DEFINITIVE ADOPTION

of amending budget No 6 of the European Union for the financial year 2011

(2012/30/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 314(4)(a) and 314(9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (1),

Having regard to the general budget of the European Union for the financial year 2011, as definitively adopted on 15 December 2010 (2),

Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (3),

Having regard to draft amending budget No 6 to the general budget 2011, which the Commission drew up on 18 October 2011,

Having regard to the position on draft amending budget No 6/2011, which the Council adopted on 30 November 2011,

Having regard to the resolution adopted by Parliament on 1 December 2011 on the Council's position on draft amending budget No 6/2011,

Having regard to Rules 75b and 75e of the European Parliament's Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 6 of the European Union for the financial year 2011 has been definitively adopted.

(1) OJ L 248, 16.9.2002, p. 1.

(2) OJ L 68, 15.3.2011

(3) OJ C 139, 14.6.2006, p. 1.

— Title 6: Contributions and refunds in connection with Union/Community agreements and programmes

— Title 6: Contributions and refunds in connection with Union/Community agreements and programmes

DEFINITIVE ADOPTION OF AMENDING BUDGET No 6 OF THE EUROPEAN UNION FOR THE FINANCIAL YEAR 2011

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

Appropriations to be covered during the financial year 2011 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources

EXPENDITURE

Description Budget 2011 (1) Budget 2010 (2) Change (%) 1. Sustainable growth 53 629 039 384 47 647 241 763 12,55 2. Preservation and management of natural resources 55 983 918 184 58 135 640 809 –3,70 3. Citizenship, freedom, security and justice 1 700 103 331 1 477 871 910 15,04 4. EU as a global player 7 242 528 574 7 787 695 183 –7,00 5. Administration 8 171 544 289 7 907 468 861 3,34 Total expenditure (3) 126 727 133 762 122 955 918 526 +3,07





REVENUE

Description Budget 2011 (4) Budget 2010 (5) Change (%) Miscellaneous revenue (Titles 4 to 9) 2 083 368 232 1 432 338 606 +45,45 Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) 4 539 394 283 2 253 591 199 + 101,43 Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2) p.m. p.m. — Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2) 1 814 882 000 p.m. — Total revenue for Titles 3 to 9 8 437 644 515 3 685 929 805 + 128,91 Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) 16 667 000 000 15 719 200 000 +6,03 VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) 14 125 977 050 13 277 325 100 +6,39 Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) 87 496 512 197 90 273 463 621 –3,08 Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6) 118 289 489 247 119 269 988 721 –0,82 Total revenue (7) 126 727 133 762 122 955 918 526 +3,07





TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

Member State 1 % of non-capped VAT base 1 % of gross national income Capping rate (in %) 1 % of gross national income multiplied by capping rate 1 % of capped VAT base (8) Member States whose VAT base is capped (1) (2) (3) (4) (5) (6) Belgium 1 627 587 000 3 698 643 000 50 1 849 321 500 1 627 587 000 Bulgaria 169 013 000 370 007 000 50 185 003 500 169 013 000 Czech Republic 652 877 000 1 391 854 000 50 695 927 000 652 877 000 Denmark 963 769 000 2 458 026 000 50 1 229 013 000 963 769 000 Germany 11 026 155 000 26 119 640 000 50 13 059 820 000 11 026 155 000 Estonia 71 993 000 146 742 000 50 73 371 000 71 993 000 Ireland 649 089 000 1 266 969 000 50 633 484 500 633 484 500 Ireland Greece 1 019 460 000 2 175 890 000 50 1 087 945 000 1 019 460 000 Spain 5 258 235 000 10 542 672 000 50 5 271 336 000 5 258 235 000 France 9 324 427 000 20 331 649 000 50 10 165 824 500 9 324 427 000 Italy 5 759 061 000 15 753 884 000 50 7 876 942 000 5 759 061 000 Cyprus 147 063 000 179 320 000 50 89 660 000 89 660 000 Cyprus Latvia 61 563 000 186 604 000 50 93 302 000 61 563 000 Lithuania 118 148 000 290 314 000 50 145 157 000 118 148 000 Luxembourg 217 935 000 316 518 000 50 158 259 000 158 259 000 Luxembourg Hungary 421 920 000 978 454 000 50 489 227 000 421 920 000 Malta 44 136 000 60 993 000 50 30 496 500 30 496 500 Malta Netherlands 2 767 210 000 6 121 794 000 50 3 060 897 000 2 767 210 000 Austria 1 315 726 000 2 927 120 000 50 1 463 560 000 1 315 726 000 Poland 1 810 016 000 3 689 995 000 50 1 844 997 500 1 810 016 000 Portugal 860 113 000 1 644 805 000 50 822 402 500 822 402 500 Portugal Romania 460 410 000 1 248 095 000 50 624 047 500 460 410 000 Slovenia 181 241 000 361 860 000 50 180 930 000 180 930 000 Slovenia Slovakia 214 596 000 687 119 000 50 343 559 500 214 596 000 Finland 839 952 000 1 929 744 000 50 964 872 000 839 952 000 Sweden 1 674 991 000 3 932 868 000 50 1 966 434 000 1 674 991 000 United Kingdom 8 417 725 000 18 044 543 000 50 9 022 271 500 8 417 725 000 Total 56 074 411 000 126 856 122 000 63 428 061 000 55 890 066 500





TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)

Member State 1 % of capped VAT base Uniform rate of VAT own resource (9) (in %) VAT-based own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 1 627 587 000 0,3000 488 276 100 Bulgaria 169 013 000 0,3000 50 703 900 Czech Republic 652 877 000 0,3000 195 863 100 Denmark 963 769 000 0,3000 289 130 700 Germany 11 026 155 000 0,1500 1 653 923 250 Estonia 71 993 000 0,3000 21 597 900 Ireland 633 484 500 0,3000 190 045 350 Greece 1 019 460 000 0,3000 305 838 000 Spain 5 258 235 000 0,3000 1 577 470 500 France 9 324 427 000 0,3000 2 797 328 100 Italy 5 759 061 000 0,3000 1 727 718 300 Cyprus 89 660 000 0,3000 26 898 000 Latvia 61 563 000 0,3000 18 468 900 Lithuania 118 148 000 0,3000 35 444 400 Luxembourg 158 259 000 0,3000 47 477 700 Hungary 421 920 000 0,3000 126 576 000 Malta 30 496 500 0,3000 9 148 950 Netherlands 2 767 210 000 0,1000 276 721 000 Austria 1 315 726 000 0,2250 296 038 350 Poland 1 810 016 000 0,3000 543 004 800 Portugal 822 402 500 0,3000 246 720 750 Romania 460 410 000 0,3000 138 123 000 Slovenia 180 930 000 0,3000 54 279 000 Slovakia 214 596 000 0,3000 64 378 800 Finland 839 952 000 0,3000 251 985 600 Sweden 1 674 991 000 0,1000 167 499 100 United Kingdom 8 417 725 000 0,3000 2 525 317 500 Total 55 890 066 500 14 125 977 050





TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)

Member State 1 % of gross national income Uniform rate of ‘additional base’, own resource ‘Additional base’ own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 3 698 643 000 2 551 066 178 Bulgaria 370 007 000 255 205 042 Czech Republic 1 391 854 000 960 003 889 Denmark 2 458 026 000 1 695 375 032 Germany 26 119 640 000 18 015 507 359 Estonia 146 742 000 101 212 405 Ireland 1 266 969 000 873 866 920 Greece 2 175 890 000 1 500 777 282 Spain 10 542 672 000 7 271 600 414 France 20 331 649 000 14 023 354 543 Italy 15 753 884 000 10 865 931 276 Cyprus 179 320 000 123 682 439 Latvia 186 604 000 0,6897303 (10) 128 706 435 Lithuania 290 314 000 200 238 365 Luxembourg 316 518 000 218 312 058 Hungary 978 454 000 674 869 380 Malta 60 993 000 42 068 721 Netherlands 6 121 794 000 4 222 386 866 Austria 2 927 120 000 2 018 923 381 Poland 3 689 995 000 2 545 101 391 Portugal 1 644 805 000 1 134 471 861 Romania 1 248 095 000 860 848 950 Slovenia 361 860 000 249 585 810 Slovakia 687 119 000 473 926 800 Finland 1 929 744 000 1 331 002 925 Sweden 3 932 868 000 2 712 618 260 United Kingdom 18 044 543 000 12 445 868 215 Total 126 856 122 000 87 496 512 197





TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2 paragraph (5) of Decision 2007/436/EC, Euratom (Chapter 1 6)

Member State Gross reduction Percentage share of GNI base GNI key applied to the gross reduction Financing of the reduction in favour of the Netherlands and Sweden (1) (2) (3) (4) = (1) + (3) Belgium 2,92 24 197 489 24 197 489 Bulgaria 0,29 2 420 682 2 420 682 Czech Republic 1,10 9 105 873 9 105 873 Denmark 1,94 16 081 048 16 081 048 Germany 20,59 170 881 511 170 881 511 Estonia 0,12 960 025 960 025 Ireland 1,00 8 288 842 8 288 842 Greece 1,72 14 235 241 14 235 241 Spain 8,31 68 972 916 68 972 916 France 16,03 133 014 961 133 014 961 Italy 12,42 103 066 026 103 066 026 Cyprus 0,14 1 173 158 1 173 158 Latvia 0,15 1 220 812 1 220 812 Lithuania 0,23 1 899 310 1 899 310 Luxembourg 0,25 2 070 743 2 070 743 Hungary 0,77 6 401 302 6 401 302 Malta 0,05 399 032 399 032 Netherlands – 665 039 963 4,83 40 050 378 – 624 989 585 Austria 2,31 19 149 984 19 149 984 Poland 2,91 24 140 912 24 140 912 Portugal 1,30 10 760 744 10 760 744 Romania 0,98 8 165 364 8 165 364 Slovenia 0,29 2 367 383 2 367 383 Slovakia 0,54 4 495 312 4 495 312 Finland 1,52 12 624 890 12 624 890 Sweden – 164 885 941 3,10 25 729 850 – 139 156 091 United Kingdom 14,22 118 052 116 118 052 116 Total – 829 925 904 100,00 829 925 904 0 EU GDP price deflator, in EUR (spring 2010 economic forecast): (a) 2004 EU25 = 107,4023 / (b) 2006 EU25 = 112,1509 / (c) 2006 EU27 = 112,4894 / (d) 2011 EU27 = 118,4172 Lump-sum for the Netherlands: in 2011 prices: 605 000 000 EUR × [(b/a) × (d/c)] = 665 039 963 EUR Lump-sum for Sweden: in 2011 prices: 150 000 000 EUR × [(b/a) × (d/c)] = 164 885 941 EUR





TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2010 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)

Description Coefficient (11) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 15,0995 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 7,7390 3. (1) – (2) 7,3605 4. Total allocated expenditure 111 581 136 089 5. Enlargement-related expenditure (12) = (5a + 5b) 23 885 731 392 5a. Pre-accession expenditure 2 978 639 088 5b. Expenditure related to Article 4(1)(g) 20 907 092 304 6. Enlargement-adjusted total allocated expenditure = (4) – (5) 87 695 404 697 7. United Kingdom's correction original amount = (3) × (6) × 0,66 4 260 193 166 8. United Kingdom's advantage (13) 388 810 830 9. Core United Kingdom's correction = (7) – (8) 3 871 382 336 10. Windfall gains deriving from traditional own resources (14) 29 810 676 11. Correction for the United Kingdom = (9) – (10) 3 841 571 660

According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in paragraph (1)(g) of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.

2007-2012 UK corrections Difference in original amount in reference to EUR 10,5 billion threshold (ORD 2007 vs. ORD 2000), in EUR Difference in current prices Difference in constant 2004 prices (A) 2007 UK correction 0 0 (B) 2008 UK correction – 301 636 064 – 279 914 923 (C) 2009 UK correction –1 350 053 160 –1 271 666 250 (D) 2010 UK correction –2 083 537 505 –1 918 060 737 (E) 2011 UK correction n/a n/a (F) 2012 UK correction n/a n/a (G) Sum of differences = (A) + (B) + (C) + (D) + (E) + (F) –3 735 226 728 –3 469 641 910





TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2007 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 3 5)

Description Coefficient (15) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 17,4496 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 7,2384 3. (1) – (2) 10,2111 4. Total allocated expenditure 105 275 791 730 5. Enlargement-related expenditure (16) = (5a + 5b) 2 930 808 042 5a. Pre-accession expenditure 2 930 808 042 5b. Expenditure related to Article 4(1)(g) 0 6. Enlargement-adjusted total allocated expenditure = (4) – (5) 102 344 983 688 7. United Kingdom's correction original amount = (3) × (6) × 0,66 6 897 392 491 8. United Kingdom's advantage (17) 67 188 488 9. Core United Kingdom's correction = (7) – (8) 6 830 204 004 10. Windfall gains deriving from traditional own resources (18) –46 980 802 11. Correction for the United Kingdom = (9) – (10) 6 877 184 806





TABLE 5.3

Correction of budgetary imbalances in favour of the United Kingdom for the year 2006 pursuant to article 4 of Council Decision 2000/597/EC, Euratom (chapter 3 5)

Description Coefficient (19) (%) Amount 1. United Kingdom's share (in %) of total uncapped VAT base 17,2771 2. United Kingdom's share (in %) of enlargement-adjusted total allocated expenditure 8,6928 3. (1) – (2) 8,5843 4. Total allocated expenditure 97 195 051 529 5. Pre-accession expenditure (PAE) 1 837 296 087 6. PAE-adjusted total allocated expenditure = (4) – (5) 95 357 755 442 7. United Kingdom's correction original amount = (3) × (6) × 0,66 5 402 613 496 8. United Kingdom's advantage (20) 215 286 076 9. Core United Kingdom's correction = (7) – (8) 5 187 327 420 10. Windfall gains deriving from traditional own resources (21) –9 196 589 11. Correction for the United Kingdom = (9) – (10) 5 196 524 008





TABLE 6.1

Calculation of the financing of the correction 2010 for the United Kingdom amounting to EUR –3 841 571 660 (Chapter 1 5)

Member State Percentage share of GNI base Shares without the United Kingdom Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2 Column 4 distributed in accordance with column 3 Financing scale Financing scale applied to the correction (1) (2) (3) (4) (5) (6) = (2) + (4) + (5) (7) Belgium 2,92 3,40 5,31 1,43 4,83 185 512 958 Bulgaria 0,29 0,34 0,53 0,14 0,48 18 558 453 Czech Republic 1,10 1,28 2,00 0,54 1,82 69 811 267 Denmark 1,94 2,26 3,53 0,95 3,21 123 287 291 Germany 20,59 24,00 0,00 –18,00 0,00 6,00 230 537 205 Estonia 0,12 0,13 0,21 0,06 0,19 7 360 143 Ireland 1,00 1,16 1,82 0,49 1,65 63 547 406 Greece 1,72 2,00 3,12 0,84 2,84 109 136 186 Spain 8,31 9,69 15,12 4,08 13,76 528 789 146 France 16,03 18,69 29,17 7,86 26,55 1 019 775 186 Italy 12,42 14,48 22,60 6,09 20,57 790 168 077 Cyprus 0,14 0,16 0,26 0,07 0,23 8 994 159 Latvia 0,15 0,17 0,27 0,07 0,24 9 359 503 Lithuania 0,23 0,27 0,42 0,11 0,38 14 561 289 Luxembourg 0,25 0,29 0,45 0,12 0,41 15 875 604 Hungary 0,77 0,90 1,40 0,38 1,28 49 076 349 Malta 0,05 0,06 0,09 0,02 0,08 3 059 228 Netherlands 4,83 5,63 0,00 –4,22 0,00 1,41 54 032 187 Austria 2,31 2,69 0,00 –2,02 0,00 0,67 25 835 351 Poland 2,91 3,39 5,29 1,43 4,82 185 079 200 Portugal 1,30 1,51 2,36 0,64 2,15 82 498 538 Romania 0,98 1,15 1,79 0,48 1,63 62 600 742 Slovenia 0,29 0,33 0,52 0,14 0,47 18 149 824 Slovakia 0,54 0,63 0,99 0,27 0,90 34 463 850 Finland 1,52 1,77 2,77 0,75 2,52 96 790 233 Sweden 3,10 3,61 0,00 –2,71 0,00 0,90 34 712 285 United Kingdom 14,22 0,00 0,00 0,00 0,00 0 Total 100,00 100,00 100,00 –26,95 26,95 100,00 3 841 571 660

The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2007 UK correction (chapter 3 5)

Member State Amount (1) Belgium 706 907 Bulgaria 535 312 Czech Republic 6 744 356 Denmark –5 289 141 Germany – 870 891 Estonia – 989 889 Ireland –6 610 915 Greece –10 394 252 Spain –14 463 921 France –4 098 541 Italy –32 446 645 Cyprus –71 604 Latvia 153 180 Lithuania 108 301 Luxembourg – 114 511 Hungary 757 788 Malta 11 085 Netherlands – 683 089 Austria – 640 297 Poland 14 123 243 Portugal 3 156 918 Romania 7 742 255 Slovenia 657 143 Slovakia 3 867 642 Finland –4 997 969 Sweden 98 758 United Kingdom 43 008 777 Total 0





TABLE 6.3

Financing of the definitive 2006 UK correction (chapter 3 5)

Member State Amount (1) Belgium –8 755 549 Bulgaria – 741 523 Czech Republic –3 073 164 Denmark –5 928 694 Germany –11 377 531 Estonia – 375 342 Ireland –4 203 153 Greece –5 690 088 Spain –26 632 223 France –49 761 580 Italy –39 816 491 Cyprus – 393 976 Latvia – 532 301 Lithuania – 715 807 Luxembourg – 771 356 Hungary –2 426 193 Malta – 137 272 Netherlands –2 637 055 Austria –1 218 391 Poland –7 766 880 Portugal –4 055 856 Romania –3 137 843 Slovenia – 877 883 Slovakia –1 383 091 Finland –4 673 150 Sweden –1 563 025 United Kingdom 188 645 417 Total 0





TABLE 7

Summary of financing (22) of the general budget by type of own resource and by Member State

Member State Traditional own resources (TOR) VAT and GNI-based own resources, including adjustments Total own resources (23) Net sugar sector levies (75 %) Net customs duties (75 %) Total net traditional own resources (75 %) Collection costs (25 % of gross TOR) (p.m.) VAT-based own resource GNI-based own resource Reduction in favour of Netherlands and Sweden United Kingdom correction Total ‘national contributions’ Share in total ‘national contributions’ (%) (1) (2) (3) = (1) + (2) (4) (5) (6) (7) (8) (9) = (5) + (6) + (7) + (8) (10) (11) = (3) + (9) Belgium 6 600 000 1 507 642 260 1 514 242 260 504 747 420 488 276 100 2 551 066 178 24 197 489 177 464 316 3 241 004 083 3,19 4 755 246 343 Bulgaria 400 000 45 406 418 45 806 418 15 268 806 50 703 900 255 205 042 2 420 682 18 352 242 326 681 866 0,32 372 488 284 Czech Republic 3 400 000 191 135 846 194 535 846 64 845 282 195 863 100 960 003 889 9 105 873 73 482 459 1 238 455 321 1,22 1 432 991 167 Denmark 3 400 000 299 756 949 303 156 949 101 052 316 289 130 700 1 695 375 032 16 081 048 112 069 456 2 112 656 236 2,08 2 415 813 185 Germany 26 300 000 3 328 560 834 3 354 860 834 1 118 286 941 1 653 923 250 18 015 507 359 170 881 511 218 288 783 20 058 600 903 19,74 23 413 461 737 Estonia 0 19 766 244 19 766 244 6 588 748 21 597 900 101 212 405 960 025 5 994 912 129 765 242 0,13 149 531 486 Ireland 0 176 031 452 176 031 452 58 677 151 190 045 350 873 866 920 8 288 842 52 733 338 1 124 934 450 1,11 1 300 965 902 Greece 1 400 000 192 814 112 194 214 112 64 738 038 305 838 000 1 500 777 282 14 235 241 93 051 846 1 913 902 369 1,88 2 108 116 481 Spain 4 700 000 1 182 245 136 1 186 945 136 395 648 379 1 577 470 500 7 271 600 414 68 972 916 487 693 002 9 405 736 832 9,26 10 592 681 968 France 30 900 000 1 450 021 795 1 480 921 795 493 640 598 2 797 328 100 14 023 354 543 133 014 961 965 915 065 17 919 612 669 17,63 19 400 534 464 Italy 4 700 000 1 893 363 721 1 898 063 721 632 687 907 1 727 718 300 10 865 931 276 103 066 026 717 904 941 13 414 620 543 13,20 15 312 684 264 Cyprus 0 26 199 596 26 199 596 8 733 199 26 898 000 123 682 439 1 173 158 8 528 579 160 282 176 0,16 186 481 772 Latvia 0 18 274 452 18 274 452 6 091 484 18 468 900 128 706 435 1 220 812 8 980 382 157 376 529 0,15 175 650 981 Lithuania 800 000 38 693 354 39 493 354 13 164 452 35 444 400 200 238 365 1 899 310 13 953 783 251 535 858 0,25 291 029 212 Luxembourg 0 13 705 839 13 705 839 4 568 613 47 477 700 218 312 058 2 070 743 14 989 737 282 850 238 0,28 296 556 077 Hungary 2 000 000 97 525 900 99 525 900 33 175 300 126 576 000 674 869 380 6 401 302 47 407 944 855 254 626 0,84 954 780 526 Malta 0 10 535 781 10 535 781 3 511 927 9 148 950 42 068 721 399 032 2 933 041 54 549 744 0,05 65 085 525 Netherlands 7 300 000 1 779 241 635 1 786 541 635 595 513 878 276 721 000 4 222 386 866 – 624 989 585 50 712 043 3 924 830 324 3,86 5 711 371 959 Austria 3 200 000 160 367 637 163 567 637 54 522 546 296 038 350 2 018 923 381 19 149 984 23 976 663 2 358 088 378 2,32 2 521 656 015 Poland 12 800 000 332 949 320 345 749 320 115 249 774 543 004 800 2 545 101 391 24 140 912 191 435 563 3 303 682 666 3,25 3 649 431 986 Portugal 200 000 128 853 531 129 053 531 43 017 844 246 720 750 1 134 471 861 10 760 744 81 599 600 1 473 552 955 1,45 1 602 606 486 Romania 1 000 000 103 120 120 104 120 120 34 706 707 138 123 000 860 848 950 8 165 364 67 205 154 1 074 342 468 1,06 1 178 462 588 Slovenia 0 66 571 217 66 571 217 22 190 406 54 279 000 249 585 810 2 367 383 17 929 084 324 161 277 0,32 390 732 494 Slovakia 1 400 000 105 823 993 107 223 993 35 741 331 64 378 800 473 926 800 4 495 312 36 948 401 579 749 313 0,57 686 973 306 Finland 800 000 141 720 237 142 520 237 47 506 746 251 985 600 1 331 002 925 12 624 890 87 119 114 1 682 732 529 1,66 1 825 252 766 Sweden 2 600 000 456 395 106 458 995 106 152 998 369 167 499 100 2 712 618 260 – 139 156 091 33 248 018 2 774 209 287 2,73 3 233 204 393 United Kingdom 9 500 000 2 776 877 515 2 786 377 515 928 792 505 2 525 317 500 12 445 868 215 118 052 116 –3 609 917 466 11 479 320 365 11,30 14 265 697 880 Total 123 400 000 16 543 600 000 16 667 000 000 5 555 666 667 14 125 977 050 87 496 512 197 0 0 101 622 489 247 100,00 118 289 489 247

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

REVENUE

Title Heading Budget 2011 Amending budget No 6/2011 New amount 1 OWN RESOURCES 120 566 371 247 –2 276 882 000 118 289 489 247 3 SURPLUSES, BALANCES AND ADJUSTMENTS 4 539 394 283 1 814 882 000 6 354 276 283 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1 180 425 515 1 180 425 515 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 57 294 000 57 294 000 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES 30 000 000 52 000 000 82 000 000 7 INTEREST ON LATE PAYMENTS AND FINES 123 000 000 610 000 000 733 000 000 8 BORROWING AND LENDING OPERATIONS 438 717 438 717 9 MISCELLANEOUS REVENUE 30 210 000 30 210 000 Total 126 527 133 762 200 000 000 126 727 133 762

TITLE 1

OWN RESOURCES

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 1 1 LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM) 123 400 000 123 400 000 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM 17 743 600 000 –1 200 000 000 16 543 600 000 1 3 OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(B) OF DECISION 2007/436/EC, EURATOM 14 125 977 050 14 125 977 050 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM 88 573 394 197 –1 076 882 000 87 496 512 197 1 5 CORRECTION OF BUDGETARY IMBALANCES 0 0 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN 0 0 Title 1 — Total 120 566 371 247 –2 276 882 000 118 289 489 247

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(A) OF DECISION 2007/436/EC, EURATOM 1 2 0 Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom 17 743 600 000 –1 200 000 000 16 543 600 000 Chapter 1 2 — Total 17 743 600 000 –1 200 000 000 16 543 600 000

1 2 0

Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 6/2011 New amount 17 743 600 000 –1 200 000 000 16 543 600 000

Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.

Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.

Member State Budget 2011 Amending budget No 6/2011 New amount Belgium 1 617 000 000 – 109 357 740 1 507 642 260 Bulgaria 48 700 000 –3 293 582 45 406 418 Czech Republic 205 000 000 –13 864 154 191 135 846 Denmark 321 500 000 –21 743 051 299 756 949 Germany 3 570 000 000 – 241 439 166 3 328 560 834 Estonia 21 200 000 –1 433 756 19 766 244 Ireland 188 800 000 –12 768 548 176 031 452 Greece 206 800 000 –13 985 888 192 814 112 Spain 1 268 000 000 –85 754 864 1 182 245 136 France 1 555 200 000 – 105 178 205 1 450 021 795 Italy 2 030 700 000 – 137 336 279 1 893 363 721 Cyprus 28 100 000 –1 900 404 26 199 596 Latvia 19 600 000 –1 325 548 18 274 452 Lithuania 41 500 000 –2 806 646 38 693 354 Luxembourg 14 700 000 – 994 161 13 705 839 Hungary 104 600 000 –7 074 100 97 525 900 Malta 11 300 000 – 764 219 10 535 781 Netherlands 1 908 300 000 – 129 058 365 1 779 241 635 Austria 172 000 000 –11 632 363 160 367 637 Poland 357 100 000 –24 150 680 332 949 320 Portugal 138 200 000 –9 346 469 128 853 531 Romania 110 600 000 –7 479 880 103 120 120 Slovenia 71 400 000 –4 828 783 66 571 217 Slovakia 113 500 000 –7 676 007 105 823 993 Finland 152 000 000 –10 279 763 141 720 237 Sweden 489 500 000 –33 104 894 456 395 106 United Kingdom 2 978 300 000 – 201 422 485 2 776 877 515 Article 1 2 0 — Total 17 743 600 000 –1 200 000 000 16 543 600 000

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(C) OF DECISION 2007/436/EC, EURATOM 1 4 0 Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom 88 573 394 197 –1 076 882 000 87 496 512 197 Chapter 1 4 — Total 88 573 394 197 –1 076 882 000 87 496 512 197

1 4 0

Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

Budget 2011 Amending budget No 6/2011 New amount 88 573 394 197 –1 076 882 000 87 496 512 197

Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.

The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.

The rate to be applied to the Member States' gross national income for this financial year is 0,6897 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities' own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.

Member State Budget 2011 Amending budget No 6/2011 New amount Belgium 2 582 463 970 –31 397 792 2 551 066 178 Bulgaria 258 346 033 –3 140 991 255 205 042 Czech Republic 971 819 342 –11 815 453 960 003 889 Denmark 1 716 241 222 –20 866 190 1 695 375 032 Germany 18 237 237 068 – 221 729 709 18 015 507 359 Estonia 102 458 098 –1 245 693 101 212 405 Ireland 884 622 223 –10 755 303 873 866 920 Greece 1 519 248 418 –18 471 136 1 500 777 282 Spain 7 361 097 188 –89 496 774 7 271 600 414 France 14 195 949 972 – 172 595 429 14 023 354 543 Italy 10 999 666 044 – 133 734 768 10 865 931 276 Cyprus 125 204 687 –1 522 248 123 682 439 Latvia 130 290 516 –1 584 081 128 706 435 Lithuania 202 702 841 –2 464 476 200 238 365 Luxembourg 220 998 980 –2 686 922 218 312 058 Hungary 683 175 478 –8 306 098 674 869 380 Malta 42 586 490 – 517 769 42 068 721 Netherlands 4 274 354 793 –51 967 927 4 222 386 866 Austria 2 043 771 712 –24 848 331 2 018 923 381 Poland 2 576 425 769 –31 324 378 2 545 101 391 Portugal 1 148 434 615 –13 962 754 1 134 471 861 Romania 871 444 032 –10 595 082 860 848 950 Slovenia 252 657 640 –3 071 830 249 585 810 Slovakia 479 759 755 –5 832 955 473 926 800 Finland 1 347 384 528 –16 381 603 1 331 002 925 Sweden 2 746 004 388 –33 386 128 2 712 618 260 United Kingdom 12 599 048 395 – 153 180 180 12 445 868 215 Article 1 4 0 — Total 88 573 394 197 –1 076 882 000 87 496 512 197

TITLE 3

SURPLUSES, BALANCES AND ADJUSTMENTS

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 3 0 SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR 4 539 394 283 4 539 394 283 3 1 BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 p.m. 673 159 000 673 159 000 3 2 BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 p.m. 1 141 723 000 1 141 723 000 3 4 ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE p.m. p.m. 3 5 RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM 0 0 3 6 RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM p.m. p.m. 3 7 ADJUSTMENT RELATING TO THE IMPLEMENTATION OF DECISION 2007/436/EC, EURATOM — — Title 3 — Total 4 539 394 283 1 814 882 000 6 354 276 283

CHAPTER 3 1 — BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 3 1 BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 3 1 0 Application for 1995 and subsequent financial years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000 3 1 0 3 Application for 1995 and subsequent years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000 p.m. 673 159 000 673 159 000 Article 3 1 0 — Subtotal p.m. 673 159 000 673 159 000 Chapter 3 1 — Total p.m. 673 159 000 673 159 000

3 1 0

Application for 1995 and subsequent financial years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000

3 1 0 3

Application for 1995 and subsequent years of Article 10(4), (5) and (8) of Regulation (EC, Euratom) No 1150/2000

Budget 2011 Amending budget No 6/2011 New amount p.m. 673 159 000 673 159 000

Remarks

Under Article 7(1) of Regulation (EEC, Euratom) No 1553/89, Member States are to send the Commission a statement of the total amount of the VAT resources base for the previous calendar year before 31 July.

Each Member State is debited with an amount calculated on the basis of that statement according to European Union rules and credited with the 12 payments actually made during the previous financial year. The Commission works out the balance and informs the Member States in time for them to enter it in the Commission's account referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 on the first working day of December of the same year.

Any corrections to the abovementioned statements resulting from Commission controls in accordance with Article 9 of Regulation (EEC, Euratom) No 1553/89 or/and any changes to the GNI of previous financial years that have an effect on the capping of the ‘VAT’ base will lead to adjustments of the ‘VAT’ balances.

Legal basis

Council Regulation (EEC, Euratom) No 1553/89 of 29 May 1989 on the definitive uniform arrangements for the collection of own resources accruing from value added tax (OJ L 155, 7.6.1989, p. 9).

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(4), (5) and (8) thereof.

Member State Budget 2011 Amending budget No 6/2011 New amount Belgium p.m. 28 248 000 28 248 000 Bulgaria p.m. 492 000 492 000 Czech Republic p.m. 7 670 000 7 670 000 Denmark p.m. 2 075 000 2 075 000 Germany p.m. 16 721 000 16 721 000 Estonia p.m. 1 256 000 1 256 000 Ireland p.m. 3 469 000 3 469 000 Greece p.m. –27 208 000 –27 208 000 Spain p.m. 386 936 000 386 936 000 France p.m. 119 302 000 119 302 000 Italy p.m. 83 866 000 83 866 000 Cyprus p.m. 67 000 67 000 Latvia p.m. –2 630 000 –2 630 000 Lithuania p.m. –7 591 000 –7 591 000 Luxembourg p.m. – 808 000 – 808 000 Hungary p.m. –10 819 000 –10 819 000 Malta p.m. 306 000 306 000 Netherlands p.m. 13 623 000 13 623 000 Austria p.m. 4 800 000 4 800 000 Poland p.m. –2 181 000 –2 181 000 Portugal p.m. 10 613 000 10 613 000 Romania p.m. –48 000 –48 000 Slovenia p.m. 451 000 451 000 Slovakia p.m. –4 424 000 –4 424 000 Finland p.m. 14 757 000 14 757 000 Sweden p.m. 6 459 000 6 459 000 United Kingdom p.m. 27 757 000 27 757 000 Item 3 1 0 3 — Total p.m. 673 159 000 673 159 000

CHAPTER 3 2 — BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 3 2 BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) No 1150/2000 3 2 0 Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000 3 2 0 3 Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000 p.m. 1 141 723 000 1 141 723 000 Article 3 2 0 — Subtotal p.m. 1 141 723 000 1 141 723 000 Chapter 3 2 — Total p.m. 1 141 723 000 1 141 723 000

3 2 0

Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000

3 2 0 3

Application for 1995 and subsequent financial years of Article 10(6), (7) and (8) of Regulation (EC, Euratom) No 1150/2000

Budget 2011 Amending budget No 6/2011 New amount p.m. 1 141 723 000 1 141 723 000

Remarks

On the basis of figures for aggregate gross national income and its components from the preceding year, supplied by the Member States in accordance with Article 2(2) of Regulation (EC, Euratom) No 1287/2003, each Member State shall be debited with an amount calculated according to European Union rules and credited with the 12 payments made during that previous financial year.

The Commission works out the balance and informs the Member States in time for them to enter it in the account referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 on the first working day of December of the same year.

Any changes to the gross national product/gross national income of previous financial years pursuant to Article 2(2) of Regulation (EC, Euratom) No 1287/2003, subject to Articles 4 and 5 thereof, gives rise for each Member State concerned to an adjustment to the balance established pursuant to Article 10(7) of Regulation (EC, Euratom) No 1150/2000.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(6), (7) and (8) thereof.

Council Regulation (EC, Euratom) No 1287/2003 of 15 July 2003 on the harmonisation of gross national income at market prices (OJ L 181, 19.7.2003, p. 1).

Member State Budget 2011 Amending budget No 6/2011 New amount Belgium p.m. 75 091 000 75 091 000 Bulgaria p.m. 18 780 000 18 780 000 Czech Republic p.m. 193 523 000 193 523 000 Denmark p.m. 8 750 000 8 750 000 Germany p.m. – 413 112 000 – 413 112 000 Estonia p.m. 5 607 000 5 607 000 Ireland p.m. 12 642 000 12 642 000 Greece p.m. – 125 366 000 – 125 366 000 Spain p.m. 80 168 000 80 168 000 France p.m. 5 653 000 5 653 000 Italy p.m. 832 542 000 832 542 000 Cyprus p.m. – 259 000 – 259 000 Latvia p.m. 4 298 000 4 298 000 Lithuania p.m. 13 405 000 13 405 000 Luxembourg p.m. –3 302 000 –3 302 000 Hungary p.m. –12 955 000 –12 955 000 Malta p.m. 1 449 000 1 449 000 Netherlands p.m. –7 047 000 –7 047 000 Austria p.m. 130 157 000 130 157 000 Poland p.m. 8 593 000 8 593 000 Portugal p.m. 52 802 000 52 802 000 Romania p.m. 36 444 000 36 444 000 Slovenia p.m. 2 221 000 2 221 000 Slovakia p.m. 796 000 796 000 Finland p.m. 104 522 000 104 522 000 Sweden p.m. 101 843 000 101 843 000 United Kingdom p.m. 14 478 000 14 478 000 Item 3 2 0 3 — Total p.m. 1 141 723 000 1 141 723 000

TITLE 6

CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 6 0 CONTRIBUTIONS TO UNION/COMMUNITY PROGRAMMES p.m. p.m. 6 1 REPAYMENT OF MISCELLANEOUS EXPENDITURE p.m. p.m. 6 2 REVENUE FROM SERVICES RENDERED AGAINST PAYMENT p.m. p.m. 6 3 CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS p.m. p.m. 6 5 FINANCIAL CORRECTIONS p.m. p.m. 6 6 OTHER CONTRIBUTIONS AND REFUNDS 30 000 000 52 000 000 82 000 000 6 7 REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT p.m. p.m. 6 8 TEMPORARY RESTRUCTURING AMOUNTS p.m. p.m. Title 6 — Total 30 000 000 52 000 000 82 000 000

CHAPTER 6 6 — OTHER CONTRIBUTIONS AND REFUNDS

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 6 6 OTHER CONTRIBUTIONS AND REFUNDS 6 6 0 Other contributions and refunds 6 6 0 0 Other assigned contributions and refunds — Assigned revenue p.m. p.m. 6 6 0 1 Other non-assigned contributions and refunds 30 000 000 52 000 000 82 000 000 Article 6 6 0 — Subtotal 30 000 000 52 000 000 82 000 000 Chapter 6 6 — Total 30 000 000 52 000 000 82 000 000

6 6 0

Other contributions and refunds

6 6 0 1

Other non-assigned contributions and refunds

Budget 2011 Amending budget No 6/2011 New amount 30 000 000 52 000 000 82 000 000

Remarks

This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used in accordance with Article 18 of the Financial Regulation.

Parliament p.m. Commission 82 000 000 Total 82 000 000

TITLE 7

INTEREST ON LATE PAYMENTS AND FINES

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 7 0 INTEREST ON LATE PAYMENTS 23 000 000 175 000 000 198 000 000 7 1 FINES 100 000 000 435 000 000 535 000 000 7 2 INTEREST ON DEPOSITS AND FINES p.m. p.m. Title 7 — Total 123 000 000 610 000 000 733 000 000

CHAPTER 7 0 — INTEREST ON LATE PAYMENTS

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 7 0 INTEREST ON LATE PAYMENTS 7 0 0 Interest on late payments 7 0 0 0 Interest due on late payments into the accounts held with the treasuries of the Member States 5 000 000 170 000 000 175 000 000 7 0 0 1 Other interest on late payments 3 000 000 3 000 000 Article 7 0 0 — Subtotal 8 000 000 170 000 000 178 000 000 7 0 1 Interest on late payments and other interest on fines 15 000 000 5 000 000 20 000 000 Chapter 7 0 — Total 23 000 000 175 000 000 198 000 000

7 0 0

Interest on late payments

7 0 0 0

Interest due on late payments into the accounts held with the treasuries of the Member States

Budget 2011 Amending budget No 6/2011 New amount 5 000 000 170 000 000 175 000 000

Remarks

Any delay by a Member State in making the entry in the account opened in the name of the Commission referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 gives rise to the payment of interest by the Member State concerned.

In the case of Member States whose currency is the euro, the interest rate shall be equal to the rate as published in the Official Journal of the European Union, C series, which the European Central Bank applied to its refinancing operations, on the first day of the month in which the due date fell, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.

In the case of Member States whose currency is not the euro, the rate shall be equal to the rate applied on the first day of the month in question by the Central Banks for their main refinancing operations, increased by two percentage points, or, for the Member States for which the Central Bank rate is not available, the most equivalent rate applied on the first day of the month in question on the Member State's money market, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.

The interest rate applies to all entries of own resources enumerated under Article 10 of Regulation (EC, Euratom) No 1150/2000.

Council p.m. Commission 175 000 000 European External Action Service p.m. Total 175 000 000

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1).

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.

7 0 1

Interest on late payments and other interest on fines

Budget 2011 Amending budget No 6/2011 New amount 15 000 000 5 000 000 20 000 000

Remarks

This article is intended to receive accrued interest on the special bank account for fines and interest on late payment connected with fines.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1), and in particular Article 86 thereof.

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

CHAPTER 7 1 — FINES

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 7 1 FINES 7 1 0 Fines, periodic penalty payments and other penalties 100 000 000 435 000 000 535 000 000 7 1 2 Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty p.m. p.m. Chapter 7 1 — Total 100 000 000 435 000 000 535 000 000

7 1 0

Fines, periodic penalty payments and other penalties

Budget 2011 Amending budget No 6/2011 New amount 100 000 000 435 000 000 535 000 000

Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.

The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1).

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

SECTION III

COMMISSION

REVENUE

Title Heading Budget 2011 Amending budget No 6/2011 New amount 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 890 812 767 890 812 767 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION 55 700 000 55 700 000 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES 30 000 000 52 000 000 82 000 000 7 INTEREST ON LATE PAYMENTS AND FINES 123 000 000 610 000 000 733 000 000 8 BORROWING AND LENDING OPERATIONS 438 717 438 717 9 MISCELLANEOUS REVENUE 30 000 000 30 000 000 Total 1 129 951 484 662 000 000 1 791 951 484

TITLE 6

CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION/COMMUNITY AGREEMENTS AND PROGRAMMES

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 6 0 CONTRIBUTIONS TO UNION/COMMUNITY PROGRAMMES p.m. p.m. 6 1 REPAYMENT OF MISCELLANEOUS EXPENDITURE p.m. p.m. 6 2 REVENUE FROM SERVICES RENDERED AGAINST PAYMENT p.m. p.m. 6 3 CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS p.m. p.m. 6 5 FINANCIAL CORRECTIONS p.m. p.m. 6 6 OTHER CONTRIBUTIONS AND REFUNDS 30 000 000 52 000 000 82 000 000 6 7 REVENUE CONCERNING EUROPEAN AGRICULTURE GUARANTEE FUND AND EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT p.m. p.m. 6 8 TEMPORARY RESTRUCTURING AMOUNTS p.m. p.m. Title 6 — Total 30 000 000 52 000 000 82 000 000

CHAPTER 6 6 — OTHER CONTRIBUTIONS AND REFUNDS

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 6 6 OTHER CONTRIBUTIONS AND REFUNDS 6 6 0 Other contributions and refunds 6 6 0 0 Other assigned contributions and refunds — Assigned revenue p.m. p.m. 6 6 0 1 Other non-assigned contributions and refunds 30 000 000 52 000 000 82 000 000 Article 6 6 0 — Subtotal 30 000 000 52 000 000 82 000 000 Chapter 6 6 — Total 30 000 000 52 000 000 82 000 000

6 6 0

Other contributions and refunds

6 6 0 1

Other non-assigned contributions and refunds

Budget 2011 Amending budget No 6/2011 New amount 30 000 000 52 000 000 82 000 000

Remarks

This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used, in accordance with Article 18 of the Financial Regulation.

TITLE 7

INTEREST ON LATE PAYMENTS AND FINES

Title Chapter Heading Budget 2011 Amending budget No 6/2011 New amount 7 0 INTEREST ON LATE PAYMENTS 23 000 000 175 000 000 198 000 000 7 1 FINES 100 000 000 435 000 000 535 000 000 7 2 INTEREST ON DEPOSITS AND FINES p.m. p.m. Title 7 — Total 123 000 000 610 000 000 733 000 000

CHAPTER 7 0 — INTEREST ON LATE PAYMENTS

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 7 0 INTEREST ON LATE PAYMENTS 7 0 0 Interest on late payments 7 0 0 0 Interest due on late payments into the accounts held with the treasuries of the Member States 5 000 000 170 000 000 175 000 000 7 0 0 1 Other interest on late payments 3 000 000 3 000 000 Article 7 0 0 — Subtotal 8 000 000 170 000 000 178 000 000 7 0 1 Interest on late payments and other interest on fines 15 000 000 5 000 000 20 000 000 Chapter 7 0 — Total 23 000 000 175 000 000 198 000 000

7 0 0

Interest on late payments

7 0 0 0

Interest due on late payments into the accounts held with the treasuries of the Member States

Budget 2011 Amending budget No 6/2011 New amount 5 000 000 170 000 000 175 000 000

Remarks

Any delay by a Member State in making the entry in the account opened in the name of the Commission, referred to in Article 9(1) of Regulation (EC, Euratom) No 1150/2000 gives rise to the payment of interest by the Member State concerned.

In the case of Member States whose currency is the euro, the interest rate shall be equal to the rate as published in the Official Journal of the European Union, C series, which the European Central Bank applied to its refinancing operations, on the first day of the month in which the due date fell, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.

In the case of Member States whose currency is not the euro, the rate shall be equal to the rate applied on the first day of the month in question by the Central Banks for their main refinancing operations, increased by two percentage points, or, for the Member States for which the Central Bank rate is not available, the most equivalent rate applied on the first day of the month in question on the Member State's money market, increased by two percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay. The increased rate shall be applied to the entire period of delay.

The interest rate applies to all entries of own resources enumerated under Article 10 of Regulation (EC, Euratom) No 1150/2000.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities' own resources (OJ L 130, 31.5.2000, p. 1).

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.

7 0 1

Interest on late payments and other interest on fines

Budget 2011 Amending budget No 6/2011 New amount 15 000 000 5 000 000 20 000 000

Remarks

This item is intended to record accrued interest on the special bank account for fines and interest on late payment connected with fines.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1), and in particular Article 71(4) thereof.

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1), and in particular Article 86 thereof.

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

CHAPTER 7 1 — FINES

Title Chapter Article Item Heading Budget 2011 Amending budget No 6/2011 New amount 7 1 FINES 7 1 0 Fines, periodic penalty payments and other penalties 100 000 000 435 000 000 535 000 000 7 1 2 Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty p.m. p.m. Chapter 7 1 — Total 100 000 000 435 000 000 535 000 000

7 1 0

Fines, periodic penalty payments and other penalties

Budget 2011 Amending budget No 6/2011 New amount 100 000 000 435 000 000 535 000 000

Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.

The fines must normally be paid within 3 months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union; the undertaking must accept that interest will be paid on the debt after the final date for payment and provide the Commission with a bank guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Commission Regulation (EC, Euratom) No 2342/2002 of 23 December 2002 laying down detailed rules for the implementation of Council Regulation (EC, Euratom) No 1605/2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 357, 31.12.2002, p. 1).

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

EXPENDITURE

Title Heading Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 524 283 196 341 387 137 – 104 325 091 419 958 105 341 387 137 40 01 40 40 929 40 929 40 929 40 929 524 324 125 341 428 066 419 999 034 341 428 066 02 ENTERPRISE 1 055 561 122 1 209 465 022 1 055 561 122 1 209 465 022 40 01 40 52 772 52 772 52 772 52 772 1 055 613 894 1 209 517 794 1 055 613 894 1 209 517 794 03 COMPETITION 93 403 671 93 403 671 93 403 671 93 403 671 40 01 40 56 917 56 917 56 917 56 917 93 460 588 93 460 588 93 460 588 93 460 588 04 EMPLOYMENT AND SOCIAL AFFAIRS 11 398 325 662 9 213 443 236 3 250 000 453 000 000 11 401 575 662 9 666 443 236 40 01 40, 40 02 41 44 335 44 335 44 335 44 335 11 398 369 997 9 213 487 571 11 401 619 997 9 666 487 571 05 AGRICULTURE AND RURAL DEVELOPMENT 57 292 184 763 55 269 004 060 –75 977 – 395 000 000 57 292 108 786 54 874 004 060 40 01 40, 40 02 40 74 532 74 532 74 532 74 532 57 292 259 295 55 269 078 592 57 292 183 318 54 874 078 592 06 MOBILITY AND TRANSPORT 1 546 683 351 1 141 803 775 1 546 683 351 1 141 803 775 40 01 40 25 609 25 609 25 609 25 609 1 546 708 960 1 141 829 384 1 546 708 960 1 141 829 384 07 ENVIRONMENT AND CLIMATE ACTION 470 550 540 390 290 122 – 174 118 470 376 422 390 290 122 40 01 40, 40 02 41 44 853 44 853 44 853 44 853 470 595 393 390 334 975 470 421 275 390 334 975 08 RESEARCH 5 334 630 545 4 117 083 880 82 000 000 5 334 630 545 4 199 083 880 40 01 40 6 884 6 884 6 884 6 884 5 334 637 429 4 117 090 764 5 334 637 429 4 199 090 764 09 INFORMATION SOCIETY AND MEDIA 1 538 552 441 1 334 275 234 60 000 000 1 538 552 441 1 394 275 234 40 01 40, 40 02 41 29 384 29 384 29 384 29 384 1 538 581 825 1 334 304 618 1 538 581 825 1 394 304 618 10 DIRECT RESEARCH 394 978 000 396 209 233 394 978 000 396 209 233 11 MARITIME AFFAIRS AND FISHERIES 948 592 229 719 026 792 p.m. p.m. 948 592 229 719 026 792 40 01 40, 40 02 41 52 021 983 52 021 983 23 140 000 75 161 983 52 021 983 1 000 614 212 771 048 775 23 140 000 1 023 754 212 771 048 775 12 INTERNAL MARKET 94 868 629 93 358 064 94 868 629 93 358 064 40 01 40, 40 02 41 35 305 35 305 35 305 35 305 94 903 934 93 393 369 94 903 934 93 393 369 13 REGIONAL POLICY 40 584 774 912 33 519 147 680 40 584 774 912 33 519 147 680 40 01 40 43 816 43 816 43 816 43 816 40 584 818 728 33 519 191 496 40 584 818 728 33 519 191 496 14 TAXATION AND CUSTOMS UNION 142 229 539 114 783 765 – 129 471 142 100 068 114 783 765 40 01 40 32 492 32 492 32 492 32 492 142 262 031 114 816 257 142 132 560 114 816 257 15 EDUCATION AND CULTURE 2 428 691 266 1 996 401 080 –6 326 400 2 422 364 866 1 996 401 080 40 01 40 38 857 38 857 38 857 38 857 2 428 730 123 1 996 439 937 2 422 403 723 1 996 439 937 16 COMMUNICATION 273 374 552 253 374 552 273 374 552 253 374 552 40 01 40 46 111 46 111 46 111 46 111 273 420 663 253 420 663 273 420 663 253 420 663 17 HEALTH AND CONSUMER PROTECTION 692 021 626 596 046 062 –23 140 000 668 881 626 596 046 062 40 01 40 57 583 57 583 57 583 57 583 692 079 209 596 103 645 668 939 209 596 103 645 18 AREA OF FREEDOM, SECURITY AND JUSTICE 1 234 986 291 915 630 180 1 234 986 291 915 630 180 40 01 40, 40 02 41 16 479 335 13 005 028 16 479 335 13 005 028 1 251 465 626 928 635 208 1 251 465 626 928 635 208 19 EXTERNAL RELATIONS 4 270 665 587 3 378 255 172 100 000 000 4 370 665 587 3 378 255 172 40 01 40, 40 02 41 44 005 106 6 441 836 44 005 106 6 441 836 4 314 670 693 3 384 697 008 4 414 670 693 3 384 697 008 20 TRADE 105 067 905 104 422 321 105 067 905 104 422 321 40 01 40 34 787 34 787 34 787 34 787 105 102 692 104 457 108 105 102 692 104 457 108 21 DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES 1 433 111 933 1 392 926 690 54 031 057 28 565 370 1 487 142 990 1 421 492 060 40 01 40, 40 02 41 109 058 175 86 736 049 –43 000 000 –28 565 370 66 058 175 58 170 679 1 542 170 108 1 479 662 739 11 031 057 1 553 201 165 1 479 662 739 22 ENLARGEMENT 1 123 357 217 1 012 513 363 1 123 357 217 1 012 513 363 40 01 40 17 764 17 764 17 764 17 764 1 123 374 981 1 012 531 127 1 123 374 981 1 012 531 127 23 HUMANITARIAN AID 878 195 432 838 516 019 878 195 432 838 516 019 40 01 40 14 878 14 878 14 878 14 878 878 210 310 838 530 897 878 210 310 838 530 897 24 FIGHT AGAINST FRAUD 81 749 000 74 805 171 81 749 000 74 805 171 25 COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE 190 812 414 190 812 414 190 812 414 190 812 414 40 01 40 565 027 565 027 565 027 565 027 191 377 441 191 377 441 191 377 441 191 377 441 26 COMMISSION'S ADMINISTRATION 1 018 708 135 1 017 153 328 1 018 708 135 1 017 153 328 40 01 40, 40 02 41 78 381 78 381 78 381 78 381 1 018 786 516 1 017 231 709 1 018 786 516 1 017 231 709 27 BUDGET 69 440 094 69 440 094 69 440 094 69 440 094 40 01 40 30 939 30 939 30 939 30 939 69 471 033 69 471 033 69 471 033 69 471 033 28 AUDIT 11 399 202 11 399 202 11 399 202 11 399 202 40 01 40 7 105 7 105 7 105 7 105 11 406 307 11 406 307 11 406 307 11 406 307 29 STATISTICS 145 143 085 124 373 319 145 143 085 124 373 319 40 01 40 47 443 47 443 47 443 47 443 145 190 528 124 420 762 145 190 528 124 420 762 30 PENSIONS AND RELATED EXPENDITURE 1 278 009 000 1 278 009 000 1 278 009 000 1 278 009 000 31 LANGUAGE SERVICES 392 908 762 392 908 762 392 908 762 392 908 762 40 01 40 236 399 236 399 236 399 236 399 393 145 161 393 145 161 393 145 161 393 145 161 32 ENERGY 699 617 012 1 239 252 266 699 617 012 1 239 252 266 40 01 40, 40 02 41 41 299 41 299 41 299 41 299 699 658 311 1 239 293 565 699 658 311 1 239 293 565 40 RESERVES 977 129 000 259 909 297 977 129 000 259 909 297 Total 138 500 737 113 122 938 920 666 23 110 000 228 565 370 138 523 847 113 123 167 486 036 40 01 40, 40 02 40, 40 02 41 223 269 000 159 909 297 –19 860 000 –28 565 370 203 409 000 131 343 927 138 724 006 113 123 098 829 963 3 250 000 200 000 000 138 727 256 113 123 298 829 963

TITLE 01

ECONOMIC AND FINANCIAL AFFAIRS

Title Chapter Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 01 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA 5 66 574 059 66 574 059 66 574 059 66 574 059 40 01 40 40 929 40 929 40 929 40 929 66 614 988 66 614 988 66 614 988 66 614 988 01 02 ECONOMIC AND MONETARY UNION 14 500 000 14 713 074 14 500 000 14 713 074 01 03 INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS 4 139 329 137 92 654 634 – 104 325 091 35 004 046 92 654 634 01 04 FINANCIAL OPERATIONS AND INSTRUMENTS 303 880 000 167 445 370 303 880 000 167 445 370 Title 01 — Total 524 283 196 341 387 137 – 104 325 091 419 958 105 341 387 137 40 01 40 40 929 40 929 40 929 40 929 524 324 125 341 428 066 419 999 034 341 428 066

CHAPTER 01 03 — INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 01 03 INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS 01 03 01 Participation in the capital of international financial institutions 01 03 01 01 European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital 4 34 460 570 4 101 987 34 460 570 4 101 987 01 03 01 02 European Bank for Reconstruction and Development — Callable portion of subscribed capital 4 p.m. p.m. p.m. p.m. Article 01 03 01 — Subtotal 34 460 570 4 101 987 34 460 570 4 101 987 01 03 02 Macroeconomic assistance 4 104 868 567 88 552 647 – 104 325 091 543 476 88 552 647 Chapter 01 03 — Total 139 329 137 92 654 634 – 104 325 091 35 004 046 92 654 634

01 03 02

Macroeconomic assistance

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 104 868 567 88 552 647 – 104 325 091 543 476 88 552 647

Remarks

This exceptional assistance aims to ease financial constraints on certain third countries experiencing macroeconomic difficulties characterised by balance of payment deficits and/or serious budgetary imbalances.

It is directly linked to the implementation by the recipient countries of macroeconomic stabilisation and structural adjustment measures. Union action generally complements that of the International Monetary Fund, coordinated with other bilateral donors.

The Commission informs the budgetary authority twice a year of the macroeconomic situation of the beneficiary countries and reports extensively on the implementation of this assistance on a yearly basis.

Appropriations under this article will also be used to cover financial aid for the reconstruction in Georgia of the areas affected by the conflict with Russia. The actions should be primarily geared to the macroeconomic stabilisation of the country. The total financial allocation for the aid was decided at an international donors' conference in 2008.

Legal basis

Council Decision 2006/880/EC of 30 November 2006 providing exceptional Community financial assistance to Kosovo (OJ L 339, 6.12.2006, p. 36).

Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (OJ L 337, 21.12.2007, p. 111).

Council Decision 2009/889/EC of 30 November 2009 providing macro-financial assistance to Georgia (OJ L 320, 5.12.2009, p. 1).

Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (OJ L 320, 5.12.2009, p. 3).

TITLE 04

EMPLOYMENT AND SOCIAL AFFAIRS

Title Chapter Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 04 01 ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA 95 925 690 95 925 690 95 925 690 95 925 690 40 01 40 44 335 44 335 44 335 44 335 95 970 025 95 970 025 95 970 025 95 970 025 04 02 EUROPEAN SOCIAL FUND 1 10 963 813 972 8 743 950 522 3 250 000 453 000 000 10 967 063 972 9 196 950 522 04 03 WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY 1 79 130 000 64 266 181 79 130 000 64 266 181 04 04 EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY 157 056 000 151 704 616 157 056 000 151 704 616 04 05 EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF) 1 p.m. 97 608 950 p.m. 97 608 950 04 06 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT 4 102 400 000 59 987 277 102 400 000 59 987 277 Title 04 — Total 11 398 325 662 9 213 443 236 3 250 000 453 000 000 11 401 575 662 9 666 443 236 40 01 40, 40 02 41 44 335 44 335 44 335 44 335 11 398 369 997 9 213 487 571 11 401 619 997 9 666 487 571

CHAPTER 04 02 — EUROPEAN SOCIAL FUND

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 04 02 EUROPEAN SOCIAL FUND 04 02 01 Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006) 1.2 p.m. 550 800 000 p.m. 550 800 000 04 02 02 Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) 1.2 p.m. 9 700 000 p.m. 9 700 000 04 02 03 Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000) 1.2 p.m. 2 000 000 p.m. 2 000 000 04 02 04 Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006) 1.2 p.m. 48 000 000 p.m. 48 000 000 04 02 05 Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000) 1.2 p.m. 1 000 000 p.m. 1 000 000 04 02 06 Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006) 1.2 p.m. 360 299 039 p.m. 360 299 039 04 02 07 Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000) 1.2 p.m. 2 000 000 p.m. 2 000 000 04 02 08 Completion of EQUAL (2000 to 2006) 1.2 p.m. 72 000 000 p.m. 72 000 000 04 02 09 Completion of previous Community initiative programmes (prior to 2000) 1.2 p.m. 1 000 000 p.m. 1 000 000 04 02 10 Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006) 1.2 — p.m. — p.m. 04 02 11 Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000) 1.2 p.m. p.m. p.m. p.m. 04 02 17 European Social Fund (ESF) — Convergence 1.2 7 748 847 361 5 430 000 000 226 350 000 7 748 847 361 5 656 350 000 04 02 18 European Social Fund (ESF) — PEACE 1.2 p.m. p.m. p.m. p.m. 04 02 19 European Social Fund (ESF) — Regional competitiveness and employment 1.2 3 204 966 611 2 259 651 483 226 350 000 3 204 966 611 2 486 001 483 04 02 20 European Social Fund (ESF) — Operational technical assistance (2007 to 2013) 1.2 10 000 000 7 500 000 3 250 000 300 000 13 250 000 7 800 000 Chapter 04 02 — Total 10 963 813 972 8 743 950 522 3 250 000 453 000 000 10 967 063 972 9 196 950 522

Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 18 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.

Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.

Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 18 and 157 of the Financial Regulation.

Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.

The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.

Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty establishing the European Community, and in particular Articles 158, 159 and 161 thereof. Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.

Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

Conclusions of the Brussels European Council of 16 and 17 December 2005.

04 02 17

European Social Fund (ESF) — Convergence

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 7 748 847 361 5 430 000 000 226 350 000 7 748 847 361 5 656 350 000

Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.

The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness and employment, and social inclusion, as well as protecting and improving the quality of the environment.

The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds' priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.

Part of this appropriation supports improvements in child care to enable children to live in a family type setting. This support includes:

— cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,

— identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.

Part of the appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

04 02 19

European Social Fund (ESF) — Regional competitiveness and employment

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 3 204 966 611 2 259 651 483 226 350 000 3 204 966 611 2 486 001 483

Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.

The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness and employment, social inclusion, as well as protecting and improving the quality of the environment.

The ‘Regional competitiveness and employment’ objective shall, outside the least-developed regions, be geared to strengthening regions' competitiveness and attractiveness as well as employment by anticipating economic and social changes, including those linked to the opening up of trade, through increasing and improving the quality of investment in human capital, innovation and the promotion of the knowledge society, entrepreneurship, the protection and improvement of the environment, and the improvement of accessibility, the adaptability of workers and businesses as well as the development of inclusive job markets. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.

Part of the appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

04 02 20

European Social Fund (ESF) — Operational technical assistance (2007 to 2013)

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 10 000 000 7 500 000 3 250 000 300 000 13 250 000 7 800 000

Remarks

This appropriation is intended to cover technical assistance as provided for in Articles 45 and 46 of Regulation (EC) No 1083/2006 and in Article 9 of Regulation (EC) No 1081/2006.

Technical assistance covers preparatory, monitoring, evaluation, supervision and management measures required for implementation of the ESF. The appropriation may, in particular, be used to meet:

— support expenditure (representation expenses, training, meetings, missions),

— information and publishing expenditure,

— expenditure on information technology and telecommunications,

— expenditure on support for accessibility for people with disabilities within technical assistance measures,

— expenditure on a high level group to ensure the implementation of overarching principles such as equality between men and women, accessibility for disabled people and sustainable development,

— contracts for the provision of services, evaluation studies (including the ex post evaluation for the period 2000 to 2006) and studies,

— grants.

Technical assistance also includes exchanges of experience, awareness-raising activities, seminars, networking and peer reviews serving to identify and disseminate good practice and encourage mutual learning and transnational and inter-regional cooperation with the aim of enhancing the policy dimension and contribution of the ESF to the Union objectives in relation to employment and social inclusion.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25).

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

Title Chapter Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 133 430 679 133 430 679 133 430 679 133 430 679 40 01 40 74 532 74 532 74 532 74 532 133 505 211 133 505 211 133 505 211 133 505 211 05 02 INTERVENTIONS IN AGRICULTURAL MARKETS 2 2 969 410 000 2 966 742 495 2 969 410 000 2 966 742 495 05 03 DIRECT AIDS 2 39 771 100 000 39 771 100 000 39 771 100 000 39 771 100 000 05 04 RURAL DEVELOPMENT 2 14 432 151 552 12 558 160 388 – 395 000 000 14 432 151 552 12 163 160 388 05 05 PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT 4 215 000 000 71 318 207 215 000 000 71 318 207 05 06 INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 4 6 360 000 6 055 858 –75 977 6 284 023 6 055 858 05 07 AUDIT OF AGRICULTURAL EXPENDITURE 2 – 262 500 000 – 262 500 000 – 262 500 000 – 262 500 000 05 08 POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 2 27 232 532 24 696 433 27 232 532 24 696 433 Title 05 — Total 57 292 184 763 55 269 004 060 –75 977 – 395 000 000 57 292 108 786 54 874 004 060 40 01 40, 40 02 40 74 532 74 532 74 532 74 532 57 292 259 295 55 269 078 592 57 292 183 318 54 874 078 592

CHAPTER 05 04 — RURAL DEVELOPMENT

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 05 04 RURAL DEVELOPMENT 05 04 01 Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006 05 04 01 14 Rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006 2 p.m. p.m. p.m. p.m. Article 05 04 01 — Subtotal p.m. p.m. p.m. p.m. 05 04 02 Rural development financed by the EAGGF Guidance Section — Completion of earlier programmes 05 04 02 01 Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Objective 1 regions (2000 to 2006) 2 p.m. 568 790 562 p.m. 568 790 562 05 04 02 02 Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) 2 p.m. p.m. p.m. p.m. 05 04 02 03 Completion of earlier programmes in Objectives 1 and 6 regions (prior to 2000) 2 p.m. p.m. p.m. p.m. 05 04 02 04 Completion of earlier programmes in Objective 5b regions (prior to 2000) 2 p.m. p.m. p.m. p.m. 05 04 02 05 Completion of earlier programmes outside Objective 1 regions (prior to 2000) 2 p.m. p.m. p.m. p.m. 05 04 02 06 Completion of Leader (2000 to 2006) 2 p.m. 77 775 316 p.m. 77 775 316 05 04 02 07 Completion of earlier Community initiatives (prior to 2000) 2 p.m. p.m. p.m. p.m. 05 04 02 08 Completion of earlier innovative measures (prior to 2000) 2 p.m. p.m. p.m. p.m. 05 04 02 09 Completion of the European Agricultural Guidance and Guarantee Fund, Guidance Section — Operational technical assistance (2000 to 2006) 2 p.m. p.m. p.m. p.m. Article 05 04 02 — Subtotal p.m. 646 565 878 p.m. 646 565 878 05 04 03 Other measures 05 04 03 02 Plant and animal genetic resources — Completion of earlier measures 2 p.m. 1 944 383 p.m. 1 944 383 Article 05 04 03 — Subtotal p.m. 1 944 383 p.m. 1 944 383 05 04 04 Transitional instrument for the financing of rural development by the EAGGF Guarantee Section for the new Member States — Completion of programmes (2004 to 2006) 2 p.m. p.m. p.m. p.m. 05 04 05 Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013) 05 04 05 01 Rural development programmes 2 14 408 211 311 11 900 560 364 – 395 000 000 14 408 211 311 11 505 560 364 05 04 05 02 Operational technical assistance 2 22 440 241 8 339 763 22 440 241 8 339 763 05 04 05 03 Pilot Project — Exchange programme for young farmers 2 1 500 000 750 000 1 500 000 750 000 Article 05 04 05 — Subtotal 14 432 151 552 11 909 650 127 – 395 000 000 14 432 151 552 11 514 650 127 Chapter 05 04 — Total 14 432 151 552 12 558 160 388 – 395 000 000 14 432 151 552 12 163 160 388

05 04 05

Rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)

Remarks

Any revenue entered in Article 6 7 1 of the general statement of revenue may give rise to the provision of additional appropriations on any line in this article in accordance with Article 18 of the Financial Regulation.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).

Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 and amending regulation (EC) No 1290/2005 (OJ L 95, 5.4.2007, p. 1).

Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (OJ L 30, 31.1.2009, p. 16).

05 04 05 01

Rural development programmes

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 14 408 211 311 11 900 560 364 – 395 000 000 14 408 211 311 11 505 560 364

Remarks

This appropriation is intended to cover the financing of the 2007 to 2013 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).

Of the total commitment appropriations in this item, an amount of EUR 2 095 300 000 results from the compulsory modulation in conformity with Article 9(1) of Regulation (EC) No 73/2009. In addition, an amount of EUR 374 900 000 results from the voluntary modulation in conformity with Regulation (EC) No 378/2007. Rural development measures under all axes will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies. Member States shall report on action taken on the new challenges in rural development measures, including the milk sector.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).

Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 establishing common rules for direct support schemes under the common agricultural policy and establishing certain support schemes for farmers, and amending regulation (EC) No 1290/2005 (OJ L 95, 5.4.2007, p. 1).

Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (OJ L 30, 31.1.2009, p. 16).

05 04 05 02

Operational technical assistance

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 22 440 241 8 339 763 22 440 241 8 339 763

Remarks

This appropriation is intended to cover technical assistance measures as provided for by Article 66(1) of Regulation (EC) No 1698/2005 and in particular the European Network for Rural Development.

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 277, 21.10.2005, p. 1).

05 04 05 03

Pilot Project — Exchange programme for young farmers

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 1 500 000 750 000 1 500 000 750 000

Remarks

New item

This pilot project is intended to establish an exchange programme for young farmers, which would allow for cross-border exchanges of best practice in farm management, in particular in relation to the challenges facing European agriculture, in order to aid in the development of Europe's rural areas.

This programme would provide an invaluable opportunity for young famers to experience at first hand the diverse agricultural realities in the Union by spending time on farms based in a different Member State. This exchange of knowledge and experience among Europe's young farmers would further equip them to meet the demands of European consumers, to contribute to food security and to address other challenges facing European agriculture such as the use of renewable energies, biodiversity loss and carbon storage.

Legal basis

Pilot project within the meaning of Article 49(6) of Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (OJ L 248, 16.9.2002, p. 1).

CHAPTER 05 06 — INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 05 06 INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 05 06 01 International agricultural agreements 4 6 360 000 6 055 858 –75 977 6 284 023 6 055 858 Chapter 05 06 — Total 6 360 000 6 055 858 –75 977 6 284 023 6 055 858

05 06 01

International agricultural agreements

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 6 360 000 6 055 858 –75 977 6 284 023 6 055 858

Remarks

This appropriation is intended to cover the Union's contribution to the international agreements mentioned below.

Legal basis

Council Decision 92/580/EEC of 13 November 1992 on the signing and conclusion of the International Sugar Agreement 1992 (OJ L 379, 23.12.1992, p. 15).

Council Decision 96/88/ΕC of 19 December 1995 concerning the approval by the European Community of the Grains Trade Convention and the Food Aid Convention, constituting the International Grains Agreement 1995 (OJ L 21, 27.1.1996, p. 47).

Council Decision 2000/421/EC of 13 June 2000 on the conclusion, on behalf of the European Community, of the Food Aid Convention 1999 (OJ L 163, 4.7.2000, p. 37).

Council Decision 2005/800/EC of 14 November 2005 concerning the conclusion of the International Agreement on olive oil and table olives 2005 (OJ L 302, 19.11.2005, p. 47).

TITLE 07

ENVIRONMENT AND CLIMATE ACTION

Title Chapter Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 07 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT AND CLIMATE ACTION’ POLICY AREA 93 845 213 93 845 213 93 845 213 93 845 213 40 01 40 44 853 44 853 44 853 44 853 93 890 066 93 890 066 93 890 066 93 890 066 07 02 GLOBAL ENVIRONMENTAL AFFAIRS 4 3 150 000 3 785 230 3 150 000 3 785 230 07 03 DEVELOPMENT AND IMPLEMENTATION OF UNION ENVIRONMENTAL POLICY AND LEGISLATION 2 349 105 327 274 350 327 349 105 327 274 350 327 07 11 GLOBAL CLIMATE ACTION AFFAIRS 4 850 000 809 352 – 174 118 675 882 809 352 07 12 IMPLEMENTATION OF UNION POLICY AND LEGISLATION ON CLIMATE ACTION 2 17 600 000 15 000 000 17 600 000 15 000 000 07 13 CLIMATE MAINSTREAMING AND INNOVATION 2 6 000 000 2 500 000 6 000 000 2 500 000 Title 07 — Total 470 550 540 390 290 122 – 174 118 470 376 422 390 290 122 40 01 40, 40 02 41 44 853 44 853 44 853 44 853 470 595 393 390 334 975 470 421 275 390 334 975

CHAPTER 07 11 — GLOBAL CLIMATE ACTION AFFAIRS

Title Chapter Article Item Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 07 11 GLOBAL CLIMATE ACTION AFFAIRS 07 11 01 Contribution to multilateral and international climate agreements 4 850 000 809 352 – 174 118 675 882 809 352 Chapter 07 11 — Total 850 000 809 352 – 174 118 675 882 809 352

07 11 01

Contribution to multilateral and international climate agreements

Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 850 000 809 352 – 174 118 675 882 809 352

Remarks

Former Article 07 02 01 (in part)

This appropriation is intended to cover obligatory and voluntary contributions to a number of international conventions, protocols and agreements to which the Union is party and preparatory work for future international agreements involving the Union.

Legal basis

Council Decision 88/540/EEC of 14 October 1988 concerning the conclusion of the Vienna Convention for the protection of the ozone layer and the Montreal Protocol on substances that deplete the ozone layer (OJ L 297, 31.10.1988, p. 8).

Council Decision 94/69/EC of 15 December 1993 on the conclusion of the United Nations Framework Convention on Climate Change (OJ L 33, 7.2.1994, p. 11).

Council Decision 2002/358/EC of 25 April 2002 concerning the approval, on behalf of the European Community, of the Kyoto Protocol to the United Nations Framework Convention on Climate Change and the joint fulfilment of commitments thereunder (OJ L 130, 15.5.2002, p. 1).

TITLE 08

RESEARCH

Title Chapter Heading FF Budget 2011 Amending budget No 6/2011 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA 333 124 545 333 124 545 333 124 545 333 124 545 40 01 40 6 884 6 884 6 884 6 884 333 131 429 333 131 429 333 131 429 333 131 429 08 02 COOPERATION — HEALTH 1 830 789 000 465 567 921 830 789 000 465 567 921 08 03 COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY 1 267 892 000 181 125 393 267 892 000 181 125 393 08 04 COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES 1 452 444 000 262 572 880 82 000 000 452 444 000 344 572 880 08 05 COOPERATION — ENERGY 1 157 410 000 114 947 049 157 410 000 114 947 049 08 06 COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) 1 252 505 000 236 420 332 252 505 000 236 420 332 08 07 COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) 1 414 351 000 428 450 080 414 351 000 428 450 080 08 08 COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES 1 84 366 000 61 891 635 84 366 000 61 891 635 08 09 COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF) 1 200 000 000 190 435 799 200 000 000 190 435 799 08 10 IDEAS 1 1 298 731 000 714 134 248 1 298 731 000 714 134 248 08 12 CAPACITIES — RESEARCH INFRASTRUCTURES 1 156 304 000 200 909 768 156 304 000 200 909 768 08 13 CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES) 1 223 099 000 173 296 578 223 099 000 173 296 578 08 14 CAPACITIES — REGIONS OF KNOWLEDGE 1 18 856 000 16 192 756 18 856 000 16 192 756 08 15 CAPACITIES — RESEARCH POTENTIAL 1 63 802 000 51 589 058 63 802 000 51 589 058 08 16 CAPACITIES — SCIENCE IN SOCIETY 1 44 798 000 30 469 728 44 798 000 30 469 728 08 17 CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES 1 28 265 000 19 043 580 28 265 000 19 043 580 08 18 CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF) 1 50 000 000 47 608 950 50 000 000 47 608 950 08 19 CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES 1 9 804 000 5 713 074 9 804 000 5 713 074 08 20 EURATOM — FUSION ENERGY 1 396 090 000 235 092 994 396 090 000 235 092 994 08 21 EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION 1 52 000 000 24 280 564 52 000 000 24 280 564 08 22 COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES 1 p.m. 324 216 948 p.m. 324 216 948 08 23 RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL 1 p.m. p.m. p.m. p.m. Title 08 — Total 5 334 630 545 4 117 083 880 82 000 000 5 334 630 545 4 199 083 880 40 01 40 6 884 6 884 6 884 6 884 5 334 637 429 4 117 090 764 5 334 637 429 4 199 090 764

Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure Items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).

Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.

The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 18 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union/Community programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with Article 18(1)(d) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union/Community activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations being made available in accordance with Article 18 of the Financial Regulation.

Additional appropriations will be made available under Article 08 22 04.

In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME speci