DEFINITIVE ADOPTION

of Amending budget No 1 of the European Union for the financial year 2014

(2014/432/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),

Having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (2),

Having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),

Having regard to the general budget of the European Union for the financial year 2014, as definitively adopted on 20 November 2013 (4),

Having regard to Draft amending budget No 1 of the European Union for the financial year 2014, which the Commission drew up on 11 February 2014,

Having regard to the position on Draft amending budget No 1/2014, which the Council adopted on 9 April 2014,

Having regard to Parliament's approval of 16 April 2014 of the Council position,

Having regard to Rule 75b and 75e of Parliament’s Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 1 of the European Union for the financial year 2014 has been definitively adopted.

(1) OJ L 298, 26.10.2012, p. 1.

(2) OJ C 373, 20.12.2013, p. 1.

(3) OJ L 347, 20.12.2013, p. 884.

(4) OJ L 51, 20.2.2014.

AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2014

CONTENTS

GENERAL STATEMENT OF REVENUE

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING 4

— Title 8: Borrowing and lending operations 5

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

Section III — Commission

— Revenue 8

— Title 8: Borrowing and lending operations 9

— Expenditure 12

— Title 01: Economic and financial affairs 14

— Title 02: Enterprise and industry 17

— Title 05: Agriculture and rural development 25

— Title 06: Mobility and transport 29

— Title 08: Research and innovation 32

— Title 09: Communications networks, content and technology 47

— Title 10: Direct research 55

— Title 21: Development and cooperation 61

— Staff 65

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

Title Heading Budget 2014 Amending budget No 1/2014 New amount 1 OWN RESOURCES 133 960 184 723 133 960 184 723 3 SURPLUSES, BALANCES AND ADJUSTMENTS p.m. p.m. 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1 274 999 230 1 274 999 230 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 53 752 047 53 752 047 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES 60 000 000 60 000 000 7 INTEREST ON LATE PAYMENTS AND FINES 123 000 000 123 000 000 8 BORROWING AND LENDING OPERATIONS 2 477 000 2 477 000 9 MISCELLANEOUS REVENUE 30 200 000 30 200 000 GRAND TOTAL 135 504 613 000 135 504 613 000

TITLE 8

BORROWING AND LENDING OPERATIONS

Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2 477 000 2 477 000 CHAPTER 8 5 — TOTAL 2 477 000 2 477 000 Title 8 — Total 2 477 000 2 477 000 CHAPTER 8 0 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES CHAPTER 8 1 — LOANS GRANTED BY THE COMMISSION CHAPTER 8 2 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES CHAPTER 8 3 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES CHAPTER 8 5 — REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 — REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

8 5 0

Dividends paid by the European Investment Fund

Budget 2014 Amending budget No 1/2014 New amount 2 477 000 2 477 000

Remarks

This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution.

As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).

Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

SECTION III

COMMISSION

REVENUE

TITLE 8

BORROWING AND LENDING OPERATIONS

Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2 477 000 2 477 000 CHAPTER 8 5 — TOTAL 2 477 000 2 477 000 Title 8 — Total 2 477 000 2 477 000 CHAPTER 8 0 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES CHAPTER 8 1 — LOANS GRANTED BY THE COMMISSION CHAPTER 8 2 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES CHAPTER 8 3 — REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES CHAPTER 8 5 — REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 — REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

8 5 0

Dividends paid by the European Investment Fund

Budget 2014 Amending budget No 1/2014 New amount 2 477 000 2 477 000

Remarks

This article is intended to record any dividends paid by the European Investment Fund in respect of this contribution.

As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).

Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

EXPENDITURE

Title Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 210 524 228 295 466 113 42 500 000 42 500 000 253 024 228 337 966 113 Reserves (40 02 41) 2 000 000 2 000 000 2 000 000 2 000 000 212 524 228 297 466 113 42 500 000 42 500 000 255 024 228 339 966 113 02 ENTERPRISE AND INDUSTRY 2 536 375 797 2 105 143 666 –21 250 000 –21 250 000 2 515 125 797 2 083 893 666 03 COMPETITION 94 462 975 94 462 975 94 462 975 94 462 975 04 EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION 13 839 025 490 11 621 742 555 13 839 025 490 11 621 742 555 05 AGRICULTURE AND RURAL DEVELOPMENT 58 046 850 675 55 635 020 579 58 046 850 675 55 635 020 579 06 MOBILITY AND TRANSPORT 2 867 047 650 1 003 284 934 144 000 144 000 2 867 191 650 1 003 428 934 07 ENVIRONMENT 407 281 956 345 558 517 407 281 956 345 558 517 08 RESEARCH AND INNOVATION 6 214 844 914 4 107 277 022 –16 140 970 –16 140 970 6 198 703 944 4 091 136 052 09 COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY 1 637 399 923 961 129 100 p.m. 1 637 399 923 961 129 100 10 DIRECT RESEARCH 424 855 000 420 235 985 –5 253 030 –5 253 030 419 601 970 414 982 955 11 MARITIME AFFAIRS AND FISHERIES 950 774 942 667 482 286 950 774 942 667 482 286 Reserves (40 02 41) 115 342 000 112 342 000 115 342 000 112 342 000 1 066 116 942 779 824 286 1 066 116 942 779 824 286 12 INTERNAL MARKET AND SERVICES 116 900 978 117 126 978 116 900 978 117 126 978 13 REGIONAL AND URBAN POLICY 33 073 259 166 40 223 363 359 33 073 259 166 40 223 363 359 14 TAXATION AND CUSTOMS UNION 157 048 298 122 369 692 157 048 298 122 369 692 15 EDUCATION AND CULTURE 2 820 024 822 2 241 707 412 2 820 024 822 2 241 707 412 16 COMMUNICATION 246 356 400 244 896 374 246 356 400 244 896 374 17 HEALTH AND CONSUMER PROTECTION 618 166 222 566 799 722 618 166 222 566 799 722 18 HOME AFFAIRS 1 201 391 889 762 599 931 1 201 391 889 762 599 931 19 FOREIGN POLICY INSTRUMENTS 732 732 818 463 169 988 732 732 818 463 169 988 20 TRADE 121 107 855 115 403 729 121 107 855 115 403 729 21 DEVELOPMENT AND COOPERATION 5 083 850 744 3 658 319 989 p.m. p.m. 5 083 850 744 3 658 319 989 22 ENLARGEMENT 1 519 908 038 903 886 742 1 519 908 038 903 886 742 23 HUMANITARIAN AID AND CIVIL PROTECTION 1 006 464 161 850 884 342 1 006 464 161 850 884 342 24 FIGHT AGAINST FRAUD 78 230 900 74 910 993 78 230 900 74 910 993 25 COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE 194 113 789 194 836 589 194 113 789 194 836 589 26 COMMISSION’S ADMINISTRATION 1 001 465 044 991 092 001 1 001 465 044 991 092 001 27 BUDGET 95 786 613 95 786 613 95 786 613 95 786 613 28 AUDIT 11 633 979 11 633 979 11 633 979 11 633 979 29 STATISTICS 131 894 632 152 072 858 131 894 632 152 072 858 30 PENSIONS AND RELATED EXPENDITURE 1 449 531 000 1 449 531 000 1 449 531 000 1 449 531 000 31 LANGUAGE SERVICES 387 659 143 387 659 143 387 659 143 387 659 143 32 ENERGY 933 452 862 588 030 260 933 452 862 588 030 260 33 JUSTICE 203 414 816 193 026 816 203 414 816 193 026 816 34 CLIMATE ACTION 121 471 119 42 711 025 121 471 119 42 711 025 40 RESERVES 573 523 000 264 342 000 573 523 000 264 342 000 Total 139 108 831 838 131 972 965 267 p.m. p.m. 139 108 831 838 131 972 965 267 Of which Reserves (40 02 41) 117 342 000 114 342 000 117 342 000 114 342 000

TITLE 01

ECONOMIC AND FINANCIAL AFFAIRS

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA 83 091 934 83 091 934 83 091 934 83 091 934 01 02 ECONOMIC AND MONETARY UNION 9 000 000 9 000 000 9 000 000 9 000 000 Reserves (40 02 41) 2 000 000 2 000 000 2 000 000 2 000 000 11 000 000 11 000 000 11 000 000 11 000 000 01 03 INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS 118 432 294 110 585 305 118 432 294 110 585 305 01 04 FINANCIAL OPERATIONS AND INSTRUMENTS p.m. 92 788 874 42 500 000 42 500 000 42 500 000 135 288 874 Title 01 — Total 210 524 228 295 466 113 42 500 000 42 500 000 253 024 228 337 966 113 Reserves (40 02 41) 2 000 000 2 000 000 2 000 000 2 000 000 212 524 228 297 466 113 42 500 000 42 500 000 255 024 228 339 966 113

CHAPTER 01 04 — FINANCIAL OPERATIONS AND INSTRUMENTS

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 04 FINANCIAL OPERATIONS AND INSTRUMENTS 01 04 01 European Investment Fund 01 04 01 01 European Investment Fund — Provision of paid-up shares of subscribed capital 1.1 — — 42 500 000 42 500 000 42 500 000 42 500 000 01 04 01 02 European Investment Fund — Callable portion of subscribed capital 1.1 p.m. p.m. p.m. p.m. Article 01 04 01 — Subtotal p.m. p.m. 42 500 000 42 500 000 42 500 000 42 500 000 01 04 02 Nuclear safety — Cooperation with the European Investment Bank 1.1 p.m. p.m. p.m. p.m. 01 04 03 Guarantee for Euratom borrowings 1.1 p.m. p.m. p.m. p.m. 01 04 51 Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014) 1.1 p.m. 92 788 874 p.m. 92 788 874 Chapter 01 04 — Total p.m. 92 788 874 42 500 000 42 500 000 42 500 000 135 288 874

01 04 01

European Investment Fund

01 04 01 01

European Investment Fund — Provision of paid-up shares of subscribed capital

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 42 500 000 42 500 000 42 500 000 42 500 000

Remarks

Former Item 01 04 09 01

This item is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union.

The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC.

In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

01 04 01 02

European Investment Fund — Callable portion of subscribed capital

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m.

Remarks

Former Item 01 04 09 02

This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union.

In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …).

TITLE 02

ENTERPRISE AND INDUSTRY

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE AND INDUSTRY’ POLICY AREA 119 530 259 119 530 259 119 530 259 119 530 259 02 02 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 268 307 275 135 662 459 –21 250 000 –21 250 000 247 057 275 114 412 459 02 03 INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES 39 170 000 32 330 554 39 170 000 32 330 554 02 04 HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 401 518 263 486 556 651 401 518 263 486 556 651 02 05 EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) 1 347 417 000 1 144 387 928 1 347 417 000 1 144 387 928 02 06 EUROPEAN EARTH OBSERVATION PROGRAMME 360 433 000 186 675 815 360 433 000 186 675 815 Title 02 — Total 2 536 375 797 2 105 143 666 –21 250 000 –21 250 000 2 515 125 797 2 083 893 666

CHAPTER 02 02 — COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 02 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 02 02 01 Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises 1.1 102 709 687 14 575 804 102 709 687 14 575 804 02 02 02 Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt 1.1 161 907 588 87 914 000 –21 250 000 –21 250 000 140 657 588 66 664 000 02 02 51 Completion of former activities in the competitiveness and entrepreneurship domain 1.1 p.m. 26 666 655 p.m. 26 666 655 02 02 77 Pilot projects and preparatory actions 02 02 77 01 Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment 1.1 p.m. p.m. p.m. p.m. 02 02 77 02 Pilot project — Erasmus for Young Entrepreneurs 1.1 p.m. p.m. p.m. p.m. 02 02 77 03 Preparatory action — Erasmus for Young Entrepreneurs 1.1 p.m. 835 000 p.m. 835 000 02 02 77 04 Pilot project — Actions in connection with the textile and footwear sector 1.1 p.m. p.m. p.m. p.m. 02 02 77 05 Preparatory action — European destinations of excellence 1.1 p.m. p.m. p.m. p.m. 02 02 77 06 Preparatory action — Sustainable tourism 1.1 p.m. p.m. p.m. p.m. 02 02 77 07 Preparatory action — Social tourism in Europe 1.1 p.m. p.m. p.m. p.m. 02 02 77 08 Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products 1.1 2 000 000 2 000 000 2 000 000 2 000 000 02 02 77 09 Preparatory action — Tourism and accessibility for all 1.1 690 000 1 035 000 690 000 1 035 000 02 02 77 10 Preparatory action — Euromed innovation entrepreneurs for change 1.1 p.m. 1 000 000 p.m. 1 000 000 02 02 77 11 Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union 1.1 p.m. 286 000 p.m. 286 000 02 02 77 12 Pilot project — European rare earth competency network 1.1 p.m. p.m. p.m. p.m. 02 02 77 13 Pilot project — Development of the European ‘creative districts’ 3 p.m. 350 000 p.m. 350 000 02 02 77 14 Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders 3 p.m. 500 000 p.m. 500 000 02 02 77 15 Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors 1.1 p.m. p.m. p.m. p.m. 02 02 77 16 Pilot project — on the Future of Manufacturing 1.1 1 000 000 500 000 1 000 000 500 000 Article 02 02 77 — Subtotal 3 690 000 6 506 000 3 690 000 6 506 000 Chapter 02 02 — Total 268 307 275 135 662 459 –21 250 000 –21 250 000 247 057 275 114 412 459

02 02 02

Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 161 907 588 87 914 000 –21 250 000 –21 250 000 140 657 588 66 664 000

Remarks

New article

This appropriation is to be used to improve access to finance for SMEs in the form of equity and debt in their start-up, growth and transfer phase.

A loan guarantee facility (LGF) shall provide counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which shall reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.

An equity facility for growth (EFG) shall allow investments in risk capital funds which invest in SMEs in the expansion and growth stage, and in particular in those operating cross-borders. The possibility shall exist to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of Cosme and the equity facility for RDI under Horizon 2020. Support from the EFG shall be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6341 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1)(d) thereof.

CHAPTER 02 04 — HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 04 HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 02 04 02 Industrial leadership 02 04 02 01 Leadership in space 1.1 161 352 331 14 704 483 161 352 331 14 704 483 02 04 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 p.m. p.m. p.m. p.m. 02 04 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 32 512 243 2 962 930 32 512 243 2 962 930 Article 02 04 02 — Subtotal 193 864 574 17 667 413 193 864 574 17 667 413 02 04 03 Societal challenges 02 04 03 01 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 69 306 327 5 986 022 69 306 327 5 986 022 02 04 03 02 Fostering secure European societies 1.1 138 347 362 10 865 760 138 347 362 10 865 760 Article 02 04 03 — Subtotal 207 653 689 16 851 782 207 653 689 16 851 782 02 04 50 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 02 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 02 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 02 04 50 — Subtotal p.m. p.m. p.m. p.m. 02 04 51 Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013) 1.1 p.m. 410 942 214 p.m. 410 942 214 02 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 p.m. p.m. p.m. p.m. 02 04 53 Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013) 1.1 p.m. 41 095 242 p.m. 41 095 242 Chapter 02 04 — Total 401 518 263 486 556 651 401 518 263 486 556 651

Remarks

These remarks are applicable to all the budget lines in this chapter.

This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period.

Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Item 02 04 50 01.

Administrative appropriations of this chapter will be provided under Chapter 02 01 05.

02 04 03

Societal challenges

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

02 04 03 02

Fostering secure European societies

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 138 347 362 10 865 760 138 347 362 10 865 760

Remarks

New item

The aim of this appropriation is to:

— support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights,

— support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation.

Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services — CESES — and its Member Associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new financial regulation, notably taking into account in-kind financing by CESES as contribution to EU projects.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 129 051 616 129 051 616 129 051 616 129 051 616 05 02 IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS 2 233 400 000 2 233 250 000 2 233 400 000 2 233 250 000 05 03 DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES 41 447 275 640 41 447 275 640 41 447 275 640 41 447 275 640 05 04 RURAL DEVELOPMENT 13 987 271 059 11 611 354 028 13 987 271 059 11 611 354 028 05 05 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT 90 000 000 110 997 038 90 000 000 110 997 038 05 06 INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 6 696 000 5 590 437 6 696 000 5 590 437 05 07 AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF) 60 200 000 60 200 000 60 200 000 60 200 000 05 08 POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 40 793 360 35 010 852 40 793 360 35 010 852 05 09 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE 52 163 000 2 290 968 52 163 000 2 290 968 Title 05 — Total 58 046 850 675 55 635 020 579 58 046 850 675 55 635 020 579

CHAPTER 05 08 — POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 08 POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 05 08 01 Farm Accountancy Data Network (FADN) 2 14 619 600 13 733 871 14 619 600 13 733 871 05 08 02 Surveys on the structure of agricultural holdings 2 250 000 200 000 250 000 200 000 05 08 03 Restructuring of systems for agricultural surveys 2 1 753 760 1 695 892 1 753 760 1 695 892 05 08 06 Enhancing public awareness of the common agricultural policy 2 11 000 000 11 000 000 11 000 000 11 000 000 05 08 09 European Agricultural Guarantee Fund (EAGF) — Operational technical assistance 2 1 670 000 1 670 000 1 670 000 1 670 000 05 08 77 Pilot projects and preparatory actions 05 08 77 01 Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety 2 p.m. 411 089 p.m. 411 089 05 08 77 02 Pilot project — Exchanging best practice for cross compliance simplification 2 p.m. p.m. p.m. p.m. 05 08 77 03 Pilot project — Support for farmers’ cooperatives 2 p.m. p.m. p.m. p.m. 05 08 77 04 Pilot project — European farm prices and margins observatory 2 p.m. p.m. p.m. p.m. 05 08 77 05 Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production 2 p.m. p.m. p.m. p.m. 05 08 77 06 Preparatory action — European farm prices and margins observatory 2 1 000 000 1 000 000 1 000 000 1 000 000 05 08 77 07 Pilot project — Measures to combat speculation in agricultural commodities 2 p.m. p.m. p.m. p.m. 05 08 77 08 Pilot project — Exchange programme for young farmers 2 p.m. 600 000 p.m. 600 000 05 08 77 09 Preparatory action — Union plant and animal genetic resources 2 1 000 000 600 000 1 000 000 600 000 05 08 77 10 Pilot project — Agropol: development of a European cross-border Agribusiness Model Region 2 1 200 000 600 000 1 200 000 600 000 05 08 77 11 Pilot project — Agroforestry 2 1 000 000 500 000 1 000 000 500 000 Article 05 08 77 — Subtotal 4 200 000 3 711 089 4 200 000 3 711 089 05 08 80 Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan 2 7 300 000 3 000 000 7 300 000 3 000 000 Chapter 05 08 — Total 40 793 360 35 010 852 40 793 360 35 010 852

Remarks

Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 and Article 174(2) of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

05 08 80

Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 7 300 000 3 000 000 7 300 000 3 000 000

Remarks

New article

This appropriation is intended to finance the participation of the Union at the universal Expo ‘Feeding the Planet: Energy for Life’, to be held in Milan in 2015.

The appropriations are intended to cover the baseline costs for the Union participation within the Italian Pavilion (rental of space, stand erection and decoration, running costs) as well as for the preparatory and initial stages of a basic scientific programme for the EXPO 2015 involving the compilation of baseline data for policy support purposes. The cost of organising specific or thematic events and exhibitions (e.g. reimbursement of expert costs, exhibition materials, etc.) will be covered by appropriations of the relevant specific programmes according to the policy area concerned.

Legal basis

Task resulting from the Commission’s prerogatives at institutional level within the meaning of Article 54(2d) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

TITLE 06

MOBILITY AND TRANSPORT

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 06 01 ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA 72 500 880 72 500 880 – 336 000 – 336 000 72 164 880 72 164 880 06 02 EUROPEAN TRANSPORT POLICY 2 582 441 731 903 416 322 2 582 441 731 903 416 322 06 03 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT 212 105 039 27 367 732 480 000 480 000 212 585 039 27 847 732 Title 06 — Total 2 867 047 650 1 003 284 934 144 000 144 000 2 867 191 650 1 003 428 934

CHAPTER 06 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 06 01 ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA 06 01 01 Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area 5.2 40 868 495 40 868 495 06 01 02 External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area 06 01 02 01 External personnel 5.2 2 325 880 2 325 880 06 01 02 11 Other management expenditure 5.2 2 232 988 2 232 988 Article 06 01 02 — Subtotal 4 558 868 4 558 868 06 01 03 Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area 5.2 2 645 371 2 645 371 06 01 04 Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area 06 01 04 01 Support expenditure for Connecting Europe Facility (CEF) — Transport 1.1 2 895 000 2 895 000 Article 06 01 04 — Subtotal 2 895 000 2 895 000 06 01 05 Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area 06 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 5 612 344 5 612 344 06 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 2 768 667 2 768 667 06 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 891 638 – 336 000 555 638 Article 06 01 05 — Subtotal 9 272 649 – 336 000 8 936 649 06 01 06 Executive agencies 06 01 06 01 Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF) 1.1 12 260 497 12 260 497 06 01 06 02 Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF) 1.1 p.m. p.m. Article 06 01 06 — Subtotal 12 260 497 12 260 497 Chapter 06 01 — Total 72 500 880 – 336 000 72 164 880

06 01 05

Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area

06 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

Budget 2014 Amending budget No 1/2014 New amount 891 638 – 336 000 555 638

Remarks

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.

It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 06 03.

TITLE 08

RESEARCH AND INNOVATION

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA 319 266 491 319 266 491 – 144 000 – 144 000 319 122 491 319 122 491 08 02 HORIZON 2020 — RESEARCH 5 034 148 618 3 129 233 075 –15 996 970 –15 996 970 5 018 151 648 3 113 236 105 08 03 EURATOM PROGRAMME — INDIRECT ACTIONS 140 512 000 102 676 396 140 512 000 102 676 396 08 04 ITER PROGRAMME 720 917 805 556 101 060 720 917 805 556 101 060 08 05 RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL p.m. p.m. p.m. p.m. Title 08 — Total 6 214 844 914 4 107 277 022 –16 140 970 –16 140 970 6 198 703 944 4 091 136 052

CHAPTER 08 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 08 01 ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA 08 01 01 Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area 5.2 8 393 529 8 393 529 08 01 02 External personnel and other management expenditure of the ‘Research and innovation’ policy area 08 01 02 01 External personnel 5.2 278 259 278 259 08 01 02 11 Other management expenditure 5.2 383 826 383 826 Article 08 01 02 — Subtotal 662 085 662 085 08 01 03 Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area 5.2 543 304 543 304 08 01 05 Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area 08 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 106 740 801 106 740 801 08 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 24 484 000 24 484 000 08 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 37 628 811 – 144 000 37 484 811 08 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 11 607 000 11 607 000 08 01 05 12 External personnel implementing research and innovation programmes — Euratom Programme 1.1 932 000 932 000 08 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 4 413 000 4 413 000 08 01 05 21 Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme 1.1 5 128 000 5 128 000 08 01 05 22 External personnel implementing research and innovation programmes — ITER programme 1.1 133 000 133 000 08 01 05 23 Other management expenditure for research and innovation programmes — ITER programme 1.1 1 846 000 1 846 000 Article 08 01 05 — Subtotal 192 912 612 – 144 000 192 768 612 08 01 06 Executive agencies 08 01 06 01 European Research Council Executive Agency — Contribution from Horizon 2020 1.1 39 415 000 39 415 000 08 01 06 02 Research Executive Agency — Contribution from Horizon 2020 1.1 56 369 001 56 369 001 08 01 06 03 Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020 1.1 19 055 000 19 055 000 08 01 06 04 Innovation and Networks Executive Agency — Contribution from Horizon 2020 1.1 1 915 960 1 915 960 Article 08 01 06 — Subtotal 116 754 961 116 754 961 Chapter 08 01 — Total 319 266 491 – 144 000 319 122 491

08 01 05

Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area

08 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

Budget 2014 Amending budget No 1/2014 New amount 37 628 811 – 144 000 37 484 811

Remarks

Former Item 08 01 05 03 (in part)

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.

This appropriation is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 08 02.

CHAPTER 08 02 — HORIZON 2020 — RESEARCH

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 02 HORIZON 2020 — RESEARCH 08 02 01 Excellent science 08 02 01 01 Strengthening frontier research in the European Research Council 1.1 1 641 772 694 19 785 657 1 641 772 694 19 785 657 08 02 01 02 Strengthening research in future and emerging technologies 1.1 p.m. p.m. p.m. p.m. 08 02 01 03 Strengthening European research infrastructures, including e-infrastructures 1.1 171 632 176 309 837 171 632 176 309 837 Article 08 02 01 — Subtotal 1 813 404 870 20 095 494 1 813 404 870 20 095 494 08 02 02 Industrial leadership 08 02 02 01 Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing 1.1 460 847 841 42 681 808 460 847 841 42 681 808 08 02 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 384 814 753 326 766 435 –21 250 000 –21 250 000 363 564 753 305 516 435 08 02 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 33 663 565 3 067 854 33 663 565 3 067 854 Article 08 02 02 — Subtotal 879 326 159 372 516 097 –21 250 000 –21 250 000 858 076 159 351 266 097 08 02 03 Societal challenges 08 02 03 01 Improving lifelong health and wellbeing 1.1 545 411 715 40 118 438 545 411 715 40 118 438 08 02 03 02 Securing sufficient supplies of safe, healthy and high quality food and other bio-based products 1.1 204 041 869 22 468 062 –2 269 271 201 772 598 22 468 062 08 02 03 03 Making the transition to a reliable, sustainable and competitive energy system 1.1 278 434 628 28 655 994 278 434 628 28 655 994 08 02 03 04 Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless 1.1 394 541 594 8 086 531 394 541 594 8 086 531 08 02 03 05 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 271 940 800 2 478 694 271 940 800 2 478 694 08 02 03 06 Fostering inclusive, innovative and reflective European societies 1.1 193 407 483 17 625 757 –59 383 672 134 023 811 17 625 757 Article 08 02 03 — Subtotal 1 887 778 089 119 433 476 –61 652 943 1 826 125 146 119 433 476 08 02 04 Science with and for society — Spreading excellence and widening participation 08 02 04 01 Science with and for society 1.1 p.m. p.m. p.m. p.m. p.m. p.m. 08 02 04 02 Spreading excellence and widening participation 1.1 — — 66 905 973 5 253 030 66 905 973 5 253 030 Article 08 02 04 — Subtotal p.m. p.m. 66 905 973 5 253 030 66 905 973 5 253 030 08 02 05 Horizontal activities of Horizon 2020 1.1 p.m. p.m. p.m. p.m. 08 02 07 Joint Undertakings 08 02 07 31 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure 1.1 490 000 490 000 490 000 490 000 08 02 07 32 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) 1.1 207 300 000 16 600 000 207 300 000 16 600 000 08 02 07 33 Bio-Based Industries Joint Undertaking (BBI) — Support expenditure 1.1 977 500 977 500 977 500 977 500 08 02 07 34 Bio-Based Industries Joint Undertaking (BBI) 1.1 50 000 000 p.m. 50 000 000 p.m. 08 02 07 35 Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure 1.1 1 225 333 1 225 333 1 225 333 1 225 333 08 02 07 36 Clean Sky 2 Joint Undertaking (Clean Sky 2) 1.1 100 000 000 13 000 000 100 000 000 13 000 000 08 02 07 37 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure 1.1 292 667 292 667 292 667 292 667 08 02 07 38 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) 1.1 93 354 000 p.m. 93 354 000 p.m. Article 08 02 07 — Subtotal 453 639 500 32 585 500 453 639 500 32 585 500 08 02 50 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 08 02 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 08 02 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 08 02 50 — Subtotal p.m. p.m. p.m. p.m. 08 02 51 Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013) 1.1 p.m. 2 568 132 885 p.m. 2 568 132 885 08 02 52 Completion of previous research framework programmes — Indirect action (prior to 2007) 1.1 p.m. 16 232 123 p.m. 16 232 123 08 02 77 Pilot projects and preparatory actions 08 02 77 01 Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming 2 p.m. 125 000 p.m. 125 000 08 02 77 02 Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union 4 — 112 500 — 112 500 Article 08 02 77 — Subtotal p.m. 237 500 p.m. 237 500 Chapter 08 02 — Total 5 034 148 618 3 129 233 075 –15 996 970 –15 996 970 5 018 151 648 3 113 236 105

Remarks

Horizon 2020 is the Union’s new funding programme for research and innovation. It covers the period between 2014 and 2020 and brings together all existing Union research and innovation funding, including the Framework Programme for Research, the innovation related activities of the Competitiveness and Innovation Framework Programme and the European Institute of Innovation and Technology (EIT). The Euratom Research and Training Programme (2014-2018), based on the Euratom Treaty, is also an integral part of Horizon 2020. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.

This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

08 02 02

Industrial leadership

Remarks

This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.

08 02 02 02

Enhancing access to risk finance for investing in research and innovation

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 384 814 753 326 766 435 –21 250 000 –21 250 000 363 564 753 305 516 435

Remarks

New item

Access to risk finance activity will set up two financial facilities, namely a debt facility and an equity facility, in order to help remedy the current market deficiencies in accessing risk finance for research and innovation. The goal of the debt facility is to improve access to debt financing for public and private entities and public-private partnerships engaged in research and innovation activities requiring riskier investments. The goal of the equity facility is in particular to contribute to overcoming the deficiencies of the European venture capital market and provide equity and quasi-equity to cover the development and financing needs of innovating enterprises from the early stage (including seed stage and technology transfer), so that they can grow and expand. In addition to these financial facilities to be implemented in complementarity with Cosme’s facilities as far as support to SMEs is concerned, a set of accompanying measures, such as support to investment-readiness schemes, will be provided.

Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6 3 4 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(2)(b) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 03

Societal challenges

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

08 02 03 02

Securing sufficient supplies of safe, healthy and high quality food and other bio-based products

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 204 041 869 22 468 062 –2 269 271 201 772 598 22 468 062

Remarks

New item

This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted.

Part of the appropriations will be used to fund a project on Aquaponics for sustainable, smart and inclusive growth.

Aquaponics is considered a new revolution in food production. Aquaponics is a sustainable food production model, based on the basic principle of organic farming, which combines hydroponics (growing plants in sand, gravel or water) and aquaculture (fish farming). The idea is to combine these two techniques into a single system, so as to reinforce the positive effects of each technique and cancel each other’s negative ones.

The major benefits of aquaponics are:

— water recycling and reuse,

— high productivity (measured in terms of quantity/space),

— small environmental footprint.

There are several aquaponics production systems to produce plants and fish. All systems operate on the same principles, however, they are extremely flexible in both their opportunities and in their design. The main challenge is to find the right balance between the fish population, the nutrients brought, the bacterial population and food produced. Research and development is needed to further find this right balance.

Still marginal in Europe, the potential of this culture system has already convinced many countries. Aquaponics is gaining popularity because of its benefits. More and more people are beginning to realise the immense potential of this technique. Entrepreneurs, innovators and producers are getting into aquaponics.

This food production technique can bring several benefits: strengthen the local food systems, addressing the issue of health and food safety; create employment opportunities, reduce the environmental impact, reduce dependence on imports, provide education and training, to stimulate industry, reducing the carbon footprint.

The project is fully in line with the aim of the Europe 2020 strategy. It intends to contribute to a sustainable, smart and inclusive growth in Union and international development context.

The overall objective is to facilitate the emergence of an innovative, resource efficient and more competitive food production system that combines food security and the sustainable use of resources while ensuring environmental protection.

As part of its efforts to improve food security the Union promotes aquaculture as a means to increase food availability, access to food, jobs and income, including within Horizon 2020. Aquaponics is one of the sustainable ways to achieve this.

Research and innovation in aquaponics at the Union level will support the development of a new industrial sector, opening prospects for new business, associations of actors in the aquaculture and horticultural sectors and the creation of dynamic short circuits in rural and urban areas. In addition aquaponics can contribute to strengthening and transforming communities (e.g. neighbourhoods, hospitals, prisons, nursing homes) and be a catalyst for social innovation.

Further research and innovation in this field may enable Europe to play an important role in the global bio-economy. It can make Europe more present on the international scene with regards to innovative, sustainable and competitive food production systems.

This project is based on a multidimensional approach that takes into account:

— the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production,

— the inclusion of nutrition,

— the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space,

— protecting the environment,

— the importance of market development,

— the organisational and social innovation,

— utility organisations’ and companies’ social and solidarity economy,

— social inclusion and education,

— the need for creating new skills and new jobs with the aim of modernising labour markets,

— the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making),

— the importance attached by the Union to territorial cohesion and integrated territorial approach,

— a European context marked by the emergence of a policy of sustainable cities,

— the importance attached by the Union to develop an economy based on knowledge.

The project aims at being cross-regional, multi-disciplinary and cross-disciplinary. Activities shall include:

— making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission,

— creating a ‘Community of Practice’ that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted.

Support should be provided for this Technology Platform to:

— identify areas of further need for research and innovation,

— coordinate the establishment of collaborative innovation pilot projects,

— increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned,

— ensure the creation and maintenance of a resources centre for dissemination of knowledge and results.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(b) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 03 06

Fostering inclusive, innovative and reflective European societies

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 193 407 483 17 625 757 –59 383 672 134 023 811 17 625 757

Remarks

New item

The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation, promoting coherent and effective cooperation with third countries and developing an understanding of Europe's intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today.

Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services – CESES – and its member associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new Financial Regulation, including CESES contributions in kind to EU projects.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 04

Science with and for society — Spreading excellence and widening participation

08 02 04 01

Science with and for society

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m. p.m. p.m.

Remarks

Former Article 08 02 04

The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility.

The focus of activities shall be to: make scientific and technological careers attractive to young students, foster sustainable interaction between schools, research institutions, industry and civil society organisations; promote gender equality in the content and design of research activities; integrating society in science and innovation issues, policies and activities in order to integrate citizens' interests and values and to increase the quality, relevance, social acceptability and sustainability of research and innovation outcomes in various fields of activity from social innovation to areas such as biotechnology and nanotechnology; encouraging citizens to engage in science through formal and informal science education; developing the accessibility and the use of the results of publicly-funded research; developing the governance for the advancement of responsible research and innovation by all which is sensitive to society needs and demands; promote an ethics framework for research and innovation; taking due and proportional precautions in research and innovation activities by anticipating and assessing potential environmental, health and safety impacts; improving knowledge on science communication in order to improve the quality and effectiveness of interactions between scientists, general media and the public.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(5) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 04 02

Spreading excellence and widening participation

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 66 905 973 5 253 030 66 905 973 5 253 030

Remarks

New Item

The aim is to fully exploit the potential of Europe's talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the activities proposed will contribute to strengthening the European Research Area.The activities will focus on: teaming of excellent research institutions and low performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ‘ERA Chairs’, a Policy Support Facility (PSF) to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks and strengthening the administrative and operational capacity of transnational networks of National Contact Points, including through training.

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(4) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

TITLE 09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 01 ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA 123 643 356 123 643 356 123 643 356 123 643 356 09 02 REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA 18 026 948 17 844 948 18 026 948 17 844 948 09 03 CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS 83 915 000 16 083 423 83 915 000 16 083 423 09 04 HORIZON 2020 1 411 814 619 803 557 373 p.m. 1 411 814 619 803 557 373 Title 09 — Total 1 637 399 923 961 129 100 p.m. 1 637 399 923 961 129 100

CHAPTER 09 04 — HORIZON 2020

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 04 HORIZON 2020 09 04 01 Excellent science 09 04 01 01 Strengthening research in future and emerging technologies 1.1 246 003 372 10 300 623 –6 921 885 239 081 487 10 300 623 09 04 01 02 Strengthening European research infrastructure, including e-infrastructure 1.1 96 956 907 2 101 017 96 956 907 2 101 017 Article 09 04 01 — Subtotal 342 960 279 12 401 640 –6 921 885 336 038 394 12 401 640 09 04 02 Industrial leadership 09 04 02 01 Leadership in information and communications technology 1.1 720 260 961 44 192 289 720 260 961 44 192 289 Article 09 04 02 — Subtotal 720 260 961 44 192 289 720 260 961 44 192 289 09 04 03 Societal challenges 09 04 03 01 Improving lifelong health and well-being 1.1 131 580 377 11 991 283 131 580 377 11 991 283 09 04 03 02 Fostering inclusive, innovative and reflective European societies 1.1 77 973 002 505 313 –39 856 714 38 116 288 505 313 09 04 03 03 Fostering secure European societies None 46 778 599 p.m. 46 778 599 p.m. Article 09 04 03 — Subtotal 209 553 379 12 496 596 6 921 885 p.m. 216 475 264 12 496 596 09 04 07 Joint Undertakings 09 04 07 31 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure 1.1 540 000 540 000 540 000 540 000 09 04 07 32 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) 1.1 135 000 000 33 750 000 135 000 000 33 750 000 Article 09 04 07 — Subtotal 135 540 000 34 290 000 135 540 000 34 290 000 09 04 50 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 09 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 09 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 09 04 50 — Subtotal p.m. p.m. p.m. p.m. 09 04 51 Completion of the Seventh Framework Programme (2007 to 2013) 1.1 p.m. 618 054 637 p.m. 618 054 637 09 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 — p.m. — p.m. 09 04 53 Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) 09 04 53 01 Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013) 1.1 p.m. 80 372 211 p.m. 80 372 211 09 04 53 02 Completion of previous information and communication technologies programmes (prior to 2007) 1.1 — p.m. — p.m. Article 09 04 53 — Subtotal p.m. 80 372 211 p.m. 80 372 211 09 04 77 Pilots projects and preparatory actions 09 04 77 01 Pilot project — Open Knowledge Technologies: Mapping and validating knowledge 1.1 1 500 000 750 000 1 500 000 750 000 09 04 77 02 Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks 1.1 1 000 000 500 000 1 000 000 500 000 09 04 77 03 Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers 1.1 1 000 000 500 000 1 000 000 500 000 Article 09 04 77 — Subtotal 3 500 000 1 750 000 3 500 000 1 750 000 Chapter 09 04 — Total 1 411 814 619 803 557 373 p.m. 1 411 814 619 803 557 373

Remarks

These remarks are applicable to all the budget lines in this chapter.

This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period.

Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.

It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of the Union and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Item 09 04 50 01.

Administrative appropriations of this chapter will be provided under Article 09 01 05.

09 04 01

Excellent science

Remarks

This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.

09 04 01 01

Strengthening research in future and emerging technologies

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 246 003 372 10 300 623 –6 921 885 239 081 487 10 300 623

Remarks

New item

The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society.

Activities under the ‘Future and Emerging Technologies’ specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals.

Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(1)(b) thereof.

09 04 03

Societal challenges

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

09 04 03 02

Fostering inclusive, innovative and reflective European societies

Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 77 973 002 505 313 –39 856 714 38 116 288 505 313

Remarks

New item

The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies.

Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis, learning and inclusion.

ICT-enabled public sector innovation refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change as well as cross-border innovation measures or seamless delivery of public services.

The aim of the second challenge is ‘to contribute to an understanding of Europe’s intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today’.

The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe.

The fourth challenge is to get the elderly (aged 65 and above), the unemployed and low educated, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and homeless to fully participate in society. Activities focus on empowering them with the necessary digital skills and providing them with access to digital technologies.

Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

TITLE 10

DIRECT RESEARCH

Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 10 01 ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA 353 845 000 353 845 000 –5 253 030 –5 253 030 348 591 970 348 591 970 10 02 HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES 33 556 000 27 860 506 33 556 000 27 860 506 10 03 EURATOM PROGRAMME — DIRECT ACTIONS 10 455 000 9 530 479 10 455 000 9 530 479 10 04 OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE p.m. p.m. p.m. p.m. 10 05 HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY 26 999 000 29 000 000 26 999 000 29 000 000 Title 10 — Total 424 855 000 420 235 985 –5 253 030 –5 253 030 419 601 970 414 982 955

CHAPTER 10 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 10 01 ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA 10 01 05 Support expenditure for research and innovation programmes in the ‘Direct research’ policy area 10 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 138 577 000 –1 877 000 136 700 000 10 01 05 02 External personnel implementing Research and Innovation programmes — Horizon 2020 1.1 32 731 000 – 331 000 32 400 000 10 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 59 870 000 –1 706 030 58 163 970 10 01 05 04 Other expenditure for new major research infrastructures — Horizon 2020 1.1 3 339 000 –1 339 000 2 000 000 10 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 56 275 000 56 275 000 10 01 05 12 External personnel implementing research and innovation programmes — Euratom programme 1.1 10 699 000 10 699 000 10 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 38 707 000 38 707 000 10 01 05 14 Other expenditure for new major research infrastructures — Euratom Programme 1.1 13 647 000 13 647 000 Article 10 01 05 — Subtotal 353 845 000 –5 253 030 348 591 970 Chapter 10 01 — Total 353 845 000 –5 253 030 348 591 970

10 01 05

Support expenditure for research and innovation programmes in the ‘Direct research’ policy area

Remarks

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of work for third parties carried out by the Joint Research Centre.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.

The appropriations could be supplemented by appropriations that the Joint Research Centre will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of:

— activities carried out following grant or procurement procedures,

— activities on behalf of third parties,

— activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services.

2013 appropriations from items in Article 10 01 05 automatically carried forward to 2014 will be booked onto the three Horizon 2020 items in this Article.

10 01 05 01

Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020

Budget 2014 Amending budget No 1/2014 New amount 138 577 000 –1 877 000 136 700 000

Remarks

Former Item 10 01 05 01 (in part)

This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre implementing research and innovation programmes — Horizon 2020, and in particular:

— direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre,

— indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis.

Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.

10 01 05 02

External personnel implementing Research and Innovation programmes — Horizon 2020

Budget 2014 Amending budget No 1/2014 New amount 32 731 000 – 331 000 32 400 000

Remarks

Former Item 10 01 05 02 (in part)

This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

See Chapter 10 02.

10 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

Budget 2014 Amending budget No 1/2014 New amount 59 870 000 –1 706 030 58 163 970

Remarks

Former Item 10 01 05 03 (in part)

This appropriation is intended to cover:

— staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc.,

— expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes: — expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc., — expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc., — expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc., — IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc., — non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructur