1987L0402 — EN — 24.05.2000 — 003.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCILDIRECTIVE
of25June1987
on roll-over protection structures mounted in front of the driver's seat on narrow-track wheeled
agricultural andforestrytractors
(87/402/EEC)
(OJ L 220, 8.8.1987, p. 1)
Amended by:
Official Journal
No page date
►M1Council Directive 89/681/EEC of 21 December 1989 L 398 27 30.12.1989
►M2Commission Directive 2000/22/EC of 28 April 2000 L 107 26 4.5.2000
Amended by:
►A1Act of Accession of Austria, Sweden and Finland C 241 21 29.8.1994
(adapted by Council Decision 95/1/EC, Euratom, ECSC) L 1 1 1.1.1995
▼B
COUNCILDIRECTIVE
of25June1987
on roll-over protection structures mounted in front of the driver's
seatonnarrow-trackwheeledagricultural andforestrytractors
(87/402/EEC)
THE COUNCIL OF THE EUROPEAN COMMUNITIES,
Having regard to the Treaty establishing the European Economic
Community, and in particular Article 100 thereof,
Having regard to the proposal from the Commission(1),
Having regard to the opinion of the European Parliament(2),
Having regard to the opinion of the Economic and Social
Committee(3),
WhereasCouncil Directive 74/150/EEC of 4 March 1984 on the
approximation of the lawsof the Member Statesrelating to the type-approval of wheeled agricultural or forestory tractors(
4), aslas t
amended by the Act of Accession of Spain and Portugal, lays down
that the necessary provisions for the implementation of the EEC type-approval procedure in respect of individual tractor parts or characteris-tics should be specified in special directives; whereas the provisionsrelating to roll-over protection structures and their attachments to trac-
torswere laid down by Directives77/536/EEC(
5) and 79/622/EEC(6),
as last amended by the Act of Accession of Spain and Portugal;whereas these two Directives cover respectively dynamic and statictesting procedures — either of which may be employed by manufac-turers for the present — and relate to standard tractors, that is,tractorshaving a maximum ground clearance of 1 000 mm and a fixed
or adjustable track width of one of the driving axles of not less than
1 150 mm and weighing between 1,5 and 4,5 tonnesin the cas e of trac-tors covered by the ‘dynamic testing’ directive and not less than 800kilograms in the case of tractors covered by the ‘static testing’ direc-tive;
Whereasthe tractorscovered by thisDirective have a maximum
ground clearance of 600 mm, afixed or adjustable minimum trackwidth with one of the axlesles sthan 1 150 mm fitted with tyresof a
larger size and a mass greater than 600 but less than 3 000 kilograms;
whereas the roll-over protection structures of these tractors, which areused for specific activities, can be made subject to specific requirementor requirementsother than thos e of Directive 77/536/EEC and 79/622/EEC;
Whereasthe technical requirementswith which s uch ‘narrow track’
tractors must comply pursuant to national laws relate, inter alia ,t o
roll-over protection structures and to their attachment to the tractor;
whereasthos e requirementsdiffer from one Member State to another;
whereas it is therefore necessary that all Member States adopt the samerequirementseither in addition to, or in place of, their exis ting rulesinorder, in particular, to allow the EEC type-approval procedure whichwas the subjet of Directive 74/150/EEC to be introduced in respect of
each type of tractor;
WhereasthisDirective coversroll-over protection s tructuresof the
dual-pillar type mounted in front of the driver'ss eat and characterized
by a reduced zone of clearance attributable to the tractor silhouette,
thus rendering it inadvisable, under any circumstances, to impedeaccess to the driving position but worthwhile retaining these structures1987L0402 — EN — 24.05.2000 — 003.001 — 2
(1) OJ No C 222, 2. 9. 1985, p. 1.
(2) OJ No C 190, 20. 7. 1987.
(3) OJ No C 169, 8. 7. 1985, p. 5.
(4) OJ No L 84, 28. 3. 1974, p. 10.
(5) OJ No L 220, 29. 8. 1977, p. 1.
(6) OJ No L 179, 17. 7 1979, p. 1.
▼B
(fold-down or not) in view of their undoubted ease of use; whereas rear
mounted roll-over protection structures of narrow track wheeled agri-cultural and forestry tractors have been the subject of Directive 86/
298/EEC(
1);
Whereasa harmonized component type-approval procedure for roll-
over protection structures and their attachment to the tractor makes itpossible for each Member State to check compliance with the commonconstruction and testing requirements and to inform the other MemberStatesof itsfindingsby s ending them copiesof the component type-approval certificate completed for each type of roll-over protection
structure and its attachment to the tractor; whereas the placing of an
EEC component type-approval mark on all structures manufactured inconformity with the approved type obviatesany need for technicalchecks on those structures in the other Member States; whereascommon requirementsconcerning other elementsand characteris ticsof
the roll-over protection structure will be laid down at a later date;
Whereasthe harmonized requirementsare intended principally to
ensure safety at work and safety on the road throughout the Commu-
nity; whereas, for this reason, it is necessary to introduce theobligation for tractorscovered by thisDirective to be fitted with roll-over protection structures;
Whereasthe approximation of the national lawsrelating to thes e trac-
torsentailsreciprocal recognition by Member Statesof the checkscarried out by each of them on the basis of the common requirements,
HAS ADOPTED THIS DIRECTIVE,
Article 1
ThisDirective s hall apply to tractorsasdefined in Article 1 of Direc-
tive 74/150/EEC having the following characteristics:
— ground clearance of not more than 600 mm beneath the lowest
pointsof the front and rear axles , allowing for the differential,
— fixed or adjustable minimum track width with one of the axles less
than 1 150 mm fitted with tyres of a larger size. It is assumed thatthe axle mounted with the wider typesiss et at a track width of not
more than 1 150 mm. It must be possible to set the track width of
the other axle in such a way that the outer edges of the narrowertyresdo not go beyond the outer edgesof the tyresof the otheraxle. Where the two axlesare fitted with rimsand tyresof thesame size, the fixed or adjustable track width of the two axlesmust be less than 1 150 mm,
— mass of 600 and 3 000 kilograms, corresponding to the unladen
weight of the tractor asdefined in s ection 2.4 of Annex I to Direc-tive 74/150/EEC, including the roll-over protection structure fitted
in compliance with this Directive and tyres of the largest size
recommended by the manufacturer.
Article 2
1. Each Member State shall grant component type-approval for any
type of roll-over protection structure and its tractor attachment which
satisfies the construction and testing requirements laid down in
AnnexesI to IV.
2. A Member State which hasgranted EEC component type-
approval shall take the measures required to verify, in so far as isnecessary and if need be in cooperation with the competent authoritiesin the other Member States, that production models conform to theapproved type. Such verification shall be limited to spot checks.1987L0402 — EN — 24.05.2000 — 003.001 — 3
(1) OJ No L 186, 8. 7. 1986, p. 26.
▼B
Article 3
Member States shall, for each type of roll-over protection structure and
its tractor attachment which they approve pursuant to Article 2, issue tothe manufacturer of the tractor or of the roll-over protection structure,or to hisauthorized repres entative, an EEC component type-approvalmark conforming to the model shown in Annex VII.
Member States shall take all appropriate measures to prevent the use of
marks liable to create confusion between roll-over protection structureswhich have been component type-approved pursuant to Article 2 andother devices.
Article 4
1. No Member State may prohibit the placing on the market of roll-
over protection structures or their tractor attachments on groundsrelating to their construction if they bear the EEC component type-approval mark.
2. Nevertheless, a Member State may prohibit the placing on the
market of roll-over protection structures bearing the EEC componenttype-approval mark which fail to conform to the approved type.
That State shall forthwith inform the other Member States and the
Commission of the measures taken, specifying the reasons for its deci-
sion.
Article 5
The competent authoritiesof each Member State s hall within one
month send to the competent authorities of the other Member States
copiesof the component type-approval certificate, an example of whichisgiven in Annex VIII, completed for each type of roll-over protectionstructure which they approve or refuse to approve.
Article 6
1. If the Member State which hasgranted EEC component type-
approval findsthat a number of roll-over protection s tructuresand theirtractor attachmentsbearing the s ame EEC component type-approvalmark do not conform to the type which it hasapproved, it s hall takethe necessary measures to ensure that production models conform to
the approved type. The competent authorities of that State shall advise
those of the other Member States of the measures taken which may,where there iss eriousand repeated failure to conform, extend to with-drawal of EEC component type-approval. The said authorities shalltake the same measures if they are informed by the competent authori-
tiesof another Member State of s uch failure to conform.
2. The competent authoritiesof the Member Statess hall within one
month inform each other of any withdrawal of EEC component type-approval and of the reasons for any such measure.
Article 7
Any decision taken pursuant to the provisions adopted in implementa-
tion of thisDirective to refus e or withdraw component type-approvalfor roll-over protection structures and their tractor attachments, or toprohibit their placing on the market or their use, shall set out in detail
the reasons on which it is based. Such decision shall be notified to the
party concerned, who shall at the same time be informed of the reme-diesavailable to him under the lawsin force in the Member Statesandof the time limits allowed for the exercise of such remedies.
Article 8
No Member State may refuse to grant EEC type-approval or national
type-approval in respect of a tractor on grounds relating to the roll-over protection structure or its tractor attachment if these bear theEEC component type-approval mark and if the requirementslaiddown in Annex IX have been satisfied.1987L0402 — EN — 24.05.2000 — 003.001 — 4
▼B
Article 9
1. No Member State may refuse or prohibit the sale, registration,
entry into service or use of any tractor on grounds relating to the roll-
over protection structure and its tractor attachment if these bear the
EEC component type-approval mark and if the requirementslaiddown in Annex IX have been met.
However, Member Statesmay, in compliance with the Treaty, impos e
restrictions on the use of tractors referred to in this Directive in certainareas where safety so dictates, owing to the specific nature of certainterrains or crops. Member States shall inform the Commission of any
such restrictions before they are implemented and of the reasons for
their adoption.
2. ThisDirective s hall not affect the right of Member Statesto
specify — in due compliance with the Treaty — the requirementsthey deem necessary to ensure that workers are protected when usingthe tractorsin ques tion, provided thisdoesnot mean that the protection
structures are modified in a way unspecified in this Directive.
Article 10
1. In connection with EEC type-approval, any tractor to which
Article 1 refers must be fitted with a roll-over protection structure.
2. The structure, referred to in paragraph 1, unless it is a rear-
mounted protection structure, must comply with the requirements laiddown in AnnexesI to V to thisDirective, or in Directives77/536/EEC or 79/622/EEC.
Article 11
Any amendments which are necessary in order to adapt the require-
mentsof the Annexesto thisDirective s o asto take account oftechnical progress shall be adopted in accordance with the procedure
laid down in Article 13 of Directive 74/150/EEC.
Article 12
Within 18 monthsfollowing notification of thisDirective, the Council,
acting on a proposal from the Commission, on the basis of the provi-
sions of the Treaty, shall adopt a Directive supplementing thisDirective with provisions introducing additional impact tests into thedynamic test procedure.
Article 13
1. Member States shall bring into force the provisions necessary to
comply with thisDirective within 24 monthsof itsnotification(
1) and
shall forthwith inform the Commission thereof.
2. Member States shall communicate to the Commission the texts of
the main provisions of national law which they adopt in the field
covered by thisDirective.
Article 14
This Directive is addressed to the Member States.1987L0402 — EN — 24.05.2000 — 003.001 — 5
(1) ThisDirective wasnotified to the Member Stateson 26 June 1987.
▼B
ANNEX I
CONDITIONSFOREECCOMPONENTTYPE-APPROVAL
1. The requirementsof point 1 of Code 6 of the OECD (Decis ion C(87) 53
final of 24 November 1987, aslas t amended on 3 March 1999), with the
exception of point 1.1 shall be applied
.
2. GENERAL REQUIREMENTS
2.1. Every protection structure and its attachment to a tractor must be so
designed and constructed as to fulfil the essential purpose laid down in
section 1.1.
2.2. Thiscondition iscons idered to be fulfilled if the requirementsof
AnnexesII, III and IV are complied with.
3. APPLICATION FOR EEC COMPONENT TYPE-APPROVAL
3.1. The application for EEC component type-approval with regard to the
strength of a protection structure and the strength of its attachment to a
tractor must be submitted by the tractor manufacturer or by the manufac-
turer of the protection structure or by their authorized representatives.
3.2. The application must be accompanied by the undermentioned documents
in triplicate and by the following particulars:
— a drawing, either to scale or with indication of the principal dimen-
sions, showing the general arrangement of the protection structure.
This drawing must, in particular, show details of the mounting
components,
— photographs from side and front showing mounting details,
— a brief description of the protection structure, including type of
construction, method of mounting on the tractor and, where necessary,
detailsof cladding and interior padding,
— details of materials used in the structure and in the roll-over protec-
tion structure mountings (see Annex VI).
3.3. A tractor representative of the tractor type for which the protection struc-
ture to be approved is intended must be submitted to the technical service
responsible for conducting the component type-approval tests. This
tractor must be equipped with the protection structure.
Furthermore, the manufacturer must indicate the sizes of tyres fitting or
able to fit the front and rear axles.
3.4. The holder of EEC component type-approval may request its extension to
other tractor types. The competent authority which has granted the
original EEC component type-approval must grant the extension if the
approved protection structure and the type(s) of tractor for which the
extension is requested comply with the following conditions:
— the mass of the unballasted tractor, as defined in section 1.4 of Annex
III, does not exceed by more than 5 % the reference mass used in the
test;
— the method of attachment and the pointsof attachment to the tractor
are identical,
— any componentss uch asmudguardsand bonnet which may provide
support for the protection structure have identical strength and are
identically situated with respect to the protection structure,
— the critical dimensions and the position of the seat and steering wheel
relative to the protection structure, and the position relative to the
protection structure of the points deemed rigid and taken into consid-
eration for the purpose of verifying that the zone of clearance is
protected, are such that the zone of clearance continues to be
protected by the structure after the latter has undergone the deforma-
tion resulting from the various tests.
4. MARKINGS
4.1. Every protection structure conforming to the approved type must bear the
following markings:
4.1.1. The trade mark or name;
4.1.2. A component type-approval mark conforming to the model in Annex VII;1987L0402 — EN — 24.05.2000 — 003.001 — 6
▼M2
▼B
▼B
4.1.3. Serial number of the protection structure;
4.1.4. Make and type(s) of tractor(s) for which the protection structure is
intended.
4.2. All these particulars must appear on a small plate.
4.3. These markings must be visible, legible and indelible.1987L0402 — EN — 24.05.2000 — 003.001 — 7
▼M2
ANNEX II
TECHNICALREQUIREMENTS
The technical requirementsfor the EC component type-approval of roll-over
protection structures mounted in front of the driver's seat on narrow-track
wheeled agricultural or forestry tractors shall be those set out in point 3 of
Code 6 of the OECD (Decision C(87) 53 final of 24 November 1987, as last
amended on 3 March 1999). These technical requirements shall not apply to
the chaptersof point 3 relating to the tes t bulletin, minor modificationsandidentifications.1987L0402 — EN — 24.05.2000 — 003.001 — 8
▼B
ANNEX VI
MODEL
REPORT RELATING TO THE EEC COMPONENT TYPE-APPROVAL TEST OF A
PROTECTION STRUCTURE (FRONT-MOUNTEDBAR) WITH REGARDTO ITS
STRENGTH AS WELL AS TO THE STRENGTH OF ITS ATTACHMENT TO THE
TRACTOR
1987L0402 — EN — 24.05.2000 — 003.001 — 9
▼B
1987L0402 — EN — 24.05.2000 — 003.001 — 10
▼B
►(1)M11987L0402 — EN — 24.05.2000 — 003.001 — 11
▼B
ANNEX VII
MARKS
The EEC component type-approval mark consists of:
— a rectangle surrounding the lower case letter ‘e’ followed by the distin-
guishing number of the Member State which has granted the component
type-approval:
1 for Germany, 2 for France, 3 for Italy, 4 for the Netherlands, 5 for
Sweden, 6 for Belgium, 9 for Spain, 11 for the United Kingdom, 12 for
Austria, 13 for Luxembourg, 17 for Finland, 18 for Denmark, 21 for
Portugal, 23 for Greece, 24 for Ireland,
— the EEC component type-approval number which corresponds to the number
of the EEC component type-approval certificate issued with regard to the
strength of the type of protection structure and its attachment to the tractor
placed under and in the vicinity of the retangle,
— the letters V or SV, depending on whether a dynamic (V) or static (SV) test
wasconducted, followed by the number 2, indicating that thisisa protection
structure within the meaning of the Directive.
EXAMPLEOFANEECCOMPONENTTYPE-APPROVALMARK
Legend: The protection structure bearing the EEC component type-approval
mark shown above is a structure of the bar type subjected to a
dynamic test with two front-mounted uprights intended for a
narrow-track tractor (V2), for which EEC component type-approval
wasgranted in Belgium (e6) under the number 43.1987L0402 — EN — 24.05.2000 — 003.001 — 12
▼M2
▼B
▼B
ANNEX VIII
MODEL EEC COMPONENT TYPE-APPROVAL CERTIFICATE
1987L0402 — EN — 24.05.2000 — 003.001 — 13
▼B
ANNEX IX
CONDITIONSFOREECTYPE-APPROVAL
1. The application for EEC type-approval of a tractor with regard to the
strength of a protection structure and the strength of its attachment to the
tractor iss ubmitted by the tractor manufacturer or by hisauthorized repre-
sentative.
2. A tractor representative of the tractor type to be approved, on which a
protection structure and its attachment, duly approved, are mounted, must
be submitted to the technical services responsible for conducting the type-
approval tests.
3. The technical service responsible for conducting the type-approval test
checkswhether the approved type of protection s tructure isintended to be
mounted on the type of tractor for which the type-approval isreques ted. In
particular, it must ascertain that the attachment of the protection structure
corresponds to that which was used when the EEC component type-
approval wasgranted.
4. The holder of the EEC type-approval may ask for its extension for other
types of protection structures.
5. The competent authorities grant such extension on the following conditions:
5.1. The new type of protection structure and its tractor attachment must have
received EEC component type-approval.
5.2. It is designed to be mounted on the type of tractor for which the extension
of the EEC type-approval isreques ted.
5.3. The attachment of the protection structure to the tractor must correspond to
that which wastes ted when EEC component type-approval wasgranted.
6. A certificate, of which a model iss hown in Annex X, isannexed to the
EEC type-approval certificate for each type-approval or type-approval
extension which has been granted or refused.
7. If the application for EEC type-approval for a type of tractor isintroduced
at the same time as the request for EEC component type-approval for a
type of roll-over protection structure intended to be mounted on the type
of tractor for which EEC type-approval isreques ted, the checkslaid down
in 2 and 3 are not applicable.1987L0402 — EN — 24.05.2000 — 003.001 — 14
▼B
ANNEX X
MODEL
1987L0402 — EN — 24.05.2000 — 003.001 — 15