ARCHIVES HISTORIQUES
DELACOMMISSION
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DOCUMENTS "COM"
COM(80)413
Vol.1980/0147

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COMMISSION OFTHEEUROPEAN COMMUNITIES
COM(80)413 final
Brussels,21July1980
Proposalfora
COUNCILREGULATION (EEC)
ontheimplementation intheCommunityofthe
Convention onInternational TradeinEndangered
SpeciesofWildFaunaandFlora
(submittedtotheCouncilbytheCommission )
~.>--j-I
fåStr.f
C0m(80)413final V: •1/
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ν

EXPLANATORY MEMORANDUM
Subject :Proposal foraCouncil Regulation (EEC)ontheimplementation inthe
Community oftheConvention onInternational Trade inEndangered
Species ofWild Fauna and Flora .
Throughout theworld alarge number ofspecies ofwild fauna andflora
arethreatened with extinction .Other species ,although notdirectly -
threatened ,could heendangered asaresult ofover-exploit ation t
large-scale destruction oftheir habitats orother disturbances ofthe
environment •
Aneffective wayofprotecting some ofthese species istorestrict
andtosubject tostrict control theinternational trade inanimals
andplants belonging tothese species andintheproducts derived
therefrom .
TheConvention onInternational Trade inEndangered Species ofWild
Fauna andFlora meets this objective .
ThisConvention arises from arecommendation ^bytheStockholm
Conference ontheEnvironment (June 1972 )which called onthe
participants toconclude aconvention assoon aspossible onthe
export ,import andtransit ofcertain species ofwild fauna and
flora .Itwasdrawn upinWashington inMarch 1973 andcame into
foroe on1July 1975 •
Sofar,59States have acceded totheConvention .
AlltheMember States oftheEuropean Communities aresignatories .
Denmark ,theFederal Republic ofGermany ,France ,Italy andtheUnited
Kingdom have ratified theConvention andadopted national
implementing provisions laying down customs procedures .
Under theConvention ,trade (forthepurposes oftheConvention
"export ,re-export ,import andintroduction from thesea")inthe
endangered species ofwild fauna andflora contained inthe
Appendices issubject totheissue ofpermits orcertificates by
thecontracting parties .TheConvention provides forthe
appointment ofcompetent management authorities toissue these
documents .
According totheextent ofthethreat ,theendangered species arein­
cluded inAppendices I,IIandIIItotheConvention .Trade inthe
endangered species included inAppendix Iissubject toparticularly
strict rules .
Recommendation 99*3 oftheStockholm Conference ontheEnvironment

-2-
Theprovisions concerning trade inspecimens of the species included
inAppendices IIandIIIpermit careful useofliving natural
resources .Appendix IIcontains allspecies which ,although not
necessarily nowthreatened with extinction maybecome sounless trade
inspecimens ofsuch species issubject tostrict regulation inorder
toavoid utilisation incompatible with their survival .Thesame
Appendix also includes anumber ofspecies which must besubject to
regulation inorder that trade inspecimens ofcertain species may
bebrought under effective control .Appendix IIIcontains themain
species threatened byillegal exploitation within theterritories of
thecontracting parties mentioned andinrespect ofwhich thecooper­
ation oftheother parties totheConvention isrequired tocontrol
the trade . '
Tomake itpossible fortheMember States oftheCommunity to
implement theConvention ,Article XIV(3 )states that theprovisions
oftheConvention should not affect theobligations deriving from
anytreaty concluded between States creating aunion
establishing acommon external customs control andremoving
customs control between theparties thereto insofar asthey relate
totrade among the States members ofthat union .
Inaddition ,on14March 1977 theCouncil adopted negotiating
directives topermit theCommunity toaccede totheConvention .
Inaccordance with this Decision ,theCommission hasexamined the
most appropriate procedures forCommunity accession with the
Secretariat ofthe Convention andwill present aproposal tothe
Council indue course .
Itshould benoted that ,toprotect species ,theConvention employs
commercial policy instruments such asprohibitions ,restrictions or
controls inrespect oftheimport andexport ofthe goods in
question .Implementation oftheConvention thus comes toavery
great extent within thecompetence oftheCommunity byvirtue of
Article 113oftheEECTreaty .Asaresult ,theMember States
cannot completely commit themselves toeverything covered bythe
Convention andtheCommunity must also become acontracting party and
participate inadministering theagreement .Byapproving theEuropean
Community 'senvironmental action programme for1977-81 »theCouncil
hasrecognized this state ofaffairs .
Fortheabovementioned reasons ,theEuropean Community must adopt
appropriate measures forimplementing theprovisions ofthe
Convention andforprohibiting trade inspecimens inviolation of
these provisions .Acommon trade authorization procedure andacommon
customs control at theCommunity 'sexternal frontiers should
therefore besetuptoensure that theoperation ofthecommon market
isnot disturbed .The customs controls must also bereinforced by
regulating theconditions fortrade inspecimens inspecies contained
inAppendix Itothe Convention .

-3-
Asseveral MemberStatesintendtoimposeacomplete banonimportsof
certainproducts derived fromcetaceans inordertopreventexploitation
incompatible withthesurvival ofthesespecies,theCommission considers
itappropriate thatthemostimportant whaleproducts are,atthetime
ofintroduction intotheCommunity,tobeconsidered asspecimens ofthe
speciescontained inAppendix ItotheConvention .Thismeansinpart­
icularthatthemanagement authorities oftheMemberStatesshouldnot
issueimportpermitsorpermitsforintroduction fromtheseagntiI.they
haveascertained thattheproducts inquestion willnotbeusedforcom­
mercialpurposes .Thismeasurefitsinwiththeproposal foraCouncil
Regulation onacommonsystemapplying toimportofwhale .products
whichtheCommission submitted totheCouncil on29April1980.
** X
TheCommission therefore proposesthattheCounciladopttheattached
proposal foraRegulation .

ProposalforaCouncilRegulation (EEC)ontheimplementation inthe
CommunityoftheConvention onInternational TradeinEndangered Species
ofWildFaunaandFlora
THECOUNCILOFTHEEUROPEAN COMMUNITIES,
HAVINGREGARDtotheTreatyestablishing theEuropeanEconomicCommunity,
andinparticularArticle113thereof,
HAVINGREGARDtotheproposalfromtheCommission,
HAVINGREGARDtotheOpinionoftheEuropeanParliament,
HAVINGREGARDtotheOpinionoftheEconomicandSocialCommittee/
WhereasaConvention onInternational TradeinEndangered SpeciesofWild
FaunaandFlorawasopenedforsignature on3March1973;whereasthis
Conventionisintendedtoprotectendangered speciesofwildfaunaandflora
byregulatinginternational tradeinthesespeciesandinreadilyrecogniz­
ablepartsandderivatives thereof;
WhereasthisConvention hasbeensignedbyallMemberStatesandentered
intoforceon1July1975;whereasfiveMemberStateshavealready
ratifiedtheConvention andratification procedures areinprogressin
theotherMemberStates;whereastheMemberStateswhichhaveratified
theConvention haveadoptedimplementing provisions;
Whereason14March1977theCouncilauthorized theCommission toenter
intonegotiations fortheCommunitytoaccedetotheConvention onIntern­
ationalTradeinEndangered SpeciesofWildFaunaandFlora;
WhereastheCouncilResolutionof17May1977onthecontinuation and
implementation ofaEuropeanCommunitypolicyandactionprogramme onthe
1environment stressesthattheprotection ofwildfaunaandfloraisa
matterfortheCommunity asawholeandthatimplementation oftheConvent­
iononInternational TradeinEndangered SpeciesofWildFaunaandFlora
isanimportantmeasureforprotecting thesespecies;
OJC139,13.6.1977,p.1

-2-
Whereas,toattainitsobjectives,thisConvention mainlyemployscommercial
policyinstruments byLayingdownrestrictions andastrictcontrolofintern­
ationaltradeinspecimensofendangered speciesofwildfaunaandflora;
Whereasthemeasuresrelatingtotheapplication oftheConvention to
trademustnotaffectthefreemovementofproductswithintheCommunity and,
asaresult,thesemeasures shouldapplyonlytotradewiththird
countries ;
Whereastheexistence ofnon–harmonizednationalimplementing tneasures
impliesariskthatdistortions ofcompetition withintheCommunitycould
arise; ' ,
WhereastheConvention concerns animalsandplants,whetherlivingordead,
andreadilyrecognizable partsandderivatives thereof;whereas,tomake
theapplication oftheConvention effective,acommonlistofthemost
important partsandderivatives mustbedrawnupandtheconditions under
whichothergoodsfallwithinthescopeofthisRegulation mustbelaid
down,
Whereasknowledge onthestateofconservation ofmostcetaceans isin­
adequate;whereasfortheprotection ofcetaceans stricter measures should
betakenthanthoseprovided forintheConvention ;
Whereas,inordertoapplytheConvention,theintroduction ofaCommunity
procedure fortheissueandpresentation ofpermitsisrequiredforthe
export,re-export,importandintroduction fromtheseaofspecimens ofthe
specieslistedintheAppendices totheConvention ;
Whereas,toensurethattheprohibition ofimportation isfullyeffective,
rulesshouldbedrawnupconcerning theconditions oftradeinspecimens
cfthespeciesshowninAppendix ItotheConvention ;

-3-
WhereastheMemberStatesmustdesignate management andscientific authorities
and,whereappropriate ,othercompetent authorities ,anddefinetheir
dutiesandpowers;whereaspermits mustbeissuedinaccordance with
standard conditions inordertoobviateintra-Community controls;
Whereas,tosimplifyadministrative formalities ,thepermitsmustconform
toastandard modelandserveasabasisforrecording tradestatistics
forthepurposes oftheConvention ;whereas,tomakethestatistics complete,
itisessential thatadministrative cooperation shouldbeensured between
theMemberStatesandtheCommission andthattheCommunity permitsshould
containtherequisite particulars ;
'
Whereas,tofacilitate boththeissueofexportandre-export permits andthe
controlprocedure,thecompetent authorities oftheMemberStates,atthe
requestoftheinterested party,accompanied bysupporting documents ,should
issuestandardcertificates statingthatagivenspecimen enteredthe
territory covered bythisRegulation inaccordance withtheprovisions of
theConvention beforetheentryintoforceoftheRegulation orwasacquired
beforetheprovisions oftheConvention appliedtothatspecimen orthata
specimen wasbredincaptivity orartificially propagated ;
Whereascertainimported specimens senttoanother MemberStatemustarrive
ataprescribed destination ;
. . .
Whereasitisnecessary toprovideforexemptions fromtheobligation to
present atradingpermittothecustomsserviceinspecific cases;
Whereas,tofacilitate customsprocedures ,theremustbeprovision to
permitMemberStatestodesignate oneormoreplacesofentryandexit
wherethegoodsinquestion mustbepresented ;
Whereasthemarks,sealsandstampsusedtoidentify goodsmustconform
tostandard modelsinordertofacilitate controls;

WhereasthereportsrequiredbytheConvention mustcovertheentireCom­
munityandmusttherefore betransmitted totheSecretariat oftheConvention
bytheCommission;
Whereastheconservation ofendangered speciesstillraisesproblemscalling
forscientificactivityandwhereasthisactivitymustalsopermitassess­
mentofthemeasurestaken;whereasmethodsmustalsobedevelopedfor
monitoring tradeincertainpartsandderivatives obtainedfromthesespecies
Whereasitisessentialtoensuretheuniformapplication oftheprovisions
ofthisRegulation andtointroducetothisendaCommunityprocedurefor
adoptingthenecessaryimplementing provisionswithinasuitableperiod;
whereasacommittee on.thissubjectmustbesetuptopermitcloseandeffect
ivecooperation betweentheMemberStatesandtheCommission-Whereasthereportsrequired
munityandmusttherefore be
bytheCommission;
HASADOPTEDTHISREGULATION

Article 1
Theprovisions oftheConvention onInternational TradeinEndangered
speciesofWildFaunaandFlora,assetoutinAnnexAandhereinafter
referred toastheConvention ,shallapplythroughout theCommunity in
accordance withtheprovisions ofthisRegulation .
Article 2
Thespecimens subjecttotheRegulation are:
.i .' ■
(a)anyanimalorplant,whetheraliveordead,ofthespecieslisted
inAppendix ItotheConvention ,anypartorderivative ofthese
animalsorplantslistedinAnnexB,aswellasanyothergoodswhich
appear fromanaccompanying document,thepackaging oramarkor
labeltobepartsorderivatives oftheseanimalsorplants;
(b)anyanimalorplant,whetheraliveordead,ofthespecieslistedin
Appendix IItotheConvention ,anypartorderivative oftheseanimals
orplantslistedinAnnexB,aswellasanyothergoodswhich'
appear fromanaccompanying document,thepackaging oramarkor
labeltobepartsorderivatives ofanimalsofthesespecies;
(c)anyanimalorplant,whetheraliveordead,ofthespecieslistedin
AppendixIIItotheConvention andanypartorderivative ofthese
animalsorplantslistedinAnnexB.
Article 3
purposes oftheir
Forintroduction intotheCommunity,thewhaleproductslistedinpoint7
ofAnnexBshallbeconsidered asspecimens ofthespecieslistedinAp­
pendixItotheConvention .
Article 4
1.Theintroduction intotheCommunity ofspecimens coveredbyArticles
2and3shallbesubjecttothepresentation ofthepermitprovided
forinArticle 9belowatthecustomsofficeatwhichthecustoms formal­
itiesinrespectoftheregimeunderwhichthespecimens arebeingplaced
arecompleted .

-2-
2.Thedespatch todestinations outsidetheCommunity ofspecimens
referred toinArticle 2shallbesubjecttopresentation ofthepermit
provided forinArticle 9atthecustomsofficewheretherelevant
customsformalities arecarried out.
3.Customsofficesatwhichsuchpermitsarepresented inaccordance with
theprovisions ofparagraphs 1and2shallforwardthesaidpermitsto
themanagement authority oftheStateinwhichtheyaresituated .
t
4.Byderogation fromtheprovisions ofparagraphs 1and2 where
specimens ofthekindhereenvisaged areintroduced intotheCommunity and
areoutintoacustomstransitprocedure,deposited inacustoms
warehouse orplacedinafreezone,presentation totheappropriate customs
serviceofapermitofthetypereferred toinArticle 9shallnotbe
required,providedthatanexportpermitforthespecimens hasbeenissued
bythemanagement authority ofthe1exporting Stateandispresented tothe
customs service concerned .
Article 5
Subjecttoexemptions granted bythecompetent authority ofaMemberState,
thedisplaytothepublic,sale,keepingforsale,offering forsaleortrans­
porting forsaleofthespecimens referredtoinArticle2(a)shall
beprohibited . -
!
Article 6
MemberStates shallsendtheCommission thenamesandaddresses ofthe
management andscientific authorities referred toinArticle IXofthe
Convention and,whereappropriate ,oftheotherauthorities referred toin
thisRegulation .TheCommission shallpublishthisinformation inthe
Official JournaloftheEuropean Communities .

-3-
Article 7
/Thecompetent authorities oftheMemberStatesshall:
• ■ • i ■,
(a)issuethepermitsdescribed inArticle 9..underuniformconditions
tobedetermined inaccordance withtheprocedure prescribed in
Article 20;
(b)issuethecertificates described inArticle 10 endthelabel
referredtoinArticle 11;
(c)returntotheissuingauthorities thepermits whichhave ,beenforwarded
tothembytheircustomsofficesinaccordance with ',.
Article 4.
(d)communicate totheCommission alltheinformation requiredfordrawing
upthestatistics andreportsreferred tointheConvention .
i '.
Article8
1.EachMemberStateshallrecognize thedecisions ofthecompetent
authorities oftheotherMemberStates.
2.Permits andcertificates asreferred tointhisRegulation . i
issuedbyaMemberStateshallbevalidthroughout theCommunity .
3.Applications forimportpermits FF1referredtoinArticle9(1)
shallbesubmitted tothemanagement authority responsible fortheplace
ofdestination ofthespecimen .
4.Applications forpermitsFF4fortheintroduction ofspecimens fromthe
sea,asreferredtoinArticle9(3),shallbesubmitted tothemanagement
authority responsible fortheplaceofintroduction ofthespecimen.
5.Application forexportpermits FF3andre-export permits FF3forlive
specimens referred toinArticle9(4)shallbesubmitted tothemanagement
authority oftheMemberStateinwhoseterritory thespecimenislocated.

-A-
Article 9
1.Theintroduction fromthirdcountries intotheCommunity ofspecimens
referred toinArticle2(a) andinArticle 3shallbe
subjecttopresentation ofanimportpermitFF1.
2.Theintroduction fromthirdcountries intotheCommunity ofspecimens
referred toinArticle2(b)and(c) .shallbesubjecttopresentation
ofanimportpermitFF2.
3.Theintroduction fromtheseaintothe
Community ofspecimens coveredbyArticles 2and3shallbesubjectto.
presentation ofapermitforintroduction fromtheseaFF4.
-I
4.Thedespatch fromtheCommunity ofspecimens referred toinArticle 2
shallbesubjecttopresentation ofanexportpermitFF3orare-export
permitFF3asappropriate .
Article 10
Wherethepersonconcerned submits anapplication together withallthe
requisite supporting documents ,.thecompetent authorities shallissue
thefollowing certificates :. ■
(a)Certificate FF5stating thatagivenspecimen enteredtheterritory
coveredbythisRegulation inaccordance withtheprovisions oftheConvention
beforetheRegulation cameintoforceorthatthespecimen wasacquired
beforetheprovisions oftheConvention becameapplicable toit;
(b)Certificate FF6stating thataspecimen ofananimalspecies was
bredincaptivity,thataspecimen ofaplant specieswasartificial­
lypropagated orthataspecimenisapartofsuchananimalorplant
orwasderived therefrom .

Article 11
Inderogation fromtheprovisions ofArticle 4thepresentation tothecustoms
services ofthepermitsreferredtoinArticle 9shallnotberequired inthe
caseofnon-commercial loans,donations andexchanges betweenscientists and
scientificinstitutions registered byamanagementauthorityoftheirState,
ofherbarium specimens andotherpreserved,driedorembedded museum
specimens,orofliveplantmaterialcarrying .aLabelFF7roranequivalent
labelissuedorapprovedbyamanagementauthority ofathirdcountry.
Article 12
1.Wherespecimens referred toinArticle2(a)which
arerequired bythetermsoftheimportpermittobekeptataspecific address
aresentafterbeingreleasedforfreecirculation toanother MemberState,
thecompetent authorities ofthedespatching MemberStatemustbeprovided
withproofthatthegoodshavebeendelivered totheaddressspecified .
2.Wherespecimens referredtoinparagraph 1areplacedundertheinternal
Community procedure,the^principal shallenteroneofthefollowing phrases
intheboxreserved forthedescription ofthegoodsintheCommunity
transitdeclaration form: -
ENDANGERED SPECIES
UDRYDDELSESTRUEDE ARTER
GEF&HRDETE ARTEN
ESPECES MENACEES D'EXTINCTION
SPECIE MINACCIATE DIESTINZIONE
BEDREIGDE SOORTEN
Article13
Theprovisions ofArticles 4and9shallnotapplytospecimens whichare
personalorhouseholdeffectsexceptwhentheywereacquiredoutsidethe
,,resident . , ,..^,,Community byapersonusually intheCommunity andarebeingintroduced
intotheCommumtv,and:

-6-
(a)thespecimens comewithinthetermsofpoint(a)ofArticle 2,or
(b)thespecimens comewithinthetermsofpoint(b)ofArticle 2
andwereacquired inaStatewhereremoval fromthewildoccurred andthat
Staterequires thepriorgrantofanexportpermitbeforeanyexportof
suchspecimens .
Article 14
Theplacesofentryandexitdesignated ,whereappropriate ,bythe
MemberStatesinaccordance withArticle VIII(3)oftheConvention shall
benotifiedtotheCommission,whichshallpublishthelistintheOfficial
JournaloftheEuropean Communities .
Article 15
Themarks,sealsandstampsreferred toinArticleVI(7)oftheConvention
andusedtoidentify specimens shallconformtothepatterns determined
inaccordance withth.eprocedure prescribed inArticle20ofthisRegulation .
•»
Article16
Whenever necessary theMemberStatesandtheCommission shallcommunicate
tooneanother anyfindings andinformation available tothemrelating
topermits andcertificates ,documents,reports,recordsofproceedings
andtoirregularities andoffences inconnection withthisRegulation .
Article 17
TheMemberStatesshallpromote complementary orjointstudiesandresearch
onthesituation regarding speciesindangerofextinction andonmethods
ofcontrolling tradeinpartsorderivatives of <
animals andplantsandshallforwardtotheCommission anyinformation so
obtained .Inthecourseofsuchwork,theCommission shalltakeintoaccount
theworkofanyinternational organizations activeinthisfield.

Article 18
1.Thereisherebyestablished aCommittee ontheConvention (hereinafter
referredtoas"theCommittee"),consistingofrepresentatives oftheMember
Stateswitharepresentative oftheCommission asChairman.'
2.TheCommittee shalladoptitsownrulesofprocedure .
Article19
TheCommittee mayexamine anyquestion relating totheapplication ofthis
Regulation submitted toitbyitsChairmaneitheronhisowninitiative or
attherequestoftherepresentative ofaMemberState.
Article 20
1.Theprocedure Laiddowninparagraphs 2and3shallbefollowed for
theadoption ofimplementing rulesforthisRegulation .
2.Therepresentative oftheCommission shallsubmittotheCommittee
adraftoftheprovisions tobeadopted.TheCommittee shalldeliver an
opiniononthedraftwithinatimelimitsetbytheChairman havingregard
totheurgencyofthematter.Decisions shallbetakenbyamajority of41
votes,thevotesoftheMemberStatesbeingweighted asprovided inArticle
148(2)oftheTreaty.TheChairman shallnotvote.
3.(a)TheCommission shalladopttheprovisions envisaged iftheyarein
accordance withtheopinionoftheCommittee .
(b)Iftheprovisions envisaged arenotinaccordance withtheopinion
oftheCommittee,orifnoopinionisdelivered,theCommission
shallwithoutdelaysubmittotheCouncil aproposal withregard
totheprovisionstobeadopted.TheCouncilshallactbyaqualified
majority .
(c)If,withinthreemonthsoftheproposal beingsubmitted toit,the
Councilhasnotacted,theproposedprovisions shallbeadopted
bytheCommission .

-8-
Article 21
EachMemberStateshallnotifytheComrrnssionoftheprovisions whichit
adoptsfortheimplementation ofthisRegulation .TheCommission shall
communicate thisinformation totheotherMemberStates.
Article 22
ThisRegulation shallenterintoforceon1July1981,withtheexception
ofArticles 1to5and7to16/whichshallapplywitheffectfrom
1January 1982.
ThisRegulation shallbebindinginitsentirety anddirectly applicable in
allMemberStates.
DoneatBrussels,
FortheCouncil
thePresident

ANNEXA
CONVENTION ONINTERNATIONAL TRADE
INENDANGERED SPECIES OFWILDFAUNAANDFLORA
TheContracting States,
Recognizing thatwildfaunaandfloraintheirmanybeautifulandvariedforms
areanirreplaceable partofthenaturalsystemsoftheearthwhichmustbe
protectedforthisandthegenerations tocome;
Consciousoftheever-growing valueofwildfaunaandflorafromaesthetic/
scientific,cultural,recreational andeconomicpointsofview;
Recognizing thatpeoplesandStatesareandshouldbethebestprotectors of
theirownwildfaunaandflora;
Recognizing,inaddition,thatinternational cooperation isessentialfor
theprotection ofcertainspeciesofwildfaunaandfloraagainstover-
exploitation throughinternational trade;
Convincedoftheurgencyoftakingappropriate measurestothisend;
" L-
Haveagreedasfollows:
ι
ArticleI
, , Definitions
/ .
ForthepurposeofthepresentConvention,unlessthecontextotherwise
requires :
(a)"Species"meansanyspecies,subspecies,orgeographically separate
population thereof;
(b)Specimen means:
(i)anyanimalorplant,whetheraliveordead;
(ii)inthecaseofananimal:forspeciesincludedinAppendicesIand
'II,anyreadilyrecognizable partorderivativethereof;andfor
speciesincludedinAppendixIII,anyreadilyrecognizable partor

-2-
derivativethereofspecifiedinAppendixillinrelationtothe
species;and
(iii)inthecaseofaplant:forspeciesincludedinAppendix1,any
readilyrecognizable partorderivativethereof;andforspecies
includedinAppendicesIIandIII,anyreadilyrecognizable part
orderivativethereofspecifiedinAppendicesIIandIIIin
relationtothespecies;
(c)"Trade"meansexport/re-export,importandintroduction fromthesea;
/
Cd)Re-export meansexportofanyspecimenthathaspreviously beenimported;
(e)"Introduction fromthesea"meanstransportation intoaStateofspecimens
ofanyspecieswhichweretakeninthemarineenvironment notunderthe
jurisdiction ofanyState;
(f)"ScientificAuthority"meansanationalscientificauthoritydesignated
inaccordance withArticleIX; ,
(g)"ManagementAuthority"meansanationalmanagementauthoritydesignated
inaccordance withArticleIX;
(h)"Party"meansaStateforwhichthepresentConvention hasenteredinto
force.
ArticleII
Fundamental principles
1.AppendixIshallincludeallspeciesthreatened withextinction whichare
ormaybeaffectedbytrade.Tradeinspecimensofthesespeciesmustbe
subjecttoparticularly strictregulationinordernottoendangerfurther
theirsurvivalandmustonlybeauthorized inexceptional circumstances .
2.AppendixIIshallinclude:
(a)allspecieswhichalthoughnotnecessarily nowthreatened withextinction
maybecomesounlesstradeinspecimensofsuchspeciesissubject

-3-
tostrictregulation inordertoavoidutilization incompatible with
theirsurvival;and * V v
(b)otherspecies whichmustbesubjecttoregulation inorderthattrade
inspecimens ofcertainspeciesreferred toinsub-paragraph (a)of
thisparagraph maybebroughtundereffective control.
3.AppendixIIIshallincludeallspecieswhichanyBartyidentified asbeing
subjecttoregulation withinitsjurisdiction forthepurposeofpreventing
orrestricting exploitation ,andasneeding .thecooperation ofotherparties
intnecontroL oftrade.
'y' '' ' » - I '
4.ThePartiesshallnotallowtradeinspecimens ofspeciesincludedin
Appendices 1,IIandIIIexceptinaccordance withtheprovisions ofthe
bresent Convention .
ArticleIII
Regulation ofTradeinSpecimens
ofSpeciesincluded inAppendix I
1.Alltradeinspecimens ofspeciesincluded inAppendix Ishallbein-
accordance withtheprovisions ofthisArticle.
2.Theexportofanyspecimen ofaspeciesincluded inAppendix Ishall
requirethepriorgrantandpresentation ofanexportpermit.Anexport
permitshallonlybegranted whenthefollowing conditions havebeenmet:
(a)aScientific Authority oftheStateofexporthasadvisedthatsuch
exportwillnotbedetrimental tothesurvival ofthatspecies;
(b)aManagement Authority oftheStateofexportissatisfied thatthe
specimen wasnotobtained incontravention ofthelawsofthatState
fortheprotection offaunaand^flora ;
(c)aManagement Authority oftheStateofexportissatisfied thatany
livingspecimenwillbesoprepared andshippedastominimize therisk
ofinjury,damagetohealthorcrueltreatment ;and ,
(d)aManagement Authority oftheStateofexportissatisfied thatanimport
permithasbeengrantedforthespecimen .Specimens
Appendix I

Theimportofanyspecimen ,ofaspeciesincluded inAppendix Ishall
requirethepriorgrantandpresentation ofanimportpermitandeither
anexportpermitorare-export certificate .Animportpermitshallonly
begranted whenthefollowing conditions havebeenmet:
Ca)aScientific Authority oftheStateofimporthasadvisedthatthe
importwillbeforpurposes whicharenotdetrimental tothe
survival ofthespeciesinvolved ;
(b)aScientific Authority oftheStateofimportissatisfied thatthe
proposed recipient ofaliving-specimenissuitably equipped tohouse
andcareforit;and
(c)aManagement Authority oftheStateofimportissatisfied thatthe
specimen isnottobeusedforprimarily commercial purposes .
\ /. •-
There-export ofanyspecimen ofaspeciesincluded inAppendix Ishall
requirethepriorgrantandpresentation ofare-export certificate .Are-
exportcertificate shallonlybegranted whenthefollowing conditions
havebeenmet:'
(a)aManagement Authority oftheStateofre-export issatisfied thatthe
specimen wasimported intothatStateinaccordance withtheprovisions
ofthepresentConvention ;
(b)aManagement Authority oftheStateofre-export issatisfied that
anylivingspecimen willbesoprepared andshippedastominimize the
riskofinjury,damagetohealthorcrueltreatment ;and
(c)aManagement Authority oftheStateofre-export issatisfied thatan
importpermithasbeengrantedforanylivingspecimen .
Theintroduction fromtheseaofanyspecimen ofaspeciesincluded in
Appendix Ishallrequirethepriorgrantofacertificate fromaManage­
mentAuthority oftheStateofintroduction .Acertificate shallonlybe
granted when.thefollowing conditions havebeenmet:
(a)aScientific Authority oftheStateofintroduction advisesthatthe
introduction willnotbedetrimental tothesurvival ofthespecies
involved;

-5-
(b)aManagement Authority oftheStateofintroduction issatisfied that
theproposedrecipient ofalivingspecimen insuitably equippedto
houseandcareforit;and
(c)aManagement Authority oftheStateofintroduction issatisfied that
thespecimenisnotbeusedforprimarily commercial purposes .
Article IV
Regulation ofTradeinSpecimens .
ofSpeciesincluded inAppendix II
1.Alltradeinspecimens ofspeciesincluded inAppendixIIshallbein
accordance withtheprovisions ofthisArticle.
2.Theexportofanyspecimen ofaspeciesincluded inAppendix IIshall
requirethepriorgrantandpresentation ofanexportpermit.Anexport
permitshallonlybegranted whenthefollowing conditions havebeenmet:
Ca)aScientific Authority oftheStateofexporthasadvisedthatsuch
exportwillnotbedetrimental tothesurvival ofthatspecies;
(b)aManagement Authority oftheStateofexportissatisfied thatthe
specimen wasnotobtained incontravention ofthelawsofthatState
fortheprotection offaunaandflora;and
(c)aManagement Authority oftheStateofexportissatisfied thatany
livingspecimenwillbesoprepared andshippedastominimize the
riskofinjury,damagetohealthorcrueltreatment .
3.AScientific Authority ineachPartyshallmonitorboththeexportpermits
grantedbythatStateforspecimens ofspeciesincludedinAppendixIIand
theactualexportsofsuchspecimens .Whenever aScientific Authority
determines thattheexportofspecimens ofanysuchspeciesshouldbe
limitedinordertomaintainthatspeciesthroughout itsrangeatalevel
consistent withitsroleintheecosystems in'whichitoccursandwell
abovethelevelatwhichthatspeciesmightbecomeeligibleforinclusion

-6-
inAppendix I,theScientific Authority shalladvisetheappropriate
Management Authority ofsuitable measures tobetakentolimitthegrantof
exportpermitsforspecimens ofthatspecies.
4.Theimportofanyspecimen ofaspeciesincluded inAppendixIIshall
requirethepriorpresentation ofeitheranexportpermitorare-export
certificate.
5.There-export ofanyspecimen ofaspeciesincluded inAppendix IIshall
requirethepriorgrantandpresentation ofare-export certificate .A
re-exportcertificate shallonlybegrantedwhenthefollowing conditions
havebeenmet:
Ca)aManagement Authority oftheStateofre-export issatisfied that
thespecimen wasimported intothatStateinaccordance withthe
provisions ofthepresentConvention ;and '
(b)aManagement Authority oftheStateofre-export issatisfied thatany
livingspecimen willbesoprepared andshippedastominimize the
riskofinjury,damagetohealthorcrueltreatments
6.Theintroduction fromtheseaofanyspecimen ofaspeciesincluded in
AppendixIIshallrequirethepriorgrantofacertificate fromaManage­
mentAuthority oftheStateofintroduction .Acertificate shallonly
begranted whenthefollowing conditions havebeenmet:
(a)aScientific Authority oftheStateofintroduction advisesthatthe
introduction willnotbedetrimental tothesurvival ofthespecies
involved ;and
(b)aManagement Authority oftheStateofintroduction issatisfied
thatanylivingspecimen willbesohandledastominimize therisk
ofinjury,damagetohealthorcrueltreatment .
7.Certificates referred toinparagraph 6ofthisArticle maybegranted
ontheadviceofaScientific Authority,inconsultation withotherna­
tionalscientific authorities or,whenappropriate ,international
scientific authorities ,inrespectofperiodsnotexceeding oneyear
fortotalnumbersofspecimens tobeintroduced insuch ■period.

-7r
Article V
Regulation ofTradeinSpecimens
ofSpeciesincluded inAppendixIII
1.Alltradeinspecimens ofspeciesincluded inAppendixIIIshallbein
accordance withtheprovisions ofthisArticle.
2.Theexportofanyspecimen ofaspeciesincluded inAppendixIIIfromany
StatewhichhasincludedthatspeciesinAppendixIIIshallrequirethe
priorgrantandpresentation ofanexportpermit.Anexportpermitshall
onlybegranted whenthefollowing conditions havebeenmet:
(a)aManagement Authority oftheStateofexportissatisfied thatthe
specimen wasnotobtained incontravention ofthelawsofthatState
fortheprotection offaunaandflora;and
; ■·Ί
(b)aManagement Authority oftheStateofexportissatisfied thatany
livingspecimen willbesoprepared andshippedastominimize the
riskofinjury,damagetohealthorcrueltreatment .
3.Theimportofanyspecimen ofaspeciesincluded inAppendixIIIshall
require,exceptincircumstances :towhichparagraph 4ofthisArticle
applies,thepriorpresentation ofacertificate oforiginand,where-
theimportisfromaStatewhichhasincludedthatspeciesinAppendixIII,
anexportpermit.
4.Inthecaseofre-export,acertificate granted bytheManagement Authority
oftheStateofre-export thatthespecimen wasprocessed inthatState,
orisbeingre-exported shallbeaccepted bytheStateofimportasevidence
thattheprovisions ofthepresentConvention havebeencomplied within
respectofthespecimen concerned .
Artide VI
Permits andCertificates
1.Permitsandcertificates grantedundertheprovisions ofArticlesIII,
IV,andVshallbeinaccordance withtheprovisions ofthisArticle.

-8-
2.Anexportpermitshallcontaintheinformation specified inthemodel
setforthinAppendix IV,andmayonlybeusedforexportwithina
periodofsixmonthsfromthedateonwhichitwasgranted.
3.Eachpermitorcertificate shallcontainthetitleofthepresent Convent­
ion,thenameandanyidentifying stampoftheManagement Authority
grantingitandacontrol numberassigned bytheManagement Authority .
4.Anycopiesofapermitorcertificate issuedbyaManagement Authority
shallbeclearly markedascopiesonlyandnosuchcopymaybeusedin
placeoftheoriginal,excepttotheextentendorsed thereon.
5.Aseparate permitorcertificate shallberequiredforeachconsignment
ofspecimens . ,
6.AManagement Authority oftheStateofimportofanyspecimenshallcancel
andretaintheexportpermitorre-export certificate andanycorrespond­
ingimportpermitpresented inrespectoftheimportofthatspecimen .
7.Whereappropriate andfeasible aManagement Authority mayaffixamark
uponanyspecimen toassistinidentifying thespecimen .Forthesepurposes
"mark"meansanyindelible imprint,leadsealorothersuitable meansof
identifying aspecimen,designed insuchawayastorenderitsimitation
byunauthorized personsas difficult aspossible .
Artide VII
Exemptions andOtherSpecial
Provisions Relating toTrade
1.Thisprovisions ofArticlesIII,IVandVshallnotapplytothetransit
ortrans-shipment ofspecimens throughorintheterritory ofaParty
whilethespecimens remaininCustomscontrol.
2.WhereaManagement Authority oftheStateofexportorre-export is

-9-
satisfied thataspecimen wasacquiredbeforetheprovisions ofthepresent
Convention appliedtothatspecimen,theprovisions ofArticlesIII,IV
andVshallnotapplytothatspecimen wheretheManagement Authority
issues acertificate tothateffect.
3.Theprovisions ofArticlesIII,IVandVshallnotapplytospecimens that
arepersonal orhousehold effects.Thisexemption shallnotapplywhere:
Ca)inthecaseofspecimens ofaspeciesincluded inAppendix I,they
wereacquired bytheowneroutsidehisStateofusualresidence,and
arebeingimported intothatState;or
(b)inthecaseofspecimens ofspeciesincluded inAppendix II:
(i)theywereacquired bytheowneroutsidehisStateofusual
residence andinaStatewhereremovalfromthewildoccurred;
<ii)theyarebeingimported intotheowner'sStateofusualresid­
ence;and
(iii)theStatewhereremoval fromthewildoccurred requires theprior
grantofexportpermitsbeforeanyexportofsuchspecimens ;
.UnlessaManagement Authority issatisfied thatthespecimens wereacquired
beforetheprovisions ofthepresentConvention appliedtosuchspecimens .
\
4.Specimens ofananimalspecies ,included inAppendix Ibredincaptivity
forcommercial purposes,orofaplantspeciesincludedinAppendix I
artificially propagated forcommercial purposes,shallbedeemedtobe
specimens ofspeciesincluded inAppendix II.
5.WhereaManagement Authority oftheStateofexportissatisfied thatany
specimenofananimalspecieswasbredincaptivity oranyspecimenof
aplantspecies wasartificially propagated ,orisapartofsuchan
animalorplantorwasderivedtherefrom,acertificate bythatManagement

-10-
Authority tothateffectshallbeaccepted inlieuofanyofthepermits
orcertificates required undertheprovisions ofArticlesIII,IVorV.
6.Theprovisions ofArticlesIII,IVandVshallnotapplytothenon-
commercial loan,donation orexchange betweenscientists orscientific
institutions registered byaManagement Authority oftheirState,of
herbarium specimens,otherpreserved,driedorembedded museumspecimens,
andliveplantmaterial whichcarryalabelissuedorapproved byaManage
mentAuthority .
7.AManagement Authority ofanyStatemaywaivetherequirements ofArticles
III,IVandVandallowthemovement withoutpermitsorcertificates of
specimens whichformpartofeitravelling zoo,circus,menagerie,plant
exhibition orothertravelling exhibition .<providedthat:
(a)theexporter orimporterregisters fulldetailsofsuchspecimens
withthatManagement Authority ;
> ",
(bvthespecimens areineitherofthecategories specified inparagraphs
2or5ofthisArticle;and
(c)theManagement Authority issatisfied thatanylivingspecimen willbe
sotransported andcaredforastominimize theriskofinjury,damage
tohealthorcrueltreatment .
...ArticleVIII
Measures tobeTakenbytheParties
1.ThePartiesshalltakeappropriate measures toenforcetheprovisions
ofthepresentConvention andtoprohibit tradeinspecimens inviolation
thereof.Theseshallinclude measures :
(a)topenalize tradein,orpossession of,suchspecimens,orboth;and

11-
(b)toprovidefortheconfiscation orreturntotheStateofexportof
suchspecimens .
2.Inadditiontothemeasures takenunderparagraph 1ofthisArticle,
aPartymay,whenitdeemsitnecessary,provideforanymethodof
internal reimbursement forexpenses incurred asaresultoftheconfisc­
ationofaspecimen tradedinviolation ofthemeasures takeninthe
application oftheprovisions ofthepresentConvention .
\
3.Asfaraspossible,thePartiesshallensurethatspecimens shallpass
throughanyformalities requiredfortradewithaminimumofdelay.
Tofacilitate suchpassage,aPartymaydesignate portsofexitandports
ofentryatwhichspecimens mustbepresented forclearance .TheParties
shallensurefurtherthatalllivingspecimens,duringanyperiodof
transit,holdingorshipment,areproperly caredforsoastominimize
theriskofinjury,damagetohealthorcrueltreatment .
4.Wherealivingspecimenisconfiscated asaresultofmeasures referred
toinparagraph 1ofthisArticle :
(a)thespecimenshallbeentrusted tpaManagement Authority ofthe
Stateofconfiscation ;
(b).theManagement Authority shall,afterconsultation withtheState
ofexport,returnthespecimentothatStateattheexpenseofthat
State,ortoarescuecentreorsuchotherplaceastheManagement
Authority deemsappropriate andconsistent withthepurposes ofthe
presentConvention ;and
.
(c)theManagement Authority mayobtaintheadviceofaScientific Author­
ity,ormay,wheneveritconsidersitdesirable,consulttheSecretariat
inordertofacilitate thedecision undersubparagraph (b)ofthis
paragraph,including thechoiceofarescuecentreorotherplace.
5.Arescuecentreasreferred toinparagraph 4ofthisArticlemeansan
institution designated byaManagement Authority tolookafterthewelfare
oflivingspecimens ,*particularly thosethathavebeenconfiscated .

-12-
6.EachPartyshallmaintain recordsoftradeinspecimens ofspeciesincluded
inAppendices I,IIandIIIwhichshall ,cover:
(a)thenamesandaddresses ofexporters andimporters ;and
!
(b)thenumberandtypeofpermitsandcertificates granted;theStates
withwhichsuchtradeoccurred;thenumbersorquantities andtypes
ofspecimens,namesofspeciesasincludedinAppendices I,IIand
IIIand,whereapplicable ,thesizeandsexofthespecimens in
question .
i
7.EachPartyshallprepareperiodic reports onitsimplementation ofthe
presentConvention andshall .transmit totheSecretariat :
(a)anannualreportcontaining asummaryoftheinformation specified
insub-paragraph (b)ofparagraph 6ofthisArticle;and
(b)abiennial reportonlegislative ,regulatory andadministrative
measures takentoenforcetheprovisions ofthepresentConvention .
8.Theinformation referred toinparagraph 7ofthisArticleshallbe ■
available tothepublicwherethisisnotinconsistent withthelawof
thePartyconcerned .
Article IX
Management andScientific Authorities
1.EachPartyshalldesignate forthepurposeofthepresentConvention :
(a)oneormoreManagement Authorities competent tograntpermitsor
certificates onbehalfofthatParty;and
<b)oneormoreScientific Authorities .
2.AStatedepositing aninstrument ofratification ,acceptance ,approval or
accession shallatthattimeinformtheDepositary Government ofthename
andaddressoftheManagement Authority authorized tocommunicate with
'otherParties andwiththeSecretariat .

-13-
3.Anychangesinthedesignations orauthorizations undertheprovisions
ofthisArticleshallbecommunicatedbythePartyconcernedtothe
Secretariat fortransmission toallotherParties.
4.AnyManagementAuthorityreferredtoinparagraph 2ofthisArticleshall
ifsorequestedbytheSecretariat oftheManagementAuthorityofanother
Party,communicate toitimpressionofstamps,sealsorotherdevicesused
toauthenticate permitsorcertificates .
Article X
TradewithStatesnotParty
totheConvention
Whereexportorre-exportisto,orimportisfrom,aStatenotapartyto
thepresentConvention,comparable documentation issuedbythecompetent
authorities inthatStatewhichsubstantially conformswiththerequirements
ofthepresentConventionforpermitsandcertificates maybeacceptedinlieu
thereofbyanyParty.
ArticleXI
Conférence oftheParties
1.TheSecretariat shallcallameetingoftheConferenceoftheParties
notlaterthantwoyearsaftertheentryintoforceofthepresentConvention .
2.Thereafter theSecretariat shallconveneregularmeetingsatleastonce
everytwoyears,unlesstheConference decidesotherwise,andextraordinary
meetingsatanytimeonthewrittenrequestofatleastone-thirdofthe
Parties. '*'
3.Atmeetings,whetherregularorextraordinary ,thePartiesshallreview
theimplementation ofthepresentConvention andmay:
(a)makesuchprovision asmaybenecessarytoenabletheSecretariat
tocarryoutitsdutiesandadoptfinancialprovisions(*);
(*)Theunderlinedtexthasnotyetenteredintoforcenorhasitbeenratified
bytheMentcrStatesyet.

-14-
(b)consider andadoptamendements toAppendices IandIIinaccordance
withArticle XV;
(c)reviewtheprogress madetowardstherestoration andconservation
ofthespeciesincluded inAppendices I,IIandIII;
(d)receiveandconsider anyreportspresented bytheSecretariat orby
anyParty;and
f
Ce)whereappropriate /makerecommendations forimproving theeffective­
nessofthepresentConvention .#
4.Ateachregularmeeting/theParties maydetermine thetimeandvenueof
thenextregularmeetingtto beheldinaccordannce withtheprovisions
ofparagraph 2ofthisArticle.
5.Atanymeeting/theParties maydetermine andadoptrulesofprocedure
forthemeeting.
6.TheUnitedNations/itsSpecialized Agencies andtheInternational
AtomicEnergyAgency/aswellasanyStatenotaPartytothepresent
Convention /mayberepresented atmeetings oftheConference byobservers/
whoshallhavetherighttoparticipate butnottovote.
7.Anybodyoragencytechnically qualified inprotection /conservation or
management ofwiIdfaunaandflora/inthefollowing categories /which
hasinformed theSecretariat ofitsdesiretoberepresented atmeetings
oftheConference byobservers /shallbeadmitted unlessatleastone-third
ofthePartiespresentobject:
(a)international agencies orbodies,eithergovernmental ornon-govern-
mental/andnational governmental agencies andbodies;and

-15-
(b)nationalnon-governmental agenciesorbodieswhichhavebeenapprov­
edforthispurposebytheStateinwhichtheyarelocated.
Once.admitted,theseobserversshallhavetherighttoparticipate but
nottovote.
ArticleXII
TheSecretariat
1.UponentryintoforceofthepresentConvention,aSecretariat shallbe
providedbytheExecutiveDirector^oftheUnitedNationsEnvironment
Programme.Totheextentandinthemannerheconsidersappropriate,
hemaybeassistedbysuitableinter-governmental ornon-governmental
international ornationalagenciesandbodiestechnically qualifiedin ■
protection,conservation andmanagementofwildfaunaandflora.
2.ThefunctionsoftheSecretariat shallbe:
(a)toarrangeforandservicemeetingsoftheParties;
(b)toperformthefunctionsentrustedtoitundertheprovisionsof
ArticLes XVandXVIofthepresentConvention;
(c)toundertakescientific andtechnicalstudiesinaccordance with
programmes authorized bytheConferenceofthePartiesaswillcontrib­
utetotheimplementation ofthepresentConvention,includingstudies
concerning standardsforappropriate preparation andshipmentofliving
specimens andthemeansofidentifying specimens;
(d)tpstudythereportsofPartiesandtorequestfromPartiessuch
furtherinformation withrespecttheretoasitdeemsnecessarytoen­
sureimplementation ofthepresentConvention;
(e)toinvitetheattentionofthePartiestoanymatterpertainingto
theaimsofthepresentConvention;
(f)topublishperiodically anddistributetothePartiescurrenteditions

-16-
ofAppendices I,IIandIIItogetherwithanyinformation whichwill
facilitateidentification ofspecimensofspeciesincludedinthose
.Appendices;
(g)toprepareannualreportstothePartiesonitsworkandonthe
implementation ofthepresentConvention andsuchotherreportsas
meetingsofthePartiesmayrequest;
(h)tomakerecommendations fortheimplementation oftheaimsandpro­
visionsofthepresent Convention,includingtheexchangeofinform­
ationofascientific ortechnicalnature;
.(i)toperformanyotherfunctionasmaybeentrustedtoitbytheParties.
ArticleXIII
International Measures
1.WhentheSecretariat inthelightofinformation receivedissatisfied
thatanyspeciesincludedinAppendicesIorIIisbeingaffectedadvers­
elybytradeinspecimensofthatspeciesorthattheprovisionsofthe
presentConventionarenotbeingeffectively implemented,itshallcommunic­
atesuchinformation totheauthorized ManagementAuthorityoftheParty
orPartiesconcerned .
2.WhenanyPartyreceives acommunication asindicatedinparagraph 1of
thisArticle,itshall,assoonaspossible,informtheSecretariat of
anyrelevantfactsinsofarasitslawspermitand,whereappropriate,
proposeremedialaction.WherethePartyconsidersthataninquiryis
desirable,suchinquirymaybecarriedoutbyoneormorepersonsexpressly
authorized bytheParty.
3.Theinformation providedbythePartyorresultingfromanyinquiryas
specifiedinparagraph 2ofthisArticleshallbereviewedbythenext
Conferenceof.thePartieswhichmaymakewhateverrecommendations it
deemsappropriate .

-17-
ArticleXIV
EffectonDomesticLegislation
andInternational Conventions
1.TheprovisionsofthepresentConventionshallinnowayaffectthe
rightofPartiestoadopt:
(a)stricterdomesticmeasuresregardingtheconditionsfortrade,taking,
possessionortransportofspecimensofspeciesincludedinAppendices
I,IIandIII,orthecompleteprohibition thereof;or
(b)'domestic measuresrestricting' orprohibiting trade,taking,possession,
ortransportofspeciesnotincludedinAppendicesI,IIorIII.
2.Theprovisions ofthepresentConventionshallinnowayaffectthe
I
provisionsofanydomesticmeasuresortheobligations ofPartiesderiving
fromanytreaty,convention,orinternational agreementrelatingto
otheraspectsoftrade,taking,possession,ortransportofspecimens
whichisinforceorsubsequently mayenterintoforceforanyParty
includinganymeasurepertainingtotheCustoms,publichealth,veterinary
orplantquarantinefields.
3.TheprovisionsofthepresentConventionshallinnowayaffecttheprovisions
of,ortheobligations derivingfrom,anytreaty,conventionorinternational
agreementconcludedorwhichmaybeconcludedbetweenStatescreating a
unionorregionaltradeagreementestablishing ormaintaining acommon
externalcustomscontrolandremovingcustomscontrolbetweentheparties
theretoinsofarastheyrelatetotradeamongtheStatesmembersofthat
unionagreement.
4.AStatePartytothepresentConvention,whichisalsoapartytoany
othertreaty,conventionorinternational agreementwhichisinforceat
thetimeofthecomingintoforceofthepresentConvention andunderthe
provisionsofwhichprotectionisaffordedtomarinespeciesincludedin

-18-
AppendixII,shallberelievedoftheobligation imposedonitunder
theprovisionsofthepresentConventionwithrespecttotradeinspecimens
ofspeciesincludedinAppendixIIthataretakenbyshipsregistered
inthatStateandinaccordancewiththeprovisionsofsuchothertreaty,
convention orinternational agreement.
"... /
5.Notwithstanding theprovisionsofArticlesIII,IVandV,anyexport
ofaspecimentakeninaccordancewithparagraph 4ofthisArticleshall
onlyrequireacertificate fromaManagementAuthorityoftheStateof
introduction totheeffectthatthespecimenwastakeninaccordancewith
theprovisionsoftheothertreaty,conventionorinternational agreement
inquestion.
6.Nothinginthepresent.Conventionshallprejudicethecodification and
developmentofthelawoftheseabytheUnitedNationsConferenceonthe
LawoftheSeaconvenedpursuanttoResolution2750C(XXV)oftheGeneral
AssemblyoftheUnitedNationsnorthepresentorfutureclaimsandlegal
viewsofanyStateconcerningthelawoftheseaandthenatureandextent
ofcoastalandflagStatejurisdiction .
Article XV
Amendments toAppendicesIandII ,
1.Thefollowingprovisionsshallapplyinrelationtoamendmentsto
AppendicesIandIIatmeetingsoftheConferenceoftheParties:
(a)AnyPartymayproposeanamendmenttoAppendixIorIIforconsider­
ationatthenextmeeting.Thetextoftheproposedamendmentsshall
becommunicated totheSecretariat atleast150daysbeforethe
meeting.TheSecretariat shallconsulttheotherPartiesandinterested
bodiesontheamendmentinaccordancewiththeprovisionsofsub-
paragraphs (b)and(c)ofparagraph 2ofthisArticleandshallcommunic
atetheresponsetoallPartiesnotlaterthan30daysbeforethe
meeting.

-19-
(b)Amendmentsshallbeadoptedbyatwo-thirdsmajorityofParties
presentandvoting.Forthesepurposes"Partiespresentandvoting"
meansPartiespresentandcastinganaffirmative ornegativevote.
Partiesabstaining fromvotingshallnotbecountedamongthetwo­
'thirdsrequiredforadoptinganamendment.
(c)Amendments adoptedatameetingshallenterintoforce90daysafter
thatmeetingforallPartiesexceptthosewhichmakeareservation in
accordance withparagraph 3ofthisArticle.
ThefollowingprovisionsshallapplyinrelationtoamendmentstoAppend­
icesIandIIbetweenmeetingsoftheConferenceoftheParties:
(a)AnyPartymayproposeanamendmenttoAppendixIorIIforconsider­
ationbetweenmeetingsbythepostalprocedures setforthinthis
paragraph.
(b)Formarinespecies,theSecretariat shall,uponreceivingthetext,
oftheproposedamendment,immediately communicateittotheParties.
Itshallalsoconsultinter-governmental bodieshavingafunction
inrelationtothosespeciesespeciallywithaviewtoobtaining
A
scientific datathesebodiesmaybeabletoprovideandtoensuring
coordination withanyconservation measuresenforcedbysuchbodies.
TheSecretariat shallcommunicate theviewsexpressed anddatapro­
videdbythesebodiesanditsownfindingsandrecommendations tothe
Partiesassoonaspossible.
(c)Forspeciesotherthanmarinespecies,theSecretariat shall,upon
receivingthetextoftheproposedamendment,immediately communicate ;
ittotheParties,and,assoonaspossiblethereafter,itsown
recommendations .
(dfcAnyPartymay,within60daysofthedateonwhichtheSecretariat
communicated itsrecommendations totheParties,undersub-paragraphs
(b)or(c)ofthisparagraph,transmittotheSecretariat anycomments

-20-
ontheproposedamendmenttogetherwithanyrelevantscientific data
andinformation .
(e)TheSecretariat shallcommunicate therepliesreceivedtogetherwith
itsownrecommendations tothePartiesassoonaspossible.
(f)IfnoobjectiontotheproposedamendmentisreceivedbytheSecretariat
within30daysofthedatetherepliesandrecommendations werecom­
municatedundertheprovisionsofsub-paragraph (e)ofthisparagraph,
theamendmentshallenterintoforce90dayslaterforallParties
exceptthosewhichmakeareservation inaccordance withparagraph 3
ofthisArticle.
(g)IfanobjectionbyanyPartyisreceivedbythe1Secretariat,the
proposedamendmentshallbesubmittedtoapostalvoteinaccordance
withtheprovisionsofsub-paragraphs (h),(i)and(j)ofthis
paragraph.
(h)TheSecretariat shallnotifythePartiesthatnotification ofobjection
hasbeenreceived.
(i)UnlesstheSecretariat receivesthevotesfor,againstorinabstention
fromatleastone-halfofthePartieswithin60daysofthedateof
notification undersub-paragraph (h?ofthisparagraph,theproposed
amendmentshallbereferredtothenextmeetingoftheConferencefor
furtherconsideration .
<j)Providedthatvotesarereceivedfromone-halfottheParties,the
amendmentshallbeadoptedbyatwo-thirdsmajorityofPartiescasting
anaffirmative ornegativevote.
(fc)TheSecretariat shallnotifyallPartiesoftheresultofthevote.
(j)Iftheproposedamendmentisadopteditshallenterintoforce90
daysafterthedateofthenotification bytheSecretariat ofits
acceptanceforallPartiesexceptthosewhichmakeareservation
inaccordance withparagraph 3ofthisArticle.

-21-
3.Duringtheperiodof90daysprovidedforbysub-paragraph (c)of
paragraph 1orsub-paragraph (L)ofparagraph 2ofthisArticleany
Partymaybynotification inwritingtotheDepositary Government make
areservation withrespecttotheamendment .Untilsuchreservation is
withdrawnthePartyshallbetreatedasaStatenotaPartytothe
presentConvention withrespecttotradeinthespeciesconcerned .
ArticleXVI
AppendixIIIandAmendments thereto
1.AnypartymayatanytimesubmittotheSecretariat alistofspecies
whichitidentifies asbeingsubjecttoregulationwithinitsjuris­
dictionforthepurposementionedinparagraph 3ofArticleII.Appendix
IIIshallincludethenamesofthePartiessubmitting thespeciesfor
inclusiontherein,thescientific namesofthespeciessosubmitted,and
anypartsorderivatives oftheanimalsorplantsconcernedthatare
specifiedinrelationtothespeciesforthepurposesofsub-paragraph
(b)ofArticleI.
2.Eachlistsubmittedundertheprovisions ofparagraph 1ofthisArticle
shallbecommunicated tothePartiesbytheSecretariat assoonas
possibleafterreceivingit.Thelistshalltakeeffectaspartof
AppendixIII90daysafterthedateofsuchcommunication .Atanytime
afterthecommunication ofsuchlist,anyPartymaybynotification in
writingtotheDepositary Governmententerareservation withrespect
toanyspeciesoranypartsorderivatives,anduntilsuchreservation
iswithdrawn,theStateshallbetreatedasaStatenotaPartytothe
presentConventionwithrespecttotradeinthespeciesorpartor
derivative concerned .
3.APartywhichhassubmitted aspeciesforinclusioninAppendixIIImay
withdrawitatanytimebynotification totheSecretariat whichshall
communicate thewithdrawal toallParties.Thewithdrawalshalltake
effect30daysafterthedateofsuchcommunication .

-22-
4.AnyPartysubmitting alistOndertheprovisionsofparagraph 1ofthis
ArticleshallsubmittotheSecretariat acopyofalldomesticlawsand
regulations applicabletotheprotectionofsuchspecies,togetherwith
anyinterpretations whichthePartymaydeemappropriate ortheSecretariat
mayrequest.ThePartyshall,foraslongasthespeciesinquestionis
includedinAppendixIII,submitanyamendmentofsuchlawsandregulations
oranynewinterpretations astheyareadopted.
ArticleXVII
AmendmentoftheConvention
I
1.Anextraordinary meetingoftheConferenceofthePartiesshallbeconvened
bytheSecretariat onthewrittenrequestofatleastone-thirdofthe
Partiestoconsiderandadoptamendments tothepresentConvention .Such
amendmentsshallbeadoptedbyatwo-thirdsmajorityofPartiespresentand
voting.Forthesepurposes"Partiespresentandvoting"meansParties
presentandcastinganaffirmative ornegativevote.Partiesabstaining
fromvotingshallnotbecountedamongthetwo-thirds requiredforadopting
anamendment .
2*Thetextofanyproposedamendmentshallbecommunicated bytheSecretariat
toallPartiesatleast90daysbeforethemeeting.
3.AnamendmentshallenterintoforceforthePartieswhichhaveacceptedit
60daysaftertwo-thirds ofthePartieshavedeposited aninstrumentof
acceptance oftheamendmentwiththeDepositary Government .Thereafter*
theamendmentshallenterintoforceforanyotherParty60daysafter
thatPartydepositsitsinstrument ofacceptance oftheamendment.
ArticleXVIII
ResolutionofDisputes
1.AnydisputewhichmayarisebetweentwoormorePartieswithrespectto
theinterpretation orapplication oftheprovisionsofthepresent
^Conventionshallbesubjecttonegotiation betweenthePartiesinvolved
inthedispute.

-23-
2.Ifthedisputecannotberesolvedinaccordancewithparagraph 1ofthis
Article,thePartiesmay,bymutualconsent,submitthedisputeto
arbitration,inparticularthatofthePermanentCourtofArbitration
atTheHagueandthePartiessubmittingthedisputeshallbeboundby
thearbitraldecision.
ArticleXIX
Signature
ThepresentConventionshallbeopenforsignatureatWashingtonuntil30th
April1973andthereafter atBerneuntil31stDecember1974.
Artide XX
Ratification,Acceptance,Approvai
ThepresentConventionshallbesubjecttoratification ,acceptance orapproval.
Instruments ofratification ,acceptance orapprovalshallbedepositedwith
theGovernment oftheSwissConfederation whichshallbetheDepositary
Government .
/
ArticleXXI
Accession
ThepresentConventionshallbeopenindefinitely foraccession.Instruments
ofaccessionshallbedepositedwiththeDepositary Government .
ArticleXXII
EntryintoForce
,1.ThepresentConventionshallenterintoforce90daysafterthedateofdeposit
ofthetenthinstrumentofratification ,acceptance,approvalor
accession,withtheDepositary Government .
2.ForeachStatewhichratifies,acceptsorapprovesthepresentConvention
oraccedestheretoafterthedepositofthetenthinstrumentofratific­
ation,acceptance,approvaloraccession,thepresentConventionshall

-24-
enterintoforce90daysafterthedepositbysuchStateofitsinstrument
ofratification -acceptance,approvaloraccession.
ArticleXXIII
Réservations
1.TheprovisionsofthepresentConventionshallnotbesubjecttogeneral
reservations .Specificreservations maybeenteredinaccordance with
theprovisions ofthisArticleandArticles XVandXVI..
2.AnyStatemay,ondepositingitsinstrumentofratification ,,acceptance,
approvaloraccession,enteraspecificreservation withregardto:
(a)anyspeciesincludedinAppendixI,IIorIII;or ,
(b)anypartsorderivatives specifiedinrelationtoaspeciesconcluded
I
inAppendixIII.
3.UntilaPartywithdrawsitsreservation enteredundertheprovisionsof
thisArticle,itshallbetreatedasaStatenotapartytothepresent
Convention withrespecttotradeintheparticular speciesorpartsor
derivatives specifiedinsuchreservation .
ArticleXXIV
Denunciation
••
AnyPartymaydenouncethepresentConvention bywrittennotification to
theDepositary Government atanytime.Thedenunciation shalltakeeffect
twelvemonthsaftertheDepositary Government hasreceivedthenotification .
•. i . /
Article XXV
Depositary
1.TheoriginalofthepresentConvention,intheChinese,English,French,

-25-
RussianandSpanishLanguages,eachversionbeingequallyauthentic,
shallbedepositedwiththeDepositary Government,whichshalltransmit
certifiedcopiesthereoftoallStatesthathavesigneditordeposited
instruments ofaccession toit.
2.TheDepositary Governmentshallinformallsignatory andaccedingStates
andtheSecretariat ofsignatures,depositofinstruments ofratification ,
acceptance,approvaloraccession,entryintoforceofthepresent
Convention,amendmentsthereto,entryandwithdrawalofreservations
andnotifications ofdenunciation .
3.AssoonasthepresentConvention entersintoforce,acertifiedcopy
thereofshallbetransmitted bytheDepositary Government totheSecretariat
oftheUnitedNationsforregistration andpublication inaccordance with
Article102oftheCharteroftheUnitedNations.
Inwitnesswhereoftheundersigned Plenipotentiaries ,beingduly
authorizedtothateffect,havesignedthepresentConvention .
DoneatWashingtonthisthirddayofMarch,OneThousandNineHundredand
Seventhy-three .

ANNEX A
APPENDICES IAND II
asper 28June 1979
INTERPRETATION
1.Species included inthese appendices arereferred to:
a)bythename ofthespecies ;or
b)asbeing allofthespecies included inahigher taxon or
designated part thereof .
2.Theabbreviation "spp"isused todenote allspecies ofahigher
taxon .
3.Other references totaxa higher than species areforthepurposes of
information orclassification only .
4.Theabbreviation "p.e."isused todenote species which arepossibly
extinct .
5.Anasterisk (*)placed against thename ofaspecies orhigher taxon
indicates that oneormore geographically separate populations ,sub­
species orspecies ofthat species ortaxon areincluded inAppendix I
andthat these populations ,subspecies orspecies areexcluded from
Appendix II.
6.Twoasterisks (**) placed against thename ofaspecies orhigher
taxon indicate that oneormore geographically separate populations ,
subspecies orspecies ofthat species ortaxon areincluded in
Appendix IIandthat these populations ,subspecies orspecies are
excluded from Appendix I.
7.Thesymbol (+)followed byanumber placed against thename ofa
species orhigher taxon denotes that only designated geographically
separate populations ,subspecies orspecies ofthat species ortaxon
areincluded intheappendix concerned ,asfollows :
+201 Population ofSouth America
.+202 (A)North Pacific stock
(B)Stock inarea from 0degree longitude to70degrees east
longitude ,from theequator totheAntarctic continent
+2C3 Population ofBhutan ,India ,Nepal andPakistan
+2C4 Italian population
+205 AllNorth American subspecies
+206 Asian Population
+207 Indian population
+208 Australian population
+209 Himalayan population
+210 Population oftheUnited States ofAmerica
+211 All nev/3ealan<2 species
+212 Population ofChile
+213 Allspecies ofthefsrily intheAmericas
+214 Australian population

-2-
8.Thesymbol (-)followed byanumber placed against thename of
aspecies orhigher taxon denotes that designated geographically
separate populations ,subspecies ,species ,groups ofspecies or
families ofthat species ortaxon areexcluded from theappendix
concerned ,asfollows :
-101 (A)Stock inNorth Atlantic off Iceland
(B)Stock inNorth Atlantic offNewfoundland
(C)Stock inarea from 40degrees south latitude toAntarctic
Continent ,from 120degrees west longitude to60degrees
west longitude
-102 Populations ofBhutan ,India ,Nepal andPakistan
-103 Panthera tigris altaica (=amurensis )
-104 Australian population
-105 Cathartidae
-1C6 Population oftheUnited States ofAmerica
-107 Australian population
-108 Population ofPapua NewGuinea
-109 Population ofChile
-110 Allspecies which arenotsucculent
(*)
9.Thesymbol (>)followed byanumber placed against thename ofa
species ofhigher taxon disignates parts orderivatives which are
specified inrelation thereto forthepurposes oftheConvention
asfollows :
>1designates roots
>2designates timber
>3designates trunks .
(*)Text asper 4February 1977 .Atthesecond meeting oftheConference
oftheParties Recommendation Gonf .2.18 concerning parts and
derivatives ofanimal species listed inAppendix IIIandofplant
species listed inAppendices IIand IIIwas adopted .This recommend­
ation envisages amongst others "that ( )afootnote beadded
toAppendix IIIforanimals andtoAppendices IIandIIIforplants
stating that allreadily recognisable parts andderivatives oflisted
taxa beregulated unless particular parts andderivatives are
specified ,inwhich case thespecified parts andderivatives shall
beexempt ".TheCommission isofopinion that such afootnote
constitutes anamendment ,which ,asfar asAppendix IIisconcerned ,
should notbeadopted but inaccordance with theprovisions of
Article XVofthe Convention .Itshould beobserved that atthe
time ofadoption oftherecommendation several delegations emphasized
thelegal problems involved intheimplementation ofit (seepages
131/132oftheproceedings ofthesecond meeting oftheConference
ofthe Parties ).

ANNEX A
Appendix I Appendix II
MONOTREMATA
MONOTREMESFAUNA
ANIMAIS
MAMMALIA
MAMMALS
Tachyglossidae
Echidnas orspiny
ant-eaters
MARS.UPIALIA
MARSUPIALSZaqiossus spp .
ALLLong-nosed echidnas
(New Guinea echidnas )
Macropodidae
WaLLabies andkangaroosBettonqi aspp .
aLLrat-kangaroos
Calopryrnnus caiiipestris p.e .
Desert rat-kangaroo
Laqor ches teshirsutus
Western hare-waLLaby
Laqostrophus fasciatus
Banded hare-waLLaby
Cnychogalea frenata
BridLe naiL-taiLed waLLaby or
Merrin
Onycho ma!ealuna't a
Crescent nail-tailed waLLaby or
WurrungDendroiaqus bsnnettianus
Bennett' stree kangaroo
Dendrol aqus lurrholtzi
LumhoLtz 'stree kangaroo
Dsndroiagus inustu s
GrizzLed tree-kangaroo
Dendrolagus ursinus
BLack tree-kangaroo

II
Phalanger idae
Phalangers and
cuscuses
Burrartyidae
Pygmy possums
Vombatidae
WombatsLasiorhinu skrefftii
Queens land "hairy-nosed wombatPhal anger iraculatus
Spotted cuscus
Phal anger oriental is
Grey cuscus
Burr airysparvus
Mountain pygmy possum
Pera /reiidae
Bandi coots
Dasyundae
Marsupial miceChaeropus ecaudatus p.e.
Pig-footed bandicot
Macrotis lagotis
Western rabbit bandicoot or
BiIby
Macrotis leucura
Lesser rabbit bandicoot or
YaLLara
Peramsles bouqainv.ille
Western barred bandicoot orMarl
Sminthopsis lonqicaudata
Lona-tailed dunnart
Smm thopsi spsammop hila
Sandhill dunnart
Tb.ylacin3.dae
ThylacinesThylacmus cynocephalus p.e .
Tasmanian wolf orThylacine
INSECTIVORA
INSECTIVORES
Ermaceidae
Hedgehogs and GymnuresErmaceus frontalis
Cape hedgehog
PRIMATES
PRIMATESPRX^ÎATES spp .
ALL PRIMATES
Lemuridae
LemursAlloceous spp .
Allhairy-eared dwarf lemurs
Che.irogaleus spp .
All fat-tailed dwarf lemurs
Hapalemur spo .
All gentle lemurs
Lemur spp .
All lemurs
Le'cila~r.r sp^p .
All sportive andweasel lemurs

I
(Lemur idae )
(Lemurs )
Indriidae
Indris ,Sifakas
and AvahisMicrocebus spp .
All mouse lemurs
Phaner spp .
ALL fork-marked mouse Lemurs
Avahj spp .
Ailavahis orwoolly indris
Indri spp .
AIL indris
Propithecus spp .
AIL sifakas
Dauben torn idae
Aye-ayesDaubentonia madagascariensis
Aye-aye
Callithricidae
Tamarins and marmosetsCallimico goeldii
.Goeldi's marmoset ortamarin
Cebidae
Newworld monkeysCallithrix aurita
White-eared marmoset
Callithrix flaviceps
Buff-headed marmoset
Leontopithecus (Leontideus)spp .
AILmaned orgolden tamarins
Saguinus bicolor
Pied orbare-faced tamarin
Saguinus leucopus
White-footed tamarin
Saguinus oedipus
Cotton-headed tamarin
AlQuatta palliata (villosa )
Nantled howler
Ateles geoffroyi frontatus
Black-browed spider monkey
Ateles geoffroyi panamensis
Redspider monkey
Brachyteles arachnoides
Woolly spider monkey
Caca jaospp .
Ail uakaris

4.-
II
Chiropotes albinasu s
White-nosed saki
Saimiri oerstedn
Red-bocked squirrel monkey
Cercopithecidae Cercocebus galeritus galeritas
Old World monkeys Tana River mangabey
Colobus badrus kirku
Kirk 'sorZanzibar red colobus
Colobus bad.ius rufomitratus
Tana River red colobus
Macaca silenus
Lion-tailed macaque
Nasalis larvatus
Proboscis monkey
Presbytis entellus
Entellus ortrue langur
Presbytis qeei
Golden langur
Presbytic pileatus
Caped langur
Presbytis potenziani
Mentawai leaf monkey
Pygathrix nemaeus
Douc langur
Simias concolor
Mentawi snub-nosed or
pig-tailed langur
Hylobates spp .
Ail gibbons
Symphalanqus syndactylus
SiamangHylobatidae
Gibbons
Ponqidae Pongidae spp
Great apes Allgreat apes (Gorilla ,
Orang-utan and chimpanzees )
EDENTATA
EDENTATES
Myrmecophagidae Myrraocoph agatridactyla
Ant-eaters Giant ant-eater

5.-
II
(Myrmecoph agidae )
(Ant-eaters )
Bradypcdidae
SlothsTamandua tetradactyla
chapadensis
Tamandua ant-eater orMato -
grosso tamandua
Bradypus boliviensis
Bolivian three-toed sloth
Dasypodidae
Armadi lLosPriodontes giganteus (=maximus )
Giant armadillo
PHOLIDOTA
PANGOLINS ORSCALY ANT­
EATERS
Manidae
Pangolins
Mains temmincki
South-African orCape or
Temminck 'spangolinManis crassxcaudata
Indian pangolin
Manis javanica
Malyan pangolin
Manis pentadactyla
Chinese pangolin
LAGOMORPHA
LAGOMORPHS (DOUBLE -
TOOTHED RODENTS )
Leporidae
Rabbits and HaresCaftrolaqus hispidus
Assam rabbit orhispid hare
Romero !aqus diazi
Volcano rabbitNesolaqus netscneri
Sumatra short-eared rabbit
RODENTIA
R0DENTS
Sciuridae
Squirrels and MarmotsCynomys mexicanus
Mexican prairie or"dog"
marmot
Lariscus hosei
Four-striped ground squirrel
Ratufa spp .
Allgiant squirrels
Heterorryj.dae
Pocket mice and
kangaroo miceDipodomys phillipsii phillii
Phillips 'skangaroo rat

II
Muridae
Rats and miceLepori llus conditor
AustraLian sticknest-rat
Chinchillidae
ChinciliasPseudonrys fumeus
Smokey mouse
Pseudomys praeconis
Shark Bay mouse
Xeromys rryoides
False water-rat
Zyzomys pedunculatus
Central thick-tailed rat or
Macdonnell Range rock-rat
Chinchilla spp .+201
Ali ehinchi llas +201Notomys spp .
All hopping mice
Pseudomys shortridqei
Shortridge 'snative mouse
CETAŒA
CETACEANS (WHALES ,
DOLPHINS AND PORPOISES )CETAŒA spp .
ALI whales ,dolphins and
porpoi ses
Platanistidae
Riverdolphins
Delphinidae
Dolphi nsLipotes vexillifer
White flag dolphin
Platanista qanget.i.ca
Ganges susu
Platanista minor
Indus susu
Sotalia spp .
ALL South American river dolphins
Sous aspp .
Allhumpbacked dolphins
Phocaenidae Neophocaena phocaenoides
Finless porpoise
Phocoena sinus
Cochi to
Eschrichtidae
Grey whalesEschrichtius robustus (glaucus )
Grey whale

7.
II
Balaenopteridae
Rorquals
Balaenidae
Right whalesBalaenoptera boreal is **+202
Sei whale
Balaenoptera muscuius
Blue whale
Balaenoptera physalus **-101
Common rorqual
orFin whale
Megaptera novaeangliae
Humpback whale
Balaena mysticetus
Bowhead
Eubalaena spp .
ALL right whales
CARNIVORA
CARNIVORES
Canidae
Dogs ,wolves and foxesCanis lupus **+203
Grey wolfCanis lupus *-102
Grey wolf
Chrysocyon brachyurus
Maned wolf
Ursidae
BearsSpeothos venaticus
Bush dog
Vulpes velox r.ébes
Northern kit orNorthern
swift fox
Helarctos malayanus
Malay (Sun )bear
Selenarctos thibetanus
Asiatic black bearCuon aloinus
Asiatic wild dogordhole
Dusicyon culpaeus
Culpeo fox
Dusicyon fulvipes
Chiloe fox
Dusicyon griser
Chico grey fox
Vulpes cana
Dog fox,corsac orsteppe fox
orAfghan fox

8.-
II
Tremarctos omatus
Spectated bear
Ursus arctos **+204
Brown bear
Ursus arctos lsabellmus
Himalayan browr ,bear
Ursus arctos nelsoni
Mexican brown orcrizzLy bear
Ursus arctos pruinosus
Tibetan brown bearUrsus arctos *+205
Brown bear
Ursus (Thai arctos )maritijnus
Polar bear
Procyonidae
RaccoonsAilurus fulaens
Red orlesser panda
Mustelidae
Weasels ,badgers ,
Skunks and othersAory.x microdon
Cameroon clawless otter
Enhvdra lutris nereis
Southern sea otter
Lutra felina
Marine otter
Lutra longicaudis (ulatensis/
annectens )
South-Ameri can orLaPlata otter
Lutra lutra
Eurasian orEuropean otter
Lutra provocax
Southern river otter
Mustela mqripes
Black-footed ferret
Pteronura brasiliensis
Giant otterConepatus humboldti
Patagonian skunk
Lutrinae spp .*
All otters
Viverridae
Genets ,civets and
monaoosesCryptoprocta ferox
Fossa
Cynoqale bennetti
Otter civet

I II
(Viverridae )
(Genets ,civets and
mongooses )
Hyaenidae
HyaenasPrionodon pardicolor
Spotted linsang
Hyaena brunnea
Brown hyaenaEupleres goudotii
(Slender )fanalouc
Eupleres major
Taller fanalouc or
Malagasy mongoose
Fossa fossa
Malagasy civet
Hemigalus derbyanus
Banded palm civet
Prionodon linsang
Banded linsang
Felidae
CatsFelidae spp .*
All cats
Acinonyx jubatus
Cheetah
Felis bengal ensisbengal OJISis
(Indian )leopard cat
Felis caracal **+206
CaTacal
Felis concolor coryi
Florida puma
Felis concolor costar icensis
Costa Rican puma
Felis concolor cougar
Eastern puma
Felis jacobita
Andean orMountain cat
Felis marmorata
Marbled cat
Felis nigripes
Black-footed cat
Felis pardalis mearnsi
Costa Rican ocelot
Felis pardalis mitis
Brazilian ocelot

Felis planiceps
Flat-headed cat
Felis rubiginosa **+207
Rusty-spotted cat
Felis (Lynx )rufa escuinapae
Mexican bobcat
Felis temmincki
Asiatic golden cat
Felis tigrma oncilia
Little spotted cat orCosta Ri
tiger cat
Felis wiedii nicaraguae
Ntcaraguan margay
Felis wiedii salvinia
Guatemalan margay
Felis yagouaroundi cacomitli
Tamaulipas jaguarundi
Felis yagouaroundi fossata
Yucatan iaguarundi
Felis yagouaroundi pananensis
Panama iaguarundi
Felis yagouaroundi tolteca
Sinaloa jaguarundi
Neofelis nebulosa
Clouded leopard
Panthera leopersica
Asiatic lion
Panthera onca
Jaguar
Panthera pardus
Léopard
Panthera tigris **-103
Tiger ;1
Panthera uncia
Snow leopard

11
II
PINNIPEDIA
SEALS AND WALRUSES
Otariidae
Eared seals
Phocidae
True sealsArctocephalus townsendi
Guadalupe fursealArctocephalus spp .*
All (Southern )furseals
Mirounga anqustirostris
Northern elephant seal
Monachus spp .
All monk sealsMirounga leonina
Southern elephant seal
TUBULIDENTATA
ARDVAARKS ORANT BEARS
Qrycteropodidae
AardvarksQrycteropus afer
(Cape )aardvark
PROBOSCIDEA
PR0B0SCIDEANS
Elephantidae
ELephantsElephas maximus
Asian elephant
Loxodonta africana
African elephant
SIRENIA
SEA COWS
Dugongidae
Dugongs
Trichechidae
ManateesDugong dugon **-104
Dugong orSea cow
Trichée hus inunguis
Amazonian orSouth American
manatee
Trichechus manatus
West Indian orNorth
American manateeDugong dugon *+208
Dugong orsea cow
Trichechus Senegal ensis
West African manatee

I II
PERISSODACTYLA
ODD-TOED UNGULATES
Equidae
Horses
Tapiricae
Tapirs
Rhinocerotidae
RhinocerosesEquusgrevyi
Grevy'szebra
Equushemionus hemionus
Mongolian wildassor
Oziggeta :
Equushemionus khur
Indianwildassorkhar
Equusprzewalskii
PrzewaLski 'shorse
Equuszebrazebra
Capemountain zebra
Tapirusbairdii
Central American tapir
Tapirusindicus
MalayanorIndiantapir
Tapirus pinchaque
Mountain orWoollytapir
Shinocerotidae spp.
AllRhinocerosesEquushemionus *
Asiatic wiIdass
Equuszebrahartrr.anna e
Hartmann'smountain zeb
Tapirusterrestris
■SouthAmerican tapir
ARTIODACTYLA
EVEN-TOED UNGULATES
Suidae
OldWorldpigs
orswine
Hippopotamidae
Hippopotairuses
Camelidae
Camels andLlamasBabyrousa babyrussa
Babirusa
Sussalvanius
Pygmyhog
Choeropsis liberiensis
Pygmyhippopotamus
Lamaquanicoe
Guanaco
Vicuqna vicugna
Vicuna

13 .-
II
Cervidae
True deerAxis (Hyelaphus )calamianensis
CaLamian deer
Axis (Hyelaphus )kuhli
Bawean orkuhl 'sdeer
Axis (Hyelaphus )porcinus
annamiticus
Ganges orThai hogdeer r
Blastocerus dichotomus
Marsh deer
Cervus duvauceli
Swamp deer .
Cervus elaphus hanqlu
Kashmir stag hanglu orreddeer
Cervus eldi
Brow-ant lered deer
Dama mesopotamica
Persian Fallow deer
Hrppocaroelus antisensis
North Andean orPeruvian Huemal
Hippocamelus bisulcus
South Andean orChilean huemalCervus elaphus bactrianus
Bactrian red deer orBokharan
deer
Moschus moschiferus **+209
Himalayan musk deer
Czotoceros bezoarticus
Pampas deer
Pudu pudu
Chilean orsouthern pudu ,Moschus spp .*
All musk deer
Pudu mephistopmles
Northern pudu
Antilocapridae
Pronghorns
Antilocapra americana
peninsularis
Sonoran pronghornAntilocapra airencana
mexicana
Mexican pronghorn

I II14 .-
Antilocapra areencana sonoriensis
Lower California pronghorn
Bovidae Addax nasomaculatus
Cattle ,sheep ,goats , Addax (antelope )
antelopes ,etc .
Bison bison athabascae
Wood bison
Bos qaurus
Gaur
Bos (qrunniens )mutus
WiIdyak
Bubal us (Anoa )depressicornis
Lowland anoa
Bubalus (Anoa )mindorensis
Tamaraw
Bubalus (Anoa )quarlesi
Mountain anoa
Capra falconeri *
Markhor
Carera falconeri chiltanensis
ChîItan markhor
Capra falconeri jerdoni
Sulaiman orstraight-hornedmarkhor
Capra falconeri roeqaceros
Kabul markhor
Capricornis sumatraensis
Serow
Cephalophus monticola
Blue duiker
Damaliscus dore asdorcas
Bontebok
Hippo tragus niger variani
Giant sable antelope
Kobus leche
(Red )lechwe
Nemorhaedus goral
Goral

15.-
(Bovidae )
(Cattle ,sheep ,
goats ,antelopes ,etc.)Novibos (Bos )sauveli
Kouprey
Qryx leucoryx
Arabian oryx
Ovis ammon hodgsoni
Great Tibetan sheep orNyan
Ovis orientalis cphion
Cyprian mouflon
Ovis viqnei
Urial
Pantholops hcdgsoni
Chiru orOrong
Rupicapra rupie apra ornata
Abruzzi chamoisII
Qryx (tao )dairroah
Scimitar-horned or
white oryx
Ovis anrnon *
Argali
Ovis canadensis
Mountain orBighorn sheep
RHEIFORMES
RHEAS
Rheidae
RheasAVE S
BIRDS
Pterocnemia pennata
Lesser orDarwin 'srhea
Rhea areericana albescens
Argentine greater rhea
TINAMIFORMES
TINAM0US
Tinamidae
TinamousRhynchotus rufescens
maculicollis
Great orPampas tinamou or
Bolivian rufous„tinancu or
Rhynchotus rufescens 1z^rane
pallescens
Argentine rufous tinamou or
Rea-winged tinamou
Rhynchotus rufescens rufescens
Brazilian refous tinamou or
Red-winged tinamou

I II16.-
(Tinamidae )
(Tinamous )
SPHENISCIFORMES
PENGUINS
Spheniscidae
Penguins
PODIC1PEDIFCRMES
GREBES
Podici pedidae
Grebes
PROCELLARIIFORMES
TUBE-NOSED SWIMMERS
Diomedeidae
Albatrosses
PELBCANIFORMES
PELICANS AND KIN
Palecanidae
Pélicans
Sulidae
Boobies and gannets
Fregatidae
Frigatebi rds
CICONI IFORMES
WADING BIRDS (HERONS
AND KIN )
Ciconiidae -
Storks
ïhreskiornithidae
Ibises and SpoonbilsTinamus solitarius
Solitary tinamou
Spheniscus demersus
Black-footed penguin
Podilyrrbus giqas
AtitLan (pied-bi LLed )grebe
Diomedea albatrus
Short-taiLed albatross
Pelecanus crispus
Dalmatian pelican
Sula arbotti
Abbott' sbooby
Freqata andrewsi
Christmas Island frigatebird
Ciconia ciconia bovciana
Oriental ofJapanese white
stork
Geronticus eremita
Northern bald ibis
Nipponia nippon
Japanese crested ibisCiconia nigra
Black stork
Geronticus calvus
Southern bald ibis
Platealea leucorodia
White orEurasian spoonbi I

I II17 .-
Phoenicopteridae
FLami ngos
ANSERIFORMES
WATERFOWL
Anatidae
Ducks ,geese
and swans
Anas aucklandica nesiotis
Campbell Island brown or
flightless teal
Anas laysanensis
Laysan duck
Anas oustaleti
Marianas (Island duck
Eran tacanadensis leucopareia
Aleutian Cañada goose
•r?
Branta sandvicensis
Hawaiian goose ornene
Cairina scutulata
White-w irig^ti ~w6od duckPhoenicoparrus andinus
Andean flamingo
Phoenicoparrus jamesi
James' flamingo
Phoenicopterus ruber
chilensis
Chilean (Greater orRoseate )
flamingo
Phoenicopterus ruber ruber
Caribbean flamingo
Anas aucklandica aucklandica
Aucklandica chlorotis
Anas aucklandica chlorotis
New Zealand brown teal
Anasbernieri
Madagascar teal
Anser albifrons ganfoelli
Tule white-fronted goose
Branta ruficollis
Red-breasted goose
Coscoroba coscoroba
Coscoroba swan
Cyqnus bewickii jankowskn
Eastern Bewick 'sswan

18.-
II
(Ar.atidae )
(Ducks,geeseand
swans)
Rhodonessa caryophyll acea
Pink-headed duckCygnusmelancoryphus
Black-necked swan
Dendrocyqna arborea
Black-billed whistling duck
orCubantreedick
Sarkidiornis irelsnotos
Combduck
FALOONlfORMES
BIRDSOFPREY
Cathartj.dae
NewWorldvultures
Accipitridae
TruehawksFALOONIFORMES spp.*-105
AllBirdsofprey
Falconidae
Falcons and
caracarasGymnogyps californianus
California condor
Vulturgryphus
Andeancondor
.ftquilaheliaca
Imperial eagle
Chondrohierax wilsonii
Cubanhook-billed kite
Haliaeetus albicllla
White-tailed orSeaeagle
Haliaeetus leucocephalus
Baldeagle
Harpiaharpyja
SouthAmerican Harpyeagle
Pithecophaqa jefferyi
Monkey-eating orPhilippine eagle
Falcoaraea
Seychelles kestrel
Falconewtoni aldabranus
Madagascar -orALdabrakestrel
Falcoperegrinus
(peligrinoides /babylonicus )
Peregrine falcon
Falcopunctatus
Mauritius kestrel
Falcorusticolus
Gyrfalcon

19.-
II
GALLIFORMES
GAMEBIRDS ORFOW-LIKE
BIRDS
Magapodiidae
Mound orbuildersMacr oceph alonmaleo
Maleo Fowl
Megapodius freycinet abbotti
Abbot 'sscrub fowl
Meqapodius freycinet
nicobariensis
Nicobar scrub fowl
Cracidao
Curassows andguans
Tetraonidae
GrouseGrax blumenbachii
Red-billed curassow
Mitumitu natu
Greater razor-billed curassow
Qreophasis oarbianus
Horned guan
Pipile -jacutinga
Black-fronted curassow or
piping guan
Pipile pipile pipile
Blue-throated curassow
orTrinidad
Tympanuchus cupido attwateri
Attwater 'sprairie chickenLyrurus mlokosiewiczi
Caucasian orEurasian black
grouse
Phasianidae
Pheasants ,partridges ,
quails andpeacocks
Catraeus wallichii
Cheer pheasant
Colinus virqinianus ridqwavi
Masked bobwhite
Crossoptilon crossoptilon
White-eared pheasant
Crossoptilon mantchuricum
Brown-eared pheasantArgusianus argus
Great argus pheasant
Cyrtonyx montezuinae
mearnsi -106
Mearn 's"Montezuma quail
Cyrtonvx montezum.ae montezurnae
Montezuma quai L

20 .-
II
(Phasianidae )
(Pheasants ,partridges ,
quails andpeacocks )
Lophophorus impe janus
Himalayan monal
Lophophorus lhuysii
Chinese monal
Lophophorus sclateri
Sclater's monal
Lophura edwardsi
Edward 'spheasant
Lophura inperialis
Imperial pheasant
Lophura swinhoii
Swinhoe 'spheasant
Polyplectron emphanum
Palawan orNapoleon 'speacock -
pheasant
Syrmaticus ellioti
Elliot 'spheasant
Syrmaticus humiae
Hume 's (bei–tailed )pheasant
Syrmaticus mikado
Mikado pheasantFranco !inus ochropectus
Pale-bellied francolin
Franco !inus swierstrai
Swierstra's francolin
Galius sonneratii
Grey jungle fowl
Ithaginis cruentus
Blood pheasant
Pavo muticus
Green pea fowl
Polyplectron bicaicaratun
Grey orMalaysian peacock -
pheasant
Polyplectron germaini
Germain 'speacock-pheasant
Polyplectron malacense
Malay peacock-pheasant

I II21 .-
(Phasianidae )
(Pheasants ,partridges ,
quails andpeacocks )
GRUIFORMES
CRANES ,RAILS AND KINTetraoqallus caspius
Caspian snowcock
Tetraoqallus tibetanus
Tibetan snowcock
Tragopan blythii
Blyth's tragopan
Tragopan caboti
Cabot 'stragopan »
Tragopan melanocephalus
Western tragopan
Turmcidae
PedionomidaeTurnix melanoqaster
BLack-breasted button quail
Pedionomus torquatus
Plains wanderer
Gruidae
CrânesBalearica requlorum
Southern crowned crane
'Grus americana
Whooping crane
Grus canadensis nesiotes
Cuba sandhill crane
Grus canadensis pulla
Mississippi sandhill crane
Grus naponensis
Manchurian orred-crowned
crane
Gras leucoqeranus
Siberian white crâne
Grus monacha
Hooded crane
Grus niqrlcollis
Black-needed crane
Grus vipio ' •
White naped craneGrus canadensis pratensis
Florida sandhill crane

22 .-
II
Rallidae
RaiLs
Rhynochetidae
Kagu
Otididae
Bustards
CHARADRI IFORMES
WADERS ,GULLS and AUKS
Scolopacidae
Sandpipers
Laridae
Gulls and ternsTricholimns ssylvestris
Lord Howe wood rail
Rhynochetos jubatus
Kagu
Chlamydotis undulata
Houbara bustard
Choriotis niqriceps
Great Indian bustard
Bupodotis bengalensis
Bengal Florican
Numenius bore alls
Eskimo curlew
Trinqa quttifer
Nordmann's orspotted
greenshank
Larus relictus
Relict gullGallirallus austral ishectori
New Zealand wood rail
orEastern Weka
Otis tarda
Great bustard
Numsnius minute
Little orPygmy curlew
Numenius tenuirostris
Slender-billed orLong -
biIled curlew
Larus brunnicephalus
Brown-headed gull
COLUMBIFORMES
PIGEONS ,SANDGROUSE
and DODOS
Colurrbidae
Pigeons and doveCaloenas nicobarica
Nicobar dove orpigeon
Ducula mindorensis
Mindoro imperial pigeon
GallicolurrJDa luzomca
Bleeding heart pigeon

23.-
I II
(Colunibidae ) , Goura cristata
(Pigeons anddoves ) Blue crowned pigeon
Goura schceprnakeri
Maroon-breasted crowned
' pigeon
Goura Victoria
Victoria crowned pigeon
PSITTACIFORMES •
PARROTS and KIN
Psittacidae Amazona quildinqn
Parrots St. Vincent (Amazon )parrot
Amazona imperi alis
Imperiai (Amazon )parrot
Amazona leucocephala
Cuban orCaribbean Amazonparrot
Amazona pretrei pretxei
Red-spectac Led (Amazon )parrot
Amazona rhodocorytha
Red-crowned (Amazon )parrot
Apazona versicolor
St.Lucia (Amazon )parrot
Amazona vinacea
Vináceous (Amazon )parrot
Amazona vittata
Puerto Rico orRed-fronted
Amazon parrot
Anodorhynchus qlaucus
Glaucous macaw
Anodorhynchus leari
Lear 'sorIndigo macaw
Aratinqa quaruba
Golden parakeet orconure
' Cacatua (Kakatoe )tenuirostris
Slender-billed orGulah or
Roseate cockatoo
Calyptorhynchus lathairi
Glossy orRaven cockatoo
Coracopsis niara barklyi
Seychelles vasa parrot
Cyanoliseus pataqonus b\Toni
Greater Patagonian conure

II24 .-
(Psittacidae )
(Parrots )Cyanopsitta spixii
Little blue orspix 'smacaw
Cyanorainphus auriceps forbesi
Forbes (yellow-fronted )parakeet
Cyanoramphus novaezelandiae
Red–fronted parakeet
Geopsittacus occidental isp.e .
(Australian )night parrot
Neophema chrysoqaster
Orange-bellied parakeet
Pezoporus wallicus
Ground parrot
Pionopsitta pileata
Brazilean pileated or
Red-capped parrotCyanoramphus malherbi
Orange-fronted parakeet
Cyanoranphus unicolor
Antipodes parakeet
Eunymphicus cornutus
Horned parakeet
Neophema splendida
Scarlet-chested parrot
Opopsitta diophthalma coxeni
Coxen 'sdouble-eyed figparrot
Poicephalus robustus
Cape parrot
Polytelis alexandrae
Princess parrot
Probosciqer aterrunus
Great black orPalmcockatoo
Proscpeia personata
Masked shining parrot
Psephotus chrvsopteryqius
Golden-shouldered parakeet
orparrotPsephotus (Northiella )
haematoqaster narethae
Little bluebonnet

25
II
(Psittacidae )
(Parrots )
CUCULIFORMES
CUCKOOS and KIN
Musophagidae
Turacos orplantain
eaters
STRIGIFCRMES
OWLS
Tytonidae
Barn owls
Strigidae
Typical owls
APODIFORMES
SWIFTS AND HUMMINGBIRDS
Trochilidae
HummingbirdsPsephotus pulcherrimus p.e .
Paradise parrot
Psittacula krameri echo
Mauritius (ring-necked )parakeet
Psittacus erithacus princeps
Principe orFernando Pogrey
parrotPyrrhura cruentata
Blue-throated conure
Rhynchopsitta pachyrhyncha
Thick-billed parrot
Strigops habroptilus
Kakapo orOwlparrot
Tyto soumaqnei
Madagascar owl
Athene blewitti
Forest spotted owlet
Ninox novaeseelandiae royana
Norfolk Island boobook owl .
Ninox squamipila natalis
Christmas Island hawk owl
Otus gurneyi .v
Giant scops owl
Ramphodon dohrnn
Hook-bi lied hermitTanygnathus lucionensis
Blue-naped parrot
Gallirex porphyreol ophus
Purple -orviolet-crestedturaco
Tauraco corythaix
Helmeted orknysna turaco
STRIGIFORMES spp .*
All Owls

26 .-
II
TROGONIFORMES
TROGONS
Trogonidae
TrogonsPharomachrus mocinno
costaricensis
Costa Rica (resplendent )quetzal
Pharomachrus mocxnno roocinno
Mexican resplendent quetzal
CORACI IFORMES
KINGFISHERS AND KIN
Bucerotidae
Hornbi LisAceros narconaanu
Narcondam nornoiil
Buceros bicornis homrai
Northern great pied hornbill
Rhmoplax vigil
HeLmeted hornbillBuceros bicornis *
Great (pied )hornbill
Buceros hydrocorax hydrocorax
Luzon rufous hornbill
Buceros rhinoceros rhinoceros
Malayan rhinoceros hornbill
PICIF ORMES
WOODPECKERS ,TOUCANSand KIN
Picidae
Woodpeckers
PASSERIFORMES
SONGBIRDS ORPERCHING
BIRDS
Pittidae
Pittas
Cotingidae
CotingasCampephilus unperialis
Imperia Iwoodpecker
Dryocopus navensis richardsi
Tristram 's (white-beL Lied black )
woodpecker
Pitta kochi
Koch 'spitta
Cotinqa maculata
Banded orspotted cotinga
Xlp^lOlena atropurpurea
White-winged cotingaFicus squairatus
flavirostris
Western scaly -bellied
green woodpecker
Pitta brachyura nyirpha
Blue-winged orfairy pitta
Rupicola peruviana
Andean orscaMet orPeruvian
cock-of-the-roc k
Rupicola rupicola
Guianan orsmaller orcommon
cock-of-the-rock

I II27.-
Atrichoma ,thidae
Scrub-birds
Hirundinidae
SwaLLows and
martins
Muscicapidae
Old World
flycatchers
Zosteropidae
White-eyes
Meliphagidae
Honeyeaters
Fringillidae
Finches orNew World
seedeaters
Estrildidae
Sturnidae
Starl ings
Paradisaeidae
Birds -of-paradiseAtrichornis clamosa
Noisy scrub-bird
Dasyorms brachypterus
lonqirostris
Western bristlebird
Dasyornis broadbenti littoralis
p.e .Western rufous bristlebird
Picathartes qymnocephalus
White-necked rock-fowl
Picathartes oreas
Grey-necked rock-fowl
Zosterops albogularis
White-breasted silver-eye
Meliphaqa cassidix
Helmeted honeyeater
Spinus cucullatus
Red siskin
Leucopsar rothschildi
Rothschi Id'smynahPseudochelidon sinntarae
African orwhite-eyed river
martin
Muscicapa ruecki
Rueck 'sblue flycatcher
Psophodes nigroCiUlaris
Western whipbird
Spinus yarrellii
Yellow-faced siskin
Bnblema oculata
Red-eared firetail
Paradisaeidae spp .
All birds -of-paradise
TESTUDINATA
CHELONIANS,TORTOISES
TERRAPINS and TURTLES
Elnydidae
Freshwater turtlesREPTILIA
REPTILES
Bataqur baska
Common batagur orRiver
terrapin ortuntongCLemmys muhlenberqi
Bog turtle

II23 .-
(Emydidae )
(Freshwater turtles )
Testudin idae
Land tortoisesGeoclemys (=Damonia )hamiltonii
Black pond turtle
Geomyda (=Nicoria )tricarinata
Three-keeled turtle
Kachuqa tecta tecta
Indian tent turtle
Morenia ocellata
Burmese swamp turtle
Terrapene coahuila
Aquatic box turtle
Geochel on&(=Testudo )elephantopus
Galápagos giant tortoise
Geochelone (=Testudc )radiata
Rayed orradiated tortoise
Geochelon e(=Testudo )yniphora
Rayed orMadagascar tortoise
Geopherus flavomarginatus
Bolson tortoise
Psammobates qeometrica
Geometric tortoiseTestudinidae spp .*
All land tortoises
Chelonndae
Sea turtlesChelonxidae spp .*
All sea turtles
Caretta caretta
Loggerhead turtle
Chelonia mydas **-107
Green turtle
Sretmochelys inibricata
Hawaksbill turtle
Lepidochelys kgnpii
Atlantic ridley turtle
Lepidochelys olivacea
Olive orPacific ridley turtle
Dermochelyidae
Leather-back turtlesDermochelys coriacea
Leather-back turtle orluth

29.-
II
Trionychidae
Soft-shelled turtles
PelpmedusidaeSide-necKecf turtles
Chelidae
Snake-necked turtlesLissemys punctata punctata
Indian soft -orflap-shelled turtle
.Trionyx ater
Black soft-shelled turtle >
Trionyx cangeticus
Ganges soft-shelled turtle
Trionyx hurum
Peacook-marked soft-shelled
turt le
Trionyx nigricans
Dark-coloured soft-shelled
turtle
Pseudemydura umbrina
Short-necked orswamp turtlePodocnams spp .
All South American river
turtles
CROCODYLIA
CR0C0DILIANS
Alligatoridae
Alligators and
caimansAlligatoridae spp .*
Alialligators and caimans
Crocodylidae
True crocodiles and
false gavialAlligator sinensis
China alligator -'
Caiman crocodilus apaporiensis
Rio apaporis caiman
Caïman latirostris
Broad-nosed caiman
«K
Melanosuchus niger
Black caiman
Crocodylus acutus **+210
American crocodile
Crocodylus cataphractus
(African )Slender-snouted
crocodi le
Crocodylus Intermedius
Orinoco crocodile
Crocodyl'us moreletii ,■
Morelet's crocodile
Crocodylus niloticu s
NilecrocodileCrocodylidae spp .*
Ail crocodiles

I II30.-
(Crocodylidae )
(True crocodiles and
false gavial )
Gavial idae
GavialsCrocodylus novaequi neae
mindorensis
Philippine orMindoro
^ ,, crocodileCrocoaylus palustris
Mugger (crocodi Le)
Crocodylus porosus **-108
Saltwater crocodile
Croccdyl'js rhombifer
Cuban crocodi Le
Crocodylus siamensis
Siamese crocodi le
Osteolaemus tetraspis
(African)dwarf crocodile
Tomistoma schleqelii
False gavial
Gavialis qanqeticus
(Indian )gavial
RHYNCHOCEPHALIA
MES0Z0IC RHYNCHOCEPHALIA
Sphenodontidae
TuataraSphenodon punctatus
Tuatara
SAURIA
LIZARDS
Gekkonidae
Geckos
Pygopodidae
Snake lizards
Agamidae
Agami ds
Chamaeleonidae
Chameleons
Iguanidae
Iguani dsCyrtodactylus serpens insula
Serpent Island gecko .
Phelsuma spp .
ALLareen ordaygeckosParacelna orientalis
Queensland snake-lizard
Uromastyx spp.
Aildabb orspinytailed
lizards
Oiamaeleo spp .
All chameleons
Anblyrhynchus crista tus
Galapagos marine iguana
Conolophus spp .
All land iguanas
Cyclura sep.
Allground iguanas

31.-
II
(Iguanidae )
(Icuanids )
Tendae ;
Teiid Lizard
Helodermatidae
Gila monsters orbeaded
Lizards
NVaraniclae
Monitors
Varanus benqalensis
Bengal monitor
Varanus flavescens
YeLLow monitor
Varanus qriseus
Desert orGrey monitor
Varanus komodoensis
Komodo gragonIguana spp .
ALL Common iguanas
Phrynosoma coronatum
Blainvillei
San Dieec orBlamviLLe
horned lizard
Cnmidoph orus hyperythrus
Orange-throated whiptaiL
Crocodilurus lacertinus
Dragon Lizardet
Dracaena quianensis
Caiman Lizard
Tupinambis spp .
AIL tegus
Heloderma spp .
ALL poisonous Lizard
Varanus spp .*
ALL monitor Lizards
SERPENTES
SNAKES
Boidae
Giant snakes (boas
and pythons )
Acrantophis spp .
ALLMadagascar boas
Eolyveria spp .
ALL Round isLand boas
Casarea spp .
ALL keeL-scaLed boas . .
Epicrates inornatus
YeLLow tree orPuerto Rican
boaBoidae spp .*
ALL boas andpythons

32.-
II
(Boidae )
(Giant snakes (boas
andpythons ))
Colubridae
Colubrid snakes
(water snakes ,grass
snakes and tree snakes )Epicrates subflavus
Jamaican boa
Python molurus molurus
Indian (rock )python
Sanzinia nadaqascariensis
Madagascar (tree )boa
Cyclagras giqas
False cobra
Elachistodon westermanni
Indian egg-eating snake
Pseudoboa cloelia
Mussurana
"Ihamnophis elegans
hammondi
Two-striped garter snake
AMPHIBIA
AMPHIBIANS
URODELA
TAILED AMPHIBIANS
Cryptobranchidae Andrias (-Mec'alobatrachus )
Giant salamanders ' davidianus
Chinese gian salamander
Andrias (==Megalobatrachus )
japonicus
Japanese giant salamander
Ambystomidae Anbystoma dumerilii
Mole salamanders Lake Patzcuaro Salamander
Ambystoma lermaensis
Lake Lerma salamander
Ambystoma mexicanum
Axolot l
SALXENTIA
TAIL-LESS AMPHIBIANS
(FROGS andTOADS )
Bufonidae Bufo periglenes
True toads Orange toad
Bufo retiformis
Sonoran green toad

I II
(Bufonidae )
(True toads )
Atelopodidae
AtelopidsBufo superciliaris
Cameroon toad
Nectophrynoides spp .
ALLviviparous (African )toads
Atelopus varius zeteki
Zetek 's (golden )frogBufo reti formi s
Sonoran greentoad
PISCES
FISH
ACIPENSERIFCRMES
STURGEON AND PADDLEFISHES
Acipenser idae
SturgeonsAcipenser brevirostrum
Shortnose sturgeon
SALMDNIFORMES
SALMONScleropaqes formosus
Asiatic bony-tongue
CYPRINIFORMES
CARP AND CARP-LIKE FISH
Catostomidae
Carp and suckersChasmistes cujus
Cui-uiAcipenser fulvescens
Lake sturgeon
Acipenser oxyrhvnchus
Atlandic sturgeon
Acipenser sturio
Common sturgeon ,
OSTEOGL /OSSIFORME S
BONYTONGUES AND KIN
Osteoglossidae
Bony-tonguesArapaxma qiqas
Arapaima orPirarucu
Salmonidae
SaLmonidsCoreqonus alpenae
Long jawcisco Salmo chrysoqaster
Mexican golden troat
Stenodus leucichthys
leucichthys
Beloribitsa

34.
II
Cyprimdae Plagopterus argenitssimus
Carp Woundfin
Probarbus jullieni
Ikantemoleh
Ptychocne 1luslucius
Colorado Riversquawfish
SILURIFORMES
CATFISH
Schilboidae Pangasianodon gigas
Schilbeid catfish Giantcatfish
ATHERINIFORMES
SILVERSIDES
Cyprinodontidae
Toothed carp
Poeciliidae
Guppies,pLaties and
kin(Livebearers )
PERCIFORNES
PERCH-LIKE FISHCynolebias cons tanciae
Annualkillifish orPearlfish
Cynolebias marmoratus
AnnualKillifish orGingerpearlfish
Cynolebias minimus
Annualkillifish orMinutepearlfish
Cynolebias opaxescens
Annualkillifish orOpalescentpearlfish
Cynolebias splendens
Annual .killifishorSplendidpearIfish
Xiphophorus couchianus
Monterey platyfish
Percidae
Perch
SciaenidaeOrumfish orCroakersStizostedion vitreum glaucum
Bluewalleye
Cynoscion macdonaldi
Totoaba
COELACANTHIFORtlES
COELACANTHS
Coel acanthidae Latiireria chalumnae
Coelacanths Coelacanth
CERATODIFORMES
LUNGFISH
Ceratodidae
Australian lungfishNeoceratodus forsteri
Australian lungfish

I II35.
MOLLUSCA
MOLLUSCS
ANISOMYARIA
Mytilidae Mytilus chorus
NAXADOIDA
NAIADS ORFRESHWATER
BIVALVES
Unionidae
Freshwater musselsConradilla caelata ,
Birdwing pearly mussel
Cyproqenia aberti
Edible pearly mussel
Drornus dromas
Dromedary pearly mussel '
Epioblasma (=Dysnomia )
Florentina cúrtisi
Curtis pearly mussel
Epioblasma (=Dysnomia )
florentina florentina
Yellow-blossom pearly mussel
Epioblasma (=Dygnomia )
sampsoni
Sampson 'spearly mussel
Epioblasma (=Dysnomia )
sulcata perobliqua
White catspaw mussel
Epioblasma (=Dysnomia )
torulosa crubernaculum
Green blossom pearly mussel
Epioblasma (=Dysnomia )
torulos atorulosa
Tuberculed blossom pearly mussel
Epioblasma (=Dysnomia )
turgidula
Turgid blossom pearly mussel
Epioblasma (=Dysnomia )
walkeri
Brown blossom pearly musselEpioblasma (=Dysnomia )
torulosa rangiana
Tanblossom pearly mussel

36.
I II
(Unionidae ) Fusconaia cuneolus
(Freshwater mussels ) Fine-rayed pigtoe pearly mussel
Fusconaia edqariana
Shiny pigtoe pearly mussel
Fusconaia subrotunda
Long solid mussel
Lanpsilis brevicula
Ozark lamp pearly mussel
Lanpsilis hiqqinsi
Higgin 'seyepearly mussel
Lanpsilis orbiculata orbiculata
Pink mucket pearly mussel
Lampsilis satura
Plain pocketbook pearly mussel
Lainpsilis virescens
Alabama lamp pearly mussel
Lexingtonia dolabelloides
Pleorobema clava
Club pearly mussel
Plethobasis cicatricosus
White warty back pearly mussel
Plethobasis cooperianus
Orange-footed pimpleback
Pleurobema plénum
Rough pigtoe pearly mussel
Potamilus (-Propter a)capax
Fatpochetbook pearly mussel
Quadrula intermedia
Cumberland monkey face pearlymussel
Quadrula sparsa
Appalachian monkey face pearly
mussel
Toxolasma (=Carunculina )
cylindrella
Pale Lilliput pearly mussel
llnio (Meqalonaias /?/)
nickliniana
Nicklin 'spearly mussel

37.
I
(Unionidae ) Union (Lampsilis /?/)
(Freshwater mussels ) 'tampicoensis tecomatensis
Tampico pearly mussel
Villosa (=Micromya )trabalis
Cumberland bean pearly mussel
STYLOMMATOPHORA
LAND SNAILS
Camaenidae
American land snails
Paraphantidae
PROSOBRANCHIA
FORE-GILL SNAILS
Hydrobxidae
Freshwater snai ls
Snai lsPupustyla (=Papuina )
pulcherrima
Manus Isl pearly mussel
Paraphanta spp .+211
NewZealand amber snail
Coahuilix hubbsi
Cochliopina milleri
Djranqonella coahuilae
Mexipyrqus carranzae
Mexipyrqus churinceanus
Mexipyrqus escobedae ,
Mexipyrqus luqoi
Mexipyrqus moyarralis
Mexithaurca multilineatus
Mexipyrqus quadripaludiun
Nyinphophilus minckleyi
Paludiscala carairba

38 .
II
INSECTA
INSECTS
LEPIDOPTERA
BUTTERFLIES AND MOTHS
Qrnithoptera spp .(sensu
D'Abrera )
Birdwing butterflies
Parnassius apollo
ApoLLo butterfly orMountain
apol lo
Trogonoptera spp .(sensu
Birdwing butterf li
Troides spp .(sensu D'Abrera )
Birdwing butterfliesPapiliomdae
Swa llowtai lsand
Parnassian
FLORA
PLANTS
APOCYNACEAE Pachypodium spp .
Ghostman
ARACEAE
ARUM FAMILY
ARALIACEAEAlocasia sanderana
anArum .
Alocasia zebrina
anArum
Panax quinauefolius >1
American Ginseng
ARAUCARIACEAE
MONKEY PUZZLE FAMILY
ASCLEPIADACEAE
BYBLIDAŒAE
CACTACEAE
CACTUS FAMILYAraucaria araucana **+212
Monkey puzzle treeAraucaria araucana *-109>2
Monkey puzzle tree
Ceropegia spp .
All Rosary vines
Frerea mdica
aMiIkweed
Byblis spp .
AilByblises
CACTACEAE spp .+213
ALL CACTI
Rhipsalis spp .
All coral cacti

39.
II
CARYOCARAŒAE Caryocar costaricense
CARYOPHYLLACEAE
PINK FAMILYGymnocarpos przewalskii
aPink
Melandrium roongolicus
Campion orcatchfly (aPink )
Silene mongolica
Camp-ion orcatcnfly (aPink )
Stellaria pulvinata
aChickweed
CEPHALOTACEAE
CHLOANTHACEAECephalotus follicularis
Albany pitcher plant
CHLOANTHACEAE spp .+214AU Lambstai Ls
COMPOSITAE
COMPOSITE FAMILY
CUPRESSACEAE
CYPRESS FAMILYFitzroya cupressoides
Alerce orLahuan orFitzroy 's
cypress
Pilqerodendron uviferus
Ciprés delasGuaytecasSaussurea lappa >1
(Auck landi a)costus ~
orKuth
CYATHEACEAE
TREE-FERN FAMILYCYATHEACEAE spp .>3
Tree ferns
CYCADAŒAE
CycadsCYCADAŒAE spp .*
Ail Cycads
Microcycas calocoma
Palma corcho
DICKSONIACEAE
OICKSONIA FAMILYDICKSONIACEAE spp .>3
Tree ferns
DIDIEREACEAE DIDIEREACEAE spp .
Tree ferns
DIOSCOREACEAE
Yams
EUPHORBIACEAE
EuphorbiasDioscorea deltoidea >1
Kilari ,Kins orKirta
(aYam )
Euphorbia spp .-110
Succulent euphorbias

40 .
II
FAGACEAE
BEECH FAMILY
GENTIANACEAE
GENTIAN FAMILYPrepusa r.ookeriana
aGentianQ-tercus copeyensis >2
Copey oak
HAEMODORACEAE
HUMIRIAŒAE Vantanea barbouruAnigozanthos spp .
Kangaroo paws
Macropidia fuliginosa
Black kangaroo paws
JUGLANDACEAE
WALNUT ,HICKORY AND
PECAN FAMILY
LBGUMINOSAE
LABURNUM FAMILY
LILIACEAE
LILY FAMILYEnqelhardtia pterocsrpa
aHickory
Aramopiptanthus rronqolicum
Cynometra hemi tomophy 11a
Platymiscium pleiostachyum
Quira macawood
Tachigalia versicolor
Aloe albida
Aloe pillansii
Aloe polyphylla
Spiral aloe (Kharetsa )
Aloe thorncroDftiiLegumes
Thermopsis mongolica
Aloe spp .*
All aloes
Aloe vossii
MELASTOMATACEAE Lavoisiera itambana

I41.
II
MELIACEAE
MAH06ANY FAMILY
MORAŒAE
MYRTACEAEGuarealongipetiola
Musk-wood
Batocarpus costaricensis
AMulberrySwietenia humilis>2
Mexicanmahogany
Verticordia spp.
ORCHIDACEAE
ORCHID FAMILYORCHIDACEAE spp.
ALLORCHIDS
Cattleya skinneri
Skinner's cattleya orWhitenun ■
Cattleya trianae
Wintercattleya
Didiciea cunninghamii
Laelxalonqheana
Laelialobata
Lycastevirgmalis var.alba
Peristeria elata
HolyGhostorDoveorchid
Renantherauaschootiana
Redvanda
Vandacoerulea
Bluevandaorchid
PALMAE
PALMFAMILYArecaipot
(=A.caliso,localvariantofBetelnut palm).
Chrysalidocarpus decipiens
Butterfly palm
Chrysalidocarpus lutescens
Madagascar palm
Neodypsis decaryi
aPalm
Phoenix hanceana var.
philippinensis
aPalm
Zalaccaclanensiana
aPalm

42 .
II
PINACEAE
PINE FAMILYAbies quatenalensis
British Honduras fir
Abies nebrodensis
aFir
PODOCARPACEAE
PODOCARPUS FAMILYPodocarpus costal is
Yea Ilo-woor
Podocarpus parlatorei
Yellow-wood
PORTULACACEAE
PURSLANE FAMILYAnacampseros spp .
Purs Lanes
PRIMULACEAE
PRIMROSE FAMILYCyclamen spp .
AIL cyclamens
PROTEACEAE
PROTEA FAMILYBanksia spp .
AIL banksias
Conospermum spp .
All smoke bushes
Dryandra formosa
Showy driandra
Dryandra polycephala
Orothamnus zeyheri
Marsh rose
Protea odorata
aProtea
Xylomelum spp .
AIL woody pears
RUBIACEAE
MADDER FAMILY
RLfTACEAEBalmea stormae
Boroma s^p .
ALL boronias
Crowea spp .
ALL Croweas
Geleznowia verrucosa

Stangeria eriopus
aCycad
ULMACEAE
ULM FAMILYCeltis aetnensis
aHackberry
Welwitschia bainesii
Encephalartos spp .
ALLbread paLms .
ZINGIBERACEAE
GINGER FAMILYHedychium philippinense
Ginger LiLy43.
II
SAXIFRAGAŒAE
(GROSSULARIAŒAE )
ROCKFOIL /SAXIFRAGE
(GOOSEBERRY )FAMILY
SOLANACEAE
NIGHT SHADE FAMILYRibes sardoum
afLowering currant
Solanum sylvestre
STANGERIACEAE
CYCAD FAMILYSTANGERIACEAE spp .*
Cycads
STEKCULIACEAE
STERCULIA FAMILYBasiloxylon excelsum >2
THYMELAEACSAE Punelea physodes
Qua IupbeLL
VERBENACEAE
VERVAIN FAMILYCaryopteris monqolica
BLuebeard
wELWITSCHIAŒAE WELWITSCHIAŒAE spp .*
ZAMIACEAE
CYCAD (PALM )FAMILYZAMIACEAE spp .*
Cycads
ZYGQPHYLLACEAE
LIGNUM VITAE FAMILYGuaiacum sanctum >2
Tree ofLife

ANNEX A
APPENDIX III
Interpretation ;
1.Species included inthis appendix arereferred to:
a)bythe naine ofthe species ;or
b) asbeing all ofthe species included inahigher
taxon ordesignated part thereof .
2.The abbreviation "spp."isused todenote all species ofahigher taxon .
3.Other references totaxa higher than species are for thepurpose of
information orclassification only .
4.Anasterisk (*)placed against thename ofaspecies orhigher taxon
indicates that one ormore geographically separate populations ,sub­
species orspecies ofthac species ortaxon are included inAppendix I
and that these populations ,subspecies orspecies areexcluded from
Appendix III .
5.Two asterisks {**) placed against thename ofaspecies orhigher taxon
indicate that one ormore geographically separate populations ,sub­
species orspecies ofthat species ortaxon are included inAppendix II
andthat these populations ,subspecies orspecies areexcluded from
Appendix III .
6.The name ofthecountries placed against the names ofspecies or
other taxa are those ofthe Parties submitting these species ortaxa
for inclusion inthis appendix .
7.Any animal orplant ,whether live ordead ,ofaspecies orother taxon
listed inthis appendix ,iscovered bytheprovisions oftheConvention ,
asisany readily recognizable part orderivative thereof .

ANNEX A
APPENDIX III
FAUNA
ANIMALS
MAMMALIA
MAMMALS
CHIROPTERA
BATS
Phyllostomatidae Vampyrops lineatus
NewWorld leaf-nosed False vampire batbats
EDENTATA
EDENTATES
/ " • '
Bradypodidas Bradypus qriseus
Sloths Grey three-toed sloth
Choloepus hoffmanni
Hoffmann 'ssloth
Dasypodidae Cabassous centralisArmadillos :
Cabassous qyinnurus (tatouay )
Eleven-banded orbroad-banded
armadi Ilo
PHCLIDOTA
PANGOLINS ORSCALY
ANT-EATERS
Manidae Manis qiqantea
Pangolins Giant pangolin
Manis lonqicaudata >
Long-tailed pangolin
Manis tricuspis
Small-scaled tree pangolin
RODENTIA
R0DENTS
Sciuridae
Squirrels andmarmotsEpixerus ebii
Ebian 'spalm squirrel
Sciurus deppeiUruguay
Costa Rica
Costa Rica
Costa Rica
Uruguay
Ghana
Ghana
Ghana
Ghana
Costa Rica

III
Anomal uridae
Scaly-tailed squirrels
Hystricidae
Old World porcupines
Erethizontidae
New World porcupinesAnomal urus spp .
All large scaly-tailedflying squirrels
Idiurus spp .
All small scaly-tailed flyingsqui rrels
Hystrix spp .
All OldWorld crested porcupines
Coendou spmosus
South American tree-porcupines
CARNIVORA
CARNIVORES
Canidae
Dogs ,wolves and foxes
Procyonidae
Raccoons
Mustelidae
Weasels ,badgets ,skunks and others
Viverridae
Genets ,civets and
mongooses
Hyaenidae
HyaenasFennecus zerda
Fennec fox
Bassaricyion gabbii
Olingo
Bassariscus sumichrasti
Mexican cacomistle
Nasua nasua solitaria
Ring-tailed orred coati
Galictis allamandi
Grison
Mellivora capensis
Ratel orhoney-badger
Viverra civetta
African civet orcivet cat
Proteles cristatus
Aardwolf
PINNIPEDIA
SEALS AND WALRUSES
Odobenidae
WalrusesOdobenus rosmarus
Atlantic walrus
ARTIODACTYLA
EVEN-TOED UNGULATESGhana
Ghana
Ghana
Uruguay
Tunisia
Costa Rica
Costa Rica
Uruguay
Costa Rica
Ghana ,Botswana
Botswana
Botswana
Canada
Hîppopotamidae
HippopotamusesHippopotamus amphibius
Common hippopotamusGhana

III
Tragulidae
Chevrotai ns
Cervidae
True deer
Bovidae
Cattle ,sheep ,goats ,
antelopes -etc .Hyemoschus aquaticus
Water chevrotain
Cervus elaphus barbarus
Barbary deer
Ammotragus lervia
Barbary wild sheep orAoudad
Antilope cervicapra
Blackbuck orIndian Antelope
Boocercus (Taurotraqus )euryceros
Bongo
Bubalus bubali s
Asiatic orwater buffalo ,
orArna
Damaliscus lunatus
Swift topi orSassaby
Gazella dorcas
Dorcas gazelle
Gazella gazella cuvieri
Cuvier's gazelle
Gazella leptoceros
Slender-horned orLoder 's
gazel le
Hippo tragus eguinus
Roan antelope
Tetracerus quadricornis
Four-horned antelope or
Chousingha
Tragelaphus spekei
Sitatunga orMarshbuch
AVES -
BIRDS
RHEIFORMES
RHEAS
Rheidae Rhea americana **
Rheas Common rhea orNandu ,or
South American ostrich
CICONI IFORMES
WADING BIRDS
(HERONS AND KIN )
Ardeidae Ardea goliath
Herons and bitterns Goliath heronGhana
Tunisia
Tunisia
Nepal
Ghana
Nepal
Ghana
Tunisia
Tunisia
Tunisia
Ghana
Nepal
Ghana
Uruguay
Ghana

III
4.-
(Ardeidae )
(herons and bitterns )
Ciconudae
Storks
Threskiornithidae
Ibises and SpoonbillsBubulcus ibis
Cattle egret
Casmerodius albus
Common orGreat egret
Egretta garzetta
Little egret
Ephippiorhynchus senegal ensis
Saddle-bi lled stork
Leptoptilos cruinenifenis
Marabou (Adjutant )stork
Hagedas hia hagedash
Hadada Ibis
Lampribis rara
Spotted-breasted ibis
Threskiornis aethiopica
Sacred ibisGhana
Ghana
Ghana
Ghana
Ghana
Ghana
Ghana
Ghana
ANSERIFORMES
WATER FOWL
Anatidae
Ducks ,geese and swans
GALLIFORMES
GAMEBIRDS ORFOWL-LIKE
BIRDS
Cracidae
Curassows and guansAnatidae spp .***
Allducks ,geese and
swans
Crax rubra
Great curassowGhana
Costa Rica
Phasianidae
Pheasants ,partridges ,
quails anapeacocksAgelastes meleagrides
White-breasted guineafowl
Tragopan satyra
Horned tragopan orpheasantGhana
Nepal
CQLLMBIFORMES
PIGEONS ,SANDGROUSE AND
DODOS
Coliiinbidae
Pigeons anddovesColurnbidae spp .***
Allpigeons anddovesGhana
Nesoenas mayeri Mauritius

III
5.
PSITTACIFORMES
PARROTS AND KIN
Psittacidae
Parrot sPsittacidae spp .***
ALL parrots
Ara ambigua
Red and green macaw
Ara macao
Scarlet macawGhana
Costa Rica
Costa Rica
CUCULIFORMES
CUCKOOS AND KIN
Musophagidae
Turacos orpLantain
eaters
PASSERIFORMES
SONGBIRDS ORPERCHING
BIRDS
Muscicapidae
OLdWorLd fLycatchers
Emberizidae
Buntings
Icteridae
Icterids
Fringillidae
Finches orNew WorLd
seedeaters
Ploceidae
Weaver birdMusophagidae spp .**
ALLturacos
Bebrornis rodericanus
(....) brush warbLer
Tchitrea (Terpsiphone )
bourbonnensis
Paradi sefLycatcher
Gubematrix crista ta
Green orYeLLow cardinaL
Xanthopsar flavus
Fringillidae spp .***
ALL finches orNew WorLd
seedeaters
Ploceidae spp .
ALL PLoceid weaver birdsGhana
Mauritius
Mauritius
Uruguay
Uruguay
Ghana
Ghana
TESTUDINATA
CHELONIANS (TORTOISES .
TERRAPINS AND TURTLES )
Trionichidae
Soft-sheLLed turtLesREPTILIA
REPTILES
Trionyx triunguis
NiLesoft-sheLLed turtLeGhana
Pelomedusidae
Side-necked turtLesPelomedusa subrufa
Helmeted turt LéGhana
Pelusios spp .
Side-necked turtLesGhana

III6.-
FLORA
PLANTS
GNETACEAE
MAGNIOLIACEAE
MAGNOLIA FAMILY
PAPAVERACEAE
POPPY FAMILY
PODOCARPACEAE
PODOCARPUS FAMILYGnetum montanum
Talauma hodgsonn
Safan
Meconopsis regia
Podocarpus nerifolius
YeLLow woodNépal
Népal
Népal
Népal
TETRACENTRAŒAE Tetracentron spp . Nepal

ANNEX B
NOCCT
numbersDescription ofthemerchandise
l.a . ex41.01 Furskins ,skins ,andhides (complete or
ex
ex
ex
ex41.UZ
41.05
43.01
43.02C
Bbellies andbacks ) ofthespecies ofWolf ,
Bear ,Otter ,Civet ,Felidae ,Cat ,Southern fur
seal ,Elephant ,Zebra andCamelidae included
inAppendices I,IIandIIItotheConvention
aswell asofColobus angolensis ,Colobus
guereza andColobus polykomos
l.b . ex43.03 Β Articles ,covers ,rugs andwall-hangings
made from thefurskins ,skins andhides
referred toinl-.a .
2. ex
ex
ex05.09
05.15
99.05ΒHeads ,trophies orparts oftrophies
ofthespecies ofElephant ,Rhinoceros ,Suidae ,
Cervidae ,Bovidae andHippopotamus ,included in
Appendices I,IIandIIItotheConvention
I ,
3.a. ex05.09
ΒElephant ,Narwhal andWalrus tusks andsub-
ex
ex95.05
99.05stantial parts thereof ,
3.b . ex
66,
97,chapters
71,92,
98and 99.Articles made wholly ,or.partly ofthe -ivory
mentioned under 3.a.
4. ex
ex
ex05.09
95«05
99.05ΒRhinoceros horns ,entire orworked .
5. ex05.14 Musk ofthe Musk deer

-2- Annex B
No . CCT
Number IDescription oftheMerchandise
6. ex
ex53.02 Β
53.05Hair ofthe Vicuna and the Guanaco
7. ex02.04 C Meat andmeat offals ,meal ,extracts andmeat
ex
ex02.06 C
05.15 BIIjuices ofcetaceans .
ex16.03
ex05.09 Whalebone ,unworked orsimply prepared butnot
cut toshape .
ex15.04 Oils and fats ofcetaceans .
ex15.08
ex15.12
15.15 A Spermaceti .
exchapter 41 Leather ,treated with whale oiloroilofother
cetaceans ,whether ornotmodified .
8. ex05.07 Β Skins ,plumage ,parts thereof andfeathers of
ex
ex67.01
99.05thespecies ofBird included inAppendices I,
IIand III tothe Convention and items made
therefrom .
I
9. ex04.05 AII Eggs andeggshells ofthespecies ofBird
ex99.05 included inAppendices I,IIandIIItothe
Convention
10 ex05.09 Theunworked casque ofRhinoplax vigiIand
ex
ex95.05 Β
99.05items carved from it.
11.a. ex41.01 Entire hides andskins andsubstantial parts
ex
ex41.05
99.05ofthehides andskins ofthespecies of
reptiles shown inAppendices I,IIandIII
tothe Convention
11.b. ex42.02 Β Travel goods ,handbags and similar
ΘΧ42.03containers ,clothing andclothing accessories
ofleather made from thehides andskins
mentioned in11 .a.

-3- Annex B
No. CCT
numberDescription oftheMerchandises
12. ex
ex
ex
ex05.09
05.15
95.05
99.05Β
ΒShells ,unworked orsimply prepared ofturtles ,
tortoiseshell
13. ex
ex
ex02.04
02.06
21.05CII
CII
ATurtle meat andturtle soup
14. ex05.15 Β , Wings ofthespecies ofButterfly included
exyy.ubinAppendices IandIItotheConvention
and articles made from them
15. ex99.05 Preserved orstuffed <animals ofthespecies
listed inAppendices IandIItotheConvent­
ion andparts thereof
16. ex06.02 Stems oftree ferns (Cyatheaceae and
ex
ex06.04
44.03 ΒDicksoniaceae )aswell astimber androots
designated inAppendix IItotheConvention .