Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

(2019/C 215/03)

The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.

Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.

DECISION

Ruling

Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (‘HETA’), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority pursuant to § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:

I.

1. HETA’s Common Equity Tier 1 items within the meaning of § 2(68) BaSAG shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(1) in conjunction with § 73(2)(1) BaSAG. This concerns the following Common Equity Tier 1 items: 1.1. The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value. 1.2. The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria.

2. The nominal value of HETA’s Tier 2 instruments within the meaning of § 2(73) BaSAG, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(3) in conjunction with § 89(3)(2) in conjunction with § 73(2)(3) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items: Tier 2 Capital Item ISIN/Contract No ID Name Term Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. AT0000355326 FRN HYPO ALPE-A. KAP.FLR03-15 30.12.2015 EUR 3 892 000,00 0,04 — 2.4. AT0000355359 HYPO ALPE-A.ERG.ANL.05/17 8.8.2017 EUR 1 000 000,00 0,02 — 2.4. XS0178449467 5.25% HYPO ALPE-A. MTN 03/15 27.10.2015 EUR 20 000 000,00 0,20 — 2.8. SSD_35 SSD_ERG_EUR_5,69%_2003-2017 3.5.2017 EUR 5 000 000,00 0,00 — 2.8. SSD_31 SSD_ERG_EUR_5,69%_2003-2017 3.5.2017 EUR 5 000 000,00 0,00 — 0,26 —

II.

1. The nominal value of HETA’s subordinated liabilities not recorded in section I.2 above, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(4) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following subordinated liabilities: Subordinated liabilities Item Identifier Contract No Name Term start date Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.7. SSD_117-2/133 SSD_NR_EUR_4,49%_2006-2016 17.8.2006 17.8.2016 EUR 10 000 000,00 10 000 000,00 709 297,58 2.7. SSD_117-1 SSD_NR_EUR_4,49%_2006-2017 17.8.2006 17.8.2016 EUR 5 000 000,00 5 000 000,00 354 648,79 2.7. SSD_121 [A] SSD_NR_EUR_4,5%_2006-2017 31.10.2006 9.1.2017 EUR 10 000 000,00 10 000 000,00 517 808,39 2.7. SSD_121 [B] SSD_NR_EUR_4,5%_2006-2017 31.10.2006 9.1.2017 EUR 3 000 000,00 3 000 000,00 155 342,31 2.7. SSD_121 [C] SSD_NR_EUR_4,5%_2006-2017 31.10.2006 9.1.2017 EUR 20 000 000,00 20 000 000,00 1 035 616,26 2.7. SSD_121 [D] SSD_NR_EUR_4,5%_2006-2017 31.10.2006 9.1.2017 EUR 7 000 000,00 7 000 000,00 362 465,56 2.7. SSD_121 [E] SSD_NR_EUR_4,5%_2006-2017 31.10.2006 9.1.2017 EUR 10 000 000,00 10 000 000,00 517 808,39 2.7. SSD_120 SSD_NR_EUR_4,28%_2006-2017 5.9.2006 13.1.2017 EUR 5 000 000,00 5 000 000,00 243 713,69 2.7. SSD_144 SSD_NR_EUR_6mEuribor+0,3%_2007-2017 23.2.2007 23.2.2017 EUR 10 000 000,00 10 000 000,00 71 178,63 2.7. SSD_33 SSD_NR_EUR_4,35%_2003-2017 27.6.2003 27.6.2017 EUR 5 000 000,00 5 000 000,00 147 417,35 2.7. SSD_53 SSD_NR_EUR_4,35%_2003-2017 27.6.2003 27.6.2017 EUR 2 000 000,00 2 000 000,00 58 967,35 2.7. SSD_104 SSD_NR_EUR_4,45%_2006-2017 1.6.2006 1.8.2017 EUR 15 000 000,00 15 000 000,00 387 699,22 2.7. SSD_70 SSD_NR_EUR_3,7%_2005-2017 29.7.2005 1.8.2017 EUR 25 000 000,00 25 000 000,00 537 260,98 2.7. SSD_72 SSD_NR_EUR_3,79%_2005-2017 8.8.2005 8.8.2017 EUR 1 000 000,00 1 000 000,00 60 966,44 2.7. SSD_71 SSD_NR_EUR_3,79%_2005-2017 8.8.2005 8.8.2017 EUR 2 000 000,00 2 000 000,00 121 932,87 2.7. SSD_112 SSD_NR_EUR_4,495%_2006-2017 9.8.2006 9.8.2017 EUR 3 000 000,00 3 000 000,00 216 217,70 2.7. SSD_73 SSD_NR_EUR_3,80%_2005-2017 15.8.2005 15.8.2017 EUR 5 000 000,00 5 000 000,00 301 648,72 2.7. SSD_74 SSD_NR_EUR_3,80%_2005-2017 15.8.2005 15.8.2017 EUR 5 000 000,00 5 000 000,00 301 648,72 2.7. SSD_148 SSD_NR_EUR_4,56%_2006-2017 31.8.2006 31.8.2017 EUR 2 500 000,00 2 500 000,00 175 839,79 2.7. SSD_149 SSD_NR_EUR_4,56%_2006-2017 31.8.2006 31.8.2017 EUR 500 000,00 500 000,00 35 167,23 2.7. SSD_75 SSD_NR_EUR_3,80%_2005-2017 31.8.2005 31.8.2017 EUR 2 000 000,00 2 000 000,00 117 225,92 2.7. SSD_113 SSD_NR_EUR_4,51%_2006-2017 17.8.2006 1.9.2017 EUR 5 000 000,00 5 000 000,00 346 220,05 2.7. SSD_56 SSD_NR_EUR_4,08%_2005-2017 3.2.2005 1.9.2017 EUR 10 000 000,00 10 000 000,00 628 095,84 2.7. SSD_66 SSD_NR_EUR_3mEuribor+0,25%_2005-2017 31.3.2005 1.9.2017 EUR 25 000 000,00 25 000 000,00 1 619 341,93 2.7. SSD_57 SSD_NR_EUR_4,08%_2005-2017 3.2.2005 1.9.2017 EUR 5 000 000,00 5 000 000,00 314 048,82 2.7. SSD_58 SSD_NR_EUR_4,08%_2005-2017 3.2.2005 1.9.2017 EUR 10 000 000,00 10 000 000,00 628 095,84 2.7. SSD_105 SSD_NR_EUR_3mEuribor+0,25%_2006-2017 6.6.2006 6.9.2017 EUR 15 000 000,00 15 000 000,00 53 354,68 2.7. SSD_143 SSD_NR_EUR_4,60%_2006-2017 30.6.2006 15.9.2017 EUR 7 000 000,00 7 000 000,00 482 192,55 2.7. SSD_141 SSD_NR_EUR_4,60%_2006-2017 30.6.2006 15.9.2017 EUR 7 000 000,00 7 000 000,00 482 192,55 2.7. SSD_142 SSD_NR_EUR_4,60%_2006-2017 30.6.2006 15.9.2017 EUR 13 000 000,00 13 000 000,00 895 501,63 2.7. SSD_79 SSD_NR_EUR_3,618%_2005-2017 19.9.2005 19.9.2017 EUR 6 000 000,00 6 000 000,00 321 730,45 2.7. SSD_80 SSD_NR_EUR_3,63%_2005-2017 20.9.2005 20.9.2017 EUR 5 000 000,00 5 000 000,00 268 460,83 2.7. SSD_81 SSD_NR_EUR_3,614%_2005-2017 21.9.2005 21.9.2017 EUR 20 000 000,00 20 000 000,00 1 066 970,98 2.7. SSD_34 SSD_NR_EUR_4,97%_2003-2017 28.10.2003 28.9.2017 EUR 5 000 000,00 5 000 000,00 362 446,10 2.7. SSD_30 SSD_NR_EUR_4,97%_2003-2017 28.10.2003 28.9.2017 EUR 5 000 000,00 5 000 000,00 362 446,10 2.7. SSD_145 SSD_NR_EUR_4,517%_2007-2017 15.3.2007 29.9.2017 EUR 4 000 000,00 4 000 000,00 262 986,65 2.7. SSD_146 SSD_NR_EUR_4,517%_2007-2017 15.3.2007 29.9.2017 EUR 20 000 000,00 20 000 000,00 1 314 931,71 2.7. SSD_25 SSD_NR_EUR_5%_2003-2018 28.3.2003 28.3.2018 EUR 5 000 000,00 5 000 000,00 231 249,09 2.7. SSD_26 SSD_NR_EUR_5%_2003-2018 28.3.2003 28.3.2018 EUR 3 000 000,00 3 000 000,00 138 750,68 2.7. SSD_27 SSD_NR_EUR_5%_2003-2018 28.3.2003 28.3.2018 EUR 2 000 000,00 2 000 000,00 92 500,45 Item ISIN/Identifier Name Term start date Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.7. XS0274117117 4.35% HYPO ALPE-A.NR.ANL.06/16 3.11.2006 3.11.2016 EUR 150 000 000,00 150 000 000,00 8 812 951,03 2.7. XS0283714896 FRN HAAB VAR.ANL 07-17 24.1.2007 24.1.2017 EUR 230 000 000,00 230 000 000,00 1 270 938,23 2.7. XS0170866775 FRN HYPO-ALPE-A. NR.ANL.03/17 27.6.2003 27.6.2017 EUR 15 000 000,00 15 000 000,00 453 323,59 2.7. QOXDB9964079 FRN HYPO ALPE ANL.NACH. 04/17 16.8.2004 16.8.2017 EUR 20 000 000,00 20 000 000,00 138 353,42 2.7. XS0205170268 FRN KTN NACHR.ANL. 04/17 VAR. 11.11.2004 11.9.2017 EUR 25 000 000,00 25 000 000,00 83 627,99 2.7. XS0184026374 4 875 % HYPO ALPE-A.ANL.04/17 18.2.2004 18.9.2017 EUR 15 000 000,00 15 000 000,00 1 085 987,16 2.7. XS0154247299 FRN VAR.HYPO ALP.NTS 02-17/P 20.9.2002 20.9.2017 EUR 15 000 000,00 15 000 000,00 140 464,12 2.7. XS0139343635 5.73% HYPO ALPE-A.NR NTS 01-21 10.12.2001 10.12.2021 EUR 15 000 000,00 15 000 000,00 191 000,00 2.7. XS0142938686 5.92% HYPO ALPE-A.NR.NTS 02-22 22.2.2002 22.2.2022 EUR 15 000 000,00 15 000 000,00 22 200,01 2.7. XS0863484035 2.375% HAAB GUARNT.NTS 12-22 13.12.2012 13.12.2022 EUR 1 000 000 000,00 1 000 000 000,00 5 075 342,46 2.7. AT0000327101 7.5% KTN. OBL 94-24 27.5.1994 27.5.2024 ATS 60 000 000,00 4 360 370,05 248 904,46 2.7. AT0000355334 5.03% HYPO ALPE A. ANL. 04/17 26.1.2004 27.5.2024 EUR 10 000 000,00 10 000 000,00 553 492,93 2.7. XS0165863316 5.27% HYPO ALPE-A. ANL 03-28/P 7.4.2003 7.4.2028 EUR 10 000 000,00 10 000 000,00 474 300,00 2.7. XS0097058720 0% KTN. NR OBL. 99-29 14.5.1999 14.5.2029 EUR 5 000 000,00 13 884 212,65 12 397,47 2.7. XS0121202658 FRN HYPO ALPE ANL.00-30/VAR. 18.12.2000 18.12.2030 EUR 14 890 000,00 14 890 000,00 16 140,76 2.7. XS0158550292 FRN HYPO ALPE-ADR.NTS 02/32VA 29.11.2002 29.11.2032 EUR 20 000 000,00 20 000 000,00 34 720,00 1 893 134 582,70 34 915 532,45

2. The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities: 2.1. Bonds: Bonds Item ISIN/Identifier Name Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.3. XS0289201484 FRN HYPO ALPE-A.07-15 VAR. 6.3.2015 EUR 450 000 000,00 450 000 000,00 188 825,00 2.3. XS0292051835 FRN HYPO ALPE-ADR.VA.AN.07/15 20.3.2015 EUR 500 000 000,00 500 000 000,00 142 791,66 2.3. XS0217836179 FRN HYPO ALPE-ADRIA ANL.05/15 22.4.2015 EUR 20 000 000,00 20 000 000,00 2 216,66 2.3. XS0293593421 FRN HYPO ALPE-ADRIA ANL.07/15 23.4.2015 CHF 200 000 000,00 188 040 616,77 81 126,99 2.3. XS0217878841 HYPO ALPE-A.INT.ANL.05/15 4.5.2015 EUR 80 000 000,00 80 000 000,00 1 690 060,41 2.3. XS0218884194 FRN HYPO ALPE-ADR.VA.AN.05/15 6.5.2015 EUR 20 000 000,00 20 000 000,00 1 597,22 2.3. XS0219714564 FRN HYPO ALPE-ADR.ANL.05/15 27.5.2015 EUR 5 000 000,00 5 000 000,00 49 138,11 2.3. XS0169594057 4.25% HY.ALP.ADRIA ANL. 03/15 16.6.2015 EUR 25 000 000,00 25 000 000,00 752 604,17 2.3. CH0028623145 2.75% HAAB INTL. ANL.07/15 12.8.2015 CHF 600 000 000,00 564 121 850,32 8 575 435,62 2.3. XS0219079794 FRN HYPO ALPE-ADRIA ANL.05/16 6.5.2016 EUR 20 000 000,00 20 000 000,00 1 597,22 2.3. XS0268565586 1.905% HYPO ALPE-ADRIA ANL.06/16 29.9.2016 JPY 5 000 000 000,00 37 299 515,11 300 012,45 2.3. XS0272401356 4.25% HAAB ANL. 06/16 31.10.2016 EUR 1 250 000 000,00 1 250 000 000,00 17 611 301,37 2.3. XS0232733492 3.42% HYPO ALPE-ADRIA NTS 05/16 7.11.2016 EUR 25 000 000,00 25 000 000,00 270 750,00 2.3. XS0210195003 FRN HYPO ALPE-A.FLR ANL. 05/17 24.1.2017 EUR 25 000 000,00 25 000 000,00 3 895,83 2.3. XS0210264411 FRN HYPO ALPE-A.FLR ANL.05/17 24.1.2017 EUR 50 000 000,00 50 000 000,00 4 958,33 2.3. XS0210372065 3.9% HYPO ALPE-AD 05/17 24.1.2017 EUR 10 000 000,00 10 000 000,00 38 465,75 2.3. XS0281875483 4.375% HYPO ALPE-ADRIA ANL.07/17 24.1.2017 EUR 2 000 000 000,00 2 000 000 000,00 8 630 136,99 2.3. XS0184652567 FRN HYPO ALPE-A.FLR MTN 04/17 9.2.2017 EUR 10 000 000,00 10 000 000,00 1 060,83 2.3. XS0184385937 FRN HYPO ALPE-A ANL.04/17 17.2.2017 EUR 65 000 000,00 65 000 000,00 3 932,50 2.3. XS0187818595 FRN HYPO ALPE AD.BK.NTS0417VA 15.3.2017 EUR 20 000 000,00 20 000 000,00 7 583,33 2.3. AT0000A00EZ4 3.72% HYPO ALPE-ADRIA ANL.06/17 15.3.2017 EUR 20 000 000,00 20 000 000,00 715 066,68 2.3. XS0215451633 4.07% HYPO AL.A.ANL.05/17 21.3.2017 EUR 5 000 000,00 5 000 000,00 192 349,31 2.3. XS0293591995 FRN HAAB INTL FRN 07-17/239 29.3.2017 EUR 100 000 000,00 100 000 000,00 195 911,11 2.3. XS0293592613 FRN HAAB INTL FRN 07-17/240 29.3.2017 EUR 70 000 000,00 70 000 000,00 137 137,77 2.3. XS0147028061 FRN HYPO ALPE-A.FLR-MTN 02/17 10.5.2017 EUR 20 000 000,00 20 000 000,00 21 511,11 2.3. XS0148839243 HYPO ALPE-A. MTN 02/17FLR 12.5.2017 EUR 5 000 000,00 5 000 000,00 259 000,00 2.3. XS0147142276 FRN HYPO ALPE-A.FLR-MTN 02/17 17.5.2017 EUR 25 000 000,00 25 000 000,00 24 891,67 2.3. XS0203692727 FRN HYPO ALPE ANL. 04/17 17.5.2017 EUR 23 000 000,00 23 000 000,00 19 610,06 2.3. XS0147285547 FRN HYPO ALPE-A.FLR-MTN 02/17 28.5.2017 EUR 50 000 000,00 50 000 000,00 310 500,00 2.3. XS0149185745 HYPO ALPE-A.FLR-MTN02/17 10.6.2017 EUR 5 000 000,00 5 000 000,00 251 575,00 2.3. XS0148494320 5.8% HYPO ALP-A.NTS 02/17 17.6.2017 EUR 25 000 000,00 25 000 000,00 1 023 055,56 2.3. XS0169594727 4.4% HY.ALP.ADRIA ANL. 03/17 20.6.2017 EUR 25 000 000,00 25 000 000,00 763 888,90 2.3. XS0170738263 FRN HY.ALPE ADRIA ANL.03-17VA 1.7.2017 EUR 30 000 000,00 30 000 000,00 15 247,50 2.3. XS0149819004 5.68% HYPO ALPE-A. ANL 02/17 5.7.2017 EUR 10 000 000,00 10 000 000,00 372 355,56 2.3. XS0209755981 FRN HYPO ALPE-A.FLR ANL 05/17 18.7.2017 EUR 50 000 000,00 50 000 000,00 10 762,50 2.3. XS0171833030 FRN HYPO.ALPE-AD.BK.ANL.0317V 28.7.2017 EUR 50 000 000,00 50 000 000,00 12 400,00 2.3. XS0210342316 FRN HYPO ALPE-A.FLR ANL. 05/17 1.8.2017 EUR 25 000 000,00 25 000 000,00 2 943,75 2.3. XS0198512732 FRN HYPO ALPE-A.MTN 04/17 11.8.2017 EUR 50 000 000,00 50 000 000,00 4 745,83 2.3. XS0151684981 FRN HYPO ALPE-A. FLR-MTN02/17 12.8.2017 EUR 75 000 000,00 75 000 000,00 10 666,67 2.3. XS0173650028 FRN HYPO ALPE-A. MTN 03/17 21.8.2017 EUR 50 000 000,00 50 000 000,00 2 048,61 2.3. XS0244768635 FRN HYPO ALPE-ADR.ANL.06/17 23.8.2017 EUR 100 000 000,00 100 000 000,00 13 211,11 2.3. XS0191139574 FRN HYPO ALPE A. ANL.04-17VAR 28.8.2017 EUR 25 000 000,00 25 000 000,00 193,06 2.3. XS0200438223 4.54% HYPO ALPE-A. ANL. 04/17 22.9.2017 EUR 20 000 000,00 20 000 000,00 398 027,40 2.3. XS0232318831 FRN HYPO ALPE-ADR.ANL.05/17 29.9.2017 EUR 50 000 000,00 50 000 000,00 1 467 123,29 2.3. XS0232319300 FRN HYPO ALPE-ADRIA ANL.05/17 29.9.2017 EUR 50 000 000,00 50 000 000,00 1 467 123,29 2.3. XS0232727411 FRN HYPO ALPE-ADRIA ANL.05/17 29.9.2017 EUR 50 000 000,00 50 000 000,00 1 467 123,29 2.3. XS0232727684 FRN HYPO ALPE-A.FLR-MTN 05/17 29.9.2017 EUR 50 000 000,00 50 000 000,00 1 467 123,29 2.3. XS0161493811 FRN HYPO-ALPE-A. ANL.03-18VAR 10.2.2018 EUR 50 000 000,00 50 000 000,00 7 969,44 2.3. XS0162348857 FRN HYPO ALPE-A. ANL.03/18 4.3.2018 EUR 25 000 000,00 25 000 000,00 52 163,89 2.3. XS0162472517 4.625% HYPO ALPE-A. ANL.03/18 4.3.2018 EUR 50 000 000,00 50 000 000,00 2 286 805,55 2.3. XS0163390163 FRN HYPO ALPE-A.VAR.ANL.03/18 10.3.2018 EUR 60 000 000,00 60 000 000,00 107 786,67 2.3. XS0163694895 FRN HY.ALP.-A.ANL.03-18/VAR. 2.4.2018 EUR 25 000 000,00 25 000 000,00 36 525,69 2.3. XS0163694978 4.7% HYPO ALPE-A.ANL.03-18/P 2.4.2018 EUR 25 000 000,00 25 000 000,00 1 073 819,45 2.3. XS0165821074 FRN HYPO ALPE-A.MTN 03/18 9.4.2018 EUR 35 000 000,00 35 000 000,00 49 423,89 2.3. XS0165935247 0% HYPO ALPE-AD.NULLK.03/18 17.4.2018 EUR 42 500 000,00 36 367 778,59 4 953,89 2.3. XS0165863233 FRN HYPO ALPE-A.FLR-MTN 03/18 22.4.2018 EUR 50 000 000,00 50 000 000,00 65 216,67 2.3. AT0000345483 5.04% HYPO-ALPE-A.ANL.03-23/1PP 15.2.2023 EUR 30 000 000,00 30 000 000,00 67 200,00 2.3. XS0165190066 HYPO ALPE-A. MTN 03/23VAR 24.3.2023 EUR 25 000 000,00 25 000 000,00 2 252 517,37 2.3. XS0165060012 FRN HYPO ALPE-A.ANL.03/33 8.4.2033 JPY 500 000 000,00 3 729 951,51 82 452,64 2.3. XS0164569187 FRN HYPO ALPE-A. VAR.ANL.0343 12.3.2043 EUR 20 000 000,00 20 000 000,00 36 927,78 2.3. XS0166422823 FRN HYPO ALPE-A.MTN 03/43 9.4.2043 EUR 20 000 000,00 20 000 000,00 8 216,67 2.3. XS0166280346 FRN HYPO ALPE-A. MTN 03/43FLR 26.9.2043 EUR 50 000 000,00 50 000 000,00 87 966,67 2.3. XS0397542746 FRN HYPO ALPE-ADRIA ANL.08-49 20.1.2049 CHF 300 000 000,00 282 060 925,16 18 608,19 7 209 620 637,46 55 221 637,22 2.2. Borrower’s note loans: Borrower’s note loans Item Contract No ID Name Term start date Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.2. SSD_138 SSD_EUR_4,28%_2007-2015 2.3.2007 2.3.2015 EUR 25 000 000,00 25 000 000,00 1 067 068,50 2.1. SSD_140 SSD_EUR 6m Euribor_2007-2015 23.3.2007 23.3.2015 EUR 30 000 000,00 30 000 000,00 36 702,50 2.2. SSD_135/4 SSD_EUR_4,25%_2007-2015 23.2.2007 23.7.2015 EUR 25 000 000,00 25 000 000,00 643 321,92 2.2. SSD_135/1 SSD_EUR_4,25%_2007-2015 23.2.2007 23.7.2015 EUR 15 000 000,00 15 000 000,00 385 993,16 2.2. SSD_135/2 SSD_EUR_4,25%_2007-2015 23.2.2007 23.7.2015 EUR 14 000 000,00 14 000 000,00 360 260,28 2.2. SSD_135/3 SSD_EUR_4,25%_2007-2015 23.2.2007 23.7.2015 EUR 11 000 000,00 11 000 000,00 283 061,65 2.1. SSD_135/5 SSD_EUR_4,25%_2007-2015 23.2.2007 23.7.2015 EUR 35 000 000,00 35 000 000,00 900 650,69 2.1. SSD_139/6 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 40 000 000,00 40 000 000,00 833 095,89 2.2. SSD_139/2 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 4 000 000,00 4 000 000,00 83 309,59 2.2. SSD_139/3 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 1 000 000,00 1 000 000,00 20 827,40 2.2. SSD_139/4 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 3 000 000,00 3 000 000,00 62 482,20 2.2. SSD_139/5 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 1 000 000,00 1 000 000,00 20 827,40 2.2. SSD_139/1 SSD_EUR_4,20%_2007-15 8.3.2007 1.9.2015 EUR 1 000 000,00 1 000 000,00 20 827,40 2.2. SSD_134/1 SSD_EUR_4,41%_2007-2015 20.2.2007 15.9.2015 EUR 17 000 000,00 17 000 000,00 343 013,43 2.2. SSD_134/2 SSD_EUR_4,41%_2007-2015 20.2.2007 15.9.2015 EUR 23 000 000,00 23 000 000,00 464 076,99 2.2. SSD_134/3 SSD_EUR_4,41%_2007-2015 20.2.2007 15.9.2015 EUR 10 000 000,00 10 000 000,00 201 772,60 2.1. SSD_67 SSD_EUR_3,91%_2005-2015 18.3.2005 18.9.2015 EUR 10 000 000,00 10 000 000,00 175 682,19 2.2. SSD_91 SSD_EUR_3,545%_2003-2015 30.11.2005 30.11.2015 EUR 10 000 000,00 10 000 000,00 88 382,19 2.2. SSD_95 SSD_EUR_3,7%_2006-2016 31.1.2006 29.1.2016 EUR 15 000 000,00 15 000 000,00 47 136,99 2.2. SSD_99 SSD_EUR_3,7%_2006-2016 2.2.2006 2.2.2016 EUR 10 000 000,00 10 000 000,00 27 369,86 2.2. SSD_97 SSD_EUR_3,7%_2006-2016 2.2.2006 2.2.2016 EUR 15 000 000,00 15 000 000,00 41 054,80 2.2. SSD_98 SSD_EUR_3,7%_2006-2016 2.2.2006 2.2.2016 EUR 2 500 000,00 2 500 000,00 6 842,47 2.2. SSD_96 SSD_EUR_3,7%_2006-2016 2.2.2006 2.2.2016 EUR 10 000 000,00 10 000 000,00 27 369,86 2.1. SSD_102 SSD_EUR_3,725%_2006-2016 6.2.2006 8.2.2016 EUR 10 000 000,00 10 000 000,00 21 431,51 2.2. SSD_60 SSD_EUR_3,97%_2005-2016 28.2.2005 26.2.2016 EUR 10 000 000,00 10 000 000,00 3 263,01 2.2. SSD_61 SSD_EUR_3,97%_2005-2016 28.2.2005 26.2.2016 EUR 1 000 000,00 1 000 000,00 326,30 2.2. SSD_103 SSD_EUR_3,83%_2006-2016 9.3.2006 9.3.2016 EUR 5 000 000,00 5 000 000,00 187 302,74 2.2. SSD_63 SSD_EUR_4,015%_2005-2016 16.3.2005 16.3.2016 EUR 25 000 000,00 25 000 000,00 962 500,00 2.2. SSD_107 SSD_EUR_4,27%_2006-2016 29.6.2006 29.6.2016 EUR 5 000 000,00 5 000 000,00 143 308,22 2.2. SSD_109 SSD_EUR_4,39%_2006-2016 18.7.2006 18.7.2016 EUR 10 000 000,00 10 000 000,00 271 819,18 2.1. SSD_111 SSD_EUR_4,31%_2016 26.7.2006 26.7.2016 EUR 20 000 000,00 20 000 000,00 514 838,36 2.1. SSD_101 SSD_EUR_3,74%_2006-2016 16.2.2006 16.8.2016 EUR 15 000 000,00 15 000 000,00 302 786,31 2.2. SSD_62 SSD_EUR_4,02%_2005-2016 7.3.2005 7.9.2016 EUR 25 000 000,00 25 000 000,00 481 849,32 2.1. SSD_82 SSD_EUR-CMS-Spread_2005-2016_AO 10.10.2005 10.10.2016 EUR 50 000 000,00 50 000 000,00 1 132 109,59 2.1. SSD_86 SSD_3,50%_2005-2016 19.10.2005 19.10.2016 EUR 15 000 000,00 15 000 000,00 191 301,37 2.1. SSD_87 SSD_EUR_6MEuribor+3,10%_2005-2016_AO 28.10.2005 28.10.2016 EUR 50 000 000,00 50 000 000,00 456 561,12 2.2. SSD_110/1 SSD_EUR_4,40% _2006-2016 18.7.2006 1.12.2016 EUR 13 000 000,00 13 000 000,00 141 041,10 2.2. SSD_110/2 SSD_EUR_4,40% _2006-2016 18.7.2006 1.12.2016 EUR 25 000 000,00 25 000 000,00 271 232,88 2.2. SSD_114/1 SSD_EUR_4,00%_2006-2016 2.10.2006 1.12.2016 EUR 20 000 000,00 20 000 000,00 197 260,27 2.2. SSD_114/3 SSD_EUR_4,00%_2006-2016 2.10.2006 1.12.2016 EUR 5 000 000,00 5 000 000,00 49 315,07 2.2. SSD_114/2 SSD_EUR_4,00%_2006-2016 2.10.2006 1.12.2016 EUR 10 000 000,00 10 000 000,00 98 630,14 2.2. SSD_110/4 SSD_EUR_4,40% _2006-2016 18.7.2006 1.12.2016 EUR 2 000 000,00 2 000 000,00 21 698,63 2.2. SSD_110/3 SSD_EUR_4,40% _2006-2016 18.7.2006 1.12.2016 EUR 10 000 000,00 10 000 000,00 108 493,15 2.2. SSD_114/4 SSD_EUR_4,00%_2006-2016 2.10.2006 2.12.2016 EUR 5 000 000,00 5 000 000,00 49 315,07 2.2. SSD_100 SSD_EUR_3,75%_2006-2016 15.2.2006 15.12.2016 EUR 10 000 000,00 10 000 000,00 78 082,19 2.2. SSD_59 SSD_EUR_3,785%_2005-2016 18.2.2006 16.12.2016 EUR 10 000 000,00 10 000 000,00 77 773,98 2.2. SSD_69 SSD_EUR_3,76%_2005-2016 29.4.2005 29.12.2016 EUR 5 000 000,00 5 000 000,00 31 934,25 2.2. SSD_118/3 SSD_EUR_4,254%_2006_2017 22.8.2006 13.1.2017 EUR 3 000 000,00 3 000 000,00 16 433,26 2.2. SSD_118/1 SSD_EUR_4,254%_2006_2017 22.8.2006 13.1.2017 EUR 10 000 000,00 10 000 000,00 54 777,53 2.2. SSD_116/1 SSD_EUR_4,34%_2006_2017 4.9.2006 13.1.2017 EUR 50 000 000,00 50 000 000,00 279 424,66 2.2. SSD_116/2 SSD_EUR_4,34%_2006_2017 4.9.2006 13.1.2017 EUR 5 000 000,00 5 000 000,00 27 942,47 2.2. SSD_118/2 SSD_EUR_4,254%_2006-2017 22.8.2006 13.1.2017 EUR 17 000 000,00 17 000 000,00 93 121,81 2.2. SSD_118/4 SSD_EUR_4,254%_2006-2017 22.8.2006 13.1.2017 EUR 10 000 000,00 10 000 000,00 54 777,53 2.2. SSD_122/1 SSD_EUR_4%_2006-2017 7.12.2006 7.2.2017 EUR 15 000 000,00 15 000 000,00 36 164,39 2.2. SSD_122/2 SSD_EUR_4%_2006-2017 7.12.2006 7.2.2017 EUR 10 000 000,00 10 000 000,00 24 109,59 2.2. SSD_123/3 SSD_EUR_4,05%_2006-2017 14.12.2006 14.2.2017 EUR 5 000 000,00 5 000 000,00 8 321,92 2.2. SSD_123/5 SSD_EUR_4,05%_2006-2017 14.12.2006 14.2.2017 EUR 12 000 000,00 12 000 000,00 19 972,61 2.2. SSD_123/1 SSD_EUR_4,05%_2006-2017 14.12.2006 14.2.2017 EUR 1 000 000,00 1 000 000,00 1 664,38 2.2. SSD_123/4 SSD_EUR_4,05%_2006-2017 14.12.2006 14.2.2017 EUR 2 000 000,00 2 000 000,00 3 328,77 2.2. SSD_123/2 SSD_EUR_4,05%_2006-2017 14.12.2006 14.2.2017 EUR 5 000 000,00 5 000 000,00 8 321,92 2.2. SSD_119 SSD_EUR_4,16%_06-17 28.8.2006 28.2.2017 EUR 2 000 000,00 2 000 000,00 227,95 2.2. SSD_45 SSD_EUR_4,605%_2004-2017 8.3.2004 8.3.2017 EUR 10 000 000,00 10 000 000,00 451 545,84 2.2. SSD_115 SSD_EUR_4,10 _2006-2017 11.10.2006 13.3.2017 EUR 40 000 000,00 40 000 000,00 1 586 082,19 2.1. SSD_84 SSD_EUR_6mEuribor+3,7%_2005_2017_AO 18.10.2005 18.4.2017 EUR 50 000 000,00 50 000 000,00 507 897,22 2.1. SSD_92 SSD_EUR_6,72%_2005-2017_AO 24.10.2005 24.4.2017 EUR 15 000 000,00 15 000 000,00 727 100,96 2.1. SSD_93 SSD_EUR 6,72%_2003-2017_AO 24.10.2005 24.4.2017 EUR 15 000 000,00 15 000 000,00 727 100,96 2.1. SSD_94 SSD_EUR_6,72%_2005-2017_AO 24.10.2005 24.4.2017 EUR 20 000 000,00 20 000 000,00 969 467,95 2.1. SSD_83 SSD_EUR_CMS-Spread_2005-2017_AO 10.10.2005 10.6.2017 EUR 50 000 000,00 50 000 000,00 306 112,50 2.2. SSD_124 SSD_EUR_4,10%_2006-2017 14.12.2006 14.6.2017 EUR 10 000 000,00 10 000 000,00 292 054,80 2.2. SSD_127 SSD_EUR_4,3% 07-17 5.1.2007 30.6.2017 EUR 25 000 000,00 25 000 000,00 718 630,14 2.2. SSD_126 SSD_EUR_4,3% 07-17 5.1.2007 30.6.2017 EUR 25 000 000,00 25 000 000,00 718 630,14 2.2. SSD_125 SSD_EUR_4,3% 07-17 5.1.2007 30.6.2017 EUR 50 000 000,00 50 000 000,00 1 437 260,27 2.2. SSD_131 SSD_EUR_4,275% 07-17 8.1.2007 30.6.2017 EUR 10 000 000,00 10 000 000,00 285 780,82 2.2. SSD_132 SSD_EUR_4,275% 07-17 8.1.2007 30.6.2017 EUR 10 000 000,00 10 000 000,00 285 780,82 2.2. SSD_129/3 SSD_EUR_4,32% 07-17 5.1.2007 30.6.2017 EUR 10 000 000,00 10 000 000,00 288 789,04 2.2. SSD_129/1 SSD_EUR_4,32% 07-17 5.1.2007 30.6.2017 EUR 20 000 000,00 20 000 000,00 577 578,09 2.2. SSD_130/1 SSD_EUR_4,28% 07-17 8.1.2007 30.6.2017 EUR 10 000 000,00 10 000 000,00 286 115,07 2.2. SSD_130/2 SSD_EUR_4,28% 07-17 8.1.2007 30.6.2017 EUR 20 000 000,00 20 000 000,00 572 230,14 2.2. SSD_128 SSD_EUR_4,3% 07-17 5.1.2007 30.6.2017 EUR 150 000 000,00 150 000 000,00 4 311 780,82 2.2. SSD_129/2 SSD_EUR_4,32%_2007-2017 5.1.2007 30.6.2017 EUR 20 000 000,00 20 000 000,00 577 578,09 2.1. SSD_90 SSD_EUR_6,74%_2005-2017_AO 7.11.2005 7.7.2017 EUR 25 000 000,00 25 000 000,00 942 156,17 2.1. SSD_89 SSD_EUR_CMS-Spread 2005-2017_AO 7.11.2005 7.7.2017 EUR 25 000 000,00 25 000 000,00 942 156,17 2.2. SSD_108 SSD_EUR_4,44%_2006-2017 10.7.2006 10.7.2017 EUR 5 000 000,00 5 000 000,00 142 323,29 2.2. SSD_23/1 SSD_EUR_4,705%_2004-2017 14.4.2004 14.7.2017 EUR 20 000 000,00 20 000 000,00 593 352,78 2.2. SSD_23/2 SSD_EUR_4,705%_2004-2017 14.4.2004 14.7.2017 EUR 20 000 000,00 20 000 000,00 593 352,78 2.2. SSD_22 SSD_EUR_4,725%_2004-2017 22.1.2004 1.9.2017 EUR 20 000 000,00 20 000 000,00 472 500,00 2.2. SSD_24 SSD_EUR_4,69%_2004-2017 10.5.2004 1.9.2017 EUR 14 000 000,00 14 000 000,00 328 300,00 2.2. SSD_21/54 SSD_EUR_4,735%_2004-2017 22.1.2004 1.9.2017 EUR 8 000 000,00 8 000 000,00 189 400,00 2.2. SSD_21/54 SSD_EUR_4,735%_2004-2017 22.1.2004 1.9.2017 EUR 5 000 000,00 5 000 000,00 118 375,00 2.2. SSD_39 SSD_EUR_4,735%_2004-2017 22.1.2004 1.9.2017 EUR 1 000 000,00 1 000 000,00 23 675,00 2.2. SSD_40 SSD_EUR_4,68%_2004-2017 28.4.2004 1.9.2017 EUR 1 000 000,00 1 000 000,00 23 400,00 2.2. SSD_41 SSD_EUR_4,735%_2004-2017 22.1.2004 1.9.2017 EUR 1 000 000,00 1 000 000,00 23 675,00 2.2. SSD_46 SSD_EUR_4,68%_2004-2017 28.4.2004 1.9.2017 EUR 10 000 000,00 10 000 000,00 234 000,00 2.2. SSD_44 SSD_EUR_4,70%_2004-2017 16.2.2004 15.9.2017 EUR 7 000 000,00 7 000 000,00 151 705,56 2.2. SSD_9 SSD_EUR_5,125%_2003-2018 7.1.2003 8.1.2018 EUR 20 000 000,00 20 000 000,00 146 027,40 2.2. SSD_1 SSD_EUR_5,125%_2003-2018 7.1.2003 8.1.2018 EUR 10 000 000,00 10 000 000,00 73 512,33 2.2. SSD_49 SSD_EUR_5,125%_2003-2018 7.1.2003 8.1.2018 EUR 10 000 000,00 10 000 000,00 73 512,33 2.2. SSD_11 SSD_EUR_4,7%_2003-2018 27.3.2003 27.3.2018 EUR 15 000 000,00 15 000 000,00 654 083,34 2.2. SSD_14 SSD_EUR_4,7%_2003-2018 27.3.2003 27.3.2018 EUR 15 000 000,00 15 000 000,00 654 083,34 2.2. SSD_19 SSD_EUR_4,7%_2003-2018 27.3.2003 27.3.2018 EUR 15 000 000,00 15 000 000,00 654 083,34 2.2. SSD_18 SSD_EUR_4,7%_2003-2018 27.3.2003 27.3.2018 EUR 5 000 000,00 5 000 000,00 218 027,78 2.2. SSD_12 SSD_EUR_4,67%_2003-2018 30.4.2003 30.4.2018 EUR 10 000 000,00 10 000 000,00 390 463,89 2.2. SSD_15 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 1 000 000,00 1 000 000,00 39 046,39 2.2. SSD_16 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 4 000 000,00 4 000 000,00 156 185,56 2.2. SSD_17 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 5 000 000,00 5 000 000,00 195 231,95 2.2. SSD_20 SSD_EUR_4,67%_2003-2018 30.4.2003 30.4.2018 EUR 30 000 000,00 30 000 000,00 1 171 391,67 2.2. SSD_5 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 20 000 000,00 20 000 000,00 780 927,78 2.2. SSD_28 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 5 000 000,00 5 000 000,00 195 231,95 2.2. SSD_29 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 5 000 000,00 5 000 000,00 195 231,95 2.2. SSD_32 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 15 000 000,00 15 000 000,00 585 695,84 2.2. SSD_36 SSD_EUR_4,67%_03-18 30.4.2003 30.4.2018 EUR 5 000 000,00 5 000 000,00 195 231,95 2.2. SSD_147 SSD_EUR_4,039163%_2005-2022_ZERO 4.5.2005 4.11.2022 EUR 2 549 724,37 2 549 724,37 33 470,95 2.2. SSD_13 SSD_EUR_4,835%_2003-2023 14.3.2003 14.3.2023 EUR 25 000 000,00 25 000 000,00 1 165 698,63 2.2. SSD_52 SSD_EUR_4,835%_2003-2023 14.3.2003 14.3.2023 EUR 25 000 000,00 25 000 000,00 1 165 698,63 2.2. SSD_4 SSD_EUR_5,58%_2003-2023 3.4.2003 3.4.2023 EUR 10 000 000,00 10 000 000,00 507 550,69 2.2. SSD_78 SSD_EUR_4%_2005-2025 15.8.2005 15.8.2025 EUR 2 000 000,00 2 000 000,00 43 555,56 2.2. SSD_77 SSD_EUR_4%_2005-2025 15.8.2005 15.8.2025 EUR 10 000 000,00 10 000 000,00 217 777,78 2.2. SSD_76 SSD_EUR_4%_2005-2025 15.8.2005 15.8.2025 EUR 10 000 000,00 10 000 000,00 217 777,78 1 827 049 724,37 42 699 278,93 2.3. Mortgage bonds issued by the Pfandbriefstelle: HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken: Mortgage bonds issued by the Pfandbriefstelle: Item ISIN/Identifier Name Term start date Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.3. XS0215066720 FRN PFSTELLE JPY-ANL. 05/15 23.3.2005 10.4.2015 JPY 1 000 000 000,00 7 459 903,02 39 590,32 2.3. XS0221472698 FRN PFST. MTN 05/15 15.6.2005 15.6.2015 EUR 580 000 000,00 580 000 000,00 159 500,00 2.3. XS0221101792 FRN PFST. MTN 05/15 15.6.2005 15.6.2015 JPY 1 000 000 000,00 7 459 903,02 8 271,08 2.3. XS0226436490 FRN PFST.MED.T.NTS.05/15 VAR. 10.8.2005 10.8.2015 EUR 30 000 000,00 30 000 000,00 57 960,00 2.3. CH0020769045 2.5% PFST.MTN 2005/2015 31.3.2005 30.12.2015 CHF 50 000 000,00 47 010 154,19 199 140,22 2.3. XS0241945079 FRN PFST.MED.T.NTS.06/16 VAR. 26.1.2006 26.1.2016 EUR 125 000 000,00 125 000 000,00 12 395,83 2.3. CH0022975624 2.125% PFBSTELLE ANL. 05/16 7.11.2005 7.11.2016 CHF 75 000 000,00 70 515 231,29 474 508,75 2.3. XS0221826174 FRN PFST.MTN 2005/2017 VAR. 29.6.2005 29.6.2017 JPY 500 000 000,00 3 729 951,51 3 582,64 2.3. CH0016253640 2.875% 2,875% PFST MTN 03/17 21.7.2003 21.7.2017 CHF 110 000 000,00 103 422 339,23 1 817 073,03 2.3. XS0215154005 FRN PFST. FLR MTN 05/17 18.3.2005 18.9.2017 EUR 200 000 000,00 200 000 000,00 49 477,78 2.3. XS0207820647 4.2% PFST. ANL. 04/17 10.12.2004 26.9.2017 EUR 15 000 000,00 15 000 000,00 269 260,28 2.3. XS0143697679 FRN PFST. FLR-HRDC NTS.02/27 1.3.2002 4.3.2027 JPY 1 500 000 000,00 11 189 854,53 164 531,09 Item Contract No ID Name Term start date Term end date Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.2. SSD_65 SSD_EUR_2005-2017 22.3.2005 22.3.2017 EUR 5 000 000,00 5 000 000,00 280 145,83 2.2. SSD_68 SSD_JPY_1,525 _2005-2017 26.4.2005 26.4.2017 JPY 3 000 000 000,00 22 379 709,06 288 928,17 2.2. SSD_55 SSD_EUR_3,765%_2005-2017 1.2.2005 12.9.2017 EUR 10 000 000,00 10 000 000,00 176 745,84 1 238 167 045,85 4 001 110,86 2.4. Taxes: Taxes Item Identifier GL account Name/Description Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. 1.004.705.129 Withholding tax liabilities in respect of Klagenfurt Tax Office EUR 3 197,80 3 197,80 — 2.4. 1.004.706.001 Income tax liabilities in respect of Klagenfurt Tax Office EUR 661 662,76 661 662,76 — 2.4. 1.004.706.109 Income tax liabilities in respect of HETA Asset Resolution Germany GmbH EUR 224 109,63 224 109,63 — 2.4. 1.004.706.222 Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt EUR 5 539,48 5 539,48 — 2.4. 1.004.707.016 Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds EUR 856 261,02 856 261,02 — 2.4. 1.004.707.059 Employer transport tax to the Vienna municipal authorities EUR 204,00 204,00 — 2.4. 1.004.710.009 Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities EUR 78 493,37 78 493,37 — 2.4. 1.004.711.013 Capital gains tax liabilities in respect of Klagenfurt Tax Office EUR 79,39 79,39 — 2.4. 1.004.717.194 EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office EUR 11,54 11,54 — 2.4. 1.004.717.321 EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office EUR 7,57 7,57 — 2.4. 1.004.959.023 Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l EUR 558,20 558,20 — 2.4. 1.005.514.025 Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH EUR 27 308,27 27 308,27 — 2.4. 1.005.514.025 Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH EUR 161 306,88 161 306,88 — 2.4. Miscellaneous accounts VAT liabilities in respect of Klagenfurt Tax Office EUR 474 689,63 474 689,63 2 493 429,54 — 2.5. Demand deposits: Demand deposits Item Account number of HETA AG Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.2. 1.130.277 EUR 756 776,19 756 776,19 — 2.2. 1.668.196 EUR 1 150 739,52 1 150 739,52 — 2.2. 1.700.456 EUR 3 960,00 3 960,00 — 2.2. 1.801.910 EUR 17,64 17,64 — 2.2. 2.007.878 EUR 9 536,64 9 536,64 — 2.2. 2.010.895 EUR 1 737,37 1 737,37 — 2.2. 2.864.975 EUR 1 694 555,42 1 694 555,42 — 2.2. 2.865.521 EUR 2 002,94 2 002,94 — 2.2. 2.873.940 EUR 24 669,99 24 669,99 — 2.2. 6.202.292 EUR 2 418,47 2 418,47 — 2.2. 7.255.071 EUR 4 825,46 4 825,46 — 2.2. 7.437.820 EUR 13 651,31 13 651,31 — 2.2. 9.211.560 EUR 391,63 391,63 — 2.2. 9.212.647 EUR 13 438,77 13 438,77 — 2.2. 9.332.880 EUR 12 726 052,00 12 726 052,00 — 2.2. 9.617.906 EUR 120 519,41 120 519,41 — 2.2. 9.623.639 EUR 11,15 11,15 — 2.2. 9.626.727 EUR 352 215,32 352 215,32 — 2.2. 9.626.735 EUR 296 319,35 296 319,35 — 2.2. 9.627.170 EUR 4 384,26 4 384,26 — 2.2. 9.627.375 EUR 3 692 776,18 3 692 776,18 — 2.2. 9.627.421 EUR 55,40 55,40 — 2.2. 9.627.774 EUR 146 926,82 146 926,82 — 2.2. 9.632.913 EUR 1 544 542,22 1 544 542,22 — 2.2. 455.595.991 EUR 12 630,23 12 630,23 — 2.2. 1.009.740.267 EUR 209,58 209,58 — 2.2. 1.009.740.283 EUR 5,70 5,70 — 2.2. 1.009.740.348 EUR 356,89 356,89 — 2.2. 1.009.741.000 EUR 5,88 5,88 — 2.2. 1.009.741.190 EUR 6,77 6,77 — 2.2. 1.009.741.662 EUR 12,28 12,28 — 2.2. 1.009.741.999 EUR 123,84 123,84 — 2.2. 1.009.742.014 EUR 1,98 1,98 — 2.2. 1.009.742.057 EUR 4,80 4,80 — 2.4. 1005501004.4 EUR 39 886,72 39 886,72 — 22 615 768,13 — 2.6. Guarantee fees, administrative fees and processing fees: 2.6.1. HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million: Guarantee fees, administrative fees and processing fees Item Identifier GL account Name Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. 1.005.501.004.2 Liabilities under point II.2.6.1 EUR 1 948 918,94 1 948 918,94 — 2.6.2. HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035): Guarantee fees, administrative fees and processing fees Item Identifier GL account Name Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. 1.009.799.008 Liabilities under point II.2.6.2 EUR 4 108 571,47 4 108 571,47 — 2.6.3. HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG): Guarantee fees, administrative fees and processing fees Item Identifier GL account Name Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. 1.005.831.004 Liabilities under point II.2.6.3 EUR 17 160 696,88 17 160 696,88 — 2.4. 1.005.501.004.3 Interest accrued in respect of liabilities under point II.2.6.3 EUR 5 657 550,76 5 657 550,76 — 22 818 247,64 — 2.6.4. HETA’s financial obligations arising from or in connection with processing fees: Guarantee fees, administrative fees and processing fees Item Identifier GL account Name Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.4. 1.005.504.003 Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984 EUR 184 854,05 184 854,05 — 2.4. 1.005.504.011 Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991 EUR 306 566,09 306 566,09 — 2.4. 1.005.504.992 Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12 EUR 521 961,95 521 961,95 — 1 013 382,09 — 2.7. Other eligible liabilities: 2.7.1. HETA’s financial obligations from other eligible liabilities: Other eligible liabilities Item Identifier Contract No Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.1. 10/6/3973623 EUR 1 406 879,93 1 406 879,93 1 514 247,78 2.1. 11/6/3973623 EUR 250 000 000,00 250 000 000,00 2.1. 12/6/3973623 EUR 150 000 000,00 150 000 000,00 2.1. 14/6/3973623 EUR 230 000 000,00 230 000 000,00 2.1. 7/6/3973623 EUR 200 000 000,00 200 000 000,00 2.1. 8/6/3973623 EUR 200 000 000,00 200 000 000,00 2.1. 71011/7/3973623 CHF 87 216 000,00 82 000 752,16 5,88 2.1. 71005/7/3973623 CHF 500 000 000,00 470 101 541,90 2.1. 71012/7/3973623 CHF 500 000 000,00 470 101 541,90 2.1. 71017/7/3973623 CHF 200 000 000,00 188 040 616,76 2.1. Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123 EUR 15 958 017,14 15 958 017,14 — 2.1. Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623 EUR 31 422 211,07 31 422 211,07 (1 514 247,78 ) 2.1. Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746 CHF 166 782 648,47 156 809 560,43 (5,88 ) 2.4. Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0 EUR 7 738,18 7 738,18 — Item Identifier Account No Currency 1.3.2015 Nominal value in currency 1.3.2015 Commercial Code/Banking Act book value in EUR 1.3.2015 Accrued interest in EUR 2.1. 9.323.953 EUR 11 881,35 11 881,35 — 2.1. 9.331.042 CAD 9 006,35 6 435,41 — 2.1. 9.323.961 USD 16 166,63 14 383,12 — 2.1. 9.323.970 CHF 194 485,70 182 856,05 — 2.1. 9.183.884 EUR 84 723,41 84 723,41 — 2 446 149 138,81 — 2.7.2. HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’. 2.7.3. HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’. 2.7.4. HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.

3. With regard to other eligible liabilities on the part of HETA whose circumstances as at 1 March 2015 had already been established but where it is uncertain whether they have been triggered or the amount involved is uncertain, the following instructions apply pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG: 3.1. The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items: State Reference No Court AT 16 Cg 833/15m Klagenfurt District Court AT 27 C 104/16 w Vienna District Court I AT 22 C 482/15w Vienna District Court I AT 58 Cg 11/13w Vienna Commercial Court AT 27 Cg 72/14i Vienna Commercial Court AT 49 Cg 59/15s Vienna Commercial Court AT 48 Cg 33/15k Vienna Commercial Court AT 25 Cg 2/15g Vienna Commercial Court AT 55 Cg 67/15 m Vienna Commercial Court AT 31 Cg 10/15 b Vienna Commercial Court AT 15 Cg 6/15x Vienna Commercial Court AT 24 Cg 17/15f Vienna Commercial Court AT 67 Cg 2/16t Vienna Commercial Court AT 55 Cg 7/15 p Vienna Commercial Court AT 64 Cg 12/15i Vienna Commercial Court AT 47 Cg 77/14x Vienna Commercial Court AT 47 Cg 112/14v Vienna Commercial Court AT 20 Cg 41/11z Vienna Commercial Court AT 50 Cg 95/14i Klagenfurt Regional Court AT 25 Cg 89/14y Klagenfurt Regional Court AT 22 Cg 102/14p Klagenfurt Regional Court AT 21 Cg 107/14s Klagenfurt Regional Court AT 27 Cg 95/14w Klagenfurt Regional Court AT 26 Cg 113/14k Klagenfurt Regional Court AT 26 Cg 114/14 g Klagenfurt Regional Court AT 29 Cg 120/14 m Klagenfurt Regional Court AT 50 Cg 116/14b Klagenfurt Regional Court AT 23 Cg 111/14v Klagenfurt Regional Court AT 25 Cg 95/14f Klagenfurt Regional Court AT 28 Cg 86/14d Klagenfurt Regional Court AT 25 Cg 94/14h Klagenfurt Regional Court AT 50 Cg 11/15p Klagenfurt Regional Court AT 69 Cg 8/15 m Klagenfurt Regional Court AT 21 Cg 37/15y Klagenfurt Regional Court AT 29 Cg 37/15g Klagenfurt Regional Court AT 28 Cg 31/15 t Klagenfurt Regional Court AT 26 Cg 44/15i Klagenfurt Regional Court AT 29 Cg 54/15g Klagenfurt Regional Court AT 29 Cg 57/15y Klagenfurt Regional Court AT 50 Cg 38/15h Klagenfurt Regional Court AT 29 Cg 35/15p Klagenfurt Regional Court AT 29 Cg 102/15s Klagenfurt Regional Court AT 29 Cg 199/09x Klagenfurt Regional Court AT 23 Cg 91/12z Klagenfurt Regional Court AT 26 Cg 54/11d Klagenfurt Regional Court AT 24 Cg 128/10w Klagenfurt Regional Court AT 28 Cg 69/12a Klagenfurt Regional Court AT 20 Cg 95/14v Klagenfurt Regional Court AT 43 Cga 159/14w Klagenfurt Regional Court AT 35 Cga 160/10 w Klagenfurt Regional Court AT 33 Cga 194/13t Klagenfurt Regional Court AT 50 Cg 18/15k Klagenfurt Regional Court AT 69 Cg 79/14 a Klagenfurt Regional Court AT 29 Cg 5/15 a Klagenfurt Regional Court (now: Vienna Commercial Court) AT SCH-5431 Vienna International Arbitral Centre BA 58 0 P 164291 15 P Mostar District Court BA 57 0 Ps 09470 07 Ps Banja Luka Commercial Court BA 580Ps11799912Ps Š. Brijeg Municipal Court DE 3-09 O 99/15 Frankfurt am Main Regional Court DE 2-18 O 455/15 Frankfurt am Main Regional Court DE 12 O 114/15 Frankfurt am Main Regional Court DE 2-25 O593/15 Frankfurt am Main Regional Court DE 2-28 O 89/15 Frankfurt am Main Regional Court DE 3-14 O50/15 Frankfurt am Main Regional Court DE 2-07 186/15 Frankfurt am Main Regional Court DE 2-05 O 283/15 Frankfurt am Main Regional Court DE 2-31 O 255/15 Frankfurt am Main Regional Court DE 2-18 O 310/15 Frankfurt am Main Regional Court DE 3 - 15 O 127/15 Frankfurt am Main Regional Court DE 32 O 26502/12 Munich Regional Court DE 32 T11256/15 Munich Regional Court HR P-1804_2015 Osijek Local Court HR P-2669/11 Buje Basic Court HR P-94/13 Buje Basic Court HR P-282/2014 Osijek District Court HR P-1391/13 Zagreb Civil Court HR PZ-7602/13 Pazin Commercial Court HR P-1594/2014 Rijeka Commercial Court HR 6 P - 438/2012 Rijeka Commercial Court HR 11 P-525/2012-2 Rijeka Commercial Court HR P-2400/2012 Rijeka Commercial Court HR P-2127/2013 Rijeka Commercial Court HR P-2035/14 Rijeka Commercial Court HR P-475/2012 Rijeka Commercial Court HR P-747/2013 Split Commercial Court HR P-986/14 Split Commercial Court HR P-985/14 Split Commercial Court HR 9P-244/2014 Zadar Commercial Court HR P-150/2013 Zadar Commercial Court HR P-121/2012 Zadar Commercial Court HR 4 P - 2181/15 Zagreb Commercial Court HR P-2059/14 Zagreb Commercial Court HR 2 P-2889/2013 Zagreb Commercial Court HR P-792/14 Pula/Pola County Court HR P-45/11 Pula/Pola County Court HR P 73/14 Pula/Pola County Court HR P-3128/2013 Rijeka Commercial Court HR P-1048/2011 Rijeka Commercial Court HR P-1048/2012 Rijeka Commercial Court HR P-1048/2013 Rijeka Commercial Court HR P-2557/2013 Rijeka Commercial Court HR P-33/2014 Split Commercial Court HR P-2558/13 Zagreb Commercial Court HR R1-381/13 Zagreb Commercial Court HR P-4963/2011 Zagreb Commercial Court HR P 431/11 Dubrovnik Regional Court HR VI-P-31/12 Opatija Municipal Court HR VI-P-32/12 Opatija Municipal Court HR P-411/2013 Opatija Municipal Court HR P-413/2013 Opatija Municipal Court HR P-3117/2013 Opatija Municipal Court HR P-289/10 Supertar Municipal Court HR 25 p-87515 Zupanja Municipal Court HR P-28/2015 Osijek Municipal Court HR P-58/2015 Osijek Municipal Court HR P-2453/2015-8 Pula Municipal Court HR P-2667/2015 Rijeka Municipal Court HR Pst-179/11 Split Municipal Court HR Pst-691/11 Split Municipal Court HR Pst-1280/11 Split Municipal Court HR Gžst-249/13 Split Municipal Court HR P-3512/15 Zadar Municipal Court HR P-7726/12 Zagreb Municipal Court HR 2 P-2818/2011 Commercial Court of the Republic of Croatia in Zagreb HR Rev-435/12 P-12176/2003 Supreme Court of Croatia HR P-226/2012 Pazin Commercial Court HR P-1290/2015 Pazin Commercial Court HR 11 P-3445/2011 Rijeka Commercial Court HR 1P-1281/2010 Rijeka Commercial Court HR P-73/13 Buje Basic Court IT R.G.25522/2014 Court in Trieste ME 349/14 Cetinje Basic Court ME 1230/13/13 Kotor Basic Court ME 1311/13/13 Kotor Basic Court ME 1229/13/13 Kotor Basic Court ME 1316/13/13 Kotor Basic Court ME 1175/13/13 Kotor Basic Court ME 1169/13/13 Kotor Basic Court ME 1314/13/13 Kotor Basic Court ME 1166/13/13 Kotor Basic Court ME 1168/2013 Kotor Basic Court ME 1231/13/13 Kotor Basic Court ME 1232/13/13 Kotor Basic Court ME 1167/13/13 Kotor Basic Court ME P.br 219_14 Podgorica Commercial Court ME P.br 300/14 Podgorica Commercial Court ME P.br 219 14 Podgorica Commercial Court ME P. 216/14 Podgorica Commercial Court ME P.br.1174/13 Kotor Magistrate Court ME P.br.724/13 Kotor Magistrate Court RS P-407/2014 Higher Court in Belgrade 3.2. The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. 3.3. The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items: Contingent liabilities from guarantees and letters of credit Item Account number of HETA AG Currency 1.3.2015 Nominal value in currency 1.3.2015 Nominal value in EUR 2.15 684.020.188 EUR 80 327,00 80 327,00 2.15 9.684.700 EUR 2 387,52 2 387,52 2.15 9.956.697 EUR 2 916 000,00 2 916 000,00 2.15 9.969.187 EUR 1 392 000,00 1 392 000,00 2.15 9.956.719 EUR 29 400 000,00 29 400 000,00 2.15 9.955.062 EUR 2 000,00 2 000,00 2.15 9.956.107 EUR 20 387,67 20 387,67 2.15 9.956.468 EUR 192 553,00 192 553,00 2.15 9.632.760 EUR 200 000,00 200 000,00 2.15 9.620.761 HRK 1 314 000,00 170 904,60 2.15 9.360.646 EUR 250 000,00 250 000,00 2.15 9.360.166 EUR 6 400 000,00 6 400 000,00 2.15 9.087.834 EUR 700 000,00 700 000,00 2.15 9.094.539 EUR 22 499 997,30 22 499 997,30 2.15 9.074.333 EUR 902 000,00 902 000,00 2.15 341.428 EUR 7 000,00 7 000,00 2.15 9.063.820 EUR 91 554,34 91 554,34 2.15 2.905.035 EUR 49 780,80 49 780,80 2.15 9.625.879 EUR 356 123,29 356 123,29 2.15 9.625.631 EUR 3 156 100,00 3 156 100,00 2.15 9.625.453 EUR 5 668 522,60 5 668 522,60 2.15 9.682.899 EUR 3 814 947,43 3 814 947,43 2.15 9.683.240 EUR 846 256,90 846 256,90 2.15 9.604.251 EUR 4 235 753,26 4 235 753,26 2.15 9.604.235 EUR 6 500 000,00 6 500 000,00 2.15 2.030.012 EUR 50 000 000,00 50 000 000,00 2.15 2.030.039 EUR 25 000 000,00 25 000 000,00 2.15 2.030.020 EUR 25 000 000,00 25 000 000,00 2.15 9.632.735 RUB 310 000 000,00 4 479 768,79 2.15 9.632.751 USD 15 365 000,00 13 669 928,83 208 004 293,33 3.4. The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. 3.5. The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. 3.6. The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. 3.7. The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. 3.8. The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

III.

1. The interest rate for HETA’s eligible liabilities within the meaning of § 2(71) BaSAG and relevant capital instruments within the meaning of § 2(74) BaSAG shall be set at zero percent in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG with effect from 1.3.2015.

2. The maturity of the debt instruments issued by HETA and the other eligible liabilities or other outstanding balances already in place as at 1.3.2015, including the interest accrued until 28.2.2015, shall be changed in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG so that it coincides with the decision on dissolution pursuant to § 84(9) BaSAG, but occurs not later than on 31.12.2023. This covers all eligible liabilities within the meaning of § 2(71) BaSAG or outstanding balances of HETA, and in particular those that are either covered by the ruling of the Constitutional Court of 3.7.2015 (case reference number G 239/2014 and others, V 14/2015 and others), or have a maturity that would otherwise have occurred since 1.3.2015 or would occur in the future.

IV.

The rights and obligations associated with existing shares and other instruments of ownership of HETA within the meaning of § 2(61) BaSAG – and in particular the right to a share in the profits (§ 53 et seq. of the Austrian Public Limited Companies Act (AktG)), the right to subscribe (§ 153 et seq. AktG) and the right to a share of any liquidation surplus (§ 212 AktG) – shall be extinguished in accordance with § 89(1)(1) BaSAG, with the exception of the rights mentioned in point V.

V.

Pursuant to § 50(1)(2) in conjunction with § 58(1)(2) BaSAG, the FMA shall assume control over HETA and exercises all the administrative rights associated with the shares and other instruments of ownership, and in particular the right to participate in the general meeting (§ 102 et seq. AktG), the right to vote (§ 12 AktG) and the right to ask questions and table resolutions (§ 118 and § 119 AktG).

Explanatory statement

Instructions on the right of appeal

In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the accelerated procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA's shareholders and creditors, within three months of publication of the measures.

This decision shall have direct legal effect on HETA ASSET RESOLUTION AG and on the creditors and shareholders affected and all other addressees.

The objection is to be lodged in writing with the FMA. Oral objections are not permitted.

Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address. Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error, loss of document).

In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed. These are the same as the public opening hours and are as follows:

Monday to Thursday: 08:00 to 17:30

Friday: 08:00 to 16:00

(except public holidays, 24 December and 31 December)

The FMA’s devices for receiving documents via electronic mailbox, fax and email operate outside the business hours stated above, but they are monitored only during business hours. Therefore, even though they have already reached the FMA’s official space, documents transmitted to such devices outside business hours shall only be deemed to be properly lodged (and received) after the resumption of business hours, and shall (only) be dealt with from that time (§ 13(2) in conjunction with § 13(5) AVG).

Furthermore, no documents will be accepted outside business hours (§ 13(5) AVG).

The objection does not have suspensive effect, which means that the decision may be implemented with immediate effect irrespective of any objection.

Late objections will be dismissed.