EN Official Journal of the European Union C 91/211

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2013

(2013/C 91/38)

REVENUE

Title Chapter Heading Financial year 2013 Financial year 2012 Financial year 2011 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 12 536 600 9 894 000 9 857 457,23 Title 1 — Total 12 536 600 9 894 000 9 857 457,23 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 8 638 400 7 120 000 6 784 000,— Title 2 — Total 8 638 400 7 120 000 6 784 000,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 6 687 000 3 001 000 Title 3 — Total 6 687 000 3 001 000 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 373 000 264 000 257 288,76 Title 4 — Total 373 000 264 000 257 288,76 GRAND TOTAL 28 235 000 20 279 000 16 898 745,99

EXPENDITURE

Title Chapter Heading Appropriations 2013 Appropriations 2012 Outturn 2011 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 15 827 000 10 677 000 5 990 579,35 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 251 000 200 000 80 916,98 1 3 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 1 100 000 770 000 476 640,27 1 4 SOCIAL- MEDICAL INFRASTRUCTURE 153 000 116 000 52 176,93 1 6 TRAINING 123 000 100 000 28 300,51 1 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 10 000 2 000 2 000,— Title 1 — Total 17 464 000 11 865 000 6 630 614,04 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 2 669 000 2 805 000 3 076 680,23 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 980 000 590 000 292 621,82 2 2 MOVABLE PROPERTY AND ASSOCIATED COSTS 219 000 150 000 121 180,45 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 554 000 336 000 190 878,96 2 4 POSTAL AND TELECOMMUNICATIONS 279 000 161 000 96 040,31 2 5 INFORMATION AND PUBLISHING 742 000 412 000 159 399,59 2 6 MEETING EXPENSES 382 000 310 000 146 487,08 Title 2 — Total 5 825 000 4 764 000 4 083 288,44 3 OPERATING EXPENDITURES 3 1 COMMON SUPERVISORY CULTURE: TRAINING FOR NATIONAL SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS 400 000 550 000 89 072,66 3 2 COLLECTION OF INFORMATION; DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE 3 695 000 2 950 000 1 654 048,40 3 3 ON SITE INSPECTIONS CRA 350 000 150 000 40 000,— 3 4 STUDIES AND LEGAL ADVICE 301 000 — 0,— 3 5 DATABASES FOR ECONOMIC RESEARCH 200 000 — 0,— Title 3 — Total 4 946 000 3 650 000 1 783 121,06 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. p.m. Title 9 — Total p.m. p.m. 0,— GRAND TOTAL 28 235 000 20 279 000 12 497 023,54

Establishment plan

Function group and grade 2013 2012 2011 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — — — — — — AD 15 — 1 — 1 — 1 AD 14 — 1 — 1 — 1 AD 13 — — 1 — — AD 12 — 3 — 4 — 3 AD 11 — 5 — 4 — 4 AD 10 — 6 — 5 — 4 AD 9 — 12 — 5 — 3 AD 8 — 24 — 11 — 7 AD 7 — 24 — 11 — 9 AD 6 — 18 — 11 — 9 AD 5 — 12 — 9 — 8 Total AD — 106 — 63 — 49 AST 11 — — — 1 — 1 AST 10 — — — 1 — 1 AST 9 — 1 — 2 — 2 AST 8 — — — 1 — — AST 7 — — — 1 — 1 AST 6 — 1 — — — — AST 5 — 2 — — — — AST 4 — 6 — 1 — — AST 3 — 2 — 2 — 2 AST 2 — 3 — 1 — 1 AST 1 — — 2 — 1 Total AST — 15 — 12 — 9 Total — 121 — 75 — 58 Grand Total 121 75 58

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts