EN Official Journal of the European Union C 51/8

INFORMATION NOTE

Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items: Information on measures adopted by Member States in conformity with Articles 5, 6, 8, 9, 10, 17 and 22

(2015/C 51/08)

Articles 5, 6, 8, 9, 10, 17 and 22 of Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (1) (hereunder ‘the Regulation’) foresee that measures taken by Member States in implementation of the Regulation should be published in the Official Journal of the European Union.

1. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 5(2) OF THE REGULATION (EXTENSION OF BROKERING CONTROLS)

Article 5(2) in conjunction with Article 5(4) of the Regulation requires the Commission to publish measures taken by Member States to extend the application of Article 5(1) to non-listed dual-use items for uses referred to in Article 4(1) and to dual-use items for military end use and destinations referred to in Article 4(2).

The table below provides an overview of the measures taken by Member States and that have been notified to the Commission. The detailed measures as notified to the Commission are set out immediately thereafter.

Member State Has the application of brokering controls set out in Article 5(1) been extended in relation with Article 5(2)? BELGIUM NO BULGARIA YES CZECH REPUBLIC YES DENMARK NO GERMANY NO ESTONIA YES IRELAND YES GREECE YES SPAIN YES FRANCE NO CROATIA YES ITALY NO CYPRUS NO LATVIA YES LITHUANIA NO LUXEMBOURG NO HUNGARY YES MALTA NO NETHERLANDS YES AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND YES SWEDEN NO UNITED KINGDOM NO

1.1. Bulgaria

An authorisation shall be required for the brokering of dual-use items:

1. listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(2) of that Regulation;

2. not listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(1) of that Regulation;

(Article 34, par. 4 of the Defence-Related Products and Dual-Use Items and Technologies Export Control Act, State Gazette No 26/29.3.2011, effective 30.6.2012).

1.2. Czech Republic

An authorisation shall be required for the brokering of dual-use items if the Ministry informs the broker that:

1. dual-use items not listed in Annex I to the Regulation are or could be intended, wholly or in part, for use pursuant to Article 4(1) of that Regulation;

2. dual-use items are or could be intended, wholly or in part, for military end-uses specified in Article 4(2) of the Regulation;

(par. 3 of Act No 594/2004 Coll., Implementing the European Community Regime for the Control of Exports, Transfer, Brokering, and Transit of Dual-Use Items (as amended)).

1.3. Estonia

An authorisation shall be required for the brokering of dual-use items which have characteristics of strategic goods because of their end-use or end-user, public security or human rights consideration, although they have not been entered in the list of strategic goods (par. 6(7) of the Strategic Good Act).

1.4. Ireland

An authorisation shall be required for the brokering of dual-use items not listed in Annex I to the Regulation, for any of the uses referred to in Article 4(1) of that Regulation and for dual-use items for military end-uses and destinations referred to in Article 4(2) of the Regulation, (Sections 8(a) and (b) of Statutory Instrument 443 of 2009, Control of Exports (Dual-Use Items) Order 2009, as amended).

1.5. Greece

An authorisation shall be required for the brokering of listed dual-use items for military end-uses and destinations referred to in Article 4(2) of the Regulation (par. 3.2.3 of ‘Ministerial Decision No 121837/e3/21837/28-9-2009’).

1.6. Spain

An authorisation shall be required for the brokering of listed dual-use items for military end-uses and destinations referred to in Article 4(2) of the Regulation (Article 2(6) of the Royal Decree 679/2014, of 1 August 2014 on the control of external trade in defence material, other material and dual-use goods and technologies).

1.7. Croatia

An authorisation shall be required for the brokering of dual-use items not listed in Annex I to the Regulation, if the Ministry of Foreign and European Affairs informs the broker that dual-use items are or may be, in whole or in part, used for the purposes set forth in Article 4(1) and (2) of the Regulation (Act on Control of dual-use items (OG 80/11 i 68/2013)).

1.8. Latvia

In accordance with the Latvian Law on the Circulation of Strategic Goods, all brokering transactions are controlled for dual-use items regardless of their use.

1.9. Hungary

An authorisation shall be required for the brokering of dual-use items:

1. listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(2) of that Regulation;

2. not listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(1) and (2) of that Regulation.

(par. 17.1 of Government Decree No 13 of 2011 on the foreign trade authorisation of dual-use items).

1.10. Netherlands

An authorisation shall be required for the brokering of dual-use items:

1. listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(2) of that Regulation;

2. not listed in Annex I to the Regulation, when the items are or may be intended for the uses specified in Article 4(1) and (2) of that Regulation.

(Strategic Services Act — Wet strategische diensten, Official Journal Stb 445 of 29 September 2011).

1.11. Austria

An authorisation shall be required for the brokering of dual-use items if the Federal Minister for Science, Research and Economy notifies the broker that the items in question are or may be intended for uses referred to in Article 4(1) and (2) of the Regulation (Article 15.1 of the Foreign Trade Act (Außenwirtschaftsgesetz 2011, BGBl. I Nr. 26/2011).

1.12. Romania

An authorisation shall be required for the brokering of dual-use items not listed in Annex I to the Regulation if the items in question are or may be intended, in their entirety or in part, for any uses referred to in Article 4(1) and (2) of the Council Regulation (Article 14(2) of the Emergency Order No 119 of 23 December 2010 (GEO No 119/2010) on the ‘control regime for operations concerning dual-use items’).

1.13. Finland

An authorisation shall be required for brokering of dual-use items:

1. listed in Annex I to the Regulation, if the broker has been notified by the Ministry for Foreign Affairs that the items are or may be intended wholly or partly for the uses specified in Article 4(2) of that Regulation;

2. not listed in Annex I to the Regulation, if the broker has been notified by the Ministry for Foreign Affairs that the items are or may be intended wholly or partly for the uses specified in Article 4(1) of that Regulation;

(par. 3(2) and 4(1) of Law 562/1996 (as amended)).

2. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 5(3) OF THE REGULATION (EXTENSION OF BROKERING CONTROLS)

Article 5(3) in conjunction with Article 5(4) of the Regulation requires the Commission to publish measures taken by Member States imposing an authorisation requirement on the brokering of dual-use items, if the broker has grounds for suspecting that these items are or may be intended for any of the uses referred to in Article 4(1).

The table below provides an overview of the measures taken by Member States and that have been notified to the Commission. The detailed measures as notified to the Commission are set out immediately thereafter.

Member State Have brokering controls been extended in relation with Article 5(3)? BELGIUM NO BULGARIA YES CZECH REPUBLIC YES DENMARK NO GERMANY NO ESTONIA YES IRELAND YES GREECE YES SPAIN NO FRANCE NO CROATIA YES ITALY NO CYPRUS NO LATVIA YES LITHUANIA NO LUXEMBOURG NO HUNGARY YES MALTA NO NETHERLANDS NO AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND YES SWEDEN NO UNITED KINGDOM NO

2.1. Bulgaria

An authorisation shall be required for brokering of dual-use items if the broker has grounds for suspecting that the items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation (Article 47 of the Defence-Related Products and Dual-Use Items and Technologies Export Control Act (Promulgated, State Gazette No 26/29.3.2011).

2.2. Czech Republic

If a broker has grounds for suspecting that dual-use items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation, the broker shall notify the competent authority, which may decide to impose an authorisation requirement (par. 3(4) of the Act No 594/2004 Coll. ‘Implementing the European Community Regime for the Control of Exports, Transfer, Brokering, and Transit of Dual-Use Items’ (as amended)).

2.3. Estonia

If a broker has grounds for suspecting that dual-use goods are or may be intended, wholly or in part, for any of the uses listed in Article 4(1) of the Regulation, the broker shall notify the Strategic Goods Commission (SGC), police authorities or security authorities immediately thereof. After such notification, the SGC may decide to impose an authorisation requirement (par. 77 of the Strategic Goods Act).

2.4. Ireland

An authorisation shall be required for brokering of dual-use items if the broker has grounds for suspecting that the items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation (Section 9 of Statutory Instrument 443 of 2009, Control of Exports (Dual-Use Items) Order 2009, as amended).

2.5. Greece

An authorisation shall be required for brokering of dual-use items if the broker has grounds for suspecting that the items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation (par. 3.2.2 of the Ministerial Decision No 121837/e3/21837/28-9-2009).

2.6. Croatia

If a broker has grounds for suspecting that dual-use goods not listed in Annex I to the Regulation, are or may be intended, wholly or in part, for any of the uses listed in Article 4(1) and (2) of the Regulation, the broker shall notify the Ministry of Foreign and European Affairs, which may decide to impose an authorisation requirement (par. 3 of the Act on Control of dual-use items (OG 80/11 i 68/2013).

2.7. Latvia

In accordance with the Latvian Law on the Circulation of Strategic Goods, all brokering transactions are controlled for dual-use items regardless of their use.

2.8. Hungary

An authorisation shall be required for brokering of dual-use items if the broker has grounds for suspecting that the items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation (par. 17(2) of Government Decree No 13 of 2011 on the foreign trade authorisation of dual-use items).

2.9. Austria

If a broker has grounds for suspecting that dual-use items, which are not listed in Annex I to the Regulation, are or may be intended, wholly or in part, for any of the uses listed in Article 4(1) of the Regulation, the broker shall notify the competent authority, which may decide to impose an authorisation requirement (Article 5 of the 2011 First Foreign Trade Regulation (Erste Außenwirtschaftsverordnung 2011), BGBl. II Nr. 343/2011, published on 28 October 2011).

2.10. Romania

An authorisation shall be required for brokering of dual-use items if the broker has grounds for suspecting that the items are wholly or in part intended for any of the uses listed in Article 4(1) of the Regulation (par. 3 of Article 14 of the Emergency Order No 119 of 23 December 2010 (GEO No 119/2010) on the control regime for operations concerning dual-use items).

2.11. Finland

If a broker has grounds for suspecting that dual-use items are or may be intended, wholly or in part, for any of the uses listed in Article 4(1) of the Regulation, the broker shall notify the Ministry for Foreign Affairs, which may decide to impose an authorisation requirement (par. 3.2 and 4.4 of law 562/1996 (as amended)).

3. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 6(2) OF THE REGULATION (EXTENSION OF TRANSIT CONTROLS)

Article 6(2) in conjunction with Article 6(4) of the Regulation requires the Commission to publish measures taken by Member States empowering their competent authorities to impose in individual cases an authorisation requirement for the specific transit of dual-use items listed in Annex I if the items are or maybe intended, in their entirety or in part, for uses referred to in Article 4(1).

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Have the transit control provisions of Article 6(1) been extended in relation with Article 6(2)? BELGIUM Partly YES BULGARIA YES CZECH REPUBLIC NO DENMARK NO GERMANY YES ESTONIA YES IRELAND YES GREECE YES SPAIN NO FRANCE NO CROATIA YES ITALY NO CYPRUS NO LATVIA NO LITHUANIA NO LUXEMBOURG NO HUNGARY YES MALTA NO NETHERLANDS YES AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND YES SWEDEN NO UNITED KINGDOM YES

3.1. Belgium

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation, in the Flemish and the Walloon Region (Articles 6 and 7 of the Flemish Government Decree of 14 March 2014 regulating export, transit and transfer of dual-use and the delivery of technical assistance (Belgian Official Gazette of 2 May 2014), Articles 5 and 6 of the Walloon Government Decree of 6 February 2014 regulating export, transit and transfer of dual-use items and technology (Belgian Official Gazette of 19.2.2014)).

3.2. Bulgaria

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Articles 48-50 of the ‘Defence-Related Products and Dual-Use Items and Technologies Export Control Act’, State Gazette No 26/29.3.2011).

3.3. Germany

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Section 44 of the German Foreign Trade and Payments Regulation — Aussenwirtschaftsverordnung — AWV).

3.4. Estonia

An authorisation for transit of listed (and non-listed) dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (par. 3, 6 and 7 of the Strategic Goods Act (SGA)).

3.5. Ireland

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Section 10 of Statutory Instrument 443 of 2009, Control of Exports (Dual-Use Items) Order 2009, as amended).

3.6. Greece

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (par. 3.3.2 of the Ministerial Decision No 121837/e3/21837/28-9-2009).

3.7. Croatia

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Act on Control of dual-use items (OG 80/11 i 68/2013). The Ministry of Foreign and European Affairs can prohibit transit according to Article 6(1) of the Regulation, based on proposals by the Commission established in Article 12 of the Act. Prior to the decision to prohibit the transit, in special cases, the Ministry may impose a requirement for a Special Transit Licence.

3.8. Hungary

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (par. 18 of Government Decree No 13 of 2011 on the foreign trade authorisation of dual-use items).

3.9. The Netherlands

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Article 4(a)(1) of the Decree for Strategic Goods (Besluit strategische goederen)).

3.10. Austria

An authorisation for transit of listed dual-use items shall be required, by the Federal Minister for Science, Research and Economy, when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Article 15 of the 2011 Foreign Trade Act — Außenwirtschaftsgesetz 2011, BGBl. I Nr. 26/2011).

3.11. Romania

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (par. 1 of Article 15 of the Emergency Order No 119 of 23 December 2010 (GEO No 119/2010) ‘on the control regime for operations concerning dual-use items’).

3.12. Finland

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (par. 3.3 of law 562/1996).

3.13. United Kingdom

An authorisation for transit of listed dual-use items shall be required when the items are or may be intended for the uses specified in Article 4(1) of the Regulation (Article 8(1) and Articles 17 and 26 of the Export Control Order 2008, as amended by The Export Control (Amendment) (No 3) Order 2009 (S.I. 2009/2151).

4. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 6(3) OF THE REGULATION (EXTENSION OF TRANSIT CONTROLS)

Article 6(3) in conjunction with Article 6(4) of the Regulation requires the Commission to publish measures taken by Member States extending the application of Article 6(1) to non-listed dual-use items for uses referred to in Article 4(1) and to dual-use items for military end use and destinations referred to in Article 4(2).

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Have the transit control provisions set out in Article 6(1) been extended in relation with Article 6(3)? BELGIUM Partly YES BULGARIA NO CZECH REPUBLIC YES DENMARK NO GERMANY NO ESTONIA YES IRELAND YES GREECE YES SPAIN YES FRANCE NO CROATIA YES ITALY NO CYPRUS YES LATVIA NO LITHUANIA NO LUXEMBOURG NO HUNGARY YES MALTA NO NETHERLANDS YES AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND YES SWEDEN NO UNITED KINGDOM YES

4.1. Belgium

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) in the Flemish and the Walloon Region (Articles 6 and 7 of the Flemish Government Decree of 14 March 2014 regulating export, transit and transfer of dual-use items and the delivery of technical assistance (Belgian Official Gazette of 2 May 2014), Articles 5 and 6 of the Walloon Government Decree of 6 February 2014 regulating export, transit and transfer of dual-use items and technology (Belgian Official Gazette of 19.2.2014).

4.2. Czech Republic

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (par. 13b of the Act No 594/2004 Coll. ‘Implementing the European Community Regime for the Control of Exports, Transfer, Brokering, and Transit of Dual-Use Items’ (as amended))(1)

4.3. Estonia

An authorisation shall be required by the Strategic Goods Commission's (SGC) for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (par. 3, 6 and 7 of the Strategic Goods Act (SGA)).

4.4. Ireland

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Section 11 of Statutory Instrument 443 of 2009, Control of Exports (Dual-Use Items) Order 2009, as amended).

4.5. Greece

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (par. 3.3.3. of the Ministerial Decision No 121837/e3/21837/28-9-2009).

4.6. Spain

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Article 11 of Act 53/2007).

4.7. Croatia

An authorisation shall be required by the Ministry of Foreign and European Affairs for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Act on Control of dual-use items (OG 80/11 i 68/2013)).

4.8. Cyprus

An authorisation shall be required by the Ministry of Commerce, Industry and Tourism for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Article 5(3) of Ministerial Order 312/2009).

4.9. Hungary

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (par. 18 of the Government Decree No 13 of 2011 ‘on foreign trade authorisation of dual-use items’).

4.10. The Netherlands

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Article 4(a)(2) of the Decree for Strategic Goods (Besluit strategische goederen)).

4.11. Austria

An authorisation shall be required by the Federal Minister for Science, Research and Economy for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Article 15 of the 2011 Foreign Trade Act (Außenwirtschaftsgesetz 2011, BGBl. I Nr. 26/2011).

4.12. Romania

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Article 15(2) of the Emergency Order No 119 of 23 December 2010 (GEO No 119/2010)).

4.13. Finland

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (par. 3.3 and 4.1 of law 562/1996 (as amended) stipulate as follows:

— Par. 3.3 Transit of dual-use items listed in Annex I to the Regulation shall be subject to authorisation if the transit operator has been notified by the Ministry for Foreign Affairs that the items in question are or could be wholly or partly intended for a use listed in Article 4(1) or (2) of the Regulation.

— Par. 4.1 If the intention is the export, brokering, transit or transfer of products, services or other items that are not on the list in the Annex to the Regulation, an authorisation must be presented on export, brokering, transit or transfer if the exporter, broker, transit operator or transfer operator has been notified by the Ministry for Foreign Affairs that the item in question is or could be wholly or partly intended for use in connection with the development, manufacture, handling, operation, maintenance, storage, detection, identification or distribution of chemical and biological weapons or nuclear weapons, or the development, production, maintenance or storage of missiles capable of delivering weapons covered by non-proliferation regimes.)

4.14. United Kingdom

An authorisation shall be required for transit of non-listed dual-use items for uses referred to in Article 4(1) and of dual-use items for military end use and destinations referred to in Article 4(2) (Articles 8(2) and 17(3) and Article 26 of The Export Control Order 2008, as amended by the Export Control (Amendment) (No 3) Order 2009 (S.I.2009/2151)).

5. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 8 OF THE REGULATION (EXTENSION OF CONTROLS TO NON-LISTED ITEMS FOR REASONS OF PUBLIC SECURITY OR HUMAN RIGHTS CONSIDERATIONS)

Article 8(4) of the Regulation requires the Commission to publish measures taken by Member States prohibiting or imposing an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security or human rights considerations.

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Have additional controls been implemented concerning non-listed goods for reasons of public security or human rights considerations in relation with Article 8(1)? BELGIUM NO BULGARIA YES CZECH REPUBLIC YES DENMARK NO GERMANY YES ESTONIA YES IRELAND YES GREECE NO SPAIN NO FRANCE YES CROATIA NO ITALY NO CYPRUS YES LATVIA YES LITHUANIA NO LUXEMBOURG NO HUNGARY NO MALTA NO NETHERLANDS YES AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND NO SWEDEN NO UNITED KINGDOM YES

5.1. Bulgaria

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration, by an act of the Council of Ministers (Article 34(1), рar. 3 The Export Control Act).

5.2. Czech Republic

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited, by Government Order, for reasons of public security or human rights consideration (par. 3(1)(d) of the Act No 594/2004 Coll).

5.3. Germany

(1) The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration (Section 8 (1) Nr. 2 of the Foreign Trade and Payments Regulation (Aussenwirtschaftsverordnung — AWV)). The measure applies to the following National Numbers in the Export Control List (in 2013): — 2B909 Flow forming machines and machines with combined flow forming and spin-forming functions, other than those controlled by 2B009, 2B109 or 2B209 in the framework of the Regulation as amended, having all of the following characteristics, and specially designed components therefor: (a) which, according to the manufacturer's technical specification, can be equipped with numerical control units, computer control or play-back control; and (b) a roller force of more than 60 kN, if the purchasing country or country of destination is Syria. — 2B952 Equipment capable of use in handling biological substances, other than that controlled by 2B352 in the framework of the Regulation as amended, if the purchasing country or country of destination is Iran, North Korea or Syria: (a) fermenters, capable of cultivation of pathogenic ‘micro-organisms’ or viruses, or capable of toxin production, without the propagation of aerosols and having a total capacity of 10 l or more; (b) agitators for fermenters controlled by 2B352(a) in the framework of the Regulation as amended. Technical note: Fermenters include bioreactors, chemostats and continuous-flow systems. — 2B993 Equipment for the deposition of metallic overlays for non-electronic substrates as follows, and specially designed components and accessories therefor, if the purchasing country or country of destination is Iran: (a) chemical vapour deposition (CVD) production equipment; (b) electron beam physical vapour deposition (EB-PVD) production equipment; (c) production equipment for deposition by means of inductive or resistance heating. — 5A911 Base stations for digital ‘trunked radio’ if the purchasing country or country of destination is Sudan or South Sudan. Technical note: ‘Trunked radio’ is a cellular radio communications procedure with mobile subscribers who are assigned frequency trunks for communication. Digital ‘trunked radio’ (e.g. TETRA, terrestrial trunked radio) uses digital modulation. — 5D911 ‘Software’ specially designed or modified for the ‘use’ of equipment, which is controlled by item 5A911, if the purchasing country or country of destination is Sudan or South Sudan. — 6A908 Radar-based navigation or surveillance systems for vessel or airborne traffic control, not controlled by items 6A008 or 6A108 in the framework of the Regulation as amended, and specially designed components therefor, if the purchasing country or country of destination is Iran. — 6D908 ‘Software’, specially developed or modified for the ‘development’, ‘production’ or ‘use’ of the equipment controlled by 6A908, if the purchasing country or country of destination is Iran. — 9A991 Ground vehicles not covered by Part I A of the Export Control List, as follows: (a) flatbed trailers and semitrailers with a payload exceeding 25 000 kg and less than 70 000 kg, or having one or more military features and being capable of transporting vehicles controlled by 0006 in Part I A as well as traction vehicles capable of their transportation and having one or more military features if the purchasing country or country of destination is Iran, Libya, Myanmar, North Korea, Pakistan, Somalia or Syria; Note: Traction vehicles within the meaning of 9A991a comprise all vehicles with primary traction function; (b) other trucks and off-road vehicles having one or more military features, if the purchasing country or country of destination is Iran, Libya, Myanmar, North Korea, Somalia or Syria. Note 1: Military features as defined by 9A991 include: (a) fording capability of 1,2 m or more; (b) mountings for guns and weapons; (c) mountings for camouflage netting; (d) roof lights, round with sliding or swinging cover; (e) military enamelling; (f) hook coupling for trailers in conjunction with a so-called NATO-socket. Note 2: 9A991 does not control ground vehicles when accompanying their users for their own personal use. 9A992 Trucks, as follows: (a) all-wheel-drive trucks with a payload exceeding 1 000 kg, if the purchasing country or country of destination is North Korea; (b) trucks with three or more axles and a maximum permissible gross laden weight of more than 20 000 kg, if the purchasing country or country of destination is Iran or Syria. — 9A993 Helicopters, helicopter power transfer systems, gas turbine engines and auxiliary power units (APUs) for use in helicopters, and specially designed components therefor, if the purchasing country or country of destination is Cuba, Iran, Libya, Myanmar, North Korea, Somalia or Syria. — 9A994 Air-cooled power units (aero-engines) with a cubic capacity of 100 cm3 or more and 600 cm3 or less, capable of use in unmanned ‘air vehicles’, and specially designed components therefor, if the purchasing country or country of destination is Iran. — 9E991 ‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of equipment controlled by 9A993, if the purchasing country or country of destination is Cuba, Iran, Libya, Myanmar, North Korea, or Syria.

(2) The export authorisation requirement under Section 5(d) AWV for non-listed goods continues to apply in section 9 AWV.

(3) Under Section 6 of the Foreign Trade and Payments Act (Aussenwirtschaftsgesetz — AWG), transactions, legal transactions and actions can be restricted or obligations to act can be imposed by administrative act in order to avert a danger pertaining in an individual case to the interests e.g. the essential security interests of the Federal Republic of Germany, the peaceful coexistence of nations, the foreign relations of the Federal Republic of Germany, the public order or security of the Federal Republic of Germany.

5.4. Estonia

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited, by decision of the Strategic Goods Commission, for reasons of public security or human rights consideration (par. 2(11) and 6(2) of the Strategic Goods Act).

5.5. France

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration (Decree No 2010-292). National controls on exports of dual-use items have been adopted, as set out in following orders:

— Ministerial Order of 31 July 2014 concerning the export of certain helicopters and their spare parts to third countries, published in the Official Journal of the French Republic of 8 August 2014.

— Ministerial Order of 31 July 2014 on the export of tear gas and riot control agents to third countries, published in the Official Journal of the French Republic of 8 August 2014.

5.6. Ireland

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration (Section 12(2) of Statutory Instrument 443 of 2009, Control of Exports (Dual-Use Items) Order 2009, as amended)).

5.7. Cyprus

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited by the Ministry of Commerce, Industry and Tourism for reasons of public security or human rights consideration (Articles 5(3) and 10(c) of Ministerial Order 312/2009).

5.8. Latvia

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited by the Control Committee for Strategic Goods for reasons of public security or human rights consideration (Regulation of the Cabinet of Ministers No 645 of 25 September 2007 — ‘Regulation on the National List of Strategic Goods and Services’ (issued in accordance with the ‘Law on the Handling of Strategic Goods’, Article 3, Part One). National controls on exports of dual-use items apply to the National List of Strategic Goods and Services (Annex to Regulation No 645) as follows:

NATIONAL LIST OF STRATEGIC GOODS AND SERVICES

Part No Name of goods 10A901 Rimfire weapons, their parts, accessories and ammunition 10A902 10A902 Aircraft components, equipment and spare parts Note: Licence is necessary for the import, export, transit and transfer from/to EU countries of those aircraft components, equipment and spare parts, which can be used in both — military and civil aircrafts. Exceptions: 10A902 does not control aircraft components, equipment and spare parts, which are designed for the repair and maintenance purposes of International Civil Aircraft companies for the use on civil aircraft. 10A902 does not control import, export and transfer from/to EU countries of such aircraft components, equipment and spare parts, which are designed for the repair and maintenance purposes of civil aircraft, if the mentioned civil aircraft is situated within the territory of the Republic of Latvia. 10A902 does not control import, export, transit and transfer from/to EU countries of such aircraft components, equipment and spare parts, which are designed for the repair and maintenance purposes of civil aircraft, if the mentioned civil aircraft is being used in EU, UN and NATO missions. 10A902 does not control passenger salon and serving facilities. 10A903 Air guns with energy greater than 12 joules 10A904 Pyrotechnical devices of classes 2, 3 and 4 Technical note: The class of the pyrotechnical device shall be determined by the Department of Criminology of the State Police. 10A905 Tools, equipment, components and software designed or modified for special clandestine operations: NB: See also Category 5, Part Two ‘Information Security’ a. devices and equipment for clandestine obtaining of audio information: (1) special microphones; (2) special transmitters; (3) special receivers; (4) special coders; (5) special decoders; (6) wide frequency range receivers (frequency scanners); (7) special re-transmitters; (8) special amplifiers; and (9) special reflected ‘laser’ beam listening devices; b. devices and equipment for clandestine monitoring or video recording: (1) video cameras; (2) special video transmitters; (3) special video receivers; and (4) mini video recorders; Technical note: 10A905.b.1. includes wired and wireless video cameras and TV cameras. c. devices and equipment for clandestine retrieving of digital or mobile voice telecommunications or other information from technical means or channels of communication; d. devices and equipment for ‘clandestine entering’ into premises, means of transport or other objects: Technical note: For the purposes of 10A905 ‘clandestine entering’ means clandestine opening of mechanical, electronic or other locks or cracking of codes. (1) special x-ray equipment for looking into locks; (2) master keys; (3) tools for opening locks; and (4) electronic devices for cracking the lock codes; e. countermeasure equipment and devices against special operations: NB: See also ‘EU Common Military List’ (1) special indicators; (2) special locators; (3) scanners; (4) scramblers; (5) special frequency meters; (6) wide frequency range noise generators. 10A906 Night vision scopes and components. 10A907 Antipersonnel mines Note: The export of antipersonnel mines is forbidden. 10D Software 10D901 ‘Software’ specially designed for special operational activities and for acquiring the information from computers and computer networks or other information systems or for clandestine change or destruction of such information. Note: 10D901 controls the export, import, ‘production’, ‘use’, ‘development’ and storage of the above-mentioned ‘software’. 10E Technology 10E901 Technology for development, production and use of equipment mentioned in 10A905 10E902 Military assistance Note: Military assistance includes any technical support related to the production, development, maintenance, testing and construction of military items, as well as any kind of technical services, such as instructions, training, transfer of practical skills, consultations, including in oral form. Exceptions: (1) Military assistance to EU Member States, NATO Member States, Australia, Canada, New Zealand, Japan and Switzerland. (2) Military assistance is in the public domain or in the form of fundamental scientific research information. (3) Military assistance is oral and not related to items controlled by one or more international export control regimes, conventions or agreements.

5.9. The Netherlands

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited by the Minister of Foreign Affairs for reasons of public security or human rights consideration. National controls have been adopted for the export and brokering of chemicals and items for internal repression to Syria and for the export of items for internal repression to Egypt and Syria: (Decree Stcrt. 2013 No 25632 published on 13 September 2013).

5.10. Austria

The export or transit of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited by the Federal Minister for Science, Research and Economy for reasons of public security or human rights consideration (Article 20 of the 2011 Foreign Trade Act (Außenwirtschaftsgesetz 2011, BGBl. I Nr. 26/2011)).

5.11. Romania

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration (Article 7 of the Emergency Order No 119 of 23 December 2010 (GEO No 119/2010) on the control regime for operations concerning dual-use items).

5.12. United Kingdom

The export of dual-use items not listed in Annex I to the Regulation may be subject to authorisation or prohibited for reasons of public security or human rights consideration (Export Control Order 2008). The list of UK controlled dual-use items is set out in Schedule 3 of the Export Control Order 2008 as amended by the Export Control (Amendment) (No 2) Order 2010 (S.I. 2010/2007).

SCHEDULE 3

Schedule referred to in Articles 2 and 4 of the Export Control Order 2008

UK CONTROLLED DUAL-USE GOODS, SOFTWARE AND TECHNOLOGY

Note: In this Schedule, defined terms are printed in quotation marks.

Definitions

In this Schedule:

‘development’ means all stages prior to ‘production’ (e.g. design, design research, design analyses, design concepts, assembly and testing of prototypes, pilot production schemes, design data, process of transforming design data into goods, configuration design, integration design, layouts);

‘energetic materials’ means substances or mixtures that react chemically to release energy required for their intended application; ‘explosives’, ‘pyrotechnics’ and ‘propellants’ are subclasses of energetic materials;

‘explosive signatures’ are features which are characteristic of explosives in any form prior to their initiation, as detected using technology including, but not limited to, ion mobility spectrometry, chemiluminescence, fluorescence, nuclear, acoustic or electromagnetic techniques;

‘explosives’ means solid, liquid or gaseous substances or mixtures of substances which, in their application as primary, booster, or main charges in warheads, demolition and other applications, are required to detonate;

‘improvised explosive devices’ means devices fabricated or intended to be placed in an improvised manner incorporating destructive, lethal, noxious, ‘pyrotechnic’ or incendiary chemicals designed to destroy, disfigure or harass; they may incorporate military stores, but are normally devised from non-military components;

‘lighter-than-air vehicles’ means balloons and airships that rely on hot air or on lighter-than-air gases such as helium or hydrogen for their lift;

‘previously separated’ means the application of any process intended to increase the concentration of the controlled isotope;

‘production’ means all production stages (e.g. product engineering, manufacture, integration, assembly (mounting), inspection, testing, quality assurance);

‘propellants’ means substances or mixtures that react chemically to produce large volumes of hot gases at controlled rates to perform mechanical work;

‘pyrotechnic(s)’ means mixtures of solid or liquid fuels and oxidisers which, when ignited, undergo an energetic chemical reaction at a controlled rate intended to produce specific time delays, or quantities of heat, noise, smoke, visible light or infrared radiation; pyrophorics are a subclass of pyrotechnics, which contain no oxidisers but ignite spontaneously on contact with air;

‘required’ as applied to ‘technology’, refers to only that portion of ‘technology’ which is peculiarly responsible for achieving or exceeding the controlled performance levels, characteristics or functions. Such ‘required’‘technology’ may be shared by different goods and the intended use of ‘technology’ is irrelevant to whether it is ‘required’;

‘technology’ means specific ‘information’ necessary for the ‘development’, ‘production’ or ‘use’ of goods or ‘software’;

Technical Note:

‘Information’ may take forms including, but not limited to: blueprints, plans, diagrams, models, formulae, tables, ‘source code’, engineering designs and specifications, manuals and instructions written or recorded on other media or devices (e.g. disk, tape, read-only memories);

‘source code’ (or source language) is a convenient expression of one or more processes which may be turned by a programming system into equipment executable form.

‘use’ means operation, installation (e.g. on-site installation), maintenance, checking, repair, overhaul and refurbishing;

‘vaccines’ are medicinal products in a pharmaceutical formulation licensed by, or having marketing or clinical trial authorisation from, the regulatory authorities of either the country of manufacture or of use, which is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.

Explosive-related goods and technology

PL8001 The export or ‘transfer by electronic means’ of the following goods or ‘technology’ is prohibited to any destination outside all of the following: ‘the customs territory’, Australia, New Zealand, Canada, Norway, Switzerland, United States of America and Japan: a. Equipment and devices, other than those in Schedule 2 or in 1A004.d, 1A005, 1A006, 1A007, 1A008, 3A229, 3A232 or 5A001.h in Annex I to ‘the dual-use Regulation’, for detection of or use with ‘explosives’ or for dealing with or protecting against ‘improvised explosive devices’, as follows, and specially designed components therefor: 1. Electronic equipment designed to detect ‘explosives’ or ‘explosive signatures’; NB: See also 1A004.d in Annex I to ‘the dual-use Regulation’. Note: PL8001.a.1 does not control equipment requiring operator judgement to establish the presence of ‘explosives’ or ‘explosive signatures’. 2. Electronic jamming equipment specially designed to prevent the detonation by radio remote control of ‘improvised explosive devices’; NB: See also 5A001.h. in Annex I to ‘the dual-use Regulation’. 3. Equipment and devices specially designed to initiate explosions by electrical or nonelectrical means, (e.g., firing sets, detonators and igniters); NB: See also 1A007, 1A008, 3A229 and 3A232 in Annex I to ‘the dual-use Regulation’. Note: PL8001.a.3 does not control: a. Equipment and devices specially designed for a specific commercial use consisting of the actuation or operation by explosive means of other equipment or devices the function of which is not the initiation or creation of explosions; b. pressure controlled equipment specially designed for down-hole oilfield equipment applications and which are incapable of use at atmospheric pressure; and c. detonating cord. 4. Equipment and devices, including, but not limited to: shields and helmets, specially designed for the disposal of ‘improvised explosive devices’; NB: See also 1A005, 1A006 and 5A001.h. in Annex I to ‘the dual-use Regulation’. Note: PL8001.a.4 does not control bomb blankets, mechanical handling equipment for manoeuvring or exposing ‘improvised explosive devices’, containers designed for holding ‘improvised explosive devices’ or objects suspected of being such devices or other equipment specially designed to temporarily protect against ‘improvised explosive devices’ or objects suspected of being such devices. a. Linear cutting explosive charges other than those listed at entry 1A008 of Annex I to ‘the dual-use Regulation’; b. ‘Technology’‘required’ for the ‘use’ of goods in PL8001.a and PL8001.b. NB: See Article 18 of this Order for exceptions from the controls on ‘technology’.

Materials, chemicals, micro-organisms and toxins

PL9002 The export of the following goods is prohibited to any destination: ‘Energetic materials’, as follows, and mixtures containing one or more thereof: a. Nitrocellulose (containing more than 12,5 % nitrogen); b. Nitroglycol; c. Pentaerythritol tetranitrate (PETN); d. Picryl chloride; e. Trinitrophenylmethylnitramine (tetryl); f. 2,4,6-Trinitrotoluene (TNT). Note: PL9002 does not control single, double and triple base ‘propellants’. PL9003 The export of the following goods is prohibited to any destination: ‘Vaccines’ for protection against: a. bacillus anthracis; b. botulinum toxin. PL9004 The export of the following goods is prohibited to any destination: ‘Previously separated’ americium-241, -242 m or -243 in any form. Note: PL9004 does not control goods with an americium content of 10 grams or less.

Telecommunications and related technology

PL9005 The export or ‘transfer by electronic means’ of the following goods or ‘technology’ is prohibited to any destinations in Iran: a. Tropospheric scatter communication equipment using analogue or digital modulation techniques and specially designed components therefor; b. Technology for the ‘development’, ‘production’ or ‘use’ of goods specified in PL9005.a. NB: See Article 18 of this Order for exceptions from the controls on ‘technology’.

Detection equipment

PL9006 The export of ‘electro-statically powered’ equipment for detecting ‘explosives’, other than detection equipment specified in Schedule 2, PL8001.a.1 or in 1A004.d. in Annex I to ‘the dual-use Regulation’, is prohibited to any destination in Afghanistan or Iraq. Technical Note: ‘Electro-statically powered’ means using electro-statically generated charge.

Vessels and related software and technology

PL9008 The export or ‘transfer by electronic means’ of the following goods, ‘software’ or ‘technology’, is prohibited to any destination in Iran: a. Vessels', inflatable craft and ‘submersible vehicles’, and related equipment and components, as follows, other than those specified in Schedule 2 to this Order or Annex I to ‘the dual-use Regulation’: 1. Marine ‘vessels’ (surface or underwater), inflatable craft and ‘submersible vehicles’; 2. Equipment and components designed for ‘vessels’, inflatable craft and ‘submersible vehicles’ as follows: a. Hull and keel structures and components; b. Propulsive engines designed or modified for marine use and specially designed components therefor; c. Marine radar, sonar and speed log equipment, and specially designed components therefor; 3. ‘Software’ designed for the ‘development’, ‘production’ or ‘use’ of goods specified in PL9008.a; 4. ‘Technology’ for the ‘development’, ‘production’ or ‘use’ of goods or ‘software’ specified in PL9008.a or PL9008.b. NB: See Article 18 of this Order for exceptions from the controls on ‘technology’. Technical Note: ‘Submersible vehicles’ include manned, unmanned, tethered or untethered vehicles.

Aircraft and related technology

PL9009 The export or ‘transfer by electronic means’ of the following goods or ‘technology’ is prohibited to any destination in Iran: a. ‘Aircraft’, ‘lighter-than-air vehicles’ and steerable parachutes, and related equipment and components, as follows, other than those specified in Schedule 2 to this Order or Annex I to ‘the dual-use Regulation’: 1. ‘Aircraft’, ‘lighter-than-air vehicles’ and steerable parachutes; 2. Equipment and components designed for ‘aircraft’ and ‘lighter-than-air vehicles’, as follows: a. Airframe structures and components; b. Aero-engines and auxiliary power units (APU)s and specially designed components therefor; c. Avionics and navigation equipment and specially designed components therefor; d. Landing gear and specially designed components therefor, and aircraft tyres; e. Propellers and rotors; f. Transmissions and gearboxes, and specially designed components therefor; g. Unmanned aerial vehicle (UAV) recovery systems; h. Not used; i. Technology/for the ‘development’, ‘production’ or ‘use’ of goods specified in PL9009.a. NB: See Article 18 of this Order for exceptions from the controls on ‘technology’. Note: PL9009.c. does not control technical data, drawings or documentation for maintenance activities directly associated with calibration, removal or replacement of damaged or unserviceable goods that are necessary for the continuing airworthiness and safe operation of civil ‘aircraft’.

6. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 9(4)(B) OF THE REGULATION (NATIONAL GENERAL EXPORT AUTHORISATIONS)

Article 9(4)(b) of the Regulation requires the Commission to publish measures taken by Member States with regard to any national general export authorisations issued or modified.

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Has your Member State issued or modified any national general export authorisation in relation with Article 9? BELGIUM NO BULGARIA NO CZECH REPUBLIC NO DENMARK NO GERMANY YES ESTONIA NO IRELAND NO GREECE YES SPAIN NO FRANCE YES CROATIA NO ITALY YES CYPRUS NO LATVIA NO LITHUANIA NO LUXEMBOURG NO HUNGARY NO MALTA NO NETHERLANDS YES AUSTRIA YES POLAND NO PORTUGAL NO ROMANIA NO SLOVENIA NO SLOVAKIA NO FINLAND NO SWEDEN NO UNITED KINGDOM YES

6.1. Germany

There are five National General Export Authorisations in force in Germany:

(1) General Authorisation No 9 for graphite;

(2) General Authorisation No 10 for computers and related equipment;

(3) General Authorisation No 12 for the export of certain dual-use goods below a certain value threshold;

(4) General Authorisation No 13 for the export of certain dual-use goods in certain circumstances;

(5) General Authorisation No 16 for telecommunications and data security.

6.2. Greece

A National General Export Authorisation applies for export of certain dual-use items to the following destinations: Argentina, Croatia, Republic of Korea, Russian Federation, Ukraine, Turkey and South Africa (Ministerial Decision No 125263/e3/25263/6-2-2007).

6.3. France

There are six National General Export Authorisations in force in France:

(1) National General Export Authorisation for industrial goods, as defined in the decree of 18 July 2002 concerning the export of industrial goods subject to strategic control in the European Community [as published in the Official Journal of the French Republic No 176 of 30 July 2002 (text 11) and as amended by the decree of 21 June 2004 concerning the enlargement of the European Union as published in the Official Journal of the French Republic of 31 July 2004 (text 5)].

(2) National General Export Authorisation for chemical products, as defined in the decree of 18 July 2002 concerning the export of dual-use chemical products [as published in the Official Journal of the French Republic No 176 of 30 July 2002 (text 12) and as amended by the decree of 21 June 2004 concerning the enlargement of the European Union as published in the Official Journal of the French Republic of 31 July 2004 (text 6)].

(3) National General Export Authorisation for graphite, as defined in the decree of 18 July 2002 concerning the export of nuclear quality graphite [as published in the Official Journal of the French Republic No 176 of 30 July 2002 (text 13) and as amended by the decree of 21 June 2004 concerning the enlargement of the European Union as published in the Official Journal of the French Republic of 31 July 2004 (text 7)].

(4) National General Export Authorisation for biological products, as defined in the decree of 14 May 2007 and amended by the decree of 18 march 2010 concerning the export of certain genetic elements and genetically modified organisms [as published in the Official Journal of the French Republic of 20 march 2010].

(5) National General Export Authorisation for certain dual-use items for French armed forces in third countries (Ministerial Order of 31 July 2014, published in the Official Journal of the French Republic of 8 August 2014).

(6) National General Authorisation for the export or transfer within the EU of certain dual-use items for exhibition or fair (Ministerial Order of 31 July 2014 published in the Official Journal of the French Republic of 8 August 2014).

The specific items covered by the authorisations are set out in the relevant decrees.

6.4. Croatia

A National General Export Authorisation for the export of dual-use items in accordance with Article 9(4) of the Regulation may be issued by the Ministry of Foreign and European Affairs (Act on Control of Dual-Use Items (OG 80/11 i 68/2013)).

6.5. Italy

A National General Export Authorisation applies for export of certain dual-use items to the following destinations: Antarctica (Italian bases), Argentina, Republic of Korea, Turkey (decree of 4 August 2003 published in the Official Journal No 202 of 1 September 2003).

6.6. The Netherlands

A National General Export Authorisation applies for export of certain dual-use items to all destinations, with the exception of:

— Australia, Canada, Japan, New Zeeland, Norway, USA, Switzerland (which are covered already by Annex II Part 3 to the Regulation);

— Afghanistan, Burma/Myanmar, Iraq, Iran, Libya, Lebanon, North Korea, Pakistan, Sudan, Somalia and Syria.

(NL002, Official Journal stcrt-2009-18172 of 26 November 2009).

6.7. Austria

A National General Export Authorisation applies for export of certain dual-use items re-exported to the originating country without modification within three months after their import into the EU, or where items of the same quantity and quality are exported to the originating country within three months after the import. The conditions of use are the same as laid down in Annex II to the Regulation concerning the use of EU001 (Details of the authorisation are set out in Article 3 of the First Foreign Trade Regulation BGBl. II No 343/2011 of 28 October 2011).

6.8. United Kingdom

There are 15 National General Authorisations (OGELs) in force in the United Kingdom:

1 OGEL (Chemicals)

2 OGEL (Cryptographic Development)

3 OGEL (Export After Exhibition Dual-Use Items

4 OGEL (Export After Repair/Replacement Under Warranty: Dual-Use Items)

5 OGEL (Export For Repair/Replacement Under Warranty: Dual-Use Items

6 OGEL (Dual-Use Items: Hong Kong Special Administrative Region)

7 OGEL (International Non-Proliferation Regime De-controls: Dual-Use Items)

8 OGEL (Low Value Shipments)

9 OGEL (OIL and GAS Exploration Dual-Items)

10 OGEL (Technology for Dual-Use Items)

11 OGEL (Turkey)

12 OGEL (X)

13 OGEL (Military and Dual-Use Goods: UK forces deployed in embargoed destinations)

14 OGEL (Military and Dual-Use Goods: UK forces deployed in non-embargoed destinations)

15 OGEL (Exports of Non-Lethal Military and Dual-Use goods: To Diplomatic Missions or Consular Posts)

All UK National General Authorisations for dual-use items, including the lists of permitted items and destinations and the terms and conditions attached to each, are available to view and download from https://www.gov.uk/dual-use-open-general-export-licences-explained

7. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 9(6)(A) AND (B) AND ARTICLE 10(4) OF THE REGULATION (NATIONAL AUTHORITIES EMPOWERED TO GRANT EXPORT LICENCES IN THE MEMBER STATES, NATIONAL AUTHORITIES EMPOWERED TO PROHIBIT THE TRANSIT OF NON-COMMUNITY DUAL-USE ITEMS AND NATIONAL AUTHORITIES EMPOWERED TO GRANT AUTHORISATIONS FOR THE PROVISION OF BROKERING SERVICES — RESPECTIVELY)

Article 9(6)(a) of the Regulation requires the Commission to publish the list of authorities empowered to grant export authorisations for dual-use items.

Article 9(6)(b) of the Regulation requires the Commission to publish the list of authorities empowered to prohibit the transit of non-Community dual-use items.

Article 10(4) of the Regulation requires the Commission to publish the list of authorities empowered to grant authorisation for the provision of brokering services.

7.1. Belgium

For the Brussels Capital Region (localities with postal codes 1000 to 1299)

Service Public Régional de Bruxelles Brussels International - Cellule licences — Cel vergunningen Mr Cataldo ALU City-Center Boulevard du Jardin Botanique 20 1035 Bruxelles/Brussel BELGIQUE/BELGIË Tel. +32 28003727 Fax +32 28003824 E-mail: calu@sprb.irisnet.be Website: http://www.bruxelles.irisnet.be/travailler-et-entreprendre/permis-licences-autorisations/armes-et-technologies-a-double-usage

For the Walloon Region (localities with postal codes 1300 to 1499 and 4000 to 7999)

Service public de Wallonie Direction Générale de l'Économie, de l'Emploi et de la Recherche Direction des Licences d'Armes Mr Michel Moreels Chaussée de Louvain 14 5000 Namur BELGIQUE Tel. +32 81649751 Fax +32 81649759/60 E-mail: licences.dgo6@spw.wallonie.be Website: http://economie.wallonie.be/Licences_armes/Accueil.html

For the Flanders Region (localities with postal codes 1500 to 3999 and 8000 to 9999)

Flemish Department of Foreign Affairs Strategic Goods Control Unit Mr Michael Peeters Boudewijnlaan 30, bus 80 1000 Brussel BELGIË Tel. +32 25534880 Fax +32 25536037 E-mail: csg@iv.vlaanderen.be Website: www.vlaanderen.be/csg

7.2. Bulgaria

Interministerial Commission for Export Control and Non-Proliferation of Weapons of Mass Destruction with the Minister for Economy and Energy 12 Knyaz Alexander I Str. 1000 Sofia BULGARIA Tel. +359 29407771, +359 29407681 Fax +359 29880727 E-mail: h.atanasov@mee.government.bg and i.bahchevanova@mee.government.bg Website: www.exportcontrol.bg, http://www.mee.government.bg/eng/ind/earms.html

7.3. Czech Republic

Ministry of Industry and Trade Licensing Office Na Františku 32 110 15 Prague 1 CZECH REPUBLIC Tel. +420 224907638 Fax +420 224214558 or +420 224221811 E-mail: leitgeb@mpo.cz or dual@mpo.cz Website: www.mpo.cz

7.4. Denmark

Exportcontrols Danish Business Authority Langelinie Allé 17 2100 Copenhagen DENMARK Tel. +45 35291000 Fax +45 35466632 E-mail: eksportkontrol@erst.dk Website: in English: www.exportcontrols.dk; in Danish: www.eksportkontrol.dk

7.5. Germany

Federal Office of Economics and Export Control (Bundesamt für Wirtschaft und Ausfuhrkontrolle) Frankfurter Strasse 29-35 65760 Eschborn GERMANY Tel. +49 6196908-0 Fax +49 6196908-900 E-mail: ausfuhrkontrolle@bafa.bund.de Website: http://www.ausfuhrkontrolle.info

7.6. Estonia

Strategic Goods Commission, Ministry of Foreign Affairs Islandi väljak 1 15049 Tallinn ESTONIA Tel. +372 6377192 Fax +372 6377199 E-mail: stratkom@vm.ee Website: in English: http://www.vm.ee/?q=en/taxonomy/term/58; in Estonian: http://www.vm.ee/?q=taxonomy/term/50

7.7. Ireland

Licensing Unit Department of Jobs, Enterprise and Innovation 23, Kil dare Street Dublin 2 IRELAND Contact: Claire Pyke Tel. +353 16312530 E-mail: claire.pyke@djei.ie, exportcontrol@djei.ie Website: http://www.djei.ie/trade/marketaccess/exports/index.htm

7.8. Greece

Ministry of Development, Competitiveness General Directorate for International Economic Policy Directorate of Import-Export Regimes and Trade Defence Instruments Export Regimes and Procedures Unit Kornarou 1 str 105 63 Athens GREECE Contact point: O. Papageorgiou Tel. +30 2103286047/56/22/21 Fax +30 2103286094 E-mail: opapageorgiou@mnec.gr

7.9. Spain

The General Secretariat for Foreign Trade (Secretaría General de Comercio Exterior), the Customs Department and the Foreign Office Ministry are the authorities empowered to grant licences and to decide to prohibit the transit of non-Community dual-use items.

Contact point in the Licensing Office: Mr Ramón Muro Martínez. Subdirector General.

Ministerio de Economía y Competitividad Paseo de la Castellana, 162, 7a 28046 Madrid SPAIN Tel. +34 913492587 Fax +34 913492470 E-mail: RMuro@comercio.mineco.es; sgdefensa.sscc@comercio.mineco.es Website: http://www.comercio.gob.es/es-ES/comercio-exterior/informacion-sectorial/material-de-defensa-y-de-doble-uso/Paginas/conceptos.aspx

7.10. France

Ministère de l'Économie, des Finances et de l'Industrie Direction Générale de la Compétitivité, de l'Industrie et des Services Service des biens à double usage DGCIS1/SI/SBDU 61, Boulevard Vincent-Auriol Télédoc 151 Bâtiment 4 Sieyès 75703 Paris Cedex 13 FRANCE Tel. +33 144970937 Fax +33 144970990 E-mail: Doublusage@finances.gouv.fr Website: http://www.industrie.gouv.fr/pratique/bdousage/index.php

7.11. Croatia

Ministry of Foreign and European Affairs Sector for Trade Policy and Economic Multilateral Relations Licencing Division Trg N. Š. Zrinskog 7-8 10000 Zagreb CROATIA Tel. +385 1644625/626/627/628, +385 14569964 Fax +385 1644601, +385 14551795 E-mail: kontrola.izvoza@mvep.hr Website: http://gd.mvep.hr/hr/kontrola-izvoza/

7.12. Italy

Ministry of Economic Development Direction General for International Trade Policy Export Control Unit Viale Boston, 25 00144 Roma ITALY Tel. +39 0659932439 Fax +39 0659647506 E-mail: polcom4@mise.gov.it, massimo.cipolletti@mise.gov.it Website: http://www.mincomes.it/dualuse/dualuse.htm

7.13. Cyprus

Ministry of Commerce, Industry and Tourism 6, Andrea Araouzou 1421 Nicosia CYPRUS Tel. +357 22867100/22867332/22867197 Fax +357 22375120/22375443 E-mail: Perm.sec@mcit.gov.cy, pevgeniou@mcit.gov.cy, xxenopoulos@mcit.gov.cy Website: http://www.mcit.gov.cy/ts

7.14. Latvia

Control Committee for Strategic Goods Chairman of the Committee: Mr Andris Teikmanis Executive Secretary: Ms Agnese Kalnina Ministry of Foreign Affairs 3, K. Valdemara street Riga, LV-1395 LATVIA Tel. +371 67016426 Fax +371 67284836 E-mail: agnese.kalnina@mfa.gov.lv Website: www.mfa.gov.lv/lv/dp/DrosibasPolitikasVirzieni/EksportaKontrole/likumdosana

7.15. Lithuania

Authorities empowered to grant export authorisations for dual-use items and authorities empowered to grant authorisations for the provision of brokering services:

Ministry of Economy of the Republic of Lithuania Gedimino ave. 38/Vasario 16 st.2 LT-01104 Vilnius LITHUANIA Contact details: Export Division Department of Investment and Export Tel. +370 70664680 E-mail: vienaslangelis@ukmin.lt

Authority empowered to prohibit the transit of non-Community dual-use items:

Customs Department under the Ministry of Finance of the Republic of Lithuania A. Jaksto str. 1/25 LT-01105 Vilnius LITHUANIA Contact details: Customs Criminal Service Tel. +370 52616960 E-mail: budetmd@cust.lt

7.16. Luxembourg

Ministère de l'Économie Office des licences/Contrôle à l'exportation 19-21, boulevard Royal 2449 Luxembourg LUXEMBOURG Postal address: BP 113 2011 Luxembourg LUXEMBOURG Tel. +352 226162 Fax +352 466138 E-mail: office.licences@eco.etat.lu Website: http://www.eco.public.lu/attributions/dg1/d_commerce_exterieur/office_licences/index.html

7.17. Hungary

Hungarian Trade Licensing Office Authority of Defence Industry and Export controls Magyar Kereskedelmi Engedélyezési Hivatal Haditechnikai és Exportellenőrzési Hatóság Budapest Németvölgyi út 37-39. 1124 HUNGARY Tel. +36 14585583 Fax +36 14585869 E-mail: eei@mkeh.gov.hu Website: www.mkeh.gov.hu

7.18. Malta

Commerce Department Mr Brian Montebello Trade Services MALTA Tel. +356 25690214 Fax +356 21240516 E-mail: brian.montebello@gov.mt Website: http://www.commerce.gov.mt/trade_dualitems.asp

7.19. The Netherlands

Ministry for Foreign Affairs Directorate-General for International Relations Department for Trade Policy and Economic Governance PO Box 20061 2500 EB The Hague THE NETHERLANDS Tel. +31 703485954

Dutch Customs/Central Office for Import and Export PO Box 30003 9700 RD Groningen THE NETHERLANDS Tel. +31 881512400 Fax +31 881513182 E-mail: DRN-CDIU.groningen@belastingdienst.nl Website: www.rijksoverheid.nl/exportcontrole

7.20. Austria

Federal Ministry of Science, Research and Economy Division for Foreign Trade Administration Stubenring 1 1010 Vienna AUSTRIA Tel. +43 1711002335 Fax +43 1711008366 E-mail: werner.haider@bmwfw.gv.at, POST.C29@bmwfw.gv.at Website: www.bmwfw.gv.at

7.21. Poland

Minister for Economy Plac Trzech Krzyży 3/5 00-950 Warszawa POLAND Tel. +48 226935171 Fax +48 226934033 E-mail: sekretariatDKE@mg.gov.pl Website: www.mg.gov.pl/Gospodarka/DKE, www.mg.gov.pl/DKE/EN

7.22. Portugal

Autoridade Tributária e Aduaneira Customs and Taxes Authority Rua da Alfândega, 5 1049-006 Lisboa PORTUGAL Director: Luísa Nobre; Licence Officer: Maria Oliveira Tel. +351 218813843 Fax +351 218813986 E-mail: dsl@at.gov.pt Website: http://www.dgaiec.min-financas.pt/pt/licenciamento/bens_tecnologias_duplo_uso/bens_tecnologias_duplo_uso.htm

7.23. Romania

Ministry of Foreign Affairs Department for Export Controls — ANCEX Str. Polonă nr. 8, sector 1 010501 Bucureşti ROMANIA Tel. +40 374306950 Fax +40 374306924 E-mail: sara.constantinescu@ancex.ro, dsmarian@ancex.ro Website: www.ancex.ro

7.24. Slovenia

Ministry of Economic Development and Technology Kotnikova 5 SI-1000 Ljubljana SLOVENIA Tel. +386 14003521 Fax +386 14003611 E-mail: gp.mg@gov.si, dvojna-raba.mg@gov.si Website: http://www.mgrt.gov.si/si/delovna_podrocja/turizem_in_internacionalizacija/sektor_za_internacionalizacijo/internacionalizacija/nadzor_nad_blagom_in_tehnologijami_z_dvojno_rabo/

7.25. Slovakia

For the purposes of Article 9(6)(a) and Article 10(4) of the Regulation:

Ministry of Economy of the Slovak Republic Department of Trade Measures Mierová 19 827 15 Bratislava 212 SLOVAKIA Tel. +421 248547019 Fax +421 243423915 E-mail: jan.krocka@economy.gov.sk Website: www.economy.gov.sk

For the purpose of Article 9(6)(b) of the Regulation:

Criminal Office of the Financial Administration Department of Drugs and Hazardous materials Coordination Unit Bajkalská 24 824 97 Bratislava SLOVAKIA Tel. +421 258251221 E-mail: Jozef.Pullmann@financnasprava.sk

7.26. Finland

Ministry for Foreign Affairs of Finland Export Control Unit Laivastokatu 22 FI-00160 HELSINKI Postal address: PO Box 428 FI-00023 GOVERNMENT FINLAND Tel. +358 295350000 E-mail: vientivalvonta.um@formin.fi Website: http://formin.finland.fi/vientivalvonta

7.27. Sweden

1. Inspectorate of Strategic Products (ISP) Inspektionen för strategiska produkter Visiting address: Gullfossgatan 6, Kista SE-164 90 Stockholm SWEDEN Tel. +46 84063100 Fax +46 84203100 E-mail: registrator@isp.se Website: http://www.isp.se/ ISP is empowered to grant authorisations in all cases except those listed under 2 below

2. Swedish Radiation Safety Authority (Strålsäkerhetsmyndigheten) Section of Nuclear Non-proliferation and Transport. Solna strandväg 96 SE-171 16 Stockholm SWEDEN Tel. +46 87994000 Fax +46 87994010 E-mail: registrator@ssm.se Website: http://www.ssm.se The Swedish Radiation Safety Authority is empowered to grant authorisations on and prohibit transit of products in Annex 1, Category 0, to the Regulation.

7.28. United Kingdom

Department for Business, Innovation and Skills (BIS) Export Control Organisation 1 Victoria Street London SW1H 0ET UNITED KINGDOM Tel. +44 2072154594 Fax +44 2072154539 E-mail: eco.help@bis.gov.uk Website: https://www.gov.uk/government/organisations/export-control-organisation

8. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 17 OF THE REGULATION (SPECIALLY EMPOWERED CUSTOMS OFFICES)

Article 17 requires Member States to inform the Commission if they have availed themselves of the option to have customs formalities for the export of dual-use items completed only at customs offices empowered to that end.

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Have specific customs offices been designated, in relation with Article 17(1), in which customs formalities for the export of dual-use items may be completed? BELGIUM NO BULGARIA YES CZECH REPUBLIC NO DENMARK NO GERMANY NO ESTONIA YES IRELAND NO GREECE NO SPAIN NO FRANCE NO CROATIA NO ITALY NO CYPRUS NO LATVIA YES LITHUANIA YES LUXEMBOURG NO HUNGARY NO MALTA NO NETHERLANDS NO AUSTRIA NO POLAND YES PORTUGAL NO ROMANIA YES SLOVENIA NO SLOVAKIA NO FINLAND NO SWEDEN NO UNITED KINGDOM NO

8.1. Bulgaria

The territorial customs offices of the Republic of Bulgaria for strategic goods have been approved by the General Director of the Customs Agency under Ministry of Finance Order No 157 of 20 May 2008 (Official Gazette 59/2008). The list of customs offices in Bulgaria through which dual-use items and technologies may leave or enter the EU customs territory can be found on the following websites:

http://www.exportcontrol.bg/docs/Customs_posts_of_the_Republic_of_Bulgaria_for_defence-related%20_products_DU.pdf

http://www.mi.government.bg/en/themes/evropeisko-i-nacionalno-zakonodatelstvo-v-oblastta-na-eksportniya-kontrol-i-nerazprostranenieto-na-or-225-338.html

8.2. Estonia

The list of customs offices in Estonia through which dual-use items and technologies may leave or enter the EU customs territory can be found on the following website:

http://www.emta.ee/index.php?id=24795

8.3. Latvia

The list of customs offices in Latvia through which dual-use items and technologies may leave or enter the EU customs territory can be found on the following website:

http://www.vid.gov.lv/dokumenti/muita/muitas%20kontroles%20punkti/aktual%20mkp%20saraksts%2026.02.2009.xls

8.4. Lithuania

Territorial customs offices of the Republic of Lithuania for strategic goods were approved by Order Nr. 1B393 of the Director-General of the Customs Department under the Ministry of Finance dated 11 June 2010. The list of customs offices in Lithuania through which dual-use items and technologies may leave or enter the EU customs territory is as follows:

1. VILNIUS CUSTOMS DISTRICT

1.1. VILNIUS AIRPORT POST, RODŪNIOS KELIAS 2, VILNIUS (VA10/LTVA1000)

1.2. VILNIUS POST OFFICE POST, RODŪNIOS KELIAS 9, VILNIUS (VP10/LTVP1000)

1.3. KENA RAILWAY POST, KALVELIŲ K., VILNIAUS R. (VG10/LTVG1000)

1.4. VAIDOTAI RAILWAY POST, EIŠIŠKIŲ PLENTAS 100, VILNIUS (VG20/LTVG2000)

1.5. MEDININKAI ROAD POST, KELIAS A3, VILNIAUS R. (VK20/LTVK2000)

1.6. ŠALČININKAI ROAD POST, KELIAS 104, ŠALČININKŲ R. (VK30/LTVK3000)

1.7. VILNIUS-KIRTIMAI CARGO POST, METALO G. 2A, VILNIUS (VR30/LTVR3000)

1.8. VILNIUS-SAVANORIAI CARGO POST, SAVANORIŲ PR. 174A, VILNIUS (VR10/LTVR1000)

1.9. UTENA CARGO POST, PRAMONĖS G. 5, UTENA (PR40/LTPR4000)

2. KAUNAS CUSTOMS DISTRICT

2.1. KAUNAS AIRPORT POST, KARMĖLAVA, KAUNO R. (KA10/LTKA1000)

2.2. KYBARTAI RAILWAY POST, KUDIRKOS NAUMIESČIO G. 4, KYBARTAI, VILKAVIŠKIO R. (KG30/LTKG3000)

2.3. KYBARTAI ROAD POST, KELIAS A7, J.BASANAVIČIAUS G. 1, KYBARTAI, VILKAVIŠKIO R. (KK20/LTKK2000)

2.4. KAUNAS-CENTRE CARGO POST, JOVARŲ G. 3, KAUNAS (KR10/LTKR1000)

2.5. PANEVĖŽIS CARGO POST, RAMYGALOS G. 151, PANEVĖŽYS (PR20/LTPR2000)

3. KLAIPĖDA CUSTOMS DISTRICT

3.1. PALANGA AIRPORT POST, LIEPOJOS PL. 1, PALANGA (LA10/LTLA1000)

3.2. PANEMUNĖ ROAD POST, KELIAS A12, DONELAIČIO G., PANEMUNĖ, ŠILUTĖS R. (LK40/LTLK4000)

3.3. KLAIPĖDA CARGO POST, ŠILUTĖS PL. 9, KLAIPĖDA (LR10/LTLR1000)

3.4. MALKAI SEAPORT POST, PERKĖLOS G. 10, KLAIPĖDA (LU90/LTLU9000)

3.5. MOLAS SEAPORT POST, NAUJOJI UOSTO G. 23, KLAIPĖDA (LUA0/LTLUA000)

3.6. PILIS SEAPORT POST, NEMUNO G. 24, KLAIPĖDA (LUB0/LTLUB000)

3.7. ŠIAULIAI AIRPORT POST, LAKŪNŲ G. 4, ŠIAULIAI (SA10/LTSA1000)

3.8. RADVILIŠKIS RAILWAY POST, GELEŽINKELIO KALNELIS, RADVILIŠKIS (SG30/LTSG3000)

3.9. ŠIAULIAI CARGO POST, METALISTŲ G. 4, ŠIAULIAI (SR10/LTSR1000)

8.5. Poland

The list of customs offices in Poland through which dual-use items and technologies may leave or enter the EU customs territory is as follows:

No Chamber Office Branch Identification code I IZBA CELNA W BIAŁEJ PODLASKIEJ 1 Urząd Celny w Białej Podlaskiej a Oddział Celny w Białej Podlaskiej 301010 b Oddział Celny w Małaszewiczach 301020 c Oddział Celny w Koroszczynie 301040 2 Urząd Celny w Lublinie a Oddział Celny w Lublinie 302010 b Oddział Celny w Puławach 302020 c Oddział Celny w Chełmie 302040 d Oddział Celny w Dorohusku 302050 e Oddział Celny Drogowy w Dorohusku 302060 3 Urząd Celny w Zamościu a Oddział Celny w Zamościu 303010 b Oddział Celny w Hrebennem 303020 c Oddział Celny w Hrubieszowie 303030 II IZBA CELNA W BIAŁYMSTOKU 1 Urząd Celny w Białymstoku a Oddział Celny w Białymstoku 311010 b Oddział Celny Kolejowy w Kuźnicy 311020 c Oddział Celny Drogowy w Kuźnicy 311030 d Oddział Celny w Czeremsze 311040 e Oddział Celny w Siemianówce 311050 f Oddział Celny w Bobrownikach 311070 2 Urząd Celny w Łomży a Oddział Celny w Łomży 312010 3 Urząd Celny w Suwałkach a Oddział Celny w Suwałkach 313010 III IZBA CELNA W GDYNI 1 Urząd Celny w Gdyni a Oddział Celny ‘Basen V’ w Gdyni 321010 b Oddział Celny ‘Dworzec Morski’ w Gdyni 321020 c Oddział Celny ‘Baza Kontenerowa’ w Gdyni 321030 e Oddział Celny ‘Basen IV’ w Gdyni 321050 f Oddział Celny ‘Nabrzeże Bułgarskie’ w Gdyni 321070 2 Urząd Celny w Gdańsku a Oddział Celny ‘Opłotki’ w Gdańsku 322010 b Oddział Celny ‘Nabrzeże Wiślane’ w Gdańsku 322020 c Oddział Celny ‘Basen im. Władysława IV’ w Gdańsku 322030 e Oddział Celny Port Lotniczy Gdańsk-Rębiechowo 322050 f Oddział Celny w Tczewie 322060 g Oddział Celny w Kwidzynie 322070 h Oddział Celny ‘Terminal Kontenerowy’ w Gdańsku 322080 i Oddział Celny Pocztowy w Pruszczu Gdańskim 322090 3 Urząd Celny w Słupsku a Oddział Celny w Słupsku 323010 IV IZBA CELNA W KATOWICACH 1 Urząd Celny w Katowicach a Oddział Celny w Chorzowie 331010 b Oddział Celny w Tychach 331020 c Oddział Celny w Sławkowie 331030 d Oddział Celny Port Lotniczy Katowice-Pyrzowice 331040 2 Urząd Celny w Rybniku a Oddział Celny w Gliwicach 332010 b (uchylona) c Oddział Celny w Raciborzu 332030 d Oddział Celny Pocztowy w Zabrzu 332040 3 Urząd Celny w Częstochowie a Oddział Celny w Częstochowie 333010 4 Urząd Celny w Bielsku-Białej a Oddział Celny w Czechowicach-Dziedzicach 335010 b Oddział Celny w Cieszynie 335030 V IZBA CELNA W KIELCACH 1 Urząd Celny w Kielcach a Oddział Celny w Kielcach 341010 b Oddział Celny w Starachowicach 341020 VI IZBA CELNA W KRAKOWIE 1 Urząd Celny w Krakowie a Oddział Celny I w Krakowie 351010 b Oddział Celny II w Krakowie 351020 c Oddział Celny Port Lotniczy Kraków-Balice 351030 2 Urząd Celny w Nowym Targu a Oddział Celny w Nowym Targu 352010 b Oddział Celny w Andrychowie 352020 3 Urząd Celny w Nowym Sączu a Oddział Celny w Nowym Sączu 353010 b Oddział Celny w Tarnowie 353030 VII IZBA CELNA W ŁODZI 1 Urząd Celny I w Łodzi a Oddział Celny I w Łodzi 361010 b Oddział Celny w Sieradzu 361030 2 Urząd Celny II w Łodzi a Oddział Celny II w Łodzi 362010 b Oddział Celny w Kutnie 362030 3 Urząd Celny w Piotrkowie Trybunalskim a Oddział Celny w Piotrkowie Trybunalskim 363010 VIII IZBA CELNA W OLSZTYNIE 1 Urząd Celny w Olsztynie a Oddział Celny w Olsztynie 371010 b Oddział Celny w Korszach 371020 c Oddział Celny w Bezledach 371030 d Oddział Celny w Ełku 371050 2 Urząd Celny w Elblągu a Oddział Celny w Elblągu 372010 b Oddział Celny w Braniewie 372020 c Oddział Celny w Iławie 372040 IX IZBA CELNA W OPOLU 1 Urząd Celny w Opolu a Oddział Celny w Opolu 381010 b Oddział Celny w Kędzierzynie-Koźlu 381030 c Oddział Celny w Nysie 381040 X IZBA CELNA W POZNANIU 1 Urząd Celny w Poznaniu a Oddział Celny w Poznaniu 391010 b Oddział Celny ‘MTP’ w Poznaniu 391020 c Oddział Celny Port Lotniczy Poznań-Ławica 391030 d Oddział Celny w Gądkach 391040 2 Urząd Celny w Pile a Oddział Celny w Pile 392010 3 Urząd Celny w Lesznie a Oddział Celny w Lesznie 393010 b Oddział Celny w Nowym Tomyślu 393020 4 Urząd Celny w Kaliszu a Oddział Celny w Kaliszu 394010 b Oddział Celny w Koninie 394020 XI IZBA CELNA W PRZEMYŚLU 1 Urząd Celny w Przemyślu a Oddział Celny w Przemyślu 401010 b Oddział Celny w Medyce 401030 c Oddział Celny Medyka-Żurawica 401040 d Oddział Celny w Korczowej 401060 e Oddział Celny w Werchracie 401070 2 Urząd Celny w Rzeszowie a Oddział Celny w Rzeszowie 402010 b Oddział Celny Port Lotniczy Rzeszów-Jasionka 402020 c Oddział Celny w Stalowej Woli 402050 d Oddział Celny w Mielcu 402060 3 Urząd Celny w Krośnie a Oddział Celny w Krośnie 404010 XII IZBA CELNA W RZEPINIE 1 Urząd Celny w Zielonej Górze a Oddział Celny w Zielonej Górze 411010 b Oddział Celny w Olszynie 411020 2 Urząd Celny w Gorzowie Wielkopolskim a Oddział Celny w Gorzowie Wielkopolskim 412010 b Oddział Celny w Świecku 412020 XIII IZBA CELNA W SZCZECINIE 1 Urząd Celny w Szczecinie a Oddział Celny w Szczecinie 421010 b Oddział Celny ‘Nabrzeże Łasztownia’ w Szczecinie 421030 c Oddział Celny Port Lotniczy Szczecin-Goleniów 421050 d Oddział Celny w Stargardzie Szczecińskim 421060 e Oddział Celny w Świnoujściu 421080 f Oddział Celny w Lubieszynie 421090 2 Urząd Celny w Koszalinie a Oddział Celny w Koszalinie 422010 b Oddział Celny w Kołobrzegu 422020 c Oddział Celny w Szczecinku 422030 XIV IZBA CELNA W TORUNIU 1 Urząd Celny w Bydgoszczy a Oddział Celny II w Bydgoszczy 431020 2 Urząd Celny w Toruniu a Oddział Celny w Toruniu 432010 b Oddział Celny we Włocławku 432030 c Oddział Celny w Grudziądzu 432040 XV IZBA CELNA W WARSZAWIE 1 Urząd Celny I w Warszawie a Oddział Celny IV w Warszawie 441040 2 Urząd Celny II w Warszawie a Oddział Celny VI w Warszawie 442020 3 Urząd Celny III ‘Port Lotniczy’ w Warszawie a Oddział Celny Osobowy w Warszawie 443010 b Oddział Celny Towarowy I w Warszawie 443020 c Oddział Celny Towarowy II w Warszawie 443030 d Oddział Celny Towarowy III w Warszawie 443040 4 Urząd Celny w Radomiu a Oddział Celny w Radomiu 444010 5 Urząd Celny w Pruszkowie a Oddział Celny I w Pruszkowie 445010 b Oddział Celny w Błoniu 445030 5a Urząd Celny w Siedlcach a Oddział Celny w Siedlcach 446010 b Oddział Celny w Garwolinie 446020 6 Urząd Celny w Ciechanowie a Oddział Celny w Ciechanowie 447010 XVI IZBA CELNA WE WROCŁAWIU 1 Urząd Celny we Wrocławiu a Oddział Celny I we Wrocławiu 451010 b Oddział Celny Towarowy Port Lotniczy Wrocław-Strachowice 451030 c Oddział Celny Osobowy Port Lotniczy Wrocław-Strachowice 451040 2 Urząd Celny w Legnicy a Oddział Celny w Legnicy 452010 b Oddział Celny w Polkowicach 452020 c Oddział Celny w Żarskiej Wsi 452030 3 Urząd Celny w Wałbrzychu a Oddział Celny w Wałbrzychu 454010 b Oddział Celny w Jeleniej Górze 454040

8.6. Romania

The list of customs offices in Romania through which dual-use items and technologies may leave or enter the EU customs territory can be found on the following websites: http://www.customs.ro/UserFiles/File/nela%20petrescu/anexa%20ordin%20modif%209710.pdf

9. INFORMATION PROVIDED BY MEMBER STATES IN CONFORMITY WITH ARTICLE 22(5) OF THE REGULATION (INTRA-COMMUNITY TRANSFERS)

Article 22(5) stipulates that Member States imposing an authorisation requirement for the transfer from their territory to another Member State of items not listed in Annex IV to the Regulation (Annex IV lists items which do not benefit from freedom of movement in the single market) must inform the Commission, which must in turn publish this information in the Official Journal of the European Union.

The table below provides an overview of the measures taken by Member States, as notified to the Commission. Details on the measures are provided thereafter.

Member State Have specific measures been taken to extend intra-EU transfer controls in relation with Article 22(2)? BELGIUM NO BULGARIA YES CZECH REPUBLIC YES DENMARK NO GERMANY YES ESTONIA YES IRELAND NO GREECE YES SPAIN NO FRANCE NO CROATIA NO ITALY NO CYPRUS NO LATVIA NO LITHUANIA NO LUXEMBOURG NO HUNGARY YES MALTA NO NETHERLANDS YES AUSTRIA NO POLAND NO PORTUGAL NO ROMANIA NO SLOVENIA NO SLOVAKIA YES FINLAND NO SWEDEN NO UNITED KINGDOM YES

9.1. Bulgaria

Bulgaria has extended intra-EU transfer controls as set out in Article 22(2) of the Regulation and has introduced a requirement for additional information to be provided to the competent authorities concerning certain intra-EU transfers as set out in Article 22(9) of the Regulation.

(Article 51, par. 8 and 9 of the Defence-Related Products and Dual-Use Items and Technologies Export Control Act, State Gazette No 26/29.3.2011, effective 30.6.2012).

9.2. Czech Republic

Act No 594/2004 Coll. extends controls with regard to intra-EU transfers from the Czech Republic as set out in Article 22(2) of the Regulation.

9.3. Germany

Section 11 of the Foreign Trade and Payments Regulation of 2 August 2013 (Aussenwirtschaftsverordnung — AWV) extends controls with regard to intra-EU transfers from Germany as set out in Article 22(2) of the Regulation.

9.4. Estonia

The Strategic Goods Act §3(6) extends controls with regard to intra-EU transfers as stipulated in Article 22(2) of the Regulation.

9.5. Greece

Section 3.4 of Ministerial Decision No 121837/E3/21837 of 28 September 2009 extends controls with regard to intra-EU transfers from Greece as set out in Article 22(2) of the Regulation.

9.6. Hungary

Par. 16 of the Government Decree No 13 of 2011 ‘on the foreign trade authorisation of dual-use items’ adopts licensing requirement on listed dual-use items for transfers within the EU if the conditions stipulated in Article 22(2) of the Regulation apply.

9.7. The Netherlands

An authorisation requirement for intra-EU transfers may be imposed in individual cases with regard to dual-use items not listed in Annex IV to the Regulation.

9.8. The Slovak Republic

Par. 23(2) of the Act No 39/2011 Coll. extends controls with regard to intra-EU transfers from the Slovak Republic, as set out in Article 22(2) of the Regulation.

9.9. United Kingdom

Article 7 of the Export Control Order 2008 extends controls with regard to intra-EU transfer from the UK, as set out in Article 22(2) of the Regulation.

(1) OJ L 134, 29.5.2009, p. 1.