Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 2

(2020/C 296/05)

REVENUE

Title Chapter Heading Budget 2020 Amending budget No 2 New amount 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 22 015 379 22 015 379 Title 1 — Total 22 015 379 22 015 379 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 17 639 880 –2 722 165 17 389 880 Title 2 — Total 17 639 880 –2 722 165 17 389 880 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 13 383 007 13 383 007 Title 3 — Total 13 383 007 13 383 007 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 625 437 625 437 Title 4 — Total 625 437 625 437 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 0 Title 6 — Total 0 0 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 697 615 1 697 615 Title 7 — Total 1 697 615 1 697 615 GRAND TOTAL 55 361 318 –2 722 165 55 111 318

EXPENDITURE

Title Chapter Heading Appropriations 2020 Amending budget No 2 New amount 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 32 025 318 – 250 000 31 775 318 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 500 000 0 500 000 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 770 000 0 770 000 1 6 TRAINING 230 000 230 000 Title 1 — Total 33 525 318 – 250 000 33 275 318 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 380 000 6 380 000 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 450 000 450 000 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 1 045 000 1 045 000 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 6 000 6 000 Title 2 — Total 7 881 000 7 881 000 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 50 000 50 000 3 2 COLLECTION OF INFORMATION: IT PROJECTS 9 145 000 9 145 000 3 4 LEGAL ADVICE 150 000 150 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 600 000 600 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 600 000 600 000 3 7 COMMUNICATION 460 000 460 000 3 8 MEETING EXPENSES 415 000 415 000 3 9 SERVICES ON OPERATIONAL MATTERS 85 000 85 000 Title 3 — Total 11 505 000 11 505 000 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 400 000 400 000 4 1 INSTRUMENTS REFERENCE DATA 2 050 000 2 050 000 Title 4 — Total 2 450 000 2 450 000 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES Title 9 — Total GRAND TOTAL 55 361 318 – 250 000 55 111 318

Establishment plan

Function group and grade 2020 2019 2018 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 2 — 1 — 1 AD 15 — 3 — 2 — 1 AD 14 — — — 6 — — AD 13 — 3 — 2 — 2 AD 12 — 7 — 7 — 6 AD 11 — 14 — 14 — 9 AD 10 — 17 — 17 — 14 AD 9 — 39 — 39 — 28 AD 8 — 30 — 30 — 28 AD 7 — 57 — 58 — 26 AD 6 — 10 — 10 — 14 AD 5 — 32 — 11 — 15 Total AD — 214 — 197 — 144 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 2 AST 7 — 3 — 3 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 3 — 4 AST 4 — 1 — 1 — 1 AST 3 — — — 1 — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 12 — 13 — 12 AST/SC6 AST/SC5 AST/SC4 AST/SC3 AST/SC2 AST/ASC1 Total AST/SC — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — Total — 226 — 210 — 156 Grand Total 226 210 156

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts