This document is meant purely as documentation tool and the institutions do not assume any liability for its contents
"B COUNCIL REGULATION (EC) No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade therein
(OJ L 61, 3.3.1997, p. 1)
Amended by:
Official Journal
No page date
"M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997
Corrected by:
"C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97)1997R0338 — EN — 01.06.1997 — 001.001 — 1
COUNCIL REGULATION (EC) No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade
therein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in
particular Article 130s (1) thereof,
Having regard to the proposal from the Commission (1),
Having regard to the opinion of the Economic and Social Committee (2),
Acting in accordance with the procedure laid down in Article 189c of the
Treaty (3),
(1) Whereas Regulation (EEC) No 3626/82 (4) applies the Convention on
International Trade in Endangered Species of Wild Fauna and Flora inthe Community with effect from 1 January 1984; whereas the purposeof the Convention is to protect endangered species of fauna and flora
through controls on international trade in specimens of those species;
(2) Whereas, in order to improve the protection of species of wild fauna
and flora which are threatened by trade or likely to be so threatened,Regulation (EEC) No 3626/82 must be replaced by a Regulation taking
account of the scientific knowledge acquired since its adoption and the
current structure of trade; whereas, moreover, the abolition of controlsat internal borders resulting from the Single Market necessitates theadoption of stricter trade control measures at the Community’s external
borders, with documents and goods being checked at the customs
office at the border where they are introduced;
(3) Whereas the provisions of this Regulation do not prejudice any stricter
measures which may be taken or maintained by Member States, incompliance with the Treaty, in particular with regard to the holding of
specimens of species covered by this Regulation;
(4) Whereas it is necessary to lay down objective criteria for the inclusion
of species of wild fauna and flora in the Annexes to this Regulation;
(5) Whereas the implementation of this Regulation necessitates the
application of common conditions for the issue, use and presentation
of documents relating to authorization of the introduction into the
Community and the export or re-export from the Community ofspecimens of the species covered by this Regulation; whereas it is
necessary to lay down specific provisions relating to the transit of
specimens through the Community;
(6) Whereas it is for a management authority of the Member State of
destination, assisted by the scientific authority of that Member Stateand, where appropriate, taking into account any opinion of the
Scientific Review Group, to decide on the requests for introduction of
specimens into the Community;
(7) Whereas it is necessary to supplement the provisions on re-export with
a consultation procedure, in order to limit the risk of infringement;
(8) Whereas, in order to guarantee effective protection of species of wild
fauna and flora, additional restrictions may be imposed on the
introduction of specimens into, and the export thereof from, theCommunity; whereas, with regard to live specimens, these restrictionsmay be supplemented by restrictions at Community level on the
holding or movement of such specimens within the Community;!B
(1) OJ No C 26, 3. 2. 1992, p. 1, and OJ No C 131, 12. 5. 1994, p. 1.
(2) OJ No C 223, 31. 8. 1992, p. 19.
(3) Opinion of the European Parliament of 15 December 1995 (OJ No C 17, 22. 1.
1996, p. 430). Common position of the Council of 26 February 1996 (OJ No C 196,
6. 7. 1996, p. 58) and Decision of the European Parliament of 18 September 1996
(OJ No C 320, 28. 10. 1996).
(4) OJ No L 384, 31. 12. 1982, p. 1. Regulation as last amended by Commission
Regulation (EC) No 558/95 (OJ No L 57, 15. 3. 1995, p. 1).1997R0338 — EN — 01.06.1997 — 001.001 — 2
(9) Whereas it is necessary to lay down specific provisions applicable to
captive-born and bred, or artificially propagated specimens, tospecimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered
scientists and scientific institutions;
(10) Whereas there is a need, in order to ensure the broadest possible
protection for species covered by this Regulation, to lay downprovisions for controlling trade and movement of specimens within theCommunity, and the conditions for housing specimens; whereas the
certificates issued under this Regulation, which contribute to
controlling these activities, must be governed by common rules ontheir issue, validity and use;
(11) Whereas measures should be taken to minimize the adverse effects on
live specimens of transport to their destination, from or within the
Community;
(12) Whereas, to ensure effective controls and to facilitate customs
procedures, customs offices should be designated, with trained
personnel responsible for carrying out the necessary formalities andcorresponding checks where specimens are introduced into the
Community, in order to assign them a customs-approved treatment
or use within the meaning of Council Regulation (EEC) No 2913/92 of12 October 1992 establishing the Community Customs Code (
1), or
where they are exported or re-exported from the Community; whereas
there should also be facilities guaranteeing that live specimens are
adequately housed and cared for;
(13) Whereas the implementation of this Regulation also calls for the
designation of management and scientific authorities by the MemberStates;
(14) Whereas informing the public and making them aware of the
provisions of this Regulation, particularly at border crossing points,
is likely to encourage compliance with these provisions;
(15) Whereas, in order to ensure effective enforcement of this Regulation,
Member States should closely monitor compliance with its provisionsand, to that end, cooperate closely between themselves and with theCommission; whereas this requires the communication of information
relating to the implementation of this Regulation;
(16) Whereas the monitoring of levels of trade in the species of wild fauna
and flora covered by this Regulation is of crucial importance forassessing the effects of trade on the conservation status of species;whereas detailed annual reports should be drawn up in a common
format;
(17) Whereas, in order to guarantee compliance with this Regulation, it is
important that Member States impose sanctions for infringements in a
manner which is both sufficient and appropriate to the nature andgravity of the infringement;
(18) Whereas it is essential to lay down a Community procedure enabling
the implementing provisions and amendments to the Annexes of this
Regulation to be adopted within a suitable period; whereas a
Committee must be set up to permit close and effective cooperationbetween the Member States and the Commission in this field;
(19) Whereas the multitude of biological and ecological aspects to be
considered in the implementation of this Regulation requires the
setting up of a Scientific Review Group, whose opinions will be
forwarded by the Commission to the Committee and the managementbodies of the Member States, to assist them in making their decisions,!B
(1) OJ No L 302, 19. 10. 1992, p. 1. Regulation as last amended by the 1994 Act of
Accession.1997R0338 — EN — 01.06.1997 — 001.001 — 3
HAS ADOPTED THIS REGULATION:
Article 1
Object
The object of this Regulation is to protect species of wild fauna and flora and
to guarantee their conservation by regulating trade therein in accordance withthe following Articles.
This Regulation shall apply in compliance with the objectives, principles and
provisions of the Convention defined in Article 2.
Article 2
Definitions
For the purposes of this Regulation:
(a) ‘Committee’ shall mean the Committee on Trade in Wild Fauna and
Flora, established under Article 18;
(b) ‘Convention’ shall mean the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (Cites);
(c) ‘country of origin’ shall mean the country in which a specimen was
taken from the wild, captive-bred or artificially propagated;
(d) ‘import notification’ shall mean the notification given by the importer
or his agent or representative, at the time of the introduction into the
Community of a specimen of a species included in Annexes C or D, on
a form prescribed by the Commission in accordance with the procedurelaid down in Article 18;
(e) ‘introduction from the sea’ shall mean the introduction into the
Community of any specimen which was taken in, and is being
introduced directly from, the marine environment not under the
jurisdiction of any State, including the air-space above the sea andthe sea-bed and subsoil beneath the sea;
(f) ‘issuance’ shall mean the completion of all procedures involved in
preparing and validating a permit or certificate and its delivery to the
applicant;
(g) ‘management authority’ shall mean a national administrative authority
designated, in the case of a Member State, in accordance with Article
13(1)(a) or, in the case of a third country party to the Convention, inaccordance with Article IX of the Convention;
(h) ‘Member State of destination’ shall mean the Member State of
destination mentioned in the document used to export or re-export a
specimen; in the event of introduction from the sea, it shall mean the
Member State within whose jurisdiction the place of destination of aspecimen lies;
(i) ‘offering for sale’ shall mean offering for sale and any action that may
reasonably be construed as such, including advertising or causing to be
advertised for sale and invitation to treat;
(j) ‘personal or household effects’ shall mean dead specimens, parts and
derivatives thereof, that are the belongings of a private individual andthat form, or are intended to form, part of his normal goods andchattels;
(k) ‘place of destination’ shall mean the place at which at the time of
introduction into the Community, it is intended that specimens will
normally be kept; in the case of live specimens, this shall be the firstplace where specimens are intended to be kept following any period ofquarantine or other confinement for the purposes of sanitary checks and
controls;
(l) ‘population’ shall mean a biologically or geographically distinct total
number of individuals;
(m) ‘primarily commercial purposes’ shall mean all purposes the non-
commercial aspects of which do not clearly predominate;!B1997R0338 — EN — 01.06.1997 — 001.001 — 4
(n) ‘re-export from the Community’ shall mean export from the
Community of any specimen that has previously been introduced;
(o) ‘reintroduction into the Community’ shall mean introduction into the
Community of any specimen that has previously been exported or
re-exported;
(p) ‘sale’ shall mean any form of sale. For the purposes of this Regulation,
hire, barter or exchange shall be regarded as sale; cognate expressions
shall be similarly construed;
(q) ‘scientific authority’ shall mean a scientific authority designated, in the
case of a Member State, in accordance with Article 13(1)(b) or, in the
case of a third country party to the Convention, in accordance withArticle IX of the Convention;
(r) ‘Scientific Review Group’ shall mean the consultative body established
under Article 17;
(s) ‘species’ shall mean a species, subspecies or population thereof;
(t) ‘specimen’ shall mean any animal or plant, whether alive or dead, of the
species listed in Annexes A to D, any part or derivative thereof, whether
or not contained in other goods, as well as any other goods which
appear from an accompanying document, the packaging or a mark orlabel, or from any other circumstances, to be or to contain parts orderivatives of animals or plants of those species, unless such parts or
derivatives are specifically exempted from the provisions of this
Regulation or from the provisions relating to the Annex in which thespecies concerned is listed by means of an indication to that effect inthe Annexes concerned.
A specimen will be considered to be a specimen of a species listed in
Annexes A to D if it is, or is part of or derived from, an animal or plantat least one of whose ‘parents’ is of a species so listed. In cases where
the ‘parents’ of such an animal or plant are of species listed in different
Annexes, or of species only one of which is listed, the provisions of themore restrictive Annex shall apply. However, in the case of specimens
of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A,
the provisions of the more restrictive Annex shall apply only if thatspecies is annotated to that effect in the Annex;
(u) ‘trade’ shall mean the introduction into the Community, including
introduction from the sea, and the export and re-export therefrom, aswell as the use, movement and transfer of possession within theCommunity, including within a Member State, of specimens subject to
the provisions of this Regulation;
(v) ‘transit’ shall mean the transport of specimens between two points
outside the Community through the territory of the Community which
are shipped to a named consignee and during which any interruption in
the movement arises only from the arrangements necessitated by thisform of traffic;
(w) ‘worked specimens that were acquired more than 50 years previously’
shall mean specimens that were significantly altered from their naturalraw state for jewellery, adornment, art, utility, or musical instruments,
more than 50 years before the entry into force of this Regulation and
that have been, to the satisfaction of the management authority of theMember State concerned, acquired in such conditions. Such specimensshall be considered as worked only if they are clearly in one of the
aforementioned categories and require no further carving, crafting or
manufacture to effect their purpose;
(x) ‘checks at the time of introduction, export, re-export and transit’ shall
mean documentary checks on the certificates, permits and notifications
provided for in this Regulation and — in cases where Communityprovisions so provide or in other cases by representative sampling of theconsignments — examination of the specimens, where appropriate
accompanied by the taking of samples with a view to analysis or more
detailed checks.!B1997R0338 — EN — 01.06.1997 — 001.001 — 5
Article 3
Scope
1. Annex A shall contain:
(a) the species listed in Appendix I to the Convention for which the
Member States have not entered a reservation;
(b) any species:
(i) which is, or may be, in demand for utilization in the Community
or for international trade and which is either threatened with
extinction or so rare that any level of trade would imperil thesurvival of the species;
or
(ii) which is in a genus of which most of the species or which is a
species of which most of the subspecies are listed in Annex A in
accordance with the criteria in subparagraphs (a) or (b)(i) and
whose listing in the Annex is essential for the effective protectionof those taxa.
2. Annex B shall contain:
(a) the species listed in Appendix II to the Convention, other than those
listed in Annex A, for which the Member States have not entered areservation;
(b) the species listed in Appendix I to the Convention for which a
reservation has been entered;
(c) any other species not listed in Appendices I or II to the Convention:
(i) which is subject to levels of international trade that might not be
compatible:
— with its survival or with the survival of populations in
certain countries, or
— with the maintenance of the total population at a level
consistent with the role of the species in the ecosystems in
which it occurs:
or(ii) whose listing in the Annex for reasons of similarity in appearance
to other species listed in Annex A or Annex B, is essential in
order to ensure the effectiveness of controls on trade in specimensof such species;
(d) species in relation to which it has been established that the introduction
of live specimens into the natural habitat of the Community wouldconstitute an ecological threat to wild species of fauna and floraindigenous to the Community.
3. Annex C shall contain:
(a) the species listed in Appendix III to the Convention, other than those
listed in Annexes A or B, for which the Member States have not entered
a reservation;
(b) the species listed in Appendix II to the Convention for which a
reservation has been entered.
4. Annex D shall contain:
(a) species not listed in Annexes A to C which are imported into the
Community in such numbers as to warrant monitoring;
(b) the species listed in Appendix III to the Convention for which a
reservation has been entered.
5. Where the conservation status of species covered by this Regulation
warrants their inclusion in one of the Appendices to the Convention, the
Member States shall contribute to the necessary amendments.!B1997R0338 — EN — 01.06.1997 — 001.001 — 6
Article 4
Introduction into the Community
1. The introduction into the Community of specimens of the species listed
in Annex A shall be subject to completion of the necessary checks and theprior presentation, at the border customs office at the point of introduction, ofan import permit issued by a management authority of the Member State of
destination.
The import permit may be issued only in accordance with the restrictions
established pursuant to paragraph 6 and when the following conditions have
been met:
(a) the competent scientific authority, after considering any opinion by the
Scientific Review Group, has advised that the introduction into the
Community:
(i) would not have a harmful effect on the conservation status of the
species or on the extent of the territory occupied by the relevant
population of the species;
(ii) is taking place:
— for one of the purposes referred to in Article 8(3)(e), (f)
and (g), or
— for other purposes which are not detrimental to the survival
of the species concerned;
(b) (i) the applicant provides documentary evidence that the specimens
have been obtained in accordance with the legislation on theprotection of the species concerned which, in the case of import
from a third country of specimens of a species listed in the
Appendices to the Convention, shall be an export permit orre-export certificate, or copy thereof, issued in accordance with
the Convention by a competent authority of the country of export
or re-export;
(ii) however, the issuance of import permits for species listed in
Annex A in accordance with Article 3(1)(a) shall not require such
documentary evidence, but the original of any such import permitshall be withheld from the applicant pending presentation of theexport permit or re-export certificate;
(c) the competent scientific authority is satisfied that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(d) the management authority is satisfied that the specimen is not to be
used for primarily commercial purposes;
(e) the management authority is satisfied, following consultation with the
competent scientific authority, that there are no other factors relating to
the conservation of the species which militate against issuance of the
import permit; and
(f) in the case of introduction from the sea, the management authority is
satisfied that any live specimen will be so prepared and shipped as to
minimize the risk of injury, damage to health or cruel treatment.
2. The introduction into the Community of specimens of the species listed
in Annex B shall be subject to completion of the necessary checks and theprior presentation, at the border customs office at the point of introduction, ofan import permit issued by a management authority of the Member State of
destination.
The import permit may be issued only in accordance with the restrictions
established pursuant to paragraph 6 and when:
(a) the competent scientific authority, after examining available data and
considering any opinion from the Scientific Review Group, is of the
opinion that the introduction into the Community would not have a
harmful effect on the conservation status of the species or on the extentof the territory occupied by the relevant population of the species,
taking account of the current or anticipated level of trade. This opinion
shall be valid for subsequent imports as long as the abovementionedaspects have not changed significantly;!B1997R0338 — EN — 01.06.1997 — 001.001 — 7
(b) the applicant provides documentary evidence that the intended accom-
modation for a live specimen at the place of destination is adequatelyequipped to conserve and care for it properly;
(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been
met.
3. The introduction into the Community of specimens of the species listed
in Annex C shall be subject to completion of the necessary checks and the
prior presentation, at the border customs office at the point of introduction, of
an import notification and:
(a) in the case of export from a country mentioned in relation to the species
concerned in Annex C, the applicant shall provide documentaryevidence, by means of an export permit issued in accordance with theConvention by an authority of that country competent for the purpose,
that the specimens have been obtained in accordance with the national
legislation on the conservation of the species concerned; or
(b) in the case of export from a country not mentioned in relation to the
species concerned in Annex C or re-export from any country, theapplicant shall present an export permit, a re-export certificate or a
certificate of origin issued in accordance with the Convention by an
authority of the exporting or re-exporting country competent for thepurpose.
4. The introduction into the Community of specimens of the species listed
in Annex D shall be subject to completion of the necessary checks and theprior presentation of an import notification at the border customs office at the
point of introduction.
5. The conditions for the issuance of an import permit as referred to in
paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to
specimens for which the applicant provides documentary evidence:
(a) that they had previously been legally introduced into or acquired in the
Community and that they are, modified or not, being reintroduced intothe Community; or
(b) that they are worked specimens that were acquired more than 50 years
previously.
6. In consultation with the countries of origin concerned, in accordance
with the procedure laid down in Article 18 and taking account of any opinion
from the Scientific Review Group, the Commission may establish general
restrictions, or restrictions relating to certain countries of origin, on theintroduction into the Community:
(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of
specimens of species listed in Annex A;
(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph
2(a), of specimens of species listed in Annex B; and
(c) of live specimens of species listed in Annex B which have a high
mortality rate during shipment or for which it has been established that
they are unlikely to survive in captivity for a considerable proportion of
their potential life span; or
(d) of live specimens of species for which it has been established that their
introduction into the natural environment of the Community presents anecological threat to wild species of fauna and flora indigenous to the
Community.
The Commission shall on a quarterly basis publish a list of such restrictions, if
any, in the Official Journal of the European Communities .
7. Where special cases of transhipment, air transfer or rail transport occur
following introduction into the Community, derogations from completion of
the checks and presentations of import documents at the border customsoffice at the point of introduction which are referred to in paragraphs 1 to 4shall be granted in accordance with the procedure laid down in Article 18, in
order to permit such checks and presentations to be made at another customs
office designated in accordance with Article 12 (1).!B1997R0338 — EN — 01.06.1997 — 001.001 — 8
Article 5
Export or re-export from the Community
1. The export or re-export from the Community of specimens of the
species listed in Annex A shall be subject to completion of the necessary
checks and the prior presentation, at the customs office at which the exportformalities are completed, of an export permit or re-export certificate issuedby a management authority of the Member State in which the specimens are
located.
2. An export permit for specimens of the species listed in Annex A may be
issued only when the following conditions have been met:
(a) the competent scientific authority has advised in writing that the
capture or collection of the specimens in the wild or their export willnot have a harmful effect on the conservation status of the species or on
the extent of the territory occupied by the relevant population of the
species;
(b) the applicant provides documentary evidence that the specimens have
been obtained in accordance with the legislation in force on the
protection of the species in question; where the application is made to aMember State other than the Member State of origin, such documentaryevidence shall be furnished by means of a certificate stating that the
specimen was taken from the wild in accordance with the legislation in
force on its territory;
(c) the management authority is satisfied that:
(i) any live specimen will be so prepared and shipped as to minimize
the risk of injury, damage to health or cruel treatment; and
(ii) — the specimens of species not listed in Annex I to the
Convention will not be used for primarily commercialpurposes, or
— in the case of export to a State party to the Convention of
specimens of the species referred to in Article 3(1)(a) ofthis Regulation, an import permit has been issued;
and
(d) the management authority of the Member State is satisfied, following
consultation with the competent scientific authority, that there are no
other factors relating to the conservation of the species which militate
against issuance of the export permit.
3. A re-export certificate may be issued only when the conditions referred
to in paragraph 2 (c) and (d) have been met and when the applicant provides
documentary evidence that the specimens:
(a) were introduced into the Community in accordance with the provisions
of this Regulation;
(b) if introduced into the Community before the entry into force of this
Regulation, were introduced in accordance with the provisions of
Regulation (EEC) No 3626/82; or
(c) if introduced into the Community before 1984, entered international
trade in accordance with the provisions of the Convention; or
(d) were legally introduced into the territory of a Member State before the
provisions of the Regulations referred to in (a) and (b) or of theConvention became applicable to them, or became applicable in that
Member State.
4. The export or re-export from the Community of specimens of the
species listed in Annexes B and C shall be subject to completion of the
necessary checks and the prior presentation, at the customs office at which the
export formalities are completed, of an export permit or re-export certificateissued by a management authority of the Member State in whose territory the
specimens are located.
An export permit may be issued only when the conditions referred to in
paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred to in
paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.!B1997R0338 — EN — 01.06.1997 — 001.001 — 9
5. Where an application for a re-export certificate concerns specimens
introduced into the Community under an import permit issued by anotherMember State, the management authority must first consult the managementauthority which issued the permit. The consultation procedures and the cases
in which consultation is necessary shall be established in accordance with the
procedure laid down in Article 18.
6. The conditions for the issuance of an export permit or re-export
certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:
(i) worked specimens that were acquired more than 50 years previously; or
(ii) dead specimens and parts and derivatives thereof for which the
applicant provides documentary evidence that they were legallyacquired before the provisions of this Regulation, or of Regulation
(EEC) No 3626/82 or of the Convention became applicable to them.
7. (a) The competent scientific authority in each Member State shall
monitor the issuance of export permits by that Member State for
specimens of species listed in Annex B and actual exports of such
specimens. Whenever such scientific authority determines thatthe export of specimens of any such species should be limited inorder to maintain that species throughout its range at a level
consistent with its role in the ecosystem in which it occurs, and
well above the level at which that species might become eligiblefor inclusion in Annex A in accordance with Article 3 (1) (a) or(b) (i), the scientific authority shall advise the competent
management authority, in writing, of suitable measures to be
taken to limit the issuance of export permits for specimens of thatspecies
(b) Whenever a management authority is advised of the measures
referred to in (a), it shall inform and send comments to theCommission which shall, if appropriate, recommend restrictions
on exports of the species concerned in accordance with the
procedure laid down in Article 18.
Article 6
Rejection of applications for permits and certificates referred to in
Articles 4, 5 and 10
1. When a Member State rejects an application for a permit or certificate
in a case of significance in respect of the objectives of this Regulation, it shallimmediately inform the Commission of the rejection and of the reasons for
rejection.
2. The Commission shall communicate information received in accord-
ance with paragraph 1 to the other Member States in order to ensure uniform
application of this Regulation.
3. When an application is made for a permit or certificate relating to
specimens for which such an application has previously been rejected, the
applicant must inform the competent authority to which the application issubmitted of the previous rejection.
4. (a) Member States shall recognize the rejection of applications by the
competent authorities of the other Member States, where suchrejection is based on the provisions of this Regulation
(b) However, this need not apply where the circumstances have
significantly changed or where new evidence to support anapplication has become available. In such cases, if a managementauthority issues a permit or certificate, it shall inform the
Commission thereof, stating the reasons for issuance.
Article 7
Derogations
1. Specimens born and bred in captivity or artificially propagated
(a) Save where Article 8 applies, specimens of species listed in Annex A
that have been born and bred in captivity or artificially propagated shall
be treated in accordance with the provisions applicable to specimens of
species listed in Annex B.!B1997R0338 — EN — 01.06.1997 — 001.001 — 10
(b) In the case of artificially propagated plants, the provisions of Articles 4
and 5 may be waived under special conditions laid down by theCommission, relating to:
(i) the use of phytosanitary certificates;(ii) trade by registered commercial traders and by the scientific
institutions referred to in paragraph 4 of this Article; and
(iii) trade in hybrids.
(c) The criteria for determining whether a specimen has been born and bred
in captivity or artificially propagated and whether for commercial
purposes, as well as the special conditions referred to in (b), shall be
specified by the Commission in accordance with the procedure laiddown in Article 18.
2. Transit
(a) By way of derogation from Article 4, where a specimen is in transit
through the Community, checks and presentation at the border customs
office at the point of introduction of the prescribed permits, certificates
and notifications shall not be required.
(b) In the case of species listed in the Annexes in accordance with Article 3
(1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall
apply only where a valid export or re-export document provided for by
the Convention, relating to the specimens that it accompanies andspecifying the destination of the specimens, has been issued by thecompetent authorities of the exporting or re-exporting third country.
(c) If the document referred to in (b) has not been issued before export or
re-export, the specimen must be seized and may, where applicable, be
confiscated unless the document is submitted retrospectively incompliance with the conditions specified by the Commission in
accordance with the procedure laid down in Article 18.
3. Personal and household effects
By way of derogation from Articles 4 and 5, the provisions therein shall not
apply to dead specimens, parts and derivatives of species listed in Annexes Ato D which are personal or household effects being introduced into the
Community, or exported or re-exported therefrom, in compliance with
provisions that shall be specified by the Commission in accordance with theprocedure laid down in Article 18.
4. Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the
case of non-commercial loans, donations and exchanges between scientistsand scientific institutions, registered by the management authorities of theStates in which they are located, of herbarium specimens and other preserved,
dried or embedded museum specimens, and of live plant material, bearing a
label, the model for which has been determined in accordance with theprocedure laid down in Article 18 or a similar label issued or approved by amanagement authority of a third country.
Article 8
Provisions relating to the control of commercial activities
1. The purchase, offer to purchase, acquisition for commercial purposes,
display to the public for commercial purposes, use for commercial gain and
sale, keeping for sale, offering for sale or transporting for sale of specimens of
the species listed in Annex A shall be prohibited.
2. Member States may prohibit the holding of specimens, in particular live
animals of the species listed in Annex A.
3. In accordance with the requirements of other Community legislation on
the conservation of wild fauna and flora, exemption from the prohibitionsreferred to in paragraph 1 may be granted by issuance of a certificate to thateffect by a management authority of the Member State in which the
specimens are located, on a case-by-case basis where the specimens:
(a) were acquired in, or were introduced into, the Community before the
provisions relating to species listed in Appendix I to the Convention or!B1997R0338 — EN — 01.06.1997 — 001.001 — 11
in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became
applicable to the specimens; or
(b) are worked specimens that were acquired more than 50 years
previously; or
(c) were introduced into the Community in compliance with the provisions
of this Regulation and are to be used for purposes which are notdetrimental to the survival of the species concerned; or
(d) are captive-born and bred specimens of an animal species or artificially
propagated specimens of a plant species or are parts or derivatives ofsuch specimens; or
(e) are required under exceptional circumstances for the advancement of
science or for essential biomedical purposes pursuant to Council
Directive 86/609/EEC of 24 November 1986 on the approximation of
laws, regulations and administrative provisions of the Member Statesregarding the protection of animals used for experimental and otherscientific purposes (
1) where the species in question proves to be the
only one suitable for those purposes and where there are no specimens
of the species which have been born and bred in captivity; or
(f) are intended for breeding or propagation purposes from which
conservation benefits will accrue to the species concerned; or
(g) are intended for research or education aimed at the preservation or
conservation of the species; or
(h) originate in a Member State and were taken from the wild in accordance
with the legislation in force in that Member State.
4. General derogations from the prohibitions referred to in paragraph 1
based on the conditions referred to in paragraph 3, as well as generalderogations with regard to species listed in Annex A in accordance withArticle 3 (1) (b) (ii) may be defined by the Commission in accordance with
the procedure laid down in Article 18. Any such derogations must be in
accordance with the requirements of other Community legislation on theconservation of wild fauna and flora.
5. The prohibitions referred to in paragraph 1 shall also apply to
specimens of the species listed in Annex B except where it can be proved tothe satisfaction of the competent authority of the Member State concerned
that such specimens were acquired and, if they originated outside the
Community, were introduced into it, in accordance with the legislation inforce for the conservation of wild fauna and flora.
6. The competent authorities of the Member States shall have discretion to
sell any specimen of the species listed in Annexes B to D they have
confiscated under this Regulation, provided that it is not thus returned directly
to the person or entity from whom it was confiscated or who was party to theoffence. Such specimens may then be treated for all purposes as if they hadbeen legally acquired.
Article 9
Movement of live specimens
1. Any movement within the Community of a live specimen of a species
listed in Annex A from the location indicated in the import permit or in anycertificate issued in compliance with this Regulation shall require prior
authorization from a management authority of the Member State in which the
specimen is located. In other cases of movement, the person responsible formoving the specimen must be able, where applicable, to provide proof of thelegal origin of the specimen.
2. Such authorization shall:(a) be granted only when the competent scientific authority of such
Member State or, where the movement is to another Member State, thecompetent scientific authority of the latter, is satisfied that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(b) be confirmed by issuance of a certificate; and!B
(1) OJ No L 358, 18. 12. 1986, p. 1.1997R0338 — EN — 01.06.1997 — 001.001 — 12
(c) where applicable, be immediately communicated to a management
authority of the Member State in which the specimen is to be located.
3. However, no such authorization shall be required if a live animal must
be moved for the purpose of urgent veterinary treatment and is returneddirectly to its authorized location.
4. Where a live specimen of a species listed in Annex B is moved within
the Community, the holder of the specimen may relinquish it only after
ensuring that the intended recipient is adequately informed of the accom-modation, equipment and practices required to ensure the specimen will beproperly cared for.
5. When any live specimens are transported into, from or within the
Community or are held during any period of transit or transhipment, they shall
be prepared, moved and cared for in a manner such as to minimize the risk ofinjury, damage to health or cruel treatment and, in the case of animals, in
conformity with Community legislation on the protection of animals during
transport.
6. Under the procedure laid down in Article 18, the Commission may
establish restrictions on the holding or movement of live specimens of speciesin relation to which restrictions on introduction into the Community have
been established in accordance with Article 4 (6).
Article 10
Certificates to be issued
On receiving an application, together with all the requisite supporting
documents, from the person concerned and provided that all the conditionsgoverning their issuance have been fulfilled, a management authority of a
Member State may issue a certificate for the purposes referred to in Article 5
(2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).
Article 11
Validity of and special conditions for permits and certificates
1. Without prejudice to stricter measures which the Member States may
adopt or maintain, permits and certificates issued by the competent authorities
of the Member States in accordance with this Regulation shall be valid
throughout the Community.
2. (a) However, any such permit or certificate, as well as any permit or
certificate issued on the basis of it, shall be deemed void if a
competent authority or the Commission, in consultation with the
competent authority which issued the permit or certificate,establishes that it was issued on the false premise that theconditions for its issuance were met
(b) Specimens situated in the territory of a Member State and
covered by such documents shall be seized by the competent
authorities of that Member State and may be confiscated.
3. Any permit or certificate issued in accordance with this Regulation may
stipulate conditions and requirements imposed by the issuing authority toensure compliance with the provisions thereof. Where such conditions or
requirements need to be incorporated in the design of permits or certificates,
Member States shall inform the Commission thereof.
4. Any import permit issued on the basis of a copy of the corresponding
export permit or re-export certificate shall be valid for the introduction of
specimens into the Community only when accompanied by the original of the
valid export permit or re-export certificate.
5. The Commission shall establish time limits for the issuance of permits
and certificates in accordance with the procedure laid down in Article 18.!B1997R0338 — EN — 01.06.1997 — 001.001 — 13
Article 12
Places of introduction and export
1. Member States shall designate customs offices for carrying out the
checks and formalities for the introduction into and export from the
Community, in order to assign to them a customs-approved treatment oruse, within the meaning of Regulation (EEC) No 2913/92, of specimens ofspecies covered by this Regulation and shall state which offices are
specifically intended to deal with live specimens.
2. All offices designated in accordance with paragraph 1 shall be provided
with sufficient and adequately trained staff. Member States shall ensure thataccommodation is provided in accordance with relevant Community legis-lation as regards the transport and accommodation of live animals and that,
where necessary, adequate steps are taken for live plants.
3. All offices designated in accordance with paragraph 1 shall be notified
to the Commission which shall publish a list of them in the Official Journal of
the European Communities .
4. In exceptional cases and in accordance with criteria defined under the
procedure laid down in Article 18, a management authority may authorize the
introduction into the Community or the export or re-export therefrom at a
customs office other than one designated in accordance with paragraph 1.
5. Member States shall ensure that at border crossing-points the public are
informed of the implementing provisions of this Regulation.
Article 13
Management and scientific authorities and other competent authorities
1. (a) Each Member State shall designate a management authority with
primary responsibility for implementation of this Regulation and
for communication with the Commission
(b) Each Member State may also designate additional management
authorities and other competent authorities to assist in imple-
mentation, in which case the primary management authority shall
be responsible for providing the additional authorities with all theinformation required for correct application of this Regulation.
2. Each Member State shall designate one or more scientific authorities
with appropriate qualifications whose duties shall be separate from those of
any designated management authority.
3. (a) Not later than three months before the date of application of this
Regulation, Member States shall forward the names andaddresses of the designated management authorities, otherauthorities competent to issue permits or certificates and
scientific authorities to the Commission, which shall publish
this information in the Official Journal of the European
Communities within a month
(b) Each management authority referred to in paragraph 1 (a) shall, if
so requested by the Commission, communicate to it within two
months the names and specimen signatures of people authorized
to sign permits or certificates, and impressions of the stamps,seals or other devices used to authenticate permits or certificates.
(c) Member States shall communicate to the Commission any
changes in the information already provided, not later than two
months after the implementation of such change.
Article 14
Monitoring of compliance and investigation of infringements
1. (a) The competent authorities of the Member States shall monitor
compliance with the provisions of this Regulation
(b) If, at any time, the competent authorities have reason to believe
that these provisions are being infringed, they shall take the
appropriate steps to ensure compliance or to instigate legalaction.!B1997R0338 — EN — 01.06.1997 — 001.001 — 14
(c) Member States shall inform the Commission and, in the case of
species listed in the Appendices to the Convention, theConvention Secretariat of any steps taken by the competentauthorities in relation to significant infringements of this
Regulation, including seizures and confiscations.
2. The Commission shall draw the attention of the competent authorities
of the Member States to matters whose investigation it considers necessaryunder this Regulation. Member States shall inform the Commission and, inthe case of species listed in the Appendices to the Convention, the Convention
Secretariat of the outcome of any subsequent investigation.
3. (a) An enforcement group shall be established consisting of the
representatives of each Member State’s authorities with respon-sibility for ensuring the implementation of the provisions of this
Regulation. The group shall be chaired by the representative of
the Commission
(b) The enforcement group shall examine any technical question
relating to the enforcement of this Regulation raised by thechairman, either on his own initiative or at the request of the
members of the group or the committee.
(c) The Commission shall convey the opinions expressed in the
enforcement group to the committee.
Article 15
Communication of information
1. The Member States and the Commission shall communicate to one
another the information necessary for implementing this Regulation.
The Member States and the Commission shall ensure that the necessary steps
are taken to make the public aware and inform it of the provisions regardingimplementation of the Convention and of this Regulation and of the latter’simplementing measures.
2. The Commission shall communicate with the Convention Secretariat so
as to ensure that the Convention is effectively implemented throughout the
territory to which this Regulation applies.
3. The Commission shall immediately communicate any advice from the
Scientific Review Group to the management authorities of the Member States
concerned.
4. (a) The management authorities of the Member States shall
communicate to the Commission before 15 June each year allthe information relating to the preceding year required fordrawing up the reports referred to in Article VIII.7 (a) of the
Convention and equivalent information on international trade in
all specimens of species listed in Annexes A, B and C and onintroduction into the Community of specimens of species listed inAnnex D. The information to be communicated and the format
for its presentation shall be specified by the Commission in
accordance with the procedure laid down in Article 18
(b) On the basis of the information referred to in (a), the Commission
shall publish before 31 October each year a statistical report on
the introduction into, and the export and re-export from, the
Community of specimens of the species to which this Regulationapplies and shall forward to the Convention Secretariatinformation on the species to which the Convention applies.
(c) Without prejudice to Article 20, the management authorities of
the Member States shall, before 15 June of each second year, and
for the first time in 1999, communicate to the Commission all theinformation relating to the preceding two years required fordrawing up the reports referred to in Article VIII.7 (b) of the
Convention and equivalent information on the provisions of this
Regulation that fall outside the scope of the Convention. Thei n f o r m a t i o nt ob ec o m m u n i c a t e da n dt h ef o r m a tf o ri t s
presentation shall be specified by the Commission in accordance
with the procedure laid down in Article 18.
(d) On the basis of the information referred to in (c), the Commission
shall, before 31 October of each second year, and for the first!B1997R0338 — EN — 01.06.1997 — 001.001 — 15
time in 1999, draw up a report on the implementation and
enforcement of this Regulation.
5. With a view to the preparation of amendments to the Annexes, the
competent authorities of the Member States shall forward all relevantinformation to the Commission. The Commission shall specify theinformation required, in accordance with the procedure laid down in Article
18.
"C16. Without prejudice to Council Directive 90/313/EEC 3of 7 June
1990 on the freedom of access to information on the environment (1), the
Commission shall take appropriate measures to protect the confidentiality ofinformation obtained in implementation of this Regulation.
Article 16
Sanctions
1. Member States shall take appropriate measures to ensure the imposition
of sanctions for at least the following infringements of this Regulation:
(a) introduction into, or export or re-export from, the Community of
specimens without the appropriate permit or certificate or with a false,falsified or invalid permit or certificate or one altered without
authorization by the issuing authority;
(b) failure to comply with the stipulations specified on a permit or
certificate issued in accordance with this Regulation;
(c) making a false declaration or knowingly providing false information in
order to obtain a permit or certificate;
(d) using a false, falsified or invalid permit or certificate or one altered
without authorization as a basis for obtaining a Community permit or
certificate or for any other official purpose in connection with thisRegulation;
(e) making no import notification or a false import notification;(f) shipment of live specimens not properly prepared so as to minimize the
risk of injury, damage to health or cruel treatment;
(g) use of specimens of species listed in Annex A other than in accordance
with the authorization given at the time of issuance of the import permitor subsequently;
(h) trade in artificially propagated plants contrary to the provisions laid
down in accordance with Article 7(1)(b);
(i) shipment of specimens into or out of or in transit through the territory
of the Community without the appropriate permit or certificate issued
in accordance with this Regulation and, in the case of export or
re-export from a third country party to the Convention, in accordancetherewith, or without satisfactory proof of the existence of such permitor certificate;
(j) purchase, offer to purchase, acquisition for commercial purposes, use
for commercial gain, display to the public for commercial purposes,
sale, keeping for sale, offering for sale or transporting for sale of
specimens in contravention of Article 8;
(k) use of a permit or certificate for any specimen other than one for which
it was issued;
(l) falsification or alteration of any permit or certificate issued in
accordance with this Regualation;
(m) failure to disclose rejection of an application for a Community import,
export or re-export permit or certificate, in accordance with Article 6(3).
2. The measures referred to in paragraph 1 shall be appropriate to the
nature and gravity of the infringement and shall include provisions relating to
the seizure and, where appropriate, confiscation of specimens.!B
(1) OJ No L 158, 23. 6. 1990, p. 56.1997R0338 — EN — 01.06.1997 — 001.001 — 16
3. Where a specimen is confiscated, it shall be entrusted to a competent
authority of the Member State of confiscation which:
(a) following consultation with a scientific authority of that Member State,
shall place or otherwise dispose of the specimen under conditions
which it deems to be appropriate and consistent with the purposes and
provisions of the Convention and this Regulation; and
(b) in the case of a live specimen which has been introduced into the
Community, may, after consultation with the State of export, return the
specimen to that State at the expense of the convicted person.
4. Where a live specimen of a species listed in Annex B or C arrives at a
point of introduction into the Community without the appropriate valid permitor certificate, the specimen must be seized and may be confiscated or, if the
consignee refuses to acknowledge the specimen, the competent authorities of
the Member State responsible for the point of introduction may, ifappropriate, refuse to accept the shipment and require the carrier to return
the specimen to its place of departure.
Article 17
The Scientific Review Group
1. A Scientific Review Group is hereby established, consisting of the
representatives of each Member State’ s scientific authority or authorities and
chaired by the representative of the Commission.
2. (a) The Scientific Review Group shall examine any scientific
question relating to the application of this Regulation — in
particular concerning Article 4 (1) (a), (2) (a) and (6) — raised bythe chairman, either on his own initiative or at the request of themembers of the Group or the Committee.
(b) The Commission shall convey the opinions of the Scientific
Review Group to the Committee.
Article 18
The Committee
1. The Commission shall be assisted by a Committee composed of the
representatives of the Member States and chaired by the representative of theCommission.
The representative of the Commission shall submit to the Committee a draft
of the measures to be taken. The Committee shall deliver its opinion on thedraft within a time limit which the chairman may lay down according to theurgency of the matter. The opinion shall be delivered by the majority laid
down in Article 148 (2) of the Treaty in the case of decisions which the
Council is required to adopt on a proposal from the Commission. The votes ofthe representatives of the Member States within the Committee shall beweighted in the manner set out in that Article. The chairman shall not vote.
The Commission shall adopt the measures envisaged if they are in accordance
with the opinion of the Committee.
If the measures envisaged are not in accordance with the opinion of the
Committee, or if no opinion is delivered, the Commission shall without delay
submit to the Council a proposal relating to the measures to be taken. The
Council shall act by a qualified majority.
2. As regards the Committee’s tasks referred to in points 1 and 2 of Article
19, if, on the expiry of a period of three months from the date of referral to the
Council, the Council has not acted, the proposed measures shall be adopted bythe Commission.
3. As regards the Committee’s tasks referred to in points 3 and 4 of Article
19, if, on the expiry of a period of three months from the date of referral to the
Council, the Council has not acted, the proposed measures shall be adopted bythe Commission, save where the Council has decided against the saidmeasures by a simple majority.
Article 19!B1997R0338 — EN — 01.06.1997 — 001.001 — 17
In accordance with the procedure laid down in Article 18, the Commission
shall:
1. lay down uniform conditions and criteria for:
(i) the issue, validity and use of the documents referred to in Articles
4, 5, 7 (4) and 10; it shall determine the design thereof;
(ii) the use of phytosanitary certificates; and
(iii) the establishment of procedures, where necessary, for marking
specimens in order to facilitate identification and ensure
enforcement of the provisions;
2. adopt the measures referred to in Article 4 (6) and (7), Article 5 (5) and
(7) (b), Article 7 (1) (c), (2) (c) and (3), Article 8 (4), Article 9 (6),Article 11 (5), Article 15 (4) (a), (c) and (5) and Article 21 (3);
3. amend Annexes A to D except in the case of amendments to Annex A
which do not result from decisions of the Conference of the Parties tothe Convention;
4. adopt, where necessary, additional measures to implement resolutions
of the Conference of the Parties to the Convention, decisions or
recommendations of the Standing Committee of the Convention and
recommendations of the Convention Secretariat.
Article 20
Final provisions
Each Member State shall notify the Commission and the Convention
Secretariat of the provisions which it adopts specifically for the implemen-
tation of this Regulation and of all legal instruments used and measures takenfor its implementation and enforcement.
The Commission shall communicate this information to the other Member
States.
Article 21
1. Regulation (EEC) No 3626/82 is hereby repealed.
2. Until the measures provided for in points 1 and 2 of Article 19 have
been adopted, Member States may maintain or continue to apply the measuresadopted in accordance with Regulation (EEC) No 3626/82 and Commission
Regulation (EEC) No 3418/83 of 28 November 1983 laying down provisions
for the uniform issue and use of the documents required for theimplementation in the Community of the Convention on International Trade
in Endangered Species of Wild Fauna and Flora (
1).
3. Two months before this Regulation is implemented the Commission, in
accordance with the procedure laid down in Article 18 and in consultation
with the Scientific Review Group:
(a) must check that there is no justification for restrictions on the
introduction into the Community of the species listed in Annex C1 toRegulation (EEC) No 3626/82 which are not included in Annex A tothis Regulation;
(b) shall adopt a Regulation amending Annex D into a representative list of
species meeting the criteria laid down in Article 3 (4) (a).
Article 22
This Regulation shall enter into force on the date of its publication in the
Official Journal of the European Communities .
It shall apply from 1 June 1997.
Articles 12, 13, 14 (3), 16, 17, 18, 19 and 21(3) shall apply from the date of
entry into force of this Regulation.
This Regulation shall be binding in its entirety and directly applicable in all
Member States.!B
(1) OJ No L 344, 7. 12. 1983, p. 1.1997R0338 — EN — 01.06.1997 — 001.001 — 18
ANNEX
Notes on interpretation of Annexes A, B, C and D
1. Species included in these Annexes A, B, C and D are referred to:
(a) by the name of the species; or(b) as being all of the species included in a higher taxon or designated part
thereof.
2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.
3. Other references to taxa higher than species are for the purposes of information
or classification only.
4. Species printed in bold in Annex A are listed there in consistency with their
protection as provided for by Directive 79/409/EEC (
1) (‘Birds Directive’) or
Directive 92/43/EEC (2) (‘Habitats Directive’).
5. The abbreviation ‘p.e.’ is used to denote species that are possibly extinct.6. An asterisk ‘*’ placed against the name of a species or higher taxon indicates
that one or more geographically separate populations, sub-species or species ofthat species or taxon are included in Annex A and are excluded from Annex B.
7. Two asterisks ‘* *’ placed against the name of a species or higher taxon indicate
that one or more geographically separate populations, sub-species or species ofthat species or taxon are included in Annex B and are excluded from Annex A.
8. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ and the symbol ‘×’ followed by a number
placed against the name of a species or higher taxon refer to the Appendices ofthe Convention in which the species concerned are listed, as indicated in notes 9
to 12. Where none of these annotations appears, the species concerned are not
listed in the Appendices to the Convention.
9. (I) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix I to the Convention.
10. (II) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix II to the Convention.
11. (III) against the name of a species or higher taxon indicates that it is included in
Appendix III to the Convention. In this case the country with respect to which
the species or higher taxon is included in Appendix III is also indicated by a
two-letter code as follows: BW (Botswana), CA (Canada), CO (Colombia), CR(Costa Rica), GH (Ghana), GT (Guatemala), HN (Honduras), IN (India), MY(Malaysia), MU (Mauritius), NP (Nepal), TN (Tunisia) and UY (Uruguay).
12. The symbol ‘×’ followed by a number placed against the name of a species or
higher taxon in Annex A or B denotes that certain geographically separatepopulations, species, groups of species or families of that species or taxon arelisted in Appendix I, II or III to the Convention, as follows:
×701 The species is listed in Appendix II but the sub- Cercocebus galeritus
galeritus is listed in Appendix I.
×702 The species is listed in Appendix II but the sub-species kirkii (also
referenced as Colobus bodius kirkii ) is listed in Appendix I.
×703 All species are listed in Appendix II except Lipotes vexillifer, Platanista
spp., Berardius spp., Hyperoodon spp., Physeter catodon (includes
synonym Physeter macrocephalus ),Sotalia spp., Sousa spp., Neopho-
caena phocaenoides, Phocoena sinus, Eschrichtius robustus (includes
synonym Eschrichtius glaucus ),Balaenoptera spp. (except population of
West Greenland of Balaenoptera acutorostrata ),Megaptera novaean-
gliae, Eubalaena spp. (formerly included in genus Balaena )a n d
Caperea marginata which are listed in Appendix I. Specimens of the
species listed in Appendix II to the Convention, including products andderivatives other than meat products for commercial purposes, taken bythe people of Greenland under licence granted by the competent
authority concerned, shall be treated as belonging to Annex B.
×704 Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix
I, other populations are listed in Appendix II.
×705 Populations of Bhutan, China, Mexico and Mongolia and isabellinus
listed in Appendix I, other populations and subspecies listed in Appendix
II.!
B
(1) OJ No L 103, 25. 4. 1979, p. 1. Directive as last amended by Directive 94/24/EC
(OJ No L 164, 30. 6. 1994, p. 9).
(2) OJ No L 206, 22. 7. 1992, p. 7. Directive as last amended by the 1994 Act of
Accession.1997R0338 — EN — 01.06.1997 — 001.001 — 19
×706 The species is listed in Appendix I except the population of Australia
which is listed in Appendix II.
×707 Trichechus inunquis andTrichechus manatus are listed in Appendix I.
Trichechus senegalensis is listed in Appendix II.
×708 The species is listed in Appendix II but sub-species Equus hemionus
hemionus is listed in Appendix I.
×709 Haliaetus albicilla andH. leucocephalus are listed in Appendix I, the
other species in Appendix II.
×710 The following species are listed in Appendix III: Crax daubentoni and
Crax globulosa for Colombia and Crax rubra for Colombia, Costa Rica,
Guatemala and Honduras.
×711 Pauxi pauxi is listed in Appendix III for Colombia.
×712 The species is listed in Appendix II but sub-species Grus canadensis
nesiotes andGrus canadensis pulla are listed in Appendix I.
×713 Mantella aurantiaca is listed in Appendix II.
13. The symbol ‘−’ followed by a number placed against the name of a species or
higher taxon denotes the designated geographically separate populations,species, groups of species or families of that species or taxon are excluded fromthe appendix concerned, as follows:
−101 Populations of Spain north of the Duero, Greek populations north of the
39th parallel
−102 Population of the USA−103 — Chile: part of the population of Parinacota, the Region of
Tarapacá
— Peru: the whole population
−104 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
−105 Cathartidae−106 Melopsittacus undulatus ,Nymphicus hollandicus andPsittacula krameri
−107 Population of Ecuador, subject to zero export quotas in 1995 and 1996
and then annual export quotas approved by the Cites Secretariat and theIUCN/SSC Crocodile Specialist Group
−108 Populations of Botswana, Ethiopia, Kenya, Malawi, Mozambique, South
Africa, the United Republic of Tanzania, Zambia and Zimbabwe andpopulations of the following countries subject to the specified annualexport quotas:
1995 1996 1997
— Madagascar 4 700 5 200 5 200
— wild nuisance specimens 4 500 5 000 5 000
— wild nuisance specimens 200 200 200
— Uganda 2 500 2 500 2 500
Apart from ranched specimens, the United Republic of Tanzania will
authorize the export of no more than 1 100 wild specimens (including100 hunting trophies) in 1995 and 1996, and a number to be approved bythe Cites Secretariat and the IUCN/SSC Crocodile Specialist Group in1997.
−109 Populations of Australia, Indonesia and Papua New Guinea−110 Population of Chile−111 All species that are not succulent−112 Aloe vera ; also referenced as Aloe barbadensis .
14. The symbol ‘+’ followed by a number placed against the name of a species or
higher taxon denotes that only designated geographically separate populations,
sub-species or species of that species or taxon are included in the appendix
concerned, as follows:
+201 Populations of Spain north of the Duero, Greek populations north of the
39th parallel!
B1997R0338 — EN — 01.06.1997 — 001.001 — 20
+202 Population of Cameroon and Nigeria
+203 Population of Asia
+204 Population of Central and North America+205 Populations of Bangladesh, India and Thailand+206 Population of India+207 — Chile: part of the population of Parinacota, the Region of
Tarapacá
— Peru: the whole population
+208 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
+209 Populations of Mexico+210 Populations of Algeria, Burkino Faso, Cameroon, Central African
Republic, Chad, Mali, Mauritania, Morocco, Niger, Nigeria, Senegaland Sudan
+211 Population of the Seychelles+212 Population of Europe, except the area which formerly constituted the
USSR
+213 All species of New Zealand
+214 Population of Chile
+215 All populations of the species in the Americas.
15. The symbol ‘=’ followed by a number placed against the name of a species or
higher taxon denotes that the name of that species or taxon shall be interpretedas follows:
=301 Also referenced as Phalanger maculatus
=302 Also referenced as V ampyrops lineatus
=303 Includes family Tupaiidae
=304 Formerly included in family Lemuridae
=305 Formerly included as sub-species of Callithrix jacchus
=306 Includes generic synonym Leontideus
=307 Formerly included in species Saguinus oedipus
=308 Formerly included as Alouatta palliata (villosa)
=309 Includes synonym Cercopithecus roloway
=310 Formerly included in genus Papio
=311 Includes generic synonym Simias
=312 Includes synonym Colobus badius rufomitratus
=313 Includes generic synonym Rhinopithecus
=314 Also referenced as Presbytis entellus
=315 Also referenced as Presbytis geei andSemnopithecus geei
=316 Also referenced as Presbytis pileata andSemnopithecus pileatus
=317 Formerly included as Tamandua tetradactyla (in part)
=318 Includes synonyms Bradypus boliviensis andBradypus griseus
=319 Includes synonym Cabassous gymnurus
=320 Includes synonym Priodontes giganteus
=321 Includes generic synonym Coendou
=322 Includes generic synonym Cuniculus
=323 Formerly included in genus Dusicyon
=324 Includes synonym Dusicyon fulvipes
=325 Includes generic synonym Fennecus
=326 Also referenced as Selenarctos thibetanus
=327 Formerly included as Nasua nasua!
B1997R0338 — EN — 01.06.1997 — 001.001 — 21
=328 Also referenced as Aonyx microdon ofParaonyx microdon
=329 Includes synonym Galictis allamandi
=330 Formerly included in genus Lutra
=331 Formerly included in genus Lutra; includes synonyms Lutra annectens,
Lutra enudris, Lutra incarum andLutra platensis
=332 Includes generic synonym Viverra
=333 Includes synonym Eupleres major
=334 Formerly included as Viverra megaspila
=335 Formerly included as Herpestes fuscus
=336 Formerly included as Herpestes auropunctatus
=337 Also referenced as Hyaena brunnea
=338 Also referenced as Felis caracal andLynx caracal
=339 Formerly included in genus Felis
=340 Also referenced as Felis pardina orFelis lynx pardina
=341 Formerly included in genus Panthera
=342 Also referenced as Equus asinus
=343 Formerly included in species Equus hemionus
=344 Also referenced as Equus caballus przewalskii
=345 Also referenced as Choeropsis liberiensis
=346 Also referenced as Cervus porcinus annamiticus
=347 Also referenced as Cervus porcinus calamianensis
=348 Also referenced as Cervus porcinus kuhlii
=349 Also referenced as Cervus dama mesopotamicus
=350 Includes synonym Bos frontalis
=351 Includes synonym Bos grunniens
=352 Includes generic synonym Novibos
=353 Formerly included as Bubalus bubalis (domesticated form)
=354 Includes generic synonym Anoa
=355 Also referenced as Damaliscus dorcas dorcas
=356 Formerly included in species Naemorhedus goral
=357 Also referenced as Capricornis sumatraensis
=358 Includes synonym Oryx tao
=359 Includes synonym Ovis aries ophion
=360 Also referenced as Rupicapra rupicapra ornata
=361 Also referenced as Boocercus eurycerus; includes generic synonym
Taurotragus
=362 Also referenced as Pterocnemia pennata
=363 Also referenced as Sula abbotti
=364 Also referenced as Ardeola ibis
=365 Also referenced as Egretta alba
=366 Also referenced as Ciconia ciconia boyciana
=367 Also referenced as Hagedashia hagedash
=368 Also referenced as Lampribis rara
=369 Includes synonyms Anas chlorotis andAnas nesiotis
=370 Also referenced as Spatula clypeata
=371 Also referenced as Anas platyrhynchos laysanensis
=372 Probably a hybrid between Anas platyrhynchos andAnas superciliosa
=373 Also referenced Nyroca nyroca!B1997R0338 — EN — 01.06.1997 — 001.001 — 22
=374 Includes synonym Dendrocygna fulva
=375 Also referenced as Cairina hartlaubii
=376 Also referenced as Aquila heliaca adalberti
=377 Also referenced as Chondrohierax wilsonii
=378 Also referenced as Falco peregrinus babylonicus andFalco peregrinus
pelegrinoides
=379 Also referenced as Crax mitu mitu
=380 Formerly included in genus Crax
=381 Formerly included in genus Aburria
=382 Formerly included as Arborophila brunneopectus (in part)
=383 Formerly included in species Crossoptilon crossoptilon
=384 Formerly included in species Polyplectron malacense
=385 Includes synonym Rheinardia nigrescens
=386 Also referenced as Tricholimnas sylvestris
=387 Also referenced as Choriotis nigriceps
=388 Also referenced as Houbaropsis bengalensis
=389 Also referenced as Turturoena iriditorques ; formerly included as
Columba malherbii (in part)
=390 Also referenced as Nesoenas mayeri
=391 Formerly included as Treron australis (in part)
=392 Also referenced as Calopelia brehmeri ; includes synonym Calopelia
puella
=393 Also referenced as Tympanistria tympanistria
=394 Also referenced as Amazona dufresniana rhodocorytha
=395 Often traded under the incorrect designation Ara caninde
=396 Also referenced as Cyanoramphus novaezelandiae cookii
=397 Also referenced as Opopsitta diophtalma coxeni
=398 Also referenced as Pezoporus occidentalis
=399 Formerly included in species Psephotus chrysopterygius
=400 Also referenced as Psittacula krameri echo
=401 Formerly included in genus Gallirex ; also referenced as Tauraco
porphyreolophus
=402 Also referenced as Otus gurneyi
=403 Also referenced as Ninox novaeseelandiae royana
=404 Also referenced as Strix ulula
=405 Formerly included in genus Glaucis
=406 Includes generic synonym Ptilolaemus
=407 Formerly included in genus Rhinoplax
=408 Also referenced as Pitta brachyura nympha
=409 Also referenced as Musicapa ruecki orNiltava ruecki
=410 Also referenced as Dasyornis brachypterus longirostris
=411 Also referenced as Tchitrea bourbonnensis
=412 Also referenced as Meliphaga cassidix
=413 Formerly included in genus Spinus
=414 Formerly included as Serinus gularis (in part)
=415 Also referenced as Estrilda subflava orSporaeginthus subflavus
=416 Formerly included as Lagonosticta larvata (in part)
=417 Includes generic synonym Spermestes
=418 Also referenced as Euodice cantans ; formerly included as Lonchura
malabarica (in part)!B1997R0338 — EN — 01.06.1997 — 001.001 — 23
=419 Also referenced as Hypargos nitidulus
=420 Formerly included as Parmoptila woodhousei (in part)
=421 Includes synonyms Pyrenestes frommi andPyrenestes rothschildi
=422 Also referenced as Estrilda bengala
=423 Also referenced as Malimbus rubriceps orAnaplectes melanotis
=424 Also referenced as Coliuspasser ardens
=425 Formerly included as Euplectes orix (in part)
=426 Also referenced as Coliuspasser macrourus
=427 Also referenced as Ploceus superciliosus
=428 Includes synonym Ploceus nigriceps
=429 Also referenced as Sitagra luteola
=430 Also referenced as Sitagra melanocephala
=431 Formerly included as Ploceus velatus
=432 Also referenced as Hypochera chalybeata; includes synonyms Vidua
amauropteryx, Vidua centralis, Vidua neumanni, Vidua okavangoensisandVidua ultramarina
=433 Formerly included as Vidua paradisea (in part)
=434 Includes synonym Cuora criskarannarum
=435 Formerly included as Kachuga tecta tecta
=436 Includes generic synonyms Nicoria andGeoemyda (in part)
=437 Also referenced as Chrysemys scripta elegans
=438 Also referenced as Geochelone elephantopus; also referenced in genus
Testudo
=439 Also referenced as in genus Testudo
=440 Also referenced as in genus Aspideretes
=441 Formerly included in Podocnemis spp.
=442 Also referenced as Pelusios subniger
=443 Includes Alligatoridae, Crocodylidae andGavialidae
=444 Also referenced as Crocodylus mindorensis
=445 Formerly included in Chamaeleo spp.
=446 Also referenced as Constrictor constrictor occidentalis
=447 Includes synonym Python molurus pimbura
=448 Includes synonym Pseudoboa cloelia
=449 Also referenced as Hydrodynastes gigas
=450 Also referenced as Alsophis chamissonis
=451 Formerly included in genus Natrix
=452 Includes generic synonym Megalobatrachus
=453 Sensu D’Abrera
=454 Also referenced as Conchodromus dromas
=455 Also referenced in genera Dysnomia andPlagiola
=456 Includes generic synonym Proptera
=457 Also referenced in genus Carunculina
=458 Also referenced as Megalonaias nickliniana
=459 Also referenced as Cyrtonaias tampicoensis tecomatensis andLampsilis
tampicoensis tecomatensis
=460 Includes generic synonym Micromya
=461 Includes generic synonym Papuina
=462 Includes only the family Helioporidae with one species Heliopora
coerulea
=463 Also referenced as Podophyllum emodi andSinopodophyllum hexandrum!
B1997R0338 — EN — 01.06.1997 — 001.001 — 24
=464 Also referenced in genus Echinocactus
=465 Also referenced as Lobeira macdougallii orNopalxochia macdougallii
=466 Also referenced as Echinocereus lindsayi
=467 Also referenced as Wilcoxia schmollii
=468 Also referenced in genus Coryphantha
=469 Also referenced as Solisia pectinata
=470 Also referenced as Backebergia militaris
=471 Also referenced in genus Toumeya
=472 Includes synonym Ancistrocactus tobuschii
=473 Also referenced in genus Neolloydia or in genus Echinomastus
=474 Also referenced in genus Toumeya or in genus Pediocactus
=475 Also referenced in genus Neolloydia
=476 Also referenced as Saussurea lappa
=477 Includes Euphorhia cylindrifolia tuberifera
=478 Also referenced as Euphorbia capsaintemariensis var.tulearensis
=479 Also referenced as Engelhardia pterocarpa
=480 Includes Aloe compressa var. rugosquamosa and Aloe compressa var.
schistophila
=481 Includes Aloe haworthioides var.aurantiaca
=482 Includes Aloe laeta var.maniaensis
=483 Includes families Apostasiaceae and Cypripediaceae as subfamilies
Apostasioideae and Cypripedioideae
=484 Also referenced as Sarracenia rubra alabamensis
=485 Also referenced as Sarracenia rubra jonesii
=486 Includes synonym Stangeria paradoxa
=487 Also referenced as Taxus baccata wallichiana
=488 Includes synonym Welwitschia bainesii
=489 Includes synonym Vulpes vulpes leucopus .
16. The symbol ‘º’, followed by a number placed against the name of a species or
higher taxon shall be interpreted as follows:
º501 Specimens of domesticated forms are not subject to the provisions of the
Regulation.
º502 Annual exports quotas for live specimens and hunting trophies are
granted as follows:
Botswana: 5
Namibia: 150
Zimbabwe: 50
The trade in such specimens is subject to the provisions of Article 4 (1)
of the Regulation
º503 For the exclusive purpose of allowing international trade in live animals
to appropriate and acceptable destinations and hunting trophies.
º504 For the exclusive purpose of allowing international trade in wool sheared
from live vicunas of the populations included in Annex B (see +207), andthe extant stock in Peru of 3 249 kg of wool, and in cloth and items madethereof. The reverse side of the cloth must bear the logotype by the range
states of the species, which are signatories to the Convenio para la
conservacion y manejo de la vicuna , and the selvages either the words
Vicunandes — Chile or the words Vicunandes — Peru, depending on thecountry of origin.
º505 Fossils are not subject to the provisions of the Regulation.º506 No exports of adult plants of Pachypodium brevicaule from Madagascar
are permitted until the 10th meeting of the Conference of the Parties.
º507 Seedling or tissue cultures obtained in vitro , in solid or liquid media,
transported in sterile containers are not subject to the provisions of theRegulation.!
B1997R0338 — EN — 01.06.1997 — 001.001 — 25
17. In accordance with Article 2 (t) of the Regulation, the symbol ‘#’ followed by a
number placed against the name of a species or higher taxon included in AnnexB designates parts or derivatives which are specified in relation thereto for thepurposes of the Regulation as follows:
#1 designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia); and(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
#2 designates all parts and derivations, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers, and
(c) chemical derivations;
#3 designates roots and readily recognizable parts thereof;
#4 designates all parts and derivatives, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) fruits and parts and derivatives thereof of naturalized or
artificially propagated plants; and
(d) separate stem joints (pads) and parts and derivatives therefore of
naturalized or artificially propagated plants of the genus Opuntia
subgenus Opuntia spp.;
#5 designates saw-logs, sawn wood and veneers;
#6 designates logs, wood-chips and unprocessed broken material;
#7 designates all parts and derivatives, except:
(a) seeds and pollen (including pollinia);(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and(d) fruits and parts and derivatives thereof of artificially propagated
plants of the genus V anilla .
#8 designates all parts and derivatives, except;
(a) seeds and pollen:
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers; and
(c) finished pharmaceutical products.
18. As none of the species or higher taxa of Flora included in Annex A is annotated
to the effect that their hybrids shall be treated in accordance with the provisionsof Article 4.1 of the Regulation, this means that artificially propagated hybridsproduced from one or more of these species or taxa may be traded with acertificate of artificial propagation, and that seeds and pollen (includingpollinia), cut flowers, seedling tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers of these hybrids are not subject to the
provisions of the Regulation.
19. In respect of fauna species listed in Annex D, the provisions, shall apply only to
live specimens and whole or substantially whole, dead specimens except for
taxa which are annotated as follows to show that other parts and derivatives are
also covered:
#1 Any whole or substantially whole skins, raw or tanned.
#2 Any feathers or any skin or other part with feathers on it.
20. In respect of flora species listed in Annex D, the provisions shall apply only to
live specimens except taxa which are annotated as follows to how that otherparts and derivatives are also covered:
#3 Dried and fresh plants, including; leaves, roots/rootstock, stems, seeds/
spores, bark and fruits.!
B
!M11997R0338 — EN — 01.06.1997 — 001.001 — 26
Annex A Annex B Annex C
FAUNA
MAMMALIA
MONOTREMATA
Tachyglossidae Zaglossus spp. (II)
(Long-nosed echidna)
DASYUROMORPHADasyuridae Sminthopsis longicaudata (I)
(Long-tailed dunnart)
Sminthopsis psammophila (I)
(Sandhill dunnart)
Thylacinidae Thylacinus cynocephalus p.e.
(I)
(Thylacine)
PERAMELEMORPHIA
Peramelidae Chaeropus ecaudatus p.e. (I)
(Pig-footed bandicoot)
Macrotis lagotis (I)
(Greater bilby)
Macrotis leucura (I)
(Lesser bilby)
(Perameles bougainville (I)
(Western barred bandicoot)
DIPROTODONTIA
Phalangeridae Phalanger orientalis (II)
(Grey cuscus)
Spilocuscus maculatus (II)
=301
(Common spotted cuscus)
Burramyidae Burramys parvus (II)
(Mountain pygmy possum)
V ombatidae Lasiorhinus krefftii (I)
(Northern hairy-nosed wom-
bat)
Macropodidae Dendrolagus bennettianus (II)
(Bennett’ s tree-kangaroo)
Dendrolagus dorianus
(Unicoloured tree kangaroo)
Dendrolagus goodfellowi
(Goodfellow’ s tree kangaroo)
Dendrolagus inustus (II)
(Grizzled tree-kangaroo)
Dendrolagus lumholtzi (II)
(Lumholtz’ s tree-kangaroo)
Dendrolagus matschiei
(Matschie’ s tree kangaroo)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 27
Annex A Annex B Annex C
Dendrolagus ursinus (II)
(V ogelkop tree-kangaroo)
Lagorchestes hirsutus (I)
(Rufous hare-wallaby)
Lagostrophus fasciatus (I)
(Banded hare-wallaby)
Onychogalea fraenata (I)
(Bridled nailtail wallaby)
Onychogalea lunata (I)
(Crescent nailtail wallaby)
Potoroidae Bettongia spp. (I)
(Bettongs)
Caloprymnus campestris p.e.
(I)
(Desert rat-kangaroo)
CHIROPTERAPteropodidae Acerodon spp.* (II)
(Flying-foxes)
Acerodon jubatus (I)
(Golden-capped fruit bat)
Acerodon lucifer (I)
(Panay giant fruit bat)
Pteropus spp.* (II)
(Flying-foxes)
Pteropus insularis (I)
(Truk flying-fox)
Pteropus livingstonei (II)
(Comoro black flying-fox)
Pteropus mariannus (I)
(Micronesian flying-fox)
Pteropus molossinus (I)
(Pohnpei flying-fox)
Pteropus phaeocephalus (I)
(Mortlock flying-fox)
Pteropus pilosus (I)
(Large Palau flying-fox)
Pteropus rodricensis (II)
(Rodriques flying-fox)
Pteropus samoensis (I)
(Samoan flying-fox)
Pteropus tonganus (I)
(Insular flying-fox)
Pteropus voeltzkowi (II)
(Pemba flying-fox)
Phyllostomidae Platyrrhinus lineatus (III UY)
=302
(White-lined bat)
PRIMATES
Primates spp.* (II) =303
(Primates)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 28
Annex A Annex B Annex C
Lemuridae Lemuridae spp. (I)
(Lemurs)
Megaladapidae Megaladapidae spp. (I) =304
(Sportive lemurs)
Cheirogaleidae Cheirogaleidae spp. (I)
(Dwarf lemurs and mouse-
lemurs)
Indriidae Indriidae spp. (I)
(Indri, sifakas and woolly le-
murs)
Daubentoniidae Daubentonia madagascarien-
sis(I)
(Aye-aye)
Tarsiidae Tarsius spp. (II)
(Tarsiers)
Callithricidae Callimico goeldii (I)
(Goeldi’ s marmoset)
Callithrix aurita (I) =305
(Buffy-tufted-ear marmoset)
Callithrix flaviceps (I) =305
(Buffy-headed marmoset)
Leontopithecus spp. (I) =306
(Lion tamarins)
Saguinus bicolor (I)
(Bare-faced tamarin)
Saguinus geoffroyi (I) =307
(Rufous-naped tamarin)
Saguinus leucopus (I)
(White-footed tamarin)
Saguinus oedipus (I)
(Cotton-headed tamarin)
Cebidae Alouatta coibensis (I) =308
(Coibensis howler)
Alouatta palliata (I)
(Mantled howler)
Alouatta pigra (I) =308
(Guatemalan howler)
Ateles geoffroyi frontatus (I)
(Black-browed spider mon-
key)
Ateles geoffroyi panamensis
(I)
(Red spider monkey)
Brachyteles arachnoides (I)
(Woolly spider monkey)
Cacajao spp. (I)
(Uakaris)
Callicebus personatus (II)
(Masked titi)
Chiropotes albinasus (I)
(White-nosed saki)!B1997R0338 — EN — 01.06.1997 — 001.001 — 29
Annex A Annex B Annex C
Lagothrix flavicauda (I)
(Y ellow-tailed woolly mon-
key)
Saimiri oerstedii (I)
(Central American squirrel
monkey)
Cercopithecidae Cercocebus galeritus (I/II)
×701
(Crested mangabey)
Cercopithecus diana (I) =309
(Diana guenon)
Cercopithecus solatus (II)
(Sun-tailed monkey)
Colobus satanas (II)
(Black colobus)
Macaca silenus (I)
(Lion-tailed macaque)
Mandrillus leucophaeus (I)
=310
(Drill)
Mandrillus sphinx (I)
(Mandrill)
Nasalis concolor (I) =311
(Pig-tailed langur)
Nasalis larvatus (I)
(Proboscis monkey)
Presbytis potenziani (I)
(Mentawai leaf monkey)
Procolobus pennantii (I/II)
×702
(Eastern red colobus)
Procolobus preussi (II)
(Preuss’ s colobus)
Procolobus rufomitratus (I)
=312
(Tana River colobus)
Pygathrix spp. (I) =313
(Snub-nosed monkeys)
Semnopithecus entellus (I)
=314
(Hanuman langur)
Trachypithecus francoisi (II)
(François’ leaf monkey)
Trachypithecus geei (I) =315
(Golden langur)
Trachypithecus johnii (II)
(Nilgiri langur)
Trachypithecus pileatus (I)
=316
(Capped langur)
Hylobatidae Hylobatidae spp. (I)
(Gibbons)!B1997R0338 — EN — 01.06.1997 — 001.001 — 30
Annex A Annex B Annex C
Hominidae Gorilla gorilla (I)
(Gorilla)
Panspp. (I)
(Chimpanzees)
Pongo pygmaeus (I)
(Orang-utan)
XENARTHA
Myrmecophagidae Myrmecophaga tridactyla (II)
(Giant anteater)
Tamandua mexicana (III GT)
= 317
(Tamandua)
Bradypodidae Bradypus variegatus (II) =318
(Brown-throated sloth)
Megalonychidae Choloepus hoffmanni (III CR)
(Hoffmann’ s two-toed sloth)
Dasypodidae Cabassous centralis (III CR)
(Northern naked-tailed arma-
dillo)
Cabassous tatouay (III UY)
=319
(Greater naked-tailed armadil-
lo)
Priodontes maximus (I) =320
(Giant armadillo)
PHOLIDOTAManidae Manis spp. (II)
(Pangolins)
LAGOMORPHA
Leporidae Caprolagus hispidus (I)
(Hispid rabbit)
Romerolagus diazi (I)
(V olcano rabbit)
RODENTIA
Sciuridae Cynomys mexicanus (I)
(Mexican prairie dog)
Epixerus ebii (III GH)
(Ebian’ s palm squirrel)
Marmota caudata (III IN)
(Long-tailed marmot)
Marmota himalayana (III IN)
(Himalayan marmot)
Ratufa spp. (II)
(Giant squirrels)
Sciurus deppei (III CR)
(Deppe’ s squirrel)
Anomaluridae Anomalurus beecrofti (III GH)
(Beecroft’ s flying squirrel)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 31
Annex A Annex B Annex C
Anomalurus derbianus (III
GH)
(Lord Derby’ s flying squirrel)
Anomalurus pelii (III GH)
(Pel’ s flying squirrel)
Idiurus macrotis (III GH)
(Long-eared flying squirrel)
Muridae Leporillus conditor (I)
(Greater stick-nest rat)
Pseudomys praeconis (I)
(Shark Bay mouse)
Xeromys myoides (I)
(False water-rat)
Zyzomys pedunculatus (I)
(Central rock-rat)
Hystricidae Hystrix cristata (III GH)
(North African crested porcu-
pine)
Erethizontidae Sphiggurus mexicanus (III HN)
=321
(Mexican tree porcupine)
Sphiggurus spinosus (III UY)
=321
(Spiny tree porcupine)
Agoutidae Agouti paca (III HN) =322
(Spotted paca)
Dasyproctidae (Dasyprocta punctata) (III
HN)
(Central American agouti)
Chinchillidae Chinchilla spp. (I) º501
(Chinchillas)
CETACEA
Cetacea spp. (I/II) ×703
(Cetaceans)
CARNIVORACanidae Canis aureus (III IN)
(Golden jackal)
Canis lupus **(I/II) −101
×703 bis
(Grey wolf)Canis lupus * (II) +201
(Grey wolf)
Canis simensis
(Simian fox)
Cerdocyon thous (II)
(Forest fox)
Chrysocyon brachyurus (II)
(Maned wolf)
Cuon alpinus (II)
(Asiatic wild dog)
Pseudalopex culpaeus (II)
=323
(Colpeo fox)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 32
Annex A Annex B Annex C
Pseudalopex griseus (II) =324
(Argentine grey fox)
Pseudalopex gymnocercus (II)
=323
(Pampa fox)
Speothos venaticus (I)
(Bush dog)
Vulpes bengalensis (III IN)
(Bengal fox)
Vulpes cana (II)
(Blanford’ s fox)
Vulpes zerda (II) =325
(Fennec fox)
Ursidae Ursidae spp.* (II)
(Bears)
Ailuropoda melanoleuca (I)
(Giant panda)
Ailurus fulgens (I)
(Lesser panda)
Helarctos malayanus (I)
(Sun bear)
Melursus ursinus (I)
(Sloth bear)
Tremarctos ornatus (I)
(Spectacled bear)
Ursus arctos (I/II) ×705
(Brown bear)
Ursus thibetanus (I) =326
(Asiatic black bear)
Procyonidae Bassaricyon gabbii (III CR)
(Bushy-tailed olingo)
Bassariscus sumichrasti (III
CR)
(Central American cacomistle)
Nasua narica (III HN) =327
(Coati)
Nasua nasua solitaria (III UY)
(South Brazilian coati)
Potos flavus (III HN)
(Kinkajou)
Mustelidae Aonyx congicus ** (I) +202
=328
(Cameroon clawless otter)
Conepatus humboldtii (II)
(Patagonian hog-nosed skunk)
Eira barbara (III HN)
(Tayra)
Enhydra lutris nereis (I)
(Southern sea otter)
Galictis vittata (III CR) =329
(Greater grison)!B1997R0338 — EN — 01.06.1997 — 001.001 — 33
Annex A Annex B Annex C
Lontra felina (I) =330
(Marine otter)
Lontra longicaudis (I) =331
(South American river otter)
Lontra provocax (I) =330
(Southern river otter)
Lutra lutra (I)
(Eurasian otter)
Lutrinae spp. * (II)
(Otters)
Martes flavigula (III IN)
(Y ellow-throated marten)
Martes foina intermedia (III
IN)
(Stone marten)
Martes gwatkinsii (III IN)
(Nilgiri marten)
Mellivora capensis (III BW/
GH)
(Honey badger)
Mustela altaica (III IN)
(Mountain weasel)
Mustela kathiah (III IN)
(Y ellow-bellied weasel)
Mustela nigripes (I)
(Black-footed ferret)
Mustela sibirica (III IN)
(Siberian weasel)
Pteronura brasiliensis (I)
(Giant otter)
Viverridae Arctictis binturong (III IN)
(Binturong)
Civettictis civetta (III BW)
=332
(African civet)
Cryptoprocta ferox (II)
(Fossa)
Cynogale bennettii (II)
(Otter-civet)
Eupleres goudotii (II) =333
(Falanouc)
Fossa fossana (II)
(Malagasy civet)
Hemigalus derbyanus (II)
(Banded palm civet)
Paguma larvata (III IN)
(Masked palm civet)
Paradoxurus hemaphroditus
(III IN)
(Common palm civet)!B1997R0338 — EN — 01.06.1997 — 001.001 — 34
Annex A Annex B Annex C
Paradoxurus jerdoni (III IN)
(Jerdon’ s palm civet)
Prionodon linsang (II)
(Banded linsang)
Prionodon pardicolor (I)
(Spotted linsang)
Viverra civettina (III IN) =334
(Malabar large-spotted civet)
Viverra zibetha (III IN)
(Large Indian civet)
Viverricula indica (III IN)
(Small Indian civet)
Herpestidae Herpestes brachyurus fusca
(III IN) =335
(Indian brown mongoose)
Herpestes edwardsii (III IN)
(Indian grey mongoose)
Herpestes javanicus auropunc-
tata (III IN) =336
(Small Indian mongoose)
Herpestes smithii (III IN)
(Ruddy mongoose)
Herpestes urva (III IN)
(Crab-eating mongoose)
Herpestes vitticollis (III IN)
(Stripe-necked mongoose)
Hyaenidae Parahyaena brunnea (II) =337
(Brown hyaena)
Proteles cristatus (III BW)
(Aardwolf)
F elidae Felidae spp. * (II)
(Cats)
Acinonyx jubatus (I) º502
(Cheetah)
Caracal caracal * * (I) +203
=338
(Asian Caracal)
Catopuma temminckii (I) =339
(Asiatic golden cat)
Felis nigripes (I)
(Black-footed cat)
Felis silvestris (II)
(Wild cat)
Herpailurus yaguarondi ** (I)
+204 =339
(Jaguarundi)
Leopardus pardalis (I) =339
(Ocelot)
Leopardus tigrinus (I) =339
(Little spotted cat)!B1997R0338 — EN — 01.06.1997 — 001.001 — 35
Annex A Annex B Annex C
Leopardus wiedii (I) =339
(Margay)
Lynx lynx (II) =339
(Eurasian lynx)
Lynx pardinus (I) =340
(Spanish lynx)
Neofelis nebulosa (I)
(Clouded leopard)
Oncifelis geoffroyi (I) =339
(Geoffroy’ s cat)
Oreailurus jacobita (I) =339
(Andean cat)
Panthera leo persica (I)
(Asiatic lion)
Panthera onca (I)
(Jaguar)
Panthera pardus (I)
(Leopard)
Panthera tigris (I)
(Tiger)
Pardofelis marmorata (I) =339
(Marbled cat)
Prionailurus bengalensis ben-
galensis * * (I) +205 =339
(Bengal leopard cat)
Prionailurus bengalensis irio-
motensis (II)
(Iriomote cat)
Prionailurus planiceps (I)
=339
(Flat-headed cat)
Prionailurus rubiginosus **
(I) +206
(Rusty-spotted cat)
Puma concolor coryi (I) =339
(Florida puma)
Puma concolor costaricensis
(I) =339
(Costa Rican puma)
Puma concolor cougar (I)
=339
(Eastern puma)
Uncia uncia (I) =341
(Snow leopard)
Otariidae Arctocephalus spp.* (II)
(Fur seals)
Arctocephalus philippii (II)
(Juan Fernandez fur seal)
Arctocephalus townsendi (I)
(Guadelupe fur seal)
Odobenidae Odobenus rosmarus (III CA)
(Walrus)!B1997R0338 — EN — 01.06.1997 — 001.001 — 36
Annex A Annex B Annex C
Phocidae Mirounga leonina (II)
(Southern elephant-seal)
Monachus spp. (I)
(Monk seals)
PROBOSCIDEA
Elephantidae Elephas maximus (I)
(Asian elephant)
Loxodonta africana (I)
(African elephant)
SIRENIADugongidae Dugong dugon (I/II) ×706
(Dugong)
Trichechidae Trichechidae spp. (I/II) ×707
(Manatees)
PERISSODACTYLA
Equidae Equus africanus (I) =342
(African ass)
Equus grevyi (I)
(Grevy’ s zebra)
Equus hemionus (I/II) ×708
(Asiatic wild ass)
Equus kiang (II) =343
(Kiang)
Equus onager * (II) =343
(Onager ass)
Equus onager khur (I) =343
(Indian wild ass)
Equus przewalskii (I) =344
(Przewalski’ s horse)
Equus zebra hartmannae (II)
(Hartmann’ s mountain zebra)
Equus zebra zebra (I)
(Cape mountain zebra)
Tapiridae Tapiridae spp.* * (I)
(Tapirs)
Tapirus terrestris (II)
(Brazilian tapir)
Rhinocerotidae Rhinocerotidae spp.* * (I)
(Rhinoceroses)
Ceratotherium simum simum
(II) º502
(Southern white rhino)
ARTIODACTYLA
Suidae Babyrousa babyrossa (I)
(Babirusa)
Sus salvanius (I)
(Pygmy hog)
Tayassuidae Tayassuidae spp.* (II) −102
(Peccaries)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 37
Annex A Annex B Annex C
Catagonus wagneri (I)
(Chacoan peccary)
Hippopotamidae Hexaprotodon liberiensis (II)
=345
(Pygmy hippopotamus)
Hippopotamus amphibius (II)
(Hippopotamus)
Camelidae Lama guanicoe (II)
(Guanaco)
Vicugna vicugna ** (I) −103
(Vicuña)Vicugna vicugna * (II) º504
+207
(Vicuña)
Tragulidae Hyemoschus aquaticus (III
GH)
(Water chevrotain)
Moschidae Moschus spp.* * (I) +208
(Musk deer)Moschus spp.* (II) −104
(Musk deer)
Cervidae Axis porcinus annamiticus (I)
=346
(Indochina hog deer)
Axis porcinus calamianensis
(I) =347
(Calamian hog deer)
Axis porcinus kuhli (I) =348
(Kuhl’ s hog deer)
Blastocerus dichotomus (I)
(Marsh deer)
Cervus duvaucelii (I)
(Swamp deer)
Cervus elaphus bactrianus (II)
(Bactrian deer)
Cervus elaphus barbarus (III
TN)
(Barbary deer)
Cervus elaphus hanglu (I)
(Hangul)
Cervus eldii (I)
(Thamin)
Dama mesopotamica (I) =349
(Persian fallow deer)
Hippocamelus spp. (I)
(Huemuls)
Mazama americana cerasina
(III GT)
(Middle American red brocket)
Megamuntiacus vuquanghen-
sis(I)
(Giant muntjac)
Muntiacus crinifrons (I)
(Black muntjac)
Odocolieus virginianus mayen-
sis(III GT)
(Guatemalan white-tailed deer)!B1997R0338 — EN — 01.06.1997 — 001.001 — 38
Annex A Annex B Annex C
Ozotoceros bezoarticus (I)
(Pampas deer)
Pudu mephistophiles (II)
(Northern pudu)
Pudu pudu (I)
(Southern pudu)
Antilocapridae Antilocapra americana (I)
(Mexican pronghorn)
Bovidae Addax nasomaculatus (I)
(Addax)
Ammotragus lervia (II)
(Barbary sheep)
Antilope cervicapra (III NP)
(Blackbuck)
Bison bison athabascae (I)
(Wood bison)
Bos gaurus (I) =350
(Gaur)
Bos mutus (I) º501 =351
(Wild yak)
Bos sauveli (I) =352
(Kouprey)
Bubalus arnee (III NP) =353
(Wild Asiatic buffalo)
Bubalus depressicornis (I)
=354
(Lowland anoa)
Bubalus mindorensis (I) =354
(Tamaraw)
Bubalus quarlesi (I) =354
(Mountain anoa)
Budorcas taxicolor (II)
(Takin)
Capra falconeri (I)
(Markhor)
Cephalophus dorsalis (II)
(Bay duiker)
Cephalophus jentinki (I)
(Jentink’ s duiker)
Cephalophus monticola (II)
(Blue duiker)
Cephalophus ogilbyi (II)
(Ogilby’ s duiker)
Cephalophus sylvicultor (II)
(Y ellow-backed duiker)
Cephalophus zebra (II)
(Banded duiker)
Damaliscus lunatus (III GH)
(Tsessebi)!B1997R0338 — EN — 01.06.1997 — 001.001 — 39
Annex A Annex B Annex C
Damaliscus pygargus pygar-
gus(II) =355
(Bontebok)
Gazella cuvieri (III TN)
(Edmi gazelle)
Gazella dama (I)
(Dama gazelle)
Gazella dorcas (III TN)
(Dorcas gazelle)
Gazella leptoceros (III TN)
(Rhim)
Hippotragus niger variani (I)
(Giant sable antelope)
Kobus leche (II)
(Lechwe)
Naemorhedus baileyi (I) =356
(Red goral)
Naemorhedus caudatus (I)
=356
(Chinese goral)
Naemorhedus goral (I)
(Goral)
Naemorhedus sumatraensis (I)
=357
(Mainland serow)
Oryx dammah (I) =358
(Scimitar-horned oryx)
Oryx leucoryx (I)
(Arabian oryx)
Ovis ammon * (II)
(Argali)
Ovis ammon hodgsonii (I)
(Tibetan argali)
Ovis canadensis (II) +209
(Mexican bighorn sheep)
Ovis orientalis ophion (I)
=359
(Cyprus mouflon)
Ovis vignei (I)
(Urial)
Pantholops hodgsonii (I)
(Chiru)
Pseudoryx nghetinhensis (I)
(Vu Quang ox)
Rupicapra pyrenaica ornata
(I) =360
(Abruzzo chamois)
Saiga tatarica (II)
(Saiga antelope)
Tetracerus quadricornis (III
NP)
(Four-horned antelope)!B1997R0338 — EN — 01.06.1997 — 001.001 — 40
Annex A Annex B Annex C
Tragelaphus eurycerus (III
GH) =361
(Bongo)
Tragelaphus spekei (III GH)
(Sitatunga)
AVES
STRUTHIONIFORMES
Struthionidae Struthio camelus (I) +210
(Ostrich)
RHEIFORMESRheidae Rhea americana (II)
(Greater rhea)
Rhea pennata (I) =362
(Lesser rhea)
TINAMIFORMES
Tinamidae Tinamus solitarius (I)
(Solitary tinamou)
SPHENISCIFORMES
Spheniscidae Spheniscus demersus (II)
(Jackass penguin)
Spheniscus humboldti (I)
(Humboldt penguin)
PODICIPEDIFORMESPodicipedidae Podilymbus gigas (I)
(Atitlan Grebe)
PROCELLARIIFORMES
Diomedeidae Diomedea albatrus (I)
(Short-tailed albatross)
PELECANIFORMES
Pelecanidae Pelecanus crispus (I)
(Dalmatian pelican)
Sulidae Papasula abbotti (I) =363
(Abbott’ s booby)
Fregatidae Fregata andrewsi (I)
(Christmas frigatebird)
CICONIIFORMES
Ardeidae Ardea goliath (III GH)
(Goliath heron)
Bubulcus ibis (III GH) =364
(Cattle egret)
Casmerodius albus (III GH)
=365
(Great egret)
Egretta garzetta (III GH)
(Little egret)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 41
Annex A Annex B Annex C
Balaenicipitidae Balaeniceps rex (II)
(Shoebill)
Ciconiidae Ciconia boyciana (I) =366
(Oriental stork)
Ciconia nigra (II)
(Black stork)
Ciconia stormi
(Storm’ s stork)
Ephippiorhynchus senegalensis
(III GH)
(Saddle-billed stork)
Jabiru mycteria (I)
(Jabiru)
Leptoptilos crumeniferus (III
GH)
(Marabou stork)
Leptoptilos dubius
(Greater adjutant stork)
Mycteria cinerea (I)
(Milky stork)
Threskiornithidae Bostrychia hagedash (III GH)
=367
(Hadada ibis)
Bostrychia rara (III GH) =368
(Spot-breasted ibis)
Eudocimus ruber (II)
(Scarlet ibis)
Geronticus calvus (II)
(Bald ibis)
Geronticus eremita (I)
(Waldrapp)
Nipponia nippon (I)
(Crested ibis)
Platalea leucorodia (II)
(Eurasian spoonbill)
Pseudibis gigantea
(Giant ibis)
Threskiornis aethiopicus (III
GH)
(Sacred ibis)
Phoenicopteridae Phoenicopteridae spp.* (II)
(Flamingos)
Phoenicopterus ruber (II)
(Greater flamingo)
ANSERIFORMESAnatidae Alopochen aegyptiacus (III
GH)
(Egyptian goose)
Anas acuta (III GH)
(Northern pintail)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 42
Annex A Annex B Annex C
Anas aucklandica (I) =369
(Brown teal)
Anas bernieri (II)
(Madagascar teal)
Anas capensis (III GH)
(Cape teal)
Anas clypeata (III GH) =370
(Northern shoveler)
Anas crecca (III GH)
(Common teal)
Anas formosa (II)
(Baikal teal)
Anas laysanensis (I) =371
(Laysan duck)
Anas oustaleti (I) =372
(Marianas mallard)
Anas penelope (III GH)
(Eurasian wigeon)
Anas querquedula (III GH)
(Garganey)
Aythya innotata
(Madagascar pochard)
Aythya nyroca (III GH) =373
(Ferruginous duck)
Branta canadensis leucopar-
eia(I)
(Aleutian goose)
Branta ruficollis (II)
(Red-breasted goose)
Branta sandvicensis (I)
(Nene)
Cairina moschata (III HN)
(Muscovy duck)
Cairina scutulata (I)
(White-winged duck)
Coscoroba coscoroba (II)
(Coscoroba swan)
Cygnus melanocorypha (II)
(Black-necked swan)
Dendrocygna arborea (II)
(West Indian whistling-duck)
Dendrocygna autumnalis (III
HN)
(Black-bellied whistling-duck)
Dendrocygna bicolor (III GH/
HN) =374
(Fulvous whistling-duck)
Dendrocygna viduata (III GH)
(White-faced whistling-duck)
Mergus octosetaceus
(Brazilian merganser)!B1997R0338 — EN — 01.06.1997 — 001.001 — 43
Annex A Annex B Annex C
Nettapus auritus (III GH)
(African pygmy-goose)
Oxyura leucocephala (II)
(White-headed duck)
Plectropterus gambensis (III
GH)
(Spur-winged goose)
Pteronetta hartlaubii (III GH)
=375
(Hartlaub’ s duck)
Rhodonessa caryophyllacea p.
e. (I)
(Pink-headed duck)
Sarkidiornis melanotos (II)
(Comb duck)
Tadorna cristata
(Crested shelduck)
F ALCONIFORMES
Cathartidae Gymnogyps californianus (I)
(California condor)
Sarcoramphus papa (III HN)
(King vulture)
Vultur gryphus (I)
(Andean condor)
FALCONIFORMES spp.* (II)
−105
(Diurnal birds of prey)
Pandionidae Pandion haliaetus (II)
(Osprey)
Accipitridae Accipiter brevipes (II)
(Levant sparrowhawk)
Accipiter gentilis (II)
(Northern goshawk)
Accipiter nisus (II)
(Eurasian sparrowhawk)
Aegypius monachus (II)
(Cinereous vulture)
Aquila adalberti (I)
(Adalbert’s eagle)
Aquila chrysaetos (II)
(Golden eagle)
Aquila clanga (II)
(Greater spotted eagle)
Aquila heliaca (I) =376
(Imperial eagle)
Aquila pomarina (II)
(Lesser spotted eagle)
Buteo buteo (II)
(Common buzzard)
Buteo lagopus (II)
(Rough legged buzzard)!B1997R0338 — EN — 01.06.1997 — 001.001 — 44
Annex A Annex B Annex C
Buteo rufinus (II)
(Long-legged buzzard)
Chondrohierax unicatus wilso-
nii(I) =377
(Cuban hook-billed kite)
Circaetus gallicus (II)
(Short-toed snake-eagle)
Circus aeruginosus (II)
(Western marsh-harrier)
Circus cyaneus (II)
(Northern harrier)
Circus macrourus (II)
(Pallid harrier)
Circus pygargus (II)
(Montagu’ s harrier)
Elanus caeruleus (II)
(Black-winged kite)
Eutriorchis astur (II)
(Madagascar serpent-eagle)
Gypaetus barbatus (II)
(Lammergeier)
Gyps fulvus (II)
(Eurasian griffon)
Haliaeetus spp. (I/II) ×709
(Sea-eagles)
Harpia harpyja (I)
(Harpy eagle)
Hieraaetus fasciatus (II)
(Bonelli’ s eagle)
Hieraaetus pennatus (II)
(Booted eagle)
Leucopternis occidentalis (II)
(Grey-backed hawk)
Milvus migrans (II)
(Black kite)
Milvus milvus (II)
(Red kite)
Neophron percnopterus (II)
(Egyptian vulture)
Pernis apivorus (II)
(European honey-buzzard)
Pithecophaga jefferyi (I)
(Great Philippine eagle)
Falconidae Falco araea (I)
(Seychelles kestrel)
Falco biarmicus (II)
(Lanner falcon)
Falco cherrug (II)
(Saker falcon)!B1997R0338 — EN — 01.06.1997 — 001.001 — 45
Annex A Annex B Annex C
Falco columbarius (II)
(Merlin)
Falco eleonorae (II)
(Eleonora’ s falcon)
Falco jugger (I)
(Laggar falcon)
Falco naumanni (II)
(Lesser kestrel)
Falco newtoni ** (I) +211
(Newton’ s kestrel)
Falco pelegrinoides (I) =378
(Barbary falcon)
Falco peregrinus (I)
(Peregrine falcon)
Falco punctatus (I)
(Mauritius kestrel)
Falco rusticolus (I)
(Gyrfalcon)
Falco subbuteo (II)
(Eurasian hobby)
Falco tinnunculus (II)
(Common kestrel)
Falco vespertinus (II)
(Red-footed falcon)
GALLIFORMESMegapodiidae Macrocephalon maleo (I)
(Maleo)
Cracidae Crax spp.* (-/III) ×710
(Curassows)
Crax alberti (III CO)
(Blue-knobbed curassow)
Crax blumenbachii (I)
(Red-billed curassow)
Mitu mitu mitu (I) =379
(Alagoas curassow)
Oreophasis derbianus (I)
(Horned guan)
Ortalis vetula (III GT/HN)
(Plain chachalaca)
Pauxi spp. (-/III) ×711 =380
(Helmeted curassows)
Penelope albipennis (I)
(White-winged guan)
Penelope purpurascens (III
HN)
(Crested guan)
Penelopina nigra (III GT)
(Highland guan)
Pipile jacutinga (I) =381
(Black-fronted piping guan)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 46
Annex A Annex B Annex C
Pipile pipile pipile (I) =381
(Trinidad piping guan)
Phasianidae Agelastes meleagrides (III
GH)
(White-breasted guineafowl)
Agriocharis ocellata (III GT)
(Ocellated turkey)
Arborophila charltonii (III
MY)
(Chestnut-necklaced par-
tridge)
Arborophila orientalis (III
MY) =382
(Grey-breasted partridge)
Argusianus argus (II)
(Great argus)
Caloperdix oculea (III MY)
(Ferruginous partridge)
Catreus wallichii (I)
(Cheer pheasant)
Colinus virginianus ridgwayi
(I)
(Masked bobwhite)
Crossoptilon crossoptilon (I)
(White eared-pheasant)
Crossoptilon harmani (I) =383
(Tibetan eared-pheasant)
Crossoptilon mantchuricum
(I)
(Brown eared-pheasant)
Gallus sonneratii (II)
(Grey junglefowl)
Ithaginis cruentus (II)
(Blood pheasant)
Lophophorus impejanus (I)
(Himalayan monal)
Lophophorus lhuysii (I)
(Chinese monal)
Lophorus sclateri (I)
(Sclater’ s monal)
Lophura bulweri
(Bulwer’ s pheasant)
Lophura diardi
(Siamese fireback)
Lophura edwardsi (I)
(Edward’ s pheasant)
Lophura erythrophthalma (III
MY)
(Crestless fireback)
Lophura hatinhensis
(Vietnamese fireback)!B1997R0338 — EN — 01.06.1997 — 001.001 — 47
Annex A Annex B Annex C
Lophura hoogerwerfi
(Sumatran pheasant)
Lophura ignita (III MY)
(Crested fireback)
Lophura imperialis (I)
(Imperial pheasant)
Lophura inornata
(Salvadori’ s pheasant)
Lophura leucomelanos
(Kali) pheasant)
Lophura swinhoii (I)
(Swinhoe’ s pheasant)
Melanoperdix nigra (III MY)
(Black partridge)
Odontophorus strophium
(Gorgeted wood-quail)
Ophrysia superciliosa
(Himalayan quail)
Pavo muticus (II)
(Green peafowl)
Polyplectron bicalcaratum (II)
(Grey peacock-pheasant)
Polyplectron emphanum (I)
(Palawan peacock pheasant)
Polyplectron germaini (II)
(Germain’ s peacock-pheasant)
Polyplectron inopinatum (III
MY)
(Mountain peacock-pheasant)
Polyplectron malacense (II)
(Malayan peacock-pheasant)
Polyplectron schleiermacheri
(II) =384
(Bornean peacock-pheasant)
Rheinardia ocellata (I) =385
(Crested argus)
Rhizothera longirostris (III
MY)
(Long-billed partridge)
Rollulus rouloul (III MY)
(Crested partridge)
Syrmaticus ellioti (I)
(Elliot’s pheasant)
Syrmaticus humiae (I)
(Hume’ s pheasant)
Syrmaticus mikado (I)
(Mikado pheasant)
Tetraogallus caspius (I)
(Caspian snowcock)
Tetraogallus tibetanus (I)
(Tibetan snowcock)!B1997R0338 — EN — 01.06.1997 — 001.001 — 48
Annex A Annex B Annex C
Tragopan blythii (I)
(Blyth’ s tragopan)
Tragopan caboti (I)
(Cabot’ s tragopan)
Tragopan melanocephalus (I)
(Western tragopan)
Tragopan satyra (III NP)
(Satyr tragopan)
Tympanuchus cupido attwateri
(I)
(Attwater’ s prairie-chicken)
GRUIFORMESTurnicidae Turnix melanogaster (II)
(Black-breasted buttonquail)
Pedionomidae Pedionomus torquatus (II)
(Plains-wanderer)
Gruidae Gruidae spp.* (II)
(Cranes)
Grus americana (I)
(Whooping crane)
Grus canadensis (I/II) ×712
(Sandhill crane)
Grus grus (II)
(Common crane)
Grus japonensis (I)
(Red-crowned crane)
Grus leucogeranus (I)
(Siberian crane)
Grus monacha (I)
(Hooded crane)
Grus nigricollis (I)
(Black-necked crane)
Grus vipio (I)
(White-necked crane)
Rallidae Gallirallus australis hectori
(II)
(Buff weka)
Gallirallus sylvestris (I) =386
(Lord Howe rail)
Rhynochetidae Rhynochetos jubatus (I)
(Kagu)
Otididae Otididae spp.* (II)
(Bustards)
Ardeotis nigriceps (I) =387
(Indian bustard)
Chlamydotis undulata (I)
(Houbara bustard)
Eupodotis indica (II)
(Lesser florican)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 49
Annex A Annex B Annex C
Eupodotis bengalensis (I)
=388
(Bengal florican)
Otis tarda (II)
(Great bustard)
Tetrax tetrax (II)
(Little bustard)
CHARADRIIFORMES
Burhinidae Burhinus bistriatus (III GT)
(Double-striped thick-knee)
Scolopacidae Numenius borealis (I)
(Eskimo curlew)
Numenius tenuirostris (I)
(Slender-billed curlew)
Tringa guttifer (I)
(Nordmann’ s greenshank)
Laridae Larus relictus (I)
(Relict gull)
COLUMBIFORMES
Columbidae Caloenas nicobarica (I)
(Nicobar pigeon)
Columba carebaea
(Ring-tailed pigeon)
Claravis godefrida
(Purple-winged ground-dove)
Columba guinea (III GH)
(Speckled pigeon)
Columba iriditorques (III GH)
=389
(Western bronze-naped pigeon)
Columba livia (III, GH)
(Rock pigeon)
Columba mayeri (III MU)
=390
(Pink pigeon)
Columba unicincta (III GH)
(Afep pigeon)
Didunculus strigirostris
(Tooth-billed pigeon)
Ducula mindorensis (I)
(Mindoro zone-tailed pigeon)
Gallicolumba luzonica (II)
(Luzon bleeding-heart)
Goura spp. (II)
(Crowned-pigeons)
Leptoptila wellsi
(Grenada dove)
Oena capensis (III GH)
(Namaqua dove)!B1997R0338 — EN — 01.06.1997 — 001.001 — 50
Annex A Annex B Annex C
Streptopelia decipiens (III GH)
(Mourning collared-dove)
Streptopelia roseogrisea (III
GH)
(African collared-dove)
Streptopelia semitorquata (III
GH)
(Red-eyed dove)
Streptopelia senegalensis (III
GH)
(Laughing dove)
Streptopelia turtur (III GH)
(European turtle-dove)
Streptopelia vinacea (III GH)
(Vinaceous dove)
Treron calva (III GH) =391
(African green-pigeon)
Treron waalia (III GH)
(Bruce’ s green-pigeon)
Turtur abyssinicus (III GH)
(Black-billed wood dove)
Turtur afer (III GH)
(Blue-spotted wood dove)
Turtur brehmeri (III GH) =392
(Blue-headed wood-dove)
Turtur tympanistria (III GH)
=393
(Tambourine dove)
PSITTACIFORMES
PSITTACIFORMES spp.*
(II)−106
(Parrots, etc.)
Psittacidae Amazona arausiaca (I)
(Red-necked parrot)
Amazona barbadensis (I)
(Y ellow-shouldered parrot)
Amazona brasiliensis (I)
(Red-tailed parrot)
Amazona guildingii (I)
(St Vincent parrot)
Amazona imperialis (I)
(Imperial parrot)
Amazona leucocephala (I)
(Cuban parrot)
Amazona pretrei (I)
(Red-spectacled parrot)
Amazona rhodocorytha (I)
=394
(Red-browed parrot)
Amazona tucumana (I)
(Tucuman parrot)!B1997R0338 — EN — 01.06.1997 — 001.001 — 51
Annex A Annex B Annex C
Amazona versicolor (I)
(Saint Lucia parrot)
Amazona vinacea (I)
(Vinaceous parrot)
Amazona vittata (I)
(Puerto Rican parrot)
Anodorhynchus spp. (I)
(Blue macaws)
Ara ambigua (I)
(Great green macaw)
Ara glaucogularis (I) =395
(Blue-throated macaw)
Ara macao (I)
(Scarlet macaw)
Ara maracana (I)
(Blue-winged macaw)
Ara militaris (I)
(Military macaw)
Ara rubrogenys (I)
(Red-fronted macaw)
Aratinga guarouba (I)
(Golden parakeet)
Cacatua goffini (I)
(Tanimbar cockatoo)
Cacatua haematuropygia (I)
(Philippine cockatoo)
Cacatua moluccensis (I)
(Salmon-crested cockatoo)
Cyanopsitta spixii (I)
(Spix’ s macaw)
Cyanoramphus auriceps for-
besi (I)
(Catham Island yellow-fronted
parakeet)
Cyanoramphus cookii (I) = 396
(Norfolk parakeet)
Cyanoramphus novaezelan-
diae (I)
(Red-fronted parakeet)
Cyclopsitta diophthalma cox-
eni(I) = 397
(Coxen’ s double-eyed fig par-
rot)
Eos histrio (I)
(Red and blue lory)
Geopsittacus occidentalis (I)
= 398
(Night parrot)
Neophema chrysogaster (I)
(Orange-bellied parrot)
Ognorhychus icterotis (I)
(Y ellow-eared parrot)!B1997R0338 — EN — 01.06.1997 — 001.001 — 52
Annex A Annex B Annex C
Pezoporus wallicus (I)
(Ground parrot)
Pionopsitta pileata (I)
(Pileated parrot)
Probosciger aterrimus (I)
(Palm cockatoo)
Psephotus chrysopterygius (I)
(Golden-shouldered parrot)
Psephotus dissimilis (I) = 399
(Hooded parrot)
Psephotus pulcherrimus p.e.
(I)
(Paradise parrot)
Psittacula echo (I) = 400
(Mauritius parakeet)
Psittacula krameri (III GH)
(Rose-ringed parakeet)
Pyrrhura cruentata (I)
(Blue-throated parakeet)
Rhynchopsitta spp. (I)
(Thick-billed parrots)
Strigops habroptilus (I)
(Kakapo)
Vini spp. (II)
(Blue lorikeets)
CUCULIFORMESMusophagidae Corythaeola cristata (III GH)
(Great blue turaco)
Crinifer piscator (III GH)
(Western grey plantain-eater)
Musophaga porphyreolophus
(II) = 401
(Purple-crested turaco)
Musophaga violacea (III GH)
(Violet turaco)
Tuaraco spp.* (II)
(Turacos)
Tauraco bannermani (II)
(Bannerman’ s turaco)
STRIGIFORMES
STRIGIFORMES spp.* (II)
(Owls)
Tytonidae Tyto alba (II)
(Barn owl)
Tyto soumagnei (I)
(Soumagne’ s owl)
Strigidae Aegolius funereus (II)
(Boreal owl)
Asio flammeus (II)
(Short-eared owl)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 53
Annex A Annex B Annex C
Asio otus (II)
(Long-eared owl)
Athene blewitti (I)
(Forest owlet)
Athene noctua (II)
(Little owl)
Bubo bubo (II)
(Eurasian eagle-owl)
Glaucidium passerinum (II)
(Eurasian pygmy-owl)
Mimizuku gurneyi (I) = 402
(Lesser eagle-owl)
Ninox novaeseelandiae undu-
lata (I) = 403
(Norfolk boobook)
Ninox squamipila natalis (I)
(Christmas hawk-owl)
Nyctea scandiaca (II)
(Snowy owl)
Otus ireneae (II)
(Sokoke scops-owl)
Otus scops (II)
(Eurasian scops-owl)
Strix aluco (II)
(Tawny owl)
Strix nebulosa (II)
(Great grey owl)
Strix uralensis (II)
(Ural owl)
Surnia ulula (II) = 405 bis
(Northern hawk owl)
APODIFORMES
Trochilidae Trochilidae spp.* (II)
(Hummingbirds)
Ramphodon dorhnii (I) =405
(Hook-billed hermit)
TROGONIFORMES
Trogonidae Pharomachrus mocinno (I)
(Resplendent quetzal)
CORACIIFORMESBucerotidae Aceros spp.* (II)
(Hornbills)
Aceros nipalensis (I)
(Rufous-necked hornbill)
Aceros subruficollis (I)
(Plain-pouched hornbill)
Anorrhinus spp. (II) = 406
(Hornbills)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 54
Annex A Annex B Annex C
Anthracoceros spp. (II)
(Hornbills)
Buceros spp.* (II)
(Hornbills)
Buceros bicornis (I)
(Great hornbill)
Buceros vigil (I) = 407
(Helmeted hornbill)
Penelopides spp. (II)
(Hornbills)
PICIFORMES
Capitonidae Semnornis ramphastinus (III
CO)
(Toucan barbet)
Ramphastidae Baillonius bailloni (III AR)
(Saffron toucanet)
Pteroglossus aracari (II)
(Black-necked aracari)
Pteroglossus castanotis (III
AR)
(Chestnut-eared aracari)
Pteroglossus viridis (II)
(Green aracari)
Ramphastos dicolorus (III
AR)
(Red-breasted toucan)
Ramphastos sulfuratus (II)
(Keel-billed toucan)
Ramphastos toco (II)
(Toco toucan)
Ramphastos tucanus (II)
(Red-billed toucan)
Ramphastos vitellinus (II)
(Channel-billed toucan)
Selenidera maculirostris (III
AR)
(Spot-billed toucanet)
Picidae Campephilus imperialis (I)
(Imperial woodpecker)
Dryocopus javensis richardsi
(I)
(Tristam’ s woodpecker)
P ASSERIFORMES
Cotingidae Cephalopterus ornatus (III
CO)
(Amazonian umbrella bird)
Cephalopterus penduliger (III
CO)
(Long-wattled umbrella bird)
Cotinga maculata (I)
(Banded cotinga)!B1997R0338 — EN — 01.06.1997 — 001.001 — 55
Annex A Annex B Annex C
Rupicola spp. (II)
(Cock-of-the-rocks)
Xipholena atropurpurea (I)
(White-winged cotinga)
Pittidae Pitta guajana (II)
(Banded pitta)
Pitta gurneyi (I)
(Gurney’ s pitta)
Pitta kochi (I)
(Whiskered pitta)
Pitta nympha (II) =407
(Fairy pitta)
Atrichornithidae Atrichornis clamosus (I)
(Noisy scrub-bird)
Hirundinidae Pseudochelidon sirintarae (I)
(White-eyed river-martin)
Muscicapidae Bebrornis rodericanus (III
MU)
(Rodriguez brush-warbler)
Cyornis ruckii (II) =408
(Rueck’ s blue-flycatcher)
Dasyornis broadbenti litoralis
p.e. (I)
(Western rufous bristlebird)
Dasyornis longirostris (I)
= 410
(Western Bristlebird)
Leiothrix spp.
(Pekin robins)
Liocichla omieiensis
(Omei shan liocichia)
Picarthes gymnocephalus (I)
(White-necked rockfowl)
Picarthes oreas (I)
(Grey-necked rockfowl)
Terpsiphone bourbonnensis
(III MU) = 411
(Mascarene paradise-flycatch-
er)
Nectariniidae Anthreptes pallidigaster
(Amani sunbird)
Anthreptes rubritorques
(Banded sunbird)
Zosteropidae Zosterops albogularis (I)
(White-chested white-eye)
Meliphagidae Lichenostomus melanops cas-
sidix (I) = 412
(Helmeted honeyeater)
Emberizidae Gubernatrix cristata (II)
(Y ellow cardinal)
Paroaria capitata (II)
(Y ellow-billed cardinal)!B1997R0338 — EN — 01.06.1997 — 001.001 — 56
Annex A Annex B Annex C
Paroaria coronata (II)
(Red-crested cardinal)
Tangara fastuosa
(Seven-coloured tanager)
Icteridae Agelaius flavus (I)
(Saffron-cowled blackbird)
Fringillidae Carduelis cucullata (I) = 413
(Red siskin)
Carduelis yarrellii (II) = 413
(Y ellow-faced siskin)
Serinus canicapillus (III GH)
= 414
(West African seedeater)
Serinus leucopygius (III GH)
(White-rumped seedeater)
Serinus mozambicus (III GH)
(Y ellow-fronted canary)
Estrildidae Amadina fasciata (III GH)
(Cut throat)
Amandava subflava (III GH)
= 415
(Zebra waxbill)
Estrilda astrild (III GH)
(Common waxbill)
Estrilda caerulescens (III GH)
(Lavender waxbill)
Estrilda melpoda (III GH)
(Orange-cheeked waxbill)
Estrilda troglodytes (III GH)
(Black-rumped waxbill)
Lagonosticta rara (III GH)
(Black-bellied firefinch)
Lagonosticta rubricata (III
GH)
(African firefinch)
Lagonosticta rufopicta (III
GH)
(Bar-breasted firefinch)
Lagonosticta senegala (III GH)
(Red-billed firefinch)
Lagonosticta vinacea (III GH)
= 416
(Black-faced firefinch)
Lonchura bicolor (III GH)
= 417
(Black-and-white mannia)
Lonchura cantans (III GH)
= 418
(African silverbill)
Lonchra cucullata (III GH)
= 417
(Bronze mannia)!B1997R0338 — EN — 01.06.1997 — 001.001 — 57
Annex A Annex B Annex C
Lonchura fringilloides (III GH)
= 417
(Magpie mannia)
Mandingoa nitidula (III GH)
= 419
(Green-backed twinspot)
Nesocharis capistrata (III GH)
(Grey-headed olive-back)
Nigrita bicolor (III GH)
(Chestnut-breasted negrofinch)
Nigrita canicapilla (III GH)
(Grey-headed negrofinch)
Nigrita fusconota (III GH)
(White-breasted negrofinch)
Nigrita luteifrons (III GH)
(Pale-fronted negrofinch)
Ortygospiza atricollis (III GH)
(African quailfinch)
Parmoptila rubrifrons (III GH)
= 420
(Jameson’ s antpecker)
Pholidornis rushiae (III GH)
(Tit-hylia)
Poephila cincta cincta (II)
(Southern black-throated
finch)
Pyrenestes ostrinus (III GH)
= 420
(Black-bellied seedcracker)
Pytilla hypogrammica (III GH)
(Red-faced pytilia)
Pytilia phoenicoptera (III GH)
(Red-winged pytilia)
Spermophaga haematina (III
GH)
(Western bluebill)
Uraeginthus bengalus (III GH)
= 422
(Red-cheeked cordonbleu)
Ploceidae Amblyospiza albifrons (III GH)
(Grosbeak weaver)
Anaplectes rubriceps (III GH)
= 423
(Red-headed weaver)
Anomalospiza imberbis (III
GH)
(Parasitic weaver)
Bubalornis albirostris (III GH)
(White-billed buffalo weaver)
Euplectes afer (III GH)
(Y ellow-crowned bishop)!B1997R0338 — EN — 01.06.1997 — 001.001 — 58
Annex A Annex B Annex C
Euplectes ardens (III GH)
= 424
(Red-collared widowbird)
Euplectes franciscanus (III
GH) = 425
(Orange bishop)
Euplectes hordeaceus (III GH)
(Black-winged bishop)
Euplectes macrourus (III GH)
= 426
(Y ellow-mantled widowbird)
Malimbus cassini (III GH)
(Black-throated malimbe)
Malimbus malimbicus (III GH)
(Crested malimbe)
Malimbus nitens (III GH)
(Gray’ s malimbe)
Malimbus rubricollis (III GH)
(Red-headed malimbe)
Malimbus scutatus (III GH)
(Red-vented malimbe)
Pachyphantes supercilliosus
(III GH) = 427
(Compact weaver)
Passer griseus (III GH)
(Grey-headed sparrow)
Petronia dentata (III GH)
(Bush petronia)
Plocepasser superciliosus
(Chestnut-crowned sparrow-
weaver)
Ploceus albinucha (III GH)
(Maxwell’s black weaver)
Ploceus aurantius (III GH)
(Orange weaver)
Ploceus cucullatus (III GH)
= 428
(Village weaver)
Ploceus heuglini (III GH)
(Heuglin’ s masked-weaver)
Ploceus luteolus (III GH) = 429
(Little weaver)
Ploceus melanocephalus (III
GH) = 430
(Black-headed weaver)
Ploceus nigerrimus (III GH)
(Vieillot’s black weaver)
Ploceus nigricollis (III GH)
(Black-necked weaver)
Ploceus pelzelni (III GH)
(Slender-billed weaver)!B1997R0338 — EN — 01.06.1997 — 001.001 — 59
Annex A Annex B Annex C
Ploceus preussi (III GH)
(Preuss’ s weaver)
Ploceus tricolor (III GH)
(Y ellow-mantled weaver)
Ploceus vitellinus (III GH)
= 431
(Vitelline masked-weaver)
Quelea erythrops (III GH)
(Red-headed quelea)
Sporopipes frontalis (III GH)
(Speckle-fronted weaver)
Vidua chalybeata (III GH)
= 432
(Village indigobird)
Vidua interjecta (III GH)
(Uelle paradise-whydah)
Vidua larvaticola (III GH)
(Baka indigobird)
Vidua macroura (III GH)
(Pin-tailed whydah)
Vidua orientalis (III GH) = 433
(Northern paradise whydah)
Vidua raricola (III GH)
(Jambandu indigobird)
Vidua togoensis (III GH)
(Togo paradise-whydah)
Vidua wilsoni (III GH)
(Pale-winged indigobird)
Sturnidae Gracula religiosa (III TH)
(Hill myna)
Leucopsar rothschildi (I)
(Bali myna)
Paradisaeidae Paradisaeidae spp. (II)
(Birds of paradise)
REPTILIA
TESTUDINATA
Dermatemydidae Dermatemys mawii (II)
(Central American river turtle)
Emydidae Batagur baska (I)
(Batagur)
Clemmys insculpta (II)
(Wood turtle)
Clemmys muhlenbergi (I)
(Bog turtle)
Cuora pani =433
(Pan’ s box turtle)
Geoclemys hamiltonii (I)
(Black pond turtle)!B1997R0338 — EN — 01.06.1997 — 001.001 — 60
Annex A Annex B Annex C
Kachuga tecta (I) =435
(Indian sawback turtle)
Melanochelys tricarinata (I)
=436
(Three-keeled land tortoise)
Morenia ocellata (I)
(Burmese swamp turtle)
Terrapene spp.* (II)
(Box-turtles)
Terrapene coahuila (I)
(Aquatic box turtle)
Trachemys scripta elegans
=437
(Red-eared terrapin)
Testudinidae Testudinidae spp. * (II)
(Tortoises)
Geochelone nigra (I) =438
(Galapagos giant tortoise)
Geochelone radiata (I) =439
(Radiated tortoise)
Geochelone yniphora (I) =439
(Angonoka)
Gopherus flavomarginatus (I)
(Bolson tortoise)
Homopus bergeri (II)
(Berger’ s cape tortoise)
Malacochersus tornieri (II)
(Pancake tortoise)
Psammobates geometricus (I)
=439
(Geometric tortoise)
Pyxis planicauda (II)
(Madagascar flat-shelled tor-
toise)
Testudo graeca (II)
(Spur-thighed tortoise)
Testudo hermanni (II)
(Hermann’ s tortoise)
Testudo kleinmanni (I)
(Egyptian tortoise)
Testudo marginata (II)
(Marginated tortoise)
Cheloniidae Cheloniidae spp. (I)
(Sea turtles)
Dermochelyidae Dermochelys coriacea (I)
(Leatherback)
Trionychidae Lissemys punctata (II)
(Indo-Gangetic flap-shelled
turtle)
Trionyx ater (I) =440
(Cuatro Cienagas soft-shell
turtle)!B1997R0338 — EN — 01.06.1997 — 001.001 — 61
Annex A Annex B Annex C
Trionyx gangeticus (I) =440
(Indian soft-shell turtle)
Trionyx hurum (I) =440
(Peacock soft-shell turtle)
Trionyx nigricans (I) =440
(Black soft-shell turtle)
Trionyx triunguis (III GH)
(African soft-shell turtle)
Pelomedusidae Erymnochelys madagascar-
iensis (II) =441
(Madagascar sideneck turtle)
Pelomedusa subrufa (III GH)
(Helmeted turtle)
Peltocephalus dumeriliana (II)
=441
(Big-headed sideneck turtle)
Pelusios adansonii (III GH)
(Adanson’ s mud turtle)
Pelusios castaneus (III GH)
(West African mud turtle)
Pelusios gabonensis (III GH)
=442
(African forest turtle)
Pelusios niger (III GH)
(West African black forest
turtle)
Podocnemis spp. (II)
(Sideneck turtles)
Chelidae Pseudemydura umbrina (I)
(Western swamp turtle)
CROCODYLIA
CROCODYLIA spp.* (II)
=443
(Caimans, crocodiles, alliga-
tors)
Alligatoridae Alligator sinensis (I)
(Chinese alligator)
Caiman crocodilus apaporien-
sis(I)
(Rio Apaporis spectacled cai-
man)
Caiman latirostris (I)
(Broad-nosed caiman)
Melanosuchus niger ** (I) −
107
(Black caiman)
Crocodylidae Crocodylus acutus (I)
(American crocodile)
Crocodylus cataphractus (I)
(African slender-snouted cro-
codile)
Crocodylus intermedius (I)
(Orinoco crocodile)!B1997R0338 — EN — 01.06.1997 — 001.001 — 62
Annex A Annex B Annex C
Crocodylus moreletii (I)
(Morelet’ s crocodile)
Crocodylus niloticus ** (I) −
108
(Nile crocodile)
Crocodylus novaeguineae
mindorensis (I) =444
(Philippine crocodile)
Crocodylus palustris (I)
(Mugger crocodile)
Crocodylus porosus ** (I) −
109
(Estuarine crocodile)
Crocodylus rhombifer (I)
(Cuban crocodile)
Crocodylus siamensis (I)
(Siamese crocodile)
Osteolaemus tetraspis (I)
(West African dwarf croco-
dile)
Tomistoma schlegelii (I)
(False gharial)
Gavialidae Gavialis gangeticus (I)
(Gharial)
RHYNCHOCEPHALIA
Sphenodontidae Sphenodon spp. (I)
(Tuataras)
SAURIAGekkonidae Cyrtodactylus serpensinsula
(II)
(Serpent Island gecko)
Phelsuma spp.* (II)
(Day-geckos)
Phelsuma guentheri (II)
(Round Island day gecko)
Agamidae Uromastyx spp. (II)
(Spiny-tailed lizards)
Chamaeleonidae Bradypodion spp. (II) =445
(Dwarf chameleons)
Chamaeleo spp.* (II)
(Chameleons)
Chamaeleo chamaeleon (II)
(European chameleon)
Iguanidae Amblyrhynchus cristatus (II)
(Galapagos marine iguana)
Brachylophus spp. (I)
(Fiji iguanas)
Conolophus spp. (II)
(Galapagos land iguanas)
Cyclura spp. (I)
(Ground iguanas)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 63
Annex A Annex B Annex C
Iguana spp. (II)
(Iguanas)
Liolaemus gravenhorstii
(Striped ground iguana)
Phrynosoma coronatum (II)
(Coast horned lizard)
Sauromalus varius (I)
(San Esteban Island chuckwal-
la)
Lacertidae Gallotia simonyi (I)
(Hierro giant lizard)
Podarcis lilfordi (II)
(Lilford’ s wall lizard)
Podarcis pityusensis (II)
(Ibiza wall lizard)
Cordylidae Cordylus spp. (II)
(Girdled lizards)
Pseudocordylus spp. (II)
(Crag lizards)
Teiidae Cnemidophorus hyperythrus
(II)
(Orange-throated whiptail)
Crocodilurus lacertinus (II)
(Dragon lizard)
Dracaena spp. (II)
(Caiman lizards)
Tupinambis spp. (II)
(Tegus)
Scincidae Corucia zebrata (II)
(Prehensile-tailed skink)
Xenosauridae Shinisaurus crocodilurus (II)
(Chinese crocodile lizard)
Helodermatidae Heloderma spp. (II)
(Gila monster and bearded
lizard)
V aranidae V aranus spp.* (II)
(Monitor lizards)
V aranus bengalensis (I)
(Indian monitor)
V aranus flavescens (I)
(Y ellow monitor)
V aranus griseus (I)
(Desert monitor)
V aranus komodoensis (I)
(Komodo dragon)
V aranus olivaceus (II)
(Gray’ s monitor)
SERPENTESBoidae Boidae spp.* (II)
(Boas and pythons)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 64
Annex A Annex B Annex C
Acrantophis spp. (I)
(Madagascar ground boas)
Boa constrictor occidentalis
(I) =446
(Argentine boa constrictor)
Bolyeria multocarinata (I)
(Round Island boa)
Casarea dussumieri (I)
(Round Island keel-scaled
boa)
Epicrates inornatus (I)
(Puerto Rican boa)
Epicrates monensis (I)
(Virgin Island tree boa)
Epicrates subflavus (I)
(Jamaican boa)
Eryx jaculus (II)
(Spotted sand boa)
Python molurus molurus (I)
=447
(Indian python)
Sanzinia madagascariensis (I)
(Madagascar tree boa)
Colubridae Atretium schistosum (III IN)
(Olive keel-back)
Cerberus rhynchops (III IN)
(Dog-faced water snake)
Clelia clelia (II) =448
(Mussurana)
Cyclagras gigas (II) =449
(False cobra)
Dromicus chamissonis =450
(Chilean ground snake)
Elachistodon westermanni (II)
(Indian egg-eating snake)
Ptyas mucosus (II)
(Dhaman)
Xenochrophis piscator (III IN)
=451
(Checkered keel-back)
Elapidae Hoplocephalus bungaroides
(II)
(Broad-headed snake)
Micrurus diastema (III HN)
(Atlantic coral snake)
Micrurus nigrocinctus (III HN)
(Central American coral snake)
Naja naja (II)
(Asiatic cobra)
Ophiophagus hannah (II)
(King cobra)!B1997R0338 — EN — 01.06.1997 — 001.001 — 65
Annex A Annex B Annex C
Viperidae Agkistrodon bilineatus (III
HN)
(Cantil)
Bothrops asper (III HN)
(Terciopolo)
Bothrops nasutus (III HN)
(Rainforest hog-nose pit viper)
Bothrops nummifer (III HN)
(Jumping viper)
Bothrops ophryomegas (III
HN)
(Slender hog-nosed pit viper)
Bothrops schlegelii (III HN)
(Eyelash palm viper)
Crotalus durissus (III HN)
(Neotropical rattlesnake)
Crotalus unicolor
(Aruba Island rattlesnake)
Crotalus willardi
(Ridge-nosed rattlesnake)
Vipera latifii
(Latifi’ s viper)
Vipera russellii (III IN)
(Russell’ s viper)
Vipera ursinii (I) +212
(Orsini’ s viper)
Vipera wagneri (II)
(Wagner’ s viper)
AMPHIBIA
CAUDATA
Ambystomidae Ambystoma dumerilii (II)
(Lake Patzcuaro salamander)
Ambystoma mexicanum (II)
(Axolotl)
Cryptobranchidae Andrias spp. (I) =452
(Giant salamanders)
ANURA
Bufonidae Atelopus varius zeteki (I)
(Golden frog)
Bufo periglenes (I)
(Golden toad)
Bufo retiformis (II)
(Sonoran green toad)
Bufo superciliaris (I)
(Cameroon toad)
Nectophrynoides spp. (I)
(Viviparous toads)!B1997R0338 — EN — 01.06.1997 — 001.001 — 66
Annex A Annex B Annex C
Myobatrachidae Rheobatrachus spp.* (II)
(Gastric brooding frog)
Rheobatrachus silus (II)
(Platypus frog)
Dendrobatidae Dendrobates spp. (II)
(Poison-arrow frogs)
Phyllobates spp. (II)
(Poison-dart frogs)
Ranidae Conraua goliath
(Goliath frog)
Mantella spp. (-/II) ×713
(Mantella frogs)
Rana catesbeiana
(American bullfrog)
Rana hexadactyla (II)
(Six-fingered frog)
Rana tigerina (II)
(Tiger frog)
Microhylidae Dyscophus antongilii (I)
(Tomato frog)
PISCES
CERATODONTIFORMES
Ceratodidae Neoceratodus forsteri (II)
(Australian lungfish)
COELACANTHIFORMESCoelacanthidae Latimeria chalumnae (I)
(Coelacanth)
ACIPENSERIFORMES
Acipenseridae Acipenser brevirostrum (I)
(Shortnose sturgeon)
Acipenser oxyrhynchus (II)
(Atlantic sturgeon)
Acipenser sturio (I)
(Common sturgeon)
Polyodontidae Polyodon spathula (II)
(Spoonbill cat)
OSTEOGLOSSIFORMESOsteoglossidae Arapaima gigas (II)
(Arapaima)
Sleropages formosus (I)
(Asian arawana)
CYPRINIFORMES
Cyprinidae Caecobarbus geertsi (II)
(African blind barb fish)
Probarbus jullieni (I)
(Ikan temoleh)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 67
Annex A Annex B Annex C
Catostomidae Chasmistes cujus (I)
(Cui-ui)
SILURIFORMES
Schilbeidae Pangasianodon gigas (I)
(Giant catfish)
PERCIFORMESSciaenidae Cynoscion macdonaldi (I)
(Totoaba)
INSECTA
LEPIDOPTERA
Papilionidae Atrophaneura palu
(Palu swallowtail butterfly)
Baronia brevicornis
(Short-horned baronia)
Bhutanitis spp. (II)
(Swallowtail butterflies)
Graphium sandawanum
(Apo swallowtail butterfly)
Graphium stresemanni
(A swallowtail butterfly)
Ornithoptera spp.* (II) =453
(Birdwing butterflies)
Ornithoptera alexandrae (I)
(Queen Alexandra’ s birdwing)
Papilio benguetanus
(A swallowtail butterfly)
Papilio chikae (I)
(Luzon peacock swallowtail)
Papilio esperanza
(A swallowtail butterfly)
Papilio grosesmithi
(A swallowtail butterfly)
Papilio homerus (I)
(Homerus swallowtail)
Papilio hospiton (I)
(Corsican swallowtail)
Papilio maraho
(A swallowtail butterfly)
Papilio morondavana
(Madagascan emperor swal-
lowtail)
Papilio neumoegeni
(A swallowtail butterfly)
Parides ascanius
(Fluminense swallowtail but-
terfly)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 68
Annex A Annex B Annex C
Parides hahneli
(Hahnel’ s amazonian swallow-
tail butterfly)
Parnassius apollo (II)
(Apollo butterfly)
Teinopalpus spp. (II)
(Kaiser-I-Hind butterflies)
Trogonoptera spp. (II) =453
(Birdwing butterflies)
Troides spp. (II) = 453
(Birdwing butterflies)
ARACHNIDA
SCORPIONES
Scorpionidae Pandinus dictator (II)
(A scorpion)
Pandinus gambiensis (II)
(Giant Senegalese scorpion)
Pandinus imperator (II)
(Emperor scorpion)
ARANEAETheraphosidae Brachypelma spp. (II)
(Tarantulas)
ANNELIDA
ARHYNCHOBDELLAE
Hirudinidae Hirudo medicinalis (II)
(Medicinal leech)
MOLLUSCA
VENEROIDA
Tridacnidae Tridacnidae spp. (II)
(Giant clams)
UNIONOIDA
Unionidae Conradilla caelata (I)
(Birdwing pearly mussel)
Cyprogenia aberti (II)
(Western fanshell mussel)
Dromus dromas (I) =454
(Dromedary pearly mussel)
Epioblasma curtisi (I) =455
(Curtis’ pearly mussel)
Epioblasma florentina (I)
=455
(Y ellow-blossom pearly mus-
sel)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 69
Annex A Annex B Annex C
Epioblasma sampsoni (I) =455
(Wabash riffleshell)
Epioblasma sulcata perobli-
qua(I) =455
(White catspaw mussel)
Epioblasma torulosa guberna-
culum (I) =455
(Green-blossom pearly mus-
sel)
Epioblasma torulosa rangiana
(II)
(Northern riffleshell)
Epioblasma torulosa torulosa
(I) =455
(Turbercled-blossom pearly
mussel)
Epioblasma turgidula (I) =455
(Turgid-blossom pearly mus-
sel)
Epioblasma walkeri (I) =455
(Tan riffleshell)
Fusconaia cuneolus (I)
(Fine-rayed pigtoe pearly mus-
sel)
Fusconaia edgariana (I)
(Shiny pigtoe pearly mussel)
Fusconaia subrotunda (II)
(Long solid mussel)
Lampsilis brevicula (II)
(Ozark broken-ray mussel)
Lampsilis higginsi (I)
(Higgins’ eye pearly mussel)
Lampsilis orbiculata orbicula-
ta(I)
(Pink mucket pearly mussel)
Lampsilis satur (I)
(Sandback pocketbook mus-
sel)
Lampsilis virescens (I)
(Alabama lamp pearly mussel)
Lexingtonia dolabelloides (II)
(Slab-sided pearly mussel)
Plethobasus cicatricosus (I)
(White warty-back pearly
mussel)
Plethobasus cooperianus (I)
(Orange-footed pimpleback
mussel)
Pleurobema clava (II)
(Clubshell pearly mussel)
Pleurobema plenum (I)
(Rough pigtoe pearly mussel)!B1997R0338 — EN — 01.06.1997 — 001.001 — 70
Annex A Annex B Annex C
Potamilus capax (I) =456
(Fat pocketbook pearly mus-
sel)
Quadrula intermedia (I)
(Cumberland monkey-face
pearly mussel)
Quadrula sparsa (I)
(Appalachian monkey-face
pearly mussel)
Toxolasma cylindrella (I)
=457
(Pale lilliput pearly mussel)
Unio nickliniana (I) =458
(Nicklin’ s pearly mussel)
Unio tampicoensis tecomaten-
sis(I) =459
(Tampico pearly mussel)
Villosa trabalis (I) =460
(Cumberland bean pearly
mussel)
STYLOMMATOPHORA
Achatinellidae Achatinella spp. (I)
(Little agate shells)
Camaenidae Papustyla pulcherrima (II)
(Manus green tree snail)
Paryphantidae Paryphanta spp. (II) +213
=461
(New Zealand land snails)
MESOGASTROPODA
Strombidae Strombus gigas (II)
(Queen conch)
ANTHOZOA
COENOTHECALIA
COENOTHECALIA spp. (II)
º505
(Blue coral) =462
STOLONIFERATubiporidae Tubiporidae spp. (II) º505
(Organpipe corals)
ANTIP ATHARIA
ANTIP ATHARIA spp. (II)
(Black corals)
SCLERACTINIA
SCLERACTINIA spp. (II)
º505
(Stony corals)!
