02016R1646 — EN — 17.10.2022 — 001.001

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►B COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms (Text with EEA relevance) (OJ L 245 14.9.2016, p. 5)

Amended by:









▼B

COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646

of 13 September 2016

laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms

(Text with EEA relevance)







Article 1

Main indices

The main indices for the purposes of Article 197(8)(a) of Regulation (EU) No 575/2013 are specified in Annex I to this Regulation.

Article 2

Recognised exchanges

The recognised exchanges for the purposes of Article 197(8)(b) of Regulation (EU) No 575/2013 are specified in Annex II to this Regulation.

Article 3

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

▼M1









ANNEX I

MAIN INDICES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013







Table 1 Equity indices Index Country/Area Austrian Traded Index Austria BEL 20 Belgium CETOP20 Central Europe CNX 100 India CSI 300 Index China EGX 30 Egypt FTSE 350 UK FTSE All World Europe Europe FTSE All-World Index Global FTSE MIB Italy FTSE Nasdaq Dubai UAE 20 Index UAE FTSE RAFI Emerging Index Emerging markets FTSE Straits Times Index Singapore FTSE/JSE Capped Top 40 South Africa FTSE/JSE Industrial 25 South Africa Hang Seng Mainland 100 Index Hong Kong HDAX Germany IBEX 35 Spain IBOVESPA Brazil ISEQ 20 Ireland KOSPI 100 South Korea MSCI ACWI Index Global MSCI EM 50 Emerging markets NASDAQ-100 USA Nikkei 300 Japan NYSE ARCA China Index China OBX Norway OMX Copenhagen 25 Denmark OMX Helsinki 25 Finland OMXS60 Sweden Qatar Exchange General Index Qatar S&P 500 USA S&P BSE 100 India S&P Latin America 40 Latin America S&P/ASX 100 Australia S&P/BMV IPC Mexico S&P/NZX 10 New Zealand S&P/TSX 60 Canada SBF 120 France SET 50 Thailand SMI Expanded Switzerland STOXX Asia/Pacific 600 Asia/Pacific STOXX Europe 600 Europe TOPIX Mid 400 Japan TSEC Taiwan 50 Taiwan WIG20 Poland









ANNEX II

RECOGNISED EXCHANGES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013







Table 1 Recognised exchanges on which contracts listed in Annex II of Regulation (EU) No 575/2013 are not traded Regulated market MIC AIAF – MERCADO DE RENTA FIJA XDRF, SEND ATHENS EXCHANGE SECURITIES MARKET XATH BADEN-WUERTTEMBERGISCHE WERTPAPIERBOERSE STUC, STUA BOERSE BERLIN BERC, BERA, EQTB, EQTA BOERSE DUESSELDORF DUSC, DUSA BOERSE MUENCHEN MUNC, MUNA BOLSA DE BARCELONA XBAR, SBAR BOLSA DE BILBAO XBIL, SBIL BOLSA DE MADRID XMAD, MERF BOLSA DE VALENCIA XVAL BONDSPOT SECURITIES MARKET RPWC BOURSE DE LUXEMBOURG XLUX BRATISLAVA STOCK EXCHANGE XBRA BUCHAREST STOCK EXCHANGE XBSE BUDAPEST STOCK EXCHANGE XBUD BULGARIAN STOCK EXCHANGE – SOFIA JSC XBUL CBOE EUROPE CCXE CME AMSTERDAM BTAM CYPRUS STOCK EXCHANGE XCYS ELECTRONIC BOND MARKET MOTX ELECTRONIC ETF AND ETC/ETN MARKET – ETFplus ETFP ELECTRONIC SECONDARY SECURITIES MARKET HDAT ELECTRONIC SHARE MARKET MTAA EURONEXT AMSTERDAM XAMS EURONEXT BRUSSELS XBRU EURONEXT DUBLIN XMSM EURONEXT EXPAND XOAS EURONEXT LISBON XLIS EURONEXT OSLO XOSL EURONEXT PARIS XPAR FRANKFURTER WERTPAPIERBOERSE (REGULIERTER MARKT) FRAA, XETA HANSEATISCHE WERTPAPIERBOERSE HAMBURG (REGULIERTER MARKT) HAMA, HAMM LJUBLJANA STOCK EXCHANGE OFFICIAL MARKET XLJU MALTA STOCK EXCHANGE XMAL, IFSM MARKET FOR INVESTMENT VEHICLES (MIV) MIVX MTS GOVERNMENT MARKET MTSC NASDAQ COPENHAGEN XCSE NASDAQ HELSINKI XHEL NASDAQ ICELAND XICE NASDAQ RIGA XRIS NASDAQ STOCKHOLM XSTO NASDAQ TALLINN XTAL NASDAQ VILNIUS XLIT NIEDERSAECHSISCHE BOERSE ZU HANNOVER (REGULIERTER MARKT) HANA NORDIC GROWTH MARKET NGM XNGM NXCHANGE XNXC PRAGUE STOCK EXCHANGE XPRA RM-SYSTEM CZECH STOCK EXCHANGE XRMZ TRADEGATE EXCHANGE (REGULIERTER MARKT) XGRM VIENNA STOCKEXCHANGE OFFICIAL MARKET (AMTLICHER HANDEL) WBAH WARSAW STOCK EXCHANGE XWAR, WBON, WETP ZAGREB STOCK EXCHANGE XZAG ASX LIMITED XASX CHI-X AUSTRALIA PTY LTD CHIA THE STOCK EXCHANGE OF HONG KONG LIMITED (SEHK) SHKG BOX OPTIONS EXCHANGE LLC XBOX CBOE BYX EXCHANGE, INC. (FORMERLY BATS BYX EXCHANGE, INC.; BATS Y-EXCHANGE, INC.) BATY CBOE BZX EXCHANGE, INC. (FORMERLY BATS BZX EXCHANGE, INC.; BATS EXCHANGE, INC.) BATS CBOE C2 EXCHANGE, INC. C2OX CBOE EDGA EXCHANGE, INC. (FORMERLY BATS EDGA EXCHANGE, INC.; EDGA EXCHANGE, INC.) EDGA CBOE EDGX EXCHANGE, INC. (FORMERLY BATS EDGX EXCHANGE, INC.; EDGX EXCHANGE, INC.) EDGX CBOE EXCHANGE, INC. CBSX CHICAGO STOCK EXCHANGE, INC. XCHI THE INVESTORS EXCHANGE LLC IEXG MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO MIAX PEARL, LLC MPRL NASDAQ BX, INC. (FORMERLY NASDAQ OMX BX, INC.; BOSTON STOCK EXCHANGE) BOSD NASDAQ GEMX, LLC (FORMERLY ISE GEMINI) GMNI NASDAQ ISE, LLC (FORMERLY INTERNATIONAL SECURITIES EXCHANGE, LLC) XISX NASDAQ MRX, LLC (FORMERLY ISE MERCURY) MCRY NASDAQ PHLX LLC (FORMERLY NASDAQ OMX PHLX, LLC; PHILADELPHIA STOCK EXCHANGE) XPHL THE NASDAQ STOCK MARKET XNAS NEW YORK STOCK EXCHANGE LLC XNYS NYSE ARCA, INC. ARCX AQUA SECURITIES L.P. AQUA ATS-1 MSTX ATS-4 MSPL ATS-6 MSRP BARCLAYS ATS BARX BARCLAYS DIRECTEX BCDX BIDS TRADING, L.P. BIDS CIOI CIOI CITIBLOC CBLC CITICROSS CICX CODA MARKETS, INC CODA CREDIT SUISSE SECURITIES (USA) LLC CAES DEUTSCHE BANK SECURITIES, INC DBSX EBX LLC LEVL INSTINCT X BAML INSTINET CONTINUOUS BLOCK CROSSING SYSTEM (CBX) ICBX INSTINET, LLC (INSTINET CROSSING, INSTINET BLX) XINS INSTINET, LLC (BLOCKCROSS) BLKX JPB-X JPBX J.P. MORGAN ATS (‘JPM-X’) JPMX JSVC LLC () LIQUIDNET H2O ATS LIUH LIQUIDNET NEGOTIATION ATS LIUS LUMINEX TRADING & ANALYTICS LLC LMNX NATIONAL FINANCIAL SERVICES, LLC NFSC POSIT ITGI SIGMA X2 SGMT SPOT QUOTE LLC () SPREAD ZERO LLC () UBS ATS UBSS USTOCKTRADE () VIRTU MATCHIT VFMI XE PJCX ( 1 ) MIC codes not available on the ISO 10383 – Codes for exchanges and market identification list