Official Journal of the European Union

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2021 – amending budget No 1

(2022/C 112/07)

REVENUE

Title Chapter Heading Budget 2021 Amending budget No 1 New amount 1 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 1 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES 23 936 648 23 936 648 Title 1 — Total 23 936 648 23 936 648 2 CONTRIBUTION FROM THE EUROPEAN UNION 2 0 CONTRIBUTION FROM THE EUROPEAN UNION 18 071 139 18 071 139 Title 2 — Total 18 071 139 18 071 139 3 FEES PAID TO THE AUTHORITY 3 0 FEES PAID TO THE AUTHORITY 17 087 867 –1 133 879 15 953 988 Title 3 — Total 17 087 867 –1 133 879 15 953 988 4 CONTRIBUTION FROM OBSERVERS 4 0 CONTRIBUTION FROM OBSERVERS 741 073 741 073 Title 4 — Total 741 073 741 073 6 ADMINISTRATIVE OPERATIONS 6 0 ADMINISTRATIVE OPERATIONS 0 0 Title 6 — Total 0 0 7 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 7 0 CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS 1 722 449 1 722 449 Title 7 — Total 1 722 449 1 722 449 GRAND TOTAL 61 559 176 –1 133 879 60 425 297

EXPENDITURE

Title Chapter Heading Budget 2021 Amending budget No 1 New amount 1 STAFF EXPENDITURE 1 1 STAFF IN ACTIVE EMPLOYMENT 37 599 669 –1 133 879 36 465 790 1 2 EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT 535 000 535 000 1 4 SOCIAL-MEDICAL INFRASTRUCTURE 819 577 819 577 1 6 TRAINING 300 000 300 000 Title 1 — Total 39 254 246 –1 133 879 38 120 367 2 INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE 2 0 RENTAL OF BUILDING AND ASSOCIATED COSTS 6 216 000 6 216 000 2 1 INFORMATION AND COMMUNICATION TECHNOLOGY 450 000 450 000 2 3 CURRENT ADMINISTRATIVE EXPENDITURE 1 262 000 1 262 000 2 7 REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS 6 000 6 000 Title 2 — Total 7 934 000 7 934 000 3 OPERATING EXPENDITURES 3 1 TRAINING FOR A COMMON SUPERVISORY CULTURE 0 0 3 2 COLLECTION OF INFORMATION: IT PROJECTS 9 930 000 9 930 000 3 4 LEGAL ADVICE 80 000 80 000 3 5 ACCESS TO DATA FOR ECONOMIC RESEARCH 625 000 625 000 3 6 MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES 135 300 135 300 3 7 COMMUNICATION 783 000 783 000 3 8 MEETING EXPENSES 272 507 272 507 3 9 SERVICES ON OPERATIONAL MATTERS 55 123 55 123 Title 3 — Total 11 880 930 11 880 930 4 DELEGATED TASKS 4 0 SINGLE INTERFACE TO TRADE REPOSITORIES 700 000 700 000 4 1 INSTRUMENTS REFERENCE DATA 1 790 000 1 790 000 Title 4 — Total 2 490 000 2 490 000 9 ITEMS OUTSIDE THE FORESEEN BUDGET LINES 9 0 ITEMS OUTSIDE THE FORESEEN BUDGET LINES Title 9 — Total GRAND TOTAL 61 559 176 –1 133 879 60 425 297

Establishment plan

Function group and grade 2021 2020 Authorized under the Union budget Actually filled as at 31 December 2019 Authorized under the Union budget Permanent posts Temporary posts Permanent posts Temporary posts Permanent posts Temporary posts AD 16 — 1 (1) — 1 — 2 AD 15 — 3 (2) — 1 — 3 AD 14 — 1 (3) — — — — AD 13 — 3 — — — 3 AD 12 — 10 — 5 — 7 AD 11 — 15 — 1 — 14 AD 10 — 24 — 10 — 17 AD 9 — 42 — 31 — 39 AD 8 — 40 — 33 — 30 AD 7 — 45 — 25 — 57 AD 6 — 17 — 13 — 10 AD 5 — 37 — 26 — 32 Subtotal AD — 238 — 146 — 214 AST 11 — — — — — — AST 10 — — — — — — AST 9 — — — — — — AST 8 — 2 — — — 2 AST 7 — 3 — — — 3 AST 6 — 3 — — — 3 AST 5 — 3 — 4 — 3 AST 4 — 1 — 3 — 1 AST 3 — — — — — — AST 2 — — — — — — AST 1 — — — 2 — — Subtotal AST — 12 — 9 — 12 AST/SC 6 — — — — — — AST/SC 5 — — — — — — AST/SC 4 — — — — — — AST/SC 3 — — — — — — AST/SC 2 — — — — — — AST/SC 1 — — — — — — Subtotal AST/SC — — — — — — Total — 250 — 155 — 226 Grand Total 250 155 226 (1) (2) (3)

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Contract staff posts 2021 2020 FG IV 66 60 FG III 35 31 FG II — FG I — Total FG 101 91 Seconded national experts posts 15 14 Total 116 105

(1) 1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 March 2021, the end of the mandate of the current ESMA Chairperson.

(2) Of which 1 post to be used for the above mentioned ad personam AD 16 post until the end of the mandate of the current ESMA Chairperson.

(3) To be used for an ad personam AD15 post until the end of the mandate of the current Executive Director.