EN Official Journal of the European Union C 108/162

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2018

(2018/C 108/32)

REVENUE

Title Chapter Heading Financial year 2018 Financial year 2017 Financial year 2016 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 18 425 189 16 938 947 15 733 282 ,— Title 1 — Total 18 425 189 16 938 947 15 733 282 ,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 11 768 296 11 019 552 10 203 000 ,— Title 2 — Total 11 768 296 11 019 552 10 203 000 ,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 11 634 458 11 831 781 10 550 293 ,— Title 3 — Total 11 634 458 11 831 781 10 550 293 ,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 523 443 481 220 446 968 ,— Title 4 — Total 523 443 481 220 446 968 ,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 ,— 159 300 3 364 ,— Title 6 — Total 0 ,— 159 300 3 364 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 2 129 803 1 645 919 2 461 199 ,— Title 7 — Total 2 129 803 1 645 919 2 461 199 ,— GRAND TOTAL 44 481 189 42 076 719 39 398 106 ,—

EXPENDITURE

Title Chapter Heading Appropriations 2018 Appropriations 2017 Outturn 2016 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 24 920 189 22 396 215 20 230 900 ,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 300 000 285 030 283 867 ,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 530 000 496 036 362 840 ,— 1 6 TRAINING 300 000 312 294 339 073 ,— Title 1 — Total 26 050 189 23 489 575 21 216 680 ,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 5 375 000 5 951 194 4 785 100 ,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 300 000 333 740 1 978 308 ,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 850 000 491 557 767 099 ,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 000 5 000 10 518 ,— Title 2 — Total 6 530 000 6 781 491 7 541 025 ,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 50 000 78 765 87 053 ,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 7 525 000 7 686 443 5 411 615 ,— 3 4 LEGAL ADVICE 100 000 49 457 81 780 ,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 350 000 457 858 464 120 ,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 600 000 560 000 706 400 ,— 3 7 COMMUNICATION 346 000 760 701 673 118 ,— 3 8 MEETING EXPENSES 315 000 340 073 308 543 ,— 3 9 SERVICES ON OPERATIONAL MATTERS 200 000 167 228 282 500 ,— Title 3 — Total 9 486 000 10 100 525 8 015 129 ,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 625 000 200 000 300 000 ,— 4 1 INSTRUMENTS REFERENCE DATA 1 790 000 1 494 952 2 315 647 ,— Title 4 — Total 2 415 000 1 694 952 2 615 647 ,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0 ,— Title 9 — Total p.m. p.m. 0 ,— GRAND TOTAL 44 481 189 42 066 543 39 388 481 ,—

Establishment plan

Function group and grade 2018 2017 2016 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 — 1 AD 15 — 1 — 1 — 1 AD 14 — — — — — — AD 13 — 2 — 2 — 2 AD 12 — 6 — 5 — 4 AD 11 — 9 — 8 — 7 AD 10 — 14 — 13 — 10 AD 9 — 28 — 26 — 22 AD 8 — 28 — 28 — 29 AD 7 — 26 — 26 — 24 AD 6 — 14 — 14 — 17 AD 5 — 15 — 13 — 10 Total AD — 144 — 137 — 127 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 1 — — AST 7 — 2 — 2 — 2 AST 6 — 3 — 3 — 2 AST 5 — 4 — 4 — 4 AST 4 — 1 — 3 — 4 AST 3 — — — — — 1 AST 2 — — — — — — AST 1 — — — — — — Total AST — 12 — 13 — 13 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 156 — 150 — 140 Grand Total 156 150 140

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts