EN Official Journal of the European Union L 319/23

Corrigendum to Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (ECB/2013/33)

( Official Journal of the European Union L 297 of 7 November 2013 )

On page 14, Annex I, Part 2, Table 1 ‘Monthly stocks’ is replaced as follows:

Table 1

Monthly stocks (1)

(5) Sole proprietorships/partnerships without legal status.

BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world D. Total Total MFIs (3) Non-MFIs Total MFIs (3) Non-MFIs Total Banks Non-Banks of which: Central Bank (S1.121) of which: Deposit-taking corporations except the central bank (S1.122) of which: credit institutions subject to RRs, ECB and NCBs General government (S.13) Other resident sectors of which: Central Bank (S1.121) of which: Deposit-taking corporations except the central bank (S1.122) of which: credit institutions subject to RRs, ECB and NCBs General government (S.13) Other resident sectors of which: Credit institutions Central Government (S. 1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) of which: Credit institutions Central Government (S. 1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) of which: CCP (4) of which: FVCs of which: CCP (4) of which: FVCs (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) LIABILITIES 8 Currency in circulation 9 Deposits * * * * * * * up to 1 year over 1 year of which: intra-group positions of which: Transferable deposits of which: up to 2 years of which: syndicated loans 9e Euro * * * * 9.1e Overnight * * * * of which: Transferable deposit 9.2e With agreed maturity up to 1 year * * * * over 1 and up to 2 years * * * * over 2 years * * * * * * * * * * * 9.3e Redeemable at notice up to 3 months * * * * over 3 months * * * * of which: over 2 years (1) * * * * * * * * * * * 9.4e Repos * * * * * * * * * * * 9x Foreign currencies 9.1x Overnight * * * * 9.2x With agreed maturity up to 1 year * * * * over 1 and up to 2 years * * * * over 2 years * * * * * * * * * * * 9.3x Redeemable at notice up to 3 months * * * * over 3 months * * * * of which: over 2 years (2) * * * * * * * * * * * 9.4x Repos * * * * * * * * * * * 10 MMFs shares/units ( 3 ) 11 Debt securities issued 11e Euro up to 1 year * over 1 and up to 2 years * of which: up to 2 years and nominal capital guarantee below 100% over 2 years * 11x Foreign currencies up to 1 year * over 1 and up to 2 years * of which: up to 2 years and nominal capital guarantee below 100% over 2 years * 12 Capital and reserves 13 Remaining liabilities





BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world D. Total MFIs Non-MFIs MFIs Non-MFIs of which: Central Bank (S.121) of which: Deposit-taking corporations except the central bank (S.122) General government (S.13) Other resident sectors of which: Central Bank (S. 121) of which: Deposit-taking corporations except the central bank (S. 122) General government (S. 13) Other resident sectors Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Total Non-MMF investment funds (S. 124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S. 128) Pension funds (S. 129) Non-financial corporations (S. 11) Households + non-profit institutions serving households (S. 14+S. 15) of which: CCP (4) of which: FVCs Total Credit for consumption Lending for house purchase Other lending of which: CCP (4) of which: FVCs Total Credit for consumption Lending for house purchase Other lending of which: SP/P (3) of which: SP/P (3) ASSETS 1 Cash 1e of which: euro 2 Loans up to 1 year over 1 year and up to 5 years over 5 years of which: intra-group positions of which: syndicated loans of which: reverse repos 2e of which: euro of which: revolving loans and overdrafts of which: convenience credit card credit of which: extended credit card credit 3 Debt securities held 3e Euro up to 1 year over 1 and up to 2 years over 2 years 3x Foreign currencies up to 1 year over 1 and up to 2 years over 2 years 4 Equity 5 Investment fund shares/units MMF shares/units Non-MMF investment fund shares/units 6 Non-financial assets (including fixed assets) 7 Remaining assets

On pages 17 to 19, Annex I, Part 3, Table 2 ‘Quarterly stocks (Sector breakdown)’, Table 3 ‘Quarterly stocks (Country breakdown)’ and Table 4 ‘Quarterly stocks (Currency breakdown)’ are replaced as follows:

Table 2

Quarterly stocks (Sector breakdown)

BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world D. Total MFI Non-MFIs MFI Non-MFIs Total Total General government (S.13) Other resident sectors Total General government (S.13) Other resident sectors Banks Non-banks Total Central government (S.1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Total Central government (S.1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) General government Other resident sectors Total State government (S.1312) Local government (S.1313) Social security funds (S.1314) Total Credit for consumption Lending for house purchase Other lending Total State government (S.1312) Local government (S.1313) Social security funds (S.1314) Total Credit for consumption Lending for house purchase Other lending Real estate collateral Real estate collateral Real estate collateral Real estate collateral Real estate collateral Real estate collateral Real estate collateral Real estate collateral LIABILITIES 8. Currency in circulation 9. Deposits M M M 9.1. Overnight M M M M M M M M M M M M M M M M 9.2. With agreed maturity M M M M M M M M M M M M M M M M 9.3. Redeemable at notice M M M M M M M M M M M M M M M M 9.4. Repos M M M M M M M M M M M M M M M M 10. MMFs shares/units 11. Debt securities issued 12. Capital and reserves 13. Remaining liabilities of which: financial derivatives of which: accrued interest on deposits ASSETS 1. Cash 2. Loans M M M M M up to 1 year M M M M M M M M M M M M over 1 and up to 5 years M M M M M M M M M M M M over 5 years M M M M M M M M M M M M 2e Euro Loans with original maturity over 1 year of which: Loans with remaining maturity of less than or equal to 1 year of which: Loans with remaining maturity over 1 year and with interest rate reset in the next 12 months Loans with original maturity over 2 years of which: Loans with remaining maturity of less than or equal to 2 years of which: Loans with remaining maturity over 2 years and with interest rate reset in the next 24 months 3. Debt securities held M M M M M up to 1 year over 1 year 4. Equity M M M 5. Investment fund shares/units MMFs shares/units Non-MMF investment fund shares/units 6. Non-financial assets (including fixed assets) 7. Remaining assets of which: financial derivatives of which: accrued interest on loans M Monthly data requirements, see Table 1.





Table 3

Quarterly stocks (Country breakdown)

BALANCE SHEET ITEMS EU Rest of the world (excluding EU) Other euro area Member State Non-euro area Member State Selected EU institutions (5) LIABILITIES 8. Currency in circulation 9. Deposits from MFIs from non-MFIs general government other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders insurance corporations pension funds non-MMF investment funds non-financial corporations households + non-profit institutions serving households 10. Debt securities issued 11. MMF shares/units 12. Capital and reserves 13. Remaining liabilities ASSETS 1. Cash 2. Loans to MFIs to non-MFIs general government other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders insurance corporations pension funds non-MMF investment funds non-financial corporations households + non-profit institutions serving households 3. Debt securities held issued by MFIs up to 1 year over 1 year and up to 2 years over 2 years issued by non-MFIs 4. Equity 5. Investment fund shares/units MMF shares/units Non-MMF investment fund shares/units 6. Non-financial assets (including fixed assets) 7. Remaining assets





Table 4

Quarterly stocks (Currency breakdown)

BALANCE SHEET ITEMS All currencies combined Euro EU currencies other than euro Currencies other than EU Member State currencies combined Total Other EU Member State currency GBP Total USD JPY CHF Remaining currencies combined LIABILITIES 9. Deposits A. Domestic from MFIs M M from non-MFIs M B. Euro area other than domestic from MFIs M M from non-MFIs M C. Rest of the world up to 1 year M over 1 year M from banks Q from non-banks Q 10. Debt securities issued M M ASSETS 2. Loans A. Domestic to MFIs M to non-MFIs M M B. Euro area other than domestic to MFIs M to non-MFIs M M C. Rest of the world up to 1 year M over 1 year M to banks Q to non-banks Q 3. Debt securities held A. Domestic issued by MFIs M M issued by non-MFIs M M B. Euro area other than domestic issued by MFIs M M Issued by non-MFIs M M C. Rest of the world issued by banks Q issued by non-banks Q M Monthly data requirements, see Table 1. Q Quarterly data requirements, see Table 2.

On page 20, Annex I, Part 4, Table 1A ‘Monthly revaluation adjustments’ is replaced as follows:

Table 1A

Monthly revaluation adjustments (6)

BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world D. Total Total MFIs Non-MFIs Total MFIs Non-MFIs Total Banks Non-Banks of which: Central Bank (S.121) of which: Deposit-taking corporations except the central bank (S.122) of which: credit institutions subject to RRs, ECB and NCBs General government (S.13) Other resident sectors of which: Central Bank (S.121) of which: Deposit-taking corporations except the central bank (S.122) of which: credit institutions subject to RRs, ECB and NCBs General government (S.13) Other resident sectors of which: Credit institutions Central Government (S.1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) of which: Credit institutions Central Government (S.1311) Other general government Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) of which: CCP (8) of which: FVCs of which: CCP (8) of which: FVCs (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) LIABILITIES 8 Currency in circulation 9 Deposits up to 1 year over 1 year of which: intra-group positions of which: Transferable deposits of which: up to 2 years of which: syndicated loans 9e Euro 9.1e Overnight of which: Transferable deposits 9.2e With agreed maturity up to 1 year over 1 and up to 2 years over 2 years 9.3e Redeemable at notice up to 3 months over 3 months of which: over 2 years (7) 9.4e Repos 9x Foreign currencies 9.1x Overnight 9.2x With agreed maturity up to 1 year over 1 and up to 2 years over 2 years 9.3x Redeemable at notice up to 3 months over 3 months of which: over 2 years (7) 9.4x Repos 10 MMFs shares/units * * * * MINIMUM 11 Debt securities issued 11e Euro up to 1 year * over 1 and up to 2 years * of which: up to 2 years and nominal capital guarantee below 100% * over 2 years * 11x Foreign currencies up to 1 year * over 1 and up to 2 years * of which: up to 2 years and nominal capital guarantee below 100% * over 2 years * 12 Capital and reserves 13 Remaining liabilities





BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world D. Total MFIs Non-MFIs MFIs Non-MFIs of which: Central Bank (S.121) of which: Deposit-taking corporations except the central bank (S.122) General government (S.13) Other resident sectors of which: Central Bank (S.121) of which: Deposit-taking corporations except the central bank (S.122) General government (S.13) Other resident sectors Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) of which: CCP (8) of which: FVCs Total Credit for consumption Lending for house purchase Other lending of which: CCP (7) of which: FVCs Total Credit for consumption Lending for house purchase Other lending of which: SP/P (7) of which: SP/P (8) ASSETS 1 Cash 1e of which: euro 2 Loans MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM up to 1 year over 1 year and up to 5 years over 5 years of which: intra-group positions of which: syndicated loans MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM of which: reverse repos 2e of which: euro of which: revolving loans and overdrafts of which: convenience credit card credit of which: extended credit card credit 3 Debt securities held MINIMUM MINIMUM MINIMUM of which: over 2 years (7) MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM 3e Euro up to 1 year over 1 and up to 2 years over 2 years 3x Foreign currencies up to 1 year over 1 and up to 2 years over 2 years 4 Equity MINIMUM MINIMUM MINIMUM MINIMUM MINIMUM 5 Investment fund shares/units MMF shares/units MINIMUM MINIMUM MINIMUM Non-MMF investment fund shares/units MINIMUM MINIMUM MINIMUM 6 Non-financial assets (including fixed assets) 7 Remaining assets

On page 22, Annex I, Part 5, point 2.2, the introductory sentence is replaced as follows:

‘The items referred to in Section 2.1 are allocated to Parts 1 and 2 of Table 5 as follows:’;

On page 23, Annex I, Part 5, point 5.2 is replaced as follows:

‘5.2. MFIs to which the derogation in Article 9(4) applies report the end-of-quarter amounts outstanding of the loans disposed of by means of a securitisation that have been subject to derecognition but are still recognised on the financial statements in accordance with Part 5 of Table 5.’;

On pages 24 and 25, Annex I, Part 5, Table 5a ‘Securitisations and other loan transfers: monthly data’ and Table 5b ‘Securitisations and other loan transfers: quarterly data’ are replaced as follows:

Table 5a

Securitisations and other loan transfers: monthly data

BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world MFIs Non-MFIs MFIs Non-MFIs General government (S.13) Other resident sectors General government (S.13) Other resident sectors Total Other general government (S.1312+S.1313+S.1314) Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Total Other general government (S.1312+S.1313+S.1314) Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) 1. Net flows of loans securitised or otherwise transferred: transactions with impact on reported loan stocks calculated as disposals minus acquisitions 1.1 Counterparty in the transfer is an FVC 1.1.1 of which: counterparty in the transfer is a euro area FVC 1.2 other counterparties in the transfer 1.2.1 of which: counterparty in the transfer is a non-domestic euro area MFI 2. Net flows of loans securitised or otherwise transferred: transactions without impact on reported loan stocks calculated as disposals minus acquisitions 2.1. All counterparties in the transfer 3. Loans securitised and derecognised for which the MFI acts as servicer ( 9 ) 3.1 Outstanding amounts 3.2 Financial transactions excluding loan disposals and acquisitions 4. Outstanding amounts of loans serviced in a securitisation ( 10 ) 5. Outstanding amounts of securitised loans not derecognised ( 11 ) 5.1 Total 5.1.1 of which: securitised through a euro area FVC





Table 5b

Securitisations and other loan transfers: quarterly data

BALANCE SHEET ITEMS A. Domestic B. Euro area other than domestic C. Rest of the world MFIs Non-MFIs MFIs Non-MFIs General government (S.13) Other resident sectors General government (S.13) Other resident sectors Total Other general government (S.1312+S.1313+S.1314) Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Total Other general government (S.1312+S.1313+S.1314) Total Non-MMF investment funds (S.124) Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) Insurance corporations (S.128) Pension funds (S.129) Non-financial corporations (S.11) Households + non-profit institutions serving households (S.14+S.15) Credit for consumption Lending for house purchase Other lending Credit for consumption Lending for house purchase Other lending of which: SP/P (12) of which: SP/P (12) 1. Net flows of loans securitised or otherwise transferred: transactions with impact on reported loan stocks calculated as disposals minus acquisitions 1.1 counterparty in the transfer is an FVC M M M M M M M M M M M M M M M M M Loan purpose up to 1 year over 1 and up to 5 years over 5 years 1.1.1 of which: counterparty in the transfer is a euro area FVC M M M M M M M M M M M M M M M M M up to 1 year over 1 and up to 5 years over 5 years 1.2 Other counterparties in the transfer M M M M M M M M M M M M M M M M M Loan purpose 1.2.1 of which: counterparty in the transfer is a non-domestic euro area MFI M M M M M M M M M M M M M M M M M Loan purpose 2. Net flows of loans securitised or otherwise transferred: transactions without impact on reported loan stocks calculated as disposals minus acquisitions 2.1. All counterparties in the transfer M M M M M M M M M M M M M M M M M 3. Loans securitised and derecognised for which the MFI acts as servicer ( 9 ) 3.1 Outstanding amounts M M M M M M M M M M M M M M M M M Loan purpose up to 1 year over 1 and up to 5 years over 5 years 3.2 Financial transactions excluding loan disposals and acquisitions M M M M M M M M M M M M M M M M M Loan purpose up to 1 year over 1 and up to 5 years over 5 years 4. Outstanding amounts of loans serviced in a securitisation 4.1 Loans serviced: All FVCs up to 1 year over 1 and up to 5 years over 5 years 4.1.1 Loans serviced: of which FVCs euro area FVCs up to 1 year over 1 and up to 5 years over 5 years M Monthly data requirements, see Table 5a.

(1) Cells marked with an * are used in the calculation of the reserve base. With respect to debt securities, credit institutions will either present proof of liabilities to be excluded from the reserve base or apply a standardised deduction of a fixed percentage specified by the ECB. Patterned cells are reported solely by credit institutions subject to reserve requirements (RRs). See also special rules on the application of minimum reserves in Annex III.

(2) The reporting of this item is voluntary until further notice.

(3) Data under this item may be subject to different statistical collection procedures, as decided by an NCB in accordance with the rules contained in Part 2 of Annex I.

(4) Central counterparties.

(5) Sole proprietorships/partnerships without legal status.

(5) Data should be separately identified for the European Investment Bank and the European Stability Mechanism with reference to the applicable sector classification.

(6) Series marked with the word ‘MINIMUM’ are reported by MFIs. NCBs may extend this requirement also to cover the series marked as blank cells (i.e. not containing the word ‘MINIMUM’).

Blank cells and MINIMUM cells are reported by the NCB to the ECB.

The blank cells with a star on the liability side are assumed to be zero unless there is evidence to the contrary.

(7) NCBs may request MFIs to report this item on a quarterly basis instead of monthly.

(8) Sole proprietorships/partnerships without legal status.

(9) Data under this item may be subject to different statistical collection procedures, as decided by an NCB in accordance with the rules contained in Section 3 of Part 5 of Annex I.

(10) This item required at quarterly frequency only, see Table 5(b) for the reporting scheme.

(11) Regarding the reporting obligation referred to in Section 5.2 of Part 5 of Annex I, only the row ‘Total’ is reported, and only at quarterly frequency.

(12) Sole proprietorships/partnerships without legal status.