ANNEX

1. GENERIC ULTRA-WIDEBAND (UWB) USAGE

Technical requirements Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) f ≤ 1,6 GHz – 90 dBm/MHz – 50 dBm 1,6 < f ≤ 2,7 GHz – 85 dBm/MHz – 45 dBm 2,7 < f ≤ 3,1 GHz – 70 dBm/MHz – 36 dBm 3,1 < f ≤ 3,4 GHz – 70 dBm/MHz or – 41,3 dBm/MHz using LDC (1) or DAA (2) – 36 dBm or 0 dBm 3,4 < f ≤ 3,8 GHz – 80 dBm/MHz or – 41,3 dBm/MHz using LDC (1) or DAA (2) – 40 dBm or 0 dBm 3,8 < f ≤ 4,8 GHz – 70 dBm/MHz or – 41,3 dBm/MHz using LDC (1) or DAA (2) – 30 dBm or 0 dBm 4,8 < f ≤ 6 GHz – 70 dBm/MHz – 30 dBm 6 < f ≤ 8,5 GHz – 41,3 dBm/MHz 0 dBm 8,5 < f ≤ 9 GHz – 65 dBm/MHz or – 41,3 dBm/MHz using DAA (2) – 25 dBm or 0 dBm 9 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

2. LOCATION TRACKING SYSTEMS Type 1 (LT1)

Technical requirements Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) f ≤ 1,6 GHz – 90 dBm/MHz – 50 dBm 1,6 < f ≤ 2,7 GHz – 85 dBm/MHz – 45 dBm 2,7 < f ≤ 3,4 GHz – 70 dBm/MHz – 36 dBm 3,4 < f ≤ 3,8 GHz – 80 dBm/MHz – 40 dBm 3,8 < f ≤ 6,0 GHz – 70 dBm/MHz – 30 dBm 6 < f ≤ 8,5 GHz – 41,3 dBm/MHz 0 dBm 8,5 < f ≤ 9 GHz – 65 dBm/MHz or – 41,3 dBm/MHz using DAA (3) – 25 dBm or 0 dBm 9 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

3. UWB DEVICES INSTALLED IN MOTOR AND RAILWAY VEHICLES

Technical requirements Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) f ≤ 1,6 GHz – 90 dBm/MHz – 50 dBm 1,6 < f ≤ 2,7 GHz – 85 dBm/MHz – 45 dBm 2,7 < f ≤ 3,1 GHz – 70 dBm/MHz – 36 dBm 3,1 < f ≤ 3,4 GHz – 70 dBm/MHz or – 41,3 dBm/MHz using LDC (4) + e.l. (7) or – 41,3 dBm/MHz using TPC (6)+ DAA (5) + e.l. (7) – 36 dBm or ≤ 0 dBm or ≤ 0 dBm 3,4 < f ≤ 3,8 GHz – 80 dBm/MHz or – 41,3 dBm/MHz using LDC (4) + e.l. (7) or – 41,3 dBm/MHz using TPC (6)+DAA (5) + e.l. (7) – 40 dBm or ≤ 0 dBm or ≤ 0 dBm 3,8 < f ≤ 4,8 GHz – 70 dBm/MHz or – 41,3 dBm/MHz using LDC (4) + e.l. (7) or – 41,3 dBm/MHz using TPC (6)+DAA (5) + e.l. (7) – 30 dBm or ≤ 0 dBm or ≤ 0 dBm 4,8 < f ≤ 6 GHz – 70 dBm/MHz – 30 dBm 6 < f ≤ 8,5 GHz – 53,3 dBm/MHz or – 41,3 dBm/MHz using LDC (4) + e.l. (7) or – 41,3 dBm/MHz using TPC (6) + e.l. (7) – 13.3 dBm or ≤ 0 dBm or ≤ 0 dBm 8,5 < f ≤ 9 GHz – 65 dBm/MHz or – 41,3 dBm/MHz using TPC (6)+DAA (5) + e.l. (7) – 25 dBm or ≤ 0 dBm 9 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

Technical requirements to be used within the bands 3,8-4,2 GHz and 6-8,5 GHz for vehicular access systems using trigger-before-transmit are defined in the following table.

Technical requirements Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) 3.8 < f ≤ 4,2 GHz – 41,3 dBm/MHz with trigger-before-transmit operation and LDC ≤ 0,5 % (in 1h) 0 dBm 6 < f ≤ 8,5 GHz – 41,3 dBm/MHz with trigger-before-transmit operation and LDC ≤ 0,5 % (in 1h) or TPC 0 dBm

‘Trigger-before-transmit’ mitigation is defined as a UWB transmission that is only initiated when necessary, specifically where the system indicates that UWB devices are nearby. The communication is either triggered by a user or by the vehicle. The subsequent communication can be considered as ‘triggered communication’. The existing LDC mitigation applies (or alternatively TPC in the 6 GHz to 8,5 GHz range). An exterior limit requirement must not be applied when using the trigger-before-transmit mitigation technique for vehicular access systems.

Trigger-before-transmit mitigation techniques that provide an appropriate level of performance in order to comply with the essential requirements of Directive 2014/53/EU shall be used for vehicular access systems. If relevant techniques are described in harmonised standards or parts thereof the references of which have been published in the Official Journal of the European Union under Directive 2014/53/EU, performance at least equivalent to these techniques shall be ensured. These techniques shall respect the technical requirements of this Decision.

4. UWB ONBOARD AIRCRAFT

The values for maximum mean power spectral density (e.i.r.p.) and maximum peak power (e.i.r.p.) for short-range devices using UWB technology, with or without use of mitigation techniques are listed in the table below.

Technical requirements Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) Requirements for mitigation techniques f ≤ 1,6 GHz – 90 dBm/MHz – 50 dBm 1,6 < f ≤ 2,7 GHz – 85 dBm/MHz – 45 dBm 2,7 < f ≤ 3,4 GHz – 70 dBm/MHz – 36 dBm 3,4 < f ≤ 3,8 GHz – 80 dBm/MHz – 40 dBm 3,8 < f ≤ 6,0 GHz – 70 dBm/MHz – 30 dBm 6,0 < f ≤ 6,650 GHz – 41,3 dBm/MHz 0 dBm 6,650 < f ≤ 6,6752 GHz – 62,3 dBm/MHz – 21 dBm notch of 21 dB should be implemented to meet the – 62,3 dBm/MHz (8) level 6,6752 < f ≤ 8,5 GHz – 41,3 dBm/MHz 0 dBm 7,25 to7,75 GHz (FSS and MetSat (7,45 to 7,55 GHz) protection) (8) (9) 7,75 to 7,9 GHz (MetSat protection) (8) (10) 8,5 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

5. MATERIAL SENSING DEVICES USING UWB TECHNOLOGY

5.1. Introduction

UWB material sensing devices are split into two classes:

— Contact based UWB material sensing devices, for which the UWB transmitter is only switched on when in direct contact with the material under investigation;

— Non-contact based UWB material sensing devices, for which the UWB transmitter is only switched on when it is near the investigated material and the UWB transmitter is directed towards the material under investigation (for example manually by using a proximity sensor or by mechanical design).

Material sensing devices based on UWB technology shall comply either with the generic UWB regulation based on technical conditions specified in section 1 of this Annex or with the specific limits for material sensing devices as defined in sections 5.2 and 5.3.

The generic UWB regulation excludes fixed outdoor installations. Emissions radiated by a material sensing device must not exceed the limits of the regulation for generic UWB usage specified in section 1. Material sensing devices must fulfil the requirements of mitigation techniques specified for the generic use of UWB in section 1.

The specific limits for material sensing devices including the mitigation techniques are listed in the following tables. Emissions radiating from material sensing devices permitted under this Decision must be kept to a minimum and in any case not exceed the emission limits within the following tables. Compliance with the specific limits must be ensured by the device placed on a representative structure of the investigated material. The specific limits listed in the following tables are applicable in all environments for material sensing devices, except those to which note 5 of these tables, which excludes fixed outdoor installation in certain applicable frequency ranges, applies.

5.2. Contact based material sensing devices

The specific limits for maximum mean power spectral density (e.i.r.p.) and maximum peak power (e.i.r.p.) for contact based material sensing devices using UWB technology are defined in the table below.

Technical requirements for contact based UWB material sensing devices Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) f ≤ 1,73 GHz – 85 dBm/MHz (11) – 45 dBm 1,73 < f ≤ 2,2 GHz – 65 dBm/MHz – 25 dBm 2,2 < f ≤ 2,5 GHz – 50 dBm/MHz – 10 dBm 2,5 < f ≤ 2,69 GHz – 65 dBm/MHz (11) (12) – 25 dBm 2,69 < f ≤ 2,7 GHz (14) – 55 dBm/MHz (13) – 15 dBm 2,7 < f ≤ 2,9 GHz – 70 dBm/MHz (11) – 30 dBm 2,9 < f ≤ 3,4 GHz – 70 dBm/MHz (11) (16) (17) – 30 dBm 3,4 < f ≤ 3,8 GHz (14) – 50 dBm/MHz (12) (16) (17) – 10 dBm 3,8 < f ≤ 4,8 GHz – 50 dBm/MHz (16) (17) – 10 dBm 4,8 < f ≤ 5,0 GHz (14) – 55 dBm/MHz (12) (13) – 15 dBm 5,0 < f ≤ 5,25 GHz – 50 dBm/MHz – 10 dBm 5,25 < f ≤ 5,35 GHz – 50 dBm/MHz – 10 dBm 5,35 < f ≤ 5,6 GHz – 50 dBm/MHz – 10 dBm 5,6 < f ≤ 5,65 GHz – 50 dBm/MHz – 10 dBm 5,65 < f ≤ 5,725 GHz – 50 dBm/MHz – 10 dBm 5,725 < f ≤ 6,0 GHz – 50 dBm/MHz – 10 dBm 6,0 < f ≤ 8,5 GHz – 41,3 dBm/MHz (15) 0 dBm 8,5 < f ≤ 9,0 GHz – 65 dBm/MHz (17) – 25 dBm 9,0 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

5.3 Non-contact based material sensing devices

The specific limits for maximum mean power spectral density (e.i.r.p.) and maximum peak power (e.i.r.p.) for non-contact based material sensing devices using UWB technology are defined in the table below.

Technical requirements for non-contact based UWB material sensing devices Frequency range Maximum mean power spectral density (e.i.r.p.) Maximum peak power (e.i.r.p.) (defined in 50 MHz) f ≤ 1,73 GHz – 85 dBm/MHz (18) – 60 dBm 1,73 < f ≤ 2,2 GHz – 70 dBm/MHz – 45 dBm 2,2 < f ≤ 2,5 GHz – 50 dBm/MHz – 25 dBm 2,5 < f ≤ 2,69 GHz – 65 dBm/MHz (18) (19) – 40 dBm 2,69< f ≤ 2,7 GHz (21) – 70 dBm/MHz (20) – 45 dBm 2,7 < f ≤ 2,9 GHz – 70 dBm/MHz (18) – 45 dBm 2,9 < f ≤ 3,4 GHz – 70 dBm/MHz (18) (23) (24) – 45 dBm 3,4 < f ≤ 3,8 GHz (21) – 70 dBm/MHz (19) (23) (24) – 45 dBm 3,8 < f ≤ 4,8 GHz – 50 dBm/MHz (23) (24) – 25 dBm 4,8 < f ≤ 5,0 GHz (21) – 55 dBm/MHz (19) (20) – 30 dBm 5,0 < f ≤ 5,25 GHz – 55 dBm/MHz – 30 dBm 5,25 < f ≤ 5,35 GHz – 50 dBm/MHz – 25 dBm 5,35 < f ≤ 5,6 GHz – 50 dBm/MHz – 25 dBm 5,6 < f ≤ 5,65 GHz – 50 dBm/MHz – 25 dBm 5,65 < f ≤ 5,725 GHz – 65 dBm/MHz – 40 dBm 5,725 < f ≤ 6,0 GHz – 60 dBm/MHz – 35 dBm 6,0 < f ≤ 8,5 GHz – 41.3 dBm/MHz (22) 0 dBm 8,5 < f ≤ 9,0 GHz – 65 dBm/MHz (24) – 25 dBm 9,0 < f ≤ 10,6 GHz – 65 dBm/MHz – 25 dBm f > 10,6 GHz – 85 dBm/MHz – 45 dBm

Peak power threshold values for the LBT mechanism to ensure the protection of radio services listed below are defined in the following table.

Technical requirements of the LBT mechanism for material sensing devices Frequency range Radio service to be detected Peak power threshold value 1,215 <f ≤ 1,4 GHz Radiodetermination service + 8 dBm/MHz 1,61<f ≤ 1,66 GHz Mobile satellite service – 43 dBm/MHz 2,5 < f ≤ 2,69 GHz Land mobile service – 50 dBm/MHz 2,9 < f ≤ 3,4 GHz Radiodetermination service – 7dBm/MHz

Additional requirements for radar detection: continuously listening and automatic switch-off within 10 ms for the related frequency range if the threshold value is exceeded (table with LBT mechanism). A silent time of at least 12 s while listening continuously is necessary before the transmitter can be switched on again. This silent time during which only the LBT receiver is active must be ensured even after the device is switched off.

(1) Within the 3,1 GHz to 4,8 GHz band. The Low Duty Cycle (‘LDC’) mitigation technique and its limits are defined in clauses 4.5.3.1, 4.5.3.2 and 4.5.3.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU of the European Parliament and of the Council of 16 April 2014 on the harmonisation of the laws of the Member States relating to the making available on the market of radio equipment and repealing Directive 1999/5/EC (OJ L 153, 22.5.2014, p. 62) and respect the technical requirements of this Decision.

(2) Within the 3,1 GHz to 4,8 GHz and 8,5 GHz to 9 GHz bands. The Detect and Avoid (‘DAA’) mitigation technique and its limits are defined in clauses 4.5.1.1, 4.5.1.2 and 4.5.1.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(3) The DAA mitigation technique and its limits are defined in clauses 4.5.1.1, 4.5.1.2 and 4.5.1.3 of ETSI Standard EN 302 065-2 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(4) The LDC mitigation technique and its limits are defined in clauses 4.5.3.1, 4.5.3.2 and 4.5.3.3 of ETSI Standard EN 302 065-3 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(5) The DAA mitigation technique and its limits are defined in clauses 4.5.1.1, 4.5.1.2 and 4.5.1.3 of ETSI Standard EN 302 065-3 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(6) The Transmit Power Control (‘TPC’) mitigation technique and its limits are defined in clauses 4.7.1.1, 4.7.1.2 and 4.7.1.3 of ETSI Standard EN 302 065-3 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(7) The exterior limit (e.l.) ≤ – 53,3 dBm/MHz is required. The exterior limit is defined in clauses 4.3.4.1, 4.3.4.2 and 4.3.4.3 of ETSI Standard EN 302 065-3 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(8) Alternative mitigation techniques, such as the use of shielded portholes, may be used if they ensure at least an equivalent performance.

(9) 7,25 to 7,75 GHz (Fixed Satellite Service) and 7,45 to 7,55 GHz (Meteorological Satellite) protection: – 51,3 – 20 × log10(10[km]/x[km])(dBm/MHz) for heights above ground of over 1 000 m, where x is the aircraft height above ground in kilometres, – 71,3 dBm/MHz for heights above ground of 1 000 m and below.

(10) 7,75 to 7,9 GHz (Meteorological Satellite) protection:

– 44,3 – 20 × log10(10 [km]/x[km]) (dBm/MHz) for heights above ground of over 1 000 m, where x is the aircraft height above ground in kilometres, and – 64,3 dBm/MHz for heights above ground of 1 000 m and below.

(11) Devices using the Listen Before Talk (‘LBT’) mechanism are permitted to operate in the 1,215 GHz to 1,73 GHz frequency range with a maximum mean e.i.r.p. spectral density of -70 dBm/MHz and in the 2,5 GHz to 2,69 GHz and 2,7 GHz to 3,4 GHz frequency ranges with a maximum mean e.i.r.p. spectral density of – 50 dBm/MHz and a maximum peak e.i.r.p. of – 10 dBm/50 MHz. The LBT mechanism is defined in clauses 4.5.2.1, 4.5.2.2 and 4.5.2.3 of ETSI Standard EN 302 065-4 V1.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(12) To protect the radio services, non-fixed installations must fulfil the following requirement for total radiated power:

(a) In the 2,5 GHz to 2,69 GHz and 4,8 GHz to 5 GHz frequency ranges, the total power spectral density must be 10 dB below the maximum e.i.r.p. spectral density.

(b) In the 3,4 GHz to 3,8 GHz frequency range, the total power spectral density must be 5 dB below the maximum e.i.r.p. spectral density.

(13) To protect the Radio Astronomy Service (RAS) in the 2,69 GHz to 2,7 GHz and 4,8 GHz to 5 GHz bands, the total power spectral density must be below -65 dBm/MHz.

(14) Limitation of the Duty Cycle to 10 % per second.

(15) No fixed outdoor installation is permitted.

(16) Within the 3,1 GHz – 4,8 GHz band, devices implementing LDC mitigation technique are permitted to operate with a maximum mean e.i.r.p. spectral density of -41,3 dBm/MHz and a maximum peak e.i.r.p. of 0 dBm defined in 50 MHz. The LDC mitigation technique and its limits are defined in clauses 4.5.3.1, 4.5.3.2 and 4.5.3.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision. When LDC is implemented, note 5 applies.

(17) Within the 3,1 GHz – 4,8 GHz and 8,5 GHz - 9 GHz bands, devices implementing DAA mitigation technique are permitted to operate with a maximum mean e.i.r.p. spectral density of – 41,3 dBm/MHz and a maximum peak e.i.r.p. of 0 dBm defined in 50 MHz. The DAA mitigation technique and its limits are defined in clauses 4.5.1.1, 4.5.1.2 and 4.5.1.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision. When DAA is implemented, note 5 applies.

(18) Devices using the Listen Before Talk (‘LBT’) mechanism are permitted to operate in the 1,215 GHz to 1,73 GHz frequency range with a maximum mean e.i.r.p. spectral density of – 70 dBm/MHz and in the 2,5 GHz to 2,69 GHz and 2,7 GHz to 3,4 GHz frequency ranges with a maximum mean e.i.r.p. spectral density of – 50 dBm/MHz and a maximum peak e.i.r.p. of – 10 dBm/50 MHz. The LBT mechanism is defined in clauses 4.5.2.1, 4.5.2.2 and 4.5.2.3 of ETSI Standard EN 302 065-4 V1.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision.

(19) To protect the radio services, non-fixed installations must fulfil the following requirement for total radiated power:

(a) In the 2,5 GHz to 2,69 GHz and 4,8 GHz to 5 GHz frequency ranges, the total power spectral density must be 10 dB below the maximum e.i.r.p. spectral density.

(b) In the 3,4 GHz to 3,8 GHz frequency range, the total power spectral density must be 5 dB below the maximum e.i.r.p. spectral density.

(20) To protect the Radio Astronomy Service (RAS) in the 2,69 GHz to 2,7 GHz and 4,8 GHz to 5 GHz bands, the total power spectral density must be below – 65 dBm/MHz.

(21) Limitation of the Duty Cycle to 10 % per second.

(22) No fixed outdoor installation is permitted.

(23) Within the 3,1 GHz – 4,8 GHz band, devices implementing LDC mitigation technique are permitted to operate with a maximum mean e.i.r.p. spectral density of – 41,3 dBm/MHz and a maximum peak e.i.r.p. of 0 dBm defined in 50 MHz. The LDC mitigation technique and its limits are defined in clauses 4.5.3.1, 4.5.3.2 and 4.5.3.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision. When LDC is implemented, note 5 applies.

(24) Within the 3,1 GHz – 4,8 GHz and 8,5 GHz - 9 GHz bands, devices implementing DAA mitigation technique are permitted to operate with a maximum mean e.i.r.p. spectral density of – 41,3 dBm/MHz and a maximum peak e.i.r.p. of 0 dBm defined in 50 MHz. The DAA mitigation technique and its limits are defined in clauses 4.5.1.1, 4.5.1.2 and 4.5.1.3 of ETSI Standard EN 302 065-1 V2.1.1. Alternative mitigation techniques may be used if they ensure at least an equivalent performance and level of spectrum protection in order to comply with the corresponding essential requirements of Directive 2014/53/EU and respect the technical requirements of this Decision. When DAA is implemented, note 5 applies.