DEFINITIVE ADOPTION

of amending budget No 1 of the European Union for the financial year 2013

(2013/464/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and Article 314(9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),

Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (2),

Having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (3),

Having regard to draft amending budget No 1 of the European Union for the financial year 2013, which the Commission drew up on 18 March 2013,

Having regard to the position on draft amending budget No 1/2013, which the Council adopted on 26 June 2013,

Having regard to Rules 75b and 75e of Parliament's Rules of Procedure,

Having regard to Parliament's approval of 4 July 2013 of the Council position,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 1 of the European Union for the financial year 2013 has been definitively adopted.

(1) OJ L 298, 26.10.2012, p. 1.

(2) OJ C 139, 14.6.2006, p. 1.

(3) OJ L 66, 8.3.2013

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

Appropriations to be covered during the financial year 2013 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources

EXPENDITURE

Description Budget 2013 (1) Budget 2012 (2) Change (%) 1. Sustainable growth 59 252 422 097 60 287 086 467 –1,72 2. Preservation and management of natural resources 57 487 002 491 58 044 868 674 –0,96 3. Citizenship, freedom, security and justice 1 556 783 267 2 182 532 099 –28,67 4. EU as a global player 6 409 414 260 6 966 011 071 –7,99 5. Administration 8 430 365 740 8 277 736 996 +1,84 6. Compensations 75 000 000 p.m. — Total expenditure (3) 133 210 987 855 135 758 235 307 –1,88





REVENUE

Description Budget 2013 (4) Budget 2012 (5) Change (%) Miscellaneous revenue (Titles 4 to 9) 1 548 967 007 5 109 219 138 –69,68 Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) p.m. 1 496 968 014 — Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2) 34 000 000 p.m. — Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2) p.m. 497 328 000 — Total revenue for Titles 3 to 9 1 582 967 007 7 103 515 152 –77,72 Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) 18 777 600 000 16 824 200 000 +11,61 VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) 15 063 857 425 14 546 298 300 +3,56 Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) 97 786 563 423 97 284 221 855 +0,52 Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6) 131 628 020 848 128 654 720 155 +2,31 Total revenue (7) 133 210 987 855 135 758 235 307 –1,88





TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

MemberState 1 % of non-capped VAT base 1 % of gross national income Capping rate (in %) 1 % of gross national income multiplied by capping rate 1 % of capped VAT base (8) Member States whose VAT base is capped (1) (2) (3) (4) (5) (6) Belgium 1 690 557 000 3 973 060 000 50 1 986 530 000 1 690 557 000 Bulgaria 190 547 000 403 363 000 50 201 681 500 190 547 000 CzechRepublic 679 066 000 1 488 457 000 50 744 228 500 679 066 000 Denmark 1 011 507 000 2 603 724 000 50 1 301 862 000 1 011 507 000 Germany 12 022 668 000 27 629 794 000 50 13 814 897 000 12 022 668 000 Estonia 82 284 000 168 961 000 50 84 480 500 82 284 000 Ireland 624 406 000 1 286 410 000 50 643 205 000 624 406 000 Greece 873 300 000 1 994 678 000 50 997 339 000 873 300 000 Spain 4 775 808 000 10 438 737 000 50 5 219 368 500 4 775 808 000 France 9 831 724 000 21 490 884 000 50 10 745 442 000 9 831 724 000 Croatia (9) 139 265 000 226 056 000 50 113 028 000 113 028 000 Croatia Italy 6 621 706 000 16 175 934 000 50 8 087 967 000 6 621 706 000 Cyprus 145 973 000 176 569 000 50 88 284 500 88 284 500 Cyprus Latvia 72 561 000 221 358 000 50 110 679 000 72 561 000 Lithuania 121 821 000 334 146 000 50 167 073 000 121 821 000 Luxembourg 246 521 000 325 255 000 50 162 627 500 162 627 500 Luxembourg Hungary 400 384 000 1 018 984 000 50 509 492 000 400 384 000 Malta 48 396 000 62 058 000 50 31 029 000 31 029 000 Malta Netherlands 2 739 704 000 6 263 887 000 50 3 131 943 500 2 739 704 000 Austria 1 425 851 000 3 181 638 000 50 1 590 819 000 1 425 851 000 Poland 1 911 307 000 3 943 766 000 50 1 971 883 000 1 911 307 000 Portugal 781 760 000 1 637 391 000 50 818 695 500 781 760 000 Romania 505 766 000 1 435 776 000 50 717 888 000 505 766 000 Slovenia 182 040 000 356 425 000 50 178 212 500 178 212 500 Slovenia Slovakia 256 580 000 733 238 000 50 366 619 000 256 580 000 Finland 943 700 000 2 078 819 000 50 1 039 409 500 943 700 000 Sweden 1 848 128 000 4 235 344 000 50 2 117 672 000 1 848 128 000 United Kingdom 9 654 893 000 20 118 338 000 50 10 059 169 000 9 654 893 000 Total 59 828 223 000 134 003 050 000 67 001 525 000 59 639 209 500





TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)

MemberState 1 % of capped VAT base Uniform rate of VAT own resource (10) (in %) VAT-based own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 1 690 557 000 0,300 507 167 100 Bulgaria 190 547 000 0,300 57 164 100 CzechRepublic 679 066 000 0,300 203 719 800 Denmark 1 011 507 000 0,300 303 452 100 Germany 12 022 668 000 0,150 1 803 400 200 Estonia 82 284 000 0,300 24 685 200 Ireland 624 406 000 0,300 187 321 800 Greece 873 300 000 0,300 261 990 000 Spain 4 775 808 000 0,300 1 432 742 400 France 9 831 724 000 0,300 2 949 517 200 Croatia (11) 113 028 000 0,300 33 908 400 Italy 6 621 706 000 0,300 1 986 511 800 Cyprus 88 284 500 0,300 26 485 350 Latvia 72 561 000 0,300 21 768 300 Lithuania 121 821 000 0,300 36 546 300 Luxembourg 162 627 500 0,300 48 788 250 Hungary 400 384 000 0,300 120 115 200 Malta 31 029 000 0,300 9 308 700 Netherlands 2 739 704 000 0,100 273 970 400 Austria 1 425 851 000 0,225 320 816 475 Poland 1 911 307 000 0,300 573 392 100 Portugal 781 760 000 0,300 234 528 000 Romania 505 766 000 0,300 151 729 800 Slovenia 178 212 500 0,300 53 463 750 Slovakia 256 580 000 0,300 76 974 000 Finland 943 700 000 0,300 283 110 000 Sweden 1 848 128 000 0,100 184 812 800 United Kingdom 9 654 893 000 0,300 2 896 467 900 Total 59 639 209 500 15 063 857 425





TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)

MemberState 1 % of gross national income Uniform rate of ‘additional base’‚ own resource ‘Additional base’ own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 3 973 060 000 2 899 276 424 Bulgaria 403 363 000 294 347 640 CzechRepublic 1 488 457 000 1 086 177 478 Denmark 2 603 724 000 1 900 025 575 Germany 27 629 794 000 20 162 396 327 Estonia 168 961 000 123 296 563 Ireland 1 286 410 000 938 736 940 Greece 1 994 678 000 1 455 584 084 Spain 10 438 737 000 7 617 499 883 France 21 490 884 000 15 682 625 815 Croatia (12) 226 056 000 164 960 718 Italy 16 175 934 000 11 804 126 817 Cyprus 176 569 000 128 848 379 Latvia 221 358 000 0,7297339 (13) 161 532 429 Lithuania 334 146 000 243 837 652 Luxembourg 325 255 000 237 349 588 Hungary 1 018 984 000 743 587 131 Malta 62 058 000 45 285 824 Netherlands 6 263 887 000 4 570 970 462 Austria 3 181 638 000 2 321 748 991 Poland 3 943 766 000 2 877 899 601 Portugal 1 637 391 000 1 194 859 661 Romania 1 435 776 000 1 047 734 368 Slovenia 356 425 000 260 095 392 Slovakia 733 238 000 535 068 599 Finland 2 078 819 000 1 516 984 621 Sweden 4 235 344 000 3 090 673 941 United Kingdom 20 118 338 000 14 681 032 520 Total 134 003 050 000 97 786 563 423





TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2007/436/EC, Euratom (Chapter 1 6)

MemberState Gross reduction Percentage share of GNI base GNI key applied to the gross reduction Financing of the reduction in favour of the Netherlands and Sweden (1) (2) (3) (4) = (1) + (3) Belgium 2,96 25 663 158 25 663 158 Bulgaria 0,30 2 605 440 2 605 440 CzechRepublic 1,11 9 614 380 9 614 380 Denmark 1,94 16 818 216 16 818 216 Germany 20,62 178 468 928 178 468 928 Estonia 0,13 1 091 369 1 091 369 Ireland 0,96 8 309 299 8 309 299 Greece 1,49 12 884 209 12 884 209 Spain 7,79 67 426 858 67 426 858 France 16,04 138 815 911 138 815 911 Croatia 0,17 1 460 162 1 460 162 Italy 12,07 104 485 093 104 485 093 Cyprus 0,13 1 140 511 1 140 511 Latvia 0,17 1 429 816 1 429 816 Lithuania 0,25 2 158 347 2 158 347 Luxembourg 0,24 2 100 917 2 100 917 Hungary 0,76 6 581 916 6 581 916 Malta 0,05 400 851 400 851 Netherlands – 693 598 388 4,67 40 460 279 – 653 138 109 Austria 2,37 20 551 131 20 551 131 Poland 2,94 25 473 939 25 473 939 Portugal 1,22 10 576 388 10 576 388 Romania 1,07 9 274 098 9 274 098 Slovenia 0,27 2 302 253 2 302 253 Slovakia 0,55 4 736 199 4 736 199 Finland 1,55 13 427 701 13 427 701 Sweden – 171 966 543 3,16 27 357 327 – 144 609 216 United Kingdom 15,01 129 950 235 129 950 235 Total – 865 564 931 100,00 865 564 931 0 EU GDP price deflator, in EUR (spring 2012 economic forecast): (a) 2004 EU25 = 97,9307 / (b) 2006 EU25 = 102,2271 / (c) 2006 EU27 = 102,3225 / (d) 2013 EU27 = 112,3768 Lump-sum for the Netherlands: in 2013 prices: 605 000 000 EUR × [(b/a) × (d/c)] = 693 598 388 EUR Lump-sum for Sweden: in 2013 prices: 150 000 000 EUR × [(b/a) × (d/c)] = 171 966 543 EUR





TABLE 5

Correction of budgetary imbalances for the United Kingdom for the year 2012 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)

Description Coefficient (14) (%) Amount 1. United Kingdom’s share (in %) of notional uncapped VAT base 15,2078 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure 7,2969 3. (1) – (2) 7,9109 4. Total allocated expenditure 118 254 315 352 5. Enlargement related expenditure (15) = (5a + 5b) 28 277 437 283 5a. Pre-accession expenditure 3 082 696 513 5b. Expenditure related to Article 4(1)(g) 25 194 740 770 6. Enlargement-adjusted total allocated expenditure = (4) – (5) 89 976 878 069 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 4 697 847 740 8. United Kingdom’s advantage (16) 620 273 811 9. Core United Kingdom’s correction = (7) – (8) 4 077 573 929 10. Windfall gains deriving from traditional own resources (17) 5 148 759 11. Correction for the United Kingdom = (9) – (10) 4 072 425 170

According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in point (g) of paragraph 1 of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.

2007-2012 UK corrections Difference in original amount in reference to EUR 10,5 billion threshold (ORD 2007 vs. ORD 2000), in EUR Difference in current prices Difference in constant 2004 prices (A) 2007 UK correction 0 0 (B) 2008 UK correction – 301 679 647 – 280 649 108 (C) 2009 UK correction –1 349 840 247 –1 275 338 491 (D) 2010 UK correction –2 117 969 550 –1 956 957 875 (E) 2011 UK correction –2 355 745 675 –2 144 599 880 (F) 2012 UK correction –2 528 825 389 –2 247 081 154 (G) Sum of differences = (A) + (B) + (C) + (D) + (E) + (F) –8 654 060 508 –7 904 626 509





TABLE 6

Calculation of the financing of the correction for the United Kingdom amounting to EUR –4 072 425 170 (Chapter 1 5)

MemberState Percentage share of GNI base Shares without the United Kingdom Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2 Column 4 distributed in accordance with column 3 Financing scale Financing scale applied to the correction (1) (2) (3) (4) (5) (6) = (2) + (4) + (5) (7) Belgium 2,96 3,49 5,47 1,49 4,98 202 726 774 Bulgaria 0,30 0,35 0,56 0,15 0,51 20 581 738 CzechRepublic 1,11 1,31 2,05 0,56 1,86 75 949 038 Denmark 1,94 2,29 3,59 0,98 3,26 132 855 926 Germany 20,62 24,26 0,00 –18,20 0,00 6,07 247 004 771 Estonia 0,13 0,15 0,23 0,06 0,21 8 621 294 Ireland 0,96 1,13 1,77 0,48 1,61 65 639 520 Greece 1,49 1,75 2,75 0,75 2,50 101 779 142 Spain 7,79 9,17 14,38 3,91 13,08 532 640 201 France 16,04 18,87 29,61 8,06 26,93 1 096 579 862 Croatia 0,17 0,20 0,31 0,08 0,28 11 534 586 Italy 12,07 14,20 22,29 6,06 20,27 825 382 682 Cyprus 0,13 0,16 0,24 0,07 0,22 9 009 495 Latvia 0,17 0,19 0,31 0,08 0,28 11 294 869 Lithuania 0,25 0,29 0,46 0,13 0,42 17 049 916 Luxembourg 0,24 0,29 0,45 0,12 0,41 16 596 250 Hungary 0,76 0,89 1,40 0,38 1,28 51 994 014 Malta 0,05 0,05 0,09 0,02 0,08 3 166 531 Netherlands 4,67 5,50 0,00 –4,13 0,00 1,38 55 997 883 Austria 2,37 2,79 0,00 –2,10 0,00 0,70 28 443 200 Poland 2,94 3,46 5,43 1,48 4,94 201 232 038 Portugal 1,22 1,44 2,26 0,61 2,05 83 548 448 Romania 1,07 1,26 1,98 0,54 1,80 73 260 972 Slovenia 0,27 0,31 0,49 0,13 0,45 18 186 710 Slovakia 0,55 0,64 1,01 0,27 0,92 37 413 725 Finland 1,55 1,83 2,86 0,78 2,60 106 072 466 Sweden 3,16 3,72 0,00 –2,79 0,00 0,93 37 863 119 United Kingdom 15,01 0,00 0,00 0,00 0,00 0 Total 100,00 100,00 100,00 –27,21 27,21 100,00 4 072 425 170

The calculations are made to 15 decimal places.

TABLE 7

Summary of financing (18) of the general budget by type of own resource and by MemberState

MemberState Traditional own resources (TOR) VAT and GNI-based own resources, including adjustments Total own resources (19) Net sugar sector levies (75 %) Net customs duties (75 %) Total net traditional own resources (75 %) Collection costs (25 % of gross TOR) (p.m.) VAT-based own resource GNI-based own resource Reduction in favour of Netherlands and Sweden United Kingdom correction Total ‘national contributions’ Share in total ‘national contributions’ (%) (1) (2) (3) = (1) + (2) (4) (5) (6) (7) (8) (9) = (5) + (6) + (7) + (8) (10) (11) = (3) + (9) Belgium 6 600 000 1 871 900 000 1 878 500 000 626 166 667 507 167 100 2 899 276 424 25 663 158 202 726 774 3 634 833 456 3,22 5 513 333 456 Bulgaria 400 000 62 200 000 62 600 000 20 866 667 57 164 100 294 347 640 2 605 440 20 581 738 374 698 918 0,33 437 298 918 CzechRepublic 3 400 000 246 200 000 249 600 000 83 200 000 203 719 800 1 086 177 478 9 614 380 75 949 038 1 375 460 696 1,22 1 625 060 696 Denmark 3 400 000 373 500 000 376 900 000 125 633 333 303 452 100 1 900 025 575 16 818 216 132 855 926 2 353 151 817 2,09 2 730 051 817 Germany 26 300 000 3 780 400 000 3 806 700 000 1 268 899 996 1 803 400 200 20 162 396 327 178 468 928 247 004 771 22 391 270 226 19,84 26 197 970 226 Estonia 0 25 000 000 25 000 000 8 333 333 24 685 200 123 296 563 1 091 369 8 621 294 157 694 426 0,14 182 694 426 Ireland 0 217 100 000 217 100 000 72 366 667 187 321 800 938 736 940 8 309 299 65 639 520 1 200 007 559 1,06 1 417 107 559 Greece 1 400 000 141 200 000 142 600 000 47 533 334 261 990 000 1 455 584 084 12 884 209 101 779 142 1 832 237 435 1,62 1 974 837 435 Spain 4 700 000 1 221 600 000 1 226 300 000 408 766 667 1 432 742 400 7 617 499 883 67 426 858 532 640 201 9 650 309 342 8,55 10 876 609 342 France 30 900 000 2 034 500 000 2 065 400 000 688 466 667 2 949 517 200 15 682 625 815 138 815 911 1 096 579 862 19 867 538 788 17,61 21 932 938 788 Croatia 0 22 400 000 22 400 000 7 466 667 33 908 400 164 960 718 1 460 162 11 534 586 211 863 866 0,19 234 263 866 Italy 4 700 000 1 799 100 000 1 803 800 000 601 266 667 1 986 511 800 11 804 126 817 104 485 093 825 382 682 14 720 506 392 13,04 16 524 306 392 Cyprus 0 24 800 000 24 800 000 8 266 667 26 485 350 128 848 379 1 140 511 9 009 495 165 483 735 0,15 190 283 735 Latvia 0 26 800 000 26 800 000 8 933 333 21 768 300 161 532 429 1 429 816 11 294 869 196 025 414 0,17 222 825 414 Lithuania 800 000 55 000 000 55 800 000 18 600 000 36 546 300 243 837 652 2 158 347 17 049 916 299 592 215 0,27 355 392 215 Luxembourg 0 15 700 000 15 700 000 5 233 333 48 788 250 237 349 588 2 100 917 16 596 250 304 835 005 0,27 320 535 005 Hungary 2 000 000 119 800 000 121 800 000 40 600 000 120 115 200 743 587 131 6 581 916 51 994 014 922 278 261 0,82 1 044 078 261 Malta 0 10 800 000 10 800 000 3 600 000 9 308 700 45 285 824 400 851 3 166 531 58 161 906 0,05 68 961 906 Netherlands 7 300 000 2 086 000 000 2 093 300 000 697 766 667 273 970 400 4 570 970 462 – 653 138 109 55 997 883 4 247 800 636 3,76 6 341 100 636 Austria 3 200 000 239 900 000 243 100 000 81 033 334 320 816 475 2 321 748 991 20 551 131 28 443 200 2 691 559 797 2,39 2 934 659 797 Poland 12 800 000 426 400 000 439 200 000 146 400 000 573 392 100 2 877 899 601 25 473 939 201 232 038 3 677 997 678 3,26 4 117 197 678 Portugal 200 000 136 500 000 136 700 000 45 566 667 234 528 000 1 194 859 661 10 576 388 83 548 448 1 523 512 497 1,35 1 660 212 497 Romania 1 000 000 124 700 000 125 700 000 41 900 000 151 729 800 1 047 734 368 9 274 098 73 260 972 1 281 999 238 1,14 1 407 699 238 Slovenia 0 81 800 000 81 800 000 27 266 667 53 463 750 260 095 392 2 302 253 18 186 710 334 048 105 0,30 415 848 105 Slovakia 1 400 000 141 700 000 143 100 000 47 700 000 76 974 000 535 068 599 4 736 199 37 413 725 654 192 523 0,58 797 292 523 Finland 800 000 169 600 000 170 400 000 56 800 000 283 110 000 1 516 984 621 13 427 701 106 072 466 1 919 594 788 1,70 2 089 994 788 Sweden 2 600 000 552 600 000 555 200 000 185 066 667 184 812 800 3 090 673 941 – 144 609 216 37 863 119 3 168 740 644 2,81 3 723 940 644 United Kingdom 9 500 000 2 647 000 000 2 656 500 000 885 500 000 2 896 467 900 14 681 032 520 129 950 235 –4 072 425 170 13 635 025 485 12,08 16 291 525 485 Total 123 400 000 18 654 200 000 18 777 600 000 6 259 200 000 15 063 857 425 97 786 563 423 0 0 112 850 420 848 100,00 131 628 020 848

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

REVENUE

Title Heading Budget 2013 Amending budget No. 1/2013 New amount 1 OWN RESOURCES 131 288 020 848 340 000 000 131 628 020 848 3 SURPLUSES, BALANCES AND ADJUSTMENTS p.m. 34 000 000 34 000 000 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1 278 186 868 1 278 186 868 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 53 884 139 53 884 139 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES 60 000 000 60 000 000 7 INTEREST ON LATE PAYMENTS AND FINES 123 000 000 123 000 000 8 BORROWING AND LENDING OPERATIONS 3 696 000 3 696 000 9 MISCELLANEOUS REVENUE 30 200 000 30 200 000 Total 132 836 987 855 374 000 000 133 210 987 855

TITLE 1

OWN RESOURCES

Title Chapter Heading Budget 2013 Amending budget No. 1/2013 New amount 1 1 LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM) 123 400 000 123 400 000 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 18 631 800 000 22 400 000 18 654 200 000 1 3 OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM 15 029 949 025 33 908 400 15 063 857 425 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM 97 502 871 823 283 691 600 97 786 563 423 1 5 CORRECTION OF BUDGETARY IMBALANCES 0 0 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN 0 0 Title 1 — Total 131 288 020 848 340 000 000 131 628 020 848

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 1 2 CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM 1 2 0 Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom 18 631 800 000 22 400 000 18 654 200 000 Chapter 1 2 — Total 18 631 800 000 22 400 000 18 654 200 000

1 2 0

Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

Budget 2013 Amending budget No. 1/2013 New amount 18 631 800 000 22 400 000 18 654 200 000

Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.

Figures are net of collection costs.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.

MemberState Budget 2013 Amending budget No. 1/2013 New amount Belgium 1 871 900 000 — 1 871 900 000 Bulgaria 62 200 000 — 62 200 000 CzechRepublic 246 200 000 — 246 200 000 Denmark 373 500 000 — 373 500 000 Germany 3 780 400 000 — 3 780 400 000 Estonia 25 000 000 — 25 000 000 Ireland 217 100 000 — 217 100 000 Greece 141 200 000 — 141 200 000 Spain 1 221 600 000 — 1 221 600 000 France 2 034 500 000 — 2 034 500 000 Croatia — 22 400 000 22 400 000 Italy 1 799 100 000 — 1 799 100 000 Cyprus 24 800 000 — 24 800 000 Latvia 26 800 000 — 26 800 000 Lithuania 55 000 000 — 55 000 000 Luxembourg 15 700 000 — 15 700 000 Hungary 119 800 000 — 119 800 000 Malta 10 800 000 — 10 800 000 Netherlands 2 086 000 000 — 2 086 000 000 Austria 239 900 000 — 239 900 000 Poland 426 400 000 — 426 400 000 Portugal 136 500 000 — 136 500 000 Romania 124 700 000 — 124 700 000 Slovenia 81 800 000 — 81 800 000 Slovakia 141 700 000 — 141 700 000 Finland 169 600 000 — 169 600 000 Sweden 552 600 000 — 552 600 000 United Kingdom 2 647 000 000 — 2 647 000 000 Article 1 2 0 — Total 18 631 800 000 22 400 000 18 654 200 000

CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 1 3 OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM 1 3 0 Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom 15 029 949 025 33 908 400 15 063 857 425 Chapter 1 3 — Total 15 029 949 025 33 908 400 15 063 857 425

1 3 0

Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

Budget 2013 Amending budget No. 1/2013 New amount 15 029 949 025 33 908 400 15 063 857 425

Remarks

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each MemberState. For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof.

MemberState Budget 2013 Amending budget No. 1/2013 New amount Belgium 507 167 100 — 507 167 100 Bulgaria 57 164 100 — 57 164 100 CzechRepublic 203 719 800 — 203 719 800 Denmark 303 452 100 — 303 452 100 Germany 1 803 400 200 — 1 803 400 200 Estonia 24 685 200 — 24 685 200 Ireland 187 321 800 — 187 321 800 Greece 261 990 000 — 261 990 000 Spain 1 432 742 400 — 1 432 742 400 France 2 949 517 200 — 2 949 517 200 Croatia — 33 908 400 33 908 400 Italy 1 986 511 800 — 1 986 511 800 Cyprus 26 485 350 — 26 485 350 Latvia 21 768 300 — 21 768 300 Lithuania 36 546 300 — 36 546 300 Luxembourg 48 788 250 — 48 788 250 Hungary 120 115 200 — 120 115 200 Malta 9 308 700 — 9 308 700 Netherlands 273 970 400 — 273 970 400 Austria 320 816 475 — 320 816 475 Poland 573 392 100 — 573 392 100 Portugal 234 528 000 — 234 528 000 Romania 151 729 800 — 151 729 800 Slovenia 53 463 750 — 53 463 750 Slovakia 76 974 000 — 76 974 000 Finland 283 110 000 — 283 110 000 Sweden 184 812 800 — 184 812 800 United Kingdom 2 896 467 900 — 2 896 467 900 Article 1 3 0 — Total 15 029 949 025 33 908 400 15 063 857 425

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM 1 4 0 Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom 97 502 871 823 283 691 600 97 786 563 423 Chapter 1 4 — Total 97 502 871 823 283 691 600 97 786 563 423

1 4 0

Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

Budget 2013 Amending budget No. 1/2013 New amount 97 502 871 823 283 691 600 97 786 563 423

Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.

The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.

The rate to be applied to the Member States’ GNI for this financial year is 0,7297 %.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.

MemberState Budget 2013 Amending budget No. 1/2013 New amount Belgium 2 895 750 221 3 526 203 2 899 276 424 Bulgaria 293 989 644 357 996 294 347 640 CzechRepublic 1 084 856 430 1 321 048 1 086 177 478 Denmark 1 897 714 696 2 310 879 1 900 025 575 Germany 20 137 874 099 24 522 228 20 162 396 327 Estonia 123 146 606 149 957 123 296 563 Ireland 937 595 214 1 141 726 938 736 940 Greece 1 453 813 750 1 770 334 1 455 584 084 Spain 7 608 235 208 9 264 675 7 617 499 883 France 15 663 552 046 19 073 769 15 682 625 815 Croatia — 164 960 718 164 960 718 Italy 11 789 770 216 14 356 601 11 804 126 817 Cyprus 128 691 669 156 710 128 848 379 Latvia 161 335 967 196 462 161 532 429 Lithuania 243 541 088 296 564 243 837 652 Luxembourg 237 060 915 288 673 237 349 588 Hungary 742 682 754 904 377 743 587 131 Malta 45 230 746 55 078 45 285 824 Netherlands 4 565 411 085 5 559 377 4 570 970 462 Austria 2 318 925 197 2 823 794 2 321 748 991 Poland 2 874 399 396 3 500 205 2 877 899 601 Portugal 1 193 406 430 1 453 231 1 194 859 661 Romania 1 046 460 076 1 274 292 1 047 734 368 Slovenia 259 779 055 316 337 260 095 392 Slovakia 534 417 829 650 770 535 068 599 Finland 1 515 139 610 1 845 011 1 516 984 621 Sweden 3 086 914 953 3 758 988 3 090 673 941 United Kingdom 14 663 176 923 17 855 597 14 681 032 520 Article 1 4 0 — Total 97 502 871 823 283 691 600 97 786 563 423

CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 1 5 CORRECTION OF BUDGETARY IMBALANCES 1 5 0 Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom 0 0 Chapter 1 5 — Total 0 0

1 5 0

Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

Budget 2013 Amending budget No. 1/2013 New amount 0 0

Remarks

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.

MemberState Budget 2013 Amending budget No. 1/2013 New amount Belgium 203 319 870 – 593 096 202 726 774 Bulgaria 20 641 952 –60 214 20 581 738 CzechRepublic 76 171 234 – 222 196 75 949 038 Denmark 133 244 609 – 388 683 132 855 926 Germany 247 496 041 – 491 270 247 004 771 Estonia 8 646 516 –25 222 8 621 294 Ireland 65 831 554 – 192 034 65 639 520 Greece 102 076 906 – 297 764 101 779 142 Spain 534 198 490 –1 558 289 532 640 201 France 1 099 788 009 –3 208 147 1 096 579 862 Croatia — 11 534 586 11 534 586 Italy 827 797 416 –2 414 734 825 382 682 Cyprus 9 035 853 –26 358 9 009 495 Latvia 11 327 913 –33 044 11 294 869 Lithuania 17 099 797 –49 881 17 049 916 Luxembourg 16 644 804 –48 554 16 596 250 Hungary 52 146 128 – 152 114 51 994 014 Malta 3 175 795 –9 264 3 166 531 Netherlands 56 109 257 – 111 374 55 997 883 Austria 28 499 771 –56 571 28 443 200 Poland 201 820 761 – 588 723 201 232 038 Portugal 83 792 876 – 244 428 83 548 448 Romania 73 475 304 – 214 332 73 260 972 Slovenia 18 239 917 –53 207 18 186 710 Slovakia 37 523 182 – 109 457 37 413 725 Finland 106 382 790 – 310 324 106 072 466 Sweden 37 938 425 –75 306 37 863 119 United Kingdom –4 072 425 170 — –4 072 425 170 Article 1 5 0 — Total 0 0 0

CHAPTER 1 6 — GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN 1 6 0 Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom 0 0 Chapter 1 6 — Total 0 0

1 6 0

Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

Budget 2013 Amending budget No. 1/2013 New amount 0 0

Remarks

For the period 2007-2013 only, the Netherlands benefits from a gross reduction in its annual GNI contribution of EUR 605 000 000 and Sweden from a gross reduction in its annual GNI contribution of EUR 150 000 000, measured in 2004 prices. These amounts are adjusted to current prices.

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities’ own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(9) thereof.

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(5) thereof.

MemberState Budget 2013 Amending budget No. 1/2013 New amount Belgium 25 706 523 –43 365 25 663 158 Bulgaria 2 609 842 –4 402 2 605 440 CzechRepublic 9 630 626 –16 246 9 614 380 Denmark 16 846 635 –28 419 16 818 216 Germany 178 770 505 – 301 577 178 468 928 Estonia 1 093 213 –1 844 1 091 369 Ireland 8 323 340 –14 041 8 309 299 Greece 12 905 981 –21 772 12 884 209 Spain 67 540 796 – 113 938 67 426 858 France 139 050 482 – 234 571 138 815 911 Croatia — 1 460 162 1 460 162 Italy 104 661 652 – 176 559 104 485 093 Cyprus 1 142 438 –1 927 1 140 511 Latvia 1 432 232 –2 416 1 429 816 Lithuania 2 161 994 –3 647 2 158 347 Luxembourg 2 104 467 –3 550 2 100 917 Hungary 6 593 038 –11 122 6 581 916 Malta 401 528 – 677 400 851 Netherlands – 653 069 739 –68 370 – 653 138 109 Austria 20 585 859 –34 728 20 551 131 Poland 25 516 985 –43 046 25 473 939 Portugal 10 594 260 –17 872 10 576 388 Romania 9 289 769 –15 671 9 274 098 Slovenia 2 306 144 –3 891 2 302 253 Slovakia 4 744 202 –8 003 4 736 199 Finland 13 450 391 –22 690 13 427 701 Sweden – 144 562 988 –46 228 – 144 609 216 United Kingdom 130 169 825 – 219 590 129 950 235 Article 1 6 0 — Total 0 0 0

TITLE 3

SURPLUSES, BALANCES AND ADJUSTMENTS

Title Chapter Heading Budget 2013 Amending budget No. 1/2013 New amount 3 0 SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR p.m. 34 000 000 34 000 000 3 1 BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000 p.m. p.m. 3 2 BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000 p.m. p.m. 3 4 ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE p.m. p.m. 3 5 RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM p.m. p.m. 3 6 RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM p.m. p.m. Title 3 — Total p.m. 34 000 000 34 000 000

CHAPTER 3 0 — SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

Title Chapter Article Item Heading Budget 2013 Amending budget No. 1/2013 New amount 3 0 SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR 3 0 0 Surplus available from the preceding financial year p.m. p.m. 3 0 2 Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions p.m. 34 000 000 34 000 000 Chapter 3 0 — Total p.m. 34 000 000 34 000 000

3 0 2

Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions

Budget 2013 Amending budget No. 1/2013 New amount p.m. 34 000 000 34 000 000

Remarks

This article is intended to receive, once the target amount has been reached, any surplus in the Guarantee Fund for external actions in accordance with Article 3 and Article 4 of Regulation (EC, Euratom) No 480/2009.

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17).

Council Regulation (EC, Euratom) No 480/2009 of 25 May 2009 establishing a Guarantee Fund for external actions (OJ L 145, 10.6.2009, p. 10).

Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1), and in particular Article 7(2) thereof.

SECTION III

COMMISSION

EXPENDITURE

Title Heading Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 555 684 796 428 350 972 555 684 796 428 350 972 02 ENTERPRISE 1 153 917 851 1 162 343 339 3 327 535 998 000 1 157 245 386 1 163 341 339 03 COMPETITION 92 219 149 92 219 149 92 219 149 92 219 149 04 EMPLOYMENT AND SOCIAL AFFAIRS 12 004 158 933 10 428 697 045 60 000 000 18 000 000 12 064 158 933 10 446 697 045 05 AGRICULTURE AND RURAL DEVELOPMENT 58 851 894 643 56 343 710 495 27 700 000 58 851 894 643 56 371 410 495 06 MOBILITY AND TRANSPORT 1 740 800 530 983 961 494 1 740 800 530 983 961 494 07 ENVIRONMENT AND CLIMATE ACTION 498 383 275 391 177 073 498 383 275 391 177 073 08 RESEARCH 6 878 392 798 4 808 336 202 22 943 235 6 875 000 6 901 336 033 4 815 211 202 09 COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY 1 804 898 302 1 388 776 211 5 931 335 1 779 000 1 810 829 637 1 390 555 211 40 01 40, 40 02 41 391 985 391 985 391 985 391 985 1 805 290 287 1 389 168 196 1 811 221 622 1 390 947 196 10 DIRECT RESEARCH 424 128 000 411 263 143 191 156 57 000 424 319 156 411 320 143 11 MARITIME AFFAIRS AND FISHERIES 909 062 394 679 905 586 10 200 000 2 587 500 919 262 394 682 493 086 40 01 40, 40 02 41 115 220 000 113 885 651 115 220 000 113 885 651 1 024 282 394 793 791 237 1 034 482 394 796 378 737 12 INTERNAL MARKET 103 313 472 100 495 338 103 313 472 100 495 338 40 02 41 3 000 000 3 000 000 3 000 000 3 000 000 106 313 472 103 495 338 106 313 472 103 495 338 13 REGIONAL POLICY 43 388 841 730 37 433 527 516 389 400 000 131 800 000 43 778 241 730 37 565 327 516 14 TAXATION AND CUSTOMS UNION 144 620 394 111 727 655 144 620 394 111 727 655 15 EDUCATION AND CULTURE 2 813 375 587 2 373 191 082 16 200 000 8 764 000 2 829 575 587 2 381 955 082 16 COMMUNICATION 265 992 159 252 703 941 265 992 159 252 703 941 17 HEALTH AND CONSUMER PROTECTION 634 370 124 593 133 792 634 370 124 593 133 792 18 HOME AFFAIRS 1 185 009 539 732 575 230 42 100 000 41 100 000 1 227 109 539 773 675 230 40 01 40, 40 02 41 111 280 000 66 442 946 111 280 000 66 442 946 1 296 289 539 799 018 176 1 338 389 539 840 118 176 19 EXTERNAL RELATIONS 5 001 226 243 3 089 423 857 5 001 226 243 3 089 423 857 20 TRADE 107 473 453 102 177 332 107 473 453 102 177 332 21 DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES 1 571 699 626 1 206 905 319 1 571 699 626 1 206 905 319 22 ENLARGEMENT 1 062 261 928 832 084 571 29 000 000 59 112 500 1 091 261 928 891 197 071 23 HUMANITARIAN AID 917 322 828 828 664 270 917 322 828 828 664 270 24 FIGHT AGAINST FRAUD 75 427 800 69 443 664 75 427 800 69 443 664 40 01 40 3 929 200 3 929 200 3 929 200 3 929 200 79 357 000 73 372 864 79 357 000 73 372 864 25 COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE 193 336 661 194 086 661 193 336 661 194 086 661 26 COMMISSION'S ADMINISTRATION 1 030 021 548 1 013 305 407 1 030 021 548 1 013 305 407 27 BUDGET 67 450 570 67 450 570 75 000 000 75 000 000 142 450 570 142 450 570 28 AUDIT 11 879 141 11 879 141 11 879 141 11 879 141 29 STATISTICS 82 071 571 107 663 142 82 071 571 107 663 142 40 01 40, 40 02 41 51 900 000 7 743 254 51 900 000 7 743 254 133 971 571 115 406 396 133 971 571 115 406 396 30 PENSIONS AND RELATED EXPENDITURE 1 399 471 000 1 399 471 000 1 399 471 000 1 399 471 000 31 LANGUAGE SERVICES 396 815 433 396 815 433 396 815 433 396 815 433 32 ENERGY 737 545 751 814 381 051 757 030 227 000 738 302 781 814 608 051 33 JUSTICE 218 238 524 184 498 972 218 238 524 184 498 972 40 RESERVES 764 115 000 80 000 000 764 115 000 80 000 000 Total 147 085 420 753 129 114 345 653 655 050 291 374 000 000 147 740 471 044 129 488 345 653 Reserves: 40 01 40, 40 02 41 285 721 185 195 393 036 285 721 185 195 393 036 Total including reserves 147 371 141 938 129 309 738 689 148 026 192 229 129 683 738 689

TITLE 02

ENTERPRISE

Title Chapter Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 02 01 ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE’ POLICY AREA 120 830 851 120 830 851 120 830 851 120 830 851 02 02 COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP 223 790 000 161 605 503 223 790 000 161 605 503 02 03 INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES 46 500 000 29 731 048 46 500 000 29 731 048 02 04 COOPERATION — SPACE AND SECURITY 1 751 097 000 482 645 055 3 327 535 998 000 754 424 535 483 643 055 02 05 EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) 1 11 700 000 367 530 882 11 700 000 367 530 882 Title 02 — Total 1 153 917 851 1 162 343 339 3 327 535 998 000 1 157 245 386 1 163 341 339

CHAPTER 02 04 — COOPERATION — SPACE AND SECURITY

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 02 04 COOPERATION — SPACE AND SECURITY 02 04 01 Security and space research 02 04 01 01 Space research 1.1 312 710 000 249 081 618 312 710 000 249 081 618 02 04 01 02 Security research 1.1 300 730 000 154 193 382 300 730 000 154 193 382 02 04 01 03 Research related to transport (Galileo) 1.1 137 657 000 79 073 529 3 327 535 998 000 140 984 535 80 071 529 Article 02 04 01 — Subtotal 751 097 000 482 348 529 3 327 535 998 000 754 424 535 483 346 529 02 04 02 Preparatory action — Enhancement of European security research 1.1 p.m. p.m. p.m. p.m. 02 04 03 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 1.1 p.m. p.m. p.m. p.m. 02 04 04 Completion of previous research programmes 02 04 04 01 Completion of programmes (prior to 2003) 1.1 — p.m. — p.m. 02 04 04 02 Completion of the sixth Community framework programme (2003 to 2006) 1.1 — 296 526 — 296 526 Article 02 04 04 — Subtotal — 296 526 — 296 526 Chapter 02 04 — Total 751 097 000 482 645 055 3 327 535 998 000 754 424 535 483 643 055

Remarks

These remarks are applicable to all the budget headings in this chapter.

These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.

It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Article 02 04 03.

02 04 01

Security and space research

02 04 01 02

Security research

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 300 730 000 154 193 382 300 730 000 154 193 382

Remarks

The aim of the actions carried out in this area is to develop the technologies and knowledge for building capabilities with a civil application focus needed to ensure the security of citizens from threats such as terrorism and crime as well as from the impact and consequences of unintended incidents such as natural disasters or industrial accidents; to ensure optimal and concerted use of available and evolving technologies to the benefit of European security while respecting fundamental human rights; and to stimulate cooperation between providers and users of security solutions; through the activities at the same time to reinforce the technology basis of the European security industry and to strengthen its competitiveness. In this regard, special efforts should be made to work towards the development of a European Cyber Security Strategy.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

02 04 01 03

Research related to transport (Galileo)

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 137 657 000 79 073 529 3 327 535 998 000 140 984 535 80 071 529

Remarks

This appropriation is intended to cover action aimed at developing the European Satellite Navigation System (Galileo) with a view to the next technology generation for all transport modes, including intermodality.

These research measures should aim to contribute to improve transport.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 04

EMPLOYMENT AND SOCIAL AFFAIRS

Title Chapter Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 04 01 ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA 94 756 546 94 756 546 94 756 546 94 756 546 04 02 EUROPEAN SOCIAL FUND 1 11 594 862 310 10 087 557 851 60 000 000 18 000 000 11 654 862 310 10 105 557 851 04 03 WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY 1 79 097 000 58 354 054 79 097 000 58 354 054 04 04 EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY 1 122 286 000 108 376 020 122 286 000 108 376 020 04 05 EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF) 1 p.m. 50 000 000 p.m. 50 000 000 04 06 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT 4 113 157 077 29 652 574 113 157 077 29 652 574 Title 04 — Total 12 004 158 933 10 428 697 045 60 000 000 18 000 000 12 064 158 933 10 446 697 045

CHAPTER 04 02 — EUROPEAN SOCIAL FUND

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 04 02 EUROPEAN SOCIAL FUND 04 02 01 Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006) 1.2 p.m. 240 185 846 p.m. 240 185 846 04 02 02 Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) 1.2 p.m. p.m. p.m. p.m. 04 02 03 Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000) 1.2 p.m. p.m. p.m. p.m. 04 02 04 Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006) 1.2 p.m. p.m. p.m. p.m. 04 02 05 Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000) 1.2 p.m. p.m. p.m. p.m. 04 02 06 Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006) 1.2 p.m. 55 024 594 p.m. 55 024 594 04 02 07 Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000) 1.2 p.m. p.m. p.m. p.m. 04 02 08 Completion of EQUAL (2000 to 2006) 1.2 p.m. 7 000 000 p.m. 7 000 000 04 02 09 Completion of previous Community initiative programmes (prior to 2000) 1.2 p.m. p.m. p.m. p.m. 04 02 10 Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006) 1.2 — p.m. — p.m. 04 02 11 Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000) 1.2 — — — — 04 02 17 European Social Fund (ESF) — Convergence 1.2 8 277 649 354 7 400 000 000 60 000 000 18 000 000 8 337 649 354 7 418 000 000 04 02 18 European Social Fund (ESF) — PEACE 1.2 p.m. p.m. p.m. p.m. 04 02 19 European Social Fund (ESF) — Regional competitiveness and employment 1.2 3 307 212 956 2 378 847 411 3 307 212 956 2 378 847 411 04 02 20 European Social Fund (ESF) — Operational technical assistance (2007 to 2013) 1.2 10 000 000 6 500 000 10 000 000 6 500 000 Chapter 04 02 — Total 11 594 862 310 10 087 557 851 60 000 000 18 000 000 11 654 862 310 10 105 557 851

Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.

Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.

Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.

Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.

The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.

Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.

Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

Conclusions of the Brussels European Council of 16 and 17 December 2005.

04 02 17

European Social Fund (ESF) — Convergence

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 8 277 649 354 7 400 000 000 60 000 000 18 000 000 8 337 649 354 7 418 000 000

Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.

The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness, employment and social inclusion, as well as protecting and improving the quality of the environment.

The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds’ priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.

Part of this appropriation is intended to support improvements in child care to enable children to live in a family-type setting. This support includes:

— cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,

— identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.

Part of this appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Part of this appropriation is intended to be used to address the problem of intra-regional disparities and provide specific assistance to people who live in disadvantaged territorial units that constitute pockets of poverty in European regions. This assistance should focus mainly on:

— integrating communities living in pockets of poverty into the mainstream regional population via civic education, promoting tolerance and cultural understanding,

— strengthening local authorities with regard to needs assessment, project planning and project implementation,

— reducing intra-regional economic and social disparities via a temporary set of affirmative actions, focusing on employment and education.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 04 06 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 04 06 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT 04 06 01 Instrument for Pre-Accession Assistance (IPA) — Human resources development 4 113 157 077 29 652 574 113 157 077 29 652 574 Chapter 04 06 — Total 113 157 077 29 652 574 113 157 077 29 652 574

04 06 01

Instrument for Pre-Accession Assistance (IPA) — Human resources development

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 113 157 077 29 652 574 113 157 077 29 652 574

Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The human resources development component shall support countries in policy development as well as preparation for the implementation and management of the Union's cohesion policy, in particular in their preparation for the European Social Fund.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

Title Chapter Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 133 234 504 133 234 504 133 234 504 133 234 504 05 02 INTERVENTIONS IN AGRICULTURAL MARKETS 2 2 773 440 000 2 772 526 798 2 773 440 000 2 772 526 798 05 03 DIRECT AIDS 2 40 931 900 000 40 931 900 000 40 931 900 000 40 931 900 000 05 04 RURAL DEVELOPMENT 2 14 804 955 797 12 498 639 386 14 804 955 797 12 498 639 386 05 05 PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT 4 259 328 000 53 770 000 27 700 000 259 328 000 81 470 000 05 06 INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 4 6 629 000 5 069 602 6 629 000 5 069 602 05 07 AUDIT OF AGRICULTURAL EXPENDITURE 2 –84 900 000 –84 900 000 –84 900 000 –84 900 000 05 08 POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA 2 27 307 342 33 470 205 27 307 342 33 470 205 Title 05 — Total 58 851 894 643 56 343 710 495 27 700 000 58 851 894 643 56 371 410 495

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 05 05 PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT 05 05 01 Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures 05 05 01 01 The Sapard pre-accession instrument — Completion of the programme (2000 to 2006) 4 p.m. p.m. p.m. p.m. 05 05 01 02 The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries 4 p.m. p.m. p.m. p.m. Article 05 05 01 — Subtotal p.m. p.m. p.m. p.m. 05 05 02 Instrument for Pre-accession Assistance for Rural Development (IPARD) 4 259 328 000 53 770 000 27 700 000 259 328 000 81 470 000 Chapter 05 05 — Total 259 328 000 53 770 000 27 700 000 259 328 000 81 470 000

05 05 02

Instrument for Pre-accession Assistance for Rural Development (IPARD)

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 259 328 000 53 770 000 27 700 000 259 328 000 81 470 000

Remarks

This appropriation is intended to cover the Union assistance to the candidate countries covered by the IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The rural development component shall support countries in their preparations for the implementation and management of the common agricultural policy, alignment to Union structures and post-accession Union-funded rural development programmes.

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82)

TITLE 08

RESEARCH

Title Chapter Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA 346 871 798 346 871 798 346 871 798 346 871 798 08 02 COOPERATION — HEALTH 1 1 007 548 000 639 473 805 3 527 530 1 058 000 1 011 075 530 640 531 805 08 03 COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY 1 361 475 000 257 924 000 1 601 419 480 000 363 076 419 258 404 000 08 04 COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES 1 618 706 000 503 815 722 2 702 062 810 000 621 408 062 504 625 722 08 05 COOPERATION — ENERGY 1 217 825 000 144 781 655 893 047 267 000 218 718 047 145 048 655 08 06 COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) 1 339 086 000 242 647 998 1 484 726 445 000 340 570 726 243 092 998 08 07 COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) 1 558 819 000 444 470 572 1 381 746 414 000 560 200 746 444 884 572 08 08 COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES 1 112 181 000 55 311 934 496 988 149 000 112 677 988 55 460 934 08 09 COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF) 1 p.m. p.m. p.m. p.m. 08 10 IDEAS 1 1 707 158 000 989 690 500 7 563 109 2 268 000 1 714 721 109 991 958 500 08 12 CAPACITIES — RESEARCH INFRASTRUCTURES 1 74 663 000 128 463 844 330 775 99 000 74 993 775 128 562 844 08 13 CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES) 1 273 226 000 215 923 122 1 210 455 363 000 274 436 455 216 286 122 08 14 CAPACITIES — REGIONS OF KNOWLEDGE 1 27 231 000 16 506 599 120 639 36 000 27 351 639 16 542 599 08 15 CAPACITIES — RESEARCH POTENTIAL 1 73 939 000 55 351 471 327 567 98 000 74 266 567 55 449 471 08 16 CAPACITIES — SCIENCE IN SOCIETY 1 63 376 000 32 080 131 280 771 84 000 63 656 771 32 164 131 08 17 CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES 1 39 683 000 27 277 402 175 805 52 000 39 858 805 27 329 402 08 18 CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF) 1 50 000 000 49 420 956 221 512 66 000 50 221 512 49 486 956 08 19 CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES 1 13 411 000 8 895 772 59 414 17 000 13 470 414 8 912 772 08 20 EURATOM — FUSION ENERGY 1 937 355 000 573 267 274 318 290 95 000 937 673 290 573 362 274 08 21 EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION 1 55 839 000 49 420 956 247 380 74 000 56 086 380 49 494 956 08 22 COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES 1 p.m. 26 740 691 p.m. 26 740 691 08 23 RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL 1 p.m. p.m. p.m. p.m. Title 08 — Total 6 878 392 798 4 808 336 202 22 943 235 6 875 000 6 901 336 033 4 815 211 202

Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).

Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 08 22 04.

In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 02 — COOPERATION — HEALTH

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 02 COOPERATION — HEALTH 08 02 01 Cooperation — Health 1.1 796 240 000 534 563 000 3 527 530 1 058 000 799 767 530 535 621 000 08 02 02 Cooperation — Health — Innovative Medicines Initiative Joint Undertaking 1.1 207 068 000 100 719 908 207 068 000 100 719 908 08 02 03 Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking 1.1 4 240 000 4 190 897 4 240 000 4 190 897 Chapter 08 02 — Total 1 007 548 000 639 473 805 3 527 530 1 058 000 1 011 075 530 640 531 805

08 02 01

Cooperation — Health

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 796 240 000 534 563 000 3 527 530 1 058 000 799 767 530 535 621 000

Remarks

The actions carried out in the area of health are intended to improve the health of the European public and boost the competitiveness of industries and companies linked to the health sector in Europe, while at the same time addressing world health problems, including new epidemics. The emphasis will be on translational research (transposing basic findings into clinical applications), developing and validating new treatments, identifying ways of promoting health and preventing illness, diagnostic tools and technologies for making diagnoses, as well as sustainable and effective healthcare systems. Special attention will be given to communicating research findings and to the initiation of a dialogue with civil society, in particular patient groups, at as early a stage as possible in new developments produced by biomedical and genetics research.

Funding may be given to clinical research on many diseases, for instance HIV/AIDS, malaria, tuberculosis, diabetes and other chronic diseases (e.g. arthritis, rheumatic diseases and musculo-skeletal diseases, as well as respiratory diseases), or rare diseases.

An increased share of funding should go to research on diseases related to ageing.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 400, 30.12.2006, p. 86).

Reference acts

European Parliament resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (OJ C 175 E, 10.7.2008, p. 591).

CHAPTER 08 03 — COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 03 COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY 08 03 01 Cooperation — Food, agriculture and fisheries, and biotechnology 1.1 361 475 000 257 924 000 1 601 419 480 000 363 076 419 258 404 000 Chapter 08 03 — Total 361 475 000 257 924 000 1 601 419 480 000 363 076 419 258 404 000

08 03 01

Cooperation — Food, agriculture and fisheries, and biotechnology

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 361 475 000 257 924 000 1 601 419 480 000 363 076 419 258 404 000

Remarks

The actions carried out in this area are intended to help establish the integrated scientific and technological bases needed to develop a European ‘knowledge-based bioeconomy’ by bringing together science, industry and other stakeholders. Three pillars support this approach: (1) sustainable production and management of biological resources from land, forest, and aquatic environments; (2) farm to fork: food, health and well being, and (3) life sciences and biotechnology for sustainable non-food products and processes. In this way new and emerging research opportunities can be exploited that address social and economic challenges, such as the growing demand for environmentally and animal friendly systems of production and distribution of safer, healthier and higher quality food in line with consumer requirements and control of food-related risks, relying in particular on biotechnology tools, as well as health risks associated with environmental changes.

This appropriation is also intended to fund the development and improvement of analysis methods (e.g. residue analysis in food and feedingstuffs).

Since, under current legislation, no specific funds are earmarked for fisheries research, at least the same percentage share will be maintained for fisheries research as under the previous budget. This appropriation is further intended to fund the development and improvement of the maximum sustainable yield (MSY) concept as a policy instrument for sustainable exploitation of fisheries resources and the development of a policy concept restricting discard of by catches.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 04 COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES 08 04 01 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies 1.1 609 914 000 496 708 000 2 702 062 810 000 612 616 062 497 518 000 08 04 02 Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking 1.1 8 792 000 7 107 722 8 792 000 7 107 722 Chapter 08 04 — Total 618 706 000 503 815 722 2 702 062 810 000 621 408 062 504 625 722

08 04 01

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 609 914 000 496 708 000 2 702 062 810 000 612 616 062 497 518 000

Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.

Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5 to 10 % of global nano research is devoted to this today.

Sufficient budgetary appropriations must be provided for activities promoting research and the emergence of resource-efficiency processes and practices including eco-design, reusability, recyclability and research into substitution of hazardous or critical substances.

Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 05 — COOPERATION — ENERGY

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 05 COOPERATION — ENERGY 08 05 01 Cooperation — Energy 1.1 201 580 000 130 366 551 893 047 267 000 202 473 047 130 633 551 08 05 02 Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking 1.1 15 006 000 13 190 453 15 006 000 13 190 453 08 05 03 Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking 1.1 1 239 000 1 224 651 1 239 000 1 224 651 Chapter 08 05 — Total 217 825 000 144 781 655 893 047 267 000 218 718 047 145 048 655

08 05 01

Cooperation — Energy

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 201 580 000 130 366 551 893 047 267 000 202 473 047 130 633 551

Remarks

Efforts will focus on the following areas:

Renewable electricity generation

Technologies to increase overall conversion efficiency, driving down the cost of electricity production from indigenous renewable energy sources, and demonstration of technologies adapted to different regional conditions.

Renewable fuel production

Integrated conversion technologies to develop and drive down the unit cost of solid, liquid and gaseous fuels produced from renewable energy sources, aimed at the cost-effective production and use of carbon-neutral fuels, in particular liquid biofuels for transport.

CO 2 capture and storage technologies for near zero emission power generation

To drastically reduce the environmental impact of fossil fuel consumption in order to develop highly efficient near zero emission electricity production plants, based on CO2 capture and on storage technologies.

Clean coal technologies

To substantially improve the efficiency of plants, reliability and costs through developing and demonstrating clean coal conversion technologies. This includes also further action in developing and implementing efficient technologies on wood waste burning as production method of bio-coal as self-sustainable energy generation.

Smart energy networks

To increase the efficiency, safety and reliability of the European electricity networks, and their capability to manage the energy flows generated by the markets. Long-term planning of the development of the pan-European electricity network within the framework of the work of the European electricity grid initiative. To remove obstacles to the large-scale deployment and effective integration of distributed and renewable energy sources.

Energy efficiency and savings

New concepts and technologies to improve energy efficiency and savings for buildings, services and industry. This includes the integration of strategies and technologies for energy efficiency, the use of new and renewable energy technologies and energy demand management.

Recognising their important contribution to future sustainable energy systems, renewables and end-use energy efficiency will be the major part of this theme over the period 2007-2013 and will represent at least two-thirds of it from 2012 onwards. Focus will be placed on activities best supporting the development of the SET-Plan initiatives within the framework of the Technology Roadmaps.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of this appropriation is intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of secure, clean and efficient energy.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 06 COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) 08 06 01 Cooperation — Environment (including climate change) 1.1 335 135 000 239 976 301 1 484 726 445 000 336 619 726 240 421 301 08 06 02 Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking 1.1 3 951 000 2 671 697 3 951 000 2 671 697 Chapter 08 06 — Total 339 086 000 242 647 998 1 484 726 445 000 340 570 726 243 092 998

08 06 01

Cooperation — Environment (including climate change)

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 335 135 000 239 976 301 1 484 726 445 000 336 619 726 240 421 301

Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.

Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 07 — COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 07 COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) 08 07 01 Cooperation — Transport (including aeronautics) 1.1 311 890 000 309 711 246 1 381 746 414 000 313 271 746 310 125 246 08 07 02 Cooperation — Transport — Clean Sky Joint Undertaking 1.1 226 514 477 121 725 043 226 514 477 121 725 043 08 07 03 Cooperation — Transport — Support expenditure for Clean Sky Joint Undertaking 1.1 2 888 523 2 361 333 2 888 523 2 361 333 08 07 04 Cooperation — Transport — Fuel Cells and Hydrogen (FCH) Joint Undertaking 1.1 17 526 000 10 672 950 17 526 000 10 672 950 Chapter 08 07 — Total 558 819 000 444 470 572 1 381 746 414 000 560 200 746 444 884 572

08 07 01

Cooperation — Transport (including aeronautics)

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 311 890 000 309 711 246 1 381 746 414 000 313 271 746 310 125 246

Remarks

For the Seventh Framework Programme for the period 2007 to 2013, an integrated approach has been proposed which links all transport modes (aeronautics, road, rail, waterborne), addresses the socio-economic and technological dimensions of research and knowledge development, and encapsulates both innovation and the policy framework. It is in line with the White Paper on transport and the updated versions of the strategic research agendas of the four technology platforms in the field of transport. Based on technological advances, the general objective is to develop integrated, ‘greener’, ‘smarter’ and safer pan-European transport systems for the benefit of citizens and society, respecting the environment and natural resources and securing and further developing the competitiveness and the leading role attained by the European industries in the global market.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 08 — COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

Title Chapter Article Item Heading FF Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 08 08 COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES 08 08 01 Cooperation — Socioeconomic sciences and the humanities 1.1 112 181 000 55 311 934 496 988 149 000 112 677 988 55 460 934 Chapter 08 08 — Total 112 181 000 55 311 934 496 988 149 000 112 677 988 55 460 934

08 08 01

Cooperation — Socioeconomic sciences and the humanities

Budget 2013 Amending budget No. 1/2013 New amount Commitments Payments Commitments Payments Commitments Payments 112 181 000 55 311 934 496 988 149 000 112 677 988 55 460 934

Remarks

The aim of actions carried out in this area is to mobilise, as part of a coherent effort, the wealth and diversity of research capacities in the economic, political, historical, social and human sciences that are necessary to understand and manage issues relating to the emergence of a knowledge-based socie