advised  in  writing  that  the  intended  accommodation  is 

adequately equipped and suited to the biological and, in the 

case of an animal, behavioural needs of the species and that 

the specimen will be properly cared for; 

be confirmed  by  issuance  of  the certificate  referred  to in 

point (1) Article 18; and 

-  where applicable, be immediately communicated to a management 

authority of the Member State in which the specimen is to be 

located. 

(iii) However, no  such  authorization  shall  be  required  if  a live 

animal  must  be  moved  for  the  purpose  of  urgent  veterinary 

treatment  and  is  returned  directly  to  its  authorized 

location. 

- 48 -

(iv)  As  soon  as  any  movement  authorized  in  accordance  with  this 

subparagraph  has  taken  place,  the  holder  of  the  specimen 

shall  inform  the  management  authority  competent  for  the  new 

location  that  the  specimen  has  been  delivered  to  that 

location. 

(c)  (i) 

The  provisions  of  subparagraph  (b)  shall  not  apply  to 

specimens  of  Annex  A  species  that  are  commonly  bred  in 

captivity  or artificially  propagated. 

2.  Where  a  live  specimen  of  a  species  listed  in  Annex  B  is moved  within 

the  Community,  the  holder  of  the  specimen  may  relinquish  it  only  after 

ensuring  that  the  intended  recipient  is  adequately  informed  about  the 

accommodation,  equipment  and  practices  required  to  ensure  the  specimen 

will be properly  cared  for. 

3.  When  any  live  specimens  are  transported  into,  from  or  within  the 

Community  or  are  held  during  any  period  of  transit  or  transhipment, 

they  shall  be  so prepared,  moved  and  cared  for  as to minimize  the  risk 

of  injury,  damage  to  health  or  cruel  treatment  to  such  specimens  and, 

in the case of animals, in conformity with Community  legislation  on the 

protection  of animals during  transport. 

4.  Under the procedure  laid down  in Article 29, the Commission  may: 

(a) determine  the  criteria,  conditions  and  procedures  for  application 

of  the provisions  and  exemptions  in paragraphs  1 and  2 and  specify 

the  live specimens  and  species referred  to  in subparagraph  1(a)(i); 

and 

(b) establish  restrictions  on the holding or movement  of  live  specimens 

of  species  included  in Annex A or B for which the Scientific  Review 

Group  has  advised  that  the  introduction  into  nature  of  such 

specimens, through escape or release,  forms an ecological threat  to 

species of wild  fauna and  flora  indigenous to the Community;  and 

- 49 -

(c) establish restrictions on the holding or movement of live specimens 

of  species  in relation to which  restrictions  on  the  introduction 

into the Community have been established  in accordance with points 

(a) or  (c)(ii) of Article  4(6) and may  establish  restrictions of 

the same nature on specimens originating in the Community; and 

(d) establish restrictions on the holding or movement of live specimens 

in order to safeguard human life and health. 

Article 17 

Stricter measures for indigenous species 

1.  The possession of any specimen of a species  listed  in Annex E  in the 

territory  of  the  Member  State  with  respect  to  which  it  is  listed 

therein and the removal of any such specimen from the territory of such 

Member State are prohibited. 

2.  Exemption  from  the  prohibition  referred  to  in  paragraph  1  may  be 

granted  by  a  management  authority  of  the  Member  State  concerned  by 

issuance, where  trade  is with  a third  country,  of  an  import permit, 

export  permit  or  re-export  certificate  or, where  trade  is within the 

Community, of one of the certificates referred to in Article 18. 

Article 18 

Certificates to be issued 

On  receiving  an  application,  together  with  all  the  requisite  supporting 

documents  from  the  person  concerned,  a management  authority  of  a Member 

State may issue the appropriate one of the following certificates: 

- 50 -

(a) a  certificate  stating  that  a  specimen  was  acquired  in  or  was 

introduced  into  the  Community  before  the  provisions  relating  to 

Appendix  I,  II  or  III  to  the  Convention, Annex  C  to  Regulation 

(EEC) No 3626/82 or Annexes A, B, C or E to this Regulation became 

applicable to it; 

(b) a certificate stating that a worked specimen of a species listed in 

Annex A was legally acquired more than fifty years previously; 

(c) a  certificate  stating  that  a  specimen  was  introduced  into  the 

Community  in  accordance  with  the  provisions  of  Regulation  (EEC) 

No 3626/82 or of this Regulation; 

(d) a certificate stating that a specimen was removed  from the natural 

state  in compliance  with the  legislation  in  force within  its own 

territory; 

(e) a certificate stating that a specimen is or is a part of or derived 

from an animal bred in captivity; 

(f) a certificate stating that a specimen is or is a part of or derived 

from an artificially propagated plant; 

(g) a  certificate  stating  that  the  possession  of  a  specimen  of  a 

species listed in Annex A or Annex E is legal; 

(h) a  certificate  stating  that  the  use  has  been  authorized  of  a 

specimen  of  a  species  listed  in  Annex  A,  introduced  into  the 

Community in compliance with the provisions of this Regulation, for 

one of the purposes referred to in point (d)(ii) of Article 4(1); 

(i) a  certificate  stating  that  the  use  of  a  specimen  of  a  species 

listed in Annex A essential for biomedical purposes or advancement 

of science in exceptional circumstances has been authorized; 

- 51 -

(j) a certificate  stating that, in accordance with Article  15(2), the 

use has been authorized of a specimen of a species listed in Annex 

A  for  breeding  or  propagation  purposes  from  which  conservation 

benefits will  accrue to the  species  concerned  or  for  research or 

education aimed at the preservation or conservation of the species; 

(k) a  certificate  stating  that  a  specimen was  acquired  in  accordance 

with Article 15(5); 

(1) a  certificate  stating  that  the movement  of  a  live  specimen  of  a 

species listed in Annex A has been authorized. 

Article 19 

Validity of and special conditions on permits and certificates 

1.  Permits  and  certificates  issued  by  the  competent  authorities  of  the 

Member  States  in  accordance  with  this  Regulation  shall  be  valid 

throughout the Community. 

2.  (a) However, any such permit or certificate, as well as any permit or 

certificate  issued on the basis of it, shall be deemed void if the 

issuing authority or the Commission establishes that it was issued 

on the false premise that the conditions for its issue were met. 

(b) Specimens  situated  in the territory  of a Member  State and covered 

by  such documents shall be seized by the competent  authorities of 

that Member State and may be confiscated. 

3.  (a) Any permit or certificate issued in accordance with this Regulation 

may  stipulate  conditions  and  requirements  imposed  by  the  issuing 

authority to ensure compliance with the provisions thereof. 

- 52 -

(b) When  a  Member  State  has  recourse  to  subparagraph  (a), it  shall 

inform the Commission of the conditions and requirements imposed. 

4.  Any  import  permit  issued  on the basis of a copy  of the  corresponding 

export  permit  or  re-export  certificate  shall  be  valid  only  for  the 

introduction  of  specimens  into the  Community  when  accompanied  by the 

original valid export permit or re-export certificate. 

Article 20 

Charges for applications for permits and certificates 

Member  States  shall  levy  a  charge  for  processing  any  application  for  a 

permit or certificate required under this Regulation.  The charge shall be 

set  by  the  Commission  in  accordance  with  the  procedure  laid  down  in 

Article 29. 

Article 21 

Places of entry, exit and transit 

1.  The Member States shall, within twelve months of 1 January 1993: 

(a) designate customs offices for the completion of procedures  for the 

introduction  to,  export  or  re-export  from  or  transit  or 

transhipment  through the Community  of specimens of species covered 

by this Regulation; and 

- 53 -

(b) designate customs offices specifically for such procedures relating 

to  shipments  of  live  specimens,  account  being  taken  of  the 

distances that such specimens may be transported, and shall provide 

holding facilities at or in close proximity to all such designated 

places to ensure that any live specimens held are adequately housed 

and cared for. 

2.  All places designated  in accordance with paragraph 1 shall be notified 

to the Commission which  shall publish  a list of them  in the Official 

Journal of the European Communities. 

3.  In  exceptional  cases, where  a  shipment  contains  only  one  or  a  few 

accompanied  live  specimens,  a  management  authority  may  permit  the 

introduction into the Community or the export or re-export therefrom at 

a customs office other than one designated in accordance with point (b) 

of paragraph 1. 

4.  The  minimum  requirements  for  the  holding  facilities  referred  to  in 

point  (b)  of  paragraph  1  shall  be  determined  by  the  Commission  in 

accordance with the procedure laid down in Article 29. 

Article 22 

Management and scientific authorities 

and other competent authorities 

1.  Within six months of 1 January 1993: 

(a) (i)  Each Member State shall designate a management authority with 

primary responsibility  for implementation of this Regulation 

and for communication with the Commission; 

- 54 -

(ii)  Each  Member  State may  also  designate  additional  management 

authorities  and  other  competent  authorities  to  assist  in 

implementation,  in  which  case  the  primary  management 

authority  shall  be  responsible  for  providing  to  the 

additional  authorities  all  the  information  required  for 

correct application of the Regulation; 

(b) Each  Member  State  shall  designate  one  or  more  scientific 

authorities  whose  personnel  shall  be  separate  from  those  of  any 

designated  management  authority  and  shall  be  appropriately 

qualified  and  experienced  in  connection  with  the  conservation, 

management or biology of wild animals and plants so as to render it 

a  suitable  body,  and  shall  consider  only  information  that  has a 

scientific bearing in giving their advice. 

2.  (a) Member  States  shall  forward  the  names  and  addresses  of  the 

designated management authorities, scientific authorities and other 

authorities  competent  to  grant  permits  or  certificates  to  the 

Commission  which  shall  publish  this  information  in  the  Official 

Journal of the European Communities. 

(b) Each  management  authority  referred  to  in  point  (a)(i)  of 

paragraph 1 shall, if so requested by the Commission,  communicate 

to  it,  within  one  month,  the  names  and  specimen  signatures  of 

people authorized  to sign permits or  certificates,  impressions of 

stamps,  seals  or  other  devices  used  to  authenticate  permits  or 

certificates. 

(c) Member  States  shall  communicate  to the Commission  any  changes  in 

the  information  already  provided,  not  later than  one  month  after 

the implementation of such change. 

-  55 -

Article 23 

Monitoring  of compliance  and  investigation  of  infringements 

1.  (a) The  competent  authorities  of  the  Member  States  shall  monitor 

compliance with the provisions of this Regulation. 

(b) If,  at  any  time,  the  competent  authorities  have  reason  to  believe 

that  these  provisions  are  being  infringed,  they  shall  take  the 

appropriate  steps  to  ensure  compliance  or  to  instigate  legal 

actions. 

(c) The  Member  States  shall  inform  the  Commission  of  any  action  taken 

by  the  competent  authorities  in  relation  to  infringements  of  this 

Regulation,  including the making  of seizures  and  confiscations. 

2.  (a) The  Commission  can  request  the  competent  authorities  of  the  Member 

States  to  undertake  the  investigations  which  it  considers  to  be 

necessary  under this Regulation. 

(b) If  agreed  by  the  Commission  and  the  competent  authorities  of  the 

Member  States  in  whose  territory  the  investigation  is  to  be  made, 

the  services  of  the  Commission  shall  assist  such  authorities  in 

carrying  out  their duties. 

Communication  of  information 

Article 24 

1.  The  Member  States  and  the  Commission  shall  communicate  to  one  another 

the  information  necessary  for implementing  this  Regulation. 

- 56 -

2.  The Commission shall communicate with the Secretariat of the Convention 

so  as  to  ensure  that  the  Convention  is  effectively  implemented 

throughout the territory to which this Regulation applies. 

3.  When  the  Scientific  Review  Group  provides  advice  in  accordance  with 

points  (a) or  (d) of Article 4(1), point  (i) of Article 4(2)(b), point 

(a)  of  Article  5(1), point  (i) of  Article  5(2)(b)  or  point  (a) of 

Article 6(1), the Commission  shall immediately  communicate  this advice 

to the management authorities of the Member States or to the management 

authority of the Member State concerned, as appropriate. 

4.  (a) The information to be passed to the Commission by the Member States 

in accordance with Articles 19(3)(b) and 23(1)(c) shall be provided 

on a monthly basis. 

(b) The Commission shall: 

(i)  specify the  form  and manner  in which  such  information  shall 

be provided; and 

(ii)  where  necessary  to  ensure  the  harmonized  implementation  of 

this  Regulation,  communicate  to  the  Member  States  the 

information received. 

5.  The  Commission  shall  take  the  appropriate  measures  to  protect  the 

confidentiality of  information  obtained  in confidence  pursuant  to the 

application of this Regulation. 

- 57 -

Article 25 

1.  (a) The management  authorities of the Member  States  shall communicate 

to the Commission, before  15 June each  year, all the  information 

relating to the preceding year required for drawing up the reports 

referred  to  in Article  VIII(7) of  the  Convention  and  equivalent 

information  on  international  trade  in  all  specimens  of  species 

listed in Annexes A, B and C and on introduction into the Community 

of specimens of species listed  in Annex D.  The information to be 

communicated and the format for its presentation shall be specified 

by the Commission. 

(b) On the basis of the information referred to  in-(a), the Commission 

shall  publish  annually  a  statistical  report  on  the  introduction 

into  and  the  export  and  re-export  from  the  Community  of  the 

specimens of the species to which this Regulation applies. 

2.  (a) With  respect  to  the  species to which  this Regulation  applies and 

species  which  may  be  eligible  for  inclusion  in  the  Annexes, the 

competent  authorities  of  the  Member  States  shall  forward  to  the 

Commission all the relevant information relating to: 

- the biological or trade status of such species; 

- the methods used for their transport; 

- the requirements for accommodating and caring for live specimens; 

- the uses to which specimens of such species are put; and 

- scientific, technical  and other forms  of progress in methods of 

controlling  trade  in  live  specimens,  parts  and derivatives, 

including  methods  for detection and  investigation  of  illegal 

trade. 

,* 

(b) The  Commission  may, where  necessary,  take  suitable  steps  to  co 

ordinate  the  work  in  these  fields  or  to  use  the  information  to 

improve the application of this Regulation. 

-  58 -

Article 26 

Sanctions 

1.  The  Member  States  shall  take  appropriate  measures  to  ensure  the 

imposition  of  sanctions  for at least the following  infringements  of the 

provisions of this Regulation: 

(a) introduction  into  or  export  or  re-export  from  the  Community  of 

specimens  without  the  appropriate  permit  or  certificate  or  with  a 

false,  falsified  or  non-valid  permit  or  certificate  or  one  altered 

without  authorization  by the  issuing  authority; 

(b) failure  to  comply  with  the  stipulations  specified  on  a  permit  or 

certificate  issued  in accordance with this Regulation; 

(c) making  a false declaration  or knowingly  providing  false  information 

in order to obtain  a permit  or certificate; 

(d) using  a  false,  falsified  or  non-valid  permit  or  certificate  or  one 

altered without  authorization,  as a basis  for obtaining  a  Community 

permit  or  certificate  or  for  any  other  official  purpose  in 

connection  with this Regulation; 

(e) making  no declaration  or making  a false declaration  on  import; 

(f) shipment  of  live  specimens  not  properly  prepared  so  as  to  minimize 

the risk of  injury, damage to health or cruel  treatment; 

(g) use  of  specimens  of  species  listed  in  Annex  A  other  than  in 

accordance  with  the  authorization  given  at  the  time  of  issuance  of 

the  import  permit or  subsequently; 

(h) trade  in  artificially  propagated  plants  contrary  to  the  provisions 

laid down  in accordance with point  (c) of Article 9(2); 

- 59 -

(i) shipment  of  specimens  into  or  out  of  or  transit  through  the 

territory  of  the  Community  without  the  appropriate  permit  or 

certificate  issued  in accordance with this Regulation  and,  in the 

case  of  export  or  re-export  from  a  third  country  party  to  the 

Convention,  in accordance therewith, or satisfactory  proof  of its 

existence; 

(j) possession of specimens in contravention of Articles 14 or 17; 

(k) purchase,  acquisition  for commercial  purposes, use  for  commercial 

gain, display to the public  for commercial purposes, sale, keeping 

for sale, offering  for sale or transporting  for  sale of  specimens 

in contravention of Article 15; 

(1) failure  to  notify  the  holding,  acquisition  (whether  or  not  by 

captive breeding  or artificial  propagation),  death  or disposal of 

live  specimens  of  Annex  A  species  or  movement  of  live  specimens 

contrary to the provisions of Article 16; 

(m) removal  of  a  specimen  of  a  species  listed  in  Annex  E  from  the 

territory  of  a  Member  State  with  respect  to  which  it  is  listed 

therein, contrary to the provisions of Article 17; 

(n) use of a permit or certificate  for any specimen other than one for 

which it was issued; 

(o) falsification or alteration of any permit or certificate  issued in 

accordance with this Regulation; 

(p) failure  to  disclose  rejection  of  an  application  for  a  permit  or 

certificate, in accordance with Article 8(3). 

2.  The  measures  referred  to  in  paragraph  1  shall  be  appropriate  in 

relation to the nature and the gravity of the infringement  and include 

provisions with regard to the seizure and confiscation of specimens. 

- 60 -

3.  Where  a specimen  is confiscated  the specimen  shall be entrusted  to a 

management authority of the Member State of confiscation which: 

(i)  shall, following consultation with a scientific authority of that 

Member State, place or otherwise dispose of the specimen where it 

deems appropriate and consistent with the purposes and provisions 

of the Convention and this Regulation; and 

(ii)  in the case of a living specimen having been introduced  into the 

Community,  may,  after  consultation  with  the  State  of  export, 

return the specimen to that State at the expense of the convicted 

person. 

4.  Where  a  living  specimen  of  a species  listed  in Annex  B or  C arrives 

from a third country at a port of entry into the Community without the 

appropriate valid permit or certificate, the specimen may be seized and 

confiscated  or, if the consignee  refuses to acknowledge  the specimen, 

the competent authorities of the Member State responsible for the place 

of entry may, if appropriate, refuse to accept the shipment and require 

the carrier to return the specimen to its place of departure. 

Article 27 

Common positions on proposals submitted to 

the conference of the parties to the Convention 

1.  A  common  position  of the Member  States on each  proposal  submitted  to 

the Secretariat of the Convention for approval by the conference of the 

parties to the Convention  and which  is relevant  to the  implementation 

of this Regulation shall be established by the Commission in accordance 

with the procedure laid down in Article 29. 

- 61 -

2.  Proposals  for  approval  by  the  conference  of  the  parties  to  the 

Convention may be submitted by: 

a)  the Member States; or 

b)  the  Commission  on  behalf  of  the  Community  when  the  latter  is  a 

party to the Convention; 

only when they have been approved in accordance with the procedure laid 

down in Article 29. 

3.  (a) During meetings of the conference of the parties to the Convention, 

the  representatives  of the Member  States may  express  and  vote in 

favour of a position other than the common position established in 

accordance  with  paragraph  1  only  in  order  to  represent  the 

interests of dependent territories. 

(b) Any such divergent position may be expressed by a Member State and 

supported by its vote only after the Member State, in consultation 

with the Commission, has exhausted  the possibilities to reconcile 

this  with  the  common  position  and,  in  this  case,  shall  make  it 

clear that it was expressing its position or exercising its vote on 

behalf of an interest of a dependent territory. 

Article 28 

The Scientific Review Group 

1.  A  scientific  consultative  group  is hereby  established,  consisting  of 

the  representatives  of  each  Member  State's  scientific  authority  and 

chaired by the representative of the Commission. 

- 62 -

2.  (a) The  Scientific  Review Group shall examine  any  scientific  question 

relating  to  the  implementation  of  this  Regulation  raised  by  the 

chairman,  either  on  his  own  initiative  or  at  the  request  of  the 

members, the Commission or the Committee. 

(b) The Scientific Review Group shall endeavour to ensure that the best 

scientific  information  available  is  taken  into  consideration  and 

shall  convey  its scientific  findings  and advice to the  Commission 

and the Committee. 

Article 29 

The  Commission  shall  be  assisted  by  a  committee  composed  of  the 

representatives  of the Member  States and chaired by the representative of 

the Commission. 

The representative of the Commission shall  submit to the Committee a draft 

of the measures  to be taken.  The Committee  shall deliver  its opinion on 

the draft within a time limit which the chairman may lay down according to 

the urgency of the matter.  The opinion shall be delivered by the majority 

laid  down  in Article  148(2) of the Treaty  in the case of decisions which 

the Council  is required  to adopt  on a proposal  from the Commission.  The 

votes  of  the  representatives  of  the  Member  States  within  the  Committee 

shall  be  weighted  in  the  manner  set  out  in  that  Article.  The  chairman 

shall not vote. 

The Commission shall adopt measures which shall apply immediately. However, 

if these measures are not in accordance with the opinion of the committee, 

they  shall be communicated  by the Commission  to the Council  forthwith. In 

that event the Commission  shall defer application of the measures which it 

has  decided  for  a  period  of  three  months  from  the  date  of  such 

communication. 

The Council, acting by a qualified majority, may take a different decision 

within the time limit referred to in the previous paragraph. 

-  63 -

Final  provisions 

Article 30 

In  accordance  with  the  procedure  laid  down  in  Article  29,  the  Commission 

shall: 

(a) amend  Annexes  A  to  E  on  the  basis  of  the  criteria  contained  in 

Article  3; 

(b) lay down uniform  conditions and criteria for: 

(i)  the  issue,  validity  and  use  of  the  documents  referred  to  in 

Articles 4 to 7 and  18 and determine the design thereof; and 

(ii)  the use of plant health certificates; 

(c) adopt  the  measures  referred  to  in  Article  4(6),  Article  6(4), 

Article 9(1) and  (3), Article  10(2), Article  11, Article  12(1) and (2), 

Article  14(3),  Article  15(2)  and  (4),  Article  16(4),  Article  20, 

Article  21(4), Article  27(1) and  (2); and 

(d) adopt  any  additional  measures  necessary  to  ensure  effective  and 

harmonized  application  of  the provisions  of  this  Regulation,  including 

measures  to  implement  resolutions  of  the  conference  of  the  parties  to 

the  Convention,  where  appropriate,  and  to  establish  procedures  for 

marking  specimens as an aid to identification and enforcement. 

Article 31 

Each  Member  State  shall  notify  the  Commission  and  the  Secretariat  of  the 

Convention  of  the  provisions  which  it  adopts  specifically  for  the 

implementation  of  this  Regulation  and  of  all  legal  instruments  used  anc 

action taken  for its implementation  and enforcement. 

- 64 -

The  Commission  shall  communicate  this  information  to  the  other  Member 

States. 

Article 32 

Regulation  (EEC) No 3626/82 is hereby repealed. 

Article 33 

This Regulation  shall enter  into  force on the date of  its publication  in 

the Official Journal of the European Communities. 

It shall apply from 1 January 1993. 

Articles 28, 29 and 30 shall apply from the date of entry into force. 

This Regulation shall be binding in its entirety and directly applicable in 

all Member States. 

Done at Brussels, 

For the Council 

The President 

- 65 -

ANNEXES A. B AMD  C 

INTERPRETATION 

1.  Species  Included  In these annexes are referred  to: 

a) 

b) 

by  the name of  the species; or 

as being all of  the species  Included  In a higher  taxon or 
designated  part  thereof. 

2.  The abbreviation  "spp."  Is used  to denote all  species of a higher 

taxon. 

3.  Other  references  to taxa higher  than species are  for  the purposes of 

Information or classification only. 

4.  Domestic  forms of  the species or higher  taxa  named  In these  annexes 

are excluded  therefrom. 

5.  The  abbreviation  "p.e."  Is used  to denote species  that  are possibly 

extinct. 

6.  An asterisk "*" placed  against  the name of  a species or  higher  taxon 

Indicates that one or more geographically separate populations, 

subspecies or  species of  that species or  taxon are  Included  In Annex A 

and  are excluded  from Annex B. 

7.  Two asterisks "**" placed against  the name of  a species or higher 

taxon  Indicate that one or more geographically separate populations, 

subspecies or  species of that species or  taxon are  Included  In Annex B 

and are excluded  from Annex A. 

-  66 -

8.  The symbols  'I', 'II' and  'III' and  the symbol  'x' followed  by a 

number  placed  against  the name of  a species or  higher  taxon  refer  to 

the Appendices of  the Convention  In which  the  species concerned  are 

listed, as  Indicated  In notes 9-12.  Where  none of  these  annotations 

appears, the species concerned  are not  listed  In the Appendices  to the 

Convention. 

9.  (I) 

against  the name of  a species or  higher  taxon  Indicates that  the 

species or  higher  taxon concerned  Is  included  In Appendix  I of 

the Convention; 

10.(11)  against  the name of  a species or  higher  taxon  Indicates that  the 

species or  higher  taxon concerned  Is  Included  In Appendix  II of 

the Convention; 

11.(111) against  the name of  a species or  higher  taxon  Indicates  that  It 

Is  Included  In Appendix  111 of  the Convention.  In this case  the 

country  with  respect  to which  the species or  higher  taxon  Is 

Included  in Appendix  III  Is also  Indicated  by a two-letter  code 

as  follows  : BW  (Botswana), ÇA  (Canada), CO  (Colombia), CR  (Costa 

Rica), GH  (Ghana), GT  (Guatemala), HN  (Honduras),  IN (India), MY 

(Malaysia), MU  (Mauritius), NP  (Nepal), TN  (Tunisia) and  UY 

(Uruguay). 

12. The symbol  MxN  followed  by a number  placed  against  the name of a 

species or  higher  taxon  In Annex  A or B denotes  that  certain 

geographically  separate  populations, species, groups of  species or 

families of  that  species or  taxon are  listed  In Appendix  I,  II or  III 

of  the Convention, as follows : 

x701  Dendrolagus bennettlanus, Dendrolagus  Inustus, Dendrolagus 

lumholtzl  and Dendrolagus urslnus are  listed  In Appendix  II. 

-  67 -

x702 All  species  are  listed  In Appendix  II except  Ate les  geoffroyl 

frontatus  and Ateles geoffroyl  panamensis which  are  listed  in 

Append Ix  I. 

x703 All  species  are  listed  In Appendix  M  except  Lagothrix  fiavicauda 

which  Is  listed  In Appendix  1. 

x704 The  species  Is  listed  In Appendix  II but  subspecies  Cercocebus 

galerltus ga1er I tus  Is  listed  In Appendix  I. 

x705 The  species  Is  listed  In Appendix  II but  subspecies  Co Iobus 

pennant 11 kirk I Is  listed  in Appendix  I. 

x706 Myrmecophaga  tridactyla  and Tamandua  tetradactyla  chapadensis  are 

listed  In Appendix  II.  Tamandua  tetradactyla  Is  listed  In 

Append Ix  III  for GuatemaI a. 

x707 Bradypus  varlegatus  Is  listed  In Appendix  II. 

x708 Choloepus hoffmannl  Is  listed  In Appendix  III  for  Costa  Rica. 

x709 Cabassous  centralis  Is  listed  In Appendix  III  for  Costa  Rica  and 

Cabassous  tatouay  Is  listed  In Appendix  III  for  Uruguay. 

X 7 10  ManIs crasslcaudata, Manls  Javanlca  and Manls  pentadactyla  are 

listed  In Appendix  II.  Manls  glgantea, Manls  tetradactyla  and 

Manls  trlcuspls are  listed  In Appendix  III  for  Ghana. 

X711  All  species  are  listed  In Appendix  II except  LI potes  vexllllfer, 

Platanlsta  spp., Berardlus spp., Hyperoodon  spp.,  Physeter 

macrocephalus, Sotalla  spp., Sousa  spp.,  Neophocaena 

phocaenoldes, Phocoena  sinus, Eschrlent lus robustus, Balaenoptera 

spp.  (except  population of West  Greenland  of  Balaenoptera 

acutorostrata), Megaptera  novaeangllae, Balaena  spp. and  Caperea 

marglnata which  are  listed  In Appendix  I. 

X712 The  populations  of  Bhutan,  India, Nepal  and  Pakistan  are  listed 

In Appendix  I and  the population of  the  territory of  the  European 

Community  Is  listed  In Appendix  II. 

X713 Duslcyon  culpaeus, Duslcyon grlseus and  Dusicyon gymnocercus  are 

IIsted  In Appendix  II. 

X714 The  population of  Mexico  Is  listed  In Appendix  I and  the 

population of  the  territory of  the European  Community  Is  listed 

In Append Ix  11. 

-  68 -

x715 The  species  Is  listed  In Appendix  I except  the  population of 

Australia  which  Is  listed  In Appendix  II. 

X 7 16  Trichechus  Inunquis  and Trichechus manatus  are  listed  In Appendix 

l.  Trichechus  senega Iens I s  Is  listed  In Appendix  II. 

X717 The  species  Is  listed  In Appendix  II but  subspecies  Equus 

hem I onus  hemlonus and  Equus hem Ionus khur  are  listed  In Appendix 

I. 

X718 All  species  are  listed  In Appendix  II except  the populations  of 

Afghanistan,  Bhutan,  India, Myanmar, Nepal  and  Pakistan which  are 

Iisted  In Appendix  I. 

X719 The  species  Is  listed  In Appendix  il but  subspecies  Capra 

falconer!  chialtanensls, Capra  falconer I jerdonl  and  Capra 

falconer I megaceros  are  listed  In Appendix  I. 

x720 Cephalophus  dorsal Is, Cephalophus montlcola, Cephalophus oglibyl, 

Cephalophus  sylvlcultor  and Cephalophus  zebra  are  listed  In 

Appendix  II. 

X 7 21  Gazella  cuvierl, Gazella  dorcas  and Gazella  Ieptoceros  are  listed 

In Appendix  III  for  Tunisia. 

x722 The  species  Is  listed  In Appendix  III  for  Uruguay  but  subspecies 

Rhea  amerlcana  albescens  Is  listed  In Appendix  It. 

x723  Rhynchotus  rufescens maculIcolI Is, Rhynchotus  rufescens 

pallescens  and  Rhynchotus  rufescens  rufescens  are  listed  In 

Appendix  II. 

x724  Ephlpplorhynchus  senega lens Is and  Leptoptllos  crumenlferus  are 

listed  In Appendix  III  for  Ghana. 

x725 CI con I a  cI con I a boyclana  Is  listed  In Appendix  I. 

x726  Eudoclmus  ruber  Is  listed  In Appendix  II.  Hagedashla  hagedash, 

Lamprlbls  rara  and  Threskiornls aethlopicus  are  listed  In 

Appendix  III  for  Ghana. 

x727 Anas  aucklandlca  aucklandlca  and Anas aucklandlca  chlorotls are 

IIsted  In Appendix  11. 

x728 Cygnus  columblanus  Jankowskll  Is  listed  In Appendix  II. 

x729 Sarcoramphus  papa  Is  listed  In Appendix  III  for  Honduras. 

- 69 -

x730 The  following species are  listed  In Appendix  III  : Crax 

daubentonl  and Crax  pauxl  for Colombia, Crax  rubra  for  Colombia, 

Costa  Rica, Guatemala and Honduras, Ortalls vetula  for  Guatemala 

and  Honduras and Penelope purpurascens  for  Honduras. 

x731  Arborophlla  brunneopectus and Arborophlla charitonll  are  listed 

In Appendix  III  for Malaysia. 

x732 Cyrtonyx  montezumae mearnsl  (except  the population of  the  USA) 

and  Cyrtonyx  montezumae montezumae  are  In Appendix  II. 

x733 Lophura  erythrophthalma  and Lophura  ignita are  listed  In Appendix 

111  for  Malaysia. 

x734 The  species  Is  listed  In Appendix  II but  subspecies Grus 

canadensis  neslotes and Grus canadensis pulla  are  listed  In 

Append Ix  I. 

x735 Galllcolumba  luzonlca  Is  listed  In Appendix  II. 

x736 All  species  are  listed  In Appendix  II except  Pslttacula krameri 

which  Is  listed  In Appendix  III  for Ghana  and Melopslttacus 

undulatus and  Nymphlcus hoi I and I eus which  are not  listed  In the 

Convent Ion. 

x737 Tauraco  corythalx  Is  listed  In Appendix  II.  Corythaeola 

crlstata,  Crlnlfer  plscator, Musophaga  vlolacea  and  Tauraco 

macrorhynchus are  listed  In Appendix  III  for  Ghana. 

x738 Aceros  narcondaml, Buceros  blcornls, Buceros  hydrocorax  and 

Buceros  rhinoceros are  listed  In Appendix  II. 

x739 Ramphastos  sulfuratus  Is  listed  In Appendix  III  for  Guatemala. 

x740 Ruplcola  spp.  Is  listed  In Appendix  II.  Cephalopterus  ornatus 

and  Cephalopterus  pendullger  are  listed  In Appendix  III for 

Co I omb I a. 

X741  Pitta  brachyura  nympha  and Pitta  quajana  are  listed  In Appendix  II 

x742 Paroaria  capltata  and Paroaria coronata  are  listed  In Appendix  II, 

x743 Sphenodon  punctatus  Is  listed  In Appendix  I. 

x744 All  European  populations except  that of  the Union of  Soviet 

Socialist  Republics are  listed  In Appendix  I. 

x745 All  species are  listed  In Appendix  II but Arlocarpus  agavoldes, 

Ariocarpus scaphorostrus and Arlocarpus  trlgonus  are  listed  in 

Append Ix  I. 

-  70 -

13. The  symbol  "-"  followed  by a number  placed against  the name of a 

species or  higher  taxon denotes  that  designated  geographically 

separate populations, species, groups of species or  families of that 

species or  taxon are excluded  from  the annex  concerned  as  follows: 

-102 Populations of Bhutan,  India, Nepal, Pakistan  and of  the 

territory of  the European  Community 

-103 Population of  the Union of  Soviet  Socialist  Republics 

-104 Population of China 

-106 Population of  the United States of America 

-107 - Chile: part  of  the population of Parlnacota  Province,  la. 

Region of Tarapacà; 

-  Peru: populations of Pampa Galeras National  Reserve and Nuclear 

Zone, Pedregal, Oscconta  and Sawacocha  (Province of 

Lucanas), Sals Plcotani  (Province of Azangaro), Sals 

Tupac Amaru  (Province of  Janln), and of  Salinas Aguada 

Blanca  National  Reserve  (Provinces of Arequlpa  and 

Cal Iloma) 

-111 Me Iops Ittacus undulatus and Nymph I eus hoi I and I eus 

-112 Population of  the Congo subject  to an annual  export  quota of 600 

(In  1990, 1991  and  1992) 

-113 Populations of  Botswana, Malawi, Mozambique,  Zambia  and  Zimbabwe 

and populations of  the following countries subject  to the 

specified  annual  export  quotas: 

-  71 -

1990 

1991 

1992 

0 

0 

0 

0 

0 

0 

9370 

8870 

8870 

Cameroon 

Congo 

Ethiopia 

(ranched  skins: 

6500 

6000 

6000 

I Ive hatchl Ings: 

2500 

2500 

2500 

hunting  trophies: 

live adults: 

50 

20 

50 

20 

50 

20 

curios  from  ranching: 

300 

300 

300) 

Kenya 

5000 

6000 

8000  (skins and 

Madagascar 

0 

2000 

4000  (ranched 

specimens 

derivatives only) 

only) 

Soma 11 a 

Sudan 

500 

500 

500 

5040 

0 

0 

United  Republic  of Tanzania 

1100 

5100 

(ranched  specimens: 

0 

4000 

wild-taken  specimens: 

1000 

1000 

6100 

6000 

0 

hunting  trophies: 

100 

100 

100) 

-114 Populations of Australia and Papua New Guinea  and population of 

Indonesia  subject  to specified  annual  export  quotas  as follows: 

1990 

1991 

1822 

Total 

5000 

6000 

7500 

Ranched  specimens 

2000 

3000 

5000 

Wild  skins with belly 

-width  of  10-18  Inches 

3000 

3000 

2500 

-115 Population of  the Congo but with a zero annual  export  quota 

-116 Population of  Indonesia subject  to specified annual  export  quotas 

(1990:  1250; 1991: 1500; 1992: 2500  Including  50X  ranched 

specimens) 

- 72 -

-117 Population of Chile 
-118 All  species  that  are not  succulent 
-190 Species of  the subfamily  In Annex A, namely Nemos I a rourel  and 

Tangara  fastuosa 

-191  Except  LImon I urn bel IIdlfolIurn 

14. The symbol  M+M  followed by a number  placed against  the name of a 

species or  higher  taxon denotes  that only designated  geographically 

separate populations, subspecies or species of  that species or  taxon 

are  Included  In the annex  concerned, as follows: 

4201  Population of South America  (populations outside  South  America 

are not  Included  in the annexes) 

4202 Populations of Bhutan,  India, Nepal  and Pakistan  and  the 

territory of  the European  Community 

4203 Populations of Mexico and of  the territory of the  European 

Community 

4204 Populations of Cameroon and Nigeria 

4205 Population of Asia 

4206 Population of  India 

4207 Populations of North  and Central  America 

4209 - Chile: part  of  the population of Parlnacota Province,  la. 

Region of  Tarapace; 

-  Peru: populations of Pampa Galeras National  Reserve  and Nuclear 

Zone, Pedregal, Oscconta  and Sawacocha  (Province of  Lucanas), 

Sals Plcotani  (Province of Azangaro), Sais Tupac Amaru  (Province 

of  Jan In), and of Salinas Aguada Blanca National  Reserve 

(Provinces of Arequlpa and Cal Noma) 

4211  Population of Mexico 

4212 Populations of Algeria, Burkina Paso, Cameroon, Central  African 

Republic, Chad, Mall, Mauritania, Morocco, Niger, Nigeria, Senegal 

and  the Sudan 

4214 Population of  Indonesia subject  to specified annual  export  quotas 

(1990: 1250; 1991: 1500; 1992: 2500  Including 50% ranched 

specimens) 

- 73 -

4215 All  species of New Zealand 

4216 Population of Chile 

4250 Population of  the territory of  the European  Community 

15.  The  symbol  •-"  followed  by  a  number  placed  against  the  name  of  a 

species  or  higher  taxon  denotes  that  the  name  of  that  species  or  taxon 

shall  be  Interpreted as follows: 

•301  Includes family Tupalldae 

«302  Includes generic synonym  Leontldeus 

•303  Includes synonym  Sagulnus geoffroyl 

«304  Includes synonym Cercoplthecus roloway 

«306  Includes synonym Co Iobus bad Ius rufomltratus 

«307  Includes generic synonym Sim I as 

«308  Includes generic synonym Mandril lus 

«309  Includes generic synonym Rhlnoplthecus 

«311  Includes synonym Prlodontes giganteus 

«316  includes generic synonym  Fennecus 

«317 Also referenced  as Ursus  thlbetanus 

«318  Includes generic synonym Thai arctos 

«319 Also referenced  as Aonyx mlcrodon or as Paraonyx  microdon 

«320  Includes synonyms Lutra annectens, Lutra enudrls, Lutra  Incarum  and 

Lutra platens I s 

«321  Includes synonym  Eupleres major 

«322 Also  referenced  as Lynx caracal;  Includes generic synonym  Caracal 

-323 Also referenced  as Lynx pardlnus or Fells  lynx pardlna 

«324 Also referenced  as Lynx  rufus esculnapae 

«325  Includes synonyms Equus klang and Equus onager 

«326  Includes generic synonym Dama 

«327  Includes generic synonyms Axis and Hyelaphus 

«328  includes synonym Bos frontalis 

«329  Includes synonym Bos grunnlens 

«330  Includes generic synonym Nov I bos 

«331  Includes generic synonym Anoa 
-332  Includes synonym Oryx  tao 
«333  Includes synonym Ovls arles ophlon 

- 74 -

•334 Also  referenced as Anas platyrhynchos  laysanensls 

•336  Includes synonyms Faico pelegrInoldes and Faico baby Ion I eus 

•337  Includes generic synonym Pip I le 

•338  Includes generic synonym Mi tu 

•339 Also  Incorrectly referred  to as Rhelnartia ocellata; 

includes synonym Rhelnartia nlgrescens 

•340 Also  referenced as Eupodotls bengalens I s 

•341 Often  traded under  the  Incorrect  designation Ara can Inde 

•342  Includes generic synonym Cyclops Itta 

•343 Formerly  Included  In genus Galllrex 

•344 Also  referenced as Mlmlzuku gurneyl 

•345 Formerly  Included  In genus Ramphodon 

•346 Also  referenced as Muscicapa  rueckl 

•347 Formerly  Included  In genus Splnus 

•348  Includes generic synonyms NI cor I a and Geoemyda  (part) 

•349 Also  referenced  In genus Testudo 

•350 Formerly  Included  In Podocnemls spp. 

•351  Includes AI 11gatorIdae, Crocodylldae and Gavialidae 

•352 Formerly  Included  In Chamaeleo spp. 

•353 Also  referenced as Constrictor  constrictor occidental Is 

•354  Includes synonym Pseudoboa d oe I la 

•355 Also  referenced as Hydrodynastes glgas 

•356  Includes generic synonym Megalobatrachus 

•357 Sensu  D'Abrera 

•358 Also  referenced  In genus Dysnomla 

•359  Includes generic synonym  Proptera 

•360 Also  referenced  In genus Caruncullna 

•361  Includes generic synonym Mlcromya 

•362  Includes generic synonym Papulna 

•363 Also  referenced as Podophyllum emodl 

•364 Also  referenced  In genus Sclerocactus 

•365 Also  referenced  In genus Echlnocactus 

•366 Also  referenced  In genus Pachycereus 

•367 Also  referenced  In genus Escobar la 
•368 Also  referenced as Echlnocereus  llndsayl 

•369 Also  referenced as Wilcox la schmollll 

-  75 -

•370 Also  referenced  In genus Neolloydia or  In genus  Sclerocactus 

•371 Also  referenced  as Sollsla pectlnata 

•372 Also  referenced  as Lobe Ira macdouga 1111 

•373 Also  referenced  In genus Neolloydia 

•374 Also  referenced  as Saussurea  lappa 

•375 Also  referenced  as Engelhard I a pterocarpa 

•376  Includes  families Apostasiaceae  and Cyprlpedlaceae as  subfamilies 

Apostasloldeae  and Cyprlpedloldeae 

•377 Also  referenced  as Lycaste virginal Is var. alba 

•378 Also  referenced  as Sarracenla rubra alabamensls 

•379 Also  referenced  as Sarracenla  rubra  Jones 11 

•380  Includes  synonym  Stangerla paradoxa 

•381  Includes synonym  Welwltschla balneal I 

•385  Includes generic  synonym  Coendou 

•386  Includes generic  synonym Cunlculus 

•387  Includes synonym  Vu I pes vu I pes  leucopus 

•388  Includes synonym  Nasua narlca 

•389  Includes synonym  Gal let Is allamandl 

•390  Includes synonym  Martes gwatklnsl 

•391  Includes generic  synonym Viverra 

•392 Also  referenced  as Tragelaphus eurycerus; 

Includes generic  synonym  Taurotragus 

•393 Formerly  Included  as Bubalus bubal Is (domesticated  form) 

•394 Also  referenced  as Ardeola  Ibis 

•395 Also  referenced  as Egretta  alba 

•396 Also  referenced  as Spatula clypeata 

•397 Also  referenced  as Nyroca nyroca 

•398  Includes synonym  Dendrocygna  fulva 

•399 Also  referenced  a Calrlna hartlaubll 

•402 Also  referenced  as Turturoena  I rid I torques or  Columba  ma I herb 11 

(In  part) 

•403 Also  referenced  as Columba mayerl 

•404 Also  referenced  as Treron austral Is (In part) 

•405 Also  referenced  as Calope I la brehmerl; 

Includes synonym  CalopeI la pue I la 

-  76 -

•406 Also  referenced  as Tympan I stria  tympan I stria 

•407 Also  referenced  as Terpslphone bourbonnensis 

•408 Also  referenced  as Estrllda subfiava  or  Sporaeginthus  subflavus 

•409 Also  referenced  as Estrllda  larvata; 

Includes  synonym  Lagonostlcta vlnacea 

•410  Includes generic  synonym  Spermestes 

•411 Also  referenced  as Euodlce cantans 

•412 Also  referenced  as Hypargos nltldulus 

•413  Includes  synonym  Parmoptlla  rubrlfrons 

•414  Includes  synonyms Pyrenestes  fromml  and  Pyrenestes  rothschlidl 

•415 Also  referenced  as Estrllda  bengala 

•416  Includes  synonym  Bubal o m is  nlger 

•417 Also  referenced  as Euplectes afra 

•418 Also  referenced  as Coiluspasser  ardens 

•419 Also  referenced  as Coiluspasser  macrourus 

•420  Includes  synonym  Euplectes  franciscanus 

•421 Also  referenced  as Anaplectes melanotls 

•422  Includes  synonyms Passer  dlffusus, Passer  gongonensls, Passer 

suahellcus and  Passer  swalnsonli 

•423  Includes synonym  Ploceus nlgrlceps 

•424  Includes  synonym  Ploceus atrogularls 

•425 Also  referenced  as Sltagra  luteola 

•426 Also  referenced  as Sltagra melanocephala 

•427  Includes  synonyms  Ploceus katangae, Ploceus  relchardi, Ploceus 

ruweti  and  Ploceus vite Minus 

>428 Also  referenced  as Hypochera  chalybeate; 

Includes  synonyms Vidua amauropteryx. Vidua centralis, Vidua 

neumannl. Vidua okavangoensI s and Vidua  Ultramar Ina 

•429  Includes  synonym  Vidua oriental Is 

•430 Also  referenced  as Peluslos subnlger 

•431 Formerly  Included  in genus Natrlx 

•480 Also  referenced  as Phaeornls obscurus  I ana Iens is 

•481 Also  referenced  as Phaeornls obscurus myadestlnus 

•482 Also  referenced  as Loxla curvlrostra scotlca 

•483 Also  referenced  as Varanus gray I 

•484 Also  referenced  as Chlorophora  excelsa 

-  77 -

16. The  symbol  "'"  followed  by a number  placed  against  the name of  a species 

or  higher  taxon shall  be  Interpreted  as follows : 

'501  For  the exclusive  purpose of allowing  International  trade  In cloth 

made  from  wool  sheared  from  live  vicunas  of  the  populations 

Included  In  Annex  B  (see  4209),  and  of  the  Items  made  thereof. 

The  reverse  side  of  the  cloth  must  bear  the  logotype  adopted  by 

the  range  states  of  the  species,  which  are  signatories  to  the 

Convenlo  para  la  conservaclon  y  Mane Jo  de  la  Vicuna,  and  the 

selvages  either  the  words  VICU  ANDES-CHILE  or  the  words  VICU 

ANDES-PERU,  depending on the country of origin. 

'502  Fossils are not  subject  to CITES provisions. 

'520  All  specimens  of  Cystophora  cristate  are  Included  In  Annex  B 
except  skins  of  young  animals  In  the  phase  of  pelage  where  they 
are  known  as  "bluebacks".  Only  blueback  skins  are  Included  in 
Annex  A. 

'521  All  specimens of Phoca groenlandlca are  Included  In Annex  B except 

skins of  young animals  In the phase of pelage where  they are known 

as  "whltecoats".  Only whltecoat  skins are  Included  in Annex  A. 

'522 

All  specimens are  Included  In Annex  C except  plant  seeds, spores, 

pollen  (Including  poll in I a),  tissue  cultures  and  fI asked  seedling 

cultures. 

17. The  symbol  (•)  followed by a number  placed  against  the name of a species 

of  higher  taxon  Included  In Annex B  Indicates that.  In relation  thereto, 

the only  parts  and  derivatives considered  as specimens  for  the  purposes 

of  this Regulation  are  those designated  as follows : 

•1 

Designates all parts and derivatives, except  : 

a) seeds, spores and pollen  (Including polllnla); and 

b) tissue cultures and  fI asked seedling cultures 

-  78 -

•2 

Designates all  parts and derivatives except  : 

a) seeds and polI en; 

b) tissue cultures and  fI asked seedling cultures; and 

c) chemical  derivatives 

•3 

Designates  roots and  readily  recognizable  parts  thereof 

•4 

Designates all  parts and derivatives, except  : 

a) seeds and polIen; 

b)  tissue cultures and  ftasked seedling  cultures; 

c) fruits  and  parts  and  derivatives  thereof  of  naturalised  or 

artificially  propagated  plants; and 

d) separate  stem  Joints  (pads) and  parts  and  derivatives  thereof 

of  naturalized  or  artificially  propagated  Opuntia  subgenus 

Opuntia spp. 

•5 

Designates  all  parts and derivatives, except  : 

a) seeds and polI en; 

b) tissue cultures and  fI asked  seedling cultures; and 

c) separate 

leaves  and  parts  and  derivatives  thereof  of 

naturalized  or  artificially  propagated  Aloe  vera 

«6 

Designates  all  parts and derivatives except  : 

a) seeds and pollen  (Including  pollinia); 

b) tissue cultures and  ftasked seedling cultures; 

c) cut  flowers of  artificially  propagated  plants; and 

d) fruits  and  parts  and  derivatives  thereof  of  artificially 

propagated  Vanilla spp. 

-  79  -

Annex A 

Annex B 

Annex C 

FAUNA 

MAMMALIA 

MONOTREMATA 

Tachyglossldae 

Zaglossus spp.(II) 

MARSUPIAL IA 

Oasyurldae 

Silnthopsis  longIcaudata  (I) 
Silnthopsis psaaaophlla  (I) 

Myraecobildae 

Myriecoblus fasclatus 

Thylac InIdae 

Thyiacinus cynocephalus p.e. (I) 

Peraie IIdae 

Chaeropus ecaudatus p.e. (I) 
Peraie les bougalnvllle  (I) 
Peraeeles gunnll 

Thylacoayldae 

Macrotls  lagotls (I) 
Macrotls  leucura (I) 

PhaIangerIdae 

Phalanger  lulluiae 

BurraayIdae 

Voabatldae 

Las lorn Inus krefftll  (I) 

PhaIanger aaculatus  (II) 
Phalanger oriental Is (II) 

Burraays parvus  (II) 

-  80  -

Annex A 

Annex B 

Annex C 

Macropodldae 

Macropodldae spp.* x701 

Bettongla spp. (I) 
Calopryanus caipestrls p.e. 
Lagorchestes hlrsutus (I) 
Lagostrophus fasclatus (I) 
Onychogalea fraenata  (I) 
Onychogalea  Iunata (t) 

(I) 

IHSECTIVORA 

Solenodontldae 

Solenodon cubanus 
Solenodon paradoxus 

Erlnaceidae 

Erlnaceus alglrua 

Sorlcldae 

CrocIdura canariensIs 

TaIpIdae 

Galeays pyrenalcus 

CHIROPTERA 

Pteropodidae 

Pteropus  Insular Is (I) 
Pteropus  livingstone I 
Pteropus aar(annus (I) 
Pteropus aoIossInus (I) 
Pteropus phaeocephalus (I) 
Pteropus pliosus (I) 
Pteropus rodrteens Is 
Pteropus saaoensls(l) 
Pteropus tonganus (I) 
Pteropus voeltzkowl 

Acerodon spp. (II) 
Pteralopex spp. 
Pteropus spp.* (II) 

81  -

Annex B 

Annex  C 

Vaapyrops  I meatus  (III,  UY) 

Rhlnolophldae 

Phyllostoaldae 

VespertlIlonldae 

Annex A 

Rhino tophus blast I 
Rhlnolophus euryale 
Rhino tophus ferruiequlnua 
Rhlnolophus  hlpposlderos 
Rhlnolophus aehelyl 

Barbastella barbastellus 
Epteslcus nllssonl 
Epteslcus serotinus 
Mlnlopterus schrelbersl 
Myotls bechstelnl 
Myotla blythll 
Myotls brandtl 
Myotla capacclnll 
Myotls dasycneee 
Myotls daubentonl 
Myotls eaarglnatu8 
Myotls ayotls 
Myotls aystaclnus 
Myotls nattererl 
Nyctalus  I as Iopterus 
Nyctalus  le Is 1er I 
Nyctalus noctula 
Plplstrellus kuhlll 
PIplstreI lus aaderensls 
Plplstrellus nathus 11 
Plplstrellus  plplstrellus 
PIplstreI lus savll 
Plecotus aurltus 
Plecotus austrlacus 
VespertlIlo aurlnus 

Mo IossIdae 

Tadarlda  tenlotIs 

-  82  -

Annex A 

Annex B 

Annex  C 

PRIMATES 

PRIMATES  spp. • -301  (II) 

Leaurldae 

Leaurldae spp.  (I) 

Chelrogaleldae 

Chelrogaleldae spp.  (I) 

Indrlldae 

Indrlldae spp.  (I) 

Daubenton IIdae 

Oaubentonla aadagascarlensls  (I) 

Lor isIdae 

Nyctlcebus pygaaeus (II) 

TarsiIdae 

Tar8lu8  puai lus (II) 
Tars lus syrlchta  (II) 

Calllthrlcldae 

Calllthrlx huaerallfer  (II) 
Caliithrlx  Jacchus aurlta  (I) 
Calllthrlx  Jacchus  flavlceps  (I) 
Leontoplthecus spp. -302  (I) 
Sagulnus  blcolor  (I) 
Sagulnus  leucopus (I) 
Sagulnus  oedlpus -303  (I) 

Cat I la IconIdae 

Calllalco goeldll  (I) 

Cebldae 

Alouatta  pa 11 lata  (I) 
AteIes spp.  x702 
Brachyteles arachnoïdes  (I) 
Cacajao spp.  (I) 
Calllcebus personatus  (II) 
Chlropotes alblnasus  (I) 
Lagothrix spp. x703 
Sa I at I r I oerstedll  (I) 

Cercoplthecldae 

Allenoplthecus nlgrovlrldls  (II) 
Cercocebus  ga1er Itus x704 
Cercoplthecus dlana -304  (I) 

-  83  -

Annex A 

Annex B 

Annex C 

Cercoplthecus solatus  (II) 
Co Iobus pennant 11 x705 
CoIobus preussl  (II) 
Co Iobus rufoBltratus -306  (I) 
CoIobus satanas  (II) 
Macaca silenus  (I) 
Nasal Is spp. -307  (I) 
Paplo  leucophaeus -308 
Paplo sphinx -308 (I) 
Presbytls enteI lus (1) 
Presbytls franco Is I (II) 
Presbytls gee I (I) 
Presbytls  John 11 (II) 
Presbytls plleata  (I) 
Presbytls potenzlanl  (I) 
Pygathrlx spp. -309 (I) 

(I) 

Hylobatldae 

Hylobatldae spp. (I) 

PongIdae 

EDENTATA 

Myraecophagldae 

Bradypodldae 

Choloepldae 

Dasypodldae 

PHOLIDOTA 

ManIdae 

PongIdae spp. (I) 

Bradypus  torquatus 

Priodontes aaxlaus -311 

Myraecophagldae spp. x706 

Bradypodldae spp.* x707 

Choloepldae spp. x708 

Dasypodldae  spp.* x709  -

Manls teiBlnckll  (I) 

Manls spp.* x710 

Annex A 

84  -

Annex B 

Annex C 

LAGOMORPHA 

Leporldae 

ROOENTIA 

GIIrIdae 

Caprolagus h IspIdus (I) 

Roaerolagus dlazl  (I) 

Dryoays nltedula 
Muscardlnus avellanarlus 
Myoalaus roach I 

Sclurldae 

Cynoays aexlcanus (I) 

Ratufa  Indlca (II) 
Sclurus anoaalus 

Speraophllus citeI lus 

Castor  fiber 

CastorIdae 

AnoBalurldae 

Lepus capons Is 
Lepus tlaldus 

Ratufa  spp.*  (II) 

Castor  canadensis 

CrIcetIdae 

CrIcetus crlcetus 

Arvlcolldae 

Mlcrotus cabrerae 
Mlcrotus oeconoaus arenlcola 

Ondatra  zIboth Ieus 

Eplxerus ebll  (III. GH) 
Maraota caudate (111,  IN) 
Maraota hlaalayana  (III,  IN) 

Sclurus deppel  (III, CR) 

Anoaalurus beecroftl  (III, GH) 
Anoaalurus derblanus (III, GH) 
Anoialurus pell  (III, GH) 
Idlurus aacrotls  (III, GH) 

Annex A 

-  85  -

Annex B 

Annex C 

MurIdae 

Leporlllus condltor  (I) 
Pseudoays praeconls (I) 
Xeroays ayoldes (I) 
Zyzoays pedunculatus (I) 

Zapodldae 

Slclsta be tu Una 

Hystrlcldae 

Hystrlx crlstata  (III, GH) 

Erethlzontldae 

Agoutldae 

Dasyproctldae 

Chlnchl11Idae 

Chinchilla spp. +201  (I) 

Caproayldae 

Caproaya spp. 

CETACEA spp. X711 

CETACEA 

CARNIVORA 

CanIdae 

CanIs  lupus** +202 x712 
Can I s rufus 
Canls sIaensIs 
Chrysocyon brachyurus (II) 
Cuon alplnus (II) 

Lycaon pIctus 
Speothos venatlcus (I) 

Sphlggurus aexicanus -385 (III, HN) 
Sphlggurus splnosus -385 (III, UY) 

Agouti paoa -388 (III, HN) 

Dasyprocta punctata  (III, HN) 

Canls aureus (III,  IN) 
Canls  latrans 
Canls  lupus* -102 (II) 

Duslcyon spp. x713 

Urocyon spp. 

Vulpes bengalens Is (III,  IN) 

-  86  -

Annex A 

Annex B 

Annex C 

Vulpes cana  (II) 

Vulpes zerda -316 (II) 

Vulpes vulpes griffIthl  (III,  IN) 
Vulpes vulpes aontana  (III,  IN) 
Vulpes vulpes pus Ilia -387 (III,  IN) 

Ursldae 

Procyonldae 

Alluropoda aelanoleuca  (I) 
Helarctos Balayanus (I) 
Melursus urslnus (I) 
Selenarctos thlbetanus -317 (I) 
Treaarctos ornatus  (I) 

Ursus arctos** +203 x714 
Ursus arctos  Isabel IInus (I) 
Ursus arctos prulnosus (I) 

Mustelldae 

Aonyx conglca** -319 +204 (I) 

Enhydra  lutrls nereis  (I) 

Gulo gulo 

Lutra  fellna  (I) 
Lutra  longlcaudls -320 (I) 
Lutra  lutra  (I) 
Lutra provocax  (I) 

Ursus aierlcanus  (III, CA) 
Ursus arctos* -103 (II) 

Ursus aarltlaus -318 (II) 

Allurus fulgens (II) 

Procyon  lotor 

Conepatus huiboldtll  (II) 

Lutrlnae spp.* (II) 

Martes aiericana 

Bassarlcyon gabbll  (III, CR) 
Bassarlscus sualchrastl  (III, CR) 
Nasua nasua -388 (III, HN) 
Nasua nasua sol I tar Ia (III, UY) 
Potos flavus  (III, HN) 

Elra barbara  (III, HN) 

Gal let Is vlttata -389  (III, CR) 

Annex A 

87  -

Annex B 

Martes aartes 
Martes pennant I 
Martes zlbelllna 

Mustela eralnea  (III,  IN) 

Mustela putor lus 

Tax Idea taxus 

Cryptoprocta  ferox  (II) 

Genetta genetta 
Heal galus derbyanus  (II) 

Mustela  lutreola 
Mustela nlgrlpes  (I) 

Pteronura brésiliens Is (I) 

Cynogale bennettll  (II) 
Eupleres goudotll  -321  (II) 
Fossa  fossa  (II) 

Liber I let Is kuhnl 

Prlonodon  llnsang (II) 
Prlonodon pardlcolor  (I) 

Vlverrldae 

Herpestldae 

Annex C 

Martes flavlgula -390 (III,  IN) 
Martes foina  Intermedia  (III,  IN) 

Me 11 Ivora capensls (III. BN. GH) 
Mustela altalca  (III,  IN) 

Mustela kathlah  (III. IN) 

Mustela slblrlca  (III,  IN) 

Arctlctls blnturong  (III,  IN) 
Clvettlctls civetta -391  (III. BN) 

Paguaa  larvata  (III.  IN) 
Paradoxurus heraaphroditus (III.  IN) 
Paradoxurus Jerdonl  (III. IN) 

Vlverra aegasplla  (III.  IN) 
Vlverra zlbetha  (III,  IN) 
Vlverricula  Indice  (III. IN) 

Herpestes auropunctatus  (III,  IN) 
Herpestes ednardsI  (III.  IN) 

Annex A 

88  -

Annex B 

Herpestes  Ichneuaon 

Protelldae 

Hyaenldae 

Hyaena  brunnea  (I) 

Fel Idae 

FelIdae spp.*  (II) 

Annex  C 

Herpestes  fuscus  (III,  IN) 

Herpestes salthll  (III,  IN) 
Herpestes urva  (III,  IN) 
Herpestes vlttlcollls  (III.  IN) 

Proteles cr(status  (III. BN) 

Aclnonyx  Jubatus  (I) 
Fells badla  (II) 
Fells bengalen8ls bengalensls** -104  (I) 
Fells caracal** +205 -322  (I) 
Fells concolor  coryl  (I) 
Fells concolor  costarlcensls  (I) 
Fells concolor  cougar  (I) 
Fells geoffroyl  (II) 
Fella  irloBotenala  (II) 
Fells  Jacob I ta  (I) 
Fells  lynx** +250  (II) 
Fells aaraorata  (I) 
Fells nlgripes  (I) 
Fells pardalIs  (I) 
Fells pardlna  -323  (I) 
Fells planlceps  (I) 
Fells rublglnosa** +206  (I) 
Fells rufa esculnapae -324  (I) 
Fells sllvestrls  (II) 
Fells teBBlnckl  (I) 
Fells tlgrlna  (I) 
Fells Nledll  (I) 
Fells yagouaroundl** +207  (I) 
Neofells nebulosa  (I) 
Panthera  leo pers lea  (I) 
Panthera onca  (I) 
Panthera  pardus  (I) 

Annex A 

Annex B 

Annex C 

-  89  -

Panthera tlgrls  (I) 
Panthera une Ia (I) 

Arctocephalus phlllppll  (II) 
Arctocephalus townsendl  (I) 
Euaetoplas Jubatus 

PINNIPEDIA 

Otarlldae 

Odobenldae 

Phocldae 

Cystophora cristate *520 

Monachus spp. (I) 
Phoca groenlandica *521 

TUBULIDENTATA 

Orycteropodldae 

PROBOSCIDEA 

ElephantIdae 

SIRENIA 

Elephas aaxlaus (I) 
Loxodonta africana  (I) 

DugongIdae 

Dugong dugon x715 

Arctocephalus spp.* (II) 

Neophoca clnerea 
Phocarctos hooker I 

Odobenus rosearus (III. CA) 

Cystophora crlstata *520 
Erlgnathus barbatus 
Hallchoerus grypus 
MIrounga  spp.(II) 

Phoca groenlandica *521 
Phoca hlsplda 
Phoca v I tu Una 

Orycteropus afer  (II) 

-  90  -

Annex A 

Annex B 

Annex C 

TrIchechIdae 

TrIchechIdae spp. x716 

PERISSODACTYLA 

Equldae 

Equus afrlcanus (I) 
Equus grevyl  (I) 
Equus heal onus -325 x717 
Equus przewalskll  (I) 

Equus zebra zebra  (I) 

TapirIdae 

TapirIdae spp.** (I) 

Rhlnocerotldae 

Rhlnocerotldae spp. (I) 

ARTIODACTYLA 

SuIdae 

Tayassuldae 

Babyrousa babyrusaa  (I) 
Sus sa Ivan Ius (I) 

Catagonus wagnerl  (I) 

Hlppopotaaldae 

Choeropsls  liber lens Is (II) 

Caaelldae 

Tragulldae 

Cervldae 

Vicugna vicugna -107 ••  (I) 

Blastocerus dlchotoaus (I) 
Cervus daaa aesopotaalcus -326 (I) 
Cervus duvauceli  (I) 

Equus zebra hartaannae (II) 

Taplrus terrestris (II) 

Tayassuldae spp.* -106 (II) 

Hippopotaaus aaphlblus  (III. GH) 

Laaa guanlcoe (II) 
Vicugna vicugna* +209 *501  (II) 

Hyeaoschus aquat1eus (III, GH) 

Cervus eiaphus bactrlanus (II) 

Cervus eiaphus barbarus (III, TN) 

-  91  -

Annex A 

Annex B 

Annex C 

Cervus eiaphus corslcanus 
Cervus eiaphus hang lu (I) 
Cervus eld I (I) 
Cervus poreInus annaaUlcus -327  (I) 
Cervus poreInus calaalanensls -327 (I) 
Cervus porclnus kuhll -327  (I) 
Hlppocaaelus spp. (I) 

Moschus spp. x718 
Muntlacus crlnlfrons (I) 
Muntlacus feal 

Ozotoceros bezoartlcus (I) 

Pudu pudu  (I) 

Bovldae 

Addax nasoaaculatus (I) 

Antllocapra aaerlcana aexlcana  (II) 
Antllocapra aaerlcana pen Insular I s (I) 
Antllocapra aaerlcana sonorlensls (I) 

Bison bison athabascae (I) 

Bos gaurus -328 (1) 

Bos autus -329 (I) 
Bos sauve 11 -330 (I) 

Bubalus depress Icorn I s -331  (I) 
Bubalus alndorensls -331  (I) 
Bubalus quarlesl  -331  (I) 

Capra  aegagrus 
Capra  falconer I x719 

Pudu aephIstoph11es (II) 

Aaaodorcas Clarke I 
ABBOtragus  lervla  (II) 
Antllocapra  aaerlcana* 

Bos Javanlcus 

Budorcas taxicolor  (II) 

Mazaaa aaerlcana ceraslna  (III. GT) 

Odocolleus vlrglnlanus aayensls (III. GT) 

Antilope cervlcapra  (III. NP) 

Boocercus eurycerus -392 (III. GH) 

Bubalus arnee -393 (III. NP) 

92  -

Annex A 

Annex B 

Annex C 

Capra pyrenalca pyrenalca 
Capricorn Is suaatraensls  (I) 

Cephalophus Jentlnkl  (I) 

Gazella daaa  (I) 

Hlppotragus nlger variant  (I) 

Neaorhaedus goral  (I) 
Oryx daaaah -332 (I) 
Oryx  leucoryx (I) 

OvIs aaaon hodgsonl  (I) 

OvIs Buslaon 
OvIs oriental Is ophion -333  (I) 
OvIs vlgnel  (I) 
Pantholops hodgsonl  (I) 

Ruplcapra ruplcapra balean lea 
Ruplcapra  ruplcapra  ornata  (I) 

Capra  Ibex 
Capra pyrenalca  * 

Cephalophus spp.* x720 

Daaallscus dorcas dorcas  (II) 
Oaaallscus hunter I 

Gazella spp.* x721 

Healtragus spp. 
Hlppotragus equInus  (II) 

Kobus  leche (II) 

OvIs aaaon*  (II) 

OvIs canadensis +211  (II) 

Ruplcapra  ruplcapra* 

Tragelaphus buxtonl 

Daaallscus  lunatus (III. GH) 

Tetracerus quadrlcornis  (III.  NP) 

Tragelaphus spekel  (III. GH) 

Annex A 

Annex B 

Annex C 

-  93  -

AVES 

STRUTHIONIFORMES 

StruthIonIdae 

Struthlo caaelus +212 (I) 

RHEIFORMES 

Rheldae 

Pterocneala pennata  (I) 

Rhea aaerlcana x722 

Casuarlldae spp. 

Tlnaaus sol I tar lus (I) 

Rhynchotus rufescens x723 

Spheniscus huaboldtl  (I) 

Spheniscus deaersus (II) 

CASUARIIFORMES 

Casuarlldae 

TINAMIFORMES 

TinaaIdae 

SPHENISCIFORMES 

Sphenlscldae 

6AVI IFORMES 

Gavlldae 

Gavlldae spp. 

PODICIPEDIFORMES 

PodIclpedIdae 

Podlceps auritus 
Podlceps crIstatus 
Podlceps grlsegena 

Podlceps nlgrlcollls 

Podlceps najor 

-  94  -

Annex A 

Annex B 

Annex C 

Podllyabus glgas  (I) 

Tachybaptus ruflcollls 

Dloaedea albatrus (I) 
DIoaedea  aesterdaaensIs 

Bulwerla bulwerll 
Calonectrls dloaedea 

Fulaarus glacial Is 

Pterodroaa aollls feae 
Pterodroaa aollls aadelra 
PuffInus asslallls 
Puff Inus gravis 
PuffInus grlseus 
PuffInus puffInus 

Hydrobates pelagieus 
Oceanodroaa castro 
Oceanodroaa  leucorhoa 

Ocean I tes ocean Ieus 
Pelagodroaa aarlna 

Pelecanus crlspus  (I) 

PROCELL ARM FORMES 

Dloaedeldae 

ProcellarlIdae 

Hydrobatldae 

PELECANIFORMES 

Phaethontldae 

Pelecanldae 

Pod 11y«bus podlceps 

Dloaedea exulans 
Dloaedea aelanophrls 

Daptlon capense 

Pterodroaa hasltata 

Oceanodroaa aonorhls 

Phaethon aethereus 

Pelecanldae spp.* 

-  95  -

Annex A 

Annex B 

Annex C 

Pelecanus onocrotalus 
Pelecanus phi IIppensls 

Su IIdae 

Morus  bassanus 
Sula abbottl  (I) 

PhalacrocoracIdae 

Halletor  pygaeus 
Phalacrocorax arlstotells 
Phalacrocorax carbo 

Fregatldae 

Fregata andrewsl  (I) 

CICON 11FORMES 

Ardeldae 

Ardea clnerea 

Ardea huablotl 
Ardea  laper la I Is 
Ardea  purpurea 

Ardeola ra Ho Ides 

Botaurus stellar Is 
Bubulcus  Ibis -394 (III. GH) 

Casaerodlus albus -395  (III. GH) 
Egretta  eulophotes 
Egretta  garzetta  (III. GH) 

Gorsachlus go IsagI 

Sula  dactylatra 
Su Ia  leucogaster 

Fregata aagnIf Icons 

Agaala agaal 

Ardea herodlas 

Ardea suaatrana 
Ardeola  Idae 

Botaurus  lentlglnosus 

Butor Ides strlatus 

Egretta  gularls 
Egretta  thuia 

Ardea got lath  (III. GH) 

-  96  -

Annex A 

Annex B 

Annex  C 

Gorsachlus aagnlflcus 

Ixobrychus a Inutus 

Nyctlcorax nyctlcorax 

BataenlcIpItIdae 

Balaenlceps rex  (II) 

ScopIdae 

C Icon IIdae 

CIcon la cIcon la x725 
Clconla  nigra  (II) 
CIcon Ia eplscopus store I 
Jablru aycterla  (I) 
Leptoptllos dub Ius 
Leptoptllos Javanlcus 
Mycteria clnerea  (I) 

Gorsachlus  aelanolophus 
Hydranassa  caerulea 
Hydranassa  tricolor 
Hydranassa  vlnacelgula 
Ixobrychus  eurhythaus 
Ixobrychus  exllls 

Ixobrychus  sturalI 

Tlgrlsoaa  fasclatua 
Zebrllus undulatus 

Scopus  uabretta 

CIcon IIdae spp.*  x724 

Thresklornlthldae 

Thresklornlthldae spp.*  x726 

Gerontlcus calvus (II) 
Gerontlcus erealta  (I) 
Nippon la nippon  (I) 
Platalea  leucorodla  (II) 
Platalea  alnor 
Plegadls  falclnellus 
Thauaatlbls glgantea 

PhoenIcopterIdae 

PhoenIcopterIdae spp.*  (II) 

-  97  -

Annex A 

Annex B 

Annex C 

Phoenlcopterus ruber  (II) 

Alopochen aegyptlacus (III,  GH) 

Anas capensls (III, GH) 

ANSERIFORMES 

Ann laIdae 

Anatldae 

Chauna chavarla 

Alx sponsa 

Anas acuta  (III, GH) 

Anas aucklandlca*  x727 

Anas bernlerl  (II) 

Anas elypeata -396 (III, GH) 
Anas crecca  (III, GH) 

Anas foraosa 

Anas pane lope (III, GH) 
Anas platyrhynchos 
Anas querquedula  (III, GH) 

Anas strepéra 
Anser alblfrons 
Anser anser 

Anser  faballs 
Aythya affinis 
Aythya baerl 

Aythya  ferlna 
Aythya  fullgula 

Anas aaerlcana 

Anas aucklandlca neslotis (I) 

Anas discors 

Anas  laysanensls -334 (I) 
Anas oustaletl  (I) 

Anas rubrlpes 

Anser caerulescens 
Anser erythropus 

Aythya col 1er is 

Aythya  Innotata 

-  98  -

Annex A 

Annex B 

Annex C 

Aythya  nyroca  -397 (III, GH) 

Branta canadensis  leucoparela  (I) 
Branta  leucopsls 
Branta  ruflcollls  (II) 
Branta sandvlcensls  (I) 

Calrlna scutulata  (I) 

Cygnus coluablanus ben Ick11 
Cygnus cygnus 

Maraaronetta angustlrostrls 

Me Ian Itta persplclI lata 
Mergus a Ibe I lus 

Aythya  mari la 

Branta bernlcla 
Branta  canadensis* 

Bucephala albeola 
Bucephala clanguia 
Bucephala  Is land lea 

Clangula hyeaalls 
Coscoroba  coscoroba  (II) 
Cygnus coluablanus*  x728 

Cygnus aelanocoryphus  (II) 
Cygnus olor 
Dendrocygna  arborea  (II) 

Calrlna aoschata  (III. HN) 

Dendrocygna blcolor  -398 (III, GH, HN) 
Dendrocygna  vlduata  (III, GH) 
Histrionlcus hlstrlonlcus 
Hyaenolalaus aalacorhynchus 

Dendrocygna  autuanalls  (III. HN) 

Me Ian Itta fusca 
Me Ian Itta nigra 

Mergus cucullatus 
Mergus aerganser 
Mergus  octosetaceus 
Mergus serrator 
Mergus squamatus 
Neochen  Jubatus 

-  99  -

Annex A 

Annex B 

Annex C 

Nettapus aurltus (III. GH) 

Plectropterus gaabensls (III. GH) 

Pteronetta hartlaubll  -399 (III, GH) 

Oxyura  leucocephala  (II) 

Rhodonessa caryophyllacea p.e.(l) 

Soaaterla spectablI Is 
Tadorna cristate 
Tadorna ferruglnea 
Tadorna tadorna 

FALCONIFORMES 

Cathartldae 

Gyanogyps calIfornlanus  (I) 
Vultur gryphus (I) 

PandIonIdae 

PandIon hallaetus (II) 

Netta ruflna 

Polystlcta stel1er I 

Sarkldlornls aelanotos (II) 
Soaaterla nolllsslaa 

Cathartldae spp.*  x729 

Acclpltrldae 

Acclpltrldae spp.* (II) 

AceIpIter brevlpes (II) 
AceIpIter gentil Is (II) 
AceIpIter nlsus (II) 
Aegyplus aonachus (II) 
Aqulla chrysaetos  (II) 
Aqulla clanga  (II) 
Aqulla hellaca  (I) 
Aqulla poaarlna  (II) 
Buteo buteo  (II) 
Buteo galapagoensls (II) 
Buteo rldgwayl  (II) 
Buteo ruflnus (II) 
Buteo  lagopus (II) 
Chondrohlerax unclnatus wlIson 11 (I) 

-  100  -

Annex A 

Annex B 

Annex C 

Clrcaetus gal Ileus (II) 
Circus aeruglnosus  (II) 
Circus cyaneus  (II) 
Circus aacrourus  (II) 
Circus pygargus  (II) 
Elanus caeruleus (II) 
Eutrlorchls astur  (II) 
Gypaetus barbatus  (II) 
Gyps fulvus (II) 
Hallaeetus alblcllla  (I) 
Hallaeetus  leucocephalus (I) 
Hallaeetus pelagieus (II) 
Hallaeetus sanfordl  (II) 
Hallaeetus voclferoldes (II) 
Harp la harpyja  (I) 
Henlcopernls  Infuscata (II) 
Hleraaetus fasclatus (II) 
Hleraaetus pennatus (II) 
Leucopternls  lacernulata  (II) 
Leucopternls occidental Is (II) 
Ml Ivus a Igrans (II) 
MlIvus allvus (II) 
Neophron percnopterus  (II) 
Pern Is aplvorus (II) 
Plthecophaga  Jefferyl  (I) 
Spllornls cheela klnabaluensls (II) 
Spllornls elglnl  (II) 
Splzaetus bartelsl  (II) 

SaglttarIIdae 

Fa IconIdae 

SaglttarlIdae spp. (II) 

Fa IconIdae spp.* (II) 

Faico araea  (I) 
Faico bIaraIeus (II) 
Faico cherrug (II) 
Faico coluabarlus (II) 
Faico eleonorae  (II) 

-  101  -

Annex A 

Annex B 

Annex C 

GALLIFORMES 

Megapodlldae 

CracIdae 

Faico  Jugger  (I) 
Faico nauaannl  (II) 
Faico newton I aldabranus (I) 
Faico peregrlnus «336 (I) 
Faico punctatus  (!) 
Faico rustIcolus (I) 
Faico subbuteo (II) 
Faico tlnnunculus (II) 
Faico vespertInus (II) 

Macrocephalon aaleo (I) 

Aburrla  Jacutlnga -337 (I) 
Aburrla plplle plplle -337 (I) 
Crax albert I (III. CO) 
Crax bluaenbachll  (I) 
Crax globulosa (III. CO) 
Crax altu altu -338 (I) 
Oreophasis derblanus (I) 
OrtalIs erythroptera 
Penelope alblpennls (I) 
Penelope barbate 
Penelope dabbenel 
Penelope ochrogaster 
Peneloplna nigra  (III, GT) 

Megapodlldae spp.* 

Cracldae spp.*  x730 

Phaslanldae 

Agelastes aeleagrldes (III, GH) 

A lector Is chukar 

Afropavo congensls 

A lector Is barbara 

A lector Is graeca 

Agrlocharls ocellata  (III, GT) 

-  102  -

Annex A 

Annex B 

Annex C 

Arborophlla  ardens 
Arborophlla  rufIpectus 

Catreus walllchll  (I) 
ColInus vlrglnlanus  rldgwayl  (I) 

Crossoptllon crossoptllon  (I) 
Crossoptllon aantchurlCUB  (I) 

Franco IInus franco IInus 

Lophophorus  spp.  (I) 

Lophura bulwerl 
Lophura  edwardsl  (I) 
Lophura hatlnhensls 
Lophura  laper la I Is (I) 
Lophura swlnholl  (I) 

Odontophorus  strophlua 
Ophrysa  superclllosa 

Caioperdlx oculea  (III. MY) 

A lector Is rufa 
Arborophlla spp.1  x731 

Argus I anus argus  (II) 
Bonasa  bonasla 

Coturnlx coturnlx 

Cyrtonyx aontezuaae x732 

Gal lus sonneratll  (II) 
Ithaglnls cruentus  (II) 
Lagopus  lagopus 
Lagopus autus 

Lophura  spp.*  x733 

Melanoperdlx nigra  (ill. MY) 

Pavo autlcus (II) 
Perdlx  perdlx 
Phaslanus coleh Ieus 
Polyplectron  blcalcaratua  (II) 

103  -

Annex A 

Annex B 

Annex C 

Polyplectron  Inop Inatua  (ill, MY) 

Rhlzothera  longlrostrls  (III, MY) 
Rollulus rouloul  (III, MY) 

Tragopan sstyre  (III, NP) 

Polyplectron enphanua  (I) 

Rhelnardla ocellata -339 (I) 

SyreatIeus elIloti  (I) 
Syraatlcus hualae (I) 
Syraatlcus alkado (I) 

TetraogallU8 casplus (I) 
Tetraogallus tlbetanus (I) 
Tragopan blythll  (I) 
Tragopan cabotl  (I) 
Tragopan aelanocephalus (I) 

Tyapanuchus cup Ido attwaterl  (I) 

Turn Ix syIvat lea 

Bugeranus carunculatus (II) 
Grus aaerlcana  (I) 
Grus canadensis x734 
Grus grus (II) 
Grus Japonensls (I) 

Polyplectron geraalni  (II) 

Polyplectron  aalacense (II) 

Tetrao tetrlx 
Tetrao urogallus 

Mesltornlthldae spp. 

Turn Ix aelanogaster  (II) 

PedlonoBus torquatus  (II) 

Gruldae spp.* (II) 

GRUIFORMES 

Mes Itorn IthIdae 

Turn leIdae 

Pedlonoaldae 

Gruldae 

-  104  -

Annex A 

Annex B 

Annex C 

Grus  leucogeranus  (I) 
Grus aonacha  (I) 
Grus nlgrlcollls  (I) 
Grus vlplo  (I) 

Psophlldae 

RailIdae 

Crex crex 

Fullea crIstata 

Notornls aantelll 
Porphyrlo porphyrlo 

Porzana parva 
Porzana  porzana 
Porzana pus Ilia 

Trlcholianas syivestrls (I) 

Psophlldae spp. 

Fullea aaerlcana 
Fullea atra 

Gal I Inula chloropus 
Gal I Irai lus austral Is hector I (II) 
Llanocorax flavI rostra 

Porphyrula a I lent 
Porphyrula Bart Inlea 
Porzana  Carolina 

Rallus aquatlcus 

Rhynochetldae 

Rhynochetos Jubetus  (I) 

OtIdIdae 

OtIdIdae spp.*  (II) 

Chlaaydotls undulata  (I) 
Chorlotls nlgrlceps  (I) 
Houbaropsls bengalens Is -340 (I) 
Otis tarda  (II) 
Sypheotldes  Indies  (II) 
Tetrax tetrax  (ll) 

-  105  -

Annex A 

Annex B 

Annex C 

Burhlnus blstrlatus  (III, GT) 

CHARADRI(FORMES 

Haeaatopodldae 

Recurvlrostrldae 

H leantopus h leantopus 
Hlaantopus novaezelandlae 
RecurvI rostra  avosetta 

Burhlnldae 

Burhlnus oedlcneaus 

Glareolldae 

Cursor lus cursor 

Glareola  pratincole 
Glareola nordaannl 

Charadrlldae 

Charadrlus alexandrlnus 

Charadrlus dubIus 
Charadrlus h let leu la 

Eudroalas aorlnellus 

Scolopacldae 

Vane I lus splnosus 

Act It Is hypoleucos 
Act It Is aacularla 
Arenarla  Interpres 

Haeaatopus ostralegus 

Recurvlrostrldae spp.* 

Glareola  aaldlvarua 

Pluvlanus aegyptlus 

Charadrlus as Iat!eus 

Cha radrIus  Ieschenau1111 
Charadrlus aongolus 
Charadrlus sea Ipa leatus 
Charadrlus voclferus 

Pluvial Is aprlcarla 
Pluvial Is doalnlca 
Pluvial Is squatarola 
VaneI lus gregarlus 
VaneI lus  leucurus 

VaneI lus vaneI lus 

-  1 06  -

Annex A 

Annex B 

Annex  C 

Cal Idrls alba 
Calldrls  alplna 

CalIdrls  ferruglnea 

CalIdrls  aarltlaa 

Calldrls aelanotos 
Calldrls alnuta 

Calldrls teealnckll 

GallInago aedla 

Llalcola  falclnetlus 

Nuaenlus boreal Is (I) 

Nuaenlus tenulrostrls  (I) 
Phalaropus  lobatus 

Bartraala  longlcauda 
CalIdrls  acunlnata 

Calldrls  balrdll 

Cal Idrls  canutus 

Cal Idrls fusclcol Ms 

Calldrls aaurl 

Calldrls  alnutllla 
Calldrls  pus Ilia 
Calldrls  rufIcollls 
Calldrls  subalnuta 

Calldrls  tenulrostrls 
Catoptrophorus  sealpalaatus 
Gal Iinago gal IInago 

Heteroscelus brevlpes 

Llanodroaus grlseus 
LIanodroaus  scoIopaceus 
Llanodroaus sealpalaatus 
Llaosa  haeaastlca 
Llaosa  lapponlca 
Llaosa  llaosa 
Lyanocryptes Bin IBUS 
Mlcropalaaa  hlaantopus 
Nuaenlus  arquata 

Nuaenlus a Inutus 
Nuaenlus  phaeopus 

-  107  -

Annex A 

Annex B 

Annex C 

Phalaropus  fulicarlus 

Trlnga glareola 
Trlnga guttlfer  (I) 

Trlnga ochropus 

Trlnga stagnât 11 Is 

Xenus clnereus 

Catharacta  skua 
Stercorarlus  longicaudus 
Stercorarlus parasiticus 
Stercorarlus poaarlnus 

StercorarlIdae 

Phalaropus tricolor 
Philoaachus pugnax 
Scolopax  rustlcola 
Trlnga  erythropus 
Trlnga  flavlpes 

Trlnga aelanoleuca 
Trlnga nebular la 

Trlnga  sol I tar la 

Trlnga  totanus 
Tryngltes subrufIcollIs 

Lar!da9 

Anous stolldus 

Chi I don las hybrldus 
Chi Idon Ias  leucopterus 
Chi I don I as nlger 
Geloche IIdon nllot lea 
Hydropogne caspla 

Larus audoulnli 
Larus cachlnnans 

Larus gene I 
Larus gfaucoldes 

Larus argentatus 
Larus atrlcllla 

Larus canus 
Larus clrrocephalus 
Larus delawarensis 
Larus  fuscus 

-  108  -

Annex A 

Annex B 

Annex C 

Larus hyperboreus 

Larus aelanocephalus 
Larus alnutus 

Larus re I ictus  (I) 

Rlssa tridactyla 
Sterna alblfrons 

Sterna dougallll 

Sterna hlrundo 
Sterna paradlsaea 

Thalasseus sandvlcensls 
Xeaa sabInI 

A lea torda 
Alie alia 
Cepphus grylle 
Fratercula arctlca 
Urla aalge 

Larus  Ichthyaetus 
Larus  leucophthalBUS 
Larus aarInus 

Larus Philadelphia 
Larus plplxcan 

Larus rldlbundus 
Pagophlla alba 
Rhodostethla  rosea 

Sterna a Ieut lea 
Sterna anaethetus 

Sterne elegans 
Sterna forsterl 
Sterna fuscata 

Thalasseus bengalensl 
Thalasseus aaxlaus 

Urla  loavla 

Alcldae 

COLUMBIFORMES 

Pteroclldldae 

Pterocles alchata 

-  109  -

Annex A 

Annex B 

Annex C 

Coluabldae 

Pterocles oriental Is 

Syrrhaptes  paradoxus 

Caloenas nlcobarlca  (I) 
Claravis godefrlda 
Coluaba bollll 
Coluaba carlbaea 

Coluaba  Junonlae 

Coluaba trocaz 

Dldunculu8 strlglrostrls 
DrepanoptI la ho loserIcea 

Ducula aurorae 
Ducula galeata 
Ducula go I lath 
Ducula alndorensls  (I) 
Ducula ahartonI 

Gal IIcoluaba erythroptera 
Geotrygon canlceps 

LeptotI la net Is I 
Nesoenas aayerl  -403  (III, MU) 

Ptlllnopus button I 
Ptlllnopus roselcapllla 

Pterocles  senegaI lus 

Alectroenas spp. 

Coluaba  llvla  (III, GH) 
Coluaba  oenas 
Coluaba  oil viae 
Coluaba  paluabus 

Oucula spp.* 

Gal IIcoluaba spp.* x735 

Goura spp.  (II) 

Otldlphaps nobilis 

Coluaba guinea  (III,  GH) 
Coluaba  Irid Itorques -402  (III, GH) 

Coluaba unlclncta  (III. GH) 

Oena capensls  (III. GH) 

Annex A 

Annex B 

Annex C 

-  110  -

Streptopella  decaocto 

Streptopella oriental Is 

Streptopella  senega lens Is (III, GH) 
Streptopella  turtur  (III, GH) 

Streptopella decIplens  (III, GH) 

Streptopella  roseogrlsea  (ill, GH) 
Streptopella sealtorquata  (III. GH) 

Streptopella vlnacea  (III, GH) 
Treron calva  -404  (III, GH) 
Treron waalla  (III, GH) 
Turtur abyss In I eus  (III, GH) 
Turtur afer  (III, GH) 
Turtur brehaerl  -405 (III, GH) 
Turtur tyapanlstrla  -406  (III. GH) 

PSITTACIFORMES 

Zenalda aacroura graysonl 

PSITTACIFORMES spp.*  -111  X736 

Aaazona agi I Is (II) 
Aaazona arauslaca  (I) 
Aaazona barbadensls  (I) 
Aaazona brésiliens Is (I) 
Aaazona collar la (II) 
Aaazona dufresniana rhodocorytha  (I) 
Aaazona gulldlngll  (I) 
Aaazona  laper la I Is (I) 
Aaazona  leucocephala  (I) 
Aaazona prêtre I (I) 
Aaazona tucuaana  (I) 
Aaazona ventral Is (II) 
Aaazona versicolor  (I) 
Aaazona vlnacea  (I) 
Aaazona vlttata  (I) 
Anodorhynchus spp. (I) 
Ara aablgua  (I) 
Ara glaucogularls -341  (I) 
Ara aacao  (I) 

-  111  -

Annex A 

Annex B 

Annex C 

Ara aaracana  (I) 
Ara allltarls  (I) 
Ara  rubrogenys  (I) 
Aratlnga euops (II) 
Aratlnga guarouba  (I) 
Brotogerls pyrrhopterus  (II) 
Cacatua aoluccensls (I) 
Charaosyna diadeaa  (II) 
Cyanopsltta splxll  (I) 
Cyanoraaphus aurlceps forbes I (I) 
Cyanoraaphus novaezelandlae  (I) 
Geopslttacus occidental Is p.e.(l) 
Leptoslttaca branickll  (II) 
Lor lus tibialis  (II) 
Neopheaa chrysogaster  (I) 
Ognorhynchus  Icterotls (I) 
Opopsltta dlophthalaa coxenl -342 (I) 
Pezoporus waI Ileus (I) 
Plonopsltta pi leata (I) 
Probosclger aterrleus  (I) 
Prosopele spp. (II) 
Psephotus chrysopteryglus (I) 
Psephotus puIcherrIBUS p.e.(l) 
Pslttacula echo  (I) 
Pslttacula  Interaedla  (II) 
Pslttacus erlthacus prlnceps  (I) 
Pyrrhura cruentata  (I) 
Pyrrhura hypoxantha  (II) 
Rhynchopsltta spp. (I) 
Strlgops habroptllus (I) 
Tanygnathus heterurus  (II) 
Vlnl  spp. (II) 

CUCULIFORMES 

Musophagldae 

Tauraco banneraanI 

Musophagldae spp.*  x737 

-  112  -

Annex A 

Annex B 

Annex C 

Tauraco porphyreolophus -343 (II) 
Tauraco ruspolll 

Cuculldae 

Centropus chlororhynchus 
Claaator glandarlus 

Cuculus canorus 

Tyto alba (II) 
Tyto souaagnel  (I) 

STRIGIFORMES 

TytonIdae 

Strlgldae 

Coccyzus aaerlcanus 
Coccyzus erythrophthalaus 

Tytonldae spp.* (II) 

Strlgldae spp.* (II) 

Aegollu8 funereus (II) 
Aslo flaaaeus (II) 
Aslo otus (II) 
Athene blewlttl  (I) 
Athene noctua (II) 
Bubo bubo (II) 
Glaucldlua passer Inua (II) 
Nlnox novaeseelandlae royana  (I) 
Nlnox squaalplla natal Is (I) 
Nyctea scandlaca (II) 
Otus gurneyl -344 (I) 
Otus  Ireneae (ll) 
Otus scops (II) 
Strlx aluco (II) 
Strlx uralensls (II) 

CAPRIMULGIFORMES 

Caprlaulgldae 

Caprlaulgus europaeus 
Caprlaulgus ruflcollk 

Caprlaulgus aegyptlus 

-  113  -

Annex A 

Annex B 

Annex C 

APOD IFORMES 

ApodIdae 

Trochiildae 

TROGONIFORMES 

Trogonldae 

CORAC11FORMES 

Alcedlnldae 

MoBotldae 

Meropldae 

Coraclldae 

Apus apus 
Apus caffer 
Apus aelba 

Apus paIlldus 

Giaucls dohrnll  -345 (I) 

Pharoaachrus aoeinno  (I) 

Alcedo atthls 

Merops apIaster 

Coracles garrulus 

Chordelles a Inor 

Apus affIn Is 

Apus paclflcus 

Chaetura pelag lea 
Hlrundapus caudacutus 

Trochiildae spp.*  (II) 

Trogonldae spp.* 

Alcedlnldae spp.' 

Moaotldae spp. 

Meropldae spp.* 

Coraclldae spp.* 

Upupldae 

Upupa epops 

Bucerotldae 

Bucerotldae spp.*  x738 

-  114  -

Annex A 

Annex B 

Annex C 

Seanornls raaphastlnus  (III. CO) 

Raaphastldae spp. x739 

PIC IFORMES 

Cap ItonIdae 

Ramphastldae 

Plcldae 

Buceros blcorn Is hoaral  (I) 
Rhlnoplax vlgll  (I) 

Caapephllus  laper la Ils (I) 
Caapephllus principalis 
Dryocopus  Javensls richardsI  (l) 
Dryocopus aartlus 
Jynx torqullla 
PIcoIdes  leucotos 
PIcoIdes aajor 
PI coldes aedlU8 
Plcoldes alnor 
PIcoldes syriacus 
Plcoldes trldactylU8 
PIeus canus 
Plcus vlrldls 
Sapheoplpo noguchll 

PASSER(FORMES 

CotIngIdae 

Plttidae 

Cotlnga aaculata  (I) 
Xlpholena atropurpurea  (I) 

Pltta gurneyl  (I) 
Pltta kochl  (I) 

Atrlchornlthidae 

Atrichornls claaosus  (I) 

Sphyraplcus varlus 

CotIngIdae spp.* x740 

Plttidae spp.* x741 

-  115  -

Annex A 

Annex B 

Annex  C 

AlaudIdae 

Calandre I la clnerea  brachydactyla 
Calandre I la  rufescens 
ChersophI lus dupontl 
Ereaophlla alpestrls 

Ga 1er Ida  cristate 
Ga1er Ida theklae 
Lullula  arborea 

Melanocorypha calandra 

Hlrundlnldae 

Cecropls daurlca 
Dellchon urblca 
Hlrundo rustics 

PseudochelIdon slrlntarae  (I) 
Ptyonoprogne  rupestrls 
Rlparla  rlparla 

MotaclIIIdae 

Anthus berthelotll 
Anthus caapestrls 
Anthus cervlnus 

Alaeaon a Iaudipes 
Alauda  arvensls 
Aanoaanes clncturus 

Ereaophlla  bllopha 

Melanocorypha blaaculata 

Melanocorypha  leucoptera 
Melanocorypha  yeltonlensls 

PetrochelIdon  pyrrhonota 

Anthus  hodgsonl 
Anthus pratensls 
Anthus novaeseelandlae  richard I 
Anthus splnoletta** 

Anthus trivial Is 
MotaclI la alba 

Anthus godlewskli 
Anthus gustavl 

Anthus splnoletta  rubescens 

-  116  -

Annex A 

Annex B 

Annex C 

Motacllia  cltreola 

Pycnonotus  barbatus 

Lanlus collurlo  Isabel IInus 
Lanlus  crlstatus 

MotaclI la clnerea 

MotaclI la flava 

Pycnonotldae 

Lan IIdae 

Lanlus collurlo** 

Lan Ius excubltor 
Lanlus a Inor 
Lanlus nub Ieus 
Lanlus senator 

Boabyclllldae 

Boabycllla garru lus 

Clnclldae 

Cine lus cInclus 

Troglodytldae 

Troglodytes troglodytes 

M laIdae 

Duaetella carolInensls 

Mlaodes graysonl 
RaaphocIndus brachyurus 

Pruned Idae 

Prunella collar Is 
Prunella aodularls 

Muse leapidae 

Acrocephalus arundlnaceus 

Acrocephalus pa IudIcola 
Acrocephalus palustrls 
Acrocephalus schoenobaenus 
AcrocephaIus scIrpaceus 

Toxostoaa  rufua 

Prunella aontanella 

Acrocephalus aedon 
Acrocephalus agricole 

Acrocephalus duaetorua 

-  117  -

Annex A 

Annex B 

Annex C 

Alethe choloensls 
Bebrornls roderlcanus  (III. MU) 

Cettla cettl 
Clstlcola  June IdIs 

Copsychus sechellarua 
Dasyornls broadbentl  11tore I Is p.e. (I) 
Dasyornls  longlrostrls (I) 
Erlthacus  lusclnla 
Erlthacua aegarhynchos 
Erlthacus rubecula 
Erlthacus sveclcus 
Erythropygla galactotes 
Flcedule elblcollls 
Flcedule hypoleuca 
Flcedula parve 

Hippo la Is Icterlna 
Hippo la la olivetorua 
Hlppolals pallida 
Hippo la Is polyglotte 

Lloclchla oaelensls 

Locuste I la fluvlatllls 

Locuste I la  lusclnloldes 
Locuste I la naevla 

Lusclnlola aelanopogon 

Catharus  fuscescens 
Catharus  guttatus 
Catharus a In IBUS 
Catharus ustulatus 

Conostoaa  oeaodlua 

Hlppolals cal Igata 

Hyloclchla  austellna 
Iran Ia guttural Is 
Lelothrlx spp. 

Locuste I la certhlola 
Locuste I la fasclolata 

Locuste I la  lanceolate 

Lusclnla  calliope 

-  118  -

Annex A 

Annex B 

Annex C 

Montlcola  saxatlI Is 
Mont IcoI a sol I tar lus 

Musclcapa  striata 
Myadestes  I ana I ensls  -480 
Myadestes  ayadestlnus -481 
Mylagra  freycinetl 

Oenanthe hi span lea 
Oenanthe  Isabel Una 

Oenanthe  leucura 
Oenanthe  oenanthe 

Panurus bI ara Ieus 

Phaeornle pa leer I 

PhoenIcurus ochruros 
PhoenIcurus phoenlcurus 
Phylloscopus boneill 
Phylloscopus bor6alis 
Phylloscopus col IybI ta 

Phylloscopus  Inornatus 

Phylloscopus proregulus 

Phylloscopus slbllatrlx 
Phy11oscopus t roch11oIdes 
Phylloscopus trochIlus 
Plcathartes spp.  (I) 
Poaarea dlaldlata 
Poaarea  nigra 

Musclcapa  latlrostris 

Nltalra  rueckl  -346  (II) 
Oenanthe  desert I 

Oenanthe  leucopyga 

Oenanthe  pleschanka 

Paradoxornls spp. 

Phoenlcurus  aoussler 

Phylloscopus  fuscatus 

Phylloscopus nltldus 

Phylloscopus schwarzl 

-  1 19  -

Annex A 

Annex B 

Annex C 

Regulus  Ignleap 11 lus 
Regulus  regulus 
Saxlcola  dacotlae 
Saxlcola  rubetra 
Saxlcola  torquata 
Sylvia  atrleap Ilia 
Sylvia  borln 
Sylvia  cant I Hans 
Sylvia  coaaunls 
Sylvia  consplclI lata 
Sylvia  curruca 
Sylvia  hortensls 
Sylvia  aelanocephala 

Sylvia  nlsorla 
Sylvia  rueppelll 
Sylvia  sarda 
Sylvia  undata 

Terpslphone corvlna 

Turdus he 11er I 

Turdus  torquatus 

Sylvia  aystacea 
Sylvia  nana 

Tarslger  cyanurus 

Turdus  lllacus 

Turdus aerula 
Turdus  algratorlus 
Turdus nauaannl 
Turdus  obscurus 
Turdus pallIdus 
Turdus  phlloeelos 
Turdus  pilaris 
Turdus  ruflcollls 

Turdus un Icolor 
Turdus vise Ivorus 
Zoothera  dauaa 
Zoothera  naevla 

Tchltrea bourbonnensls -407  (III,  MU) 

-  120  -

Annex A 

Annex B 

Annex C 

Zoothera  s lbIrlea 

Parus cyanus 

AegI thaiIdae 

AegI thaios caudatus 

Realzldae 

ParIdae 

Slttldae 

Realz penduIInus 

Parus ater 
Parus caeruleus 
Parus crlstatus 

Parus  lugubrls 
Parus aajor 
Parus aontanus 
Parus palustrls 

Sltta europaea 
Sltta krueperl 
Sltte neueayer 
Sltta whitehead! 
Tlchodroaa aurarla 

Certhlldee 

Certhle brachydactyla 
Certhla  faalMarls 

Nectar In IIdae 

Nectar In IIdae spp.' 

Anthreptes pal IIdlgaster 
Anthreptes rectlrostrls rubrItorques 
Nectar Inla afra prlgoglnel 
Nectar Inla  loverldgel 

Zosteropldae 

Zosterops albogularls  (I) 

Mellphagldae 

Eaberlzldae 

Mellphaga cassldlx  (I) 
Moho bishop I 
Mono braccatus 

Aaaodraaus sandwlchensls 

-  121  -

Annex A 

Annex B 

Annex C 

Catear lus lapponicus 

Eaberlza caesla 
Eaberlza calandra 

Eaberlza  cia 

Eaberlza clrlus 
Eaberlza  citrlnella 
Eaberlza hortulana 

Eaberlza aelanocephala 

Eaberlza pus I lia 

Eaberlza schoenlclus 

incasplza pulchra 

Neaosla rourel 

Plectrophenax nivalis 
Tangara  fastuosa 

Eaberlza  aureola 
Eaberlza brunlceps 

Eaberlza  chrysophrys 

Eaberlza clneracea 

Eaberlza  leucocephala 

Eaberlza pal Ias I 

Eaberlza  rustics 

Eaberlze spodocephala 
Eaberlza  strlolata 
Gubernatrlx cristate  (II) 

Junco hyeaells 
Melosplza aelodie 

Paroaria spp. x742 
Passerelle  lllaca 
Passer Ina cyanea 
Pheuctlcus  ludovlei anus 
Plplio erythrophthalaus 

Thrauplnae spp.*  -190 
Zonotrlchla alblcollls 
Zonotrlchla  leucophrys 

-  122 

Annex A 

Annex B 

Annex C 

ParulIdae 

Healgnathus  lueIdus 
Healgnathus obscurus 
Healgnathus wllsonl 
Loxops aaculata 
PslttI rostra pslttacea 

Drepanldldae 

Vlreonldae 

Icterldae 

Frlnglllldae 

Acanthis cannablna 
Acanthis flaaaea 
Acanthls flavlrostrls 

Dendrolca  coronata 
Oendrolca  fusca 
Dendrolca  nagnolla 
Oendrolca pensylvanlca 
Dendrolca petechia 
Oendrolca  striata 
Dendrolca  tlgrlna 
Dendrolca  vIrons 
Geothlypls trichas 
Mnlotllta  varia 
Paru la aaerlcana 
Setophaga  rut Id I la 
Selurus aurocaplllus 
Selurus noveboracensls 
Veralvora chrysoptera 
Veralvora peregrlna 
Wllsonia cltrlna 
Nllsonla pusllla 

Vlreo ollvaceus 
Vlreo phi ladeIphlcus 

Dollchonyx oryzlvorus 
Icterus galbula 
Quisea Ius qulscula 

Acanthis horneaannl 

Xanthopsar  flavus  (III. UY) 

Annex A 

Annex B 

Annex  C 

-  123  -

CarduelIs carduel Is 
Carduells chloris 
CarduelIs cucullata  -347  (I) 
Carduells splnus 

Carpodacus  erythrlnus 

Coccothraustes  coccothraustes 
FrlngiI la coelebs 
FrIng11la  aontlfrlngllla 
Frlngilla  teydea 

Loxla  curvlrostra 

Loxla pytyopslttacus 
Loxla  scotlca  -482 

Pyrrhula  pyrrhula 
Rhodopechye  glthaglnea 
Serinus canarla 
Serinus citrine lia 

Serinus puslI lus 
Serinus serinus 

Estr!!dldae 

Carduells  yarrellll  -347  (II) 

Carpodacus  roseus 

Hesperlphona  vespertine 

Loxla  leucoptera 

Plnlcola  enucleator 

Serinus gularls  (ill,  GH) 
Serinus  leucopyglus  (III.  GH) 
Serinus aozaablcus  (III.  GH) 

Aaadlna  fasciata  (III.  GH) 
Aaandava  subfiava  -408  (III.  GH) 
Estrllda astrlld  (III.  GH) 
Estrllda caerulescens  (III.  GH) 
Estrllda aelpoda  (III.  GH) 
Estrllda  troglodytes  (III.  GH) 
Lagonostlcta  larvata  -409  (III.  GH) 
Lagonostlcta  rara  (III,  GH) 
Lagonostlcta  rubrlcata  (III,  GH) 
Lagonostlcta  rufoplcta  (III,  GH) 

-  124  -

Annex A 

Annex B 

Annex C 

Poephlla clncte clncte  (II) 

Ploceidee 

Foudla flav Icans 
Foudla rubra 

Mai Iabus  Ibadanensls 

Lagonostlcta senega la (III, GH) 
Lonchura blcolor  -410 (III. GH) 
Lonchura cucullata -410 (III. GH) 
Lonchura  frlngiIloldee -410 (III. GH) 
Lonchura aalabarlca -411  (III. GH) 
Mandlngoa nltldula -412 (III. GH) 
Nesocharls cap Istrata  (III. GH) 
Nlgrlta blcolor  (III. GH) 
Nlgrlta canlcapllla  (III. GH) 
Nlgrlta fusconota  (III, GH) 
Nlgrlta  lutelfrons  (III, GH) 
Ortygosplza atrlcolI Is (III, GH) 
Paraoptlla woodhousel  -413 (III. GH) 
Pholldornls rushlee  (III. GH) 

Pyrenestes ostrlnus -414 (III, GH) 
PytIlia hypograaalca  (III, GH) 
Pyt 11 la phoenlcoptere (III. GH) 
Speraophaga haeaatlna  (III. GH) 
Uraeginthus bengalus -415 (III, GH) 

Aablyosplza alblfrons (III, GH) 
Anoaalosplza  laberbls (III. GH) 
Bubalornls alblrostrls -416 (III, GH) 
Euplectes afer -417 (III, GH) 
Euplectes ardens -418 (III, GH) 
Euplectes hordeaceus (III, GH) 
Euplectes aacrourus -419 (III, GH) 
Euplectes orlx -420 (III, GH) 

MaiIabus casslnl  (III. GH) 

Ma 11abus aallablcus  (III. GH) 
MaiIabus nltens (III. GH) 
Maliabus rubrlceps -421  (III. GH) 
Mai I abus rubrlcolI Is (III. GH) 

-  125  -

Annex A 

Annex B 

Annex C 

Montlfrlngllla nivalis 
Passer doaestlcus 

Passer hlspanlolensls 
Passer aontanus 

Petronla petronla 

Ploceus go Iand I 

Sturnldae 

Aplonls clnerascens 

Leucopsar  rothschlidl  (I) 

Gracula  rellglosa 

Mai Iabus scutatus  (III. GH) 

Passer grlseus -422 (III, GH) 

Petronla dentata  (ill, GH) 

Plocepasser superclllosus (III, GH) 
Ploceus alblnucha  (III, GH) 
Ploceus aurantlus (III, GH) 
Ploceus cucullatus -423 (ill, GH) 

Ploceus heugllnl -424 (III, GH) 
Ploceus  luteolus -425 (III. GH) 
Ploceus eelanocephalus -426 (III. GH) 
Ploceus nlgerrlaus (III. GH) 
Ploceus nlgrlcollls (III. GH) 
Ploceus pelzelnl  (III, GH) 
Ploceus preussl  (III, GH) 
Ploceus superclllosus (III, GH) 
Ploceus tricolor  (III, GH) 
Ploceus veletus -427 (III, GH) 
Que lea erythrops (III, GH) 
Sporoplpes frontalis (III, GH) 
Vidua chalybeate -428 (III, GH) 
Vidua  InterJecta (III, GH) 
Vidua  larvatlcola (III, GH) 
Vidua aacroura  (III, GH) 
Vidua paradlsaea  -429 (III, GH) 
Vidua  rarlcola  (III, GH) 
Vidua togoensls (III, GH) 
Vidua wllsonl  (III. GH) 

-  126  -

Annex A 

Annex B 

Annex C 

Sturnus  roseus 

Sturnus unlcoior 
Sturnus vulgaris 

OrioiIdae 

Orlolus crlolus 

Paradlsaeldae 

Corvldae 

Corvus corax 

Corvus tropicus 
Cyanoplca cyana 

Nuclfraga  caryocatactes 

Pyrrhocorax graculus 
Pyrrhocorax pyrrhocorax 

Sturnus  sturnlnus 

Paradlsaeldae spp.  (I I) 

Corvus corone 
Corvus  frugllegus 
Corvus aonedula 
Corvus rufIcol I Is 

Garrulus glandarlus 

Pica pica 

Annex A 

Annex B 

Annex C 

-  127  -

REPTILIA 

TESTUDINATA 

Deraateaydldae 

Che I ydrIdae 

Eaydldae 

Testudlnldae 

Deraateays aawll  (II) 

MacrocIeaays teaaInek 11 

Cleaays auhlenbergl  (II) 
Cuora crlskarannarua 
Cuora pan I 

Rhlnocleaays spp. 
Terrapene spp.* 

Tracheays scripts elegans 

Testudlnldae spp.* (II) 

Batagur baska  (I) 
Callagur borneoensls 

Eays orbicularis 
Geocleay8 haalltonll  (I) 
Kachuga tecta tecta  (I) 
Maureays casplca 
Maureays  leprosa 
Melanochelys tricar Inata -348 (I) 
Morenla ocellata  (I) 

Terrapene coahulla  (I) 

Geochelone elephantopus -349 (I) 
Geochelone radlata -349 (I) 
Geochelone ynlphora -349 (I) 
Gopherus flavoaarglnatus (I) 
Hoaopus berger I (11) 
Malacochersus torn 1er I (II) 
Psaanobates geoaetrlcus -349 (I) 
Pyxis planlcauda  (II) 
Testudo graeca  (II) 

Annex A 

Annex B 

Annex C 

-  128  -

Testudo heraannl  (II) 
Testudo aarglnata  (II) 

Che Ion IIdae 

Che Ion IIdae spp. (I) 

Deraochelyldae 

Oeraochelys corlacea  (I) 

Llsseays punctata punctata  (I) 
Trlonyx ater  (I) 
Trlonyx gangetlcus (I) 
Trlonyx hurua  (I) 
Trlonyx nigricans  (I) 

Trlonychldae 

Peloaedusldae 

Podocneals  lewyana (II) 

Che IIdae 

Pseudeaydura uabrlna  (I) 

CR0C00YLIA 

AlligatorIdae 

Crocodylldae 

Alligator sinensis  (I) 
Ce Iaan crocodllus apeporlensls (I) 
Calaan  latlrostrls (I) 
Melanosuchus nlger  (I) 

Crocodylus acutus (I) 
Crocodylus cataphractus** -112 (I) 
Crocodylus  Interaedlus (I) 

Trlonyx trlunguls (III. GH) 

Peloaeduea aubrufa  ( M l.  GH) 

Peluslos adansonll  (III, GH) 
Pelus Ios castaneus (III, GH) 
Peluslos gabonensls -430 (III, GH) 
Peluslos nlger  (III, GH) 

Eryanochelys aadagascarlensls -350 (II) 

Peltocephalus duaerlllanus -350 (II) 

Podocneals spp*. (II) 

CROCODYLIA spp.* -351  (II) 

-  129  -

Annex A 

Annex B 

Annex  C 

Crocodylus  sore let 11  (I) 
Crocodylus  nllotlcus** -113  (I) 
Crocodylus  novaegulneae alndorensls  (I) 
Crocodylus  palustrls  (I) 
Crocodylus  porosus** -114  (I) 
Crocodylus  rhonblfer  (I) 
Crocodylus  s I aniens I s  (I) 
Osteolaeaus  tetraspls**  -115  (I) 
Toalstoaa schlegelll  (I) 

Gavlalldae 

Gavlalls gangetlcus  (I) 

RHYNCHOCEPHALIA 

Sphenodontldae 

Sphenodon  spp. x743  (I) 

SAUR IA 

Gekkonldae 

Agaaldae 

Cyrtopodlon kotschyl 

PheIsuaa edwardnewtonII  (II) 
Phelsuaa guentherl  (II) 
Phyllodactylus  eurppaeus 

Tarentola angustlaentalIs 
Tarentola boettgerl 
Tarentola  delalandll 
Tarentola  goeerensls 

Stelllo  stelllo 

Cyrtodactylus serpens Insu Ia (II) 

Phelsuaa  spp.*  (II) 

Rhacodactylus spp. 

Ceratophora  tennentll 
Chlaaydosaurus king 11 
Hydrosaurus  spp. 

Uroaastyx spp. (II) 

Annex A 

Annex B 

Annex C 

130  -

Bradypodlon spp. -352 (II) 
Chaaaeleo spp.* (II) 

ABblyrhynchus crlstatus  (II) 
Anolls equestrls 

Conolophus spp. (II) 

Iguana spp. (II) 
Oplurus spp. 
Phrynosona coronatua blalnvlllel  (II) 

Chaaaeleonldae 

Iguanldae 

Lacertldae 

Chaaaeleo chaaaeleon  (II) 

Anolls rooseveltl 
Brachylophus spp. (I) 

Cyclura spp. (I) 
Gaabella si lus 

Sauroaalus varlus  (I) 

Algyrolde8 fltzlngerl 
AIgyro Ides aarchl 
AIgyro I des aoreotlcus 
AIgyro I des nlgropunctstus 
Gal lot la atlantlca 
Gal lot la gal lot I 
Gal lot la slaonyl  (I) 
Gal lot la stehllnl 
Lecerte agi I Is 
Lacerta bedrlagae 
Lacerta danfordl 
Lacerta dugesl 
Lacerta graece 
Lacerta horvathl 
Lacerta  leplda 
Lacerta aontlcola 
Lacerta schrelberl 
Lacerte trlllneata 
Lacerta  vlrldls 
Ophlsops elegans 
Podarcls erhard 11 

Annex A 

Annex B 

Annex C 

-  131  -

Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 

fllfolensls 
h I span lea strata 
III ford I (II) 
eelIse I lens Is 
allensls 
aural Is 
peloponneslaca 
pltyusensls  (II) 
slcula 
taurlca 
tlliguerta 
wag 1er I ana 

Ablepharus kltalbelll 
Chalcldes bedrlagal 
Chalcldes occidental Is 
Chalcldes ocellatus 
Chalcldes sexllneatus 
Chalcldes  vlrldlanus 

Ophloaorus punctatlsslaus 

Cordylldae 

TelIdae 

SeineIdae 

Cordylus spp. (II) 
p8eudocordylus spp. 
Zonosaurus  spp. 

(ID 

Calloplstes palluaa 
Cnealdophorus hyperythrus  (II) 
Crocodllurus  lacertlnus  (II) 
Dracaena  spp.(II) 
Tuplnaabls spp. (II) 

Corucla  zebrata 

Anguldae 

Ophlsaurus apodus 

Xenosaurldae 

Shlnlsaurus crocodllurus  (II) 

-  132  -

Annex A 

Annex B 

Annex  C 

He IOderaatIdae 

Varanldae 

SERPENTES 

BoIdae 

Colubrldee 

Varanus bengalens Is (I) 
Varanus  flavescens  (I) 
Varanus  grlseus  (I) 
Varanus koaodoensls  (I) 
Varanus ollvaceus -483  (II) 

Acrantophls spp.  (I) 
Boa constrictor occidental 16 -353  (I) 
Bo Iyer la aultocarlnata  (I) 
Casarea dussualerl  (I) 
Eplcrates  Inornatus  (I) 
EpIcrates aonensis  (I) 
Eplcrates  subflavus  (I) 
Eryx  Jaculus (II) 
Python  aolurus aolurus  (I) 
Sanzlnla aadagascarlensls  (I) 

Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coronel 

casplus 
hlppocrepls 
Jugular Is 
Isurent I 
najadua 
nuaalfer 
vlrldlfIavus 
la austrlaca 

Elrenls aodesta 

He Ioderaa spp. (II) 

Varanus  spp.*  -483 

Boldae  spp.*  (II) 

Clella  d el la -354  (II) 

Atretlua  schlstosua  (III,  IN) 
Cerberus  rhynchops  (III,  IN) 

Cyclagras g Igas -355  (II) 

Elachlstodon westeraannl  (II) 

-  133  -

Annex A 

Annex B 

Annex C 

Elapldae 

ViperIdae 

Elaphe  longlsslaa 
Elaphe quatuor IIneeta 
Elaphe sltula 

Natrlx natrlx cettl 
Natrlx natrlx corsa 
Natrlx tessellata 

Telescopus fa I lax 

Naja naja oxlana  (II) 

Vlpera aaaodytes 

Vlpera  latest I 

Enhydrls spp. 
Hoaalopsls buccata 
Langaha spp. 

Ptyas aucosus (II) 

Hoplocephalus bungaroldes  (II) 

Naja naja*  (II) 

Ophlophagus hannah  (II) 

Agklstrodon blI meatus  (III. HN) 

Bothrops  Insular Is 

Crotalus unlcolor 
Crotalus  M 11 lard I 
Trlaeresurus wI rot I 
Vlpere alblzona 

Vlpere bornauellerl 
Vlpere bulgardaghlca 
Vlpera kaznakovl 

Xenochrophls plscator -431  (III.  IN) 

Mlcrurus dlasteae  (III. HN) 
Mlcrurue nlgroclnctue  (III. HN) 

Bothrops asper  (III, HN) 

Bothrops nasutus (III, HN) 
Bothrops nuaalfer  (III, HN) 
Bothrops ophryoaeges  (III, HN) 
Bothrops schlegelll  (III. HN) 
Crotalus dur Issus (III. HN) 

Annex A 

Annex B 

Annex C 

134  -

Vlpera  latlfll 

Vlpera seoannl 
Vlpera  schwelzeri 
Vlpera  urslnll  x744 

Vlpera  xanthlna 

Vlpera  raddel 

Vlpera  wagnerl 

Vlpera  russe 1111  (III.  IN) 

AMPHIBIA 

ANURA 

Bufonldae 

Dendrobatldae 

Dlscoglossldae 

Ate I opus varlus zetekl 
Bufo  calaalta 
Bufo perlglenee 

(I) 

Bufo superclllarls  (I) 
Bufo vlrId Is 
Nectophrynoldes spp.  (I) 

Alytes clsternasll 
Alytes auletensls 
Alytes obstetrleans 
Boablna boablna 

Boablna  varlegate 
Olscoglossus galganol 
Dlscoglossus  jeanneae 
Olscoglossus  aontalent 
Dlscoglossus pIctus 

Bufo  retlforals  (II) 

Oendrobates spp. (II) 
Phyllobates spp.  (II) 

Boablna  fortInuptla M s 
Boablna  aaxlaa 
Boablna  alcrodeladlgltora 
Boablna  orienta I Is 

-  135  -

Annex A 

Annex B 

Annex C 

Hylldae 

MIcrony IIdae 

Myobatrachldae 

Pelobatldae 

Dlscoglossus sardus 

Hyla  arborea 
Hyla Berldlonalis 
Hyla sarda 

Dyscophus antongl 

(I) 

Rheobatrachus  si lus (II) 

Pelobates cultrlpes 
Pelobates  fuscus 
Pelobates syrlacus 

RanIdae 

Conraua go I lath 

Mantel la aurantlaca 

Rana arvalls 

Rana dalaatlna 

Rana graeca 

Rana  Iberlca 
Rana  I ta I lea 
Rana  latastel 
Rana  lessonae 

Dyscophus  spp.* 

Rheobatrachus  spp.* (II) 

Conraua  robuste 
Mantel la spp. 

Rana arfakl 

Rana  blythl 
Rana boulanger I 
Rana cancrlvora 
Rana catesbelena 
Rana crassa 

Rana  esculents 

Rana  grunnlens 
Rana gryllo 
Rana hexadactyla  (II) 
Rana heckscherl 

-  136  -

Annex A 

Annex B 

Annex C 

Rana  nacrodon 
Rana occipitalis 
Rana perezl 
Rane phrynoldes 
Rana  rldlbunda 
Rana rugulosa 
Rana teaporarla 
Rana  tigerina  (II) 

Aabystoaa duaerllll  (II) 
Aabystoaa aexlcanua  (II) 

Cynops pyrrhogaster 

CAUDATA 

Aabystoaatldae 

Cryptobranchldae 

Andrlas spp. -356 (I) 

Plethodontldae 

Speleoaentas aabrosll 
SpaleoBantea flavus 
Speleoaentes gene I 
SpeIeoaantes  laper la I Is 
Speleoaentes  Ite 11eus 
SpeIeoaantes supraaontes 

Proteldae 

Proteus angulnus 

Salaaandrldae 

Chloglossa  lusltanlca 

Euproctus asper 
Euproctus aontanus 
Euproctus platycephalus 
Sa Iaaandra atra 
Salaaandra aurorae 
Salaaandra  lanzal 
Salaaandra  luschani 
Salaaandrlna terdlgltata 
Trlturus earn Ifex 

-  137  -

Annex A 

Annex B 

Annex C 

Trlturus crlstatus 
Trlturus  I ta Ileus 
Trlturus karellnll 
Trlturus aaraoratus 

PISCES 

PETROMYZONTIFORMES 

Petroayzontldae 

CERAT000NTIFORMES 

Ceratodldae 

COELACANTHIFORMES 

CoeIacanthidee 

Latlaerla chaluanae  (I) 

ACIPENSERIFORMES 

Ac IpenserIdae 

Aclpenser brevlrostrua  (I) 
Ac Ipenser naccarll 

Aclpenser sturlo  (I) 

OSTEOGLOSSIFORMES 

OsteoglossIdae 

Laapetra fluvlat11 Is 
Lethenteron zanandral 

Neoceretodus forsterl  (II) 

Aclpenser nudlventrls 
Aclpenser oxyrhynchus (II) 
Aclpenser ruthenus 
Aclpenser stellatus 

Huso huso 

Arapalaa glgas (II) 
Heterotls nI lot Ieus 

Annex A 

Annex B 

Annex  C 

-  138  -

Scleropages  foraosus** -116  (I) 

Scleropages  foraosus* +214  (II) 

CLUPEIFORMES 

Clupeldae 

CYPRINIFORMES 

CyprinIdae 

Anaecyprls h Ispan lea 

Probarbus  Jul I lent  (I) 

Catostoaidae 

Chasalstes cujus  (I) 

SILURIFORMES 

Schllbeldae 

Pangaslanodon glgas  (I) 

Sllurldae 

SALMONIFORMES 

Coregonldae 

Salaonldae 

Coregonus  oxyrhynchus 

Alosa alosa 
Alosa  fa I lax 

Barbus  barbus 
Barbus  aerldlonalls 
Barbus plèbejus 
Caecobarbus  geertsl  (II) 
Ctenopharyngodon  Idella 
Hypophthalalchthys aolltrlx 

Rasbora  kalachroaa 
Rhodeus  serlceus 

Sllurus arlstotells 

Coregonus  spp. 

Hucho hucho 
Salao salar 
Thyaallus thyaallus 

Annex A 

Annex B 

Annex  C 

-  139  -

ATHERIN(FORMES 

CyprInodontIdae 

AnablapIdae 

SYNGMATHiFORMES 

Centrîscîdae 

So I «no?ton Mae 

Valencia  h I span lea 

Crenlchthys  spp. 
Cynoleblas constanclae  (II) 
Cynoleblas  aaraoratus p.e.  (II) 
Cynoleblas  alnlaus  (II) 
Cynoleblas  opalescens p.e. (II) 
Cynoleblas  splendens  (II) 
Cyprlnodon bovinus 
Cyprlnodon dlabolIs 
Cyprlnodon  elegans 
Cyprlnodon ereaus 
Cyprlnodon  latifasclatus 
Cyprlnodon  «acularlus 
Cyprlnodon all 1er I 
Cyprlnodon nevadensls 
Cyprlnodon radlosus 
Cyprlnodon tularosa 
EepetrIchthys spp. 

Anableps anableps 

Aeollscus punctulatus 
AeolIscus strlgatus 
Centrlscus scutatus 

Solenostonus araatus 
Solenostoaus  cyanopterus 
Solenostonus  paegnls 
Solenostonus  paradoxus 

Annex A 

Annex B 

Annex C 

-  HO  -

Syngnathldae 

PERCIFORMES 

SerranIdae 

Centrarchldae 

Percldae 

Ephlppldldae 

ZInge I asper 

Sclaenldae 

Cynosclon aacdonaldl  (I) 

Chaetodontldae 

Doryrhaapus dactyl Iophorus 

Heaanthlas carberryl 
Pseudanthlas  luzonensls 
Pseudanthlas hypseIosoaus 
Pseudanthlas rubrlzonatus 

Lepoals spp. 

Gyanocephalus schraetzer 

ZInge I zInge I 

Platax plnnatus 

Chaetodon 
Cheetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Cheetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 

austrlacus 
baronessa 
bennettI 
cltrlnellus 
larvatus 
aelapterus 
aeyerI 
ocelllcaudatus 
octofasclatus 
ornatlsslaus 
pleblus 
retlculatus 
speculua 
trlanguluB 
trlfasclalls 
trlfasclatus 
zanzlbarensls 

-  141  -

Annex A 

Annex B 

Annex C 

Poaacanthldae 

Labrldae 

Henlochus chrysostoaus 
Parachaetodon  ocellatus 

Apolealchthys arcuatus 
Centropyge aultlfasclatus 
ChaetodontopIus aesoIeucus 

Anaapses caeruleopunctatus 
Anaapses chrysocephalus 
Anaapses cuvler 
Anaapses slogans 
Anaapses  geographlcus 
Anaapses  lennardl 
Anaapses  llneatus 
Anaapses nelanurus 
Anaapses aeleagrldes 
Anaapses neogulnalcus 
Anaapses  rubrocaudatus 
CIr rh 11abrus cyanopIeura 
Clrrhllabrus  lubbockl 
Clrrhllabrus  rubrlplnnls 
Labroldel pectoral Is 
Labroldel pthlrophagus 
Labroldel  rubrolablatus 
Labropsls a lien I 
Labropsls austral Is 
Labropsls a Icrones lea 
Labropsls  xanthonota 
Macropharyngodon choatl 
Macropharyngodon cyanoguttatus 
Macropharyngodon  geoffroyl 
Macropharyngodon  negrosensls 
Macropharyngodon  ornatus 
Microlabrlchthys bartlettl 
Microlabrlchthys blcolor 
Microlabrlchthys dI spar 
Microlabrlchthys evansl 

Annex A 

Annex  B 

Annex  C 

-  1 42  -

UlcrolabrIchthys  Ignitus 
MlcrolabrIchthys  lueIdae 
MicrolabrIchthys  pascalus 
MlcrolabrIchthys  salthvanlzl 
MlcrolabrIchthys thoapsonl 
Microlabrlchthys  tuka 
M Ira IabrIchthys  spp. 
ParachelIInus  IIneopunctatus 
Pseudojulloldes  ceraslnus 
Pseudojulloldes  elongatus 
Pseudojulloldes  erythrops 
Stethojulls  spp. 

Aoanthurus trlostegus 

Zand us canescens 

Betta  bel I lea 
MaIpulutta kretserl 

Luclocephalldae  spp. 

Oxyaonocanthus  longlrostrls 

Trlacanthldae  spp. 

Aoanthurldae 

Zand idae 

Be Iont IIdae 

Luclocephalldae 

TETRAODONTIFORMES 

Bal IstIdae 

Trlacanthldae 

ECHINOOERMATA 

ECHINOIOEA 

AULODONTA 

Centrostephanus  longlsplnus 

Annex A 

Annex  B 

Annex  C 

-  143  -

ARTHROPODA 

INSECTA 

COLEOPTERA 

Carabldae 

Dytlscldae 

Carabus  olyaplae 

Dytlscus  latlsslaus 
Graphoderus blllneatus 

Lucanldae 

Lucanus  cervus 

Scarabaeldae 

Osaoderaa area Ita 

BuprestIdae 

Buprest Is splendens 

CucuJIdae 

Cucujus clnnaberlnus 

Ceraabyx  cerdo 
Rosalia  alpine 

Ceraabycldae 

LEPIDOPTERA 

PapillonIdae 

Ornlthoptera alexandrae  (I) 
Paplllo alexanor 

Paplllo chlkae  (I) 

Atrophaneura pelu 
Baron Ia brevlcornls 
Bhutan It Is spp.  (II) 
Graph IUB  sandawanuB 
Graphlua streseaannl 
Ornlthoptera  spp.* -357  (II) 

Paplllo arlstodeaus  ponceanus 
Paplllo  benguetanus 

Paplllo  esperanza 

Annex A 

Annex B 

Annex C 

-  144  -

Paplllo grosesalthl 

Paplllo aaraho 
Paplllo aorondavana 
Paplllo neuaoegenl 
Par Ides ascanlus 
Par Ides hahnell 

Te Inopalpus spp. (II) 
Trogonoptera  spp. -357 (II) 
Troldes spp. -357 (II) 

Paplllo hoaerus  (I) 
Paplllo hosplton  (I) 

Parnasslus apollo (II) 
Parnasslus aneaosyne 
Pleblcula  golgus 
ProserpInus prosperpIna 

Zerynthla polyxena 

Lyceene dlsper 
Macullnea arlon 
Macullnea nauslthous 
Macullnea tele lus 

Coenonyapha hero 
Coenonyapha oedlppus 
Ereble  calcarla 
Erebla christ I 
Ereble sudetlca 
Loplnga echlne 
Melanagrla arge 

Apatura  set Is 
Euphydryas aurlnla 
Fabriclena el Isa 
Hypodryas  aaturna 

Lycaenldae 

SatyrIdae 

Nyaphalldae 

Laslocaapldae 

Erlogaster  catax 

-  145  -

Annex A 

Annex B 

Annex C 

Saturn IIdae 

Graellsla  Isabelae 

SphIngIdae 

Hyles hlppophaes 

MANTOOEA 

Mantldae 

ODONATA 

Apteroaantls aptera 

Coenagrlonldae 

Coenagrlon aercurlale 

LestIdae 

Aeshnldae 

Goaphldae 

Syapecaa brauerl 

Aeshna vlrId Is 

Goaphus grasllnll 
Linden Ia tetraphylla 
Ophlogoaphus ceci I la 
Stylurus flavIpes 

Cordulegasterldae 

Cordulegaster trlnacrlae 

Cordullldae 

Libel luiIdae 

ORTHOPTERA 

Tettlgonlldae 

MacrosIa splendens 
Oxygastra curt Is 11 

Leucorrhlnla  alblfrons 
Leucorrhinla caudal Is 
Leucorrhlnla  pectoral Is 

Baetlca ustulata 
Saga pedo 

-  146  -

Annex A 

Annex B 

Annex C 

ARACHNIOA 

ARANEAE 

Theraphosldae 

Dlplurldae 

Macrothele calpelana 

CRUSTACEA 

DECAPODA 

Astacldae 

Scyllarldae 

ANNELIDA 

HIRUDINOIDEA 

ARHYNCHOBDELLAE 

Hlrudlnldae 

MOLLUSCA 

BIVALVIA 

ANISOMYARIA 

Brachypelaa  salthl  (II) 

Astecus astacus 
Austropotaaoblus pallipes 
Austropotaaoblus torrent Iua 

ScyMarides  latus 

HIrudo aedldnalls  (II) 

Mytllldae 

Llthophaga  llthophaga 

Annex A 

Pinna nobIlls 

PinnIdae 

VENEROIDA 

Trldacnldae 

UN IOHOIDA 

Un IonIdae 

ConradlI la caelata  (I) 

-  147  -

Annex B 

Pholas dactylus 

Trldacnldae spp. (II) 

Cyprogenla abort I (II) 

Annex C 

Droaus droaas (I) 
Eploblasaa curtlsi -358 (I) 
Eploblasaa florentine -358 (I) 
Eploblasaa saapsonl  -358 (I) 
Eploblasaa sulcata perobi Iqua -358 (I) 
Eploblasaa torulosa gubernaculua -358 (I) 

Eploblasaa torulosa torulosa -358 (I) 
Eploblasaa turgldula -358 (I) 
Eloblasaa walker I -358 (I) 
Fusconala cuneolus (I) 
Fusconala edgarlana  (I) 

Laapsllls hlgglnsl  (I) 
Laapsllls orblculata orblculata  (I) 
Laapsllls satura  (I) 
Laapsllls vlrescens (I) 

Plethobasus clcatrlcosus (I) 
Plethobasus cooper Ianus (I) 

Pleurobeaa pIonus (I) 
PotaaIlus capax -359 (I) 
Quadrula  Interaedla  (I) 
Quadrula sparse  (I) 
Toxolasaa cylindre I la -360 (I) 

Eploblasaa torulosa ranglana -358 (II) 

Fusconala subrotunda  (II) 
Laapsllls brevlcula  (II) 

Lexington la do labelloldes (II) 
Mlcrocondylaea coapressa 

Pleurobeaa clava  (II) 

Annex A 

Annex B 

Annex C 

-  148  -

Unlo cressus 

Unlo nlckllnlana  (I) 
Unlo taaplcoensls tecoaatensls  (I) 
VII loss traballs -361  (I) 

Unlo elongatulus 

Margarltlferldae 

Margarltlferra  auricular la 

Margarltlfere aargaritlfere 

GASTROPODA 

PROSOBRANCHIA 

Petal I Idas 

Patella feruglnea 

STYLOMMATOPHORA 

Achat Ine IIIdae 

Achatlnella 8pp. (I) 

Partu IIdae 

Partula spp. 

Chondrlnldae 

Lelostyla  abbreviate 
Lelostyla casslda 
Lelostyla corneocostata 
Lelostyla glbba 
Lelostyla  laaellosa 

ArIonIdae 

Geoaalacus aaculosus 

Endodontldae 

Discus defloratus 
Discus guerlnlanus 

Caaaenldae 

Paryphantldae 

He He idae 

Caseolus eelcuius 
Caseolus coaalxta 
Caseolus sphaerula 

Papustyla pulcherrlaa -362 (II) 

Paryphanta  spp. +215 (II) 

Annex  A 

Annex B 

Annex C 

-  149 

-

DIseul a  leacocklana 
Discuta tabellata 
Discuta testudlnalls 
01seul a turrlcula 
Geoaltra aonozlana 

Helix subpllcata 

EIonIdae 

Elona qulaper Iana 

Helix poaatla 

CNIDARIA 

ANTHOZOA 

60RGONACEA 

Coral 11Idae 

ANTIPATHARIA 

SCLERACTINIA 

HYDROZOA 

ATHECATA 

Mllleporldae 

StyIasterIdae 

ALCYONARIA 

COENOTHECALIA 

STOLON IFERA 

Tublporldae 

Cora I H UB  rubrua *502 

ANTIPATHARIA spp. (II) 

SCLERACTINIA spp. *502 (II) 

Mllleporldae spp. °502 (II) 

StylasterIdae spp. *502 (II) 

Coenothecalla spp. °502 (II) 

Tublporldae spp. *502 (II) 

-  150  -

Annex A 

Annex B 

Annex C 

FLORA 

SPERMATOPHYTA 

ANGIOSPERMAE 

AGAVACEAE 

Agave arlzonlca  (I) 
Agave parvlflora  (I) 

Dracaena draco 
No Una  Interrata  (I) 

ALISMATACEAE 

Caldes Ia parnasslfolla 
Luronlua natans 

AMARYLLIDACEAE 

Leucojua nlcaeense 

Narcissus asturlensls 
Narcissus calclcola 
Narcissus cyclaalneus 
Narcissus fernandesll 
Narcissus huallls 
Narcissus  long Ispathus 
Narcissus nevadensls 
Narcissus pseudonarcIssus nob I 
Narcissus scaberulus 
Narcissus trlandrus 
Narcissus vlrldlftorus 

Is 

Agave victorlae-reglnae el  (II) 

Galanthus spp. e1  (II) 

Narcissus bulbocodlua el 
Narcissus  JuneIfollus el 

Sternberg Ia spp. el  (II) 

-  151  -

Annex A 

Annex B 

Annex C 

APOCYNACEAE 

Pachypodlun spp.* t1  (II) 

Pachypodlua baron 11  (I) 
Pachypodlua brevlcaule  (I) 
Pachypodlua decaryl  (I) 
Pachypodlua naaaquanua  (I) 

AQUIFOLIACEAE 

ARACEAE 

AIocas I a sanderIana  (I) 

Rauvolfla serpentina t2 (II) 

I lex aqulfollua el 

ARALIACEAE 

Panax qulnquefollus #3 (II) 

ASCLEPIADACEAE 

Caralluaa burchardll 

Ceropegle chrysantha 

BERBER IDACEAE 

Berber 18 aaderensls 

Ceropegle spp.* el  (II) 

Freree  Indice el  (II) 

Podophyllum hexandrua §2 -363  (II) 

BORAGINACEAE 

Anchusa crispa 
Echlua candlcans 
Echlua gent IanoIdes 
Llthodora nit Ida 
Myosotis azorlca 
Myosotis  Ius Itan Ice 
Myosotis aarltlaa 
Myosotis rehsteInert 
Myosotis retuslfolla 
Oaphalodes kuzlnskyana 
Oaphalodes  littoral Is 
Solenanthus a Iban Ieus 
Syaphytua cycladense 

BYBLIDACEAE 

Byblls  spp. el  (II) 

Annex A 

-  152  -

Annex B 

Annex C 

CACTACEAE 

CACTACEAE  spp.* e4 (II) 

Anclstrocactus tobuschll -364  (I) 
Arlocarpus spp. x745 
Astrophytua  aster las -365 (I) 
Azteklua rltterl  (I) 
Backebergla all I tar Is -366  (I) 
Coryphantha ainlaa -367 (I) 
Coryphantha  sneedll -367 (I) 
Coryphantha  aerderaann11  (I) 
Dlscocactus spp. (II) 
Ech I noce reus ferre I Nanus  var.llndsayl 
-368 (I) 
Echlnocereus schaollll  -369  (I) 
Echlnoaastus erectocentrue -370 (I) 
Echlnoaestus aarlposensls -370 (I) 
Leuchtenbergla principle (I) 
Maaalllarla pectinIfera -371  (I) 
Maaalllarla pluaosa  (I) 
Maaalllarla sol Isloldes (I) 
Melocectus conoldeus (II) 
Nopalxochla aacdougallll -372 (I) 
Obregonla denegrll  (I) 
Pedlocactus bradyl  (I) 
Pedlocactus despalnll  (I) 
Pedlocactus knoaltonll  (I) 
Pedlocactus papyracanthus -364  (I) 
Pedlocactus paradlnel  (I) 
Pedlocactus peebleslsnus (I) 
Pedlocactus si 1er I (I) 
Pedlocactus «rink 1er I (I) 
Pelecyphora spp. (I) 
Sclerocactus glaucus (I) 
Sclerocactus aesae-verdae (I) 
Sclerocactus pub IspInus (I) 
Sclerocactus arlghtlae  (I) 
Stroabocactus disc I fora Is (I) 
Turblnlcarpus  laul -373 (I) 
Turblnlcarpus  lophophoroldes «373 (I) 

-  153  -

Annex A 

Annex B 

Annex C 

CAMPANULACEAE 

Turblnlcarpus pseudoaacrochele -373  (I) 
Turblnlcarpus pseudopectlnatus -373  (I) 
Turblnlcarpus schaledlckeanus -373  (I) 
Turblnlcarpus valdezlanus -373  (I) 
Uebelaannla spp. (II) 

Asyneuaa glganteua 
Azorlna vldalll 
Caapanula aorettlana 
Caapanula sabatla 
Jaslone crispa serpent In lea 
Jaslone  Ius Itan lea 
Musschla aurea 
Musschla noilaston 11 
Physoplexls coaosa 

CAPRIFOL IACEAE 

Saabucus palaensls 

CARYOCARACEAE 

CARYOPHYLLACEAE 

Arenarla nevadensls 
Arenerle provincial Is 
Dlanthus clntranus clntranus 
Dlanthus aarlzll 
Dlanthus ruplcola 
Gypsophlla  papulosa 
Herniarla algarvlca 
Hernlarla berlenglana 
Herniarla  latlfolla  lltardierel 
Hernlarla aarltlaa 
Moehrlngla fontquerl 
Moehrlngla toaaaslnll 
Petrocoptls grandIflora 
Petrocoptls aontslcclana 
Petrocoptls  pseudovlscosa 
Sllene clntrana 
Silène hlceslae 
Sllene hlfacensls 
Sllene  longlcllla 

Ceryocar costarlcense el  (II) 

-  154  -

Annex A 

Annex B 

Annex C 

Cephalotus fol IIcularIs el  (II) 

Sllene aariana 
Sllene orphanldls 
Sllene rothaalerl 
Sllene velutlna 
Spergularla azorlca 

CELASTRACEAE 

Maytonus uabellata 

CEPHALOTACEAE 

CHENOPODIACEAE 

CISTACEAE 

Bassla saxlcola 
Beta patula 
Kochla saxlcola 
Sal loom I a venett 

Clstus chlnaaadensls 
Clstus palhlnhae 
Hallalua vertlclIlatua 
Hellantheaua alypoldes 
Hellantheaua bystropogophyllua 
Hellantheaua caput-fells 
Tubererla aajor 

COMPOS ITAE 

(ASTERACEAE) 

Andryala crlthalfolla 
Antheals glaberrlaa 
ArgyrantheauB  I Id 11 
Argyrantheaua plnnatlfldua succulentua 
Argyrantheaua thalassophylua 
Argyrantheaua winter 11 

Artealsla granatens Is 
Aster pyrenaeus 
Aster sorrentInlI 
Atractylls arbuscula 
Atractylls preauxlana 

Calendula aaderensls 

Arnica aontana el 
Artealsla erlantha el 
Arteal6la genlpl el 

Brechylaena huteh Ins 11 el 

155  -

Annex A 

Annex B 

Annex C 

Carduus ayrIacanthus 
Centaures alba heldrelchll 
Centaurea alba prlnceps 
Centaurée attlca aegarensls 
Centaurea bal ear lea 
Centaurea borjae 
Centaurea cltrlcolor 
Centaurea coryabosa 
Centaurea  gadorensls 
Centaurea horrlda 
Centaurea kalaabakensls 
Centaurea kartschlana 
Centaurea  lactlflora 
Centaurea alcrantha herald I 
Centaurea nlederi 
Centaurea peucedanlfolla 
Centaurea pinnate 
Centaurea pulvlnata 
Centaurea  rothaalerana 
Centaurea vlcentlna 
Chelrolophus duranll 
Che Irotophus ghoaerytus 
Chelrolophus  Junonlanus 
Chelrolophus aassonlanus 
Clrslua  latlfoilua 
Crepls croclfolla 
Crépis granatensls 

Erlgeron  frlgldus 
Helichrysua gossyplnua 
He 11chrysua o11gocephaI a 
HellchrysuB slbthorplI 
Hyaenostenaa pseudanthsals 
Jurlnea cyanoldes 
Jurlnea  fontquerl 
Lactuca watsonlana 
Laayropsis alcrocephala 
Leontodon alcrocephalus 
Leontodon boryl 

Doronlcua plantaglreua tournefortil  e1 

-  156  -

Annex A 

Annex B 

Annex C 

Leuzea  rhapontlcoldes el 

Leontodon s Icuius 
Leuzea  long IfoI la 

Llgularla slblrlca 
Onopordua carduelInua 
Onopordua nogalesll 
Per lea 11 Is hadrosoea 
Phagnalon benettll 
PlCrIS  BlIlkOBBll 
Santo Una  elegans 
Santo Una  lapressa 
Santo Una  sealdentata 
Saussurea costus -374 (I) 
Seneclo ceespltosus 
Seneclo elodes 
Seneclo  legascanus  lus Itan Ieus 
Seneclo nevadensls 
Steaaacantha cynaroldes 
Sventenla bupIeuroIdes 
Tsnacetua ptaralclflorua 
•egenltzle  lanclfolla 

ConvoIvu Ius a rgyrothaanus 
Convolvulus caput-aedusae 
Convolvulus fernendesll 
ConvoIvuIus  Iopez-soca811 
Convolvulus aassonll 

AeonluB goaeraense 
Aeonlua saundersll 
Alchryson duaosua 
Dudleys stolonIfera  (I) 
Dudleys trasklae  (I) 
Monanthes «IIdpretlI 
Sedua brlsseaorettll 

CONVOLVULACEAE 

CRASSULACEAE 

CRUCIFERAE 

Alyssua plntodaslIvae el 

Alyssua pyrenalcua 
Arab Is sadlna 

-  1 57  -

Annex A 

Annex B 

Annex C 

Blscutella neustrlaca 
Blscutella VincentIna 
Boleua asperua 
Brass lea glabrescens 
Brass lea  Insular Is 
Brass lea aacrocarpa 
Colncya clntrana 
Colncya  rupestrls 
Coronopus navasll 
Craabe arborée 
Craabe  laevigata 
Craabe sventenll 
Dlplotaxls  Iblcensls 
Dlplotaxls slettlane 
Dlplotaxls VincentIna 
ErucaatruB palustre 
Ibar I s erbuscula 
Iberls procuabens alcrocarpa 
lonopsldlua acaule 
lonopsldlua aavlenua 

Murbecklelle sousae 
ParolInla schlzogynoldes 
Slnapldendron  rupestre 
SIsyabrIua cavan111es Ianua 
Slsyabrlua suplnua 

Carex aalato-bellzlI 
Carex panoraltana 
Eleocharls carnlollca 

CYPERACEAE 

DIAPENSIACEAE 

DID IEREACEAE 

DIOSCOREACEAE 

Borderea chouardll 

Malcolala  lacère grace I Ilea e1 
Murbecklelle plnnetlflde heralnll el 

Shortla galaclfolla el  (II) 

DIDIEREACEAE  spp. el  (II) 

Oloscorea de Ito Idea el  (II) 

Annex A 

Annex B 

Annex C 

-  158  -

DIPSACACEAE 

Scablosa nI tens 

OIPTEROCARPACEAE 

Neobalanocarpus he la 11 #1 

DROSERACEAE 

Aldrovanda vesiculosa 

ERICACEAE 

Erica scoparla azorlca 

EUPHORBIACEAE 

Kalala cuneata tl  (II) 

Euphorbia spp. e1 -118  (II) 

Euphorbia aabovoBbensIs (I) 
Euphorbia cyllndrlfolla  (I) 
Euphorbia decaryl  (I) 
Euphorbia  francolsll  (I) 
Euphorbia hand Iens Is (II) 
Euphorbia  laabll  (II) 
Euphorbia aargalldlana 
Euphorbia aoratll  (I) 
Euphorbia nevedenele 
Euphorbia parvlcyathophore  (I) 
Euphorbia prlaullfolla  (I) 
Euphorbia quartz ItIcole  (I) 
Euphorble etyglena 
Euphorbia transtagana 
Euphorbia tuIearens Is (I) 

FAGACEAE 

FOUQUIERIACEAE 

Fouqulerle fasciculate  (I) 
Fouqulerla purpusll  (I) 

GENTIANACEAE 

Conteur Iua rlgualll 
Centaur lue soaedanua 

Quercus copeyensls e1  (II) 

Fouqulerla coluanarls el  (II) 

-  159  -

Annex A 

Annex B 

Annex C 

IRIDACEAE 

Crocus etruscus 
Iris bolsslerl 

Iris aarlsca 

JUGLANDACEAE 

Oreoaunnea pterocarpa -375  (I) 

JUNCACEAE 

Juncus valvatus 

Iris  lusltanlca tl 

LABIATAE 

Dracocephalua austrlacua 
Mlcroaerla  taygetea 
Nepeta dlrphya 
Nepeta sphaclotlca 
OrlganuB dlctaanus 
Rosaarlnus toaentosus 
Slderltls cystoslphon 
Slderltls discolor 
Slderltls  Incsna glauca 
Slderltls  Infernal Is 
Slderltls  Javalaabrensls 
Slderltls aaraorea 
Slderltls serrata 
Teucrlua abut Iloldes 
Teucrlua betonlcua 
Teucrlua cher Ideal 
Teucrlua  leplcephalua 

Teucrlua turredanua 
Thynus caaphoratus 
Thyaus capital Iatus 
Thyaus carnosus 
Thyaus cephelotos 
Thyaus vlllosus vlllosus 

Teucrlua salvlastrua salviastrue el 

-  160  -

Annex A 

Annex B 

Annex C 

Gentlana  lutea el 

GERANIACEAE 

Gent Iana  11gust lea 

Gent lane I la angelica 

Erodlua astragaloldes 
Erodlua paularense 
Erodlua ruplcola 
Geranlua aaderense 

GESNERIACEAE 

Jankaea heldrelchll 
Raaonda serblca 

GLOBULAR IACEAE 

Globularla ascanll 
Globular la sarcophylla 
Globularla stygla 

GRAMINEAE 

Avenu le heckelll 
Broau8 grossus 
Co leanthus subtil Is 
Deschaapsla aaderensls 
Festuca brIgantIna 
Festucs durlotagana 
Festucs elegans 
Festuca henrlquesll 
Festucs sua 11us ItenIce 
Gaudlnla h Ispan lea 
Ho Ieus setlgluals dur Iens I s 
Mlcropyropsls tuberose 
Pseudarrhenatherua pal lens 
Puce Ine 111a pungens 
Stlpa austroltallca 
Stlpa bavarlca 
Stlpa veneta 

GROSSULARIACEAE 

Rlbes sardoua 

GUTTIFERAE 

Hyper Icua aclferuB 

HUMIRIACEAE 

Vantanee barbourll  el  (II) 

-  161  -

Annex A 

Annex B 

Annex C 

LEGUMINOSAE 
(FABACEAE) 

Anagyrls  latlfolla 
Anthyllis hystrlx 
Anthyllls  leaannlana 

Astragalus  algarblensls 
Astragalus  aqullanus 
Astragalus  centreIpInus 
Astragalus  aarltlaus 
Astragalus  treaolslanus 
Astragalus  verrucosus 

Cytlsus aeollcus 

Doryen Iua spectablle 
Genlsts dorycnlfolla 
Genista holopetele 

Lotus szorlcus 
Lotus cal IIs-vlrldls 
Lotus kunke111 
Mel I lotus segetalls-fallax 
Ononis hackelll 

Tel Ine rosaarlnlfolla 
Tellne  salsololdes 
Trlfollua saxatlle 

Vlcla blfollolata 
Vic la denneslana 

Anthyllls  lusltanlca  il 

Balklaea  plurljuga el 
Cynoaetra  healtOBOphylla  il  (II) 

Dalbergla  cochlnchlnensls el 
Dalbergla  nigra  el 
Da Iberg le Stevenson 11 el 
OorycnluB pentaphyllua transaontana el 

Gossaellerodendron balsaalferua el 

PlatyalscluB plelostachyua e1  (II) 
Tachlgall  versicolor  el  (II) 

Ulex densus  e1 

LENTIBULARIACEAE 

Plngulcula  nevadensls 

-  162 

-

Annex A 

Annex B 

Annex C 

LILIACEAE 

AI I lui gros il 

Aloe spp.» «5 (II) 

Aloe a lb Ida (I) 
Aloe plllansll  (I) 
Aloe polyphylla  (I) 
Aloe thorncroftll  (I) 
Aloe vossll  (I) 
Androcyeblui europeui 
Androcyeblui psainophllue 
Androcyeblui rechlngerl 
AsphodeIus bento-raInhae 
Bel levai la hackelll 
Co IchIcut cor8lcui 
Co IchIcue cousturlerl 
FrltlMaria conlca 
Frit I Maria drenovsKII 
Frltl Maria gusslchlae 
Frltl Maria  obliqua 
Frltl Maria  rhodocanakls 
Hyaclntholdes vlcentlna 

Muscarl gussonel 
OrnIthogalui reverchon11 

Sell la belrana 
Sell la laderensls 
Sell la odorata 
Seiele laderensls 

LINACEAE 

Llnui luellerl 

LII lui rubrui el 

Ruscus aculeatus tl 

-  163  -

Annex A 

Annex B 

Annex C 

Talauaa hodgsonlI  *522 (III. NP) 

LORANTHACEAE 

Arceuthoblua azorlcua 

LYTHRACEAE 

LythruB flexuosua 

MAGNOLIACEAE 

MALVACEAE 

Kosteletzkya pentacarpos 

MELIACEAE 

MORACEAE 

MYRICACEAE 

Myrlca rlvas-aartlnezl 

NAJADACEAE 

Nejes flexllls 

NEPENTHACEAE 

OLEACEAE 

ORCHIDACEAE 

Nepenthes kheslana  (I) 
Nepenthes rajah  (I) 

Jasalnua azorlcua 
Plcconla azorlce 

Cattleya skinner I (I) 
Cattleya trlanae (I) 
Cephalanthera cucullata  (II) 
Cyprlpediua spp. (II) 

Lovoa swynnertonll el 
Suletenla huallls el  (II) 

Batocarpus costarIcons Is e1 (II) 
Ml I Ida  excel8a el -484 
Ml I Ida  regie #1 

Nepenthes spp.* el  (II) 

ORCHIDACEAE spp.* i6 -376 (II) 

-  164  -

Annex A 

Annex B 

Annex C 

DIdIclea cunnlnghaalI  (I) 
Goodyera  eacrophylla  (II) 
HlaantoglossuB spp. (II) 
Laella  Jongheana  (I) 
Laella  lobata  (I) 
Llparls  loeselll  (II) 
Lycaste skinner I var. alba -377  (I) 
Ophrys spp. (II) 
Orchis spp. (II) 
Paphlopedllua spp. (I) 
Perlsterla elata  (I) 
Phragalpedlua spp. (I) 
Renanthera  laschootlana  (I) 
Vanda coerulea  (I) 

Paeon le caabessedesll 
Paeon le d us 11 rhodla 
Paeon I a pa m a ss lea 

Phoenix theophrastl 

PAEON IACEAE 

PALMAE 

(ARECACEAE) 

PAPAVERACEAE 

PITTOSPORACEAE 

Plttosporua corlaceua 

PLANTAGINACEAE 

PLUMBAGINACEAE 

PIantago a Igarb Iens Is 
Plantago alaogravensls 
Plentago aalato-belIzlI 

Araerla berlengensls 
Araerla he Iodes 
Araerla  negleta 
Araerla pseudaraerla 
Araerla  rouyana 

Araerla solelrolll 

Areca  Ipot el  (II) 
ChrysalIdocarpus decIplens e1 
Neodypsls deceryl  el  (II) 

(M) 

Meconopsls regla *522 ( M l.  NP) 

Araerla  sanpalol el 

-  165  -

Annex A 

Annex B 

Annex C 

Llaonlua spp.* tl -191 

Anacaapseros spp. el  (II) 
Lealsle cotyledon el  (II) 
Lewlsis aagulrel  el  (II) 
Lewl8la serrata el  (II) 
Lewlsis tweedy I el  (II) 

Cyclaaen spp. el  (II) 

Araerla  velutlna 

Llaonlua arborescens 
Llaonlua dendroldes 
Llaonlua dodartll  lusltanlcua 
Llaonlua  InsuIare 
Llaonlua  lanceolatua 
Llaonlua Bultlflorua 
Llaonlua pseudolaetua 
Llaonlua strlctlsslBua 
Llaonlua spectablle 
Llaonlua sventenll 

Polygonua praelongue 
Ruaex azorlcus 
Ruaex rupestrls 

Androsace cyllndrlca 
Androsace aathlldae 
Androsace pyrenalca 

Prlaula apennlna 
Prlaula glaucescens 
Prlaula  pallnurl 
Prlaula spectabllls 
Soldanella vlllosa 

POLYGONACEAE 

PORTULACACEAE 

PRIMULACEAE 

PROTEACEAE 

Orothaanus zeyherl  (I) 
Protea odorata  (I) 

RANUNCULACEAE 

Aconltua cors ICUB 
Adonis distorts 

Annex A 

-  166  -

Annex B 

Annex  C 

Aquileg I a alplna 
Aaulleg la bertolonll 
Aqullegla  kltalbelll 
Aqullegia  pyrenalca  cazorlensis 
Consolida  saala 
Pulsatilla  patens 
Ranunculus weylerl 

RESEDACEAE 

Reseda  decurslva 

RHAMNACEAE 

Frangula  azorlca 

ROSACEAE 

RUB IACEAE 

BencoBla  brachystachya 
Bencoala  sphaerocarpa 
Chaaaeaelei  oorlion 
Dendrlopoterlua pu IIdo I 
Marcetella aaderensls 
Potent 11 la delphlnensls 
Prunus  Ius I tan lea azorlce 

Sorbus aaderensls 

Balaea storalae  (I) 
Gallua  lltorale 
Gallua vlrldlflorua 

Rubus genevlerl  herein 11 tl 

SALICACEAE 

SalIx salvlfolla 

SANTALACEAE 

KunkeIIe11a  subsuccuIenta 

Theslua ebracteatua 

Santa Iua albua tl 

SARRACENIACEAE 

SAXIFRAGACEAE 

-  1 67  -

Annex A 

Annex B 

Annex C 

Darlington I a callfornlca  tl  (II) 
Sarracenla  spp.* «1  (II) 

Sarracenla  alabanensls alabanensls-378 
(I) 
Sarracenla  Jones 11 -379  (I) 
Sarracenla  oreophlla  (I) 

Saxifrage 
Saxifrage 
Saxifrage 
Saxlfrega 
Saxlfraga 
Saxifrage 
Saxlfraga 
Saxlfraga 
Saxlfraga 

berlca 
clntrana 
florulenta 
hlrculus 
portosanctana 
presolanensls 
toabeanensls 
va Idens Ia 
vayredana 

SCROPHULARIACEAE 

Anarrhlnua  longIpedIce I atua el 

Antlrrhinua char Ideal 
AntlrrhlnuB  lopeslanua 
Chaenorrhlnua serpylIIfollue  lus I tan ICUB 
Euphrasls azorlca 
Euphrasia genargentea 
Euphrasia  grand I flora 
Euphrasia  aarchesettll 

Euphrasia aendoncee el 

Isop IexIs chalcantha 
Isoplexls  Isabel liana 
Llnarla  algarvlana 
Llnarla coutlnhol 
Llnarla  flcalhoana 
Llnarla  flava 
Llnarla  rlcardol 
Llnarla  tonzlgll 
Llnarla  turslca 
Llndernla procuabens 
Odontites grsnatensls 
Odontites hoIIIana 

Scrophularla grand I flora el 

-  168  -

Annex A 

Annex B 

Annex C 

Scrophularla heralnlI  #1 
Scrophularla  sublyrata  tl 

Caaellla chrysantha  el  (II) 

Tetracentron  slnense  *522 (III. NP) 

Slbthorpla  peregrine 
Verbascua  lltlglosua 
Veronica  alcrantha 
Veronica  oetaea 

Atropa baetlca 
Mandragore offlelnarua 
Solanua  Mdll 

Daphne petraee 
Daphne rodrlguezll 
Thyaelaea broterana 

SOLANACEAE 

TETRACENTRACEAE 

THEACEAE 

THYMELAEACEAE 

ULMACEAE 

Zelkova abellcea 

UMBELLIFERAE 

ABB I trlfollatua 
Angelica heterocarpa 
Angelica  palustrls 
Aplua beraejol 
ApluB  repens 
Athaaanta cortlana 
Bunlua brevlfollua 
Bupleurua capII tare 
Bupleurua handlense 
Bupleurua kaklskalae 
Chaerophyllua azorlcua 
Erynglua alplnua 
Erynglua vlvlparua 
Ferula  latlplnna 
Laserpltlua  longlradlua 
Me Ianose11nua dec IpI ens 
Mon Izla edulIs 

-  169  -

Annex A 

Annex B 

Annex C 

Naufraga  batear lea 
Oenanthe conloldes 
Oenanthe  dlvarlcata 
Petagnla sanlculIfolla 
Rouya polygaaa 
Sanlcula azorlca 
Sesell  Intrlcatua 
Thorella vertlclIlatlnundata 

VALERIANACEAE 

Centranthus  trlnervls 

VIOLACEAE 

Viola  athols 
Viola  cazorlensls 
Viola de IphInantha 
Viola  hlsplda 
Viola  Jaubertlena 
Viola  paradoxe 

ZINGIBERACEAE 

Hedychlua phi IIpplnense  (I) 

ZYGOPHYLLACEAE 

Gualacua sanctua el  (II) 

GYMNOSPERMAE 

ARAUCARIACEAE 

Araucaria  araucana** 4216  (I) 

Araucaria  araucana* el -117  (II) 

CUPRESSACEAE 

Fltz-Roya cupressoides  (I) 
PIIgerodendron uvlferua  (I) 

CYCADACEAE 

GNETACEAE 

Cycas beddoael  (I) 

CYCADACEAE  spp.* el  (II) 

Gnetua aontenua *522 (III.  NP) 

Annex A 

-  170  -

Annex B 

Annex  C 

PINACEAE 

Abies guateaalensls (I) 
Abies nebrodensls 

P0D0CARPACEAE 

Podocarpus parlatorel  (I) 

STANGERIACEAE 

Stangerla erlopus -380 (I) 

NELNITSCHIACEAE 

ZAMIACEAE 

PTERIDOPHYTA 

ASPLENIACEAE 

Ceratozaala spp.  (I) 
Chlgua  spp. (I) 
Encephalartos spp. (I) 
Mlcrocycas calocoaa  (I) 

Asp Ien Iua healonltls 
Asp I en Iua Jahandlezll 
Dryopterls cor leyI 
Polystlchua drepanue 

BLECHNACEAE 

Woodward Ia radlcans 

CYATHEACEAE 

DICKSON IACEAE 

Culclta aacrocarpa 

HYMENOPHYLLACEAE 

Hyaenophyllua aaderensls 
Trlchoaanes speclosua 

ISOETACEAE 

Isoetes azorlca 
Isoetes boryana 
Isoetes nalInvernlana 

Podocarpus nerllfollus el *522 (III. NP) 

MelNltschla alrabllls el -381  (II) 

ZAMIACEAE  spp. el  (II) 

CYATHEACEAE  spp. el  (II) 

DICKSONIACEAE  spp.* el  (II) 

Annex A 

-  171  -

Annex B 

Annex C 

LYCOPOOIACEAE 

MARSILEACEAE 

Marsllea  azorlca 
Mars I lea batardae 
Marsllea  quadrlfolla 
Marsllea  strlgosa 

OPHIOGLOSSACEAE 

Botrychlua s lap lex 
OphIogIossua poIyphy11ua 

Lycopodlua spp. «1 

BRYOPHYTA 

MUSC I 

Leucobryua glaucua el 

Annex A 

Annex B 

Annex C 

-  172  -

Sphagnua pylaIssI 
Taylor Ia rudolphlana 
Thaanobryua fernandesl 

Sphagnun spp.* tl 

THALLOPHYTA 

ALGAE 

LICHENS 

Llthothaanlua corallolde el 
PhyaatholIthon calcareua el 

Cladlna  spp. el 

-  173 -

ANNEX D 

INTERPRETATION 

1. The  symbol  "*" against  the name of  a taxon  Indicates  that  some  species 

In the named  taxon are  Included  in Annex  A  and  are  excluded  from Annex  D 

2.  The  symbol  •*•"  against  the name of  a  taxon  Indicates  that  some 

species  In the named  taxon  are  Included  In Annex  B  and  are excluded 

from Annex  D. 

3.  The  symbol  "-"  followed  by  a number  placed  against  the name of a 

species or  higher  taxon denotes  that  the name of  that  species or  taxon 

shall  be  Interpreted  as  follows : 

-485 Also  referenced  as Mytragyna  ci I lata 

-486 Also  referenced  as Podocarpus  blumei 

-487 Also  referenced  as Podocarpus  amarus 

4.  In respect  of  species of  Fauna  listed  In Annex  D,  the provisions shall 

not  apply  to any  domestic  forms and  shall  not  apply  to any  specimens 

except  the  following: 

A.  For  Mammals. Birds. Reptiles  and  Amphibians; 

( I ) 

(II) 

Live specimens; 

Whole  dead  specimens, frozen, dried or  preserved  by chemicals, 

which  externally  resemble  the complete  body  of  the  species 

concerned; 

(III) 

The whole or  any part  of or anything  made wholly or  partly  from 

any  tooth or  tusk of  any animal; 

-  174 -

(Iv) 

(v) 

The whole  or  any  part  of  the  horns or  antlers  of  any  animal; 

The  whole  or  any  part  of  any  raw  hide or  skin  (with or  without 

fur  or  hair)  If fresh, salted,  dried, pickled  or  limed  and 

whether  or  not  splIt; 

(vl) 

The  whole  or  any  part  of  any  shell  of  any  animal  In the  Order 

Testudlnes; 

(vii) 

Creams,  oils,  soup, meat  or  other  foodstuffs, made  from  or 

derived  from  any  animal  In the  following  groups: 

Order  Testudlnes  (turtles,  tortoises  and  terrapins) 

Order  Marsupial la  (marsupials) 

Families Otarlidae  (eared  seals) and  Phocidae  (true  seals)  In  the 

Order  Plnnipedla 

Order  Lagomorpha  (hares  and  rabbits) 

Order  Artlodactyla  (even-toed  ungulates) 

Order  Apodlformes  (swifts  etc.) 

Order  Anura  (frogs  and  toads); 

vlll) 

Any  feather  or  feathers  or  any  skin or  any  other  part  with 

feathers  on  It of  any  bird  or  birds other  than  the  downy  feathers 

of  any  adult  female of  the  species  Somater la molisslma  (eider 

duck) or  the  train of  any  adult  male  of  the  species  Pavo 

(Ix) 

(x) 

crlstatus  (Indian  peacock); 

Any  egg, whether  whole or  blown;  and 

The  casque, whether  or  not  attached  to  the upper  part  of  the 

bill, of  any  bird  In the Order  CoraclIformes  (hornbllls etc). 

B.  For  Fish: 

(xl) 

All  live specimens; and 

(xli) 

All  specimens,  live or  dead, of  species  in the  Family 

Syngnathldae  (sea  horses  etc.). 

C.  For  Invertebrates: 

(xli I) 

The  whole  or  any  part  of  any  external  shell  or  skeleton,  except 

for  fosslIs. 

-  175  -

5.  In respect  of  species  of  Flora  listed  In Annex  D,  the  provisions  shall 

not  apply  to  the  following  parts  and  derivatives  which  shall  not  be 

considered  as  specimens  of  species  listed  In Annex  D  : 

Seeds,  spores, pollen,  tissue  cultures,  fI asked  seedling  cultures, 

chemical  derivatives,  fruits  and  parts  and  derivatives  thereof  of 

artificially  propagated  plants, cut  flowers of  artificially  propagated 

plants, manufactured  products  made  from  timber. 

-  176 -

FAUNA 

VERTEBRATES 

MAMMALIA 

All  taxa not  included  in Annexes A, B and C except: 

Orvctolaous  cunlculus domestic  forms 
Rattus norveolcus 
Mus musculus 
Mesocrlcetus  auratus domestic forms 
Cavla  spp. domestic  forms 
Chinclila  lanlger  domestic  forms 
C a ms  fam| Marls 
Mustela  furp 
FelIs catus 
Eouus  cabalius 
E Q U US  as I nus 
Eouus cabal lus x AJLLDUS. 
Sus  scrofa  domestic  forms 
Lama  clama 
Lama  pacos 
Camelus  bactrlanus  domestic  forms 
Came lus dromedarlus 
Cervus claohus eiaphus 
Cervus dama dama 
Cervus nippon 
Cervus  tlmprensls 
Ranqtfer  tarandus domestic  forms 
Bubalus bubal is 
Bos  taurus 
Bos  lndjcus 
Bos  frontal Is 
Bos  grunnlens domestic  forms 
Caora  h I reus domestic  forms 
P Y IS  arles 

AVES 

All  taxa  not  Included  In Annexes A, B and C except: 

Anser  anser  domestic  forms 
Anser  cvgnoides domestic  forms 
Calrlna tppschata domestic  forms 
Anas  platvrhvnchos domestic forms 

- 177 -

Gal lus gal lus 
Phaslanus colchlcus 
Coturnlx  lappnlca 
Excalfactorla  chlnensls 
Numlda meleagrls domestic forms 
Meleagrls oailopava  domestic forms 
Nvmphlcus  hoi I andieus 
Melons Ittacus undulatua 
Lonchura  striata  domestic  forms 

REPTIUA 

All  taxa  not  listed  In Annexes A, B and C 

AMPHIBIA 

All  taxa not  listed  In Annexes A, B and C 

PISCES 

AI I mar ine species 

INVERTEBRATES 

CNIDARIA 

ANTHpZPA 

GORGONACEA 

Coral 11Idae 

Coral Ilum spp. 

MOLLUSCA 

GASTROPODA 

ARCHAEOGASTROPODA 

TurbinIdae 

Turbo martnoratus 

MESOGASTROPODA 

Strombidae 

Strombus olaas 

ECHINODERMATA 

ECHINQIPA 
ECHINOIDA 

Echlnldae 

p?r?rftntrotus  llvidus 

-  178 -

FLORA 

SPERMArQPHYTA 

ANGIQSPERMAE 

Agavaceae 

No IIna spp.* 

Amary11Idaceae 

Loucolum  spp.* 
Narcissus  spp.*/** 

Anacardiaceae 

Dracontomelon dao 

Apocynaceae 

Adenluin spp. 
Aspldosperma polvneuron 
Hunter la eburnea 
Strophantus  spp. 
Voacanqo africana 
Voacanga  thouarsll 

Araceae 

Arlsaema  spp. 
Blarlum  spp. 

Asclepladaceae 

Boraginaceae 

Brome Ilaceae 

Burseraceae 

Dloscoreaceae 

Droseraceae 

Ebenaceae 

Brachvstelma spp. 
FocKea  spp. 

Cord I a m H en 11 
Cordla Platvthvrsa 

Tl I lands la spp. 

Aucoumea  klalneana 

DIoscorea  elephantInes 

Dlonaea musclnula 
Drosera spp. 

plospyros celeblca 
Plpspyros crasslflora 

Plospyros muni 
Plospyros phi Iloplnensls 
Plospyros j&llosanthera 

-  179 -

Euphorblaceae 

Monadenlum spp. 

GuttI ferae 

AllanfrlacKla  parvifIpra 
Pentatfesma  butyracea 

lr idaceae 

Iris species of  the section Qncocycius  Including 

Iris acutlloba 

s  antIllpanotiça 
s  assadlana 
s  atrpfusca 
s  atrppurourea 
s  auranltica 
s. barnumae 
s  basaltlca 
s benlamlnlI 
s  bigger I 
s  blsmarklana 
s  bpstrensis 
s  cam I M ae 
s cedretlI 
s damascena 
s el Izafretfrae 
s  ga 11es 11 
s orosshelmlI 
s  hauranensis 
s  havne 
s  hermpna 
s  heylantilana 
s  Iberlca 
s  lordana 
s keredlensls 
s klrkwoodlI 
s  lortetll 
s marlae 
s meda 
s nectarIfera 
s nigricans 
s naradoxa 
s  petrana 
s samarlae 
s  sari 
s schelkownllowlJ 
s  sprenqerl 
s sus I ana 
s swensonlana 
s west 11 

Juglandaceae 

JugIans neotropica 

Lauraceae 

Eus I deroxy Ion  zmoejrJ 

- 180 -

Legumlnosae 

Afzel la africana 
Afzella  blplndensls 
Afzel la pachvloba 
Amburana  cearensla 
CaesalDlnIa  oaraauariensis 
Copalfera  salikounda 
Dalbergla  spp.**. 
Grlffonla  slmpliclfolla 
Gulfrpurtla ehle 
Hap IormosI a  monophv11 a 
Intsla  bl luoa 
Intsia  palembanlca 
Koofflpassla  malacccnsla 
MIcroberiInla  blsculcnta 
M I c r o b e r i I n ia  brazzaviMens 
M I M e t t la 
Mpnppetalanthus  h e t t z ll 
P e r l c o p s ls  e l a ta 
Perlcppsls  mopniana 
Pterocarpus spp. 
Phvsostloma  venenosum 
Swartzla  flstulpldes 

i a u r e n t il 

LI  Ilaceae 

Astroloba spp. 
Ervthronlum spp. 
F r m i i a r la  spp.* 
Gasterla  spp. 
Hawprthla  spp. 
LM  lum  s p p . ** 
Muscarl  spp.* 
Poel I n l t z la  spp. 
S c lI  la  s p p .* 
Trl11lum  spp. 
Tu Ii pa  spp. 

Mellaceae 

Cedrela 
f I s s l l ls 
Cedrela  pdprata 
Entandrophraoma  SPP. 
Guarea  cedratn 
Guarea  thompsonll 
Khaya SPP. 
Lovoa 
S w l e t e n la  macrophvila 
S w l M e n la  mahaoonl 
Turraeanthus  afrlcanus 

t r l c h l i i o l d es 

Ochnaceae 

Lophira  alata 
T«8tulea  oabonensls 

Passifloraceae 

Ajfenlfi.  spp. 

Rosaceae 

prunus  a f r i c a na 

-  181 -

Rublaceae 

Corvnanthe pachvceras 
Hal lea  ledermanniI  -485 
Nauclea  dlderrlchlI 
Pauslnystalla  Iphlmbe 

Rutaceae 

Baifourodendron  riedliianum 
Chloroxvlon swletenla 

Sapotaceae 

Aningerla  altlssima 
Autranella  conaolensls 
Bai I lone I la toxlsoerma 
Tleohemella  africana 
Tleghemella heckelIi 

Stercullaceae 

Mansonla  altlssima 
Nesoaordonia  oanaverlfera 
Sterculla ppipnga 
Triplpchltpn sclerpxylpn 

Thymelaeaceae 

Aqul I aria malaccensls 
G o n v s t v l us  bancanus 

Verbenaceae 

Tectona  spp. 

GYMNQSPERMAE 

Araucarlaceae 

Aoathls S P P. 
Araucaria  angustlfolla 

Podocarpaceae 

Pacrydlum elatum 
Nage I a walIIchlana -486 
Podocarpus  rumphil  -487 
Prumnopltvs amara 

PTERIDOPHYTA 

Se I agi ne Ilaceae 

Selaolnella  Imbricata 
Selaglnella  tftpldophvila 
Se I agi ne I la novoleonls 
S«t»ginftM» nlllfera 

THALLQPHYTA 

LICHENS 

Cctrarla spp. 

-  182  -

Annex  E 

ISSN 0254-1475 

COM (91) 448 final 

DOCUMENTS 

EN 

14 03 

Catalogue number : CB-CO-91-540-EN-C 

ISBN 92-77-78033-9 

Office for Official Publications of the European Communities 
L-2985 Luxembourg