ARCHIVES HISTORIQUES
DELACOMMISSION
COLLECTION RELIEEDES
DOCUMENTS "COM"
COM(79)606
Vol.1979/0207

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concerning theopeningtothepublicofthehistoricalarchivesoftheEuropean Economic
Community andtheEuropean AtomicEnergyCommunity (OJL43,15.2.1983, p.1),as
amended byRegulation (EC,Euratom) No1700/2003 of22September 2003(OJL243,
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COMMISSION
OFTHE
EUROPEAN COMMUNITIES
GeneralSecretariatC0M(79)606final
Brussels ,31stOctober 1979
FOROFFICIA LUSEONLY
DRAFTCOUNCIL DECISION
APPROVING THE"SUBSIDIARY ARRANGEMENTS "SUPPLEMENTING
THEAGREEMENT BETWEEN THEUNITED KINGDOM OFGREATBRITAIN
ANDNORTHERN IRELAND,THEEUROPEAN ATOMIC ENERGY COMMUNITY
ANDTHEINTERNATIONAL ATOMIC ENERGY AGENCY FORTHEAPPLICATION
OFSAFEGUARDS IN.THEUNITED KINGDOM OFGREATBRITAIN AND
NORTHERN IRELAND INCONNECTION *WITHTHETREATY ONTHE
NON-PROLIFERATION OFNUCLEAR WEAPONS
(presented bytheCommission totheCouncil)
COM(79)606 final

UK/EURATOM/IAEAAGREEMENT -SUBSIDIARY ARRANGEMENTS
Thesafeguards agreement concluded in1976betweentheUK,theEuropean
AtomicEnergyCommunity andtheInternational AtomicEnergyAgencywiththe
viewtoimplementing thevoluntary offeroftheBritish Government (1)
enteredintoforceon14August,1978.
Pursuant toarticle 39ofthisagreement ,Subsidiary Arrangements havebeen
workedoutwhichspecifyindetail howtheprocedures laiddowninthe
agreement aretobeapplied .
TheseSubsidiary Arrangements havethesamestructure asthoseconcluded
inconnection withtheagreement betweentheCommunity ,theIAEA,andthe
sevennon-nuclear-weaponStatesmembersoftheCommunity (hereafter referred
toas"verification agreement ")(2).Afewpartsarehoweverdifferent ,
owingtothedevelopments ofthesituation andtosomespecialfeatures of
theUKagreement .
TheSubsidiary Arrangements includethefollowing parts:
A)AnIntroduction including fourparts:
I.The"RulesandMethods"referred toinArticleXIIofthe'Protocol
anddesigned tocalculate theinspection efforts .Thispfertis
completely different fromthecorresponding partoftheverification
agreement ,point12ofwhi'cht/a-stdrafted asfollows :
"Theforegoing rulesandmethodsreflectthepresentstateof
knowledge andexperience .Theyshallbereviewed...totakeinto
account newtechnological developments inthefieldofsafeguards
andtheexperience gained."
Asamatteroffact,therulesandmethods workedoutin1971-1972
haveneverbeenreviewed sincethen.Sinceinthemeantime new
./.
(1)Agreement betweentheUnitedKingdomofGreatBritain and
Northern Ireland,theEuropean AtomicEnergyCommunity andthe
International AtomicEnergyAgencyfortheapplication ofsafeguards
intheUnitedKingdomofGreatBritain andNorthern Irelandincon­
nectionwiththeTreatyontheNon-Proliferation ofNuclear Weapons.
(2)Agreement betweentheKingdomofBelgium,theKingdomofDenmark,
theFederalRepublic ofGermany,Ireland,theItalianRepublic,
theGrandDuchyofLuxembourg ,theKingdomoftheNetherlands ,
theEuropean AtomicEnergyCommunity andtheInternational Atomic
EnergyAgencyinimplementation ofArticleIII(1)and(4)ofthe
Treatyonthenon-proliferation ofnuclear weapons .

-2-
solutions havebeenfoundtoimplement theverification agreement
(e.g.the"jointteams"formula),itbecameapparent thatitwasno
longerpossible tousetheold"rulesandmethods"astheystood.
Anupdating ofthose"rulesandmethods"wouldhaveinevitably
entailed repercussions ontheverification agreement ,andwouldhave
alsopossibly jeopardized thedelicate compromises fortheimplementa­
tionofthisagreement whichhadbeenarrivedatinthemeantime as
aresultoflengthy anddifficult discussions between Euratom and
theIAEA.
Thatiswhyitseemedadvisable tolookforacompletely newformula,
i.e.adifferent text,fortheagreement relatedtotheUK.
Itshouldbepointedoutthat,although therulesandmethods worked
outforthatagreement areentirely different fromthoseoftheveri­
fication agreement ,theirimplementation willleadtothesamepracti­
calresultsinbothcases.Thisisexplicitely setforthinparagraph 8
ofthispart,whereby"theseRulesandMethodswill,forsimilar
conditions ,providefortheimplementation ofsimilarsafeguards inthe
UKasinotherstatessubjecttoCommunity andAgencysafeguards ".
Furthermore ,thisnewformula hasallowedforfullintegration in
theSubsidiary Arrangements ofthetrilateral agreement ofthearrange­
mentsconcerning "JointTeams"approved bytheCouncilinSeptember
1977inthecontextoftheverification agreement .
Asinthecaseofthelatteragreement ,the"rulesandmethods"are
supplemented byexamples designed to-.'il-lustratetheirapplication
indifferent typesoffacilities .'Scruting oftheexamples confirms
thatsafeguards similartothoseprovided forintheverification agree­
mentwillbeappliedintheUK.
II.Forthesamereasonssetforthaboveasregardsthe"rulesandmethods",
thecoordination arrangements referred toinarticles XIXandXXofthe
Protocol,insteadofbeinglaiddowninageneral way,intheintroduc­
tionoftheUKSubsidiary Arrangements ,willbespecified intheindividual
Facility Attachments ,asprovided inArticle XIX.Tothisend,account
hasalsobetakenofthe"JointTeams"arrangements approved bythe
CounciI.
III.Thepart"Formandformatofreports"isidentical tothecorresponding
partoftheverification agreement .
IV.Afurtherparthasbeenintroduced intheUKSubsidiary Arrangements ,with
aviewtospecifying practical procedures fortheimplementation of
article 23oftheagreement ;thisarticleprovidesfor,theapplication
ofAgencysafeguards intheUKunderothersafeguards agreements withthe
Agencytobesuspended whiletheAgreement isinforce.'
B)TheGeneralPart"oftheSubsidiary Arrangements specifies thecommunications
tobemadebytheParties,therelevant documents ,theprocedures tobefol­
lowedandthetimelimits.ThisPartisfullycomparable intheverification
agreement andintheUKagreement .Inthe"GeneralPart"ofthelatterthe
annexesarehoweverpartlydifferent ,owingtoanessential featureofthis

-3-
agreement ,namely the existence ofaList ofthefacilities subject tothe
agreement and ofalist ofthefacilities designated bythe Agency pursuant
toarticle 78 (a)ofthe agreement .Itshould bepointed out that those
lists areunilateral acts and therefore are not anintegral part ofthe
Subsidiary Arrangements .
The annex concerning the indicative questionnaire related todesign infor­
mation ofthefacilities isidentical inboth agreements .
C)Finally ,asfor theverification agreement ,separate documents (Facility
Attachments )are tobenegociated ;inthe case ofthe UK,the attachments
are tobeagreed for each facility orpart offacility ,onthe Facilities
List .

COUNCIL DECISION
approving theSubsidiary Arrangements supplementing
theAgreement betweentheUnitedKingdomofGreatBritain
andNorthern Ireland,theEuropean AtomicEnergyCommunity
andtheInternational AtomicEnergyAgencyfortheapplication
ofsafeguards intheUnitedKingdomofGreatBritain and
Northern Irelandinconnection withtheTreatyonthe
Non-Proliferation ofNuclear Weapons
THECOUNCIL OFTHEEUROPEAN COMMUNITIES ,
HavingregardtotheTreatyestablishing theEuropean AtomicEnergy
Community,andinparticular thesecondparagraph ofArticle 101thereof;
Havingregardtothedraftsubmitted bytheCommission ;
WhereastheCommission hasnegociated inaccordance withtherelevant Council
^Directives andintendstoconclude "Subsidiary Arrangements "supplementing
theAgreement betweentheEuropean AtomicEnergyCommunity andtheInter­
national AtomicEnergyAgencyapproved ;bytheCouncil on14June1976andto
whichtheUnitedKingdomisaIso-party;'
Whereasthetextofthese"Subsidiary Arrangements "shouldbeapproved,
HASDECIDED ASFOLLOWS :•
SoleArticle
ThetextoftheSubsidiary Arrangements supplementing theAgreement
betweentheUnitedKingdomofGreatBritain andNorthern Ireland,the
European AtomicEnergyCommunity andtheInternational AtomicEnergy
Agencyfortheapplication ofsafeguards intheUnitedKingdomofGreat
Britain andNorthern Irelandinconnection withtheTreatyontheNon-
Proliferation ofNuclear Weaponsisherebyapproved .
Doneat
FortheCouncil
ThePresident

r „tZrX&Wi ANNEX
fino?..–-57–
»
UK/EfJRATP X./1AqftkSR^ cJ'?'
DRAFT SUBSIDIARY AnmOSMPS

£ i!;i
SUiiSIDIAIlY AHI^GSH^TS
• TO 'fi-CD
AGltSI^Er.T BETW!?® TK'J l^ITEP KIKGIXM .O'v'CHEAT BRITAIN AND ViORTH'.'lRH UPLAND ,
THE j^LniOPW /o.ATOMIC ijIii-IRCY Wi -c-lUiim' 'Ai^D '1112 Ii<TIvi& ATIOJiAL ATOMIC' "KKSRGY .
AGLii-iCY FOR TI1?3 APPLICATION 01-' 3AFEG UARD3 IHTHE UIiIT3D KliiGDOi-l lii COiiKECTION
WITH THE TREATY 0*1 THIS N0ii-PR0LIF3RATI0K OFNUCLEAR WEAPOfcS
These Subsidiary Arrangements ,made under Article 39(a )of "theAgreement between
the United Kingdom ofGreat Britain and Northern Ireland ,the European Atomic
Energy Community and theInternational Atomic Energy Agency inconnection with the
Treaty onthefton-Proliferation ofNuclear Weapons ,signed atVienna on6September
197^»specify indeto.il ,tothe extent necessary topermit the Agency tofulfil its
responsibilities under this Agreement ,how the procedures laid dovm inthat Agree­
ment are tobeapplied .*The Agreement andits Protocol arehereinafter referred to
as'the Agreement 1and ''the Protocol' .These Subsidiary Arrangements consist of:
••«i
A. AnIntroduction relating to
I The Rules and Methods for the implementation of .thecriteria
referred toinArticle 01ofthe Agreement andArticle XIIof
the Protocol .
II The co-ordination arrangement sreferred toinArticle XIX of
the Protocol .
Ill The specification ofthe form and format ofreports referred
toinArticle IXofthe Protocol .
IV The arrangements for the implementation ofthe provisions' of
/article 23ofthe Agreement .
B. •AGeneral Part applicable toall nuclear material inthe United Kingdom
covered byArticle 1ofthe Agreement which specifies the communications
tobe -made between the Parties ,the relevant documents ,the procedures to
bofollowed and the time limits for actions tobemade between the Parties .
This Part issupplemented bythe following Annexes :
l(a.)Thecurrent Facilities List asspecified inArticle 1(b)ofthe Agreement .
l(b)Acurrent 15st -ofFacilities intheUnited Kingdom designated pursumt to
Article '{S(r )ofthe Agreement .
Annex l(a)and Annex 1(b)arenot anintegral part ofthese subsidiary arrangements
II The agreed indicative questionnaire ,referred toinArticl'e IIof""the
Protocol .This indicates the design and other information tobeprovided
for the preparation ofFacility Attachments .
0. A-separate .Attachment for each facility orpart ofafacility .
June i-979 BcSTR'CTED

X
Ki-J 4 lU.L' ■ v– . •
■STTPFiI DTART ARRANG EIiSTlTS
- !,
INTRODUCTION ' \j
■ . 'I '
IRULES ANDMETHODS FORTHEIMPLEMENTATION OPTHECRITERIA REFERRED TO |
INARTICLE 81OFTHEAGREEMENT ANDARTICLE XIIOFTHEPROTOCOL UNDER jTHETERMS OFTHEUK/SURATOM /IAEA AGREEMENT
1.Theobjective ofsafeguards will "beachieved ,inter alia ,through routine
inspection efforts under theAgreement asdetermined onthebasis ofthe ;
criteria described below . i
2.Thecriteria fordetermining inspection efforts are:- -. • i
(a)theform andaccessibility ofthenuclear material tobesafeguarded ; •;
(b)theeffectiveness oftheCommunity 'ssafeguards ; ,
(c)characteristics ofthenuclear fuel cycle being safeguarded intheUK; \
(d)international interdependence inrelation tothenuclear fuel cycle ;•
*■
being safeguarded intheUK ;and ;
(e)technical developments inthefield of .safeguards . j-
3.Allroutine inspection activities expected tobecarried outbyEuratom and :
theAgency will belisted andallocated adequate inspectors' time fortheir ;
execution ,sothat intotal theARIE 1*andARIE 2*efforts derived will be
.sufficient forpractical operations . >
4.Inthecase ofinstallations foruranium enrichment orusing significant ;
quantities ofplutoniuia andhighly enriched urahitua orreprocessing irradiated ,
fuel andsuch other facilities asmutually agreed upon theIAEA andEuratom will
form "Joint Teams "ofinspectors whowill jointly carry outtheir work . i
Basically allroutine inspection activities tobecarried outunder theAgreement
ineach plant will beconsidered asatask tobeperformed byone Joint Team . ;
!
i i
5.Thepurpose ofhaving Joint Teams ofinspectors istoenable both organizations
toachieve thesafeguards objectives ,with minimum intrusion into facility ;
operations compatible with these objectives andwith theavoidance totheextent
possible ofunnecessary duplication . ;
6.The Joint Team will perform common verification activities undertaken in
mutual support insuch awayastogive each organisation alltheinformation ■ .
required todraw itsownindependent conclusion . .
7.Provided thattheobjective stated in6above isassured thefollowing arrangements |
shall guide theoperations oftheJoint Team :-
*Actual Routine Inspection Efforts oftheCommunity (ARIE 1)andoftheAgency (ARIE

(i) Collection ofbnsic data will be .done asfaraspossible onthebasis
ofacommon setofw.orking papers .Thedistribution ,oftasks within
theJoint Team will bedecided bjtheteam itself .Ifacertain inspection
activity i3considered asrequiring more than one inspector ,inspectors
from both IAEA ,and Euratosi mem ,bers ofthe team will bepresent .An
activity which can becarried out byasingle inspector maybeundertaken
byanymem .beroftheJoint Team .Sampling plans will beprepared
jointly ,butprovision will bemade where required foreach organisation
toperform itso\manalysis onsampling taken .Ifseals arerequired by
both organisations theJoint Team will apply oneagreed seal .Until
mutually accepted seals areavailable ,different seals may beapplied .
(ii)Data obtained inthecourse ofperforming inspection activities will be
.reviewed forcompleteness and correctness bythe Joint Team .Identical
copies ofalldata collected will becompiled bythe Joint Team 'and
made available toboth organisations .
(iii)Nohierarchical structure isforeseen forthe Joint Team .Requests to
theoperator relating toJoint Team activities will normally be
χ
channelled through theEuratom inspector andtheAgency inspector will
accompany himwhenever itisconsidered necessary bytheAgency .
These Rules andMethods will ,forsimilar conditions ,provide for the
implementation ofsimilar safeguards intheUnited Kingdom asinother states
subject to*Community andAgency safeguards .
Theinspection efforts fortypical facilities areshown inthefollowing
specific examples .These examples shall "bereviewed from time totime
totake into account newtechnological developments inthefield ofsafeguards
and experience gained . . '

RESTR1CTED
À
• f'
EXAMPLES
The following examples illustrate theapplication of
the Rules and Methods .They have "been established
for anumber ofrealistic cases .
4

(5
EXEMPLE A AFri.irl:flrerflftr H^aotor .A­
«•
Application toafast breeder reactor ofnominal inventory 1000 kg plutonium
and 3000 kgnatural uranium ,andathroughput of1000 kgplutoniui ^and 3000 kg
natural uranium per year . ....
Itisassumed that thereactor isoperated continously .
Activities Number ofevents /yearAME 1
(mandays/y)ARIE 2
(man days/y)
1Receipts 150 * *
2Despatcnes 150 *
3Examination ofrecords 20 20
4Physical Inventory
Vérification ■2 10 5
5Containment /Surveillance
Activities20
I20
■Total •50 45
*Covered byverification activities associated with fast breeder reactor storage
facility . '
V-5-

EXAMPLE JJTiVanh fer.flIrradiated FuelStorage associated withaPastBreeder Reactor
Application toa-fresh eaidirradiated storage facility withanominal inventory
of1000kgplutonium and3000kgnatural uranium andathroughput of1000kg
plutcnium and3000kgnatural uranium peryear .Itisassumed thatthefacility
isoperated continuously .
I Activities Number ofevents /yearABIE 1
(Mandays/y)ARIE 2 S
(Mandays/y)I
1
1Receipts ■150 7575
2Despatches ofirradiated
fuel150 10580
3Examination ofrecorasI
I30
I30
ι
I
4Containment /Surveillance
activities
I.3°30
5Sampling andNDA
measurements40 40
V
6Prjysical Inventory
vérification20 15
Total 300 . 300
Note :Forinspection activities atstrategic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2.1 .ofthefacility attachments ,
ARIE 1=50andARIE 2=50man/days areassumed .This figure isnot "based
oncalculations orspecific characteristics ofthefacilities inquestion ,
ispromemoria only andisincluded intheARIE figures forthevarious
inspection activities indicated inthe table .
I-6-

EXAMPLE C*Past líeactor Piiel KcprócOK^inp' Plemt
Application -toafast reactor fuel reprocessing plant ofnominal inventory of i
1000 kgPuandnominal throughput of1000 kgperyear . 1 j
'. ■■ ; •I
! »
Itisassumed that the plant isoperating -<from dissolver toprocess - ,;
v
300days peryear ona7.days perv;eek and3shifts perday "basis ,and \
performing about 35^dirsolutions . ' '
Activities Number ofevents /yearARIE 1
(Mandays/y)ARIE 2
;(Mandays/y)
1Receipts I 150 i 75 75
2Input measurements 350 350 :350
.'•3Puoutput 25 .25 25
4Waste -hulls +UW/MAW 50 30
5Containment /Surveillance*
activities
6Examination ofRecords 30 30
7Calibrations andverifi - 10 10
cations ofoperators
measurement Systemι
I
.8Sample preparation for 400 . 1 90 ! 90
shipment
I
I
9Clean-out operationsI
2 20
10Physical inventory 2 20 20
verification
Total 670 630
*Covered byother verification activities
Notfe Forinspection activities atstrategic points ,other than the .strategic
points referred toincodes 3.1.2 .and3.2.1 .ofthefacility attachments ,-
ARIE 1=80andARIE 2=80man/days area.ssumed .This figure isnotbased
oncalculations orspecific characteristics ofthe facilities inquestion ,
ispromemoria only andisincluded intheARIE figures forthevarious
inspection activities indicated inthetable »
-7-

I
(3.
KXAMPLË -D Pn.bricn,+,ion ofMixsd PIuton1utn/[Jr?ni-jmOxido Fuel Klenonts
Application toamixed ,plutoniura /uraniuxa fuel element -fabrication facility of
nominal inventory 300 kgplutonium plus 900kgnatural uranium and athroughput
of300 legplutonium and .900kgofuranium peryear *Itisassumed that the
facility operates 8hours/dayfor 5days/week forapproximately 300days/year ,,
Activities Number ofevents /year ,ARIE 1
'Man daye/y)ARIE 2 '
Msiidays/y'j
•1Receipts ofplutonium 25 25 25
nitrate inflasks
2Transfer ofplutonium 50 50
nitrate tostorage tanks
3Verification ofinput to 50 50
conversion processi
i
4Observation ofsarapling 40 40
activities
!
5 NDA measurements 80 I 80
6Shipment ofsub assemblies 25 25 25
9
7Clean out operation 2 20 0
8Physical Inventory taking 2 40 30
9Containment /Surveillance 50 50
activities
10Examination ofRecoras 40 40
11Calibration and verification 20 20
ofoperators measurements
SystemI
I
12Samples preparation for 50 50
shipment
13Preparation ofstandards
i40 40
Tôtal 530 500
■ITote :For inspection activities atstrategic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2.1 .ofthefacility attachments ,
ARIE 1=100and ARIE 2=100 man/days are assumed .This figure isnot
based oncalculations orspecific characteristics ofthefacilities in
question ,ispro meinoria only andisincluded inthe ARIE figures forthe
various inspection activities indicated inthe table .

EXAMPLE TC Zoro EnvrjBrocar Heriotor
Application toaZero Energy Breeder Reactor ofnominal inventory of1700 kg
plutonium asmetal and .pxide and 2200 kgenriched uranium asmetal and oxide
(U2-^content 65Okg)ana 58tons ofnatural uranium .Itisassumed that
thefacility isoperating 8hours/dc^yfor 5days/week throughout theyear .
Activities Numb orofevents /yearARIE 1
(Kan day/y)1
ARIE 2
(Man day/y)
1Receipts 20
ι20 20
2Despatches 20 20 20
3Observation of
•ongoing operations "I
60-
50
4Containrnent /Survei 11ance
activities
I80 80
5 KDA Activities selected atrandom
I100 100
oPhysical Invent oiy
vérification
I2 10 . 10
7Examination ofrecords 10 10
Total
(300 290
Note sFor inspection activities atstrategic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2.1 .ofthefacility attachments ,
ARIE 1=50and ARIE 2=$0man/days are assumed .This figure isnot
*
based oncalculations orspecific characteristics ofthefacilities in
question ,ispro memoria only andisincluded inthe ARIE figures for the
various inspection activities indicated inthe table .

EXAMPLE F Continuously Fuelled Graphite koderntcd Reactors
»• •
Application to:
a)Apower station fuelled with natural uranium metal fuel with anominal
inventory of900tonnes uranium andanannual throughput of120tonnes
b)Apower station fuelled .with lowenriched uranium (enrichment varies from
1.162 to3.50w/oU«5 )nominal inventory of280tonnes total uranium and
annual throughput of39tonnes uranium .
Reactors operated continously .
Activities ]Number ofevents /yearARIE 1-
(Mandays/y)ARIE 2
(Mandays/y)
I
1Receipts 30 ι KIL++NIL
2Despatches ■30 30 30
3Examination of
records10 10
4Physical Invent ory
vérification1 5 3
5Containment andSurveill­
ance activities*
6NDAmeasurements 5 ■ 5
!
Total!
! 50 48
+ifsealed atfabrication plant
.*■covered byother verification activities
-10-

ΊΖ.
SUBSIDIARY ARRANGEMENTS
INTRODUCTION
II Co~ordination Arrangements
The co-ordination arrangements referred toinArticles XIX andXXofthe
Protocol arespecified intheFacility Attachments .Inspections offacilitief
designated pursuant toAnnex 1(b)ofthese Subsidiary Arrangements are
•tobecarried out ,where soagreed ,byJoint Teams ofinspectors drawn fronr
theEuropean Atomic Energy Community andfrom theInternational Atomic
Energy Agency ..
11
RESTRICTED

RESTRICTED
SUB51Dl .-MlYArmM'IGïïMHN TS
INTRODUCTIÖK
III Ko'rm anrî Format ofRonorts
Accounting reports shall normally beprovided tothe Agency onmagnetic
tape .They shall inolude slltheappropriate information specified m
Code 10.Theformat forreports onmagnetic tapes will bespecified -m
letters tobeexchanged between the Commission andthe Agency 'sSecre­
tariat . ■-,
Under exceptional circumstances ,accounting reports maybetra*ism^"t^ec*
inhard copy .
-12-
RESTRICTED

Ι··-»Ϊ·Π»ΛΗΐ -Α-βΤ·*.Όf\£s3 S!\iv kuW(ΰ
•SUBSIDIAHY ARRANGEMENTS
INTRODUCTION
/
IV Arrangements for the implementation ofArticle 23of .the
Agreement
Atthetime this Agreement enters into force theUnited Kingdom and
theAgency >jhall jointly agree theinventory ofnuclear material
already intheUnited Kingdom v/hich issubject toother safeguards agreements
between theAgency and theUnited Kingdom .
TheAgency and theUnited Kingdom shall seek jointly tomake arrangements
with -theother parties involved sothat safeguards intheUnited Kingdom
under such Agreements are suspended .The United Kingdom will inform the
Agency byletter oftheamounts ofmaterial under other Agreements which ,
susbequently arrive inoraredespatched from theUnited Kingdom ,within '
JOdays ofreceipt ordespatch .
Onthebasis ofsuch transfer 'stheUnited Kingdom andtheAgency shall
each maintain arecord ofthe amounts ofmaterial subject tosuspended
safeguards agreements andshall compare their records at .six–monthly
intervals .
Itwill betheresponsibility oftheAgency todesignate asufficient
number offacilities toensure that the total araount ofmaterial ofeach
type actually safeguarded intheUnited Kingdom isatalltimes equal to
orgreater than thecorresponding quantities intheabove mentioned record .
-13-
/LV **%lV*i

45
kc;w
SUBSIDIARY ARRANGEMENTS
GENERAL PART ■
Table ofContents
Subject
Channels ofcommunication
Communications from Agency
Communications toAgency
t ■ '
TheCommunity 'sSafeguards Measures referred toinArticle 32o
theAgreement
Measures foreseen intheAgreement
Specifications ofinformation tobeprovided bytheCommunity
Provision ofinformation bytheCommunity
Information onfacilities orparts offacilities
Radiological protection andsafety
Initial report
Accounting reports '
Spécial reports
Information ontransfers into oroutoftheUnited King om
Provision ofinformation bytheAgency totheCommunity andtothe
United Kingdom
Agency statements
Advance Notice ofadhoc inspections
Publication ofinformation bytheAgency
Termination andexemption
Model arrangement fortermination
Model request forexemption
Model communication onre-application ofsafeguards
Advance notifications oftransfers ofnuclear material outofor
into theUnited Kingdom
Model communication forintended export
Model communication for exoacted import

l?î>c:^ s.";s r
Table ofContents (Cont'd )
Coder : : : f
Subject
8 Model inventory ofnuclear material subject tosafeguards
under theAgreement
9 Samples ,forSafeguards
10 Report forms andExplanations oftheir use .
11 ■' Provision ofinformation bytheUnited Kingdom onintended
withdrawal ofnuclear material fox *national security reasons
(Article 14oftheAgreement )
Annex 1(a ) The current Facilities List
Annex 1(b ) Thecurrent list ofDesignated Facilities
Annex II The Indicative Questionnaire fortheprovision .of
Design Information
1.
i
liv*i»»Svi'fi ?N«>iiVww.i i'til JLjU/
i -15-

<&t.i
μ
aV, i.C":C^iHi .** •
(
i
;
i <
^ i
1. Channels ofcommunication
^ ,
. \ ,
Iode Subject Name and Address
> –– –
1.1
,.1.1
1.1.2
1.1.3
1.2.1Communications from Agency
Onmatters relating toimplementation
ofAgreement ,Protocol and Subsidiary
Arrangements .
Routing ofcommunications under 1.1.1
Normal contact ofAgency inspectors
inthe United Kingdom .
Communications toApencv
*j
Onmatters relating toimplementation |
ofAgreement ,Protocol andSubsidiary
Arrangements .and :
TheSafeguards Office Commission of
Department ofEnergy European
Thames House South .Communities ^
London SW1P 4QJ Directorate ox
Direc t Euratom Safeguards
Jean Monnet Bid
The Safeguards Office Kirchberg ,•
Department ofEnergy Luxembourg
Thames House South Grand Duchy of
London SW1P frQJ Luxembourg
The Director General
International Atomic Energy Agency
.Kdmtner Ring 11POBox 590,
L-\01rVienna Austria
\Telephone :52^511
Telex :0126^5
Cable :INATOM A
OrAgency staff member showii by
previous communications tobeauthorised todeal with subject
matter . .
I.2.2 Contact incase ofaccidents or **
other emergencies involving
Agency inspectors . 'As Above
-16-
rSifyn -
.»•h*.i. tC-.ï '■
D.

CodoRéférencé t/ \
(Articles ) I Subject
JA^preer.entjProtocol j
t i
^iA-•I ÜCSSVRROS 'FOROS I.N THO ATOO N^N'FC
2.1.1
32(a ) !
IFor measurer.'.ent :
Ameasurement system for the determination v/here
appropriate ofquantities ofnuclear material i
* i
i
ii(i)received ;
(ii)produced ;
(iii)shipped'
(iv)lost ;
'(v)otherwise removed from inventory ,or
(vi)oninventory .
I32(b ) « The evaluation ofprecision and accuracy of
measurements ana the estimation ofmeasurement
uncertainty .
■32(a ) |
IProcedures for taking aphysical inventory .
32(e ) Procedures for the evaluation ofaccumulations
ofunmeasured inventory and unmeasured losses .
2.1.2
32(o )
32(f)
32(h )
i
| ■For accountancy :
Procedures for identifying ,reviewing and evaluating
differences inshipper /receiver measurements .
Asystem ofrecords andreports showing ,for each
material balance area ,the inventory ofnuclear
material and the changes inthat inventory including ,
receipts into and transfers out ofthematerial
balance area .
Procedures for the submission ofreports tothe
Agency inaccordance v/ithArticles 59~°5and 67--
ofthe Agreement and with Articles VII-IXof 1the
Protocol .
2.1.3
I:32(g )
i
IProvisions toassure correct operation ofthe
accounting procedures and arrangements .
t/Kbte Reference to .Articles inthese columns ispurely indicative soastofacilitate
cross-reference between the Subsidiary Arrangements and the Agreement and the ^
Protocol respectively .
EËSIRICXSD
-17-

SfeStRICÎcDΜ9
ArreementRéférencé
^AruiGxCs j
ment IProtocol
32(a)
-(h)
.3
.4Subject
Specif ?-CntfonB ofinformation to
boprovided (asnnoiicnblo )
For each ofthe items listed
under code 2.1 information ia .
tobeprovided on:
Theexisting legislation (laws ,
regulations ,general adminis­
trative procedures )giving
requirements orlaying dov,Ti
minimum standards (outlines ,
and brief extracts ofrelevant
texts ,andreferences ).
Theorganizational unit(s )in
theUnited Kingdom responsible
for :
(i^measurement ;
(ii)accountancy ;Inform tj.nn
urovioed bv
Coirznur.ity
&)
(iii)the assurance that tne
functions listed under
codes 2.1.1 and 2.1.2
arecarried outcorrectlyThe European
Communities Act
1972
The Treaty
establishing The
European Atomic
Energy Community
L.1957
The extent tov/hich each ofthe
organizational units involved
(i)
M5-)
(m)hasauthority toinsure
compliance v?ith the
provisions ofthe
Community 1sSafeguards
carries out audits ;
■carries out independent
measurements .
Theprocedures andtechniques
followed byeach organizational
unit inorder tomeet the
requirements orminimum standards
referred tounder code 2.2.1.1Commission .
Régulation
(Euratom )3?o.
3227 /76,
19October Î976
Note :TheAgency should be
provided with texts of
newlaws ,regulations of
general administrative
procedures assoon as .
possible after promulgation .
-18-tSSIRiCTED

!';?Γ*Τ£Πί'^ν·/ίί,,ί· ./
3.Provision ofinformation bytheCommunity
CodeReference
(Articles )
Agreement ProtocolSubject Date ortime limit
3.1
3.1.1 II-V
3.1.2 k2-kk II-V
3.1.3 , 45 • II-V
3.1 .H *+5 II-V
6(a )
8(c )
k2MInformation onfacilities orparts
offacilities
Provision ofdesign information in
respect offacilities orparts
thereof identified inthe Facilities
List (Annex 1(a)).
Provision ofdesign information for
new facilities orparts ofnew
facilities together with complete
proposal for theFacility
Attachmept .
Provision ofinformation on
significent changes todata
previously provided under 3.1.1
or3«1»2 ,asspecified inthe
relevant Attachment together
with theproposal forconsequent
amendment ofthe Attachment .
Provision ofinformation on
changes todata previously
provided under 3.1.1 or3*1.2
other than changes specified
in3-1.3 .
Note 1
With reference tosubjects under
code 3-1i
Confidential information shall
bemarked assuch and treated
accordingly .
Confidential information ,once
examined ,may be .marked bythe'
Agency toshow that theexamina­
tion has taken place .
Note 2
With reference tosubjects under
codes 3«1.2 and 3.1.3 :
Ifthe information cannot be
provided infull atthe time
specified ,theAgency and the
Community mayagree onalater
date forcompletion ofthe
information .Prior todiscussioi
oftheFacility
Attachment .
Not later than 30
days before the
facility orpart of
facility scheduled
togointo operatio
Not later .than 15
days before the
modification is
scheduled tobe
completed .
Together with the
first inventory
change report made
after modification
iscomplete .
V/hen provided ,
When examinea .
-19-

fCio »ujJ
CodeReference
,(Articles )
Agreement ProtocolSubject Date ortime limit
3.2
3.2.1
3.2.244,88
44,88
3.2.3 44,88Radiological Protection aridSafety */
Information onlaws andregulations
forradiological protection and
safety inthe United Kingdom as
applicable toAgency inspectors .
Information onradiological
surveillance measures and on
medical facilities that are .avail­
able for Agency inspectors incase
ofradiation accidents .
Information onradiation dosages
received byAgency inspectors in
the performance oftheir functions
inthe United Kingdom .Initially upon entry \
into force oftne i
Subsidiary Arrangements ;
Initially tupon entry jinto force ofthe J
Subsidiary Arrangements *
Note
The Agency should oe
provided with informa­
tion onnew laws or
regulations ,orchange
tothe information
provided under code
3.2.2 ,assoon as
possible after such
new laws orregula­
tions have been
promulgated orchanges
introduced .
Quarterly ,or-assoon
aspossible after
significant radiation
exposure .
1/Itisunderstood that theUnited Kingdom will ensure that staff members ofthe^goncj
carrying outfunctions under .theAgreement benefit fully from thehealth and
safety measures inforce at,each' facility tincluding theprovision ofavailable
medical care andmeasures foremergency assistance incase ofaccidents .
-20-
rv.-.^ ii:u

Γ^ V|*^/(***> ρ-ΓΝ,
;• . t)
»fc-Mv "(XX
CodeReference
(Articles )
A/rrcement ProtocolSubject Date ortime limit
3.3 62,34 Initial .Renort
Despatch oftheinitial report of
all nuclear material subject tosafe­
guards under the Agreement .
(Forcontent seestandard form R.02 ,
asattached tc'Code 10with explan­
ations ).Within thirty days .
ofthe last day of
the calendar month
inwhich Agreement
entered into force
bythe fastest means
ofcommunication
(express airmail or
diplomatic pouch ).
Kox e:Ifmaterial balance areas under the Agreement have not yet been defined ,list
material according tomaterial balance areas orgeographical location asused
bythe ..Community .
3,4
3-4.1
3,4.359-61 ,
63(a),64
65
3.4.2 59-61 t
63(b),67
69vi,vn,
IX,
VI,VIII ,
IX,Accounting Reports
Despatch ofinventory change
reports either inaconsolidated
list orindividually ,asspecif ied
inthe relevant Attachment ,and
concise notes .
(Forcontent seestandard form R.01 ,
asattached toCode '10,with expla -ations .)
Despatch ofmaterial balance
reports with physical inventory
listing attached .
(Forcontent seestandard forms
R.03 for material balance report
and R.02 for physical inventory
listing ,,asattached toCode 10,
with explanations .)
Despatch ofamplification and
clarification ofaccounting
reports .Assoon aspossible ,
but within 60days
after the end ofthe
month inwhich the
inventory change (s)
occur(s ),byfastest
means ofcommunication .
Assoon aspossible ,
but within 60days
ofcompletion of
physical inventory
taking .
Normally within 30
days ofthe date of
Agency* 'srequest .
-21-
L\\Ac* it' mlioj 1'

k
' i' -
' ■ ■ RESiSICIED■■0? • !
i•
' h
3ode 'Refere
(Articl
Agreeraent Ince
es)
ProtocolSubjectDate ortime lirait
.5
.5.1
5.5.2
3.5.368
91(C )
69,91 (C)
i
ιSpécial "Reports
Despatch of .special reports .
• • • - • •
Despatch ofspecial reports mcase
ofunusual incidents orcircum­
stances during transfers ofnuclear
material into or^out ofth§United
Kingdom which have been notified
tothe Agency under Article 91(a)
ofthe Agreement
Despatch ofamplification and
clarification ofspecial reports .Y
Without delay after the
Community isled to
believe that there isor j
may have been loss of
nuclear material orafter j
thecontainment has ,un- jj
expectedly changed tothe •[
extent that unauthorized ^,
removal ofnuclear materi­
alhas become possible , ,j
bycable ,telex ortele- t
phone andfollow-up letter
Immediately after t
incident oxcircunsta - |
nee isknown bycable ,
telex ,ortelephone and
follow-up letter .
Immediately onreceipt ^_.
ofAgency's request or >
assoon aspossible ^ j
thereafter . / .j
53 Note ;The Agency may request
amplification orclarifi­
cation ofthe reports
referred tounder Codes
3.4.3 and3.5.3Aslong astherelevant
records areretained as
specified inAttachment
concerned .
I
B.6 ;
5,6.1
^6.291(b)(i )
9'i(b )(i)]
/
rInformation ontransfers into or
out ofthe United Kingdom
Despatch ofadvance notification
oftransfers ofnuclear material
out ofthe UKofmore than one
effective kilogram .See Code
7.1 .for details ofinformation
tobetransmitted .
Despatch ofadvance notification oi
transfers ofnuclear material
out ofthe United Kingdom from
facilities which normally export
significant quantities tothe
same State inshipments each
not exceeding one effective
kilogram ,ifsospecified in -
the corresponding Facility
Attachment .Toreach Agency normally ,
notless than ten days
before shipment -
See Note 1
Toreach Agency normally
notless than ten days
before shipment
See Note 1 '
\
,/KI'S ij

{^4-'
CodeRefe :
(Art :
Agreement \_Jrence
Lcles )
IProtocol• Subject i)ate -orTime Limit
1
:3.6.3
!
j
I9i(b)(ii ) Despatch ofadvance notification of
nuclear material transfers into the
UKeach ofmore than one effective
kilogram .See Code 7*2 fordetails
ofinformation tobetransmitted .Tobesent tothe Ager.c
not later than ths'date
ofreceipt ,and whenovi
possible atsuch time a
toensure that itis .
received bythe Agency |
later than two days be'
the material isunpackc .
Tote 1:Inpractice ,,thenotifications under Codes 3.6.1 and3.6.2 .should bedespatched to
reach the Agency 5working days before the nuclear ,material istobeprepared for
shipment .
jfote 2:Iftheobservation ofthotime limits given under codes 3.6.1 ,3.6.2 and3*6.3 would
result indelayed shipment orunpacking ,shorter notice toenable the Agency toact
.'under Article 7l(° )»asappropriate ,may begiven becable ,telex ortelephone .
Such anotice should befoil-owed bytransmission ofthefull information under Codes
'7«-1 or7*2 asappropriate .Innocase will .these requirements beinterpreted ,asan
obligation for the operator topostpone preparing for shipment ,shipping orunpacking
nuclear material .
o+-e3?Referring toCodes 3.6.1 ,3.6.2 ,and3.6.3»despatch ofnotification ofdelays not
giving rise toSpecial Reports ,inpreparation for shipment ,,indespatch orin
unpacking ofnuclear material will bemade -as .soon aspossible bycable ,telex or
telephone .Notifications should give new dates ,ifknown .
ote 4'•Theinformation included under Codes 3«3 »'3.4 ?3.5 aM3.6shall betreated as
confidential and appropriate security measures taken forits transmission .

• i»IVtli.il ii' i, 
^f.Provision ofInformation bytho-Afr ency to–_ ,
Community end touheUnited Kingdom
c>
0
1
'( • v ' '
?Code
[Eefere
(Artici
Agrecment:nce
.es)
ProtocolSubjectDate ortirne lin»-..
1
1.1
,1.241,66
30,90Agency statements
Provision ofcopies oftheAgency 's
unified inventories
Seemodel under code 8.
Statement ontheAgency 's . :
verification activities as
specified intheFacility I
Attachments .
Note
IftheCommunity ortheUnited
Kingdom disagrees with any
Agency statement ,notice to 1
effect should besent tothe
AgencyHalf-y earl ;>r'as
^0June arid3'
December notlater
thaii 3months efter
-fchese dates .
.Asspecified in
■cheifeciiity
Attachments
Ifpossible within
30 .days after
receipt ofthe "
statement in
question .
-.285<a ).7l(a )■ ■ !
Advance Notice of prl
Notice bytheAgency TITnuclear
itintends toinspe ^material inconnection
transfers into orouto
United Kingdom .Immediately after
receipt ofanyjcioti
fication pursuant
tocode 3-6above
and atleast 24hrs
before theinspectii
•Λ
1 H _J -––
• f
-24-

('•)Kui V- I*«î••*!9/
i/Ai'
5. Publication ofInformation bytne Agency
CodeReferenc
(Article
Agreement j:e
;s)
ProtocolSubject
5.1
5.1.1
5.1.26(bHii )
/
I
tThe Agency may publish the following summarized informa tic ,
after having secured the agreement ofthe Community and o:
the United Kingdom .
The amounts and types ofnuclear material subject tosafe­
guards under the Agreement inthe United Kingdom interms
ofeffective kilograms asfollows :
(a)natural and depleted uranium ,and thorium ;
(b) enriched uranium with anenrichment uptoand
including 5^5
(c)enriched uranium with anenrichment ofmore
than 5/J»a^d
(d) plutonium .
Alist ofthefacilities inthe United Kingdom which cont ;
nuclear material subject tosafeguards under .the Agreemem
asfollows :
(a) reactors with anindication oftheir purpose and
with their nominal power ;
(b)conversion and fabrication plants ,with anindication
whether they arepilot orindustrial size plants ;
(c) isotope separation plants ,with their nominal
capacity ;
(d) reprocessing plants ,with their nominal capacity ;
and
(e) critical facilities ,research installations (with i
indication oftheir nature ,)and separate storage facility
Thelist mayalso contain theofficial description and/or
name ,and the location ofeach facility .
-25-

Code 6.1-Kodcl
Agreomont Roforence ,
"(Articles ) .
13,3S(b ) .
/■
TERMINATION OFSAFEGUARDS
• . ONNUCLEAR MATERIAL -
*/mA y^»» r\r > ■ *r/\*r *vtrs*vr«i a /TOBEU£ED IIINON-NUCLEAR "ACTIVITIES
Safeguards shall "beterminated with -respect tonuclear material as
specified "below :
a)..... g/kgtotal weight ,and..... gfissile
isotope(s )6f (Element )
■ · Ί
b)Chemical composition
Physical form :
Enrichment orisotopic composition (if
applicable ):
' /
c)Material balance area andlocation therein where
■I
thenuclear material isnowpresent :
d)Present use ,with particulars ofcontainment ,if
appropriate : ■
e)Theproposed non-nuclear useis:
f)Thenuclear material ,once inuse ,will be
ipractically irrecoverable because
g)Approximate date oftransfer tonon-nuclear use :
PortheCommunity FortheAgency FortheUnited Kingdom
Bate Date ír?fparafabove )
v DclirQ ••••«•••••*••
Except nuclear material covered byspecific provisions fortermination of
safeguards intheFacility Attachments ifrelevant .
-26- »

»Code 6.2-Model
Agreement Reference
(Articles )
36,37 " .
REOUEST FOR EXEI-'PTIOM^_r_ ,
FROM SAFEGUARDS' OF NUCLEAR MATERIAL
Date •••«
a)Exemption from safeguards isrequested for
g/kgtotal weight ,and gfissile
isotope(s )of * (Element )
b)Chemical composition :.
Physical form :
Enrichment orisotopic composition (if
applicable )
c)Material "balance area andlocation therein where
the nuclear material isnow present :
d)Intented use (only ifexemption issought
pursuant toArticle 36(a )or(b)):
e)Approximate ,date of:
(i)forexemption under Articles 36(a )and 37s
transfer out ofmaterial balance area
(ii)forexemption urider Article 36(b):
transfer tonon-nuclear use
For the Community '
Exemption granted asabove
Date
For the Agency
^/Except nuclear material covered byspecific provisions for exemption from
safeguards inthe Facility Attachments ifrelevant .
-27-

Cede 6.3 »–Kodel
Agreeisent Reference
,(Articles )
38 . " * '
B!3-.APPliIC ATI OxTOF SAFEOUATffiS
TKTRESPECT OP KUCL3AR WAT3RTAL PRT37TOUSLY EXELIPTED
Date
a)Safeguards should bere-applied inrespect of
.......... g/kgtotal v&ightf and •'.••••••••£ fissile
isotcpe(s )of• t.,*.... ...•....( Element )
b)Chemical ,compositions
Physical form :..... ...
Enrichment orisotopic composition (ifapplicable )
c)Material balance area andlocation therein where
safeguards should bere-applied inrespect of
the nuclear material
d)Date from which safeguards should bere-applieds
e)Exemption from safeguards inrespect ofmaterial
jinquestion was granted on
under Article (da«e)
For the Community
a)Safeguards will bere-applied tothenuclear
material described above .
b)Fornuclear material which wasexempted pursuant
toArticle 37»the amount which now remains
exempted ,under the relevant paragraph ofthe
Article is
Date
.. For the Agency-23-

rJprr >,r,>r , /0f'i~ -vi.i' ,:■■■■'■• - V- •
V h«ilv<,V4A.;».'& X. -
Code -7.1-Môâel j
Agreement Reference
(Articles )
12,91
INFORMATION TO BE PROVIDED FOR ADV ANCE NOTIFICATION
OP EXPORTS OP NUCLEAR MATERIAL OUT OP THE UNITED KINGDOM
r ... . ..... -,
(a;Quantity :total weight ofelement
illgrams/kilograms ;
. weight offissile isotope (s)in
grams (ifapplicable ).
(b)Chemical composition
Physical form '
Enrichment orisotopic composition (if
applicable )
(c)Number ofitems 5
(d)Description (type )ofcontainers ,
including features that would permit
sealing
Shipment identification data
(e)State and,ifknown ,place ofdestination
(f)Means oftransport
(g)Material balance area andlocation therein
where material isprepared for shipping
and can beidentified and where its
quantity and composition canifpossible
beverified
-29-(a)Quantity :
(d)

fj/yu C +
Code 7.1-fêodcl (page 2)
Agrocment Référencé
(Articles )
•12,91 .
(h)'Last date when material can "beidentified
and when itsquantity and composition can,
ifpossible ,"beverified
(i)Approximate dates ofdispatch
and ofexpected .arrival..at destination
(j)Date ofnotification
(lc) Uamc ofauthorised person onbehalf '
ofCommunity
Note :Ifseparate shipments are prepared together for
dispatch tothe same State (whether simultaneous
ornot),they mayallbespecified inasingle
advance notification . ..
ËESIRÎCTED
-30-

. fe
Ceaa 7.g-Medal L.iv &r,:U
Agreement Refcrence
(Articles )
12.91
INFORMATION TOBEPROVIDED FOR ADVANCE NOTIFICATION
OPIMPORTS OPNUCLEAR MATERIAL INTO THE UNITED KINGDOM
..(a)Quantity :total weight ofelement ingrams/kilograms ;
weight offissile isotope(s )ingrams (ifapplicable )
...(b)Chemical composition " •
Physical form
Enrichment orisotopic composition (ifapplicable )
\
(c)Number ofitems
(d)Description (type )ofcontainers
(e)Supplying State
(f)Means oftransport .
(g)Expected ,oractual date ofarrival intheUnited Kingdom .
(h)Material balance area andlocation therein where
material will beunpacked andcanbeidentified and
where itsquantity andcomposition callbeverified
SE3ÏRÏCTED
-31-

ΡΓ·ΓΓΦ^ΤΓ.Γ \- » ΑΛ·ίι*· %«·.!»ΑΛ·Ι.ν >ν.£·»]}<ν
Code 7.2-Model (page 2)
Agreement Reference
.(Articles )
12,91
(i)Date(s )when material will "be "unpacked
(3)Date ofnotification
(k)Kane ofauthorised person onbehalf
ofComunity .
Note :Ifseparate shipments from the sarae State are
expected tobe'unpacked together (whether they
have arrived together ornot)they mayallhe
specified inasingle advance notification .

Code 8-Model
Agreement ^Reference
(Articles )
12,41»66
THE AGENCY 'SINVENTORY OFNUCLEAR MATERIAL
SUBJECT TO -SAFEGUARDS UNDER THE ACREEKSNT
asof
A. Consolidated Book Inventory
MBA Facility MaterialQuantity .
Limit s
ofError Total
ElémentPi'ssile
Isotope
"M
B. Material intransit mthe United Kincdom
Between
Shipper ReceiverMaterialQuantity
Total Fissile
Element Isotope
(MBA)arid (MBA)
-33-

eor.ent rtofcrenca
[/artiolcc )
•12,41,66J')
/>·/ ,··<»·\ί ·;',ΛΛ''ίιΓ,κ
•C. Export Account
Transferred to(state and,
iflsaov /n,place of
destination )MaterialQuantity
Total
ElémentFissile
Isotope
Notes t.1.Nuclear material in.respect ofwhich the Agency hasreceived a
'report from theshipping material balance area that the export
ofthematerial 'out ofthe United Kingdom has taiien place will
beplaced onthe export account for the United Kingdom until
such time asthe Agency hasreceived ,confirmation that the
material has been received bytherecipient State .'
•2.Nuclear material transferred tot>:e United Kingdom will be
listed intheinventory upon receipt bythe Agency ofthe
,inventory change report from thereceiving material balance
area pertaining -tothereceipt ofthematerial inquestion .
3.Nuclear material transferred between -twomaterial balance areas
■within the United Kingdom tn.ll continue tobe .listed bythe
Agency inrespect ofthe material balance area from which it
has been shipped ,asmaterial intransit ,until itisreported
tohave been received inthereceiving material balance area .
-34- EES7£JC7?rViÂ:U

RESTRICTED
Code 9-M°<lel
Agreement Reference
(Articles )
75
Protocol Reference
(Articles )
.XXII
SAMPLES FOR SAFEGUARDS
Information tobeincluded inSample Forms used bythe Agency .
1. Country . -
2." Facility /MBA code .
3» Date ofsampling .
4. Proposed shipment date and means oftransport .
5. Packaging arrangements .
6. Activity ofcontent .
7* Agency ueal number .
8. Name andsignature ofappropriate official atshipping facility /MBAto
whom the sealed package has been handed over for shipment .
9« •Name and signature ofauthorized official atFacility and ofIAEA inspector
certifying that the samples described inthe sample form have been taken
for analysis .
10. Data for samples taken :
a)Material description andbatch name ornumber .
b)Weight ofsample andbottle .
c)Net v/eight ofsample .
d)Enrichment vrtfo (ifapplicable ).
e)Operator 'svalue forelem|nt conc.(wt$6 .)f)Operator 'svalues foru/u/Pu/Thweights -inthesample .
Note .
One copy ofthe sample form tobegiven forretention byappropriate officialatshipping facility /MBA
RESTRICTED

.■.UOUO l'J .. '~-
' Heferonce
(•Art .LeDes)
-59-6^7
Protocol Rei'erenoe
(Articles )
IX REPORT 'FOPJ.IS AIID EXPLANATION
HITROUUCT IOtï
V
Reports tobeprovided "totieAgency consist ofthree types ;Inventory Change
Reports (ICR),Physical Inventory Listings (PIL)andivixterial Balance Reports
(LD3R).Foreach ofthese ahard copy proforma isattached .
These forms are -designed togive anindication ofthecontents ofthereports
tobeprovided bythe Community tothe Agency but these forms will not normally be
used since thereports will normally beprovided onmagnetic tape .
The form and format ofthereports tobeprovided bythe Community tothe Agency
are setforth inthe Introduction tothese Subsidiary Arrangements .rOF TII3IR US.::
iifcSIRÏCTED
-36-

INVENTORY CHAMGE REPORT (ICR)FORMR.01.1/c
COUNTRY
FACCLITY
MATERIAL BALANCE AREA .
5 ?PERIOD COVERED BYREPORT :
REPORT No.FROM TO
PAGENo.. OF PAGES SIGNATURE .
r z
o
y­<3
Z
J–
'Z
O
U1'11
DATEOF
INVENTORY
CHANGEMBA/COUNTRY>-
U-Qj000
LU-7-ZC_5<
>->Xtu
Q
O
U
Û_
5
MNAMEOR
NUMBER OF
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Header Coding :
1–2 Country Code
5–8 Facitity Code ,
9-12 MBA Code
13-18 Beginning Date ofPeriod Covered (YYMMDD )
19-24 Date ofReported Event orEnding Date ofPeriod (YYMMDD )
25–27 Number oflineEntries ,increased by1.
2S-31 For IAEA useonîv
70–73 Report Number
74–79 Attribute (coded atthelAEA )

ipyVEiMTORY CHANGE REPORT (SCR)FORMR.Q1.2
COUNTRY
FACILIT Y
MATERIAL BALANCE AREA
2S 78PERIODCOVERED BYREPORT :FROM TO
REPORT No
PAGENo.. OF. PAGES SIGNATURE
□
_I_L IIIIII JL JLIII
Oz
>-MBA/FACILITY/
COUNTRY
DATEOF
INVENTORY
CHANGEFROM TOTYPEOF
INVENTORY
CHANGEKMP
CODENAMEOR
NUMBER OF
BATCHNUMBER
OF
ITEMS
IN
BATCHMATERIAL
DESCRIPTIONACCOUNTANCY DATA
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rcU233 W234 %U235 %U236 %U238 %Pu238%PU239■|
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No.U\LU
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2 2DATE
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1–2 Country Code
5–8 Facilitv Code
9-12 MBA Code
19-24 Date (YVMMDD )
25-27 Number oflineEntries ,increased by1.
28
70–73 Report Number
74-79 Attribute (coded attheIAEA )

MATSRfAL 2ALA1Y.CE REPCF.T (ÍY1B3)FCRSVJR.C3
COUNTRY
j"ACIL1TY .
(ti/ico:AIiRlPOKTING PERIOD,FROM TO 1
REPORTNo. I
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Header Coding :
1–2 Country Code
5–8 Facility Code
9-12 MBA Code
13-18 Beginning Date ofPeriod Covered (YYMMDD )
19–24 Ending Date ofPeriod Covered (YYMMDD )
25-27 Number oflineEntries ,increased by1.
28-31 For IAEA useonly
70–73 Report Number
74-79 Attribute (coded attheIAEA )
Codes oflineEntries (tobeused ,ifdesired ,asappropriate )
PB
RA RF
RF
RA RD
RD
RA RS
RS
RA RN
RN
RA NP
NP
RA DU
DU
RA DQ
DQ
RA FW
FW
RA ED (forincreases inD)
ED (forincreases inD)
RA NE (forincreases inE)
NE (forincreases inE)
RA DÉ (forincreases inE
DE (forincreases inE)
RA ND (forincreases inD
ND (forincreases inD
RA SF
SF
RA SD
SD
RA SS
SS
RA SN
SNRA LN
LN
RA LD
LD
RA TW
TW
RA EU
EU
RA EQ
EQ
RATU
TU
RA LA
LA
RA ED (fordecreases inE)
ED (fordecreases inE)
RA NE (fordecreases inN)
NE (fordecreases inN)
RA DE (fordecreases inD)
DE (fordecreases inD)
RA ND (fordecreases inN)
ND '(fordecreases inN)
RA BE
BE
RA DI
DI
RA BA
BA
RAPE
PE
•RAMF
MF

a£3ÏR /CTED
T?X?L /U;ATXO:-TS OP FORI.I R.OI --•upfrx.ra'ovnr CKWS RRPORT ?
*
' i .\
1. 'Form R.01 should bo 1ajr-fd foyInventory Cl'iange .Reports (ICR)only ..
Thebasic vers .ionofthis form ,form R.0'1 .1,cons intoofthree types .of
entries ,i.e. heading information ,material identification and accountancy
data .Inaddition ,for coiiie material balance area *?isotopic data will be
provided ifsoa,-greed bytheParties intherelevant facility attachments .
Insuch cases isotopic data are inindispensable part ofbatch data and
should bereported .Forthis purpose asecond version ofthe ICR,form
R.01 .2isavailable ,which has asection headed 'isotopic data' .
Wherever inthese explanations mention ismade ofform R.01 ,this
refers tothepart ofthe form which both versions have incommon .
ileadin'cTnfom ?1ion
2. 'Country' ,'facility' ,'aaterial balance area' :the naino ofthecountry ,-
■theidentification ,asspecified intherelevant facility attachment ,ofthe
facility andthematerial balance area (j.3A)tov/hich thereport relates ,
should bogiven . ,
3. 'Period covered byreport' :when thereport covers anindividual
inventory change ,thedate (day,month ,year )oftha.t change should begiven
here .Inthecase ofperiodic reporting ,theperiod covered (beginning and
ending date )should begiven . • -
4. 'Report no.':reports for each I.3A should benumbered consecutively ,
5. 'Page No....of...pages' :the page number and thetotal number of page-
should begiven .IfanICRconsists ofseveral pages ,the heading information
may beomitted from the second and following pages aslong aseach page bear3
anumber andsignature .
6. 'Signature' :,each page ofthereport should besigned .
ï.'atsrial (T3.it.ch)Identification Data
7. 'Entry nuMber' :•each line entry inanICRshould have one unioue entry
number insequential order .-This also applies ifabatch istobereported in
several line entries andifanICR.consists ofseveral pages .Hence ,abetch
rcay comprise several entry numbers . ' .
With this provision anyentry inreports from aparticular I.3A con be
uniquely identified byreference tothereport number andentry number _*/.
8. 'Continuation 'snotapplicable .
*/ r.eso3so 'Corrections' . /...O^iCTE 'D '

BSISICTED fe
WX?LA::A?IO:<S OP TO,:R.OT -unrcsiTOfflr C?<~AITG3 RKPORT
1,Form R.01 should bou.jed foyInventory Change Repoi-ts (ICR;only .
Thebasic vers ionofthis form ,form R.01.1 ,cons intoofthree types of
entries ,i.e. heading information ,material identification and accountancy
.data .Inaddition ,for some material balance areas isotopic data will be
provided if30agreed bytheParties intherelevant facility attachments .
Inouch canes isotonic data are inindispensable part ofbatch data and
should bereported .Forthis purpose asecond version ofthe ICR ,form
R.01 .2isavailable ,which has asection headed 'isotopic data' .
Wherever inthese explanations mention ismade ofform R.01 ,this
refers tothepart'oftheform which both versions have incommon .
Kead jn'cïnformat ion
2. 'Country' ,'facility 1,'material balance area' :the name ofthe country ,
•theidentification ,asspecified intherelevant facility attachment ,ofthe
facility andthematerial balance area (;3A)to'.vhich thereport relates ,
should bogiven .
3*'Period covered byreport' :when thereport covers asindividual
inventory change ,thedate (day,month ,year )oftha.t change should begiven
here .Inthecase ofperiodic reporting ,theperiod covered (beginning and
ending date )should begiven .
4. 'Report no.' :reports for each J.3A should benumbered consecutively .
5. 'Page No....of...pages' :the page number and thetotal number ofpages
should begiven ..IfanICRconsists ofseveral page3 ,the heading information
may beomitted from the second and following pages aslong aseach page bears
anximber end signature .
6.'Signature' :each page ofthereport should besigned .
l.etsrinl (Batch .)Identification Data
7. 'Entry number' :each line entry inanICRshould have one unique entry
number insequential order .This also applies ifabatch istobereported in
several line entries andifanICRconsists ofseveral pages .Hence ,abatch
may comprise several entry numbers .
With this ,provision anyentry inreports from aparticular I.3A con be
uniquely identified byreference tothereport number andentry number _f/.
G. 'Continuation' :not applicable .
*7 see a3so 1Correc.tions ' IRiCTED

9. 'i>oto ofinventory ebnn£e':' tbodate flhemlfl b«given (dtiy,ftiQn^h ,yaps?)
on v/hich the clmn.je ininventory occurred orv/asestablished .
10.'MDA/raci'l-ity /coantry 1:this entry should 3hoy/the names orcodes ofthe
Jfiifsi between which the material wa3 transferred .Inthe case ofexports or
imports ,ifthe 13Afrom which thematerial comes orto v/hich itisshipped is
unknown ,the hams ofthefacility orcountry concerned must boreported .
11.'Type ofinventory chancre 1:oneofthefollowing key words ortheir codes
should beused ,inthis colui.nn inorder toindicate the type ofinventory change
-42- Ë&SlRîCTED

îî©y\vorôn
f Hecoj.pt fore jgn
Receipt domestic
Receipt otstarting point
Receipt from non-safeguarded ,
activity
Nuclear production
De-exemption ,use
De-exemption ,quantity
Shipment foreign
Shipnent domestic
Return topre-safeguards stage
Shipment tonon-safeguarded
Activity
Nuclear loss
Mea3ured discard
Transfer toretained waste
Re-transfer from retained
waste0JEOEtC.TED -Explanation
RF
RD
RN
lîP
DU
DQ ,
SF
SD
SS
su
LN
LD
TV/
F,Vimcloar material imported into the |
United Kingdom . i
Receipt ofnuclear material fro ;::
another *3Ainthe United Kingdom .
Domestic receipt ofnuclear material
atstarting point ofsafeguards
Receipt ofnuclear material from non- ;
safeguarded activity ,inaccordance '
with Article 14 !
Production ofspecial fissionable j
material jjiareactor (?u,U^33 ^ |
Reapplication ofsafeguards onnuclear'
material previously exempted therefrom ;
pursuant toArticle 36ofthe agreement
Reapplication ofsafeguards onnuclear
material previously exempted therefrom
pursuant toArticle 37ofthe agreement
Nuclear material exported out ofthe
United Kingdom
Transfer ofnuclear material toanother
IvIBA inthe United Kingdom
Transfer ofsafeguarded nuclear materi :
back topre-safeguarded stage
Withdrawal ofnuclear material from tm
scope ofthe Agreement inaccordance wi
Article 14.
Consumption ofnuclear material due
toits transformation into other elemoi
orisotope(s )asaresult ofnuclear
reactions
Operational loss -loss ofameasured t
estimated (onthebasis ofmeasurement ;
quantity ofnuclear material from proc­
essing which has been disposed ofin
such awav that itisnot suitable for .
further nuclear use
Transfer ofmeasured nuclear material I
the retained waste category which is
deemed tobeunrecoverable atpresent ,
stored atthe I3A and tobedeleted fn
the inventory ofthe 13A
Re-transfer ofmaterial ,which had bos :
stored atthe I3A asretained waste ,ti
nuclear material .This applies vhenevi
material inthe retained v/sste cate'-or ;
isremoved from storage either for pro >
ssing atthe )3Aorfor shipment fros
the 13A.
_rRESIglCTED
-43-

Ke'yv /ordskt'XiCJED
Code Kxplnnnt.lon
Kxer.iption ,use
Exemption ,nuantity
Termination ,non-nuclear vise
Accidental loos
Transfer depleted tonatural
Transfer depleted toenriched
Transfer natural todepleted
Transfer natural toenriched
Transfer enriched todepleted
Transfer enriched tonatural
Shipper -Receiver Difference
(s/2D)*EU Exemption ofnuclear material from
safeguards pursuant toArticle 36of
thoAgreement „
EQ , Exemption ofnuclear rr.ater .iMlfrom
i. 'safeguards pursuant to/article 37of
theAgreement
Tu ,Termination ofsafeguards onnuclear
material pursuant toArticles 13and
•35(b )oftheAgreement
LA ; .Irretrievable andinadvertent loss of
.aknovm quantity ofnuclear mater.v>I
astheresult ofanoperational accident .
I)N Transfer ofnuclear r.aterial fron
depleted uraniani tonaturai uraniani ,
e.g .byanenrichroent proces3 –
- .DSx Transfer ofnuclear materiel from
,depleted uranium toenriched uranium ,
e.g. byanenrichment process
ND Transfer ofnuclear r.aterial from ' ~
natural uraniiira todepleted uranium ,'
e.g. byblending orirradiation
HE Transfer ofnuclear material frorr .
;natural uraniiva toenriched urnnira ,
e.g. byanenrichment process
ED ■ . .Transfer ofnuclear niaterial frcn
eiiriched uranium to'depleted uraniun ,
e.g. byblending orirradiation
E1T . Transfer ofnuclear material fron
enriched uranium tonatural uranium ,
e.g. byblending orirradiation .
DI Shipper /receiver diffei-eftce -the
■ .difference between thequantity of
' , ■material inabatch asstated bythe
shipper end asmeasured bytheoperator
ofthereceiving material balance area .
Rebatching plus R? Increase oftheouantity ofabatch due
torebatening .
Rebatching r.iinus KM Decrease ofthequantity ofabatch du<
torebatchin ^. ,.
fcfcà.U?JCTED
–44e'

îuD ' (5c..%. * *1 S • « A i4 n*i 1 \12.'KJ.IPCode' :the name orcode should begiven ofthe flow key measurement ^
point v/lioro' thybatch reported viae nenaured ,received orshipped ,
13.'Nome ornumber ofbatch 1;.thedesignation (marking )ofthebatch reported
onshould begiven .This isparticularly important ifitem accountability isused .
14.'Number ofitems inbatch 's the number ofsimilar items ofwhich the batch
consists should begiven ,e.g. the number ofdrums ,fuel rods ,containers .
15.Material description' :this entry should beused todescribe thenuclear
material bythe use offour keywords orcodes :
(a)First andsecond keywords :
First Keyword Second Keyword Code
.solutions nitrate LN
fluorides LF
other •LO
powder homogeneous PH
heterogeneous PH
ceramics pellets CP
spheres CS
other CO
metal pure LIP
aJ.loys LIA
fuel rods ,pins ER
plates EP
bundles EB
assemblies EA
other EO
sealed sources - Q3
small quantities - SS
samples
scrap homogeneous SH
heterogeneous .SN
(cleanouts ,
clinkers ,sludges ,
fines ,other )
solid waste hulls AH
mixed AM
(plastics ,gloves ,,
papers ,etc)
contaminated equipment AC
other AO
liquid waste lowactive \'!h
medium active YiM
high active Y/H
BESMOTED
■- '15-

ËBXR;C TED . ' '
(b)Third keyword :this koyword specifies the.type ofcontainer (items ).
Ono oftho .following wor <Isorcodes should beused ;
Keyword • Coda
cylindcr G
'pack ' P
drum . D
-'discrète fuel unita*/ S
bird cage B. -
bottle ' .F,
Tank -,orother container T
other 0
(c)Fourth Keyword :,forfurther characterization ofthematerial ,one
ofthe following words should beused :
Keywor d / ' Code . ,
fares hnuclear material 'P ' /.
irradiated nuclear I 1
material
retained waste , V/
irrecoverable material W ,
recoverable material 'R
*JForfuel only .Thekeyword denotes that thenumber ofitems reported is
the number ofdiscrete fuel units ,asidentified bythe second keyword ..
.Accountancy "^nta " • ,' :
16.'Element ':theelement name orcode ofthequantities given inthesubsequent
columns should begiven ..Thefollowing codes should beused :
Code .
depleted uranium D
natural uranium N
l . ;
enriched uranium E
plutoniura P
thorium T
• • -H
Theelement code tobereported .inthecase ofacategory change ^inventory
change cods in,1)8,i-TD,173,BD,orXT)isthat ofthe'higher' category (3>1T^D ).
17.''Weight ,ofelement ':the ,weight oftheelement referred tointheprevious
paragraph 1should begiven ,:rounded jj/,ifdesired tothenearest 'j.nieger oftheur.i
asspecified inthe next column .These units are :
rounding® :digits 1-4should berounded off
digltu 5-9 n'-^ald .b'ö'r'rourrlcd up _RESTRICTED

sVr fRRCT^i" ■3\ ■'T•;»
(a)Crans ofplutonium :
(byCrms of .total uranium /.'orenriched uranium ;
(c)Kilograms ofthorium ,natural uranium anddepleted uranium . '
Forreporting purposes the weights ofindividual items inthe botch should be
edded together before roundixig tothenearest unit _*/.
10.'Unit -KCT/G':theunit used intheprevious column should begiven .
19.'Weight offissile isotopes' :forenriched uranium (element code S)the
*/combined weight ofthe isotopes U235 and U233 should begiven rounded –*ifdesired
tothenearest grain .Forother categories ofuranium (element codes Nand ]))the ,
weight offissile isotopes may berequired ifsoagreed andspecified inthereleva ;
Facility Attachment .*
20.'Isotope code' :toindicate the kind offissile isotope ofwhich the weight
isgiven inaccordance with the previous paragraph ,one ofthe following codes
should beused :
Code
Fox'fissile isotope content of
U235 only G
forfissile isotope content of
U235 Plus U233 J j
forfissile isotope content of j
U233 only . K
21.'Measurement basis' :this column serves for the indication whether ornot tho
reported batch data are based onmeasurements made atthe MBA and ,ifnot,whet the;
arc based on.One ofthe following keywords orcodes should beused :
Keywords Code Explanation
measured M the batch data are bane aonmeasure­
ments made atthe I.IBA ,including
onits boundary
measured elsewhere N the batch data are based onmeasure - I
ments made atanother I.JBA
tagged T the batch data are based onmeasure­
ments previously made atthe same I.3A
end have been reported for that I3A jr.
anICR or?ILend the measurements hzv
not been repeated
labelled L the batch data are based onmeasure­
ments previously made atsnot her ~.-r3A
and have been reported for the present
},3Ainan ICR or?ILand the mensurer.3
have not been repeated .
Inthecase ofacategory change (inventory change code D1T,H3,10),113,3D
orF.Ii)i the .measurement basis code isM.
rounoing :dibits 1-4 should berounded off
dibits 'V';;nho.uid 'rorounded up\

je,^ y •>,Jp*v*»,,<.
(53 ?2.'Concise note' :notapplicable/
23.'Correction' :this cola-ai Asused when itinnocessiary tocorrect enentry
innnearlier ICR,bygiving the number ofthoearlier report andthat ofthe
entry 'therein which needs correction .Theremainder ofthis line should give nil
tho information inrcripect ofthic entry asitshould now read sothat theentire
line oftheoriginal entry isreplaced .Ifthecorrection consists inadding one or
more lines tothooriginal report ,thelino numbers indicated inthese columns
should bethe numbers ofthelast entry line intheoriginal report plus 1,2,etc.
(uptoandnotmore than 8entries ).Ifthecorrection consists indeleting a
lino ,theoriginal entry should bereplaced byaline containing zero quantities ,
Reasons for corrections should begiven in ,concise notes .
Tnotopic Data ■ -
Paragraphs 24to20refer totheversion R.01.2 only ,
24.'Toentry number 'sinthis column theentry number oftherelated batch tiyta .
should berepeated inorder topermit therelated data tobeconnected ;thus ,
^uranium and plutonium must beentered ondifferent lines,' v/ith areference tothe
respective line entry above .
25.'Contin .':notapplicable .
26.'/jU233 ...ftPu242' :theweight percentages oftheindicated isotopes
uhould beriven asspecified intherelevant Facility Attachment ,
- .Fortheapplication ofisotope correlation techniques anaccuracy -
ofatleast two decimals iarequired .
27.'Measurement basis' :,see paragraph 21above .
• -
28.'Correction' :see paragraph 23above .
EXPLANATION ,OFFORI ,IR.02 -PHYSICAL INVSITTORY LISTING - '
29.This report form should boused forPhysical Inventor /-Listings (PIL)only .
Toeach j.Aterial Balance Report orset ,of1,'aterial Balance Reports pertaining
tothe same period aPhysical Inventory Listing i3tobeattached .NSince the
information tobegiven inform ft.02isspecified inthe sarce way asthat tobe
given inR,01,theexplanations inrespect ofform R.02 .consist ofreferences to
therelevant paragraphs ofR.01 . '
Heading Info mation
30.These items aretobehandled asthose for R.01 ;seeparagraphs 2-6 .
1.-48- aSSISÏCITD

RESTarr.TmiiL ?
Mft .torJnl (flitch ;Xflcrit.rf lir.r'.t.iion
31♦'Entry no.' iseeparagraph 7•
32.'Continuation' :notapplicable .
33. KT.IPCode 'tasinparagraph 12,butforinventory keymeasurement point .
34.'Warns ornumber ofbatch 'sseoparagraph-13 .
35.'JTuwbor ofitems inbatch' :seeparagraph 14.
36.'J.Iaterial description' :seoparagraph 15»
Accountancy "Data
37*'Element' :seeparagraph 16.
38.'height ofelement' :seeparagraph 17«
39«'Unit KG/G':seeparagraph 18.
40.'Weight offissile isotopes' :seeparagraph 19.
41.'Isotope code' :seeparagraph 20.
42.'îiîeasureroent basis' :seeparagraph 21.
43.'Correotion to' :seeparagraph 23.
EXPLANATIONS OFFOIL *:R.03 -T.TATSRTAL 3ALATTCS REPORTS
44.This report form should boused forMaterial Balance Reports (l£BR)only .
Sinco theinformation tobegiven inform R.03 istoalarge extent specified
inthecame way asthat tobegiven inR.01 ,theexplanations inrespect of
fona R.03 consist ofreferences tothorelevant paragraphs offoria R.01 .
NOTS :Unless otherwise indicated intherelevant Facility Attachment ,separate
HBRs shall beprepared foreach category ofnuclear material aslisted inpara­
graph 16above .
Ttosrllri'' Info rr-nt ion
45.Those iteirs oretobohandled asforform R.01 :seeparagraphs 2-o .
Colurcn Inscription
46.'Entry number' :seeparagraph 7«
47.'Continuation' :notapplicable .
40.'Entry name' :inthis coluraia thefollovring keywords ortheir codes should
beused ,inthe -sequence indicated asapplicable forthetype ofISAinquestion

•KWlRiCTED
Keywovda Coflc* Explanation
Beginning physical inventor / P2 Beginning phy3icsl inventory should be
•' equrJ .totheending physical inventory
, . ofthe previou3 report .
(inventory changes :forkeyv /ords Foreach' type ofinventory change jas '
and cod-ia relating tovarious ■•applicable for the L13A inquestion ,one
types ofinventory change ,see 'consolidated entry should be rcadofor tha
paracraph 11ofthese explanations .) entire reporting period ;list first
,_ increases inthe inventory and then
decrease therein ;receipts ofnuclear
piaterial atthefacility 'should be
entered onshipper 'sdata .
Adjusted ending book inventory 'BA .Ending boot inventory including S/RD
' (ifapplicable ). ;.
Ending physical inventory P3
Material Unaccounted For (MUF) KP Material unacoounted for-should be
•' . calculated asthe difference between
adjusted ending book inventory mid
■ .% physical inventory . • .1
Rounding adjustment " RA Quantity required tomake the rounded sun-
equal tothe cum ofthe rounded texro .
. .' ,Thia i3given only for the adjus -tod
ending book inventory .
49.'Element' »ceeparagraph 16. ' '
50.'Weight ofelement':' see paragraph 17.
51.-'Unit He/a':seeparagraph 10. . '•/-
52.'Weight offissile isotopes' :see paragrah 19.
53.'Isotopo Code' :aee paragraph 20. • '
54.'Correction' *seeparagraph 23. I

RESTRICTED
Code 11 PROVISION OF INFORMATION BY THE UNITED KINGDOM
IN ACCORDANCE WITH ARTICLE 14OF THE AGREEMENT
CodeRefer
(Arti
Agreement
Ience
cles )
ProtocolSubject Time limit
I
11.1 Ho0,14
j
I4I
Despatch ofadvance
notification ofwithdrawal
ofnuclear material from
the scope ofthe Agreement
for national security
reasons .See Code 11.2
for details ofinformation
tobetransmitted .I
i
i
Toreach the Agea
and the Communit ;
10days before ti,
material isto bt
withdrawn unless
otherwise specifa
mthe relevant
!Facility Attacha }
|
Note Information included under Code Itshall betreated asconfidential' .
RESTRICTED
-51-.

RESTRICTED
Code 11.2 -Model
Agreement Reference
•(Articles )
14
\ .
INFORMATION TOBEPROVIDED FOR ADVANCE NOTIFICATION OFINTENDED WITHDRAWAL
OFNUCLEAR MATERIAL FROM THE SCOPE OFTHE AGREEMENT FOR NATIONAL SECURITY
REASONS
(l) Material Balance Area Code
(2) Installation
(j) Quantities
(k) Chemical Composition
Enrichment orisotopic composition (ifappropriate )
Physical Form
Number ofitems
Description ofcontainers andseals
Shipment identification data .
Date ofnotification
Name ofauthorised person ,onbexialf ofUnited Kingdom(3)
00
(5)
(6)
(7)
(δ)
(9)
(10)
(11)
-52-'

η
R*>\R> T»V .M-Î'STRfCTED CUB5Ii)IA «Yaic:<;.::C2:2:;X3 1 K:*-* *£•>' . v
CKI«iRAL PAH2 (Asnox.2E(a )> • '
«
UNITED KINGDOM FACULTIES LIST . * , .
Provided inaccordance vith Article 1(b)oftheAgreement between theUnited
Kingdom ofGreat Britain andNorthern Ireland ,theEuropean Atomic Energy
Community andtheInternational Atonic Energy Agency fortheapplication of
•Safeguards intheUnited Kingdom ofGreat Britain andNorthern Ireland in
connection with theTreaty ontheNon-Proliferation ofNuclear Weapons
Signed inVienna on6September 1976 . ■ ■ ,
KRITISH IFJCLSAR FUELS LTD
FV
•British JJuclear Fuels LtdVindecale Works
Sellafield •".
•Seascale 4 .
CUMBRIA CA20 1PG ' • * - .
.British Nuclear Fuels LtdSpringfields Work s
Salwick .'
PrestonLANCASHIRE FRkOXJ
British Nuclear Fuels Ltd Cafenhurst Works
Capenhurst
Chester \ . ^
CHESilXRE CH16ER ; .
British Nuclear Fuels LtdChapelcross Works
■Annan • '_ '
Dumfrieehire * • ,
SCOTLAND DG12 6RF -.• .
.UNITED KINGDOM ATOMIC ENERGY AUTHORITY
UKAEA Ato'mic Energy Establishment Winfrith
•Dorchester
BORSET 1)T23m
UKAEA Windscale Nuclear Power Development Laboratories
Sellafield '
Seascale . . •
CUMERIA CA20 1PG .!
UKAEA Dounreay Nuclear Power Development establishment
Dounreay ... -
Thurso .
CAithness . .v .*
SCOTLAND KV1 1!-7TZ "
UKAEA Springfields Nuclear Power Development Laboratories
Salwick •-
Preston .
LANCASHIRE PRVOXJ
• •
•* ( '
UKAEA Atonic Energy Research Establishment Harwell
*Harvell .
Didcot ■' ••
OXFORDSHIRE 0X11 ORA . ' '.'' ••" . •

οπςτπ ίΛ-τπη
CENTRAL rT*yrr ?>TCTTY C-ZTT ATINQ BOAP.D ,
CEGB Bradwell Nuclear Power Station
Bx-adwoll -on-Sea
NrSouthainstor -
ESSEX CKO 7HP
CEGB Berkeley Nuclear Power Station
Berkeley
GLOUCKSTERSHXRS GL13 9?A .
CEGB Berkeley Nuclear Laboratoi'ies
CEG3 ftcsearch Departnont -*
Berkeley
GLOUCESTERSHIRS GL1J 9PB
« .
CEGB Bungeness 'A'Nuclear Power Station .
Koraney Harsh • .,
KENT TN29 9PP
CEGB Eunseness 'B'Nuclear Power Station .
Romney Karsh
KENT TN29 9PP • .*
CEGB Hartlepool Nuclear Power .Station
Tec6 Road
Hartlepool - "
TESSILE TS25 2BZ • .. .
CEGB Hinkley Point 'A'Nuclear Power Station
NrBridcewater
SOMERSET TA5 1UD •
CEGB Jlinkley Point 'B1Nuclear Power Station
NrBriüGowater
SOMERSET TA5 'iIID
«
CEGB Oldbury Nuclear Power Station
Thornbury
NrBristol
A VON BS12 1RQ
CEGB Sizewell Nuclear Power Station
Lei Gton
SUFFOLK IP16 hUE
CEGB Trawsfynydd Nuclear Power Station
Trawsfynydd
Gwnedd ...
NORTH V ALES LIAI 4DT
CEGB V/ylfa Nuclear Power Station
Cannes Bay
Anglesea
Gwnedd • '
NORTH V ALES 116?ODH . :.
» 1,
■ : 2

nT"*** r\tN-v- s-r ihkï {:<i^ ScU . .(6a 1
SOUTH OKSCO?I.;:;P EIECT^ICITY BOARD
SSEB Hunterston 'A' Nuclear Power Station
West K-ilbride .
Ayrshire . "
SCOTLMJD KA2j5 9QT
SSE3 Hunterston 'B' Nuclear .Power Station . •
West Kilbra.de
Ayrshire • . .
SCOILAND KA23 9QT
.UNIVERSITIES • ....• *
University of-London Reactor Centre '
Silwood Park Sunnin£hill / • •
Ascot
BERKSHIRE SL5 7PY . *
Queen Mary College Research Reactor
Umversity ofLondon . ., •
Mile rind Road
LONDON £1ANS ... ". • •
.,: 1
Scottish Universities Research and Reactor Centre
East Kilbride . .... •
GIASGOW G?5 OQU . ' •
Universities Research Reactor Risley
Universities ofLiverpool and Manchester
Risley '
V/arnngton "
CHESIIIRE WA3 6AT
FIRMS
Imperial Chenical Industries #LtdTriga Reactor
Petrochemicals Division
POBox No2 ' i
Organic House • .
Billin^ham ..
TEESID3 TS23 1JB ' • . •
CSW Engineering Ltd
11Haxted Road
Hemel Hecicctead
HERTFORDSHIRE
Pickford .Holland &CoLtd
Haye6 Lano Works ' . . .
Itfc ' ' .
Stourbridge .* ' .•..
VEST KIDLANDS .DY98PH ' • .'.• '" =
• -y
NOTE • .. ' • '
Article 1ofthe Agreement provides that certnin facilities orporta thereofinthe UKisayboexcluded atanyti:r.3 fornational security reasons# Certain
parts ofscc.o ofthe above facilities are excluded from the scope ofthe
A/prctir.ent for such reasons . -

*V .;.ÌUIÌ .AiLilAii Lril'l'liIji'J'X'vJ
CEiiERAL PART (Annex l(b)) iftlw itKilV.* 11ioD Us?1
LIST OFFACILITIES IIITHE UI7ITED KI1TGD0K DESIGNATED
FURSUA13T TOARTICLE 78(a )OFTHE AGRSBiSlIT

Su^jjuARY AimriGSMKIITS jv. ftr
■■■■ v k^J^ViKU . ,[L\
; ■ GEITSflAL fPACT ;. , "" " ^
«). 1 "i. 11 • 1":J •
(Αηη@ *XI)
THE AGREED INDICATIVE QUESTION AIRE ,REFERRED TOINARTICLE II
OPTHE PROTOCOL . •THIS INDICATES THE DESIGN AND -OTHER INFORMATION •
TOBEPROVIDED FOR THE PREPARATION OFFACILITY ATTACHMENTS \
V
• ••'A.KEACTOH FACILITIES ;;• •'
. ■' •Date ofinformation
.*;
. c....•'
e»IDENTIFICATION OFTHE FACILITY . v 1
1, Nome .. ; •_, .
<>.•••' Location - ••• .
.3.'...Owner (logal)y 'responsible body ) ••;
4, Operator (legally responsible ."body) • ' ,
■5, ;Frecent status (inoperation or.expected datoof -start ofoporatx
•" _ * ■ . . .•6» Purpose andtypo offacility
' ■'( 'Operating modeoffacility influencing itathroughput .(Shittsj
adopted ,approximate days ofoperating time peryeai ,;eto.)
v\\".t». Layout offacility ti'ito.Mapshowing perimotore andpromises ofthe
.faoility inthe'form ,ofa6ito layout j*buildings ,roads ,rivers ,
V railwayo ,•etc. ' ; '.-;
'9* Layout offaoility »'•" • •' \
•/ (a)' •structural containment ,fences andaccess routes ,
; ••••• •(b) •incoming material etorago area ; ..
•> .•(c) .reactor area ;, .'•
!'v>•(d) test andexperiment area ,laboratories } . *.,
• ■ .(o) .outgoing matorial storage area ; , ; -•
(f) nuclear matorial .waste disposal *. ..
.••10.* •' AddLit ional main facili tydata $ . '-V ■ \ \ '
(0) "rated thermal output perreactor forcontinuous operation ;-
:''• (h) sourco andspecial fissionablo matoi^ialj ^
(o) initial ooro er'i'ichincnts ; ;' ''=•V ..*
•\d). modorator • '■'-:Ç- \V .-'. ;
coolïuit.' .( ■. !.. ...'' •fî •; (0.)
.r-j v ;T.1'/^"«- .'7^ . •
*" 'r *- *•* 'yi; ■•' ;• *s.ó '.V - ■
' • ... » « ••. . 1

.■GENERAL ATJUMGSKFMT OFTHE FACTLITY IKCLUDHK *J^ATURES RELATING' TOMATERIAL
..■.ACCOUiJTAKff ,COJÎTATK jWT AND SUBVEILUîïCB • .•....• • ■>.• ■
•Description ofNuclear Matorial–' '
■.V·.· . > ' ··■' .''·'ν ■ ·'' ·
■11.lAiel clement ana/oracaoiiibly outl3.no drawing insufficient detail >o
indicate general etruoture with oven-all dimensions ,(element isthe
smallest contained fuol imitj assembly isthecombin&tioi }of'elements to
ahandling unit ouch aecluetororbundle .Provisions for'olcment exchange
should hoshown ifapplicable andindication given ifibis isforeseen to
_ j-• ' .. \' : . .• ' * •ooaroutine operation .) • ■ ••
«Ht/. ' ' '' • V''
12.I-\iel r.atorial -~/(includine nucloar material incontrol orshim
asoomhli.oB ifo.pplico.ble )» .. •
S •• '•»' " 't •'
• ;(a)chemical composition ormajor alloy constituents ;'
00uverago enrichment perassembly } .'•
-.(o)noiMiial weight offuelmaterial popaacem blyvith design .V--
• ■·* - ·toleranees.' .•'• •••»•*• .«•»
,13.Cladding material r–' •: "*''■!'.'•' • •
•14.Method ofidentifying ;individual fuololenente and/orassemblies if •
;applicable.' . ....
15.other nuclear material used inthefacility (state briefly material ,'
purpose andwayofusing material ,e.g.booster rods).
-Flow Q'fNuclear Material .. '/ '- ..
16.Schematic flowsheet ;forthenuclear material showing points whore
nuolcar material isidentified ormeasured ,material balance areas and
inventory locations usedformaterial balance accountancy andestimated " •'/
range ofinventories ofnuclear material inthese areas undor normal
•operating conditions . _'% ■"• •
J.Im V ,5answered foreaoh type ofassembly inthe '
;i^oility .^terminology consistent with 11should bev.eed.
?\b°,t'vavif-Q* those typos offuelforwhich non-destructive "''techniques fornuclear material ©.asay *or*available .

1?#Expactod ,nominai fuolcycle datainoluding (asapplioahle )i,
'• reactor coro loading ;' v-V.v ': '
("b)oxpootod "bura-up ;- v.:' •V.v.•V-'
(c)annual refuelling amount ; • •••.''''.-v-,'.'''' -.V*i'-
\(d)refuolling interval (on-lo'ad oroff-xoad ;;
''(f)approximate forecaot ofthroughput andinventory andofreceipts
'• '« ... v •> . • . r: .
.and ûhipmcnto , • . .'.' V.' : ,
H.-yv' .lin;T ofNuclear Material . ^
3.8.Layout andgeneral arrangement drawings offreah.fuel otorago ,and
j'-.eroriptioa ofpackaging offroohfuel . ' \ .'''• •
19.Layout andgoneral arrangement drawingo offeahfuelpreparation
and/oraeuajr room andreactor loading area . .• ,- ■'..
r ' " • • - . 120.Goneral arrangoment drawings offueltransfer equipment forfreoh and
irradiated fuel ,including refilling machines .orequipment .
•• . n ■ ; '
21.-'Goneral arrangement drawing ofreactor vessel ,location ofcoroand
openings invessel ,method offuol handling invessel . ...• ••;;
22.Sketch ofcore showing thegeneral disposition ,lattice ,form ,
pitch anddimensions ofcoro ,reflector ,location ,chapes anddimensions c
control olemanto ,experimental and/orirradiation positions . ...
23.Number andsiso ofchannels fox*fuol elements orassemblies andfor
oontrol elomonto iuthocoro# \r;
24» *Spen*t fuol Storage :- t
. Co)loyout andgeneral arrangement drawings ; '■.-
00method ofstorage ; ■ •* , * .
.'•..••■•(o )design capacity ofstorage ;. '• '• '•'
..'v '•(d)4equipment forhandling irradiated fuol ; ■' . •
(0)minimum cooling tirr;o "before shipment orirradiated fuol ;
(1)rtvawinft m\A--doaori^tioa cfshipping caokforirradiated fuol
(aorequired tocxploro thopoHciVility of ,coaling)# v: .
•■' ·*.·*'■''·^estrïcted -vV.-''

25«Hucloar material touting area (ifapplicable )».
.(a)brief description ofthenature ofthe .activities performed ;'
(b)duscription ofmajor equipment (o0g.thotooll ,fuel oloment
.'j deoladding ar»ddissolution equiprnent );.... ;'
(o)description ofchipping containers fornuclear matoriai and
, •paokaging ofwaste andscrap (asvoquired .to-explore the ..."
possibility of,scaling ), »•• '. '«... ■/
.'(d)storage ofuniiTadiated midirradiated nuolear material ; s .
" • ' •(o)leyout and *gonoral arrangement drawings fortho above t-ifnot .
.:covered elsowhore . ■ . •;> •"
Coolant Data , ',. ■' ••• • : .
I*HI ■■■■■' »■ ' '^1 ' –■«' * '
26.Schematic ooolont flow diagrams asrequired for hoat balance *
c&lpulationo (indicating procsuro ,temperatures andmass flow rates at
majprpoints ), .'v .'••• '*•.\v .■•
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL • " • ..
* . .1 •*
27.Nuclear matoriai control andaccountancy system (describe item and/or
maBS accouivtorioy system ,i^oluding relevant assay measurement methods used
with assessed aocuracios supplying specimen blank forme used inall .;.
control andaccountancy procedures )*Length ofpreservation ofsuch
records should bestated . • • ••.. ••"
" ' 1 .• ' •'
OTHER RELEV ANT -TOAPPLICATION OPSAFEGUARDS '
\ , 1 .
28...Organisational structure formaterial accountancy andcontrol .^
2$.Information onthohealth andsafety procedures which the Agoncy shall
observe andwith which tho .inspectors shall comply atthofaoility .V »

/,RBIMRVM <■ VV/V..,.-R^
•*r.
rY A«-•.CRXTXCAX .ASID,ZEKO .ENEROY •FACILITIES ;•
v.-;' .;'.vr ■'í>atoofinformatiori «•••«••••••••» •
.;,HJDJTIFICATION OFTINEFACXLITF' '
1»■•Namo •
t'' '* ."
'I"^.'Owner(loyallyresponsible bo£y)■' V*':V>'
-*;•4„Operator(legallyresponsible "body) ;Vr' ri:.
;.«>, ,Prosentstatus(inoperationorexpecteddataofstartofoperation)'|
6»Purposeandtypooffaoility.'.
'/.7.Operating r.ioclcoffaoilityinfluencing :itsthroughput# ...(Shiftsystem •'
'*adopted,approximate .dayaofoperating timeperyear,;oto«)'.
'.'-8.' •'Layoutoffacilitysite.'Mapshovingperimeters andpremisesofthe'
■facilityintheformofasitelayout;"buildings troado,rivora,railways ,•
>''9.•"Layoutoffacility *• • VA '•:
:".V(a)structxiral containmànt ,fencosandacceosroutes; .•;
(b)nuclearmaterialstorageare?,(&)} •.'• :
V:(c)-fuelelemeivfcassembline area,laboratorio® *.,oto.; ..■■;V.;R
(d)oritioalassemblyproper–' .v\•. '".'.y•/i'C;-.'/.-.'
:>10«Additional mainfaoility data 1•. :v'.'
(a)maximumexpectedoperating powerand/orneutron'flu*;.
•'■*(h)maintypo(o)ofnuclear©Citarial aadenrichment ;.-r.v-,-v'v'-;.
■(o)moderator;., • :•••'•••
,....(d)'roflootor ,hlankot;=;
..•(0)coolant.' .
.*%,*■*·.·
tf''providedforeachoritioalastfambly'if oor®thanonein'tho^
oritioal'faoility » .<'}/:•..;.;RV •. '
**. »i■'• 1 '''11•■.!),» ...1',s,t*• "*
•I'
,!«•
■··:···.·■ '·^·'. Γ·.·.·:-/· ;·.-:;■;.· .Ί.■

■; . •., ^ESTPJCTED .W :
GfflERAL AltRANCEKGNT OFTiES FACILITY INCLUDING FEATURES RELATING TOMATERIAL
ACCOUNTING CONTAINMENT AND .SURVEILLANCE .t- . ... . . ■
* . ' ■'*. •\ • '*' "/ .i^ •
poncription ofNuclear H.-vtorial ■•:*.. .•
11.Description "bymeans ofdrawings orotherwise ofallnuolcar material
infacility showingi . r '
:'•/(a)alltypos ofuni.be including -normal handling units *;
<•/
• (*>) chemical composition or'main alloy conotituonts ; ' < .
(o)'form cinddimensions ; • v. :*'-i.
..(d) -enrichment ; - -■■■
(o) nominal weight .ofnucloar matorial with dosign tolerances ;
*(f) oladding material ;and ' ; ••••••,"•,
•(g)mothod(s )ofidentifying units . .'■:■!
Location end Handling ofNucloar Material .' ' .
' ■ «-»- " ■- ■'""■■ ' «ι·».- II..1 . ■!■ ■* ·
-' ' \. ' '
120Description "bymoans "clayout andgeneral arrangement drawings o?
■otherwise of: . . r- .... ■
(a)'nuclear material storage andassembly areas andcritical
asoeirib)y(ios )p'roper (invontoiy looations );
.'' . π ■ .
";(b)theestimated range of.inventories ofnuoloar material inthese
* * . Λ ♦ .. .
• 'locations : . • . . ... •
•(o)thephysical arrangement ofequipment used fo.vassembling ,
touting andmeasuring nuolcar matorial ;and '_
(d)theroutes ofnuclear matorial .
• #. , •
13»"Sketch ofcritical assembly core showing core support structure ,
shielding endhoat removal arrangements with description (tobeprovided
foreach critical assembly ifmore than oneinthecritical facility ),
NUCLEAR MATERIAL ACCOUNTANCY AND COKTROI# '
•. •» « '
»■ éAccountancy System "• 1 ; • ■:.. ; '• • •'• •'
/ - • •, À • . i •
14,Dar.cription ofthonuoloar matorxal control and accountancy cystoia
(doseribo item and/oru>ass accountancy system ,.including relevant assay
/ Toboprovided for tnooo typorj offuel fox *which noii-dor.trucstivs
. ■techniques fornucloar material assay "areavailable *,
■' -6 ' ■ ■
■'•..RESTRiGTED ■'.

V ■;::,BESTRICTFCD ■;T-X - ^
•• . * ,. ,- ' , 1.I' . *1 : •' .
• . ' '.
•' • a • t
■■■'•mothodo unod with aBcoosed .aoouraoioo )oupplyih# opociinon blank fox-mo •
'uood inallcontrol arid ciooouivtoncy procodiu'eo .Length ofprcoorvation
../"ofouch rooordo ohould Toostated .. -■
..Physica lInventory \:
*. .15*Dsocription ofprocodureo ,uchodulcd frequency ,iv.ethodo of ' ';'
• oporator'o invontory talcing ("both foritem and/ormasa accountancy
'■.".including rolevant aoojiy ir.othodo ),expected accuracy ;aocoos to - ;
:. nuclear material isthe coro uidtoirradiated nuoloar niatonal ' •
•. 'outaido the ooro ,expaoted radiation lovolo .
'•Y'.OTHER XHFORMATION RELEV ANT TOAPPLICATION OPSAFEGUARDS •
•16»,'' Or£onizatiom<.l struoturo formaterial accountancy andcontrol .η ~
•17.Information onthohealth and safety procedures vhioh shall bo
■• objjorvod cmd i/ith which the iriopectoro shall comply atthofaoiltity .'
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;vv c. .COilVERSJIONy •FABRICATION AitD REPROCESSING FACILITIES ■*..
•'* *;*.'*>,yw\*.*■. '■. ^n.1 fe *»*••e»e•»c•*
"•IDKWTIFICATIOJf .GFTHE FACILITI " = "viwv .'vj ;V"•'
-1» Huma '■ •• ■•y..- ... ■
' * - . ; ,•••»''f ,'''•
2.'-Locution " y...' .•' •'V; .
;S® •'Oimer (legally responsible body ) .., A.'
.4*.'.Oporator (lcgal3y responsible body ) ... '•;'
5.Present status (inoperation orexpected date ofstart ofoperation .)
■6* .Purpose and typo of'facility ...
• * I V
7.'Operating wode offacility influencing -itsthroughput ,(Shift eystoro
•adopted ,approximate days ofoperating time peryear ,etc.) • ! ■.,•
8» .Leyoutoffacility site *Map showing perimeters andpremises ofthe
faoility .intheform ofasite layout } "buildings ,roads ,rivers ,
railv /eyo,etc© •' / •*. '•■>. •... .•
.% :Layout offacility ; '• ;.,• :
' (a)structural containment ,fences andaccess route at
: '("b)routes followed tynuclear material ;.. .
'•^ (o)JLncoming nuclear material storage' } ••V-'?•' '• •..*
•. •oach wain processing area andproooss laboratory } r", .*
.; (o)teat orexperimental arsafi { "
; (f)outgoing nuclear material storage;' 'V'' :- --
: (s)vast© diepocal facilities } '.i • '*•v:" V'• ■
(h.)anaJytioal ,laboratory ,- •"'.'.•V •V-..:•
OBIvLORAL APJRA'f<G]2M57MT OFTIIS FACILITY IKCLUDUiO FEATURES KSLATIHC TOMATERIAL
ACCOlPJT /jiCY COliTAIiniK.T AJJD SUBVBILLAli'CB .■ , . " .
Flow ,Log;;.tio nendHandling ofNuclear Material '' . • . '
10.Schor.ui.tio flow ohoot forthenuolear material '-showing pointa where ••
naoioar ;/<ru-crial isidentified ormeasured ,material balance aroao and
.•.nvontoi ^.laca ^ioiia .uccd formaterial balance accountancy and .er»tirr;atod

RESTRICTED
; .Timgo .ofinventories ofnuolcar roatorial inthose areas under normal
operating conditional Thodescx-iption ohould inoludo (ifapplioablc )s •«; •
' ... (a)batch size orflow ratoj ..
("b)mathod of .storage oi'packing ; V!'-:". : i
(o)•etoroge capacityj .• •'.'. •" .
(d)approximate forecast ofthroughput andinventory andof.receipts _
' »' andshipments . . " •. •' '': '' ,.
11.Xnaddition to10above ,food storago areas forreprocessing plants
•.->Ma^uld bodofioribed 1'/ageneral arrangement drawing showings v•••
••.(a)locations forfuel eleaonts andhandling equipment j" •
■ Cb)typo offuol elements including nuclear material content and
r..••• enriohmonto * '*.•
"■ !L2»Inaddition to10above ,thodosoription ofthorecycle stage ofthe
*
;proooGD should include ifavailable *j. ;
.-.-(a)duration oftemporary ,wtorage ; '
' •(b)schedules forexternal recycling (ifapplicable ).".. ''
■\•13.Inaddition to10above ,thodescription ofthodiscard stage ofthe
process t'hould includoj v .• .-
. . (a)thodiscard method (disposal orstorage )* • ..;..
.•14*Under equilibrium conditions )foreach flowsheet referred ,toin
'+ »• i ' •*•
.paragraphs *_10and16andassuming thomodes ofoperation in 1paragraph 7»
■l;,stator ; • ... " .■ •
.··■'■' » ·'*·'*'·"... '· . "':·ν·
i/v;' (&) nominal throughput poryoarj '.
- ' (b)'thoin-procoes invontoiy based ondesign capacity.' ■
>15.Do&cribo thenorwal procedures adopted forcomplcto orpartial
oloan~ov\t oftheplant .Include description ofspecial campling and '. .
•moasui'-emant points' associated with thocloan-out procedure and .eubsoquont
"pl\yoioal inventor taking ,ifnotdescribed in10above# . !
^GGcrip li.onofNuclear Material • >•■.■ -'V . •••;'' . '•
.l(j.IDoncribo ,bymeans offlowuheo'to orotherwise ,thoestimated flow
.-.' '•andinventory ofallnucloar ir,atorial forcitorago cuid'prococs areas . .' ."
Thedescription should include' ...$ : '•.

*. (a)physical andchemical form ;' • ■
.(b)-contont range oroxpoetod upper limits foreach catagor /of
. ••colia crliquid diooard material ?
' .1(o)enrichroont rango . :.v''...:"... '
. KUCLEAK MATERIAL ACCOUNTANCY AND CONTROL , ' 'V, ••
•A_GCO vr,t.jn,''c System •'.-v,-''•' . t;
Description oi"the'accountancy qystom used torecord andreport
•'accountancy data andestablish matorial "balances ,supplying specimen
'formo *o.cod inallprocedures' *Longth ofpreservation ofouch records
.should bestated .
*'M • •
•10.Indicate when and how often material balances are made ,including any ,
during campaigns .Describe method andprocedure for .adjvistment .ofaocounts
'• Aftox -plant inventory taking . ■: •. .
'lp.'Deocribo procedure forhandling shipper /receiver differences and
method ofadjustment ofaccounts * - • ■' '*
• ' • *
20.Dk».ccribo .procedure for moMng oorrootions toaccounts due to
procedural orclerical miotokos andthe .offeot onchipper /receiver
1
•differences ,ifapplicable . _' . ■
;•''.•*r'v . . .
;• Phys icalTnvonto ry . .■ •..
21.Rofcrenco ismade toparagraph 15.Identify theitems of'equipment on
theflov;sheets ofparagraphs 10and .16toberegarded ascontainers for
nucloar material under physical inventory conditions 'State the timing in
the campaign programme oftaking physical inventories' .• \-'
• • *' •. •'•!, ■•. ■ ..... ...
.•V-Mothodo for Measurement ,Sampling and Analysis ' ■' .•
• • ■ ,
22.Method ofestablishing each meaourernont atthepoint indicated should
"bedescribed ;eq-uationo ortables ucod and'calculations mado todetermine
actual quantities ofweights or .volumes should ,beidentified .Rcoording
.ofdata automatically orm;j.nual3y should bestatod .•Method ofand .
practical procedures for sampling for each point indicated should be .
•dGseribod .•'" v.v^ :'
'ΚΕ5Τίί:0ΤΕ0 V:·.
ιόν

. ' • -RESTRICTED -
%
Analytical mcthoda uood for accountancy pm-pocoa should
"bodoccribed .Reference toamanual .orreport would "bo ••
.ouitablo . .. .J;.* ,•'*
ControlofKoaaurernant Accuracy - .•• •.
Donoribo rcoaouremont quality control programme relevant fov'■•••
material accounting including programmes (together with acouracy
valuoc )for thocontinuing appraisal ofanalytical ,weight ,
volume and sampling procinions and "biases ,.-'and for thecalibra­
tion ofascociatod equipment ;method ofcalibrating tho measuring
'oquipmont referred toinparagraph 23;type and quality of
standards used foranaiytioal methods referred to'inparagraph 23;
typo ofanalytical .equipment used ,-method ofcalibration and
frequency . ' -.'••• •/.'v'., .)
Statistical Evaluation
BeGCi-ibo methods ofetatiotical evaluation oxdata accuifiulatod
inmeaGuroment control programmeo' for tho evaluation ofprecieion ■
and accuracy ofmeasurements .and the ootirnation ofmeasurement . .
unoortainty (i,e.fdetermination ofthe random andryotomatic •.
erroi 'Doftho rnoacurements and thoassociated limits oferror ;
otatictical procedures used tocombine individual measurement
error estimates toobtain theoverall limits oforror fors/R
differences ,thebook inventory ,thophysical inventory and MUP).
OTIICE UrFORMATION KELEV /iKT TOAPPLICATION OP •SAFEGUARDS
.Organizational otructuro for .material accountancy endcontrol
*>
Information on'the -health andsafety procedures which ..
•• ' ,
;ohall boobserved andwith which thoinspectors shall comply' at
faoility , /•.' .K /? •!. -,r-/
:'H:-vV:•i' ,1RESTRicTÉb :riJe. -;;r

I <'/.'RESTRICTED •< ^ |
•*.* *..... .V'.*• ,il ' •j' ' ».'/ ■ ■ ·■'■· ■'ν·'··'.··' '··'.·
D. STORAGE .FACILITIES-' ^. : V . '1 jj
:'* "■ jj
'Batecfinformation '• J|
IDENTIFICATION .OFTHE FACII -T^' _-' •:
Ί -· ·*' '
■*!• •'Nonio ' •! '■
2. ■location .'," ·-ν····
.M
'3»Owner (legally responsible body )
•CENERAl .ARRANGEMENT OPTIE FACILITY INCLUDING FEATURES HELATING TOMATERIAL
.'ACCOUHTAKCY ,CONTAINMENT AND SURVEILLANCE*' " . .. ....
•PQsorS-ption ofNuclear Manorial '' .. ." : •
• * ■" ■* •* * "S
8o Description bymeans *ofdrawings orotherwise ofallnuclear material .
in'facility showings '.v .■ • * ■ ■.*.. :* '.
• . . ■ •
;.(a)>alltypes ofunits including normal handling rmitsj '
•t\**/ . - '(b)–'chemical composition ormain alloy constituents ;.'•.
' (c)form anddimensions ; ' •''• V
(d)©nrichmontï »V ' J • ■■
. •(c)–'nominal weight ofnuclear material >/ith design tolerances ;
..#*/ .. ',
•' \f)•–'cladding materials ;and ." . V .' .
:(s)•method'(e )ofidentifying units . .••: • ...
locations Emd Hand 1ins 1ofNuclear Material 7
.1 • '• * ■■
Description crymeans oflayout andgeneral 'arrangement drawings ox'
η · · . .
.otherwise oft " ' ';'' '';i
• ?
Iy
.4, .Oporator (legally responsible body ) •(•
5.Présent status .1 •;•- : i
t • ., -, . . . f
6.Purpose andtypo offacility .... \,-. .. I
'7»'Layout offacility .Structural containment ,fences and access routes , j
lfappropriate . ' :• ■' . :
tf Sopara'to facilities Aotnormally a-oseciatcdJ with enrichment ,conversion ,
fabrication ,reactor ^,and chemical reprocessing and recovery facilities ,
Tobeprovided for those types offuel for which non-dcstructive
"keohniqxios fornuclear material assay aroavailable . .I
1 1
I i
!'■!
r!i
['!
"'· · 'ν ...''1·"· ■■ΒΠϋΤΗι·ΛΜ -ΰ.·,..: ··:'·.■"· .
■ • • • '•12 •

ΗΙ.· ■·.·,;· »··■·' , .;·.«· ·.. ···'.* ' ■·'·ν·'ι· ''»·■'
'I ' .* *' " •
: RESTRICTED
» i
•. (a).nuolear manorial etorago aroaa (invontory locations );
•"(t>) ;iihoGBtimatod ranga ofinventories ofnuclear material inthose .
..V.'.'v. -;•''.locations ; .'L' \ "
(°)nuolcar material etcraga 'and/orchipping containers ; '
(c!■)thoroutcD aridequipment uricd forwoveinsnt ofnuclaar material ^
'••• .• "ifapplicable#'-.' ' Vv-'V' ;.».ft;v.-.-
« · . . ···· . - / »·.··· \ ·· *·«·,% .
·.' 'ι·« · ··.» ·.« ·'· : ·<ν.··"··· «
HUCLEAR MATERIAL ACCOUNTANCY ANDCONTROL -V'".-.'*".. •
.Acoovntancy Sjyotom .■ y." •'•... ••
10.Description ofthonuoloar material oon'trol andaccountancy eyatem
•(doBcribo item and/ormzsn accountancy system ,including relevant asuoy '
.mothodo UEod with aoooEood accuracies )supplying cpocimon blank forms used
ino.llcontrol andaccountancy procedures * '+ :. '.V .■
'Phynlcal Inventory !.. :
.• i . • •
,;11.Description ofprocedures ,eohedulod frequency ,mothodo ofoperator 's
inventory taking (both foritem aoid/ormass accountancy including rolovant
aoooy .ir.othodo ),andexpootod acouracy , , •'' ':: ■
3V­
.•OTHER INFORMATION RELEVANT TOAPPLICATION OFSAFEGUARDS ■
12,Organizational etruotvu-e ,foraatsrial -accountancy andcontrol*'
13«Information onthohealth andcafetyprocedures' vhich shall bo,"
obacirvod andvdth v/hich ;/th© "inbpectoro .chall oomply atthofacility ,

E. ISOTOPE SEPARATION PLANTS
Date
IDENTIFICATION OFTHEFACILITY
1. Name
2.Location ,exact address with telephone andtelex numbers .
3.Owner (legally responsible body orindividual ).
k.Operator (legally responsible body orindividual ).
5.Present status (inoperation orexpected date ofentry into operation ).
6.Building schedule (iffacility notinoperation ):
(a)date building starts ;
(b)date offacility acceptance ;
(c)commissioning date . ,
7.Purpose andtype offacility (nominal separation capacity ,enrichment
facilities ,etc).
8.Operating mode offacility influencing itsthroughput .(Shift system
fidoptod ,approximate dates ofoperating times inyear ,etc.)
9.Layout offacility site .Mapshowing perimeters andpremises ofthe
■facility intheform ofasite layout ;buildings ,roads ,rivers ,railways
10.Layout offacility '
(a)structural containment ,fences andaccess routes ;
(b)containment ofcertain parts ofthefacility ;
(c)routes followed bynuclear material ;
(d)incoming nuclear material storage ;
(e)each main processing area andpropess laboratory ,including weighing
andsampling area ,decontamination ,purification and feed areas ,etc
(f)test orexperimental areas ;
(g)outgoing nuclear material storage ;
(h)waste disposal facilities ; .
(i)analytical laboratory .
GENERAL ARRANGEMENT OFTHE FACILITY INCLUDING FEATURES RELATING TOMATERIAL ,
ACCOUNTANCY ,CONTAINMENT ANDSURVEILLANCE
Flow ,location andhandling ofnuclear materials .
14 RESTRICTED

11.Description bymeans ofdiagrams orotherwise ofstorage areas andprocess
areas .Thedescription should include (ifapplicable ):
(a)sampling andmeasuring points ;
(b)batch size and/orflow rate ;
(c)method ofstorage orpacking ;
(d)storage capacitiesi '
12.Inaddition toitem 11above ,thedescription ofthefacility should
include :
(a)separation capacity ;
(b)enrichment techniques ormethods ;
(c)possible points forfeed ,product andtails ;
(d)recycling facilities ;
(e)type andsize ofUF6cylinders used andfilling andemptying methods .
1J>. Power consumption should begiven ,where necessary .
1*+. Each diagram should indicate ,under equilibrium conditions :
(a)nominal throughput peryear ; t
(b)physical inventory ofin-process materials ;
(c)material loss rate owing toleakage ,decomposition ,deposition ,etc.,
(d)arrangements forregular plant maintenance (periodic shutdown or ■
continuous component replacement ,etc.).
15*Describe special sampling andmeasurement points associated with
decontamination ofoff-process equipment formaintenance orreplacement .
16.Describe process waste disposal point ,including disposal method ,storage
period ,type ofdisposal ,etc .
Description ofnuclear material
1?. Describe ,bymeans offlowsheets orotherwise ,theestimated flow and
inventory ofallnuclear material forstorage andprocess areas .The
description should include :
i (a)physical andchemical form ;
(b)enrichment range forfeed ,product andtails ;
(c)content range orexpected upper limits foreach category ofsolid or
liquid discard material .
15 RESTRICTED

v-r*r""r I
NUCLEAR MATERIAL ACCOUNTANCY ANDCONTROL V–«>
Accountancy system '» ■ ■
18.Description oftheaccountancy system ♦sedtorecord andreport
accountancy data andtoestablish material balances ,supplying
specimen forms used inallprocedures .
19.Indicate when andhowoften material balances aremade ,including any
during campaigns .Describe method andprocedure foradjustment of
accounts after aphysical inventory taking . •
20.Describe procedure forhandling shipper /receiver differences and
method ofadjustment ofaccounts . ;
21.Describe procedure formaking corrections toaccounts due toprocedural
orclerical mistakes andtheeffect onshipper /receiver differences ,if
applicable .• :
Physical inventory
22.Identify theitems ofequipment ontheflowsheets ofitems 11and 17
toberegarded ascontainers fornuclear material under physical
inventory conditions .State thetiming ofphysical inventory taking .
Methods formeasurement ,sampling andanalysis ...
2J>. Refer totheflowsheets ofitems 11and 17forlocation ofsampling and
measurement points .
2^. Method ofestablishing each measurement atthepoint indicated should be
.'described ;equations ortables used andcalculations made todetermine
actual quantities ofweights orvolumes should beidentified .Recording
ofdata automatically ormanually should bestated .Method ofand
practical procedures forsampling foreach point indicated should be
described .Indicate number ofsamples taken andrejection criteria .
25*Analytical methods used foraccountancy purposes should bedescribed .•
Reference maybemade toamanual orreport .
Control ofmeasurement accuracy : -
26.Describe programmes forthecontinuous appraisal ofweight ,volume and
sampling precision andbiases and forthecalibration ofassociated
equipment .
27»Describe type andquality ofstandards used foranalytical methods
referred toinparagraph 25,type ofanalytical equipment used ,method
ofcalibration andfrequency .
Statisical evaluation
28.Describe statistical evaluation programmes fordata accumulated incontrol
programmes forweight ,volume ,,sampling andanalytical measurements (i.e.
determination oftherandom andsystematic errors ofthemeasurements and
associated limits oferror );statistical methods used tocombine individual
measurement error estimates toobtain theoverall limits oferror for S/H
differences ,thebook inventory ,thephysical inventory andMUF .
« SES1RICTED

RESTRICTED
OTHER INFORMATION RELEVANT TOAPPLICATION OF'SAFEGUARDS
29.Organisation ofmaterial accountancy andcontrol .
JO.Information onthehealth #nd .safety rules which have tobeobserved
andwithwhich theinspectors must comply atthefacility .
17 »ËS.ÏRfCTED
19

(B
F. FACILITIES USING KUCLEAR MATERIAL INQUANTITIES EXCEEDING
Oi/EEFFECTIVE KILOGRAMME ' '
fc.
pt
• i
Foranyfacility ofatype notreferred toinsections AtoEusing more than f
;
aneffective kilogramme per annum . i
1.Identification ofthefacility ^
i
2. General arrangement ofthefacility -including features relating to !
y
material accountancy ,containment and surveillance . ;
ι
3.Nuclear material accountancy andcontrol system ,including techniques j
forphysical inventory taking . j
4.Other information relevant totheapplication ofsafeguards . I
|
!
3
i
Theinformation required under these headings is,asapplicable ,the same as '
?!described inthequestionnaires forthetypes offacilities coming under jj
Sections C,Dand E. . I