Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2019 — Amending budget No 1

(2019/C 339/01)

REVENUE

Title Chapter Heading Budget 2019 Amending budget No 1 New amount 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 19 659 349 19 659 349 Title 1 — Total 19 659 349 19 659 349 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 12 377 000 1 236 000 13 613 000 Title 2 — Total 12 377 000 1 236 000 13 613 000 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 11 873 276 – 300 000 11 573 276 Title 3 — Total 11 873 276 – 300 000 11 573 276 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 558 504 558 504 Title 4 — Total 558 504 558 504 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 ,— 0 ,— Title 6 — Total 0 ,— 0 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 2 078 744 –52 889 2 025 855 Title 7 — Total 2 078 744 –52 889 2 025 855 GRAND TOTAL 46 546 873 883 111 47 429 984

EXPENDITURE

Title Chapter Heading Appropriations 2019 Amending budget No 1 New amount 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 25 542 662 936 000 26 478 662 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 380 000 380 000 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 537 000 537 000 1 6 TRAINING 275 000 275 000 Title 1 — Total 26 734 662 936 000 27 670 662 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 7 330 000 7 330 000 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 250 000 250 000 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 746 500 746 500 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 5 000 5 000 Title 2 — Total 8 331 500 8 331 500 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 1 000 1 000 3 2 COLLECTION OF INFORMATION: IT PROJECTS 7 450 000 7 450 000 3 4 LEGAL ADVICE 100 000 100 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 450 000 450 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 515 000 515 000 3 7 COMMUNICATION 244 000 244 000 3 8 MEETING EXPENSES 365 937 365 937 3 9 SERVICES ON OPERATIONAL MATTERS 86 000 86 000 Title 3 — Total 9 211 937 9 211 937 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 278 774 –52 889 225 885 4 1 INSTRUMENTS REFERENCE DATA 1 990 000 1 990 000 Title 4 — Total 2 268 774 –52 889 2 215 885 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. Title 9 — Total p.m. p.m. GRAND TOTAL 46 546 873 883 111 47 429 984

Establishment plan

Function group and grade 2019 2018 2017 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 — 1 — 1 AD 15 — 2 — 1 — 1 AD 14 — 6 — — — — AD 13 — 2 — 2 — 2 AD 12 — 7 — 6 — 5 AD 11 — 14 — 9 — 8 AD 10 — 17 — 14 — 13 AD 9 — 39 — 28 — 26 AD 8 — 30 — 28 — 28 AD 7 — 58 — 26 — 26 AD 6 — 10 — 14 — 14 AD 5 — 11 — 15 — 13 Total AD — 197 — 144 — 137 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 1 AST 7 — 3 — 2 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 4 — 4 AST 4 — 1 — 1 — 3 AST 3 — 1 — — — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 13 — 12 — 13 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 210 — 156 — 150 Grand Total 210 156 150

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts