EN Official Journal of the European Union C 110/165

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2015

(2015/C 110/34)

REVENUE

Title Chapter Heading Financial year 2015 Financial year 2014 Financial year 2013 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 14 153 059 15 122 387 11 859 685,— Title 1 — Total 14 153 059 15 122 387 11 859 685,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 9 703 423 11 071 823 8 227 307,— Title 2 — Total 9 703 423 11 071 823 8 227 307,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 9 734 297 6 623 000 6 226 843,— Title 3 — Total 9 734 297 6 623 000 6 226 843,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 402 076 429 613 352 860,— Title 4 — Total 402 076 429 613 352 860,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS — 20 320 0,— Title 6 — Total — 20 320 0,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 3 120 000 Title 7 — Total 3 120 000 GRAND TOTAL 37 112 855 33 267 143 26 666 695,—

EXPENDITURE

Title Chapter Heading Appropriations 2015 Appropriations 2014 Outturn 2013 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 17 919 500 15 665 607 11 513 042,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 180 000 303 500 271 244,— 1 3 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES p.m. p.m. 641 935,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 394 000 394 894 259 151,— 1 6 TRAINING 300 000 485 300 353 383,— 1 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS p.m. p.m. 6 281,— Title 1 — Total 18 793 500 16 849 301 13 045 036,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 4 895 000 4 128 559 3 576 159,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 1 420 000 1 844 165 1 523 255,— 2 2 MOVABLE PROPERTY AND ASSOCIATED COSTS 60 000 162 540 142 023,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 766 000 1 003 096 279 195,— 2 4 POSTAGE AND TELECOMMUNICATIONS p.m. p.m. 224 054,— 2 5 INFORMATION AND PUBLISHING p.m. p.m. 835 165,— 2 6 MEETING EXPENSES p.m. p.m. 331 276,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 25 000 12 008 0,— Title 2 — Total 7 166 000 7 150 368 6 911 127,— 3 OPERATING EXPENDITURES 3 1 COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS 110 000 238 400 191 883,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 4 600 000 5 559 823 5 512 603,— 3 3 SUPERVISION 590 000 128 306 237 876,— 3 4 LEGAL ADVICE 300 000 380 000 73 060,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 300 000 399 200 295 111,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 1 100 000 874 017 0,— 3 7 INFORMATION AND PUBLISHING 621 854 395 350 0,— 3 8 MEETING EXPENSES 311 500 384 500 0,— 3 9 SERVICES ON OPERATIONAL MATTERS 100 000 907 878 0,— Title 3 — Total 8 033 354 9 267 474 6 310 533,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 700 000 — 0,— 4 1 INSTRUMENTS REFERENCE DATA 2 420 000 — 0,— Title 4 — Total 3 120 000 — 0,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES p.m. p.m. 0,— Title 9 — Total p.m. p.m. 0,— GRAND TOTAL 37 112 854 33 267 143 26 266 696,—

Establishment plan

Function group and grade 2015 2014 2013 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — — — — — — AD 15 — 1 — 1 — 1 AD 14 — 1 — 1 — 1 AD 13 — — — — — — AD 12 — 3 — 3 — 3 AD 11 — 5 — 5 — 5 AD 10 — 6 — 6 — 6 AD 9 — 14 — 14 — 12 AD 8 — 27 — 27 — 24 AD 7 — 27 — 27 — 24 AD 6 — 22 — 20 — 18 AD 5 — 16 — 14 — 12 Total AD — 122 — 118 — 106 AST 11 — — — — — — AST 10 — — — — — — AST 9 — 1 — 1 — 1 AST 8 — — — — — — AST 7 — — — — — — AST 6 — 1 — 1 — 1 AST 5 — 2 — 2 — 2 AST 4 — 6 — 6 — 6 AST 3 — 2 — 2 — 2 AST 2 — 3 — 3 — 3 AST 1 — — — — — — Total AST — 15 — 15 — 15 AST/SC6 — — — — — — AST/SC5 — — — — — — AST/SC4 — — — — — — AST/SC3 — — — — — — AST/SC2 — — — — — — AST/ASC1 — — — — — — Total AST/SC — — — — — — Total — 137 — 133 — 121 Grand Total 137 133 121

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts