Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2019 – amending budget No 2

(2020/C 107/46)

REVENUE

Title Chapter Heading Budget 2019 Amending budget No 2 New amount 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 19 659 349 19 659 349 Title 1 — Total 19 659 349 19 659 349 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 13 613 000 – 503 13 612 497 Title 2 — Total 13 613 000 – 503 13 612 497 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 11 573 276 –46 000 11 527 276 Title 3 — Total 11 573 276 –46 000 11 527 276 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 558 504 558 504 Title 4 — Total 558 504 558 504 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 ,— 0 ,— Title 6 — Total 0 ,— 0 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 2 025 855 –4 127 2 021 728 Title 7 — Total 2 025 855 –4 127 2 021 728 GRAND TOTAL 47 429 984 –50 630 47 379 354

EXPENDITURE

Title Chapter Heading Appropriations 2019 Amending budget No 2 New amount 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 26 922 512 397 347 26 876 009 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 417 500 37 500 417 500 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 569 650 32 650 569 650 1 6 TRAINING 260 000 –15 000 260 000 Title 1 — Total 28 169 662 452 497 28 123 159 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 7 212 000 – 118 000 7 212 000 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 240 000 –10 000 240 000 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 646 500 – 100 000 646 500 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 000 5 000 Title 2 — Total 8 103 500 – 228 000 8 103 500 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 1 000 1 000 3 2 COLLECTION OF INFORMATION: IT PROJECTS 7 194 000 – 256 000 7 194 000 3 4 LEGAL ADVICE 100 000 100 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 450 000 450 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 515 000 515 000 3 7 COMMUNICATION 224 000 –20 000 224 000 3 8 MEETING EXPENSES 370 937 5 000 370 937 3 9 SERVICES ON OPERATIONAL MATTERS 86 000 86 000 Title 3 — Total 8 940 937 – 271 000 8 940 937 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 225 885 –4 127 221 758 4 1 INSTRUMENTS REFERENCE DATA 1 990 000 1 990 000 Title 4 — Total 2 215 885 –4 127 2 211 758 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. Title 9 — Total p.m. p.m. GRAND TOTAL 47 429 984 –50 630 47 379 354

Establishment plan

Function group and grade 2019 2018 2017 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 — 1 AD 15 — 2 — 1 — 1 AD 14 — 6 — — — — AD 13 — 2 — 2 — 2 AD 12 — 7 — 6 — 5 AD 11 — 14 — 9 — 8 AD 10 — 17 — 14 — 13 AD 9 — 39 — 28 — 26 AD 8 — 30 — 28 — 28 AD 7 — 58 — 26 — 26 AD 6 — 10 — 14 — 14 AD 5 — 11 — 15 — 13 Total AD — 197 — 144 — 137 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 1 AST 7 — 3 — 2 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 4 — 4 AST 4 — 1 — 1 — 3 AST 3 — 1 — — — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 13 — 12 — 13 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 210 — 156 — 150 Grand Total 210 156 150

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts