1997R0338 — EN — 20.11.2003 — 009.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCILREGULATION(EC)No338/97
of9December 1996
ontheprotectionofspeciesofwildfaunaandflora byregulatingtradetherein
(OJ L 61, 3.3.1997, p. 1)
Amended by:
Official Journal
No page date
►M1Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997
►M2Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997
►M3Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998
►M4Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999
►M5Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000
►M6Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001
►M7Commission Regulation (EC) No 2476/2001 of 17 December 2001 L 334 3 18.12.2001
►M8Commission Regulation (EC) No 1497/2003 of 18 August 2003 L 215 3 27.8.2003
►M9Regulation (EC) No 1882/2003 of the European Parliament and of the
Council of 29 September 2003L 284 1 31.10.2003
Corrected by:
►C1Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97)
▼B
COUNCILREGULATION(EC)No338/97
of9December 1996
on the protection of species of wild fauna and flora by regulating
tradetherein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, andin particular Article 130s(1) thereof,
Having regard to the proposal from the Commission (
1),
Having regard to the opinion of the Economic and Social
Committee (2),
Acting in accordance with the procedure laid down in Article 189c of
the Treaty (3),
(1)WhereasRegulation (EEC) No 3626/82 (4) appliesthe Conven-
tion on International Trade in Endangered Speciesof Wild
Fauna and Flora in the Community with effect from 1 January
1984; whereasthe purpos e of the Convention isto protectendangered species of fauna and flora through controls on inter-national trade in specimens of those species;
(2)Whereas, in order to improve the protection of species of wildfauna and flora which are threatened by trade or likely to be sothreatened, Regulation (EEC) No 3626/82 must be replaced by aRegulation taking account of the scientific knowledge acquiredsince its adoption and the current structure of trade; whereas,
moreover, the abolition of controlsat internal bordersres ulting
from the Single Market necessitates the adoption of stricter tradecontrol measures at the Community's external borders, withdocumentsand goodsbeing checked at the cus tomsoffice atthe border where they are introduced;
(3)Whereasthe provis ionsof thisRegulation do not prejudice anystricter measures which may be taken or maintained by MemberStates, in compliance with the Treaty, in particular with regardto the holding of specimens of species covered by this Regula-tion;
(4)Whereas it is necessary to lay down objective criteria for theinclusion of species of wild fauna and flora in the Annexes tothisRegulation;
(5)Whereas the implementation of this Regulation necessitates theapplication of common conditions for the issue, use and presen-tation of documentsrelating to authorization of the introductioninto the Community and the export or re-export from the
Community of specimens of the species covered by this Regula-
tion; whereas it is necessary to lay down specific provisionsrelating to the transit of specimens through the Community;
(6)Whereasit isfor a management authority of the Member State
of destination, assisted by the scientific authority of that Member
State and, where appropriate, taking into account any opinion ofthe Scientific Review Group, to decide on the requests for intro-duction of specimens into the Community;
(7)Whereas it is necessary to supplement the provisions on re-export with a consultation procedure, in order to limit the riskof infringement;1997R0338 — EN — 20.11.2003 — 009.001 — 2
(1) OJ No C 26, 3. 2. 1992, p. 1, and OJ No C 131, 12. 5. 1994, p. 1.
(2) OJ No C 223, 31. 8. 1992, p. 19.
(3) Opinion of the European Parliament of 15 December 1995 (OJ No C 17, 22.
1. 1996, p. 430). Common position of the Council of 26 February 1996 (OJ
No C 196, 6. 7. 1996, p. 58) and Decision of the European Parliament of 18
September 1996 (OJ No C 320, 28. 10. 1996).
(4) OJ No L 384, 31. 12. 1982, p. 1. Regulation as last amended by Commis-
sion Regulation (EC) No 558/95 (OJ No L 57, 15. 3. 1995, p. 1).
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(8)Whereas, in order to guarantee effective protection of species of
wild fauna and flora, additional restrictions may be imposed on
the introduction of specimens into, and the export thereof from,the Community; whereas, with regard to live specimens, theserestrictions may be supplemented by restrictions at Communitylevel on the holding or movement of such specimens within theCommunity;
(9)Whereas it is necessary to lay down specific provisions applic-able to captive-born and bred, or artificially propagated
specimens, to specimens which are personal or household
effects, and to non-commercial loans, donations or exchangesbetween registered scientists and scientific institutions;
(10)Whereas there is a need, in order to ensure the broadest possibleprotection for species covered by this Regulation, to lay downprovisions for controlling trade and movement of specimenswithin the Community, and the conditions for housing speci-
mens; whereas the certificates issued under this Regulation,
which contribute to controlling these activities, must begoverned by common rules on their issue, validity and use;
(11)Whereas measures should be taken to minimize the adverseeffects on live specimens of transport to their destination, fromor within the Community;
(12)Whereas, to ensure effective controls and to facilitate customsprocedures, customs offices should be designated, with trainedpersonnel responsible for carrying out the necessary formalities
and corresponding checks where specimens are introduced into
the Community, in order to assign them a customs-approvedtreatment or use within the meaning of Council Regulation(EEC) No 2913/92 of 12 October 1992 establishing the Commu-nity Customs Code (
1), or where they are exported or re-exported
from the Community; whereas there should also be facilities
guaranteeing that live specimens are adequately housed andcared for;
(13)Whereasthe implementation of thisRegulation als o callsfor thedesignation of management and scientific authorities by theMember States;
(14)Whereasinforming the public and making them aware of theprovisions of this Regulation, particularly at border crossingpoints, is likely to encourage compliance with these provisions;
(15)Whereas, in order to ensure effective enforcement of this Regu-lation, Member States should closely monitor compliance with
its provisions and, to that end, cooperate closely between them-
selves and with the Commission; whereas this requires thecommunication of information relating to the implementation ofthisRegulation;
(16)Whereasthe monitoring of levelsof trade in the s peciesof wildfauna and flora covered by thisRegulation isof crucial impor-tance for assessing the effects of trade on the conservation
status of species; whereas detailed annual reports should be
drawn up in a common format;
(17)Whereas, in order to guarantee compliance with this Regulation,it is important that Member States impose sanctions for infringe-mentsin a manner which isboth s ufficient and appropriate to thenature and gravity of the infringement;
(18)Whereas it is essential to lay down a Community procedureenabling the implementing provisions and amendments to theAnnexesof thisRegulation to be adopted within a s uitable
period; whereas a Committee must be set up to permit close
and effective cooperation between the Member Statesand theCommission in this field;1997R0338 — EN — 20.11.2003 — 009.001 — 3
(1) OJ No L 302, 19. 10. 1992, p. 1. Regulation aslas t amended by the 1994
Act of Accession.
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(19)Whereasthe multitude of biological and ecological as pectsto be
considered in the implementation of this Regulation requires the
setting up of a Scientific Review Group, whose opinions will beforwarded by the Commission to the Committee and themanagement bodies of the Member States, to assist them inmaking their decisions,
HAS ADOPTED THIS REGULATION:
Article 1
Object
The object of thisRegulation isto protect s peciesof wild fauna and
flora and to guarantee their conservation by regulating trade therein inaccordance with the following Articles.
This Regulation shall apply in compliance with the objectives, princi-
plesand provis ionsof the Convention defined in Article 2.
Article 2
Definitions
For the purposes of this Regulation:
(a) ‘Committee’ shall mean the Committee on Trade in Wild Fauna
and Flora, established under Article 18;
(b) ‘Convention’ shall mean the Convention on International Trade in
Endangered Speciesof Wild Fauna and Flora (Cites );
(c) ‘country of origin’ shall mean the country in which a specimen
wastaken from the wild, captive-bred or artificially propagated;
(d) ‘import notification’ shall mean the notification given by the
importer or hisagent or repres entative, at the time of the introduc-
tion into the Community of a specimen of a species included in
Annexes C or D, on a form prescribed by the Commission inaccordance with the procedure laid down in Article 18;
(e) ‘introduction from the sea’ shall mean the introduction into the
Community of any specimen which was taken in, and is being
introduced directly from, the marine environment not under the
jurisdiction of any State, including the air-space above the seaand the sea-bed and subsoil beneath the sea;
(f) ‘issuance’ shall mean the completion of all procedures involved in
preparing and validating a permit or certificate and itsdelivery to
the applicant;
(g) ‘management authority’ shall mean a national administrative
authority designated, in the case of a Member State, in accordancewith Article 13(1)(a) or, in the case of a third country party to the
Convention, in accordance with Article IX of the Convention;
(h) ‘Member State of destination’ shall mean the Member State of
destination mentioned in the document used to export or re-exporta specimen; in the event of introduction from the sea, it shall mean
the Member State within whose jurisdiction the place of destina-
tion of a specimen lies;
(i) ‘offering for sale’ shall mean offering for sale and any action that
may reasonably be construed as such, including advertising or
causing to be advertised for sale and invitation to treat;
(j) ‘personal or household effects’ shall mean dead specimens, parts
and derivativesthereof, that are the belongingsof a private indivi-dual and that form, or are intended to form, part of hisnormalgoodsand chattels ;
(k) ‘place of destination’ shall mean the place at which at the time of
introduction into the Community, it isintended that s pecimenswillnormally be kept; in the case of live specimens, this shall be thefirst place where specimens are intended to be kept following any1997R0338 — EN — 20.11.2003 — 009.001 — 4
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period of quarantine or other confinement for the purposes of sani-
tary checksand controls ;
(l) ‘population’ shall mean a biologically or geographically distinct
total number of individuals;
(m) ‘primarily commercial purposes’ shall mean all purposes the non-
commercial aspects of which do not clearly predominate;
(n) ‘re-export from the Community’ shall mean export from the
Community of any specimen that has previously been introduced;
(o) ‘reintroduction into the Community’ shall mean introduction into
the Community of any specimen that has previously been exportedor re-exported;
(p) ‘sale’ shall mean any form of sale. For the purposes of this Regu-
lation, hire, barter or exchange shall be regarded as sale; cognateexpressions shall be similarly construed;
(q) ‘scientific authority’ shall mean a scientific authority designated,
in the case of a Member State, in accordance with Article13(1)(b) or, in the case of a third country party to the Convention,
in accordance with Article IX of the Convention;
(r) ‘Scientific Review Group’ shall mean the consultative body estab-
lished under Article 17;
(s) ‘species’ shall mean a species, subspecies or population thereof;
(t) ‘specimen’ shall mean any animal or plant, whether alive or dead,
of the species listed in Annexes A to D, any part or derivativethereof, whether or not contained in other goods, as well as anyother goodswhich appear from an accompanying document, thepackaging or a mark or label, or from any other circumstances, to
be or to contain partsor derivativesof animalsor plantsof thos e
species, unless such parts or derivatives are specifically exemptedfrom the provisions of this Regulation or from the provisionsrelating to the Annex in which the species concerned is listed bymeansof an indication to that effect in the Annexesconcerned.
A specimen will be considered to be a specimen of a species listed
in AnnexesA to D if it is , or ispart of or derived from, an animalor plant at least one of whose ‘parents’ is of a species so listed. Incases where the ‘parents’ of such an animal or plant are of specieslisted in different Annexes, or of species only one of which islisted, the provisions of the more restrictive Annex shall apply.
However, in the case of specimens of hybrid plants, if one of the
‘parents’ is of a species listed in Annex A, the provisions of themore restrictive Annex shall apply only if that species is annotatedto that effect in the Annex;
(u) ‘trade’ shall mean the introduction into the Community, including
introduction from the sea, and the export and re-export therefrom,
as well as the use, movement and transfer of possession within theCommunity, including within a Member State, of specimenssubject to the provisions of this Regulation;
(v) ‘transit’ shall mean the transport of specimens between two points
outside the Community through the territory of the Community
which are shipped to a named consignee and during which anyinterruption in the movement arises only from the arrangementsnecessitated by this form of traffic;
(w) ‘worked specimens that were acquired more than 50 years
previously’ shall mean specimens that were significantly altered
from their natural raw state for jewellery, adornment, art, utility,or musical instruments, more than 50 years before the entry intoforce of this Regulation and that have been, to the satisfaction ofthe management authority of the Member State concerned,acquired in such conditions. Such specimens shall be considered
asworked only if they are clearly in one of the aforementioned
categoriesand require no further carving, crafting or manufactureto effect their purpose;
(x) ‘checksat the time of introduction, export, re-export and trans it’
shall mean documentary checks on the certificates, permits and1997R0338 — EN — 20.11.2003 — 009.001 — 5
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notificationsprovided for in thisRegulation and — in cas eswhere
Community provisions so provide or in other cases by representa-tive sampling of the consignments — examination of the
specimens, where appropriate accompanied by the taking of
samples with a view to analysis or more detailed checks.
Article 3
Scope
1. Annex A shall contain:
(a) the species listed in Appendix I to the Convention for which the
Member Stateshave not entered a res ervation;
(b) any species:
(i) which is, or may be, in demand for utilization in the Commu-
nity or for international trade and which iseither threatened
with extinction or so rare that any level of trade would imperilthe survival of the species;
or
(ii) which is in a genus of which most of the species or which is a
species of which most of the subspecies are listed in Annex Ain accordance with the criteria in subparagraphs (a) or (b)(i)and whose listing in the Annex is essential for the effective
protection of those taxa.
2. Annex B shall contain:
(a) the species listed in Appendix II to the Convention, other than
those listed in Annex A, for which the Member States have notentered a reservation;
(b) the species listed in Appendix I to the Convention for which a
reservation has been entered;
(c) any other species not listed in Appendices I or II to the Conven-
tion:
(i) which iss ubject to levelsof international trade that might not
be compatible:
— with its survival or with the survival of populations in
certain countries, or
— with the maintenance of the total population at a level
consistent with the role of the species in the ecosystems in
which it occurs:
or
(ii) whose listing in the Annex for reasons of similarity in appear-
ance to other species listed in Annex A or Annex B, isessential in order to ensure the effectiveness of controls ontrade in specimens of such species;
(d) species in relation to which it has been established that the intro-
duction of live specimens into the natural habitat of the
Community would constitute an ecological threat to wild speciesof fauna and flora indigenousto the Community.
3. Annex C shall contain:
(a) the species listed in Appendix III to the Convention, other than
those listed in Annexes A or B, for which the Member States
have not entered a reservation;
(b) the species listed in Appendix II to the Convention for which a
reservation has been entered.
4. Annex D shall contain:
(a) species not listed in Annexes A to C which are imported into the
Community in such numbers as to warrant monitoring;
(b) the species listed in Appendix III to the Convention for which a
reservation has been entered.1997R0338 — EN — 20.11.2003 — 009.001 — 6
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5. Where the conservation status of species covered by this Regula-
tion warrantstheir inclus ion in one of the Appendicesto theConvention, the Member States shall contribute to the necessary
amendments.
Article 4
IntroductionintotheCommunity
1. The introduction into the Community of specimens of the species
listed in Annex A shall be subject to completion of the necessarychecks and the prior presentation, at the border customs office at thepoint of introduction, of an import permit issued by a managementauthority of the Member State of destination.
The import permit may be issued only in accordance with the restric-
tions established pursuant to paragraph 6 and when the following
conditionshave been met:
(a) the competent scientific authority, after considering any opinion by
the Scientific Review Group, hasadvis ed that the introduction intothe Community:
(i) would not have a harmful effect on the conservation status of
the species or on the extent of the territory occupied by therelevant population of the species;
(ii) istaking place:
— for one of the purposes referred to in Article 8(3)(e), (f) and
(g), or
— for other purposes which are not detrimental to the survival
of the species concerned;
(b) (i) the applicant providesdocumentary evidence that the s peci-
menshave been obtained in accordance with the legis lation onthe protection of the species concerned which, in the case ofimport from a third country of specimens of a species listed in
the Appendicesto the Convention, s hall be an export permit or
re-export certificate, or copy thereof, issued in accordance withthe Convention by a competent authority of the country ofexport or re-export;
(ii) however, the issuance of import permits for species listed in
Annex A in accordance with Article 3(1)(a) shall not requiresuch documentary evidence, but the original of any such import
permit shall be withheld from the applicant pending presenta-
tion of the export permit or re-export certificate;
(c) the competent scientific authority is satisfied that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(d) the management authority is satisfied that the specimen is not to be
used for primarily commercial purposes;
(e) the management authority is satisfied, following consultation with
the competent scientific authority, that there are no other factorsrelating to the conservation of the species which militate againstissuance of the import permit; and
(f) in the case of introduction from the sea, the management authority
is satisfied that any live specimen will be so prepared and shippedasto minimize the ris k of injury, damage to health or cruel treat-ment.
2. The introduction into the Community of specimens of the species
listed in Annex B shall be subject to completion of the necessary
checks and the prior presentation, at the border customs office at the
point of introduction, of an import permit issued by a managementauthority of the Member State of destination.
The import permit may be issued only in accordance with the restric-
tions established pursuant to paragraph 6 and when:
(a) the competent scientific authority, after examining available data
and considering any opinion from the Scientific Review Group, is1997R0338 — EN — 20.11.2003 — 009.001 — 7
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of the opinion that the introduction into the Community would not
have a harmful effect on the conservation status of the species oron the extent of the territory occupied by the relevant population
of the species, taking account of the current or anticipated level of
trade. This opinion shall be valid for subsequent imports as long asthe abovementioned aspects have not changed significantly;
(b) the applicant providesdocumentary evidence that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(c) the conditionsreferred to in paragraph 1(b)(i), (e) and (f) have been
met.
3. The introduction into the Community of specimens of the species
listed in Annex C shall be subject to completion of the necessarychecks and the prior presentation, at the border customs office at the
point of introduction, of an import notification and:
(a) in the case of export from a country mentioned in relation to the
species concerned in Annex C, the applicant shall provide docu-
mentary evidence, by means of an export permit issued inaccordance with the Convention by an authority of that countrycompetent for the purpose, that the specimens have been obtainedin accordance with the national legislation on the conservation of
the species concerned; or
(b) in the case of export from a country not mentioned in relation to
the species concerned in Annex C or re-export from any country,the applicant shall present an export permit, a re-export certificateor a certificate of origin issued in accordance with the Convention
by an authority of the exporting or re-exporting country competent
for the purpose.
4. The introduction into the Community of specimens of the species
listed in Annex D shall be subject to completion of the necessarychecksand the prior pres entation of an import notification at the bordercustoms office at the point of introduction.
5. The conditions for the issuance of an import permit as referred to
in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall notapply to specimens for which the applicant provides documentary
evidence:
(a) that they had previously been legally introduced into or acquired in
the Community and that they are, modified or not, being reintro-duced into the Community; or
(b) that they are worked specimens that were acquired more than 50
yearsprevious ly.
6. In consultation with the countries of origin concerned, in accor-
dance with the procedure laid down in Article 18 and taking account
of any opinion from the Scientific Review Group, the Commission
may establish general restrictions, or restrictions relating to certaincountriesof origin, on the introduction into the Community:
(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e),
of specimens of species listed in Annex A;
(b) on the basis of the conditions referred to in paragraph 1(e) or para-
graph 2(a), of specimens of species listed in Annex B; and
(c) of live specimens of species listed in Annex B which have a high
mortality rate during shipment or for which it has been establishedthat they are unlikely to survive in captivity for a considerableproportion of their potential life span; or
(d) of live specimens of species for which it has been established that
their introduction into the natural environment of the Communitypresents an ecological threat to wild species of fauna and flora indi-genousto the Community.
The Commission shall on a quarterly basis publish a list of such
restrictions, if any, in the Official Journal of the European Commu-
nities.1997R0338 — EN — 20.11.2003 — 009.001 — 8
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7. Where special cases of transhipment, air transfer or rail transport
occur following introduction into the Community, derogationsfromcompletion of the checksand pres entationsof import documentsat
the border customs office at the point of introduction which are
referred to in paragraphs1 to 4 s hall be granted in accordance withthe procedure laid down in Article 18, in order to permit such checksand presentations to be made at another customs office designated inaccordance with Article 12 (1).
Article 5
Exportorre-export fromtheCommunity
1. The export or re-export from the Community of specimens of the
species listed in Annex A shall be subject to completion of the neces-sary checks and the prior presentation, at the customs office at whichthe export formalitiesare completed, of an export permit or re-exportcertificate issued by a management authority of the Member State in
which the specimens are located.
2. An export permit for specimens of the species listed in Annex A
may be issued only when the following conditions have been met:
(a) the competent scientific authority has advised in writing that the
capture or collection of the specimens in the wild or their export
will not have a harmful effect on the conservation status of the
species or on the extent of the territory occupied by the relevantpopulation of the species;
(b) the applicant providesdocumentary evidence that the s pecimens
have been obtained in accordance with the legislation in force on
the protection of the species in question; where the application is
made to a Member State other than the Member State of origin,such documentary evidence shall be furnished by means of a certi-ficate stating that the specimen was taken from the wild inaccordance with the legislation in force on its territory;
(c) the management authority is satisfied that:
(i) any live specimen will be so prepared and shipped as to mini-
mize the risk of injury, damage to health or cruel treatment;and
(ii) — the specimens of species not listed in Annex I to the
Convention will not be used for primarily commercialpurposes, or
— in the case of export to a State party to the Convention of
specimens of the species referred to in Article 3(1)(a) of
this Regulation, an import permit has been issued;
and
(d) the management authority of the Member State is satisfied,
following consultation with the competent scientific authority, that
there are no other factors relating to the conservation of the species
which militate against issuance of the export permit.
3. A re-export certificate may be issued only when the conditions
referred to in paragraph 2 (c) and (d) have been met and when theapplicant provides documentary evidence that the specimens:
(a) were introduced into the Community in accordance with the provi-
sions of this Regulation;
(b) if introduced into the Community before the entry into force of this
Regulation, were introduced in accordance with the provisions ofRegulation (EEC) No 3626/82; or
(c) if introduced into the Community before 1984, entered interna-
tional trade in accordance with the provisions of the Convention; or
(d) were legally introduced into the territory of a Member State before
the provisions of the Regulations referred to in (a) and (b) or of theConvention became applicable to them, or became applicable inthat Member State.1997R0338 — EN — 20.11.2003 — 009.001 — 9
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4. The export or re-export from the Community of specimens of the
species listed in Annexes B and C shall be subject to completion of thenecessary checks and the prior presentation, at the customs office at
which the export formalitiesare completed, of an export permit or re-
export certificate issued by a management authority of the MemberState in whose territory the specimens are located.
An export permit may be issued only when the conditions referred to in
paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred
to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been
met.
5. Where an application for a re-export certificate concernss peci-
mens introduced into the Community under an import permit issuedby another Member State, the management authority must first consultthe management authority which issued the permit. The consultationprocedures and the cases in which consultation is necessary shall be
established in accordance with the procedure laid down in Article 18.
6. The conditions for the issuance of an export permit or re-export
certificate asreferred to in paragraph 2 (a) and (c) (ii) s hall not applyto:
(i) worked specimens that were acquired more than 50 years
previously; or
(ii) dead specimens and parts and derivatives thereof for which the
applicant providesdocumentary evidence that they were legallyacquired before the provisions of this Regulation, or of Regulation(EEC) No 3626/82 or of the Convention became applicable tothem.
7. (a) The competent scientific authority in each Member State shall
monitor the issuance of export permits by that Member State
for specimens of species listed in Annex B and actual exportsof such specimens. Whenever such scientific authority deter-mines that the export of specimens of any such species shouldbe limited in order to maintain that species throughout its rangeat a level consistent with its role in the ecosystem in which it
occurs, and well above the level at which that species might
become eligible for inclusion in Annex A in accordance withArticle 3 (1) (a) or (b) (i), the scientific authority shall advisethe competent management authority, in writing, of suitablemeasures to be taken to limit the issuance of export permits for
specimens of that species
(b) Whenever a management authority is advised of the measures
referred to in (a), it shall inform and send comments to theCommission which shall, if appropriate, recommend restrictions
on exportsof the s peciesconcerned in accordance with the
procedure laid down in Article 18.
Article 6
Rejection ofapplicationsforpermitsandcertificates referred toin
Articles4,5and10
1. When a Member State rejectsan application for a permit or certi-
ficate in a case of significance in respect of the objectives of thisRegulation, it shall immediately inform the Commission of the rejec-tion and of the reasons for rejection.
2. The Commission shall communicate information received in
accordance with paragraph 1 to the other Member Statesin order toensure uniform application of this Regulation.
3. When an application ismade for a permit or certificate relating to
specimens for which such an application has previously been rejected,the applicant must inform the competent authority to which the appli-cation iss ubmitted of the previousrejection.1997R0338 — EN — 20.11.2003 — 009.001 — 10
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4. (a) Member Statess hall recognize the rejection of applicationsby
the competent authoritiesof the other Member States , wheresuch rejection is based on the provisions of this Regulation
(b) However, thisneed not apply where the circums tanceshave
significantly changed or where new evidence to support anapplication has become available. In such cases, if a manage-
ment authority issues a permit or certificate, it shall inform the
Commission thereof, stating the reasons for issuance.
Article 7
Derogations
1.Specimens born and bred in captivity or artificially propagated
(a) Save where Article 8 applies, specimens of species listed in Annex
A that have been born and bred in captivity or artificially propa-gated shall be treated in accordance with the provisions applicable
to specimens of species listed in Annex B.
(b) In the case of artificially propagated plants, the provisions of Arti-
cles4 and 5 may be waived under s pecial conditionslaid down by
the Commission, relating to:
(i) the use of phytosanitary certificates;
(ii) trade by registered commercial traders and by the scientific
institutions referred to in paragraph 4 of this Article; and
(iii) trade in hybrids.
(c) The criteria for determining whether a specimen has been born and
bred in captivity or artificially propagated and whether forcommercial purposes, as well as the special conditions referred toin (b), shall be specified by the Commission in accordance withthe procedure laid down in Article 18.
2.Transit
(a) By way of derogation from Article 4, where a specimen is in transit
through the Community, checksand pres entation at the bordercustoms office at the point of introduction of the prescribedpermits, certificates and notifications shall not be required.
(b) In the case of species listed in the Annexes in accordance with
Article 3 (1) and Article 3 (2) (a) and (b), the derogation referredto in (a) shall apply only where a valid export or re-export docu-ment provided for by the Convention, relating to the specimensthat it accompanies and specifying the destination of the specimens,has been issued by the competent authorities of the exporting or re-
exporting third country.
(c) If the document referred to in (b) has not been issued before export
or re-export, the specimen must be seized and may, where applic-
able, be confiscated unless the document is submitted
retrospectively in compliance with the conditions specified by theCommission in accordance with the procedure laid down in Article18.
3.Personal and household effects
By way of derogation from Articles4 and 5, the provis ionstherein
shall not apply to dead specimens, parts and derivatives of species
listed in Annexes A to D which are personal or household effects beingintroduced into the Community, or exported or re-exported therefrom,in compliance with provisions that shall be specified by the Commis-sion in accordance with the procedure laid down in Article 18.
4.Scientific institutions
The documentsreferred to in Articles4, 5, 8 and 9 s hall not be
required in the case of non-commercial loans, donations and exchangesbetween scientists and scientific institutions, registered by the manage-ment authoritiesof the Statesin which they are located, of herbariumspecimens and other preserved, dried or embedded museum specimens,and of live plant material, bearing a label, the model for which has1997R0338 — EN — 20.11.2003 — 009.001 — 11
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been determined in accordance with the procedure laid down in Article
18 or a similar label issued or approved by a management authority ofa third country.
Article 8
Provisionsrelatingtothecontrolofcommercialactivities
1. The purchase, offer to purchase, acquisition for commercial
purposes, display to the public for commercial purposes, use forcommercial gain and sale, keeping for sale, offering for sale or trans-porting for sale of specimens of the species listed in Annex A shall beprohibited.
2. Member States may prohibit the holding of specimens, in parti-
cular live animals of the species listed in Annex A.
3. In accordance with the requirementsof other Community legis la-
tion on the conservation of wild fauna and flora, exemption from theprohibitions referred to in paragraph 1 may be granted by issuance ofa certificate to that effect by a management authority of the MemberState in which the specimens are located, on a case-by-case basis
where the specimens:
(a) were acquired in, or were introduced into, the Community before
the provisions relating to species listed in Appendix I to theConvention or in Annex C1 to Regulation (EEC) No 3626/82 orin Annex A became applicable to the specimens; or
(b) are worked specimens that were acquired more than 50 years
previously; or
(c) were introduced into the Community in compliance with the provi-
sions of this Regulation and are to be used for purposes which are
not detrimental to the survival of the species concerned; or
(d) are captive-born and bred specimens of an animal species or artifi-
cially propagated specimens of a plant species or are parts or
derivatives of such specimens; or
(e) are required under exceptional circumstances for the advancement
of science or for essential biomedical purposes pursuant to CouncilDirective 86/609/EEC of 24 November 1986 on the approximation
of laws, regulations and administrative provisions of the Member
Statesregarding the protection of animalsus ed for experimentaland other scientific purposes (
1) where the species in question
proves to be the only one suitable for those purposes and wherethere are no specimens of the species which have been born andbred in captivity; or
(f) are intended for breeding or propagation purposes from which
conservation benefits will accrue to the species concerned; or
(g) are intended for research or education aimed at the preservation or
conservation of the species; or
(h) originate in a Member State and were taken from the wild in accor-
dance with the legislation in force in that Member State.
4. General derogationsfrom the prohibitionsreferred to in paragraph
1 bas ed on the conditionsreferred to in paragraph 3, aswell asgeneralderogations with regard to species listed in Annex A in accordancewith Article 3 (1) (b) (ii) may be defined by the Commission in accor-dance with the procedure laid down in Article 18. Any suchderogationsmus t be in accordance with the requirementsof other
Community legislation on the conservation of wild fauna and flora.
5. The prohibitions referred to in paragraph 1 shall also apply to
specimens of the species listed in Annex B except where it can beproved to the satisfaction of the competent authority of the MemberState concerned that such specimens were acquired and, if they origi-nated outside the Community, were introduced into it, in accordance1997R0338 — EN — 20.11.2003 — 009.001 — 12
(1) OJ No L 358, 18. 12. 1986, p. 1.
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with the legislation in force for the conservation of wild fauna and
flora.
6. The competent authorities of the Member States shall have discre-
tion to sell any specimen of the species listed in Annexes B to D theyhave confiscated under this Regulation, provided that it is not thusreturned directly to the person or entity from whom it was confiscatedor who wasparty to the offence. Such s pecimensmay then be treatedfor all purposes as if they had been legally acquired.
Article 9
Movement oflive specimens
1. Any movement within the Community of a live specimen of a
species listed in Annex A from the location indicated in the importpermit or in any certificate issued in compliance with this Regulationshall require prior authorization from a management authority of the
Member State in which the specimen is located. In other cases of
movement, the person responsible for moving the specimen must beable, where applicable, to provide proof of the legal origin of thespecimen.
2. Such authorization shall:
(a) be granted only when the competent scientific authority of such
Member State or, where the movement isto another Member State,the competent scientific authority of the latter, is satisfied that theintended accommodation for a live specimen at the place of desti-nation isadequately equipped to cons erve and care for it properly;
(b) be confirmed by issuance of a certificate; and
(c) where applicable, be immediately communicated to a management
authority of the Member State in which the specimen is to be
located.
3. However, no such authorization shall be required if a live animal
must be moved for the purpose of urgent veterinary treatment and isreturned directly to itsauthorized location.
4. Where a live specimen of a species listed in Annex B is moved
within the Community, the holder of the specimen may relinquish itonly after ensuring that the intended recipient is adequately informedof the accommodation, equipment and practicesrequired to ens ure thespecimen will be properly cared for.
5. When any live specimens are transported into, from or within the
Community or are held during any period of transit or transhipment,
they shall be prepared, moved and cared for in a manner such as tominimize the risk of injury, damage to health or cruel treatment and,in the case of animals, in conformity with Community legislation onthe protection of animalsduring trans port.
6. Under the procedure laid down in Article 18, the Commission
may establish restrictions on the holding or movement of live speci-mens of species in relation to which restrictions on introduction intothe Community have been established in accordance with Article 4 (6).
Article 10
Certificates tobeissued
On receiving an application, together with all the requisite supporting
documents, from the person concerned and provided that all the condi-tions governing their issuance have been fulfilled, a managementauthority of a Member State may issue a certificate for the purposesreferred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article9 (2) (b).1997R0338 — EN — 20.11.2003 — 009.001 — 13
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Article 11
Validityofandspecialconditionsforpermitsandcertificates
1. Without prejudice to stricter measures which the Member States
may adopt or maintain, permits and certificates issued by the compe-tent authoritiesof the Member Statesin accordance with thisRegulation shall be valid throughout the Community.
2. (a) However, any s uch permit or certificate, aswell asany permit
or certificate issued on the basis of it, shall be deemed void ifa competent authority or the Commission, in consultation with
the competent authority which issued the permit or certificate,
establishes that it was issued on the false premise that the condi-tions for its issuance were met
(b) Specimenss ituated in the territory of a Member State and
covered by such documents shall be seized by the competentauthoritiesof that Member State and may be confis cated.
3. Any permit or certificate issued in accordance with this Regula-
tion may stipulate conditions and requirements imposed by the issuing
authority to ensure compliance with the provisions thereof. Where such
conditionsor requirementsneed to be incorporated in the des ign ofpermits or certificates, Member States shall inform the Commissionthereof.
4. Any import permit issued on the basis of a copy of the corre-
sponding export permit or re-export certificate shall be valid for theintroduction of specimens into the Community only when accompaniedby the original of the valid export permit or re-export certificate.
5. The Commission shall establish time limits for the issuance of
permitsand certificatesin accordance with the procedure laid down inArticle 18.
Article 12
Places ofintroductionandexport
1. Member States shall designate customs offices for carrying out
the checksand formalitiesfor the introduction into and export fromthe Community, in order to assign to them a customs-approved treat-ment or use, within the meaning of Regulation (EEC) No 2913/92, ofspecimens of species covered by this Regulation and shall state which
offices are specifically intended to deal with live specimens.
2. All offices designated in accordance with paragraph 1 shall be
provided with sufficient and adequately trained staff. Member States
shall ensure that accommodation is provided in accordance with rele-
vant Community legislation as regards the transport andaccommodation of live animals and that, where necessary, adequatesteps are taken for live plants.
3. All offices designated in accordance with paragraph 1 shall be
notified to the Commission which shall publish a list of them in theOfficial Journal of the European Communities .
4. In exceptional cases and in accordance with criteria defined under
the procedure laid down in Article 18, a management authority mayauthorize the introduction into the Community or the export or re-
export therefrom at a customs office other than one designated in
accordance with paragraph 1.
5. Member States shall ensure that at border crossing-points the
public are informed of the implementing provisions of this Regulation.
Article 13
Management and scientific authorities and other competent autho-
rities
1. (a) Each Member State shall designate a management authority with
primary responsibility for implementation of this Regulation andfor communication with the Commission1997R0338 — EN — 20.11.2003 — 009.001 — 14
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(b) Each Member State may also designate additional management
authorities and other competent authorities to assist in imple-mentation, in which case the primary management authority
shall be responsible for providing the additional authorities
with all the information required for correct application of thisRegulation.
2. Each Member State shall designate one or more scientific autho-
rities with appropriate qualifications whose duties shall be separate
from those of any designated management authority.
3. (a) Not later than three monthsbefore the date of application of this
Regulation, Member Statess hall forward the namesandaddresses of the designated management authorities, otherauthorities competent to issue permits or certificates and scien-tific authorities to the Commission, which shall publish this
information in the Official Journal of the European Commu-
nitieswithin a month
(b) Each management authority referred to in paragraph 1 (a) shall,
if so requested by the Commission, communicate to it within
two months the names and specimen signatures of people
authorized to sign permits or certificates, and impressions ofthe stamps, seals or other devices used to authenticate permitsor certificates.
(c) Member States shall communicate to the Commission any
changesin the information already provided, not later than twomonthsafter the implementation of s uch change.
Article 14
Monitoringofcomplianceandinvestigationofinfringements
1. (a) The competent authoritiesof the Member Statess hall monitor
compliance with the provisions of this Regulation
(b) If, at any time, the competent authoritieshave reas on to believe
that these provisions are being infringed, they shall take theappropriate steps to ensure compliance or to instigate legal
action.
(c) Member States shall inform the Commission and, in the case of
species listed in the Appendices to the Convention, the Conven-tion Secretariat of any steps taken by the competent authorities
in relation to significant infringements of this Regulation,
including seizures and confiscations.
2. The Commission shall draw the attention of the competent autho-
rities of the Member States to matters whose investigation it considersnecessary under this Regulation. Member States shall inform theCommission and, in the case of species listed in the Appendices to
the Convention, the Convention Secretariat of the outcome of any
subsequent investigation.
3. (a) An enforcement group shall be established consisting of the
representatives of each Member State's authorities with responsi-bility for ensuring the implementation of the provisions of thisRegulation. The group shall be chaired by the representative of
the Commission
(b) The enforcement group shall examine any technical question
relating to the enforcement of thisRegulation rais ed by the
chairman, either on hisown initiative or at the reques t of the
membersof the group or the committee.
(c) The Commission shall convey the opinions expressed in the
enforcement group to the committee.1997R0338 — EN — 20.11.2003 — 009.001 — 15
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Article 15
Communicationofinformation
1. The Member States and the Commission shall communicate to
one another the information necessary for implementing this Regula-
tion.
The Member States and the Commission shall ensure that the necessary
steps are taken to make the public aware and inform it of the provi-
sions regarding implementation of the Convention and of this
Regulation and of the latter's implementing measures.
2. The Commission shall communicate with the Convention Secre-
tariat so as to ensure that the Convention is effectively implemented
throughout the territory to which thisRegulation applies .
3. The Commission shall immediately communicate any advice
from the Scientific Review Group to the management authoritiesof
the Member Statesconcerned.
4. (a) The management authoritiesof the Member Statess hall commu-
nicate to the Commission before 15 June each year all the
information relating to the preceding year required for drawing
up the reportsreferred to in Article VIII.7 (a) of the Conventionand equivalent information on international trade in all speci-mens of species listed in Annexes A, B and C and onintroduction into the Community of specimens of species listedin Annex D. The information to be communicated and the
format for its presentation shall be specified by the Commission
in accordance with the procedure laid down in Article 18
(b) On the basis of the information referred to in (a), the Commis-
sion shall publish before 31 October each year a statistical reporton the introduction into, and the export and re-export from, theCommunity of specimens of the species to which this Regula-
tion appliesand s hall forward to the Convention Secretariat
information on the species to which the Convention applies.
(c) Without prejudice to Article 20, the management authoritiesof
the Member States shall, before 15 June of each second year,and for the first time in 1999, communicate to the Commissionall the information relating to the preceding two yearsrequiredfor drawing up the reportsreferred to in Article VIII.7 (b) of the
Convention and equivalent information on the provisions of this
Regulation that fall outside the scope of the Convention. Theinformation to be communicated and the format for itspres enta-tion shall be specified by the Commission in accordance withthe procedure laid down in Article 18.
(d) On the basis of the information referred to in (c), the Commis-
sion shall, before 31 October of each second year, and for the
first time in 1999, draw up a report on the implementation and
enforcement of thisRegulation.
5. With a view to the preparation of amendmentsto the Annexes ,
the competent authoritiesof the Member Statess hall forward all rele-
vant information to the Commission. The Commission shall specify theinformation required, in accordance with the procedure laid down inArticle 18.
►
C16. Without prejudice to Council Directive 90/313/EEC ◄of
7 June 1990 on the freedom of access to information on the environ-ment (
1), the Commission shall take appropriate measures to protect
the confidentiality of information obtained in implementation of thisRegulation.1997R0338 — EN — 20.11.2003 — 009.001 — 16
(1) OJ No L 158, 23. 6. 1990, p. 56.
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Article 16
Sanctions
1. Member States shall take appropriate measures to ensure the
imposition of sanctions for at least the following infringements of this
Regulation:
(a) introduction into, or export or re-export from, the Community of
specimens without the appropriate permit or certificate or with afalse, falsified or invalid permit or certificate or one alteredwithout authorization by the issuing authority;
(b) failure to comply with the stipulations specified on a permit or
certificate issued in accordance with this Regulation;
(c) making a false declaration or knowingly providing false informa-
tion in order to obtain a permit or certificate;
(d) using a false, falsified or invalid permit or certificate or one
altered without authorization asa bas isfor obtaining a Community
permit or certificate or for any other official purpose in connection
with thisRegulation;
(e) making no import notification or a false import notification;
(f) shipment of live specimens not properly prepared so as to mini-
mize the risk of injury, damage to health or cruel treatment;
(g) use of specimens of species listed in Annex A other than in accor-
dance with the authorization given at the time of issuance of theimport permit or subsequently;
(h) trade in artificially propagated plantscontrary to the provis ions
laid down in accordance with Article 7(1)(b);
(i) shipment of specimens into or out of or in transit through the terri-
tory of the Community without the appropriate permit orcertificate issued in accordance with this Regulation and, in the
case of export or re-export from a third country party to the
Convention, in accordance therewith, or without satisfactory proofof the existence of such permit or certificate;
(j) purchase, offer to purchase, acquisition for commercial purposes,
use for commercial gain, display to the public for commercialpurposes, sale, keeping for sale, offering for sale or transportingfor sale of specimens in contravention of Article 8;
(k) use of a permit or certificate for any specimen other than one for
which it was issued;
(l) falsification or alteration of any permit or certificate issued in
accordance with thisRegualation;
(m) failure to disclose rejection of an application for a Community
import, export or re-export permit or certificate, in accordancewith Article 6 (3).
2. The measures referred to in paragraph 1 shall be appropriate to
the nature and gravity of the infringement and shall include provisions
relating to the seizure and, where appropriate, confiscation of speci-mens.
3. Where a specimen is confiscated, it shall be entrusted to a compe-
tent authority of the Member State of confiscation which:
(a) following consultation with a scientific authority of that Member
State, shall place or otherwise dispose of the specimen under condi-
tions which it deems to be appropriate and consistent with thepurposes and provisions of the Convention and this Regulation; and
(b) in the case of a live specimen which has been introduced into the
Community, may, after consultation with the State of export, return
the specimen to that State at the expense of the convicted person.
4. Where a live specimen of a species listed in Annex B or C arrives
at a point of introduction into the Community without the appropriatevalid permit or certificate, the specimen must be seized and may beconfiscated or, if the consignee refuses to acknowledge the specimen,1997R0338 — EN — 20.11.2003 — 009.001 — 17
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the competent authorities of the Member State responsible for the point
of introduction may, if appropriate, refuse to accept the shipment andrequire the carrier to return the specimen to its place of departure.
Article 17
TheScientific ReviewGroup
1. A Scientific Review Group is hereby established, consisting of
the representatives of each Member State's scientific authority or autho-
rities and chaired by the representative of the Commission.
2. (a) The Scientific Review Group shall examine any scientific ques-
tion relating to the application of thisRegulation — in particularconcerning Article 4 (1) (a), (2) (a) and (6) — raised by thechairman, either on hisown initiative or at the reques t of the
membersof the Group or the Committee.
(b) The Commission shall convey the opinions of the Scientific
Review Group to the Committee.
Article 18
1. The Commission shall be assisted by a committee.
2. Where reference ismade to thisArticle, Articles5 and 7 of Deci-
sion 1999/468/EC (
1) shall apply, having regard to the provisions of
Article 8 thereof.
The period laid down in Article 5(6) of Decision 1999/468/EC shall be
set at three months. As regards the Committee's tasks referred to in
points1 and 2 of Article 19, if, on the expiry of a period of threemonthsfrom the date of referral to the Council, the Council hasnotacted, the proposed measures shall be adopted by the Commission.
3. The Committee shall adopt its rules of procedure.
Article 19
In accordance with the procedure laid down in Article 18, the Commis-
sion shall:
1. lay down uniform conditionsand criteria for:
(i) the issue, validity and use of the documents referred to in Arti-
cles 4, 5, 7 (4) and 10; it shall determine the design thereof;
(ii) the use of phytosanitary certificates; and
(iii) the establishment of procedures, where necessary, for marking
specimens in order to facilitate identification and ensure enfor-cement of the provisions;
2. adopt the measures referred to in Article 4 (6) and (7), Article 5 (5)
and (7) (b), Article 7 (1) (c), (2) (c) and (3), Article 8 (4), Article 9(6), Article 11 (5), Article 15 (4) (a), (c) and (5) and Article 21 (3);
3. amend AnnexesA to D except in the cas e of amendmentsto Annex
A which do not result from decisions of the Conference of thePartiesto the Convention;
4. adopt, where necessary, additional measures to implement resolu-
tionsof the Conference of the Partiesto the Convention, decis ionsor recommendationsof the Standing Committee of the Conventionand recommendationsof the Convention Secretariat.1997R0338 — EN — 20.11.2003 — 009.001 — 18
(1) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures
for the exercise of implementing powers conferred on the Commission (OJ
L 184, 17.7.1999, p. 23).▼M9
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Article 20
Finalprovisions
Each Member State shall notify the Commission and the Convention
Secretariat of the provisions which it adopts specifically for the imple-
mentation of this Regulation and of all legal instruments used and
measures taken for its implementation and enforcement.
The Commission shall communicate this information to the other
Member States.
Article 21
1. Regulation (EEC) No 3626/82 ishereby repealed.2. Until the measures provided for in points 1 and 2 of Article 19
have been adopted, Member Statesmay maintain or continue to applythe measures adopted in accordance with Regulation (EEC) No 3626/82 and Commission Regulation (EEC) No 3418/83 of 28 November
1983 laying down provisions for the uniform issue and use of the docu-
mentsrequired for the implementation in the Community of theConvention on International Trade in Endangered Speciesof WildFauna and Flora (
1).
3. Two monthsbefore thisRegulation isimplemented the Commis -
sion, in accordance with the procedure laid down in Article 18 and inconsultation with the Scientific Review Group:
(a) must check that there is no justification for restrictions on the intro-
duction into the Community of the species listed in Annex C1 to
Regulation (EEC) No 3626/82 which are not included in Annex Ato thisRegulation;
(b) shall adopt a Regulation amending Annex D into a representative
list of species meeting the criteria laid down in Article 3 (4) (a).
Article 22
ThisRegulation s hall enter into force on the date of itspublication in
theOfficial Journal of the European Communities .
It shall apply from 1 June 1997.Articles12, 13, 14 (3), 16, 17, 18, 19 and 21(3) s hall apply from the
date of entry into force of thisRegulation.
ThisRegulation s hall be binding in itsentirety and directly applicable
in all Member States.1997R0338 — EN — 20.11.2003 — 009.001 — 19
(1) OJ No L 344, 7. 12. 1983, p. 1.
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ANNEX
NotesoninterpretationofAnnexesA,B,CandD
1. Speciesincluded in thes e AnnexesA, B, C and D are referred to:
(a) by the name of the species; or
(b) as being all of the species included in a higher taxon or designated part
thereof.
2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.3. Other references to taxa higher than species are for the purposes of informa-
tion or classification only.
4. Species printed in bold in Annex A are listed there in consistency with their
protection asprovided for by Council Directive 79/409/EEC (
1) (Birds
Directive) or Council Directive 92/43/EEC (2) (‘HabitatsDirective’).
5. The following abbreviationsare us ed for plant taxa below the level of
species:
(a) ‘ssp’ is used to denote subspecies;
(b) ‘var(s)’ is used to denote variety (varieties); and
(c) ‘fa’ isus ed to denote forma.
6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or
higher taxon refer to the Appendicesof the Convention in which the s peciesconcerned are listed as indicated in notes 7 to 9. Where none of these anno-
tations appears, the species concerned are not listed in the Appendices to
the Convention.
7. (I) against the name of a species or higher taxon indicates that the species
or higher taxon concerned isincluded in Appendix I to the Convention.
8. (II) against the name of a species or higher taxon indicates that the species
or higher taxon concerned isincluded in Appendix II to the Convention.
9. (III) against the name of a species or higher taxon indicates that it is
included in Appendix III to the Convention. In thiscas e the country with
respect to which the species or higher taxon is included in Appendix III is
also indicated by a two-letter code as follows: BO (Bolivia), BR (Brazil),
BW (Botswana), CA (Canada), CO (Colombia), CR (Costa Rica), GH
(Ghana), GT (Guatemala), HN (Honduras), IN (India), MY (Malaysia),
MU (Mauritius), NP (Nepal), TN (Tunisia), UY (Uruguay) and ZA (South
Africa).
10. Hybridsmay be s pecifically included in the Appendicesbut only if they
come from distinct and stable populations in the wild. Hybrid animals that
have in their previousfour generationsof the lineage one or more s peci-
mens of species included in Annexes A or B shall be subject to the
provisions of this Regulation just as if they were full species, even if the
hybrid concerned is not specifically included in the Annexes.
11. The symbol ‘=’ followed by a number placed against the name of a species
or higher taxon denotes that the name of that species or taxon shall be inter-
preted asfollows :
=301 Also referenced as Phalanger maculatus
=302 Also referenced as Vampyrops lineatus
=303 Formerly included in family Lemuridae
=304 Formerly included as subspecies of Callithrix jacchus
=305 Includesgeneric s ynonym Leontideus
=306 Formerly included in species Saguinus oedipus
=307 Formerly included as Alouatta palliata
=308 Formerly included as Alouatta palliata (villosa)
=309 Includess ynonym Cercopithecus roloway
=310 Formerly included in genus Papio1997R0338 — EN — 20.11.2003 — 009.001 — 20
(1) OJ L 103, 25.4.1979, p. 1. Directive as last amended by Commission Directive 97/49/
EC (OJ L 233, 13.8.1997, p. 9).
(2) OJ L 206, 22.7.1992, p. 7. Directive aslas t amended by Council Directive 97/62/EC
(OJ L 305, 8.11.1997, p. 42).
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=311 Includesgeneric s ynonym Simias
=312 Includess ynonym Colobus badius rufomitratus
=313 Includesgeneric s ynonym Rhinopithecus
=314 Also referenced as Presbytis entellus
=315 Also referenced as Presbytis geei andSemnopithecus geei
=316 Also referenced as Presbytis pileata andSemnopithecus pileatus
=317 Formerly included as Tamandua tetradactyla (in part)
=318 Includess ynonyms Bradypus boliviensis andBradypus griseus
=319 Includess ynonym Cabassous gymnurus
=320 Includess ynonym Priodontes giganteus
=321 Includesgeneric s ynonym Coendou
=322 Includesgeneric s ynonym Cuniculus
=323 Formerly included in genus Dusicyon
=324 Includess ynonym Dusicyon fulvipes
=325 Includesgeneric s ynonym Fennecus
=326 Also referenced as Selenarctos thibetanus
=327 Formerly included as Nasua nasua
=328 Also referenced as Aonyx microdon orParaonyx microdon
=329 Formerly included in genus Lutra
=330 Formerly included in genus Lutra; includess ynonyms Lutra annec-
tens,Lutra enudris, Lutra incarum andLutra platensis
=331 Includess ynonym Galictis allamandi
=332 Formerly included in Martes flavigula
=333 Includesgeneric s ynonym Viverra
=334 Includess ynonym Eupleres major
=335 Formerly included as Viverra megaspila
=336 Formerly included as Herpestes fuscus
=337 Formerly included as Herpestes auropunctatus
=338 Also referenced as Felis caracal andLynx caracal
=339 Formerly included in genus Felis
=340 Also referenced as Felis pardina orFelis lynx pardina
=341 Formerly included in genus Panthera
=342 Excludesthe domes ticated form referenced as Equus asinus , which
is not subject to the provisions of this Regulation
=343 Formerly included in species Equus hemionus
=344 Also referenced as Equus caballus przewalskii
=345 Also referenced as Choeropsis liberiensis
=346 Also referenced as Cervus porcinus calamianensis
=347 Also referenced as Cervus porcinus kuhlii
=348 Also referenced as Cervus porcinus annamiticus
=349 Also referenced as Cervus dama mesopotamicus
=350 Excludesthe domes ticated form of Bos gaurus referenced as Bos
frontalis which is not subject to the provisions of this Regulation
=351 Excludesthe domes ticated form of Bos mutus referenced as Bos
grunniens which is not subject to the provisions of this Regulation
=352 Includesgeneric s ynonym Novibos
=353 Excludesthe domes ticated form of Bubalus arnee referenced as
Bubalus bubalis
=354 Includesgeneric s ynonym Anoa
=355 Also referenced as Damaliscus dorcas dorcas
=356 Formerly included in species Naemorhedus goral
=357 Also referenced as Capricornis sumatraensis
=358 Includess ynonym Oryx tao
=359 Includess ynonym Ovis aries ophion
=360 Formerly included as Ovis vignei1997R0338 — EN — 20.11.2003 — 009.001 — 21
▼M8
=361 Also referenced as Rupicapra rupicapra ornata
=362 Also referenced as Boocercus eurycerus ; includesgeneric s ynonym
Taurotragus
=363 Also referenced as Pterocnemia pennata
=364 Also referenced as Sula abbotti
=365 Also referenced as Ardeola ibis
=366 Also referenced as Egretta alba andArdea alba
=367 Also referenced as Ciconia ciconia boyciana
=368 Also referenced as Hagedashia hagedash
=369 Also referenced as Lampribis rara
=370 Includes Phoenicopterus roseus
=371 Includess ynonyms Anas chlorotis andAnas nesiotis
=372 Also referenced as Spatula clypeata
=373 Also referenced as Anas platyrhynchos laysanensis
=374 Probably a hybrid between Anas platyrhynchos andAnas superci-
liosa
=375 Also referenced as Nyroca nyroca
=376 Includess ynonym Dendrocygna fulva
=377 Also referenced as Cairina hartlaubii
=378 Also referenced as Aquila heliaca adalberti
=379 Also referenced as Chondrohierax wilsonii
=380 Also referenced as Falco peregrinus babylonicus andFalco pere-
grinus pelegrinoides
=381 Also referenced as Crax mitu mitu
=382 Also referenced as genus Crax
=383 Formerly included in genus Aburria
=384 Formerly included in genus Aburria ; also referenced as Pipile pipile
pipile
=385 Formerly included as Arborophila brunneopectus (in part)
=386 Formerly included in species Crossoptilon crossoptilon
=387 Formerly included in species Polyplectron malacense
=388 Includess ynonym Rheinardia nigrescens
=389 Also referenced as Tricholimnas sylvestris
=390 Also referenced as Choriotis nigriceps
=391 Also referenced as Houbaropsis bengalensis
=392 Also referenced as Turturoena iriditorques ; formerly included as
Columba malherbii (in part)
=393 Also referenced as Nesoenas mayeri
=394 Formerly included as Treron australis (in part)
=395 Also referenced as Calopelia brehmeri ; includess ynonym Calopelia
puella
=396 Also referenced as Tympanistria tympanistria
=397 Also referenced as Amazona dufresniana rhodocorytha
=398 Often traded under the incorrect designation Ara caninde
=399 Formerly Cyanoramphus auriceps forbesi
=400 Includes Cyanoramphus cookii
=401 Also referenced as Opopsitta diophthalma coxeni
=402 Also referenced as Pezoporus occidentalis
=403 Formerly Aratinga guarouba
=404 Formerly Ara couloni
=405 Formerly Ara maracana
=406 Formerly included in species Psephotus chrysopterygius
=407 Also referenced as Psittacula krameri echo
=408 Formerly included in genus Gallirex ; also referenced as Tauraco
porphyreolophus
=409 Also referenced as Otus gurneyi1997R0338 — EN — 20.11.2003 — 009.001 — 22
▼M8
=410 Also referenced as Ninox novaeseelandiae royana
=411 Formerly included as Ramphodon dohrnii
=412 Includesgeneric s ynonym Ptilolaemus
=413 Formerly included in genus Rhinoplax
=414 Also referenced as Pitta brachyura nympha
=415 Also referenced as Muscicapa ruecki orNiltava ruecki
=416 Also referenced as Dasyornis brachypterus longirostris
=417 Also referenced as Tchitrea bourbonnensis
=418 Also referenced as Meliphaga cassidix
=419 Includesgeneric s ynonym Xanthopsar
=420 Formerly included in genus Spinus
=421 Formerly included as Serinus gularis (in part)
=422 Also referenced as Estrilda subflava orSporaeginthus subflavus
=423 Formerly included as Lagonosticta larvata (in part)
=424 Includesgeneric s ynonym Spermestes
=425 Also referenced as Euodice cantans ; formerly included as Lonchura
malabarica (in part)
=426 Also referenced as Hypargos nitidulus
=427 Formerly included as Parmoptila woodhousei (in part)
=428 Includess ynonyms Pyrenestes frommi andPyrenestes rothschildi
=429 Also referenced as Estrilda bengala
=430 Also referenced as Malimbus rubriceps orAnaplectes melanotis
=431 Also referenced as Coliuspasser ardens
=432 Formerly included as Euplectes orix (in part)
=433 Also referenced as Coliuspasser macrourus
=434 Also referenced as Ploceus superciliosus
=435 Includess ynonym Ploceus nigriceps
=436 Also referenced as Sitagra luteola
=437 Also referenced as Sitagra melanocephala
=438 Formerly included as Ploceus velatus
=439 Also referenced as Hypochera chalybeata ; includess ynonyms Vidua
amauropteryx ,Vidua centralis ,Vidua neumanni ,Vidua okavan-
goensis andVidua ultramarina
=440 Formerly included as Vidua paradisaea (in part)
=441 Also referenced as genus Damonia
=442 Formerly included as Kachuga tecta tecta
=443 Includesgeneric s ynonyms Nicoria andGeoemyda (in part)
=444 Also referenced as Chrysemys scripta elegans
=445 Also referenced as Geochelone elephantopus ; also referenced in
genusTestudo
=446 .Also referenced as genus Testudo .
=447 Formerly included in Testudo kleinmanni
=448 Formerly included in genus Trionyx . Also referenced in genus Aspi-
deretes
=449 Formerly included in genus Trionyx
=450 Formerly included in Podocnemis spp.
=451 Also referenced as Pelusios subniger
=452 Includes Alligatoridae, Crocodylidae andGavialidae
=453 Also referenced in genus Nactus
=454 Includesgeneric s ynonym Rhoptropella
=455 Formerly included in Chamaeleo spp.
=456 Includesthe genus Pseudocordylus
=457 Formerly Crocodilurus lacertinus
=458Tupinambis merianae (Duméril & Bibron, 1839) wasuntil 1 Augus t
2000 listed as T. teguixin (Linnaeus, 1758) (Distribution: northern
Argentina, Uruguay, Paraguay, southern Brazil, extending into1997R0338 — EN — 20.11.2003 — 009.001 — 23
▼M8
southern Amazonian Brazil). Tupinambis teguixin (Linnaeus, 1758)
was until 1 August 2000 listed as Tupinambis nigropunctatus (Spix,
1824) (Distribution: Colombia, Venezuela, Guianas, Amazonian
basin of Ecuador, Peru, Bolivia and Brazil, in Brazil south into State
of Sao Paulo).
=459 Formerly included in family Boidae
=460 Includess ynonym Python molurus pimbura
=461 Also referenced as Constrictor constrictor occidentalis
=462 Includess ynonym Sanzinia manditra
=463 Includess ynonym Pseudoboa cloelia
=464 Also referenced as Hydrodynastes gigas
=465 Also referenced as Alsophis chamissonis
=466 Formerly included in genus Natrix
=467 Formerly referenced as Naja naja
=468 Formerly included as Crotalus unicolor
=469 Formerly included as Vipera russelli
=470 Formerly included in Nectophrynoides
=471 Formerly Atelopus varius zeteki
=472 Formerly included in Dendrobates
=473 Also referenced as Rana
=474 Includesgeneric s ynonym Megalobatrachus
=475 Formerly Cynoscion macdonaldi
=476 Includess ynonyms Pandinus africanus andHeterometrus roeseli
=477 Formerly included in genus Brachypelma
=478SensuD'Abrera
=479 Also referenced as Conchodromus dromas
=480 Also referenced in genera Dysnomia andPlagiola
=481 Includesgeneric s ynonym Proptera
=482 Also referenced in genus Carunculina
=483 Also referenced as Megalonaias nickliniana
=484 Also referenced as Cyrtonaias tampicoensis tecomatensis andLamp-
silis tampicoensis tecomatensis
=485 Includesgeneric s ynonym Micromya
=486 Includesgeneric s ynonym Papuina
=487 Includesonly one s pecies Heliopora coerulea
=488 Also referenced as Podophyllum emodi andSinopodophyllum hexan-
drum
=489 Includesgeneric s ynonyms Neogomesia andRoseocactus
=490 Also referenced in genus Echinocactus
=491 Includess ynonym Coryphantha densispina
=492 Also referenced as Echinocereus lindsayi
=493 Also referenced in genus Wilcoxia ; includes Wilcoxia nerispina
=494 Also referenced in genus Coryphantha ; includess ynonym Escobaria
nellieae
=495 Also referenced in genus Coryphantha : includes Escobaria leei asa
subspecies
=496 Includess ynonym Solisia pectinata
=497 Also referenced in genera Backebergia, Cephalocereus andMitro-
cereus; includess ynonym Pachycereus chrysomallus
=498 Includes Pediocactus bradyi ssp.despainii andPediocactus bradyi
ssp.winkleri and synonyms Pediocactus despainii, Pediocactus
simpsonii ssp.Bradyi andPediocactus winkleri ; also referenced in
genusToumeya .
=499 Also referenced in genera Navajoa, Toumeya andUtahia includes
synonyms Pediocactus fickeisenii, Navajoa peeblesiana ssp.fickei-
seniiandNavajoa fickeisenii .
=500 Also referenced as genera Echinocactus andUtahia
=501 Includesgeneric s ynonym Encephalocarpus1997R0338 — EN — 20.11.2003 — 009.001 — 24
▼M8
=502 Also referenced in genus Pediocactus ; includess ynonym Ancistro-
cactus tobuschii andFerocactus tobuschii
=503 Also referenced in genera Echinomastus, Neolloydia andPedio-
cactus; includess ynonyms Echinomastus acunensis and
Echinomastus krausei .
=504 Includess ynonyms Ferocactus glaucus, Sclerocactus brevispinus,
Sclerocactus wetlandicus andSclerocactus wetlandicus ssp.Ilseae;
also referenced in genus Pediocactus .
=505 Also referenced in genera Echinomastus, Neolloydia andPedio-
cactus.
=506 Also referenced in genera Coloradoa, Ferocactus andPediocactus
=507 Also referenced in genera Pediocactus andToumeya
=508 Also referenced in genera Ferocactus andPediocactus .
=509 Includesgeneric s ynonyms Gymnocactus andNormanbokea ; also
referenced in genera Kadenicarpus, Neolloydia, Pediocactus, Pelecy-
phora, Strombocactus, Thelocactus andToumeya .
=510 Also referenced in genus Parodia .
=511 Also referenced as Saussurea lappa
=512 Includesgenera Alsophila, Nephelea, Sphaeropteris andTrichipteris .
=513 Also referenced as Euphorbia decaryi var.capsaintemariensis
=514 Includes Euphorbia cremersii fa. viridifolia andEuphorbia cremersii
var.rakotozafyi
=515 Includes Euphorbia cylindrifolia ssp.tuberifera
=516 Includes Euphorbia decaryi vars.ampanihyensis, robinsonii and
spirosticha
=517 Includes Euphorbia moratii vars.antsingiensis, bemarahensis and
multiflora
=518 Also referenced as Euphorbia capsaintemariensis var.tulearensis
=519 Also referenced as Engelhardia pterocarpa
=520 Also referenced in the genus Afrormosia
=521 Includes Aloe compressa vars.rugosquamosa, schistophila and
paucituberculata .
=522 Includes Aloe haworthioides var.aurantiaca
=523 Includes Aloe laeta var.maniaensis
=524 Formerly included in Talauma hodgsonii ; also referenced as
Magnolia hodgsonii andMagnolia candollii var.obvata.
=525 Includesfamilies Apostasiaceae andCypripediaceae ass ubfamilies
Apostasioideae andCypripedioideae
=526Anacampseros australiana andA. kurtzii are also referenced in
genusGrahamia
=527 Formerly included in Anacampseros spp.
=528 Also referenced as Sarracenia alabamensis
=529 Also referenced as Sarracenia jonesii
=530 Excludes Picrorhiza scrophulariifolia
=531 Formerly included in Zamiaceae spp.
=532 Includess ynonym Stangeria paradoxa
=533 Also referenced as Taxus baccata ssp.wallichiana
=534 Excludes Valeriana jatamansi Jones
=535 Includess ynonym Welwitschia bainesii
=536 Includess ynonym Vulpes vulpes leucopus
=537 Also referenced as Pogonocichla swynnertoni
=538 Frequently traded as Serinus citrinelloides
=539 Frequently traded as Estrilda melanotis
=540 Includes Lapemis hardwickii
=541 Includes Hippocampus agnesiae, Hippocampus bleekeri, Hippo-
campus graciliformis andHippocampus macleayina .
=542 Includes Hippocampus elongatus andHippocampus subelongatus .
=543 Includes Hippocampus tuberculatus .
=544 Includes Hippocampus subcoronatus1997R0338 — EN — 20.11.2003 — 009.001 — 25
▼M8
=545 Includes Hippocampus fasciatus andHippocampus mohnikei
=546 Includes Hippocampus brunneus, Hippocampus fascicularis, Hippo-
campus hudsonius, Hippocampus kinkaidi, Hippocampus
laevicaudatus, Hippocampus marginalis, Hippocampus punctulatus,
Hippocampus stylifer, Hippocampus tetragonurus andHippocampus
villosus .
=547 Includes Hippocampus obscurus
=548 Includes Hippocampus antiquorum, Hippocampus antiquus, Hippo-
campus brevirostris, Hippocampus europeaus, Hippocampus
heptagonus, Hippocampus pentagonus andHippocampus vulgaris .
=549 Includes Hippocampus ecuadorensis, Hippocampus gracilis, Hippo-
campus hildebrandi andHippocampus ringens .
=550 Includes Hippocampus atterimus, Hippocampus barbouri, Hippo-
campus fisheri, Hippocampus hilonis, Hippocampus melanospilos,
Hippocampus moluccensis, Hippocampus natalensis, Hippocampus
polytaenia, Hippocampus rhyncomacer, Hippocampus taeniopterus
andHippocampus valentyni .
=551 Includes Hippocampus suezensis
=552 Includes Hippocampus dahli andHippocampus lenis .
=553 Includes Hippocampus atrichus, Hippocampus guttulatus, Hippo-
campus jubatus, Hippocampus longirostris, Hippocampus
microcoronatus, Hippocampus microstephanus, Hippocampus multi-
annularis, Hippocampus rosaceus andHippocampus trichus .
=554 Includes Hippocampus obtusus andHippocampus poeyi .
=555 Includes Hippocampus chinensis, Hippocampus kampylotrachelos,
Hippocampus manadensis, Hippocampus mannulus andHippo-
campus sexmaculatus .
=556 Includes Hippocampus novaehollandiae
=557 Includes Hippocampus regulus andHippocampus rosamondae
12. In accordance with Article 2(t) of thisRegulation, the s ymbol ‘#’ followed
by a number placed against the name of a species or higher taxon included
in Annex B or C designates parts or derivatives which are specified in rela-
tion thereto for the purposes of the Regulation as follows:
#1 Designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers, and
(c) cut flowersof artificially propagated plants .
#2 Designates all parts and derivations, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowersof artificially propagated plants ; and
(d) chemical derivatives and finished pharmaceutical products.
#3 Designates whole and sliced roots and parts of roots, excluding manu-
factured parts or derivatives such as powders, pills, extracts, tonics,
teasand confectionery.
#4 Designates all parts and derivatives, except:
(a) seeds, except those from Mexican cacti originating in Mexico, and
pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowersof artificially propagated plants ;
(d) fruitsand partsand derivativesthereof of naturalis ed or artificially
propagated plants; and
(e) separate stem joints (pads) and parts and derivatives therefore of
naturalised or artifically propagated plants of the genus Opuntia
subgenus Opuntia .
#5 Designates logs, sawn wood and veneer sheets;#6 Designates logs, sawn wood, veneer sheets and plywood#7 Designates logs, wood-chips and unprocessed broken material;1997R0338 — EN — 20.11.2003 — 009.001 — 26
▼M8
#8 Designates all parts and derivatives, except:
(a) seeds and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowersof artificially propagated plants ; and
(d) fruitsand partsand derivativesthereof of artificially propagated
plantsof the genus Vanilla .
13. Asnone of the s peciesor higher taxa of flora included in Annex A isanno-
tated to the effect that itshybridss hall be treated in accordance with the
provisions of Article 4.1 of the Regulation, this means that artifically propa-
gated hybrids produced from one or more of these species or taxa may be
traded with a certificate of artificial propagation, and that seeds and pollen
(including pollinia ), cut flowers, seedling or tissue cultures obtained in
vitro, in solid or liquid media, transported in sterile containers of these
hybrids are not subject to the provisions of the Regulation.
14. Urine, faecesand ambergriswhich are was te productsand gained without
the manipulation of the animal concerned are not subject to the provisions
of the Regulation.
15. In respect of fauna species listed in Annex D, the provisions shall apply
only to live specimens and whole, or substantially whole, dead specimens
except for taxa which are annotated asfollowsto s how that other parts
and derivativesare als o covered:
§ 1 Any whole, or substantially whole, skins, raw or tanned.
§ 2 Any feathersor any s kin or other part with featherson it.
16. In respect of flora species listed in Annex D, the provisions shall apply only
to live specimens except for taxa which are annotated as follows to show
that other partsand derivativesare als o covered:
§ 3 Dried and fresh plants, including, where appropriate; leaves, roots/
rootstock, stems, seeds/spores, bark and fruits.1997R0338 — EN — 20.11.2003 — 009.001 — 27
Annex A Annex B Annex C Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA Mammals
MONOTREMATA
Tachyglossidae Echidnas, spiny ant eaters
Zaglossus spp. (II) Long-nosed echidna
DASYUROMORPHIA
Dasyuridae Dunnarts, marsupial mice, planigales
Sminthopsislongicaudata (I) Long-tailed dunnart
Sminthopsispsammophila (I) Sandhill dunnart
Thylacinidae Tasmanian wolf, thylacine
Thylacinus cynocephalus (possibly
extinct) (I)Thylacine
PERAMELEMORPHIA
Peramelidae Bandicoots
Chaeropus ecaudatus (possibly
extinct) (I)Pig-footed bandicoot
Macrotis lagotis (I) Greater bilby
Macrotis leucura (I) Lesser bilby
Perameles bougainville (I) Western barred bandicoot
DIPROTODONTIA
Phalangeridae Cuscus
Phalangerorientalis (II) Grey cuscus
Spilocuscusmaculatus (II) =301 Common spotted cuscus
Vombatidae Wombats
Lasiorhinuskrefftii (I) Northern hairy-nosed wombat
Macropodidae Kangaroos, wallabies
Dendrolagusdorianus Unicoloured tree kangaroo
Dendrolagusgoodfellowi Goodfellow'stree kangaroo
Dendrolagusinustus (II) Grizzled tree-kangaroo▼M81997R0338 — EN — 20.11.2003 — 009.001 — 28
Annex A Annex B Annex C Common name
Dendrolagusmatschiei Matschie's tree kangaroo
Dendrolagusursinus (II) Vogelkop tree-kangaroo
Lagorchesteshirsutus (I) Rufoushare-wallaby
Lagostrophusfasciatus (I) Banded hare-wallaby
Onychogaleafraenata (I) Bridled nailtail wallaby
Onychogalealunata (I) Crescent nailtail wallaby
Potoroidae Rat-kangaroos
Bettongia spp. (I) Bettongs
Caloprymnus campestris (possibly
extinct) (I)Desert rat-kangaroo
SCANDENTIA
Tupaiidae Tree shrews
Tupaiidae spp. Tree shrews
CHIROPTERA
Phyllostomidae Broad-nosed bats
Platyrrhinuslineatus (III UY) =302 White-lined bat
Pteropodidae Fruit bats, flying foxes
Acerodon spp. (II) (Except for the
species included in Annex A)Flying foxes
Acerodonjubatus (I) Golden-capped fruit bat
Acerodon lucifer (possibly extinct)
(I)Panay giant fruit bat
Pteropus spp. (II) (Except for the
species included in Annex A)Flying-foxes
Pteropusinsularis (I) Truk flying-fox
Pteropuslivingstonei (II) Comoro black flying-fox
Pteropusmariannus (I) Micronesian flying-fox
Pteropusmolossinus (I) Pohnpei flying-fox
Pteropusphaeocephalus (I) Mortlock flying-fox
Pteropuspilosus (I) Large Palau flying-fox▼M81997R0338 — EN — 20.11.2003 — 009.001 — 29
Annex A Annex B Annex C Common name
Pteropusrodricensis (II) Rodriquesflying-fox
Pteropussamoensis (I) Samoan flying-fox
Pteropustonganus (I) Insular flying-fox
Pteropusvoeltzkowi (II) Pemba flying-fox
PRIMATES Primates(apesand monkeys )
PRIMATES spp. (II) (Except for the
species included in Annex A)Primates
Lemuridae Large Lemurs
Lemuridae spp. (I) Large Lemurs
Megaladapidae Sportive lemurs
Megaladapidae spp. (I) =303 Sportive lemurs
Cheirogaleidae Dwarf lemursand mous e-lemurs
Cheirogaleidae spp. (I) Dwarf lemursand mous e-lemurs
Indridae Indri, sifakas and woolly lemurs
Indridae spp. (I) Indri, sifakas and woolly lemurs
Daubentoniidae Aye-aye
Daubentoniamadagascariensis (I) Aye-aye
Tarsiidae Tarsiers
Tarsius spp. (II) Tarsiers
Callithricidae Marmosets, tamarins
Callimico goeldii (I) Goeldi'smarmos et
Callithrixaurita (I) =304 Buffy-tufted-ear marmoset
Callithrixflaviceps (I) =304 Buffy-headed marmoset
Leontopithecus spp. (I) =305 Lion tamarins
Saguinusbicolor (I) Bare-faced tamarin
Saguinusgeoffroyi (I) =306 Rufous-naped tamarin
Saguinusleucopus (I) White-footed tamarin
Saguinusoedipus (I) Cotton-headed tamarin
Cebidae New-world monkeys▼M81997R0338 — EN — 20.11.2003 — 009.001 — 30
Annex A Annex B Annex C Common name
Alouattacoibensis (I) =307 Coiba Island howler
Alouattapalliata (I) Mantled howler
Alouattapigra (I) =308 Guatemalan howler
Atelesgeoffroyi frontatus (I) Black-browed spider monkey
Atelesgeoffroyi panamensis (I) Red spider monkey
Brachytelesarachnoides (I) Woolly spider monkey
Cacajao spp. (I) Uakaris
Callicebuspersonatus (II) Masked titi
Chiropotesalbinasus (I) White-nosed saki
Lagothrixflavicauda (I) Yellow-tailed woolly monkey
Saimiri oerstedii (I) Central American squirrel monkey
Cercopithecidae Old-world monkeys
Cercocebus galeritus (I/II) (The
subspecies Cercocebus galeritus
galeritus islis ted in Appendix I)Crested mangabey
Cercopithecusdiana (I) =309 Diana guenon
Cercopithecussolatus (II) Sun-tailed monkey
Colobussatanas (II) Black colobus
Macaca silenus (I) Lion-tailed macaque
Mandrillusleucophaeus (I) =310 Drill
Mandrillussphinx (I) =310 Mandrill
Nasalisconcolor (I) =311 Pig-tailed langur
Nasalislarvatus (I) Proboscis monkey
Presbytispotenziani (I) Mentawai leaf monkey
Procolobus pennantii (I/II) (The
species is listed in Appendix II but
the subspecies Procolobuspennantii
kirkiiislis ted in Appendix I)Eastern red colobus
Procolobuspreussi (II) Preuss's colobus
Procolobusrufomitratus (I) =312 Tana River colobus
Pygathrix spp. (I) =313 Snub-nosed monkeys▼M81997R0338 — EN — 20.11.2003 — 009.001 — 31
Annex A Annex B Annex C Common name
Semnopithecusentellus (I) =314 Hanuman langur
Trachypithecusfrancoisi (II) François' leaf monkey
Trachypithecusgeei (I) =315 Golden langur
Trachypithecusjohnii (II) Nilgiri langur
Trachypithecuspileatus (I) =316 Capped langur
Hylobatidae Gibbons
Hylobatidae spp. (I) Gibbons
Hominidae Chimpanzees, gorillas, orang-utan
Gorilla gorilla (I) Gorilla
Panspp. (I) Chimpanzees
Pongopygmaeus (I) Orang-utan
XENARTHRA
Mermecophagidae American anteaters
Myrmecophagatridactyla (II) Giant anteater
Tamanduamexicana (III GT) =317 Tamandua
Bradypodidae Three-toed sloths
Bradypusvariegatus (II) =318 Brown-throated sloth
Megalonychidae Two-toed sloth
Choloepushoffmanni (III CR) Hoffman'stwo-toed s loth
Dasypodidae Armadillos
Cabassouscentralis (III CR) Northern naked-tailed armadillo
Cabassoustatouay (III UY) =319 Greater naked-tailed armadillo
Chaetophractusnationi (II) (A zero
annual export quota hasbeen es tab-
lished. All specimens shall be
deemed to be specimens of species
included in Annex A and the trade
in them shall be regulated accord-
ingly)Hairy armadillo
Priodontesmaximus (I) =320 Giant armadillo
PHOLIDOTA▼M81997R0338 — EN — 20.11.2003 — 009.001 — 32
Annex A Annex B Annex C Common name
Manidae Pangolins
Manisspp. (II)
(A zero annual export quota has
been established for Manis crassi-
caudata, Manis pentadactyla and
Manis javanica for specimens
removed from the wild and traded
for primarily commercial purposes)Pangolins
LAGOMORPHA
Leporidae Hares, rabbits
Caprolagushispidus (I) Hispid rabbit
Romerolagusdiazi (I) Volcano rabbit
RODENTIASciuridae Ground squirrels, tree squirrels
Cynomysmexicanus (I) Mexican prairie dog
Epixerusebii (III GH) Ebian'spalm s quirrel
Marmotacaudata (III IN) Long-tailed marmot
Marmotahimalayana (III IN) Himalayan marmot
Ratufa spp. (II) Giant squirrels
Sciurusdeppei (III CR) Deppe'ss quirrel
Anomaluridae African flying squirrels
Anomalurusbeecrofti (III GH) Beecroft'sflying s quirrel
Anomalurusderbianus (III GH) Lord Derby'sflying s quirrel
Anomaluruspelii (III GH) Pel'sflying s quirrel
Idiurusmacrotis (III GH) Long-eared flying squirrel
Muridae Mice, rats
Leporillusconditor (I) Greater stick-nest rat
Pseudomyspraeconis (I) Shark Bay mouse
Xeromysmyoides (I) False water-rat
Zyzomyspedunculatus (I) Central rock-rat
Hystricidae Old-world porcupines▼M81997R0338 — EN — 20.11.2003 — 009.001 — 33
Annex A Annex B Annex C Common name
Hystrixcristata (III GH) North African crested porcupine
Erethizontidae New-world porcupines
Sphiggurus mexicanus (III HN)
=321Mexican tree porcupine
Sphiggurusspinosus (III UY) =321 Spiny tree porcupine
Agoutidae Paca
Agoutipaca (III HN) =322 Spotted paca
Dasyproctidae Central American agoutis
Dasyproctapunctata (III HN) Central American agouti
Chinchillidae Chinchillas
Chinchilla spp. (I) (Specimens of
the domesticated form are not
subject to the provisions of this
Regulation)Chinchillas
CETACEA Cetaceans (dolphins, porpoises,
whales)
CETACEA spp. (I/II) (1) Cetaceans
CARNIVORACanidae Dogs, foxes, wolves
Canisaureus (III IN) Golden jackal
Canis lupus (I/II) (All populations
except those of Spain north of the
Douro and Greece north of the 39th
parallel. Populationsof Bhutan,
India, Nepal and Pakistan are listed
in Appendix I; all other populations
are listed in Appendix II.)Canis lupus (II) (Populationsof
Spain north of the Douro and Greece
north of the 39th parallel)Grey wolf
Canissimensis Ethiopian wolf
Cerdocyonthous (II) =323 Forest fox
Chrysocyonbrachyurus (II) Maned wolf
Cuonalpinus (II) Asiatic wild dog
Pseudalopexculpaeus (II) =323 Colpeo fox
Pseudalopexgriseus (II) =324 Argentine grey fox▼M81997R0338 — EN — 20.11.2003 — 009.001 — 34
Annex A Annex B Annex C Common name
Pseudalopexgymnocercus (II) =323 Pampa fox
Speothosvenaticus (I) Bush dog
Vulpesbengalensis (III IN) Bengal fox
Vulpescana (II) Blanford'sfox
Vulpeszerda (II) =325 Fennec fox
Ursidae Bears
Ursidae spp. (II) (Except for the
species included in Annex A)Bears
Ailuropodamelanoleuca (I) Giant panda
Ailurusfulgens (I) Lesser panda
Helarctos malayanus (I) Sun bear
Melursusursinus (I) Sloth bear
Tremarctosornatus (I) Spectacled bear
Ursusarctos (I/II) (Only the popula-
tionsof Bhutan, China, Mexico and
Mongolia and the subspecies Ursus
arctos isabellinus are listed in
Appendix I; all other populations
and subspecies are listed in
Appendix II).Brown bear
Ursusthibetanus (I) =326 Asiatic black bear
Procyonidae Coati, coatimundi
Bassaricyongabbii (III CR) Bushy-tailed olingo
Bassariscussumichrasti (III CR) Central American cacomistle
Nasuanarica (III HN) =327 Coati
Nasuanasuasolitaria (III UY) South Brazilian coati
Potosflavus (III HN) Kinkajou
Mustelidae Badgers, martens, weasels etc.
Lutrinae Otters
Lutrinae spp. (II) (Except for the
species included in Annex A)Otters▼M81997R0338 — EN — 20.11.2003 — 009.001 — 35
Annex A Annex B Annex C Common name
Aonyx congicus (I) =328 (Only the
populationsof Cameroon and
Nigeria; all other populationsare
included in Annex B)Cameroon clawless otter
Enhydralutrisnereis (I) Southern sea otter
Lontrafelina (I) =329 Marine otter
Lontralongicaudis (I) =330 South American river otter
Lontraprovocax (I) =329 Southern river otter
Lutralutra (I) Eurasian otter
Pteronurabrasiliensis (I) Giant otter
Mellivorinae Honey badgers
Mellivora capensis (III BW/GH) Honey badger
Mephitinae Skunks
Conepatushumboldtii (II) Patagonian hog-nosed skunk
Mustelinae Grisons, martens, tayra, weasels
Eirabarbara (III HN) Tayra
Galictisvittata (III CR) =331 Greater grison
Martesflavigula (III IN) Yellow-throated marten
Martesfoinaintermedia (III IN) Stone marten
Martesgwatkinsii (III IN) =332 Nilgiri marten
Mustelanigripes (I) Black-footed ferret
Viverridae Binturong, civets, falanouc, fossa,
linsangs, otter-civet, palm civet
Arctictisbinturong (III IN) Binturong
Civettictiscivetta (III BW) =333 African civet
Cryptoproctaferox (II) Fossa
Cynogalebennettii (II) Otter-civet
Eupleresgoudotii (II) =334 Falanouc
Fossafossana (II) Malagasy civet
Hemigalusderbyanus (II) Banded palm civet▼M81997R0338 — EN — 20.11.2003 — 009.001 — 36
Annex A Annex B Annex C Common name
Pagumalarvata (III IN) Masked palm civet
Paradoxurus hermaphroditus (III
IN)Common palm civet
Paradoxurusjerdoni (III IN) Jerdon'spalm civet
Prionodonlinsang (II) Banded linsang
Prionodonpardicolor (I) Spotted linsang
Viverracivettina (III IN) =335 Malabar large-spotted civet
Viverrazibetha (III IN) Large Indian civet
Viverricula indica (III IN) Small Indian civet
Herpestidae Mongooses
Herpestes brachyurus fuscus (III
IN) =336Indian brown mongoose
Herpestesedwardsii (III IN) Indian grey mongoose
Herpestes javanicus auropunctatus
(III IN) =337Small Indian mongoose
Herpestessmithii (III IN) Ruddy mongoose
Herpestesurva (III IN) Crab-eating mongoose
Herpestesvitticollis (III IN) Stripe-necked mongoose
Hyaenidae Aardwolf, hyenas
Protelescristatus (III BW) Aardwolf
Felidae Cats, cheetahs, leopards, lions, tigers
etc.
Felidae spp. (II) (Except for the
species included in Annex A. Speci-
mensof the domes ticated form are
not subject to the provisions of this
Regulation)Cats▼M81997R0338 — EN — 20.11.2003 — 009.001 — 37
Annex A Annex B Annex C Common name
Acinonyx jubatus (I) (Annual
export quotasfor live s pecimensand
hunting trophiesare granted as
follows: Botswana: 5; Namibia: 150;
Zimbabwe: 50. The trade in such
specimens is subject to the provi-
sions of Article 4(1) of this Regula-
tion.)Cheetah
Caracal caracal (I) (Only the popu-
lation of Asia; all other populatiosn
are included in Annex B) =338Asian Caracal
Catopumatemminckii (I) =339 Asiatic golden cat
Felisnigripes (I) Black-footed cat
Felissilvestris (II) Wild cat
Herpailurus yaguarondi (I) (Only
the populationsof Central and North
America; all other populationsare
included in Annex B) =339Jaguarundi
Leoparduspardalis (I) =339 Ocelot
Leopardustigrinus (I) =339 Little spotted cat
Leoparduswiedii (I) =339 Margay
Lynxlynx (II) =339 Eurasian lynx
Lynxpardinus (I) =340 Iberian lynx
Neofelisnebulosa (I) Clouded leopard
Oncifelis geoffroyi (I) =339 Geoffroy'scat
Oreailurusjacobita (I) =339 Andean cat
Pantheraleopersica (I) Asiatic lion
Pantheraonca (I) Jaguar
Pantherapardus (I) Leopard
Pantheratigris (I) Tiger
Pardofelismarmorata (I) =339 Marbled cat▼M81997R0338 — EN — 20.11.2003 — 009.001 — 38
Annex A Annex B Annex C Common name
Prionailurus bengalensis benga-
lensis(I) (Only the populationsof
Bangladesh, India and Thailand; all
other populationsare included in
Annex B.) =339Bengal leopard cat
Prionailurus bengalensis iriomo-
tensis(II)=339Iriomote cat
Prionailurusplaniceps (I) =339 Flat-headed cat
Prionailurus rubiginosus (I) (Only
the population of India; all other
populationsare included in Annex
B.) =339Rusty-spotted cat
Pumaconcolor coryi (I) =339 Florida puma
Puma concolor costaricensis (I)
=339Costa Rican puma
Pumaconcolor couguar (I) =339 Eastern puma
Unciauncia (I) =341 Snow leopard
Otariidae Fur seals, sealions
Arctocephalus spp (II) (Except for
the species included in Annex A)Fur seals
Arctocephalusphilippii (II) Juan Fernandez fur seal
Arctocephalustownsendi (I) Guadelupe fur seal
Odobenidae Walrus
Odobenusrosmarus (III CA) Walrus
Phocidae Seals
Miroungaleonina (II) Southern elephant-seal
Monachus spp. (I) Monk seals
PROBOSCIDEA
Elephantidae Elephants
Elephasmaximus (I) Asian elephant▼M81997R0338 — EN — 20.11.2003 — 009.001 — 39
Annex A Annex B Annex C Common name
Loxodonta africana (I) — (Except
for the populationsof Bots wana,
Namibia, South Africa and
Zimbabwe, which are included in
Annex B)Loxodonta africana (II) (Only the
populationsof Bots wana, Namibia,
South Africa (2) and Zimbabwe (3);
all other populationsare included in
Annex A)African elephant
SIRENIA
Dugongidae Dugong
Dugongdugon (I) Dugong
Trichechidae Manatees
Trichechidae spp. (I/II) (Trichechus
inunguis andTrichechus manatus
are listed in Appendix I. Trichechus
senegalensis islis ted in Appendix
II.)Manatees
PERISSODACTYLA
Equidae Horses, wild asses, zebras
Equusafricanus (I) =342 African ass
Equusgrevyi (I) Grevy'szebra
Equus hemionus (I/II) (The species
is listed in Appendix II but subspe-
ciesEquushemionushemionusis
listed in Appendix I)Asiatic wild ass
Equuskiang (II) =343 Kiang
Equus onager (II) (Except for the
subspecies included in Annex A)
=343Onager ass
Equusonagerkhur (I) =343 Indian wild ass
Equusprzewalskii (I) =344 Przewalski's horse
Equuszebrahartmannae (II) Hartmann'smountain zebra
Equuszebrazebra (I) Cape mountain zebra
Tapiridae Tapirs
Tapiridae spp. (I) (Except for the
species included in Annex B)Tapirs
Tapirusterrestris (II) Brazilian tapir▼M81997R0338 — EN — 20.11.2003 — 009.001 — 40
Annex A Annex B Annex C Common name
Rhinocerotidae Rhinoceroses
Rhinocerotidae spp. (I) (Except for
the subspecies included in Annex B)Rhinoceroses
Ceratotherium simum simum (II)
(Only the populationsof South
Africa; all other populationsare
included in Annex A. For the exclu-
sive purpose of allowing interna-
tional trade in live animalsto
appropriate and acceptable destina-
tionsand trade in hunting trophies .
All other specimens shall be deemed
to be specimens of species included
in Annex A and trade in them shall
be regulated accordingly)Southern white rhino
ARTIODACTYLA
Tragulidae Mouse-deer
Hyemoschusaquaticus (III GH) Water chevrotain
Suidae Babirusa, hogs, pigs
Babyrousababyrussa (I) Babirusa
Sussalvanius (I) Pygmy hog
Tayassuidae Peccaries
Tayassuidae spp. (II) (Except for
the species included in Annex A
and excluding the populationsof
Pecari tajacu of Mexico and the
United States, which are not
included in the Annexesto this
Regulation)Peccaries
Catagonuswagneri (I) Chacoan peccary
Hippopotamidae Hippopotamuses
Hexaprotodonliberiensis (II) =345 Pygmy hippopotamus
Hippopotamusamphibius (II) Hippopotamus
Camelidae Camels, guanoco, vicuña
Lamaguanicoe (II) Guanaco▼M81997R0338 — EN — 20.11.2003 — 009.001 — 41
Annex A Annex B Annex C Common name
Vicugna vicugna (I) (Except for the
populationsof: Argentina (the popu-
lation of the Provincesof Jujuy and
Catamarca and the semicaptive
populationsof the Provincesof
Jujuy, Salta, Catamarca, La Rioja
and San Juan); Bolivia (the whole
population); Chile (population of the
Primera Región); and Peru (the
whole population); which are
included in Annex B)Vicugna vicugna (II) (Only the
populationsof Argentina (4) (the
population of the Provincesof Jujuy
and Catamarca and the semicaptive
populationsof the Provincesof
Jujuy, Salta, Catamarca, La Rioja
and San Juan); Bolivia (5) (the whole
population); Chile (6) (population of
the Primera Región); Peru (7) (the
whole population); all other popula-
tionsare included in Annex A)Vicuña
Moschidae Musk deer
Moschus spp. (I) (Only the popula-
tionsof Afghanis tan, Bhutan, India,
Myanmar, Nepal and Pakistan; all
other populationsare included in
Annex B)Moschus spp. (II) (Except for the
populationsof Afghanis tan, Bhutan,
India, Myanmar, Nepal and Pakistan,
which are included in Annex A)Musk deer
Cervidae Deer, guemals, muntjacs, pudus
Axiscalamianensis (I) =346 Calamian deer
Axiskuhlii (I) =347 Kuhl'shog deer
Axisporcinusannamiticus (I) =348 Indochina hog deer
Blastocerusdichotomus (I) Marsh deer
Cervusduvaucelii (I) Swamp deer
Cervuselaphusbactrianus (II) Bactrian deer
Cervuselaphusbarbarus (III TN) Barbary deer
Cervuselaphushanglu (I) Hangul
Cervuseldii (I) Thamin
Damamesopotamica (I) =349 Persian fallow deer
Hippocamelus spp. (I) Huemuls
Mazama americana cerasina (III
GT)Middle American red brocket
Megamuntiacusvuquanghensis (I) Giant muntjac
Muntiacuscrinifrons (I) Black muntjac
Odocoileus virginianus mayensis
(III GT)Guatemalan white-tailed deer▼M81997R0338 — EN — 20.11.2003 — 009.001 — 42
Annex A Annex B Annex C Common name
Ozotoceros bezoarticus (I) Pampasdeer
Pudumephistophiles (II) Northern pudu
Pudupuda (I) Southern pudu
Antilocapridae Pronghorn
Antilocapra americana (I) (Only
the population of Mexico; no other
population isincluded in the
Annexesto thisRegulation)Mexican pronghorn
Bovidae Antelopes, cattle, duikers, gazelles,
goats, sheep etc.
Addaxnasomaculatus (I) Addax
Ammotraguslervia (II) Barbary sheep
Bisonbisonathabascae (II) Wood bison
Antilopecervicapra (III NP) Blackbuck
Bosgaurus (I) =350 Gaur
Bosmutus (I) =351 Wild yak
Bossauveli (I) =352 Kouprey
Bubalusarnee (III NP) =353 Wild Asiatic buffalo
Bubalusdepressicornis (I) =354 Lowland anoa
Bubalusmindorensis (I) =354 Tamaraw
Bubalusquarlesi (I) =354 Mountain anoa
Budorcastaxicolor (II) Takin
Caprafalconeri (I) Markhor
Cephalophusdorsalis (II) Bay duiker
Cephalophusjentinki (I) Jentink'sduiker
Cephalophusmonticola (II) Blue duiker
Cephalophusogilbyi (II) Ogilby'sduiker
Cephalophussilvicultor (II) Yellow-backed duiker
Cephalophuszebra (II) Banded duiker
Damaliscuslunatus (III GH) Tsessebi▼M81997R0338 — EN — 20.11.2003 — 009.001 — 43
Annex A Annex B Annex C Common name
Damaliscus pygargus pygargus (II)
=355Bontebok
Gazella cuvieri (III TN) Edmi gazelle
Gazella dama (I) Dama gazelle
Gazella dorcas (III TN) Dorcasgazelle
Gazella leptoceros (III TN) Rhim
Hippotragusnigervariani (I) Giant sable antelope
Kobusleche (II) Lechwe
Naemorhedusbaileyi (I) =356 Red goral
Naemorheduscaudatus (I) =356 Chinese goral
Naemorhedusgoral (I) Goral
Naemorhedus sumatraensis (I)
=357Mainland serow
Oryxdammah (I) =358 Scimitar-horned oryx
Oryxleucoryx (I) Arabian oryx
Ovis ammon (II) (Except for the
subspecies included in Annex A)Argali
Ovisammonhodgsonii (I) Tibetan argali
Ovisammonnigrimontana (I) Kara Tau argali
Ovis canadensis (II) (Only the
population of Mexico; no other
population isincluded in the
Annexesto thisRegulation)Mexican bighorn sheep
Ovisorientalisophion (I) =359 Cyprusmouflon
Ovis vignei (II) (Except for the
subspecies included in Annex A)Urial
Ovisvignei vignei (I) =360 Ladakh urial
Pantholopshodgs onii (I) Chiru
Pseudoryx nghetinhensis (I) Vu Quang ox
Rupicapra pyrenaica ornata (I) =361 Abruzzo chamois
Saiga tatarica (II) Saiga antelope▼M81997R0338 — EN — 20.11.2003 — 009.001 — 44
Annex A Annex B Annex C Common name
Tetracerusquadricornis(III NP) Four-horned antelope
Tragelaphuseurycerus(III GH) =362 BongoTragelaphuss pekii (III GH) Sitatunga
AVES Birds
STRUTHIONIFORMESStruthionidae Ostrich
Struthio camelus(I) (Only the popu-
lationsof Algeria, Burkina Fas o,
Cameroon, the Central African
Republic, Chad, Mali, Mauritania,
Morocco, the Niger, Nigeria,
Senegal and the Sudan; all other
populationsare not included in the
Annexesto thisRegulation)Ostrich
RHEIFORMES
Rheidae Rheas
Rhea americana (II) Greater rhea
Rhea pennata(I) (Except for the
populationsof Rhea pennata pennata
of Argentina and Chile, which are
included in Annex B) =363Lesser rhea
Rhea pennata pennata (II) (Only the
populationsof Argentina and Chile)
=363Lesser rhea
TINAMIFORMES
Tinamidae Tinamous
Tinamuss olitarius(I) Solitary tinamou
SPHENISCIFORMES
Spheniscidae Penguins
Spheniscus demersus (II) Jackass penguin
Spheniscus humboldti (I) Humboldt penguin
PODICIPEDIFORMES
Podicipedidae Grebes▼M81997R0338 — EN — 20.11.2003 — 009.001 — 45
Annex A Annex B Annex C Common name
Podilymbusgigas(I) Atitlan Grebe
PROCELLARIIFORMESDiomedeidae Albatrosses
Diomedea albatrus(I) Short-tailed albatross
PELECANIFORMESPelecanidae Pelicans
Pelecanuscris pus(I) Dalmatian pelican
Sulidae Boobies
Papasula abbotti (I) =364 Abbott'sbooby
Fregatidae Frigatebirds
Fregata andrewsi (I) Christmas frigatebird
CICONIIFORMESArdeidae Egrets, herons
Ardea goliath (III GH) Goliath heron
Bubulcusibis(III GH) =365 Cattle egret
Casmerodius albus (III GH) =366 Great egret
Egretta garzetta (III GH) Little egret
Balaenicipitidae Shoebill, whale-headed stork
Balaenicepsrex (II) Shoebill
Ciconiidae Storks
Ciconia boyciana (I) =367 Oriental stork
Ciconia nigra (II) Black stork
Ciconia stormi Storm'ss tork
Ephippiorhynchus senegalensis (III
GH)Saddle-billed stork
Jabiru mycteria (I) Jabiru
Leptoptiloscrumeniferus(III GH) Marabou s tork
Leptoptilosdubius Greater adjutant stork
Mycteria cinerea (I) Milky stork▼M81997R0338 — EN — 20.11.2003 — 009.001 — 46
Annex A Annex B Annex C Common name
Threskiornithidae Ibises, spoonbills
Bostrychia hagedash (III GH) =368 Hadada ibisBostrychia rara (III GH) =369 Spot-breasted ibis
Eudocimusruber (II) Scarlet ibis
Geronticuscalvus(II) Bald ibis
Geronticuseremita (I) Waldrapp
Nipponia nippon (I) Crested ibis
Platalea leucorodia (II) Eurasian spoonbill
Pseudibis gigantea Giant ibis
Threskiornis aethiopicus (III GH) Sacred ibis
Phoenicopteridae Flamingos
Phoenicopteridae spp. (II) (Except
for the species included in Annex A)Flamingos
Phoenicopterusruber (II) =370 Greater flamingo
ANSERIFORMESAnatidae Ducks, geese, swans etc.
Alopochen aegyptiacus(III GH) Egyptian goos e
Anasacuta (III GH) Northern pintail
Anasaucklandica (I) =371 Brown teal
Anasbernieri (II) Madagas car teal
Anascapens is(III GH) Cape tealAnasclypeata (III GH) =372 Northern s hovelerAnascrecca (III GH) Common teal
Anasformos a (II) Baikal teal
Anas laysanensis (I) =373 Laysan duck
Anasous taleti (I) =374 Marianasmallard
Anaspenelope (III GH) Euras ian wigeon
Anasquerquedula (III GH) Garganey
Aythya innotata Madagascar pochard▼M81997R0338 — EN — 20.11.2003 — 009.001 — 47
Annex A Annex B Annex C Common name
Aythya nyroca (III GH) =375 Ferruginousduck
Branta canadensis leucopareia (I) Aleutian goose
Branta ruficollis(II) Red-breasted goose
Branta sandvicensis (I) Nene
Cairina moschata (III HN) Muscovy duck
Cairina scutulata (I) White-winged duck
Coscoroba coscoroba (II) Coscoroba swanCygnusmelanocorypha (II) Black-necked s wanDendrocygna arborea (II) West Indian whistling-duck
Dendrocygna autumnalis(III HN) Black-bellied whis tling-duck
Dendrocygna bicolor (III GH/HN)
=376Fulvouswhis tling-duck
Dendrocygna viduata (III GH) White-faced whistling-duck
Mergusoctos etaceus Brazilian merganser
Nettapusauritus(III GH) African pygmy-goos e
Oxyura jamaicensis Ruddy duck
Oxyura leucocephala (II) White-headed duck
Plectropterus gambensis (III GH) Spur-winged goosePteronetta hartlaubii (III GH) =377 Hartlaub'sduck
Rhodonessa caryophyllacea (possibly
extinct) (I)Pink-headed duck
Sarkidiornismelanotos(II) Comb duck
Tadorna cristata Crested shelduck
FALCONIFORMES Diurnal birds of prey (eagles, falcons,
hawks, vultures)
FALCONIFORMES spp. (II) —
(Except for the species included in
Annex A and for one species of the
family Cathartidae included in
Annex C; the other species of that
family are not included in the
Annexesto thisRegulation)Diurnal birdsof prey▼M81997R0338 — EN — 20.11.2003 — 009.001 — 48
Annex A Annex B Annex C Common name
Cathartidae New world vultures
Gymnogypscalifornianus(I) California condor
Sarcoramphuspapa (III HN) King vulture
Vultur gryphus(I) Andean condor
Pandionidae Ospreys
Pandion haliaetus(II) Osprey
Accipitridae Hawk, eagles
Accipiter brevipes(II) Levant sparrowhawk
Accipiter gentilis(II) Northern goshawk
Accipiter nisus (II) Eurasian sparrowhawk
Aegypiusmonachus(II) Cinereousvulture
Aquila adalberti (I) =378 Adalbert'seagle
Aquila chrysaetos (II) Golden eagle
Aquila clanga (II) Greater spotted eagle
Aquila heliaca (I) Imperial eagle
Aquila pomarina (II) Lesser spotted eagle
Buteo buteo (II) Common buzzard
Buteo lagopus(II) Rough legged buzzard
Buteo rufinus(II) Long-legged buzzard
Chondrohierax uncinatuswils onii (I)
=379Cuban hook-billed kite
Circaetusgallicus(II) Short-toed snake-eagle
Circusaeruginos us(II) Western marsh-harrier
Circuscyaneus(II) Northern harrier
Circusmacrourus(II) Pallid harrier
Circuspygargus(II) Montagu'sharrier
Elanuscaeruleus(II) Black-winged kite
Eutriorchisas tur (II) Madagascar serpent-eagle
Gypaetusbarbatus(II) Lammergeier▼M81997R0338 — EN — 20.11.2003 — 009.001 — 49
Annex A Annex B Annex C Common name
Gypsfulvus(II) Eurasian griffon
Haliaeetuss pp. (I/II) (Haliaeetus
albicilla and Haliaeetusleucoce-
phalusare lis ted in Appendix I; the
other species are listed in Appendix
II)Sea-eagles
Harpia harpyja (I) Harpy eagle
Hieraaetusfas ciatus(II) Bonelli'seagle
Hieraaetuspennatus(II) Booted eagle
Leucopternisoccidentalis(II) Grey-backed hawk
Milvusmigrans(II) Black kite
Milvusmilvus(II) Red kite
Neophron percnopterus(II) Egyptian vulture
Pernisapivorus(II) European honey-buzzard
Pithecophaga jefferyi (I) Great Philippine eagle
Falconidae Falcons
Falco araea (I) Seychelleskes trel
Falco biarmicus(II) Lanner falcon
Falco cherrug (II) Saker falcon
Falco columbarius(II) Merlin
Falco eleonorae (II) Eleonora'sfalcon
Falco jugger (I) Laggar falcon
Falco naumanni (II) Lesser kestrel
Falco newtoni(I) (Only the popula-
tion of the Seychelles)Newton'skes trel
Falco pelegrinoides(I) =380 Barbary falcon
Falco peregrinus(I) Peregrine falcon
Falco punctatus(I) Mauritiuskes trel
Falco rusticolus (I) Gyrfalcon
Falco subbuteo (II) Eurasian hobby
Falco tinnunculus(II) Common kestrel▼M81997R0338 — EN — 20.11.2003 — 009.001 — 50
Annex A Annex B Annex C Common name
Falco vespertinus (II) Red-footed falcon
GALLIFORMESMegapodiidae Megapodes, scrubfowl
Macrocephalon maleo (I) Maleo
Cracidae Crax spp.* (-/III) (The following
species are listed in Appendix III:
Crax alberti, Crax daubentoni and
Crax globulosa for Colombia and
Crax rubra for Colombia, Costa
Rica, Guatemala and Honduras)Curassows
Crax alberti (III CO) Blue-knobbed curassow
Crax blumenbachii (I) Red-billed curassow
Mitu mitu (I) =381 Alagoas curassow
Oreophasis derbianus (I) Horned guan
Ortalisvetula (III GT/HN) Plain chachalacaPauxi spp. (-/III) (Pauxi pauxi is
listed in Appendix III for Colombia)
=382Helmeted curassows
Penelope albipennis(I) White-winged guan
Penelope purpurascens (III HN) Crested guan
Penelopina nigra (III GT) Highland guan
Pipile jacutinga (I) =383 Black-fronted piping guan
Pipile pipile (I) =384 Trinidad piping guan
Phasianidae Grouse, guineafowl, partridges, phea-
sants, tragopans
Agelastes meleagrides (III GH) White-breasted guineafowl
Agriocharisocellata (III GT) Ocellated turkey
Arborophila charltonii (III MY) Chestnut-necklaced partridgeArborophila orientalis(III MY) =385 Grey-breas ted partridgeArgusianus argus (II) Great argus
Caloperdix oculea (III MY) Ferruginouspartridge
Catreuswallichii (I) Cheer pheasant▼M81997R0338 — EN — 20.11.2003 — 009.001 — 51
Annex A Annex B Annex C Common name
Colinusvirginianusridgwayi (I) Masked bobwhite
Crossoptilon crossoptilon (I) White eared-pheasant
Crossoptilon harmani (I) =386 Tibetan eared-pheasant
Crossoptilon mantchuricum (I) Brown eared-pheasant
Galluss onneratii (II) Grey junglefowlIthaginiscruentus(II) Blood pheas ant
Lophophorusimpejanus(I) Himalayan monal
Lophophoruslhuys ii (I) Chinese monal
Lophophoruss clateri (I) Sclater'smonal
Lophura bulweri Bulwer'spheas ant
Lophura diardi Siamese fireback
Lophura edwardsi (I) Edwards' pheasant
Lophura erythrophthalma (III MY) Crestless firebackLophura hatinhensis Vietnamese firebackLophura hoogerwerfi Sumatran pheasantLophura ignita (III MY) Crested fireback
Lophura imperialis(I) Imperial pheasant
Lophura inornata Salvadori'spheas ant
Lophura leucomelanosKalij pheas ant
Lophura swinhoii (I) Swinhoe'spheas ant
Melanoperdix nigra (III MY) Black partridge
Odontophoruss trophium Gorgeted wood-quail
Ophrysia superciliosa Himalayan quail
Pavo muticus(II) Green peafowlPolyplectron bicalcaratum (II) Grey peacock-pheasant
Polyplectron emphanum (I) Palawan peacock pheasant
Polyplectron germaini (II) Germain'speacock-pheas ant
Polyplectron inopinatum (III MY) Mountain peacock-pheasant
Polyplectron malacense (II) Malayan peacock-pheasant▼M81997R0338 — EN — 20.11.2003 — 009.001 — 52
Annex A Annex B Annex C Common name
Polyplectron schleiermacheri (II)
=387Bornean peacock-pheasant
Rheinardia ocellata (I) =388 Crested argus
Rhizothera longirostris (III MY) Long-billed partridgeRollulusrouloul (III MY) Cres ted partridge
Syrmaticusellioti (I) Elliot'spheas ant
Syrmaticushumiae (I) Hume'spheas ant
Syrmaticusmikado (I) Mikado pheasant
Tetraogalluscas pius(I) Caspian snowcock
Tetraogallustibetanus(I) Tibetan snowcock
Tragopan blythii (I) Blyth'stragopan
Tragopan caboti (I) Cabot'stragopan
Tragopan melanocephalus(I) Western tragopan
Tragopan satyra (III NP) Satyr tragopan
Tympanuchuscupido attwateri (I) Attwater'sprairie-chicken
GRUIFORMESGruidae Cranes
Gruidae spp. (II) (Except for the
species included in Annex A)Cranes
Grusamericana (I) Whooping crane
Grus canadensis (I/II) (The species is
listed in Appendix II but subspecies
Grus canadensis nesiotes and Grus
canadensis pulla are listed in
Appendix I)Sandhill crane
Grusgrus(II) Common crane
Grusjaponens is(I) Red-crowned crane
Grusleucogeranus(I) Siberian crane
Grusmonacha (I) Hooded crane
Grusnigricollis(I) Black-necked crane
Grusvipio (I) White-necked crane▼M81997R0338 — EN — 20.11.2003 — 009.001 — 53
Annex A Annex B Annex C Common name
Rallidae Coots, rails
Gallirallus sylvestris (I) =389 Lord Howe rail
Rhynochetidae Kagu
Rhynochetosjubatus(I) Kagu
Otididae Bustards
Otididae spp. (II) (Except for the
species included in Annex A)Bustards
Ardeotisnigriceps(I) =390 Indian bustard
Chlamydotisundulata (I) Houbara bustard
Eupodotisindica (II) Lesser florican
Eupodotisbengalens is(I) =391 Bengal florican
Otistarda (II) Great bustard
Tetrax tetrax (II) Little bustard
CHARADRIIFORMESBurhinidae Thick-knees
Burhinus bistriatus (III GT) Double-striped thick-knee
Scolopacidae Curlews, greenshanks
Numeniusborealis(I) Eskimo curlew
Numeniustenuiros tris(I) Slender-billed curlew
Tringa guttifer (I) Nordmann'sgreens hank
Laridae Gulls, terns
Larusrelictus(I) Relict gull
COLUMBIFORMES
Columbidae Doves, pigeons
Caloenasnicobarica (I) Nicobar pigeon
Columba caribaea Ring-tailed pigeon
Claravisgodefrida Purple-winged ground-dove
Columba guinea (III GH) Speckled pigeonColumba iriditorques(III GH) =392 Wes tern bronze-naped pigeon▼M81997R0338 — EN — 20.11.2003 — 009.001 — 54
Annex A Annex B Annex C Common name
Columba livia (III GH) Rock pigeon
Columba mayeri (III MU) =393 Pink pigeonColumba unicincta (III GH) Afep pigeon
Didunculus strigirostris Tooth-billed pigeon
Ducula mindorensis (I) Mindoro zone-tailed pigeon
Gallicolumba luzonica (II) Luzon bleeding-heartGoura spp. (II) Crowned-pigeons
Leptotila wellsi Grenada dove
Oena capensis (III GH) Namaqua doveStreptopelia decipiens(III GH) Mourning collared-doveStreptopelia roseogrisea (III GH) African collared-doveStreptopelia semitorquata (III GH) Red-eyed doveStreptopelia senegalensis (III GH) Laughing dove
Streptopelia turtur (III GH) European turtle-dove
Streptopelia vinacea (III GH) VinaceousdoveTreron calva (III GH) =394 African green-pigeonTreron waalia (III GH) Bruce'sgreen-pigeonTurtur abyssinicus (III GH) Black-billed wood-doveTurtur afer (III GH) Blue-spotted wood-doveTurtur brehmeri (III GH) =395 Blue-headed wood-doveTurtur tympanistria (III GH) =396 Tambourine dove
PSITTACIFORMES Cockatoos, lories, macaws, parakeets,
parrotsetc.
PSITTACIFORMES spp. (II) —
(Except for the species included in
Annex A and Annex C and
excluding Melopsittacus undulatus
and Nymphicushollandicus , which
are not included in the Annexesto
thisRegulation)Parrots, etc.
Psittacidae Amazons, cockatoos, lories, lorikeets,
macaws, parakeets, parrots▼M81997R0338 — EN — 20.11.2003 — 009.001 — 55
Annex A Annex B Annex C Common name
Amazona arausiaca (I) Red-necked parrot
Amazona barbadensis (I) Yellow-shouldered parrot
Amazona brasiliensis (I) Red-tailed parrot
Amazona guildingii (I) St Vincent parrot
Amazona imperialis(I) Imperial parrot
Amazona leucocephala (I) Cuban parrot
Amazona ochrocephala auropalliata
(I)Yellow-naped parrot
Amazona ochrocephala belizensis (I)
Amazona ochrocephala caribaea (I)
Amazona ochrocephala oratrix (I) Yellow-headed parrot
Amazona ochrocephala parvipes(I)
Amazona ochrocephala tresmariae
(I)
Amazona pretrei (I) Red-spectacled parrot
Amazona rhodocorytha (I) =397 Red-browed parrot
Amazona tucumana (I) Tucuman parrot
Amazona versicolor (I) Saint Lucia parrot
Amazona vinacea (I) Vinaceousparrot
Amazona viridigenalis(I) Green-cheeked parrot
Amazona vittata (I) Puerto Rican parrot
Anodorhynchuss pp. (I) Blue macaws
Ara ambigua (I) Great green macaw
Ara glaucogularis(I) =398 Blue-throated macaw
Ara macao (I) Scarlet macaw
Ara militaris(I) Military macaw
Ara rubrogenys(I) Red-fronted macaw
Cacatua goffini (I) Tanimbar cockatoo
Cacatua haematuropygia (I) Philippine cockatoo
Cacatua moluccensis (I) Salmon-crested cockatoo▼M81997R0338 — EN — 20.11.2003 — 009.001 — 56
Annex A Annex B Annex C Common name
Cyanopsitta spixii (I) Spix'smacaw
Cyanoramphusforbes i (I) =399 Chatham Island yellow-fronted para-
keet
Cyanoramphusnovaezelandiae
(I)=400Red-fronted parakeet
Cyclopsitta diophthalma coxeni (I)
=401Coxen'sdouble-eyed fig parrot
Eoshis trio (I) Red and blue lory
Eunymphicuscornutus(I) Horned parakeet
Geopsittacus occidentalis (possibly
extinct) (I) =402Night parrot
Guarouba guarouba (I)=403 Golden parakeet
Neophema chrysogaster (I) Orange-bellied parrot
Ognorhynchusicterotis(I) Yellow-eared parrot
Pezoporuswallicus(I) Ground parrot
Pionopsitta pileata (I) Pileated parrot
Probosciger aterrimus (I) Palm cockatoo
Propyrrhura couloni (I)=404 Blue-headed macaw
Propyrrhura maracana (I)=405 Blue-winged macaw
Psephotus chrysopterygius (I) Golden-shouldered parrot
Psephotus dissimilis (I) =406 Hooded parrot
Psephotus pulcherrimus (possibly
extinct) (I)Paradise parrot
Psittacula echo (I) =407 Mauritiusparakeet
Psittacula krameri (III GH) Rose-ringed parakeet
Pyrrhura cruentata (I) Blue-throated parakeet
Rhynchopsitta spp. (I) Thick-billed parrots
Strigopshabroptilus(I) Kakapo
Vini spp. (I/II) (Vini ultramarina is
listed in Appendix I, the other
species are listed in Appendix II)Blue lorikeets▼M81997R0338 — EN — 20.11.2003 — 009.001 — 57
Annex A Annex B Annex C Common name
CUCULIFORMES
Musophagidae Turacos
Corythaeola cristata (III GH) Great blue turaco
Crinifer piscator (III GH) Western grey plantain-eater
Musophaga porphyreolopha (II)
=408Purple-crested turaco
Musophaga violacea (III GH) Violet turaco
Tauraco spp. (II) (Except for the
species included in Annex A)Turacos
Tauraco bannermani (II) Bannerman'sturaco
STRIGIFORMES Owls
STRIGIFORMES spp. (II) (Except
for the species included in Annex A)Owls
Tytonidae Barn owls
Tyto alba (II) Barn owl
Tyto soumagnei (I) Soumagne'sowl
Strigidae Owls
Aegoliusfunereus(II) Boreal owl
Asio flammeus (II) Short-eared owl
Asio otus (II) Long-eared owl
Athene blewitti (I) Forest owlet
Athene noctua (II) Little owl
Bubo bubo (II) Eurasian eagle-owl
Glaucidium passerinum (II) Eurasian pygmy-owl
Mimizuku gurneyi (I) =409 Lesser eagle-owl
Ninox novaeseelandiae undulata (I)
=410Norfolk boobook
Ninox squamipila natalis (I) Christmas hawk-owl
Nyctea scandiaca (II) Snowy owl
Otusireneae (II) Sokoke scops-owl▼M81997R0338 — EN — 20.11.2003 — 009.001 — 58
Annex A Annex B Annex C Common name
Otuss cops(II) Eurasian scops-owl
Strix aluco (II) Tawny owl
Strix nebulosa (II) Great grey owl
Strix uralensis (II) Ural owl
Surnia ulula (II) Northern hawk owl
APODIFORMES
Trochilidae Hummingbirds
Trochilidae spp. (II) (Except for the
species included in Annex A)Hummingbirds
Glaucisdohrnii (I)=411 Hook-billed hermit
TROGONIFORMESTrogonidae Quetzals
Pharomachrusmocinno (I) Resplendent quetzal
CORACIIFORMESBucerotidae Hornbills
Aceross pp. (II) (Except for the
species included in Annex A)Hornbills
Acerosnipalens is(I) Rufous-necked hornbill
Aceross ubruficollis(I) Plain-pouched hornbill
Anorrhinuss pp. (II) =412 HornbillsAnthracoceross pp. (II) HornbillsBuceross pp. (II) (Except for the
species included in Annex A)Hornbills
Bucerosbicornis(I) Great hornbill
Bucerosvigil (I) =413 Helmeted hornbill
Penelopidess pp. (II) Hornbills
PICIFORMESCapitonidae Barbets
Semnornisramphas tinus(III CO) Toucan barbet
Ramphastidae Toucans▼M81997R0338 — EN — 20.11.2003 — 009.001 — 59
Annex A Annex B Annex C Common name
Bailloniusbailloni (III AR) Saffron toucanet
Pteroglossus aracari (II) Black-necked aracariPteroglossus castanotis (III AR) Chestnut-eared aracariPteroglossus viridis (II) Green aracariRamphastos dicolorus (III AR) Red-breasted toucanRamphastos sulfuratus (II) Keel-billed toucanRamphastos toco (II) Toco toucanRamphastos tucanus (II) Red-billed toucanRamphastos vitellinus (II) Channel-billed toucan
Selenidera maculirostris (III AR) Spot-billed toucanet
Picidae Woodpeckers
Campephilusimperialis(I) Imperial woodpecker
Dryocopus javensis richardsi (I) Tristam's woodpecker
PASSERIFORMESCotingidae Cotingas
Cephalopterusornatus(III CO) Amazonian umbrella birdCephalopteruspenduliger (III CO) Long-wattled umbrella bird
Cotinga maculata (I) Banded cotinga
Rupicola spp. (II) Cock-of-the-rocks
Xipholena atropurpurea (I) White-winged cotinga
Pittidae Pittas
Pitta guajana (II) Banded pitta
Pitta gurneyi (I) Gurney'spitta
Pitta kochi (I) Whiskered pitta
Pitta nympha (II) =414 Fairy pitta
Atrichornithidae Scrub-birds
Atrichornisclamos us(I) Noisy-scrub-bird
Hirundinidae Martins
Pseudochelidon sirintarae (I) White-eyed river-martin▼M81997R0338 — EN — 20.11.2003 — 009.001 — 60
Annex A Annex B Annex C Common name
Pycnonotidae Bulbuls
Pycnonotuszeylanicus(II) Straw-headed bulbul
Muscicapidae Old-world flycatchers
Bebrornisrodericanus(III MU) Rodriguez brush-warbler
Cyornisruckii (II) =415 Rueck'sblue-flycatcher
Dasyornis broadbenti litoralis
(possibly extinct) (I)Western rufous bristlebird
Dasyornis longirostris (I) =416 Western Bristlebird
Garrulax canorus(II) Melodiouslaughing thrus h
Leiothrix argentauris(II) Silver-eared mes ia
Leiothrix lutea (II) Red-billed leiothrixLiocichla omeiensis (II) Omei shan liocichla
Picathartesgymnocephalus(I) White-necked rockfowl
Picathartesoreas(I) Grey-necked rockfowl
Terpsiphone bourbonnensis (III MU)
=417Mascarene paradise-flycatcher
Nectariniidae Sunbirds
Anthreptes pallidigaster Amani sunbird
Anthreptesrubritorques Banded s unbird
Zosteropidae White-eyes
Zosterops albogularis (I) White-chested white-eye
Meliphagidae Honey-eaters
Lichenostomus melanops cassidix (I)
=418Helmeted honeyeater
Emberizidae Cardinals, tanagers
Gubernatrix cristata (II) Yellow cardinalParoaria capitata (II) Yellow-billed cardinalParoaria coronata (II) Red-crested cardinal
Tangara fastuosa (II) Seven-coloured tanager
Icteridae New-world blackbirds▼M81997R0338 — EN — 20.11.2003 — 009.001 — 61
Annex A Annex B Annex C Common name
Agelaiusflavus(I) =419 Saffron-cowled blackbird
Fringillidae Finches
Cardueliscucullata (I) =420 Red siskin
Carduelis yarrellii (II) =420 Yellow-faced siskin
Serinus canicapillus (III GH) =421 West African seedeaterSerinusleucopygius(III GH) White-rumped s eedeaterSerinusmozambicus(III GH) Yellow-fronted canary
Estrildidae Manikins, waxbills
Amadina fasciata (III GH) Cut throat
Amandava formosa (II) Green avadavat
Amandava subflava (III GH) =422 Zebra waxbillEstrilda astrild (III GH) Common waxbillEstrilda caerulescens (III GH) Lavender waxbillEstrilda melpoda (III GH) Orange-cheeked waxbillEstrilda troglodytes (III GH) Black-rumped waxbillLagonosticta rara (III GH) Black-bellied firefinchLagonosticta rubricata (III GH) African firefinch
Lagonosticta rufopicta (III GH) Bar-breasted firefinch
Lagonosticta senegala (III GH) Red-billed firefinchLagonosticta vinacea (III GH) =423 Black-faced firefinchLonchura bicolor (III GH) =424 Black-and-white mannikinLonchura cantans(III GH) =425 African s ilverbillLonchura cucullata (III GH) =424 Bronze mannikinLonchura fringilloides(III GH) =424 Magpie mannikinMandingoa nitidula (III GH) =426 Green-backed twinspotNesocharis capistrata (III GH) Grey-headed olive-back
Nigrita bicolor (III GH) Chestnut-breasted negrofinch
Nigrita canicapilla (III GH) Grey-headed negrofinchNigrita fusconota (III GH) White-breasted negrofinch▼M81997R0338 — EN — 20.11.2003 — 009.001 — 62
Annex A Annex B Annex C Common name
Nigrita luteifrons(III GH) Pale-fronted negrofinch
Ortygospiza atricollis (III GH) African quailfinch
Padda fuscata Timor sparrow
Padda oryzivora (II) Java sparrow
Parmoptila rubrifrons(III GH) =427 James on'santpecker
Pholidornisrus hiae (III GH) Tit-hylia
Poephila cincta cincta (II) Southern black-throated finch
Pyrenestes ostrinus (III GH) =428 Black-bellied seedcracker
Pytilia hypogrammica (III GH) Red-faced pytilia
Pytilia phoenicoptera (III GH) Red-winged pytilia
Spermophaga haematina (III GH) Western bluebill
Uraeginthusbengalus(III GH) =429 Red-cheeked cordonbleu
Ploceidae Weavers, whydahs
Amblyospiza albifrons (III GH) Grosbeak weaver
Anaplectesrubriceps(III GH) =430 Red-headed weaver
Anomalospiza imberbis (III GH) Parasitic weaver
Bubalornisalbiros tris(III GH) White-billed buffalo weaver
Euplectesafer (III GH) Yellow-crowned bis hopEuplectesardens(III GH) =431 Red-collared widowbird
Euplectesfrancis canus(III GH)
=432Orange bishop
Euplecteshordeaceus(III GH) Black-winged bis hop
Euplectesmacrourus(III GH) =433 Yellow-mantled widowbird
Malimbus cassini (III GH) Black-throated malimbe
Malimbusmalimbicus(III GH) Cres ted malimbe
Malimbusnitens(III GH) Gray'smalimbe
Malimbusrubricollis(III GH) Red-headed malimbe
Malimbuss cutatus(III GH) Red-vented malimbe
Pachyphantes superciliosus (III GH)
=434Compact weaver▼M81997R0338 — EN — 20.11.2003 — 009.001 — 63
Annex A Annex B Annex C Common name
Passer griseus (III GH) Grey-headed sparrow
Petronia dentata (III GH) Bush petroniaPlocepasser superciliosus (III GH) Chestnut-crowned sparrow-weaver
Ploceusalbinucha (III GH) Maxwell'sblack weaver
Ploceusaurantius(III GH) Orange weaverPloceuscucullatus(III GH) =435 Village weaver
Ploceusheuglini (III GH) Heuglin'smas ked-weaver
Ploceusluteolus(III GH) =436 Little weaverPloceusmelanocephalus(III GH)
=437Black-headed weaver
Ploceusnigerrimus(III GH) Vieillot'sblack weaver
Ploceusnigricollis(III GH) Black-necked weaver
Ploceuspelzelni (III GH) Slender-billed weaver
Ploceus preussi (III GH) Preuss's weaverPloceustricolor (III GH) Yellow-mantled weaverPloceusvitellinus(III GH) =438 Vitelline mas ked-weaver
Quelea erythrops(III GH) Red-headed quelea
Sporopipesfrontalis(III GH) Speckle-fronted weaverVidua chalybeata (III GH) =439 Village indigobird
Vidua interjecta (III GH) Uelle paradise-whydah
Vidua larvaticola (III GH) Baka indigobirdVidua macroura (III GH) Pin-tailed whydahVidua orientalis(III GH) =440 Northern paradis e whydah
Vidua raricola (III GH) Jambandu indigobird
Vidua togoensis (III GH) Togo paradise-whydahVidua wilsoni (III GH) Pale-winged indigobird
Sturnidae Mynahs
Gracula religiosa (II) Hill mynah
Leucopsar rothschildi (I) Bali mynah▼M81997R0338 — EN — 20.11.2003 — 009.001 — 64
Annex A Annex B Annex C Common name
Paradisaeidae Birdsof paradis e
Paradisaeidae spp. (II) Birds of paradise
REPTILIA Reptiles
TESTUDINATA
Dermatemydidae Central American river turtle
Dermatemysmawii (II) Central American river turtle
Platysternidae Big-headed turtle
Platysternon megacephalum (II) Big-headed turtle
Emydidae Box turtles, freshwater turtles
Annamemysannamens is(II) Annam pond turtle
Batagur baska (I) Batagur
Callagur borneoensis (II) Painted terrapinChrysemys picta
Clemmysins culpta (II) Wood turtle
Clemmysmuhlenbergii (I) Bog turtle
Cuora spp. (II) Asian box turtles
Geoclemyshamiltonii (I) =441 Black pond turtle
Heosemys depressa (II) Arakan forest turtle
Heosemys grandis (II) Giant Asian turtleHeosemys leytensis (II) Philippine pond turtle
Heosemys spinosa (II) Spiny turtle
Hieremysannandalii (II) Yellow-headed temple turtleKachuga spp. (II) (Except for the
species included in Annex A)Roofed turtles
Kachuga tecta (I) =442 Indian sawback turtle
Leucocephalon yuwonoi (II) Sulawesi forest turtle
Mauremysmutica (II) Yellow pond turtle
Melanochelystricarinata (I) =443 Three-keeled land tortoise
Morenia ocellata (I) Burmese swamp turtle▼M81997R0338 — EN — 20.11.2003 — 009.001 — 65
Annex A Annex B Annex C Common name
Orlitia borneensis (II) Malayan giant turtle
Pyxidea mouhotii (II) Keeled bix turtle
Siebenrockiella crassicollis (II) Black marsh turtleTerrapene spp. (II) (Except for the
species included in Annex A)Box-turtles
Terrapene coahuila (I) Aquatic box turtle
Trachemyss cripta elegans=444 Red-eared terrapin
Testudinidae Tortoises
Testudinidae spp. (II) (Except for the
species included in Annex A; a zero
annual export quota hasbeen es tab-
lished for Geochelone sulcata for
specimens removed from the wild
and traded for primarily commercial
purposes.)Tortoises
Geochelone nigra (I) =445 Galapagosgiant tortois e
Geochelone radiata (I) =446 Radiated tortoise
Geochelone yniphora (I) =446 Angonoka
Gopherusflavomarginatus(I) Bolson tortoise
Homopusbergeri (II) Berger'scape tortois e
Malacochersus tornieri (II) Pancake tortoise
Psammobates geometricus (I) =446 Geometric tortoise
Pyxisplanicauda (I) Madagascar flat-shelled tortoise
Testudo graeca (II) Spur-thighed tortoise
Testudo hermanni (II) Hermann'stortois e
Testudo kleinmanni (I) Egyptian tortoise
Testudo marginata (II) Marginated tortoise
Testudo werneri (I)=447
Cheloniidae Sea turtles
Cheloniidae spp. (I) Sea turtles
Dermochelyidae Leatherback turtle▼M81997R0338 — EN — 20.11.2003 — 009.001 — 66
Annex A Annex B Annex C Common name
Dermochelyscoriacea (I) Leatherback turtle
Trionychidae Softshell turtles, terrapins
Apalone ater (I) =448 Cuatro Cienagas soft-shell turtle
Aspideretes gangeticus (I) =449 Indian soft-shell turtle
Aspideretes hurum (I) =449 Peacock soft-shell turtle
Aspideretes nigricans (I) =449 Black soft-shell turtle
Chitra spp. (II) Narrow-headed softshell turtlesPelochelys spp. (II) Giant softshell turtlesLissemys punctata (II) Indo-Gangetic flap-shelled turtle
Trionyx triunguis (III GH) African soft-shell turtle
Pelomedusidae Afro-American sideneck turtles
Erymnochelys madagascariensis (II)
=450Madagascar sideneck turtle
Pelomedusa subrufa (III GH) Helmeted turtle
Peltocephalusdumeriliana (II) =450 Big-headed s ideneck turtle
Pelusios adansonii (III GH) Adanson's mud turtle
Pelusios castaneus (III GH) West African mud turtlePelusios gabonensis (III GH) =451 African forest turtlePelusios niger (III GH) West African black forest turtle
Podocnemiss pp. (II) Sideneck turtles
Chelidae Austro-American sideneck turtles
Pseudemydura umbrina (I) Western swamp turtle
CROCODYLIA Caimans, crocodiles, alligators
CROCODYLIA spp. (II) (Except for
the species included in Annex A)
=452Caimans, crocodiles, alligators
Alligatoridae Alligators, caimans
Alligator sinensis (I) Chinese alligator
Caiman crocodilusapaporiens is(I) Rio Apaporiss pectacled caiman▼M81997R0338 — EN — 20.11.2003 — 009.001 — 67
Annex A Annex B Annex C Common name
Caiman latirostris (I) (Except for the
population of Argentina, which is
included in Annex B)Broad-nosed caiman
Melanosuchus niger (I) (Except for
the population of Ecuador, which is
included in Annex B, and iss ubject
to a zero annual export quota until
an annual export quota hasbeen
approved by the CITES Secretariat
and the IUCN/SSC Crocodile
Specialist Group)Black caiman
Crocodylidae Crocodiles
Crocodylusacutus(I) American crocodile
Crocodyluscataphractus(I) African slender-snouted crocodile
Crocodylusintermedius(I) Orinoco crocodile
Crocodylusmindorens is(I) Philippine crocodile
Crocodylusmoreletii (I) Morelet'scrocodile
Crocodylusniloticus(I) (Except for
the populationsof Bots wana,
Ethiopia, Kenya, Madagascar,
Malawi, Mozambique, South Africa,
Uganda, the United Republic of
Tanzania [subject to an annual
export quota of no more than 1600
wild specimens including hunting
trophies, in addition to ranched
specimens], Zambia and Zimbabwe;
these populations are included in
Annex B)Nile crocodile
Crocodyluspalus tris(I) Mugger crocodile
Crocodylusporos us(I) (Except for
the populationsof Aus tralia, Indo-
nesia and Papua New Guinea, which
are included in Annex B)Estuarine crocodile
Crocodylusrhombifer (I) Cuban crocodile
Crocodylus siamensis (I) Siamese crocodile
Osteolaemus tetraspis (I) West African dwarf crocodile▼M81997R0338 — EN — 20.11.2003 — 009.001 — 68
Annex A Annex B Annex C Common name
Tomistoma schlegelii (I) False gharial
Gavialidae Gavial or gharial
Gavialisgangeticus(I) Gharial
RHYNCHOCEPHALIA
Sphenodontidae Tuataras
Sphenodon spp. (I) Tuataras
SAURIA
Gekkonidae Geckos
Cyrtodactylus serpensinsula (II)
=453Serpent Island gecko
Hoplodactyluss pp. (III NZ)
Naultinuss pp. (III NZ)
Phelsuma spp. (II) (Except for the
species included in Annex A)=454Day-geckos
Phelsuma guentheri (II) Round Island day gecko
Agamidae Spiny-tailed lizards (Agamas, masti-
gures)
Uromastyx spp. (II) Spiny-tailed lizards
Chamaeleonidae Chameleons
Bradypodion spp. (II) =455 Dwarf chameleons
Brookesia spp. (II) (Except for the
species included in Annex A)Dwarf chameleons
Brookesia perarmata (I) Dwarf spiny chameleon
Calumma spp. (II) =455 Chameleons
Chamaeleo spp. (II) (Except for the
species included in Annex A)Chameleons
Chamaeleo chamaeleon (II) European chameleon
Furcifer spp. (II) =455 Chameleons
Iguanidae Iguanas
Amblyrhynchuscris tatus(II) Galapagosmarine iguana
Brachylophuss pp. (I) Fiji iguanas▼M81997R0338 — EN — 20.11.2003 — 009.001 — 69
Annex A Annex B Annex C Common name
Conolophuss pp. (II) Galapagosland iguanas
Cyclura spp. (I) Ground iguanas
Iguana spp. (II) Iguanas
Liolaemusgravenhors tii Striped ground iguana
Phrynosoma coronatum (II) Coast horned lizard
Sauromalusvarius(I) San Esteban Island chuckwalla
Lacertidae Lizards
Gallotia simonyi (I) Hierro giant lizard
Podarcislilfordi (II) Lilford'swall lizard
Podarcis pityusensis (II) Ibiza wall lizard
Cordylidae Spiny-tailed lizards
Cordyluss pp. (II) =456 Girdled lizards
Teiidae Caiman lizards, tegu lizards
Crocodilurusamazonicus(II)=457 Dragon lizard
Dracaena spp. (II) Caiman lizardsTupinambiss pp. (II) =458 Tegus
Scincidae Skinks
Corucia zebrata (II) Prehensile-tailed skink
Xenosauridae Chinese crocodile lizard
Shinisaurus crocodilurus (II) Chinese crocodile lizard
Helodermatidae Gila monster and beaded lizard
Heloderma spp. (II) Gila monster and beaded lizard
Varanidae Monitor lizards
Varanuss pp. (II) (Except for the
species included in Annex A)Monitor lizards
Varanusbengalens is(I) Indian monitor
Varanusflaves cens(I) Yellow monitor
Varanusgris eus(I) Desert monitor
Varanuskomodoens is(I) Komodo dragon▼M81997R0338 — EN — 20.11.2003 — 009.001 — 70
Annex A Annex B Annex C Common name
Varanusolivaceus(II) Gray'smonitor
SERPENTES Snakes
Loxocemidae Mexican dwarf boa
Loxocemidae spp. (II) =459 Mexican dwarf boa
Pythonidae Pythons
Pythonidae spp. (II) (Except for the
species included in Annex A) =459Pythons
Python molurusmolurus(I) =460 Indian python
Boidae Boas
Boidae spp. (II) (Except for the
species included in Annex A)Boas
Acrantophiss pp. (I) Madagascar ground boas
Boa constrictor occidentalis (I) =461 Argentine boa constrictor
Epicratesinornatus(I) Puerto Rican boa
Epicratesmonens is(I) Virgin Island tree boa
Epicratess ubflavus(I) Jamaican boa
Eryx jaculus(II) Spotted sand boa
Sanzinia madagascariensis (I) =462 Madagascar tree boa
Bolyeriidae Round Island boas
Bolyeriidae spp. (II) (Except for the
species included in Annex A) =459Round Island boas
Bolyeria multocarinata (I) Round Island boa
Casarea dussumieri (I) Round Island keel-scaled boa
Tropidophiidae Wood boas
Tropidophiidae spp. (II) =459 Wood boas
Colubridae Typical snakes, water snakes, whip
snakes
Atretium schistosum (III IN) Olive keel-back
Cerberusrhynchops(III IN) Dog-faced water s nake
Clelia clelia (II) =463 Mussurana▼M81997R0338 — EN — 20.11.2003 — 009.001 — 71
Annex A Annex B Annex C Common name
Cyclagrasgigas(II) =464 Fals e cobra
Dromicus chamissonis =465 Chilean ground snakeElachistodon westermanni (II) Indian egg-eating snakePtyas mucosus (II) Common rat snake
Xenochrophispis cator (III IN) =466 Checkered keel-back
Elapidae Cobras, coral snakes
Hoplocephalusbungaroides(II) Broad-headed s nake
Micrurus diastema (III HN) Atlantic coral snakeMicrurusnigrocinctus(III HN) Central American coral s nake
Naja atra (II) =467
Naja kaouthia (II) =467Naja mandalayensis (II) =467Naja naja (II) Asiatic cobraNaja oxiana (II) =467
Naja philippinensis (II) =467
Naja sagittifera (II) =467Naja samarensis (II) =467Naja siamensis (II) =467
Naja sputatrix (II) =467
Naja sumatrana (II) =467Ophiophagushannah (II) King cobra
Viperidae Vipers
Crotalus durissus (III HN) Neotropical rattlesnake
Crotalus durissus unicolor =468 Neotropical rattlesnake
Crotalus willardi Ridge-nosed rattlesnake
Daboia russelii (III IN) =469 Russell's viper
Vipera latifii Latifi'sviper▼M81997R0338 — EN — 20.11.2003 — 009.001 — 72
Annex A Annex B Annex C Common name
Vipera ursinii (I) (Only the popula-
tion of Europe, except the area
which formerly constituted the
USSR; these latter populations are
not included in the Annexesto this
Regulation)Orsini's viper
Vipera wagneri (II) Wagner'sviper
AMPHIBIA Amphibians
ANURA
Bufonidae Toads
Altiphrynoidess pp. (I) =470
Atelopuszeteki (I) =471 Golden frog
Bufo periglenes(I) Golden toad
Bufo superciliaris (I) Cameroon toad
Nectophrynoidess pp. (I) Viviparoustoads
Nimbaphrynoidess pp. (I) =470
Spinophrynoidess pp. (I) =470
Dendrobatidae Poison frogs
Dendrobates spp. (II) Poison-arrow frogs
Epipedobates spp. (II) =472 Poison-arrow frogs
Minyobates spp. (II) =472 Poison-arrow frogs
Phyllobates spp.(II) Poison-dart frogs
Mantellidae Mantella frogs
Mantella spp. (II) Mantella frogs
Microhylidae Tomato frogs
Dyscophus antongilii (I) Tomato frog
Scaphiophryne gottlebei (II) Gottlebe'smicrohylid frog
Ranidae Frogs
Conraua goliath Goliath frog
Euphlyctishexadactylus(II) =473 Six-fingered frog
Hoplobatrachustigerinus(II) =473 Tiger frog▼M81997R0338 — EN — 20.11.2003 — 009.001 — 73
Annex A Annex B Annex C Common name
Rana catesbeiana American bullfrog
Myobatrachidae Gastric brooding frogs
Rheobatrachuss pp. (II) (Except for
the species included in Annex A)Gastric brooding frog
Rheobatrachuss ilus(II) Platypusfrog
CAUDATAAmbystomidae Axolotls
Ambystoma dumerilii (II) Lake Patzcuaro salamanderAmbystoma mexicanum (II) Axolotl
Cryptobranchidae Giant salamanders
Andriass pp. (I) =474 Giant salamanders
ELASMBORANCHII Sharksand rays
ORECTOLOBIFORMESRhincodontidae Whale sharks
Rhincodon typus(II) Whale s hark
LAMNIFORMES
Lamnidae Great white shark
Carcharodon carcharias(III AU) Great white s hark
Cetorhinidae Basking Sharks
Cetorhinus maximus (II) Basking shark
ACTINOPTERYGII Fish
ACIPENSERIFORMES ACIPENSERIFORMES spp. (II)
(Except for the species included in
Annex A)Sturgeonsand paddlefis h
Acipenseridae Sturgeons
Acipenser brevirostrum (I) Shortnose sturgeon
Acipenser sturio (I) Common sturgeon
OSTEOGLOSSIFORMES
Osteoglossidae Arapaimas, bonytongues
Arapaima gigas(II) Arapaima▼M81997R0338 — EN — 20.11.2003 — 009.001 — 74
Annex A Annex B Annex C Common name
Scleropagesformos us(I) Asian arowana
CYPRINIFORMESCyprinidae Blind carps, plaeesok
Caecobarbus geertsi (II) African blind barb fish
Probarbusjullieni (I) Ikan temoleh
Catostomidae Cui-ui
Chasmistes cujus (I) Cui-ui
SILURIFORMESPangasiidae Pangasid catfish
Pangasianodon gigas (I) Giant catfish
SYNGNATHIFORMES
Syngnathidae Pipefishes, seahorses
Hippocampus spp. (II) This inclusion
will enter into force on 15 May 2004Seahorses
PERCIFORMES
Sciaenidae Totoabas
Totoaba macdonaldi (I)=475 Totoaba
SARCOPTERYGII Lungfishes
COELACANTHIFORMES
Coelacanthidae Coelacanths
Latimeria spp. (I) Coelacanths
CERATODONTIFORMESCeratodontidae Australian lungfishes
Neoceratodus forsteri (II) Australian lungfish
ARTHROPODA(ARTHROPODS)
ARACHNIDA Spidersand s corpions
SCORPIONES
Scorpionidae Scorpions
Pandinusdictator (II) A s corpion▼M81997R0338 — EN — 20.11.2003 — 009.001 — 75
Annex A Annex B Annex C Common name
Pandinus gambiensis (II) Giant Senegalese scorpion
Pandinusimperator (II) =476 Emperor s corpion
ARANEAE
Theraphosidae Red-kneed tarantulas, tarantulas
Aphonopelma albiceps(II) =477Aphonopelma pallidum (II) =477
Brachypelma spp (II) Tarantulas
Brachypelmidesklaas i (II) =477
INSECTA Insects
COLEOPTERA Beetles
Lucanidae Stag beetles
Colophon spp. (III ZA)
LEPIDOPTERA Butterflies
Papilionidae Birdwing and swallowtail butterflies
Atrophaneura jophon (II) Sri Lankan roseAtrophaneura palu Palu swallowtail butterflyAtrophaneura pandiyana (II)
Baronia brevicornisShort-horned baronia
Bhutanitiss pp. (II) Swallowtail butterfliesGraphium sandawanum Apo swallowtail butterfly
Graphium stresemanni A swallowtail butterfly
Ornithoptera spp. (II) (except for the
species included in Annex A) =478Birdwing butterflies
Ornithoptera alexandrae (I) Queen Alexandra'sbirdwing
Papilio benguetanusA s wallowtail butterfly
Papilio chikae (I) Luzon peacock swallowtail
Papilio esperanza A swallowtail butterfly
Papilio grosesmithi A swallowtail butterfly
Papilio homerus(I) Homeruss wallowtail▼M81997R0338 — EN — 20.11.2003 — 009.001 — 76
Annex A Annex B Annex C Common name
Papilio hospiton (I) Corsican swallowtail
Papilio maraho A swallowtail butterflyPapilio morondavana Madagascan emperor swallowtail
Papilio neumoegeni A swallowtail butterfly
Parides ascanius Fluminense swallowtail butterflyParideshahneli Hahnel's amazonian s wallowtail
butterfly
Parnassius apollo (II) Apollo butterfly
Teinopalpus spp. (II) Kaiser-I-Hind butterflies
Trogonoptera spp. (II) =478 Birdwing butterflies
Troidess pp. (II) =478 Birdwing butterflies
ANNELIDA(SEGMENTEDWORMSANDLEECHES)
HIRUDINOIDEA Leeches
ARHYNCHOBDELLAHirudinidae Leeches
Hirudo medicinalis(II) Medicinal leech
MOLLUSCA(MOLLUSCS)
BIVALVIA Bivalve molluscs (clams, mussels etc.)
VENERIDA
Tridacnidae Giant clams
Tridacnidae spp. (II) Giant clams
UNIONIDAUnionidae Freshwater mussels, pearly mussels
Conradilla caelata (I) Birdwing pearly mussel
Cyprogenia aberti (II) Western fanshell mussel
Dromusdromas(I) =479 Dromedary pearly mussel
Epioblasma curtisii (I) =480 Curtis' pearly mussel
Epioblasma florentina (I) =480 Yellow-blossom pearly mussel
Epioblasma sampsonii (I) =480 Wabash riffleshell▼M81997R0338 — EN — 20.11.2003 — 009.001 — 77
Annex A Annex B Annex C Common name
Epioblasma sulcata perobliqua (I)
=480White catspaw mussel
Epioblasma torulosa gubernaculum
(I) =480Green-blossom pearly mussel
Epioblasma torulosa rangiana (II)
=479Northern riffleshell
Epioblasma torulosa torulosa (I)
=480Turbercled-blossom pearly mussel
Epioblasma turgidula (I) =480 Turgid-blossom pearly mussel
Epioblasma walkeri (I) =480 Tan riffleshell
Fusconaia cuneolus (I) Fine-rayed pigtoe pearly mussel
Fusconaia edgariana (I) Shiny pigtoe pearly mussel
Lampsilis higginsii (I) Higgins' eye pearly mussel
Lampsilis orbiculata orbiculata (I) Pink mucket pearly mussel
Lampsilis satur (I) Sandback pocketbook mussel
Lampsilis virescens (I) Alabama lamp pearly mussel
Plethobasus cicatricosus (I) White warty-back pearly mussel
Plethobasus cooperianus (I) Orange-footed pimpleback mussel
Pleurobema clava (II) Clubshell pearly mussel
Pleurobema plenum (I) Rough pigtoe pearly mussel
Potamiluscapax (I) =481 Fat pocketbook pearly mussel
Quadrula intermedia (I) Cumberland monkey-face pearly
mussel
Quadrula sparsa (I) Appalachian monkey-face pearly
mussel
Toxolasma cylindrellus (I) =482 Pale lilliput pearly mussel
Unio nickliniana (I) =483 Nicklin's pearly mussel
Unio tampicoensis tecomatensis (I)
=484Tampico pearly mussel
Villosa trabalis (I) =485 Cumberland bean pearly mussel
GASTROPODA Slugs, snails and conches▼M81997R0338 — EN — 20.11.2003 — 009.001 — 78
Annex A Annex B Annex C Common name
STYLOMMATOPHORA
Achatinellidae Agate snails, oatu tree snails
Achatinella spp. (I) Little agate shells
Camaenidae Green tree snail
Papustyla pulcherrima (II) =486 Manus green tree snail
MESOGASTROPODAStrombidae Conches
Strombusgigas(II) Queen conch
CNIDARIA(CORALS,FIRECORALS,SEAANEMONES)
ANTHOZOA Corals, sea anemones
HELIOPORACEAHelioporidae Blue coral
Heliporidae spp. (II) =487 (Fossils
are not subject to the provisions of
thisRegulation)Blue coral
STOLONIFERA
Tubiporidae Organpipe corals
Tubiporidae spp. (II) (Fossils are not
subject to the provisions of this
Regulation)Organpipe corals
ANTIPATHARIA ANTIPATHARIA spp. (II) Black corals
SCLERACTINIA SCLERACTINIA spp. (II) (Fossils
are not subject to the provisions of
thisRegulation)Stony corals
HYDROZOA Sea ferns, fire corals, stinging medusas
MILLEPORINAMilleporidae Wello fire corals
Milleporidae spp. (II) (Fossils are
not subject to the provisions of this
Regulation)Wello fire corals
STYLASTERINA
Stylasteridae Lace corals▼M81997R0338 — EN — 20.11.2003 — 009.001 — 79
Annex A Annex B Annex C Common name
Stylasteridae spp. (II) (Fossils are
not subject to the provisions of this
Regulation)Lace corals
FLORA
AGAVACEAE Agaves
Agave arizonica (I) New River agave
Agave parviflora (I) Santa Cruz striped agave
Agave victoriae-reginae (II) #1 Queen Victoria agave
Nolina interrata (I) Dehesa bear-grass
AMARYLLIDACEAE Amaryllids
Galanthuss pp. (II) #1 SnowdropsSternbergia spp. (II) #1 Sternbergias
APOCYNACEAE Dogbanes
Pachypodium spp. (II) (Except for
the species included in Annex A)#1Elephant trunks
Pachypodium ambongense (I)
Pachypodium baronii (I)Pachypodium decaryi (I)
Rauvolfia serpentina (II) #2 Snake-root devil-pepper
ARALIACEAE Aralias
Panax ginseng (II) + (Only the popu-
lation of the Russian Federation; no
other population isincluded in the
Annexesto thisRegulation) #3Ginseng
Panax quinquefolius(II) #3 American gins eng
ARAUCARIACEAE Auricarias
Araucaria araucana (I) Monkey-puzzle tree
BERBERIDACEAE Barberries
Podophyllum hexandrum (II) =488
#2Himalayan may-apple
BROMELIACEAE Air plants, bromelias▼M81997R0338 — EN — 20.11.2003 — 009.001 — 80
Annex A Annex B Annex C Common name
Tillandsia harrisii (II) #1 Harris' tillandsia
Tillandsia kammii (II) #1 Kamm's tillandsia
Tillandsia kautskyi (II) #1 Kautsky's tillandsia
Tillandsia mauryana (II) #1 Maury's tillandsia
Tillandsia sprengeliana (II) #1 Sprenge's tillandsia
Tillandsia sucrei (II) #1 Sucre tillandsia
Tillandsia xerographica (II) #1 Xerographic tillandsia
CACTACEAE Cacti
CACTACEAE spp. (II) (Except for
the species included in Annex
A) (8)#4Cacti
Ariocarpuss pp. (I) =489 Living rock cacti
Astrophytum asterias (I) =490 Star cactus
Aztekium ritteri (I) Aztec cactus
Coryphantha werdermannii (I) =491 Jobali pincushion cactus
Discocactus spp. (I) Discocacti
Echinocereus ferreirianus ssp. lind-
sayi (I) =492Lindsay's hedgehog cacti
Echinocereuss chmollii (I) =493 Lamb'stail cactus
Escobaria minima (I) =494 Nelle'scactus
Escobaria sneedii (I) =495 Sneed'spincus hion cactus
Mammillaria pectinifera(I) =496 Conchilinque
Mammillaria solisioides (I) Pitayita
Melocactusconoideus(I) Conelike Turk's-cap cactus
Melocactusdeinacanthus(I) Wonderfully-bristled Turk's cap cactus
Melocactusglauces cens(I) Woolly waxy-stemmed Turk's-cap
cactus
Melocactuspaucis pinus(I) Few-spined Turk's-cap cactus
Obregonia denegrii (I) Artichoke cactus
Pachycereusmilitaris(I) =497 Grenadier'scap▼M81997R0338 — EN — 20.11.2003 — 009.001 — 81
Annex A Annex B Annex C Common name
Pediocactusbradyi (I) =498 Brady'spincus hion cactus
Pediocactusknowltonii (I) Knowlton'scactus
Pediocactusparadinei (I) Houserock valley cactus
Pediocactuspeebles ianus(I) =499 Peebles' Navajo cactus
Pediocactuss ileri (I) =500 Siler'spincus hion cactus
Pelecyphora spp. (I) =501 Pine cane cactus
Sclerocactus brevihamatus ssp.
tobuschii (I) =502Tobusch fishhook cactus
Sclerocactuserectocentrus(I) =503
Sclerocactusglaucus(I) =504 Vinta Basin hookless cactus
Sclerocactus mariposensis (I) =505 Mariposa cactus
Sclerocactusmes ae-verdae (I) =506 Mesa Verde cactus
Sclerocactusnyens is(I) Tonopah fishook cactus
Sclerocactuspapyracanthus(I) =507 Grama-grass cactus
Sclerocactuspubis pinus(I) =508 Great Basin fishhook cactus
Sclerocactuswrightiae (I) =508 Wright'sfis hhook cactus
Strombocactuss pp. (I) Peyote
Turbinicarpuss pp. (I) =509 Turbinicarps
Uebelmannia spp. (I) =510 Uebelmann cacti
CARYOCARACEAE Ajos
Caryocar costaricense (II) #1 Ajillo
COMPOSITAE (ASTERACEAE) Asters, daisies, costus
Saussurea costus (I) =511 Costus
CRASSULACEAE Dudleyas, crassulas
Dudleya stolonifera (II) #1 Laguna beach dudleyaDudleya traskiae (II) Santa Barbara Island dudleya
CUPRESSACEAE Cypresses
Fitzroya cupressoides (I) Alerce
Pilgerodendron uviferum (I) Pilgerodendron▼M81997R0338 — EN — 20.11.2003 — 009.001 — 82
Annex A Annex B Annex C Common name
CYATHEACEAE Tree ferns
Cyathea spp. (II) #1 =512 Tree ferns
CYCADACEAE Cycads
CYCADACEAE spp. (II) (Except
for the species included in Annex
A) #1Cycads
Cycasbeddomei (I) Beddome cycad
DIAPENSIACEAE Oconee bells
Shortia galacifolia (II) #1 Oconee bells
DICKSONIACEAE Tree ferns
Cibotium barometz (II) #1Dicksonia spp. (II) (Only the popula-
tionsof the Americas ; no other
populationsare included in the
Annexesto thisRegulation) #1Tree ferns
DIDIEREACEAE Didiereas
DIDIEREACEAE spp. (II) #1 Alluaudias, didiereas
DIOSCOREACEAE Yams
Dioscorea deltoidea (II) #1 Elephant's foot
DROSERACEAE Sundews
Dionaea muscipula (II) #1 Venus fly-trap
EUPHORBIACEAE Spurges
Euphorbia spp. (II) (Except for the
species included in A A; succulent
species only; artificially propagated
specimens of cultivars of Euphorbia
trigona are not subject to the provi-
sions of this Regulation) #1Euphorbias
Euphorbia ambovombensis (I)
Euphorbia capsaintemariensis (I)
=513
Euphorbia cremersii (I) =514Euphorbia cylindrifolia (I) =515▼M81997R0338 — EN — 20.11.2003 — 009.001 — 83
Annex A Annex B Annex C Common name
Euphorbia decaryi (I) =516
Euphorbia francoisii (I)
Euphorbia handiensis (II)
Euphorbia lambii (II)Euphorbia moratii (I) =517
Euphorbia parvicyathophora (I)
Euphorbia quartziticola (I)Euphorbia tulearensis (I) =518
Euphorbia stygiana (II)
FOUQUIERIACEAE Ocotillos, boojums
Fouquieria columnaris(II) #1 Boojum tree
Fouquieria fasciculata (I) Arbol del barril
Fouquieria purpusii (I)
GNETACEAE Joint firs
Gnetum montanum (III NP) #1
JUGLANDACEAE Walnuts, gavilan
Oreomunnea pterocarpa (II) =519 #1 Gavilàn
LEGUMINOSAE
(FABACEAE)Legumes
Dalbergia nigra (I) Brazilian rosewood
Dipteryx panamensis (III CR) Almendro
Pericopsis elata (II) =520 #5 Afrormosia
Platymiscium pleiostachyum (II) #1 Quira macawood
Pterocarpus santalinus (II) #7 Red sandalwood
LILIACEAE Lilies
Aloe spp. (II) (Except Aloe vera;
also referenced as Aloe barbadensis,
which isnot included in the Annexes
to thisRegulation) #1Aloes
Aloe albida (I)▼M81997R0338 — EN — 20.11.2003 — 009.001 — 84
Annex A Annex B Annex C Common name
Aloe albiflora (I)
Aloe alfredii (I)Aloe bakeri (I)Aloe bellatula (I)Aloe calcairophila (I)Aloe compressa (I) =521Aloe delphinensis (I)Aloe descoingsii (I)Aloe fragilis(I)
Aloe haworthioides(I) =522
Aloe helenae (I)Aloe laeta (I) =523Aloe parallelifolia (I)Aloe parvula (I)Aloe pillansii (I)Aloe polyphylla (I)Aloe rauhii (I)Aloe suzannae (I)
Aloe versicolor (I)
Aloe vossii (I)
MAGNOLIACEAE Magnolias
Magnolia liliifera var. obovata (III
NP) =524 #1Safan
MELIACEAE Mahoganies
Cedrela odorata (III Population of
Columbia [CO], Population of Peru
[PE]) #5
Swietenia humilis(II) #1 HondurasmahoganySwietenia mahagoni (II) #5 Caribbean mahogany▼M81997R0338 — EN — 20.11.2003 — 009.001 — 85
Annex A Annex B Annex C Common name
Swietenia macrophylla (II) (Popula-
tion of the Neotropics) #6 This
inclusion will enter into force on 15
November 2003Swietenia macrophylla Until 15
November 2003 (III BO, BR, CO,
Population of the AmericasCR,
MX, PE) #5Big-leaf mahogany
NEPENTHACEAE Pitcher plants(old-world)
Nepenthess pp. (II) (Except for the
species included in Annex A) #1Tropical pitcher plants
Nepentheskhas iana (I) Indian pitcher plant
Nepenthesrajah (I) Giant tropical pitcher plant
ORCHIDACEAE Orchids
ORCHIDACEAE spp. (II) (Except
for the species included in Annex
A) (9) =525 #8Orchids
For all of the following Annex A
species, tissue cultures obtained in
vitro, in solid or liquid media, trans-
ported in sterile containers, are not
subject to the provisions of this
Regulation)
Aerangisellis ii (I)Cattleya trianaei (I) Winter cattleya
Cephalanthera cucullata (II) Hooded helleborine
Cypripedium calceolus(II) Lady'ss lipper orchid
Dendrobium cruentum (I)Goodyera macrophylla (II) Madeiran lady's-tresses
Laelia jongheana (I)Laelia lobata (I)Liparisloes elii (II) Fen orchid
Ophrysargolica (II) Eyed bee orchid
Ophryslunulata (II) Crescent ophrys
Orchiss copulorum (II) Madeiran orchid
Paphiopedilum spp. (I) Asian slipper orchids
Peristeria elata (I) Holy ghost orchid▼M81997R0338 — EN — 20.11.2003 — 009.001 — 86
Annex A Annex B Annex C Common name
Phragmipedium spp. (I) South American slipper orchids
Renanthera imschootiana (I) Red vanda
Spiranthesaes tivalis(II) Autumn lady's-tresses
Vanda coerulea (I) Blue vanda
OROBANCHACEAE Broomrapes
Cistanche deserticola (II) Desert cistanche
PALMAE
(ARECACEAE)Palms
Beccariophoenix madagascariensis
(II)Manarano
Chrysalidocarpus decipiens (II) #1 Butterfly palm
Lemurophoenix halleuxii (II) Hovitra varimena
Marojejya darianii (II) Ravimbe
Neodypsis decaryi (II) #1 Triangle palmRavenea louvelii(II) LakamarefoRavenea rivularis(II) GoraSatranala decussilvae (II) SatranabeVoanioala gerardii (II) Voanioala
PAPAVERACEAE Poppies
Meconopsis regia (III NP) #1 Himalayan poppy
PINACEAE Pine family
Abiesguatemalens is(I) Guatemalan fir
PODOCARPACEAE Podocarps
Podocarpusneriifolius(III NP) #1 Yellow wood
Podocarpusparlatorei (I) Parlatore'spodocarp
PORTULACACEAE Portulacas, purslanes
Anacampseros spp. (II) =526 #1 PurselanesAvonia spp. =527 #1Lewisia serrata (II) #1 Saw-toothed lewisia▼M81997R0338 — EN — 20.11.2003 — 009.001 — 87
Annex A Annex B Annex C Common name
PRIMULACEAE Primulas, cyclamens
Cyclamen spp. (II) (10)#1 Cyclamens
PROTEACEAE Proteas
Orothamnus zeyheri (II) #1 Marsh-roseProtea odorata (II) #1 Ground-rose
RANUNCULACEAE Buttercups
Adonisvernalis(II) #2 Yellow adonisHydrastis canadensis (II) #3
ROSACEAE Roses, cherries
Prunusafricana (II) #1 African cherry
RUBIACEAE
Balmea stormiae (I) Ayugue
SARRACENIACEAE Pitcher plants(new world)
Sarracenia spp. (II) (Except for the
species included on Annex A) #1Pitcher plants
Sarracenia rubra ssp. alabamensis (I)
=528Alabama canebrake pitcher plant
Sarracenia rubra ssp. jonesii (I) =529 Mountain sweet pitcher plant
Sarracenia oreophila (I) Green pitcher plant
SCROPHULARIACEAE Figworts
Picrorhiza kurrooa =530#3 Indian gentian
STANGERIACEAE Stangerias(cycads )
Bowenia spp. =531 #1 Cycads
Stangeria eriopus(I) =532 Stangeria
TAXACEAE Yews
Taxuswallichiana (II) #2 =533 Himalayan yew
TROGODENDRACEAE
(TETRACENTRACEAE)Tetracentrons
Tetracentron sinense (III NP) #1▼M81997R0338 — EN — 20.11.2003 — 009.001 — 88
Annex A Annex B Annex C Common name
THYMELEACEAE
(AQUILARIACEAE)Agarwood, ramin
Aquilaria malaccensis (II) #1 Agarwood
Gonystylus spp. (III ID) #1 Ramin
VALERIANACEAE Valerians
Nardostachys grandiflora =534 #3
WELWITSCHIACEAE Welwitschias
Welwitschia mirabilis (II) =535 #1 Welwitschia
ZAMIACEAE ZAMIACEAE spp. (II) (Except for
the species included on Annex A) #1Cycads
Ceratozamia spp. (I) Horncones
Chigua spp. (I)Encephalartoss pp. (I) Bread palms
Microcycascalocoma (I) Palm corcho
ZINGIBERACEAE Ginger lilies
Hedychium philippinense (II) #1 Philippine garland-flower
ZYGOPHYLLACEAE Lignum-vitae
Guaiacum spp. (II) #1 Lignum-vitae
(1) All species are listed in Appendix II except Lipotes vexillifer, Platanista spp., Berardius spp., Hyperoodon spp., Physeter catodon (includes syn onym Physeter macrocephalus), Sotalia spp., Sousa spp., Neophocaena phocae-
noides, Phocoena sinus, Eschrichtius robustus (includes synonym Eschrichtius glaucus), Balaenoptera spp. (except population of West Greenland o f Balaenoptera acutorostrata), Megaptera novaeangliae, Balaena mysticetus,
Eubalaena spp. (formerly included in genus Balaena) and Caperea marginata which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including productsand derivativesother than meat
products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as be longing to Annex B. A zero annual export quota is established for live
specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.
(2)Populations of Botswana, Namibia and South Africa (listed in Annex B):
For the exclusive purpose of allowing: (1) trade in hunting trophies for non-commercial purposes; (2) trade in live animals for in situ conservation p rogrammes; (3) trade in hides; (4) trade in leather goods for non-commercial
purposes; (5) trade in registered raw ivory (for Botswana and Namibia, whole tusks and pieces; for South Africa, whole tusks and cut pieces of ivory tha t are both 20 cm or more in length and 1 kg or more in weight) subject to
the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin) and, in th e case of South Africa, only ivory originating from the Kruger National Park);
(ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national le gislation and domestic trade controls to ensure that the imported ivory will not be
re-exported and will be managed in accordance with all requirements of Resolution Conf.10.10 (Rev. CoP12) concerning domestic manufacturing and tr ade; (iii) not before May 2004, and in any event not before the Secretariat
has verified the prospective importing countries, and the MIKE programme has reported to the Secretariat on the baseline information (e.g. elephant population numbers, incidence of illegal killing); (iv) a maximum of
20 000 kg (Botswana), 10 000 kg (Namibia) and 30 000 kg (South Africa) of ivory may be traded, and despatched in a single shipment under strict supervisio n of the Secretariat; (v) the proceedsof the trade are us ed exclu-
sively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; (vi) only after th e Standing Committee hasagreed that the above conditionshave been met.
On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-complian ce by exporting or importing countriesor in the cas e of proven detrimental
impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in th em shall be regulated accordingly.
(3)Population of Zimbabwe (listed in Annex B):
For the exclusive purpose of allowing: (1) export of hunting trophies for non-commercial purposes; (2) export of live animals to appropriate and acce ptable destinations; (3) export of hides; (4) export of leather goods and ivory
carvings for non-commercial purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be r egulated accordingly. To ensure that where (a) destinations for live▼M81997R0338 — EN — 20.11.2003 — 009.001 — 89
animalsare to be ‘appropriate and acceptable’ and/or (b) the purpos e of the import isto be ‘non-commercial’, export permitsand re-export certifica tes may be issued only after the issuing Management Authority has received,
from the Management Authority of the State of import, a certification to the effect that: in case a), in analogy to Article 4, paragraph 1(c) of the Conve ntion, the holding facility hasbeen reviewed by the competent Scientific
Authority, and the proposed recipient has been found to be suitably equipped to house and care for the animals; and/or in case b), in analogy to Article 4 , paragraph 1(d), the Management Authority is satisfied that the
specimens will not be used for primarily commercial purposes.
(4)Population of Argentina (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in deri ved manufactured products and other handicraft artefacts. The reverse side
of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la V icuña, and the selvages the words ‘VICUÑA-ARGENTINA’. Other
products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be speci mens of species included in Annex A and the trade in them shall
be regulated accordingly.
(
5)Population of Bolivia (listed in Annex B):For the exclusive purpose of allowing international trade in products made from wool sheared from live animals The wool must bear the logotype adopted by the range States of the species, which are signatories to the
Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logot ype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’.
All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.
(
6)Population of Chile (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and ite msmade thereof, including luxury handicraftsand knitted articles . The
reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’.
Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be spec imens of species included in Annex A and the trade in them shall
be regulated accordingly.
(
7)Population of Peru (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of th e Conference of the Parties(November 1994) of 3 249 kg of wool, and in
cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the ra nge States of the species, which are signatories to the Convenio para la
Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designat ion ‘VICUÑA-PERU-ARTESANÍA’. All other specimens shall be
deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.
(
8) Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:
Hatiora x graeseriSchlumbergera x buckleyi
Schlumbergera russelliana x Schlumbergera truncata
Schlumbergera orssichiana x Schlumbergera truncataSchlumbergera opuntioidesx Schlumbergera truncataSchlumbergera truncata (cultivars)Cactaceae spp. colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia ‘Jusbertii’, Hylocereus trigonus or Hyloce reusundatus
Opuntia microdasys (cultivars)
(
9) Artificially propagated specimens of hybrids within the genus Phalaenopsis are not subject to the provisions of this Regulation when: (1) specimen s are traded in shipments consisting of individual containers (i.e. cartons, boxes,
or crates) containing 100 or more plants each; (2) all plants within a container are of the same hybrid, with no mixing of different hybrids within a cont ainer; (3) plantswithin a container can be readily recognis ed asartificially
propagated specimens by exhibiting a high degree of uniformity in size and stage of growth, cleanliness, intact root systems, and general absence of d amage or injury that could be attributable to plantsoriginating in the wild;
(4) plants do not exhibit characteristics of wild origin, such as damage by insects or other animals, fungi or algae adhering to leaves, or mechanical d amage to roots, leaves, or other parts resulting from collection; and
(5) shipments are accompanied by documentation, such as an invoice, which clearly states the number of plants and is signed by the shipper. Plants not c learly qualifying for the exemption must be accompanied by appropriate
CITES documents.
(10) Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption d oes not apply to such specimens traded as dormant tubers.▼M81997R0338 — EN — 20.11.2003 — 009.001 — 90
Annex D Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA Mammals
CARNIVORACanidae Dogs, foxes, wolves
Vulpesvulpesgriffithi (III IN) §1 Red foxVulpesvulpesmontana (III IN) §1 Red foxVulpesvulpespus illa (III IN) =536 §1 Red fox
Mustelidae Mustela altaica (III IN) §1 Mountain weasel
Mustela erminea ferghanae §1 (III IN) Stoat
Mustela kathiah (III IN) §1 Yellow-bellied weaselMustela sibirica (III IN) §1 Siberian weasel
AVES Birds
ANSERIFORMESAnatidae Ducks, geese, swans
Anasmelleri Meller'sduck
GALLIFORMESMegapodiidae Megapodes, scrubfowl
Megapodiuswallacei Moluccan s crub fowl
Cracidae Chachalas, currassows, guans
Penelope pileata White-crested guan
Phasianidae Grouse, guineafowl, partridges, pheasants, tragopans
Arborophila gingica White-necklaced partridgeSyrmaticus reevesii §2 Reeves's pheasant
COLUMBIFORMES
Columbidae Doves, pigeons
Columba oenopsPeruvian pigeonDucula pickeringii Grey imperial-pigeonGallicolumba criniger Mindanao bleeding-heart▼M81997R0338 — EN — 20.11.2003 — 009.001 — 91
Annex D Common name
Ptilinopusmarchei Flame-breas ted fruit-dove
Turacoena modesta Black cuckoo-dove
PASSERIFORMESCotingidae Cotingas
Procniasnudicollis Bare-throated bellbird
Pittidae Pittas
Pitta nipalensis Blue-naped pittaPitta steerii Azure-breasted pitta
Bombycillidae Waxwings
Bombycilla japonica Japanese waxwing
Muscicapidae Old-world flycatchers
Cochoa azurea Javan cochoaCochoa purpurea Purple cochoaGarrulax formosus Red-winged laughingthrushGarrulax galbanusYellow-throated laughingthrus hGarrulax milnei Red-tailed laughing thrushNiltava davidi Fujian niltava
Stachyriswhiteheadi Ches tnut-faced babbler
Swynnertonia swynnertoni =537 Swynnerton's robinTurdus dissimilis Black-breasted thrush
Sittidae Nuthatches
Sitta magna Giant nuthatchSitta yuanensis Yunnan nuthatch
Emberizidae Cardinals, tanagers
Dacnisnigripes Black-legged dacnisSporophila falcirostris Temminck's seedeater
Sporophila frontalisBuffy-throated s eedeater
Sporophila hypochroma Grey-and-chestnut seedeaterSporophila palustris Marsh seedeater▼M81997R0338 — EN — 20.11.2003 — 009.001 — 92
Annex D Common name
Icteridae New-world blackbirds
Sturnella militarisPampas meadowlark
Fringillidae Finches
Carpodacus roborowskii Tibetan rosefinchCarduelisambigua Black-headed greenfinchCarduelis atrata Black siskinPyrrhula erythaca Grey-headed bullfinchSerinuscanicollis Cape canarySerinus hypostictus =538 East African citril
Estrildidae Mannikins, waxbills
Amandava amandava Red avadavatCryptospiza reichenovii Red-faced crimson-wingErythrura coloria Red-eared parrotfinchErythrura viridifaciesGreen-faced parrotfinchEstrilda quartinia =539 Yellow-bellied waxbillHypargos niveoguttatus Peters's twinspotLonchura griseicapilla Grey-headed silverbill
Lonchura punctulata Scaly-breasted munia
Lonchura stygia Black munia
Sturnidae Mynahs, starlings
Cosmopsarus regius Golden-breasted starlingMino dumontii Yellow-faced mynaSturnuserythropygius White-headed s tarling
Corvidae Crows, magpies, jays
Cyanocorax caeruleusAzure jayCyanocorax dickeyi Tufted jay
REPTILIA Reptiles
TESTUDINATAEmydidae Box turtles, freshwater turtles▼M81997R0338 — EN — 20.11.2003 — 009.001 — 93
Annex D Common name
Chinemysnigricans
Geoemyda spengleriMelanochelystrijuga
Carettochelidae Pig-nosed turtle
Carettochelys insculpta Pig-nosed turtle
SAURIAGekkonidae Geckos
Geckolepis maculata Peters' spotted geckoRhacodactylusauriculatus New Caledonia bumpy gecko
Rhacodactylusciliatus Guichenot'sgiant gecko
Rhacodactylusleachianus New Caledonia giant geckoUroplatuss pp., viz.Uroplatusalluaudi Northern flat-tail geckoUroplatusebenaui Nos y Be flat-tail geckoUroplatusfimbriatus Common flat-tail geckoUroplatusguentheri Gunther'sflat-tail geckoUroplatushenkeli
Uroplatuslineatus Lined flat-tail gecko
UroplatusmalaheloUroplatusphantas ticusUroplatuss ikorae Southern flat-tail gecko
Agamidae Agamas, mastigures
Acanthosaura armata Armoured pricklenape
Cordylidae Spiny-tailed lizards
Zonosaurus karsteni Karsten's girdled lizardZonosaurus laticaudatus Western girdled lizard
Zonosaurus madagascariensis Madagascar girdled lizard)
Zonosaurus quadrilineatus Four-lined girdled lizard
Scincidae Skinks▼M81997R0338 — EN — 20.11.2003 — 009.001 — 94
Annex D Common name
Teratoscincus microlepis
Teratoscincus scincusTiliqua gerrardii Pinktongue skinkTiliqua gigasGiant bluetongue s kinkTiliqua scincoides Eastern bluetongue skinkTribolonotusgracilis Crocodile s kinkTribolonotusnovaeguineae New Guinea helmet s kink
SERPENTESXenopeltidae Sunbeam snake
Xenopeltisunicolor §1 Sunbeam s nake
Acrochordidae File snakes
Acrochordusjavanicus§1 Java file s nakeAcrochordusgranulatus§1 Little file s nake
Colubridae Typical snakes, water snakes, whip snakes
Ahaetulla prasina §1 Oriental whip snakeBoiga dendrophila §1 Mangrove snakeElaphe carinata §1 Taiwan stink snake
Elaphe radiata §1 Radiated rat snake
Elaphe taeniura §1 Taiwan beauty snakeEnhydrisbocourti §1 Bocourt'swater s nakeEnhydris chinensis §1 Chinese water snakeEnhydrisenhydris§1 Rainbow water s nakeEnhydrisplumbea §1 Yellowbelly water s nakeHomalopsis buccata §1 Masked water snakeLangaha nasuta Northern leafnose snakeLioheterodon madagascariensis Madagascar menarana snake
Ptyaskorros§1 Indian rat s nake
Rhabdophischrys argus§1 Specklebelly keelbackRhabdophiss ubminiatus§1 Redneck keelback▼M81997R0338 — EN — 20.11.2003 — 009.001 — 95
Annex D Common name
Zaocysdhumnades§1 Cantor'srat s nake
Elapidae Cobras, coral snakes
Bungaruscandidus§1 Blue kraitLaticauda spp., viz.Laticauda colubrina §1 Banded sea snakeLaticauda crockeri §1 Crocker's sea snakeLaticauda laticaudata §1 Black-banded sea kraitLaticauda schistorhynchus §1 Flat-tailed sea snakeLaticauda semifasciata §1 Chinese sea snake
Viperidae Vipers
Calloselasma rhodostoma §1 Malayan pit viper
Hydrophiidae Sea snakes
Hydrophiss pp., viz.Hydrophis atriceps §1 Southeast Asia sea snakeHydrophis belcheri §1 Belcher's sea snakeHydrophis bituberculatus §1 Belcher's sea snakeHydrophis brookei §1 Brooke's sea snake
Hydrophis caerulescens §1 Dark blue-banded sea snake
Hydrophis cantoris §1 Günther's sea snakeHydrophis coggeri §1 Cogger's sea snakeHydrophis cyanocinctus §1 Annulated sea snakeHydrophis czeblukovi §1 Czeblukov's sea snakeHydrophis elegans §1 Elegant sea snakeHydrophis fasciatus §1 Striped sea snakeHydrophis geometricus §1 Geometric sea snakeHydrophis gracilis §1 Smallhead sea snake
Hydrophis inornatus §1 Blue-grey sea snake
Hydrophis klossi §1 Kloss's sea snakeHydrophis lamberti §1 Lambert's sea snake▼M81997R0338 — EN — 20.11.2003 — 009.001 — 96
Annex D Common name
Hydrophis lapemoides §1 Persian Gulf sea snake
Hydrophis macdowelli §1 McDowell's sea snakeHydrophis mamillaris §1 Bombay sea snake
Hydrophis melanocephalus §1 Black-headed sea snake
Hydrophis melanosoma §1 Black-striped sea snakeHydrophis obscurus §1 Russell's sea snake
Hydrophis ornatus §1 Reef sea snake
Hydrophis pacificus §1 Pacific sea snakeHydrophis parviceps §1 Smith's sea snakeHydrophis semperi §1 Garman's sea snake
Hydrophis spiralis §1 Yellow sea snake
Hydrophis stricticollis §1 Collared sea snakeHydrophis torquatus §1 West Coast black-headed sea snake
Hydrophis vorisi §1 Kharin's sea snake
Lapemis curtus =540 §1 Shaw's sea snake
ACTINOPTERYGII Fish
SYNGNATHIFORMES
Syngnathidae Pipefishes, seahorses
Hippocampuss pp. (with effect from 15 May 2004, all Hippo-
campuss pp. will be included on Annex B), viz.
Hippocampus abdominalis =541 Big-bellied seahorseHippocampusaimeiHippocampus angustus =542 Western Australian seahorse
Hippocampusbargibanti
Hippocampusbicus pisHippocampusborboniens is
Hippocampusbrachyrhynchus
Hippocampus breviceps =543 Short-headed seahorseHippocampus camelopardalis =544 Giraffe seahorse▼M81997R0338 — EN — 20.11.2003 — 009.001 — 97
Annex D Common name
Hippocampus capensis Knysna seahorse
HippocampuscomesHippocampus coronatus =545 Crowned seahorseHippocampus erectus =546 Lined seahorseHippocampuserinaceusHippocampusfus cus=547 Sea ponyHippocampus hippocampus =548 Short-snouted seahorseHippocampus histrix Thorny/spiny seahorseHippocampushorai
Hippocampus ingens =549 Giant seahorse
Hippocampus japonicus Japanese seahorseHippocampusjayakariHippocampuskaupiiHippocampuskelloggiHippocampus kuda =550 Yellow seahorseHippocampuslichens teinii =551Hippocampus minotaur Bullneck seahorse
Hippocampus planifrons =552 Low-crowned seahorse
Hippocampus ramulosus =553 Long-snouted seahorseHippocampus reidi =554 Slender seahorseHippocampuss indonisHippocampus spinosissimus Hedgehog seahorseHippocampustaeniopsHippocampustakakuraeHippocampus trimaculatus =555 Three-spotted seahorseHippocampustris tis
Hippocampus whitei =556 White's seahorse
HippocampuszebraHippocampuszos terae =557▼M81997R0338 — EN — 20.11.2003 — 009.001 — 98
Annex D Common name
FLORA
AGAVACEAE Agaves
CalibanushookeriDasylirion longissimum Beargrass
ARACEAE Arums
Arisaema dracontium Green dragonArisaema erubescensArisaema galeatumArisaema jacquemontii
Arisaema nepenthoides
Arisaema sikokianumArisaema speciosumArisaema thunbergii var.urashimaArisaema tortuosumArisaema triphyllum Jack-in-the-pulpitBiarum davisii ssp. davisiiBiarum davisii ssp. marmarisense
Biarum ditschianum
COMPOSITAE Asters, daisies, costus
(ASTERACEAE) Arnica montana §3 Mountain tobacco
Othonna armianaOthonna cacalioidesOthonna clavifoliaOthonna euphorbioidesOthonna halliiOthonna herrei
Othonna lepidocaulis
Othonna lobataOthonna retrorsa▼M81997R0338 — EN — 20.11.2003 — 009.001 — 99
Annex D Common name
ERICACEAE Heathers, rhododendrons
Arctostaphylos uva-ursi §3 Bearberry
GENTIANACEAE Gentians
Gentiana lutea §3 Great yellow gentian
LYCOPODIACEAE Clubmosses
Lycopodium clavatum §3 Stagshorn clubmoss
MENYANTHACEAE Bogbeans
Menyanthestrifoliata §3 Bogbean
PARMELIACEAE Parmelioid lichens
Cetraria islandica §3 Icelandic moss
PASSIFLORACEAE Desert roses
Adenia fruticosa Desert roseAdenia glauca Desert roseAdenia pechuelli Desert roseAdenia spinosa Desert rose
PORTULACACEAE Portulas, purslanes
Ceraria spp. viz.
Ceraria carrissoana
Ceraria fruticulosaCeraria gariepinaCeraria longipedunculataCeraria namaquensisCeraria pygmaeaCeraria schaeferi
LILIACEAE Lilies
Trillium catesbaei Rosy wakerobin
Trillium cernuum Nodding trillium
Trillium flexipesDrooping trilliumTrillium grandiflorum White wakerobin▼M81997R0338 — EN — 20.11.2003 — 009.001 — 100
Annex D Common name
Trillium luteum
Trillium pusillum
Trillium recurvatum Purple trillium
Trillium rugelii
Trillium sessile Wakerorobin wood-lily
Trillium undulatum Painted wood-lily▼M81997R0338 — EN — 20.11.2003 — 009.001 — 101