Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2019

(2019/C 120/27)

REVENUE

Title Chapter Heading Financial year 2019 Financial year 2018 Financial year 2017 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 19 659 349 18 425 189 16 938 947 ,— Title 1 — Total 19 659 349 18 425 189 16 938 947 ,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 12 377 000 11 768 296 11 019 552 ,— Title 2 — Total 12 377 000 11 768 296 11 019 552 ,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 11 873 276 11 411 958 11 831 781 ,— Title 3 — Total 11 873 276 11 411 958 11 831 781 ,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 558 504 523 443 481 220 ,— Title 4 — Total 558 504 523 443 481 220 ,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 ,— 0 ,— 159 300 ,— Title 6 — Total 0 ,— 0 ,— 159 300 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 2 078 744 2 167 976 1 645 919 ,— Title 7 — Total 2 078 744 2 167 976 1 645 919 ,— GRAND TOTAL 46 546 873 44 296 862 42 076 719 ,—

EXPENDITURE

Title Chapter Heading Appropriations 2019 Appropriations 2018 Outturn 2017 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 24 724 373 24 240 384 22 396 215 ,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 380 000 380 200 285 030 ,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 537 000 546 662 496 036 ,— 1 6 TRAINING 350 000 357 200 312 295 ,— Title 1 — Total 25 991 373 25 524 446 23 489 576 ,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 7 425 000 6 009 217 5 951 194 ,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 300 000 290 958 333 740 ,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 774 500 858 567 491 557 ,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 000 6 507 5 000 ,— Title 2 — Total 8 504 500 7 165 249 6 781 491 ,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 35 000 35 365 78 765 ,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 7 650 000 6 898 589 7 686 443 ,— 3 4 LEGAL ADVICE 200 000 283 521 49 457 ,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 450 000 346 117 457 858 ,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 515 000 526 755 560 000 ,— 3 7 COMMUNICATION 444 000 647 518 760 701 ,— 3 8 MEETING EXPENSES 381 000 369 509 340 073 ,— 3 9 SERVICES ON OPERATIONAL MATTERS 86 000 113 880 167 228 ,— Title 3 — Total 9 761 000 9 221 254 10 100 525 ,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 300 000 595 913 203 621 ,— 4 1 INSTRUMENTS REFERENCE DATA 1 990 000 1 790 000 1 500 070 ,— Title 4 — Total 2 290 000 2 385 913 1 703 691 ,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0 ,— Title 9 — Total p.m. p.m. 0 ,— GRAND TOTAL 46 546 873 44 296 862 42 075 283 ,—

Establishment plan

Function group and grade 2019 2018 2017 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 — 1 AD 15 — 1 — 1 — 1 AD 14 — — — — — — AD 13 — 2 — 2 — 2 AD 12 — 7 — 6 — 5 AD 11 — 11 — 9 — 8 AD 10 — 17 — 14 — 13 AD 9 — 33 — 28 — 26 AD 8 — 30 — 28 — 28 AD 7 — 33 — 26 — 26 AD 6 — 8 — 14 — 14 AD 5 — 9 — 15 — 13 Total AD — 152 — 144 — 137 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 1 AST 7 — 3 — 2 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 4 — 4 AST 4 — — — 1 — 3 AST 3 — — — — — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 11 — 12 — 13 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 163 — 156 — 150 Grand Total 163 156 150

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts