Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 1

(2020/C 225/02)

REVENUE

Title Chapter Heading Budget 2020 Amending budget No 1 New amount 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 22 015 379 22 015 379 Title 1 — Total 22 015 379 22 015 379 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 20 112 045 –2 472 165 17 639 880 Title 2 — Total 20 112 045 –2 472 165 17 639 880 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 13 383 007 13 383 007 Title 3 — Total 13 383 007 13 383 007 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 625 437 625 437 Title 4 — Total 625 437 625 437 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 200 000 – 200 000 0 Title 6 — Total 200 000 – 200 000 0 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 697 615 1 697 615 Title 7 — Total 1 697 615 1 697 615 GRAND TOTAL 58 033 483 –2 672 165 55 361 318

EXPENDITURE

Title Chapter Heading Appropriations 2020 Amending budget No 1 New amount 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 34 840 483 –2 815 165 32 025 318 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 600 000 – 100 000 500 000 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 820 000 –50 000 770 000 1 6 TRAINING 305 000 –75 000 230 000 Title 1 — Total 36 565 483 –3 040 165 33 525 318 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 560 000 – 180 000 6 380 000 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 600 000 – 150 000 450 000 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 855 000 190 000 1 045 000 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 6 000 6 000 Title 2 — Total 8 021 000 – 140 000 7 881 000 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 50 000 50 000 3 2 COLLECTION OF INFORMATION: IT PROJECTS 8 540 000 605 000 9 145 000 3 4 LEGAL ADVICE 150 000 150 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 600 000 600 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 610 000 –10 000 600 000 3 7 COMMUNICATION 517 000 –57 000 460 000 3 8 MEETING EXPENSES 445 000 –30 000 415 000 3 9 SERVICES ON OPERATIONAL MATTERS 85 000 85 000 Title 3 — Total 10 997 000 508 000 11 505 000 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 400 000 400 000 4 1 INSTRUMENTS REFERENCE DATA 2 050 000 2 050 000 Title 4 — Total 2 450 000 2 450 000 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES Title 9 — Total GRAND TOTAL 58 033 483 –2 672 165 55 361 318

Establishment plan

Function group and grade 2020 2019 2018 Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 2 — 1 — 1 AD 15 — 3 — 2 — 1 AD 14 — — — 6 — — AD 13 — 3 — 2 — 2 AD 12 — 7 — 7 — 6 AD 11 — 14 — 14 — 9 AD 10 — 17 — 17 — 14 AD 9 — 39 — 39 — 28 AD 8 — 30 — 30 — 28 AD 7 — 57 — 58 — 26 AD 6 — 10 — 10 — 14 AD 5 — 32 — 11 — 15 Total AD — 214 — 197 — 144 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — 2 — 2 AST 7 — 3 — 3 — 2 AST 6 — 3 — 3 — 3 AST 5 — 3 — 3 — 4 AST 4 — 1 — 1 — 1 AST 3 — — — 1 — — AST 2 — — — — — — AST 1 — — — — — — Total AST — 12 — 13 — 12 AST/SC6 AST/SC5 AST/SC4 AST/SC3 AST/SC2 AST/ASC1 Total AST/SC — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — — Total — 226 — 210 — 156 Grand Total 226 210 156

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts