EN Official Journal of the European Union C 113/164

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2016

(2016/C 113/34)

REVENUE

Title Chapter Heading Financial year 2016 Financial year 2015 Financial year 2014 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 15 733 282 14 153 059 14 954 833,— Title 1 — Total 15 733 282 14 153 059 14 954 833,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 10 203 000 9 703 423 10 949 148,— Title 2 — Total 10 203 000 9 703 423 10 949 148,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 10 548 293 9 752 297 6 549 618,— Title 3 — Total 10 548 293 9 752 297 6 549 618,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 446 968 402 076 424 853,— Title 4 — Total 446 968 402 076 424 853,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS — 20 748 20 095,— Title 6 — Total — 20 748 20 095,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 2 461 199 2 708 547 0,— Title 7 — Total 2 461 199 2 708 547 0,— GRAND TOTAL 39 392 742 36 740 150 32 898 547,—

EXPENDITURE

Title Chapter Heading Appropriations 2016 Appropriations 2015 Outturn 2014 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 19 382 000 17 019 546 15 576 452,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 354 000 325 530 289 203,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 405 000 383 000 390 438,— 1 6 TRAINING 340 000 415 000 484 991,— Title 1 — Total 20 481 000 18 143 076 16 741 084,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 4 940 000 4 616 500 4 124 887,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 1 820 000 2 378 652 1 839 805,— 2 2 MOVABLE PROPERTY AND ASSOCIATED COSTS — 24 000 160 308,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 955 000 1 503 888 956 654,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 14 000 9 036 12 008,— Title 2 — Total 7 729 000 8 532 076 7 093 662,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 140 000 90 000 221 469,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 5 350 000 4 660 000 5 550 247,— 3 3 SUPERVISION — 137 000 121 789,— 3 4 LEGAL ADVICE 200 000 900 305 475,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 517 095 635 769 398 423,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 900 000 631 378 852 164,— 3 7 COMMUNICATION 590 000 394 000 375 557,— 3 8 MEETING EXPENSES 500 000 357 500 364 194,— 3 9 SERVICES ON OPERATIONAL MATTERS 370 000 100 000 874 483,— Title 3 — Total 8 567 095 7 006 547 9 063 801,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 300 000 700 000 0,— 4 1 INSTRUMENTS REFERENCE DATA 2 315 647 2 400 000 0,— Title 4 — Total 2 615 647 3 100 000 0,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0,— Title 9 — Total p.m. p.m. 0,— GRAND TOTAL 39 392 742 36 781 699 32 898 547,—

Establishment plan

Function group and grade 2016 2015 2014 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — — — — AD 15 — 1 — 1 — 1 AD 14 — — — 1 — 1 AD 13 — 2 — — — — AD 12 — 4 — 3 — 3 AD 11 — 7 — 5 — 5 AD 10 — 10 — 6 — 6 AD 9 — 22 — 14 — 14 AD 8 — 29 — 27 — 27 AD 7 — 24 — 27 — 27 AD 6 — 17 — 22 — 20 AD 5 — 10 — 16 — 14 Total AD — 127 — 122 — 118 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — 1 — 1 AST 8 — — — — — — AST 7 — 2 — — — — AST 6 — 2 — 1 — 1 AST 5 — 4 — 2 — 2 AST 4 — 4 — 6 — 6 AST 3 — 1 — 2 — 2 AST 2 — — — 3 — 3 AST 1 — — — — — — Total AST — 13 — 15 — 15 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 140 — 137 — 133 Grand Total 140 137 133

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts