Official Journal of the European Union

Statement of revenue and expenditure for the 2023 financial year – European Securities and Markets Authority (ESMA)

(2023/C 38/15)

REVENUE

Title Chapter Heading Financial year 2023 Financial year 2022 Financial year 2021 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 29 162 058 27 293 765 23 936 648 ,— Title 1 — Total 29 162 058 27 293 765 23 936 648 ,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 18 588 578 17 301 544 18 071 139 ,— Title 2 — Total 18 588 578 17 301 544 18 071 139 ,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 22 869 754 22 228 234 15 953 988 ,— Title 3 — Total 22 869 754 22 228 234 15 953 988 ,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 902 850 845 008 741 073 ,— Title 4 — Total 902 850 845 008 741 073 ,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS — — 0 ,— Title 6 — Total — — 0 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 334 000 400 000 1 722 449 ,— Title 7 — Total 334 000 400 000 1 722 449 ,— GRAND TOTAL 71 857 240 68 068 551 60 425 297 ,—

EXPENDITURE

Title Chapter Heading Financial year 2023 Financial year 2022 Financial year 2021 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 46 352 629 43 090 152 36 236 057 ,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 550 000 300 000 510 000 ,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 915 000 985 000 588 416 ,— 1 6 TRAINING 380 000 400 000 271 000 ,— Title 1 — Total 48 197 629 44 775 152 37 605 473 ,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 990 000 6 520 000 6 398 000 ,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 400 000 450 000 582 632 ,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 915 000 1 007 000 949 998 ,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 700 6 000 3 000 ,— Title 2 — Total 8 310 700 7 983 000 7 933 630 ,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 72 000 70 000 0 ,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 12 715 494 12 480 630 10 545 900 ,— 3 4 LEGAL ADVICE 135 000 130 000 59 000 ,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 750 000 625 000 623 000 ,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 390 000 320 000 6 404 ,— 3 7 COMMUNICATION 401 417 810 678 789 250 ,— 3 8 MEETING EXPENSES 410 000 420 001 119 907 ,— 3 9 SERVICES ON OPERATIONAL MATTERS 75 000 54 090 252 733 ,— Title 3 — Total 14 948 911 14 910 399 12 396 194 ,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 400 000 400 000 700 000 ,— 4 1 INSTRUMENTS REFERENCE DATA — — 1 790 000 ,— Title 4 — Total 400 000 400 000 2 490 000 ,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES — — 0 ,— Title 9 — Total — — 0 ,— GRAND TOTAL 71 857 240 68 068 551 60 425 297 ,—

Establishment plan

Function group and grade 2023 2022 Authorized under the Union budget Authorized under the Union budget Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 AD 15 — 3 — 3 AD 14 — 1 — 1 AD 13 — 2 — 1 AD 12 — 9 — 6 AD 11 — 11 — 7 AD 10 — 29 — 21 AD 9 — 45 — 39 AD 8 — 39 — 32 AD 7 — 40 — 31 AD 6 — 38 — 42 AD 5 — 32 — 49 Subtotal AD — 250 — 233 AST 11 — — — — AST 10 — — — — AST 9 — — — — AST 8 — — — — AST 7 — — — — AST 6 — 4 — 3 AST 5 — 9 — 5 AST 4 — — — 1 AST 3 — — — — AST 2 — — — — AST 1 — — — 1 Subtotal AST — 13 — 10 AST/SC 6 — — — — AST/SC 5 — — — — AST/SC 4 — — — — AST/SC 3 — — — — AST/SC 2 — — — — AST/SC 1 — — — — Subtotal AST/SC — — — — Total — 263 — 243 Grand Total 263 243

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts