Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020

(2020/C 107/29)

REVENUE

Title Chapter Heading Financial year 2020 Financial year 2019 Financial year 2018 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 22 015 379 19 659 349 18 425 189 ,— Title 1 — Total 22 015 379 19 659 349 18 425 189 ,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 20 112 045 13 612 497 11 768 296 ,— Title 2 — Total 20 112 045 13 612 497 11 768 296 ,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 13 383 007 11 527 276 11 411 958 ,— Title 3 — Total 13 383 007 11 527 276 11 411 958 ,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 625 437 558 504 523 443 ,— Title 4 — Total 625 437 558 504 523 443 ,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 200 000 0 ,— 0 ,— Title 6 — Total 200 000 0 ,— 0 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 697 615 2 021 728 2 167 976 ,— Title 7 — Total 1 697 615 2 021 728 2 167 976 ,— GRAND TOTAL 58 033 483 47 379 354 44 296 862 ,—

EXPENDITURE

Title Chapter Heading Appropriations 2020 Appropriations 2019 Outturn 2018 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 34 840 483 26 729 738 24 240 384 ,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 600 000 325 300 380 200 ,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 820 000 568 407 546 662 ,— 1 6 TRAINING 305 000 234 953 357 200 ,— Title 1 — Total 36 565 483 27 858 398 25 524 446 ,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 560 000 7 074 108 6 009 217 ,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 600 000 354 421 290 958 ,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 855 000 668 586 858 567 ,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 6 000 5 000 6 507 ,— Title 2 — Total 8 021 000 8 102 115 7 165 249 ,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 50 000 840 35 365 ,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 8 540 000 7 244 570 6 898 589 ,— 3 4 LEGAL ADVICE 150 000 60 332 283 521 ,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 600 000 418 485 346 117 ,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 610 000 512 196 526 755 ,— 3 7 COMMUNICATION 517 000 558 757 647 518 ,— 3 8 MEETING EXPENSES 445 000 324 882 369 509 ,— 3 9 SERVICES ON OPERATIONAL MATTERS 85 000 87 021 113 880 ,— Title 3 — Total 10 997 000 9 207 083 9 221 254 ,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 400 000 221 758 595 913 ,— 4 1 INSTRUMENTS REFERENCE DATA 2 050 000 1 990 000 1 790 000 ,— Title 4 — Total 2 450 000 2 211 758 2 385 913 ,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. Title 9 — Total p.m. GRAND TOTAL 58 033 483 47 379 354 44 296 862 ,—

Establishment plan

Function group and grade 2020 2019 2018 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 2 — 1 — 1 AD 15 — 3 — 2 — 1 AD 14 — — — 6 — — AD 13 — 3 — 2 — 2 AD 12 — 7 — 7 — 6 AD 11 — 14 — 14 — 9 AD 10 — 17 — 17 — 14 AD 9 — 39 — 39 — 28 AD 8 — 30 — 30 — 28 AD 7 — 57 — 58 — 26 AD 6 — 10 — 10 — 14 AD 5 — 32 — 11 — 15 Total AD — 214 — 197 — 144 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 2 AST 7 — 3 — 3 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 3 — 4 AST 4 — 1 — 1 — 1 AST 3 — — — 1 — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 12 — 13 — 12 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 226 — 210 — 156 Grand Total 226 210 156

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts