2003R1210 — EN — 09.07.2003 — 001.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCILREGULATION(EC)No1210/2003
of7July2003
concerning certain specific restrictions on economic and financial relations with Iraq and
repealingRegulation(EC)No2465/96
(OJ L 169, 8.7.2003, p. 6)
Amended by:
Official Journal
No page date
►M1Council Regulation (EC) No 1799/2003 of 13 October 2003 L 264 12 15.10.2003
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COUNCILREGULATION(EC)No1210/2003
of7July2003
concerning certain specific restrictions on economic and financial
relationswithIraqandrepealingRegulation(EC)No2465/96
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, andin particular Articles 60 and 301 thereof,
Having regard to Common Position 2003/495/CFSP on Iraq and
repealing Common Positions 1996/741/CFSP and 2002/599/CFSP(
1),
Having regard to the proposal from the Commission,
Whereas:
(1)Further to United Nations Security Council Resolution 661
(1990) and subsequent relevant Resolutions, in particular Resolu-
tion 986 (1995), the Council imposed a comprehensive embargo
on trade withIraq. Th is embargo is at present laid down inCouncil Regulation (EC) No 2465/96 of 17 December 1996concerning the interruption of economic and financial relationsbetween the European Community and Iraq (
2).
(2)In its Resolution 1483 (2003) of 22 May 2003, the SecurityCouncil decided that, with certain exceptions, all prohibitions
related to trade withIraq and th e provision of financial or
economic resources to Iraq should no longer apply.
(3)Withth e exception of a ban on exports of arms and relatedmateriel to Iraq, the Resolution provides that the comprehensiverestrictions concerning trade should be repealed and replacedwithspecific restrictions applying to proceeds from all export
sales of petroleum, petroleum products, and natural gas from
Iraq, and to trade in goods belonging to Iraq's cultural heritagewith the objective of facilitating the safe return of those goods.
(4)The Resolution also states that certain funds and economicresources, in particular those belonging to former Iraqi PresidentSaddam Hussein and senior officials of his regime, should befrozen, subject to designation by the Committee of the Security
Council established pursuant to paragraph 6 of Resolution 661
(1990), and that such funds should subsequently be transferredto the Development Fund for Iraq.
(5)In order to allow the Member States to effect the transfer offrozen funds, economic resources and proceeds of economicresources to the Development Fund for Iraq, provision shouldbe made for suchfunds and economic resources to be unfrozen.
(6)The Resolution stipulates that all petroleum, petroleum products
and natural gas exported by Iraq, as well as the payments for
such goods, should be exempt from legal proceedings, attach-ment, garnishment and execution by those having claimsagainst Iraq. This temporary measure is necessary in order topromote the economic reconstruction of Iraq and the restruc-turing of its debt, which will help remove the threat to
international peace and security constituted by the current situa-
tion in Iraq in the common interest of the internationalcommunity and in particular the Community and its MemberStates.
(7)Common Position 2003/495/CFSP makes provision for anamendment of the current Community regime in order to alignit withUNSC Resolution 1483 (2003).2003R1210 — EN — 09.07.2003 — 001.001 — 2
(1) See page 72 of this Official Journal.
(2) OJ L 337, 27.12.1996, p. 1. Regulation as last amended by Commission
Regulation (EC) No 208/2003 (OJ L 28, 4.2.2003, p. 26).
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(8)These measures fall under the scope of the Treaty and, therefore,
in particular witha view to avoiding distortion of competition,
Community legislation is necessary to implement the relevantdecisions of the Security Council as far as the territory of theCommunity is concerned. For the purposes of this Regulation,the territory of the Community is deemed to encompass the terri-tories of the Member States to which the Treaty is applicable,
under the conditions laid down in that Treaty.
(9)In order to create maximum legal certainty within the Commu-nity, the names and other relevant data relating to natural or
legal persons, groups or entities identified by the UN authoritieswhose funds and economic resources are to be frozen, should bepublished and a procedure established within the Community toamend these lists.
(10)For reasons of expediency, the Commission should be empow-ered to amend the Annexes to this Regulation setting out thelist of cultural goods, the lists of persons, bodies and entities,
whose funds and economic resources are to be frozen, and the
list of competent authorities.
(11)The competent authorities of the Member States should, where
necessary, be empowered to ensure compliance withth e provi-
sions of this Regulation.
(12)The Commission and Member States should inform each otherof the measures taken under this Regulation and of other rele-vant information at their disposal in connection with thisRegulation, and should cooperate with the Committee estab-lished by UNSC Resolution 661 (1990), in particular bysupplying it withinformation.
(13)Member States should lay down rules on sanctions applicable toinfringements of the provisions of this Regulation and ensure
that they are implemented. Those sanctions should be effective,
proportionate and dissuasive.
(14)Since the comprehensive trade measures of Regulation (EC) No2465/96 are being replaced by the specific trade restrictions ofthis Regulation, and this Regulation imposes freezing measureswhich require immediate application by economic operators, itis necessary to ensure that sanctions for breaches of this Regula-tion can be imposed as soon as it enters into force.
(15)For the sake of clarity, Regulation (EC) No 2465/96 should berepealed in its entirety.
(16)Council Regulation (EEC) No 3541/92 of 7 December 1992prohibiting the satisfying of Iraqi claims with regard to contractsand transactions, the performance of which was affected by
United Nations Security Council Resolution 661 (1990) and
related resolutions (
1) should remain in force,
HAS ADOPTED THIS REGULATION:
Article 1
For the purpose of this Regulation, the following definitions shall
apply:
1. ‘Sanctions Committee’ means: the Committee of the Security
Council of the United Nations which was established pursuant toparagraph6 of Resolution 661 (1990);
2. ‘funds’ means financial assets and economic benefits of every kind,
including but not limited to:
(a) cash, cheques, claims on money, drafts, money orders and other
payment instruments;2003R1210 — EN — 09.07.2003 — 001.001 — 3
(1) OJ L 361, 10.12.1992, p. 1.
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(b) deposits withfinancial institutions or oth er entities, balances on
accounts, debts and debt obligations;
(c) publicly- and privately-traded securities and debt instruments,
including stocks and shares, certificates representing securities,bonds, notes, warrants, debentures and derivatives contracts;
(d) interest, dividends or other income on or value accruing from or
generated by assets;
(e) credit, right of set-off, guarantees, performance bonds or other
financial commitments;
(f) letters of credit, bills of lading, bills of sale;
(g) documents evidencing an interest in funds or financial resources,
(h) any other instrument of export-financing;
3. ‘economic resources’ means assets of every kind, whether tangible
or intangible, movable or immovable, which are not funds but canbe used to obtain funds, goods or services;
4. ‘freezing of funds’ means preventing any move, transfer, alteration,
use of or dealing withfunds in any way th at would result in anychange in their volume, amount, location, ownership, possession,character, destination or other change that would enable the use of
the funds, including portfolio management;
5. ‘freezing of economic resources’ means preventing their use to
obtain funds, goods or services in any way, including, but not
limited to, by selling, hiring or mortgaging them;
6. ‘Development Fund for Iraq’ means the Development Fund for Iraq
held by the Central Bank of Iraq.
Article 2
All proceeds from all export sales of petroleum, petroleum products,
and natural gas from Iraq, as listed in Annex I, as of 22 May 2003 shallbe deposited into the Development Fund for Iraq under the conditionsset out in UNSC Resolution 1483 (2003) and in particular paragraphs
20 and 21 thereof, until such time as an internationally recognized,
representative government of Iraq is properly constituted.
Article 3
1. The following shall be prohibited:
(a) the import of or the introduction into the territory of the Commu-
nity of,
(b) the export of or removal from the territory of the Community of,
and
(c) the dealing in, Iraqi cultural property and other items of archaeolo-
gical, historical, cultural, rare scientific and religious importance
including those items listed in Annex II, if they have been illegally
removed from locations in Iraq, in particular, if:
(i) the items form an integral part of either the public collections
listed in the inventories of Iraqi museums, archives or libraries'conservation collection, or the inventories of Iraqi religiousinstitutions, or
(ii) there exists reasonable suspicion that the goods have been
removed from Iraq without the consent of their legitimateowner or have been removed in breach of Iraq's laws and regu-
lations.
2. These prohibitions shall not apply if it is shown that either:
(a) the cultural items were exported from Iraq prior to 6 August 1990;
or
(b) the cultural items are being returned to Iraqi institutions in accor-
dance withth e objective of safe return as set out in paragraph7of UNSC Resolution 1483 (2003).2003R1210 — EN — 09.07.2003 — 001.001 — 4
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Article 4
1. All funds and economic resources of the previous Government of
Iraq, or of any of the public bodies, corporations, including companiesestablished under private law in which the public authorities have a
majority or controlling stake, or agencies of that Government, identi-
fied by the Sanctions Committee and listed in Annex III, shall befrozen, if they were located outside Iraq on the date of 22 May 2003.
2. All funds and economic resources belonging to, or owned or held
by the following persons, identified by the Sanctions Committee andlisted in Annex IV, shall be frozen:
(a) former President Saddam Hussein;
(b) senior officials of his regime;
(c) immediate members of their families; or
(d) legal persons, bodies or entities owned or controlled directly or
indirectly by the persons referred to in (a), (b) and (c) or by anynatural or legal person acting on their behalf or at their direction.
3. No funds shall be made available, directly or indirectly to, or for
the benefit of, a natural or legal person, body or entity listed in AnnexIV.
4. No economic resources shall be made available, directly or indir-
ectly to, or for the benefit of, a natural or legal person, body or entity
listed in Annex IV, so as to enable that person, body or entity to obtain
funds, goods or services.
Article 5
1. The crediting of frozen accounts shall be allowed on the condi-
tion that any additions shall be frozen.
Article 6
1. 1. By way of derogation from Article 4, the competent authorities
of the Member States, as listed in Annex V, may authorise the release
of frozen funds or economic resources, if all of the following condi-
tions are met:
(a) the funds or economic resources are the subject of a judicial,
administrative or arbitral lien established prior to 22 May 2003 orof a judicial, administrative or arbitral judgment rendered prior tothat date;
(b) the funds or economic resources will be used exclusively to satisfy
claims secured by sucha lien or recognised as valid in sucha judg-
ment, within the limits set by applicable laws and regulationsgoverning the rights of persons having such claims;
(c) satisfying the claim is not in breach of Regulation (EC) No 3541/
92; and
(d) recognising the lien or judgment is not contrary to public policy in
the Member State concerned.
2. In all other circumstances, funds, economic resources and
proceeds of economic resources frozen pursuant to Article 4 shallonly be unfrozen for the purpose of their transfer to the DevelopmentFund for Iraq held by the Central Bank of Iraq, under the conditions setout in UNSC Resolution 1483 (2003).
Article 7
1. The participation, knowingly and intentionally, in activities, the
object or effect of which is, directly or indirectly, to circumvent Article4 or to promote the transactions referred to in Articles 2 and 3, shall beprohibited.2003R1210 — EN — 09.07.2003 — 001.001 — 5
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2. Any information that the provisions of this Regulation are being,
or have been, circumvented shall be notified to the competent authori-ties of the Member States, as listed in Annex V, and, directly or
through these competent authorities, to the Commission.
Article 8
1. Without prejudice to the applicable rules concerning reporting,
confidentiality and professional secrecy and to the provisions of Article
284 of the Treaty, natural and legal persons, entities and bodies shall:
(a) provide immediately any information which would facilitate
compliance withth is Regulation, suchas accounts and amountsfrozen in accordance with Article 4, to the competent authoritiesof the Member States listed in Annex V where they are residentor located, and, directly or through these competent authorities, to
the Commission;
(b) cooperate with the competent authorities listed in Annex V in any
verification of this information.
2. Any information provided or received in accordance withth is
Article shall be used only for the purposes for which it was providedor received.
3. Any additional information directly received by the Commission
shall be made available to the competent authorities of the Member
States concerned.
Article 9
The freezing of funds and economic resources, carried out in good faith
that such action is in accordance with this Regulation, shall not give
rise to liability of any kind on the part of the natural or legal personor entity implementing it, or its directors or employees, unless it isproved that the funds and economic resources were frozen as result ofnegligence.
Article 10
1. The following shall be immune from legal proceedings and shall
not be subjected to any form of attachment, garnishment or execution:
(a) petroleum, petroleum products and natural gas originating in Iraq,
until title to such goods has been passed to a purchaser;
(b) proceeds and obligations arising from the sale of petroleum, petro-
leum products and natural gas originating in Iraq, includingpayments for suchgoods deposited into th e Development Fund forIraq held by the Central Bank of Iraq;
(c) funds and economic resources frozen pursuant to Article 4;
(d) the Development Fund for Iraq held by the Central Bank of Iraq.
2. By way of derogation from paragraph1, th e proceeds and obliga-
tions arising from the sale of petroleum, petroleum products andnatural gas originating in Iraq, and the Development Fund for Iraq shallnot be immune from claims made on the basis of Iraq's liability fordamages in connection withany ecological accident occurring after 22
May 2003.
Article 11
The Commission shall be empowered to:
(a) amend Annex II as necessary;
(b) amend or supplement Annexes III and IV on the basis of determi-
nations made by either the United Nations Security Council or theSanctions Committee; and
(c) amend Annex V on the basis of information supplied by Member
States.2003R1210 — EN — 09.07.2003 — 001.001 — 6
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Article 12
Without prejudice to the rights and obligations of the Member States
under the Charter of the United Nations, the Commission shall main-
tain all necessary contacts with the Sanctions Committee for the
purpose of the effective implementation of this Regulation.
Article 13
The Commission and the Member States shall immediately inform each
other of any measures taken pursuant to this Regulation. They shallsupply each other with relevant information at their disposal in connec-tion withth is Regulation, in particular information received inaccordance with Article 8 and information relating to breaches of theprovisions of this Regulation, enforcement problems and judgements
handed down by national courts.
Article 14
This Regulation shall apply notwithstanding any rights conferred or
obligations imposed by any international agreement signed or anycontract entered into or any licence or permit granted before the entryinto force of this Regulation.
Article 15
1. The Member States shall lay down the rules on sanctions applic-
able to infringements of the provisions of this Regulation and shall takeall measures necessary to ensure that they are implemented. The sanc-tions provided for must be effective, proportionate and dissuasive.
2. Pending the adoption, where necessary, of any legislation to that
end, the sanctions to be imposed where the provisions of this Regula-
tion are infringed shall, where relevant, be those determined by theMember States in order to give effect to Article 7(3) of Regulation(EC) No 2465/96.
3. EachMember State sh all be responsible for bringing proceedings
against any natural or legal person, group or entity under its jurisdic-
tion, in cases of breachof any of th e restrictive measures laid down
in this Regulation by any such person, group or entity.
Article 16
This Regulation shall apply:
(a) within the territory of the Community, including its airspace;
(b) on board any aircraft or any vessel under the jurisdiction of a
Member State;
(c) to any person elsewhere who is a national of a Member State;
(d) to any legal person, group or entity which is incorporated or consti-
tuted under the law of a Member State;
(e) to any legal person, group or entity doing business within the
Community.
Article 17
Regulation (EC) No 2465/96 is hereby repealed.
Article 18
1. This Regulation shall enter into force on the day following that of
its publication in the Official Journal of the European Union .
2. Save for Articles 4 and 6, it shall apply from 23 May 2003.3. Article 10 shall apply until 31 December 2007.
This Regulation shall be binding in its entirety and directly applicable
in all Member States.2003R1210 — EN — 09.07.2003 — 001.001 — 7
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ANNEX I
Listofgoodsreferred toinArticle 2
CN code Product description
270900 Petroleum oils and oils obtained from bituminous
minerals, crude
2710 Petroleum oils and oils obtained from bituminous
minerals, other than crude; preparations not elsewhere
specified or included, containing by weight 70 % or
more or petroleum oils or of oils obtained from bitumi-
nous minerals, these oils being the basic constituents of
the preparations
2711 Petroleum gases and other gaseous hydrocarbons
271210 Petroleum jelly
27122000 Paraffin wax containing by weight less than 0,75 % of
oil
ex 271290 ‘Slack wax’, ‘scale wax’
2713 Petroleum coke, petroleum bitumen and other residues
of petroleum oils or of oils obtained from bituminous
minerals
2714 Bitumen and asphalt, natural; bituminous or oil shale
and tar sands; asphaltites and asphaltic rocks
27150000 Bituminous mixtures based on natural asphalt, on natural
bitumen, on petroleum bitumen, on mineral tar or on
mineral tar pitch(for example, bituminous mastics,
cutbacks)
2901 Acyclic hydrocarbons
29021100 Cyclohexane
29022000 Benzene
29023000 Toluene
29024100 o-Xylene
29024200 m-Xylene
29024300 p-Xylene
290244 Mixed xylene isomers
29025000 Styrene
29026000 Ethylbenzene
29027000 Cumene
29051100 Methanol (methyl alcohol)
34031910 Lubricating preparations (including cutting-oil prepara-
tions, bolt or nut release preparations, anti-rust or anti-
corrosion preparations and mould release preparations,
based on lubricants) and preparations containing, as
basic constituents, 70 % or more by weight of petroleum
oils or of oils obtained from bituminous minerals but not
as the basic constituent
38112100 Additives for lubricating oils containing petroleum oils
or oils obtained from bituminous minerals
38249010 Petroleum sulphonates, excluding petroleum sulphonated
of alkali metals, of ammonium or of ethanolamines;
thiophenated sulphonic acids of oils obtained from bitu-
minous minerals, and their salts2003R1210 — EN — 09.07.2003 — 001.001 — 8
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ANNEX II
Listofgoodsreferred toinArticle 3
ex CN code Product description
9705 0000
9706 00001. Archaeological objects more than 100 years old
which are the products of:
— excavations and finds on land or under water
— archaeological sites— archaeological collections
9705 0000
9706 00002. Elements forming an integral part of artistic, histor-
ical or religious monuments which have been
dismembered, of an age exceeding 100 years
9701 3. Pictures and paintings, other than those included in
category 3A or 4, executed entirely by hand in any
medium and on any material, which are more than
50 years old and do not belong to their originators
9701 3A. Water-colours, gouaches and pastels executed
entirely by hand on any material, which are more
than 50 years old and do not belong to their origi-
nators
6914
97014. Mosaics in any material executed entirely by hand,
other than those falling in categories 1 or 2, and
drawings in any medium executed entirely by hand
on any material, which are more than 50 years old
and do not belong to their originators
Chapter 49
9702 0000
8442 50995. Original engravings, prints, serigraphs and litho-
graphs with their respective plates and original
posters, which are more than 50 years old and do
not belong to their originators
9703 0000 6. Original sculptures or statuary and copies produced
by the same process as the original, which are more
than 50 years old and do not belong to their origi-
nators, excluding those in category 1
3704
3705
3706
4911 91807. Photographs, films and negatives thereof, which are
more than 50 years old and do not belong to their
originators
9702 0000
9706 0000
4901 1000
4901 9900
4904 0000
4905 9100
4905 9900
4906 00008. Incunabula and manuscripts, including maps and
musical scores, singly or in collections, which are
more than 50 years old and do not belong to their
originators
9705 0000
9706 00009. Books more than 100 years old, singly or in collec-
tions
9706 0000 10. Printed maps more than 200 years old
3704
3705
3706
4901
4906
9705 0000
9706 000011. Archives, and any elements thereof, of any kind or
any medium which are more than 50 years old
9705 0000
9705 000012. (a) Collections, as defined by the Court of Justice
in its judgment in Case 252/84 (
1), and speci-
mens from zoological, botanical, mineralogical
or anatomical collections;
(b) Collections, as defined by the Court of Justice
in its judgment in Case 252/84, of historical,
palaeontological, ethnographic or numismatic
interest
9705 0000
Chapters 86-8913. Means of transport more than 75 years old2003R1210 — EN — 09.07.2003 — 001.001 — 9
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ex CN code Product description
14. Any other antique items not included in categories
1t o1 3
(a) between 50 and 100 years old:
Chapter 95 — toys, games
7013 — glassware
7114 — articles of goldsmiths' or silversmiths' wares
Chapter 94 — furniture
Chapter 90 — optical, photographic or cinematographic
apparatus
Chapter 92 — musical instruments
Chapter 91 — clocks and watches and parts thereof
Chapter 44 — articles of wood
Chapter 69 — pottery
5805 0000 — tapestries
Chapter 57 — carpets
4814 — wallpaper
Chapter 93 — arms
9706 0000 (b) more than 100 years old
(1) Collectors' pieces within the meaning of heading No97.05 of the Common Customs
Tariff are articles which possess the requisite characteristics for inclusion in a collec-tion, that is to say, articles which are relatively rare, are not normally used for theiroriginal purpose, are the subject of special transactions outside the normal trade in
similar utility articles and are of high value.2003R1210 — EN — 09.07.2003 — 001.001 — 10
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ANNEX III
List of public bodies, corporations and agencies and natural and legal
persons,bodies andentities of the previous government of Iraqreferred to
inArticle4(1),(3)and(4)
p.m.2003R1210 — EN — 09.07.2003 — 001.001 — 11
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ANNEX IV
List of natural and legal persons, bodies or entities associated with the
regime of former President SaddamHusseinreferred to in Article 4(2), (3)
and(4)
1. NAME:SaddamHusseinAl-Tikriti
ALIAS: Abu Ali
DATE OF BIRTH/PLACE OF BIRTH: 28 April 1937, al-Awja, near Tikrit
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Named in 1483
2. NAME:QusaySaddamHusseinAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1965 or 1966, Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Saddam's second son;
Oversaw Special Republican Guard, Special Security Organisation, and
Republican Guard
3. NAME:UdaySaddamHusseinAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1964 or 1967, Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Saddam's eldest son;
Leader of Paramilitary Organisation Fedayeen Saddam
4. NAME:AbidHamidMahmudAl-Tikriti
ALIAS: Abid Hamid Bid Hamid Mahmud
Col Abdel Hamid Mahmoud
Abed Mahmoud Hammud
DATE OF BIRTH/PLACE OF BIRTH: Circa 1957, al-Awja, near Tikrit
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Saddam's Presidential Secretary and Key Advisor
5. NAME:AliHassanAl-MajidAl-Tikriti
ALIAS: Al-Kimawi
DATE OF BIRTH/PLACE OF BIRTH: 1943, al-Awja, near Tikrit, Iraq
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Presidential Advisor and Senior Member of Revolutionary Command
Council
6. NAME:IzzatIbrahimal-Duri
ALIAS: Abu Brays
Abu Ahmad
DATE OF BIRTH/PLACE OF BIRTH: 1942, al-Dur
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:2003R1210 — EN — 09.07.2003 — 001.001 — 12
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Deputy Commander-in-Chief of Iraqi Military,
Deputy Secretary, Ba'thParty Regional Command,Vice Chairman, Revolutionary Command Council
7. NAME:HaniAbd-Al-LatifTilfahAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: Circa 1962, al-Awja, near TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:No 2 in Special Security Organisation
8. NAME:AzizSalihal-Numan
DATE OF BIRTH/PLACE OF BIRTH: 1941 or 1945, An NasiriyahNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Ba'thParty Regional Command Ch airman;Former Governor of Karbala and An Najaf;Former Minister of Agriculture and Agrarian Reform (1986-1987)
9. NAME:MuhammadHamza Zubaidi
DATE OF BIRTH/PLACE OF BIRTH: 1938, Babylon, BabilNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Former Prime Minister
10. NAME:KamalMustafaAbdallah
ALIAS: Kamal Mustafa AbdallahSultan al-TikritiDATE OF BIRTH/PLACE OF BIRTH: 1952 or 4 May 1955, TikritNATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Republican Guard Secretary;Led Special Republican Guards and commanded bothRepublican Guard
Corps
11. NAME:BarzanAbdal-GhafurSulaimanMajidAl-Tikriti
ALIAS: Barzan Razuki Abd al-GhafurDATE OF BIRTH/PLACE OF BIRTH: 1960, Salahal-DinNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Commander, Special Republican Guard
12. NAME:MuzahimSa'bHassanAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: Circa 1946 or 1949 or 1960, Salah
al-Din or al-Awja near Tikrit
NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Led Iraq's Air Defence Forces;Deputy Director of Organisation of Military Industrialisation
13. NAME:IbrahimAhmadAbdal-SattarMuhammedAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1950, MosulNATIONALITY: Iraq2003R1210 — EN — 09.07.2003 — 001.001 — 13
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UNSC RESOLUTION 1483 BASIS:
Armed Forces Chief of Staff
14. NAME:Saif-al-DinFulayyihHassanTahaAl-Rawi
ALIAS: Ayad FutayyihAl-RawiDATE OF BIRTH/PLACE OF BIRTH: 1953, RamadiNATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Republican Guard Chief of Staff
15. NAME:RafiAbd-al-LatifTilfahAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: Circa 1954, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:
Director of Directorate of General Security
16. NAME:TahirJalilHabbushAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1950, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Director of Iraqi Intelligence Services;Head of Directorate of General Security 1997 to 1999
17. NAME:HamidRajaShalahAl-Tikriti
ALIAS: Hassan Al-Tikriti; Hamid Raja-Shalah Hassum Al-Tikriti;DATE OF BIRTH/PLACE OF BIRTH: 1950, Bayji, Salahal-Din Gover-
norate
NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Air Force Commander
18. NAME:LatifNusayyifJasimAl-Dulaymi
DATE OF BIRTH/PLACE OF BIRTH: Circa 1941, ar-Rashidiyah, suburb
of Baghdad
NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Ba'thParty Military Bureau Deputy Ch airman;Labour and Social Affairs Minister (1993 to 1996)
19. NAME:Abd-al-TawwabMullahHuwaysh
DATE OF BIRTH/PLACE OF BIRTH: Circa 1957 or 14 March1942,
either Mosul or Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Deputy Prime Minister;Director of Organisation of Military Industrialisation
20. NAME:TahaYassinRamadanAl-Jizrawi
DATE OF BIRTH/PLACE OF BIRTH: Circa 1938, MosulNATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Vice President since 19912003R1210 — EN — 09.07.2003 — 001.001 — 14
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21. NAME:RukanRazukiAbd-al-GhafurSulaimanAl-Tikriti
ALIAS: Rukan Abdal-Ghaffur Sulayman al-Majid;
Rukan Razuqi Abd al-Ghafur Al-Majid;
Rukan Abd al-Ghaffur al-Majid Al-Tikriti Abu Walid;DATE OF BIRTH/PLACE OF BIRTH: 1956, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Head of Tribal Affairs in Presidential Office
22. NAME:JamalMustafaAbdallahSultanAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 4 May 1955, al-Samnah, near TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Deputy Head of Tribal Affairs in Presidential Office
23. NAME:MizbanKhadrHadi
DATE OF BIRTH/PLACE OF BIRTH: 1938, Mandali District, DiyalaNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:
Member, Ba'thParty Regional Command and Revolutionary Command
Council since 1991
24. NAME:TahaMuhyi-al-DinMa'ruf
DATE OF BIRTH/PLACE OF BIRTH: 1924, SulaymaniyahNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Vice President, Revolutionary Command Council
25. NAME:TariqAziz
ALIAS: Tariq Mikhail AzizDATE OF BIRTH/PLACE OF BIRTH: 1 July 1936, Mosul or Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:Deputy Prime Minister;PASSPORT: (July 1997): No 34409/129
26. NAME:WalidHamidTawfiqAl-Tikriti
ALIAS: Walid Hamid Tawfiq al-NasiriDATE OF BIRTH/PLACE OF BIRTH: 1954, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Governor of Basrah
27. NAME:SultanHashimAhmadAl-Ta'i
DATE OF BIRTH/PLACE OF BIRTH: 1944, MosulNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Minister of Defence
28. NAME:HikmatMizbanIbrahimal-Azzawi
DATE OF BIRTH/PLACE OF BIRTH: 1934, Diyala2003R1210 — EN — 09.07.2003 — 001.001 — 15
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NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:Deputy Prime Minister and Finance Minister
29. NAME:MahmudDhiyabAl-Ahmed
DATE OF BIRTH/PLACE OF BIRTH: 1953, Baghdad or MosulNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Minister of Interior
30. NAME:AyadFutayyihKhalifaAl-Rawi
DATE OF BIRTH/PLACE OF BIRTH: Circa 1942, RawahNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Chief of Staff, Quds Force, 2001 to 2003;Former Governor of Baghdad and Ta'mim
31. NAME:ZuhairTalibAbd-al-SattarAl-Naqib
DATE OF BIRTH/PLACE OF BIRTH: Circa 1948NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Director, Military Intelligence
32. NAME:AmirHamudiHassanAl-Sa'di
DATE OF BIRTH/PLACE OF BIRTH: 5 April 1938, BaghdadNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Presidential Scientific Advisor;Senior Deputy, Organisation of Military Industrialisation, 1988 to 1991;Former President, Technical Corps for Special Projects;PASSPORTS:?No 33301/862Issued: 17 October 1997Expires: 1 October 2005?M0003264580Issued: UnknownExpires: Unknown?H0100009
Issued: May 2001
Expires: Unknown
33. NAME:AmirRashidMuhammadAl-Ubaidi
DATE OF BIRTH/PLACE OF BIRTH: 1939, BaghdadNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:
Minister of Oil, 1996 to 2003;
Head, Organisation of Military Industrialisation, early 1990s.
34. NAME:HusamMuhammadAminAl-Yassin
DATE OF BIRTH/PLACE OF BIRTH: 1953 or 1958, TikritNATIONALITY: Iraq2003R1210 — EN — 09.07.2003 — 001.001 — 16
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UNSC RESOLUTION 1483 BASIS:
Head, National Monitoring Directorate
35. NAME:MuhammadMahdiAl-Salih
DATE OF BIRTH/PLACE OF BIRTH: 1947 or 1949, al-Anbar GovernateNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Minister of Trade, 1987 to 2003;Chief, Presidential Office, mid-1980s
36. NAME:Sab'awiIbrahimHassanAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1947, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Presidential Advisor;Director of General Security, early 1990s;Chief, Iraqi Intelligence Services, 1990 to 1991;Half-brother of Saddam Hussein
37. NAME:WatbanIbrahimHassanAl-Tikriti
ALIAS: Watab Ibrahim al-HassanDATE OF BIRTH/PLACE OF BIRTH: 1952, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Presidential Advisor;Minister of Interior, Early 1990s;Half-brother of Saddam Hussein
38. NAME:BarzanIbrahimHassanAl-Tikriti
DATE OF BIRTH/PLACE OF BIRTH: 1951, TikritNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Presidential Advisor;Permanent Representative to UN (Geneva), 1989 to 1998;Head, Iraqi Intelligence Services, early 1980s;Half-brother of Saddam Hussein
39. NAME:HudaSalihMahdiAmmash
DATE OF BIRTH/PLACE OF BIRTH: 1953, BaghdadNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Member, Ba'thParty Regional Command;Head, Biological Laboratories, Military Industrial Organisation, mid-1990s;Former Head, Student and YouthBureau, Ba'thParty;
Former Head, Professional Bureau of Women's Affairs;
40. NAME:Abd-al-BaqiAbd-al-KarimAbdallahAl-Sa'dun
DATE OF BIRTH/PLACE OF BIRTH: 1947NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:2003R1210 — EN — 09.07.2003 — 001.001 — 17
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Ba'thParty Regional Command Ch airman, Diyala
Deputy Commander, Southern Region, 1998 to 2000;
Former National Assembly Speaker
41. NAME:MuhammadZimamAbd-al-RazzaqAl-Sa'dun
DATE OF BIRTH/PLACE OF BIRTH: 1942, Suq Ash-Shuyukh District,
Dhi-Qar
NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Ba'thParty Regional Command Ch airman, At-Tamin;Minister of Interior, 1995 to 2001
42. NAME:SamirAbdal-AzizAl-Najim
DATE OF BIRTH/PLACE OF BIRTH: 1937 or 1938, Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:Ba'th Party Regional Command Chairman, East Baghdad;
43. NAME:HumamAbd-al-KhaliqAbd-al-Ghafur
ALIAS: Humam 'Abd al-Khaliq 'Abd al-Rahman;Humam 'Abd-al-Khaliq RashidDATE OF BIRTH/PLACE OF BIRTH: 1945, Ar-RamadiNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Minister of Higher Education and Research, 1992 to 1997, 2001 to 2003;Minister of Culture, 1997 to 2001;Director and Deputy Director, Iraqi Atomic Energy Organisation, 1980s;PASSPORT: 0018061/104, issued 12 September 1993
44. NAME:YahiaAbdallahAl-Ubaidi
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, al-Basrah
45. NAME:NayifShindakhThamirGhalib
NATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Ba'thParty Regional Command Ch airman, An-Najaf;Member, Iraqi National Assembly;NOTE: Died in 2003
46. NAME:Saif-al-DinAl-Mashhadani
DATE OF BIRTH/PLACE OF BIRTH: 1956, BaghdadNATIONALITY: IraqUNSC RESOLUTION 1483 BASIS:Ba'th Party Regional Command Chairman, Al-Muthanna
47. NAME:FadilMahmudGharib
ALIAS: Gharib Muhammad Fazel al-MashaikhiDATE OF BIRTH/PLACE OF BIRTH: 1944, DujailNATIONALITY: Iraq2003R1210 — EN — 09.07.2003 — 001.001 — 18
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UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, Babil;
Chairman, General Federation of Iraqi Trade Unions
48. NAME:MuhsinKhadrAl-Khafaji
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, al-Qadisyah
49. NAME:RashidTaanKathim
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, al-Anbar
50. NAME:UglaAbidSakrAl-Zubaisi
ALIAS: Saqr al-Kabisi Abd Aqala
DATE OF BIRTH/PLACE OF BIRTH: 1944, Kubaisi, al-Anbar
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:Ba'thParty Regional Command Ch airman, Maysan
51. NAME:GhaziHammudAl-Ubaidi
DATE OF BIRTH/PLACE OF BIRTH: 1944, Baghdad
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, Wasit
52. NAME:AdilAbdallahMahdi
DATE OF BIRTH/PLACE OF BIRTH: 1945, al-Dur
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'th Party Regional Command Chairman, Dhi-Qar;
Former Ba'thParty Ch airman for Diyala and al-Anbar
53. NAME:QaidHusseinAl-Awadi
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, Ninawa;
Former Governor of An-Najaf, circa 1998 to 2002
54. NAME:KhamisSirhanAl-Muhammad
ALIAS: Dr. Fnu Mnu Khamis
NATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, Karbala2003R1210 — EN — 09.07.2003 — 001.001 — 19
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55. NAME:Sa'dAbd-al-MajidAl-FaisalAl-Tikriti
ATE OF BIRTH/PLACE OF BIRTH: 1944, TikritATIONALITY: Iraq
UNSC RESOLUTION 1483 BASIS:
Ba'thParty Regional Command Ch airman, SalahAd-Din;Former Undersecretary for Security Affairs, Foreign Ministry2003R1210 — EN — 09.07.2003 — 001.001 — 20
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ANNEX V
Listofcompetentauthoritiesreferred toinArticles 6,7and8
BELGIUM
Service Public Fédéral Economie, PME, Classes Moyennes et Energie
Administration des relations économiques
Politique d'accès aux marchésService: Licences60, Rue Général LemanB-1040 Bruxelles
Tél. (32-2) 206 58 11
Fax (32-2) 230 83 22
Federale Overheidsdienst Economie, KMO, Middenstand en Energie
Bestuur economische betrekkingen
Marktordening
Dienst: vergunningen60, Generaal LemanstraatB-1040 BrusselTel. (32-2) 206 58 11
Fax (32-2) 230 83 22
Service Public Fédéral Finances
Administration de la TrésorerieAvenue des Arts, 30
B-1040 Bruxelles
Fax (32-2) 233 75 18E-mail: quesfinvragen.tf@minfin.fed.bemailto: quesfinvragen.tf@minfin.fed.be
Federale Overheidsdienst Financiën
Administratie van de ThesaurieKunstlaan, 30B-1040 BrusselFax (32-2) 233 75 18
E-mail: quesfinvragen.tf@minfin.fed.be
mailto: quesfinvragen.tf@minfin.fed.be
DENMARK
Erhvervs- og Boligstyrelsen
Dahlerups PakhusLangelinie Allé 17DK-2100 København Ø
Tel. (45) 35 46 60 00
Fax (45) 35 46 60 01
GERMANY
For funds and financial assets:
Deutsche Bundesbank
Postfach100 602D-60006 Frankfurt am Main
Tel. (49-69) 95661
Fax (49-69) 5601071
For Iraqi cultural property:
Zollkriminalamt
BergischGladbach er Str. 837D-51069 KölnTel. (49-221) 6720Fax (49-221) 6724500
E-mail: poststelle@zka.bgmv.de
Internet: www.zollkriminalamt.de
GREECE
Υπουργείο Εθνικής Οικονοµίας και Οικονοµικών
Γενική Γραµµατεία ∆ιεθνών ΣχέσεωνΓενική ∆ιεύθυνση Πολιτικού Προγραµµατισµού και Εφαρµογής∆ιεύθυνση ∆ιεθνών Οικονοµικών Θεµάτων
Τηλ.: 30210 32 86 021, 32 86 0512003R1210 — EN — 09.07.2003 — 001.001 — 21
▼M1
▼B
▼B
Φαξ: 30210 32 86 094, 32 86 059
E-mail: e3c@dos.gr
Ministry of Economy and Economics General Secretariat of International Rela-
tions
General Directorate for Policy Planning and Implementation
Directory for International Economy Issues
Tel. 30210 32 86 021, 32 86 051Fax 30210 32 86 094, 32 86 059E-mail: e3c@dos.gr
SPAIN
Ministerio de Economía
Secretaría General de Comercio ExteriorP
ode la Castellana 162
E-28046 MADRID
Tel. (34-91) 349 38 60Fax (34-91) 457 28 63
FRANCE
Ministère de l'économie, des finances et de l'industrie
Direction du Trésor
Service des affaires européennes et internationalesSous direction E
139, rue de Bercy
F-75 572 Paris Cedex 12Tél. (33-1) 44 87 72 85Fax (33-1) 53 18 96 37
Ministère des Affaires étrangères
Direction des Nations unies et des Organisations internationales
Sous-direction des affaires politiques
37, quai d'Orsay75700 Paris 07SPTél. (33-1) 43174678/5968/5032
Fax (33-1) 43174691
IRELAND
Licensing Unit Department of Enterprise, Trade and Employment
Block C
Earlsfort Centre
HatchStreetDublin 2 IrelandTel. (353-1) 6312534
Fax (353-1) 6312562
ITALY
Ministero delle Attività Produttive
D. G. per la Politica Commerciale e per la Gestione del Regime degli ScambiDivisione IV — UOPAT
Viale Boston, 35
I-00144 RomaDirigente:
Tel. (39-06) 59647534
Fax (39-06) 59647506Collaboratori:
Tel. (39-06) 59933295
Fax (39-06) 59932430
LUXEMBOURG
Ministère des affaires étrangères, du commerce extérieur, de la
coopération, de l'action humanitaire et de la défense
Direction des relations économiques internationales
BP 1602L-1016 Luxembourg
Tél. (352) 478-1 ou 478-2350
Fax (352) 22 20 48
Office des licences
BP 113
L-2011 LuxembourgTél. (352) 478 23 70
Fax (352) 46 61 382003R1210 — EN — 09.07.2003 — 001.001 — 22
▼B
Ministère des finances
3, rue de la CongrégationL-1352 Luxembourg
Tel. (352) 478-2712
Fax (352) 47 52 41
NETHERLANDS
General coordination of Iraq sanctions
Ministerie van Buitenlandse Zaken
Departement Politieke Zaken
Postbus 20061
2500 EB Den Haag
Nederland
Fax (31-70) 348 4638Tel. (31-70) 348 6211
e-mail: DPZ@minbuza.nl
Specifically for financial sanctions
Ministerie van Financiën
Directie Financiële Martken/Afdeling Integriteit
Postbus 20201
2500 EE Den Haag
Fax (31-70) 342 7918
Tel. (31-70) 342 8148
For Iraqi cultural property
Inspectie Cultuurbezit
Prins Willem-Alexander Hof 28
2595 BE Den Haag
Tel. (31-70) 302 8120
Fax (31-70) 365 1914
AUSTRIA
Bundesministerium für Wirtschaft und Arbeit
Abteilung C2/2
Außenwirtschaftsadministration
Stubenring 1A-1010 Wien
Tel. (43-1) 71100/8345
Fax (43-1) 71100/8386
Österreichische Nationalbank
Otto-Wagner-Platz 3
A-1090 Wien
Tel. (43-1) 404 20 0Fax (43-1) 404 20 7399
PORTUGAL
Ministério dos Negócios Estrangeiros
Direcção Geral dos Assuntos Multilaterais
Direcção de Serviços das Organizações Políticas Multilaterais
Largo do Rilvas,P-1399-030 Lisboa
Portugal
e-mail: spm@sg.mne.gov.ptTel: (351-21) 3946702
Fax: (351-21) 3946073
FINLAND
Ulkoasiainministeriö/Utrikesministeriet
PL/PB 176
FIN-00161 Helsinki/HelsingforsTel. (358-9) 16 05 59 00
Fax (358-9) 16 05 57 07
SWEDEN
Utrikesdepartementet
Rättssekretariatet för EU-frågor
S-103 39 Stockholm
Tel. (46-8) 405 1000
Fax (46-8) 723 11762003R1210 — EN — 09.07.2003 — 001.001 — 23
▼B
UNITED KINGDOM
H M Treasury
International Financial Services Team
1 Horseguards Road
London SW1A 2HQ
United Kingdom
Tel. (44-207) 270 5550,
Fax (44-207) 270 5430
Bank of England
Financial Sanctions Unit
Threadneedle Street
London EC2R 8AH
United Kingdom
Tel. (44-207) 601 4768
Fax (44-207) 601 4309
EUROPEAN COMMUNITY
Commission of the European Communities
Directorate-General for External Relations
Directorate CFSP
Unit A.2: Legal and institutional matters for external relations — Sanctions
CHAR 12/163
B-1049 Bruxelles/Brussel
Tel. (32-2) 295 81 48, 296 25 56
Fax (32-2) 296 75 63
E-mail: relex-sanctions@cec.eu.int2003R1210 — EN — 09.07.2003 — 001.001 — 24