EN Official Journal of the European Union C 90/207

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2014

(2014/C 90/38)

REVENUE

Title Chapter Heading Financial year 2014 Financial year 2013 Financial year 2012 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 15 122 387 12 536 600 8 526 865,— Title 1 — Total 15 122 387 12 536 600 8 526 865,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 11 071 823 8 696 897 6 136 171,— Title 2 — Total 11 071 823 8 696 897 6 136 171,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 6 580 000 6 582 252 2 586 327,— Title 3 — Total 6 580 000 6 582 252 2 586 327,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 429 613 373 000 227 521,— Title 4 — Total 429 613 373 000 227 521,— GRAND TOTAL 33 203 823 28 188 749 17 476 884,—

EXPENDITURE

Title Chapter Heading Appropriations 2014 Appropriations 2013 Outturn 2012 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 16 844 500 12 132 000 8 024 945,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 250 000 300 000 176 792,— 1 3 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 815 000 599 651,— 1 4 SOCIAL- MEDICAL INFRASTRUCTURE 303 323 295 000 188 311,— 1 6 TRAINING 400 000 340 000 288 385,— 1 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 15 000 13 492,— Title 1 — Total 17 797 823 13 897 000 9 291 576,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 4 260 000 3 626 000 2 741 099,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 1 400 000 1 723 335 829 078,— 2 2 MOVABLE PROPERTY AND ASSOCIATED COSTS 100 000 150 000 314 185,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 675 000 425 000 496 136,— 2 4 POSTAL AND TELECOMMUNICATIONS 317 414 292 219,— 2 5 INFORMATION AND PUBLISHING 963 000 527 782,— 2 6 MEETING EXPENSES 416 000 193 393,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 20 000 Title 2 — Total 6 455 000 7 620 749 5 393 892,— 3 OPERATING EXPENDITURES 3 1 COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS 400 000 400 000 182 861,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 4 750 000 5 350 000 2 564 761,— 3 3 SUPERVISION 360 000 400 000 43 795,— 3 4 LEGAL ADVICE 200 000 221 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 300 000 300 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 1 100 000 3 7 INFORMATION AND PUBLISHING 790 000 3 8 MEETING EXPENSES 280 000 3 9 SERVICES ON OPERATIONAL MATTERS 771 000 Title 3 — Total 8 951 000 6 671 000 2 791 417,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0,— Title 9 — Total p.m. p.m. 0,— GRAND TOTAL 33 203 823 28 188 749 17 476 885,—

Establishment plan

Function group and grade 2014 2013 2012 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — — — — — — AD 15 — 1 — 1 — 1 AD 14 — 1 — 1 — 1 AD 13 — — — — — 1 AD 12 — 3 — 3 — 4 AD 11 — 5 — 5 — 4 AD 10 — 6 — 6 — 4 AD 9 — 14 — 12 — 5 AD 8 — 27 — 24 — 11 AD 7 — 27 — 24 — 11 AD 6 — 20 — 18 — 11 AD 5 — 14 — 12 — 9 Total AD — 118 — 106 — 63 AST 11 — — — — — 1 AST 10 — — — — — 1 AST 9 — 1 — 1 — 2 AST 8 — — — — — 1 AST 7 — — — — — 1 AST 6 — 1 — 1 — — AST 5 — 2 — 2 — — AST 4 — 6 — 6 — 1 AST 3 — 2 — 2 — 2 AST 2 — 3 — 3 — 1 AST 1 — — — — — 2 Total AST — 15 — 15 — 12 Total — 133 — 121 — 75 Grand Total 133 121 75

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts