DEFINITIVE ADOPTION

of amending budget No 4 of the European Union for the financial year 2011

(2011/748/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and 314(9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (1),

Having regard to the general budget of the European Union for the financial year 2011, as definitively adopted on 15 December 2010 (2),

Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (3),

Having regard to draft amending budget No 4 to the general budget 2011, which the Commission drew up on 17 June 2011,

Having regard to Council's position on draft amending budget No 4/2011, which the Council adopted on 12 September 2011,

Having regard to Rules 75b and 75e of the European Parliament's Rules of Procedure,

Having regard to the Parliament's approval of the position of the Council on 28 September 2011,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 4 of the European Union for the financial year 2011 has been definitively adopted.

(1) OJ L 248, 16.9.2002, p. 1.

(2) OJ L 68, 15.3.2011

(3) OJ C 139, 14.6.2006, p. 1.

DEFINITIVE ADOPTION OF AMENDING BUDGET No 4 OF THE EUROPEAN UNION FOR THE FINANCIAL YEAR 2011

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

Appropriations to be covered during the financial year 2011 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources

EXPENDITURE

Description Budget 2011 (1) Budget 2010 (2) Change (%) 1. Sustainable growth 53 034 039 384 47 647 241 763 11,31 2. Preservation and management of natural resources 56 378 918 184 58 135 640 809 –3,02 3. Citizenship, freedom, security and justice 1 700 103 331 1 477 871 910 15,04 4. EU as a global player 7 242 528 574 7 787 695 183 –7,00 5. Administration 8 171 544 289 7 907 468 861 3,34 Total expenditure (3) 126 527 133 762 122 955 918 526 +2,90





REVENUE

Description Budget 2011 (4) Budget 2010 (5) Change (%) Miscellaneous revenue (Titles 4 to 9) 1 421 368 232 1 432 338 606 –0,77 Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) 4 539 394 283 2 253 591 199 + 101,43 Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2) p.m. p.m. — Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2) p.m. p.m. — Total revenue for Titles 3 to 9 5 960 762 515 3 685 929 805 +61,72 Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) 17 867 000 000 15 719 200 000 +13,66 VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) 14 125 977 050 13 277 325 100 +6,39 Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) 88 573 394 197 90 273 463 621 –1,88 Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6) 120 566 371 247 119 269 988 721 +1,09 Total revenue (7) 126 527 133 762 122 955 918 526 +2,90





TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

Member State 1 % of non-capped VAT base 1 % of gross national income Capping rate (in %) 1 % of gross national income multiplied by capping rate 1 % of capped VAT base (8) Member States whose VAT base is capped (1) (2) (3) (4) (5) (6) Belgium 1 627 587 000 3 698 643 000 50 1 849 321 500 1 627 587 000 Bulgaria 169 013 000 370 007 000 50 185 003 500 169 013 000 Czech Republic 652 877 000 1 391 854 000 50 695 927 000 652 877 000 Denmark 963 769 000 2 458 026 000 50 1 229 013 000 963 769 000 Germany 11 026 155 000 26 119 640 000 50 13 059 820 000 11 026 155 000 Estonia 71 993 000 146 742 000 50 73 371 000 71 993 000 Ireland 649 089 000 1 266 969 000 50 633 484 500 633 484 500 Ireland Greece 1 019 460 000 2 175 890 000 50 1 087 945 000 1 019 460 000 Spain 5 258 235 000 10 542 672 000 50 5 271 336 000 5 258 235 000 France 9 324 427 000 20 331 649 000 50 10 165 824 500 9 324 427 000 Italy 5 759 061 000 15 753 884 000 50 7 876 942 000 5 759 061 000 Cyprus 147 063 000 179 320 000 50 89 660 000 89 660 000 Cyprus Latvia 61 563 000 186 604 000 50 93 302 000 61 563 000 Lithuania 118 148 000 290 314 000 50 145 157 000 118 148 000 Luxembourg 217 935 000 316 518 000 50 158 259 000 158 259 000 Luxembourg Hungary 421 920 000 978 454 000 50 489 227 000 421 920 000 Malta 44 136 000 60 993 000 50 30 496 500 30 496 500 Malta Netherlands 2 767 210 000 6 121 794 000 50 3 060 897 000 2 767 210 000 Austria 1 315 726 000 2 927 120 000 50 1 463 560 000 1 315 726 000 Poland 1 810 016 000 3 689 995 000 50 1 844 997 500 1 810 016 000 Portugal 860 113 000 1 644 805 000 50 822 402 500 822 402 500 Portugal Romania 460 410 000 1 248 095 000 50 624 047 500 460 410 000 Slovenia 181 241 000 361 860 000 50 180 930 000 180 930 000 Slovenia Slovakia 214 596 000 687 119 000 50 343 559 500 214 596 000 Finland 839 952 000 1 929 744 000 50 964 872 000 839 952 000 Sweden 1 674 991 000 3 932 868 000 50 1 966 434 000 1 674 991 000 United Kingdom 8 417 725 000 18 044 543 000 50 9 022 271 500 8 417 725 000 Total 56 074 411 000 126 856 122 000 63 428 061 000 55 890 066 500





TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)

Member State 1 % of capped VAT base Uniform rate of VAT own resource (9) (in %) VAT-based own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 1 627 587 000 0,3000 488 276 100 Bulgaria 169 013 000 0,3000 50 703 900 Czech Republic 652 877 000 0,3000 195 863 100 Denmark 963 769 000 0,3000 289 130 700 Germany 11 026 155 000 0,1500 1 653 923 250 Estonia 71 993 000 0,3000 21 597 900 Ireland 633 484 500 0,3000 190 045 350 Greece 1 019 460 000 0,3000 305 838 000 Spain 5 258 235 000 0,3000 1 577 470 500 France 9 324 427 000 0,3000 2 797 328 100 Italy 5 759 061 000 0,3000 1 727 718 300 Cyprus 89 660 000 0,3000 26 898 000 Latvia 61 563 000 0,3000 18 468 900 Lithuania 118 148 000 0,3000 35 444 400 Luxembourg 158 259 000 0,3000 47 477 700 Hungary 421 920 000 0,3000 126 576 000 Malta 30 496 500 0,3000 9 148 950 Netherlands 2 767 210 000 0,1000 276 721 000 Austria 1 315 726 000 0,2250 296 038 350 Poland 1 810 016 000 0,3000 543 004 800 Portugal 822 402 500 0,3000 246 720 750 Romania 460 410 000 0,3000 138 123 000 Slovenia 180 930 000 0,3000 54 279 000 Slovakia 214 596 000 0,3000 64 378 800 Finland 839 952 000 0,3000 251 985 600 Sweden 1 674 991 000 0,1000 167 499 100 United Kingdom 8 417 725 000 0,3000 2 525 317 500 Total 55 890 066 500 14 125 977 050





TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)

Member State 1 % of gross national income Uniform rate of ‘additional base’ own resource ‘Additional base’ own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 3 698 643 000 2 582 463 970 Bulgaria 370 007 000 258 346 033 Czech Republic 1 391 854 000 971 819 342 Denmark 2 458 026 000 1 716 241 222 Germany 26 119 640 000 18 237 237 068 Estonia 146 742 000 102 458 098 Ireland 1 266 969 000 884 622 223 Greece 2 175 890 000 1 519 248 418 Spain 10 542 672 000 7 361 097 188 France 20 331 649 000 14 195 949 972 Italy 15 753 884 000 10 999 666 044 Cyprus 179 320 000 125 204 687 Latvia 186 604 000 0,6982193 (10) 130 290 516 Lithuania 290 314 000 202 702 841 Luxembourg 316 518 000 220 998 980 Hungary 978 454 000 683 175 478 Malta 60 993 000 42 586 490 Netherlands 6 121 794 000 4 274 354 793 Austria 2 927 120 000 2 043 771 712 Poland 3 689 995 000 2 576 425 769 Portugal 1 644 805 000 1 148 434 615 Romania 1 248 095 000 871 444 032 Slovenia 361 860 000 252 657 640 Slovakia 687 119 000 479 759 755 Finland 1 929 744 000 1 347 384 528 Sweden 3 932 868 000 2 746 004 388 United Kingdom 18 044 543 000 12 599 048 395 Total 126 856 122 000 88 573 394 197





TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2 paragraph (5) of Decision 2007/436/EC, Euratom (Chapter 1 6)

Member State Gross reduction Percentage share of GNI base GNI key applied to the gross reduction Financing of the reduction in favour of the Netherlands and Sweden (1) (2) (3) (4) = (1) + (3) Belgium 2,92 24 197 489 24 197 489 Bulgaria 0,29 2 420 682 2 420 682 Czech Republic 1,10 9 105 873 9 105 873 Denmark 1,94 16 081 048 16 081 048 Germany 20,59 170 881 511 170 881 511 Estonia 0,12 960 025 960 025 Ireland 1,00 8 288 842 8 288 842 Greece 1,72 14 235 241 14 235 241 Spain 8,31 68 972 916 68 972 916 France 16,03 133 014 961 133 014 961 Italy 12,42 103 066 026 103 066 026 Cyprus 0,14 1 173 158 1 173 158 Latvia 0,15 1 220 812 1 220 812 Lithuania 0,23 1 899 310 1 899 310 Luxembourg 0,25 2 070 743 2 070 743 Hungary 0,77 6 401 302 6 401 302 Malta 0,05 399 032 399 032 Netherlands – 665 039 963 4,83 40 050 378 – 624 989 585 Austria 2,31 19 149 984 19 149 984 Poland 2,91 24 140 912 24 140 912 Portugal 1,30 10 760 744 10 760 744 Romania 0,98 8 165 364 8 165 364 Slovenia 0,29 2 367 383 2 367 383 Slovakia 0,54 4 495 312 4 495 312 Finland 1,52 12 624 890 12 624 890 Sweden – 164 885 941 3,10 25 729 850 – 139 156 091 United Kingdom 14,22 118 052 116 118 052 116 Total – 829 925 904 100,00 829 925 904 0 EU GDP price deflator, in EUR (spring 2010 economic forecast): (a) 2004 EU25 = 107,4023 / (b) 2006 EU25 = 112,1509 / (c) 2006 EU27 = 112,4894 / (d) 2011 EU27 = 118,4172 Lump-sum for the Netherlands: in 2011 prices: 605 000 000 EUR × [(b/a) × (d/c)] = 665 039 963 EUR Lump-sum for Sweden: in 2011 prices: 150 000 000 EUR × [(b/a) × (d/c)] = 164 885 941 EUR





TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2010 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)

Description Coefficient (11) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 15,0995 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 7,7390 3. (1) – (2) 7,3605 4. Total allocated expenditure 111 581 136 089 5. Enlargement-related expenditure (12) = (5a + 5b) 23 885 731 392 5a. Pre-accession expenditure 2 978 639 088 5b. Expenditure related to Article 4(1)(g) 20 907 092 304 6. Enlargement-adjusted total allocated expenditure = (4) – (5) 87 695 404 697 7. United Kingdom's correction original amount = (3) × (6) × 0,66 4 260 193 166 8. United Kingdom's advantage (13) 388 810 830 9. Core United Kingdom's correction = (7) – (8) 3 871 382 336 10. Windfall gains deriving from traditional own resources (14) 29 810 676 11. Correction for the United Kingdom = (9) – (10) 3 841 571 660

According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in paragraph (1)(g) of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.

2007-2012 UK corrections Difference in original amount in reference to EUR 10,5 billion threshold (ORD 2007 vs. ORD 2000), in EUR Difference in current prices Difference in constant 2004 prices (A) 2007 UK correction 0 0 (B) 2008 UK correction – 301 636 064 – 279 914 923 (C) 2009 UK correction –1 350 053 160 –1 271 666 250 (D) 2010 UK correction –2 083 537 505 –1 918 060 737 (E) 2011 UK correction n/a n/a (F) 2012 UK correction n/a n/a (G) Sum of differences = (A) + (B) + (C) + (D) + (E) + (F) –3 735 226 728 –3 469 641 910





TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2007 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5)

Description Coefficient (15) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 17,4496 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 7,2384 3. (1) – (2) 10,2111 4. Total allocated expenditure 105 275 791 730 5. Enlargement-related expenditure (16) = (5a + 5b) 2 930 808 042 5a. Pre-accession expenditure 2 930 808 042 5b. Expenditure related to Article 4(1)(g) 0 6. Enlargement-adjusted total allocated expenditure = (4) – (5) 102 344 983 688 7. United Kingdom's correction original amount = (3) × (6) × 0,66 6 897 392 491 8. United Kingdom's advantage (17) 67 188 488 9. Core United Kingdom's correction = (7) – (8) 6 830 204 004 10. Windfall gains deriving from traditional own resources (18) –46 980 802 11. Correction for the United Kingdom = (9) – (10) 6 877 184 806





TABLE 5.3

Correction of budgetary imbalances in favour of the United Kingdom for the year 2006 pursuant to article 4 of Council Decision 2000/597/EC, Euratom (Chapter 3 5)

Description Coefficient (19) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 17,2771 % 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 8,6928 % 3. (1) – (2) 8,5843 % 4. Total allocated expenditure 97 195 051 529 5. Pre-accession expenditure (PAE) 1 837 296 087 6. PAE-adjusted total allocated expenditure = (4) – (5) 95 357 755 442 7. United Kingdom's correction original amount = (3) × (6) × 0,66 5 402 613 496 8. United Kingdom's advantage (20) 215 286 076 9. Core United Kingdom's correction = (7) – (8) 5 187 327 420 10. Windfall gains deriving from traditional own resources (21) –9 196 589 11. Correction for the United Kingdom = (9) – (10) 5 196 524 008





TABLE 6.1

Calculation of the financing of the correction 2010 for the United Kingdom amounting to EUR –3 841 571 660 (Chapter 1 5)

Member State Percentage share of GNI base Shares without the United Kingdom Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2 Column 4 distributed in accordance with column 3 Financing scale Financing scale applied to the correction (1) (2) (3) (4) (5) (6) = (2) + (4) + (5) (7) Belgium 2,92 3,40 5,31 1,43 4,83 185 512 958 Bulgaria 0,29 0,34 0,53 0,14 0,48 18 558 453 Czech Republic 1,10 1,28 2,00 0,54 1,82 69 811 267 Denmark 1,94 2,26 3,53 0,95 3,21 123 287 291 Germany 20,59 24,00 0,00 –18,00 0,00 6,00 230 537 205 Estonia 0,12 0,13 0,21 0,06 0,19 7 360 143 Ireland 1,00 1,16 1,82 0,49 1,65 63 547 406 Greece 1,72 2,00 3,12 0,84 2,84 109 136 186 Spain 8,31 9,69 15,12 4,08 13,76 528 789 146 France 16,03 18,69 29,17 7,86 26,55 1 019 775 186 Italy 12,42 14,48 22,60 6,09 20,57 790 168 077 Cyprus 0,14 0,16 0,26 0,07 0,23 8 994 159 Latvia 0,15 0,17 0,27 0,07 0,24 9 359 503 Lithuania 0,23 0,27 0,42 0,11 0,38 14 561 289 Luxembourg 0,25 0,29 0,45 0,12 0,41 15 875 604 Hungary 0,77 0,90 1,40 0,38 1,28 49 076 349 Malta 0,05 0,06 0,09 0,02 0,08 3 059 228 Netherlands 4,83 5,63 0,00 –4,22 0,00 1,41 54 032 187 Austria 2,31 2,69 0,00 –2,02 0,00 0,67 25 835 351 Poland 2,91 3,39 5,29 1,43 4,82 185 079 200 Portugal 1,30 1,51 2,36 0,64 2,15 82 498 538 Romania 0,98 1,15 1,79 0,48 1,63 62 600 742 Slovenia 0,29 0,33 0,52 0,14 0,47 18 149 824 Slovakia 0,54 0,63 0,99 0,27 0,90 34 463 850 Finland 1,52 1,77 2,77 0,75 2,52 96 790 233 Sweden 3,10 3,61 0,00 –2,71 0,00 0,90 34 712 285 United Kingdom 14,22 0,00 0,00 0,00 0,00 0 Total 100,00 100,00 100,00 –26,95 26,95 100,00 3 841 571 660

The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2007 UK correction (Chapter 3 5)

Member State Amount (1) Belgium 706 907 Bulgaria 535 312 Czech Republic 6 744 356 Denmark –5 289 141 Germany – 870 891 Estonia – 989 889 Ireland –6 610 915 Greece –10 394 252 Spain –14 463 921 France –4 098 541 Italy –32 446 645 Cyprus –71 604 Latvia 153 180 Lithuania 108 301 Luxembourg – 114 511 Hungary 757 788 Malta 11 085 Netherlands – 683 089 Austria – 640 297 Poland 14 123 243 Portugal 3 156 918 Romania 7 742 255 Slovenia 657 143 Slovakia 3 867 642 Finland –4 997 969 Sweden 98 758 United Kingdom 43 008 777 Total 0





TABLE 6.3

Financing of the definitive 2006 UK correction (Chapter 3 5)

Member State Amount (1) Belgium –8 755 549 Bulgaria – 741 523 Czech Republic –3 073 164 Denmark –5 928 694 Germany –11 377 531 Estonia – 375 342 Ireland –4 203 153 Greece –5 690 088 Spain –26 632 223 France –49 761 580 Italy –39 816 491 Cyprus – 393 976 Latvia – 532 301 Lithuania – 715 807 Luxembourg – 771 356 Hungary –2 426 193 Malta – 137 272 Netherlands –2 637 055 Austria –1 218 391 Poland –7 766 880 Portugal –4 055 856 Romania –3 137 843 Slovenia – 877 883 Slovakia –1 383 091 Finland –4 673 150 Sweden –1 563 025 United Kingdom 188 645 417 Total 0





TABLE 7

Summary of financing (22) of the general budget by type of own resource and by Member State

Member State Traditional own resources (TOR) VAT and GNI-based own resources, including adjustments Total own resources (23) Net sugar sector levies (75 %) Net customs duties (75 %) Total net traditional own resources (75 %) Collection costs (25 % of gross TOR) (p.m.) VAT-based own resource GNI-based own resource Reduction in favour of Netherlands and Sweden United Kingdom correction Total ‘national contributions’ Share in total ‘national contributions’ (%) (1) (2) (3) = (1) + (2) (4) (5) (6) (7) (8) (9) = (5) + (6) + (7) + (8) (10) (11) = (3) + (9) Belgium 6 600 000 1 617 000 000 1 623 600 000 541 200 000 488 276 100 2 582 463 970 24 197 489 177 464 316 3 272 401 875 3,19 4 896 001 875 Bulgaria 400 000 48 700 000 49 100 000 16 366 667 50 703 900 258 346 033 2 420 682 18 352 242 329 822 857 0,32 378 922 857 Czech Republic 3 400 000 205 000 000 208 400 000 69 466 667 195 863 100 971 819 342 9 105 873 73 482 459 1 250 270 774 1,22 1 458 670 774 Denmark 3 400 000 321 500 000 324 900 000 108 300 000 289 130 700 1 716 241 222 16 081 048 112 069 456 2 133 522 426 2,08 2 458 422 426 Germany 26 300 000 3 570 000 000 3 596 300 000 1 198 766 662 1 653 923 250 18 237 237 068 170 881 511 218 288 783 20 280 330 612 19,75 23 876 630 612 Estonia 0 21 200 000 21 200 000 7 066 667 21 597 900 102 458 098 960 025 5 994 912 131 010 935 0,13 152 210 935 Ireland 0 188 800 000 188 800 000 62 933 333 190 045 350 884 622 223 8 288 842 52 733 338 1 135 689 753 1,11 1 324 489 753 Greece 1 400 000 206 800 000 208 200 000 69 400 000 305 838 000 1 519 248 418 14 235 241 93 051 846 1 932 373 505 1,88 2 140 573 505 Spain 4 700 000 1 268 000 000 1 272 700 000 424 233 334 1 577 470 500 7 361 097 188 68 972 916 487 693 002 9 495 233 606 9,25 10 767 933 606 France 30 900 000 1 555 200 000 1 586 100 000 528 700 000 2 797 328 100 14 195 949 972 133 014 961 965 915 065 18 092 208 098 17,62 19 678 308 098 Italy 4 700 000 2 030 700 000 2 035 400 000 678 466 667 1 727 718 300 10 999 666 044 103 066 026 717 904 941 13 548 355 311 13,19 15 583 755 311 Cyprus 0 28 100 000 28 100 000 9 366 667 26 898 000 125 204 687 1 173 158 8 528 579 161 804 424 0,16 189 904 424 Latvia 0 19 600 000 19 600 000 6 533 333 18 468 900 130 290 516 1 220 812 8 980 382 158 960 610 0,15 178 560 610 Lithuania 800 000 41 500 000 42 300 000 14 100 000 35 444 400 202 702 841 1 899 310 13 953 783 254 000 334 0,25 296 300 334 Luxembourg 0 14 700 000 14 700 000 4 900 000 47 477 700 220 998 980 2 070 743 14 989 737 285 537 160 0,28 300 237 160 Hungary 2 000 000 104 600 000 106 600 000 35 533 334 126 576 000 683 175 478 6 401 302 47 407 944 863 560 724 0,84 970 160 724 Malta 0 11 300 000 11 300 000 3 766 667 9 148 950 42 586 490 399 032 2 933 041 55 067 513 0,05 66 367 513 Netherlands 7 300 000 1 908 300 000 1 915 600 000 638 533 333 276 721 000 4 274 354 793 – 624 989 585 50 712 043 3 976 798 251 3,87 5 892 398 251 Austria 3 200 000 172 000 000 175 200 000 58 400 000 296 038 350 2 043 771 712 19 149 984 23 976 663 2 382 936 709 2,32 2 558 136 709 Poland 12 800 000 357 100 000 369 900 000 123 300 000 543 004 800 2 576 425 769 24 140 912 191 435 563 3 335 007 044 3,25 3 704 907 044 Portugal 200 000 138 200 000 138 400 000 46 133 334 246 720 750 1 148 434 615 10 760 744 81 599 600 1 487 515 709 1,45 1 625 915 709 Romania 1 000 000 110 600 000 111 600 000 37 200 000 138 123 000 871 444 032 8 165 364 67 205 154 1 084 937 550 1,06 1 196 537 550 Slovenia 0 71 400 000 71 400 000 23 800 000 54 279 000 252 657 640 2 367 383 17 929 084 327 233 107 0,32 398 633 107 Slovakia 1 400 000 113 500 000 114 900 000 38 300 000 64 378 800 479 759 755 4 495 312 36 948 401 585 582 268 0,57 700 482 268 Finland 800 000 152 000 000 152 800 000 50 933 334 251 985 600 1 347 384 528 12 624 890 87 119 114 1 699 114 132 1,65 1 851 914 132 Sweden 2 600 000 489 500 000 492 100 000 164 033 334 167 499 100 2 746 004 388 – 139 156 091 33 248 018 2 807 595 415 2,73 3 299 695 415 United Kingdom 9 500 000 2 978 300 000 2 987 800 000 995 933 334 2 525 317 500 12 599 048 395 118 052 116 –3 609 917 466 11 632 500 545 11,33 14 620 300 545 Total 123 400 000 17 743 600 000 17 867 000 000 5 955 666 667 14 125 977 050 88 573 394 197 0 0 102 699 371 247 100,00 120 566 371 247

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

REVENUE

Title Heading Budget 2011 Amending budget No 4/2011 New amount 1 OWN RESOURCES 120 566 371 247 120 566 371 247 3 SURPLUSES, BALANCES AND ADJUSTMENTS 4 539 394 283 0 4 539 394 283 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1 180 425 515 1 180 425 515 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 57 294 000 57 294 000 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES 30 000 000 30 000 000 7 INTEREST ON LATE PAYMENTS AND FINES 123 000 000 123 000 000 8 BORROWING AND LENDING OPERATIONS 438 717 438 717 9 MISCELLANEOUS REVENUE 30 210 000 30 210 000 Total 126 527 133 762 0 126 527 133 762

TITLE 1

OWN RESOURCES

Title Chapter Heading Budget 2011 Amending budget No 4/2011 New amount 1 1 LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM) 123 400 000 123 400 000 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 16 653 700 000 1 089 900 000 17 743 600 000 1 3 OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM 13 786 799 525 339 177 525 14 125 977 050 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM 90 002 471 722 –1 429 077 525 88 573 394 197 1 5 CORRECTION OF BUDGETARY IMBALANCES 0 0 0 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN 0 0 0 Title 1 — Total 120 566 371 247 0 120 566 371 247

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 1 2 0 Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom 16 653 700 000 1 089 900 000 17 743 600 000 Chapter 1 2 — Total 16 653 700 000 1 089 900 000 17 743 600 000

1 2 0

Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 4/2011 New amount 16 653 700 000 1 089 900 000 17 743 600 000

Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.

Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium 1 512 400 000 104 600 000 1 617 000 000 Bulgaria 55 400 000 –6 700 000 48 700 000 Czech Republic 193 300 000 11 700 000 205 000 000 Denmark 318 500 000 3 000 000 321 500 000 Germany 3 403 800 000 166 200 000 3 570 000 000 Estonia 16 800 000 4 400 000 21 200 000 Ireland 178 200 000 10 600 000 188 800 000 Greece 155 000 000 51 800 000 206 800 000 Spain 1 056 600 000 211 400 000 1 268 000 000 France 1 357 500 000 197 700 000 1 555 200 000 Italy 1 795 300 000 235 400 000 2 030 700 000 Cyprus 33 200 000 –5 100 000 28 100 000 Latvia 21 100 000 –1 500 000 19 600 000 Lithuania 47 900 000 –6 400 000 41 500 000 Luxembourg 12 300 000 2 400 000 14 700 000 Hungary 112 200 000 –7 600 000 104 600 000 Malta 10 100 000 1 200 000 11 300 000 Netherlands 2 039 100 000 – 130 800 000 1 908 300 000 Austria 168 100 000 3 900 000 172 000 000 Poland 379 500 000 –22 400 000 357 100 000 Portugal 131 300 000 6 900 000 138 200 000 Romania 142 300 000 –31 700 000 110 600 000 Slovenia 78 800 000 –7 400 000 71 400 000 Slovakia 93 400 000 20 100 000 113 500 000 Finland 138 000 000 14 000 000 152 000 000 Sweden 450 300 000 39 200 000 489 500 000 United Kingdom 2 753 300 000 225 000 000 2 978 300 000 Article 1 2 0 — Total 16 653 700 000 1 089 900 000 17 743 600 000

CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(B) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 1 3 OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM 1 3 0 Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom 13 786 799 525 339 177 525 14 125 977 050 Chapter 1 3 — Total 13 786 799 525 339 177 525 14 125 977 050

1 3 0

Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 4/2011 New amount 13 786 799 525 339 177 525 14 125 977 050

Remarks

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each Member State. For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium 447 056 400 41 219 700 488 276 100 Bulgaria 50 039 700 664 200 50 703 900 Czech Republic 198 357 600 –2 494 500 195 863 100 Denmark 288 014 100 1 116 600 289 130 700 Germany 1 617 919 650 36 003 600 1 653 923 250 Estonia 20 176 800 1 421 100 21 597 900 Ireland 199 435 200 –9 389 850 190 045 350 Greece 320 616 300 –14 778 300 305 838 000 Spain 1 194 082 200 383 388 300 1 577 470 500 France 2 687 302 500 110 025 600 2 797 328 100 Italy 1 865 228 700 – 137 510 400 1 727 718 300 Cyprus 26 082 900 815 100 26 898 000 Latvia 20 254 500 –1 785 600 18 468 900 Lithuania 40 864 500 –5 420 100 35 444 400 Luxembourg 43 806 900 3 670 800 47 477 700 Hungary 130 727 400 –4 151 400 126 576 000 Malta 8 656 650 492 300 9 148 950 Netherlands 297 167 000 –20 446 000 276 721 000 Austria 292 646 475 3 391 875 296 038 350 Poland 552 490 800 –9 486 000 543 004 800 Portugal 245 006 700 1 714 050 246 720 750 Romania 145 281 600 –7 158 600 138 123 000 Slovenia 53 411 850 867 150 54 279 000 Slovakia 79 764 600 –15 385 800 64 378 800 Finland 241 236 300 10 749 300 251 985 600 Sweden 153 822 000 13 677 100 167 499 100 United Kingdom 2 567 350 200 –42 032 700 2 525 317 500 Article 1 3 0 — Total 13 786 799 525 339 177 525 14 125 977 050

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM 1 4 0 Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom 90 002 471 722 –1 429 077 525 88 573 394 197 Chapter 1 4 — Total 90 002 471 722 –1 429 077 525 88 573 394 197

1 4 0

Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 4/2011 New amount 90 002 471 722 –1 429 077 525 88 573 394 197

Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.

The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.

The rate to be applied to the Member States' gross national income for this financial year is 0,6982 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium 2 595 586 001 –13 122 031 2 582 463 970 Bulgaria 249 807 385 8 538 648 258 346 033 Czech Republic 1 003 663 052 –31 843 710 971 819 342 Denmark 1 756 347 548 –40 106 326 1 716 241 222 Germany 18 298 202 749 –60 965 681 18 237 237 068 Estonia 98 750 061 3 708 037 102 458 098 Ireland 954 136 602 –69 514 379 884 622 223 Greece 1 669 342 922 – 150 094 504 1 519 248 418 Spain 7 557 283 918 – 196 186 730 7 361 097 188 France 14 688 863 833 – 492 913 861 14 195 949 972 Italy 11 340 357 954 – 340 691 910 10 999 666 044 Cyprus 124 785 643 419 044 125 204 687 Latvia 122 761 929 7 528 587 130 290 516 Lithuania 195 503 678 7 199 163 202 702 841 Luxembourg 209 580 689 11 418 291 220 998 980 Hungary 710 035 803 –26 860 325 683 175 478 Malta 41 415 089 1 171 401 42 586 490 Netherlands 4 330 160 684 –55 805 891 4 274 354 793 Austria 2 068 694 869 –24 923 157 2 043 771 712 Poland 2 643 222 934 –66 797 165 2 576 425 769 Portugal 1 172 159 479 –23 724 864 1 148 434 615 Romania 918 721 609 –47 277 577 871 444 032 Slovenia 255 532 629 –2 874 989 252 657 640 Slovakia 493 806 280 –14 046 525 479 759 755 Finland 1 313 937 142 33 447 386 1 347 384 528 Sweden 2 515 711 736 230 292 652 2 746 004 388 United Kingdom 12 674 099 504 –75 051 109 12 599 048 395 Article 1 4 0 — Total 90 002 471 722 –1 429 077 525 88 573 394 197

CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 1 5 CORRECTION OF BUDGETARY IMBALANCES 1 5 0 Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom 0 0 0 Chapter 1 5 — Total 0 0 0

1 5 0

Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 4/2011 New amount 0 0 0

Remarks

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium 145 448 571 40 064 387 185 512 958 Bulgaria 13 998 429 4 560 024 18 558 453 Czech Republic 56 242 158 13 569 109 69 811 267 Denmark 98 420 257 24 867 034 123 287 291 Germany 182 159 254 48 377 951 230 537 205 Estonia 5 533 646 1 826 497 7 360 143 Ireland 53 466 849 10 080 557 63 547 406 Greece 93 544 788 15 591 398 109 136 186 Spain 423 486 700 105 302 446 528 789 146 France 823 118 270 196 656 916 1 019 775 186 Italy 635 478 409 154 689 668 790 168 077 Cyprus 6 992 600 2 001 559 8 994 159 Latvia 6 879 197 2 480 306 9 359 503 Lithuania 10 955 418 3 605 871 14 561 289 Luxembourg 11 744 250 4 131 354 15 875 604 Hungary 39 788 199 9 288 150 49 076 349 Malta 2 320 773 738 455 3 059 228 Netherlands 43 106 902 10 925 285 54 032 187 Austria 20 593 930 5 241 421 25 835 351 Poland 148 117 997 36 961 203 185 079 200 Portugal 65 684 174 16 814 364 82 498 538 Romania 51 482 303 11 118 439 62 600 742 Slovenia 14 319 254 3 830 570 18 149 824 Slovakia 27 671 369 6 792 481 34 463 850 Finland 73 628 953 23 161 280 96 790 233 Sweden 25 043 999 9 668 286 34 712 285 United Kingdom –3 079 226 649 – 762 345 011 –3 841 571 660 Article 1 5 0 — Total 0 0 0

CHAPTER 1 6 — GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN 1 6 0 Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom 0 0 0 Chapter 1 6 — Total 0 0 0

1 6 0

Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 4/2011 New amount 0 0 0

Remarks

For the period 2007-2013 only, the Netherlands benefits from a gross reduction in its annual GNI contribution of EUR 605 000 000 and Sweden from a gross reduction in its annual GNI contribution of EUR 150 000 000, measured in 2004 prices. These amounts are adjusted to current prices.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(9) thereof.

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(5) thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium 23 934 277 263 212 24 197 489 Bulgaria 2 303 510 117 172 2 420 682 Czech Republic 9 254 923 – 149 050 9 105 873 Denmark 16 195 537 – 114 489 16 081 048 Germany 168 730 393 2 151 118 170 881 511 Estonia 910 589 49 436 960 025 Ireland 8 798 233 – 509 391 8 288 842 Greece 15 393 254 –1 158 013 14 235 241 Spain 69 686 816 – 713 900 68 972 916 France 135 448 153 –2 433 192 133 014 961 Italy 104 571 093 –1 505 067 103 066 026 Cyprus 1 150 667 22 491 1 173 158 Latvia 1 132 006 88 806 1 220 812 Lithuania 1 802 768 96 542 1 899 310 Luxembourg 1 932 574 138 169 2 070 743 Hungary 6 547 344 – 146 042 6 401 302 Malta 381 895 17 137 399 032 Netherlands – 625 110 923 121 338 – 624 989 585 Austria 19 075 737 74 247 19 149 984 Poland 24 373 544 – 232 632 24 140 912 Portugal 10 808 653 –47 909 10 760 744 Romania 8 471 666 – 306 302 8 165 364 Slovenia 2 356 304 11 079 2 367 383 Slovakia 4 553 460 –58 148 4 495 312 Finland 12 116 006 508 884 12 624 890 Sweden – 141 688 197 2 532 106 – 139 156 091 United Kingdom 116 869 718 1 182 398 118 052 116 Article 1 6 0 — Total 0 0 0

TITLE 3

SURPLUSES, BALANCES AND ADJUSTMENTS

Title Chapter Heading Budget 2011 Amending budget No 4/2011 New amount 3 0 SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR 4 539 394 283 4 539 394 283 3 1 BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 p.m. p.m. 3 2 BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 p.m. p.m. 3 4 ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE p.m. p.m. 3 5 RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM p.m. 0 0 3 6 RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM p.m. p.m. 3 7 ADJUSTMENT RELATING TO THE IMPLEMENTATION OF DECISION 2007/436/EC, EURATOM — — Title 3 — Total 4 539 394 283 0 4 539 394 283

CHAPTER 3 5 — RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 4/2011 New amount 3 5 RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM 3 5 0 Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom 3 5 0 4 Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom p.m. 0 0 Article 3 5 0 — Subtotal p.m. 0 0 Chapter 3 5 — Total p.m. 0 0

3 5 0

Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom

3 5 0 4

Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom

Budget 2011 Amending budget No 4/2011 New amount p.m. 0 0

Remarks

Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom.

The figures correspond to the result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom in respect of the correction for the years 2006 and 2007.

Legal basis

Council Decision 2000/597/EC, Euratom of 29 September 2000 on the system of the European Communities' own resources (OJ L 253, 7.10.2000, p. 42), and in particular Articles 4 and 5 thereof.

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.

Member State Budget 2011 Amending budget No 4/2011 New amount Belgium p.m. –8 048 642 –8 048 642 Bulgaria p.m. – 206 211 – 206 211 Czech Republic p.m. 3 671 192 3 671 192 Denmark p.m. –11 217 835 –11 217 835 Germany p.m. –12 248 422 –12 248 422 Estonia p.m. –1 365 231 –1 365 231 Ireland p.m. –10 814 068 –10 814 068 Greece p.m. –16 084 340 –16 084 340 Spain p.m. –41 096 144 –41 096 144 France p.m. –53 860 121 –53 860 121 Italy p.m. –72 263 136 –72 263 136 Cyprus p.m. – 465 580 – 465 580 Latvia p.m. – 379 121 – 379 121 Lithuania p.m. – 607 506 – 607 506 Luxembourg p.m. – 885 867 – 885 867 Hungary p.m. –1 668 405 –1 668 405 Malta p.m. – 126 187 – 126 187 Netherlands p.m. –3 320 144 –3 320 144 Austria p.m. –1 858 688 –1 858 688 Poland p.m. 6 356 363 6 356 363 Portugal p.m. – 898 938 – 898 938 Romania p.m. 4 604 412 4 604 412 Slovenia p.m. – 220 740 – 220 740 Slovakia p.m. 2 484 551 2 484 551 Finland p.m. –9 671 119 –9 671 119 Sweden p.m. –1 464 267 –1 464 267 United Kingdom p.m. 231 654 194 231 654 194 Item 3 5 0 4 — Total p.m. 0 0

SECTION III

COMMISSION

EXPENDITURE

Title Heading Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 524 283 196 341 387 137 524 283 196 341 387 137 40 01 40 40 929 40 929 40 929 40 929 524 324 125 341 428 066 524 324 125 341 428 066 02 ENTERPRISE 1 055 561 122 1 209 465 022 1 055 561 122 1 209 465 022 40 01 40 52 772 52 772 52 772 52 772 1 055 613 894 1 209 517 794 1 055 613 894 1 209 517 794 03 COMPETITION 93 403 671 93 403 671 93 403 671 93 403 671 40 01 40 56 917 56 917 56 917 56 917 93 460 588 93 460 588 93 460 588 93 460 588 04 EMPLOYMENT AND SOCIAL AFFAIRS 11 398 325 662 9 213 443 236 11 398 325 662 9 213 443 236 40 01 40, 40 02 41 44 335 44 335 44 335 44 335 11 398 369 997 9 213 487 571 11 398 369 997 9 213 487 571 05 AGRICULTURE AND RURAL DEVELOPMENT 57 292 184 763 55 269 004 060 57 292 184 763 55 269 004 060 40 01 40, 40 02 40 74 532 74 532 74 532 74 532 57 292 259 295 55 269 078 592 57 292 259 295 55 269 078 592 06 MOBILITY AND TRANSPORT 1 546 683 351 1 141 803 775 1 546 683 351 1 141 803 775 40 01 40 25 609 25 609 25 609 25 609 1 546 708 960 1 141 829 384 1 546 708 960 1 141 829 384 07 ENVIRONMENT AND CLIMATE ACTION 470 550 540 390 290 122 470 550 540 390 290 122 40 01 40, 40 02 41 44 853 44 853 44 853 44 853 470 595 393 390 334 975 470 595 393 390 334 975 08 RESEARCH 5 334 630 545 4 117 083 880 5 334 630 545 4 117 083 880 40 01 40 6 884 6 884 6 884 6 884 5 334 637 429 4 117 090 764 5 334 637 429 4 117 090 764 09 INFORMATION SOCIETY AND MEDIA 1 538 552 441 1 334 275 234 1 538 552 441 1 334 275 234 40 01 40, 40 02 41 29 384 29 384 29 384 29 384 1 538 581 825 1 334 304 618 1 538 581 825 1 334 304 618 10 DIRECT RESEARCH 394 978 000 396 209 233 394 978 000 396 209 233 11 MARITIME AFFAIRS AND FISHERIES 948 592 229 719 026 792 948 592 229 719 026 792 40 01 40, 40 02 41 52 021 983 52 021 983 52 021 983 52 021 983 1 000 614 212 771 048 775 1 000 614 212 771 048 775 12 INTERNAL MARKET 94 868 629 93 358 064 94 868 629 93 358 064 40 01 40, 40 02 41 35 305 35 305 35 305 35 305 94 903 934 93 393 369 94 903 934 93 393 369 13 REGIONAL POLICY 40 584 774 912 33 519 147 680 40 584 774 912 33 519 147 680 40 01 40 43 816 43 816 43 816 43 816 40 584 818 728 33 519 191 496 40 584 818 728 33 519 191 496 14 TAXATION AND CUSTOMS UNION 142 229 539 114 783 765 142 229 539 114 783 765 40 01 40 32 492 32 492 32 492 32 492 142 262 031 114 816 257 142 262 031 114 816 257 15 EDUCATION AND CULTURE 2 428 691 266 1 996 401 080 2 428 691 266 1 996 401 080 40 01 40 38 857 38 857 38 857 38 857 2 428 730 123 1 996 439 937 2 428 730 123 1 996 439 937 16 COMMUNICATION 273 374 552 253 374 552 273 374 552 253 374 552 40 01 40 46 111 46 111 46 111 46 111 273 420 663 253 420 663 273 420 663 253 420 663 17 HEALTH AND CONSUMER PROTECTION 692 021 626 596 046 062 692 021 626 596 046 062 40 01 40 57 583 57 583 57 583 57 583 692 079 209 596 103 645 692 079 209 596 103 645 18 AREA OF FREEDOM, SECURITY AND JUSTICE 1 193 910 768 871 707 680 41 075 523 43 922 500 1 234 986 291 915 630 180 40 01 40, 40 02 41 16 479 335 13 005 028 16 479 335 13 005 028 1 210 390 103 884 712 708 1 251 465 626 928 635 208 19 EXTERNAL RELATIONS 4 270 665 587 3 378 255 172 4 270 665 587 3 378 255 172 40 01 40, 40 02 41 44 005 106 6 441 836 44 005 106 6 441 836 4 314 670 693 3 384 697 008 4 314 670 693 3 384 697 008 20 TRADE 105 067 905 104 422 321 105 067 905 104 422 321 40 01 40 34 787 34 787 34 787 34 787 105 102 692 104 457 108 105 102 692 104 457 108 21 DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES 1 433 111 933 1 392 926 690 1 433 111 933 1 392 926 690 40 01 40, 40 02 41 109 058 175 86 736 049 109 058 175 86 736 049 1 542 170 108 1 479 662 739 1 542 170 108 1 479 662 739 22 ENLARGEMENT 1 123 357 217 1 012 513 363 1 123 357 217 1 012 513 363 40 01 40 17 764 17 764 17 764 17 764 1 123 374 981 1 012 531 127 1 123 374 981 1 012 531 127 23 HUMANITARIAN AID 878 195 432 838 516 019 878 195 432 838 516 019 40 01 40 14 878 14 878 14 878 14 878 878 210 310 838 530 897 878 210 310 838 530 897 24 FIGHT AGAINST FRAUD 81 749 000 74 805 171 81 749 000 74 805 171 25 COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE 190 812 414 190 812 414 190 812 414 190 812 414 40 01 40 565 027 565 027 565 027 565 027 191 377 441 191 377 441 191 377 441 191 377 441 26 COMMISSION'S ADMINISTRATION 1 018 708 135 1 017 153 328 1 018 708 135 1 017 153 328 40 01 40, 40 02 41 78 381 78 381 78 381 78 381 1 018 786 516 1 017 231 709 1 018 786 516 1 017 231 709 27 BUDGET 69 440 094 69 440 094 69 440 094 69 440 094 40 01 40 30 939 30 939 30 939 30 939 69 471 033 69 471 033 69 471 033 69 471 033 28 AUDIT 11 399 202 11 399 202 11 399 202 11 399 202 40 01 40 7 105 7 105 7 105 7 105 11 406 307 11 406 307 11 406 307 11 406 307 29 STATISTICS 145 143 085 124 373 319 145 143 085 124 373 319 40 01 40 47 443 47 443 47 443 47 443 145 190 528 124 420 762 145 190 528 124 420 762 30 PENSIONS AND RELATED EXPENDITURE 1 278 009 000 1 278 009 000 1 278 009 000 1 278 009 000 31 LANGUAGE SERVICES 392 908 762 392 908 762 392 908 762 392 908 762 40 01 40 236 399 236 399 236 399 236 399 393 145 161 393 145 161 393 145 161 393 145 161 32 ENERGY 699 617 012 1 283 174 766 –43 922 500 699 617 012 1 239 252 266 40 01 40, 40 02 41 41 299 41 299 41 299 41 299 699 658 311 1 283 216 065 699 658 311 1 239 293 565 40 RESERVES 977 129 000 259 909 297 977 129 000 259 909 297 Total 138 459 661 590 122 938 920 666 41 075 523 138 500 737 113 122 938 920 666 40 01 40, 40 02 40, 40 02 41 223 269 000 159 909 297 223 269 000 159 909 297 138 682 930 590 123 098 829 963 138 724 006 113 123 098 829 963

TITLE 18

AREA OF FREEDOM, SECURITY AND JUSTICE

Title Chapter Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 18 01 ADMINISTRATIVE EXPENDITURE OF THE ‘AREA OF FREEDOM, SECURITY AND JUSTICE’ POLICY AREA 75 741 028 75 741 028 75 741 028 75 741 028 40 01 40 44 335 44 335 44 335 44 335 75 785 363 75 785 363 75 785 363 75 785 363 18 02 SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE 3 486 200 000 343 632 947 40 230 000 31 672 500 526 430 000 375 305 447 40 02 41 16 010 000 12 535 693 16 010 000 12 535 693 502 210 000 356 168 640 542 440 000 387 841 140 18 03 MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES 3 253 380 000 174 527 196 10 845 523 12 250 000 264 225 523 186 777 196 18 04 FUNDAMENTAL RIGHTS AND CITIZENSHIP 3 55 800 000 48 603 101 55 800 000 48 603 101 18 05 SECURITY AND SAFEGUARDING LIBERTIES 3 224 144 000 149 603 008 –10 000 000 214 144 000 149 603 008 40 02 41 425 000 425 000 425 000 425 000 224 569 000 150 028 008 214 569 000 150 028 008 18 06 JUSTICE IN CRIMINAL AND CIVIL MATTERS 3 72 975 740 56 746 316 72 975 740 56 746 316 18 07 DRUGS PREVENTION AND INFORMATION 3 19 170 000 18 283 625 19 170 000 18 283 625 18 08 POLICY STRATEGY AND COORDINATION 3 6 500 000 4 570 459 6 500 000 4 570 459 Title 18 — Total 1 193 910 768 871 707 680 41 075 523 43 922 500 1 234 986 291 915 630 180 40 01 40, 40 02 41 16 479 335 13 005 028 16 479 335 13 005 028 1 210 390 103 884 712 708 1 251 465 626 928 635 208

CHAPTER 18 02 — SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE

Title Chapte Article Item Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 18 02 SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE 18 02 02 Completion of Kaliningrad facility 3.1 — — — — 18 02 03 European Agency for the Management of Operational Cooperation at the External Borders 18 02 03 01 European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2 3.1 21 000 000 21 000 000 21 000 000 21 000 000 18 02 03 02 European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3 3.1 57 000 000 47 000 000 30 000 000 24 000 000 87 000 000 71 000 000 Article 18 02 03 — Subtotal 78 000 000 68 000 000 30 000 000 24 000 000 108 000 000 92 000 000 18 02 04 Schengen information system 18 02 04 01 Schengen information system (SIS II) 3.1 20 000 000 13 353 286 20 000 000 13 353 286 40 02 41 10 000 000 6 642 473 10 000 000 6 642 473 30 000 000 19 995 759 30 000 000 19 995 759 18 02 04 02 Schengen information system (SIS 1+) 3.1 — — — — Article 18 02 04 — Subtotal 20 000 000 13 353 286 20 000 000 13 353 286 40 02 41 10 000 000 6 642 473 10 000 000 6 642 473 30 000 000 19 995 759 30 000 000 19 995 759 18 02 05 Visa information system (VIS) 3.1 21 200 000 20 186 195 21 200 000 20 186 195 18 02 06 External Borders Fund 3.1 253 500 000 171 392 220 6 530 000 4 897 500 260 030 000 176 289 720 18 02 07 Schengen evaluation 3.1 p.m. p.m. p.m. p.m. 40 02 41 560 000 533 220 560 000 533 220 560 000 533 220 560 000 533 220 18 02 08 Preparatory action — Completion of return management in the area of migration 3.1 p.m. p.m. p.m. p.m. 18 02 09 European Return Fund 3.1 113 500 000 70 461 246 3 700 000 2 775 000 117 200 000 73 236 246 18 02 10 Preparatory action — Migration management — Solidarity in action 3.1 p.m. 240 000 p.m. 240 000 18 02 11 Agency for the operational management of large-scale IT systems in the area of freedom, security and justice 18 02 11 01 Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2 3.1 p.m. p.m. p.m. p.m. 40 02 41 5 150 000 5 150 000 5 150 000 5 150 000 5 150 000 5 150 000 5 150 000 5 150 000 18 02 11 02 Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3 3.1 p.m. p.m. p.m. p.m. 40 02 41 300 000 210 000 300 000 210 000 300 000 210 000 300 000 210 000 Article 18 02 11 — Subtotal p.m. p.m. p.m. p.m. 40 02 41 5 450 000 5 360 000 5 450 000 5 360 000 5 450 000 5 360 000 5 450 000 5 360 000 Chapter 18 02 — Total 486 200 000 343 632 947 40 230 000 31 672 500 526 430 000 375 305 447 40 02 41 16 010 000 12 535 693 16 010 000 12 535 693 502 210 000 356 168 640 542 440 000 387 841 140

18 02 03

European Agency for the Management of Operational Cooperation at the External Borders

18 02 03 02

European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 57 000 000 47 000 000 30 000 000 24 000 000 87 000 000 71 000 000

Remarks

This appropriation is intended to cover the Agency's operational expenditure relating to the work programme (Title 3).

The Agency must inform the budgetary authority about transfers of appropriations between operational and administrative expenditure.

The Commission, if requested by the Agency, undertakes to notify the budgetary authority of transfers made between operational and administrative appropriations.

The amounts repaid in accordance with Article 16 of the framework Financial Regulation for the bodies referred to in Article 185 of the Financial Regulation constitute assigned revenue (Article 18(1)(f) of the Financial Regulation) to be charged to Item 6 6 0 0 of the general statement of revenue.

Any revenue from the contribution of Iceland, Norway, Switzerland and Liechtenstein (24) entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.

The Union contribution for 2011 amounts to a total of EUR 111 000 000. An amount of EUR 3 000 000 coming from the recovery of surplus is added to the amount of EUR 108 000 000 entered in the budget.

The appropriations foreseen in the operational budget would enable the Agency to sustain the commitment to permanent missions, notably at the southern borders of the Union (Hera, Nautilus and Poseidon), as from 2010 and to assist Member States with implementing the operational aspects of external border management, including return of third-country nationals illegally present in the Member States in accordance with common standards guaranteeing that they are returned with dignity and full respect for their human rights.

Legal basis

Council Regulation (EC) No 2007/2004 of 26 October 2004 establishing a European Agency for the Management of Operational Cooperation at the External Borders of the Member States of the European Union (OJ L 349, 25.11.2004, p. 1).

Regulation (EC) No 863/2007 of the European Parliament and of the Council of 11 July 2007 establishing a mechanism for the creation of Rapid Border Intervention Teams and amending Council Regulation (EC) No 2007/2004 as regards that mechanism and regulating the tasks and powers of guest officers (OJ L 199, 31.7.2007, p. 30).

18 02 06

External Borders Fund

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 253 500 000 171 392 220 6 530 000 4 897 500 260 030 000 176 289 720

Remarks

This appropriation will provide support for Member State measures in the following areas:

— efficient organisation of control covering both checks and surveillance tasks relating to external borders,

— efficient management by the Member States of the flow of persons at the external borders, in order to ensure both a high level of border protection and smooth crossing of external borders in accordance with the Schengen acquis, including the principle of respectful treatment and dignity,

— uniform application by the border guards of Union law on the crossing of external borders,

— improvement of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard.

In particular, this appropriation is intended to support the following actions in the Member States:

— border crossing infrastructures and related buildings, such as border stations, helicopter landing places or lanes or booths for the queuing of vehicles and persons at border crossing points,

— infrastructure, buildings and systems required for surveillance between border crossing points and for protection against illegal crossing of the external border,

— operating equipment,

— means of transport for the surveillance of external borders, such as vehicles, vessels, helicopters, and light aircraft, specially equipped with electronic equipment for the surveillance of the border and the detection of persons in means of transport,

— equipment for the real-time exchange of information between relevant authorities,

— information and communication technology systems,

— programmes for the detachment and exchange between Member States of staff such as border guards, immigration officers and consular officers,

— training and education of staff in relevant authorities, including language training,

— investments in the development, testing and instalment of state of the art technology,

— studies and pilot projects implementing recommendations, operational standards and best practices resulting from operational cooperation between Member States in the field of border control,

— studies and pilot projects designed to stimulate innovation, facilitate exchanges of experience and good practice and improve the quality of the management of activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals in the territory of the Member States and cooperation between Member States in this regard,

— create a common Schengen visa Internet site in order to improve the visibility and uniform image of the common visa policy.

In the framework of the Kaliningrad Transit Scheme, this appropriation is intended to cover foregone fees from transit visas and additional costs (investment in infrastructures, training of border guards and rail staff, additional operational costs) incurred in implementing the Facilitated Transit Document and Facilitated Rail Transit Document scheme in accordance with Council Regulation (EC) No 693/2003 (OJ L 99, 17.4.2003, p. 8) and Council Regulation (EC) No 694/2003 (OJ L 99, 17.4.2003, p. 15).

At the Commission's initiative, it is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) serving the general objective of contributing to the improvement of the activities organised by the consular and other services of the Member States in third countries as regards the flow of third-country nationals into the territory of the Member States and cooperation between Member States in this regard, including the activities of Asylum Liaison Officers and Immigration Liaison Officers, and the objective of promoting the progressive inclusion of customs, veterinary and phytosanitary controls in integrated border management activities according to policy developments in this field. These actions can also be used to provide supporting services to Member States in duly substantiated emergency situations requiring urgent action at the external borders of the Member States.

Moreover, each year the Commission will draw up a list of specific actions to be implemented by the Member States and, where appropriate, in cooperation with the Agency, that contribute to the development of the common integrated border management system by addressing weaknesses at strategic border points identified in risk analyses carried out by the Agency.

Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein (24) entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.

Legal basis

Decision No 574/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the External Borders Fund for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 22).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

Commission Decision 2007/599/EC of 27 August 2007 implementing Decision No 574/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2007 to 2013 (OJ L 233, 5.9.2007, p. 3).

Commission Decision 2008/456/EC of 5 March 2008 laying down rules for the implementation of Decision No 574/2007/EC of the European Parliament and of the Council establishing the External Border Fund for the period 2007 to 2013 as part of the general programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 1).

Regulation (EC) No 810/2009 of the European Parliament and of the Council of 13 July 2009 establishing a Community Code on Visas (Visa Code) (OJ L 243, 15.9.2009, p. 1).

18 02 09

European Return Fund

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 113 500 000 70 461 246 3 700 000 2 775 000 117 200 000 73 236 246

Remarks

This appropriation will provide support for Member State measures to improve the management of return in all its dimensions through the use of the concept of integrated management, taking account of Union legislation in this field, in the following areas:

— the introduction and improvement of the organisation and implementation of integrated return management by Member States,

— the enhancement of the cooperation between Member States in the framework of integrated return management and its implementation,

— the promotion of an effective and uniform application of common standards on return according to the policy development in the field, with priority for voluntary return schemes,

— the organisation of information campaigns in countries of origin and of transit for prospective displaced persons, refugees and asylum seekers.

At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning return policy. Studies to determine the existence of and evaluate mechanisms to support reintegration in selected third countries and examine the patterns of social and professional reintegration in the most relevant countries of origin, specifically in immediate eastern and southern neighbourhoods, are also covered.

This appropriation is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.

Legal basis

Directive 2008/115/EC of the European Parliament and of the Council of 16 December 2008 on common standards and procedures in Member States for returning illegally staying third-country nationals (OJ L 348, 24.12.2008, p. 98).

Decision No 575/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Return Fund for the period 2008 to 2013 as part of the General Programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 45).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

Commission Decision 2007/837/EC of 30 November 2007 implementing Decision No 575/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2008 to 2013 (OJ L 330, 15.12.2007, p. 48).

Commission Decision 2008/458/EC of 5 March 2008 laying down rules for the implementation of Decision No 575/2007/EC of the European Parliament and of the Council establishing the European Return Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 167, 27.6.2008, p. 135).

CHAPTER 18 03 — MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 18 03 MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES 18 03 03 European Refugee Fund 3.1 93 530 000 70 937 335 –1 154 477 92 375 523 70 937 335 18 03 04 Emergency measures in the event of mass influxes of refugees 3.1 9 850 000 5 236 984 12 000 000 12 250 000 21 850 000 17 486 984 18 03 05 European Migration Network 3.1 7 500 000 4 189 588 7 500 000 4 189 588 18 03 06 Preparatory action — Completion of integration of third-country nationals 3.1 p.m. p.m. p.m. p.m. 18 03 07 Completion of ARGO 3.1 p.m. p.m. p.m. p.m. 18 03 09 European Fund for the Integration of third-country nationals 3.1 131 500 000 85 696 110 131 500 000 85 696 110 18 03 11 Eurodac 3.1 1 500 000 952 179 1 500 000 952 179 18 03 14 European Asylum Support Office (EASO) 18 03 14 01 European Asylum Support Office — Contribution to Titles 1 and 2 3.1 5 565 000 5 565 000 5 565 000 5 565 000 18 03 14 02 European Asylum Support Office — Contribution to Title 3 3.1 2 435 000 1 200 000 2 435 000 1 200 000 Article 18 03 14 — Subtotal 8 000 000 6 765 000 8 000 000 6 765 000 18 03 15 Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees 3.1 1 500 000 750 000 1 500 000 750 000 Chapter 18 03 — Total 253 380 000 174 527 196 10 845 523 12 250 000 264 225 523 186 777 196

18 03 03

European Refugee Fund

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 93 530 000 70 937 335 –1 154 477 92 375 523 70 937 335

Remarks

This appropriation is intended to finance, as regards structural measures, projects and measures concerning the reception of refugees, displaced persons and asylum seekers which meet the conditions governing eligibility for Union financial aid.

It is intended to support Member States' efforts to integrate refugees and other persons granted supplementary support, and to allow displaced persons to lead a life for which they themselves are responsible, through measures taken chiefly in the following areas:

— facilitating access to employment, including vocational training,

— acquisition of knowledge of the language, society, culture and institutions of the host country,

— facilitating access to housing and to the medical and social infrastructure of the host country,

— support for persons in particular need of protection, such as women refugees, unaccompanied minors and torture victims, including victims of forced abortion, female genital mutilation or coerced sterilisation and rape victims,

— integration into local structures and activities,

— improvement in public awareness and understanding of refugees' situation,

— analysis of the situation of refugees in the Union,

— training on gender issues and child protection for officials, healthcare workers and police officers at reception centres,

— separate accommodation for single women and girls.

Moreover, it is intended to support efforts of the voluntary burden sharing operations by Member States, such as the resettlement, reception and integration by Member States of refugees coming from third countries and recognised by UNHCR and transfers of applicants and beneficiaries of international protection from one Member State to another which grants them equivalent protection.

Part of this appropriation will be used for supporting the Member States in direct cooperation with United Nations humanitarian and other agencies which on a voluntary basis extend resettlement in a flexible manner in acute refugee situations. The focus will be on the most vulnerable groups and cases where other durable solutions are regarded as having been ruled out.

Particular attention should be given to when the appropriation can be used to demonstrate a significant and tangible act of solidarity at European level which can produce added value as part of a broader approach on delivery of humanitarian support to a country or region.

At the Commission's initiative, this appropriation is also intended to cover transnational actions or actions of interest to the Union as a whole (Union actions) concerning asylum policy and measures applicable to the target population of the Fund, in particular to offer adequate support to joint efforts by Member States to identify, share and promote best practices and establish effective cooperation structures in order to enhance the quality of decision making.

This appropriation is also intended to cover earlier commitments from ERF I and II, including those regarding voluntary repatriation.

It is also intended to finance a Union action to compile data for collaboration and exchange of best practices among childcare workers in closed detention centres for asylum seekers and immigrants.

A solidarity mechanism will be established to facilitate the voluntary reallocation of refugees and beneficiaries of international protection from Member States which are facing severe pressure from immigration flows to other Member States. The mechanism would be established at Union level and brought into operation on a trial basis so that it may eventually be continued under a Common European Asylum System. Member States would freely determine all aspects of the selection process on a voluntary basis. The Commission would set the framework, issue guidelines, encourage participation and facilitate management and coordination.

The mechanism should be established in line with the European Council Conclusions of 18 and 19 June 2009. The Conclusions note that, in view of the present humanitarian emergency, concrete measures need to be quickly put in place and implemented. The European Council called for the coordination of voluntary measures for internal reallocation of beneficiaries of international protection present in the Member States exposed to specific and disproportionate pressures and highly vulnerable persons and welcomed the intention of the Commission to take initiatives in this respect, starting with a pilot project.

Legal basis

Decision No 573/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).

Decision No 458/2010/EU of the European Parliament and of the Council of 19 May 2010 amending Decision No 573/2007/EC establishing the European Refugee Fund for the period 2008 to 2013 by removing funding for certain Community actions and altering the limit for funding such actions (OJ L 129, 28.5.2010, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

Commission Decision 2007/815/EC of 29 November 2007 implementing Decision No 573/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines 2008 to 2013 (OJ L 326, 12.12.2007, p. 29).

Commission Decision 2008/22/EC of 19 December 2007 laying down rules for the implementation of Decision No 573/2007/EC of the European Parliament and of the Council establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States' management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (OJ L 7, 10.1.2008, p. 1).

18 03 04

Emergency measures in the event of mass influxes of refugees

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 9 850 000 5 236 984 12 000 000 12 250 000 21 850 000 17 486 984

Remarks

In the event of mass influxes of refugees or displaced persons, emergency measures in the following areas can be taken under this article:

— reception and accommodation,

— provision of subsistence funds,

— medical, psychological and other assistance, aimed in particular at minors and including specialised assistance to women and girls who have fallen victim to harassment in any form or to criminal acts (rape, violence or specific forms of torture such as forced abortion, female genital mutilation or coerced sterilisation) or have suffered because of poor conditions as refugees,

— necessary staffing and administrative costs in connection with reception and carrying out the measures,

— expert missions and ancillary technical assistance for the identification of displaced persons,

— logistical and transport costs.

Under this provision, emergency measures can also be taken to address situations of particular pressure, characterised by the sudden arrival at particular points on the borders of a large number of third-country nationals who may be in need of international protection, where this places exceptionally heavy and urgent demands on the reception facilities, the asylum system or the infrastructure of the Member State(s) concerned and may give rise to risks to human life, well-being or access to protection provided for under Union legislation.

The duration of such measures must not exceed six months. Besides the measures listed above, emergency measures may include legal aid and language assistance and the provision of translation and interpretation services, country of origin information or expertise and other measures contributing to the rapid identification of persons who may be in need of international protection and to the fair and efficient processing of asylum applications.

Legal basis

Council Directive 2001/55/EC of 20 July 2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of effort between Member States in receiving such persons and bearing the consequences thereof (OJ L 212, 7.8.2001, p. 12).

Decision No 573/2007/EC of the European Parliament and the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

CHAPTER 18 05 — SECURITY AND SAFEGUARDING LIBERTIES

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 18 05 SECURITY AND SAFEGUARDING LIBERTIES 18 05 01 Cooperation programmes in the fields of justice and home affairs — Title VI 18 05 01 01 Completion of cooperation programmes in the fields of justice and home affairs, and AGIS 3.1 p.m. p.m. p.m. p.m. 18 05 01 03 Completion of Erasmus for judges (exchange programme for judicial authorities) 3.1 — — — — Article 18 05 01 — Subtotal p.m. p.m. p.m. p.m. 18 05 02 European Police Office (Europol) 18 05 02 01 European Police Office — Contribution to Titles 1 and 2 3.1 63 712 000 63 712 000 63 712 000 63 712 000 18 05 02 02 European Police Office — Contribution to Title 3 3.1 19 757 000 19 757 000 19 757 000 19 757 000 Article 18 05 02 — Subtotal 83 469 000 83 469 000 83 469 000 83 469 000 18 05 04 Preparatory action — Completion of preparatory actions for the victims of terrorist acts 3.1 p.m. p.m. p.m. p.m. 18 05 05 European Police College 18 05 05 01 European Police College — Contribution to Titles 1 and 2 3.1 3 502 000 3 502 000 3 502 000 3 502 000 40 02 41 425 000 425 000 425 000 425 000 3 927 000 3 927 000 3 927 000 3 927 000 18 05 05 02 European Police College — Contribution to Title 3 3.1 4 073 000 4 073 000 4 073 000 4 073 000 Article 18 05 05 — Subtotal 7 575 000 7 575 000 7 575 000 7 575 000 40 02 41 425 000 425 000 425 000 425 000 8 000 000 8 000 000 8 000 000 8 000 000 18 05 06 Pilot project — Completion of the fight against terrorism 3.1 p.m. p.m. p.m. p.m. 18 05 07 Completion of crisis management capacity 3.1 p.m. p.m. p.m. p.m. 18 05 08 Prevention, preparedness and consequence management of terrorism 3.1 24 100 000 10 950 058 24 100 000 10 950 058 18 05 09 Prevention of and fight against crime 3.1 109 000 000 47 608 950 –10 000 000 99 000 000 47 608 950 18 05 10 Pilot project — Cultural heritage alert networks 3.2 p.m. p.m. p.m. p.m. Chapter 18 05 — Total 224 144 000 149 603 008 –10 000 000 214 144 000 149 603 008 40 02 41 425 000 425 000 425 000 425 000 224 569 000 150 028 008 214 569 000 150 028 008

18 05 09

Prevention of and fight against crime

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 109 000 000 47 608 950 –10 000 000 99 000 000 47 608 950

Remarks

This appropriation is intended to support the following areas:

— to promote and develop co-ordination, cooperation and mutual understanding among law enforcement agencies, and other institutions (in particular organisations active in preventing violence and crime), other national authorities and related Union bodies,

— to stimulate, promote and develop horizontal methods and tools necessary for strategically preventing and fighting crime and cybercrime, such as prevention of urban violence, in particular urban violence affecting minors, or measures to prevent and combat juvenile delinquency through exchanges of best practice, networking of the authorities responsible and the implementation of pilot projects, public-private partnerships, best practices in crime prevention, comparable statistics and applied criminology, and

— to promote and develop best practices for the protection of crime victims and witnesses.

In particular, this appropriation is intended to cover the following actions:

— actions on operational cooperation and coordination (strengthening networking, mutual confidence and understanding, exchange and dissemination of information, experience and best practices),

— analytical, monitoring and evaluation activities,

— development and transfer of technology and methodology,

— training, exchange of staff and experts, and

— awareness and dissemination activities.

Part of the appropriation will cover the costs of creating a Union telephone hotline for the victims of human trafficking, with a view to establishing a single common telephone number across Member States, to provide equal standards of social, psychological and legal assistance to the victims of human trafficking and if possible to respond to a request for shelter. This project will involve a variety of stakeholders: national regulatory authorities to provide telephone lines, telecommunication companies, specialised non-governmental organisations, local and professional staff, enforcement authorities (to exchange information on the smugglers and actors involved in human trafficking).

Legal basis

Council Decision 2007/125/JHA of 12 February 2007 establishing for the period 2007 to 2013, as part of General Programme on Security and Safeguarding Liberties, the Specific Programme ‘Prevention of and Fight against Crime’ (OJ L 58, 24.2.2007, p. 7).

Reference acts

Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing a framework programme on ‘Security and Safeguarding Liberties’ for the period 2007-2013 (COM(2005) 124 final).

TITLE 32

ENERGY

Title Chapter Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 32 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ENERGY’ POLICY AREA 77 046 009 77 046 009 77 046 009 77 046 009 40 01 40 41 299 41 299 41 299 41 299 77 087 308 77 087 308 77 087 308 77 087 308 32 03 TRANS-EUROPEAN NETWORKS 1 24 150 000 20 471 848 24 150 000 20 471 848 32 04 CONVENTIONAL AND RENEWABLE ENERGIES 125 688 003 829 046 831 –43 922 500 125 688 003 785 124 331 32 05 NUCLEAR ENERGY 1 280 578 000 209 479 379 280 578 000 209 479 379 32 06 RESEARCH RELATED TO ENERGY 1 192 155 000 147 130 699 192 155 000 147 130 699 Title 32 — Total 699 617 012 1 283 174 766 –43 922 500 699 617 012 1 239 252 266 40 01 40, 40 02 41 41 299 41 299 41 299 41 299 699 658 311 1 283 216 065 699 658 311 1 239 293 565

CHAPTER 32 04 — CONVENTIONAL AND RENEWABLE ENERGIES

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments 32 04 CONVENTIONAL AND RENEWABLE ENERGIES 32 04 01 Completion of the ‘Intelligent Energy — Europe’ programme (2003 to 2006) 1.1 — 4 570 459 — 4 570 459 32 04 02 Completion of the ‘Intelligent Energy — Europe’ programme (2003 to 2006): external strand — Coopener 4 — 95 218 — 95 218 32 04 03 Support activities to the European energy policy and internal energy market 1.1 3 000 000 3 332 626 3 000 000 3 332 626 32 04 04 Completion of the Energy framework programme (1999 to 2002) — Conventional and renewable energy 1.1 — p.m. — p.m. 32 04 05 European Strategic Energy Technology Plan (SET-Plan) 1.1 p.m. p.m. p.m. p.m. 32 04 06 Competitiveness and Innovation Framework Programme — ‘Intelligent Energy — Europe’ programme 1.1 114 499 000 39 039 339 114 499 000 39 039 339 32 04 07 Pilot project — Energy security — Biofuels 1.1 p.m. 1 500 000 p.m. 1 500 000 32 04 08 Pilot project — Portplus — Sustainable energy plan for ports 1.1 p.m. p.m. p.m. p.m. 32 04 09 Preparatory action — Investment fund for renewable energy and biorefineries from waste and residues 1.1 p.m. p.m. p.m. p.m. 32 04 10 European Agency for the Cooperation of Energy Regulators 32 04 10 01 European Agency for the Cooperation of Energy Regulators — Contribution to Titles 1 and 2 1.1 4 017 000 4 017 000 4 017 000 4 017 000 32 04 10 02 European Agency for the Cooperation of Energy Regulators — Contribution to Title 3 1.1 983 000 983 000 983 000 983 000 Article 32 04 10 — Subtotal 5 000 000 5 000 000 5 000 000 5 000 000 32 04 11 Energy Community 4 2 939 003 2 798 457 2 939 003 2 798 457 32 04 12 Pilot project — European framework programme for the development and exchange of experience on sustainable urban development 1.1 p.m. 300 000 p.m. 300 000 32 04 13 Preparatory action — European islands for a common energy policy 1.1 p.m. 500 000 p.m. 500 000 32 04 14 Energy projects to aid economic recovery 32 04 14 01 Energy projects to aid economic recovery — Energy networks 1.1 p.m. 481 020 049 –43 922 500 p.m. 437 097 549 32 04 14 02 Energy projects to aid economic recovery — Carbon Capture and Storage (CCS) 1.1 p.m. 247 566 539 p.m. 247 566 539 32 04 14 03 Energy projects to aid economic recovery — European offshore wind grid system 1.1 p.m. 42 848 055 p.m. 42 848 055 32 04 14 04 Energy projects to aid economic recovery — Energy efficiency and renewable initiatives 1.1 p.m. p.m. p.m. p.m. Article 32 04 14 — Subtotal p.m. 771 434 643 –43 922 500 p.m. 727 512 143 32 04 15 Pilot projects in the field of waste recuperation and its valorisation for clean energy 1.1 p.m. p.m. p.m. p.m. 32 04 16 Security of energy installations and infrastructures 1.1 250 000 476 089 250 000 476 089 Chapter 32 04 — Total 125 688 003 829 046 831 –43 922 500 125 688 003 785 124 331

32 04 14

Energy projects to aid economic recovery

32 04 14 01

Energy projects to aid economic recovery — Energy networks

Budget 2011 Amending budget No 4/2011 New amount Commitments Payments Commitments Payments Commitments Payments p.m. 481 020 049 –43 922 500 p.m. 437 097 549

Remarks

Former Item 06 04 14 01

This appropriation is intended to cover the costs of gas and electricity infrastructure projects having the highest Union added value.

It should serve to adapt and develop energy networks of particular importance to the Union in support of the operation of the internal energy market and, in particular, to increase interconnection capacity, security and diversification of supply and to overcome environmental, technical and financial obstacles. Special Union support is necessary to develop energy networks more intensively and to accelerate their construction, notably where the diversity of routes and sources of supply is low.

This appropriation should also serve to promote connection and integration of renewable energy resources and to strengthen economic and social cohesion with less-favoured and island regions of the Union.

If the Commission's annual report to the European Parliament and to the Council on the implementation of the economic recovery plan identifies serious risks for implementing the priority projects, the Commission shall recommend measures to offset those risks, and shall where appropriate and consistent with the economic recovery plan, make additional proposals for the projects already referred to in Regulation (EC) No 663/2009.

Legal basis

Regulation (EC) No 663/2009 of the European Parliament and of the Council of 13 July 2009 establishing a programme to aid economic recovery by granting Community financial assistance to projects in the field of energy (OJ L 200, 31.7.2009, p. 31).

(1) AB No 1/2011 to 4/2011 included.

(2) The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(3) The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4) AB No 1/2011 to 4/2011 included.

(5) The figures in this column correspond to those in the 2010 budget (OJ L 64, 12.3.2010, p. 1) plus Amending Budgets No 1/2010 to No 8/2010.

(6) The own resources for the 2011 budget are determined on the basis of the budget forecasts adopted at the 151st meeting of the Advisory Committee on Own Resources on 17 May 2011.

(7) The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union (former Article 268 of the Treaty establishing the European Community) reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8) The base to be used does not exceed 50 % of GNI.

(9) For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

(10) Calculation of rate: (88 573 394 197) / (126 856 122 000) = 0,69821931177275.

(11) Rounded percentages.

(12) The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2009, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the EU GDP deflator for years 2007-2009 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(13) The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(14) These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(15) Rounded percentages.

(16) The amount of enlargement-related expenditure corresponds to: (i) payments made to the 10 new Member States (which joined the EU on 1.5.2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2006, as well as payments made to Bulgaria and Romania under 2006 appropriations (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

(17) The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(18) These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

Note: The difference of EUR 43 008 777 between the definitive amount of the 2007 UK correction (€ 6 877 184 806, as calculated above) and the previously budgeted amount of the 2007 UK correction 1st update (EUR 6 920 193 583, entered in the AB 3/2009) is financed in chapter 3 5 of the AB 4/2011.

(19) Rounded percentages.

(20) The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

(21) These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

Note: The difference of € 188 645 417 between the definitive amount of the 2006 UK correction (€ 5 196 524 008, as calculated above) and the previously budgeted amount of the 2006 UK correction (€ 5 385 169 425, entered in the AB 4/2010) is financed in chapter 3 5 of the AB 4/2011. This impact is the so-called ‘direct effect’ of the UK correction. There is no indirect impact.

(22) p.m. (own resources + other revenue = total revenue = total expenditure); (120 566 371 247 + 5 960 762 515 = 126 527 133 762 = 126 527 133 762).

(23) Total own resources as percentage of GNI: (120 566 371 247) / (12 685 612 200 000) = 0,95 %; own resources ceiling as percentage of GNI: 1,23 %.

(24) Protocol in the process of ratification.