EUROPEAN COMMISSION Brussels, 15.12.2015 SWD(2015) 288 final COMMISSION STAFF WORKING DOCUMENT Technical information to the Report on the additional period for fulfilling commitments under the Kyoto Protocol Accompanying the document Report from the Commission Report on the additional period for fulfilling commitments under the Kyoto Protocol

(required under Article 22 of Regulation (EU) No 525/2013 of the European Parliament and of the Council of 21 May 2013 on a mechanism for monitoring and reporting greenhouse gas emissions and for reporting other information at national and Union level relevant to climate change and repealing Decision No 280/2004/EC and Decision 13/CMP.1 of the Conference of the Parties serving as the

meeting of the Parties to the Kyoto Protocol)

{COM(2015) 650 final}



Contents 1. UNFCCC Secretariat template filled in for the European Union 2. Standard Electronic Format (SEF) 2.1 Standard Electronic Format (SEF) tables for the European Union (EU15) 2.2 Standard Electronic Format (SEF) tables for the EU 3. R2-R5 reports

1. UNFCCC Secretariat template filled in for the European Union I.Introduction

1.This Staff Working Document accompanying the Report on the additional period for fulfilling commitments under the Kyoto Protocol, submitted by the European Union, contains the information required to be reported upon the expiration of the additional period for fulfilling the commitments for the first commitment period of the Kyoto Protocol (hereinafter referred to as the true-up period), in accordance with the relevant decisions of the Conference of the Parties serving as the meeting of the Parties to the Kyoto Protocol. 2.The information contained in this Staff Working Document covers the period 1 January to 18 November 2015, as well as the period 1 January to 31 December 2014, in accordance with decision 15/CMP.1, annex, paragraph 20. 3.The information required to be included in the report is presented using the standard electronic format (SEF) tables in accordance with decision 3/CMP.10, paragraph 3. 4.In addition to the SEF tables, the information required to be included in the report in accordance with decision 15/CMP.1, annex, paragraphs 12–16 is presented in reports R2–R5. II.Information provided before the submission of the report 5.The SEF tables of the European Union (with the file name euc-2015-sef-cp1-24jul.zip ) covering the period 1 January to 31 December 2014 have been submitted previously and can be found in the UNFCCC website at http://unfccc.int/files/national_reports/annex_i_ghg_inventories/national_inventories_submissions/application/zip/euc-2015-sef-cp1-24jul.zip. 6.The reports R2–R5 of Party covering the period 1 January to 31 December 2014 have not been submitted because there was nothing to report for this period. III.Information incorporated into the report 7.The SEF tables of European Union (with the file name RREG1_EU_2015.xlsx) covering the period 1 January to 18 November 2015 are part of this report. 8.For the reports R2–R5 of European Union covering the period 1 January to 18 November 2015 there is nothing to report, and for this reason they are not included.

IV.Other information contained in the report 9.In addition to the information presented in sections II and III above, the European Union also reports the following information: a)Information on actions to correct discrepancies, changes to the national registry to prevent discrepancies from reoccurring and resolution of previous questions of implementation pertaining to transactions 10.Option A. In accordance with paragraph 17 of the annex to decision 15/CMP.1, the European Union reports that no discrepancies have been identified by the international transaction log during the period 1 January to 18 November 2015 or the period 1 January to 31 December 2014; therefore, there was no need to take any action or make any change to its registry with regard to this issue. 11.Option A. In accordance with paragraph 17 of the annex to decision 15/CMP.1, the European Union reports that no questions of implementation pertaining to its transactions have been previously identified. b)Commitment period reserve 12.The commitment period reserve (CPR) of the European Union is 17,659,243,358 t CO2 eq. The calculation of the European Union’s CPR is contained in chapter G.2 of the “Report on the individual review of the annual submission of the European Union submitted in 2014” and was agreed by the relevant expert review team. c)Total quantity of units in the retirement accounts

13.Table 1 presents the total quantity of Kyoto Protocol units in the European Union’s retirement account at the end of the true-up period, in accordance with paragraph 49(b) of the annex to decision 13/CMP.1. Table 1. Total quantity of Kyoto Protocol units in the retirement account AAUs ERUs RMUs CERs tCERs lCERs Total 17368888639 445838157 302009951 725166210 1615811 0 18843518768 Abbreviations: AAUs = assigned amount units, CERs = certified emission reductions, ERUs = emission reduction units, RMUs = removal units, tCERs = temporary certified emission reductions, lCERs = long-term certified emission reductions. The EU and its Member States fulfil their commitments under Article 3(1) of the Kyoto Protocol jointly, in accordance with the provisions of Article 4 thereof. At the time of ratification, the following 15 countries were Member States: Austria, Belgium, Denmark, Germany, Greece, Finland, France, Ireland, Italy, Luxembourg, the Netherlands, Portugal, Spain, Sweden and the United Kingdom. The quantity of units retired for the EU, and showed in Table 1 above, is calculated as the sum of the quantity of units in the 15 Member States retirement accounts. Table 1bis. Total quantity of Kyoto Protocol units in the retirement accounts of the 15 Member States AAUs ERUs RMUs CERs tCERs lCERs Total Austria 362501669 11975750 6786726 33393909 0 0 414658054 Belgium 590701837 9451546 0 26162846 0 0 626316229 Denmark 257813160 14510576 8654523 17005884 0 0 297984143 Finland 304541813 4088755 17449492 12273471 0 0 338353531 France 2425839655 24706979 23648026 64661871 0 0 2538856531 Germany 4245979938 194764982 39728163 226101588 0 0 4706574671 Greece 568566201 11322449 2052032 16563409 0 0 598504091 Ireland 280189478 4294121 16291152 6512114 1221981 0 308508846 Italy 2258521514 46715521 75276599 98993939 131267 0 2479638840 Luxembourg 53190972 395536 373279 5893782 262563 0 60116132 Netherlands 928949317 29763371 0 38406579 0 0 997119267 Portugal 302650818 4567634 44760045 10119578 0 0 362098075 Spain 1568312827 65062121 52780585 105824516 0 0 1791980049 Sweden 295466371 2113323 0 7994055 0 0 305573749 United Kingdom 2925663069 22105493 14209329 55258669 0 0 3017236560 Abbreviations: AAUs = assigned amount units, CERs = certified emission reductions, ERUs = emission reduction units, RMUs = removal units, tCERs = temporary certified emission reductions, lCERs = long-term certified emission reductions. 14.The information regarding the serial numbers of the units mentioned in table 1 can be found on the website of the European Commission Directorate General Climate Action at http://ec.europa.eu/clima/policies/strategies/progress/kyoto_1/documentation_en.htm d)Total quantity of units requested to be carried over to the second commitment period

15.Table 2 presents the total quantity of emission reduction units, certified emission reductions and assigned amount units that the European Union requests to be carried over to the second commitment period, in accordance with paragraph 49(c) of the annex to decision 13/CMP.1. Table 2. Total quantity of Kyoto Protocol units requested to be carried over from the first to the second commitment period AAUs ERUs CERs 2124109368 0 0 Abbreviations: AAUs = assigned amount units, CERs = certified emission reductions, ERUs = emission reduction units. The total quantity of units in the EU Member States holding accounts requested to be carried over by the Member States will be reported in the Member States' reports on the additional period for fulfilling commitments under the Kyoto Protocol. 16.The information regarding the serial numbers of the units mentioned in table 2 can be found on the website of the European Commission Directorate General Climate Action at http://ec.europa.eu/clima/policies/strategies/progress/kyoto_1/documentation_en.htm 2. Standard Electronic Format (SEF) 2.1 Standard Electronic Format (SEF) tables for the European Union (EU15) The following tables represent the SEF for the EU15 covering the period 1/January/2015 to 18/November/2015 Party EU15 Submission Year 2015 Reported Year 1/January/2015 to 18/November/2015 Commitment Period 1

Table 1. Total quantities of Kyoto Protocol units by account type at beginning of reported year Account type Unit type AAUs ERUs RMUs CERs tCERs lCERs Party holding accounts 11595433331 156576624 30690051 173223881 3555899 NO Entity holding accounts 47467337 34319883 NO 63582147 1486130 NO Article 3.3/3.4 net source cancellation accounts 12709792 NO 40038645 NO Non-compliance cancellation account NO NO NO NO Other cancellation accounts 249885 408683 NO 7451774 NO NO Retirement account 6965994734 151712547 288245 445516068 NO NO tCER replacement account for expiry NO NO NO NO NO lCER replacement account for expiry NO NO NO NO lCER replacement account for reversal of storage NO NO NO NO NO lCER replacement account for non-submission of certification report NO NO NO NO NO Total 18621855079 343017737 71016941 689773870 5042029 NO Table 2a. Annual internal transactions Additions Subtractions Transaction type AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Art6 issuance and conversion Party verified projects 12108 12108 NO Independently verified projects NO NO NO Art3.3 and 3.4 issuance or cancellation 3.3 Afforestation reforestation 199978325 NO NO 71179 NO 3.3 Deforestation NO 17665014 NO 88605540 NO 3.4 Forest management 144982940 NO NO NO NO 3.4 Cropland management 19375950 NO NO NO NO 3.4 Grazing land management 6416813 NO NO 412321 NO 3.4 Revegetation NO NO NO NO NO Art 12 afforestation and reforestation Replacement of expired tCERs NO NO NO NO NO Replacement of expired lCERs NO NO NO NO Replacement for reversal of storage NO NO NO NO NO Replacement for non-submission of certification report NO NO NO NO NO Other cancellation 154471589 8580908 10633333 24397567 NO NO Subtotal 12108 370754028 172148711 8580908 99722373 24397567 NO NO Transaction type AAUs ERUs RMUs CERs tCERs lCERs Retirement 10402893905 294125610 301721706 279650142 1615811 NO Table 2b. Annual external transactions Additions Subtractions Transfers and acquisitions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs AU NO 1169 NO 2306700 NO NO NO 26000 NO 20945597 NO NO BG 7389 NO NO NO NO NO NO NO NO NO NO NO CDM NO NO NO 10125494 60049 NO NO NO NO NO NO NO CH 6168128 20774449 NO 12504591 NO NO NO 14098930 NO 3935972 NO NO CZ NO 591222 NO NO NO NO NO 212769 NO NO NO NO JP NO NO NO 3000 NO NO NO NO NO 787006 NO NO NO NO NO NO NO NO NO NO 31826 NO 833481 NO NO NZ 57886 7391038 NO 4512993 NO NO 5261900 11634529 NO 9353284 NO NO PL 23410000 NO NO NO NO NO NO NO NO NO NO NO RO 302 145545 NO NO NO NO NO 54055 NO 16345 NO NO Subtotal 29643705 28903423 NO 29452778 60049 NO 5261900 26058109 NO 35871685 NO NO Additional Information AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Independently verified ERU NO Table 2c. Total annual transactions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Total (Sum of table 2(a) and 2(b)) 29643705 28915531 370754028 29452778 60049 NO 177410611 34639017 99722373 60269252 NO NO Table 3. Expiry, cancellation and replacement Expiry, cancellation

and requirement

to replace Replacement Transaction or event type tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Temporary CERs (tCERs) Expired in retirement and replacement accounts NO Replacement of expired tCERs NO NO NO NO NO Expired in holding accounts NO Cancellation of tCERs expired in holding accounts NO Long-term CERs (lCERs) Expired in retirement and replacement accounts NO Replacement of expired lCERs NO NO NO NO Expired in holding accounts NO Cancellation of lCERs expired in holding accounts NO Subject to replacement for reversal of storage NO Replacement for reversal of storage NO NO NO NO NO Subject to replacement for non-submission of certification report NO Replacement for non-submission of certification report NO NO NO NO NO Total NO NO NO NO NO NO Table 4. Total quantities of Kyoto Protocol units by account type at end of reported year Account type Unit type AAUs ERUs RMUs CERs tCERs lCERs Party holding accounts 774857496 23457238 NO 60805264 3321194 NO Entity holding accounts 2779838 94124228 NO 57661916 165073 NO Article 3.3/3.4 net source cancellation accounts 30374806 NO 129127685 NO Non-compliance cancellation account NO NO NO NO Other cancellation accounts 154721474 8989591 10633333 31849341 NO NO Retirement account 17368888639 445838157 302009951 725166210 1615811 NO tCER replacement account for expiry NO NO NO NO NO lCER replacement account for expiry NO NO NO NO lCER replacement account for reversal of storage NO NO NO NO NO lCER replacement account for non-submission of certification report NO NO NO NO NO Total 18331622253 572409214 441770969 875482731 5102078 NO

Table 5 a. Summary information on additions and subtractions Additions Subtractions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Starting Values Issuance pursuant to Article 3.7 and 3.8 19620641131 Non-compliance cancellation NO NO NO NO Carry-over NO NO NO Subtotal 19620641131 NO NO NO NO NO NO Annual Transactions Year 0 (2007) NO NO NO NO NO NO NO NO NO NO NO NO Year 1 (2008) 848306344 NO NO 346406840 NO NO 800212308 NO NO 207441828 NO NO Year 2 (2009) 204461841 4209766 NO 199365130 NO NO 101786001 736197 NO 120534547 NO NO Year 3 (2010) 256016303 25744334 NO 160035967 NO NO 176540540 6299844 NO 94168652 NO NO Year 4 (2011) 269669926 83814594 28334734 316807311 NO NO 113309770 17123894 4235864 90614316 NO NO Year 5 (2012) 181706923 349803677 17688550 276486248 1520942 NO 71026979 115215588 14319982 96560483 NO NO Year 6 (2013) 243389221 275819102 20824133 245258602 3040179 NO 6856642 165830905 18253017 78217817 12333 NO Year 7 (2014) 7000000 30742211 13219524 26528189 493241 NO 5980049 27258102 11442242 11432225 NO NO Year 8 (2015) 29643705 28915531 370754028 29452778 60049 NO 177410611 34639017 99722373 60269252 NO NO Subtotal 2040194263 799049215 450820969 1600341065 5114411 NO 1453122900 367103547 147973478 759239120 12333 NO Total 21660835394 799049215 450820969 1600341065 5114411 NO 1453122900 367103547 147973478 759239120 12333 NO Table 5 b. Summary information on replacement Expiry, cancellation

and requirement

to replace Replacement tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Previous CPs NO NO NO NO NO NO Year 1 (2008) NO NO NO NO NO NO NO Year 2 (2009) NO NO NO NO NO NO NO Year 3 (2010) NO NO NO NO NO NO NO Year 4 (2011) NO NO NO NO NO NO NO Year 5 (2012) NO NO NO NO NO NO NO NO Year 6 (2013) NO NO NO NO NO NO NO NO Year 7 (2014) NO NO NO NO NO NO NO NO Year 8 (2015) NO NO NO NO NO NO NO NO Total NO NO NO NO NO NO NO NO

Table 5 c. Summary information on retirement Year Retirement AAUs ERUs RMUs CERs tCERs lCERs Year 1 (2008) NO NO NO NO NO NO Year 2 (2009) 908860033 48338 NO 17935064 NO NO Year 3 (2010) 1536052233 1178001 NO 84557378 NO NO Year 4 (2011) 2060295747 12003006 NO 100552286 NO NO Year 5 (2012) 1908493342 57617782 288245 147920934 NO NO Year 6 (2013) 209979121 33442015 NO 42165689 NO NO Year 7 (2014) 342314258 47423405 NO 52384717 NO NO Year 8 (2015) 10402893905 294125610 301721706 279650142 1615811 NO Total 17368888639 445838157 302009951 725166210 1615811 NO Table 6 a. Memo item: corrective transactions relating to additions and subtractions Additions Subtractions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Table 6 b. Memo item: corrective transactions relating to replacement Expiry, cancellation

and requirement

to replace Replacement tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Table 6 c. Memo item: corrective transactions relating to retirement Retirement AAUs ERUs RMUs CERs tCERs lCERs 2.2 Standard Electronic Format (SEF) tables for the EU The following tables represent the SEF for the EU covering the period 1/January/2015 to 18/November/2015

Party EU Submission Year 2015 Reported Year 1/January/2015 to 18/November/2015 Commitment Period 1 Table 1. Total quantities of Kyoto Protocol units by account type at beginning of reported year Account type Unit type AAUs ERUs RMUs CERs tCERs lCERs Party holding accounts 1761840096 255537262 NO 223718697 NO NO Entity holding accounts NO NO NO NO NO NO Article 3.3/3.4 net source cancellation accounts NO NO NO NO Non-compliance cancellation account NO NO NO NO Other cancellation accounts NO 2539558 NO 3289498 NO NO Retirement account NO NO NO NO NO NO tCER replacement account for expiry NO NO NO NO NO lCER replacement account for expiry NO NO NO NO lCER replacement account for reversal of storage NO NO NO NO NO lCER replacement account for non-submission of certification report NO NO NO NO NO Total 1761840096 258076820 NO 227008195 NO NO Table 2a. Annual internal transactions Additions Subtractions Transaction type AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Art6 issuance and conversion Party verified projects NO NO NO Independently verified projects NO NO NO Art3.3 and 3.4 issuance or cancellation 3.3 Afforestation reforestation NO NO NO NO NO 3.3 Deforestation NO NO NO NO NO 3.4 Forest management NO NO NO NO NO 3.4 Cropland management NO NO NO NO NO 3.4 Grazing land management NO NO NO NO NO 3.4 Revegetation NO NO NO NO NO Art 12 afforestation and reforestation Replacement of expired tCERs NO NO NO NO NO Replacement of expired lCERs NO NO NO NO Replacement for reversal of storage NO NO NO NO NO Replacement for non-submission of certification report NO NO NO NO NO Other cancellation NO 1448640 NO 1319914 NO NO Subtotal NO NO NO 1448640 NO 1319914 NO NO Transaction type AAUs ERUs RMUs CERs tCERs lCERs Retirement NO NO NO NO NO NO

Table 2b. Annual external transactions Additions Subtractions Transfers and acquisitions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs AT 3509245 299853 NO 7047 NO NO 4935 1177382 NO 2347759 NO NO BE 13522131 101742 NO 1741 NO NO 3243 6037855 NO 11803399 NO NO BG 1449938 704752 NO NO NO NO 75 1600123 NO 530060 NO NO CDM NO NO NO 21687 NO NO NO NO NO NO NO NO CH NO 6403957 NO 6612492 NO NO NO 2099026 NO 5579922 NO NO CZ 8144627 472 NO 128 NO NO 21729 6379290 NO 1780654 NO NO DE 117458650 23336 NO 630182 NO NO 668725 62145260 NO 61221512 NO NO DK 8775036 52298 NO 3809 NO NO 47089 1578520 NO 7285241 NO NO EE 4311906 NO NO NO NO NO NO 4114549 NO 212531 NO NO ES 61793300 411645 NO 2789745 NO NO 1169164 41729556 NO 22986710 NO NO FI 3349097 600 NO 270309 NO NO 10072257 672497 NO 2809991 NO NO FR 10332927 360791 NO 44822 NO NO 1908807 5664808 NO 7940882 NO NO GB 31110028 2982949 NO 1041292 NO NO 1985 75242046 NO 23768724 NO NO GR 7470104 NO NO NO NO NO 173901 3493261 NO 4294544 NO NO HR 706416 NO NO NO NO NO NO 487493 NO 218923 NO NO HU 2906622 NO NO NO NO NO 1470 1284644 NO 1631237 NO NO IE 4246884 1 NO 6616 NO NO 9098 1419571 NO 2827313 NO NO IS 102346 NO NO NO NO NO NO 37041 NO 86175 NO NO IT 45159557 103 NO 159082 NO NO 795601 18501884 NO 28986956 NO NO JP NO NO NO 392169 NO NO NO NO NO 576000 NO NO LT 863136 2851493 NO 19886 NO NO NO 1220701 NO 229737 NO NO LU 498698 NO NO NO NO NO NO 5868 NO 568638 NO NO LV 103456 NO NO NO NO NO NO 22911 NO 80545 NO NO NL 17160046 912342 NO 849862 NO NO 7622 12251747 NO 18067580 NO NO NO NO 17376 NO 666171 NO NO 437246 857102 NO 6033636 NO NO NZ NO NO NO 77090 NO NO NO 133183 NO 1296958 NO NO PL 15793067 NO NO NO NO NO 80512 8910310 NO 6882757 NO NO PT 2246600 NO NO 1427059 NO NO 14151 550502 NO 1891788 NO NO RO 7257533 NO NO NO NO NO 405535 6030413 NO 1358261 NO NO SE 3058267 NO NO 40262 NO NO 211469 1208958 NO 2598559 NO NO SI 225635 NO NO NO NO NO NO 11636 NO 220832 NO NO SK 6750416 NO NO NO NO NO 1782 2034772 NO 4718880 NO NO AU NO NO NO NO NO NO NO NO NO 1146548 NO NO LI NO NO NO NO NO NO NO 5156 NO NO NO NO Subtotal 378305668 15123710 NO 15061451 NO NO 16036396 266908065 NO 231983252 NO NO Additional Information AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Independently verified ERU NO Table 2c. Total annual transactions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Total (Sum of table 2(a) and 2(b)) 378305668 15123710 NO 15061451 NO NO 16036396 268356705 NO 233303166 NO NO Table 3. Expiry, cancellation and replacement Expiry, cancellation

and requirement

to replace Replacement Transaction or event type tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Temporary CERs (tCERs) Expired in retirement and replacement accounts NO Replacement of expired tCERs NO NO NO NO NO Expired in holding accounts NO Cancellation of tCERs expired in holding accounts NO Long-term CERs (lCERs) Expired in retirement and replacement accounts NO Replacement of expired lCERs NO NO NO NO Expired in holding accounts NO Cancellation of lCERs expired in holding accounts NO Subject to replacement for reversal of storage NO Replacement for reversal of storage NO NO NO NO NO Subject to replacement for non-submission of certification report NO Replacement for non-submission of certification report NO NO NO NO NO Total NO NO NO NO NO NO

Table 4. Total quantities of Kyoto Protocol units by account type at end of reported year Account type Unit type AAUs ERUs RMUs CERs tCERs lCERs Party holding accounts 2124109368 2304267 NO 5476982 NO NO Entity holding accounts NO NO NO NO NO NO Article 3.3/3.4 net source cancellation accounts NO NO NO NO Non-compliance cancellation account NO NO NO NO Other cancellation accounts NO 3988198 NO 4609412 NO NO Retirement account NO NO NO NO NO NO tCER replacement account for expiry NO NO NO NO NO lCER replacement account for expiry NO NO NO NO lCER replacement account for reversal of storage NO NO NO NO NO lCER replacement account for non-submission of certification report NO NO NO NO NO Total 2124109368 6292465 NO 10086394 NO NO Table 5 a. Summary information on additions and subtractions Additions Subtractions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Starting Values Issuance pursuant to Article 3.7 and 3.8 19357532 Non-compliance cancellation NO NO NO NO Carry-over NO NO NO Subtotal 19357532 NO NO NO NO NO NO Annual Transactions Year 0 (2007) NO NO NO NO NO NO NO NO NO NO NO NO Year 1 (2008) 18057525 NO NO NO NO NO 18057525 NO NO NO NO NO Year 2 (2009) NO NO NO NO NO NO NO NO NO NO NO NO Year 3 (2010) 633525 NO NO 303069 NO NO 508009 NO NO NO NO NO Year 4 (2011) 377706 NO NO 653402 NO NO 5090000 NO NO NO NO NO Year 5 (2012) 2313181 360433744 NO 319074427 NO NO 1656232 138175698 NO 125017676 NO NO Year 6 (2013) 1750589459 338954222 NO 310357700 12333 NO 2117877 366613271 NO 334004636 12333 NO Year 7 (2014) NO 88317436 NO 92208930 NO NO 2059189 27379171 NO 39856519 NO NO Year 8 (2015) 378305668 15123710 NO 15061451 NO NO 16036396 268356705 NO 233303166 NO NO Subtotal 2150277064 802829112 NO 737658979 12333 NO 45525228 800524845 NO 732181997 12333 NO Total 2169634596 802829112 NO 737658979 12333 NO 45525228 800524845 NO 732181997 12333 NO

Table 5 b. Summary information on replacement Expiry, cancellation

and requirement

to replace Replacement tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Previous CPs NO NO NO NO NO NO Year 1 (2008) NO NO NO NO NO NO NO Year 2 (2009) NO NO NO NO NO NO NO Year 3 (2010) NO NO NO NO NO NO NO Year 4 (2011) NO NO NO NO NO NO NO Year 5 (2012) NO NO NO NO NO NO NO NO Year 6 (2013) NO NO NO NO NO NO NO NO Year 7 (2014) NO NO NO NO NO NO NO NO Year 8 (2015) NO NO NO NO NO NO NO NO Total NO NO NO NO NO NO NO NO

Table 5 c. Summary information on retirement Year Retirement AAUs ERUs RMUs CERs tCERs lCERs Year 1 (2008) NO NO NO NO NO NO Year 2 (2009) NO NO NO NO NO NO Year 3 (2010) NO NO NO NO NO NO Year 4 (2011) NO NO NO NO NO NO Year 5 (2012) NO NO NO NO NO NO Year 6 (2013) NO NO NO NO NO NO Year 7 (2014) NO NO NO NO NO NO Year 8 (2015) NO NO NO NO NO NO Total NO NO NO NO NO NO Table 6 a. Memo item: corrective transactions relating to additions and subtractions Additions Subtractions AAUs ERUs RMUs CERs tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Table 6 b. Memo item: corrective transactions relating to replacement Expiry, cancellation

and requirement

to replace Replacement tCERs lCERs AAUs ERUs RMUs CERs tCERs lCERs Table 6 c. Memo item: corrective transactions relating to retirement Retirement AAUs ERUs RMUs CERs tCERs lCERs