2004R0798 — EN — 29.04.2005 — 003.001

This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents

Amended by:









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COUNCIL REGULATION (EC) No 798/2004

of 26 April 2004

renewing the restrictive measures in respect of Burma/Myanmar and repealing Regulation (EC) No 1081/2000







THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Articles 60 and 301 thereof, Having regard to Council Common Position 2004/423/CFSP of 26 April 2004 renewing restrictive measures in respect of Burma/Myanmar ( 1 ), Having regard to the proposal from the Commission, Whereas: (1) On 28 October 1996, the Council, concerned at the absence of progress towards democratisation and at the continuing violation of human rights in Burma/Myanmar, imposed certain restrictive measures against Burma/Myanmar by Common Position 1996/653/CFSP ( 2 ). In view of continued severe and systematic violations of human rights by the Burmese authorities, and in particular continuing and intensified repression of civil and political rights, and the failure of those authorities to take steps towards democracy and reconciliation, the restrictive measures against Burma/Myanmar were subsequently extended several times, most recently by Common Position 2003/297/CFSP ( 3 ) on Burma/Myanmar, which is due to expire on 29 April 2004. Some of the restrictive measures imposed against Burma/Myanmar were implemented at Community level by Council Regulation (EC) No 1081/2000 ( 4 ). (2) In view of the current political situation in Burma/Myanmar, as witnessed by the failure of the military authorities to enter into substantive discussions with the democratic movement concerning a process leading to national reconciliation, respect for human rights and democracy, the continuing detention of Daw Aung San Suu Kyi and other members of the National League for Democracy and the continuing serious violations of human rights, including the failure to take action to eradicate the use of forced labour in accordance with the recommendations of the International Labour Organisation's High-Level Team report of 2001, Common Position 2004/423/CFSP stipulates that the restrictive measures against the military regime in Burma/Myanmar and those who benefit most from its misrule and those who actively frustrate the process of national reconciliation, respect for human rights and democracy should be maintained. (3) The restrictive measures provided for by Common Position 2004/423/CFSP include inter alia a ban on technical assistance, financing and financial assistance related to military activities, a ban on the export of equipment which might be used for internal repression, and the freezing of funds and economic resources of members of the Government of Burma/Myanmar and of any natural or legal persons, entities or bodies associated with them. (4) These measures fall within the scope of the Treaty and, therefore, in order to avoid any distortion of competition, Community legislation is necessary to implement them as far as the Community is concerned. For the purpose of this Regulation, the territory of the Community should be deemed to encompass the territories of the Member States to which the Treaty is applicable, under the conditions laid down in that Treaty. (5) It is desirable to align with recent practice the provisions concerning the ban on technical assistance, financing and financial assistance related to military activities, and those concerning the freezing of funds and economic resources. (6) For the sake of clarity, a new text containing all the relevant provisions as amended should be adopted, replacing Regulation (EC) No 1081/2000, which should be repealed. (7) In order to ensure that the measures provided for in this Regulation are effective, this Regulation should enter into force on the day of its publication, Whereas: HAS ADOPTED THIS REGULATION:







Article 1

For the purposes of this Regulation, the following definitions shall apply:

1. ‘technical assistance’ means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, transmission of working knowledge or skills or consulting services; technical assistance includes verbal forms of assistance;

2. ‘funds’ means financial assets and benefits of every kind, including but not limited to: (a) cash, cheques, claims on money, drafts, money orders and other payment instruments; (b) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations; (c) publicly and privately traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts; (d) interest, dividends or other income on or value accruing from or generated by assets; (e) credit, right of set-off, guarantees, performance bonds or other financial commitments; (f) letters of credit, bills of lading, bills of sale; (g) documents evidencing an interest in funds or financial resources; (h) any other instrument of export-financing;

3. ‘freezing of funds’ means preventing any move, transfer, alteration, use of, access to, or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or other change that would enable the funds to be used, including portfolio management;

4. ‘economic resources’ means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but can be used to obtain funds, goods or services;

5. ‘freezing of economic resources’ means preventing their use to obtain funds, goods or services in any way, including, but not limited to, the selling, hiring or mortgaging of them.

Article 2

It shall be prohibited:

(a) to grant, sell, supply or transfer technical assistance related to military activities and to the provision, manufacture, maintenance and use of arms and related materiel of all types, including weapons and ammunition, military vehicles and equipment, paramilitary equipment, and spare parts for the aforementioned, directly or indirectly to any person, entity or body in, or for use in Burma/Myanmar;

(b) to provide financing or financial assistance related to military activities, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of arms and related materiel, directly or indirectly to any person, entity or body in, or for use in Burma/Myanmar;

(c) to participate, knowingly and intentionally, in activities the object or effect of which is, directly or indirectly, to promote the transactions referred to at points (a) or (b).

Article 3

It shall be prohibited:

(a) knowingly and intentionally, to sell, supply, transfer or export, directly or indirectly, equipment which might be used for internal repression as listed in Annex I, whether or not originating in the Community, to any natural or legal person, entity or body in, or for use in Burma/Myanmar;

(b) to grant, sell, supply or transfer technical assistance related to the equipment referred to at point (a), directly or indirectly to any natural or legal person, entity or body in, or for use in Burma/Myanmar;

(c) to provide financing or financial assistance related to the equipment referred to at point (a), directly or indirectly to any natural or legal person, entity or body in, or for use in Burma/Myanmar;

(d) to participate, knowingly and intentionally, in activities the object or effect of which is, directly or indirectly, to promote the transactions referred to in points (a), (b) or (c).

Article 4

1. By way of derogation from Articles 2 and 3, the competent authorities of Member States as listed in Annex II may authorise:

(a) the provision of financing and financial assistance and technical assistance related to: (i) non-lethal military equipment intended solely for humanitarian or protective use, or for institution-building programmes of the United Nations, the European Union and the Community; (ii) materiel intended for European Union and United Nations crisis-management operations;

(b) the sale, supply, transfer or export of equipment listed in Annex I intended solely for humanitarian or protective use, and the provision of financial assistance, financing and technical assistance related to these transactions.

2. Authorisations referred to in paragraph 1 may only be granted prior to the activity for which they are requested.

Article 5

Articles 2 and 3 shall not apply to protective clothing, including flak jackets and military helmets, temporarily exported to Burma/Myanmar by United Nations personnel, personnel of the European Union, the Community or its Member States, representatives of the media and humanitarian and development workers and associated personnel for their personal use only.

Article 6

1. All funds and economic resources belonging to the individual members of the Government of Burma/Myanmar and to the natural or legal persons, entities or bodies associated with them as listed in Annex III shall be frozen.

2. No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of the natural or legal persons, entities or bodies listed in Annex III.

3. The participation, knowingly and intentionally, in activities the object or effect of which is, directly or indirectly, to circumvent the measures referred to at 1 and 2 shall be prohibited.

Article 7

1. By way of derogation from Article 6(1), the competent authorities of the Member States as listed in Annex II may authorise the release of certain frozen funds or economic resources or the making available of certain frozen funds or economic resources, under such conditions as they deem appropriate, after having determined that the funds or economic resources concerned are:

(a) necessary for basic expenses, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges;

(b) intended exclusively for payment of reasonable professional fees and reimbursement of incurred expenses associated with the provision of legal services;

(c) intended exclusively for payment of fees or service charges for routine holding or maintenance of frozen funds or economic resources;

(d) necessary for extraordinary expenses, provided that the relevant competent authority has notified the grounds on which it considers that a specific authorisation should be granted, to all other competent authorities and the Commission at least two weeks prior to the authorisation.

The relevant competent authority shall inform the competent authorities of the other Member States and the Commission of any authorisation granted under this paragraph.

2. Article 6(2) shall not apply to the addition to frozen accounts of:

(i) interest or other earnings on those accounts; or

(ii) payments due under contracts, agreements or obligations that were concluded or arose prior to the date on which those accounts became subject to restrictive measures,

provided that any such interest, other earnings and payments continue to be subject to Article 6(1).

Article 8

Article 6(2) shall not prevent the crediting of the frozen accounts by financial institutions that receive funds transferred by third parties to the account of the listed person or entity, provided that any additions to such accounts will also be frozen. The financial institution shall inform the competent authorities about such transactions without delay.

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Article 8a

1. The following shall be prohibited:

(a) the granting of any financial loan or credit to Burmese state-owned enterprises as listed in Annex IV, or the acquisition of bonds, certificates of deposit, warrants or debentures, issued by these enterprises,

(b) the acquisition or extension of a participation in Burmese state-owned enterprises as listed in Annex IV, including the acquisition in full of such enterprises and the acquisition of shares and securities of a participating nature.

2. The participation, knowingly and intentionally, in activities, the object or effect of which is, directly or indirectly, to circumvent the provisions of paragraph 1 shall be prohibited.

3. Paragraph 1 shall be without prejudice to the execution of trade contracts for the supply of goods or services on usual commercial payment conditions and the usual supplementary agreements in connection with the execution of these contracts such as export credit insurances.

4. The provisions of paragraph 1(a) shall be without prejudice to the execution of an obligation arising from contracts or agreements concluded before the entry into force of this Regulation.

5. The prohibition in paragraph 1(b) shall not prevent the extension of a participation in Burmese State-owned enterprises as listed in Annex IV, if such extension is compulsory under an agreement concluded with the Burmese State-owned enterprise concerned before the entry into force of this Regulation. The relevant competent authority, as listed in Annex II, and the Commission shall be informed prior to any such transaction. The Commission shall inform the competent authorities of the other Member States.

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Article 9

1. Without prejudice to the applicable rules concerning reporting, confidentiality and professional secrecy and to the provisions of Article 284 of the Treaty, natural and legal persons, entities and bodies shall:

(a) supply immediately any information which would facilitate compliance with this Regulation, such as accounts and amounts frozen in accordance with Article 6, to the competent authorities of the Member States listed in Annex II where they are resident or located, and shall transmit such information, directly or through these competent authorities, to the Commission;

(b) cooperate with the competent authorities listed in Annex II in any verification of this information.

2. Any additional information directly received by the Commission shall be made available to the competent authorities of the Member State concerned.

3. Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.

Article 10

The freezing of funds and economic resources or the refusal to make funds or economic resources available, carried out in good faith on the basis that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person or entity implementing it, or its directors or employees, unless it is proved that the funds and economic resources were frozen as result of negligence.

Article 11

The Commission and Member States shall immediately inform each other of the measures taken under this Regulation and shall supply each other with any other relevant information at their disposal in connection with this Regulation, in particular information in respect of violation and enforcement problems and judgments handed down by national courts.

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Article 12

The Commission shall be empowered to:

(a) amend Annex II on the basis of information supplied by Member States,

(b) amend Annexes III and IV on the basis of decisions taken in respect of Annexes I and II to Common Position 2004/423/CFSP as amended by Common Position 2004/730/CFSP. ( 5 )

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Article 13

The Member States shall lay down the rules on sanctions applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The sanctions provided for must be effective, proportionate and dissuasive.

The Member States shall notify those rules to the Commission without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

Article 14

This Regulation shall apply:

(a) within the territory of the Community, including its airspace;

(b) on board any aircraft or any vessel under the jurisdiction of a Member State;

(c) to any person inside or outside the territory of the Community who is a national of a Member State;

(d) to any legal person, group or entity which is incorporated or constituted under the law of a Member State;

(e) to any legal person, group or entity doing business within the Community.

Article 15

Regulation (EC) No 1081/2000 is hereby repealed.

Article 16

This Regulation shall take enter into force on the day of its publication in the Official Journal of the European Union.

It shall apply from 30 April 2004.









ANNEX I

List of equipment which might be used for internal repression as referred to in Article 3

The list below does not comprise the articles that have been specially designed or modified for military use.

1. Helmets providing ballistic protection, anti-riot helmets, anti-riot shields and ballistic shields and specially designed components therefor.

2. Specially designed fingerprint equipment.

3. Power controlled searchlights.

4. Construction equipment provided with ballistic protection.

5. Hunting knives.

6. Specially designed production equipment to make shotguns.

7. Ammunition hand-loading equipment.

8. Communications intercept devices.

9. Solid-state optical detectors.

10. Image-intensifier tubes.

11. Telescopic weapon sights.

12. Smooth-bore weapons and related ammunition, other than those specially designed for military use, and specially designed components therefor; except: — signal pistols; — air- and cartridge-powered guns designed as industrial tools or humane animal stunners.

13. Simulators for training in the use of firearms and specially designed or modified components and accessories therefor.

14. Bombs and grenades, other than those specially designed for military use, and specially designed components therefor.

15. Body armour, other than those manufactured to military standards or specifications, and specially designed components therefor.

16. All-wheel-drive utility vehicles capable of off-road use that have been manufactured or fitted with ballistic protection, and profiled armour for such vehicles.

17. Water cannon and specially designed or modified components therefor.

18. Vehicles equipped with a water cannon.

19. Vehicles specially designed or modified to be electrified to repel boarders and components therefor specially designed or modified for that purpose.

20. Acoustic devices represented by the manufacturer or supplier as suitable for riot-control purposes, and specially designed components therefor.

21. Leg-irons, gang-chains, shackles and electric-shock belts, specially designed for restraining human beings; except: — handcuffs for which the maximum overall dimension including chain does not exceed 240 mm when locked.

22. Portable devices designed or modified for the purpose of riot control or self-protection by the administration of an incapacitating substance (such as tear gas or pepper sprays), and specially designed components therefor.

23. Portable devices designed or modified for the purpose of riot control or self-protection by the administration of an electric shock (including electric-shock batons, electric shock shields, stun guns and electric shock dart guns (tasers)) and components therefor specially designed or modified for that purpose.

24. Electronic equipment capable of detecting concealed explosives and specially designed components therefor; except: — TV or X-ray inspection equipment.

25. Electronic jamming equipment specially designed to prevent the detonation by radio remote control of improvised devices and specially designed components therefor.

26. Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, including firing sets, detonators, igniters, boosters and detonating cord, and specially designed components therefor; except: — those specially designed for a specific commercial use consisting of the actuation or operation by explosive means of other equipment or devices the function of which is not the creation of explosions (e.g., car air-bag inflaters, electric-surge arresters of fire sprinkler actuators).

27. Equipment and devices designed for explosive ordnance disposal; except: — bomb blankets; — containers designed for folding objects known to be, or suspected of being improvised explosive devices.

28. Night vision and thermal imaging equipment and image intensifier tubes or solid state sensors therefor.

29. Software specially designed and technology required for all listed items.

30. Linear cutting explosive charges.

31. Explosives and related substances as follows: — amatol, — nitrocellulose (containing more than 12,5 % nitrogen), — nitroglycol, — pentaerythritol tetranitrate (PETN), — picryl chloride, — tinitorphenylmethylnitramine (tetryl), — 2,4,6-trinitrotoluene (TNT)

32. Software specially designed and technology required for all listed items.

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ANNEX II

List of competent authorities referred to in Article 4, 7 and 8

BELGIUM Service public fédéral des affaires étrangères, commerce extérieur et coopération au développement Egmont 1 Rue des Petits Carmes 19 B-1000 Bruxelles Direction générale des affaires bilatérales Service ‘Asie du sud et de l'Est, Océanie’ Téléphone (32-2) 501 82 74 Service des transports Téléphone (32-2) 501 37 62 Fax: (32-2) 501 88 27 Direction générale coordination et des affaires européennes Coordination de la politique commerciale Téléphone (32-2) 501 83 20 Federale Overheidsdienst Buitenlandse Zaken, Buitenlandse Handel en Ontwikkelingssamenwerking Egmont 1 Karmelietenstraat 15 B-1000 Brussel Directie-generaal Bilaterale Zaken Dienst Zuid- en Oost-Azië en Oceanië Telefoon (32-2) 501 82 74 Dienst Vervoer Telefoon (32-2) 501 37 62 Fax: (32-2) 501 88 27 Directie-generaal Europese Zaken en coördinatie Coördinatie Handelsbeleid Telefoon (32-2) 501 83 20 Service public fédéral de l'économie, des PME, des classes moyennes et de l'énergie Potentiel économique Direction Industries Textile — Diamants et autres secteurs City Atrium Rue du Progrès 50 5ème étage B-1210 Bruxelles Tél général: 0032 (0) 2. 277.51.11 Fax: 0032 (0) 2.277.53.09 Fax: 0032 (0) 2.277.53.10 Federale Overheidsdienst Economie, KMO, Middenstand en Energie Economisch potentieel Directie Nijverheid Textiel — Diamant en andere sectoren City Atrium Vooruitgangstraat 50 5de verdieping B-1210 Brussel Algemeen tel: 0032 (0) 2.277.51.11 Fax: 0032 (0) 2.277.53.09 Fax: 0032 (0) 2.277.53.10 Service Public Fédéral des Finances Administration de la Trésorerie 30 Avenue des Arts B-1040 Bruxelles Fax 00 32 2 233 74 65 E-mail: Quesfinvragen.tf@minfin.fed.be Federale Overheidsdienst Financiën Administratie van de Thesaurie Kunstlaan 30 B-1040 Brussel Fax 00 32 2 233 74 65 E-mail: Quesfinvragen.tf@minfin.fed.be Brussels Hoofdstedelijk Gewest — Région de Bruxelles-Capitale: Kabinet van de minister van Financiën, Begroting, Openbaar Ambt en Externe Betrekkingen van de Brusselse Hoofdstedelijke regering Kunstlaan 9 B-1210 Brussel Telefoon: (32-2) 209 28 25 Fax: (32-2) 209 28 12 Cabinet du ministre des finances, du budget, de la fonction publique et des relations extérieures du gouvernement de la Région de Bruxelles-Capitale Avenue des Arts, 9 B-1210 Bruxelles Téléphone (32-2) 209 28 25 Fax: (32-2) 209 28 12 Région wallonne: Cabinet du ministre-président du gouvernement wallon Rue May, 25-27 B-5100 Jambes-Namur Téléphone (32-81) 33 12 11 Fax: (32-81) 33 13 13 Vlaams Gewest: — Administratie Buitenlands Beleid Boudewijnlaan 30 B-1000 Brussel Tel. (32-2) 553 59 28 Fax (32-2) 553 60 37

CZECH REPUBLIC Ministerstvo průmyslu a obchodu Licenční správa Na Františku 32 110 15 Praha 1 Tel: +420 22406 2720 Fax: +420 22422 1811 Ministerstvo financí Finanční analytický útvar P.O. Box 675 Jindřišská 14 111 21 Praha 1 Tel: +420 25704 4501 Fax: +420 25704 4502

DENMARK Erhvervs- og Boligstyrelsen Dahlerups Pakhus Langelinie Allé 17 DK-2100 København Ø Tel. (45) 35 46 60 00 Fax (45) 35 46 60 01 Udenrigsministeriet Asiatisk Plads 2 DK-1448 København K Tel. (45) 33 92 00 00 Fax (45) 32 54 05 33 Justitsministeriet Slotholmsgade 10 DK-1216 København K Tel. (45) 33 92 33 40 Fax (45) 33 93 35 10

GERMANY Concerning freezing of funds, financing and financial assistance: Deutsche Bundesbank Servicezentrum Finanzsanktionen Postfach D-80281 München Tel. (49-89) 2889 3800 Fax (49-89) 350163 3800 Concerning goods, technical assistance and other services: Bundesamt für Wirtschafts- und Ausfuhrkontrolle (BAFA) Frankfurter Strasse 29-35 D-65760 Eschborn Tel. (49) 61 96 908 — 0 Fax (49) 61 96 908 — 800

ESTONIA Eesti Välisministeerium Islandi väljak 1 15049 Tallinn Tel +372 6 317 100 Fax: +372 6 317 199 Finantsinspektsioon Sakala 4 15030 Tallinn Tel: +372 6680500 Fax: +372 6680501

GREECE A. Freezing of Assets Ministry of Economy and Finance General Directory of Economic Policy Address: 5 Nikis Str., 101 80 Athens, Greece Tel.: + 30 210 3332786 Fax: + 30 210 3332810 A. ΔΕΣΜΕΥΣΗ ΚΕΦΑΛΑΙΩΝ Υπουργείο Οικονομίας και Οικονομικών Γενική Δ/νση Οικονομικής Πολιτικής Δ/νση: Νίκης 5, ΑΘΗΝΑ 101 80 Τηλ.: + 30 210 3332786 Φαξ: + 30 210 3332810 B. Import — Export restrictions Ministry of Economy and Finance General Directorate for Policy Planning and Management Address Kornaroy Str., GR-105 63 Athens Tel.: + 30 210 3286401-3 Fax.: + 30 210 3286404 Β. ΠΕΡΙΟΡΙΣΜΟΙ ΕΙΣΑΓΩΓΩΝ — ΕΞΑΓΩΓΩΝ Υπουργείο Οικονομίας και Οικονομικών Γενική Δ/νση Σχεδιασμού και Διαχείρισης Πολιτικής Δ/νση: Κορνάρου 1, Τ.Κ. 105 63 Αθήνα — Ελλάς Τηλ.: + 30 210 3286401-3 Φαξ: + 30 210 3286404

SPAIN Ministerio de Economía Dirección General de Comercio e Inversiones Paseo de la Castellana, 162 E-28046 Madrid Tel. (34) 913 49 38 60 Fax (34) 914 57 28 63 Dirección General del Tesoro y Política Financiera Subdirección General de Inspección y Control de Movimientos de Capitales Ministerio de Economía Paseo del Prado, 6 E-28014 Madrid Tel. (00-34) 91 209 95 11 Fax (00-34) 91 209 96 56

FRANCE Ministère de l'économie, des finances et de l'industrie Direction générale des douanes et des droits indirects Cellule embargo — Bureau E2 Tél.: (33) 1 44 74 48 93 Télécopie: (33) 1 44 74 48 97 Ministère de l'économie, des finances et de l'industrie Direction du Trésor Service des affaires européennes et internationales Sous-direction E 139, rue du Bercy 75572 Paris Cedex 12 Tél.: (33) 1 44 87 72 85 Télécopie: (33) 1 53 18 96 37 Ministère des Affaires étrangères Direction de la coopération européenne Sous-direction des relations extérieures de la Communauté Tél.: (33) 1 43 17 44 52 Télécopie: (33) 1 43 17 56 95 Direction générale des affaires politiques et de sécurité Service de la Politique Étrangère et de Sécurité Commune Tél.: (33) 1 43 17 45 16 Télécopie: (33) 1 43 17 45 84

IRELAND Central Bank of Ireland Financial Markets Department PO Box 559 Dame Street Dublin 2 Tel. (353-1) 671 66 66 Fax. (353-1) 671 65 61 Department of Foreign Affairs Bilateral Economic Relations Division 80 St. Stephen's Green Dublin 2 Tel. (353) 1 408 21 53 Fax. (353) 1 408 20 03 Department of Enterprise, Trade and Employment Export Licensing Unit Block C Earlsfort Centre Lower Hatch St. Dublin 2 Tel. (353) 1 631 25 34 Fax (353) 1 631 25 62

ITALY Ministero degli Affari Esteri Piazzale della Farnesina, 1 — 00194 Roma D.G.A.O. — Ufficio II Tel. (39) 06 3691 3820 Fax. (39) 06 3691 5161 U.A.M.A. Tel. (39) 06 3691 3605 Fax. (39) 06 3691 8815 Ministero dell'Economia e delle Finanze Dipartimento del Tesoro Comitato di Sicurezza Finanziaria Via XX Settembre, 97 — 00187 Roma Tel. (39) 06 4761 3942 Fax. (39) 06 4761 3032 Ministero delle Attività Produttive Direzione Generale Politica Commerciale Viale Boston, 35 — 00144 Roma Tel. (39) 06 59931 Fax. (39) 06 5964 7531

CYPRUS Υπουργείο Εξωτερικών Λεωφ. Προεδρικού Μεγάρου 1447 Λευκωσία Τηλ: +357-22-300600 Φαξ: +357-22-661881 Ministry of Foreign Affairs Presidential Palace Avenue 1447 Nicosia Tel: +357-22-300600 Fax: +357-22-661881

LATVIA Latvijas Republikas Ārlietu ministrija Brīvības iela 36 Rīga LV1395 Tel. Nr. (371) 7016201 Fax Nr. (371) 7828121 Noziedzīgi iegūto līdzekļu legalizācijas novēršanas dienests Kalpaka bulvārī 6, Rīgā, LV 1081 Tel: +7044 431 Fax: +7044 549

LITHUANIA Economics Department Ministry of Foreign Affairs of the Republic of Lithuania J.Tumo-Vaižganto 2 LT-2600 Vilnius Tel.: 370 5 236 25 92 Fax: 370 5 231 30 90

LUXEMBOURG Ministère des Affaires Étrangères Direction des relations économiques internationales 6, rue de la Congrégation L-1352 Luxembourg Tel. (352) 478 23 46 Fax (352) 22 20 48 Ministère des Finances 3, rue de la Congrégation L-1352 Luxembourg Tel. (352) 478-2712 Fax (352) 47 52 41

HUNGARY Article 4 Ministry of Economic Affairs and Transport - Hungarian Trade Licencing Office Margit krt.85. H-1024 Budapest Hungary Postbox: 1537 Pf.: 345 Tel.: +36-1-336-7300 Gazdasági és Közlekedési Minisztérium - Kereskedelmi Engedélyezési Hivatal Margit krt.85. H-1024 Budapest Magyarország Postafiók: 1537 Pf.:345 Tel.: +36-1-336-7300 Article 7 Hungarian National Police Teve u. 4-6. H-1139 Budapest Hungary Tel./fax: +36-1-443-5554 Országos Rendőrfőkapitányság 1139 Budapest, Teve u. 4-6. Magyarország Tel./fax: +36-1-443-5554 Article 8 Ministry of Finance József nádor tér. 2-4. H-1051 Budapest Hungary Postbox: 1369 Pf.:481 Tel.: +36-1-318-2066, +36-1-327-2100 Fax: +36-1-318-2570, +36-1-327-2749 Pénzügyminisztérium 1051 Budapest, József nádor tér 2-4 Magyarország Postafiók: 1369 Pf.:481 Tel.: +36-1-318-2066, +36-1-327-2100 Fax: +36-1-318-2570, +36-1-327-2749

MALTA Bord ta' Sorveljanza dwar is-Sanzjonijiet Direttorat ta' l-Affarijiet Multilaterali Ministeru ta' l-Affarijiet Barranin Palazzo Parisio Triq il-Merkanti Valletta CMR 02 Tel: +356 21 24 28 53 Fax: +356 21 25 15 20

NETHERLANDS Minister van Economische Zaken Belastingdienst/Douane Noord Postbus 40200 8004 DE ZWOLLE Telefoon: (31-38) — 467 25 41 Telefax: (31-38) — 469 5229 Minister van Financiën Directie Financiële Markten/Afdeling Integriteit Postbus 20201 2500 EE DEN HAAG Telefoon: (31-70) — 342 8997 Telefax: (31-70) — 342 7984

AUSTRIA Bundesministerium für Wirtschaft und Arbeit Abteilung C/2/2 Stubenring 1 A-1010 Wien Tel. (43-1) 711 00 Fax (43-1) 711 00-8386 Österreichische Nationalbank Otto Wagner Platz 3, A-1090 Wien Tel. (01-4042043 1) 404 20-0 Fax (43 1) 404 20 — 73 99 Bundesministerium für Inneres Bundeskriminalamt Josef Holaubek Platz 1 A-1090 Wien Tel (43 1) 313 45-0 Fax: (43 1) 313 45-85290

POLAND Ministerstwo Spraw Zagranicznych Departament Prawno — Traktatowy Al. J. CH. Szucha 23 PL-00-580 Warszawa Tel. (48 22) 523 93 48 Fax (48 22) 523 91 29

PORTUGAL Ministério dos Negócios Estrangeiros Direcção-Geral dos Assuntos Multilaterais Largo Rilvas P-1350-179 Lisboa Tel. (351) 21 394 60 72 Fax (351) 21 394 60 73 Ministério das Finanças Direcção Geral dos Assuntos Europeus e Relações Internacionais Avenida Infante D. Henrique, n.o 1, C 2.o P-1100 Lisboa Tel. (351) 21 882 32 40/47 Fax (351) 21 882 32 49

SLOVENIA Bank of Slovenia Slovenska 35 1505 Ljubljana Tel: +386 (1) 471 90 00 Fax: +386 (1) 251 55 16 http://www.bsi.si Ministry of Foreign Affairs of the Republic of Slovenia Prešernova 25 1000 Ljubljana Tel: +386 1 478 20 00 Fax: +386 1 478 23 47 http://www.gov.si/mzz

SLOVAKIA For financial and technical assistance related to military activities: Ministerstvo hospodárstva Slovenskej republiky Sekcia obchodných vzťahov a ochranspotrebiteľa Mierová 19 827 15 Bratislava tel: +421 2 4854 2116 fax: + 421 2 4854 3116 For funds and economic resources: Ministerstvo financií Slovenskej republiky Štefanovičova 5 817 82 Bratislava tel: +421 2 5958 2201 fax: + 421 2 5249 3531

FINLAND Ulkoasiainministeriö/Utrikesministeriet PL/PB 176 00161 Helsinki/Helsingfors Tel. (358) 9 16 05 59 00 Fax (358) 9 16 05 57 07 Puolustusministeriö/Försvarsministeriet Eteläinen Makasiinikatu 8 00131 Helsinki/Helsingfors PL/PB 31 Tel. (358) 9 16 08 81 28 Fax (358) 9 16 08 81 11

SWEDEN Article 4 Inspektionen för strategiska produkter Box 70252 SE-107 22 Stockholm Tfn (46-8) 406 31 00 Fax (46-8) 20 31 00 Article 7 Försäkringskassan SE-103 51 Stockholm Tfn (46-8) 786 90 00 Fax (46-8) 411 27 89 Articles 8 and 9 Finansinspektionen Box 6750 SE-113 85 Stockholm Tfn (46-8) 787 80 00 Fax (46-8) 24 13 35 Article 8 a Regeringskansliet Utrikesdepartementet Rättssekretariatet för EU-frågor SE-103 39 Stockholm Tfn (46-8) 405 10 00 Fax (46-8) 723 11 76

UNITED KINGDOM Sanctions Licensing Unit Export Control Organisation Department of Trade and Industry 4 Abbey Orchard Street London SW1P 2HT United Kingdom Tel. (44) 20 7215 0594 Fax (44) 20 7215 0593 HM Treasury Financial Systems and International Standards 1, Horse Guards Road London SW1A 2HQ United Kingdom Tel. (44-207) 270 5977 Fax (44-207) 270 5430 Bank of England Financial Sanctions Unit Threadneedle Street London EC2R 8AH United Kingdom Tel. (44-207) 601 4607 Fax (44-207) 601 4309

EUROPEAN COMMUNITY Commission of the European Communities Directorate-General for External Relations Directorate Common Foreign and Security Policy (CFSP) and European Security and Defence Policy (ESDP): Commission Coordination and contribution Unit A.2: Legal and institutional matters, CFSP Joint Actions, Sanctions, Kimberley Process CHAR 12/163 B-1049 Bruxelles/Brussel









ANNEX III

List referred to in Article 6

Table Notes:

1. U is the Burmese equivalent of (English) Mr. and Daw that of Mrs.

2. Aliases or variations in spelling are denoted by ‘a.k.a.’

3. The reference given in the first column is indicating the category and family affiliation of the listed person.







A. STATE PEACE AND DEVELOPMENT COUNCIL (SPDC) Name (first name, last name, gender) Identifying information (poss. aliases, function/title, date and place of birth (d.o.b. & p.o.b.), passport/id number, spouse or son/daughter of …) A1a Senior General Than Shwe Chairman, d.o.b. 2.2.1933 A1b Kyaing Kyaing spouse of Senior General Than Shwe A1c Thandar Shwe daughter of Senior General Than Shwe A1d Khin Pyone Shwe daughter of Senior General Than Shwe A1e Aye Aye Thit Shwe daughter of Senior General Than Shwe A1f Tun Naing Shwe a.k.a. Tun Tun Naing, son of Than Shwe A1g Khin Thanda spouse of Tun Naing Shwe A1h Kyaing San Shwe son of Than Shwe A1i Dr Khin Win Sein spouse of Kyaing San Shwe A1j Thant Zaw Shwe a.k.a. Maung Maung, son of Than Shwe A1k Dewar Shwe daughter of Than Shwe A1l Kyi Kyi Shwe daughter of Than Shwe A2a Vice-Senior General Maung Aye Vice-Chairman, d.o.b. 25.12.1937 A2b Mya Mya San spouse of Vice-Senior General Maung Aye A2c Nandar Aye daughter of Vice-Senior General Maung Aye, spouse of Major Pye Aung (D17d) A3a General Thura Shwe Mann Chief of Staff, Coordinator of Special Operations (Army, Navy and Air) A3b Khin Lay Thet spouse of Shwe Mann A3c Aung Thet Mann son of Gen Thura Shwe Mann, Ayeya Shwe Wa Company A3d Toe Naing Mann son of Shwe Mann A3e Zay Zin Latt spouse of Toe Naing Mann, daughter of Khin Shwe (ref. L1), d.o.b. 24.3.1981 A3f Shwe Mann Ko Ko son of Gen Thura Shwe Mann A4a Lt-Gen Soe Win Prime Minister since 19.10.2004, born 1946 A4b Than Than Nwe spouse of Lt-Gen Soe Win A5a Lt-Gen Thein Sein Secretary 1 (since 19.10.2004) & Adjutant General A5b Khin Khin Win spouse of Lt-Gen Thein Sein A6a Lt-Gen (Thiha Thura) Tin Aung Myint Oo (Thiha Thura is a title) Quartermaster-General A6b Khin Saw Hnin spouse of Lt-Gen Thiha Thura Tin Aung Myint Oo A7a Lt-Gen Kyaw Win Chief of Armed Forces Training A7b San San Yee spouse of Lt-Gen Kyaw Win A7c Nyi Nyi Aung son of Lt-Gen Kyaw Win A7d San Thida Win spouse of Nyi Nyi Aung A7e Min Nay Kyaw Win son of Lt-Gen Kyaw Win A7f Dr Phone Myint Htun son of Lt-Gen Kyaw Win A7g San Sabai Win spouse of Dr Phone Myint Htun A8a Lt-Gen Tin Aye Chief of Military Ordnance, Chairman UMEH A8b Kyi Kyi Ohn spouse of Lt-Gen Tin Aye A9a Lt-Gen Ye Myint Chief of Bureau of Special Operations 1 (Kachin, Chin, Sagaing, Magwe, Mandalay) A9b Tin Lin Myint spouse of Lt-Gen Ye Myint, d.o.b. 25.1.1947 A9c Theingi Ye Myint daughter of Lt-Gen Ye Myint A9d Aung Zaw Ye Myint son of Lt-Gen Ye Myint, Yetagun Construction Co. A9e Kay Khaing Ye Myint daughter of Lt-Gen Ye Myint A10a Lt-Gen Aung Htwe Chief of Bureau of Special Operations 2 (Kayah, Shan) A10b Khin Hnin Wai spouse of Lt-Gen Aung Htwe A11a Lt-Gen Khin Maung Than Chief of Bureau of Special Operations 3 (Pegu, Rangoon, Irrawaddy, Arakan) A11b Marlar Tint spouse of Lt-Gen Khin Maung Than A12a Lt-Gen Maung Bo Chief of Bureau of Special Operations 4 (Karen, Mon, Tenasserim) A12b Khin Lay Myint spouse of Lt-Gen Maung Bo







B. REGIONAL COMMANDERS Name Identifying information (inc. Command) B1a Maj-Gen Myint Swe Rangoon (and Chief of Military Affairs Security) B1b Khin Thet Htay spouse of Maj-Gen Myint Swe B2a Maj-Gen Ye Myint Central-Mandalay Division B2b Myat Ngwe spouse of Maj-Gen Ye Myint B3a Maj-Gen Thar Aye a.k.a. Tha Aye, North Western-Sagaing Division B3b Wai Wai Khaing a.k.a. Wei Wei Khaing, spouse of Maj-Gen Thar Aye B4a Maj-Gen Maung Maung Swe North-Kachin State B4b Tin Tin New spouse of Maj-Gen Maung Maung Swe B4c Ei Thet Thet Swe daughter of Maj-Gen Maung Maung Swe B4d Kaung Kyaw Swe son of Maj-Gen Maung Maung Swe B5a Maj-Gen Myint Hlaing North Eastern-Shan State (North) B5b Khin Thant Sin a.k.a. Khin Thant Zin, spouse of Maj-Gen Myint Hlaing B6a Maj-Gen Khin Zaw Triangle-Shan State (East) B6b Khin Pyone Win spouse of Maj-Gen Khin Zaw B6c Kyi Tha Khin Zaw son of Maj-Gen Khin Zaw B6d Su Khin Zaw daughter of Maj-Gen Khin Zaw B7a Maj-Gen Khin Maung Myint Eastern-Shan State (South) B7b Win Win Nu spouse of Maj-Gen Khin Maung Myint B8a Maj-Gen Thura Myint Aung South Eastern-Mon State B8b Than Than New spouse of Maj-Gen Thura Myint Aung B9a Maj-Gen Ohn Myint Coastal-Tenasserim Division B9b Nu Nu Swe spouse of Maj-Gen Ohn Myint B10a Maj-Gen Ko Ko South-Pegu Division B10b Sao Nwan Khun Sum spouse of Maj-Gen Ko Ko B11a Maj-Gen Soe Naing South Western-Irrawaddy Division B11b Tin Tin Latt spouse of Maj-Gen Soe Naing B12a Brig Gen Min Aung Hlaing Western-Arakan State







C. DEPUTY REGIONAL COMMANDERS Name Identifying information (inc. Command) C1a Brig-Gen Wai Lwin Yangon C1b Swe Swe Oo spouse of Brig-Gen Wai Lwin C1c Wai Phyo son of Brig-Gen Wai Lwin C1d Lwin Yamin daughter of Brig-Gen Wai Lwin C2a Brig-Gen Nay Win Central C2b Nan Aye Mya spouse of Brig-Gen Nay Win C3a Brig-Gen Tin Maung Ohn North-Western C4a Brig-Gen San Tun Northern C4b Tin Sein spouse of Brig-Gen San Tun C5a Brig-Gen Hla Myint North-Eastern C5b Su Su Hlaing spouse of Brig-Gen Hla Myint C7a Brig Gen. Win Myint Eastern C8a Brig-Gen Myo Hla South-Eastern C8b Khin Hnin Aye spouse of Brig-Gen Myo Hla C9a Brig-Gen Hone Ngaing a.k.a. Hon Ngai, Coastal C10a Brig-Gen Thura Maung Ni Southern C10b Nan Myint Sein spouse of Brig-Gen Thura Maung Ni C11a Brig-Gen Tint Swe South-Western C11b Khin Thaung spouse of Brig-Gen Tint Swe C11c Ye Min a.k.a. Ye Kyaw Swar Swe, son of Brig-Gen Tint Swe C11d Su Mon Swe spouse of Ye Min C12a Brig Gen Tin Hlaing Western







D. MINISTERS Name Identifying information (inc. Ministry) D1a Than Shwe PM's Office D1b Yin Yin Mya spouse of U Than Shwe D2a Brig-Gen Pyi Sone PM's Office since 18.9.2004 (previously Commerce) D2b Aye Pyay Wai Khin spouse of Brig-Gen Pyi Sone D2c Kalyar Pyay Wai Shan daughter of Brig-Gen Pyi Sone, husband (deceased) Major Kyaw San Win D2d Pan Thara Pyay Shan daughter of Brig-Gen Pyi Sone D3a Maj-Gen Htay Oo Agriculture and Irrigation since 18.9.2004 (previously Cooperatives since 25.8.2003) D3b Ni Ni Win spouse of Maj-Gen Htay Oo D4a Brig-Gen Tin Naing Thein Commerce (since 18.9.2004), previously Dep Minister of Forestry D4b Aye Aye spouse of Brig-Gen Tin Naing Thein D5a Maj-Gen Saw Tun Construction, d.o.b. 8.5.1935 D5b Myint Myint Ko spouse of Maj-Gen Saw Tun, d.o.b. 11.1.1945 D5c Me Me Tun daughter of Maj-Gen Saw Tun, d.o.b. 26.10.1967 Passport 415194 D5d Maung Maung Lwin spouse of Me Me Tun, d.o.b. 2.1.1969 D6a Col Zaw Min Cooperatives since 18.9.2004, previously Chairman Magwe PDC D6b Khin Mi Mi wife of Col Zaw Min D7a Maj-Gen Kyi Aung Culture D7b Khin Khin Lay spouse of Maj-Gen Kyi Aung D8a Than Aung Education D8b Win Shwe spouse of U Than Aung D9a Maj-Gen Tin Htut Electric Power D9b Tin Tin Nyunt spouse of Maj-Gen Tin Htut D10a Brig-Gen Lun Thi Energy D10b Khin Mar Aye spouse of Brig-Gen Lun Thi D10c Mya Sein Aye daughter of Brig-Gen Lun Thi D10d Zin Maung Lun son of Brig-Gen Lun Thi D10e Zar Chi Ko spouse of Zin Maung Lun D11a Maj-Gen Hla Tun Finance & Revenue D11b Khin Than Win spouse of Maj-Gen Hla Tun D12a U Nyan Win Foreign Affairs since 18.9.2004, formerly Deputy Chief of Armed Forces Training, d.o.b. 22.1.1953 D12b Myint Myint Soe spouse of U Nyan Win D13a Brig-Gen Thein Aung Forestry D13b Khin Htay Myint spouse of Brig-Gen Thein Aung D14a Prof. Dr. Kyaw Myint Health D14b Nilar Thaw spouse of Prof. Dr. Kyaw Myint D15a Maj-Gen Maung Oo Home Affairs D15b Nyunt Nyunt Oo spouse of Maj-Gen Maung Oo D16a Maj-Gen Sein Htwa Ministry of Immigration & Population, as well as Ministry of Social Welfare, Relief & Resettlement D16b Khin Aye spouse of Maj-Gen Sein Htwa D17a Aung Thaung Industry 1 D17b Khin Khin Yi spouse of U Aung Thaung D17c Captain Nay Aung son of U Aung Thaung D17d Major Pyi Aung a.k.a. Pye Aung, son of U Aung Thaung (married to A2c) D17e Major Moe Aung son of U Aung Thaung D17f Dr. Thu Nandi Aung daughter of Aung Thaung D18a Maj-Gen Saw Lwin Industry 2 D18b Moe Moe Myint spouse of Maj-Gen Saw Lwin D19a Brig-Gen Kyaw Hsan Information D19b Kyi Kyi Win spouse of Brig-Gen Kyaw Hsan D20a Brig-Gen Maung Maung Thein Livestock & Fisheries D20b Myint Myint Aye spouse of Brig-Gen Maung Maung Thein D20c Min Thein son of Brig-Gen Maung Maung Thein D21a Brig-Gen Ohn Myint Mines D21b San San spouse of Brig-Gen Ohn Myint D21c Thet Naing Oo son of Brig-Gen Ohn Myint D21d Min Thet Oo son of Brig-Gen Ohn Myint D22a Soe Tha National Planning & Economic Development D22b Kyu Kyu Win spouse of U Soe Tha D22c Kyaw Myat Soe son of U Soe Tha D22d Wei Wei Lay spouse of Kyaw Myat Soe D23a Col Thein Nyunt Progress of Border Areas & National Races & Development Affairs D23b Kyin Khaing spouse of Col Thein Nyunt D24a Maj-Gen Aung Min Rail Transportation D24b Wai Wai Thar spouse of Maj-Gen Aung Min D25a Brig-Gen Thura Myint Maung Religious Affairs D25b Aung Kyaw Soe son of Brig-Gen Thura Myint Maung D25c Su Su Sandi spouse of Aung Kyaw Soe D25d Zin Myint Maung daughter of Brig-Gen Thura Myint Maung D26a (U) Thaung Science & Technology Concurrently Labour (since 5.11.2004) D26b May Kyi Sein spouse of U Thaung D27a Brig-Gen Thura Aye Myint Sports D27b Aye Aye spouse of Brig-Gen Thura Aye Myint D27c Nay Linn son of Brig-Gen Thura Aye Myint D28a Brig-Gen Thein Zaw Minister of Telecommunications, Post & Telegraphs and Minister of Hotels & Tourism D28b Mu Mu Win spouse of Brig-Gen Thein Zaw D29a Maj-Gen Thein Swe Transport, since 18.9.2004 (previously PM's Office since 25.8.2003) D29b Mya Theingi spouse of Maj-Gen Thein Swe







E. DEPUTY MINISTERS Name Identifying information (inc. Ministry) E1a Ohn Myint Agriculture & Irrigation E1b Thet War spouse of U Ohn Myint E2a Brig-Gen Aung Tun Commerce E3a Brig-Gen Myint Thein Construction E3b Mya Than spouse of Brig-Gen Myint Thein E4a Brig-Gen Soe Win Maung Culture E4b Myint Myint Wai spouse of Brig-Gen Soe Win Maung E5a Brig-Gen Khin Maung Win Defence E6a Maj-Gen Aung Hlaing Defence (since 23.8.2003) E6b Soe San son of Maj-Gen Aung Hlaing E7a Myo Nyunt Education E7b Marlar Thein wife of Myo Nyunt E8a Brig-Gen Aung Myo Min Education E8b Thazin New wife of Brig-Gen Aung Myo Min E9a Myo Myint Electric Power E9b Tin Tin Myint spouse of Myo Myint E10a Brig-Gen Than Htay Energy (since 25.8.2003) E10b Soe Wut Yi wife of Brig-Gen Than Htay E11a Col Hla Thein Swe Finance & Revenue E11b Thida Win wife of Col Hla Thein Swe E12a Kyaw Thu Foreign Affairs; d.o.b. 15.8.1949 E12b Lei Lei Kyi spouse of U Kyaw Thu E13a Maung Myint Foreign Affairs w.e.f. 18.9.2004 E14a Prof. Dr. Mya Oo Health, d.o.b. 25.1.1940 E14b Tin Tin Mya spouse of Prof. Dr. Mya Oo E14c Dr. Tun Tun Oo son of Prof. Dr. Mya Oo, d.o.b. 26.7.1965 E14d Dr. Mya Thuzar daughter of Prof. Dr. Mya Oo, d.o.b. 23.9.1971 E14e Mya Thidar daughter of Prof. Dr. Mya Oo, d.o.b. 10.6.1973 E14f Mya Nandar daughter of Prof. Dr. Mya Oo, d.o.b. 29.5.1976 E15a Brig-Gen Phone Swe Home Affairs (since 25.8.2003) E15b San San Wai wife of Brig-Gen Phone Swe E16a Brig-Gen Aye Myint Kyu Hotels & Tourism E16b Khin Swe Myint spouse of Brig-Gen Aye Myint Kyu E17a Maung Aung Immigration & Population E17b Hmwe Hmwe wife of Maung Aung E18a Brig-Gen Thein Tun Industry 1 E19a Lt-Col Khin Maung Kyaw Industry 2 E19b Mi Mi Wai spouse of Lt-Col Khin Maung Kyaw E20a Brig-Gen Aung Thein Information E20b Tin Tin New spouse of Brig-Gen Aung Thein E21a Thein Sein Information, USDA CEC member E21b Khin Khin Wai spouse of U Thein Sein E21c Thein Aung Thaw son of U Thein Sein E21d Su Su Cho spouse of Thein Aung Thaw E22a Brig-Gen Win Sein Labour E22b Wai Wai Linn spouse of Brig-Gen Win Sein E23a Myint Thein Mines E23b Khin May San spouse of U Myint Thein E24a Col Tin Ngwe Progress of Border Areas & National Races & Development Affairs E24b Khin Mya Chit wife of Col Tin Ngwe E25a Brig-Gen Than Tun Progress of Border Areas & National Races & Development Affairs E25b May Than Tun daughter of Brig-Gen Than Tun, d.o.b. 25.6.1970 E25c Ye Htun Myat spouse of May Than Tun E26a (Thura U) Thaung Lwin (Thura is a title), Rail Transportation E26b Dr. Yi Yi Htwe spouse of Thura U Thaung Lwin E27a Brig-Gen (Thura) Aung Ko (Thura is a title), Religious Affairs, USDA CEC member E27b Myint Myint Yee a.k.a. Yi Yi Myint, spouse of Brig-Gen Thura Aung Ko E28a Kyaw Soe Science and Technology E29a Dr. Chan Nyein Science & Technology E29b Sandar Aung spouse of Dr. Chan Nyein E30a Brig-Gen Kyaw Myint Social Welfare, Relief & Resettlement E30b Khin Nwe Nwe spouse of Brig-Gen Kyaw Myint E31a Pe Than Both Min. of Transport and Min. of Rail Transportation E31b Cho Cho Tun spouse of U Pe Than E32a Col Nyan Tun Aung Transport







F. OTHER TOURISM-RELATED APPOINTMENTS Name Identifying information (inc. post held) F1a Capt. (Retd.) Htay Aung Director General at Hotels & Tourism Directorate (Managing Director, Myanmar Hotels and Tourism Services until August 2004) F2 Tin Maung Shwe Deputy Director General, Hotels and Tourism Directorate F3 Soe Thein Managing Director, Myanma Hotels and Tourism Services since October 2004 (previously General Manager) F4 Khin Maung Soe General Manager F5 Tint Swe General Manager F6 Lt-Col Yan Naing General Manager, Ministry of Hotels & Tourism F7 Nyunt Nyunt Than Director for Tourism Promotion, Ministry of Hotels & Tourism (female)







G. SENIOR MILITARY OFFICERS (Brigadier-General and above) Name Identifying information (inc. function) G1a Maj-Gen Hla Shwe Deputy Adjutant General G3a Maj-Gen Soe Maung Judge Advocate General G4a Brig-Gen Thein Htaik a.k.a. Hteik, Inspector General G5a Maj-Gen Saw Hla Provost Marshal G6a Maj Gen Khin Maung Tun Vice Quarter Master General G7a Maj-Gen Lun Maung Auditor General G8a Maj-Gen Nay Win Military Assistant to the SPDC Chairman G9a Maj-Gen Hsan Hsint Military Appointments General, d.o.b. 1951 G9b Khin Ma Lay spouse of Maj-Gen Hsan Hsint G9c Okkar San Sint son of Maj-Gen Hsan Hsint G10a Maj-Gen Hla Aung Thein Camp Commandant, Rangoon G10b Amy Khaing spouse of Hla Aung Thein G11a Maj-Gen Win Myint Deputy Chief of Armed Forces Training G12a Maj-Gen Aung Kyi Deputy Chief of Armed Forces Training G12b Thet Thet Swe spouse of Maj-Gen Aung Kyi G13a Maj-Gen Moe Hein Commandant, National Defence College G14a Maj-Gen Khin Aung Myint Director of Public Relations & Psychological Warfare, Board Member UMEHL G15a Maj Gen Thein Tun Director of Signals; member of National Convention Convening Management Committee G16a Maj-Gen Than Htay Director of Supply & Transport G17a Maj-Gen Khin Maung Tint Director of Security Printing Works G18a Maj Gen Sein Lin Director, MOD (Precise job not known. Formerly Director Ordnance) G19a Maj-Gen Kyi Win Director of Artillery & Armour, Board member UMEHL G20a Maj-Gen Tin Tun Director, Military Engineers G21a Maj-Gen Aung Thein Director, Resettlement G22a Maj-Gen Aye Myint MOD G23a Brig-Gen Myo Myint Commandant Defence Services Records Office G24a Brig-Gen Than Maung Deputy Commandant of National Defence College G25a Brig-Gen Win Myint Rector DSTA G26a Brig-Gen Than Sein Commandant, Defence Services Hospital, Mingaladon, d.o.b. 1.2.1946, Bago G26b Rosy Mya Than spouse of Brig-Gen Than Sein G28a Brig-Gen Than Maung Director of Peoples' Militia & Frontier Forces G29a Brig-Gen Khin Naing Win Director, Defence Industries G30a Brig-Gen Zaw Win Commandant of Bahtoo Station (Shan State) and Principle of Combat Training School of Defence Services (Army) Navy G31a Vice-Admiral Soe Thein Commander-in-Chief (Navy) G31b Khin Aye Kyin spouse of Rear Admiral Soe Thein G31c Yimon Aye daughter of Rear Admiral Soe Thein, d.o.b. 12.7.1980 G31d Aye Chan son of Rear Admiral Soe Thein, d.o.b. 23.9.1973 G31e Thida Aye daughter of Rear Admiral Soe Thein, d.o.b. 23.3.1979 G32a Commodore Nyan Tun Chief of Staff (Navy), Board member UMEHL Air Force G33a Lt-Gen Myat Hein Commander-in-Chief (Air) G33b Htwe Htwe Nyunt spouse of Lt-Gen Myat Hein G34a Brig-Gen Ye Chit Pe Staff of C in C Air, Mingaladon G35a Brig-Gen Khin Maung Tin Commandant of Shande Air Training School, Meiktila G36a Brig-Gen Zin Yaw Chief of Staff (Air), Member of UMEHL Board Light Infantry Divisions (LID) G37a Brig-Gen Hla Htay Win 11 LID Yemon G39a Brig-Gen Tin Tun Aung 33 LID, Sagaing G41a Brig-Gen Thet Oo 55 LID, Kalaw/Aungban G42a Brig-Gen Khin Zaw Oo 66 LID, Pyay/Inma G43a Brig-Gen Than Htay 77 LID, Bago G44a Brig-Gen Aung Than Htut 88 LID, Magwe Other Brigadier-Generals G47a Brig-Gen Htein Win Taikkyi Station G48a Brig-Gen Khin Maung Aye Meiktila Station Comander G49a Brig-Gen Khin Maung Aye ROC-Kale, Sagaing Division G50a Brig-Gen Khin Zaw Win Khamaukgyi station G51a Brig-Gen Kyaw Aung Southern MR, Toungoo Station Commander G52a Brig-Gen Kyaw Aung MOC-8, Dawei/Tavoy Station G53a Brig-Gen Kyaw Oo Lwin ROC Tanai G54a Brig-Gen Kyaw Thu Phugyi Station G55a Brig-Gen Maung Maung Shein Kawkareik G56a Brig-Gen Min Thein MOC-3, Mogaung Station, G57a Brig-Gen Mya Win MOC-10, Kyigone Station G58a Brig-Gen Mya Win Kalaw G59a Brig-Gen Myo Lwin MOC-7, Pekon Station G60a Brig-Gen Myint Soe MOC-5, Taungup Station G61a Brig-Gen Myint Aye MOC-9, Kyauktaw Station G62a Brig-Gen Nyunt Hlaing MOC-17, Mong Pan Station G63a Brig-Gen Ohn Myint Mon State USDA CEC member G64a Brig-Gen Soe New MOC-21 Bhamo Station G65a Brig-Gen Soe Oo MOC-16, Hsenwi Station G66a Brig-Gen Than Tun Kyaukpadaung Station G67a Brig-Gen Than Win ROC-Laukkai G68a Brig-Gen Than Tun Aung ROC-Sittwe G69a Brig-Gen Thaung Aye Mongnaung Station G70a Brig-Gen Thaung Htaik Aungban station G71a Brig-Gen Thein Hteik MOC-13, Bokpyin Station G72a Brig-Gen Thura Myint Thein Namhsan TOC G72a Brig-Gen Win Aung Mong Hsat G73a Brig-Gen Myo Tint Officer on Special Duty, Ministry of Transport G74a Brig-Gen Thura Sein Thaung Officer on Special Duty, Ministry for Social Welfare G75a Brig-Gen Phone Zaw Han Mayor of Mandalay since Feb 2005, formerly commander of Kyaukme G76a Brig Gen Hla Min Pegu West Division PDC, Chairman G77a Brig-Gen Win Myint Pyinmana Station







H. MILITARY OFFICERS RUNNING PRISONS AND POLICE Name Identifying information (inc. function) H1a Maj-Gen Khin Yi DG, Myanmar Police Force H1b Khin May Soe spouse of Maj-Gen Khin Yi H2a Police Brig-Gen Zaw Win Director General of the Prisons Dept. (Ministry of Home Affairs) since August 2004, previously Deputy DG Myanmar Police Force. Former military.







I. UNION SOLIDARITY AND DEVELOPMENT ASSOCIATION (USDA) (senior USDA office-holders who have not been included elsewhere) Name Identifying information (inc. function) I1a Brig-Gen Aung Thein Lin Mayor & Chairman of the Yangon City Development Committee (Secretary) I1b Khin San New spouse of Brig-Gen Aung Thein Lin I1b Thidar Myo daughter of Brig-Gen Aung Thein Lin I2a Col Maung Par Vice Mayor of YCDC (CEC Member) I2b Khin Nyunt Myaing spouse of Col Maung Par I2c Naing Win Par son of Col Maung Par







J. PERSONS WHO BENEFIT FROM GOVERNMENT ECONOMIC POLICIES Name Identifying information (inc. company) J1a Tay Za Managing Director, Htoo Trading Co., d.o.b. 18.7.1964; Passport 306869 ID card MYGN 006415. Father U Myint Swe (6.11.1924) Mother Daw Ohn (12.8.1934) J1b Thidar Zaw spouse of U Tay Za, d.o.b. 24.2.1964, ID card KMYT 006865 Passport 275107. Parents U Zaw Nyunt (dec'd), Daw Htoo (dec'd) J1c Pye Phyo Tay Za son of Tay Za (J1a); d.o.b. 29.1.1987 J2a Thiha Brother of Tay Za (J1a), d.o.b. 24.6.1960 Director Htoo Trading. Distributor of London cigarettes (Myawadi Trading) J3a Aung Ko Win a.k.a. Saya Kyaung, Kanbawza Bank J3b Nan Than Htwe spouse of U Aung Ko Win J4a Tun Myint Naing a.k.a. Steven Law, Asia World Co. J4b (Ng) Seng Hong spouse of U Tun Myint Naing J5a Khin Shwe Zaykabar Co., d.o.b. 21.1.1952. See also A22, A23 J5b San San Kywe spouse of U Khin Shwe J5c Zay Thiha son of U Khin Shwe; d.o.b. 1.1.1977 J6a Htay Myint Yuzana Co., d.o.b. 6.2.1955 J6b Aye Aye Maw spouse of U Htay Myint, d.o.b. 17.11.1957 J6c Zar Chi Htay daughter of U Htay Myint, d.o.b. 17.2.1981 J7a Kyaw Win Shwe Thanlwin Trading Co. J7b Nan Mauk Loung Sai a.k.a. Nang Mauk Lao Hsai, wife of Kyaw Win J8a Ko Lay Minister at the PM's Office until Feb 2004, Mayor of Rangoon until August 2003 J8b Khin Khin spouse of U Ko Lay J8c San Min son of U Ko Lay J8d Than Han son of U Ko Lay J8e Khin Thida daughter of U Ko Lay J8f Zaw Htun Oo spouse of Khin Thida, son of late Sec 2 Lt-Gen Tin Oo J9a Aung Phone Former Minister for Forestry; d.o.b. 20.11.1939, Rtd July 2003 J9b Khin Sitt Aye spouse of U Aung Phone, d.o.b. 14.9.1943 J9c Sitt Thwe Aung a.k.a. Sit Thway Aung, son of U Aung Phone, d.o.b. 10.7.1977 J9d Thin Zar Tun spouse of Sitt Thwe Aung, d.o.b. 14.4.1978 J9e Sitt Thaing Aung a.k.a. Sit Taing Aung, son of U Aung Phone, d.o.b. 13.11.1971 J10a Maj-Gen Nyunt Tin Former Minister of Agriculture & Irrigation Rtd September 2004 J10b Khin Myo Oo spouse of Maj-Gen Nyunt Tin J10c Kyaw Myo Nyunt son of Maj-Gen Nyunt Tin J10d Thu Thu Ei Han daughter of Maj-Gen Nyunt Tin J11a Khin Maung Thein Former Minister for Finance & Revenue Rtd 1.2.2003 J11b Su Su Thein spouse of U Khin Maung Thein J11c Daywar Thein son of U Khin Maung Thein, d.o.b. 25.12.1960 J11d Thawdar Thein daughter of U Khin Maung Thein, d.o.b. 6.3.1958 J11e Maung Maung Thein son of U Khin Maung Thein, d.o.b. 23.10.1963 J11f Khin Yadana Thein daughter of U Khin Maung Thein, d.o.b. 6.5.1968 J11g Marlar Thein daughter of U Khin Maung Thein, d.o.b. 25.2.1965 J11h Hnwe Thida Thein daughter of U Khin Maung Thein, d.o.b. 28.7.1966







K. MILITARY-OWNED ENTERPRISES Name Identifying information (inc. company) K1a Maj-Gen (Retd) Win Hlaing MD, Union of Myanmar Economic Holdings K1b Ma Ngeh daughter of Maj-Gen (Retd) Win Hlaing K1c Zaw Win Naing Managing Director of Kambawza Bank. Husband of Ma Ngeh (K1b), and nephew of Aung Ko Win (J3b) K1d Win Htway Hlaing son of Maj-Gen (Retd) Win Hlaing, representative for KESCO company K2 Col Ye Htut Myanmar Economic Corporation K3 Col Myint Aung MD at Myawaddy Trading Co. K4 Col Myo Myint MD Bandoola Transportation Co. K5 Col (Retd) Thant Zin MD at Myanmar Land and Development K6 Lt-Col (Retd) Maung Maung Aye UMEHL, Chairman Myanmar Breweries K7 Col Aung San MD at Hsinmin Cement Plant Construction Project







L. FORMER MEMBERS OF THE SPDC L1a (Retd) General Khin Nyunt Former Prime Minister (Aug 3-October 2004), d.o.b. 11.10.1939 L1b Dr. Khin Win Shwe wife of Khin Nyunt, d.o.b. 6.10.1940 L1c Dr. Ye Naing Win son of Khin Nyunt L1d Thin Le Le Win daughter of Khin Nyunt L1e Zaw Naing Oo son of Khin Nyunt









ANNEX IV







List of Burmese State-owned enterprises referred to in Article 8(a) Name Address Name of Director I. UNION OF MYANMAR ECONOMIC HOLDING LTD UNION OF MYANMAR ECONOMIC HOLDING LTD 189/191 MAHABANDOOLA ROAD CORNER OF 50th STREET YANGON MAJ-GEN WIN HLAING MANAGING DIRECTOR A. MANUFACTURING 1. MYANMAR RUBY ENTERPRISE 24/26, 2nd FL., SULE PAGODA ROAD, YANGON (MIDWAY BANK BUILDING) 2. MYANMAR IMPERIAL JADE CO. LTD 24/26, 2nd FL., SULE PAGODA ROAD, YANGON (MIDWAY BANK BUILDING) 3. MYANMAR RUBBER WOOD CO. LTD 4. MYANMAR PINEAPPLE JUICE PRODUCTION 5. MYAWADDY CLEAN DRINKING WATER SERVICE 4/A, No 3 MAIN ROAD, MINGALARDON TSP, YANGON 6. SIN MIN (KING ELEPHANTS) CEMENT FACTORY (KYAUKSE) 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON COL MAUNG MAUNG AYE, MANAGING DIRECTOR 7. TAILORING SHOP SERVICE 8. NGWE PIN LE (SILVER SEA) LIVESTOCK BREEDING AND FISHERY CO. 1093, SHWE TAUNG GYAR ST. INDUSTRIAL ZONE II, WARD 63, SOUTH DAGON TSP, YANGON 9. GRANITE TILE FACTORY (KYAIKTO) 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON 10. SOAP FACTORY (PAUNG) 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON B. TRADING 1. MYAWADDY TRADING LTD 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON COL MYINT AUNG, MANAGING DIRECTOR C. SERVICES 1. MYAWADDY BANK LTD 24-26 SULE PAGODA ROAD, YANGON BRIG-GEN WIN HLAING AND U TUN KYI, MANAGING DIRECTORS 2. BANDOOLA TRANSPORTATION CO. LTD 399, THIRI MINGALAR ROAD, INSEIN TSP, YANGON AND/OR PARAMI ROAD, SOUTH OKKALAPA, YANGON COL MYO MYINT, MANAGING DIRECTOR 3. MYAWADDY TRAVEL SERVICES 24-26 SULE PAGODA ROAD, YANGON 4. NAWADAY HOTEL AND TRAVEL SERVICES 335/357, BOGYOKE AUNG SAN ROAD, PADEBAN TSP, YANGON COL (RETD) MAUNG THAUNG, MANAGING DIRECTOR 5. MYAWADDY AGRICULTURE SERVICES 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON 6. MYANMAR AR (POWER) CONSTRUCTION SERVICES 189/191 MAHABANDOOLA ROAD, CORNER OF 50th STREET YANGON JOINT VENTURES A. MANUFACTURING 1. MYANMAR SEGAL INTERNATIONAL LTD PYAY ROAD, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON U BE AUNG, MANAGER 2. MYANMAR DAEWOO INTERNATIONAL PYAY ROAD, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON 3. ROTHMAN OF PALL MALL MYANMAR PRIVATE LTD No 38, VIRGINIA PARK, No 3, TRUNK ROAD, PYINMABIN INDUSTRIAL ZONE, YANGON 4. MYANMAR BREWERY LTD No 45, No 3, TRUNK ROAD, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON LT-COL (RETD) MAUNG MAUNG AYE, CHAIRMAN 5. MYANMAR POSCO STEEL CO. LTD PLOT 22, No 3, TRUNK ROAD, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON 6. MYANMAR NOUVEAU STEEL CO. LTD No 3, TRUNK ROAD, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON 7. BERGER PAINT MANUFACTURING CO. LTD PLOT No 34/A, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON 8. THE FIRST AUTOMOTIVE CO. LTD PLOT No 47, PYINMABIN INDUSTRIAL ZONE, MINGALARDON TSP, YANGON U AYE CHO AND/OR LT-COL TUN MYINT, MANAGING DIRECTOR B. SERVICES 1. NATIONAL DEVELOPMENT CORP. 3/A, THAMTHUMAR STREET, 7 MILE, MAYANGONE TSP, YANGON DR. KHIN SHWE, CHAIRMAN 2. HANTHA WADDY GOLF RESORT AND MYODAW (CITY) CLUB LTD No 1, KONEMYINTTHA STREET, 7 MILE, MAYANGONE TSP, YANGON AND THIRI MINGALAR ROAD, INSEIN TSP, YANGON II. MYANMA ECONOMIC CORPORATION (MEC) MYANMA ECONOMIC CORPORATION (MEC) SHWEDAGON PAGODA ROAD DAGON TSP, YANGON COL YE HTUT OR BRIG GEN KYAW WIN, MANAGING DIRECTOR 1. INNWA BANK 554-556, MERCHANT STREET, CORNER OF 35th STREET, KYAUKTADA TSP, YANGON U YIN SEIN, GENERAL MANAGER 2. MYAING GALAY (RHINO BRAND) CEMENT FACTORY FACTORIES DEPT, MEC HEAD OFFICE, SHWEDAGON PAGODA ROAD, DAGON TSP, YANGON COL KHIN MAUNG SOE 3. DAGON BREWERY 555/B, No 4, HIGHWAY ROAD, HLAW GAR WARD, SHWE PYI THAR TSP, YANGON 4. MEC STEEL MILLS (HMAW BI/PYI/YWAMA) FACTORIES DEPT, MEC HEAD OFFICE, SHWEDAGON PAGODA ROAD, DAGON TSP, YANGON COL KHIN MAUNG SOE 5. MEC SUGAR MILL KANT BALU 6. MEC OXYGEN AND GASES FACTORY MINDAMA ROAD, MINGALARDON TSP, YANGON 7. MEC MARBLE MINE PYINMANAR 8. MEC MARBLE TILES FACTORY LOIKAW 9. MEC MYANMAR CABLE WIRE FACTORY No 48, BAMAW A TWIN WUN ROAD, ZONE (4), HLAING THAR YAR INDUSTRIAL ZONE, YANGON 10. MEC SHIP BREAKING SERVICE THILAWAR, THAN NYIN TSP 11. MEC DISPOSABLE SYRINGE FACTORY FACTORIES DEPT, MEC HEAD OFFICE, SHWEDAGON PAGODA ROAD, DAGON TSP, YANGON 12. GYPSUM MINE THIBAW