1997R0338 — EN — 05.08.2001 — 006.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCIL REGULATION (EC)No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade therein
(OJ L 61, 3.3.1997, p. 1)
Amended by:
Official Journal
No page date
►M1Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997
►M2Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997
►M3Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998
►M4Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999
►M5Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000
►M6Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001
Corrected by:
►C1Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97)
▼B
COUNCIL REGULATION (EC)No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating
trade therein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, andin particular Article 130s (1) thereof,
Having regard to the proposal from the Commission(
1),
Having regard to the opinion of the Economic and Social Committee(2),
Acting in accordance with the procedure laid down in Article 189c of
the Treaty(3),
(1)Whereas Regulation (EEC) No 3626/82(4) applies the Convention
on International Trade in Endangered Species of Wild Fauna andFlora in the Community with effect from 1 January 1984; whereasthe purpose of the Convention is to protect endangered species offauna and flora through controls on international trade in
specimens of those species;
(2)Whereas, in order to improve the protection of species of wild
fauna and flora which are threatened by trade or likely to be sothreatened, Regulation (EEC) No 3626/82 must be replaced by a
Regulation taking account of the scientific knowledge acquired
since its adoption and the current structure of trade; whereas,moreover, the abolition of controls at internal borders resultingfrom the Single Market necessitates the adoption of stricter tradecontrol measures at the Community's external borders, withdocuments and goods being checked at the customs office at the
border where they are introduced;
(3)Whereas the provisions of this Regulation do not prejudice any
stricter measures which may be taken or maintained by MemberStates, in compliance with the Treaty, in particular with regard to
the holding of specimens of species covered by this Regulation;
(4)Whereas it is necessary to lay down objective criteria for the
inclusion of species of wild fauna and flora in the Annexes to thisRegulation;
(5)Whereas the implementation of this Regulation necessitates theapplication of common conditions for the issue, use andpresentation of documents relating to authorization of theintroduction into the Community and the export or re-exportfrom the Community of specimens of the species covered by this
Regulation; whereas it is necessary to lay down specific
provisions relating to the transit of specimens through theCommunity;
(6)Whereas it is for a management authority of the Member State of
destination, assisted by the scientific authority of that Member
State and, where appropriate, taking into account any opinion ofthe Scientific Review Group, to decide on the requests forintroduction of specimens into the Community;
(7)Whereas it is necessary to supplement the provisions on re-exportwith a consultation procedure, in order to limit the risk ofinfringement;1997R0338 — EN — 05.08.2001 — 006.001 — 2
(1) OJ No C 26, 3. 2. 1992, p. 1, and OJ No C 131, 12. 5. 1994, p. 1.
(2) OJ No C 223, 31. 8. 1992, p. 19.
(3) Opinion of the European Parliament of 15 December 1995 (OJ No C 17, 22.
1. 1996, p. 430). Common position of the Council of 26 February 1996 (OJ
No C 196, 6. 7. 1996, p. 58) and Decision of the European Parliament of 18
September 1996 (OJ No C 320, 28. 10. 1996).
(4) OJ No L 384, 31. 12. 1982, p. 1. Regulation as last amended by Commission
Regulation (EC) No 558/95 (OJ No L 57, 15. 3. 1995, p. 1).
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(8)Whereas, in order to guarantee effective protection of species of
wild fauna and flora, additional restrictions may be imposed on
the introduction of specimens into, and the export thereof from,the Community; whereas, with regard to live specimens, theserestrictions may be supplemented by restrictions at Communitylevel on the holding or movement of such specimens within theCommunity;
(9)Whereas it is necessary to lay down specific provisions applicableto captive-born and bred, or artificially propagated specimens, tospecimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered
scientists and scientific institutions;
(10)Whereas there is a need, in order to ensure the broadest possible
protection for species covered by this Regulation, to lay down
provisions for controlling trade and movement of specimens
within the Community, and the conditions for housing specimens;whereas the certificates issued under this Regulation, whichcontribute to controlling these activities, must be governed bycommon rules on their issue, validity and use;
(11)Whereas measures should be taken to minimize the adverseeffects on live specimens of transport to their destination, from orwithin the Community;
(12)Whereas, to ensure effective controls and to facilitate customsprocedures, customs offices should be designated, with trainedpersonnel responsible for carrying out the necessary formalitiesand corresponding checks where specimens are introduced intothe Community, in order to assign them a customs-approvedtreatment or use within the meaning of Council Regulation (EEC)
No 2913/92 of 12 October 1992 establishing the Community
Customs Code(
1), or where they are exported or re-exported from
the Community; whereas there should also be facilities guaran-teeing that live specimens are adequately housed and cared for;
(13)Whereas the implementation of this Regulation also calls for thedesignation of management and scientific authorities by theMember States;
(14)Whereas informing the publicand making them aware of theprovisions of this Regulation, particularly at border crossingpoints, is likely to encourage compliance with these provisions;
(15)Whereas, in order to ensure effective enforcement of this
Regulation, Member States should closely monitor compliance
with its provisions and, to that end, cooperate closely betweenthemselves and with the Commission; whereas this requires thecommunication of information relating to the implementation ofthis Regulation;
(16)Whereas the monitoring of levels of trade in the species of wildfauna and flora covered by this Regulation is of crucialimportance for assessing the effects of trade on the conservationstatus of species; whereas detailed annual reports should be drawn
up in a common format;
(17)Whereas, in order to guarantee compliance with this Regulation,
it is important that Member States impose sanctions forinfringements in a manner which is both sufficient and
appropriate to the nature and gravity of the infringement;
(18)Whereas it is essential to lay down a Community procedure
enabling the implementing provisions and amendments to theAnnexes of this Regulation to be adopted within a suitable period;
whereas a Committee must be set up to permit close and effective
cooperation between the Member States and the Commission inthis field;1997R0338 — EN — 05.08.2001 — 006.001 — 3
(1) OJ No L 302, 19. 10. 1992, p. 1. Regulation as last amended by the 1994 Act
of Accession.
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(19)Whereas the multitude of biological and ecological aspects to be
considered in the implementation of this Regulation requires the
setting up of a Scientific Review Group, whose opinions will beforwarded by the Commission to the Committee and themanagement bodies of the Member States, to assist them inmaking their decisions,
HAS ADOPTED THIS REGULATION:
Article 1
Object
The object of this Regulation is to protect species of wild fauna and flora
and to guarantee their conservation by regulating trade therein inaccordance with the following Articles.
This Regulation shall apply in compliance with the objectives, principles
and provisions of the Convention defined in Article 2.
Article 2
Definitions
For the purposes of this Regulation:
(a) ‘Committee’ shall mean the Committee on Trade in Wild Fauna and
Flora, established under Article 18;
(b) ‘Convention’ shall mean the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (Cites);
(c) ‘country of origin’ shall mean the country in which a specimen was
taken from the wild, captive-bred or artificially propagated;
(d) ‘import notification’ shall mean the notification given by the
importer or his agent or representative, at the time of theintroduction into the Community of a specimen of a speciesincluded in Annexes C or D, on a form prescribed by theCommission in accordance with the procedure laid down in Article
18;
(e) ‘introduction from the sea’ shall mean the introduction into the
Community of any specimen which was taken in, and is beingintroduced directly from, the marine environment not under the
jurisdiction of any State, including the air-space above the sea and
the sea-bed and subsoil beneath the sea;
(f) ‘issuance’ shall mean the completion of all procedures involved in
preparing and validating a permit or certificate and its delivery to
the applicant;
(g) ‘management authority’ shall mean a national administrative
authority designated, in the case of a Member State, in accordance
with Article 13(1)(a) or, in the case of a third country party to theConvention, in accordance with Article IX of the Convention;
(h) ‘Member State of destination’ shall mean the Member State of
destination mentioned in the document used to export or re-export aspecimen; in the event of introduction from the sea, it shall meanthe Member State within whose jurisdiction the place of destinationof a specimen lies;
(i) ‘offering for sale’ shall mean offering for sale and any action that
may reasonably be construed as such, including advertising orcausing to be advertised for sale and invitation to treat;
(j) ‘personal or household effects’ shall mean dead specimens, parts
and derivatives thereof, that are the belongings of a privateindividual and that form, or are intended to form, part of his normalgoods and chattels;
(k) ‘place of destination’ shall mean the place at which at the time of
introduction into the Community, it is intended that specimens willnormally be kept; in the case of live specimens, this shall be thefirst place where specimens are intended to be kept following any1997R0338 — EN — 05.08.2001 — 006.001 — 4
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period of quarantine or other confinement for the purposes of
sanitary checks and controls;
(l) ‘population’ shall mean a biologically or geographically distinct
total number of individuals;
(m) ‘primarily commercial purposes’ shall mean all purposes the non-
commercial aspects of which do not clearly predominate;
(n) ‘re-export from the Community’ shall mean export from the
Community of any specimen that has previously been introduced;
(o) ‘reintroduction into the Community’ shall mean introduction into
the Community of any specimen that has previously been exportedor re-exported;
(p) ‘sale’ shall mean any form of sale. For the purposes of this
Regulation, hire, barter or exchange shall be regarded as sale;cognate expressions shall be similarly construed;
(q) ‘scientific authority’ shall mean a scientific authority designated, in
the case of a Member State, in accordance with Article 13(1)(b) or,in the case of a third country party to the Convention, in accordance
with Article IX of the Convention;
(r) ‘Scientific Review Group’ shall mean the consultative body
established under Article 17;
(s) ‘species’ shall mean a species, subspecies or population thereof;
(t) ‘specimen’ shall mean any animal or plant, whether alive or dead,
of the species listed in Annexes A to D, any part or derivativethereof, whether or not contained in other goods, as well as anyother goods which appear from an accompanying document, thepackaging or a mark or label, or from any other circumstances, to
be or to contain parts or derivatives of animals or plants of those
species, unless such parts or derivatives are specifically exemptedfrom the provisions of this Regulation or from the provisionsrelating to the Annex in which the species concerned is listed bymeans of an indication to that effect in the Annexes concerned.
A specimen will be considered to be a specimen of a species listed
in Annexes A to D if it is, or is part of or derived from, an animal orplant at least one of whose ‘parents’ is of a species so listed. Incases where the ‘parents’ of such an animal or plant are of specieslisted in different Annexes, or of species only one of which is listed,the provisions of the more restrictive Annex shall apply. However,
in the case of specimens of hybrid plants, if one of the ‘parents’ is
of a species listed in Annex A, the provisions of the more restrictiveAnnex shall apply only if that species is annotated to that effect inthe Annex;
(u) ‘trade’ shall mean the introduction into the Community, including
introduction from the sea, and the export and re-export therefrom,
as well as the use, movement and transfer of possession within theCommunity, including within a Member State, of specimens subjectto the provisions of this Regulation;
(v) ‘transit’ shall mean the transport of specimens between two points
outside the Community through the territory of the Community
which are shipped to a named consignee and during which anyinterruption in the movement arises only from the arrangementsnecessitated by this form of traffic;
(w) ‘worked specimens that were acquired more than 50 years
previously’ shall mean specimens that were significantly altered
from their natural raw state for jewellery, adornment, art, utility, ormusical instruments, more than 50 years before the entry into forceof this Regulation and that have been, to the satisfaction of themanagement authority of the Member State concerned, acquired insuch conditions. Such specimens shall be considered as worked
only if they are clearly in one of the aforementioned categories and
require no further carving, crafting or manufacture to effect theirpurpose;
(x) ‘checks at the time of introduction, export, re-export and transit’
shall mean documentary checks on the certificates, permits and1997R0338 — EN — 05.08.2001 — 006.001 — 5
▼B
notifications provided for in this Regulation and — in cases where
Community provisions so provide or in other cases by representa-tive sampling of the consignments — examination of the
specimens, where appropriate accompanied by the taking of
samples with a view to analysis or more detailed checks.
Article 3
Scope
1. Annex A shall contain:
(a) the species listed in Appendix I to the Convention for which the
Member States have not entered a reservation;
(b) any species:
(i) which is, or may be, in demand for utilization in the Community
or for international trade and which is either threatened with
extinction or so rare that any level of trade would imperil thesurvival of the species;
or
(ii) which is in a genus of which most of the species or which is a
species of which most of the subspecies are listed in Annex A inaccordance with the criteria in subparagraphs (a) or (b)(i) andwhose listing in the Annex is essential for the effective
protection of those taxa.
2. Annex B shall contain:
(a) the species listed in Appendix II to the Convention, other than those
listed in Annex A, for which the Member States have not entered areservation;
(b) the species listed in Appendix I to the Convention for which a
reservation has been entered;
(c) any other species not listed in Appendices I or II to the Convention:
(i) which is subject to levels of international trade that might not be
compatible:
— with its survival or with the survival of populations in certain
countries, or
— with the maintenance of the total population at a level
consistent with the role of the species in the ecosystems inwhich it occurs:
or
(ii) whose listing in the Annex for reasons of similarity in
appearance to other species listed in Annex A or Annex B, isessential in order to ensure the effectiveness of controls on trade
in specimens of such species;
(d) species in relation to which it has been established that the
introduction of live specimens into the natural habitat of theCommunity would constitute an ecological threat to wild species of
fauna and flora indigenous to the Community.
3. Annex C shall contain:
(a) the species listed in Appendix III to the Convention, other than those
listed in Annexes A or B, for which the Member States have notentered a reservation;
(b) the species listed in Appendix II to the Convention for which a
reservation has been entered.
4. Annex D shall contain:
(a) species not listed in Annexes A to C which are imported into the
Community in such numbers as to warrant monitoring;
(b) the species listed in Appendix III to the Convention for which a
reservation has been entered.
5. Where the conservation status of species covered by this
Regulation warrants their inclusion in one of the Appendices to the1997R0338 — EN — 05.08.2001 — 006.001 — 6
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Convention, the Member States shall contribute to the necessary
amendments.
Article 4
Introduction into the Community
1. The introduction into the Community of specimens of the species
listed in Annex A shall be subject to completion of the necessary checks
and the prior presentation, at the border customs office at the point of
introduction, of an import permit issued by a management authority ofthe Member State of destination.
The import permit may be issued only in accordance with the
restrictions established pursuant to paragraph 6 and when the followingconditions have been met:
(a) the competent scientific authority, after considering any opinion by
the Scientific Review Group, has advised that the introduction intothe Community:
(i) would not have a harmful effect on the conservation status of the
species or on the extent of the territory occupied by the relevant
population of the species;
(ii) is taking place:
— for one of the purposes referred to in Article 8(3)(e), (f) and
(g), or
— for other purposes which are not detrimental to the survival
of the species concerned;
(b) (i) the applicant provides documentary evidence that the specimens
have been obtained in accordance with the legislation on theprotection of the species concerned which, in the case of importfrom a third country of specimens of a species listed in theAppendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the
Convention by a competent authority of the country of export or
re-export;
(ii) however, the issuance of import permits for species listed in
Annex A in accordance with Article 3(1)(a) shall not requiresuch documentary evidence, but the original of any such importpermit shall be withheld from the applicant pending presentationof the export permit or re-export certificate;
(c) the competent scientific authority is satisfied that the intended
accommodation for a live specimen at the place of destination isadequately equipped to conserve and care for it properly;
(d) the management authority is satisfied that the specimen is not to be
used for primarily commercial purposes;
(e) the management authority is satisfied, following consultation with
the competent scientific authority, that there are no other factors
relating to the conservation of the species which militate against
issuance of the import permit; and
(f) in the case of introduction from the sea, the management authority is
satisfied that any live specimen will be so prepared and shipped as to
minimize the risk of injury, damage to health or cruel treatment.
2. The introduction into the Community of specimens of the species
listed in Annex B shall be subject to completion of the necessary checksand the prior presentation, at the border customs office at the point ofintroduction, of an import permit issued by a management authority ofthe Member State of destination.
The import permit may be issued only in accordance with the
restrictions established pursuant to paragraph 6 and when:
(a) the competent scientific authority, after examining available data
and considering any opinion from the Scientific Review Group, is ofthe opinion that the introduction into the Community would not havea harmful effect on the conservation status of the species or on theextent of the territory occupied by the relevant population of the1997R0338 — EN — 05.08.2001 — 006.001 — 7
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species, taking account of the current or anticipated level of trade.
This opinion shall be valid for subsequent imports as long as theabovementioned aspects have not changed significantly;
(b) the applicant provides documentary evidence that the intended
accommodation for a live specimen at the place of destination isadequately equipped to conserve and care for it properly;
(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been
met.
3. The introduction into the Community of specimens of the species
listed in Annex C shall be subject to completion of the necessary checksand the prior presentation, at the border customs office at the point ofintroduction, of an import notification and:
(a) in the case of export from a country mentioned in relation to the
species concerned in Annex C, the applicant shall provide
documentary evidence, by means of an export permit issued in
accordance with the Convention by an authority of that countrycompetent for the purpose, that the specimens have been obtained inaccordance with the national legislation on the conservation of thespecies concerned; or
(b) in the case of export from a country not mentioned in relation to the
species concerned in Annex C or re-export from any country, theapplicant shall present an export permit, a re-export certificate or a
certificate of origin issued in accordance with the Convention by an
authority of the exporting or re-exporting country competent for thepurpose.
4. The introduction into the Community of specimens of the species
listed in Annex D shall be subject to completion of the necessary checksand the prior presentation of an import notification at the border customs
office at the point of introduction.
5. The conditions for the issuance of an import permit as referred to
in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall notapply to specimens for which the applicant provides documentaryevidence:
(a) that they had previously been legally introduced into or acquired in
the Community and that they are, modified or not, beingreintroduced into the Community; or
(b) that they are worked specimens that were acquired more than 50
years previously.
6. In consultation with the countries of origin concerned, in
accordance with the procedure laid down in Article 18 and takingaccount of any opinion from the Scientific Review Group, the
Commission may establish general restrictions, or restrictions relating
to certain countries of origin, on the introduction into the Community:
(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e),
of specimens of species listed in Annex A;
(b) on the basis of the conditions referred to in paragraph 1(e) or
paragraph 2(a), of specimens of species listed in Annex B; and
(c) of live specimens of species listed in Annex B which have a high
mortality rate during shipment or for which it has been establishedthat they are unlikely to survive in captivity for a considerableproportion of their potential life span; or
(d) of live specimens of species for which it has been established that
their introduction into the natural environment of the Communitypresents an ecological threat to wild species of fauna and floraindigenous to the Community.
The Commission shall on a quarterly basis publish a list of such
restrictions, if any, in the Official Journal of the European Communities .
7. Where special cases of transhipment, air transfer or rail transport
occur following introduction into the Community, derogations fromcompletion of the checks and presentations of import documents at theborder customs office at the point of introduction which are referred to1997R0338 — EN — 05.08.2001 — 006.001 — 8
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in paragraphs 1 to 4 shall be granted in accordance with the procedure
laid down in Article 18, in order to permit such checks and presentationsto be made at another customs office designated in accordance with
Article 12 (1).
Article 5
Export or re-export from the Community
1. The export or re-export from the Community of specimens of the
species listed in Annex A shall be subject to completion of the necessary
checks and the prior presentation, at the customs office at which theexport formalities are completed, of an export permit or re-exportcertificate issued by a management authority of the Member State inwhich the specimens are located.
2. An export permit for specimens of the species listed in Annex A
may be issued only when the following conditions have been met:
(a) the competent scientific authority has advised in writing that the
capture or collection of the specimens in the wild or their export will
not have a harmful effect on the conservation status of the species or
on the extent of the territory occupied by the relevant population ofthe species;
(b) the applicant provides documentary evidence that the specimens
have been obtained in accordance with the legislation in force on theprotection of the species in question; where the application is madeto a Member State other than the Member State of origin, suchdocumentary evidence shall be furnished by means of a certificatestating that the specimen was taken from the wild in accordance
with the legislation in force on its territory;
(c) the management authority is satisfied that:
(i) any live specimen will be so prepared and shipped as to
minimize the risk of injury, damage to health or cruel treatment;and
(ii) — the specimens of species not listed in Annex I to the
Convention will not be used for primarily commercial
purposes, or
— in the case of export to a State party to the Convention of
specimens of the species referred to in Article 3(1)(a) of thisRegulation, an import permit has been issued;
and
(d) the management authority of the Member State is satisfied,
following consultation with the competent scientific authority, thatthere are no other factors relating to the conservation of the specieswhich militate against issuance of the export permit.
3. A re-export certificate may be issued only when the conditions
referred to in paragraph 2 (c) and (d) have been met and when theapplicant provides documentary evidence that the specimens:
(a) were introduced into the Community in accordance with the
provisions of this Regulation;
(b) if introduced into the Community before the entry into force of this
Regulation, were introduced in accordance with the provisions ofRegulation (EEC) No 3626/82; or
(c) if introduced into the Community before 1984, entered international
trade in accordance with the provisions of the Convention; or
(d) were legally introduced into the territory of a Member State before
the provisions of the Regulations referred to in (a) and (b) or of theConvention became applicable to them, or became applicable in that
Member State.
4. The export or re-export from the Community of specimens of the
species listed in Annexes B and C shall be subject to completion of thenecessary checks and the prior presentation, at the customs office atwhich the export formalities are completed, of an export permit or re-1997R0338 — EN — 05.08.2001 — 006.001 — 9
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export certificate issued by a management authority of the Member State
in whose territory the specimens are located.
An export permit may be issued only when the conditions referred to in
paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred
to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have beenmet.
5. Where an application for a re-export certificate concerns speci-
mens introduced into the Community under an import permit issued by
another Member State, the management authority must first consult themanagement authority which issued the permit. The consultationprocedures and the cases in which consultation is necessary shall beestablished in accordance with the procedure laid down in Article 18.
6. The conditions for the issuance of an export permit or re-export
certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:
(i) worked specimens that were acquired more than 50 years
previously; or
(ii) dead specimens and parts and derivatives thereof for which the
applicant provides documentary evidence that they were legally
acquired before the provisions of this Regulation, or of Regulation(EEC) No 3626/82 or of the Convention became applicable to them.
7. (a) The competent scientific authority in each Member State shall
monitor the issuance of export permits by that Member State forspecimens of species listed in Annex B and actual exports of such
specimens. Whenever such scientific authority determines that
the export of specimens of any such species should be limited inorder to maintain that species throughout its range at a levelconsistent with its role in the ecosystem in which it occurs, andwell above the level at which that species might become eligible
for inclusion in Annex A in accordance with Article 3 (1) (a) or
(b) (i), the scientific authority shall advise the competentmanagement authority, in writing, of suitable measures to betaken to limit the issuance of export permits for specimens of thatspecies
(b) Whenever a management authority is advised of the measures
referred to in (a), it shall inform and send comments to theCommission which shall, if appropriate, recommend restrictionson exports of the species concerned in accordance with the
procedure laid down in Article 18.
Article 6
Rejection of applications for permits and certificates referred to in
Articles 4, 5 and 10
1. When a Member State rejects an application for a permit or
certificate in a case of significance in respect of the objectives of this
Regulation, it shall immediately inform the Commission of the rejection
and of the reasons for rejection.
2. The Commission shall communicate information received in
accordance with paragraph 1 to the other Member States in order toensure uniform application of this Regulation.
3. When an application is made for a permit or certificate relating to
specimens for which such an application has previously been rejected,
the applicant must inform the competent authority to which theapplication is submitted of the previous rejection.
4. (a) Member States shall recognize the rejection of applications by the
competent authorities of the other Member States, where suchrejection is based on the provisions of this Regulation
(b) However, this need not apply where the circumstances have
significantly changed or where new evidence to support anapplication has become available. In such cases, if a management1997R0338 — EN — 05.08.2001 — 006.001 — 10
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authority issues a permit or certificate, it shall inform the
Commission thereof, stating the reasons for issuance.
Article 7
Derogations
1.Specimens born and bred in captivityor artificiallypropagated
(a) Save where Article 8 applies, specimens of species listed in Annex
A that have been born and bred in captivity or artificially propagated
shall be treated in accordance with the provisions applicable to
specimens of species listed in Annex B.
(b) In the case of artificially propagated plants, the provisions of
Articles 4 and 5 may be waived under special conditions laid downby the Commission, relating to:
(i) the use of phytosanitary certificates;
(ii) trade by registered commercial traders and by the scientific
institutions referred to in paragraph 4 of this Article; and
(iii) trade in hybrids.
(c) The criteria for determining whether a specimen has been born and
bred in captivity or artificially propagated and whether forcommercial purposes, as well as the special conditions referred to
in (b), shall be specified by the Commission in accordance with the
procedure laid down in Article 18.
2.Transit
(a) By way of derogation from Article 4, where a specimen is in transit
through the Community, checks and presentation at the bordercustoms office at the point of introduction of the prescribed permits,certificates and notifications shall not be required.
(b) In the case of species listed in the Annexes in accordance with
Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred toin (a) shall apply only where a valid export or re-export documentprovided for by the Convention, relating to the specimens that itaccompanies and specifying the destination of the specimens, has
been issued by the competent authorities of the exporting or re-
exporting third country.
(c) If the document referred to in (b) has not been issued before export
or re-export, the specimen must be seized and may, whereapplicable, be confiscated unless the document is submitted
retrospectively in compliance with the conditions specified by the
Commission in accordance with the procedure laid down in Article18.
3.Personal and household effects
By way of derogation from Articles 4 and 5, the provisions therein shall
not apply to dead specimens, parts and derivatives of species listed inAnnexes A to D which are personal or household effects being
introduced into the Community, or exported or re-exported therefrom, in
compliance with provisions that shall be specified by the Commission inaccordance with the procedure laid down in Article 18.
4.Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required
in the case of non-commercial loans, donations and exchanges betweenscientists and scientific institutions, registered by the managementauthorities of the States in which they are located, of herbarium
specimens and other preserved, dried or embedded museum specimens,
and of live plant material, bearing a label, the model for which has beendetermined in accordance with the procedure laid down in Article 18 ora similar label issued or approved by a management authority of a thirdcountry.1997R0338 — EN — 05.08.2001 — 006.001 — 11
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Article 8
Provisions relating to the control of commercial activities
1. The purchase, offer to purchase, acquisition for commercial
purposes, display to the public for commercial purposes, use forcommercial gain and sale, keeping for sale, offering for sale ortransporting for sale of specimens of the species listed in Annex A shallbe prohibited.
2. Member States may prohibit the holding of specimens, in
particular live animals of the species listed in Annex A.
3. In accordance with the requirements of other Community
legislation on the conservation of wild fauna and flora, exemptionfrom the prohibitions referred to in paragraph 1 may be granted byissuance of a certificate to that effect by a management authority of the
Member State in which the specimens are located, on a case-by-case
basis where the specimens:
(a) were acquired in, or were introduced into, the Community before the
provisions relating to species listed in Appendix I to the Conventionor in Annex C1 to Regulation (EEC) No 3626/82 or in Annex Abecame applicable to the specimens; or
(b) are worked specimens that were acquired more than 50 years
previously; or
(c) were introduced into the Community in compliance with the
provisions of this Regulation and are to be used for purposes whichare not detrimental to the survival of the species concerned; or
(d) are captive-born and bred specimens of an animal species or
artificially propagated specimens of a plant species or are parts orderivatives of such specimens; or
(e) are required under exceptional circumstances for the advancement of
science or for essential biomedical purposes pursuant to CouncilDirective 86/609/EEC of 24 November 1986 on the approximationof laws, regulations and administrative provisions of the MemberStates regarding the protection of animals used for experimental and
other scientific purposes(
1) where the species in question proves to
be the only one suitable for those purposes and where there are nospecimens of the species which have been born and bred incaptivity; or
(f) are intended for breeding or propagation purposes from which
conservation benefits will accrue to the species concerned; or
(g) are intended for research or education aimed at the preservation or
conservation of the species; or
(h) originate in a Member State and were taken from the wild in
accordance with the legislation in force in that Member State.
4. General derogations from the prohibitions referred to in paragraph
1 based on the conditions referred to in paragraph 3, as well as generalderogations with regard to species listed in Annex A in accordance withArticle 3 (1) (b) (ii) may be defined by the Commission in accordancewith the procedure laid down in Article 18. Any such derogations must
be in accordance with the requirements of other Community legislation
on the conservation of wild fauna and flora.
5. The prohibitions referred to in paragraph 1 shall also apply to
specimens of the species listed in Annex B except where it can beproved to the satisfaction of the competent authority of the Member
State concerned that such specimens were acquired and, if they
originated outside the Community, were introduced into it, inaccordance with the legislation in force for the conservation of wildfauna and flora.
6. The competent authorities of the Member States shall have
discretion to sell any specimen of the species listed in Annexes B to D1997R0338 — EN — 05.08.2001 — 006.001 — 12
(1) OJ No L 358, 18. 12. 1986, p. 1.
▼B
they have confiscated under this Regulation, provided that it is not thus
returned directly to the person or entity from whom it was confiscated orwho was party to the offence. Such specimens may then be treated for
all purposes as if they had been legally acquired.
Article 9
Movement of live specimens
1. Any movement within the Community of a live specimen of a
species listed in Annex A from the location indicated in the import
permit or in any certificate issued in compliance with this Regulationshall require prior authorization from a management authority of theMember State in which the specimen is located. In other cases ofmovement, the person responsible for moving the specimen must beable, where applicable, to provide proof of the legal origin of the
specimen.
2. Such authorization shall:
(a) be granted only when the competent scientific authority of such
Member State or, where the movement is to another Member State,
the competent scientific authority of the latter, is satisfied that the
intended accommodation for a live specimen at the place ofdestination is adequately equipped to conserve and care for itproperly;
(b) be confirmed by issuance of a certificate; and
(c) where applicable, be immediately communicated to a management
authority of the Member State in which the specimen is to belocated.
3. However, no such authorization shall be required if a live animal
must be moved for the purpose of urgent veterinary treatment and is
returned directly to its authorized location.
4. Where a live specimen of a species listed in Annex B is moved
within the Community, the holder of the specimen may relinquish it onlyafter ensuring that the intended recipient is adequately informed of theaccommodation, equipment and practices required to ensure the
specimen will be properly cared for.
5. When any live specimens are transported into, from or within the
Community or are held during any period of transit or transhipment,they shall be prepared, moved and cared for in a manner such as tominimize the risk of injury, damage to health or cruel treatment and, in
the case of animals, in conformity with Community legislation on the
protection of animals during transport.
6. Under the procedure laid down in Article 18, the Commission may
establish restrictions on the holding or movement of live specimens ofspecies in relation to which restrictions on introduction into the
Community have been established in accordance with Article 4 (6).
Article 10
Certificates to be issued
On receiving an application, together with all the requisite supporting
documents, from the person concerned and provided that all the
conditions governing their issuance have been fulfilled, a management
authority of a Member State may issue a certificate for the purposesreferred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9(2) (b).
Article 11
Validity of and special conditions for permits and certificates
1. Without prejudice to stricter measures which the Member States
may adopt or maintain, permits and certificates issued by the competentauthorities of the Member States in accordance with this Regulationshall be valid throughout the Community.1997R0338 — EN — 05.08.2001 — 006.001 — 13
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2. (a) However, any such permit or certificate, as well as any permit or
certificate issued on the basis of it, shall be deemed void if acompetent authority or the Commission, in consultation with the
competent authority which issued the permit or certificate,
establishes that it was issued on the false premise that theconditions for its issuance were met
(b) Specimens situated in the territory of a Member State and
covered by such documents shall be seized by the competentauthorities of that Member State and may be confiscated.
3. Any permit or certificate issued in accordance with this Regulation
may stipulate conditions and requirements imposed by the issuingauthority to ensure compliance with the provisions thereof. Where suchconditions or requirements need to be incorporated in the design of
permits or certificates, Member States shall inform the Commission
thereof.
4. Any import permit issued on the basis of a copy of the
corresponding export permit or re-export certificate shall be valid for
the introduction of specimens into the Community only whenaccompanied by the original of the valid export permit or re-exportcertificate.
5. The Commission shall establish time limits for the issuance of
permits and certificates in accordance with the procedure laid down inArticle 18.
Article 12
Places of introduction and export
1. Member States shall designate customs offices for carrying out the
checks and formalities for the introduction into and export from the
Community, in order to assign to them a customs-approved treatment oruse, within the meaning of Regulation (EEC) No 2913/92, of specimensof species covered by this Regulation and shall state which offices arespecifically intended to deal with live specimens.
2. All offices designated in accordance with paragraph 1 shall be
provided with sufficient and adequately trained staff. Member Statesshall ensure that accommodation is provided in accordance with relevantCommunity legislation as regards the transport and accommodation of
live animals and that, where necessary, adequate steps are taken for live
plants.
3. All offices designated in accordance with paragraph 1 shall be
notified to the Commission which shall publish a list of them in the
Official Journal of the European Communities .
4. In exceptional cases and in accordance with criteria defined under
the procedure laid down in Article 18, a management authority may
authorize the introduction into the Community or the export or re-export
therefrom at a customs office other than one designated in accordancewith paragraph 1.
5. Member States shall ensure that at border crossing-points the
publicare informed of the implementing provisions of this Regulation.
Article 13
Management and scientific authorities and other competent
authorities
1. (a) Each Member State shall designate a management authority with
primary responsibility for implementation of this Regulation and
for communication with the Commission
(b) Each Member State may also designate additional management
authorities and other competent authorities to assist in imple-mentation, in which case the primary management authority shallbe responsible for providing the additional authorities with all theinformation required for correct application of this Regulation.1997R0338 — EN — 05.08.2001 — 006.001 — 14
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2. Each Member State shall designate one or more scientific
authorities with appropriate qualifications whose duties shall be separatefrom those of any designated management authority.
3. (a) Not later than three months before the date of application of this
Regulation, Member States shall forward the names and
addresses of the designated management authorities, otherauthorities competent to issue permits or certificates andscientific authorities to the Commission, which shall publishthis information in the Official Journal of the European
Communities within a month
(b) Each management authority referred to in paragraph 1 (a) shall, if
so requested by the Commission, communicate to it within twomonths the names and specimen signatures of people authorizedto sign permits or certificates, and impressions of the stamps,seals or other devices used to authenticate permits or certificates.
(c) Member States shall communicate to the Commission any
changes in the information already provided, not later than twomonths after the implementation of such change.
Article 14
Monitoring of compliance and investigation of infringements
1. (a) The competent authorities of the Member States shall monitor
compliance with the provisions of this Regulation
(b) If, at any time, the competent authorities have reason to believe
that these provisions are being infringed, they shall take theappropriate steps to ensure compliance or to instigate legal
action.
(c) Member States shall inform the Commission and, in the case of
species listed in the Appendices to the Convention, theConvention Secretariat of any steps taken by the competentauthorities in relation to significant infringements of thisRegulation, including seizures and confiscations.
2. The Commission shall draw the attention of the competent
authorities of the Member States to matters whose investigation it
considers necessary under this Regulation. Member States shall informthe Commission and, in the case of species listed in the Appendices tothe Convention, the Convention Secretariat of the outcome of anysubsequent investigation.
3. (a) An enforcement group shall be established consisting of the
representatives of each Member State's authorities with respon-
sibility for ensuring the implementation of the provisions of this
Regulation. The group shall be chaired by the representative ofthe Commission
(b) The enforcement group shall examine any technical question
relating to the enforcement of this Regulation raised by thechairman, either on his own initiative or at the request of the
members of the group or the committee.
(c) The Commission shall convey the opinions expressed in the
enforcement group to the committee.
Article 15
Communication of information
1. The Member States and the Commission shall communicate to one
another the information necessary for implementing this Regulation.
The Member States and the Commission shall ensure that the necessary
steps are taken to make the publicaware and inform it of the provisionsregarding implementation of the Convention and of this Regulation andof the latter's implementing measures.
2. The Commission shall communicate with the Convention Secre-
tariat so as to ensure that the Convention is effectively implementedthroughout the territory to which this Regulation applies.1997R0338 — EN — 05.08.2001 — 006.001 — 15
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3. The Commission shall immediately communicate any advice from
the Scientific Review Group to the management authorities of theMember States concerned.
4. (a) The management authorities of the Member States shall
communicate to the Commission before 15 June each year all
the information relating to the preceding year required fordrawing up the reports referred to in Article VIII.7 (a) of theConvention and equivalent information on international trade inall specimens of species listed in Annexes A, B and C and on
introduction into the Community of specimens of species listed in
Annex D. The information to be communicated and the formatfor its presentation shall be specified by the Commission inaccordance with the procedure laid down in Article 18
(b) On the basis of the information referred to in (a), the Commission
shall publish before 31 October each year a statistical report on
the introduction into, and the export and re-export from, theCommunity of specimens of the species to which this Regulationapplies and shall forward to the Convention Secretariat informa-tion on the species to which the Convention applies.
(c) Without prejudice to Article 20, the management authorities of
the Member States shall, before 15 June of each second year, andfor the first time in 1999, communicate to the Commission all theinformation relating to the preceding two years required fordrawing up the reports referred to in Article VIII.7 (b) of the
Convention and equivalent information on the provisions of this
Regulation that fall outside the scope of the Convention. Theinformation to be communicated and the format for itspresentation shall be specified by the Commission in accordancewith the procedure laid down in Article 18.
(d) On the basis of the information referred to in (c), the Commission
shall, before 31 October of each second year, and for the firsttime in 1999, draw up a report on the implementation andenforcement of this Regulation.
5. With a view to the preparation of amendments to the Annexes, the
competent authorities of the Member States shall forward all relevantinformation to the Commission. The Commission shall specify the
information required, in accordance with the procedure laid down in
Article 18.
►
C16. Without prejudice to Council Directive 90/313/EEC ◄of 7
June 1990 on the freedom of access to information on theenvironment(
1), the Commission shall take appropriate measures to
protect the confidentiality of information obtained in implementation ofthis Regulation.
Article 16
Sanctions
1. Member States shall take appropriate measures to ensure the
imposition of sanctions for at least the following infringements of thisRegulation:
(a) introduction into, or export or re-export from, the Community of
specimens without the appropriate permit or certificate or with a
false, falsified or invalid permit or certificate or one altered withoutauthorization by the issuing authority;
(b) failure to comply with the stipulations specified on a permit or
certificate issued in accordance with this Regulation;
(c) making a false declaration or knowingly providing false informa-
tion in order to obtain a permit or certificate;
(d) using a false, falsified or invalid permit or certificate or one altered
without authorization as a basis for obtaining a Community permit1997R0338 — EN — 05.08.2001 — 006.001 — 16
(1) OJ No L 158, 23. 6. 1990, p. 56.
▼B
or certificate or for any other official purpose in connection with
this Regulation;
(e) making no import notification or a false import notification;
(f) shipment of live specimens not properly prepared so as to minimize
the risk of injury, damage to health or cruel treatment;
(g) use of specimens of species listed in Annex A other than in
accordance with the authorization given at the time of issuance ofthe import permit or subsequently;
(h) trade in artificially propagated plants contrary to the provisions laid
down in accordance with Article 7(1)(b);
(i) shipment of specimens into or out of or in transit through the
territory of the Community without the appropriate permit or
certificate issued in accordance with this Regulation and, in the case
of export or re-export from a third country party to the Convention,in accordance therewith, or without satisfactory proof of theexistence of such permit or certificate;
(j) purchase, offer to purchase, acquisition for commercial purposes,
use for commercial gain, display to the public for commercialpurposes, sale, keeping for sale, offering for sale or transporting forsale of specimens in contravention of Article 8;
(k) use of a permit or certificate for any specimen other than one for
which it was issued;
(l) falsification or alteration of any permit or certificate issued in
accordance with this Regualation;
(m) failure to disclose rejection of an application for a Community
import, export or re-export permit or certificate, in accordance with
Article 6 (3).
2. The measures referred to in paragraph 1 shall be appropriate to the
nature and gravity of the infringement and shall include provisionsrelating to the seizure and, where appropriate, confiscation of specimens.
3. Where a specimen is confiscated, it shall be entrusted to a
competent authority of the Member State of confiscation which:
(a) following consultation with a scientific authority of that Member
State, shall place or otherwise dispose of the specimen underconditions which it deems to be appropriate and consistent with thepurposes and provisions of the Convention and this Regulation; and
(b) in the case of a live specimen which has been introduced into the
Community, may, after consultation with the State of export, returnthe specimen to that State at the expense of the convicted person.
4. Where a live specimen of a species listed in Annex B or C arrives
at a point of introduction into the Community without the appropriatevalid permit or certificate, the specimen must be seized and may beconfiscated or, if the consignee refuses to acknowledge the specimen,the competent authorities of the Member State responsible for the point
of introduction may, if appropriate, refuse to accept the shipment and
require the carrier to return the specimen to its place of departure.
Article 17
The Scientific Review Group
1. A Scientific Review Group is hereby established, consisting of the
representatives of each Member State's scientific authority or authoritiesand chaired by the representative of the Commission.
2. (a) The Scientific Review Group shall examine any scientific
question relating to the application of this Regulation — inparticular concerning Article 4 (1) (a), (2) (a) and (6) — raised bythe chairman, either on his own initiative or at the request of themembers of the Group or the Committee.
(b) The Commission shall convey the opinions of the Scientific
Review Group to the Committee.1997R0338 — EN — 05.08.2001 — 006.001 — 17
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Article 18
The Committee
1. The Commission shall be assisted by a Committee composed of
the representatives of the Member States and chaired by the
representative of the Commission.
The representative of the Commission shall submit to the Committee a
draft of the measures to be taken. The Committee shall deliver itsopinion on the draft within a time limit which the chairman may laydown according to the urgency of the matter. The opinion shall bedelivered by the majority laid down in Article 148 (2) of the Treaty in
the case of decisions which the Council is required to adopt on a
proposal from the Commission. The votes of the representatives of theMember States within the Committee shall be weighted in the mannerset out in that Article. The chairman shall not vote.
The Commission shall adopt the measures envisaged if they are in
accordance with the opinion of the Committee.
If the measures envisaged are not in accordance with the opinion of the
Committee, or if no opinion is delivered, the Commission shall without
delay submit to the Council a proposal relating to the measures to betaken. The Council shall act by a qualified majority.
2. As regards the Committee's tasks referred to in points 1 and 2 of
Article 19, if, on the expiry of a period of three months from the date ofreferral to the Council, the Council has not acted, the proposed measuresshall be adopted by the Commission.
3. As regards the Committee's tasks referred to in points 3 and 4 of
Article 19, if, on the expiry of a period of three months from the date ofreferral to the Council, the Council has not acted, the proposed measuresshall be adopted by the Commission, save where the Council hasdecided against the said measures by a simple majority.
Article 19
In accordance with the procedure laid down in Article 18, the
Commission shall:
1. lay down uniform conditions and criteria for:
(i) the issue, validity and use of the documents referred to in
Articles 4, 5, 7 (4) and 10; it shall determine the design thereof;
(ii) the use of phytosanitary certificates; and
(iii) the establishment of procedures, where necessary, for marking
specimens in order to facilitate identification and ensureenforcement of the provisions;
2. adopt the measures referred to in Article 4 (6) and (7), Article 5 (5)
and (7) (b), Article 7 (1) (c), (2) (c) and (3), Article 8 (4), Article 9(6), Article 11 (5), Article 15 (4) (a), (c) and (5) and Article 21 (3);
3. amend Annexes A to D except in the case of amendments to Annex A
which do not result from decisions of the Conference of the Parties to
the Convention;
4. adopt, where necessary, additional measures to implement resolutions
of the Conference of the Parties to the Convention, decisions orrecommendations of the Standing Committee of the Convention and
recommendations of the Convention Secretariat.
Article 20
Final provisions
Each Member State shall notify the Commission and the Convention
Secretariat of the provisions which it adopts specifically for theimplementation of this Regulation and of all legal instruments used andmeasures taken for its implementation and enforcement.
The Commission shall communicate this information to the other
Member States.1997R0338 — EN — 05.08.2001 — 006.001 — 18
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Article 21
1. Regulation (EEC) No 3626/82 is hereby repealed.2. Until the measures provided for in points 1 and 2 of Article 19
have been adopted, Member States may maintain or continue to apply
the measures adopted in accordance with Regulation (EEC) No 3626/82
and Commission Regulation (EEC) No 3418/83 of 28 November 1983laying down provisions for the uniform issue and use of the documentsrequired for the implementation in the Community of the Convention onInternational Trade in Endangered Species of Wild Fauna and Flora(
1).
3. Two months before this Regulation is implemented the Commis-
sion, in accordance with the procedure laid down in Article 18 and in
consultation with the Scientific Review Group:
(a) must check that there is no justification for restrictions on the
introduction into the Community of the species listed in Annex C1to Regulation (EEC) No 3626/82 which are not included in Annex Ato this Regulation;
(b) shall adopt a Regulation amending Annex D into a representative list
of species meeting the criteria laid down in Article 3 (4) (a).
Article 22
This Regulation shall enter into force on the date of its publication in the
Official Journal of the European Communities .
It shall apply from 1 June 1997.Articles 12, 13, 14 (3), 16, 17, 18, 19 and 21(3) shall apply from the date
of entry into force of this Regulation.
This Regulation shall be binding in its entirety and directly applicable in
all Member States.1997R0338 — EN — 05.08.2001 — 006.001 — 19
(1) OJ No L 344, 7. 12. 1983, p. 1.
▼M5
ANNEX
Notes on interpretation of Annexes A, B, C and D
1. Species included in these Annexes A, B, C and D are referred to:
(a) by the name of the species; or
(b) as being all of the species included in a higher taxon or designated part
thereof.
2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.3. Other references to taxa higher than species are for the purposes of
information or classification only.
4. Species printed in bold in Annex A are listed there in consistency with their
protection as provided for by Council Directive 79/409/EEC(
1) (‘Birds
Directive’) or Council Directive 92/43/EEC(2) (‘Habitats Directive’).
5. The following abbreviations are used for plant taxa below the level of
species:
(a) ‘ssp’ is used to denote subspecies;
(b) ‘var(s)’ is used to denote variety (varieties); and
(c) ‘fa’ is used to denote forma.
6. The abbreviation ‘p.e.’ is used to denote species that are possibly extinct.7. An asterisk ‘*’ placed against the name of a species or higher taxon indicated
that one or more geographically separate populations, subspecies or species
of that species or taxon are included in Annex A and are excluded from
Annex B.
8. Two asterisks ‘**’ placed against the name of a species or higher taxon
indicate that one or more geographically separate populations, subspecies or
species of that species or taxon are included in Annex B and are excluded
from Annex A.
9. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ and the symbol ‘x’ followed by a number
placed against the name of a species or higher taxon refer to the Appendices
of the Convention in which the species concerned are listed, as indicated in
notes 10 to 13. Where none of these annotations appears, the species
concerned are not listed in the Appendices to the Convention.
10. (I) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix I to the Convention.
11. (II) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix II to the Convention.
12. (III) against the name of species or higher taxon indicates that it is included
in Appendix III to the Convention. In this case the country with respect to
which the species or higher taxon is included in Appendix III is also
indicated by a two-letter code as follows: AR (Argentina), BO (Bolivia), BR
(Brazil), BW (Botswana), CA (Canada), CO (Colombia), CR (Costa Rica),
GB (United Kingdom of Great Britain and Northern Ireland), GH (Ghana),
GT (Guatemala), HN (Honduras), ID (Indonesia), IN (India), MY (Malaysia),
MU (Mauritius), MX (Mexico), NP (Nepal), PE (Peru), TN (Tunisia), UY
(Uruguay) and ZA (South Africa).
13. The symbol ‘×’ followed by a number placed against the name of a species or
higher taxon in Annex A or B denotes that certain geographically separate
populations, species, groups of species or families of that species or taxon are
listed in Appendix I, II or III to the Convention, as follows:
×701 The species is listed in Appendix II but subspecies Cercocebus
galeritus galeritus is listed in Appendix I.
×702 The species is listed in Appendix II but the subspecies
Procolobus pennantii kirkii (also referenced as Colobus bodius
kirkii) is listed in Appendix I1997R0338 — EN — 05.08.2001 — 006.001 — 20
(1) OJ L 103, 25.4.1979, p. 1. Directive as last amended by Commission Directive 97/49/EC
(OJ L 233, 13.8.1997, p. 9).
(2) OJ L 206, 22.7.1992, p. 7. Directive as last amended by Council Directive 97/62/EC (OJ
L 305, 8.11.1997, p. 42).▼M6
▼M5
▼M5
×703 All species are listed in Appendix II except Lipotes vexillifer ,
Platanist a spp., Bernardius spp.,Hyperoodon spp.,Physeter
catodon (includes synonym Physeter macrocephalus ),Sotalia
spp.,Sousaspp.,Neophocaena phocaenoides ,Phocoena sinus ,
Eschrichtius robustus (includes synonym Eschrichtius glaucus ),
Balaenoptera spp. (except population of West Greenland of
Balaenoptera acutorostrata ),Megaptera novaeangliae ,Euba-
laenaspp. (formerly included in genus Balaena ) andCaperea
marginata which are listed in Appendix I. Specimens of the
species listed in Appendix II to the Convention, including
products and derivatives other than meat products for commer-
cial purposes, taken by the people of Greenland under licence
granted by the competent authority concerned, shall be treated
as belonging to Annex B.
×704 Populations of Bhutan, India, Nepal and Pakistan are listed in
Appendix I, other populations are listed in Appendix II.
×705 Populations of Bhutan, China, Mexico and Mongolia and the
subspecies Ursus arctos isabellinus are listed in Appendix I,
other populations and subspecies listed in Appendix II.
×706 Trichechus inunguis andTrichechus manatus are listed in
Appendix I. Trichechus senegalensis is listed in Appendix II.
×707 The species is listed in Appendix II but subspecies Equus
hemionus hemionus is listed in Appendix I.
×708 Haliaeetus albicilla andHaliaeetus leucocephalus are listed in
Appendix I, the other species are listed in Appendix II.
×709 The following species are listed in Appendix III: Crax alberti ,
Crax daubentoni andCrax globulosa for Colombia and Crax
rubrafor Colombia, Costa Rica, Guatemala and Honduras.
×710 Pauxi pauxi is listed in Appendix III for Colombia.
×711 The species is listed in Appendix II but subspecies Grus
canadensis nesiotes andGrus canadensis pulla are listed in
Appendix I.
×712 Vini ultramarina is listed in Appendix I, the other species are
listed in Appendix II.
14. The symbol ‘−’ followed by a number placed against the name of a species or
higher taxon denotes that designated geographically separate populations,
species, groups of species or families of that species or taxon are excluded
from the annex concerned, as follows:
−101 Populations of Spain north of the Duero, Greek populations
north of the 39th parallel.
−102 Populations of Botswana, Namibia, South Africa and Zimbabwe
−103 Population of Pecari tajacu of Mexico and the United States of
America
−104 — Argentina : the population of the Province of Jujuy and the
semi-captive populations of the provinces of Jujuy, Salta,
Catamarca, La Rioja and San Juan.
—Bolivia: the populations of the Conservation Units of Mauri-
Desaguadero, Ulla Ulla and Lípez-Chichas.
—Chile: part of the population of Parinacota Province, 1a.
Region of Tarapacà
—Peru: the whole population
−105 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
−106 Cathartidae
−107 Melopsittacus undulatus, Nymphicus hollandicus andPsittacula
krameri
−108 Population of Rhea pennata pennata of Argentina
−108a Population of Argentina
−109 Population of Ecuador, subject to a zero annual export quota
until an annual export quota has been approved by the CITES
Secretariat and the IUCN/SSC Crocodile Specialist Group1997R0338 — EN — 05.08.2001 — 006.001 — 21
▼M5
−110 Populations of Botswana, Ethiopia, Kenya, Madagascar,
Malawi, Mozambique, South Africa, Uganda, the United
Republicof Tanzania (subjec t to an annual export quota of nomore than 1600 wild specimens including hunting trophies, in
addition to ranched specimens), Zambia and Zimbabwe.
−111 Populations of Australia, Indonesia and Papua New Guinea
−112 Populations of Argentina and Chile.
−113 All species that are not succulent−114 Aloe vera ; also referenced as Aloe barbadensis .
15. The symbol ‘+’ followed by a number placed against the name of a species or
higher taxon denotes that only designated geographically separate popula-
tions, subspecies or species of that species or taxon are included in the annex
concerned, as follows:
+201 Populations of Spain north of the Duero, Greek populations
north of the 39th parallel.
+202 Populations of Cameroon and Nigeria+203 Population of Asia
+204 Population of Central and North America
+205 Populations of Bangladesh, India and Thailand+206 Population of India
+207 Populations of Botswana, Namibia, South Africa and Zimbabwe
+208 Population of South Africa+209 — Argentina : the population of the Province of Jujuy and the
semi-captive populations of the Provinces of Jujuy, Salta,
Catamarca, La Rioja and San Juan
—Bolivia: the populations of the Conservation Units of Mauri-
Desaguadero, Ulla Ulla and Lípez-Chichas.
—Chile: part of the population of Parinacota Province, 1a.
Region of Tarapacà
—Peru: the whole population
+210 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
+211 Population of Mexico
+212 Populations of Algeria, Burkino Faso, Cameroon, Central
African Repulic, Chad, Mali, Mauritania, Morocco, Niger,
Nigeria, Senegal and Sudan
+213 Population of Argentina
+214 Population of the Seychelles
+215 Population of Europe, except the area which formerly
constituted the USSR
+216 Population of the Russian Federation+217 Populations of Argentina and Chile.
+218 Populations of the Americas.
+ 219 Population of Peru
16. The symbol ‘=’ followed by a number placed against the name of a species or
higher taxon denotes that the name of that species or taxon shall be
interpreted as follows:
=301 Also referenced as Phalanger maculatus
=302 Also referenced as Vampyrops lineatus
=303 Includes family Tupaiidae
=304 Formerly included in family Lemuridae
=305 Formerly included as subspecies of Callithrix jacchus1997R0338 — EN — 05.08.2001 — 006.001 — 22
▼M6
▼M5
▼M5
=306 Includes generic synonym Leontideus
=307 Formerly included in species Saguinus oedipus
=308 Formerly included as Alouatta palliata
=309 Formerly included as Alouatta palliata (villosa)
=310 Includes synonym Cercopithecus roloway
=311 Formerly included in genus Papio
=312 Includes generic synonym Simias
=313 Includes synonym Colobus badius rufomitratus
=314 Includes generic synonym Rhinopithecus
=315 Also referenced as Presbytis entellus
=316 Also referenced as Presbytis geei andSemnopithecus geei
=317 Also referenced as Presbytis pileata andSemnopithecus pileatus
=318 Formerly included as Tamandua tetradactyla (in part)
=319 Includes synonyms Bradypus boliviensis andBradypus griseus
=320 Includes synonym Cabassous gymnurus
=321 Includes synonym Priodontes giganteus
=322 Includes generic synonym Coendou
=323 Includes generic synonym Cuniculus
=324 Formerly included in genus Dusicyon
=325 Includes synonym Dusicyon fulvipes
=326 Includes generic synonym Fennecus
=327 Also referenced as Selenarctos thibetanus
=328 Formerly included as Nasua nasua
=329 Also referenced as Aonyx microdon orParaonyx microdon
=330 Includes synonym Galictis allamandi
=331 Formerly included in genus Lutra
=332 Formerly included in genus Lutra; includes synonyms Lutra
annectens ,Lutra enudris ,Lutra incarum andLutra platensis
=333 Formerly included in Martes flavigula
=334 Includes generic synonym Viverra
=335 Includes synonym Eupleres major
=336 Formerly included as Viverra megaspila
=337 Formerly included as Herpestes fuscus
=338 Formerly included as Herpestes auropunctatus
=339 Also referenced as Felis caracal andLynx caracal
=340 Formerly included in genus Felis
=341 Also referenced as Felis pardina orFelis lynx pardina
=342 Formerly included in genus Panthera
=343 Also referenced as Equus asinus
=344 Formerly included in species Equus hemionus
=345 Also referenced as Equus caballus przewalskii
=346 Also referenced as Choeropsis liberiensis
=347 Also referenced as Cervus porcinus calamianensis
=348 Also referenced as Cervus porcinus kuhlii
=349 Also referenced as Cervus porcinus annamiticus
=350 Also referenced as Cervus dama mesopotamicus1997R0338 — EN — 05.08.2001 — 006.001 — 23
▼M5
=351 Excludes the domesticated form of Bos gaurus referenced as
Bos frontalis
=352 Excludes the domesticated form of Bos mutus referenced as Bos
grunniens
=353 Includes generic synonym Novibos
=354 Excludes the domesticated form of Bubalus arnee referenced as
Bubalus bubalis
=355 Includes generic synonym Anoa
=356 Also referenced as Damaliscus dorcas dorcas
=357 Formerly included in species Naemorhedus goral
=358 Also referenced as Capricornis sumatraensis
=359 Includes synonym Oryx tao
=360 Includes synonym Ovis aries ophion
=361 Formerly included as Ovis vignei
=362 Also referenced as Rupicapra rupicapra ornata
=363 Also referenced as Boocercus eurycerus ; includes generic
synonym Taurotragus
=364 Also referenced as Pterocnemia pennata
=365 Also referenced as Sula abbotti
=366 Also referenced as Ardeola ibis
=367 Also referenced as Egretta alba andArdea alba
=368 Also referenced as Ciconia ciconia boyciana
=369 Also referenced as Hagedashia hagedash
=370 Also referenced as Lampribis rara
=371 Includes Phoenicopterus roseus
=372 Includes synonyms Anas chlorotis andAnas nesiotis
=373 Also referenced as Spatula clypeata
=374 Also referenced as Anas platyrhynchos laysanensis
=375 Probably a hybrid between Anas platyrhynchos andAnas
superciliosa
=376 Also referenced as Nyroca nyroca
=377 Includes synonym Dendrocygna fulva
=378 Also referenced as Cairina hartlaubii
=379 Also referenced as Aquila heliaca adalberti
=380 Also referenced as Chondrohierax wilsonii
=381 Also referenced as Falco peregrinus babylonicus andFalco
peregrinus pelegrinoides
=382 Also referenced as Crax mitu mitu
=383 Also referenced as genus Crax
=384 Formerly included in genus Aburria
=385 Formerly included in genus Aburria; also referenced as Pipile
pipile pipile
=386 Formerly included as Arborophila brunneopectus (in part)
=387 Formerly included in species Crossoptilon crossoptilon
=388 Formerly included in species Polyplectron malacense
=389 Includes synonym Rheinardia nigrescens
=390 Also referenced as Tricholimnas sylvestris
=391 Also referenced as Choriotis nigriceps
=392 Also referenced as Houbaropsis bengalensis1997R0338 — EN — 05.08.2001 — 006.001 — 24
▼M5
=393 Also referenced as Turturoena iriditorques ; formerly included
asColumba malherbii (in part)
=394 Also referenced as Nesoenas mayeri
=395 Formerly included as Treron australis (in part)
=396 Also referenced as Calopelia brehmeri ; includes synonym
Calopelia puella
=397 Also referenced as Tympanistria tympanistria
=398 Also referenced as Amazona dufresniana rhodocorytha
=399 Often traded under the incorrect designation Ara caninde
=400 Also referenced as Cyanoramphus novaezelandiae cookii
=401 Also referenced as Opopsitta diophthalma coxeni
=402 Also referenced as Pezoporus occidentalis
=403 Formerly included in species Psephotus chrysopterygius
=404 Also referenced as Psittacula krameri echo
=405 Formerly included in genus Gallirex ; also referenced as Tauraco
porphyreolophus
=406 Also referenced as Otus gurneyi
=407 Also referenced as Ninox novaeseelandiae royana
=408 Formerly included in genus Glaucis
=409 Includes generic synonym Ptilolaemus
=410 Formerly included in genus Rhinoplax
=411 Also referenced as Pitta brachyura nympha
=412 Also referenced as Muscicapa ruecki orNiltava ruecki
=413 Also referenced as Dasyornis brachypterus longirostris
=414 Also referenced as Tchitrea bourbonnensis
=415 Also referenced as Meliphaga cassidix
=416 Includes generic synonym Xanthopsar
=417 Formerly included in genus Spinus
=418 Formerly included as Serinus gularis (in part)
=419 Also referenced as Estrilda subflava orSporaeginthus subflavus
=420 Formerly included as Lagonosticta larvata (in part)
=421 Includes generic synonym Spermestes
=422 Also referenced as Euodice cantans ; formerly included as
Lonchura malabarica (in part)
=423 Also referenced as Hypargos nitidulus
=424 Formerly included as Parmoptila woodhousei (in part)
=425 Includes synonyms Pyrenestes frommi andPyrenestes
rothschildi
=426 Also referenced as Estrilda bengala
=427 Also referenced as Malimbus rubriceps orAnaplectes melanotis
=428 Also referenced as Coliuspasser ardens
=429 Formerly included as Euplectes orix (in part)
=430 Also referenced as Coliuspasser macrourus
=431 Also referenced as Ploceus superciliosus
=432 Includes synonym Ploceus nigriceps
=433 Also referenced as Sitagra luteola
=434 Also referenced as Sitagra melanocephala
=435 Formerly included as Ploceus velatus1997R0338 — EN — 05.08.2001 — 006.001 — 25
▼M5
=436 Also referenced as Hypochera chalybeata ; includes synonyms
Vidua amauropteryx ,Vidua centralis, Vidua neumanni ,Vidua
okavangoensis andVidua ultramarina
=437 Formerly included as Vidua paradisaea (in part)
=438 Also referenced as genus Damonia
=439 Formerly included as Kachuga tecta tecta
=440 Includes generic synonyms Nicoria and Geoemyda (in part)
=441 Also referenced as Chrysemys scripta elegans
=442 Also referenced as Geochelone elephantopus; also referenced in
genusTestudo
=443 Also referenced as genus Testudo.
=444 Formerly included in genus Trionyx. Also referenced in genus
Aspideretes
=445 Formerly included in genus Trionyx
=446 Formerly included in Podocnemis spp.
=447 Also referenced as Pelusios subniger
=448 Includes Alligatoridae, Crocodylidae andGavialidae
=449 Also referenced as Crocodylus mindorensis
=450 Also referenced in genus Nactus
=451 Includes generic synonym Rhoptropella
=452 Formerly included in Chamaeleo spp.
=453 Tupinambis merianae (Duméril and Bibron, 1839) was until 1
August 2000 listed as T. teguixin (Linnaeus, 1758) (Distribution:
northern Argentina, Uruguay, Paraguay, southern Brazil,
extending into southern Amazonian Brazil). Tupinambis
teguixin (Linnaeus, 1758) was until 1 August 2000 listed as
Tupinambis nigropunctatus (Spix, 1824) (Distribution:
Colombia, Venezuela, Guianas, Amazonian basin of Ecuador,
Peru, Bolivia and Brazil, in Brazil south into State of Sao
Paulo).
=454 Formerly included in family Boidae.
=455 Includes synonym Python molurus pimbura
=456 Also referenced as Constrictor constrictor occidentalis.
=457 Includes synonym Sanzinia manditra
=458 Includes synonym Pseudoboa cloelia
=459 Also referenced as Hydrodynastes gigas
=460 Also referenced as Alsophis chamissonis
=461 Formerly included in genus Natrix
=462 Includes synonyms Naja atra ,Naja kaouthia ,Naja oxiana ,Naja
philippinensis ,Naja samarensis ,Naja sputatrix andNaja
sumatrana
=462a Formerly included as Bothrops nummifer
=462b Formerly included as Bothrops schlegelii
=462cFormerly inc luded as Vipera russelli
=462d Formerly included as Bothrops nasutus
=462e Formerly included as Bothrops ophryomegas
=463 Formerly included in Nectophrynoides
=464 Formerly included in Dendrobates
=465 Also referenced as Rana
=466 Includes generic synonym Megalobatrachus
=467 SensuD'Abrera1997R0338 — EN — 05.08.2001 — 006.001 — 26
▼M5
=468 Includes synonyms Pandinus africanus andHeterometrus
roeseli
=468a Formerly included in genus Brachypelma
=469 Also referenced as Conchodromus dromas
=470 Also referenced in genera Dysnomia andPlagiola
=471 Includes generic synonym Proptera
=472 Also referenced in genus Carunculina
=473 Also referenced as Megalonaias nickliniana
=474 Also referenced as Cyrtonaias tampicoensis tecomatensis and
Lampsilis tampicoensis tecomatensis
=475 Includes generic synonym Micromya
=476 Includes generic synonym Papuina
=477 Includes only the family Helioporidae with one species
Heliopora coerulea
=478 Also referenced as Podophyllum emodi andSinopodophyllum
hexandrum
=479 Includes generic synonyms Neogomesia andRoseocactus
=480 Also referenced in genus Echinocactus
=481 Includes synonym Coryphantha densispina
=482 Also referenced as Echinocereus lindsayi
=483 Also referenced in genus Wilcoxia ; includes Wilcoxia nerispina
=484 Also referenced in genus Coryphantha ; includes synonym
Escobaria nellieae
=485 Also referenced in genus Coryphantha : includes Escobaria leei
as a subspecies
=486 Includes synonym Solisia pectinata
=487 Also referenced in genera Backebergia ,Cephalocereus and
Mitrocereus ; includes synonym Pachycereus chrysomallus
=488 Includes Pediocactus bradyi ssp.despainii andPediocactus
bradyissp.winkleri and synonyms Pediocactus despainii ,
Pediocactus simpsonii ssp.bradyiandPediocactus winkleri ;
also referenced in genus Toumeya .
=489 Also referenced in genera Navajoa ,Toumeya andUtahia
includes synonyms Pediocactus fickeisenii, Navajao peeble-
sianu sssp.fickeisenii andNavajoa fickeisenii .
=490 Also referenced as genera Echinocactus andUtahia
=491 Includes generic synonym Encephalocarpus
=492 Also referenced in genus Pediocactus ; includes synonym
Ancistrocactus tobuschii andFerocactus tobuschii
=493 Also referenced in genera Echinomastus ,Neolloydia and
Pediocactus ; includes synonyms Echinomastus acunensis and
Echinomastus krausei .
=494 Includes synonyms Ferocactus glaucus ,Sclerocactus brevis-
pinus,Sclerocactus wetlandicus andSclerocactus wetlandicus
ssp.ilseae; also referenced in genus Pediocactus .
=495 Also referenced in genera Echinomastus ,Neolloydia and
Pediocactus .
=496 Also referenced in genera Coloradoa, Ferocactus andPedio-
cactus
=497 Also referenced in genera Pediocactus andToumeya
=498 Also referenced in genera Ferocactus andPediocactus .
=499 Includes generic synonyms Gymnocactus andNormanbokea ;
also referenced in genera Kadenicarpus ,Neolloydia ,Pedio-
cactus,Pelecyphora ,Strombocactus ,Thelocactus andToumeya .1997R0338 — EN — 05.08.2001 — 006.001 — 27
▼M5
=500 Also referenced in genus Parodia.
=501 Also referenced as Saussurea lappa
=502 Includes genera Alsophila ,Nephelea ,Sphaeropteris and
Trichipteris .
=503 Also referenced as Euphorbia decaryi var.capsaintemariensis
=504 Includes Euphorbia cremersii fa.viridifolia andEuphorbia
cremersii var.rakotozafyi
=505 Includes Euphorbia cylindrifolia ssp.tuberifera
=506 Includes Euphorbia decaryi vars.ampanihyensis ,robinsonii and
spirosticha
=507 Includes Euphorbia moratii vars.antsingiensis, bemarahensis
andmultiflora
=508 Also referenced as Euphorbia capsaintemariensis var. tulear-
ensis
=509 Also referenced as Engelhardia pterocarpa
=510 Also referenced in the genus Afrormosia .
=511 Includes Aloe compressa vars. rugosquamosa ,schistophila and
paucituberculata .
=512 Includes Aloe haworthioides var.aurantiaca
=513 Includes Aloe laeta var.maniaensis
=514 Formerly included in Talauma hodgsonii ; also referenced as
Magnolia hodgsonii andMagnolia candollii var.obvata.
=515 Includes families Apostasiaceae andCypripediaceae as subfa-
miliesApostasioideae andCypripedioideae
=516 Anacampseros australiana andA. kurtzii are also referenced in
genusGrahamia
=517 Formerly included in Anacampseros spp.
=518 Also referenced as Sarracenia rubra ssp.alabamensis
=519 Also referenced as Sarracenia rubra ssp.jonesii
=520 Formerly included in Zamiaceae spp.
=521 Includes synonym Stangeria paradoxa
=522 Also referenced as Taxus baccata ssp.wallichiana
=523 Includes synonym Welwitschia bainesii
=524 Includes synonym Vulpes vulpes leucopus
=525 Also referenced as Erithacus pectardens
=526 Also referenced as Pogonocichla swynnertoni
=527 Also referenced as Platylophus leucopterus
=528 Includes Lapemis hardwickii
=529 Includes Hippocampus agnesiae ,Hippocampus bleekeri ,Hippo-
campus graciliformis andHippocampus macleayina .
=530 Includes Hippocampus elongatus andHippocampus subelon-
gatus.
=531 Includes Hippocampus tuberculatus .
=532 Includes Hippocampus subcoronatus
=533 Includes Hippocampus fasciatus andHippocampus mohnikei
=534 Includes Hippocampus brunneus, Hippocampus fascicularis,
Hippocampus hudsonius, Hippocampus kinkaidi, Hippocampus
laevicaudatus, Hippocampus marginalis, Hippocampus punctu-
latus, Hippocampus stylifer, Hippocampus tetragonurus and
Hippocampus villosus.
=535 Includes Hippocampus obscurus1997R0338 — EN — 05.08.2001 — 006.001 — 28
▼M5
=536 Includes Hippocampus antiquorum, Hippocampus antiquus,
Hippocampus brevirostris, Hippocampus europeaus, Hippo-
campus heptagonus, Hippocampus pentagonus and
Hippocampus vulgaris.
=537 Includes Hippocampus ecuadorensis, Hippocampus gracilis,
Hippocampus hildebrandi andHippocampus ringens.
=538 Includes Hippocampus atterimus, Hippocampus barbouri,
Hippocampus fisheri, Hippocampus hilonis, Hippocampus
melanospilos, Hippocampus moluccensis, Hippocampus nata-
lensis, Hippocampus polytaenia, Hippocampus rhyncomacer,
Hippocampus taeniopterus andHippocampus valentyni.
=539 Includes Hippocampus suezensis
=540 Includes Hippocampus dahli andHippocampus lenis .
=541 Includes Hippocampus atrichus, Hippocampus guttulatus,
Hippocampus jubatus, Hippocampus longirostris, Hippocampus
microcoronatus, Hippocampus microstephanus, Hippocampus
multiannularis, Hippocampus rosaceus andHippocampus
trichus.
=542 Includes Hippocampus obtusus andHippocampus poeyi .
=543 Includes Hippocampus chinensis, Hippocampus kampylotra-
chelos, Hippocampus manadensis, Hippocampus mannulus and
Hippocampus sexmaculatus.
=544 Includes Hippocampus novaehollandiae
=545 Includes Hippocampus regulus andHippocampus rosamondae
17. The symbol ‘º’ followed by a number placed against the name of a species or
higher taxon shall be interpreted as follows:
º601 A zero annual export quota has been established. All specimens
shall be deemed to be specimens of species included in Annex A
and the provisions of this Regulation shall be applied to them
accordingly.
º602 A zero annual export quota has been established for Manis
crassicaudata ,Manis pentadactyla andManis javanica for
specimens removed from the wild and traded for primarily
commercial purposes.
º603 Specimens of the domesticated form are not subject to the
provisions of the Regulation.
º604 Annual export quotas for live specimens and hunting trophies
are granted as follows:
Botswana: 5
Namibia: 150
Zimbabwe: 50The trade in such specimens is subject to the provisions of
Article 4.1 of the Regulation.
º605 Populations of Botswana, Namibia and Zimbabwe.
For the exclusive purpose of allowing: 1) export of hunting
trophies for non-commercial purposes; 2) export of live animals
to appropriate and acceptable destinations (Namibia: for non-
commercial purposes only); 3) export of hides (Zimbabwe
only); 4) export of leather goods and ivory carvings for non-
commercial purposes (Zimbabwe only). All other specimens
shall be deemed to be specimens of species included in Annex A
and the provisions of this Regulation shall be applied to them
accordingly. To ensure that where a) destinations for live
animals are to be ‘appropriate and acceptable’ and/or b) the
purpose of the import is to be ‘non-commercial’, export permits
and re-export certificates may be issued only after the issuing
Management Authority has received, from the Management
Authority of the State of import, a certification to the effect that:
in case a), in analogy to Article 4(I)(c) of the Regulation, the
holding facility has been reviewed by the competent Scientific
Authority, and the proposed recipient has been found to be
suitably equipped to house and care for the animals; and/or1997R0338 — EN — 05.08.2001 — 006.001 — 29
▼M5
in case b), in analogy to Article 4(I)(d), the Management
Authority is satisfied that the specimens will not be used for
primarily commercial purposes; and
Population of South AfricaFor the exclusive purpose of allowing: 1) trade in hunting
trophies for non-commercial purposes; 2) trade in live animals
for re-introduction purposes into protected areas formally
proclaimed in terms of legislation of the importing country; 3)
trade in hides and leather goods. Trade in raw ivory shall be
whole tusks of government-owned stock originating from the
Kruger National Park, subject to a zero quota. All other
specimens shall be deemed to be specimens of species included
in Appendix A and the trade in them shall be regulated
accordingly.
º606 For the exclusive purpose of allowing international trade in live
animals to appropriate and acceptable destinations and hunting
trophies. All other specimens shall be deemed to be specimens
of species included in Annex A and the provisions of this
Regulation shall be applied to them accordingly.
º607 For the exclusive purpose of allowing international trade in
wool sheared from live vicuñas of the populations included in
Annex B (see +209), and the stock extant at the time of the ninth
meeting of the Conference of the Parties (November 1994) in
Peru of 3 249 kg of wool, and in cloth and items made thereof,
including luxury handicrafts and knitted articles. The reverse
side of the cloth and the selvages must bear the logotype
adopted by the range states of the species, which are signatories
to the Convenion para la Conservación y Manejo de la Vicuña,
the words ‘VICUNA — COUNTRY OF ORIGIN’, depending
on the country of origin. All other specimens shall be deemed to
be specimens of species included in Annex A and the provisions
of this Regulation shall be applied to them accordingly.
º608 A zero annual export quota has been established for Geochelone
sulcata for specimens removed from the wild and traded for
primarily commercial purposes.
º609 Designates, in addition to whole animals, fins and parts of fins
only.
º610 The following are not subject to the provisions of this
Regulation:
Fossils
Coral sand, that is to say material consisting entirely or in part
of finely crushed fragments of dead coral no larger than 2 mm in
diameter and which may also contain, amongst other things, the
remains of Foraminifera, mollusc and crustacean shell, and
coralline algae.
Coral fragments (including gravel and rubble), that is to say
unconsolidated fragments of broken finger-like dead coral and
other material between 2 and 30 mm in diameter.
º611 Artificially propagated specimens of the following hybrids and/
or cultivars are not subject to the provisions of the Regulation:
Hatiora x graeseri
Schlumbergera x buckleyi
Schlumbergera russelliana x Schlumbergera truncataSchlumbergera orssichiana x Schlumbergera truncata
Schlumbergera opuntioides x Schlumbergera truncata
Schlumbergera truncata (cultivars)
Gymnocalycium mihanovichii (cultivars) forms lacking chlor-
ophyll, grafted on the following grafting stocks: Harrisia
‘Jusbertii’, Hylocereus trigonus orHylocereus undatus
Opuntia microdasys (cultivars)
º612 Artificially propagated specimens of cultivars of Euphorbia
trigonaare not subject to the provisions of the Regulation.
º613 Seedling or tissue cultures obtained in vitro, in solid or liquid1997R0338 — EN — 05.08.2001 — 006.001 — 30
▼M6
▼M5
▼M5
media, transported in sterile containers are not subject to the
provisions of the Regulation.
º614 Artificially propagated specimens of cultivars of Cyclamen
persicum are not subject to the provisions of the Regulation.
However, the exemption does not apply to such specimens
traded as dormant tubers
18. In accordance with Article 2(t) of this Regulation, the symbol ‘#’ followed by
a number placed against the name of a species or higher taxon included in
Annex B or C designates parts or derivatives which are specified in relation
thereto for the purposes of the Regulation as follows:
#1 designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro, in solid or
liquid media, transported in sterile containers, and
(c) cut flowers of artificially propagated plants;
#2 designates all parts and derivations, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro, in solid or
liquid media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) chemical derivatives and finished pharmaceutical products;
#3 designates whole and sliced roots and parts of roots, excluding
manufactured parts or derivatives such as powders, pills,
extracts, tonics, teas and confectionery;
#4 designates all parts and derivatives, except:
(a) seeds, except those from Mexican cacti originating in
Mexico, and pollen;
(b) seedling or tissue cultures obtained in vitro, in solid or
liquid media, transported in sterile containers;
(c) cut flowers of artificially propagated plants;
(d) fruits and parts and derivatives thereof of naturalised or
artificially propagated plants; and
(e) separate stem joints (pads) and parts and derivatives
therefore of naturalised or artifically propagated plants of
the genus Opuntia subgenus Opuntia;
#5 designates logs, sawn wood and veneer sheets;
#6 designates logs, wood-chips and unprocessed broken material;
#7 designates all parts and derivatives, except:
(a) seeds and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro, in solid or
liquid media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) fruits and parts and derivatives thereof of artificially
propagated plants of the genus Vanilla.
19. As none of the species or higher taxa of FLORA included in Annex A is
annotated to the effect that its hybrids shall be treated in accordance with the
provisions of Article 4.1 of the Regulation, this means that artifically
propagated hybrids produced from one or more of these species or taxa may
be traded with a certificate of artificial propagation, and that seeds and pollen
(including pollinia), cut flowers, seedling or tissue cultures obtained in vitro,
in solid or liquid media, transported in sterile containers of these hybrids are
not subject to the provisions of the Regulation.
20. In respect of fauna species listed in Annex D, the provisions, shall apply only
to live specimens and whole or substantially whole, dead specimens except
for taxa which are annotated as follows to show that other parts and
derivatives are also covered:
§ 1 Any whole or substantially whole skins, raw or tanned;
§ 2 Any feathers or any skin or other part with feathers on it.1997R0338 — EN — 05.08.2001 — 006.001 — 31
▼M5
21. In respect of flora species listed in Annex D, the provisions shall apply only
to live specimens except for taxa which are annotated as follows to show that
other parts and derivatives are also covered:
§ 3 Dried and fresh plants, including; leaves, roots/rootstock, stems,
seeds/spores, bark and fruits.1997R0338 — EN — 05.08.2001 — 006.001 — 32
Annex A Annex B Annex C Common name
FAUNA
CHORDATA
MAMMALIA
MONOTREMA
Tachyglossidae Zaglossus spp. (II) Long-nosed echina
DASYUROMORPHIADasyuridae Sminthopsis longicaudata (I) Long-tailed dunnart
Sminthopsis psammophila (I) Sandhill dunnart
Thylacinidae Thylacinus cynocephalus p.e. (I) Thylacine
PERAMELEMORPHIAPeramelidae Chaeropus ecaudatus p.e. (I) Pig-footed bandicoot
Macrotis lagotis (I) Greater bilby
Macrotis leucura (I) Lesser bilby
Perameles bougainville (I) Western barred bandicoot
DIPROTODONTIAPhalangeridae Phalanger orientalis (II) Grey cuscus
Spilocuscus maculatus (II) =301 Common spotted cuscus
Vombatidae Lasiorhinus krefftii (I) Northern hairy-nosed wombat
Macropodidae Dendrolagus dorianus Unicoloured tree kangaroo
Dendrolagus goodfellowi Goodfellow's tree kangaroo
Dendrolagus inustus (II) Grizzled tree kangaroo
Dendrolagus matschiei Matschie's tree kangaroo
Dendrolagus ursinus (II) Vogelkop tree kangaroo
Lagorchestes hirsutus (I) Rufous hare-wallaby
Lagostrophus fasciatus (I) Banded hare-wallaby
Onychogalea fraenata (I) Bridled nailtail wallaby
Onychogalea lunata (I) Crescent nailtail wallaby▼M51997R0338 — EN — 05.08.2001 — 006.001 — 33
Annex A Annex B Annex C Common name
Potoroidae Bettongia spp. (I) Bettongs
Caloprymnus campestris p.e. (I) Desert rat-kangaroo
CHIROPTERAPteropodidae Acerodon spp.* (II) Flying foxes
Acerodon jubatus (I) Golden-capped fruit bat
Acerodon lucifer p.e. (I) Panay giant fruit bat
Pteropus spp.* (II) Flying-foxes
Pteropus insularis (I) Truk flying-fox
Pteropus livingstonei (II) Comoro black flying-fox
Pteropus mariannus (I) Micronesian flying-fox
Pteropus molossinus (I) Pohnpei flying-fox
Pteropus phaeocephalus (I) Mortlock flying-fox
Pteropus pilosus (I) Large Palau flying-fox
Pteropus rodricensis (II) Rodriques flying-fox
Pteropus samoensis (I) Samoan flying-fox
Pteropus tonganus (I) Insular flying-fox
Pteropus voeltzkowi (II) Pemba flying-fox
Phyllostomidae Platyrrhinus lineatus (III UY)=302 White-lined bat
PRIMATES PRIMATES spp.* (II) =303 Primates
Lemuridae Lemuridae spp. (I) Lemurs
Megaladapidae Megaladapidae spp. (I) =304 Sportive lemurs
Cheirogaleidae Cheirogaleidae spp. (I) Dwarf lemurs and mouse-lemurs
Indridae Indridae spp. (I) Indri, sifakas and woolly lemurs
Daubentoniidae Daubentonia madagascariensis (I) Aye-aye
Tarsiidae Tarsius spp. (II) Tarsiers
Callithricidae Callimico goeldii (I) Goeldi's marmoset
Callithrix aurita (I) =305 Buffy-tufted-ear marmoset
Callithrix flaviceps (I) =305 Buffy-headed marmoset
Leontopithecus spp. (I) =306 Lion tamarins▼M51997R0338 — EN — 05.08.2001 — 006.001 — 34
Annex A Annex B Annex C Common name
Saguinus bicolor (I) Bare-faced tamarin
Saguinus geoffroyi (I) =307 Rufous-naped tamarin
Saguinus leucopus (I) White-footed tamarin
Saguinus oedipus (I) Cotton-headed tamarin
Cebidae Alouatta coibensis (I) =308 Coibensis howler
Alouatta palliata (I) Mantled howler
Alouatta pigra (I) =309 Guatemalan howler
Ateles geoffroyi frontatus (I) Black-browed spider monkey
Ateles geoffroyi panamensis (I) Red spider monkey
Brachyteles arachnoides (I) Woolly spider monkey
Cacajao spp. (I) Uakaris
Callicebus personatus (II) Masked titi
Chiropotes albinasus (I) White-nosed saki
Lagothrix flavicauda (I) Yellow-tailed woolly monkey
Saimiri oerstedii (I) Central American squirrel monkey
Cercopithecidae Cercocebus galeritus (I/II) ×701 Crested mangabey
Cercopithecus diana (I) =310 Diana guenon
Cercopithecus solatus (II) Sun-tailed monkey
Colobus satanas (II) Black colobus
Macaca silenus (I) Lion-tailed macaque
Mandrillus leucophaeus (I) =311 Drill
Mandrillus sphinx (I) =311 Mandrill
Nasalis concolor (I) =312 Pig-tailed langur
Nasalis larvatus (I) Proboscis monkey
Presbytis potenziani (I) Mentawai leaf monkey
Procolobus pennantii (I/II) ×702 Eastern red colobus
Procolobus preussi (II) Preuss's colobus
Procolobus rufomitratus (I) =313 Tana River colobus
Pygathrix spp . (I) =314 Snub-nosed monkeys▼M51997R0338 — EN — 05.08.2001 — 006.001 — 35
Annex A Annex B Annex C Common name
Semnopithecus entellus (I) =315 Hanuman langur
Trachypithecus francoisi (II) François' leaf monkey
Trachypithecus geei (I) =316 Golden langur
Trachypithecus johnii (II) Nilgiri langur
Trachypithecus pileatus (I) =317 Capped langur
Hylobatidae Hylobatidae spp. (I) Gibbons
Hominidae Gorilla gorilla (I) Gorilla
Panspp. (I) Chimpanzees
Pongo pygmaeus (I) Orang-utan
XENARTHRA
Mermecophagidae Myrmecophaga tridactyla (II) Giant anteater
Tamandua mexicana (III GT) =318 Tamandua
Bradypodidae Bradypus variegatus (II) =319 Brown-throated sloth
Megalonychidae Choloepus hoffmanni (III GT) Hoffman's two-toed sloth
Dasypodidae Cabassous centralis (III GT) Northern naked-tailed armadillo
Cabassous tatouay (III GT) =320 Greater naked-tailed armadillo
Chaetophractus nationi (II) º601 Hairy armadillo
Priodontes maximus (I) =321 Giant armadillo
PHOLIDOTAManidae Manisspp. (II) º602 Pangolins
LAGOMORPHALeporidae Caprolagus hispidus (I) Hispid rabbit
Romerolagus diazi (I) Volcano rabbit
RODENTIASciuridae Cynomys mexicanus (I) Mexican prairie dog
Epixerus ebii (III GH) Ebian's palm squirrel
Marmota caudata (III IN) Long-tailed marmot
Marmota himalayana (III IN) Himalayan marmot
Ratufaspp. (II) Giant squirrels▼M51997R0338 — EN — 05.08.2001 — 006.001 — 36
Annex A Annex B Annex C Common name
Sciurus deppei (III CR) Deppe's squirrel
Anomaluridae Anomalurus beecrofti (III GH) Beecroft's flying squirrel
Anomalurus derbianus (III GH) Lord Derby's flying squirrel
Anomalurus pelii (III GH) Pel's flying squirrel
Idiurus macrotis (III GH) Long-eared flying squirrel
Muridae Leporillus conditor (I) Greater stick-nest rat
Pseudomys praeconis (I) Shark Bay mouse
Xeromys myoides (I) False water-rat
Zyzomys pedunculatus (I) Central rock-rat
Hystricidae Hystrix cristata (III GH) North African crested porcupine
Erethizontidae Sphiggurus mexicanus (III HN) =322 Mexican tree porcupine
Sphiggurus spinosus (III UY) =322 Spiny tree porcupine
Agoutidae Agouti paca (III HN) =323 Spotted paca
Dasyproctidae Dasyprocta punctata (III HN) Central American agouti
Chinchillidae Chinchilla spp. (I) º603 Chinchillas
CETACEA CETACEA spp. (I/II) ×703 Cetaceans
CARNIVORA
Canidae Canis aureus (III IN) Golden jackal
Canis lupus** (I/II) −101 ×704 Canis lupus * (II) +201 Grey wolf
Canis simensis Ethiopian wolf
Cerdocyon thous (II) =324 Forest fox
Chrysocyon brachyurus (II) Maned wolf
Cuon alpinus (II) Asiaticwild dog
Pseudalopex culpaeus (II) =324 Colpeo fox
Pseudalopex griseus (II) =325 Argentine grey fox
Pseudalopex gymnocercus (II) =324 Pampa fox
Speothos venaticus (I) Bush dog
Vulpes bengalensis (III IN) Bengal fox
Vulpes cana (II) Blanford's fox▼M51997R0338 — EN — 05.08.2001 — 006.001 — 37
Annex A Annex B Annex C Common name
Vulpes zerda (II) =326 Fennecfox
Ursidae Ursidae spp.* (II) Bears
Ailuropoda melanoleuca (I) Giant panda
Ailurus fulgens (I) Lesser panda
Helarctos malayanus (I) Sun bear
Melursus ursinus (I) Sloth bear
Tremarctos ornatus (I) Spectacled bear
Ursus arctos (I/II) ×705 Brown bear
Ursus thibetanus (I) =327 Asiaticblac k bear
Procyonidae Bassaricyon gabbii (III CR) Bushy-tailed olingo
Bassariscus sumichrasti (III CR) Central American cacomistle
Nasua narica (III HN) =328 Coati
Nasua nasua solitaria (III UY) South Brazilian coati
Potos flavus (III HN) Kinkajou
MustelidaeLutrinae Lutrinae spp. * Otters
Aonyx congicus ** (I) +202 =329 Cameroon clawless otter
Enhydra lutris nereis (I) Southern sea otter
Lontra felina (I) =331 Marine otter
Lontra longicaudis (I) =332 South American river otter
Lontra provocax (I) =331 Southern river otter
Lutra lutra (I) Eurasian otter
Pteronura brasiliensis (I) Giant otter
Mephitinae Conepatus humboldtii (II) Patagonian hog-nosed skunk
Mustelinae Eira barbara (III HN) Tayra
Galictis vittata (III CR) =330 Greater grison
Martes flavigula (III IN) Yellow-throated marten
Martes foina intermedia (III IN) Stone marten
Martes gwatkinsii (III IN) =333 Nilgiri marten▼M51997R0338 — EN — 05.08.2001 — 006.001 — 38
Annex A Annex B Annex C Common name
Mellivora capensis (III BW/GH) Honey badger
Mustela nigripes (I) Black-footed ferret
Viverridae Arctictis binturong (III IN) Binturong
Civettictis civetta (III BW) =334 African civet
Cryptoprocta ferox (II) Fossa
Cynogale bennettii (II) Otter-civet
Eupleres goudotii (II) =335 Falanouc
Fossa fossana (II) Malagasy civet
Hemigalus derbyanus (II) Banded palm civet
Paguma larvata (III IN) Masked palm civet
Paradoxurus hermaphroditus (III IN) Common palm civet
Paradoxurus jerdoni (III IN) Jerdon's palm civet
Prionodon linsang (II) Banded linsang
Prionodon pardicolor (I) Spotted linsang
Viverra civettina (III IN) =336 Malabar large-spotted civet
Viverra zibetha (III IN) Large Indian civet
Viverricula indica (III IN) Small Indian civet
Herpestidae Herpestes brachyurus fusca (III IN)
=337Indian brown mongoose
Herpestes edwardsii (III IN) Indian grey mongoose
Herpestes javanicus auropunctata
(III IN) =338Small Indian mongoose
Herpestes smithii (III IN) Ruddy mongoose
Herpestes urva (III IN) Crab-eating mongoose
Herpestes vitticollis (III IN) Stripe-necked mongoose
Hyaenidae Proteles cristatus (III BW) Aardwolf
Felidae Felidae spp.* (II) º603 Cats
Acinonyx jubatus (I) º604 Cheetah
Caracal caracal ** (I) +203 =339 Asian caracal
Catopuma temminckii (I) =340 Asiaticgolden c at▼M51997R0338 — EN — 05.08.2001 — 006.001 — 39
Annex A Annex B Annex C Common name
Felis nigripes (I) Black-footed cat
Felis silvestris (II) Wild cat
Herpailurus yaguarondi ** (I) +204
=340Jaguarundi
Leopardus pardalis (I) =340 Ocelot
Leopardus tigrinus (I) =340 Little spotted cat
Leopardus wiedii (I) =340 Margay
Lynx lynx (II) =340 Eurasian lynx
Lynx pardinus (I) =341 Iberian lynx
Neofelis nebulosa (I) Clouded leopard
Oncifelis geoffroyi (I) =340 Geoffroy's cat
Oreailurus jacobita (I) =340 Andean cat
Panthera leo persica (I) Asiaticlion
Panthera onca (I) Jaguar
Panthera pardus (I) Leopard
Panthera tigris (I) Tiger
Pardofelis marmorata (I) =340 Marbled cat
Prionailurus bengalensis benga-
lensis** (I) +205 =340Bengal leopard cat
Prionailurus bengalensis iriomo-
tensis(II)=340Iriomote cat
Prionailurus planiceps (I) =340 Flat-headed cat
Prionailurus rubiginosus ** (I) +206
=340Rusty-spotted cat
Puma concolor coryi (I) =340 Florida puma
Puma concolor costaricensis (I)
=340Costa Rican puma
Puma concolor cougar (I) =340 Eastern puma
Uncia uncia (I) =342 Snow leopard
Otariidae Arctocephalus spp.* (II) Fur seals
Arctocephalus philippii (II) Juan Fernandez fur seal▼M51997R0338 — EN — 05.08.2001 — 006.001 — 40
Annex A Annex B Annex C Common name
Arctocephalus townsendi (I) Guadelupe fur seal
Odobenidae Odobenus rosmarus (III CA) Walrus
Phocidae Mirounga leonina (II) Southern elephant-seal
Monachus spp. (I) Monk seals
PROBOSCIDEAElephantidae Elephas maximus (I) Asian elephant
Loxodonta africana ** (I) −102 Loxodonta africana * (II) +207 º605 African elephant
SIRENIADugongidae Dugong dugon (I) Dugong
Trichechidae Trichechidae spp. (I/II) ×706 Manatees
PERISSODACTYLA
Equidae Equus africanus (I) =343 African ass
Equus grevyi (I) Grevy's zebra
Equus hemionus (I/II) ×707 Asiaticwild ass
Equus kiang (II) =344 Kiang
Equus onager * (II) =344 Onager ass
Equus onager khur (I) =344 Indian wild ass
Equus przewalskii (I) =345 Przewalski's horse
Equus zebra hartmannae (II) Hartmann's mountain zebra
Equus zebra zebra (I) Cape mountain zebra
Tapiridae Tapiridae spp.** (I) Tapirs
Tapirus terrestris (II) Brazilian tapir
Rhinocerotidae Rhinocerotidae spp.** (I) Rhinoceroses
Ceratotherium simum simum * (II)
º606 +208Southern white rhino
ARTIODACTYLA
Suidae Babyrousa babyrussa (I) Babirusa
Sus salvanius (I) Pygmy hog
Tayassuidae Tayassuidae spp.* (II) −103 Peccaries▼M51997R0338 — EN — 05.08.2001 — 006.001 — 41
Annex A Annex B Annex C Common name
Catagonus wagneri (I) Chacoan peccary
Hippopotamidae Hexaprotodon liberiensis (II) =346 Pygmy hippopotamus
Hippopotamus amphibius (II) Hippopotamus
Camelidae Lama guanicoe (II) Guanaco
Vicugna vicugna ** (I) −104 Vicugna vicugna * (II) º607 +209 Vicuña
Tragulidae Hyemoschus aquaticus (III GH) Water chevrotain
Moschidae Moschus spp.** (I) +210 Moschus spp.* (II) − 105 Musk deer
Cervidae Axis calamianensis (I) =347 Calamian deer
Axis kuhlii (I) =348 Kuhl's hog deer
Axis porcinus annamiticus (I) =349 Indochina hog deer
Blastocerus dichotomus (I) Marsh deer
Cervus duvaucelii (I) Swamp deer
Cervus elaphus bactrianus (II) Bactrian deer
Cervus elaphus barbarus (III TN) Barbary deer
Cervus elaphus hanglu (I) Hangul
Cervus eldii (I) Thamin
Dama mesopotamica (I) =350 Persian fallow deer
Hippocamelus spp. (I) Huemuls
Mazama americana cerasina (III
GT)Middle American red brocket
Megamuntiacus vuquanghensis (I) Giant muntjac
Muntiacus crinifrons (I) Black muntjac
Odocoileus virginianus mayensis (III
GT)Guatemalan white-tailed deer
Ozotoceros bezoarticus (I) Pampas deer
Pudu mephistophiles (II) Northern pudu
Pudu puda (I) Southern pudu
Antilocapridae Antilocapra americana (I) +211 Mexican pronghorn
Bovidae Addax nasomaculatus (I) Addax
Ammotragus lervia (II) Barbary sheep▼M51997R0338 — EN — 05.08.2001 — 006.001 — 42
Annex A Annex B Annex C Common name
Antilope cervicapra (III NP) Blackbuck
Bison bison athabascae (II) Wood bison
Bos gaurus (I) º603 =351 Gaur
Bos mutus (I) º603 =352 Wild yak
Bos sauveli (I) =353 Kouprey
Bubalus arnee (III NP) =354 Wild Asiaticbuffalo
Bubalus depressicornis (I) =355 Lowland anoa
Bubalus mindorensis (I) =355 Tamaraw
Bubalus quarlesi (I) =355 Mountain anoa
Budorcas taxicolor (II) Takin
Capra falconeri (I) Markhor
Cephalophus dorsalis (II) Bay duiker
Cephalophus jentinki (I) Jentink's duiker
Cephalophus monticola (II) Blue duiker
Cephalophus ogilbyi (II) Ogilby's duiker
Cephalophus silvicultor (II) Yellow-backed duiker
Cephalophus zebra (II) Banded duiker
Damaliscus lunatus (III GH) Tsessebi
Damaliscus pygargus pygargus (II)
=356Bontebok
Gazella cuvieri (III TN) Edmi gazelle
Gazella dama (I) Dama gazelle
Gazella dorcas (III TN) Dorcas gazelle
Gazella leptoceros (III TN) Rhim
Hippotragus niger variani (I) Giant sable antelope
Kobus leche (II) Lechwe
Naemorhedus baileyi (I) =357 Red goral
Naemorhedus caudatus (I) =357 Chinese goral
Naemorhedus goral (I) Goral▼M51997R0338 — EN — 05.08.2001 — 006.001 — 43
Annex A Annex B Annex C Common name
Naemorhedus sumatraensis (I) =358 Mainland serow
Oryx dammah (I) =359 Scimitar-horned oryx
Oryx leucoryx (I) Arabian oryx
Ovis ammon * (II) Argali
Ovis ammon hodgsonii (I) Tibetan argali
Ovis ammon nigrimontana (I) Kara Tau argali
Ovis canadensis (II) +211 Mexican bighorn sheep
Ovis orientalis ophion (I) =360 Cyprus mouflon
Ovis vignei * (II) Urial
Ovis vignei vignei (I) =361 Ladakh urial
Pantholops hodgsonii (I) Chiru
Pseudoryx nghetinhensis (I) Vu Quang ox
Rupicapra pyrenaica ornata (I) =362 Abruzzo chamois
Saiga tatarica (II) Saiga antelope
Tetracerus quadricornis (III NP) Four-horned antelope
Tragelaphus eurycerus (III GH)
=363Bongo
Tragelaphus spekei (III GH) Sitatunga
AVES
STRUTHIONIFORMESStruthionidae Struthio camelus (I) +212 Ostrich
RHEIFORMES
Rheidae Rhea americana (II) Greater rhea
Rhea pennata** (I) −108 =364 Lesser rhea
Rhea pennata pennata* (II) +213
=364Lesser rhea
TINAMIFORMES
Tinamidae Tinamus solitarius (I) Solitary tinamou
SPHENISCIFORMES
Spheniscidae Spheniscus demersus (II) Jackass penguin▼M51997R0338 — EN — 05.08.2001 — 006.001 — 44
Annex A Annex B Annex C Common name
Spheniscus humboldti (I) Humboldt penguin
PODICIPEDIFORMESPodicipedidae Podilymbus gigas (I) Atitlan Grebe
PROCELLARIIFORMES
Diomedeidae Diomedea albatrus (I) Short-tailed albatross
PELECANIFORMES
Pelecanidae Pelecanus crispus (I) Dalmatian pelican
Sulidae Papasula abbotti (I) =365 Abbott's booby
Fregatidae Fregata andrewsi (I) Christmas frigatebird
CICONIIFORMES
Ardeidae Ardea goliath (III GH) Goliath heron
Bubulcus ibis (III GH) =366 Cattle egret
Casmerodius albus (III GH) =367 Great egret
Egretta garzetta (III GH) Little egret
Balaenicipitidae Balaeniceps rex (II) Shoebill
Ciconiidae Ciconia boyciana (I) =368 Oriental stork
Ciconia nigra (II) Black stork
Ciconia stormi Storm's stork
Ephippiorhynchus senegalensis (III
GH)Saddle-billed stork
Jabiru mycteria (I) Jabiru
Leptoptilos crumeniferus (III GH) Marabou stork
Leptoptilos dubius Greater adjutant stork
Mycteria cinerea (I) Milky stork
Threskiornithidae Bostrychia hagedash (III GH) =369 Hadada ibis
Bostrychia rara (III GH) =370 Spot-breasted ibis
Eudocimus ruber (II) Scarlet ibis
Geronticus calvus (II) Bald ibis
Geronticus eremita (I) Waldrapp▼M51997R0338 — EN — 05.08.2001 — 006.001 — 45
Annex A Annex B Annex C Common name
Nipponia nippon (I) Crested ibis
Platalea leucorodia (II) Eurasian spoonbill
Pseudibis gigantea Giant ibis
Threskiornis aethiopicus (III GH) Sacred ibis
Phoenicopteridae Phoenicopteridae spp.* (II) Flamingos
Phoenicopterus ruber (II) =371 Greater flamingo
ANSERIFORMESAnatidae Alopochen aegyptiacus (III GH) Egyptian goose
Anas acuta (III GH) Northern pintail
Anas aucklandica (I) =372 Brown teal
Anas bernieri (II) Madagascar teal
Anas capensis (III GH) Cape teal
Anas clypeata (III GH) =373 Northern shoveler
Anas crecca (III GH) Common teal
Anas formosa (II) Baikal teal
Anas laysanensis (I) =374 Laysan duck
Anas oustaleti (I) =375 Marianas mallard
Anas penelope (III GH) Eurasian wigeon
Anas querquedula (III GH) Garganey
Aythya innotata Madagascar pochard
Aythya nyroca (III GH) =376 Ferruginous duck
Branta canadensis leucopareia (I) Aleutian goose
Branta ruficollis (II) Red-breasted goose
Branta sandvicensis (I) Nene
Cairina moschata (III HN) Muscovy duck
Cairina scutulata (I) White-winged duck
Coscoroba coscoroba (II) Coscoroba swan
Cygnus melanocorypha (II) Black-necked swan
Dendrocygna arborea (II) West Indian whistling-duck▼M51997R0338 — EN — 05.08.2001 — 006.001 — 46
Annex A Annex B Annex C Common name
Dendrocygna autumnalis (III HN) Black-bellied whistling-duck
Dendrocygna bicolor (III GH/HN)
=377Fulvous whistling-duck
Dendrocygna viduata (III GH) White-faced whistling-duck
Mergus octosetaceus Brazilian merganser
Nettapus auritus (III GH) African pygmy-goose
Oxyura leucocephala (II) White-headed duck
Plectropterus gambensis (III GH) Spur-winged goose
Pteronetta hartlaubii (III GH) =378 Hartlaub's duck
Rhodonessa caryophyllacea p.e. (I) Pink-headed duck
Sarkidiornis melanotos (II) Comb duck
Tadorna cristata Crested shelduck
FALCONIFORMES FALCONIFORMES spp.* (II) −106 Diurnal birds of prey
Cathartidae Gymnogyps californianus (I) California condor
Sarcoramphus papa (III HN) King vulture
Vultur gryphus (I) Andean condor
Pandionidae Pandion haliaetus (II) Osprey
Accipitridae Accipiter brevipes (II) Levant sparrowhawk
Accipiter gentilis (II) Northern goshawk
Accipiter nisus (II) Eurasian sparrowhawk
Aegypius monachus (II) Cinereous vulture
Aquila adalberti (I) =379 Adalbert's eagle
Aquila chrysaetos (II) Golden eagle
Aquila clanga (II) Greater spotted eagle
Aquila heliaca (I) Imperial eagle
Aquila pomarina (II) Lesser spotted eagle
Buteo buteo (II) Common buzzard
Buteo lagopus (II) Rough legged buzzard
Buteo rufinus (II) Long-legged buzzard▼M51997R0338 — EN — 05.08.2001 — 006.001 — 47
Annex A Annex B Annex C Common name
Chondrohierax uncinatus wilsonii (I)
=380Cuban hook-billed kite
Circaetus gallicus (II) Short-toed snake-eagle
Circus aeruginosus (II) Western marsh-harrier
Circus cyaneus (II) Northern harrier
Circus macrourus (II) Pallid harrier
Circus pygargus (II) Montagu's harrier
Elanus caeruleus (II) Black-winged kite
Eutriorchis astur (II) Madagascar serpent-eagle
Gypaetus barbatus (II) Lammergeier
Gyps fulvus (II) Eurasian griffon
Haliaeetus spp. (I/II) ×708 Sea-eagles
Harpia harpyja (I) Harpy eagle
Hieraaetus fasciatus (II) Bonelli's eagle
Hieraaetus pennatus (II) Booted eagle
Leucopternis occidentalis (II) Grey-backed hawk
Milvus migrans (II) Black kite
Milvus milvus (II) Red kite
Neophron percnopterus (II) Egyptian vulture
Pernis apivorus (II) European honey-buzzard
Pithecophaga jefferyi (I) Great Philippine eagle
Falconidae Falco araea (I) Seychelles kestrel
Falco biarmicus (II) Lanner falcon
Falco cherrug (II) Saker falcon
Falco columbarius (II) Merlin
Falco eleonorae (II) Eleonora's falcon
Falco jugger (I) Laggar falcon
Falco naumanni (II) Lesser kestrel
Falco newtoni ** (I) +214 Newton's kestrel▼M51997R0338 — EN — 05.08.2001 — 006.001 — 48
Annex A Annex B Annex C Common name
Falco pelegrinoides (I) =381 Barbary falcon
Falco peregrinus (I) Peregrine falcon
Falco punctatus (I) Mauritius kestrel
Falco rusticolus (I) Gyrfalcon
Falco subbuteo (II) Eurasian hobby
Falco tinnunculus (II) Common kestrel
Falco vespertinus (II) Red-footed falcon
GALLIFORMESMegapodiidae Macrocephalon maleo (I) Maleo
Cracidae Craxspp.* (-/III) ×709 Curassows
Crax alberti (III CO) Blue-knobbed curassow
Crax blumenbachii (I) Red-billed curassow
Mitu mitu (I) =382 Alagoas curassow
Oreophasis derbianus (I) Horned guan
Ortalis vetula (III GT/HN) Plain chachalaca
Pauxispp. (-/III) ×710 =383 Helmeted curassows
Penelope albipennis (I) White-winged guan
Penelope purpurascens (III HN) Crested guan
Penelopina nigra (III GT) Highland guan
Pipile jacutinga (I) =384 Black-fronted piping guan
Pipile pipile (I) =385 Trinidad piping guan
Phasianidae Agelastes meleagrides (III GH) White-breasted guineafowl
Agriocharis ocellata (III GT) Ocellated turkey
Arborophila charltonii (III MY) Chestnut-necklaced partridge
Arborophila orientalis (III MY)
=386Grey-breasted partridge
Argusianus argus (II) Great argus
Caloperdix oculea (III MY) Ferruginous partridge
Catreus wallichii (I) Cheer pheasant▼M51997R0338 — EN — 05.08.2001 — 006.001 — 49
Annex A Annex B Annex C Common name
Colinus virginianus ridgwayi (I) Masked bobwhite
Crossoptilon crossoptilon (I) White eared-pheasant
Crossoptilon harmani (I) =387 Tibetan eared-pheasant
Crossoptilon mantchuricum (I) Brown eared-pheasant
Gallus sonneratii (II) Grey junglefowl
Ithaginis cruentus (II) Blood pheasant
Lophophorus impejanus (I) Himalayan monal
Lophophorus lhuysii (I) Chinese monal
Lophophorus sclateri (I) Sclater's monal
Lophura bulweri Bulwer's pheasant
Lophura diardi Siamese fireback
Lophura edwardsi (I) Edwards' pheasant
Lophura erythrophthalma (III MY) Crestless fireback
Lophura hatinhensis Vietnamese fireback
Lophura hoogerwerfi Sumatran pheasant
Lophura ignita (III MY) Crested fireback
Lophura imperialis (I) Imperial pheasant
Lophura inornata Salvadori's pheasant
Lophura leucomelanos Kalij pheasant
Lophura swinhoii (I) Swinhoe's pheasant
Melanoperdix nigra (III MY) Black partridge
Odontophorus strophium Gorgeted wood-quail
Ophrysia superciliosa Himalayan quail
Pavo muticus (II) Green peafowl
Polyplectron bicalcaratum (II) Grey peacock-pheasant
Polyplectron emphanum (I) Palawan peacock pheasant
Polyplectron germaini (II) Germain's peacock-pheasant
Polyplectron inopinatum (III MY) Mountain peacock-pheasant
Polyplectron malacense (II) Malayan peacock-pheasant▼M51997R0338 — EN — 05.08.2001 — 006.001 — 50
Annex A Annex B Annex C Common name
Polyplectron schleiermacheri (II)
=388Bornean peacock-pheasant
Rheinardia ocellata (I) =389 Crested argus
Rhizothera longirostris (III MY) Long-billed partridge
Rollulus rouloul (III MY) Crested partridge
Syrmaticus ellioti (I) Elliot's pheasant
Syrmaticus humiae (I) Hume's pheasant
Syrmaticus mikado (I) Mikado pheasant
Tetraogallus caspius (I) Caspian snowcock
Tetraogallus tibetanus (I) Tibetan snowcock
Tragopan blythii (I) Blyth's tragopan
Tragopan caboti (I) Cabot's tragopan
Tragopan melanocephalus (I) Western tragopan
Tragopan satyra (III NP) Satyr tragopan
Tympanuchus cupido attwateri (I) Attwater's prairie-chicken
GRUIFORMES
Gruidae Gruidae spp.* (II) Cranes
Grus americana (I) Whooping crane
Grus canadensis (I/II) ×711 Sandhill crane
Grus grus (II) Common crane
Grus japonensis (I) Red-crowned crane
Grus leucogeranus (I) Siberian crane
Grus monacha (I) Hooded crane
Grus nigricollis (I) Black-necked crane
Grus vipio (I) White-necked crane
Rallidae Gallirallus sylvestris (I) =390 Lord Howe rail
Rhynochetidae Rhynochetos jubatus (I) Kagu
Otididae Otididae spp.* (II) Bustards
Ardeotis nigriceps (I) =391 Indian bustard▼M51997R0338 — EN — 05.08.2001 — 006.001 — 51
Annex A Annex B Annex C Common name
Chlamydotis undulata (I) Houbara bustard
Eupodotis indica (II) Lesser florican
Eupodotis bengalensis (I) =392 Bengal florican
Otis tarda (II) Great bustard
Tetrax tetrax (II) Little bustard
CHARADRIIFORMES
Burhinus bistriatus (III GT) Double-striped thick-knee
Scolopacidae Numenius borealis (I) Eskimo curlew
Numenius tenuirostris (I) Slender-billed curlew
Tringa guttifer (I) Nordmann's greenshank
Laridae Larus relictus (I) Relict gull
COLUMBIFORMESColumbidae Caloenas nicobarica (I) Nicobar pigeon
Columba caribaea Ring-tailed pigeon
Claravis godefrida Purple-winged ground-dove
Columba guinea (III GH) Speckled pigeon
Columba iriditorques (III GH) =393 Western bronze-naped pigeon
Columba livia (III GH) Rock pigeon
Columba mayeri (III MU) =394 Pink pigeon
Columba unicincta (III GH) Afep pigeon
Didunculus strigirostris Tooth-billed pigeon
Ducula mindorensis (I) Mindoro zone-tailed pigeon
Gallicolumba luzonica (II) Luzon bleeding-heart
Gouraspp. (II) Crowned-pigeons
Leptotila wellsi Grenada dove
Oena capensis (III GH) Namaqua dove
Streptopelia decipiens (III GH) Mourning collared-dove
Streptopelia roseogrisea (III GH) African collared-dove
Streptopelia semitorquata (III GH) Red-eyed dove▼M51997R0338 — EN — 05.08.2001 — 006.001 — 52
Annex A Annex B Annex C Common name
Streptopelia senegalensis (III GH) Laughing dove
Streptopelia turtur (III GH) European turtle-dove
Streptopelia vinacea (III GH) Vinaceous dove
Treron calva (III GH) =395 African green-pigeon
Treron waalia (III GH) Bruce's green-pigeon
Turtur abyssinicus (III GH) Black-billed wood-dove
Turtur afer (III GH) Blue-spotted wood-dove
Turtur brehmeri (III GH) =396 Blue-headed wood-dove
Turtur tympanistria (III GH) =397 Tambourine dove
PSITTACIFORMES PSITTACIFORMES spp.* (II) −107 Parrots, etc.
Psittacidae Amazona arausiaca (I) Red-necked parrot
Amazona barbadensis (I) Yellow-shouldered parrot
Amazona brasiliensis (I) Red-tailed parrot
Amazona guildingii (I) St Vincent parrot
Amazona imperialis (I) Imperial parrot
Amazona leucocephala (I) Cuban parrot
Amazona pretrei (I) Red-spectacled parrot
Amazona rhodocorytha (I) =398 Red-browed parrot
Amazona tucumana (I) Tucuman parrot
Amazona versicolor (I) Saint Lucia parrot
Amazona vinacea (I) Vinaceous parrot
Amazona viridigenalis (I) Green-cheeked parrot
Amazona vittata (I) Puerto Rican parrot
Anodorhynchus spp. (I) Blue macaws
Ara ambigua (I) Great green macaw
Ara glaucogularis (I) =399 Blue-throated macaw
Ara macao (I) Scarlet macaw
Ara maracana (I) Blue-winged macaw
Ara militaris (I) Military macaw▼M51997R0338 — EN — 05.08.2001 — 006.001 — 53
Annex A Annex B Annex C Common name
Ara rubrogenys (I) Red-fronted macaw
Aratinga guarouba (I) Golden parakeet
Cacatua goffini (I) Tanimbar cockatoo
Cacatua haematuropygia (I) Philippine cockatoo
Cacatua moluccensis (I) Salmon-crested cockatoo
Cyanopsitta spixii (I) Spix's macaw
Cyanoramphus auriceps forbesi (I) Chatham Island yellow-fronted para-
keet
Cyanoramphus cookii (I) =400 Norfolk parakeet
Cyanoramphus novaezelandiae (I) Red-fronted parakeet
Cyclopsitta diophthalma coxeni (I)
=401Coxen's double-eyed fig parrot
Eos histrio (I) Red and blue lory
Eunymphicus cornutus (I) Horned parakeet
Geopsittacus occidentalis p.e. (I)
=402Night parrot
Neophema chrysogaster (I) Orange-bellied parrot
Ognorhynchus icterotis (I) Yellow-eared parrot
Pezoporus wallicus (I) Ground parrot
Pionopsitta pileata (I) Pileated parrot
Probosciger aterrimus (I) Palm cockatoo
Psephotus chrysopterygius (I) Golden-shouldered parrot
Psephotus dissimilis (I) =403 Hooded parrot
Psephotus pulcherrimus p.e. (I) Paradise parrot
Psittacula echo (I) =404 Mauritius parakeet
Psittacula krameri (III GH) Rose-ringed parakeet
Pyrrhura cruentata (I) Blue-throated parakeet
Rhynchopsitta spp. (I) Thick-billed parrots
Strigops habroptilus (I) Kakapo
Vinispp. (I/II) ×712 Blue lorikeets▼M51997R0338 — EN — 05.08.2001 — 006.001 — 54
Annex A Annex B Annex C Common name
CUCULIFORMES
Musophagidae Corythaeola cristata (III GH) Great blue turaco
Crinifer piscator (III GH) Western grey plantain-eater
Musophaga porphyreolopha (II)
=405Purple-crested turaco
Musophaga violacea (III GH) Violet turaco
Tauraco spp.* (II) Turacos
Tauraco bannermani (II) Bannerman's turaco
STRIGIFORMES STRIGIFORMES spp.* (II) Owls
Tytonidae Tyto alba (II) Barn owl
Tyto soumagnei (I) Soumagne's owl
Strigidae Aegolius funereus (II) Boreal owl
Asio flammeus (II) Short-eared owl
Asio otus (II) Long-eared owl
Athene blewitti (I) Forest owlet
Athene noctua (II) Little owl
Bubo bubo (II) Eurasian eagle-owl
Glaucidium passerinum (II) Eurasian pygmy-owl
Mimizuku gurneyi (I) =406 Lesser eagle-owl
Ninox novaeseelandiae undulata (I)
=407Norfolk boobook
Ninox squamipila natalis (I) Christmas hawk-owl
Nyctea scandiaca (II) Snowy owl
Otus ireneae (II) Sokoke scops-owl
Otus scops (II) Eurasian scops-owl
Strix aluco (II) Tawny owl
Strix nebulosa (II) Great grey owl
Strix uralensis (II) Ural owl
Surnia ulula (II) Northern hawk owl
APODIFORMES▼M51997R0338 — EN — 05.08.2001 — 006.001 — 55
Annex A Annex B Annex C Common name
Trochilidae Trochilidae spp.* (II) Hummingbirds
Ramphodon dorhnii (I) =408 Hook-billed hermit
TROGONIFORMESTrogonidae Pharomachrus mocinno (I) Resplendent quetzal
CORACIIFORMESBucerotidae Acerosspp.* (II) Hornbills
Aceros nipalensis (I) Rufous-necked hornbill
Aceros subruficollis (I) Plain-pouched hornbill
Anorrhinus spp. (II) =409 Hornbills
Anthracoceros spp. (II) Hornbills
Buceros spp.* (II) Hornbills
Buceros bicornis (I) Great hornbill
Buceros vigil (I) =410 Helmeted hornbill
Penelopides spp. (II) Hornbills
PICIFORMESCapitonidae Semnornis ramphastinus (III CO) Toucan barbet
Ramphastidae Baillonius bailloni (III AR) Saffron toucanet
Pteroglossus aracari (II) Black-necked aracari
Pteroglossus castanotis (III AR) Chestnut-eared aracari
Pteroglossus viridis (II) Green aracari
Ramphastos dicolorus (III AR) Red-breasted toucan
Ramphastos sulfuratus (II) Keel-billed toucan
Ramphastos toco (II) Toco toucan
Ramphastos tucanus (II) Red-billed toucan
Ramphastos vitellinus (II) Channel-billed toucan
Selenidera maculirostris (III AR) Spot-billed toucanet
Picidae Campephilus imperialis (I) Imperial woodpecker
Dryocopus javensis richardsi (I) Tristam's woodpecker
PASSERIFORMES▼M51997R0338 — EN — 05.08.2001 — 006.001 — 56
Annex A Annex B Annex C Common name
Cotingidae Cephalopterus ornatus (III CO) Amazonian umbrella bird
Cephalopterus penduliger (III CO) Long-wattled umbrella bird
Cotinga maculata (I) Banded cotinga
Rupicola spp. (II) Cock-of-the-rocks
Xipholena atropurpurea (I) White-winged cotinga
Pittidae Pitta guajana (II) Banded pitta
Pitta gurneyi (I) Gurney's pitta
Pitta kochi (I) Whiskered pitta
Pitta nympha (II) =411 Fairy pitta
Atrichornithidae Atrichornis clamosus (I) Noisy-scrubbird
Hirundinidae Pseudochelidon sirintarae (I) White-eyed river-martin
Pycnonotidae Pycnonotus zeylanicus (II) Straw-headed bulbul
Muscicapidae Bebrornis rodericanus (III MU) Rodriguez brush-warbler
Cyornis ruckii (II) =412 Rueck's blue-flycatcher
Dasyornis broadbenti litoralis p.e.
(I)Western rufous bristlebird
Dasyornis longirostris (I) =413 Western bristlebird
Garrulax canorus (II) Melodious laughing thrush
Leiothrix argentauris (II) Silver-eared mesia
Leiothrix lutea (II) Red-billed leiothrix
Liocichla omeiensis (II) Omei shan liocichla
Picathartes gymnocephalus (I) White-necked rockfowl
Picathartes oreas (I) Grey-necked rockfowl
Terpsiphone bourbonnensis (III MU)
=414Mascarene paradise-flycatcher
Nectariniidae Anthreptes pallidigaster Amani sunbird
Anthreptes rubritorques Banded sunbird
Zosteropidae Zosterops albogularis (I) White-chested white-eye
Meliphagidae Lichenostomus melanops cassidix (I)
=415Helmeted honeyeater▼M51997R0338 — EN — 05.08.2001 — 006.001 — 57
Annex A Annex B Annex C Common name
Emberizidae Gubernatrix cristata (II) Yellow cardinal
Paroaria capitata (II) Yellow-billed cardinal
Paroaria coronata (II) Red-crested cardinal
Tangara fastuosa (II) Seven-coloured tanager
Icteridae Agelaius flavus (I) =416 Saffron-cowled blackbird
Fringillidae Carduelis cucullata (I) =417 Red siskin
Carduelis yarrellii (II) =417 Yellow-faced siskin
Serinus canicapillus (III GH) =418 West African seedeater
Serinus leucopygius (III GH) White-rumped seedeater
Serinus mozambicus (III GH) Yellow-fronted canary
Estrildidae Amadina fasciata (III GH) Cut throat
Amandava formosa (II) Green avadavat
Amandava subflava (III GH) =419 Zebra waxbill
Estrilda astrild (III GH) Common waxbill
Estrilda caerulescens (III GH) Lavender waxbill
Estrilda melpoda (III GH) Orange-cheeked waxbill
Estrilda troglodytes (III GH) Black-rumped waxbill
Lagonosticta rara (III GH) Black-bellied firefinch
Lagonosticta rubricata (III GH) African firefinch
Lagonosticta rufopicta (III GH) Bar-breasted firefinch
Lagonosticta senegala (III GH) Red-billed firefinch
Lagonosticta vinacea (III GH) =420 Black-faced firefinch
Lonchura bicolor (III GH) =421 Black-and-white mannia
Lonchura cantans (III GH) =422 African silverbill
Lonchura cucullata (III GH) =421 Bronze mannia
Lonchura fringilloides (III GH) =421 Magpie mannia
Mandingoa nitidula (III GH) =423 Green-backed twinspot
Nesocharis capistrata (III GH) Grey-headed olive-back
Nigrita bicolor (III GH) Chestnut-breasted negrofinch▼M51997R0338 — EN — 05.08.2001 — 006.001 — 58
Annex A Annex B Annex C Common name
Nigrita canicapilla (III GH) Grey-headed negrofinch
Nigrita fusconota (III GH) White-breasted negrofinch
Nigrita luteifrons (III GH) Pale-fronted negrofinch
Ortygospiza atricollis (III GH) African quailfinch
Padda oryzivora (II) Java sparrow
Parmoptila rubrifrons (III GH) =424 Jameson's antpecker
Pholidornis rushiae (III GH) Tit-hylia
Poephila cincta cincta (II) Southern black-throated finch
Pyrenestes ostrinus (III GH) =425 Black-bellied seedcracker
Pytilia hypogrammica (III GH) Red-faced pytilia
Pytilia phoenicoptera (III GH) Red-winged pytilia
Spermophaga haematina (III GH) Western bluebill
Uraeginthus bengalus (III GH) =426 Red-cheeked cordonbleu
Ploceidae Amblyospiza albifrons (III GH) Grosbeak weaver
Anaplectes rubriceps (III GH) =427 Red-headed weaver
Anomalospiza imberbis (III GH) Parasiticweaver
Bubalornis albirostris (III GH) White-billed buffalo weaver
Euplectes afer (III GH) Yellow-crowned bishop
Euplectes ardens (III GH) =428 Red-collared widowbird
Euplectes franciscanus (III GH)
=429Orange bishop
Euplectes hordeaceus (III GH) Black-winged bishop
Euplectes macrourus (III GH) =430 Yellow-mantled widowbird
Malimbus cassini (III GH) Black-throated malimbe
Malimbus malimbicus (III GH) Crested malimbe
Malimbus nitens (III GH) Gray's malimbe
Malimbus rubricollis (III GH) Red-headed malimbe
Malimbus scutatus (III GH) Red-vented malimbe
Pachyphantes superciliosus (III GH)
=431Compact weaver▼M51997R0338 — EN — 05.08.2001 — 006.001 — 59
Annex A Annex B Annex C Common name
Passer griseus (III GH) Grey-headed sparrow
Petronia dentata (III GH) Bush petronia
Plocepasser superciliosus (III GH) Chestnut-crowned sparrow-weaver
Ploceus albinucha (III GH) Maxwell's black weaver
Ploceus aurantius (III GH) Orange weaver
Ploceus cucullatus (III GH) =432 Village weaver
Ploceus heuglini (III GH) Heuglin's masked-weaver
Ploceus luteolus (III GH) =433 Little weaver
Ploceus melanocephalus (III GH)
=434Black-headed weaver
Ploceus nigerrimus (III GH) Vieillot's black weaver
Ploceus nigricollis (III GH) Black-necked weaver
Ploceus pelzelni (III GH) Slender-billed weaver
Ploceus preussi (III GH) Preuss's weaver
Ploceus tricolor (III GH) Yellow-mantled weaver
Ploceus vitellinus (III GH) =435 Vitelline masked-weaver
Quelea erythrops (III GH) Red-headed quelea
Sporopipes frontalis (III GH) Speckle-fronted weaver
Vidua chalybeata (III GH) =436 Village indigobird
Vidua interjecta (III GH) Uelle paradise-whydah
Vidua larvaticola (III GH) Baka indigobird
Vidua macroura (III GH) Pin-tailed whydah
Vidua orientalis (III GH) =437 Northern paradise whydah
Vidua raricola (III GH) Jambandu indigobird
Vidua togoensis (III GH) Togo paradise-whydah
Vidua wilsoni (III GH) Pale-winged indigobird
Sturnidae Gracula religiosa (II) Hill myna
Leucopsar rothschildi (I) Bali myna
Paradisaeidae Paradisaeidae spp. (II) Birds of paradise▼M51997R0338 — EN — 05.08.2001 — 006.001 — 60
Annex A Annex B Annex C Common name
REPTILIA
Dermatemydidae Dermatemys mawii (II) Central American river turtle
Emydidae Batagur baska (I) Batagur
Callagur borneoensis (II) Painted terrapin
Clemmys insculpta (II) Wood turtle
Clemmys muhlenbergi (I) Bog turtle
Cuoraspp. (II) Asian box turtles
Geoclemys hamiltonii (I) =438 Black pond turtle
Kachuga tecta (I) =439 Indian sawback turtle
Melanochelys tricarinata (I) =440 Three-keeled land tortoise
Morenia ocellata (I) Burmese swamp turtle
Terrapene spp.* (II) Box-turtles
Terrapene coahuila (I) Aquaticbox turtle
Trachemys scripta elegans =441 Red-eared terrapin
Testudinidae Testudinidae spp.* (II) º608 Tortoises
Geochelone nigra (I) =442 Galapagos giant tortoise
Geochelone radiata (I) =443 Radiated tortoise
Geochelone yniphora (I) =443 Angonoka
Gopherus flavomarginatus (I) Bolson tortoise
Homopus bergeri (II) Berger's cape tortoise
Malacochersus tornieri (II) Pancake tortoise
Psammobates geometricus (I) =443 Geometrictortoise
Pyxis planicauda (II) Madagascar flat-shelled tortoise
Testudo graeca (II) Spur-thighed tortoise
Testudo hermanni (II) Hermann's tortoise
Testudo kleinmanni (I) Egyptian tortoise
Testudo marginata (II) Marginated tortoise
Cheloniidae Cheloniidae spp. (I) Sea turtles
Dermochelyidae Dermochelys coriacea (I) Leatherback▼M51997R0338 — EN — 05.08.2001 — 006.001 — 61
Annex A Annex B Annex C Common name
Trionychidae Lissemys punctata (II) Indo-Gangeticflap-shelled turtle
Apalone ater (I) =444 Cuatro Cienagas soft-shell turtle
Asperidetes gangeticus (I) =445 Indian soft-shell turtle
Asperidetes hurum (I) =445 Peacock soft-shell turtle
Asperidetes nigricans (I) =445 Black soft-shell turtle
Trionyx triunguis (III GH) African soft-shell turtle
Pelomedusidae Erymnochelys madagascariensis (II)
=446Madagascar sideneck turtle
Pelomedusa subrufa (III GH) Helmeted turtle
Peltocephalus dumeriliana (II) =446 Big-headed sideneck turtle
Pelusios adansonii (III GH) Adanson's mud turtle
Pelusios castaneus (III GH) West African mud turtle
Pelusios gabonensis (III GH) =447 African forest turtle
Pelusios niger (III GH) West African black forest turtle
Podocnemis spp. (II) Sideneck turtles
Chelidae Pseudemydura umbrina (I) Western swamp turtle
CROCODYLIA CROCODYLIA spp.* (II) =448 Caimans, crocodiles, alligators
Alligatoridae Alligator sinensis (I) Chinese alligator
Caiman crocodilus apaporiensis (I) Rio Apaporis spectacled caiman
Caiman latirostris ** (I) −108a Broad-nosed caiman
Melanosuchus niger ** (I) −109 Black caiman
Crocodylidae Crocodylus acutus (I) American crocodile
Crocodylus cataphractus (I) African slender-snouted crocodile
Crocodylus intermedius (I) Orinoco crocodile
Crocodylus moreletii (I) Morelet's crocodile
Crocodylus niloticus ** (I) −110 Nile crocodile
Crocodylus novaeguineae mindor-
ensis(I) =449Philippine crocodile
Crocodylus palustris (I) Mugger crocodile
Crocodylus porosus ** (I) −111 Estuarine crocodile▼M51997R0338 — EN — 05.08.2001 — 006.001 — 62
Annex A Annex B Annex C Common name
Crocodylus rhombifer (I) Cuban crocodile
Crocodylus siamensis (I) Siamese crocodile
Osteolaemus tetraspis (I) West African dwarf crocodile
Tomistoma schlegelii (I) False gharial
Gavialidae Gavialis gangeticus (I) Gharial
RHYNCHOCEPHALIA
Sphenodontidae Sphenodon spp. (I) Tuataras
SAURIAGekkonidae Cyrtodactylus serpensinsula (II)
=450Serpent Island gecko
Phelsuma spp.* (II) =451 Day-geckos
Phelsuma guentheri (II) Round Island day gecko
Agamidae Uromastyx spp. (II) Spiny-tailed lizards
Chamaeleonidae Bradypodion spp. (II) =452 Dwarf chameleons
Calumma spp. (II) =452 Chameleons
Chamaeleo spp.* (II) Chameleons
Chamaeleo chamaeleon (II) European chameleon
Furcifer spp. (II) =452 Chameleons
Iguanidae Amblyrhynchus cristatus (II) Galapagos marine iguana
Brachylophus spp. (I) Fiji iguanas
Conolophus spp. (II) Galapagos land iguanas
Cyclura spp. (I) Ground iguanas
Iguanaspp. (II) Iguanas
Liolaemus gravenhorstii Striped ground iguana
Phrynosoma coronatum (II) Coast horned lizard
Sauromalus varius (I) San Esteban Island chuckwalla
Lacertidae Gallotia simonyi (I) Hierro giant lizard
Podarcis lilfordi (II) Lilford's wall lizard
Podarcis pityusensis (II) Ibiza wall lizard▼M51997R0338 — EN — 05.08.2001 — 006.001 — 63
Annex A Annex B Annex C Common name
Cordylidae Cordylus spp. (II) Girdled lizards
Pseudocordylus spp. (II) Crag lizards
Teiidae Cnemidophorus hyperythrus (II) Orange-throated whiptail
Crocodilurus lacertinus (II) Dragon lizard
Dracaena spp. (II) Caiman lizards
Tupinambis spp.(II) =453 Tegus
Scincidae Corucia zebrata (II) Prehensile-tailed skink
Xenosauridae Shinisaurus crocodilurus (II) Chinese crocodile lizard
Helodermatidae Heloderma spp. (II) Gila monster and bearded lizard
Varanidae Varanus spp.* (II) Monitor lizards
Varanus bengalensis (I) Indian monitor
Varanus flavescens (I) Yellow monitor
Varanus griseus (I) Desert monitor
Varanus komodoensis (I) Komodo dragon
Varanus olivaceus (II) Gray's monitor
SERPENTESLoxocemidae Loxocemidae spp. (II) =454
Pythonidae Pythonidae spp.* (II) =454 Pythons
Python molurus molurus (I) =455 Indian python
Boidae Boidaespp.* (II) Boas
Acrantophis spp. (I) Madagascar ground boas
Boa constrictor occidentalis (I) =456 Argentine boa constrictor
Epicrates inornatus (I) Puerto Rican boa
Epicrates monensis (I) Virgin Island tree boa
Epicrates subflavus (I) Jamaican boa
Eryx jaculus (II) Spotted sand boa
Sanzinia madagascariensis (I) =457 Madagascar tree boa
Bolyeridae Bolyeriidae spp.* (II) =454 Round Island boas
Bolyeria multocarinata (I) Round Island boa▼M51997R0338 — EN — 05.08.2001 — 006.001 — 64
Annex A Annex B Annex C Common name
Casarea dussumieri (I) Round Island keel-scaled boa
Tropidophiidae Trophidophiidae spp. (II) =454
Colubridae Atretium schistosum (III IN) Olive keel-back
Cerberus rhynchops (III IN) Dog-faced water snake
Clelia clelia (II) =458 Mussurana
Cyclagras gigas (II) =459 False cobra
Dromicus chamissonis =460 Chilean ground snake
Elachistodon westermanni (II) Indian egg-eating snake
Ptyas mucosus (II) Common rat snake
Xenochrophis piscator (III IN) =461 Checkered keel-back
Elapidae Hoplocephalus bungaroides (II) Broad-headed snake
Micrurus diastema (III HN) Atlanticc oral snake
Micrurus nigrocinctus (III HN) Central American coral snake
Naja naja (II) =462 Asiaticc obra
Ophiophagus hannah (II) King cobra
Viperidae Agkistrodon bilineatus (III HN) Cantil
Atropoides nummifer (III HN) =462a Jumping viper
Bothriechis schlegelii (III HN)
=462bEyelash palm viper
Bothrops asper (III HN) Terciopolo
Crotalus durissus (III HN) Neotropical rattlesnake
Crotalus unicolor Aruba Island rattlesnake
Crotalus willardi Ridge-nosed rattlesnake
Daboia russellii (III IN) =462cRussell's viper
Porthidium nasutum (III HN) =462d Rainforest hog-nose pit viper
Porthidium ophryomegas (III HN)
=462eSlender hog-nosed pit viper
Vipera latifii Latifi's viper
Vipera ursinii (I) +215 Orsini's viper
Vipera wagneri (II) Wagner's viper▼M51997R0338 — EN — 05.08.2001 — 006.001 — 65
Annex A Annex B Annex C Common name
AMPHIBIA
ANURABufonidae Altiphrynoides spp. (I) =463
Atelopus varius zeteki (I) Golden frog
Bufo periglenes (I) Golden toad
Bufo superciliaris (I) Cameroon toad
Nectophrynoides spp. (I) Viviparous toads
Nimbaphrynoides spp. (I) =463
Spinophrynoides spp. (I) =463
Dendrobatidae Allobates spp. (II) =464 Poison-arrow frogs
Dendrobates spp. (II) Poison-arrow frogs
Epipedobates spp. (II) =464 Poison-arrow frogs
Minyobates spp. (II) =464 Poison-arrow frogs
Phobobates spp. (II) =464 Poison-arrow frogs
Phyllobates spp.(II) Poison-dart frogs
Ranidae Conraua goliath Goliath frog
Euphlyctis hexadactylus (II) =465 Six-fingered frog
Hoplobatrachus tigerinus (II) =465 Tiger frog
Mantella spp. (II) Mantella frogs
Rana catesbeiana American bullfrog
Microhylidae Dyscophus antongilii (I) Tomato frog
Myobatrachidae Rheobatrachus spp.* (II) Gastricbrooding frog
Rheobatrachus silus (II) Platypus frog
CAUDATAAmbystomidae Ambystoma dumerilii (II) Lake Patzcuaro salamander
Ambystoma mexicanum (II) Axolotl
Cryptobranchidae Andrias spp. (I) =466 Giant salamanders
PISCESCERATODONTIFORMES▼M51997R0338 — EN — 05.08.2001 — 006.001 — 66
Annex A Annex B Annex C Common name
Ceratodontidae Neoceratodus forsteri (II) Australian lungfish
COELACANTHIFORMES
Coelacanthidae Latimeria spp. (I) Coelacanths
ACIPENSERIFORMES ACIPENSERIFORMES spp.* (II) Sturgeons and paddlefish
Acipenseridae Acipenser brevirostrum (I) Shortnose sturgeon
Acipenser sturio (I) Common sturgeon
OSTEOGLOSSIFORMES
Osteoglossidae Arapaima gigas (II) Arapaima
Scleropages formosus (I) Asian arawana
LAMNIFORMES
Cetorhinidae
Cetorhinus maximus (III GB) º609 Basking shark
CYPRINIFORMES
Cyprinidae Caecobarbus geertsi (II) African blind barb fish
Probarbus jullieni (I) Ikan temoleh
Catostomidae Chasmistes cujus (I) Cui-ui
SILURIFORMES
Schilbeidae Pangasianodon gigas (I) Giant catfish
PERCIFORMES
Sciaenidae Cynoscion macdonaldi (I) Totoaba
ARTHROPODA
INSECTA
COLEOPTERA
Lucanidae Colophon spp. (III ZA)
LEPIDOPTERA
Papilionidae Atrophaneura palu Palu swallowtail butterfly
Baronia brevicornis Short-horned baronia
Bhutanitis spp. (II) Swallowtail butterflies▼M51997R0338 — EN — 05.08.2001 — 006.001 — 67
Annex A Annex B Annex C Common name
Graphium sandawanum Apo swallowtail butterfly
Graphium stresemanni A swallowtail butterfly
Ornithoptera spp.* (II) =467 Birdwing butterflies
Ornithoptera alexandrae (I) Queen Alexandra's birdwing
Papilio benguetanus A swallowtail butterfly
Papilio chikae (I) Luzon peacock swallowtail
Papilio esperanza A swallowtail butterfly
Papilio grosesmithi A swallowtail butterfly
Papilio homerus (I) Homerus swallowtail
Papilio hospiton (I) Corsican swallowtail
Papilio maraho A swallowtail butterfly
Papilio morondavana Madagascan emperor swallowtail
Papilio neumoegeni A swallowtail butterfly
Parides ascanius Fluminense swallowtail butterfly
Parides hahneli Hahnel's Amazonian swallowtail
butterfly
Parnassius apollo (II) Apollo butterfly
Teinopalpus spp. (II) Kaiser-I-Hind butterflies
Trogonoptera spp. (II) =467 Birdwing butterflies
Troides spp. (II) =467 Birdwing butterflies
ARACHNIDASCORPIONESScorpionidae Pandinus dictator (II) A scorpion
Pandinus gambiensis (II) Giant Senegalese scorpion
Pandinus imperator (II) =468 Emperor scorpion
ARANEAE
Theraphosidae Aphonopelma albiceps (II) =468a
Aphonopelma pallidum (II) =468a
Brachypelma spp (II) Tarantulas▼M51997R0338 — EN — 05.08.2001 — 006.001 — 68
Annex A Annex B Annex C Common name
Brachypelmides klaasi (II) =468a
ANNELIDA
HIRUDINOIDEA
ARHYNCHOBDELLAEHirudinidae Hirudo medicinalis (II) Medicinal leech
MOLLUSCA
BIVALVIA
VENEROIDA
Tridacnidae Tridacnidae spp. (II) Giant clams
UNIONOIDA
Unionidae Conradilla caelata (I) Birdwing pearly mussel
Cyprogenia aberti (II) Western fanshell mussel
Dromus dromas (I) =469 Dromedary pearly mussel
Epioblasma curtisi (I) =470 Curtis' pearly mussel
Epioblasma florentina (I) =470 Yellow-blossom pearly mussel
Epioblasma sampsoni (I) =470 Wabash riffleshell
Epioblasma sulcata perobliqua (I)
=470White catspaw mussel
Epioblasma torulosa gubernaculum
(I) =470Green-blossom pearly mussel
Epioblasma torulosa rangiana (II)
=470Northern riffleshell
Epioblasma torulosa torulosa (I)
=470Turbercled-blossom pearly mussel
Epioblasma turgidula (I) =470 Turgid-blossom pearly mussel
Epioblasma walkeri (I) =470 Tan riffleshell
Fusconaia cuneolus (I) Fine-rayed pigtoe pearly mussel
Fusconaia edgariana (I) Shiny pigtoe pearly mussel▼M51997R0338 — EN — 05.08.2001 — 006.001 — 69
Annex A Annex B Annex C Common name
Lampsilis higginsii (I) Higgins' eye pearly mussel
Lampsilis orbiculata orbiculata (I) Pink mucket pearly mussel
Lampsilis satur (I) Sandback pocketbook mussel
Lampsilis virescens (I) Alabama lamp pearly mussel
Plethobasus cicatricosus (I) White warty-back pearly mussel
Plethobasus cooperianus (I) Orange-footed pimpleback mussel
Pleurobema clava (II) Clubshell pearly mussel
Pleurobema plenum (I) Rough pigtoe pearly mussel
Potamilus capax (I) =471 Fat pocketbook pearly mussel
Quadrula intermedia (I) Cumberland monkey-face pearly
mussel
Quadrula sparsa (I) Appalachian monkey-face pearly
mussel
Toxolasma cylindrella (I) =472 Pale lilliput pearly mussel
Unio nickliniana (I) =473 Nicklin's pearly mussel
Unio tampicoensis tecomatensis (I)
=474Tampico pearly mussel
Villosa trabalis (I) =475 Cumberland bean pearly mussel
GASTROPODASTYLOMMATOPHORA
Achatinellidae Achatinella spp. (I) Little agate shells
Camaenidae Papustyla pulcherrima (II) =476 Manus green tree snail
MESOGASTROPODA
Strombidae Strombus gigas (II) Queen conch
CNIDARIA
ANTHOZOA
COENOTHECALIA COENOTHECALIA spp. (II) =477
º610Blue coral
STOLONIFERA▼M51997R0338 — EN — 05.08.2001 — 006.001 — 70
Annex A Annex B Annex C Common name
Tubiporidae Tubiporidae spp. (II) º610 Organpipe corals
ANTIPATHARIA ANTIPATHARIA spp. (II) Black corals
SCLERACTINIA SCLERACTINIA spp. (II) º610 Stony corals
HYDROZOAMILLEPORINAMilliporidae Milleporidae spp. (II) º610 Wello fire corals
STYLASTERINAStylasteridae Stylasteridae spp. (II) º610 Lace corals
FLORA
AGAVACEAE Agave arizonica (I) New River agave
Agave parviflora (I) Santa Cruz striped agave
Agave victoriae-reginae (II) #1 Queen Victoria agave
Nolina interrata (I) Dehesa bear-grass
AMARYLLIDACEAE Galanthus spp. (II) #1 Snowdrops
Sternbergia spp. (II) #1 Sternbergias
APOCYNACEAE Pachypodium spp.* (II) #1 Elephant trunks
Pachypodium ambongense (I)
Pachypodium baronii (I)
Pachypodium decaryi (I)
Rauvolfia serpentina (II) #2 Snake-root devil-pepper
ARALIACEAE Panax ginseng (II) +216 #3 Ginseng
Panax quinquefolius (II) #3 American ginseng
ARAUCARIACEAE Araucaria araucana ** (I) +217 Araucaria araucana * (II) −112 #1 Monkey-puzzle tree
BERBERIDACEAE Podophyllum hexandrum (II) =478
#2Himalayan may-apple
BROMELIACEAE Tillandsia harrisii (II) #1 Harris' tillandsia
Tillandsia kammii (II) #1 Kamm's tillandsia
Tillandsia kautskyi (II) #1 Kautsky's tillandsia▼M51997R0338 — EN — 05.08.2001 — 006.001 — 71
Annex A Annex B Annex C Common name
Tillandsia mauryana (II) #1 Maury's tillandsia
Tillandsia sprengeliana (II) #1 Sprenge's tillandsia
Tillandsia sucrei (II) #1 Sucre tillandsia
Tillandsia xerographica (II) #1 Xerographictillandsia
CACTACEAE CACTACEAE spp.* (II) º611 #4 Cacti
Ariocarpus spp. (I) =479 Living rock cacti
Astrophytum asterias (I) =480 Star cactus
Aztekium ritteri (I) Aztec cactus
Coryphantha werdermannii (I) =481 Jobali pincushion cactus
Discocactus spp. (I) Discocacti
Echinocereus ferreirianus ssp. lind-
sayi(I) =482Lindsay's hedgehog cacti
Echinocereus schmollii (I) =483 Lamb's tail cactus
Escobaria minima (I) =484 Nelle' cactus
Escobaria sneedii (I) =485 Sneed's pincushion cactus
Mammillaria pectinifera (I) =486 Conchilinque
Mammillaria solisioides (I) Pitayita
Melocactus conoideus (I) Conelike Turk's-cap cactus
Melocactus deinacanthus (I) Wonderfully-bristled Turk's cap cactus
Melocactus glaucescens (I) Woolly waxy-stemmed Turk's-cap
cactus
Melocactus paucispinus (I) Few-spined Turk's-cap cactus
Obregonia denegrii (I) Artichoke cactus
Pachycereus militaris (I) =487 Grenadier's cap
Pediocactus bradyi (I) =488 Brady's pincushion cactus
Pediocactus knowltonii (I) Knowlton's cactus
Pediocactus paradinei (I) Houserock valley cactus
Pediocactus peeblesianus (I) =489 Peebles' Navajo cactus
Pediocactus sileri (I) =490 Siler's pincushion cactus
Pelecyphora spp. (I) =491 Pine cane cactus▼M51997R0338 — EN — 05.08.2001 — 006.001 — 72
Annex A Annex B Annex C Common name
Sclerocactus brevihamatus ssp.
tobuschii (I) =492Tobusch fishhook cactus
Sclerocactus erectocentrus (I) =493
Sclerocactus glaucus (I) =494 Vinta Basin hookless cactus
Sclerocactus mariposensis (I) =495 Mariposa cactus
Sclerocactus mesae-verdae (I) =496 Mesa Verde cactus
Sclerocactus papyracanthus (I) =497 Grama-grass cactus
Sclerocactus pubispinus (I) =498 Great-Basin fishhook cactus
Sclerocactus wrightiae (I) =498 Wright's fishhook cactus
Strombocactus spp. (I) Peyote
Turbinicarpus spp. (I) =499 Turbinicarps
Uebelmannia spp. (I) =500 Uebelmann cacti
CARYOCARACEAE Caryocar costaricense (II) #1 Ajillo
COMPOSITAE Saussurea costus (I) =501 Costus
(ASTERACEAE)CRASSULACEAE Dudleya stolonifera (II) #1 Laguna beach dudleya
Dudleya traskiae (I) Santa Barbara Island dudleya
CUPRESSACEAE Fitzroya cupressoides (I) Alerce
Pilgerodendron uviferum (I) Pilgerodendron
CYATHEACEAE Cyathea spp. (II) #1 =502 Tree ferns
CYCADACEAE CYCADACEAE spp.* (II) #1 Cycads
Cycas beddomei (I) Beddome cycad
DIAPENSIACEAE Shortia galacifolia (II) #1 Ocone bells
DICKSONIACEAE Cibotium barometz (II) #1
Dicksonia spp. (II) +218 #1 Tree ferns
DIDIEREACEAE DIDIEREACEAE spp. (II) #1
DIOSCOREACEAE Dioscorea deltoidea (II) #1 Elephant's foot
DROSERACEAE Dionaea muscipula (II) #1 Venus Fly-trap
EUPHORBIACEAE Euphorbia spp.* (II) -113 º612 #1 Euphorbias▼M51997R0338 — EN — 05.08.2001 — 006.001 — 73
Annex A Annex B Annex C Common name
Euphorbia ambovombensis (I)
Euphorbia capsaintemariensis (I)
=503
Euphorbia cremersii (I) =504
Euphorbia cylindrifolia (I) =505
Euphorbia decaryi (I) =506
Euphorbia francoisii (I)
Euphorbia handiensis (II)Euphorbia lambii (II)
Euphorbia moratii (I) =507
Euphorbia parvicyathophora (I)
Euphorbia quartziticola (I)
Euphorbia tulearensis (I) =508
Euphorbia stygiana (II)
FOUQUIERIACEAE Fouquieria columnaris (II) #1 Boojum tree
Fouquieria fasciculata (I) Arbol del barril
Fouquieria purpusii (I)
GNETACEAE Gnetum montanum (III NP) #1
JUGLANDACEAE Oreomunnea pterocarpa (II) =509 #1 Gavilàn
LEGUMINOSAE Dalbergia nigra (I) Brazilian rosewood
(FABACEAE) Pericopsis elata (II) =510 #5 Afrormosia
Platymiscium pleiostachyum (II) #1 Quira macawood
Pterocarpus santalinus (II) #6 Red sandalwood
LILIACEAE Aloe spp.* (II) −114 #1 Aloes
Aloe albida (I)
Aloe albiflora (I)
Aloe alfredii (I)
Aloe bakeri (I)
Aloe bellatula (I)▼M51997R0338 — EN — 05.08.2001 — 006.001 — 74
Annex A Annex B Annex C Common name
Aloe calcairophila (I)
Aloe compressa (I) =511
Aloe delphinensis (I)
Aloe descoingsii (I)
Aloe fragilis (I)
Aloe haworthioides (I) =512
Aloe helenae (I)
Aloe laeta (I) =513
Aloe parallellifolia (I)
Aloe parvula (I)
Aloe pillansii (I)
Aloe polyphylla (I)
Aloe rauhii (I)
Aloe suzannae (I)
Aloe thorncroftii (I)
Aloe versicolor (I)
Aloe vossii (I)
MAGNOLIACEAE Magnolia liliifera var.obovata (III
NP) =514 #1Safan
MELIACEAE Swietenia humilis (II) #1 Honduras mahogany
Swietenia mahagoni (II) #5 Caribbean mahogany
Cedrela odorata (III PE) +219 #5 Cigar-box cedar
Swietenia macrophylla (III BO, BR,
CR, MX, PE) +218 #5 Big-leaf mahogany
NEPENTHACEAE Nepenthes spp.* (II) #1Tropical pitcher plants
Nepenthes khasiana (I) Indian pitcher plant
Nepenthes rajah (I) Giant tropical pitcher plant
ORCHIDACEAE ORCHIDACEAE spp.* (II) =515 #7 Orchids▼M51997R0338 — EN — 05.08.2001 — 006.001 — 75
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Annex A Annex B Annex C Common name
Cattleya trianaei (I) º613 Winter cattleya
Cephalanthera cucullata (II) º613
Cypripedium calceolus (II) º613 Lady's slipper orchid
Dendrobium cruentum (I) º613
Goodyera macrophylla (II) º613
Laelia jongheana (I) º613
Laelia lobata (I) º613
Liparis loeselii (II) º613 Fen orchid
Ophrys argolica (II) º613 Argolis orchid
Ophrys lunulata (II) º613 Crescent ophrys
Orchis scopulorum (II) º613 Madeiran orchid
Paphiopedilum spp (I) º613 Asian slipper orchids
Peristeria elata (I) º613 Holy ghost
Phragmipedium spp. (I) º613 South American slipper orchids
Renanthera imschootiana (I) º613 Red vanda
Spiranthes aestivalis (II) º613 Autumn lady's tresses orchid
Vanda coerulea (I) º613 Blue vanda
OROBANCHACEAE Cistanche deserticola (II) #3 Desert cistanche
PALMAE Chysalidocarpus decipiens (II) #1 Butterfly palm
(AREACEAE) Neodypsis decaryi (II) #1 Triangle palm
PAPAVERACEAE Meconopsis regia (III NP) #1 Himalayan poppy
PINACEAE Abies guatemalensis (I) Guatemalan fit
PODOCARPACEAE Podocarpus neriifolius (III NP) #1 Yellow wood
Podocarpus parlatorei (I) Parlatore's podocarp
PORTULACACEAE Anacampseros spp. (II) =516 #1 Purselanes
Avoniaspp. =517 #1
Lewisia maguirei (II) #1 Maguire's lewisia
Lewisia serrata (II) #1 Saw-toothed lewisia
PRIMULACEAE Cyclamen spp. (II) º614 #1 Cyclamens▼M51997R0338 — EN — 05.08.2001 — 006.001 — 76
Annex A Annex B Annex C Common name
PROTEACEAE Orothamnus zeyheri (II) #1 Marsh-rose
Protea odorata (II) #1 Ground-rose
RANUNCULACEAE Adonis vernalis (II) #2 Yellow adonis
Hydrastis canadensis (II) #3
ROSACEAE Prunus africana (II) #1 African cherry
RUBIACEAE Balmea stormiae (I) Ayugue
SARRACENIACEAE Sarracenia spp.* (II) #1 Pitcher plants
Sarracenia alabamensis ssp. alaba-
mensis(I) =518Alabama canebreak pitcher plant
Sarracenia jonesii (I) =519 Mountain sweet pitcher plant
Sarracenia oreophila (I) Green pitcher plant
SCROPHULARIACEAE Picrorhiza kurrooa #3
STANGERIACEAE Bowenia spp. =520 #1
Stangeria eriopus (I) =521
TAXACEAE Taxus wallichiana (II) #2 =522 Himalayan yew
TETRACENTACEAE Tetracentron sinense (III NP) #1
THYMELEACEAE Aquilaria malaccensis (II) #1 Agarwood
Gonystylus spp. (ID) #1 Ramin
(AQUILARIACEAE)
VALERIANACEAE Nardostachys grandiflora #3
WELWITSCHIACEAE Welwitschia mirabilis (II) =523 #1 Welwitschia
ZAMIACEAE ZAMIACEAE spp.* (II) #1 Cycads
Ceratozamia spp. (I) Horncones
Chiguaspp. (I)
Encephalartos spp. (I) Bread palms
Microcycas calocoma (I) Palm corcho
ZINGIBERACEAE Hedychium philippinense (II) #1 Philippine garland-flower
ZYGOPHYLLACEAE Guaiacum officinale (II) #1 Lignum-vitae▼M51997R0338 — EN — 05.08.2001 — 006.001 — 77
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Annex A Annex B Annex C Common name
Guaiacum sanctum (II) #1 Lignum-vitae▼M51997R0338 — EN — 05.08.2001 — 006.001 — 78
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Annex D Common name
FAUNA
CHORDATA
MAMMALIA
CARNIVORA
Canidae Vulpes vulpes griffithi (III IN)
§1Red fox
Vulpes vulpes montana (III
IN) §1Red fox
Vulpes vulpes pusilla (III IN)
=524 §1Red fox
Mustelidae Mustela altaica (III IN) §1 Mountain weasel
Mustela erminea ferghanae §1
(III IN)Stoat
Mustela kathiah (III IN) §1 Yellow-bellied weasel
Mustela sibirica (III IN) §1 Siberian weasel
AVES
CASUARIIFORMES
Casuariidae Casuarius bennetti Dwarf cassowary
Casuarius casuarius §2 Southern cassowary
PELECANIFORMES
Pelecanidae Pelecanus philippensis Spot-billed pelican
CICONIIFORMES
Ciconiidae Mycteria leucocephala Painted stork
ANSERIFORMESAnatidae Anas melleri Meller's duck
Stictonetta naevosa Freckled duck
GALLIFORMES
Megapodiidae Megapodius wallacei Moluccan scrub fowl
Cracidae Penelope pileata White-crested guan
Phasianidae Arborophila gingica White-necklaced partridge
Chrysolophus amherstiae §2 Lady Amherst's pheasant
Chrysolophus pictus §2 Golden pheasant
Syrmaticus reevesii §2 Reeves's pheasant
Tragopan temminckii Temminck's tragopan
COLUMBIFORMES
Columbidae Columba oenops Peruvian pigeon
Ducula pickeringii Grey imperial-pigeon
Gallicolumba criniger Mindanao bleeding-heart
Ptilinopus marchei Flame-breasted fruit-dove
Treron sieboldii White-bellied green-pigeon
Turacoena modesta Black cuckoo-dove
PICIFORMES
Capitonidae Eubucco tucinkae Scarlet-hooded barbet
Megalaima rafflesii Red-crowned barbet
Ramphastidae Andigena cucullata Hooded mountain-toucan
Andigena hypoglauca Grey-breasted mountain-toucan
Andigena nigrirostris Black-billed mountain-toucan
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Annex D Common name
Cotingidae Procnias nudicollis Bare-throated bellbird
Pittidae Pitta angolensis African pitta
Pitta brachyura Indian pitta
Pitta moluccensis Blue-winged pitta
Pitta nipalensis Blue-naped pitta
Pitta oatesi Rusty-naped pitta
Pitta sordida Hooded pitta
Pitta steerii Azure-breasted pitta
Pycnonotidae Pycnonotus jocosus Red-whiskered bulbul
Bombycillidae Bombycilla japonica Japanese waxwing
Muscicapidae Cinclidium frontale Blue-fronted robin
Cochoa azurea Javan cochoa
Cochoa purpurea Purple cochoa
Copsychus malabaricus White-rumped shama
Cyanoptila cyanomelana Blue-and-white flycatcher
Garrulax formosus Red-winged laughing thrush
Garrulax galbanus Yellow-throated laughing thrush
Garrulax milleti Black-hooded laughing thrush
Garrulax milnei Red-tailed laughing thrush
Luscinia pectardens =525 Firethroat
Niltava davidi Fujian niltava
Paradoxornis heudei Reed parrotbill
Stachyris whiteheadi Chestnut-faced babbler
Swynnertonia swynnertoni
=526Swynnerton's robin
Terpsiphone atrocaudata Japanese paradise-flycatcher
Turdus dissimilis Black-breasted thrush
Turdus mupinensis Chinese thrush
Zoothera monticola Long-billed thrush
Sittidae Sitta magna Giant nuthatch
Nectariniidae Anthreptes reichenowi Plain-backed sunbird
Arachnothera clarae Naked-faced spiderhunter
Zosteropidae Zosterops palpebrosus Oriental white-eye
Emberizidae Dacnis nigripes Black-legged dacnis
Latoucheornis siemsseni Slaty bunting
Sporophila falcirostris Temminck's seedeater
Sporophila frontalis Buffy-throated seedeater
Sporophila hypochroma Grey-and-chestnut seedeater
Sporophila palustris Marsh seedeater
Tangara varia Dotted tanager
Icteridae Sturnella militaris Pampas meadowlark
Fringillidae Carpodacus roborowskii Tibetan rosefinch
Estrildidae Erythrura coloria Red-eared parrotfinch
Erythrura viridifacies Green-faced parrotfinch
Lonchura nevermanni Grey-crowned munia
Lonchura stygia Black munia
Padda fuscata Timor sparrow
Ploceidae Euplectes jacksoni Jackson's widowbird1997R0338 — EN — 05.08.2001 — 006.001 — 80
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Annex D Common name
Sturnidae Sturnus erythropygius White-headed starling
Sturnus sericeus Red-billed starling
Corvidae Cissa thalassina Short-tailed magpie
Cyanocorax caeruleus Azure jay
Cyanocorax dickeyi Tufted jay
Platysmurus leucopterus =527 Black magpie
REPTILIASAURIAGekkonidae Geckolepis maculata Peters' spotted gecko
Rhacodactylus auriculatus New Caledonia bumpy gecko
Rhacodactylus ciliatus Guichenot's giant gecko
Rhacodactylus leachianus New Caledonia giant gecko
Uroplatus spp., viz.
Uroplatus alluaudi Northern flat-tail gecko
Uroplatus ebenaui Nosy Be flat-tail gecko
Uroplatus fimbriatus Common flat-tail gecko
Uroplatus guentheri Gunther's flat-tail gecko
Uroplatus henkeliUroplatus lineatus Lined flat-tail gecko
Uroplatus malahelo
Uroplatus phantasticusUroplatus sikorae Southern flat-tail gecko
Agamidae Acanthosaura armata Armoured pricklenape
Chamaeleonidae Brookesia decaryi Spiny leaf chameleon
Brookesia ebenaui Northern leaf chameleon
Brookesia minima Minute leaf chameleon
Brookesia perarmata Antsingy leaf chameleon
Brookesia stumpffi Plated leaf chameleon
Brookesia superciliaris Brown leaf chameleon
Brookesia thieli Domergue's leaf chameleon
Cordylidae Zonosaurus karsteni Karsten's girdled lizard
Zonosaurus laticaudatus Western girdled lizard
Zonosaurus madagascariensis Madagascar girdled lizard
Zonosaurus quadrilineatus Four-lined girdled lizard
Scincidae Tiliqua gerrardii Pinktongue skink
Tiliqua gigas Giant bluetongue skink
Tiliqua scincoides Eastern bluetongue skink
Tribolonotus gracilis Crocodile skink
Tribolonotus novaeguineae New Guinea helmet skink
SERPENTES
Xenopeltidae Xenopeltis unicolor §1 Sunbeam snake
Acrochordidae Acrochordus javanicus §1 Java file snake
Acrochordus granulatus §1 Little file snake
Colubridae Ahaetulla prasina §1 Oriental whip snake
Boiga dendrophila §1 Mangrove snake
Elaphe carinata §1 Taiwan stink snake
Elaphe radiata §1 Radiated rat snake
Elaphe taeniura §1 Taiwan beauty snake1997R0338 — EN — 05.08.2001 — 006.001 — 81
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Annex D Common name
Enhydris bocourti §1 Bocourt's water snake
Enhydris chinensis §1 Chinese water snake
Enhydris enhydris §1 Rainbow water snake
Enhydris plumbea §1 Yellowbelly water snake
Homalopsis buccata §1 Masked water snake
Langaha nasuta Northern leafnose snake
Lioheterodon madagascar-
iensisMadagascar menarana snake
Ptyas korros §1 Indian rat snake
Rhabdophis chrysargus §1 Specklebelly keelback
Zaocys dhumnades §1 Redneck keelback
Rhabdophis subminiatus §1 Cantor's rat snake
Elapidae Bungarus candidus §1 Blue krait
Laticauda spp., viz.
Laticauda colubrina §1 Banded sea snake
Laticauda crockeri §1 Crocker's sea snake
Laticauda laticaudata §1 Black-banded sea krait
Laticauda schistorhynchus §1 Flat-tailed sea snake
Laticauda semifasciata §1 Chinese sea snake
Viperidae Calloselasma rhodostoma §1 Malayan pit viper
Hydrophiidae Hydrophis spp. , viz.
Hydrophis atriceps §1 Southeast Asia sea snake
Hydrophis belcheri §1 Belcher's sea snake
Hydrophis bituberculatus §1 Belcher's sea snake
Hydrophis brookei §1 Brooke's sea snake
Hydrophis caerulescens §1 Dark blue-banded sea snake
Hydrophis cantoris §1 Gunther's sea snake
Hydrophis coggeri §1 Cogger's sea snake
Hydrophis cyanocinctus §1 Annulated sea snake
Hydrophis czeblukovi §1 Czeblukov's sea snake
Hydrophis elegans §1 Elegant sea snake
Hydrophis fasciatus §1 Striped sea snake
Hydrophis geometricus §1 Geometricsea snake
Hydrophis gracilis §1 Smallhead sea snake
Hydrophis inornatus §1 Blue-grey sea snake
Hydrophis klossi §1 Kloss's sea snake
Hydrophis lamberti §1 Lambert's sea snake
Hydrophis lapemoides §1 Persian Gulf sea snake
Hydrophis macdowelli §1 McDowell's sea snake
Hydrophis mamillaris §1 Bombay sea snake
Hydrophis melanocephalus §1 Black-headed sea snake
Hydrophis melanosoma §1 Black-striped sea snake
Hydrophis obscurus §1 Russell's sea snake
Hydrophis ornatus §1 Reef sea snake
Hydrophis pacificus §1 Pacific sea snake
Hydrophis parviceps §1 Smith's sea snake
Hydrophis semperi §1 Garman's sea snake
Hydrophis spiralis §1 Yellow sea snake1997R0338 — EN — 05.08.2001 — 006.001 — 82
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Annex D Common name
Hydrophis stricticollis §1 Collared sea snake
Hydrophis torquatus §1 West Coast black-headed sea
snake
Hydrophis vorisi §1 Kharin's sea snake
Lapemis curtus =528 §1 Shaw's sea snake
PISCESSYNGNATHIFORMES
Syngnathidae Hippocampus spp. , viz.
Hippocampus abdominalis
=529Big-bellied seahorse
Hippocampus aimei
Hippocampus angustus =530 Western Australian seahorse
Hippocampus bargibantiHippocampus bicuspisHippocampus borbonensis
Hippocampus brachyrhynchus
Hippocampus breviceps =531 Short-headed seahorse
Hippocampus camelopardalis
=532Giraffe seahorse
Hippocampus capensis Knysna seahorse
Hippocampus comesHippocampus coronatus =533 Crowned seahorse
Hippocampus erectus =534 Lined seahorse
Hippocampus erinaceus
Hippocampus fuscus =535 Sea pony
Hippocampus hippocampus
=536Short-snouted seahorse
Hippocampus histrix Thorny/spiny seahorse
Hippocampus horaiHippocampus ingens =537 Giant seahorse
Hippocampus japonicus Japanese seahorse
Hippocampus jayakari
Hippocampus kaupiiHippocampus kelloggiHippocampus kuda =538 Yellow seahorse
Hippocampus lichensteinii
=539
Hippocampus minotaur Bullneck seahorse
Hippocampus planifrons =540 Low-crowned seahorse
Hippocampus ramulosus =541 Long-snouted seahorse
Hippocampus reidi =542 Slender seahorse
Hippocampus sindonisHippocampus spinosissimus Hedgehog seahorse
Hippocampus takakurae
Hippocampus taeniops
Hippocampus trimaculatus
=543Three-spotted seahorse
Hippocampus tristis
Hippocampus whitei =544 White's seahorse
Hippocampus zebra1997R0338 — EN — 05.08.2001 — 006.001 — 83
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Annex D Common name
Hippocampus zosterae =545
FLORA
AGAVACEAE Calibanus hookeri
Dasylirion longissimum Beargrass
ARACEAE Arisaema dracontium Green dragon
Arisaema erubescensArisaema galeatumArisaema jacquemontiiArisaema nepenthoidesArisaema sikokianumArisaema speciosumArisaema thunbergii var.ura-
shima
Arisaema tortuosumArisaema triphyllum Jack-in-the-pulpit
Biarum davisii ssp.davisii
Biarum davisii ssp.marmar-
isense
Biarum ditschianum
COMPOSITAE Arnica montana §3 Mountain tobacco
(ASTERACEAE) Othonna armiana
Othonna cacalioidesOthonna clavifoliaOthonna euphorbioides
Othonna hallii
Othonna herreiOthonna lepidocaulisOthonna lobataOthonna retrorsa
ERICACEAE Arctostaphylos uva-ursi §3 Bearberry
GENTIANACEAE Gentiana lutea §3 Great yellow gentian
LYCOPODIACEAE Lycopodium clavatum §3 Stagshorn clubmoss
MENYANTHACEAE Menyanthes trifoliata §3 Bogbean
PARMELIACEAE Cetraria islandica §3
PASSIFLORACEAE Adenia fruticosa Desert rose
Adenia glauca Desert rose
Adenia pechuelli Desert rose
Adenia spinosa Desert rose
PORTULACACEAE Ceraria spp.,viz.
Ceraria carrissoanaCeraria fruticulosaCeraria gariepinaCeraria longipedunculata
Ceraria namaquensis
Ceraria pygmaeaCeraria schaeferi
TRILLACEAE Trillium catesbaei Rosy wakerobin
Trillium cernuum Nodding trillium1997R0338 — EN — 05.08.2001 — 006.001 — 84
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Annex D Common name
Trillium flexipes Drooping trillium
Trillium grandiflorum White wakerobin
Trillium luteum
Trillium pusillum
Trillium recurvatum Purple trillium
Trillium rugelii
Trillium sessile Wakerorobin wood-lily
Trillium undulatum Painted wood-lily1997R0338 — EN — 05.08.2001 — 006.001 — 85