COMMISSION OF THE EUROPEAN COMMUNITIES 
COM(91) 448 final - SYN 370 
Brussels, 6 December 1991 
Proposal for a 
COUNCIL REGULATION (EEC) 
laying down provisions with regard to possession of and trade 
in specimens of species of wild fauna and flora 
(presented by the Commission) 
Explanatory Memorandum 
History 
1.1. The Community's trade In wild fauna and flora Is currently 
regulated by Council Regulation (EEC) No 3626/82 on the 
Implementation In the Community of the Convention on 
International Trade In Endangered Species of Wild Fauna and 
Flora (CITES)*1). 
1.2. The Regulation entered Into force on 1 January 1984 and Its 
principle objective was the protection of wild fauna and 
flora from the possible negative effects of trade on their 
conservation status. Its provisions are therefore Intended to 
ensure that the commercial policy Instruments employed under 
CITES are uniformly applied at the Community level. 
1.3. A secondary objective was to avoid the effects of disparate 
national CITES Implementation measures on the free movement 
of goods within the Community and which led to a distortion 
of competition. 
1.4. In addition to the measures to be Implemented under the 
provisions of CITES, the unfavourable conservation status 
and/or the high level of trade In many species, made it 
necessary for the Community to adopt a number of stricter 
measures. 
(1) OJ No: L 384, 31.12.1982, p. 1. 
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The species listed In Annex C, part 1, of the Regulation are 
considered as species listed In CITES Appendix I and the 
species In Annex C, part 2, are subject to stricter Import 
conditions than those provided for In CITES. Where CITES only 
prescribes the Issue of import permits for Appendix I 
species, the Regulation provides that such permits are 
required for the Import of any specimen falltng under Its 
provisions. 
1.5. An important aspect of the Regulation Is that is does not 
only concern trade In wild fauna and flora with third 
countries, but that It also lays down a number of 
prohibitions with regard to commercial activities within the 
Community. 
The need to replace Regulation 3626/82 
2.1. At the time of adoption of Regulation 3626/82, In December 
1982, only five Member States were a party to CITES and there 
was no practical common experience In the field of 
controlling the trade In wild fauna and flora. The Committee, 
established under Article 19 of the Regulation, soon 
Identified and discussed an Increasing number of shortcomings 
of the Regulation and of problems related to Its 
Implementation and enforcement. 
2.2. in 1986, the Commission contracted the Wildlife Trade 
Monitoring Unit of lUCN's World Conservation Monitoring 
Centre to report on the implementation and enforcement of the 
Regulation. This resulted, In September 1988, in a 
comprehensive review of the issues Involved and a great 
number of recommendations for improvements. 
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2.3. On 20 November 1986, the Committee on the Environment, Public 
Health and Consumer Protection of European Parliament 
organized a public hearing on the implementation of CITES In 
the Community. On 12 October 1988, European Parliament 
adopted a Resolution containing 41 recommendations for 
Improving the situation. 
2.4. The present proposal for a Regulation takes account of the 
recommendations referred to above and of the discussions 
thereof by the Committee on the Convention. 
2.5. Apart from the need to adapt Regulation 3626/82 to current 
standards of legislation on trade in wildlife, it is 
necessary to adapt Its provisions to the establishment of the 
Internal market as of 1 January 1993. On the basis of Article 
15 of Regulation 3626/82 - and because of the Regulation's 
deficiencies - Member States have maintained and taken an 
Increasing number of stricter measures with regard to their 
trade in a great many species - both covered and not covered 
by the Regulation - thereby creating trade barriers between 
themselves which are not compatible with the proper 
functioning of the internal market and can therefore not be 
ma intained. 
3. The main administrative and technical deficiencies of Regulation 
3626/82 and how these are remedied bv the proposed Regulation 
3.1. The text of Regulation 3626/82 is not clear with respect to 
obligations deriving from the Convention which It does not 
specifically address. Although It provides that the 
Convention shall apply throughout the Community, it only 
contains the provisions which needed to be worded differently 
for the purposes of Implementation by the Community. 
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This has led to serious differences In the Interpretation of 
the provisions of the Convention, particularly in cases where 
Resolutions of the Conference of the Parties to CITES are 
concerned, most of which the Regulation does not address at 
al I. 
The present proposal deals with all aspects of the 
Implementation of CITES and of the proposed stricter 
Community measures, either directly or Indirectly, I.e. In 
the proposed Council Regulation Itself or by providing for 
the adoption of further implementation measures by the 
Commission in accordance with a committee procedure. 
3.2. A main flaw of Regulation 3626/82 Is the fact that it Is 
limited to species listed in the CITES Appendices. This 
limited scope has had a serious Impact on the Community's 
ability to take measures with regard to the numerous animal 
and plant species which - although not covered by CITES -
require that threats posed to their conservation status by 
trade are prevented or brought under effective control. 
The proposed Regulation therefore provides for the 
possibility to list any species of wild fauna and flora In 
Its Annexes in accordance with Its conservation status and a 
matching level of protection. 
3.3. In addition to the above limitation, the procedure for 
transferring species from one Annex to another Is such that 
no adequate adaptation is possible. 
The proposed Regulation therefore allows for amendments to 
the Annexes to be made through a Commission Regulation in 
accordance with a committee procedure and thereby guarantees 
that appropriate conservation action can be taken quickly. 
The legal basis of the proposed Regulation 
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4.1. The proposed Regulation contains provisions with regard to 
restrictions and the control of the possession of and trade 
In specimens of species of wild fauna and flora within the 
Community. This Is necessary to safeguard an adequate 
protection of the species concerned as well as a proper 
functioning of the Internal market. 
4.2. The proposed Regulation further contains provisions for 
prohibiting, restricting or monitoring the Import from and 
the export and re-export to third countries. The measures 
concerned provide the uniform principles for the common 
commercial policy In the domain covered by the Regulation. 
4.3. In view of the above, the Regulation is to be based on 
Articles 100a and 113 of the Treaty. 
The scope and main features of the proposed Regulation 
5.1. The species of wild fauna and flora covered bv the Regulation 
The functioning of the proposed Regulation Is based on the 
different levels of protection and monitoring required by the 
conservation and trade status of wild animal and plant 
species. In view of these different requirements the 
Regulation contains five lists of species to which different 
sets of trade conditions apply: 
5.1.1. Annex A contains the species listed In Appendix I to the 
Convention and other species which are rare or threatened 
with extinction, as well as species whose listing In this 
Annex Is essential for the effective protection of such 
rare or threatened species. It further contains species, 
mainly Indigenous to the Community, for which other 
Community legislation prohibits the taking or trade. 
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5.1.2. Annex B contains species listed In CITES Appendix II 
(unless they are listed In Annex A or C) and other species 
which are subject to trade levels that might not be 
compatible with their survival or the survival of 
populations of them. It also lists species which are 
similar In appearance to species listed in Annex A or B and 
who therefore have to be listed to ensure effective trade 
controls. Annex B further contains species whose role In 
the ecosystems In which they occur is crucial for the 
maintenance of population levels of other species listed in 
Annex A or B. Species for which other Community legislation 
regulates, but not prohibits, the taking or the trade, are 
also listed In Annex B. Species can also be included where 
live specimens are unlikely to survive shipment or to 
survive In captivity for a considerable proportion of their 
potential lifespan, or who are known to form an ecological 
threat to Indigenous species If they were introduced into 
nature In the Community. 
5.1.3. Annex C contains species listed In CITES Appendix III, 
which are not listed In Annex A, B or D. 
5.1.4. Annex D lists species of wild fauna and flora, trade In 
which could adversely affect their conservation status. 
5.1.5. Annex E is to contain species which are Indigenous to 
specified Member States and which are listed in support of 
protective measures In the Member States concerned. 
5.2. The conditions for Import and (re-)export of species listed 
In the Annexes 
5.2.1. Specimens of Annex A species 
5.2.1.1. Introduction into the Community 
This requires the prior issue and presentation of an Import 
permit. 
Permitting the Introduction should not result In a 
detrimental effect on the conservation status of the species 
in a country of origin and must be for non-detrimental and 
non-commercial purposes. There must be documentary evidence 
that the specimens have been obtained in accordance with 
conservation legislation. The Intended accomodation at the 
place of destination of a living specimen must be adequate, 
i.e. suited to Its biological and behavioural needs. 
5.2.1.2. Export from the Community 
This requires the prior Issue and presentation of an export 
permi t. 
The capture or collection in the wild or the export of 
specimens must not have a harmful effect on the conservation 
status of the species and they must have been obtained In 
accordance with conservation legislation. Live specimens must 
be properly prepared and shipped. The import into a third 
country cannot be for commercial purposes and the recipient 
must be suitably equipped to house and care for living 
specimens. For CITES Appendix I specimens, the Importing 
country must have Issued an import permit. 
5.2.1.3. Re-export from the Community 
This requires the prior Issue and presentation of a re-export 
cert If icate. 
There must be documentary evidence that the specimens were 
legally Introduced Into the Community. Living specimens must 
be properly prepared and shipped. The import Into a third 
country must not be for commercial purposes, the recipient of 
living specimens must be suitably equipped and for CITES 
Appendix I specimens an Import permit must have been Issued. 
5.2.2. Specimens of Annex B species 
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5.2.2.1. introduction Into the Community 
As for Annex A specimens, this requires the prior Issue and 
presentation of an Import permit. The conditions are less 
strict. There must be documentary evidence that the specimens 
have been obtained In accordance with conservation 
legislation. The conservation status of the species, or of 
Its population concerned, «nust not be Inconsistent with Its 
role In the ecosystem In which it occurs, nor be harmfully 
affected by current and expected trade levels. Live specimens 
must be adequately housed and cared for at the place of 
destInatIon. 
5.2.2.2. Export from the Community 
An export permit must be Issued and presented prior to 
export. The capture or collection In the wild, or the export, 
must not have a harmful effect on the conservation status of 
the species and specimens must have been obtained in 
accordance with conservation legislation. Live specimens must 
be properly prepared and shipped. 
5.2.2.3. Re-export from the Community 
A re-export certificate must be Issued and presented prior to 
re-export. 
Specimens must have been introduced Into the Community In 
accordance with the Regulation and live specimens must be 
properly prepared and shipped. 
5.2.3. Specimens of Annex C species 
5.2.3.1. introduction Into the Community 
An import declaration must be presented to customs together 
with valid CITES documentation from the (re-)exporting 
country. 
5.2.3.2. (Re-)export from the Community 
The same provisions apply as for Annex B species. 
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5.2.4. Specimens of Annex D species 
It is the purpose of the Regulation to monitor quantities of 
Imported specimens of wild fauna and flora listed In this 
Annex. The Introduction Into the Community Is not restricted 
but on entry an Import declaration must be presented. The 
Information to be provided in this document Is to be laid 
down in a Commission regulation. 
5.2.5. Specimens of Annex E species 
The Import, export and re-export of Annex E specimens will 
most likely take place In accordance with the conditions 
applying to Annex B species^2), unless trade Is with a 
Member State having listed the species in Annex E. In that 
case, the Member State concerned may refuse to issue any 
permits, decide to apply Annex A conditions or Its own 
conditions on the basis of its legislation on the protection 
of the species concerned. 
5.3. Provisions with regard to Intra-Communlty trade 
5.3.1. The possession of Annex A specimens is prohibited unless 
they were acquired In accordance with conservation 
legislation; a certificate may be Issued to confirm that. 
The purchase, acquisition for commercial purposes, the 
display to the public for commercial purposes and a number 
of other commercial activities involving Annex A specimens 
are also prohibited. For exemptions and derogations from 
these prohibitions, see point 5.4. 
(2) Species listed In Annex A need not be listed In Annex E and 
species required to be listed in Annex E are not likely to be listed in 
Annexes C and D or not listed at all* 
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5.3.2. The prohibitions referred to In the second paragraph of 
5.3.1. also apply to specimens of Annexes B to D species 
unless It can be proven that they were obtained In 
accordance with conservation legislation. How that proof Is 
to be provided shall be laid down In a Commission 
Régulât ion. 
5.3.3. The possession of Annex E specimens in the Member State 
having listed the species concerned and the removal of such 
specimens from the territory of such a Member State are 
prohibited. Exemptions may be granted by the Member State 
concerned through the Issue of a certificate. 
5.3.4. The movement of live specimens within the Community 
5.3.4.1. Any transport of live specimens within the Community shall 
be carried out In such a way as to minimize the risk of 
injury, damage to health or cruel treatment. In the case of 
live animals, the transport must be In accordance with 
Community legislation on the matter. 
5.3.4.2. For live Annex A specimens, the Member States shall be 
required to establish and maintain a register of authorized 
housing locations. The movement from such locations requires 
prior authorization. 
5.3.4.3. Live Annex B specimens are subject to retail trade. The 
importer must have adequate Installations and may only 
relinquish specimens after ensuring that the recipient is 
informed about the care of the specimens. 
5.3.4.4. Other restrictions may be established by the Commission 
where the Introduction Into nature of live specimens forms an 
ecological threat to indigenous species, where live specimens 
are unlikely to survive shipment or captivity and where 
necessary to safeguard human life and health. 
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5.4. Derogations and exemptions 
The proposed Regulation provides for derogations and 
exemptions from its provisions such as: 
5.4.1. Certain Import conditions do not apply to specimens that 
have been legally Imported Into or acquired in the 
Community, have then been (re-)exported and are being re­
introduced Into the Community. 
5.4.2. Worked specimens that were legally acquired, i.e. In 
accordance with conservation legislation, more than 50 
years previously do not have to meet most of the conditions 
for the Issue of an Import permit and can be exempted from 
the prohibitions with regard to possession and Intra-
Communlty trade. 
5.4.3. Specimens, except live specimens, legally acquired In the 
Community before the entry into force of trade regulations 
can be exported or re-exported without meeting most of the 
conditions for the Issue of an export permit or re-export 
certificate and can be exempted from the prohibitions on 
possession and Intra-Communlty trade. 
5.4.4. Captive bred or artificially propagated specimens of Annex 
A species shall, for the purposes of Import, export and re­
export, be treated as specimens of Annex B species. They 
are further not subject to the prohibitions on possession 
and Intra-Communlty trade as applied to Annex A specimens. 
For Annex A specimens that have been bred or propagated for 
non-commercial purposes as well as for captive bred or 
artificially propagated Annexes B and C specimens, a 
certificate to that effect may be used Instead of an export 
permit or re-export certificate. For artificially 
propagated plants, the Commission shall specify provisions 
relating to the use of plant health certificates, trade by 
registered traders and the trade in hybrids. 
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5.4.5. Specimens In transit through the Community are not subject 
to the presentation of permits, certificates and 
declarations, but for CITES specimens there must be proof 
of the existence of valid CITES documentation. 
5.4.6. The Introduction and the export and re-export from the 
Community of Annexes B to D specimens that are personal or 
household effects shall be subject to derogations to be 
specified by the Commission. 
5.4.7. Certain specimens moving between registered scientific 
institutions can be traded if they bear a label issued to 
that effect. 
5.4.8. Annex A specimens can be purchased, acquired for commercial 
purposes, displayed to the public, sold, etc. if they are 
Imported and used for purposes which are not detrimental to 
the survival of the species concerned, required under 
exceptional circumstances for advancement of science or for 
essential biomedical purposes, are Intended for breeding or 
propagation purposes from which conservation benefits will 
accrue, are intended for research or education aimed at the 
preservation or conservation of the species, or if they 
were removed from nature In a Member State In compliance 
with conservation legislation In force. 
These exemptions can be granted on a case-by-case basis. 
General exemptions may be granted by the Commission in 
accordance with the committee procedure. 
5.5. Management and Scientific Authorities 
5.5.1. The proposed Regulation prescribes the designation by 
Member States of a Management Authority, which primary 
responsibility shall be the implementation of the 
Régulât ion. 
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The Management Authorities issue permits and certificates 
when the conditions of the Regulation have been met, they 
shall communicate with the Commission, the Secretariat of 
the Convention and Management Authorities of third 
countries. The designation of a Management Authority Is an 
obligation under the Convention and was also provided for 
in Regulation 3626/82. 
5.5.2. The proposal also envisages the designation of a Scientific 
Authority. This Is also an obligation under the Convention 
and was provided for In Regulation 3626/82. It is 
responsible for determining whether the scientific 
conditions for the Issue of permits and certificates are 
met. In the absence of positive advice from the Scientific 
Authority, the Management Authority cannot issue such 
documents. 
For species included in Annex B to the Regulation, the 
Scientific Authority shall monitor exports and advise the 
Management Authority of suitable measures to be taken to 
limit such exports when it determines that this is required 
to maintain the species throughout its range at appropriate 
levels. 
5.6. The Scientific Review Group 
Representatives of the Scientific Authorities shall form a 
scientific consultative group to be known as the Scientific 
Review Group. The need for such a group became evident In the 
context of the Implementation of Regulation 3626/82; the 
committee soon established a Scientific Working Group. In 
view of the Community's future accession to CITES, the Group 
shall be the Community's Scientific Authority In accordance 
with Article IX of the Convention. 
5.7. The Committee 
The Commission shall be assisted by a Committee composed of 
representatives of the Member States. Its main task shall be 
to deliver its opinion on measures to be taken through 
Commission Regulations. 
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5.8. Places of entry and exit 
Within 12 months of the date of entry into force of the 
Regulation, the Member States must designate places of entry 
and exit for the completion of procedures with regard to 
trade in specimens of species covered by the Regulation. For 
live specimens, holding facilities are to be provided to 
adequately house and care for them. Requirements for such 
facilities are to be laid down by the Commission. 
5.9. Charges for permits and certificates 
In order to avoid too important differences between the 
charges levied by Member States for the issue of permits and 
certificates, the Commission shall set charges for 
applications in accordance with the committee procedure. 
5.10. Sanct ions 
The imposition of sanctions for infringements of nature 
conservation legislation is necessary. The proposed 
Regulation therefore provides for the imposition of sanctions 
which are appropriate in relation to the nature and gravity 
of infringements. 
The Commission proposes that the Council adopt the attaches proposal 
for a Régulât ion. 
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Proposal for a 
COUNCIL REGULATION (EEC) 
laying down provisions with regard to possession of and trade 
in specimens of species of wild fauna and flora 
THE COUNCIL OF THE EUROPEAN COMMUNITIES, 
Having regard to the Treaty establishing the European Economic Community, 
and in particular Articles 100a and 113 thereof, 
Having regard to the proposal from the Commission(-*•) , 
In cooperation with the European Parliament(2)f 
Having regard to the opinion of the Economic and Social Committee (-* ), 
Whereas Council Regulation (EEC) No 3626/82(4), as last amended by 
Commission Regulation (EEC) No 197/90(5), applied the Convention on 
international trade in endangered species of wild fauna and flora in the 
Community with effect from 1 January 1984; 
Whereas a great number of species of wild fauna and flora, including both 
species covered and species not covered by Regulation (EEC) No 3626/82, 
are subject to trade levels which are not or may not be compatible with 
their survival, with the survival of certain of their populations or with 
the maintenance of their populations at a level consistent with their role 
in the ecosystems in which they occur; 
(1) 
(2) 
(3) 
(4) OJ No L 384, 31.12.1982, p. 1. 
(5) <•;;; N\-J L 29, 31.1.1990, p. 1. 
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Whereas it is necessary to provide more adequate protection to species of 
fauna and flora in trade and to replace Regulation (EEC) No 3626/82 by a 
Regulation which takes account of current nature conservation techniques, 
trade control mechanisms and trade patterns, and of technical and 
scientific knowledge acquired since its adoption; 
Whereas a great number of species, which are native to the Community, are 
subject to Community legislation on their conservation, namely Council 
Directive 79/409/EEC of 2 April 1979 on the conservation of wild birds(6), 
as last amended by Directive 91/244/EEC(7), and Council 
Directive .../.../EEC on the conservation of natural habitats and of wild 
fauna and florae); whereas it is necessary to supplement this legislation 
with measures relating to the possession of and trade in specimens of the 
species concerned; 
Whereas it is, in view of the establishment and functioning of the internal 
market, necessary at Community level to ensure that the internal trade 
measures concerned are uniformly applied; 
Whereas, in order to adequately protect species of wild fauna and flora and 
to avoid distortions of competition, it is necessary to ensure that 
external trade measures relating to them are uniformly applied throughout 
the Community; 
Whereas this Regulation should, however, not affect the power of Member 
States to designate species of wild fauna and flora indigenous to their 
territories the possession of which shall be prohibited; 
Whereas Article XXI of the Convention on international trade in endangered 
species of wild fauna and flora was amended to allow accession to it by the 
Community as such; whereas Article VIII of the Convention provides that the 
parties are to take appropriate measures to enforce the provisions of the 
Convention and to prohibit trade in specimens of species of wild fauna and 
flora in violation thereof; 
(6) OJ No L 103, 25.4.1979, p. 1. 
(7) OJ No L 115, 8.5.1990, p. 41. 
(8) OJ No L 
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Whereas it is necessary to lay down criteria for the specification of 
species of wild fauna and flora to be subject to the provisions of this 
Regulation; 
Whereas the implementation of this Regulation necessitates that common 
conditions be applied for the issue, use and presentation of permits and 
certificates relating to the authorization of introduction into the 
Community from third countries or from the sea and to export and re-export 
from the Community; whereas it is necessary to lay down specific provisions 
relating to the transit of specimens through the Community; 
Whereas, in order to guarantee an effective protection of species of wild 
fauna and flora, the Commission should be able to establish further 
restrictions on the introduction into and the export from the Community of 
specimens of certain species; 
Whereas it is necessary to lay down specific provisions for the possession 
of and trade in captive-bred or artificially propagated specimens of wild 
fauna and flora; 
Whereas it is further necessary to envisage specific provisions relating to 
specimens of wild fauna and flora which are personal or household effects 
and for non-commercial loans, donations and exchanges between registered 
scientists and scientific institutions; 
Whereas, to ensure that the restrictions on introduction into the Community 
and on the acquisition of specimens within the Community are fully 
effective, rules must be drawn up concerning the conditions of internal 
trade in specimens; 
Whereas, to ensure the effective implementation and enforcement of 
restrictions on the movement of live specimens of certain species listed, 
it is necessary to establish a registration system for such specimens; 
Whereas the transport of live specimens into, from or within the Community 
as well as the housing of such specimens should take place in accordance 
with common rules; 
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Whereas, in order to prevent the introduction into nature of live specimens 
of species forming an ecological threat to indigenous wildlife, the 
introduction into the Community of such specimens and the holding or 
movement of them should be restricted; 
Whereas the existence of different levels of charges for processing permit 
and certificate applications could lead to distortions of competition 
within the Community; 
Whereas, to ensure effective controls and to facilitate customs procedures, 
customs offices should be designated for the completion of procedures for 
trade with third countries and holding facilities provided at such places 
to ensure that live specimens are adequately housed and cared for; 
Whereas the implementation of this Regulation also necessitates the 
designation of management and scientific authorities in the Member States; 
Whereas, to ensure an effective enforcement of this Regulation, Member 
States should closely monitor compliance with its provisions and to that 
effect closely cooperate between themselves and with the Commission; 
whereas this also necessitates the immediate communication of information 
on matters related to the implementation of this Regulation; 
Whereas the monitoring of trade levels involving the species of wild fauna 
and flora covered by this Regulation is of crucial importance for the 
assessment of the effects of trade on the conservation status of species, 
and detailed annual reports should be drawn up in a common format; 
Whereas, in order to ensure compliance with the provisions of this 
Regulation, it is necessary that Member States take measures to ensure the 
imposition of sanctions for infringements, which are of an appropriate 
level; whereas the existence of major differences in the level of such 
sanctions would undermine the proper enforcement of this Regulation and 
might further lead to a distortion of competition within the Community; 
Whereas it is necessary to adopt common rules for the seizure and the 
disposal of confiscated specimens; 
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Whereas the submission by Member States or the Commission of proposals to 
amend the Convention and its Appendices in a way which would affect the 
implementation of this Regulation should be subject to the establishment of 
a common position on such proposals; whereas a common position is also 
required on such proposals submitted for approval by the conference of the 
parties to the Convention by third parties; 
Whereas it is essential to ensure the uniform application of this 
Regulation and, to this end, to lay down a Community procedure enabling the 
necessary implementing provisions and amendments to the Annexes to be 
adopted within a suitable period; whereas a committee must be set up to 
permit close and effective cooperation between the Member States and the 
Commission in this field; 
Whereas the multitude of biological and conservation elements to be 
considered in the implementation of this Regulation requires the 
availability of the best scientific information and the discussion thereof 
at an appropriate scientific level; whereas point (b) of Article IX(1), of 
the Convention on international trade in endangered species of wild fauna 
and flora provides that each party to it shall designate one or more 
scientific authorities; whereas the Community will accede to the Convention 
in the near future; whereas it is therefore necessary to set up a 
scientific review group which will also act as the Community's scientific 
authority after its accession, 
HAS ADOPTED THIS REGULATION: 
Article 1 
The internal and external trade in and the possession of specimens of the 
species of wild fauna and flora listed in Annexes A to E shall be subject 
to the provisions laid down in the following Articles and to those of the 
Regulations adopted in accordance with the procedure laid down in 
Article 29. 
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Article 2 
Definitions 
For the purposes of this Regulation, 
(a) the Committee means the Committee on trade in wild fauna and flora, 
established under Article 29; 
(b) the Convention means the Convention on international trade in 
endangered species of wild fauna and flora (CITES); 
(c) country of origin means the country in which a specimen was taken from 
the wild, captive-bred or artificially propagated; 
(d) critically endangered species means the species listed in Annex A which 
the Scientific Review Group has advised and the Committee has agreed 
are under severe threat of extinction and the survival of which cannot 
be ensured without the application of more stringent provisions than 
those normally applicable to specimens of species listed in Annex A; 
(e) dependent territories means the overseas countries and territories 
outside the territory of the Community to which the Convention applies 
and for whose external relations a Member State is responsible; 
(f) domicile means, in the case of a natural person, the principal place 
of permanent residence, and, in the case of a legal person, the place 
of its headquarters or that of a subsidiary; 
(g) export from the Community means the movement of any specimen 
originating in the territory of the Community to a point outside this 
territory; 
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(h) import declaration means a declaration made by the importer or his 
agent or representative, at the time of the introduction into the 
Community of a specimen of a species included in Annex C or D to this 
Regulation, on a form prescribed by the Commission in accordance with 
the procedure laid down in Article 29; 
(i) introduction from the sea means the introduction into the Community of 
any specimen which was taken in and is being introduced directly from 
the marine environment not under the jurisdiction of any State 
including the airspace above the sea and the sea-bed and subsoil 
beneath the sea; 
(j) introduction into the Community means the introduction of any specimen 
into the territory of the Community; 
(k) issuance means the completion of all procedures involved in preparing 
and validating a permit or certificate and, except in the case to which 
Article 4(l)(b)(ii) applies, its delivery to the applicant; 
(1) management authority means a national management authority designated, 
in the case of a Member State, in accordance with Article 22(1)(a) or, 
in the case of a third country party to the Convention, in accordance 
with Article IX of the Convention; 
(m) offering for sale means the offering for sale and any action that may 
reasonably be construed as such, including advertising or causing to be 
advertised for sale and invitation to treat; 
(n) personal or household effects means dead specimens, parts and 
derivatives that are the belongings of a private individual and that 
form or are intended to form part of his normal goods and chattels; 
(o) place of destination means the place at which, at the time of 
introduction into the Community, it is intended that specimens will 
normally be kept; in the case of live specimens, this shall be the 
first place where specimens are intended to be kept following any 
period of quarantine or other confinement for purposes of sanitary 
checks and controls; 
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(p) possession means possession, holding or having under control; 
(q) re-export from the Community means the export from the territory of the 
Community of any specimen that has previously been introduced into this 
territory; 
(r) re-introduction into the Community means the introduction into the 
territory of the Community of any specimen that has previously been 
exported or re-exported therefrom; 
(s) sale means any sale, hire, barter or exchange; cognate expressions 
shall be construed accordingly; 
(t) scientific authority means a scientific authority designated, in the 
case of a Member State or the Community in accordance with 
Article 22(1)(b) or, in a third country party to the Convention, in 
accordance with Article IX of the Convention; 
(u) the Scientific Review Group means the consultative body established 
under Article 28, which, on the entry into force of the Convention in 
the Community, shall be the community's scientific authority in 
accordance with Article IX of the Convention; 
(v) species means a species, subspecies or geographically or geopolitically 
separate population thereof; 
(w) specimen means any animal or plant, whether alive or dead, of the 
species listed in Annexes A to E, any part or derivative thereof, 
whether or not contained in other goods, as well as any goods which 
appear from an accompanying document, the packaging or a mark or label, 
or from any other circumstances, to be or to contain parts or 
derivatives of animals or plants of these species, unless such parts or 
derivatives are specifically exempted from the provisions of this 
Regulation or from the provisions relating to the Annex in which the 
species concerned is listed by means of an indication to that effect in 
the Annexes concerned. 
- 24 -
A specimen will be considered to be a specimen of a species listed in 
Annexes A to E if it is, or is part of or derived from, an animal or 
plant at least one of whose "parents" is of a species so listed. In 
cases where the "parents" of such an animal or plant are of species 
listed in different Annexes, or of species only one of which is listed, 
the provisions of the more restrictive Annex shall apply. However, in 
the case of specimens of hybrid plants, if one of the "parents" is of a 
species listed in Annex A, the provisions of the more restrictive Annex 
shall apply only if that species is annotated to that effect in the 
Annex; 
(x) territory of the Community means the territories of the Member States 
to which the Treaty establishing the European Economic Community 
applies; 
(y) trade means the introduction into the Community, including introduction 
from the sea, and the export and re-export therefrom, as well as the 
use, movement and transfer of possession within the Community, 
including within a Member State, of specimens subject to the provisions 
of this Regulation; 
(z) transit means the transport of specimens between two points outside the 
Community through the territory of the Community which are shipped to a 
named consignee and during which any interruption in the movement 
arises only from the arrangements necessitated by this form of traffic; 
aa) worked specimens that were legally acquired more than fifty years 
previously means specimens that were significantly altered from their 
natural raw state, for jewellery, adornment, art, utility, or musical 
instruments more than fifty years before the application is made for 
their introduction into the Community or export therefrom or, as 
appropriate, for exemption from the provisions of Article 15(1) and 
that have been, to the satisfaction of the management authority of the 
Member State concerned, legally acquired. Such specimens shall be 
considered as worked only if they are clearly in one of the 
aforementioned categories and require no further carving, crafting or 
manufacture to effect their purpose. 
- 25 -
Article 3 
Scope 
1. Annex A shall contain: 
(a) the species listed in Appendix I to the Convention and agreed to by 
the Community; 
(b) any species which: 
(i) is or may be in demand for utilization in the Community or 
for international trade and which is either threatened with 
extinction or so rare that any level of trade would imperil 
the survival of the species; or 
(ii) is in a genus or which is a species in which most of the 
species or subspecies are listed in Annex A in accordance 
with the criteria in points (b)(i) or (c) and whose listing 
is essential for the effective protection of those taxa; and 
(c) species which under the provisions of other Community legislation 
on the conservation of wild fauna and flora benefit from a 
prohibition on trade or taking. 
2. Annex B shall contain: 
(a) the species listed in Appendix II to the Convention and agreed to 
by the Community, other than those listed in Annex A; 
(b) the species listed in Appendix I to the Convention but not 
included in Annex A; 
(c) any other species not listed in Appendix I or II to the 
Convention: 
- 26 -
(i) which is subject to levels of international trade that might 
not be compatible with its survival or with the survival of 
populations in certain countries or with the maintenance of 
the total population at a level consistent with the role of 
the species in the ecosystems in which it occurs; or 
(ii) whose non-listing would be likely to lead to a substantial 
reduction of the total population or to the extinction of 
other species listed in Annex A or B, because of its role in 
the ecosystem in which it occurs; or 
(iii) whose listing is, for reasons of similarity in appearance to 
other species in Annex A or listed in Annex B in accordance 
with point 2(a), (b), (c) or (d), essential in order to 
ensure the effectiveness of controls on trade in specimens of 
such species; and 
(d) species for which the provisions of other Community legislation on 
the conservation of wild fauna and flora regulate but do not 
prohibit the trade or the taking; and 
Annex B may also contain other species not listed in Appendix I or II 
to the Convention: 
(e) of which live specimens in trade are unlikely to survive shipment 
or are unlikely to survive in captivity for a considerable 
proportion of their potential lifespan; or 
(f) of which the introduction of live specimens into nature in the 
Community is known to form an ecological threat to species of wild 
fauna and flora indigenous to the Community. 
27 -
3. Annex C shall contain: 
(a) the species listed in Appendix III to the Convention and agreed to 
by the Community, other than those listed in Annexes A or B; and 
(b) the species listed in Appendix II to the Convention but not 
included in Annexes A or B. 
4. Annex D shall contain: 
(a) any species which is not included in Annexes A to C and for which 
international trade in specimens of the species could adversely 
affect its conservation status or that of any species which is 
closely related or is similar in appearance; and 
(b) the species listed in Appendix III to the Convention but not 
included in Annex C. 
5. Annex E shall contain species indigenous to a specified Member State 
and may be listed solely for the purpose of supporting measures for the 
conservation or protection of the species in the Member State 
concerned. 
6. (a) The Community agreements referred to in paragraphs 1, point (a), 
2, point (a) and 3, point (a) shall be made in accordance with the 
procedure laid down in Article 29. 
(b) Amendments to Annexes A to E shall be made in accordance with the 
procedure laid down in Article 29. 
7. Where the conservation status of species covered by this Regulation 
warrants their inclusion in one of the Appendices to the Convention, 
the Community shall contribute to the necessary amendments. 
- 28 
Article 4 
Introduction into the Community 
The introduction into the Community from a third country of specimens 
of the species listed in Annex A shall be subject to the prior 
presentation, at the customs office at which the customs formalities 
are completed, of an import permit issued by a management authority of 
the Member State responsible for the place of destination of the 
specimens. 
This import permit may be issued only in accordance with the 
restrictions established pursuant to paragraph 6 and when the following 
conditions have been met: 
(a) The Scientific Review Group has advised that permitting the 
introduction into the Community would not result in a detrimental 
effect on the conservation status or the extent of the territory 
occupied by the species in the country of origin; 
(b)(i) The applicant provides documentary evidence that the 
specimens have been obtained in accordance with the 
legislation on the protection of the species concerned which, 
in the case of a species listed in the Appendices to the 
Convention, shall be an export permit or re-export 
certificate, or copy thereof, issued in accordance with the 
Convention by a competent authority of the country of export 
or re-export; 
(ii) However, the issuance of import permits for species listed in 
Annex A in accordance with point (a) of Article 3(1), shall 
not require such documentary evidence but the original of any 
such import permit shall be withheld from the applicant 
pending presentation of the export permit or re-export 
certificate; 
- 29 -
(c) The competent scientific authority of the Member State is 
satisfied, and has advised the management authority of that State 
in writing, that the intended accommodation at the place of 
destination for a living specimen: 
(i) is adequately equipped and suited to the biological needs of 
the species and that the specimen will be properly cared for; 
and 
(ii) in the case of an animal, is suited to the behavioural needs 
of the species and is in conformity with Community 
legislation on the care and housing of animals; 
(d) The Scientific Review Group has advised that the introduction into 
the Community will be: 
(i) for one of the purposes referred to in points (v) , (vi) and 
(vii) of Article 15(2)(a); or 
(ii) for other purposes which are not detrimental to the survival 
of the species concerned; 
(e) The management authority of the Member State is satisfied that the 
specimen is not to be used for primarily commercial purposes; and 
(f) The management authority of the Member State is satisfied, 
following consultation with the competent scientific authority, 
that there are no other factors relating to the conservation .of 
species which militate against the issue of the import permit. 
2. (a) The introduction into the Community of specimens of the species 
listed in Annex B shall be subject to the prior presentation, at 
the customs office at which the customs formalities are completed, 
of an import permit issued: 
- 30 -
(i) in the case of live specimens, by a management authority of 
the Member State responsible for the place of destination of 
the specimens; or, otherwise, either 
(ii) by a management authority of the Member State in which the 
applicant has his domicile, or 
(iii) by a management authority of the Member State responsible for 
the place of destination of the specimens. 
(b) This import permit may be issued only when the conditions referred 
to in points (b)(i), (c) and (f) of paragraph 1 have been met and 
when: 
(i) the Scientific Review Group has advised that there is no 
indication that the conservation status of the species or the 
extent of the territory occupied by the species in the range 
State of origin have been reduced to levels inconsistent with 
the role of the species in the ecosystems in which it occurs 
or will be harmfully affected by the current and expected 
levels of trade; or 
(ii) in the absence of such advice, either positive or negative, 
from the Scientific Review Group, the competent scientific 
authority of the Member State has advised in writing that the 
capture or collection in the wild of the specimens concerned 
will not have a harmful effect on the conservation status of 
the species or on the extent of the territory occupied by the 
species in the range State of origin. 
3. The introduction into the Community of specimens of the species listed 
in Annex C shall be subject to the prior presentation, at the customs 
office at which the customs formalities are completed, of an import 
declaration and: 
- 31 -
(a) in the case of export from a country listed in relation to the 
species concerned in Annex C, the applicant provides proof by means 
of an export permit issued in accordance with the Convention by an 
authority of that country competent for the purpose that the 
specimens have been obtained in accordance with the national 
legislation on the conservation of the species concerned; or 
(b) in the case of export from a country other than one in relation to 
which the species is listed in Annex C or re-export from any 
country, the applicant presents an export permit, a re-export 
certificate or a certificate of origin issued in accordance with 
the Convention by an authority of the exporting or re-exporting 
country competent for the purpose. 
4. The introduction into the Community of specimens of the species listed 
in Annex D shall be subject to the prior presentation, at the customs 
office at which the customs formalities are completed, of an import 
declaration. 
5. The conditions for the issuance of an import permit referred to in 
points (a), (d) and (e) of paragraph 1, and in points (i) and (ii) of 
paragraph 2(b) shall not apply to specimens for which the applicant 
provides documentary evidence: 
(a) that they had previously been legally introduced into or acquired 
in the Community and that they are, modified or not, being re­
introduced into the Community; or 
(b) that they are worked specimens that were legally acquired more than 
fifty years previously. 
6. In consultation with the countries of origin concerned and in 
accordance with the procedure laid down in Article 29, the Commission 
may establish restrictions on the introduction into the Community: 
- 32 -
(a) on the basis of the conditions referred to in points (a), (c) or 
(f) of paragraph 1, of specimens of species included in Annex A; 
and 
(b) on the basis of the conditions referred to in points (c) or (f) of 
paragraph 1, or in point (i) of paragraph 2(b), of specimens of 
species included in Annex B; and 
(c) of live specimens of species included in Annex B for which the 
Scientific Review Group has advised that: 
(i) such specimens are unlikely to survive shipment; 
(ii) such specimens are unlikely to survive in captivity for a 
considerable proportion of their potential lifespan; or 
(iii) the introduction to nature of such specimens, through escape 
or release is known to form an ecological threat to species 
of wild fauna and flora indigenous to the Community. 
The Commission shall regularly publish a list of such restrictions in 
the Official Journal of the European Communities. 
Article 5 
Introduction from the sea 
1. The introduction into the Community from the sea of specimens of 
species listed in Annex A shall be subject to the prior presentation, 
at the customs office at which the customs formalities are completed, 
of an import permit issued by a management authority of the Member 
State responsible for the place of destination. 
- 33 -
This import permit may be issued only when the conditions referred to 
in points (c) to (f) of Article 4(1) have been met and when: 
(a) the Scientific Review Group has advised that the introduction into 
the Community of the specimens concerned would not result in a 
detrimental effect on the conservation status of the species; and 
(b) the management authority is satisfied that any living specimen will 
be so prepared and shipped as to minimize the risk of injury, 
damage to health or cruel treatment. 
2. (a) The introduction into the Community from the sea of specimens of 
the species listed in Annex B shall be subject to the prior 
presentation, at the customs office at which the customs 
formalities are completed, of an import permit issued by a 
management authority of the Member State responsible for the place 
of destination. 
(b) This import permit may be issued only when the conditions referred 
to in points (c) and (f) of Article 4(1) have been met and when: 
(i) the Scientific Review Group has advised that there is no 
indication that the current or expected levels of trade will 
have a harmful effect on the conservation status of the 
species or, in the absence of any advice from the Scientific 
Review Group, the competent scientific authority of the 
Member State has advised in writing that the capture or 
collection of the specimens in the wild will not have a 
harmful effect on the conservation status of the species; and 
(ii) the management authority is satisfied that any living 
specimen will be so prepared and shipped as to minimize the 
risk of injury, damage to health or cruel treatment. 
3. The introduction into the Community from the sea of specimens of the 
species listed in Annex C or D shall be subject to the prior 
presentation of an import declaration at the customs office at which 
the customs formalities are completed. 
34 
Article 6 
Export from the Community 
1. The export from the Community of specimens of the species listed in 
Annex A shall be subject to the prior presentation, at the customs 
office at which the customs formalities are completed, of an export 
permit issued by a management authority of the Member State in whose 
territory the specimens are located. 
This export permit may be issued only when the following conditions 
have been met: 
(a) The Scientific Review Group has advised that the capture or 
collection of the specimens in the wild or their export will not 
have a harmful effect on the conservation status of the species or 
on the extent of the territory occupied by the relevant population 
of the species or, in the absence of advice from the Scientific 
Review Group, the competent scientific authority of the Member 
State has advised in writing to this effect; 
(b) The applicant provides proof that the specimens have been obtained 
in accordance with all legal obligations on the protection of the 
species in question; where the application is made to a Member 
State other than the Member State of origin, such proof shall be 
furnished by means of the certificate referred to in point (d) of 
Article 18; 
(c) The management authority of the Member State is satisfied that: 
(i) any living specimen will be so prepared and shipped as to 
minimize the risk of injury, damage to health or cruel 
treatment ; 
- 35 -
(ii) the specimens are not to be used for primarily commercial 
purposes; and 
(iii) in the case of export to a State party to the Convention of 
specimens of the species referred to in point (a) of 
Article 3(1), an import permit has been issued; 
(d) In the case of export of specimens of Annex A species other than 
those referred to in point (a) of Article 3(1) or of export to a 
State not party to the Convention, the competent scientific 
authority of the Member State is satisfied that the recipient of 
any living specimen is suitably equipped to house and care for it; 
and 
(e) The management authority of the Member State is satisfied, 
following consultation with the competent scientific authority, 
that there are no other factors relating to the conservation of the 
species which militate against issue of the export permit. 
2. The export from the Community of specimens of the species listed in 
Annexes B and C shall be subject to the prior presentation, at the 
customs office at which the customs formalities are completed, of an 
export permit issued by a management authority of the Member State in 
whose territory the specimens are located. 
This export permit may be issued only when the conditions referred to 
in points (a), (b), (c)(i) and (e) of paragraph 1 have been met. 
3. The conditions for the issuance of an export permit referred to in 
points (a), (c)(ii) and (c)(iii) of paragraph 1 shall not apply to: 
(i) worked specimens that were legally acquired more than fifty years 
previously; or 
- 36 -
(ii) dead specimens and parts and derivatives for which the applicant 
provides documentary evidence that they were legally acquired 
before the provisions of this Regulation, or Regulation (EEC) 
No 3626/82, or the Convention became applicable to them. 
4. (a) The competent scientific authority in each Member State shall 
monitor the export permits issued by that Member State for 
specimens of species included in Annex B and the actual exports of 
such specimens. Whenever such scientific authority determines that 
the export of specimens of any such species should be limited in 
order to maintain that species throughout its range at a level 
consistent with its role in the ecosystem in which it occurs, and 
well above the level at which that species might become eligible 
for inclusion in Annex A in accordance with points (a) or (b)(i) of 
Article 3(1), the scientific authority shall advise the 
appropriate management authority, in writing, of suitable measures 
to be taken to limit the grant of export permits for specimens of 
that species. 
(b) Whenever a management authority is advised of such measures, it 
shall inform the Commission which shall, if appropriate, establish 
restrictions on exports of the species concerned in accordance with 
the procedure laid down in Article 29. 
Article 7 
Re-export from the Community 
1. The re-export from the Community of specimens of the species listed in 
Annex A shall be subject to the prior presentation, at the customs 
office at which the customs formalities are completed, of a re-export 
certificate issued by a management authority of the Member State in 
whose territory the specimens are located. 
- 37 -
This re-export certificate may be issued only when the following 
conditions have been met: 
(a) the applicant provides documentary evidence that the specimens: 
(i) were introduced into the Community in accordance with the 
provisions of this Regulation; or 
(ii) if introduced into the Community prior to 1 January 1993, 
were introduced in accordance with the provisions of 
Regulation (EEC) No 3626/82; or 
(iii) if introduced into the Community prior to 1984, first entered 
international trade in accordance with the provisions of the 
Convention; or 
(iv) were legally introduced into the territory of a Member State 
before the provisions of the Regulations referred to in 
points (i) and (ii) or of the Convention became applicable to 
them, or became applicable in that Member State; and 
(b) the management authority of the Member State is satisfied that: 
(i) any living specimen will be so prepared and shipped as to 
minimize the risk of injury, damage to health or cruel 
treatment; 
(ii) the specimens are not to be used for primarily commercial 
purposes; 
(iii) in the case of re-export of a living specimen of a species 
referred to in point (a) of Article 3(1) of this Regulation 
to a State party to the Convention, an import permit has been 
issued; and 
- 38 -
(c) in the case of re-export of specimens of Annex A species 
other than those referred to in point (a) of Article 3(1) or 
of re-export to a State not party to the Convention, the 
competent scientific authority of the Member State is 
satisfied that the recipient of any living specimen is 
suitably equipped to house and care for it; and 
(d) there are no other factors relating to the conservation of 
species which militate against the issuance of the re-export 
certificate. 
2. The re-export from the Community of specimens of the species listed in 
Annexes B and C shall be subject to the prior presentation, at the 
customs office at which the customs formalities are completed, of a re­
export certificate issued by a management authority of the Member State 
in whose territory the specimens are located. 
This re-export certificate may be issued only when the conditions 
referred to in points (a) and (b)(i) of paragraph 1 have been met. 
Article 8 
Rejection of applications for permits and certificates 
referred to in Articles 4 to 7 and 18 
1. When a Member State rejects an application for a permit or certificate, 
it shall immediately inform the Commission of the rejection and of the 
reasons for rejection if the decision to reject: 
(a) is based on information not already available to the other Member 
States; or 
- 39 -
(b) relates to conditions, criteria or provisions to be laid down in 
accordance with the procedure laid down in Article 29 but which 
have not yet been established. 
2. The Commission shall, where necessary to ensure the harmonized 
application of this Regulation, communicate to the other Member States 
information received in accordance with paragraph 1. 
3. When an application for a permit or certificate is made relating to 
specimens for which such an application has previously been rejected, 
the applicant must inform the management authority to which the 
application is submitted of the previous rejection. 
4. (a) The Member States shall recognize the rejection of applications by 
the competent authorities of the other Member States. 
(b) However, this need not apply where the circumstances have 
significantly changed or where new evidence to support an 
application has become available. In such cases, if a management 
authority issues a permit or certificate, it shall inform the 
Commission thereof and of the reasons for issuance. 
Article 9 
Captive-bred and artificially propagated specimens 
1. For the purposes of Articles 4, 6 and 7, specimens of species listed in 
Annex A that have been bred in captivity or artificially propagated for 
commercial purposes shall be treated in accordance with the provisions 
relating to specimens of species listed in Annex B provided that, in 
the case of an animal species, they derive from a captive-breeding 
operation approved by the Commission in accordance with the procedure 
laid down in Article 29. 
- 40 -
With regard to specimens of species listed in Annex A that have been 
bred in captivity or artificially propagated not for commercial 
purposes and specimens of species listed in Annexes B and C that have 
been bred in captivity or artificially propagated: 
(a) for the purposes of Article 4, and without prejudice to point (f) 
of Article 4(1), a certificate to that effect, issued by a 
management authority of the exporting or re-exporting State, if a 
party to the Convention, shall be accepted in place of an export 
permit or re-export certificate. In this case, the conditions laid 
down in points (a), (b), (d) and (e) of Article 4(1) and in points 
(b)(i) and (b)(ii) of Article 4(2) shall be waived; and 
(b) for the purposes of Articles 6 and 7, one of the certificates 
referred to in points (e) and (f) of Article 18 may be issued by a 
management authority of the Member State in whose territory the 
specimens are located, on the advice of the competent scientific 
authority of that Member State, and shall be accepted at a customs 
office in place of an export permit or re-export certificate. In 
this case, the issuance of the certificate used shall be subject to 
the conditions laid down in point (c)(i) of Article 6(1). 
(c) in the case of artificially propagated plants, the provisions of 
Articles 4, 6 and 7 may be waived under special provisions 
specified by the Commission, relating to: 
(i) the use of phytosanitary certificates; 
(ii) trade by registered commercial traders and by the scientific 
institutions referred to in Article 12(1); and 
(iii) the trade in hybrids. 
- 41 -
3. The criteria for determining whether a specimen has been bred in 
captivity or artificially propagated and whether for commercial 
purposes, as well as the special provisions referred to in point (c) of 
paragraph 2, shall be specified by the Commission in accordance with 
the procedure laid down in Article 29. 
4. The Commission shall publish in the Official Journal of the European 
Communities the list of captive-breeding operations referred to in 
paragraph 1. 
Derogations 
Article 10 
1. By way of derogation from Articles 4 and 5, where a specimen is in 
transit through the Community, presentation to the appropriate customs 
service of the permits, certificates and declarations prescribed 
therein shall not be required. 
2. (a) In the case of species listed in the Annexes in accordance with 
point (a) of Article 3(1), points (a) and (b) of Article 3(2), 
Article 3(3) and point (b) of Article 3(4), the derogation 
referred to in paragraph 1 shall apply only where a valid export or 
re-export document provided for by the Convention, and which 
specifies the destination of the specimen, has been issued by the 
competent authorities of the exporting or re-exporting third 
country. 
(b) Member States may require presentation of such export or re-export 
document or satisfactory proof of its existence. 
(c) If this document has not been issued, the specimen shall be 
detained and may be confiscated unless: 
- 42 -
(i) the specimen is of a species listed in Annex B or C; 
(ii) the export or re-export document is issued retrospectively; 
and 
(iii) such retrospective issuance is carried out under conditions 
specified by the Commission in accordance with the procedure 
laid down in Article 29. 
3. However, the conditions prescribed in paragraph 2 shall not apply where 
the specimen in transit has been exported or re-exported from and is 
consigned to a third country not party to the Convention. 
Article 11 
By way of derogation from Articles 4 to 7, the provisions therein shall 
not apply to dead specimens, parts and derivatives of species listed in 
Annexes B to D which are personal or household effects being introduced 
into the Community, or exported or re-exported therefrom, in compliance 
with provisions that shall be specified by the Commission in accordance 
with the procedure laid down in Article 29. 
Article 12 
By way of derogation from Articles 4, 6 and 7, presentation to the 
customs services of the documents referred to therein shall not be 
required in the case of non-commercial loans, donations and exchanges 
between scientists and scientific institutions, registered by the 
management authorities of the States in which they are located, of 
herbarium specimens and other preserved, dried or embedded museum 
specimens, and of live plant material, bearing a label, the model for 
which has been determined in accordance with the procedure laid down in 
Article 29 or a similar label issued or approved by a management 
authority of a third country. 
- 43 -
2. The procedures and criteria for registration of the scientists and 
scientific institutions referred to in paragraph 1 shall be determined 
by the Commission in accordance with the procedure laid down in 
Article 29. 
Article 13 
Return of used permits and certificates 
1. Customs offices shall, within one month of receipt, forward to a 
management authority of the Member State in which they are situated the 
permits and certificates which have been presented to them in 
accordance with Articles 4 to 7, as well as any supporting CITES 
documents issued by exporting or re-exporting third countries. 
2. The management authorities of the Member States shall, within one month 
of receipt, return to the management authorities which have issued them 
the Community permits and certificates which have been sent to them by 
the customs offices in accordance with paragraph 1, together with any 
supporting CITES documents. 
Prohibitions relating to internal trade and 
to specimens of endangered species 
Article 14 
1. The possession of any specimen of a species listed in Annex A is 
prohibited except where it can be proved, to the satisfaction of the 
management authority of the Member State concerned, to have been 
acquired and, if it originated outside the Community, to have been 
introduced thereto, in accordance with the legislation in force for the 
conservation of wild fauna and flora. 
- 44 -
2. A management authority of a Member State may, if it deems it 
appropriate, issue the certificate provided for in point (g) of 
Article 18 to confirm that possession of such a specimen is legal. 
3. In accordance with the procedure laid down in Article 29, the 
Commission may establish restrictions on the possession of specimens of 
critically endangered species. 
Article 15 
1. The purchase, acquisition for commercial purposes, display to the 
public for commercial purposes, use for commercial gain and sale, 
keeping for sale, offering for sale or transporting for sale of 
specimens of the species listed in Annex A are prohibited. 
2. (a) Exemption from the prohibition referred to in paragraph 1 may be 
granted by issuance of a certificate to that effect by a management 
authority of the Member State in which the specimens are located, 
on a case-by-case basis, account being taken of the objectives of 
the Convention and in accordance with the requirements of other 
Community legislation on the conservation of wild fauna and flora, 
where the specimens: 
(i) were acquired in or were introduced into the Community before 
the provisions relating to species listed in Appendix I of 
the Convention or in Annex CI to Regulation (EEC) 3626/82 or 
in Annex A to this Regulation became applicable to the 
specimens; or 
(ii) are worked specimens that were legally acquired more than 
fifty years previously; or 
(iii) were introduced into the Community in compliance with the 
provisions of this Regulation and are to be used for one of 
the purposes referred to in point (d)(ii) of Article 4(1); or 
- 45 -
(iv) are captive-bred specimens of an animal species or 
artificially propagated specimens of a plant species or are 
parts or derivatives of such specimens; or 
(v) are required under exceptional circumstances for advancement 
of science or for essential biomedical purposes where the 
species in question proves to be the only one suitable for 
those purposes; or 
(vi) are intended for breeding or propagation purposes from which 
conservation benefits will accrue to the species concerned; 
or 
(vii) are intended for research or education aimed at the 
preservation or conservation of the species; or 
(viii)originate in a Member State and were removed from the natural 
State in compliance with the legislation in force in that 
Member State. 
(b) General exemptions from this prohibition, based on the conditions 
contained in subparagraph (a), as well as general exemptions with 
regard to species included in Annex A in accordance with points 
(b)(ii) and (c) of Article 3(1) may be granted by the Commission. 
(c) The Commission shall lay down the conditions and criteria for 
granting the exemptions referred to in subparagraph (a) and shall 
grant the exemptions referred to in subparagraph (b) in accordance 
with the procedure laid down in Article 29. The Scientific Review 
Group shall advise the Committee on the application of the 
conditions in points (v), (vi) and (vii) of paragraph 2(a). 
3. The prohibitions referred to in paragraph 1 shall also apply to 
specimens of the species listed in Annexes B to D except where it can 
be proved to the satisfaction of the management authority of the Member 
State concerned that such specimens were acquired and, if they 
originated outside the Community, were introduced thereto, in 
accordance with the legislation in force for the conservation of wild 
fauna and flora. 
- 46 -
4. For the purposes of Articles 4(5), 14(1) and 15(3), and without 
prejudice to other types of proof satisfactory to the management 
authority, the Commission may specify acceptable proof of legal 
acquisition and legal introduction into the Community, which may 
include the use of documents and marks, in accordance with the 
procedure laid down in Article 29. 
5. The competent authorities of the Member States shall have discretion to 
sell any specimen of the species listed in Annexes B to E they have 
seized under this Regulation, provided that they are not thus returned 
directly to the person or entity from whom they were seized. Such 
specimens may then be treated for all purposes as if they had been 
legally acquired. 
Article 16 
Movement and registration of live specimens 
1. (a) (i) A management authority of each Member State shall establish 
and maintain a register of the authorized locations of live 
specimens of species included in Annex A, specified in 
accordance with point (a) of paragraph 4 and located in the 
territory under its jurisdiction. 
(ii) Each holder of such specimens shall: 
- within three months of the date on which such specimens 
become subject to the provisions of point (a) of 
paragraph 4, notify their location to a management 
authority of the Member State in which the specimens are 
located at that time; and 
- 47 -
- notify to such management authority any subsequent change 
in holding by acquisition, captive breeding, artificial 
propagation, death or disposal, within one month of such 
change. 
(b) (i) Any movement within the Community of a live specimen of a 
species listed in Annex A from the location specified in the 
register, the import permit or in any certificate issued in 
compliance with this Regulation, shall require prior 
authorization from a management authority of the Member State 
in which the specimen is located. 
(ii) Such authorization shall: 
- only be granted when the competent scientific authority of 
such Member State or, where the movement is to another Member 
State, the competent scientific authority of the latter, has 
advised in writing that the intended accommodation is 
adequately equipped and suited to the biological and, in the 
case of an animal, behavioural needs of the species and that 
the specimen will be properly cared for; 
be confirmed by issuance of the certificate referred to in 
point (1) Article 18; and 
- where applicable, be immediately communicated to a management 
authority of the Member State in which the specimen is to be 
located. 
(iii) However, no such authorization shall be required if a live 
animal must be moved for the purpose of urgent veterinary 
treatment and is returned directly to its authorized 
location. 
- 48 -
(iv) As soon as any movement authorized in accordance with this 
subparagraph has taken place, the holder of the specimen 
shall inform the management authority competent for the new 
location that the specimen has been delivered to that 
location. 
(c) (i) The provisions of subparagraph (b) shall not apply to 
specimens of Annex A species that are commonly bred in 
captivity or artificially propagated. 
2. Where a live specimen of a species listed in Annex B is moved within 
the Community, the holder of the specimen may relinquish it only after 
ensuring that the intended recipient is adequately informed about the 
accommodation, equipment and practices required to ensure the specimen 
will be properly cared for. 
3. When any live specimens are transported into, from or within the 
Community or are held during any period of transit or transhipment, 
they shall be so prepared, moved and cared for as to minimize the risk 
of injury, damage to health or cruel treatment to such specimens and, 
in the case of animals, in conformity with Community legislation on the 
protection of animals during transport. 
4. Under the procedure laid down in Article 29, the Commission may: 
(a) determine the criteria, conditions and procedures for application 
of the provisions and exemptions in paragraphs 1 and 2 and specify 
the live specimens and species referred to in subparagraph 1(a)(i); 
and 
(b) establish restrictions on the holding or movement of live specimens 
of species included in Annex A or B for which the Scientific Review 
Group has advised that the introduction into nature of such 
specimens, through escape or release, forms an ecological threat to 
species of wild fauna and flora indigenous to the Community; and 
- 49 -
(c) establish restrictions on the holding or movement of live specimens 
of species in relation to which restrictions on the introduction 
into the Community have been established in accordance with points 
(a) or (c)(ii) of Article 4(6) and may establish restrictions of 
the same nature on specimens originating in the Community; and 
(d) establish restrictions on the holding or movement of live specimens 
in order to safeguard human life and health. 
Article 17 
Stricter measures for indigenous species 
1. The possession of any specimen of a species listed in Annex E in the 
territory of the Member State with respect to which it is listed 
therein and the removal of any such specimen from the territory of such 
Member State are prohibited. 
2. Exemption from the prohibition referred to in paragraph 1 may be 
granted by a management authority of the Member State concerned by 
issuance, where trade is with a third country, of an import permit, 
export permit or re-export certificate or, where trade is within the 
Community, of one of the certificates referred to in Article 18. 
Article 18 
Certificates to be issued 
On receiving an application, together with all the requisite supporting 
documents from the person concerned, a management authority of a Member 
State may issue the appropriate one of the following certificates: 
- 50 -
(a) a certificate stating that a specimen was acquired in or was 
introduced into the Community before the provisions relating to 
Appendix I, II or III to the Convention, Annex C to Regulation 
(EEC) No 3626/82 or Annexes A, B, C or E to this Regulation became 
applicable to it; 
(b) a certificate stating that a worked specimen of a species listed in 
Annex A was legally acquired more than fifty years previously; 
(c) a certificate stating that a specimen was introduced into the 
Community in accordance with the provisions of Regulation (EEC) 
No 3626/82 or of this Regulation; 
(d) a certificate stating that a specimen was removed from the natural 
state in compliance with the legislation in force within its own 
territory; 
(e) a certificate stating that a specimen is or is a part of or derived 
from an animal bred in captivity; 
(f) a certificate stating that a specimen is or is a part of or derived 
from an artificially propagated plant; 
(g) a certificate stating that the possession of a specimen of a 
species listed in Annex A or Annex E is legal; 
(h) a certificate stating that the use has been authorized of a 
specimen of a species listed in Annex A, introduced into the 
Community in compliance with the provisions of this Regulation, for 
one of the purposes referred to in point (d)(ii) of Article 4(1); 
(i) a certificate stating that the use of a specimen of a species 
listed in Annex A essential for biomedical purposes or advancement 
of science in exceptional circumstances has been authorized; 
- 51 -
(j) a certificate stating that, in accordance with Article 15(2), the 
use has been authorized of a specimen of a species listed in Annex 
A for breeding or propagation purposes from which conservation 
benefits will accrue to the species concerned or for research or 
education aimed at the preservation or conservation of the species; 
(k) a certificate stating that a specimen was acquired in accordance 
with Article 15(5); 
(1) a certificate stating that the movement of a live specimen of a 
species listed in Annex A has been authorized. 
Article 19 
Validity of and special conditions on permits and certificates 
1. Permits and certificates issued by the competent authorities of the 
Member States in accordance with this Regulation shall be valid 
throughout the Community. 
2. (a) However, any such permit or certificate, as well as any permit or 
certificate issued on the basis of it, shall be deemed void if the 
issuing authority or the Commission establishes that it was issued 
on the false premise that the conditions for its issue were met. 
(b) Specimens situated in the territory of a Member State and covered 
by such documents shall be seized by the competent authorities of 
that Member State and may be confiscated. 
3. (a) Any permit or certificate issued in accordance with this Regulation 
may stipulate conditions and requirements imposed by the issuing 
authority to ensure compliance with the provisions thereof. 
- 52 -
(b) When a Member State has recourse to subparagraph (a), it shall 
inform the Commission of the conditions and requirements imposed. 
4. Any import permit issued on the basis of a copy of the corresponding 
export permit or re-export certificate shall be valid only for the 
introduction of specimens into the Community when accompanied by the 
original valid export permit or re-export certificate. 
Article 20 
Charges for applications for permits and certificates 
Member States shall levy a charge for processing any application for a 
permit or certificate required under this Regulation. The charge shall be 
set by the Commission in accordance with the procedure laid down in 
Article 29. 
Article 21 
Places of entry, exit and transit 
1. The Member States shall, within twelve months of 1 January 1993: 
(a) designate customs offices for the completion of procedures for the 
introduction to, export or re-export from or transit or 
transhipment through the Community of specimens of species covered 
by this Regulation; and 
- 53 -
(b) designate customs offices specifically for such procedures relating 
to shipments of live specimens, account being taken of the 
distances that such specimens may be transported, and shall provide 
holding facilities at or in close proximity to all such designated 
places to ensure that any live specimens held are adequately housed 
and cared for. 
2. All places designated in accordance with paragraph 1 shall be notified 
to the Commission which shall publish a list of them in the Official 
Journal of the European Communities. 
3. In exceptional cases, where a shipment contains only one or a few 
accompanied live specimens, a management authority may permit the 
introduction into the Community or the export or re-export therefrom at 
a customs office other than one designated in accordance with point (b) 
of paragraph 1. 
4. The minimum requirements for the holding facilities referred to in 
point (b) of paragraph 1 shall be determined by the Commission in 
accordance with the procedure laid down in Article 29. 
Article 22 
Management and scientific authorities 
and other competent authorities 
1. Within six months of 1 January 1993: 
(a) (i) Each Member State shall designate a management authority with 
primary responsibility for implementation of this Regulation 
and for communication with the Commission; 
- 54 -
(ii) Each Member State may also designate additional management 
authorities and other competent authorities to assist in 
implementation, in which case the primary management 
authority shall be responsible for providing to the 
additional authorities all the information required for 
correct application of the Regulation; 
(b) Each Member State shall designate one or more scientific 
authorities whose personnel shall be separate from those of any 
designated management authority and shall be appropriately 
qualified and experienced in connection with the conservation, 
management or biology of wild animals and plants so as to render it 
a suitable body, and shall consider only information that has a 
scientific bearing in giving their advice. 
2. (a) Member States shall forward the names and addresses of the 
designated management authorities, scientific authorities and other 
authorities competent to grant permits or certificates to the 
Commission which shall publish this information in the Official 
Journal of the European Communities. 
(b) Each management authority referred to in point (a)(i) of 
paragraph 1 shall, if so requested by the Commission, communicate 
to it, within one month, the names and specimen signatures of 
people authorized to sign permits or certificates, impressions of 
stamps, seals or other devices used to authenticate permits or 
certificates. 
(c) Member States shall communicate to the Commission any changes in 
the information already provided, not later than one month after 
the implementation of such change. 
- 55 -
Article 23 
Monitoring of compliance and investigation of infringements 
1. (a) The competent authorities of the Member States shall monitor 
compliance with the provisions of this Regulation. 
(b) If, at any time, the competent authorities have reason to believe 
that these provisions are being infringed, they shall take the 
appropriate steps to ensure compliance or to instigate legal 
actions. 
(c) The Member States shall inform the Commission of any action taken 
by the competent authorities in relation to infringements of this 
Regulation, including the making of seizures and confiscations. 
2. (a) The Commission can request the competent authorities of the Member 
States to undertake the investigations which it considers to be 
necessary under this Regulation. 
(b) If agreed by the Commission and the competent authorities of the 
Member States in whose territory the investigation is to be made, 
the services of the Commission shall assist such authorities in 
carrying out their duties. 
Communication of information 
Article 24 
1. The Member States and the Commission shall communicate to one another 
the information necessary for implementing this Regulation. 
- 56 -
2. The Commission shall communicate with the Secretariat of the Convention 
so as to ensure that the Convention is effectively implemented 
throughout the territory to which this Regulation applies. 
3. When the Scientific Review Group provides advice in accordance with 
points (a) or (d) of Article 4(1), point (i) of Article 4(2)(b), point 
(a) of Article 5(1), point (i) of Article 5(2)(b) or point (a) of 
Article 6(1), the Commission shall immediately communicate this advice 
to the management authorities of the Member States or to the management 
authority of the Member State concerned, as appropriate. 
4. (a) The information to be passed to the Commission by the Member States 
in accordance with Articles 19(3)(b) and 23(1)(c) shall be provided 
on a monthly basis. 
(b) The Commission shall: 
(i) specify the form and manner in which such information shall 
be provided; and 
(ii) where necessary to ensure the harmonized implementation of 
this Regulation, communicate to the Member States the 
information received. 
5. The Commission shall take the appropriate measures to protect the 
confidentiality of information obtained in confidence pursuant to the 
application of this Regulation. 
- 57 -
Article 25 
1. (a) The management authorities of the Member States shall communicate 
to the Commission, before 15 June each year, all the information 
relating to the preceding year required for drawing up the reports 
referred to in Article VIII(7) of the Convention and equivalent 
information on international trade in all specimens of species 
listed in Annexes A, B and C and on introduction into the Community 
of specimens of species listed in Annex D. The information to be 
communicated and the format for its presentation shall be specified 
by the Commission. 
(b) On the basis of the information referred to in-(a), the Commission 
shall publish annually a statistical report on the introduction 
into and the export and re-export from the Community of the 
specimens of the species to which this Regulation applies. 
2. (a) With respect to the species to which this Regulation applies and 
species which may be eligible for inclusion in the Annexes, the 
competent authorities of the Member States shall forward to the 
Commission all the relevant information relating to: 
- the biological or trade status of such species; 
- the methods used for their transport; 
- the requirements for accommodating and caring for live specimens; 
- the uses to which specimens of such species are put; and 
- scientific, technical and other forms of progress in methods of 
controlling trade in live specimens, parts and derivatives, 
including methods for detection and investigation of illegal 
trade. ,* 
(b) The Commission may, where necessary, take suitable steps to co­
ordinate the work in these fields or to use the information to 
improve the application of this Regulation. 
- 58 -
Article 26 
Sanctions 
1. The Member States shall take appropriate measures to ensure the 
imposition of sanctions for at least the following infringements of the 
provisions of this Regulation: 
(a) introduction into or export or re-export from the Community of 
specimens without the appropriate permit or certificate or with a 
false, falsified or non-valid permit or certificate or one altered 
without authorization by the issuing authority; 
(b) failure to comply with the stipulations specified on a permit or 
certificate issued in accordance with this Regulation; 
(c) making a false declaration or knowingly providing false information 
in order to obtain a permit or certificate; 
(d) using a false, falsified or non-valid permit or certificate or one 
altered without authorization, as a basis for obtaining a Community 
permit or certificate or for any other official purpose in 
connection with this Regulation; 
(e) making no declaration or making a false declaration on import; 
(f) shipment of live specimens not properly prepared so as to minimize 
the risk of injury, damage to health or cruel treatment; 
(g) use of specimens of species listed in Annex A other than in 
accordance with the authorization given at the time of issuance of 
the import permit or subsequently; 
(h) trade in artificially propagated plants contrary to the provisions 
laid down in accordance with point (c) of Article 9(2); 
- 59 -
(i) shipment of specimens into or out of or transit through the 
territory of the Community without the appropriate permit or 
certificate issued in accordance with this Regulation and, in the 
case of export or re-export from a third country party to the 
Convention, in accordance therewith, or satisfactory proof of its 
existence; 
(j) possession of specimens in contravention of Articles 14 or 17; 
(k) purchase, acquisition for commercial purposes, use for commercial 
gain, display to the public for commercial purposes, sale, keeping 
for sale, offering for sale or transporting for sale of specimens 
in contravention of Article 15; 
(1) failure to notify the holding, acquisition (whether or not by 
captive breeding or artificial propagation), death or disposal of 
live specimens of Annex A species or movement of live specimens 
contrary to the provisions of Article 16; 
(m) removal of a specimen of a species listed in Annex E from the 
territory of a Member State with respect to which it is listed 
therein, contrary to the provisions of Article 17; 
(n) use of a permit or certificate for any specimen other than one for 
which it was issued; 
(o) falsification or alteration of any permit or certificate issued in 
accordance with this Regulation; 
(p) failure to disclose rejection of an application for a permit or 
certificate, in accordance with Article 8(3). 
2. The measures referred to in paragraph 1 shall be appropriate in 
relation to the nature and the gravity of the infringement and include 
provisions with regard to the seizure and confiscation of specimens. 
- 60 -
3. Where a specimen is confiscated the specimen shall be entrusted to a 
management authority of the Member State of confiscation which: 
(i) shall, following consultation with a scientific authority of that 
Member State, place or otherwise dispose of the specimen where it 
deems appropriate and consistent with the purposes and provisions 
of the Convention and this Regulation; and 
(ii) in the case of a living specimen having been introduced into the 
Community, may, after consultation with the State of export, 
return the specimen to that State at the expense of the convicted 
person. 
4. Where a living specimen of a species listed in Annex B or C arrives 
from a third country at a port of entry into the Community without the 
appropriate valid permit or certificate, the specimen may be seized and 
confiscated or, if the consignee refuses to acknowledge the specimen, 
the competent authorities of the Member State responsible for the place 
of entry may, if appropriate, refuse to accept the shipment and require 
the carrier to return the specimen to its place of departure. 
Article 27 
Common positions on proposals submitted to 
the conference of the parties to the Convention 
1. A common position of the Member States on each proposal submitted to 
the Secretariat of the Convention for approval by the conference of the 
parties to the Convention and which is relevant to the implementation 
of this Regulation shall be established by the Commission in accordance 
with the procedure laid down in Article 29. 
- 61 -
2. Proposals for approval by the conference of the parties to the 
Convention may be submitted by: 
a) the Member States; or 
b) the Commission on behalf of the Community when the latter is a 
party to the Convention; 
only when they have been approved in accordance with the procedure laid 
down in Article 29. 
3. (a) During meetings of the conference of the parties to the Convention, 
the representatives of the Member States may express and vote in 
favour of a position other than the common position established in 
accordance with paragraph 1 only in order to represent the 
interests of dependent territories. 
(b) Any such divergent position may be expressed by a Member State and 
supported by its vote only after the Member State, in consultation 
with the Commission, has exhausted the possibilities to reconcile 
this with the common position and, in this case, shall make it 
clear that it was expressing its position or exercising its vote on 
behalf of an interest of a dependent territory. 
Article 28 
The Scientific Review Group 
1. A scientific consultative group is hereby established, consisting of 
the representatives of each Member State's scientific authority and 
chaired by the representative of the Commission. 
- 62 -
2. (a) The Scientific Review Group shall examine any scientific question 
relating to the implementation of this Regulation raised by the 
chairman, either on his own initiative or at the request of the 
members, the Commission or the Committee. 
(b) The Scientific Review Group shall endeavour to ensure that the best 
scientific information available is taken into consideration and 
shall convey its scientific findings and advice to the Commission 
and the Committee. 
Article 29 
The Commission shall be assisted by a committee composed of the 
representatives of the Member States and chaired by the representative of 
the Commission. 
The representative of the Commission shall submit to the Committee a draft 
of the measures to be taken. The Committee shall deliver its opinion on 
the draft within a time limit which the chairman may lay down according to 
the urgency of the matter. The opinion shall be delivered by the majority 
laid down in Article 148(2) of the Treaty in the case of decisions which 
the Council is required to adopt on a proposal from the Commission. The 
votes of the representatives of the Member States within the Committee 
shall be weighted in the manner set out in that Article. The chairman 
shall not vote. 
The Commission shall adopt measures which shall apply immediately. However, 
if these measures are not in accordance with the opinion of the committee, 
they shall be communicated by the Commission to the Council forthwith. In 
that event the Commission shall defer application of the measures which it 
has decided for a period of three months from the date of such 
communication. 
The Council, acting by a qualified majority, may take a different decision 
within the time limit referred to in the previous paragraph. 
- 63 -
Final provisions 
Article 30 
In accordance with the procedure laid down in Article 29, the Commission 
shall: 
(a) amend Annexes A to E on the basis of the criteria contained in 
Article 3; 
(b) lay down uniform conditions and criteria for: 
(i) the issue, validity and use of the documents referred to in 
Articles 4 to 7 and 18 and determine the design thereof; and 
(ii) the use of plant health certificates; 
(c) adopt the measures referred to in Article 4(6), Article 6(4), 
Article 9(1) and (3), Article 10(2), Article 11, Article 12(1) and (2), 
Article 14(3), Article 15(2) and (4), Article 16(4), Article 20, 
Article 21(4), Article 27(1) and (2); and 
(d) adopt any additional measures necessary to ensure effective and 
harmonized application of the provisions of this Regulation, including 
measures to implement resolutions of the conference of the parties to 
the Convention, where appropriate, and to establish procedures for 
marking specimens as an aid to identification and enforcement. 
Article 31 
Each Member State shall notify the Commission and the Secretariat of the 
Convention of the provisions which it adopts specifically for the 
implementation of this Regulation and of all legal instruments used anc 
action taken for its implementation and enforcement. 
- 64 -
The Commission shall communicate this information to the other Member 
States. 
Article 32 
Regulation (EEC) No 3626/82 is hereby repealed. 
Article 33 
This Regulation shall enter into force on the date of its publication in 
the Official Journal of the European Communities. 
It shall apply from 1 January 1993. 
Articles 28, 29 and 30 shall apply from the date of entry into force. 
This Regulation shall be binding in its entirety and directly applicable in 
all Member States. 
Done at Brussels, For the Council 
The President 

- 65 -
ANNEXES A. B AMD C 
INTERPRETATION 
1. Species Included In these annexes are referred to: 
a) by the name of the species; or 
b) as being all of the species Included In a higher taxon or 
designated part thereof. 
2. The abbreviation "spp." Is used to denote all species of a higher 
taxon. 
3. Other references to taxa higher than species are for the purposes of 
Information or classification only. 
4. Domestic forms of the species or higher taxa named In these annexes 
are excluded therefrom. 
5. The abbreviation "p.e." Is used to denote species that are possibly 
extinct. 
6. An asterisk "*" placed against the name of a species or higher taxon 
Indicates that one or more geographically separate populations, 
subspecies or species of that species or taxon are Included In Annex A 
and are excluded from Annex B. 
7. Two asterisks "**" placed against the name of a species or higher 
taxon Indicate that one or more geographically separate populations, 
subspecies or species of that species or taxon are Included In Annex B 
and are excluded from Annex A. 
- 66 -
8. The symbols 'I', 'II' and 'III' and the symbol 'x' followed by a 
number placed against the name of a species or higher taxon refer to 
the Appendices of the Convention In which the species concerned are 
listed, as Indicated In notes 9-12. Where none of these annotations 
appears, the species concerned are not listed In the Appendices to the 
Convention. 
9. (I) against the name of a species or higher taxon Indicates that the 
species or higher taxon concerned Is included In Appendix I of 
the Convention; 
10.(11) against the name of a species or higher taxon Indicates that the 
species or higher taxon concerned Is Included In Appendix II of 
the Convention; 
11.(111) against the name of a species or higher taxon Indicates that It 
Is Included In Appendix 111 of the Convention. In this case the 
country with respect to which the species or higher taxon Is 
Included in Appendix III Is also Indicated by a two-letter code 
as follows : BW (Botswana), ÇA (Canada), CO (Colombia), CR (Costa 
Rica), GH (Ghana), GT (Guatemala), HN (Honduras), IN (India), MY 
(Malaysia), MU (Mauritius), NP (Nepal), TN (Tunisia) and UY 
(Uruguay). 
12. The symbol MxN followed by a number placed against the name of a 
species or higher taxon In Annex A or B denotes that certain 
geographically separate populations, species, groups of species or 
families of that species or taxon are listed In Appendix I, II or III 
of the Convention, as follows : 
x701 Dendrolagus bennettlanus, Dendrolagus Inustus, Dendrolagus 
lumholtzl and Dendrolagus urslnus are listed In Appendix II. 
- 67 -
x702 All species are listed In Appendix II except Ate les geoffroyl 
frontatus and Ateles geoffroyl panamensis which are listed in 
Append Ix I. 
x703 All species are listed In Appendix M except Lagothrix fiavicauda 
which Is listed In Appendix 1. 
x704 The species Is listed In Appendix II but subspecies Cercocebus 
galerltus ga1er I tus Is listed In Appendix I. 
x705 The species Is listed In Appendix II but subspecies Co Iobus 
pennant 11 kirk I Is listed in Appendix I. 
x706 Myrmecophaga tridactyla and Tamandua tetradactyla chapadensis are 
listed In Appendix II. Tamandua tetradactyla Is listed In 
Append Ix III for GuatemaI a. 
x707 Bradypus varlegatus Is listed In Appendix II. 
x708 Choloepus hoffmannl Is listed In Appendix III for Costa Rica. 
x709 Cabassous centralis Is listed In Appendix III for Costa Rica and 
Cabassous tatouay Is listed In Appendix III for Uruguay. 
X710 ManIs crasslcaudata, Manls Javanlca and Manls pentadactyla are 
listed In Appendix II. Manls glgantea, Manls tetradactyla and 
Manls trlcuspls are listed In Appendix III for Ghana. 
X711 All species are listed In Appendix II except LI potes vexllllfer, 
Platanlsta spp., Berardlus spp., Hyperoodon spp., Physeter 
macrocephalus, Sotalla spp., Sousa spp., Neophocaena 
phocaenoldes, Phocoena sinus, Eschrlent lus robustus, Balaenoptera 
spp. (except population of West Greenland of Balaenoptera 
acutorostrata), Megaptera novaeangllae, Balaena spp. and Caperea 
marglnata which are listed In Appendix I. 
X712 The populations of Bhutan, India, Nepal and Pakistan are listed 
In Appendix I and the population of the territory of the European 
Community Is listed In Appendix II. 
X713 Duslcyon culpaeus, Duslcyon grlseus and Dusicyon gymnocercus are 
IIsted In Appendix II. 
X714 The population of Mexico Is listed In Appendix I and the 
population of the territory of the European Community Is listed 
In Append Ix 11. 
- 68 -
x715 The species Is listed In Appendix I except the population of 
Australia which Is listed In Appendix II. 
X716 Trichechus Inunquis and Trichechus manatus are listed In Appendix 
l. Trichechus senega Iens I s Is listed In Appendix II. 
X717 The species Is listed In Appendix II but subspecies Equus 
hem I onus hemlonus and Equus hem Ionus khur are listed In Appendix 
I. 
X718 All species are listed In Appendix II except the populations of 
Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan which are 
Iisted In Appendix I. 
X719 The species Is listed In Appendix il but subspecies Capra 
falconer! chialtanensls, Capra falconer I jerdonl and Capra 
falconer I megaceros are listed In Appendix I. 
x720 Cephalophus dorsal Is, Cephalophus montlcola, Cephalophus oglibyl, 
Cephalophus sylvlcultor and Cephalophus zebra are listed In 
Appendix II. 
X721 Gazella cuvierl, Gazella dorcas and Gazella Ieptoceros are listed 
In Appendix III for Tunisia. 
x722 The species Is listed In Appendix III for Uruguay but subspecies 
Rhea amerlcana albescens Is listed In Appendix It. 
x723 Rhynchotus rufescens maculIcolI Is, Rhynchotus rufescens 
pallescens and Rhynchotus rufescens rufescens are listed In 
Appendix II. 
x724 Ephlpplorhynchus senega lens Is and Leptoptllos crumenlferus are 
listed In Appendix III for Ghana. 
x725 CI con I a cI con I a boyclana Is listed In Appendix I. 
x726 Eudoclmus ruber Is listed In Appendix II. Hagedashla hagedash, 
Lamprlbls rara and Threskiornls aethlopicus are listed In 
Appendix III for Ghana. 
x727 Anas aucklandlca aucklandlca and Anas aucklandlca chlorotls are 
IIsted In Appendix 11. 
x728 Cygnus columblanus Jankowskll Is listed In Appendix II. 
x729 Sarcoramphus papa Is listed In Appendix III for Honduras. 
- 69 -
x730 The following species are listed In Appendix III : Crax 
daubentonl and Crax pauxl for Colombia, Crax rubra for Colombia, 
Costa Rica, Guatemala and Honduras, Ortalls vetula for Guatemala 
and Honduras and Penelope purpurascens for Honduras. 
x731 Arborophlla brunneopectus and Arborophlla charitonll are listed 
In Appendix III for Malaysia. 
x732 Cyrtonyx montezumae mearnsl (except the population of the USA) 
and Cyrtonyx montezumae montezumae are In Appendix II. 
x733 Lophura erythrophthalma and Lophura ignita are listed In Appendix 
111 for Malaysia. 
x734 The species Is listed In Appendix II but subspecies Grus 
canadensis neslotes and Grus canadensis pulla are listed In 
Append Ix I. 
x735 Galllcolumba luzonlca Is listed In Appendix II. 
x736 All species are listed In Appendix II except Pslttacula krameri 
which Is listed In Appendix III for Ghana and Melopslttacus 
undulatus and Nymphlcus hoi I and I eus which are not listed In the 
Convent Ion. 
x737 Tauraco corythalx Is listed In Appendix II. Corythaeola 
crlstata, Crlnlfer plscator, Musophaga vlolacea and Tauraco 
macrorhynchus are listed In Appendix III for Ghana. 
x738 Aceros narcondaml, Buceros blcornls, Buceros hydrocorax and 
Buceros rhinoceros are listed In Appendix II. 
x739 Ramphastos sulfuratus Is listed In Appendix III for Guatemala. 
x740 Ruplcola spp. Is listed In Appendix II. Cephalopterus ornatus 
and Cephalopterus pendullger are listed In Appendix III for 
Co I omb I a. 
X741 Pitta brachyura nympha and Pitta quajana are listed In Appendix II 
x742 Paroaria capltata and Paroaria coronata are listed In Appendix II, 
x743 Sphenodon punctatus Is listed In Appendix I. 
x744 All European populations except that of the Union of Soviet 
Socialist Republics are listed In Appendix I. 
x745 All species are listed In Appendix II but Arlocarpus agavoldes, 
Ariocarpus scaphorostrus and Arlocarpus trlgonus are listed in 
Append Ix I. 
- 70 -
13. The symbol "-" followed by a number placed against the name of a 
species or higher taxon denotes that designated geographically 
separate populations, species, groups of species or families of that 
species or taxon are excluded from the annex concerned as follows: 
-102 Populations of Bhutan, India, Nepal, Pakistan and of the 
territory of the European Community 
-103 Population of the Union of Soviet Socialist Republics 
-104 Population of China 
-106 Population of the United States of America 
-107 - Chile: part of the population of Parlnacota Province, la. 
Region of Tarapacà; 
- Peru: populations of Pampa Galeras National Reserve and Nuclear 
Zone, Pedregal, Oscconta and Sawacocha (Province of 
Lucanas), Sals Plcotani (Province of Azangaro), Sals 
Tupac Amaru (Province of Janln), and of Salinas Aguada 
Blanca National Reserve (Provinces of Arequlpa and 
Cal Iloma) 
-111 Me Iops Ittacus undulatus and Nymph I eus hoi I and I eus 
-112 Population of the Congo subject to an annual export quota of 600 
(In 1990, 1991 and 1992) 
-113 Populations of Botswana, Malawi, Mozambique, Zambia and Zimbabwe 
and populations of the following countries subject to the 
specified annual export quotas: 
- 71 -
1990 1991 1992 
Cameroon 0 0 
Congo 0 0 
Ethiopia 9370 8870 
(ranched skins: 6500 6000 
I Ive hatchl Ings: 2500 2500 
hunting trophies: 50 50 
live adults: 20 20 
curios from ranching: 300 300 
Kenya 5000 6000 
Madagascar 0 2000 
Soma 11 a 500 500 
Sudan 5040 0 
United Republic of Tanzania 1100 5100 
(ranched specimens: 0 4000 
wild-taken specimens: 1000 1000 
hunting trophies: 100 100 0 
0 
8870 
6000 
2500 
50 
20 
300) 
8000 (skins and 
derivatives only) 
4000 (ranched specimens 
only) 
500 
0 
6100 
6000 
0 
100) 
-114 Populations of Australia and Papua New Guinea and population of 
Indonesia subject to specified annual export quotas as follows: 
1990 1991 1822 
Total 
Ranched specimens 
Wild skins with belly 
-width of 10-18 Inches 5000 6000 7500 
2000 3000 5000 
3000 3000 2500 
-115 Population of the Congo but with a zero annual export quota 
-116 Population of Indonesia subject to specified annual export quotas 
(1990: 1250; 1991: 1500; 1992: 2500 Including 50X ranched 
specimens) 
- 72 -
-117 Population of Chile 
-118 All species that are not succulent 
-190 Species of the subfamily In Annex A, namely Nemos I a rourel and 
Tangara fastuosa 
-191 Except LImon I urn bel IIdlfolIurn 
14. The symbol M+M followed by a number placed against the name of a 
species or higher taxon denotes that only designated geographically 
separate populations, subspecies or species of that species or taxon 
are Included In the annex concerned, as follows: 
4201 Population of South America (populations outside South America 
are not Included in the annexes) 
4202 Populations of Bhutan, India, Nepal and Pakistan and the 
territory of the European Community 
4203 Populations of Mexico and of the territory of the European 
Community 
4204 Populations of Cameroon and Nigeria 
4205 Population of Asia 
4206 Population of India 
4207 Populations of North and Central America 
4209 - Chile: part of the population of Parlnacota Province, la. 
Region of Tarapace; 
- Peru: populations of Pampa Galeras National Reserve and Nuclear 
Zone, Pedregal, Oscconta and Sawacocha (Province of Lucanas), 
Sals Plcotani (Province of Azangaro), Sais Tupac Amaru (Province 
of Jan In), and of Salinas Aguada Blanca National Reserve 
(Provinces of Arequlpa and Cal Noma) 
4211 Population of Mexico 
4212 Populations of Algeria, Burkina Paso, Cameroon, Central African 
Republic, Chad, Mall, Mauritania, Morocco, Niger, Nigeria, Senegal 
and the Sudan 
4214 Population of Indonesia subject to specified annual export quotas 
(1990: 1250; 1991: 1500; 1992: 2500 Including 50% ranched 
specimens) 
- 73 -
4215 All species of New Zealand 
4216 Population of Chile 
4250 Population of the territory of the European Community 
15. The symbol •-" followed by a number placed against the name of a 
species or higher taxon denotes that the name of that species or taxon 
shall be Interpreted as follows: 
•301 Includes family Tupalldae 
«302 Includes generic synonym Leontldeus 
•303 Includes synonym Sagulnus geoffroyl 
«304 Includes synonym Cercoplthecus roloway 
«306 Includes synonym Co Iobus bad Ius rufomltratus 
«307 Includes generic synonym Sim I as 
«308 Includes generic synonym Mandril lus 
«309 Includes generic synonym Rhlnoplthecus 
«311 Includes synonym Prlodontes giganteus 
«316 includes generic synonym Fennecus 
«317 Also referenced as Ursus thlbetanus 
«318 Includes generic synonym Thai arctos 
«319 Also referenced as Aonyx mlcrodon or as Paraonyx microdon 
«320 Includes synonyms Lutra annectens, Lutra enudrls, Lutra Incarum and 
Lutra platens I s 
«321 Includes synonym Eupleres major 
«322 Also referenced as Lynx caracal; Includes generic synonym Caracal 
-323 Also referenced as Lynx pardlnus or Fells lynx pardlna 
«324 Also referenced as Lynx rufus esculnapae 
«325 Includes synonyms Equus klang and Equus onager 
«326 Includes generic synonym Dama 
«327 Includes generic synonyms Axis and Hyelaphus 
«328 includes synonym Bos frontalis 
«329 Includes synonym Bos grunnlens 
«330 Includes generic synonym Nov I bos 
«331 Includes generic synonym Anoa 
-332 Includes synonym Oryx tao 
«333 Includes synonym Ovls arles ophlon 
- 74 -
•334 Also referenced as Anas platyrhynchos laysanensls 
•336 Includes synonyms Faico pelegrInoldes and Faico baby Ion I eus 
•337 Includes generic synonym Pip I le 
•338 Includes generic synonym Mi tu 
•339 Also Incorrectly referred to as Rhelnartia ocellata; 
includes synonym Rhelnartia nlgrescens 
•340 Also referenced as Eupodotls bengalens I s 
•341 Often traded under the Incorrect designation Ara can Inde 
•342 Includes generic synonym Cyclops Itta 
•343 Formerly Included In genus Galllrex 
•344 Also referenced as Mlmlzuku gurneyl 
•345 Formerly Included In genus Ramphodon 
•346 Also referenced as Muscicapa rueckl 
•347 Formerly Included In genus Splnus 
•348 Includes generic synonyms NI cor I a and Geoemyda (part) 
•349 Also referenced In genus Testudo 
•350 Formerly Included In Podocnemls spp. 
•351 Includes AI 11gatorIdae, Crocodylldae and Gavialidae 
•352 Formerly Included In Chamaeleo spp. 
•353 Also referenced as Constrictor constrictor occidental Is 
•354 Includes synonym Pseudoboa doe I la 
•355 Also referenced as Hydrodynastes glgas 
•356 Includes generic synonym Megalobatrachus 
•357 Sensu D'Abrera 
•358 Also referenced In genus Dysnomla 
•359 Includes generic synonym Proptera 
•360 Also referenced In genus Caruncullna 
•361 Includes generic synonym Mlcromya 
•362 Includes generic synonym Papulna 
•363 Also referenced as Podophyllum emodl 
•364 Also referenced In genus Sclerocactus 
•365 Also referenced In genus Echlnocactus 
•366 Also referenced In genus Pachycereus 
•367 Also referenced In genus Escobar la 
•368 Also referenced as Echlnocereus llndsayl 
•369 Also referenced as Wilcox la schmollll 
- 75 -
•370 Also referenced In genus Neolloydia or In genus Sclerocactus 
•371 Also referenced as Sollsla pectlnata 
•372 Also referenced as Lobe Ira macdouga 1111 
•373 Also referenced In genus Neolloydia 
•374 Also referenced as Saussurea lappa 
•375 Also referenced as Engelhard I a pterocarpa 
•376 Includes families Apostasiaceae and Cyprlpedlaceae as subfamilies 
Apostasloldeae and Cyprlpedloldeae 
•377 Also referenced as Lycaste virginal Is var. alba 
•378 Also referenced as Sarracenla rubra alabamensls 
•379 Also referenced as Sarracenla rubra Jones 11 
•380 Includes synonym Stangerla paradoxa 
•381 Includes synonym Welwltschla balneal I 
•385 Includes generic synonym Coendou 
•386 Includes generic synonym Cunlculus 
•387 Includes synonym Vu I pes vu I pes leucopus 
•388 Includes synonym Nasua narlca 
•389 Includes synonym Gal let Is allamandl 
•390 Includes synonym Martes gwatklnsl 
•391 Includes generic synonym Viverra 
•392 Also referenced as Tragelaphus eurycerus; 
Includes generic synonym Taurotragus 
•393 Formerly Included as Bubalus bubal Is (domesticated form) 
•394 Also referenced as Ardeola Ibis 
•395 Also referenced as Egretta alba 
•396 Also referenced as Spatula clypeata 
•397 Also referenced as Nyroca nyroca 
•398 Includes synonym Dendrocygna fulva 
•399 Also referenced a Calrlna hartlaubll 
•402 Also referenced as Turturoena I rid I torques or Columba ma I herb 11 
(In part) 
•403 Also referenced as Columba mayerl 
•404 Also referenced as Treron austral Is (In part) 
•405 Also referenced as Calope I la brehmerl; 
Includes synonym CalopeI la pue I la 
- 76 -
•406 Also referenced as Tympan I stria tympan I stria 
•407 Also referenced as Terpslphone bourbonnensis 
•408 Also referenced as Estrllda subfiava or Sporaeginthus subflavus 
•409 Also referenced as Estrllda larvata; 
Includes synonym Lagonostlcta vlnacea 
•410 Includes generic synonym Spermestes 
•411 Also referenced as Euodlce cantans 
•412 Also referenced as Hypargos nltldulus 
•413 Includes synonym Parmoptlla rubrlfrons 
•414 Includes synonyms Pyrenestes fromml and Pyrenestes rothschlidl 
•415 Also referenced as Estrllda bengala 
•416 Includes synonym Bubal omis nlger 
•417 Also referenced as Euplectes afra 
•418 Also referenced as Coiluspasser ardens 
•419 Also referenced as Coiluspasser macrourus 
•420 Includes synonym Euplectes franciscanus 
•421 Also referenced as Anaplectes melanotls 
•422 Includes synonyms Passer dlffusus, Passer gongonensls, Passer 
suahellcus and Passer swalnsonli 
•423 Includes synonym Ploceus nlgrlceps 
•424 Includes synonym Ploceus atrogularls 
•425 Also referenced as Sltagra luteola 
•426 Also referenced as Sltagra melanocephala 
•427 Includes synonyms Ploceus katangae, Ploceus relchardi, Ploceus 
ruweti and Ploceus vite Minus 
>428 Also referenced as Hypochera chalybeate; 
Includes synonyms Vidua amauropteryx. Vidua centralis, Vidua 
neumannl. Vidua okavangoensI s and Vidua Ultramar Ina 
•429 Includes synonym Vidua oriental Is 
•430 Also referenced as Peluslos subnlger 
•431 Formerly Included in genus Natrlx 
•480 Also referenced as Phaeornls obscurus I ana Iens is 
•481 Also referenced as Phaeornls obscurus myadestlnus 
•482 Also referenced as Loxla curvlrostra scotlca 
•483 Also referenced as Varanus gray I 
•484 Also referenced as Chlorophora excelsa 
- 77 -
16. The symbol "'" followed by a number placed against the name of a species 
or higher taxon shall be Interpreted as follows : 
'501 For the exclusive purpose of allowing International trade In cloth 
made from wool sheared from live vicunas of the populations 
Included In Annex B (see 4209), and of the Items made thereof. 
The reverse side of the cloth must bear the logotype adopted by 
the range states of the species, which are signatories to the 
Convenlo para la conservaclon y Mane Jo de la Vicuna, and the 
selvages either the words VICU ANDES-CHILE or the words VICU 
ANDES-PERU, depending on the country of origin. 
'502 Fossils are not subject to CITES provisions. 
'520 All specimens of Cystophora cristate are Included In Annex B 
except skins of young animals In the phase of pelage where they 
are known as "bluebacks". Only blueback skins are Included in 
Annex A. 
'521 All specimens of Phoca groenlandlca are Included In Annex B except 
skins of young animals In the phase of pelage where they are known 
as "whltecoats". Only whltecoat skins are Included in Annex A. 
'522 All specimens are Included In Annex C except plant seeds, spores, 
pollen (Including poll in I a), tissue cultures and fI asked seedling 
cultures. 
17. The symbol (•) followed by a number placed against the name of a species 
of higher taxon Included In Annex B Indicates that. In relation thereto, 
the only parts and derivatives considered as specimens for the purposes 
of this Regulation are those designated as follows : 
•1 Designates all parts and derivatives, except : 
a) seeds, spores and pollen (Including polllnla); and 
b) tissue cultures and fI asked seedling cultures 
- 78 -
•2 Designates all parts and derivatives except : 
a) seeds and polI en; 
b) tissue cultures and fI asked seedling cultures; and 
c) chemical derivatives 
•3 Designates roots and readily recognizable parts thereof 
•4 Designates all parts and derivatives, except : 
a) seeds and polIen; 
b) tissue cultures and ftasked seedling cultures; 
c) fruits and parts and derivatives thereof of naturalised or 
artificially propagated plants; and 
d) separate stem Joints (pads) and parts and derivatives thereof 
of naturalized or artificially propagated Opuntia subgenus 
Opuntia spp. 
•5 Designates all parts and derivatives, except : 
a) seeds and polI en; 
b) tissue cultures and fI asked seedling cultures; and 
c) separate leaves and parts and derivatives thereof of 
naturalized or artificially propagated Aloe vera 
«6 Designates all parts and derivatives except : 
a) seeds and pollen (Including pollinia); 
b) tissue cultures and ftasked seedling cultures; 
c) cut flowers of artificially propagated plants; and 
d) fruits and parts and derivatives thereof of artificially 
propagated Vanilla spp. 
- 79 -
FAUNA 
MAMMALIA Annex A Annex B Annex C 
MONOTREMATA 
Tachyglossldae 
MARSUPIAL IA 
Oasyurldae 
Myraecobildae 
Thylac InIdae 
Peraie IIdae 
Thylacoayldae 
PhaIangerIdae 
BurraayIdae 
Voabatldae Zaglossus spp.(II) 
Silnthopsis longIcaudata (I) 
Silnthopsis psaaaophlla (I) 
Myriecoblus fasclatus 
Thyiacinus cynocephalus p.e. (I) 
Chaeropus ecaudatus p.e. (I) 
Peraie les bougalnvllle (I) 
Peraeeles gunnll 
Macrotls lagotls (I) 
Macrotls leucura (I) 
Phalanger lulluiae 
PhaIanger aaculatus (II) 
Phalanger oriental Is (II) 
Burraays parvus (II) 
Las lorn Inus krefftll (I) 
- 80 -
Annex A Annex B Annex C 
Macropodldae Macropodldae spp.* x701 
IHSECTIVORA 
Solenodontldae 
Erlnaceidae 
Sorlcldae 
TaIpIdae 
CHIROPTERA 
Pteropodidae Bettongla spp. (I) 
Calopryanus caipestrls p.e. 
Lagorchestes hlrsutus (I) 
Lagostrophus fasclatus (I) 
Onychogalea fraenata (I) 
Onychogalea Iunata (t) 
Solenodon cubanus 
Solenodon paradoxus 
Erlnaceus alglrua 
CrocIdura canariensIs 
Galeays pyrenalcus (I) 
Pteropus Insular Is (I) 
Pteropus livingstone I 
Pteropus aar(annus (I) 
Pteropus aoIossInus (I) 
Pteropus phaeocephalus (I) 
Pteropus pliosus (I) 
Pteropus rodrteens Is 
Pteropus saaoensls(l) 
Pteropus tonganus (I) 
Pteropus voeltzkowl Acerodon spp. (II) 
Pteralopex spp. 
Pteropus spp.* (II) 
Annex A 
Rhlnolophldae 
Phyllostoaldae 
VespertlIlonldae Rhino tophus blast I 
Rhlnolophus euryale 
Rhino tophus ferruiequlnua 
Rhlnolophus hlpposlderos 
Rhlnolophus aehelyl 
Barbastella barbastellus 
Epteslcus nllssonl 
Epteslcus serotinus 
Mlnlopterus schrelbersl 
Myotls bechstelnl 
Myotla blythll 
Myotls brandtl 
Myotla capacclnll 
Myotls dasycneee 
Myotls daubentonl 
Myotls eaarglnatu8 
Myotls ayotls 
Myotls aystaclnus 
Myotls nattererl 
Nyctalus I as Iopterus 
Nyctalus le Is 1er I 
Nyctalus noctula 
Plplstrellus kuhlll 
PIplstreI lus aaderensls 
Plplstrellus nathus 11 
Plplstrellus plplstrellus 
PIplstreI lus savll 
Plecotus aurltus 
Plecotus austrlacus 
VespertlIlo aurlnus 
Mo IossIdae Tadarlda tenlotIs 81 -
Annex B Annex C 
Vaapyrops I meatus (III, UY) 
Annex A - 82 -
Annex B Annex C 
PRIMATES 
Leaurldae 
Chelrogaleldae 
Indrlldae 
Daubenton IIdae 
Lor isIdae 
TarsiIdae 
Calllthrlcldae PRIMATES spp. • -301 (II) 
Cat I la IconIdae 
Cebldae 
Cercoplthecldae Leaurldae spp. (I) 
Chelrogaleldae spp. (I) 
Indrlldae spp. (I) 
Oaubentonla aadagascarlensls (I) 
Nyctlcebus pygaaeus (II) 
Tar8lu8 puai lus (II) 
Tars lus syrlchta (II) 
Calllthrlx huaerallfer (II) 
Caliithrlx Jacchus aurlta (I) 
Calllthrlx Jacchus flavlceps (I) 
Leontoplthecus spp. -302 (I) 
Sagulnus blcolor (I) 
Sagulnus leucopus (I) 
Sagulnus oedlpus -303 (I) 
Calllalco goeldll (I) 
Alouatta pa 11 lata (I) 
AteIes spp. x702 
Brachyteles arachnoïdes (I) 
Cacajao spp. (I) 
Calllcebus personatus (II) 
Chlropotes alblnasus (I) 
Lagothrix spp. x703 
Sa I at I r I oerstedll (I) 
Allenoplthecus nlgrovlrldls (II) 
Cercocebus ga1er Itus x704 
Cercoplthecus dlana -304 (I) 
- 83 -
Annex A Annex B Annex C 
Hylobatldae 
PongIdae 
EDENTATA 
Myraecophagldae 
Bradypodldae 
Choloepldae 
Dasypodldae 
PHOLIDOTA 
ManIdae (I) Cercoplthecus solatus (II) 
Co Iobus pennant 11 x705 
CoIobus preussl (II) 
Co Iobus rufoBltratus -306 (I) 
CoIobus satanas (II) 
Macaca silenus (I) 
Nasal Is spp. -307 (I) 
Paplo leucophaeus -308 
Paplo sphinx -308 (I) 
Presbytls enteI lus (1) 
Presbytls franco Is I (II) 
Presbytls gee I (I) 
Presbytls John 11 (II) 
Presbytls plleata (I) 
Presbytls potenzlanl (I) 
Pygathrlx spp. -309 (I) 
Hylobatldae spp. (I) 
PongIdae spp. (I) 
Bradypus torquatus 
Priodontes aaxlaus -311 Myraecophagldae spp. x706 
Bradypodldae spp.* x707 
Choloepldae spp. x708 
Dasypodldae spp.* x709 -
Manls spp.* x710 
Manls teiBlnckll (I) 
84 -
Annex A Annex B Annex C 
LAGOMORPHA 
Leporldae 
ROOENTIA 
GIIrIdae 
Sclurldae 
CastorIdae 
AnoBalurldae 
CrIcetIdae 
Arvlcolldae Caprolagus h IspIdus (I) 
Roaerolagus dlazl (I) 
Dryoays nltedula 
Muscardlnus avellanarlus 
Myoalaus roach I 
Cynoays aexlcanus (I) 
Ratufa Indlca (II) 
Sclurus anoaalus 
Speraophllus citeI lus 
Castor fiber 
CrIcetus crlcetus 
Mlcrotus cabrerae 
Mlcrotus oeconoaus arenlcola Lepus capons Is 
Lepus tlaldus 
Ratufa spp.* (II) 
Castor canadensis Eplxerus ebll (III. GH) 
Maraota caudate (111, IN) 
Maraota hlaalayana (III, IN) 
Sclurus deppel (III, CR) 
Anoaalurus beecroftl (III, GH) 
Anoaalurus derblanus (III, GH) 
Anoialurus pell (III, GH) 
Idlurus aacrotls (III, GH) 
Ondatra zIboth Ieus 
Annex A - 85 -
Annex B Annex C 
MurIdae 
Zapodldae 
Hystrlcldae 
Erethlzontldae 
Agoutldae 
Dasyproctldae 
Chlnchl11Idae 
Caproayldae 
CETACEA 
CARNIVORA 
CanIdae Leporlllus condltor (I) 
Pseudoays praeconls (I) 
Xeroays ayoldes (I) 
Zyzoays pedunculatus (I) 
Slclsta be tu Una 
Hystrlx crlstata (III, GH) 
Chinchilla spp. +201 (I) 
Caproaya spp. 
CETACEA spp. X711 
CanIs lupus** +202 x712 
Can I s rufus 
Canls sIaensIs 
Chrysocyon brachyurus (II) 
Cuon alplnus (II) 
Lycaon pIctus 
Speothos venatlcus (I) Canls aureus (III, IN) 
Canls latrans 
Canls lupus* -102 (II) 
Duslcyon spp. x713 
Urocyon spp. Sphlggurus aexicanus -385 (III, HN) 
Sphlggurus splnosus -385 (III, UY) 
Agouti paoa -388 (III, HN) 
Dasyprocta punctata (III, HN) 
Vulpes bengalens Is (III, IN) 
- 86 -
Annex A Annex B Annex C 
Ursldae 
Procyonldae 
Mustelldae Alluropoda aelanoleuca (I) 
Helarctos Balayanus (I) 
Melursus urslnus (I) 
Selenarctos thlbetanus -317 (I) 
Treaarctos ornatus (I) 
Ursus arctos** +203 x714 
Ursus arctos Isabel IInus (I) 
Ursus arctos prulnosus (I) 
Aonyx conglca** -319 +204 (I) 
Enhydra lutrls nereis (I) 
Gulo gulo 
Lutra fellna (I) 
Lutra longlcaudls -320 (I) 
Lutra lutra (I) 
Lutra provocax (I) Vulpes cana (II) 
Vulpes zerda -316 (II) 
Ursus aierlcanus (III, CA) 
Ursus arctos* -103 (II) 
Ursus aarltlaus -318 (II) 
Allurus fulgens (II) 
Procyon lotor 
Conepatus huiboldtll (II) 
Lutrlnae spp.* (II) Vulpes vulpes griffIthl (III, IN) 
Vulpes vulpes aontana (III, IN) 
Vulpes vulpes pus Ilia -387 (III, IN) 
Bassarlcyon gabbll (III, CR) 
Bassarlscus sualchrastl (III, CR) 
Nasua nasua -388 (III, HN) 
Nasua nasua sol I tar Ia (III, UY) 
Potos flavus (III, HN) 
Elra barbara (III, HN) 
Gal let Is vlttata -389 (III, CR) 
Martes aiericana 
Annex A 87 -
Annex B Annex C 
Vlverrldae Mustela lutreola 
Mustela nlgrlpes (I) 
Pteronura brésiliens Is (I) 
Cynogale bennettll (II) 
Eupleres goudotll -321 (II) 
Fossa fossa (II) 
Liber I let Is kuhnl 
Prlonodon llnsang (II) 
Prlonodon pardlcolor (I) Martes aartes 
Martes pennant I 
Martes zlbelllna 
Mustela eralnea (III, IN) 
Mustela putor lus 
Tax Idea taxus 
Cryptoprocta ferox (II) 
Genetta genetta 
Heal galus derbyanus (II) Martes flavlgula -390 (III, IN) 
Martes foina Intermedia (III, IN) 
Me 11 Ivora capensls (III. BN. GH) 
Mustela altalca (III, IN) 
Mustela kathlah (III. IN) 
Mustela slblrlca (III, IN) 
Arctlctls blnturong (III, IN) 
Clvettlctls civetta -391 (III. BN) 
Herpestldae Paguaa larvata (III. IN) 
Paradoxurus heraaphroditus (III. IN) 
Paradoxurus Jerdonl (III. IN) 
Vlverra aegasplla (III. IN) 
Vlverra zlbetha (III, IN) 
Vlverricula Indice (III. IN) 
Herpestes auropunctatus (III, IN) 
Herpestes ednardsI (III. IN) 
Annex A 88 -
Annex B Annex C 
Herpestes Ichneuaon 
Protelldae 
Hyaenldae 
Fel Idae Herpestes fuscus (III, IN) 
Herpestes salthll (III, IN) 
Herpestes urva (III, IN) 
Herpestes vlttlcollls (III. IN) 
Proteles cr(status (III. BN) 
Hyaena brunnea (I) 
Aclnonyx Jubatus (I) 
Fells badla (II) 
Fells bengalen8ls bengalensls** -104 (I) 
Fells caracal** +205 -322 (I) 
Fells concolor coryl (I) 
Fells concolor costarlcensls (I) 
Fells concolor cougar (I) 
Fells geoffroyl (II) 
Fella irloBotenala (II) 
Fells Jacob I ta (I) 
Fells lynx** +250 (II) 
Fells aaraorata (I) 
Fells nlgripes (I) 
Fells pardalIs (I) 
Fells pardlna -323 (I) 
Fells planlceps (I) 
Fells rublglnosa** +206 (I) 
Fells rufa esculnapae -324 (I) 
Fells sllvestrls (II) 
Fells teBBlnckl (I) 
Fells tlgrlna (I) 
Fells Nledll (I) 
Fells yagouaroundl** +207 (I) 
Neofells nebulosa (I) 
Panthera leo pers lea (I) 
Panthera onca (I) 
Panthera pardus (I) FelIdae spp.* (II) 
- 89 -
Annex A Annex B Annex C 
Panthera tlgrls (I) 
Panthera une Ia (I) 
PINNIPEDIA 
Otarlldae 
Odobenldae 
Phocldae 
TUBULIDENTATA 
Orycteropodldae 
PROBOSCIDEA 
ElephantIdae 
SIRENIA 
DugongIdae Arctocephalus phlllppll (II) 
Arctocephalus townsendl (I) 
Euaetoplas Jubatus 
Cystophora cristate *520 
Monachus spp. (I) 
Phoca groenlandica *521 
Elephas aaxlaus (I) 
Loxodonta africana (I) 
Dugong dugon x715 Arctocephalus spp.* (II) 
Neophoca clnerea 
Phocarctos hooker I 
Odobenus rosearus (III. CA) 
Cystophora crlstata *520 
Erlgnathus barbatus 
Hallchoerus grypus 
MIrounga spp.(II) 
Phoca groenlandica *521 
Phoca hlsplda 
Phoca v I tu Una 
Orycteropus afer (II) 
- 90 -
Annex A Annex B Annex C 
TrIchechIdae 
PERISSODACTYLA 
Equldae 
TapirIdae 
Rhlnocerotldae 
ARTIODACTYLA 
SuIdae 
Tayassuldae 
Hlppopotaaldae 
Caaelldae 
Tragulldae 
Cervldae TrIchechIdae spp. x716 
Equus afrlcanus (I) 
Equus grevyl (I) 
Equus heal onus -325 x717 
Equus przewalskll (I) 
Equus zebra zebra (I) 
TapirIdae spp.** (I) 
Rhlnocerotldae spp. (I) 
Babyrousa babyrusaa (I) 
Sus sa Ivan Ius (I) 
Catagonus wagnerl (I) 
Choeropsls liber lens Is (II) 
Vicugna vicugna -107 •• (I) 
Blastocerus dlchotoaus (I) 
Cervus daaa aesopotaalcus -326 (I) 
Cervus duvauceli (I) Equus zebra hartaannae (II) 
Taplrus terrestris (II) 
Tayassuldae spp.* -106 (II) 
Hippopotaaus aaphlblus (III. GH) 
Laaa guanlcoe (II) 
Vicugna vicugna* +209 *501 (II) 
Hyeaoschus aquat1eus (III, GH) 
Cervus eiaphus bactrlanus (II) 
Cervus eiaphus barbarus (III, TN) 
- 91 -
Annex A Annex B Annex C 
Bovldae Cervus eiaphus corslcanus 
Cervus eiaphus hang lu (I) 
Cervus eld I (I) 
Cervus poreInus annaaUlcus -327 (I) 
Cervus poreInus calaalanensls -327 (I) 
Cervus porclnus kuhll -327 (I) 
Hlppocaaelus spp. (I) 
Moschus spp. x718 
Muntlacus crlnlfrons (I) 
Muntlacus feal 
Ozotoceros bezoartlcus (I) 
Pudu pudu (I) 
Addax nasoaaculatus (I) 
Antllocapra aaerlcana aexlcana (II) 
Antllocapra aaerlcana pen Insular I s (I) 
Antllocapra aaerlcana sonorlensls (I) 
Bison bison athabascae (I) 
Bos gaurus -328 (1) 
Bos autus -329 (I) 
Bos sauve 11 -330 (I) 
Bubalus depress Icorn I s -331 (I) 
Bubalus alndorensls -331 (I) 
Bubalus quarlesl -331 (I) 
Capra aegagrus 
Capra falconer I x719 Pudu aephIstoph11es (II) 
Aaaodorcas Clarke I 
ABBOtragus lervla (II) 
Antllocapra aaerlcana* 
Bos Javanlcus 
Budorcas taxicolor (II) Mazaaa aaerlcana ceraslna (III. GT) 
Odocolleus vlrglnlanus aayensls (III. GT) 
Antilope cervlcapra (III. NP) 
Boocercus eurycerus -392 (III. GH) 
Bubalus arnee -393 (III. NP) 
92 -
Annex A Annex B Annex C 
Capra pyrenalca pyrenalca 
Capricorn Is suaatraensls (I) 
Cephalophus Jentlnkl (I) 
Gazella daaa (I) 
Hlppotragus nlger variant (I) 
Neaorhaedus goral (I) 
Oryx daaaah -332 (I) 
Oryx leucoryx (I) 
OvIs aaaon hodgsonl (I) 
OvIs Buslaon 
OvIs oriental Is ophion -333 (I) 
OvIs vlgnel (I) 
Pantholops hodgsonl (I) 
Ruplcapra ruplcapra balean lea 
Ruplcapra ruplcapra ornata (I) Capra Ibex 
Capra pyrenalca * 
Cephalophus spp.* x720 
Daaallscus dorcas dorcas (II) 
Oaaallscus hunter I 
Gazella spp.* x721 
Healtragus spp. 
Hlppotragus equInus (II) 
Kobus leche (II) 
OvIs aaaon* (II) 
OvIs canadensis +211 (II) 
Ruplcapra ruplcapra* 
Tragelaphus buxtonl Daaallscus lunatus (III. GH) 
Tetracerus quadrlcornis (III. NP) 
Tragelaphus spekel (III. GH) 
AVES Annex A - 93 -
Annex B Annex C 
STRUTHIONIFORMES 
StruthIonIdae Struthlo caaelus +212 (I) 
RHEIFORMES 
Rheldae Pterocneala pennata (I) 
CASUARIIFORMES 
Casuarlldae 
TINAMIFORMES 
TinaaIdae 
SPHENISCIFORMES 
Sphenlscldae 
6AVI IFORMES 
Gavlldae 
PODICIPEDIFORMES 
PodIclpedIdae Tlnaaus sol I tar lus (I) 
Spheniscus huaboldtl (I) 
Gavlldae spp. 
Podlceps auritus 
Podlceps crIstatus 
Podlceps grlsegena 
Podlceps nlgrlcollls Rhea aaerlcana x722 
Casuarlldae spp. 
Rhynchotus rufescens x723 
Spheniscus deaersus (II) 
Podlceps najor 
PROCELL ARM FORMES 
Dloaedeldae Annex A 
Podllyabus glgas (I) 
Tachybaptus ruflcollls 
Dloaedea albatrus (I) 
DIoaedea aesterdaaensIs - 94 -
Annex B 
Pod 11y«bus podlceps 
Dloaedea exulans 
Dloaedea aelanophrls Annex C 
ProcellarlIdae 
Hydrobatldae 
PELECANIFORMES 
Phaethontldae 
Pelecanldae Bulwerla bulwerll 
Calonectrls dloaedea 
Fulaarus glacial Is 
Pterodroaa aollls feae 
Pterodroaa aollls aadelra 
PuffInus asslallls 
Puff Inus gravis 
PuffInus grlseus 
PuffInus puffInus 
Hydrobates pelagieus 
Oceanodroaa castro 
Oceanodroaa leucorhoa 
Ocean I tes ocean Ieus 
Pelagodroaa aarlna Daptlon capense 
Pterodroaa hasltata 
Oceanodroaa aonorhls 
Phaethon aethereus 
Pelecanldae spp.* 
Pelecanus crlspus (I) 
- 95 -
Su IIdae 
PhalacrocoracIdae 
Fregatldae 
CICON 11FORMES 
Ardeldae Annex A 
Pelecanus onocrotalus 
Pelecanus phi IIppensls 
Morus bassanus 
Sula abbottl (I) 
Halletor pygaeus 
Phalacrocorax arlstotells 
Phalacrocorax carbo 
Fregata andrewsl (I) Annex B Annex C 
Ardea clnerea 
Ardea huablotl 
Ardea laper la I Is 
Ardea purpurea 
Ardeola ra Ho Ides 
Botaurus stellar Is 
Bubulcus Ibis -394 (III. GH) 
Casaerodlus albus -395 (III. GH) 
Egretta eulophotes 
Egretta garzetta (III. GH) 
Gorsachlus go IsagI Sula dactylatra 
Su Ia leucogaster 
Fregata aagnIf Icons 
Agaala agaal 
Ardea herodlas 
Ardea suaatrana 
Ardeola Idae 
Botaurus lentlglnosus 
Butor Ides strlatus 
Egretta gularls 
Egretta thuia Ardea got lath (III. GH) 
- 96 -
BataenlcIpItIdae 
ScopIdae 
C Icon IIdae 
Thresklornlthldae Annex A 
Gorsachlus aagnlflcus 
Ixobrychus a Inutus 
Nyctlcorax nyctlcorax 
Balaenlceps rex (II) 
CIcon la cIcon la x725 
Clconla nigra (II) 
CIcon Ia eplscopus store I 
Jablru aycterla (I) 
Leptoptllos dub Ius 
Leptoptllos Javanlcus 
Mycteria clnerea (I) 
Gerontlcus calvus (II) 
Gerontlcus erealta (I) 
Nippon la nippon (I) 
Platalea leucorodla (II) 
Platalea alnor 
Plegadls falclnellus 
Thauaatlbls glgantea Annex B Annex C 
Gorsachlus aelanolophus 
Hydranassa caerulea 
Hydranassa tricolor 
Hydranassa vlnacelgula 
Ixobrychus eurhythaus 
Ixobrychus exllls 
Ixobrychus sturalI 
Tlgrlsoaa fasclatua 
Zebrllus undulatus 
Scopus uabretta 
CIcon IIdae spp.* x724 
Thresklornlthldae spp.* x726 
PhoenIcopterIdae PhoenIcopterIdae spp.* (II) 
- 97 -
ANSERIFORMES 
Ann laIdae 
Anatldae Annex A 
Phoenlcopterus ruber (II) Annex B Annex C 
Anas aaerlcana 
Anas aucklandlca neslotis (I) 
Anas discors 
Anas laysanensls -334 (I) 
Anas oustaletl (I) 
Anas rubrlpes 
Anser caerulescens 
Anser erythropus 
Aythya col 1er is 
Aythya Innotata Chauna chavarla 
Alx sponsa 
Anas acuta (III, GH) 
Anas aucklandlca* x727 
Anas bernlerl (II) 
Anas elypeata -396 (III, GH) 
Anas crecca (III, GH) 
Anas foraosa 
Anas pane lope (III, GH) 
Anas platyrhynchos 
Anas querquedula (III, GH) 
Anas strepéra 
Anser alblfrons 
Anser anser 
Anser faballs 
Aythya affinis 
Aythya baerl 
Aythya ferlna 
Aythya fullgula Alopochen aegyptlacus (III, GH) 
Anas capensls (III, GH) 
- 98 -
Annex A Annex B Annex C 
Aythya nyroca -397 (III, GH) 
Branta canadensis leucoparela (I) 
Branta leucopsls 
Branta ruflcollls (II) 
Branta sandvlcensls (I) 
Calrlna scutulata (I) 
Cygnus coluablanus ben Ick11 
Cygnus cygnus 
Maraaronetta angustlrostrls 
Me Ian Itta persplclI lata 
Mergus a Ibe I lus Aythya mari la 
Branta bernlcla 
Branta canadensis* 
Bucephala albeola 
Bucephala clanguia 
Bucephala Is land lea 
Clangula hyeaalls 
Coscoroba coscoroba (II) 
Cygnus coluablanus* x728 
Cygnus aelanocoryphus (II) 
Cygnus olor 
Dendrocygna arborea (II) 
Dendrocygna blcolor -398 (III, GH, HN) 
Dendrocygna vlduata (III, GH) 
Histrionlcus hlstrlonlcus 
Hyaenolalaus aalacorhynchus 
Me Ian Itta fusca 
Me Ian Itta nigra 
Mergus cucullatus 
Mergus aerganser 
Mergus octosetaceus 
Mergus serrator 
Mergus squamatus 
Neochen Jubatus Calrlna aoschata (III. HN) 
Dendrocygna autuanalls (III. HN) 
- 99 -
FALCONIFORMES 
Cathartldae 
PandIonIdae 
Acclpltrldae Annex A 
Oxyura leucocephala (II) 
Rhodonessa caryophyllacea p.e.(l) 
Soaaterla spectablI Is 
Tadorna cristate 
Tadorna ferruglnea 
Tadorna tadorna Annex B 
Gyanogyps calIfornlanus (I) 
Vultur gryphus (I) 
PandIon hallaetus (II) 
AceIpIter brevlpes (II) 
AceIpIter gentil Is (II) 
AceIpIter nlsus (II) 
Aegyplus aonachus (II) 
Aqulla chrysaetos (II) 
Aqulla clanga (II) 
Aqulla hellaca (I) 
Aqulla poaarlna (II) 
Buteo buteo (II) 
Buteo galapagoensls (II) 
Buteo rldgwayl (II) 
Buteo ruflnus (II) 
Buteo lagopus (II) 
Chondrohlerax unclnatus wlIson 11 (I) Netta ruflna 
Polystlcta stel1er I 
Sarkldlornls aelanotos (II) 
Soaaterla nolllsslaa Annex C 
Nettapus aurltus (III. GH) 
Plectropterus gaabensls (III. GH) 
Pteronetta hartlaubll -399 (III, GH) 
Cathartldae spp.* x729 
Acclpltrldae spp.* (II) 
- 100 -
Annex A Annex B 
Clrcaetus gal Ileus (II) 
Circus aeruglnosus (II) 
Circus cyaneus (II) 
Circus aacrourus (II) 
Circus pygargus (II) 
Elanus caeruleus (II) 
Eutrlorchls astur (II) 
Gypaetus barbatus (II) 
Gyps fulvus (II) 
Hallaeetus alblcllla (I) 
Hallaeetus leucocephalus (I) 
Hallaeetus pelagieus (II) 
Hallaeetus sanfordl (II) 
Hallaeetus voclferoldes (II) 
Harp la harpyja (I) 
Henlcopernls Infuscata (II) 
Hleraaetus fasclatus (II) 
Hleraaetus pennatus (II) 
Leucopternls lacernulata (II) 
Leucopternls occidental Is (II) 
Ml Ivus a Igrans (II) 
MlIvus allvus (II) 
Neophron percnopterus (II) 
Pern Is aplvorus (II) 
Plthecophaga Jefferyl (I) 
Spllornls cheela klnabaluensls (II) 
Spllornls elglnl (II) 
Splzaetus bartelsl (II) 
SaglttarIIdae SaglttarlIdae spp. (II) 
Fa IconIdae Fa IconIdae spp.* (II) 
Faico araea (I) 
Faico bIaraIeus (II) 
Faico cherrug (II) 
Faico coluabarlus (II) 
Faico eleonorae (II) Annex C 
- 101 -
GALLIFORMES 
Megapodlldae 
CracIdae 
Phaslanldae Annex A 
Faico Jugger (I) 
Faico nauaannl (II) 
Faico newton I aldabranus (I) 
Faico peregrlnus «336 (I) 
Faico punctatus (!) 
Faico rustIcolus (I) 
Faico subbuteo (II) 
Faico tlnnunculus (II) 
Faico vespertInus (II) Annex B Annex C 
Macrocephalon aaleo (I) 
Aburrla Jacutlnga -337 (I) 
Aburrla plplle plplle -337 (I) 
Crax albert I (III. CO) 
Crax bluaenbachll (I) 
Crax globulosa (III. CO) 
Crax altu altu -338 (I) 
Oreophasis derblanus (I) 
OrtalIs erythroptera 
Penelope alblpennls (I) 
Penelope barbate 
Penelope dabbenel 
Penelope ochrogaster 
Peneloplna nigra (III, GT) 
Agelastes aeleagrldes (III, GH) 
A lector Is chukar Megapodlldae spp.* 
Cracldae spp.* x730 
Afropavo congensls 
A lector Is barbara 
A lector Is graeca Agrlocharls ocellata (III, GT) 
- 102 -
Annex A Annex B Annex C 
Arborophlla ardens 
Arborophlla rufIpectus 
Catreus walllchll (I) 
ColInus vlrglnlanus rldgwayl (I) 
Crossoptllon crossoptllon (I) 
Crossoptllon aantchurlCUB (I) 
Franco IInus franco IInus 
Lophophorus spp. (I) 
Lophura bulwerl 
Lophura edwardsl (I) 
Lophura hatlnhensls 
Lophura laper la I Is (I) 
Lophura swlnholl (I) 
Odontophorus strophlua 
Ophrysa superclllosa A lector Is rufa 
Arborophlla spp.1 x731 
Argus I anus argus (II) 
Bonasa bonasla 
Coturnlx coturnlx 
Cyrtonyx aontezuaae x732 
Gal lus sonneratll (II) 
Ithaglnls cruentus (II) 
Lagopus lagopus 
Lagopus autus 
Lophura spp.* x733 
Pavo autlcus (II) 
Perdlx perdlx 
Phaslanus coleh Ieus 
Polyplectron blcalcaratua (II) Caioperdlx oculea (III. MY) 
Melanoperdlx nigra (ill. MY) 
103 -
Annex A 
Polyplectron enphanua (I) 
Rhelnardla ocellata -339 (I) 
SyreatIeus elIloti (I) 
Syraatlcus hualae (I) 
Syraatlcus alkado (I) 
TetraogallU8 casplus (I) 
Tetraogallus tlbetanus (I) 
Tragopan blythll (I) 
Tragopan cabotl (I) 
Tragopan aelanocephalus (I) 
Tyapanuchus cup Ido attwaterl (I) Annex B 
Polyplectron geraalni (II) 
Polyplectron aalacense (II) 
Tetrao tetrlx 
Tetrao urogallus Annex C 
Polyplectron Inop Inatua (ill, MY) 
Rhlzothera longlrostrls (III, MY) 
Rollulus rouloul (III, MY) 
Tragopan sstyre (III, NP) 
GRUIFORMES 
Mes Itorn IthIdae 
Turn leIdae 
Pedlonoaldae 
Gruldae Turn Ix syIvat lea 
Bugeranus carunculatus (II) 
Grus aaerlcana (I) 
Grus canadensis x734 
Grus grus (II) 
Grus Japonensls (I) Mesltornlthldae spp. 
Turn Ix aelanogaster (II) 
PedlonoBus torquatus (II) 
Gruldae spp.* (II) 
- 104 -
Annex A Annex B Annex C 
Psophlldae 
RailIdae 
Rhynochetldae 
OtIdIdae Grus leucogeranus (I) 
Grus aonacha (I) 
Grus nlgrlcollls (I) 
Grus vlplo (I) 
Crex crex 
Fullea crIstata 
Notornls aantelll 
Porphyrlo porphyrlo 
Porzana parva 
Porzana porzana 
Porzana pus Ilia 
Trlcholianas syivestrls (I) 
Rhynochetos Jubetus (I) 
Chlaaydotls undulata (I) 
Chorlotls nlgrlceps (I) 
Houbaropsls bengalens Is -340 (I) 
Otis tarda (II) 
Sypheotldes Indies (II) 
Tetrax tetrax (ll) Psophlldae spp. 
Fullea aaerlcana 
Fullea atra 
Gal I Inula chloropus 
Gal I Irai lus austral Is hector I (II) 
Llanocorax flavI rostra 
Porphyrula a I lent 
Porphyrula Bart Inlea 
Porzana Carolina 
Rallus aquatlcus 
OtIdIdae spp.* (II) 
- 105 -
Annex A 
CHARADRI(FORMES 
Haeaatopodldae 
Recurvlrostrldae 
Burhlnldae 
Glareolldae 
Charadrlldae 
Scolopacldae H leantopus h leantopus 
Hlaantopus novaezelandlae 
RecurvI rostra avosetta 
Burhlnus oedlcneaus 
Cursor lus cursor 
Glareola pratincole 
Glareola nordaannl 
Charadrlus alexandrlnus 
Charadrlus dubIus 
Charadrlus h let leu la 
Eudroalas aorlnellus 
Vane I lus splnosus 
Act It Is hypoleucos 
Act It Is aacularla 
Arenarla Interpres Annex B 
Haeaatopus ostralegus 
Recurvlrostrldae spp.* Annex C 
Glareola aaldlvarua 
Pluvlanus aegyptlus 
Charadrlus as Iat!eus 
Cha radrIus Ieschenau1111 
Charadrlus aongolus 
Charadrlus sea Ipa leatus 
Charadrlus voclferus 
Pluvial Is aprlcarla 
Pluvial Is doalnlca 
Pluvial Is squatarola 
VaneI lus gregarlus 
VaneI lus leucurus 
VaneI lus vaneI lus Burhlnus blstrlatus (III, GT) 
- 106 -
Annex A Annex B Annex C 
Cal Idrls alba 
Calldrls alplna 
CalIdrls ferruglnea 
CalIdrls aarltlaa 
Calldrls aelanotos 
Calldrls alnuta 
Calldrls teealnckll 
GallInago aedla 
Llalcola falclnetlus 
Nuaenlus boreal Is (I) 
Nuaenlus tenulrostrls (I) 
Phalaropus lobatus Bartraala longlcauda 
CalIdrls acunlnata 
Calldrls balrdll 
Cal Idrls canutus 
Cal Idrls fusclcol Ms 
Calldrls aaurl 
Calldrls alnutllla 
Calldrls pus Ilia 
Calldrls rufIcollls 
Calldrls subalnuta 
Calldrls tenulrostrls 
Catoptrophorus sealpalaatus 
Gal Iinago gal IInago 
Heteroscelus brevlpes 
Llanodroaus grlseus 
LIanodroaus scoIopaceus 
Llanodroaus sealpalaatus 
Llaosa haeaastlca 
Llaosa lapponlca 
Llaosa llaosa 
Lyanocryptes Bin IBUS 
Mlcropalaaa hlaantopus 
Nuaenlus arquata 
Nuaenlus a Inutus 
Nuaenlus phaeopus 
- 107 -
StercorarlIdae 
Lar!da9 Annex A 
Phalaropus fulicarlus Annex B Annex C 
Trlnga glareola 
Trlnga guttlfer (I) 
Trlnga ochropus 
Trlnga stagnât 11 Is 
Xenus clnereus 
Catharacta skua 
Stercorarlus longicaudus 
Stercorarlus parasiticus 
Stercorarlus poaarlnus 
Chi I don las hybrldus 
Chi Idon Ias leucopterus 
Chi I don I as nlger 
Geloche IIdon nllot lea 
Hydropogne caspla 
Larus audoulnli 
Larus cachlnnans 
Larus gene I 
Larus gfaucoldes Phalaropus tricolor 
Philoaachus pugnax 
Scolopax rustlcola 
Trlnga erythropus 
Trlnga flavlpes 
Trlnga aelanoleuca 
Trlnga nebular la 
Trlnga sol I tar la 
Trlnga totanus 
Tryngltes subrufIcollIs 
Anous stolldus 
Larus argentatus 
Larus atrlcllla 
Larus canus 
Larus clrrocephalus 
Larus delawarensis 
Larus fuscus 
- 108 -
Alcldae Annex A 
Larus hyperboreus 
Larus aelanocephalus 
Larus alnutus 
Larus re I ictus (I) 
Rlssa tridactyla 
Sterna alblfrons 
Sterna dougallll 
Sterna hlrundo 
Sterna paradlsaea 
Thalasseus sandvlcensls 
Xeaa sabInI 
A lea torda 
Alie alia 
Cepphus grylle 
Fratercula arctlca 
Urla aalge Annex B 
Larus Ichthyaetus 
Larus leucophthalBUS 
Larus aarInus 
Larus Philadelphia 
Larus plplxcan 
Larus rldlbundus 
Pagophlla alba 
Rhodostethla rosea 
Sterna a Ieut lea 
Sterna anaethetus 
Sterne elegans 
Sterna forsterl 
Sterna fuscata 
Thalasseus bengalensl 
Thalasseus aaxlaus Annex C 
Urla loavla 
COLUMBIFORMES 
Pteroclldldae Pterocles alchata 
- 109 -
Coluabldae Annex A 
Pterocles oriental Is 
Syrrhaptes paradoxus 
Caloenas nlcobarlca (I) 
Claravis godefrlda 
Coluaba bollll 
Coluaba carlbaea 
Coluaba Junonlae Annex B Annex C 
Coluaba trocaz 
Dldunculu8 strlglrostrls 
DrepanoptI la ho loserIcea 
Ducula aurorae 
Ducula galeata 
Ducula go I lath 
Ducula alndorensls (I) 
Ducula ahartonI 
Gal IIcoluaba erythroptera 
Geotrygon canlceps 
LeptotI la net Is I 
Nesoenas aayerl -403 (III, MU) 
Ptlllnopus button I 
Ptlllnopus roselcapllla Pterocles senegaI lus 
Alectroenas spp. 
Coluaba llvla (III, GH) 
Coluaba oenas 
Coluaba oil viae 
Coluaba paluabus 
Oucula spp.* 
Gal IIcoluaba spp.* x735 
Goura spp. (II) 
Otldlphaps nobilis Coluaba guinea (III, GH) 
Coluaba Irid Itorques -402 (III, GH) 
Coluaba unlclncta (III. GH) 
Oena capensls (III. GH) 
- 110 -
Annex A 
PSITTACIFORMES Annex B 
Streptopella decaocto 
Streptopella oriental Is 
Streptopella senega lens Is (III, GH) 
Streptopella turtur (III, GH) Annex C 
Streptopella decIplens (III, GH) 
Streptopella roseogrlsea (ill, GH) 
Streptopella sealtorquata (III. GH) 
Streptopella vlnacea (III, GH) 
Treron calva -404 (III, GH) 
Treron waalla (III, GH) 
Turtur abyss In I eus (III, GH) 
Turtur afer (III, GH) 
Turtur brehaerl -405 (III, GH) 
Turtur tyapanlstrla -406 (III. GH) 
Zenalda aacroura graysonl 
PSITTACIFORMES spp.* -111 X736 
Aaazona agi I Is (II) 
Aaazona arauslaca (I) 
Aaazona barbadensls (I) 
Aaazona brésiliens Is (I) 
Aaazona collar la (II) 
Aaazona dufresniana rhodocorytha (I) 
Aaazona gulldlngll (I) 
Aaazona laper la I Is (I) 
Aaazona leucocephala (I) 
Aaazona prêtre I (I) 
Aaazona tucuaana (I) 
Aaazona ventral Is (II) 
Aaazona versicolor (I) 
Aaazona vlnacea (I) 
Aaazona vlttata (I) 
Anodorhynchus spp. (I) 
Ara aablgua (I) 
Ara glaucogularls -341 (I) 
Ara aacao (I) 
- 111 -
Annex A Annex B Annex C 
Ara aaracana (I) 
Ara allltarls (I) 
Ara rubrogenys (I) 
Aratlnga euops (II) 
Aratlnga guarouba (I) 
Brotogerls pyrrhopterus (II) 
Cacatua aoluccensls (I) 
Charaosyna diadeaa (II) 
Cyanopsltta splxll (I) 
Cyanoraaphus aurlceps forbes I (I) 
Cyanoraaphus novaezelandlae (I) 
Geopslttacus occidental Is p.e.(l) 
Leptoslttaca branickll (II) 
Lor lus tibialis (II) 
Neopheaa chrysogaster (I) 
Ognorhynchus Icterotls (I) 
Opopsltta dlophthalaa coxenl -342 (I) 
Pezoporus waI Ileus (I) 
Plonopsltta pi leata (I) 
Probosclger aterrleus (I) 
Prosopele spp. (II) 
Psephotus chrysopteryglus (I) 
Psephotus puIcherrIBUS p.e.(l) 
Pslttacula echo (I) 
Pslttacula Interaedla (II) 
Pslttacus erlthacus prlnceps (I) 
Pyrrhura cruentata (I) 
Pyrrhura hypoxantha (II) 
Rhynchopsltta spp. (I) 
Strlgops habroptllus (I) 
Tanygnathus heterurus (II) 
Vlnl spp. (II) 
CUCULIFORMES 
Musophagldae Musophagldae spp.* x737 
Tauraco banneraanI 
Cuculldae - 112 -
Annex A 
Tauraco porphyreolophus -343 (II) 
Tauraco ruspolll 
Centropus chlororhynchus 
Claaator glandarlus 
Cuculus canorus Annex B Annex C 
Coccyzus aaerlcanus 
Coccyzus erythrophthalaus 
STRIGIFORMES 
TytonIdae 
Strlgldae 
CAPRIMULGIFORMES 
Caprlaulgldae Tyto alba (II) 
Tyto souaagnel (I) 
Aegollu8 funereus (II) 
Aslo flaaaeus (II) 
Aslo otus (II) 
Athene blewlttl (I) 
Athene noctua (II) 
Bubo bubo (II) 
Glaucldlua passer Inua (II) 
Nlnox novaeseelandlae royana (I) 
Nlnox squaalplla natal Is (I) 
Nyctea scandlaca (II) 
Otus gurneyl -344 (I) 
Otus Ireneae (ll) 
Otus scops (II) 
Strlx aluco (II) 
Strlx uralensls (II) Tytonldae spp.* (II) 
Strlgldae spp.* (II) 
Caprlaulgus aegyptlus 
Caprlaulgus europaeus 
Caprlaulgus ruflcollk 
APOD IFORMES 
ApodIdae 
Apus apus 
Apus caffer 
Apus aelba 
Apus paIlldus Annex A 
Trochiildae 
TROGONIFORMES 
Trogonldae 
CORAC11FORMES 
Alcedlnldae 
MoBotldae 
Meropldae 
Coraclldae 
Upupldae 
Bucerotldae Giaucls dohrnll -345 (I) 
Pharoaachrus aoeinno (I) 
Alcedo atthls 
Merops apIaster 
Coracles garrulus 
Upupa epops - 113 -
Annex B 
Chordelles a Inor 
Apus affIn Is 
Apus paclflcus 
Chaetura pelag lea 
Hlrundapus caudacutus 
Trochiildae spp.* (II) 
Trogonldae spp.* 
Alcedlnldae spp.' 
Moaotldae spp. 
Meropldae spp.* 
Coraclldae spp.* Annex C 
Bucerotldae spp.* x738 
- 114 -
PIC IFORMES 
Cap ItonIdae 
Ramphastldae 
Plcldae 
PASSER(FORMES 
CotIngIdae 
Plttidae Annex A 
Buceros blcorn Is hoaral (I) 
Rhlnoplax vlgll (I) Annex B Annex C 
Seanornls raaphastlnus (III. CO) 
Raaphastldae spp. x739 
Caapephllus laper la Ils (I) 
Caapephllus principalis 
Dryocopus Javensls richardsI (l) 
Dryocopus aartlus 
Jynx torqullla 
PIcoIdes leucotos 
PIcoIdes aajor 
PI coldes aedlU8 
Plcoldes alnor 
PIcoldes syriacus 
Plcoldes trldactylU8 
PIeus canus 
Plcus vlrldls 
Sapheoplpo noguchll 
Cotlnga aaculata (I) 
Xlpholena atropurpurea (I) 
Pltta gurneyl (I) 
Pltta kochl (I) Sphyraplcus varlus 
CotIngIdae spp.* x740 
Plttidae spp.* x741 
Atrlchornlthidae Atrichornls claaosus (I) 
- 115 -
Annex A Annex B Annex C 
AlaudIdae 
Calandre I la clnerea brachydactyla 
Calandre I la rufescens 
ChersophI lus dupontl 
Ereaophlla alpestrls 
Ga 1er Ida cristate 
Ga1er Ida theklae 
Lullula arborea 
Melanocorypha calandra Alaeaon a Iaudipes 
Alauda arvensls 
Aanoaanes clncturus 
Ereaophlla bllopha 
Melanocorypha blaaculata 
Melanocorypha leucoptera 
Melanocorypha yeltonlensls 
Hlrundlnldae Cecropls daurlca 
Dellchon urblca 
Hlrundo rustics 
PseudochelIdon slrlntarae (I) 
Ptyonoprogne rupestrls 
Rlparla rlparla PetrochelIdon pyrrhonota 
MotaclIIIdae Anthus berthelotll 
Anthus caapestrls 
Anthus cervlnus 
Anthus hodgsonl 
Anthus pratensls 
Anthus novaeseelandlae richard I 
Anthus splnoletta** 
Anthus trivial Is 
MotaclI la alba Anthus godlewskli 
Anthus gustavl 
Anthus splnoletta rubescens 
- 116 -
Pycnonotldae 
Lan IIdae 
Boabyclllldae 
Clnclldae 
Troglodytldae 
M laIdae 
Pruned Idae 
Muse leapidae Annex A 
MotaclI la clnerea 
MotaclI la flava 
Lanlus collurlo** 
Lan Ius excubltor 
Lanlus a Inor 
Lanlus nub Ieus 
Lanlus senator 
Boabycllla garru lus 
Cine lus cInclus 
Troglodytes troglodytes 
Mlaodes graysonl 
RaaphocIndus brachyurus 
Prunella collar Is 
Prunella aodularls Annex B Annex C 
Acrocephalus arundlnaceus 
Acrocephalus pa IudIcola 
Acrocephalus palustrls 
Acrocephalus schoenobaenus 
AcrocephaIus scIrpaceus Motacllia cltreola 
Pycnonotus barbatus 
Lanlus collurlo Isabel IInus 
Lanlus crlstatus 
Duaetella carolInensls 
Toxostoaa rufua 
Prunella aontanella 
Acrocephalus aedon 
Acrocephalus agricole 
Acrocephalus duaetorua 
- 117 -
Annex A Annex B Annex C 
Alethe choloensls 
Bebrornls roderlcanus (III. MU) 
Cettla cettl 
Clstlcola June IdIs 
Copsychus sechellarua 
Dasyornls broadbentl 11tore I Is p.e. (I) 
Dasyornls longlrostrls (I) 
Erlthacus lusclnla 
Erlthacua aegarhynchos 
Erlthacus rubecula 
Erlthacus sveclcus 
Erythropygla galactotes 
Flcedule elblcollls 
Flcedule hypoleuca 
Flcedula parve 
Hippo la Is Icterlna 
Hippo la la olivetorua 
Hlppolals pallida 
Hippo la Is polyglotte 
Lloclchla oaelensls 
Locuste I la fluvlatllls 
Locuste I la lusclnloldes 
Locuste I la naevla 
Lusclnlola aelanopogon Catharus fuscescens 
Catharus guttatus 
Catharus a In IBUS 
Catharus ustulatus 
Conostoaa oeaodlua 
Hlppolals cal Igata 
Hyloclchla austellna 
Iran Ia guttural Is 
Lelothrlx spp. 
Locuste I la certhlola 
Locuste I la fasclolata 
Locuste I la lanceolate 
Lusclnla calliope 
- 118 -
Annex A 
Montlcola saxatlI Is 
Mont IcoI a sol I tar lus 
Musclcapa striata 
Myadestes I ana I ensls -480 
Myadestes ayadestlnus -481 
Mylagra freycinetl 
Oenanthe hi span lea 
Oenanthe Isabel Una 
Oenanthe leucura 
Oenanthe oenanthe 
Panurus bI ara Ieus 
Phaeornle pa leer I 
PhoenIcurus ochruros 
PhoenIcurus phoenlcurus 
Phylloscopus boneill 
Phylloscopus bor6alis 
Phylloscopus col IybI ta 
Phylloscopus Inornatus 
Phylloscopus proregulus 
Phylloscopus slbllatrlx 
Phy11oscopus t roch11oIdes 
Phylloscopus trochIlus 
Plcathartes spp. (I) 
Poaarea dlaldlata 
Poaarea nigra Annex B Annex C 
Musclcapa latlrostris 
Nltalra rueckl -346 (II) 
Oenanthe desert I 
Oenanthe leucopyga 
Oenanthe pleschanka 
Paradoxornls spp. 
Phoenlcurus aoussler 
Phylloscopus fuscatus 
Phylloscopus nltldus 
Phylloscopus schwarzl 
- 119 -
Annex A Annex B Annex C 
Regulus Ignleap 11 lus 
Regulus regulus 
Saxlcola dacotlae 
Saxlcola rubetra 
Saxlcola torquata 
Sylvia atrleap Ilia 
Sylvia borln 
Sylvia cant I Hans 
Sylvia coaaunls 
Sylvia consplclI lata 
Sylvia curruca 
Sylvia hortensls 
Sylvia aelanocephala 
Sylvia nlsorla 
Sylvia rueppelll 
Sylvia sarda 
Sylvia undata 
Terpslphone corvlna 
Turdus he 11er I 
Turdus torquatus Sylvia aystacea 
Sylvia nana 
Tarslger cyanurus 
Turdus lllacus 
Turdus aerula 
Turdus algratorlus 
Turdus nauaannl 
Turdus obscurus 
Turdus pallIdus 
Turdus phlloeelos 
Turdus pilaris 
Turdus ruflcollls 
Turdus un Icolor 
Turdus vise Ivorus 
Zoothera dauaa 
Zoothera naevla Tchltrea bourbonnensls -407 (III, MU) 
- 120 -
Annex A Annex B Annex C 
AegI thaiIdae 
Realzldae 
ParIdae 
Slttldae 
Certhlldee 
Nectar In IIdae 
Zosteropldae 
Mellphagldae Zoothera s lbIrlea 
AegI thaios caudatus 
Realz penduIInus 
Parus ater 
Parus caeruleus 
Parus crlstatus 
Parus lugubrls 
Parus aajor 
Parus aontanus 
Parus palustrls 
Sltta europaea 
Sltta krueperl 
Sltte neueayer 
Sltta whitehead! 
Tlchodroaa aurarla 
Certhle brachydactyla 
Certhla faalMarls 
Anthreptes pal IIdlgaster 
Anthreptes rectlrostrls rubrItorques 
Nectar Inla afra prlgoglnel 
Nectar Inla loverldgel 
Zosterops albogularls (I) 
Mellphaga cassldlx (I) 
Moho bishop I 
Mono braccatus Parus cyanus 
Nectar In IIdae spp.' 
Eaberlzldae Aaaodraaus sandwlchensls 
- 121 -
Annex A 
Catear lus lapponicus 
Eaberlza caesla 
Eaberlza calandra 
Eaberlza cia 
Eaberlza clrlus 
Eaberlza citrlnella 
Eaberlza hortulana 
Eaberlza aelanocephala 
Eaberlza pus I lia 
Eaberlza schoenlclus 
incasplza pulchra 
Neaosla rourel Annex B Annex C 
Plectrophenax nivalis 
Tangara fastuosa Eaberlza aureola 
Eaberlza brunlceps 
Eaberlza chrysophrys 
Eaberlza clneracea 
Eaberlza leucocephala 
Eaberlza pal Ias I 
Eaberlza rustics 
Eaberlze spodocephala 
Eaberlza strlolata 
Gubernatrlx cristate (II) 
Junco hyeaells 
Melosplza aelodie 
Paroaria spp. x742 
Passerelle lllaca 
Passer Ina cyanea 
Pheuctlcus ludovlei anus 
Plplio erythrophthalaus 
Thrauplnae spp.* -190 
Zonotrlchla alblcollls 
Zonotrlchla leucophrys 
- 122 
Annex A Annex B Annex C 
ParulIdae Dendrolca coronata 
Oendrolca fusca 
Dendrolca nagnolla 
Oendrolca pensylvanlca 
Dendrolca petechia 
Oendrolca striata 
Dendrolca tlgrlna 
Dendrolca vIrons 
Geothlypls trichas 
Mnlotllta varia 
Paru la aaerlcana 
Setophaga rut Id I la 
Selurus aurocaplllus 
Selurus noveboracensls 
Veralvora chrysoptera 
Veralvora peregrlna 
Wllsonia cltrlna 
Nllsonla pusllla 
Drepanldldae Healgnathus lueIdus 
Healgnathus obscurus 
Healgnathus wllsonl 
Loxops aaculata 
PslttI rostra pslttacea 
Vlreonldae Vlreo ollvaceus 
Vlreo phi ladeIphlcus 
Icterldae Dollchonyx oryzlvorus 
Icterus galbula 
Quisea Ius qulscula 
Xanthopsar flavus (III. UY) 
Frlnglllldae Acanthis cannablna 
Acanthis flaaaea 
Acanthls flavlrostrls 
Acanthis horneaannl 
Estr!!dldae Annex A 
CarduelIs carduel Is 
Carduells chloris 
CarduelIs cucullata -347 (I) 
Carduells splnus 
Carpodacus erythrlnus 
Coccothraustes coccothraustes 
FrlngiI la coelebs 
FrIng11la aontlfrlngllla 
Frlngilla teydea 
Loxla curvlrostra 
Loxla pytyopslttacus 
Loxla scotlca -482 
Pyrrhula pyrrhula 
Rhodopechye glthaglnea 
Serinus canarla 
Serinus citrine lia 
Serinus puslI lus 
Serinus serinus - 123 -
Annex B 
Carduells yarrellll -347 (II) 
Carpodacus roseus 
Hesperlphona vespertine 
Loxla leucoptera 
Plnlcola enucleator Annex C 
Serinus gularls (ill, GH) 
Serinus leucopyglus (III. GH) 
Serinus aozaablcus (III. GH) 
Aaadlna fasciata (III. GH) 
Aaandava subfiava -408 (III. GH) 
Estrllda astrlld (III. GH) 
Estrllda caerulescens (III. GH) 
Estrllda aelpoda (III. GH) 
Estrllda troglodytes (III. GH) 
Lagonostlcta larvata -409 (III. GH) 
Lagonostlcta rara (III, GH) 
Lagonostlcta rubrlcata (III, GH) 
Lagonostlcta rufoplcta (III, GH) 
- 124 -
Annex A Annex B Annex C 
Poephlla clncte clncte (II) Lagonostlcta senega la (III, GH) 
Lonchura blcolor -410 (III. GH) 
Lonchura cucullata -410 (III. GH) 
Lonchura frlngiIloldee -410 (III. GH) 
Lonchura aalabarlca -411 (III. GH) 
Mandlngoa nltldula -412 (III. GH) 
Nesocharls cap Istrata (III. GH) 
Nlgrlta blcolor (III. GH) 
Nlgrlta canlcapllla (III. GH) 
Nlgrlta fusconota (III, GH) 
Nlgrlta lutelfrons (III, GH) 
Ortygosplza atrlcolI Is (III, GH) 
Paraoptlla woodhousel -413 (III. GH) 
Pholldornls rushlee (III. GH) 
Pyrenestes ostrlnus -414 (III, GH) 
PytIlia hypograaalca (III, GH) 
Pyt 11 la phoenlcoptere (III. GH) 
Speraophaga haeaatlna (III. GH) 
Uraeginthus bengalus -415 (III, GH) 
Ploceidee 
Foudla flav Icans 
Foudla rubra 
Mai Iabus Ibadanensls Aablyosplza alblfrons (III, GH) 
Anoaalosplza laberbls (III. GH) 
Bubalornls alblrostrls -416 (III, GH) 
Euplectes afer -417 (III, GH) 
Euplectes ardens -418 (III, GH) 
Euplectes hordeaceus (III, GH) 
Euplectes aacrourus -419 (III, GH) 
Euplectes orlx -420 (III, GH) 
MaiIabus casslnl (III. GH) 
Ma 11abus aallablcus (III. GH) 
MaiIabus nltens (III. GH) 
Maliabus rubrlceps -421 (III. GH) 
Mai I abus rubrlcolI Is (III. GH) 
- 125 -
Annex A 
Montlfrlngllla nivalis 
Passer doaestlcus 
Passer hlspanlolensls 
Passer aontanus 
Petronla petronla Annex B 
Ploceus go Iand I Annex C 
Mai Iabus scutatus (III. GH) 
Passer grlseus -422 (III, GH) 
Petronla dentata (ill, GH) 
Plocepasser superclllosus (III, GH) 
Ploceus alblnucha (III, GH) 
Ploceus aurantlus (III, GH) 
Ploceus cucullatus -423 (ill, GH) 
Ploceus heugllnl -424 (III, GH) 
Ploceus luteolus -425 (III. GH) 
Ploceus eelanocephalus -426 (III. GH) 
Ploceus nlgerrlaus (III. GH) 
Ploceus nlgrlcollls (III. GH) 
Ploceus pelzelnl (III, GH) 
Ploceus preussl (III, GH) 
Ploceus superclllosus (III, GH) 
Ploceus tricolor (III, GH) 
Ploceus veletus -427 (III, GH) 
Que lea erythrops (III, GH) 
Sporoplpes frontalis (III, GH) 
Vidua chalybeate -428 (III, GH) 
Vidua InterJecta (III, GH) 
Vidua larvatlcola (III, GH) 
Vidua aacroura (III, GH) 
Vidua paradlsaea -429 (III, GH) 
Vidua rarlcola (III, GH) 
Vidua togoensls (III, GH) 
Vidua wllsonl (III. GH) 
Sturnldae Aplonls clnerascens 
Leucopsar rothschlidl (I) Gracula rellglosa 
- 126 -
Annex A Annex B Annex C 
OrioiIdae 
Paradlsaeldae 
Corvldae Sturnus roseus 
Sturnus unlcoior 
Sturnus vulgaris 
Orlolus crlolus 
Corvus corax Sturnus sturnlnus 
Corvus tropicus 
Cyanoplca cyana 
Nuclfraga caryocatactes 
Pyrrhocorax graculus 
Pyrrhocorax pyrrhocorax Paradlsaeldae spp. (I I) 
Corvus corone 
Corvus frugllegus 
Corvus aonedula 
Corvus rufIcol I Is 
Garrulus glandarlus 
Pica pica 
- 127 -
REPTILIA Annex A Annex B Annex C 
TESTUDINATA 
Deraateaydldae 
Che I ydrIdae 
Eaydldae 
Testudlnldae Batagur baska (I) 
Callagur borneoensls 
Eays orbicularis 
Geocleay8 haalltonll (I) 
Kachuga tecta tecta (I) 
Maureays casplca 
Maureays leprosa 
Melanochelys tricar Inata -348 (I) 
Morenla ocellata (I) 
Terrapene coahulla (I) 
Geochelone elephantopus -349 (I) 
Geochelone radlata -349 (I) 
Geochelone ynlphora -349 (I) 
Gopherus flavoaarglnatus (I) 
Hoaopus berger I (11) 
Malacochersus torn 1er I (II) 
Psaanobates geoaetrlcus -349 (I) 
Pyxis planlcauda (II) 
Testudo graeca (II) Deraateays aawll (II) 
MacrocIeaays teaaInek 11 
Cleaays auhlenbergl (II) 
Cuora crlskarannarua 
Cuora pan I 
Rhlnocleaays spp. 
Terrapene spp.* 
Tracheays scripts elegans 
Testudlnldae spp.* (II) 
- 128 -
Annex A Annex B Annex C 
Che Ion IIdae 
Deraochelyldae 
Trlonychldae 
Peloaedusldae 
Che IIdae 
CR0C00YLIA 
AlligatorIdae 
Crocodylldae Testudo heraannl (II) 
Testudo aarglnata (II) 
Che Ion IIdae spp. (I) 
Oeraochelys corlacea (I) 
Llsseays punctata punctata (I) 
Trlonyx ater (I) 
Trlonyx gangetlcus (I) 
Trlonyx hurua (I) 
Trlonyx nigricans (I) 
Podocneals lewyana (II) 
Pseudeaydura uabrlna (I) 
Alligator sinensis (I) 
Ce Iaan crocodllus apeporlensls (I) 
Calaan latlrostrls (I) 
Melanosuchus nlger (I) 
Crocodylus acutus (I) 
Crocodylus cataphractus** -112 (I) 
Crocodylus Interaedlus (I) Eryanochelys aadagascarlensls -350 (II) 
Peltocephalus duaerlllanus -350 (II) 
Podocneals spp*. (II) Trlonyx trlunguls (III. GH) 
Peloaeduea aubrufa (Ml. GH) 
Peluslos adansonll (III, GH) 
Pelus Ios castaneus (III, GH) 
Peluslos gabonensls -430 (III, GH) 
Peluslos nlger (III, GH) 
CROCODYLIA spp.* -351 (II) 
- 129 -
Annex A Annex B Annex C 
Gavlalldae 
RHYNCHOCEPHALIA 
Sphenodontldae 
SAUR IA 
Gekkonldae 
Agaaldae Crocodylus sore let 11 (I) 
Crocodylus nllotlcus** -113 (I) 
Crocodylus novaegulneae alndorensls (I) 
Crocodylus palustrls (I) 
Crocodylus porosus** -114 (I) 
Crocodylus rhonblfer (I) 
Crocodylus s I aniens I s (I) 
Osteolaeaus tetraspls** -115 (I) 
Toalstoaa schlegelll (I) 
Gavlalls gangetlcus (I) 
Sphenodon spp. x743 (I) 
Cyrtopodlon kotschyl 
PheIsuaa edwardnewtonII (II) 
Phelsuaa guentherl (II) 
Phyllodactylus eurppaeus 
Tarentola angustlaentalIs 
Tarentola boettgerl 
Tarentola delalandll 
Tarentola goeerensls 
Stelllo stelllo Cyrtodactylus serpens Insu Ia (II) 
Phelsuaa spp.* (II) 
Rhacodactylus spp. 
Ceratophora tennentll 
Chlaaydosaurus king 11 
Hydrosaurus spp. 
Uroaastyx spp. (II) 
130 -
Annex A Annex B Annex C 
Chaaaeleonldae 
Iguanldae 
Lacertldae Chaaaeleo chaaaeleon (II) 
Anolls rooseveltl 
Brachylophus spp. (I) 
Cyclura spp. (I) 
Gaabella si lus 
Sauroaalus varlus (I) 
Algyrolde8 fltzlngerl 
AIgyro Ides aarchl 
AIgyro I des aoreotlcus 
AIgyro I des nlgropunctstus 
Gal lot la atlantlca 
Gal lot la gal lot I 
Gal lot la slaonyl (I) 
Gal lot la stehllnl 
Lecerte agi I Is 
Lacerta bedrlagae 
Lacerta danfordl 
Lacerta dugesl 
Lacerta graece 
Lacerta horvathl 
Lacerta leplda 
Lacerta aontlcola 
Lacerta schrelberl 
Lacerte trlllneata 
Lacerta vlrldls 
Ophlsops elegans 
Podarcls erhard 11 Bradypodlon spp. -352 (II) 
Chaaaeleo spp.* (II) 
ABblyrhynchus crlstatus (II) 
Anolls equestrls 
Conolophus spp. (II) 
Iguana spp. (II) 
Oplurus spp. 
Phrynosona coronatua blalnvlllel (II) 
- 131 -
Annex A Annex B Annex C 
Cordylldae 
TelIdae 
SeineIdae 
Anguldae 
Xenosaurldae Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls 
Podarcls fllfolensls 
h I span lea strata 
III ford I (II) 
eelIse I lens Is 
allensls 
aural Is 
peloponneslaca 
pltyusensls (II) 
slcula 
taurlca 
tlliguerta 
wag 1er I ana 
Ablepharus kltalbelll 
Chalcldes bedrlagal 
Chalcldes occidental Is 
Chalcldes ocellatus 
Chalcldes sexllneatus 
Chalcldes vlrldlanus 
Ophloaorus punctatlsslaus 
Ophlsaurus apodus Cordylus spp. (II) 
p8eudocordylus spp. 
Zonosaurus spp. (ID 
Calloplstes palluaa 
Cnealdophorus hyperythrus (II) 
Crocodllurus lacertlnus (II) 
Dracaena spp.(II) 
Tuplnaabls spp. (II) 
Corucla zebrata 
Shlnlsaurus crocodllurus (II) 
- 132 -
Annex A Annex B Annex C 
He IOderaatIdae 
Varanldae 
SERPENTES 
BoIdae 
Colubrldee Varanus bengalens Is (I) 
Varanus flavescens (I) 
Varanus grlseus (I) 
Varanus koaodoensls (I) 
Varanus ollvaceus -483 (II) He Ioderaa spp. (II) 
Varanus spp.* -483 
Boldae spp.* (II) 
Acrantophls spp. (I) 
Boa constrictor occidental 16 -353 (I) 
Bo Iyer la aultocarlnata (I) 
Casarea dussualerl (I) 
Eplcrates Inornatus (I) 
EpIcrates aonensis (I) 
Eplcrates subflavus (I) 
Eryx Jaculus (II) 
Python aolurus aolurus (I) 
Sanzlnla aadagascarlensls (I) 
Atretlua schlstosua (III, IN) 
Cerberus rhynchops (III, IN) 
Clella del la -354 (II) 
Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coluber 
Coronel casplus 
hlppocrepls 
Jugular Is 
Isurent I 
najadua 
nuaalfer 
vlrldlfIavus 
la austrlaca 
Elrenls aodesta Cyclagras g Igas -355 (II) 
Elachlstodon westeraannl (II) 
- 133 -
Annex A Annex B Annex C 
Elapldae 
ViperIdae Elaphe longlsslaa 
Elaphe quatuor IIneeta 
Elaphe sltula 
Natrlx natrlx cettl 
Natrlx natrlx corsa 
Natrlx tessellata 
Telescopus fa I lax 
Naja naja oxlana (II) 
Vlpera aaaodytes 
Vlpera latest I Enhydrls spp. 
Hoaalopsls buccata 
Langaha spp. 
Ptyas aucosus (II) 
Hoplocephalus bungaroldes (II) 
Naja naja* (II) 
Ophlophagus hannah (II) 
Agklstrodon blI meatus (III. HN) 
Bothrops Insular Is 
Crotalus unlcolor 
Crotalus M 11 lard I 
Trlaeresurus wI rot I 
Vlpere alblzona 
Vlpere bornauellerl 
Vlpere bulgardaghlca 
Vlpera kaznakovl Xenochrophls plscator -431 (III. IN) 
Mlcrurus dlasteae (III. HN) 
Mlcrurue nlgroclnctue (III. HN) 
Bothrops asper (III, HN) 
Bothrops nasutus (III, HN) 
Bothrops nuaalfer (III, HN) 
Bothrops ophryoaeges (III, HN) 
Bothrops schlegelll (III. HN) 
Crotalus dur Issus (III. HN) 
AMPHIBIA 134 -
Annex A Annex B Annex C 
Vlpera latlfll 
Vlpera seoannl 
Vlpera schwelzeri 
Vlpera urslnll x744 
Vlpera xanthlna Vlpera raddel 
Vlpera russe 1111 (III. IN) 
Vlpera wagnerl 
ANURA 
Bufonldae 
Dendrobatldae 
Dlscoglossldae Ate I opus varlus zetekl 
Bufo calaalta 
Bufo perlglenee (I) 
Bufo superclllarls (I) 
Bufo vlrId Is 
Nectophrynoldes spp. (I) 
Alytes clsternasll 
Alytes auletensls 
Alytes obstetrleans 
Boablna boablna 
Boablna varlegate 
Olscoglossus galganol 
Dlscoglossus jeanneae 
Olscoglossus aontalent 
Dlscoglossus pIctus Bufo retlforals (II) 
Oendrobates spp. (II) 
Phyllobates spp. (II) 
Boablna fortInuptla M s 
Boablna aaxlaa 
Boablna alcrodeladlgltora 
Boablna orienta I Is 
- 135 -
Annex A Annex B Annex C 
Hylldae 
MIcrony IIdae 
Myobatrachldae 
Pelobatldae 
RanIdae Dlscoglossus sardus 
Hyla arborea 
Hyla Berldlonalis 
Hyla sarda 
Dyscophus antongl (I) 
Rheobatrachus si lus (II) 
Pelobates cultrlpes 
Pelobates fuscus 
Pelobates syrlacus 
Conraua go I lath 
Mantel la aurantlaca 
Rana arvalls 
Rana dalaatlna 
Rana graeca 
Rana Iberlca 
Rana I ta I lea 
Rana latastel 
Rana lessonae Dyscophus spp.* 
Rheobatrachus spp.* (II) 
Conraua robuste 
Mantel la spp. 
Rana arfakl 
Rana blythl 
Rana boulanger I 
Rana cancrlvora 
Rana catesbelena 
Rana crassa 
Rana esculents 
Rana grunnlens 
Rana gryllo 
Rana hexadactyla (II) 
Rana heckscherl 
- 136 -
Annex A Annex B Annex C 
CAUDATA 
Aabystoaatldae 
Cryptobranchldae 
Plethodontldae 
Proteldae 
Salaaandrldae Andrlas spp. -356 (I) 
Speleoaentas aabrosll 
SpaleoBantea flavus 
Speleoaentes gene I 
SpeIeoaantes laper la I Is 
Speleoaentes Ite 11eus 
SpeIeoaantes supraaontes 
Proteus angulnus 
Chloglossa lusltanlca 
Euproctus asper 
Euproctus aontanus 
Euproctus platycephalus 
Sa Iaaandra atra 
Salaaandra aurorae 
Salaaandra lanzal 
Salaaandra luschani 
Salaaandrlna terdlgltata 
Trlturus earn Ifex Rana nacrodon 
Rana occipitalis 
Rana perezl 
Rane phrynoldes 
Rana rldlbunda 
Rana rugulosa 
Rana teaporarla 
Rana tigerina (II) 
Aabystoaa duaerllll (II) 
Aabystoaa aexlcanua (II) 
Cynops pyrrhogaster 
Annex A - 137 -
Annex B Annex C 
PISCES Trlturus crlstatus 
Trlturus I ta Ileus 
Trlturus karellnll 
Trlturus aaraoratus 
PETROMYZONTIFORMES 
Petroayzontldae 
CERAT000NTIFORMES 
Ceratodldae 
COELACANTHIFORMES 
CoeIacanthidee 
ACIPENSERIFORMES 
Ac IpenserIdae 
OSTEOGLOSSIFORMES 
OsteoglossIdae Latlaerla chaluanae (I) 
Aclpenser brevlrostrua (I) 
Ac Ipenser naccarll 
Aclpenser sturlo (I) Laapetra fluvlat11 Is 
Lethenteron zanandral 
Neoceretodus forsterl (II) 
Aclpenser nudlventrls 
Aclpenser oxyrhynchus (II) 
Aclpenser ruthenus 
Aclpenser stellatus 
Huso huso 
Arapalaa glgas (II) 
Heterotls nI lot Ieus 
- 138 -
Annex A Annex B Annex C 
Scleropages foraosus** -116 (I) 
CLUPEIFORMES 
Clupeldae 
CYPRINIFORMES 
CyprinIdae 
Catostoaidae 
SILURIFORMES 
Schllbeldae 
Sllurldae 
SALMONIFORMES 
Coregonldae 
Salaonldae Anaecyprls h Ispan lea 
Probarbus Jul I lent (I) 
Chasalstes cujus (I) 
Pangaslanodon glgas (I) 
Coregonus oxyrhynchus Scleropages foraosus* +214 (II) 
Alosa alosa 
Alosa fa I lax 
Barbus barbus 
Barbus aerldlonalls 
Barbus plèbejus 
Caecobarbus geertsl (II) 
Ctenopharyngodon Idella 
Hypophthalalchthys aolltrlx 
Rasbora kalachroaa 
Rhodeus serlceus 
Sllurus arlstotells 
Coregonus spp. 
Hucho hucho 
Salao salar 
Thyaallus thyaallus 
- 139 -
Annex A Annex B Annex C 
ATHERIN(FORMES 
CyprInodontIdae 
Valencia h I span lea 
AnablapIdae 
SYNGMATHiFORMES 
Centrîscîdae 
So I «no?ton Mae Crenlchthys spp. 
Cynoleblas constanclae (II) 
Cynoleblas aaraoratus p.e. (II) 
Cynoleblas alnlaus (II) 
Cynoleblas opalescens p.e. (II) 
Cynoleblas splendens (II) 
Cyprlnodon bovinus 
Cyprlnodon dlabolIs 
Cyprlnodon elegans 
Cyprlnodon ereaus 
Cyprlnodon latifasclatus 
Cyprlnodon «acularlus 
Cyprlnodon all 1er I 
Cyprlnodon nevadensls 
Cyprlnodon radlosus 
Cyprlnodon tularosa 
EepetrIchthys spp. 
Anableps anableps 
Aeollscus punctulatus 
AeolIscus strlgatus 
Centrlscus scutatus 
Solenostonus araatus 
Solenostoaus cyanopterus 
Solenostonus paegnls 
Solenostonus paradoxus 
- HO -
Annex A Annex B Annex C 
Syngnathldae 
PERCIFORMES 
SerranIdae 
Centrarchldae 
Percldae 
Ephlppldldae 
Sclaenldae 
Chaetodontldae ZInge I asper 
Cynosclon aacdonaldl (I) Doryrhaapus dactyl Iophorus 
Heaanthlas carberryl 
Pseudanthlas luzonensls 
Pseudanthlas hypseIosoaus 
Pseudanthlas rubrlzonatus 
Lepoals spp. 
Gyanocephalus schraetzer 
ZInge I zInge I 
Platax plnnatus 
Chaetodon 
Cheetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Cheetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon 
Chaetodon austrlacus 
baronessa 
bennettI 
cltrlnellus 
larvatus 
aelapterus 
aeyerI 
ocelllcaudatus 
octofasclatus 
ornatlsslaus 
pleblus 
retlculatus 
speculua 
trlanguluB 
trlfasclalls 
trlfasclatus 
zanzlbarensls 
Annex A - 141 -
Annex B Annex C 
Henlochus chrysostoaus 
Parachaetodon ocellatus 
Poaacanthldae Apolealchthys arcuatus 
Centropyge aultlfasclatus 
ChaetodontopIus aesoIeucus 
Labrldae Anaapses caeruleopunctatus 
Anaapses chrysocephalus 
Anaapses cuvler 
Anaapses slogans 
Anaapses geographlcus 
Anaapses lennardl 
Anaapses llneatus 
Anaapses nelanurus 
Anaapses aeleagrldes 
Anaapses neogulnalcus 
Anaapses rubrocaudatus 
CIr rh 11abrus cyanopIeura 
Clrrhllabrus lubbockl 
Clrrhllabrus rubrlplnnls 
Labroldel pectoral Is 
Labroldel pthlrophagus 
Labroldel rubrolablatus 
Labropsls a lien I 
Labropsls austral Is 
Labropsls a Icrones lea 
Labropsls xanthonota 
Macropharyngodon choatl 
Macropharyngodon cyanoguttatus 
Macropharyngodon geoffroyl 
Macropharyngodon negrosensls 
Macropharyngodon ornatus 
Microlabrlchthys bartlettl 
Microlabrlchthys blcolor 
Microlabrlchthys dI spar 
Microlabrlchthys evansl 
- 142 -
Annex A Annex B Annex C 
Aoanthurldae 
Zand idae 
Be Iont IIdae 
Luclocephalldae 
TETRAODONTIFORMES 
Bal IstIdae 
Trlacanthldae UlcrolabrIchthys Ignitus 
MlcrolabrIchthys lueIdae 
MicrolabrIchthys pascalus 
MlcrolabrIchthys salthvanlzl 
MlcrolabrIchthys thoapsonl 
Microlabrlchthys tuka 
M Ira IabrIchthys spp. 
ParachelIInus IIneopunctatus 
Pseudojulloldes ceraslnus 
Pseudojulloldes elongatus 
Pseudojulloldes erythrops 
Stethojulls spp. 
Aoanthurus trlostegus 
Zand us canescens 
Betta bel I lea 
MaIpulutta kretserl 
Luclocephalldae spp. 
Oxyaonocanthus longlrostrls 
Trlacanthldae spp. 
ECHINOOERMATA 
ECHINOIOEA 
AULODONTA Centrostephanus longlsplnus 
- 143 -
ARTHROPODA Annex A Annex B Annex C 
INSECTA 
COLEOPTERA 
Carabldae 
Dytlscldae 
Lucanldae 
Scarabaeldae 
BuprestIdae 
CucuJIdae 
Ceraabycldae 
LEPIDOPTERA 
PapillonIdae Carabus olyaplae 
Dytlscus latlsslaus 
Graphoderus blllneatus 
Lucanus cervus 
Osaoderaa area Ita 
Buprest Is splendens 
Cucujus clnnaberlnus 
Ceraabyx cerdo 
Rosalia alpine 
Ornlthoptera alexandrae (I) 
Paplllo alexanor 
Paplllo chlkae (I) Atrophaneura pelu 
Baron Ia brevlcornls 
Bhutan It Is spp. (II) 
Graph IUB sandawanuB 
Graphlua streseaannl 
Ornlthoptera spp.* -357 (II) 
Paplllo arlstodeaus ponceanus 
Paplllo benguetanus 
Paplllo esperanza 
- 144 -
Annex A Annex B Annex C 
Lycaenldae Paplllo hoaerus (I) 
Paplllo hosplton (I) 
Parnasslus apollo (II) 
Parnasslus aneaosyne 
Pleblcula golgus 
ProserpInus prosperpIna 
Zerynthla polyxena 
Lyceene dlsper 
Macullnea arlon 
Macullnea nauslthous 
Macullnea tele lus Paplllo grosesalthl 
Paplllo aaraho 
Paplllo aorondavana 
Paplllo neuaoegenl 
Par Ides ascanlus 
Par Ides hahnell 
Te Inopalpus spp. (II) 
Trogonoptera spp. -357 (II) 
Troldes spp. -357 (II) 
SatyrIdae 
Nyaphalldae 
Laslocaapldae Coenonyapha hero 
Coenonyapha oedlppus 
Ereble calcarla 
Erebla christ I 
Ereble sudetlca 
Loplnga echlne 
Melanagrla arge 
Apatura set Is 
Euphydryas aurlnla 
Fabriclena el Isa 
Hypodryas aaturna 
Erlogaster catax 
- 145 -
Annex A Annex B Annex C 
Saturn IIdae 
SphIngIdae 
MANTOOEA 
Mantldae 
ODONATA 
Coenagrlonldae 
LestIdae 
Aeshnldae 
Goaphldae Graellsla Isabelae 
Cordulegasterldae 
Cordullldae 
Libel luiIdae 
ORTHOPTERA 
Tettlgonlldae Hyles hlppophaes 
Apteroaantls aptera 
Coenagrlon aercurlale 
Syapecaa brauerl 
Aeshna vlrId Is 
Goaphus grasllnll 
Linden Ia tetraphylla 
Ophlogoaphus ceci I la 
Stylurus flavIpes 
Cordulegaster trlnacrlae 
MacrosIa splendens 
Oxygastra curt Is 11 
Leucorrhlnla alblfrons 
Leucorrhinla caudal Is 
Leucorrhlnla pectoral Is 
Baetlca ustulata 
Saga pedo 
ARACHNIOA 
ARANEAE 
Theraphosldae 
Dlplurldae Annex A 
Macrothele calpelana - 146 -
Annex B 
Brachypelaa salthl (II) Annex C 
CRUSTACEA 
DECAPODA 
Astacldae 
Scyllarldae Astecus astacus 
Austropotaaoblus pallipes 
Austropotaaoblus torrent Iua 
ScyMarides latus 
ANNELIDA 
HIRUDINOIDEA 
ARHYNCHOBDELLAE 
Hlrudlnldae HIrudo aedldnalls (II) 
MOLLUSCA 
BIVALVIA 
ANISOMYARIA 
Mytllldae 
PinnIdae 
VENEROIDA 
Trldacnldae 
UN IOHOIDA 
Un IonIdae Annex A 
Llthophaga llthophaga 
Pinna nobIlls - 147 -
Annex B Annex C 
Pholas dactylus 
Trldacnldae spp. (II) 
ConradlI la caelata (I) 
Droaus droaas (I) 
Eploblasaa curtlsi -358 (I) 
Eploblasaa florentine -358 (I) 
Eploblasaa saapsonl -358 (I) 
Eploblasaa sulcata perobi Iqua -358 (I) 
Eploblasaa torulosa gubernaculua -358 (I) 
Eploblasaa torulosa torulosa -358 (I) 
Eploblasaa turgldula -358 (I) 
Eloblasaa walker I -358 (I) 
Fusconala cuneolus (I) 
Fusconala edgarlana (I) 
Laapsllls hlgglnsl (I) 
Laapsllls orblculata orblculata (I) 
Laapsllls satura (I) 
Laapsllls vlrescens (I) 
Plethobasus clcatrlcosus (I) 
Plethobasus cooper Ianus (I) 
Pleurobeaa pIonus (I) 
PotaaIlus capax -359 (I) 
Quadrula Interaedla (I) 
Quadrula sparse (I) 
Toxolasaa cylindre I la -360 (I) Cyprogenla abort I (II) 
Eploblasaa torulosa ranglana -358 (II) 
Fusconala subrotunda (II) 
Laapsllls brevlcula (II) 
Lexington la do labelloldes (II) 
Mlcrocondylaea coapressa 
Pleurobeaa clava (II) 
- 148 -
Annex A Annex B Annex C 
Margarltlferldae 
GASTROPODA 
PROSOBRANCHIA 
Petal I Idas 
STYLOMMATOPHORA 
Achat Ine IIIdae 
Partu IIdae 
Chondrlnldae 
ArIonIdae 
Endodontldae 
Caaaenldae 
Paryphantldae 
He He idae Unlo cressus 
Unlo nlckllnlana (I) 
Unlo taaplcoensls tecoaatensls (I) 
VII loss traballs -361 (I) 
Margarltlferra auricular la Unlo elongatulus 
Patella feruglnea 
Achatlnella 8pp. (I) 
Partula spp. 
Lelostyla abbreviate 
Lelostyla casslda 
Lelostyla corneocostata 
Lelostyla glbba 
Lelostyla laaellosa 
Geoaalacus aaculosus 
Discus defloratus 
Discus guerlnlanus 
Caseolus eelcuius 
Caseolus coaalxta 
Caseolus sphaerula Margarltlfere aargaritlfere 
Papustyla pulcherrlaa -362 (II) 
Paryphanta spp. +215 (II) 
- 149 -
EIonIdae Annex A 
DIseul a leacocklana 
Discuta tabellata 
Discuta testudlnalls 
01seul a turrlcula 
Geoaltra aonozlana 
Helix subpllcata 
Elona qulaper Iana Annex B 
Helix poaatla Annex C 
CNIDARIA 
ANTHOZOA 
60RGONACEA 
Coral 11Idae 
ANTIPATHARIA 
SCLERACTINIA 
HYDROZOA 
ATHECATA 
Mllleporldae 
StyIasterIdae Cora I HUB rubrua *502 
ANTIPATHARIA spp. (II) 
SCLERACTINIA spp. *502 (II) 
Mllleporldae spp. °502 (II) 
StylasterIdae spp. *502 (II) 
ALCYONARIA 
COENOTHECALIA 
STOLON IFERA 
Tublporldae Coenothecalla spp. °502 (II) 
Tublporldae spp. *502 (II) 
- 150 -
FLORA 
SPERMATOPHYTA 
ANGIOSPERMAE Annex A Annex B Annex C 
AGAVACEAE 
ALISMATACEAE Agave arlzonlca (I) 
Agave parvlflora (I) 
Dracaena draco 
No Una Interrata (I) 
Caldes Ia parnasslfolla 
Luronlua natans Agave victorlae-reglnae el (II) 
AMARYLLIDACEAE 
Leucojua nlcaeense 
Narcissus asturlensls 
Narcissus calclcola 
Narcissus cyclaalneus 
Narcissus fernandesll 
Narcissus huallls 
Narcissus long Ispathus 
Narcissus nevadensls 
Narcissus pseudonarcIssus nob I 
Narcissus scaberulus 
Narcissus trlandrus 
Narcissus vlrldlftorus Galanthus spp. e1 (II) 
Narcissus bulbocodlua el 
Narcissus JuneIfollus el 
Is 
Sternberg Ia spp. el (II) 
- 151 -
Annex A Annex B Annex C 
APOCYNACEAE Pachypodlun spp.* t1 (II) 
AQUIFOLIACEAE 
ARACEAE 
ARALIACEAE 
ASCLEPIADACEAE 
BERBER IDACEAE 
BORAGINACEAE Pachypodlua baron 11 (I) 
Pachypodlua brevlcaule (I) 
Pachypodlua decaryl (I) 
Pachypodlua naaaquanua (I) 
AIocas I a sanderIana (I) 
Caralluaa burchardll 
Ceropegle chrysantha 
Berber 18 aaderensls 
Anchusa crispa 
Echlua candlcans 
Echlua gent IanoIdes 
Llthodora nit Ida 
Myosotis azorlca 
Myosotis Ius Itan Ice 
Myosotis aarltlaa 
Myosotis rehsteInert 
Myosotis retuslfolla 
Oaphalodes kuzlnskyana 
Oaphalodes littoral Is 
Solenanthus a Iban Ieus 
Syaphytua cycladense Rauvolfla serpentina t2 (II) 
I lex aqulfollua el 
Panax qulnquefollus #3 (II) 
Ceropegle spp.* el (II) 
Freree Indice el (II) 
Podophyllum hexandrua §2 -363 (II) 
BYBLIDACEAE Byblls spp. el (II) 
- 152 -
Annex A Annex B Annex C 
CACTACEAE CACTACEAE spp.* e4 (II) 
Anclstrocactus tobuschll -364 (I) 
Arlocarpus spp. x745 
Astrophytua aster las -365 (I) 
Azteklua rltterl (I) 
Backebergla all I tar Is -366 (I) 
Coryphantha ainlaa -367 (I) 
Coryphantha sneedll -367 (I) 
Coryphantha aerderaann11 (I) 
Dlscocactus spp. (II) 
Ech I noce reus ferre I Nanus var.llndsayl 
-368 (I) 
Echlnocereus schaollll -369 (I) 
Echlnoaastus erectocentrue -370 (I) 
Echlnoaestus aarlposensls -370 (I) 
Leuchtenbergla principle (I) 
Maaalllarla pectinIfera -371 (I) 
Maaalllarla pluaosa (I) 
Maaalllarla sol Isloldes (I) 
Melocectus conoldeus (II) 
Nopalxochla aacdougallll -372 (I) 
Obregonla denegrll (I) 
Pedlocactus bradyl (I) 
Pedlocactus despalnll (I) 
Pedlocactus knoaltonll (I) 
Pedlocactus papyracanthus -364 (I) 
Pedlocactus paradlnel (I) 
Pedlocactus peebleslsnus (I) 
Pedlocactus si 1er I (I) 
Pedlocactus «rink 1er I (I) 
Pelecyphora spp. (I) 
Sclerocactus glaucus (I) 
Sclerocactus aesae-verdae (I) 
Sclerocactus pub IspInus (I) 
Sclerocactus arlghtlae (I) 
Stroabocactus disc I fora Is (I) 
Turblnlcarpus laul -373 (I) 
Turblnlcarpus lophophoroldes «373 (I) 
- 153 -
CAMPANULACEAE 
CAPRIFOL IACEAE 
CARYOCARACEAE 
CARYOPHYLLACEAE Annex A 
Turblnlcarpus pseudoaacrochele -373 (I) 
Turblnlcarpus pseudopectlnatus -373 (I) 
Turblnlcarpus schaledlckeanus -373 (I) 
Turblnlcarpus valdezlanus -373 (I) 
Uebelaannla spp. (II) 
Asyneuaa glganteua 
Azorlna vldalll 
Caapanula aorettlana 
Caapanula sabatla 
Jaslone crispa serpent In lea 
Jaslone Ius Itan lea 
Musschla aurea 
Musschla noilaston 11 
Physoplexls coaosa 
Saabucus palaensls 
Arenarla nevadensls 
Arenerle provincial Is 
Dlanthus clntranus clntranus 
Dlanthus aarlzll 
Dlanthus ruplcola 
Gypsophlla papulosa 
Herniarla algarvlca 
Hernlarla berlenglana 
Herniarla latlfolla lltardierel 
Hernlarla aarltlaa 
Moehrlngla fontquerl 
Moehrlngla toaaaslnll 
Petrocoptls grandIflora 
Petrocoptls aontslcclana 
Petrocoptls pseudovlscosa 
Sllene clntrana 
Silène hlceslae 
Sllene hlfacensls 
Sllene longlcllla Annex B Annex C 
Ceryocar costarlcense el (II) 
- 154 -
Annex A Annex B Annex C 
CELASTRACEAE 
CEPHALOTACEAE 
CHENOPODIACEAE Sllene aariana 
Sllene orphanldls 
Sllene rothaalerl 
Sllene velutlna 
Spergularla azorlca 
Maytonus uabellata 
Bassla saxlcola 
Beta patula 
Kochla saxlcola 
Sal loom I a venett Cephalotus fol IIcularIs el (II) 
CISTACEAE 
COMPOS ITAE 
(ASTERACEAE) Clstus chlnaaadensls 
Clstus palhlnhae 
Hallalua vertlclIlatua 
Hellantheaua alypoldes 
Hellantheaua bystropogophyllua 
Hellantheaua caput-fells 
Tubererla aajor 
Andryala crlthalfolla 
Antheals glaberrlaa 
ArgyrantheauB I Id 11 
Argyrantheaua plnnatlfldua succulentua 
Argyrantheaua thalassophylua 
Argyrantheaua winter 11 
Artealsla granatens Is 
Aster pyrenaeus 
Aster sorrentInlI 
Atractylls arbuscula 
Atractylls preauxlana 
Calendula aaderensls Arnica aontana el 
Artealsla erlantha el 
Arteal6la genlpl el 
Brechylaena huteh Ins 11 el 
155 -
Annex A Annex B Annex C 
Carduus ayrIacanthus 
Centaures alba heldrelchll 
Centaurea alba prlnceps 
Centaurée attlca aegarensls 
Centaurea bal ear lea 
Centaurea borjae 
Centaurea cltrlcolor 
Centaurea coryabosa 
Centaurea gadorensls 
Centaurea horrlda 
Centaurea kalaabakensls 
Centaurea kartschlana 
Centaurea lactlflora 
Centaurea alcrantha herald I 
Centaurea nlederi 
Centaurea peucedanlfolla 
Centaurea pinnate 
Centaurea pulvlnata 
Centaurea rothaalerana 
Centaurea vlcentlna 
Chelrolophus duranll 
Che Irotophus ghoaerytus 
Chelrolophus Junonlanus 
Chelrolophus aassonlanus 
Clrslua latlfoilua 
Crepls croclfolla 
Crépis granatensls 
Erlgeron frlgldus 
Helichrysua gossyplnua 
He 11chrysua o11gocephaI a 
HellchrysuB slbthorplI 
Hyaenostenaa pseudanthsals 
Jurlnea cyanoldes 
Jurlnea fontquerl 
Lactuca watsonlana 
Laayropsis alcrocephala 
Leontodon alcrocephalus 
Leontodon boryl Doronlcua plantaglreua tournefortil e1 
- 156 -
Annex A Annex B Annex C 
Leontodon s Icuius 
Leuzea long IfoI la 
Llgularla slblrlca 
Onopordua carduelInua 
Onopordua nogalesll 
Per lea 11 Is hadrosoea 
Phagnalon benettll 
PlCrIS BlIlkOBBll 
Santo Una elegans 
Santo Una lapressa 
Santo Una sealdentata 
Saussurea costus -374 (I) 
Seneclo ceespltosus 
Seneclo elodes 
Seneclo legascanus lus Itan Ieus 
Seneclo nevadensls 
Steaaacantha cynaroldes 
Sventenla bupIeuroIdes 
Tsnacetua ptaralclflorua 
•egenltzle lanclfolla Leuzea rhapontlcoldes el 
CONVOLVULACEAE ConvoIvu Ius a rgyrothaanus 
Convolvulus caput-aedusae 
Convolvulus fernendesll 
ConvoIvuIus Iopez-soca811 
Convolvulus aassonll 
CRASSULACEAE AeonluB goaeraense 
Aeonlua saundersll 
Alchryson duaosua 
Dudleys stolonIfera (I) 
Dudleys trasklae (I) 
Monanthes «IIdpretlI 
Sedua brlsseaorettll 
CRUCIFERAE 
Alyssua pyrenalcua 
Arab Is sadlna Alyssua plntodaslIvae el 
- 157 -
Annex A Annex B Annex C 
Blscutella neustrlaca 
Blscutella VincentIna 
Boleua asperua 
Brass lea glabrescens 
Brass lea Insular Is 
Brass lea aacrocarpa 
Colncya clntrana 
Colncya rupestrls 
Coronopus navasll 
Craabe arborée 
Craabe laevigata 
Craabe sventenll 
Dlplotaxls Iblcensls 
Dlplotaxls slettlane 
Dlplotaxls VincentIna 
ErucaatruB palustre 
Ibar I s erbuscula 
Iberls procuabens alcrocarpa 
lonopsldlua acaule 
lonopsldlua aavlenua 
Murbecklelle sousae 
ParolInla schlzogynoldes 
Slnapldendron rupestre 
SIsyabrIua cavan111es Ianua 
Slsyabrlua suplnua Malcolala lacère grace I Ilea e1 
Murbecklelle plnnetlflde heralnll el 
CYPERACEAE Carex aalato-bellzlI 
Carex panoraltana 
Eleocharls carnlollca 
DIAPENSIACEAE 
DID IEREACEAE 
DIOSCOREACEAE Borderea chouardll Shortla galaclfolla el (II) 
DIDIEREACEAE spp. el (II) 
Oloscorea de Ito Idea el (II) 
- 158 -
Annex A 
DIPSACACEAE 
OIPTEROCARPACEAE 
DROSERACEAE 
ERICACEAE 
EUPHORBIACEAE 
FAGACEAE 
FOUQUIERIACEAE 
GENTIANACEAE Scablosa nI tens Annex B 
Neobalanocarpus he la 11 #1 Annex C 
Aldrovanda vesiculosa 
Erica scoparla azorlca 
Euphorbia aabovoBbensIs (I) 
Euphorbia cyllndrlfolla (I) 
Euphorbia decaryl (I) 
Euphorbia francolsll (I) 
Euphorbia hand Iens Is (II) 
Euphorbia laabll (II) 
Euphorbia aargalldlana 
Euphorbia aoratll (I) 
Euphorbia nevedenele 
Euphorbia parvlcyathophore (I) 
Euphorbia prlaullfolla (I) 
Euphorbia quartz ItIcole (I) 
Euphorble etyglena 
Euphorbia transtagana 
Euphorbia tuIearens Is (I) Kalala cuneata tl (II) 
Euphorbia spp. e1 -118 (II) 
Quercus copeyensls e1 (II) 
Fouqulerla coluanarls el (II) 
Fouqulerle fasciculate (I) 
Fouqulerla purpusll (I) 
Conteur Iua rlgualll 
Centaur lue soaedanua 
- 159 -
Annex A Annex B Annex C 
IRIDACEAE 
JUGLANDACEAE 
JUNCACEAE 
LABIATAE Crocus etruscus 
Iris bolsslerl 
Iris aarlsca 
Oreoaunnea pterocarpa -375 (I) 
Juncus valvatus 
Dracocephalua austrlacua 
Mlcroaerla taygetea 
Nepeta dlrphya 
Nepeta sphaclotlca 
OrlganuB dlctaanus 
Rosaarlnus toaentosus 
Slderltls cystoslphon 
Slderltls discolor 
Slderltls Incsna glauca 
Slderltls Infernal Is 
Slderltls Javalaabrensls 
Slderltls aaraorea 
Slderltls serrata 
Teucrlua abut Iloldes 
Teucrlua betonlcua 
Teucrlua cher Ideal 
Teucrlua leplcephalua 
Teucrlua turredanua 
Thynus caaphoratus 
Thyaus capital Iatus 
Thyaus carnosus 
Thyaus cephelotos 
Thyaus vlllosus vlllosus Iris lusltanlca tl 
Teucrlua salvlastrua salviastrue el 
- 160 -
GERANIACEAE 
GESNERIACEAE 
GLOBULAR IACEAE 
GRAMINEAE 
GROSSULARIACEAE 
GUTTIFERAE 
HUMIRIACEAE Annex A 
Gent Iana 11gust lea 
Gent lane I la angelica 
Erodlua astragaloldes 
Erodlua paularense 
Erodlua ruplcola 
Geranlua aaderense 
Jankaea heldrelchll 
Raaonda serblca 
Globularla ascanll 
Globular la sarcophylla 
Globularla stygla 
Avenu le heckelll 
Broau8 grossus 
Co leanthus subtil Is 
Deschaapsla aaderensls 
Festuca brIgantIna 
Festucs durlotagana 
Festucs elegans 
Festuca henrlquesll 
Festucs sua 11us ItenIce 
Gaudlnla h Ispan lea 
Ho Ieus setlgluals dur Iens I s 
Mlcropyropsls tuberose 
Pseudarrhenatherua pal lens 
Puce Ine 111a pungens 
Stlpa austroltallca 
Stlpa bavarlca 
Stlpa veneta 
Rlbes sardoua 
Hyper Icua aclferuB Annex B Annex C 
Gentlana lutea el 
Vantanee barbourll el (II) 
- 161 -
LEGUMINOSAE 
(FABACEAE) Annex A 
Anagyrls latlfolla 
Anthyllis hystrlx 
Anthyllls leaannlana 
Astragalus algarblensls 
Astragalus aqullanus 
Astragalus centreIpInus 
Astragalus aarltlaus 
Astragalus treaolslanus 
Astragalus verrucosus 
Cytlsus aeollcus Annex B Annex C 
Doryen Iua spectablle 
Genlsts dorycnlfolla 
Genista holopetele 
Lotus szorlcus 
Lotus cal IIs-vlrldls 
Lotus kunke111 
Mel I lotus segetalls-fallax 
Ononis hackelll 
Tel Ine rosaarlnlfolla 
Tellne salsololdes 
Trlfollua saxatlle 
Vlcla blfollolata 
Vic la denneslana Anthyllls lusltanlca il 
Balklaea plurljuga el 
Cynoaetra healtOBOphylla il (II) 
Dalbergla cochlnchlnensls el 
Dalbergla nigra el 
Da Iberg le Stevenson 11 el 
OorycnluB pentaphyllua transaontana el 
Gossaellerodendron balsaalferua el 
PlatyalscluB plelostachyua e1 (II) 
Tachlgall versicolor el (II) 
Ulex densus e1 
LENTIBULARIACEAE Plngulcula nevadensls 
- 162 -
LILIACEAE 
LINACEAE Annex A 
AI I lui gros il 
Aloe a lb Ida (I) 
Aloe plllansll (I) 
Aloe polyphylla (I) 
Aloe thorncroftll (I) 
Aloe vossll (I) 
Androcyeblui europeui 
Androcyeblui psainophllue 
Androcyeblui rechlngerl 
AsphodeIus bento-raInhae 
Bel levai la hackelll 
Co IchIcut cor8lcui 
Co IchIcue cousturlerl 
FrltlMaria conlca 
Frit I Maria drenovsKII 
Frltl Maria gusslchlae 
Frltl Maria obliqua 
Frltl Maria rhodocanakls 
Hyaclntholdes vlcentlna 
Muscarl gussonel 
OrnIthogalui reverchon11 
Sell la belrana 
Sell la laderensls 
Sell la odorata 
Seiele laderensls 
Llnui luellerl Annex B 
Aloe spp.» «5 (II) 
LII lui rubrui el 
Ruscus aculeatus tl Annex C 
- 163 -
Annex A Annex B Annex C 
LORANTHACEAE 
LYTHRACEAE 
MAGNOLIACEAE 
MALVACEAE 
MELIACEAE 
MORACEAE 
MYRICACEAE 
NAJADACEAE 
NEPENTHACEAE 
OLEACEAE 
ORCHIDACEAE Arceuthoblua azorlcua 
LythruB flexuosua 
Kosteletzkya pentacarpos 
Myrlca rlvas-aartlnezl 
Nejes flexllls 
Nepenthes kheslana (I) 
Nepenthes rajah (I) 
Jasalnua azorlcua 
Plcconla azorlce 
Cattleya skinner I (I) 
Cattleya trlanae (I) 
Cephalanthera cucullata (II) 
Cyprlpediua spp. (II) Lovoa swynnertonll el 
Suletenla huallls el (II) 
Batocarpus costarIcons Is e1 (II) 
Ml I Ida excel8a el -484 
Ml I Ida regie #1 
Nepenthes spp.* el (II) 
ORCHIDACEAE spp.* i6 -376 (II) Talauaa hodgsonlI *522 (III. NP) 
- 164 -
Annex A Annex B Annex C 
DIdIclea cunnlnghaalI (I) 
Goodyera eacrophylla (II) 
HlaantoglossuB spp. (II) 
Laella Jongheana (I) 
Laella lobata (I) 
Llparls loeselll (II) 
Lycaste skinner I var. alba -377 (I) 
Ophrys spp. (II) 
Orchis spp. (II) 
Paphlopedllua spp. (I) 
Perlsterla elata (I) 
Phragalpedlua spp. (I) 
Renanthera laschootlana (I) 
Vanda coerulea (I) 
PAEON IACEAE Paeon le caabessedesll 
Paeon le dus 11 rhodla 
Paeon I a pa mass lea 
PALMAE 
(ARECACEAE) 
Phoenix theophrastl Areca Ipot el (II) 
ChrysalIdocarpus decIplens e1 
Neodypsls deceryl el (II) (M) 
PAPAVERACEAE 
PITTOSPORACEAE 
PLANTAGINACEAE Plttosporua corlaceua 
PIantago a Igarb Iens Is 
Plantago alaogravensls 
Plentago aalato-belIzlI Meconopsls regla *522 (Ml. NP) 
PLUMBAGINACEAE Araerla berlengensls 
Araerla he Iodes 
Araerla negleta 
Araerla pseudaraerla 
Araerla rouyana 
Araerla solelrolll Araerla sanpalol el 
- 165 -
Annex A Annex B Annex C 
Araerla velutlna 
Llaonlua arborescens 
Llaonlua dendroldes 
Llaonlua dodartll lusltanlcua 
Llaonlua InsuIare 
Llaonlua lanceolatua 
Llaonlua Bultlflorua 
Llaonlua pseudolaetua 
Llaonlua strlctlsslBua 
Llaonlua spectablle 
Llaonlua sventenll Llaonlua spp.* tl -191 
POLYGONACEAE Polygonua praelongue 
Ruaex azorlcus 
Ruaex rupestrls 
PORTULACACEAE Anacaapseros spp. el (II) 
Lealsle cotyledon el (II) 
Lewlsis aagulrel el (II) 
Lewl8la serrata el (II) 
Lewlsis tweedy I el (II) 
PRIMULACEAE Androsace cyllndrlca 
Androsace aathlldae 
Androsace pyrenalca 
Prlaula apennlna 
Prlaula glaucescens 
Prlaula pallnurl 
Prlaula spectabllls 
Soldanella vlllosa Cyclaaen spp. el (II) 
PROTEACEAE Orothaanus zeyherl (I) 
Protea odorata (I) 
RANUNCULACEAE Aconltua cors ICUB 
Adonis distorts 
Annex A - 166 -
Annex B Annex C 
RESEDACEAE 
RHAMNACEAE 
ROSACEAE 
RUB IACEAE 
SALICACEAE 
SANTALACEAE Aquileg I a alplna 
Aaulleg la bertolonll 
Aqullegla kltalbelll 
Aqullegia pyrenalca cazorlensis 
Consolida saala 
Pulsatilla patens 
Ranunculus weylerl 
Reseda decurslva 
Frangula azorlca 
BencoBla brachystachya 
Bencoala sphaerocarpa 
Chaaaeaelei oorlion 
Dendrlopoterlua pu IIdo I 
Marcetella aaderensls 
Potent 11 la delphlnensls 
Prunus Ius I tan lea azorlce 
Sorbus aaderensls 
Balaea storalae (I) 
Gallua lltorale 
Gallua vlrldlflorua 
SalIx salvlfolla 
KunkeIIe11a subsuccuIenta 
Theslua ebracteatua Rubus genevlerl herein 11 tl 
Santa Iua albua tl 
SARRACENIACEAE Annex A 
Sarracenla alabanensls alabanensls-378 
(I) 
Sarracenla Jones 11 -379 (I) 
Sarracenla oreophlla (I) - 167 -
Annex B 
Darlington I a callfornlca tl (II) 
Sarracenla spp.* «1 (II) Annex C 
SAXIFRAGACEAE Saxifrage 
Saxifrage 
Saxifrage 
Saxlfrega 
Saxlfraga 
Saxifrage 
Saxlfraga 
Saxlfraga 
Saxlfraga berlca 
clntrana 
florulenta 
hlrculus 
portosanctana 
presolanensls 
toabeanensls 
va Idens Ia 
vayredana 
SCROPHULARIACEAE Anarrhlnua longIpedIce I atua el 
Antlrrhinua char Ideal 
AntlrrhlnuB lopeslanua 
Chaenorrhlnua serpylIIfollue lus I tan ICUB 
Euphrasls azorlca 
Euphrasia genargentea 
Euphrasia grand I flora 
Euphrasia aarchesettll 
Isop IexIs chalcantha 
Isoplexls Isabel liana 
Llnarla algarvlana 
Llnarla coutlnhol 
Llnarla flcalhoana 
Llnarla flava 
Llnarla rlcardol 
Llnarla tonzlgll 
Llnarla turslca 
Llndernla procuabens 
Odontites grsnatensls 
Odontites hoIIIana Euphrasia aendoncee el 
Scrophularla grand I flora el 
- 168 -
SOLANACEAE 
TETRACENTRACEAE 
THEACEAE 
THYMELAEACEAE 
ULMACEAE 
UMBELLIFERAE Annex A 
Slbthorpla peregrine 
Verbascua lltlglosua 
Veronica alcrantha 
Veronica oetaea 
Atropa baetlca 
Mandragore offlelnarua 
Solanua Mdll 
Daphne petraee 
Daphne rodrlguezll 
Thyaelaea broterana 
Zelkova abellcea 
ABB I trlfollatua 
Angelica heterocarpa 
Angelica palustrls 
Aplua beraejol 
ApluB repens 
Athaaanta cortlana 
Bunlua brevlfollua 
Bupleurua capII tare 
Bupleurua handlense 
Bupleurua kaklskalae 
Chaerophyllua azorlcua 
Erynglua alplnua 
Erynglua vlvlparua 
Ferula latlplnna 
Laserpltlua longlradlua 
Me Ianose11nua dec IpI ens 
Mon Izla edulIs Annex B 
Scrophularla heralnlI #1 
Scrophularla sublyrata tl Annex C 
Tetracentron slnense *522 (III. NP) 
Caaellla chrysantha el (II) 
- 169 -
VALERIANACEAE 
VIOLACEAE 
ZINGIBERACEAE 
ZYGOPHYLLACEAE Annex A 
Naufraga batear lea 
Oenanthe conloldes 
Oenanthe dlvarlcata 
Petagnla sanlculIfolla 
Rouya polygaaa 
Sanlcula azorlca 
Sesell Intrlcatua 
Thorella vertlclIlatlnundata 
Centranthus trlnervls 
Viola athols 
Viola cazorlensls 
Viola de IphInantha 
Viola hlsplda 
Viola Jaubertlena 
Viola paradoxe 
Hedychlua phi IIpplnense (I) Annex B Annex C 
Gualacua sanctua el (II) 
GYMNOSPERMAE 
ARAUCARIACEAE 
CUPRESSACEAE 
CYCADACEAE 
GNETACEAE Araucaria araucana** 4216 (I) 
Fltz-Roya cupressoides (I) 
PIIgerodendron uvlferua (I) 
Cycas beddoael (I) Araucaria araucana* el -117 (II) 
CYCADACEAE spp.* el (II) 
Gnetua aontenua *522 (III. NP) 
Annex A - 170 -
Annex B Annex C 
PINACEAE 
P0D0CARPACEAE 
STANGERIACEAE 
NELNITSCHIACEAE 
ZAMIACEAE Abies guateaalensls (I) 
Abies nebrodensls 
Podocarpus parlatorel (I) 
Stangerla erlopus -380 (I) 
Ceratozaala spp. (I) 
Chlgua spp. (I) 
Encephalartos spp. (I) 
Mlcrocycas calocoaa (I) Podocarpus nerllfollus el *522 (III. NP) 
MelNltschla alrabllls el -381 (II) 
ZAMIACEAE spp. el (II) 
PTERIDOPHYTA 
ASPLENIACEAE 
BLECHNACEAE 
CYATHEACEAE 
DICKSON IACEAE 
HYMENOPHYLLACEAE 
ISOETACEAE Asp Ien Iua healonltls 
Asp I en Iua Jahandlezll 
Dryopterls cor leyI 
Polystlchua drepanue 
Woodward Ia radlcans 
Culclta aacrocarpa 
Hyaenophyllua aaderensls 
Trlchoaanes speclosua 
Isoetes azorlca 
Isoetes boryana 
Isoetes nalInvernlana CYATHEACEAE spp. el (II) 
DICKSONIACEAE spp.* el (II) 
BRYOPHYTA Annex A - 171 -
Annex B Annex C 
LYCOPOOIACEAE 
MARSILEACEAE 
OPHIOGLOSSACEAE Marsllea azorlca 
Mars I lea batardae 
Marsllea quadrlfolla 
Marsllea strlgosa 
Botrychlua s lap lex 
OphIogIossua poIyphy11ua Lycopodlua spp. «1 
MUSC I Leucobryua glaucua el 
THALLOPHYTA - 172 -
Annex A Annex B Annex C 
Sphagnua pylaIssI 
Taylor Ia rudolphlana 
Thaanobryua fernandesl Sphagnun spp.* tl 
ALGAE Llthothaanlua corallolde el 
PhyaatholIthon calcareua el 
LICHENS Cladlna spp. el 
- 173 -
ANNEX D 
INTERPRETATION 
1. The symbol "*" against the name of a taxon Indicates that some species 
In the named taxon are Included in Annex A and are excluded from Annex D 
2. The symbol •*•" against the name of a taxon Indicates that some 
species In the named taxon are Included In Annex B and are excluded 
from Annex D. 
3. The symbol "-" followed by a number placed against the name of a 
species or higher taxon denotes that the name of that species or taxon 
shall be Interpreted as follows : 
-485 Also referenced as Mytragyna ci I lata 
-486 Also referenced as Podocarpus blumei 
-487 Also referenced as Podocarpus amarus 
4. In respect of species of Fauna listed In Annex D, the provisions shall 
not apply to any domestic forms and shall not apply to any specimens 
except the following: 
A. For Mammals. Birds. Reptiles and Amphibians; 
( I ) Live specimens; 
(II) Whole dead specimens, frozen, dried or preserved by chemicals, 
which externally resemble the complete body of the species 
concerned; 
(III) The whole or any part of or anything made wholly or partly from 
any tooth or tusk of any animal; 
- 174 -
(Iv) The whole or any part of the horns or antlers of any animal; 
(v) The whole or any part of any raw hide or skin (with or without 
fur or hair) If fresh, salted, dried, pickled or limed and 
whether or not splIt; 
(vl) The whole or any part of any shell of any animal In the Order 
Testudlnes; 
(vii) Creams, oils, soup, meat or other foodstuffs, made from or 
derived from any animal In the following groups: 
Order Testudlnes (turtles, tortoises and terrapins) 
Order Marsupial la (marsupials) 
Families Otarlidae (eared seals) and Phocidae (true seals) In the 
Order Plnnipedla 
Order Lagomorpha (hares and rabbits) 
Order Artlodactyla (even-toed ungulates) 
Order Apodlformes (swifts etc.) 
Order Anura (frogs and toads); 
vlll) Any feather or feathers or any skin or any other part with 
feathers on It of any bird or birds other than the downy feathers 
of any adult female of the species Somater la molisslma (eider 
duck) or the train of any adult male of the species Pavo 
crlstatus (Indian peacock); 
(Ix) Any egg, whether whole or blown; and 
(x) The casque, whether or not attached to the upper part of the 
bill, of any bird In the Order CoraclIformes (hornbllls etc). 
B. For Fish: 
(xl) All live specimens; and 
(xli) All specimens, live or dead, of species in the Family 
Syngnathldae (sea horses etc.). 
C. For Invertebrates: 
(xli I) The whole or any part of any external shell or skeleton, except 
for fosslIs. 
- 175 -
5. In respect of species of Flora listed In Annex D, the provisions shall 
not apply to the following parts and derivatives which shall not be 
considered as specimens of species listed In Annex D : 
Seeds, spores, pollen, tissue cultures, fI asked seedling cultures, 
chemical derivatives, fruits and parts and derivatives thereof of 
artificially propagated plants, cut flowers of artificially propagated 
plants, manufactured products made from timber. 
- 176 -
FAUNA 
VERTEBRATES 
MAMMALIA 
All taxa not included in Annexes A, B and C except: 
Orvctolaous cunlculus domestic forms 
Rattus norveolcus 
Mus musculus 
Mesocrlcetus auratus domestic forms 
Cavla spp. domestic forms 
Chinclila lanlger domestic forms 
Cams fam| Marls 
Mustela furp 
FelIs catus 
Eouus cabalius 
EQUUS as I nus 
Eouus cabal lus x AJLLDUS. 
Sus scrofa domestic forms 
Lama clama 
Lama pacos 
Camelus bactrlanus domestic forms 
Came lus dromedarlus 
Cervus claohus eiaphus 
Cervus dama dama 
Cervus nippon 
Cervus tlmprensls 
Ranqtfer tarandus domestic forms 
Bubalus bubal is 
Bos taurus 
Bos lndjcus 
Bos frontal Is 
Bos grunnlens domestic forms 
Caora h I reus domestic forms 
PYIS arles 
AVES 
All taxa not Included In Annexes A, B and C except: 
Anser anser domestic forms 
Anser cvgnoides domestic forms 
Calrlna tppschata domestic forms 
Anas platvrhvnchos domestic forms 
- 177 -
Gal lus gal lus 
Phaslanus colchlcus 
Coturnlx lappnlca 
Excalfactorla chlnensls 
Numlda meleagrls domestic forms 
Meleagrls oailopava domestic forms 
Nvmphlcus hoi I andieus 
Melons Ittacus undulatua 
Lonchura striata domestic forms 
REPTIUA 
All taxa not listed In Annexes A, B and C 
AMPHIBIA 
All taxa not listed In Annexes A, B and C 
PISCES 
AI I mar ine species 
INVERTEBRATES 
CNIDARIA 
ANTHpZPA 
GORGONACEA 
Coral 11Idae 
Coral Ilum spp. 
MOLLUSCA 
GASTROPODA 
ARCHAEOGASTROPODA 
TurbinIdae 
Turbo martnoratus 
MESOGASTROPODA 
Strombidae 
Strombus olaas 
ECHINODERMATA 
ECHINQIPA 
ECHINOIDA 
Echlnldae 
p?r?rftntrotus llvidus 
- 178 -
FLORA 
SPERMArQPHYTA 
ANGIQSPERMAE 
Agavaceae 
No IIna spp.* 
Amary11Idaceae 
Loucolum spp.* 
Narcissus spp.*/** 
Anacardiaceae 
Dracontomelon dao 
Apocynaceae 
Adenluin spp. 
Aspldosperma polvneuron 
Hunter la eburnea 
Strophantus spp. 
Voacanqo africana 
Voacanga thouarsll 
Araceae 
Arlsaema spp. 
Blarlum spp. 
Asclepladaceae 
Brachvstelma spp. 
FocKea spp. 
Boraginaceae 
Cord I a m H en 11 
Cordla Platvthvrsa 
Brome Ilaceae 
Tl I lands la spp. 
Burseraceae 
Aucoumea klalneana 
Dloscoreaceae 
DIoscorea elephantInes 
Droseraceae 
Dlonaea musclnula 
Drosera spp. 
Ebenaceae 
plospyros celeblca 
Plpspyros crasslflora 
Plospyros muni 
Plospyros phi Iloplnensls 
Plospyros j&llosanthera 
- 179 -
Euphorblaceae 
GuttI ferae Monadenlum spp. 
AllanfrlacKla parvifIpra 
Pentatfesma butyracea 
lr idaceae 
Iris species of the section Qncocycius Including 
Iris acutlloba 
s antIllpanotiça 
s assadlana 
s atrpfusca 
s atrppurourea 
s auranltica 
s. barnumae 
s basaltlca 
s benlamlnlI 
s bigger I 
s blsmarklana 
s bpstrensis 
s cam I Mae 
s cedretlI 
s damascena 
s el Izafretfrae 
s ga 11es 11 
s orosshelmlI 
s hauranensis 
s havne 
s hermpna 
s heylantilana 
s Iberlca 
s lordana 
s keredlensls 
s klrkwoodlI 
s lortetll 
s marlae 
s meda 
s nectarIfera 
s nigricans 
s naradoxa 
s petrana 
s samarlae 
s sari 
s schelkownllowlJ 
s sprenqerl 
s sus I ana 
s swensonlana 
s west 11 
Juglandaceae 
JugIans neotropica 
Lauraceae 
Eus I deroxy Ion zmoejrJ 
- 180 -
Legumlnosae 
Afzel la africana 
Afzella blplndensls 
Afzel la pachvloba 
Amburana cearensla 
CaesalDlnIa oaraauariensis 
Copalfera salikounda 
Dalbergla spp.**. 
Grlffonla slmpliclfolla 
Gulfrpurtla ehle 
Hap IormosI a monophv11 a 
Intsla bl luoa 
Intsia palembanlca 
Koofflpassla malacccnsla 
MIcroberiInla blsculcnta 
MIcroberiInia brazzaviMens 
MIMettla iaurentil 
Mpnppetalanthus hettzll 
Perlcopsls elata 
Perlcppsls mopniana 
Pterocarpus spp. 
Phvsostloma venenosum 
Swartzla flstulpldes 
LI Ilaceae 
Astroloba spp. 
Ervthronlum spp. 
Frmiiarla spp.* 
Gasterla spp. 
Hawprthla spp. 
LM lum spp.** 
Muscarl spp.* 
Poel Inltzla spp. 
SclI la spp.* 
Trl11lum spp. 
Tu Ii pa spp. 
Mellaceae 
Cedrela fIssllls 
Cedrela pdprata 
Entandrophraoma SPP. 
Guarea cedratn 
Guarea thompsonll 
Khaya SPP. 
Lovoa trlchliioldes 
Swletenla macrophvila 
SwlMenla mahaoonl 
Turraeanthus afrlcanus 
Ochnaceae 
Lophira alata 
T«8tulea oabonensls 
Passifloraceae 
Ajfenlfi. spp. 
Rosaceae 
prunus africana 
- 181 -
Rublaceae 
Corvnanthe pachvceras 
Hal lea ledermanniI -485 
Nauclea dlderrlchlI 
Pauslnystalla Iphlmbe 
Rutaceae 
Baifourodendron riedliianum 
Chloroxvlon swletenla 
Sapotaceae 
Aningerla altlssima 
Autranella conaolensls 
Bai I lone I la toxlsoerma 
Tleohemella africana 
Tleghemella heckelIi 
Stercullaceae 
Mansonla altlssima 
Nesoaordonia oanaverlfera 
Sterculla ppipnga 
Triplpchltpn sclerpxylpn 
Thymelaeaceae 
Aqul I aria malaccensls 
Gonvstvlus bancanus 
Verbenaceae 
Tectona spp. 
GYMNQSPERMAE 
Araucarlaceae 
Aoathls SPP. 
Araucaria angustlfolla 
Podocarpaceae 
Pacrydlum elatum 
Nage I a walIIchlana -486 
Podocarpus rumphil -487 
Prumnopltvs amara 
PTERIDOPHYTA 
Se I agi ne Ilaceae 
Selaolnella Imbricata 
Selaglnella tftpldophvila 
Se I agi ne I la novoleonls 
S«t»ginftM» nlllfera 
THALLQPHYTA 
LICHENS 
Cctrarla spp. 
- 182 -
Annex E 



ISSN 0254-1475 
COM (91) 448 final 
DOCUMENTS 
EN 14 03 
Catalogue number : CB-CO-91-540-EN-C 
ISBN 92-77-78033-9 
Office for Official Publications of the European Communities 
L-2985 Luxembourg