Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021

(2021/C 114/32)

REVENUE

Title Chapter Heading Financial year 2021 Financial year 2020 Financial year 2019 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 23 936 648 21 603 906 19 659 349 ,— Title 1 — Total 23 936 648 21 603 906 19 659 349 ,— 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 19 172 407 16 765 425 13 612 497 ,— Title 2 — Total 19 172 407 16 765 425 13 612 497 ,— 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 17 087 867 15 561 159 11 527 276 ,— Title 3 — Total 17 087 867 15 561 159 11 527 276 ,— 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 741 073 618 617 558 504 ,— Title 4 — Total 741 073 618 617 558 504 ,— 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 0 0 ,— Title 6 — Total 0 0 0 ,— 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 722 449 1 697 615 2 021 728 ,— Title 7 — Total 1 722 449 1 697 615 2 021 728 ,— GRAND TOTAL 62 660 444 56 246 722 47 379 354 ,—

EXPENDITURE

Title Chapter Heading Financial year 2021 Financial year 2020 Financial year 2019 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 37 914 176 29 669 439 26 729 738 ,— 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 450 000 470 000 325 300 ,— 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 999 000 565 000 568 407 ,— 1 6 TRAINING 300 000 260 000 234 953 ,— Title 1 — Total 39 663 176 30 964 439 27 858 398 ,— 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 160 000 6 352 000 7 074 108 ,— 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 450 000 450 000 354 421 ,— 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 1 215 000 1 110 115 668 586 ,— 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 6 000 6 000 5 000 ,— Title 2 — Total 7 831 000 7 918 115 8 102 115 ,— 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 25 000 840 ,— 3 2 COLLECTION OF INFORMATION: IT PROJECTS 9 780 000 10 916 251 7 244 570 ,— 3 4 LEGAL ADVICE 120 000 65 000 60 332 ,— 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 600 000 600 000 418 485 ,— 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 400 000 70 811 512 196 ,— 3 7 COMMUNICATION 260 000 793 200 558 757 ,— 3 8 MEETING EXPENSES 360 000 108 529 324 882 ,— 3 9 SERVICES ON OPERATIONAL MATTERS 30 000 2 077 87 021 ,— Title 3 — Total 11 575 000 12 555 868 9 207 083 ,— 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 700 000 400 000 221 758 ,— 4 1 INSTRUMENTS REFERENCE DATA 1 790 000 2 050 000 1 990 000 ,— Title 4 — Total 2 490 000 2 450 000 2 211 758 ,— 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 1 101 268 2 358 300 Title 9 — Total 1 101 268 2 358 300 GRAND TOTAL 62 660 444 56 246 722 47 379 354 ,—

Establishment plan

Function group and grade 2021 2020 Authorized under the Union budget Actually filled as at 31 December 2019 Authorized under the Union budget Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 (1) — 1 — 2 AD 15 — 3 (2) — 1 — 3 AD 14 — 1 (3) — — — — AD 13 — 3 — — — 3 AD 12 — 10 — 5 — 7 AD 11 — 15 — 1 — 14 AD 10 — 24 — 10 — 17 AD 9 — 42 — 31 — 39 AD 8 — 40 — 33 — 30 AD 7 — 45 — 25 — 57 AD 6 — 17 — 13 — 10 AD 5 — 37 — 26 — 32 Subtotal AD — 238 — 146 — 214 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — — — 2 AST 7 — 3 — — — 3 AST 6 — 3 — — — 3 AST 5 — 3 — 4 — 3 AST 4 — 1 — 3 — 1 AST 3 — — — — — — AST 2 — — — — — — AST 1 — — — 2 — — Subtotal AST — 12 — 9 — 12 AST/SC 6 — — — — — — AST/SC 5 — — — — — — AST/SC 4 — — — — — — AST/SC 3 — — — — — — AST/SC 2 — — — — — — AST/SC 1 — — — — — — Subtotal AST/SC — — — — — — Total — 250 — 155 — 226 Grand Total 250 155 226 (1) (2) (3)

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Contract staff posts 2021 2020 FG IV 66 60 FG III 35 31 FG II — FG I — Total FG 101 91 Seconded national experts posts 15 14 Total 116 105

(1) 1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 March 2021, the end of the mandate of the current ESMA Chairperson.

(2) Of which 1 post to be used for the above mentioned ad personam AD 16 post until the end of the mandate of the current ESMA Chairperson.

(3) To be used for an ad personam AD15 post until the end of the mandate of the current Executive Director.