EN Official Journal of the European Union C 84/195

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2017

(2017/C 84/41)

REVENUE

Title Chapter Heading Financial year 2017 Financial year 2016 Financial year 2015 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 16 938 947 15 733 282 14 153 059,— Title 1 — Total 16 938 947 15 733 282 14 153 059,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 11 019 552 10 203 000 9 703 423,— Title 2 — Total 11 019 552 10 203 000 9 703 423,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 11 799 281 10 550 293 9 752 297,— Title 3 — Total 11 799 281 10 550 293 9 752 297,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 481 220 446 968 402 076,— Title 4 — Total 481 220 446 968 402 076,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 300 000 3 364 20 748,— Title 6 — Total 300 000 3 364 20 748,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 645 919 2 461 199 2 708 547,— Title 7 — Total 1 645 919 2 461 199 2 708 547,— GRAND TOTAL 42 184 919 39 398 106 36 740 150,—

EXPENDITURE

Title Chapter Heading Appropriations 2017 Appropriations 2016 Outturn 2015 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 22 843 967 20 230 902 16 991 733,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 300 000 283 868 325 521,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 535 000 362 840 380 377,— 1 6 TRAINING 300 000 339 265 414 825,— Title 1 — Total 23 978 967 21 216 875 18 112 456,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 5 556 000 4 787 000 4 615 955,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 360 000 1 979 684 2 332 049,— 2 2 MOVABLE PROPERTY AND ASSOCIATED COSTS — — 22 804,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 580 000 767 378 1 486 249,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 000 12 806 7 116,— Title 2 — Total 6 501 000 7 546 868 8 464 173,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 80 000 87 054 89 920,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 7 660 000 5 414 978 4 657 432,— 3 3 SUPERVISION — — 134 410,— 3 4 LEGAL ADVICE 100 000 82 000 900,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 475 000 464 121 635 448,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 600 000 706 400 629 119,— 3 7 COMMUNICATION 655 000 673 119 384 453,— 3 8 MEETING EXPENSES 315 000 308 544 352 756,— 3 9 SERVICES ON OPERATIONAL MATTERS 125 000 282 500 58 166,— Title 3 — Total 10 010 000 8 018 716 6 942 604,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 200 000 300 000 700 000,— 4 1 INSTRUMENTS REFERENCE DATA 1 494 952 2 315 647 2 400 000,— Title 4 — Total 1 694 952 2 615 647 3 100 000,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0,— Title 9 — Total p.m. p.m. 0,— GRAND TOTAL 42 184 919 39 398 106 36 619 233,—

Establishment plan

Function group and grade 2017 2016 2015 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 — — AD 15 — 1 — 1 — 1 AD 14 — — — — — 1 AD 13 — 2 — 2 — — AD 12 — 5 — 4 — 3 AD 11 — 8 — 7 — 5 AD 10 — 13 — 10 — 6 AD 9 — 26 — 22 — 14 AD 8 — 28 — 29 — 27 AD 7 — 26 — 24 — 27 AD 6 — 14 — 17 — 22 AD 5 — 13 — 10 — 16 Total AD — 137 — 127 — 122 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — 1 AST 8 — 1 — — — — AST 7 — 2 — 2 — — AST 6 — 3 — 2 — 1 AST 5 — 4 — 4 — 2 AST 4 — 3 — 4 — 6 AST 3 — — — 1 — 2 AST 2 — — — — — 3 AST 1 — — — — — — Total AST — 13 — 13 — 15 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 150 — 140 — 137 Grand Total 150 140 137

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts