P7_TA(2013)0474

Draft amending budget No 9/2013: Mobilisation of the EU Solidarity Fund for Romania (Drought and forest fires in 2012) and for Germany, Austria and the Czech Republic (Flooding in May and June 2013)

European Parliament resolution of 20 November 2013 on the Council position on Draft amending budget No 9/2013 of the European Union for the financial year 2013, Section III — Commission (14872/2013 — C7-0388/2013 — 2013/2257(BUD))

(2016/C 436/29)

The European Parliament,

having regard to Article 314 of the Treaty on the Functioning of the European Union and Article 106a of the Euratom Treaty,

having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1) ,

having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (2) ,

having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (3) (hereafter referred to as ‘IIA’),

having regard to Draft amending budget No 9/2013 of the European Union for the financial year 2013, which the Commission adopted on 3 October 2013 (COM(2013)0691),

having regard to the position adopted by the Council on 30 October 2013 on Draft amending budget No 9/2013 (14872/2013 — C7-0388/2013),

having regard to the joint conclusions approved by the Conciliation Committee on 12 November 2013 (4) ,

having regard to Rules 75b of its Rules of Procedure,

having regard to the report of the Committee on Budgets (A7-0390/2013),

whereas Draft amending budget No 9 (DAB No 9/2013) for the year 2013 covers the mobilisation of the EU Solidarity Fund (‘the Fund’) for an amount of EUR 400,5 million in commitment and payment appropriations to Romania in relation to the drought and forest fires in summer 2012, and to Germany, Austria and the Czech Republic in relation to flooding in May and June 2013,

whereas the purpose of DAB No 9/2013 is to formally enter this budgetary adjustment into the 2013 budget,

Takes note of DAB No 9/2013, as submitted by the Commission;

Calls on the Council to cease presenting its positions under Article 314(3) Treaty on the Functioning of the European Union in the form of legal acts (‘Decision’), since this is not in conformity with Article 314 TFEU, as interpreted by the Court of Justice in its judgment of 17 September 2013 in Case C-77/11 Council v Parliament; recalls that a position under Article 314(3) TFEU is a preparatory act and is valid as from its date of adoption; stresses that it will reject and ignore any clause by which the Council purports to make the validity of its position in a budgetary procedure conditional on the prior approval by Parliament of a different budget, amending budget or legislative act;

Deplores the Council’s position on DAB No 9/2013, which amends the Commission’s proposal with a view to fully financing the mobilisation of the Fund through redeployments from budget lines for which underimplementation is expected by the end of 2013, as identified by the Commission in its proposal for 2013 global transfer (DEC 26/2013);

Endorses the agreement reached on 12 November 2013 in the framework of the Conciliation Committee with a view to financing this mobilisation up to a level of EUR 250,5 million in payment appropriations in 2013 through redeployments and EUR 150 million in 2014 through fresh appropriations; notes with satisfaction that this will allow for the financing of research needs identified in the global transfer for EUR 200 million, allowing in particular for the signing of a number of new research contracts still this year;

Stresses, however, that it maintains its position of principle that the financing of special instruments, like the Fund, should be entered in the budget over and above the multiannual financial framework ceilings and does not support Council's unilateral statement on payment appropriations annexed to the joint conclusions on Budget 2014;

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

Therefore amends the position of the Council as follows:

Instructs its President to forward this resolution to the Council, the Commission and the national parliaments.

(1) OJ L 298, 26.10.2012, p. 1.

(2) OJ L 66, 8.3.2013.

(3) OJ C 139, 14.6.2006, p. 1.

(4) Annex to P7_TA(2013)0472 of 20 November 2013.

BUDGETARY ANNEX:

DRAFT AMENDING BUDGET NO. 9/2013

EXPENDITURE — EXPENDITURE

Figures

Title Heading Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 01 Economic and financial affairs 555 684 796 428 350 972 -10 000 000 555 684 796 418 350 972 02 Enterprise 1 157 245 386 1 376 115 339 1 157 245 386 1 376 115 339 03 Competition 92 219 149 92 219 149 92 219 149 92 219 149 04 Employment and social affairs 12 214 158 933 13 743 651 206 -13 116 000 12 214 158 933 13 730 535 206 05 Agriculture and rural development 58 851 894 643 56 895 357 629 -32 331 335 58 851 894 643 56 863 026 294 06 Mobility and transport 1 740 800 530 983 961 494 12 457 557 1 740 800 530 996 419 051 07 Environment and climate action 498 383 275 404 177 073 498 383 275 404 177 073 08 Research 6 901 336 033 5 231 942 972 -26 884 000 - 233 072 948 6 874 452 033 4 998 870 024 09 Communications networks, content and technology 1 810 829 637 1 507 705 211 40 812 681 1 810 829 637 1 548 517 892 40 01 40, 40 02 41 391 985 1 811 221 622 391 985 1 508 097 196 391 985 1 811 221 622 391 985 1 548 909 877 10 Direct research 424 319 156 419 320 143 405 852 424 319 156 419 725 995 11 Maritime affairs and fisheries 919 262 394 763 270 938 919 262 394 763 270 938 40 01 40, 40 02 41 115 220 000 1 034 482 394 70 190 000 833 460 938 115 220 000 1 034 482 394 70 190 000 833 460 938 12 Internal market 103 313 472 101 938 194 103 313 472 101 938 194 40 02 41 3 000 000 106 313 472 3 000 000 104 938 194 3 000 000 106 313 472 3 000 000 104 938 194 13 Regional policy 43 792 849 672 43 417 676 111 400 519 089 171 531 335 44 193 368 761 43 589 207 446 14 Taxation and customs union 144 620 394 127 227 655 144 620 394 127 227 655 15 Education and culture 2 829 575 587 2 564 555 677 63 312 858 2 829 575 587 2 627 868 535 16 Communication 265 992 159 252 703 941 265 992 159 252 703 941 17 Health and consumer protection 634 370 124 598 986 674 634 370 124 598 986 674 18 Home affairs 1 227 109 539 906 396 228 1 227 109 539 906 396 228 40 01 40, 40 02 41 111 280 000 1 338 389 539 66 442 946 972 839 174 111 280 000 1 338 389 539 66 442 946 972 839 174 19 External relations 5 001 226 243 3 292 737 301 5 001 226 243 3 292 737 301 20 Trade 107 473 453 104 177 332 107 473 453 104 177 332 21 Development and relations with African, Caribbean and Pacific (ACP) States 1 571 699 626 1 235 408 520 1 571 699 626 1 235 408 520 22 Enlargement 1 091 261 928 913 197 071 1 091 261 928 913 197 071 23 Humanitarian aid 917 322 828 979 489 048 917 322 828 979 489 048 24 Fight against fraud 75 427 800 69 443 664 75 427 800 69 443 664 40 01 40 3 929 200 79 357 000 3 929 200 73 372 864 3 929 200 79 357 000 3 929 200 73 372 864 25 Commission’s policy coordination and legal advice 193 336 661 194 086 661 193 336 661 194 086 661 26 Commission’s administration 1 030 021 548 1 023 305 407 1 030 021 548 1 023 305 407 27 Budget 142 450 570 142 450 570 142 450 570 142 450 570 28 Audit 11 879 141 11 879 141 11 879 141 11 879 141 29 Statistics 82 071 571 114 760 614 82 071 571 114 760 614 40 01 40, 40 02 41 51 900 000 133 971 571 7 743 254 122 503 868 51 900 000 133 971 571 7 743 254 122 503 868 30 Pensions and related expenditure 1 399 471 000 1 399 471 000 1 399 471 000 1 399 471 000 31 Language services 396 815 433 396 815 433 396 815 433 396 815 433 32 Energy 738 302 781 814 608 051 738 302 781 814 608 051 33 Justice 218 238 524 184 498 972 218 238 524 184 498 972 40 Reserves 1 049 836 185 231 697 385 1 049 836 185 231 697 385 Total 148 190 800 171 140 923 582 776 373 635 089 148 564 435 260 140 923 582 776 Of which Reserves: 40 01 40, 40 02 41 285 721 185 151 697 385 285 721 185 151 697 385

TITLE XX — ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

Figures

Classification by type

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount XX 01 Administrative expenditure allocated to policy areas XX 01 01 Expenditure related to staff in active employment in policy areas XX 01 01 01 Expenditure related to staff in active employment working with the institution XX 01 01 01 01 Remuneration and allowances 5 1 835 168 000 1 835 168 000 XX 01 01 01 02 Expenses and allowances related to recruitment, transfers and termination of service 5 14 878 000 14 878 000 XX 01 01 01 03 Adjustments to remuneration 5 15 496 000 15 496 000 Subtotal 1 865 542 000 1 865 542 000 XX 01 01 02 Expenditure related to Commission staff in active employment of the Union delegations XX 01 01 02 01 Remuneration and allowances 5 110 428 000 110 428 000 XX 01 01 02 02 Expenses and allowances related to recruitment, transfers and termination of service 5 7 462 000 7 462 000 XX 01 01 02 03 Appropriations to cover any adjustments to remuneration 5 871 000 871 000 Subtotal 118 761 000 118 761 000 Article XX 01 01 — Subtotal 1 984 303 000 1 984 303 000 XX 01 02 External staff and other management expenditure XX 01 02 01 External staff working with the institution XX 01 02 01 01 Contract staff 5 66 373 486 66 373 486 XX 01 02 01 02 Agency staff and technical and administrative assistance in support of different activities 5 23 545 000 23 545 000 XX 01 02 01 03 National civil servants temporarily assigned to the institution 5 39 727 000 39 727 000 Subtotal 129 645 486 129 645 486 XX 01 02 02 External staff of the Commission in Union delegations XX 01 02 02 01 Remuneration of other staff 5 7 619 000 7 619 000 XX 01 02 02 02 Training of junior experts and seconded national experts 5 2 300 000 2 300 000 XX 01 02 02 03 Expenses of other staff and payment for other services 5 256 000 256 000 Subtotal 10 175 000 10 175 000 XX 01 02 11 Other management expenditure of the institution XX 01 02 11 01 Mission and representation expenses 5 56 391 000 56 391 000 XX 01 02 11 02 Conferences and meeting costs 5 27 008 000 27 008 000 XX 01 02 11 03 Meetings of committees 5 12 863 000 12 863 000 XX 01 02 11 04 Studies and consultations 5 6 400 000 6 400 000 XX 01 02 11 05 Information and management systems 5 26 985 000 26 985 000 XX 01 02 11 06 Further training and management training 5 13 500 000 13 500 000 Subtotal 143 147 000 143 147 000 XX 01 02 12 Other management expenditure relating to Commission staff in Union delegations XX 01 02 12 01 Missions, conferences and representation expenses 5 6 328 000 6 328 000 XX 01 02 12 02 Further training of staff in delegations 5 500 000 500 000 Subtotal 6 828 000 6 828 000 Article XX 01 02 — Subtotal 289 795 486 289 795 486 XX 01 03 Expenditure related to information and communication technology equipment and services, and buildings XX 01 03 01 Expenditure related to information and communication technology equipment and services of the Commission XX 01 03 01 03 Information and communication technology equipment 5 54 525 000 54 525 000 XX 01 03 01 04 Information and communication technology services 5 63 545 000 63 545 000 Subtotal 118 070 000 118 070 000 XX 01 03 02 Buildings and related expenditure relating to Commission staff in Union delegations XX 01 03 02 01 Acquisition, renting and related expenditure 5 46 908 000 46 908 000 XX 01 03 02 02 Equipment, furniture, supplies and services 5 9 638 000 9 638 000 Subtotal 56 546 000 56 546 000 Article XX 01 03 — Subtotal 174 616 000 174 616 000 XX 01 05 Expenditure related to staff in active employment for indirect research XX 01 05 01 Remuneration and allowances related to staff in active employment for indirect research 1.1 197 229 000 -7 230 000 189 999 000 XX 01 05 02 External staff for indirect research 1.1 47 262 000 47 262 000 XX 01 05 03 Other management expenditure for indirect research 1.1 80 253 000 -15 739 000 64 514 000 Article XX 01 05 — Subtotal 324 744 000 -22 969 000 301 775 000 Chapter XX 01 — Total 2 773 458 486 -22 969 000 2 750 489 486

CHAPTER XX 01 — ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

Article XX 01 05 — Expenditure related to staff in active employment for indirect research

Item XX 01 05 01 — Remuneration and allowances related to staff in active employment for indirect research

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount 197 229 000 -7 230 000 189 999 000

Remarks

The following comments apply to all the policy areas (Enterprise and Industry, Mobility and Transport, Research, Information Society and Media, Education and Culture, Energy) involved in indirect actions under the Seventh Framework Programme for research.

This appropriation covers expenditure relating to staff covered by the Staff Regulations occupying posts on the authorised establishment plans engaged in indirect action under the nuclear and non-nuclear programmes, including staff posted in Union delegations.

The breakdown of these appropriations for staff expenditure is as follows:

Programme Appropriation Framework programme (nuclear) 22 840 000 Framework programme (non-nuclear) 167 159 000 Total 189 999 000

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme: ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme: ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 270).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme: ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

Item XX 01 05 03 — Other management expenditure for indirect research

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount 80 253 000 -15 739 000 64 514 000

Remarks

The following comments apply to all the policy areas (Enterprise and Industry, Mobility and Transport, Research, Information Society and Media, Education and Culture, Energy) involved in indirect actions under the Seventh Framework Programme for research.

This appropriation is intended to cover other administrative expenditure for all management of research in the form of indirect action under the nuclear and non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

The breakdown of these appropriations for staff expenditure is as follows:

Programme Appropriation Framework programme (nuclear) 10 984 000 Framework programme (non-nuclear) 53 530 000 Total 64 514 000

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme: ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme: ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 270).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme: ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 01 — ECONOMIC AND FINANCIAL AFFAIRS

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 01 01 Administrative expenditure of the ‘Economic and financial affairs’ policy area 5 82 524 796 82 524 796 82 524 796 82 524 796 01 02 Economic and monetary union 13 000 000 12 953 676 13 000 000 12 953 676 01 03 International economic and financial affairs 4 94 550 000 56 339 890 -10 000 000 94 550 000 46 339 890 01 04 Financial operations and instruments 365 610 000 276 532 610 365 610 000 276 532 610 Title 01 — Total 555 684 796 428 350 972 -10 000 000 555 684 796 418 350 972

CHAPTER 01 03 — INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 01 03 International economic and financial affairs 01 03 01 Participation in the capital of international financial institutions 01 03 01 01 European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital 4 — — — — 01 03 01 02 European Bank for Reconstruction and Development — Callable portion of subscribed capital 4 p.m. p.m. p.m. p.m. Article 01 03 01 — Subtotal p.m. p.m. p.m. p.m. 01 03 02 Macro-financial assistance 4 94 550 000 56 339 890 -10 000 000 94 550 000 46 339 890 Chapter 01 03 — Total 94 550 000 56 339 890 -10 000 000 94 550 000 46 339 890

Article 01 03 02 — Macro-financial assistance

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 94 550 000 56 339 890 -10 000 000 94 550 000 46 339 890

Remarks

This exceptional assistance aims to ease financial constraints on certain third countries experiencing macro-financial difficulties characterised by balance of payment deficits and/or serious budgetary imbalances.

It is directly linked to the implementation by the recipient countries of macro-financial stabilisation and structural adjustment measures. Union action generally complements that of the International Monetary Fund, coordinated with other bilateral donors.

The Commission informs the budgetary authority twice a year of the macro-financial situation of the beneficiary countries and reports extensively on the implementation of this assistance on a yearly basis.

Appropriations under this article will also be used to cover financial aid for the reconstruction in Georgia of the areas affected by the conflict with Russia. The actions should be primarily geared to the macro-financial stabilisation of the country. The total financial allocation for the aid was decided at an international donors’ conference in 2008.

Legal basis

Council Decision 2006/880/EC of 30 November 2006 providing exceptional Community financial assistance to Kosovo (OJ L 339, 6.12.2006, p. 36).

Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (OJ L 337, 21.12.2007, p. 111).

Council Decision 2009/889/EC of 30 November 2009 providing macro-financial assistance to Georgia (OJ L 320, 5.12.2009, p. 1).

Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (OJ L 320, 5.12.2009, p. 3).

Decision No 938/2010/EU of the European Parliament and of the Council of 20 October 2010 providing macro-financial assistance to the Republic of Moldova (OJ L 277, 21.10.2010, p. 1).

TITLE 04 — EMPLOYMENT AND SOCIAL AFFAIRS

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 04 01 Administrative expenditure of the ‘Employment and social affairs’ policy area 94 756 546 94 756 546 94 756 546 94 756 546 04 02 European Social Fund 1 11 804 862 310 13 358 557 851 11 804 862 310 13 358 557 851 04 03 Working in europe — Social dialogue and mobility 1 79 097 000 58 354 054 79 097 000 58 354 054 04 04 Employment, social solidarity and gender equality 1 122 286 000 108 376 020 122 286 000 108 376 020 04 05 European Globalisation Adjustment Fund (EGF) 1 p.m. 58 454 161 -13 116 000 p.m. 45 338 161 04 06 Instrument for Pre-Accession Assistance (IPA) — Human resources development 4 113 157 077 65 152 574 113 157 077 65 152 574 Title 04 — Total 12 214 158 933 13 743 651 206 -13 116 000 12 214 158 933 13 730 535 206

CHAPTER 04 05 — EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 04 05 European Globalisation Adjustment Fund (EGF) 04 05 01 European Globalisation Adjustment Fund (EGF) 1.1 p.m. 58 454 161 -13 116 000 p.m. 45 338 161 Chapter 04 05 — Total p.m. 58 454 161 -13 116 000 p.m. 45 338 161

Article 04 05 01 — European Globalisation Adjustment Fund (EGF)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments p.m. 58 454 161 -13 116 000 p.m. 45 338 161

Remarks

This appropriation is intended to cover the European Globalisation Adjustment Fund (EGF) so as to enable the Union to provide temporary and targeted support for workers made redundant as a result of major structural changes in world trade patterns due to globalisation where these redundancies have a significant adverse impact on the regional or local economy. For applications submitted before 31 December 2011, it may also be used to provide support to workers made redundant as a direct result of the global financial and economic crisis.

The maximum amount of expenditure from the Fund shall be EUR 500 000 000 per year.

The aim of this reserve, in accordance with point 28 of the Interinstitutional Agreement of 17 May 2006, is to provide additional temporary support for workers who suffer from the consequences of major structural changes in world trade patterns and to assist them with their reintegration into the labour market.

The actions undertaken by the EGF should be complementary to those of the European Social Fund. There must be no double funding from these instruments.

The rules for entering the appropriations in this reserve and for mobilising the Fund are laid down in point 28 of the Interinstitutional Agreement of 17 May 2006 and in Article 12 of Regulation (EC) No 1927/2006.

Legal basis

Regulation (EC) No 1927/2006 of the European Parliament and of the Council of 20 December 2006 on establishing the European Globalisation Adjustment Fund (OJ L 406, 30.12.2006, p. 1).

Regulation (EC) No 546/2009 of the European Parliament and of the Council of 18 June 2009 amending Regulation (EC) No 1927/2006 on establishing the European Globalisation Adjustment Fund (OJ L 167, 29.6.2009, p. 26).

Reference acts

Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (OJ C 139, 14.6.2006, p. 1).

TITLE 05 — AGRICULTURE AND RURAL DEVELOPMENT

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 Administrative expenditure of the ‘Agriculture and rural development’ policy area 133 234 504 133 234 504 133 234 504 133 234 504 05 02 Interventions in agricultural markets 2 2 773 440 000 2 772 526 798 2 773 440 000 2 772 526 798 05 03 Direct aids 2 40 931 900 000 40 931 900 000 40 931 900 000 40 931 900 000 05 04 Rural development 2 14 804 955 797 13 022 586 520 14 804 955 797 13 022 586 520 05 05 Pre-accession measures in the field of agriculture and rural development 4 259 328 000 81 470 000 -32 331 335 259 328 000 49 138 665 05 06 International aspects of the ‘Agriculture and rural development’ policy area 4 6 629 000 5 069 602 6 629 000 5 069 602 05 07 Audit of agricultural expenditure 2 -84 900 000 -84 900 000 -84 900 000 -84 900 000 05 08 Policy strategy and coordination of the ‘Agriculture and rural development’ policy area 2 27 307 342 33 470 205 27 307 342 33 470 205 Title 05 — Total 58 851 894 643 56 895 357 629 -32 331 335 58 851 894 643 56 863 026 294

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 05 05 Pre-accession measures in the field of agriculture and rural development 05 05 01 Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures 05 05 01 01 The Sapard pre-accession instrument — Completion of the programme (2000 to 2006) 4 p.m. p.m. p.m. p.m. 05 05 01 02 The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries 4 p.m. p.m. p.m. p.m. Article 05 05 01 — Subtotal p.m. p.m. p.m. p.m. 05 05 02 Instrument for Pre-accession Assistance for Rural Development (IPARD) 4 259 328 000 81 470 000 -32 331 335 259 328 000 49 138 665 Chapter 05 05 — Total 259 328 000 81 470 000 -32 331 335 259 328 000 49 138 665

Article 05 05 02 — Instrument for Pre-accession Assistance for Rural Development (IPARD)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 259 328 000 81 470 000 -32 331 335 259 328 000 49 138 665

Remarks

This appropriation is intended to cover the Union assistance to the candidate countries covered by the IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The rural development component shall support countries in their preparations for the implementation and management of the common agricultural policy, alignment to Union structures and post-accession Union-funded rural development programmes.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82)

TITLE 06 — MOBILITY AND TRANSPORT

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 06 01 Administrative expenditure of the ‘Mobility and transport’ policy area 68 011 011 68 011 011 68 011 011 68 011 011 06 02 Inland, air and maritime transport 1 201 808 724 151 320 581 201 808 724 151 320 581 06 03 Trans-European networks 1 1 410 000 000 721 545 956 1 410 000 000 721 545 956 06 06 Research related to transport 1 60 980 795 43 083 946 12 457 557 60 980 795 55 541 503 Title 06 — Total 1 740 800 530 983 961 494 12 457 557 1 740 800 530 996 419 051

CHAPTER 06 06 — RESEARCH RELATED TO TRANSPORT

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 06 06 Research related to transport 06 06 02 Research related to transport (including aeronautics) 06 06 02 01 Research related to transport (including aeronautics) 1.1 p.m. 10 542 392 p.m. 10 542 392 06 06 02 02 Research related to transport (including aeronautics) — Fuel Cells and Hydrogen Joint Undertaking 1.1 2 656 000 2 305 982 2 656 000 2 305 982 06 06 02 03 SESAR Joint Undertaking 1.1 58 324 795 29 652 574 12 457 557 58 324 795 42 110 131 Article 06 06 02 — Subtotal 60 980 795 42 500 948 12 457 557 60 980 795 54 958 505 06 06 04 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 1.1 p.m. p.m. p.m. p.m. 06 06 05 Completion of previous programmes 06 06 05 01 Completion of programmes (prior to 2003) 1.1 — p.m. — p.m. 06 06 05 02 Completion of the sixth EC framework programme (2003 to 2006) 1.1 — 582 998 — 582 998 Article 06 06 05 — Subtotal — 582 998 — 582 998 Chapter 06 06 — Total 60 980 795 43 083 946 12 457 557 60 980 795 55 541 503

Remarks

These remarks are applicable to all the budget headings in this chapter.

These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.

The programme will be carried out in order to pursue the general objectives described in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure to achieve the objective of the measure of which they form an integral part, including the action and measures necessary to prepare and monitor of the Union’s RTD strategy.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of scientific and technical research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 06 06 04.

Article 06 06 02 — Research related to transport (including aeronautics)

Item 06 06 02 03 — SESAR Joint Undertaking

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 58 324 795 29 652 574 12 457 557 58 324 795 42 110 131

Remarks

This appropriation is intended to cover the development phase of the SESAR programme for the implantation of the technological component of the single European sky policy (SESAR), including the functioning of the SESAR Joint Undertaking.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) (OJ L 64, 2.3.2007, p. 1).

Council Regulation (EC) No 1361/2008 of 16 December 2008 amending Regulation (EC) No 219/2007 on the establishment of a joint undertaking to develop the new generation European air traffic management system (SESAR) (OJ L 352, 31.12.2008, p. 12).

TITLE 08 — RESEARCH

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 Administrative expenditure of the ‘Research’ policy area 346 871 798 346 871 798 -26 884 000 -26 884 000 319 987 798 319 987 798 08 02 Cooperation — Health 1 1 011 075 530 842 660 918 17 980 852 1 011 075 530 860 641 770 08 03 Cooperation — Food, agriculture and fisheries, and biotechnology 1 363 076 419 323 404 000 363 076 419 323 404 000 08 04 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies 1 621 408 062 504 625 722 19 936 245 621 408 062 524 561 967 08 05 Cooperation — Energy 1 218 718 047 165 048 655 218 718 047 165 048 655 08 06 Cooperation — Environment (including climate change) 1 340 570 726 283 092 998 2 804 213 340 570 726 285 897 211 08 07 Cooperation — Transport (including aeronautics) 1 560 200 746 444 884 572 560 200 746 444 884 572 08 08 Cooperation — Socioeconomic sciences and the humanities 1 112 677 988 67 955 934 112 677 988 67 955 934 08 09 Cooperation — Risk-sharing finance facility (RSFF) 1 p.m. p.m. p.m. p.m. 08 10 Ideas 1 1 714 721 109 1 026 958 500 41 883 890 1 714 721 109 1 068 842 390 08 12 Capacities — Research infrastructures 1 74 993 775 128 562 844 74 993 775 128 562 844 08 13 Capacities — Research for the benefit of small and medium-sized enterprises (SMEs) 1 274 436 455 236 286 122 274 436 455 236 286 122 08 14 Capacities — Regions of knowledge 1 27 351 639 19 269 599 27 351 639 19 269 599 08 15 Capacities — Research potential 1 74 266 567 56 254 471 74 266 567 56 254 471 08 16 Capacities — Science in society 1 63 656 771 40 164 131 63 656 771 40 164 131 08 17 Capacities — International cooperation activities 1 39 858 805 27 329 402 39 858 805 27 329 402 08 18 Capacities — Risk-sharing finance facility (RSFF) 1 50 221 512 50 237 726 50 221 512 50 237 726 08 19 Capacities — Support for coherent development of research policies 1 13 470 414 8 912 772 405 852 13 470 414 9 318 624 08 20 Euratom — Fusion energy 1 937 673 290 573 362 274 - 289 200 000 937 673 290 284 162 274 08 21 Euratom — Nuclear fission and radiation protection 1 56 086 380 54 244 745 56 086 380 54 244 745 08 22 Completion of previous framework programmes and other activities 1 p.m. 31 815 789 p.m. 31 815 789 08 23 Research programme of the Research Fund for Coal and Steel 1 p.m. p.m. p.m. p.m. Title 08 — Total 6 901 336 033 5 231 942 972 -26 884 000 - 233 072 948 6 874 452 033 4 998 870 024

Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union’s strategy on research, technological development and demonstration (RTD).

Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 08 22 04.

In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount 08 01 Administrative expenditure of the ‘Research’ policy area 08 01 01 Expenditure related to staff in active employment in the ‘ Research ’ policy area 5 8 879 594 8 879 594 08 01 02 External staff and other management expenditure of the ‘ Research ’ policy area 08 01 02 01 External staff 5 265 716 265 716 08 01 02 11 Other management expenditure 5 394 554 394 554 Article 08 01 02 — Subtotal 660 270 660 270 08 01 03 Expenditure related to information and communication technology equipment and services of the ‘ Research ’ policy area 5 561 934 561 934 08 01 04 Support expenditure for operations of the ‘ Research ’ policy area 08 01 04 30 European Research Council Executive Agency (ERCEA) 1.1 39 000 000 39 000 000 08 01 04 31 Research Executive Agency (REA) 1.1 49 300 000 -3 915 000 45 385 000 08 01 04 40 European Joint Undertaking for ITER — Fusion for Energy (F4E) — Expenditure on administrative management 1.1 39 390 000 39 390 000 Article 08 01 04 — Subtotal 127 690 000 -3 915 000 123 775 000 08 01 05 Support expenditure for operations in the ‘ Research ’ policy area 08 01 05 01 Expenditure related to research staff 1.1 127 793 000 -7 230 000 120 563 000 08 01 05 02 External staff for research 1.1 26 287 000 26 287 000 08 01 05 03 Other management expenditure for research 1.1 55 000 000 -15 739 000 39 261 000 Article 08 01 05 — Subtotal 209 080 000 -22 969 000 186 111 000 Chapter 08 01 — Total 346 871 798 -26 884 000 319 987 798

Article 08 01 04 — Support expenditure for operations of the ‘Research’ policy area

Item 08 01 04 31 — Research Executive Agency (REA)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount 49 300 000 -3 915 000 45 385 000

Remarks

This appropriation is intended to cover the operating costs of the Research Executive Agency incurred as a result of the Agency’s role in the management of certain areas of the specific ‘People’, ‘Capacities’ and ‘Cooperation’ programmes in the field of research.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The Agency’s establishment plan is set out in the Part entitled ‘Establishment plan staff’ of Section III — Commission (Volume 3).

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 269).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Reference acts

Commission Decision 2008/46/EC of 14 December 2007 setting up the ‘Research Executive Agency’ for the management of certain areas of the specific Community programmes People, Capacities and Cooperation in the field of research in application of Council Regulation (EC) No 58/2003 (OJ L 11, 15.1.2008, p. 9).

Article 08 01 05 — Support expenditure for operations in the ‘Research’ policy area

Item 08 01 05 01 — Expenditure related to research staff

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount 127 793 000 -7 230 000 120 563 000

Item 08 01 05 03 — Other management expenditure for research

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount 55 000 000 -15 739 000 39 261 000

CHAPTER 08 02 — COOPERATION — HEALTH

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 02 Cooperation — Health 08 02 01 Cooperation — Health 1.1 799 767 530 737 750 113 799 767 530 737 750 113 08 02 02 Cooperation — Health — Innovative Medicines Initiative Joint Undertaking 1.1 207 068 000 100 719 908 17 980 852 207 068 000 118 700 760 08 02 03 Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking 1.1 4 240 000 4 190 897 4 240 000 4 190 897 Chapter 08 02 — Total 1 011 075 530 842 660 918 17 980 852 1 011 075 530 860 641 770

Article 08 02 02 — Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 207 068 000 100 719 908 17 980 852 207 068 000 118 700 760

Remarks

The Innovative Medicines Initiative Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme and in particular the ‘Health’ theme of the specific ‘Cooperation’ programme implementing the Seventh Framework Programme. It shall have the objective of significantly improving the efficiency and effectiveness of the drug development process with the long-term aim that the pharmaceutical sector will produce more effective and safer innovative medicines. In particular it shall:

— support ‘pre-competitive pharmaceutical research and development’ in the Member States and countries associated to the Seventh Framework Programme via a coordinated approach to overcome the identified research bottlenecks in the drug development process,

— support the implementation of the research priorities as set out by the Research Agenda of the Joint Technology Initiative on Innovative Medicines (‘Research Activities’), notably by awarding grants following competitive calls for proposals,

— ensure complementarity with other activities of the Seventh Framework Programme,

— be a public-private partnership aiming at increasing the research investment in the biopharmaceutical sector in the Member States and countries associated to the Seventh Framework Programme by pooling resources and fostering collaboration between the public and private sectors,

— promote the involvement of small and medium-sized enterprises in its activities, in line with the objectives of the Seventh Framework Programme.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Regulation (EC) No 73/2008 of 20 December 2007 setting up the Joint Undertaking for the implementation of the Joint Technology Initiative on Innovative Medicines (OJ L 30, 4.2.2008, p. 38).

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 04 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies 08 04 01 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies 1.1 612 616 062 497 518 000 19 936 245 612 616 062 517 454 245 08 04 02 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking 1.1 8 792 000 7 107 722 8 792 000 7 107 722 Chapter 08 04 — Total 621 408 062 504 625 722 19 936 245 621 408 062 524 561 967

Article 08 04 01 — Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 612 616 062 497 518 000 19 936 245 612 616 062 517 454 245

Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.

Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5 to 10 % of global nano research is devoted to this today.

Sufficient budgetary appropriations must be provided for activities promoting research and the emergence of resource-efficiency processes and practices including eco-design, reusability, recyclability and research into substitution of hazardous or critical substances.

Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 06 Cooperation — Environment (including climate change) 08 06 01 Cooperation — Environment (including climate change) 1.1 336 619 726 280 421 301 2 804 213 336 619 726 283 225 514 08 06 02 Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking 1.1 3 951 000 2 671 697 3 951 000 2 671 697 Chapter 08 06 — Total 340 570 726 283 092 998 2 804 213 340 570 726 285 897 211

Article 08 06 01 — Cooperation — Environment (including climate change)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 336 619 726 280 421 301 2 804 213 336 619 726 283 225 514

Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.

Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 10 — IDEAS

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 10 Ideas 08 10 01 Ideas 1.1 1 714 721 109 1 026 958 500 41 883 890 1 714 721 109 1 068 842 390 Chapter 08 10 — Total 1 714 721 109 1 026 958 500 41 883 890 1 714 721 109 1 068 842 390

Article 08 10 01 — Ideas

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 1 714 721 109 1 026 958 500 41 883 890 1 714 721 109 1 068 842 390

Remarks

The general aim of the activities carried out as part of the specific ‘Ideas’ programme, through the creation of the European Research Council, is to identify the best research teams in Europe and to stimulate research at the frontiers of knowledge by funding high-risk and multi-disciplinary projects evaluated according to the sole criteria of excellence as judged by peers at European level, while encouraging in particular the creation of networks among research groups in different countries in order to promote the development of a European scientific community.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 19 Capacities — Support for coherent development of research policies 08 19 01 Capacities — Support for coherent development of research policies 1.1 13 470 414 8 912 772 405 852 13 470 414 9 318 624 Chapter 08 19 — Total 13 470 414 8 912 772 405 852 13 470 414 9 318 624

Article 08 19 01 — Capacities — Support for coherent development of research policies

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 13 470 414 8 912 772 405 852 13 470 414 9 318 624

Remarks

Increasing investment in research and development up to the 3 % objective and improving its effectiveness is a top priority under the Europe 2020 Strategy. Thus, the development of a coherent mix of policies to leverage public and private research investments is a major concern for public authorities. Actions under this heading will support the development of effective and coherent research policies at regional, national and Union level, through the provision of structured information, indicators and analyses, and through actions aimed at coordinating research policies, in particular application of the open method of coordination to research policy.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 20 — EURATOM — FUSION ENERGY

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 20 Euratom — Fusion energy 08 20 01 Euratom — Fusion energy 1.1 72 163 290 78 549 779 72 163 290 78 549 779 08 20 02 Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E) 1.1 865 510 000 494 812 495 - 289 200 000 865 510 000 205 612 495 Chapter 08 20 — Total 937 673 290 573 362 274 - 289 200 000 937 673 290 284 162 274

Article 08 20 02 — Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 865 510 000 494 812 495 - 289 200 000 865 510 000 205 612 495

Remarks

Fusion offers the prospect of an almost limitless supply of clean energy, with ITER being the crucial next step in the progress towards this ultimate goal. To this end, the European Organisation for ITER and the Development of Fusion Energy, in the form of a Joint Undertaking was established. This European Joint Undertaking for ITER and the Development of Fusion Energy (Fusion for Energy) has the following tasks:

(a) to provide the contribution of Euratom to the ITER International Fusion Energy Organization;

(b) to provide the contribution of Euratom to broader approach activities with Japan for the rapid realisation of fusion energy;

(c) to implement a programme of activities in preparation for the construction of a demonstration fusion reactor and related facilities including the International Fusion Materials Irradiation Facility (IFMIF).

Legal basis

Council Decision of 25 September 2006 concerning the conclusion, by the Commission, of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project, of the Arrangement on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation on the ITER Project and of the Agreement on the Privileges and Immunities of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project.

Commission Decision 2006/943/Euratom of 17 November 2006 on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project and of the Agreement on Privileges and Immunities of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project (OJ L 358, 16.12.2006, p. 60).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2007/198/Euratom of 27 March 2007 establishing the European Joint Undertaking for ITER and the Development of Fusion Energy and conferring advantages upon it (OJ L 90, 30.3.2007, p. 58).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 09 — COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 09 01 Administrative expenditure of the ‘Communications networks, content and technology’ policy area 127 323 333 127 323 333 127 323 333 127 323 333 09 02 Regulatory framework for the Digital Agenda 18 137 969 25 484 774 18 137 969 25 484 774 40 02 41 391 985 18 529 954 391 985 25 876 759 391 985 18 529 954 391 985 25 876 759 09 03 information and communication technologies take-up 1 144 265 000 132 209 900 144 265 000 132 209 900 09 04 Cooperation — information and communication technologies (ICTs) 1 1 483 700 335 1 168 738 402 40 812 681 1 483 700 335 1 209 551 083 09 05 Capacities — Research infrastructures 1 37 403 000 53 948 802 37 403 000 53 948 802 Title 09 — Total 1 810 829 637 1 507 705 211 40 812 681 1 810 829 637 1 548 517 892 40 01 40, 40 02 41 Total including reserves 391 985 1 811 221 622 391 985 1 508 097 196 391 985 1 811 221 622 391 985 1 548 909 877

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 09 04 Cooperation — information and communication technologies (ICTs) 09 04 01 Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) 09 04 01 01 Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) 1.1 1 307 359 400 1 102 379 643 40 812 681 1 307 359 400 1 143 192 324 09 04 01 02 Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking 1.1 65 000 000 19 016 953 65 000 000 19 016 953 09 04 01 03 Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking 1.1 911 793 901 234 911 793 901 234 09 04 01 04 Cooperation — Information and communication technologies — ENIAC Joint Undertaking 1.1 110 000 000 35 143 790 110 000 000 35 143 790 09 04 01 05 Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking 1.1 429 142 424 172 429 142 424 172 Article 09 04 01 — Subtotal 1 483 700 335 1 157 865 792 40 812 681 1 483 700 335 1 198 678 473 09 04 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 1.1 p.m. p.m. p.m. p.m. 09 04 03 Completion of previous European Community framework programmes (prior to 2007) 1.1 — 10 872 610 — 10 872 610 Chapter 09 04 — Total 1 483 700 335 1 168 738 402 40 812 681 1 483 700 335 1 209 551 083

Article 09 04 01 — Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

Item 09 04 01 01 — Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 1 307 359 400 1 102 379 643 40 812 681 1 307 359 400 1 143 192 324

Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs in accordance with a long-term European ICT strategy so that the demands of its society and economy are met and European standards help shape the global ICT developments rather than being overtaken by other growing global markets.

Activities will strengthen Europe’s scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe’s citizens, businesses, industry and governments.

The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.

The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The ICT theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.

Activities cover collaboration and exchange of best practices with a view to setting common standards for the Union that are compatible with, or set, a global standard, networking actions and national programme coordination initiatives. This appropriation is also intended to cover the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of these appropriations is intended to foster common approaches to key global challenges, such as an ICT strategy that is not only able to compete with rapidly emerging ICT markets (e.g. in Asia), but that can also set standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms and successful working relationships. The appropriations will be used to fund innovative ventures between European and third countries. The scope of such ventures will go beyond what could be undertaken by a single country and will benefit both the Union and its partners in preparing their leading role for setting future ICT standards. In implementing this action, the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 10 — DIRECT RESEARCH

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 10 01 Administrative expenditure of the ‘Direct research’ policy area 1 350 080 000 350 080 000 350 080 000 350 080 000 10 02 Directly financed research operational appropriations — Seventh Framework Programme (2007 to 2013) — EU 1 33 089 156 30 721 154 33 089 156 30 721 154 10 03 Directly financed research operational appropriations — Seventh Framework Programme (2007 to 2011 and 2012 to 2013) — Euratom 1 10 250 000 9 314 301 405 852 10 250 000 9 720 153 10 04 Completion of previous framework programmes and other activities 1 p.m. p.m. p.m. p.m. 10 05 Historical liabilities resulting from nuclear activities carried out by the Joint Research Centre pursuant to the Euratom Treaty 1 30 900 000 29 204 688 30 900 000 29 204 688 Title 10 — Total 424 319 156 419 320 143 405 852 424 319 156 419 725 995

Remarks

These remarks apply to all the budget headings in the ‘Direct research’ policy area (with the exception of Chapter 10 05).

The appropriations cover not only expenditure on operations and staff covered by the Staff Regulations, but also other expenditure on staff, contracting, infrastructure, information and publications and any other administrative expenditure arising from research and technological development operations, including exploratory research.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.

Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapters 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The additional appropriations will be provided under Articles 10 02 02 and 10 03 02.

The appropriations in this title cover the cost of the staff working in the financial and administrative departments of the Joint Research Centre and of the support which they need (approximately 15 % of the cost).

CHAPTER 10 03 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 10 03 Directly financed research operational appropriations — Seventh Framework Programme (2007 to 2011 and 2012 to 2013) — Euratom 10 03 01 Nuclear activities of the Joint Research Centre (JRC) 1.1 10 250 000 9 314 301 405 852 10 250 000 9 720 153 10 03 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 1.1 p.m. p.m. p.m. p.m. Chapter 10 03 — Total 10 250 000 9 314 301 405 852 10 250 000 9 720 153

Article 10 03 01 — Nuclear activities of the Joint Research Centre (JRC)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 10 250 000 9 314 301 405 852 10 250 000 9 720 153

Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the nuclear specific programme for the following themes:

— nuclear waste management, environmental impact, basic knowledge and research on decommissioning,

— nuclear safety,

— nuclear security.

It covers the activities necessary for implementing safeguards pursuant to Chapter 7 of Title II of the Euratom Treaty and the obligations arising from the Non-Proliferation Treaty and implementation of the Commission’s programme to support the International Atomic Energy Agency (IAEA).

It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.

It is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/977/Euratom of 19 December 2006 concerning the Specific Programme to be carried out by means of direct actions by the Joint Research Centre implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 434).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/95/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of direct actions by the Joint Research Centre, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 40).

TITLE 13 — REGIONAL POLICY

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 13 01 Administrative expenditure of the ‘Regional policy’ policy area 88 792 579 88 792 579 88 792 579 88 792 579 13 03 European Regional Development Fund and other regional operations 1 30 639 878 699 31 410 089 436 30 639 878 699 31 410 089 436 13 04 Cohesion Fund 1 12 499 800 000 11 414 497 449 12 499 800 000 11 414 497 449 13 05 Pre-accession operations related to the structural policies 549 770 452 489 688 705 -78 987 754 549 770 452 410 700 951 13 06 Solidarity Fund 14 607 942 14 607 942 400 519 089 250 519 089 415 127 031 265 127 031 Title 13 — Total 43 792 849 672 43 417 676 111 400 519 089 171 531 335 44 193 368 761 43 589 207 446

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 13 05 Pre-accession operations related to the structural policies 13 05 01 Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006) 13 05 01 01 Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006) 4 p.m. 232 278 493 -78 987 754 p.m. 153 290 739 13 05 01 02 Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries 4 p.m. p.m. p.m. p.m. Article 13 05 01 — Subtotal p.m. 232 278 493 -78 987 754 p.m. 153 290 739 13 05 02 Instrument for Pre-Accession Assistance (IPA) — Regional development component 4 462 000 000 172 734 477 462 000 000 172 734 477 13 05 03 Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component 13 05 03 01 Cross-border cooperation (CBC) — Contribution from Subheading 1-b 1.2 51 491 401 50 000 000 51 491 401 50 000 000 13 05 03 02 Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds' transnational and interregional cooperation programmes — Contribution from Heading 4 4 36 279 051 34 675 735 36 279 051 34 675 735 Article 13 05 03 — Subtotal 87 770 452 84 675 735 87 770 452 84 675 735 Chapter 13 05 — Total 549 770 452 489 688 705 -78 987 754 549 770 452 410 700 951

Article 13 05 01 — Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

Remarks

Aid provided by the Instrument for Structural Policies for Pre-accession (ISPA) was intended to help the candidate countries of Central and Eastern Europe in their accession to the Union. ISPA was used to help the beneficiary countries to comply with the acquis of the Union in the environment and transport fields.

Item 13 05 01 01 — Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments p.m. 232 278 493 -78 987 754 p.m. 153 290 739

Remarks

This appropriation is intended to cover assistance under ISPA and the technical assistance provided outside the Commission which is required for implementation in the candidate countries of Central and Eastern Europe.

Irrespective of the beneficiary, no administrative expenditure against this item is authorised.

Legal basis

Council Regulation (EC) No 1266/1999 of 21 June 1999 on coordinating aid to the applicant countries in the framework of the pre-accession strategy (OJ L 161, 26.6.1999, p. 68).

Council Regulation (EC) No 1267/1999 of 21 June 1999 establishing an Instrument for Structural Policies for Pre-accession (OJ L 161, 26.6.1999, p. 73).

Council Regulation (EC) No 2257/2004 of 20 December 2004 amending Regulations (EEC) No 3906/89, (EC) No 1267/1999, (EC) No 1268/1999 and (EC) No 2666/2000, to take into account Croatia’s candidate status (OJ L 389, 30.12.2004, p. 1).

CHAPTER 13 06 — SOLIDARITY FUND

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 13 06 Solidarity Fund 13 06 01 European Union Solidarity Fund — Member States 3.2 14 607 942 14 607 942 400 519 089 250 519 089 415 127 031 265 127 031 13 06 02 European Union Solidarity Fund — Countries negotiating for accession 4 p.m. p.m. p.m. p.m. Chapter 13 06 — Total 14 607 942 14 607 942 400 519 089 250 519 089 415 127 031 265 127 031

Article 13 06 01 — European Union Solidarity Fund — Member States

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 14 607 942 14 607 942 400 519 089 250 519 089 415 127 031 265 127 031

Remarks

This article is intended to record appropriations resulting from the mobilisation of the European Union Solidarity Fund in the event of major disasters in the Member States. Assistance should be provided mainly in connection with natural disasters, but may also be provided, where warranted by the urgency of the situation, to the Member States concerned, with a deadline being laid down for use of the financial assistance awarded and provision being made for beneficiary states to substantiate the use made of the assistance they receive. Assistance received which is subsequently offset by third-party payments, under the ‘polluter pays’ principle, for example, or received in excess of the final valuation of damage should be recovered.

Allocation of the appropriations will be decided on in an amending budget with the sole purpose of mobilising the European Union Solidarity Fund.

Legal basis

Council Regulation (EC) No 2012/2002 of 11 November 2002 establishing the European Union Solidarity Fund (OJ L 311, 14.11.2002, p. 3).

Reference acts

Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 6 April 2005, establishing the European Union Solidarity Fund (COM(2005)0108).

Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (OJ C 139, 14.6.2006, p. 1).

TITLE 15 — EDUCATION AND CULTURE

Figures

Title Chapter Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 15 01 Administrative expenditure of the ‘Education and culture’ policy area 123 603 923 123 603 923 123 603 923 123 603 923 15 02 Lifelong learning, including multilingualism 1 417 215 664 1 379 114 216 1 417 215 664 1 379 114 216 15 04 Developing cultural and audiovisual cooperation in Europe 175 715 000 159 896 411 175 715 000 159 896 411 15 05 Encouraging and promoting cooperation in the field of youth and sports 3 149 539 000 130 166 227 149 539 000 130 166 227 15 07 People — Programme for the mobility of researchers 1 963 502 000 771 774 900 63 312 858 963 502 000 835 087 758 Title 15 — Total 2 829 575 587 2 564 555 677 63 312 858 2 829 575 587 2 627 868 535

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

Figures

Title Chapter Article Item Heading FF Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 15 07 People — Programme for the mobility of researchers 15 07 77 People 1.1 963 502 000 771 275 000 63 312 858 963 502 000 834 587 858 15 07 78 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 1.1 p.m. p.m. p.m. p.m. 15 07 79 Pilot project — Knowledge partnerships 1.1 p.m. 499 900 p.m. 499 900 Chapter 15 07 — Total 963 502 000 771 774 900 63 312 858 963 502 000 835 087 758

Article 15 07 77 — People

Figures

Budget 2013 Draft amending budget No. 9/2013 New amount Commitments Payments Commitments Payments Commitments Payments 963 502 000 771 275 000 63 312 858 963 502 000 834 587 858

Remarks

Europe needs to become more attractive to researchers, in order to increase its capacity and performance in research and technological development, while consolidating and further developing the European Research Area. Against the background of growing competition at world level, the development of an open and competitive European labour market for researchers with diverse, attractive career prospects is needed.

The added value of the support provided by the specific ‘People’ programme (implemented through the Marie Curie Actions, the Researchers’ Night and the EURAXESS action) is the promotion of the international, interdisciplinary and intersectoral mobility of researchers as a key driver for European Innovation. Marie Curie Actions also foster stronger cooperation between education, research and businesses from different countries in the training and career development of researchers to broaden their skills and prepare them for the jobs of tomorrow. The Marie Curie Actions reinforce a closer partnership between education and businesses in