B1997R0338 — EN — 01.06.1997 — 001.001 — 71
Annex A Annex B Annex C
HYDROZOA
MILLEPORINA
Milliporidae Milleporidae spp. (II) º505
(Fire corals)
STYLASTERINA
Stylasteridae Stylasteriade spp. (II) º505
(Lace corals)
FLORA
AGAV ACEAE Agave arizonica (I)
(New River agave)
Agave parviflora (I)
(Santa Cruz striped agave)
Agave victoriae-reginae (II) #
1
(Queen Victoria agave)
Nolina interrata (I)
(Dehesa bear-grass)
AMARYLLIDACEAE Galanthus spp. (II) #1
(Snowdrops)
Sternbergia spp. (II) #1
(Sternbergias)
APOCYNACEAE Pachypodium spp.* (II) º506 #
1
(Elephant trunks)
Pachypodium ambongense (I)
Pachypodium baronii (I)
Pachypodium decaryi (I)
Rauvolfia serpentina (II) #2
(Snake-root devil-pepper)
ARALIACEAE Panax quinquefolius (II) #3
(American ginseng)
ARAUCARIACEAE Araucaria araucana * * (I)
+214
(Monkey-puzzle tree)Araucaria araucana * (II) #1
−110
(Monkey-puzzle tree)
ASCLEPIADACEAE Ceropegia chrysanta (II) Ceropegia spp. (II) #1
(Rosary vines)
Frerea indica (II) #1
(Milkweed)
BERBERIDACEAE Podophyllum hexandrum (II) #
2 =462
(Himalayan may-apple)
BROMELIACEAE Tillandsia harrisii (II) #1
(Harris’ tillandsia)
Tillandsia kammii (II) #1
(Kamm’ s tillandsia)!B1997R0338 — EN — 01.06.1997 — 001.001 — 72
Annex A Annex B Annex C
Tillandsia kautskyi (II) #1
(Kautsky’ s tillandsia)
Tillandsia mauryana (II) #1
(Maury’ s tillandsia)
Tillandsia sprengeliana (II) #1
(Sprengei’ s tillandsia)
Tillandsia sucrei (II) #1
(Sucre tillandsia)
Tillandsia xerographica (II) #
1
(Xerographic tillandsia)
BYBLIDACEAE Byblis spp. (II) #1
(Rainbow plant)
CACTACEAE CACTACEAE spp.* (II) #4
(Cacti)
Ariocarpus spp. (I)
(Living rock cacti)
Astrophytum asterias (I) =464
(Star cactus)
Aztekium ritteri (I)
(Aztec cactus)
Coryphantha werdermannii (I)
(Jobali pincushion cactus)
Discocactus spp. (I)
(Discocacti)
Discocactus macdougallii (I)
=465
(MacDougall’ s cacti)
Echinocereus ferreirianus
var.lindsayi (I) =465
(Lindsay’ s hedgehog cacti)
Echinocereus schmollii (I)
=467
(Lamb’ s tail cactus)
Escobaria minima (I) =467
(Nelle’ s cactus)
Escobaria sneedii (I) =467
(Sneed’ s pincushion cactus)
Mammillaria pectinifera (I)
=469
(Conchilinque)
Mammillaria solisioides (I)
(Pitayita)
Melocactus conoideus (I)
(Conelike Turk’ s-cap cactus)
Melocactus deinacanthus (I)
(Wonderfully-bristled Turk’s-
cap cactus)
Melocactus glaucescens (I)
(Wooly waxy-stemmed Turk’ s-
cap cactus)!B1997R0338 — EN — 01.06.1997 — 001.001 — 73
Annex A Annex B Annex C
Melocactus paucispinus (I)
(Few-spined Turk’ s-cap cac-
tus)
Obregonia denegrii (I)
(Artichoke cactus)
Pachycereus militaris (I) =470
(Teddy-bear cactus)
Pediocactus bradyi (I) =471
(Brady’ s pincushion cactus)
Pediocactus despainii (I)
(San Rafael cactus)
Pediocactus knowltonii (I)
=471
(Knowlton’ s cactus)
Pediocactus paradinei (I)
(Houserock valley cactus)
Pediocactus peeblesianus (I)
=471
(Peebles’ Navajo cactus)
Pediocactus sileri (I)
(Siler’ s pincushion cactus)
Pediocactus winkleri (I)
(Winkler’ s cactus)
Pelecyphora spp. (I)
(Hatchet cacti)
Sclerocactus brevihamatus (I)
=472
(Tobusch fishhook cactus)
Sclerocactus erectocentrus (I)
=473
Sclerocactus glaucus (I)
(Vinta Basin hookless cactus)
Sclerocactus mariposensis (I)
=473
(Mariposa cactus)
Sclerocactus mesae-verdae (I)
(Mesa Verde cactus)
Sclerocactus papyracanthus
(I) =474
(Grama-grass cactus)
Sclerocactus pubispinus (I)
(Great-Basin fishhook cactus)
Sclerocactus wrightiae (I)
(Wright’ s fishhook cactus)
Strombocactus disciformis (I)
(Disc cactus)
Turbinicarpus spp. (I) =475
(Turbinicarps)
Uebelmannia spp. (I)
(Uebelmann cacti)
CARYOCARACEAE Caryocar costaricense (II) #1
(Ajo)!B1997R0338 — EN — 01.06.1997 — 001.001 — 74
Annex A Annex B Annex C
CEPHALOTACEAE Cephalotus follicularis (II) #1
(Albany pitcher plant)
COMPOSITAE
(ASTERACEAE)Saussurea costus (I) =476
(Costus)
CRASSULACEAE Dudleya stolonifera (I)
(Laguna Beach dudleya)
Dudleya traskiae (I)
(Santa Barbara Islands dudle-
ya)
CUPRESSACEAE Fitzroya cupressoides (I)
(Alerce)
Pilgerodendron uviferum (I)
(Pilgerodendron)
CYATHEACEAE CYATHEACEAE spp. (II) #1
(Tree ferns)
CYCADACEAE CYCADACEAE spp.* (II) #1
(Cycads)
Cycas beddomei (I)
(Beddome cycad)
DIAPENSIACEAE Shortia galacifolia (II) #1
(Oconne bells)
DICKSONIACEAE Culcita macrocarpa (II) DICKSONIACEAE spp. (II) #
1
(Tree ferns)
DIDIEREACEAE DIDIEREACEAE spp. (II) #1
DIOSCOREACEAE Dioscorea deltoidea (II) #1
(Elephant’s foot)
DROSERACEAE Dionaea muscipula (II) #1
(Venus Ay-trap)
ERICACEAE Kalmia cuneata (II) #1
(White wicky)
EUROPHORBIACEAE Euphorbia spp.* (II) #1 −111
(Euphorbias)
Euphorbia ambovombensis (I)
Euphorbia cremersii (I)
Euphorbia cylindrifolia (I)
=477
Euphorbia decaryi (I)
Euphorbia francoisii (I)
Euphorbia handiensis (II)
Euphorbia lambii (II)Euphorbia moratii (I)
Euphorbia parvicyathophora
(I)
Euphorbia quartziticola (I)
Euphorbia tulearensis (I)
=478!
B1997R0338 — EN — 01.06.1997 — 001.001 — 75
Annex A Annex B Annex C
Euphorbia stygiana (II)
FOUQUIERIACEAE Fouquieria columnaris (II) #1
(Boojum tree)
Fouquieria fasciculata (I)
(Arbol del barril)
Fouquieria purpusii (I)
GNETACEAE Gnetum montanum (III NP) #1
JUGLANDACEAE Oreomunnea pterocarpa (II) #
1 =479
(Gavilán)
LEGUMINOSAE
(FABACEAE)
Dalbergia nigra (I)
(Brazilian rosewood)
Pericopsis elata (II) #5
(Afrormosia)
Platymiscium
pleiostachyum (II) #1
(Quira macawood)
Pterocarpus santalinus (II) #6
(Red sandalwood)
LILIACEAE Aloe spp.* (except A.vera ) (II)
#1 −112
(Aloes)
Aloe albida (I)
Aloe albiflora (I)
Aloe alfredii (I)
Aloe bakeri (I)
Aloe bellatula (I)
Aloe calcairophila (I)
Aloe compressa (I) =480
Aloe delphinensis (I)
Aloe descoingsii (I)
Aloe fragilis (I)
Aloe haworthioides (I) =481
Aloe helenae (I)
Aloe laeta (I) =482
Aloe parallellifolia (I)
Aloe parvula (I)
Aloe pillansii (I)
(Boomaalyn)
Aloe polyphylla (I)
(Spiral aloe)
Aloe rauhii (I)!B1997R0338 — EN — 01.06.1997 — 001.001 — 76
Annex A Annex B Annex C
Aloe suzannae (I)
Aloe thorncroftii (I)
Aloe versicolor (I)
Aloe vossii (I)
MAGNOLIACEAE Talauma hodgsonii (III NP) #1
(Safan)
MELIACEAE Swietenia humilis (II) #1
(Honduras mahogany)
Swietenia mahagoni (II) #5
(Caribbean mahogany)
Swietenia macrophylla (III
CR) #5 +215
(American mahogany)
NEPENTHACEAE Nepenthes spp.* (II) #1
(Tropical pitcher plants)
Nepenthes khasiana (I)
(Indian pitcher plant)
Nepenthes rajah (I)
(Giant tropical pitcher plant)
ORCHIDACEAE Cattleya trianaei (I) º507
(Winter cattleya)ORCHIDACEAE spp.* (II) #7
=482
(Orchids)
Cephalanthera cucullata (II)
º507
Cypripedium calceolus (II)
º507
(Lady’ s slipper orchid)
Dendrobium cruentum (I) º507
Goodyera macrophylla (II)
º507
Laelia jongheana (I) º507
Laelia lobata (I) º507
Liparis loeselii (II) º507
(Fen orchid)
Ophrys argolica (II) º507
(Eyed bee orchid)
Ophrys lunulata (II) º507
(Crescent ophrys)
Orchis scopulorum (II) º507
Paphiopedilum spp. (I) º507
(Asian tropical lady’ s slippers)
Peristeria elata (I) º507
(Holy ghost)
Phragmipedium spp. (I) º507
(New World tropical lady’ s
slippers)
Renanthera imschootiana (I)
º507
(Red vanda)!B1997R0338 — EN — 01.06.1997 — 001.001 — 77
Annex A Annex B Annex C
Spiranthes aestivalis (II) º507
V anda coerulea (I) º507
(Blue vanda)
P ALMAE
(AREACEAE)Chysalidocarpus decipiens
(II) #1
(Butterfly palm)
Neodypsis decaryi (II) #1
(Triangle palm)
P AP AVERACEAE Meconopsis regia (III NP) #1
(Himalayan poppy)
PINACEAE Abies guatemalensis (I)
(Guatemalan fit)
PODOCARP ACEAE Podocarpus neriifolius (III NP)
#1
(Y ellow wood)
Podocarpus parlatorei (I)
(Parlatore’ s podocarp)
PORTULACACEAE Anacampseros spp. (II) #1
(Purselanes)
Lewisia cotyledon (II) #1
(Siskiyou lewisia)
Lewisia maguirei (II) #1
(Maguire’ s lewisia)
Lewisia serrata (II) #1
(Saw-toothed lewisia)
Lewisia tweedy (II) #1
(Tweedy’ s lewisia)
PRIMULACEAE Cyclamen spp. (II) #1
(Cyclamens)
PROTEACEAE Orothamnus zeyheri (I)
(Marsh-rose)
Protea odorata (I)
(Ground-rose)
ROSACEAE Prunus africana (II) #1
(African cherry)
RUBIACEAE Balmea stormiae (I)
(Ayugue)
SARRACENIACEAE Darlingtonia californica (II) #
1
(Cobra pitcher plant)
Sarracenia spp. (II) #1
(Pitcher plants)
Sarracenia alabamensis ala-
bamensis (I) =484
(Alabama canebreak pitcher
plant)
Sarracenia jonesii (I) =485
(Mountain sweet pitcher plant)
Sarracenia oreophila (I)
(Green pitcher plant)!B1997R0338 — EN — 01.06.1997 — 001.001 — 78
Annex A Annex B Annex C
STANGERIACEAE Stangeria eriopus (I) =486
(Hottentot’ s head)
TAXACEAE Taxus wallichiana (II) #8
=487
(Himalayan yew)
TETRACENTACEAE Tetracentron sinense (III NP) #
1
THEACEAE Camellia chrysantha (II) #1
(Y ellow-flowered camellia)
THYMELACEAE Aquilaria malaccensis (II) #1
(Agarwood)
WELWITSCHIACEAE Welwitschia mirabilis (II) #1
=488
(Welwitschia)
ZAMIACEAE ZAMIACEAE spp.* (II) #1
(Cycads)
Ceratozamia spp. (I)
(Horncones)
Chigua spp. (I)
Encephalartos spp. (I)
(Bread palms)
Microcycas calocoma (I)
(Palm corcho)
ZINGIBERACEAE Hedychium philippinense (II)
#1
(Philippine garland-flower)
ZYGOPHYLLACEAE Guaiacum officinale (II) #1
(Lignum-vitae)
Guaiacum sanctum (II) #1
(Lignum-vitae)
ANNEX D
FAUNA
MAMMALIA
CARNIVORA
Canidae Vulpes vulpes griffithi #1 (Red fox) (III IN)
Vulpes vulpes montana #1 (Red fox) (III IN)
Vulpes vulpes pusilla (1) #1 (Red fox) (III IN)
Mustelidae Mustella erminea ferghanae #1 (Stoat) (III IN)
AVES
CASUARIIFORMES
Casuariidae Casuarius bennetti (Dwarf cassowary)
Casuarius casuarius #2 (Southern cassowary)!B
!M11997R0338 — EN — 01.06.1997 — 001.001 — 79
PELECANIFORMES
Pelecanidae Pelecanus philippensis (Spot-billed pelican)
CICONIIFORMES
Ciconiidae Mycteria leucocephala (Painted stork)
ANSERIFORMESAnatidae Anas melleri (Meller’ s duck)
Stictonetta naevosa (Freckled duck)
GALLIFORMES
Megapodiidae Megapodius wallacei (Moluccan scrub fowl)
Cracidae Penelope pileata (White-crested guan)
Phasianidae Arborophila gingica (White-necklaced partridge)
Chrysolophus amherstiae #2 (Lady Amherst’ s pheasant)
Chrysolophus pictus #2 (Golden pheasant)
Syrmaticus reevesii #2 (Reeves’ s pheasant)
Tragopan temminckii (Temminck’ s tragopan)
COLUMBIFORMES
Columbidae Columba oenops (Peruvian pigeon)
Ducula pickeringii (Grey imperial-pigeon)
Gallicolumba criniger (Mindanao bleeding-heart)
Ptilinopus marchei (Flame-breasted fruit-dove)
Treron sieboldii (White-bellied green-pigeon)
Turacoena modesta (Black cuckoo-dove)
PICIFORMESCapitonidae Eubucco tucinkae (Scarlet-hooded barbet)
Megalaima rafflesii (Red-crowned barbet)
Ramphastidae Andigena cucullata (Hooded mountain-toucan)
Andigena hypoglauca (Grey-breasted mountain-toucan)
Andigena nigrirostris (Black-billed mountain-toucan)
P ASSERIFORMESCotingidae Procnias nudicollis (Bare-throated bellbird)
Pittidae Pitta angolensis (African pitta)
Pitta brachyura (Indian pitta)
Pitta moluccensis (Blue-winged pitta)
Pitta nipalensis (Blue-naped pitta)
Pitta oatesi (Rusty-naped pitta)
Pitta sordida (Hooded pitta)
Pitta steerii (Azure-breasted pitta)
Pycnonotidae Pycnonotus jocosus (Red-whiskered bulbul)
Pycnonotus zeylanicus (Straw-crowned bulbul)
Bombycillidae Bombycilla japonica (Japanese waxwing)!
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Muscicapidae Cinclidium frontale (Blue-fronted robin)
Cochoa azurea (Javan cochoa)
Cochoa purpurea (Purple cochoa)
Copsychus malabaricus (White-rumped shama)
Cyanoptila cyanomelana (Blue-and-white flycatcher)
Garrulax formosus (Red-winged laughing thrush)
Garrulax galbanus (Y ellow-throated laughing thrush)
Garrulax milleti (Black-hooded laughing thrush)
Garrulax milnei (Red-tailed laughing thrush)
Luscinia pectardens (2) (Firethroat)
Niltava davidi (Fujian niltava)
Paradoxornis heudei (Reed parrotbill)
Stachyris whiteheadi (Chestnut-faced babbler)
Swynnertonia swynnertoni (3) (Swynnerton’ s robin)
Terpsiphone atrocaudata (Japanese paradise-flycatcher)
Turdus dissimilis (Black-breasted thrush)
Turdus mupinensis (Chinese thrush)
Zoothera monticola (Long-billed thrush)
Sittidae Sitta magna (Giant nuthatch)
Nectariniidae Anthreptes reichenowi (Plain-backed sunbird)
Arachnothera clarae (Naked-faced spiderhunter)
Zosteropidae Zosterops palpebrosus (Oriental white-eye)
Emberizidae Dacnis nigripes (Black-legged dacnis)
Latoucheornis siemsseni (Slaty bunting)
Sporophila falcirostris (Temminck’ s seedeater)
Sporophila frontalis (Buffy-throated seedeater)
Sporophila hypochroma (Grey-and-chestnut seedeater)
Sporophila palustris (Marsh seedeater)
Tangara varia (Dotted tanager)
Icteridae Sturnella militaris (Pampas meadowlark)
Fringillidae Carpodacus roborowskii (Tibetan rosefinch)
Estrildidae Amandava formosa (Green avadavat)
Erythrura coloria (Red-eared parrotfinch)
Erythrura viridifacies (Green-faced parrotfinch)
Lonchura nevermanni (Grey-crowned munia)
Lonchura stygia (Black munia)
Padda fuscata (Timor sparrow)
Padda oryzivora (Java sparrow)
Ploceidae Euplectes jacksoni (Jackson’ s widowbird)
Sturnidae Sturnus erythropygius (White-headed starling)
Sturnus sericeus (Red-billed starling)
Corvidae Cissa thalassina (Short-tailed magpie)
Cyanocorax caeruleus (Azure jay)
Cyanocorax dickeyi (Tufted jay)
Platysmurus leucopterus (4) (Black-magpie)!M11997R0338 — EN — 01.06.1997 — 001.001 — 81
REPTILIA
SAURIA
Gekkonidae Geckolepis maculata (Peters’ spotted gecko)
Rhacodactylus auriculatus (New Caledonia bumpy
gecko)
Rhacodactylus ciliatus (Guichenot’ s giant gecko)
Rhacodactylus leachianus (New Caledonia giant gecko)
Uroplatus spp. namely:
Uroplatus alluaudi (Northern flat-tail gecko)
Uroplatus ebenaui (Nosy Be flat-tail gecko)
Uroplatus fimbriatus (Common flat-tail gecko)
Uroplatus guentheri (Gunther’ s flat-tail gecko)
Uroplatus henkeli
Uroplatus lineatus (Lined flat-tail gecko)
Uroplatus malaheloUroplatus phantasticusUroplatus sikorae (Southern flat-tail gecko)
Agamidae Acanthosaura armata (Armoured pricklenape)
Chamaeleonidae Brookesia decaryi (Spiny leaf chameleon)
Brookesia ebenaui (Northern leaf chameleon)
Brookesia minima (Minute leaf chameleon)
Brookesia perarmata (Antsingy leaf chameleon)
Brookesia stumpffi (Planted leaf chameleon)
Brookesia superciliaris (Brown leaf chameleon)
Brookesia thieli (Domergue’ s leaf chameleon)
Cordylidae Zonosaurus karsteni (Karsten’ s girdled lizard)
Zonosaurus laticaudatus (Western girdled lizard)
Zonosaurus madagascariensis (Madagascar girdled li-
zard)
Zonosaurus quadrilineatus (Four-lined girdled lizard)
Scincidae Tiliqua gerrardii (Pinktongue skink)
Tiliqua gigas (Giant bluetongue skink)
Tiliqua scincoides (Eastern bluetongue skink)
Tribolonotus gracilis (Crocodile skink)
Tribolonotus novaeguineae (New Guinea helmet skink)
SERPENTESXenopeltidae Xenopeltis unicolor #1 (Sunbeam snake)
Acrochordidae Acrochordus javanicus #1 (Java file snake)
Acrochordus granulatus #1 (Little file snake)
Colubridae Ahaetulla prasina #1 (Oriental whip snake)
Boiga dendrophila #1 (Mangrove-snake)
Elaphe carinata #1 (Taiwan stink snake)
Elaphe radiata #1 (Radiated rat snake)
Elaphe taeniura #1 (Taiwan beauty snake)
Enhydris bocourti #1 (Bocourt’ s water snake)
Enhydris chinensis #1 (Chinese water snake)
Enhydris enhydris #1 (Rainbow water snake)
Enhydris plumbea #1 (Y ellowbelly water snake)
Homalopsis buccata #1 (Masked water snake)
Langaha nasuta (Northern leafnose snake)
Leioheterodon madagascariensis (Madagascar menarana
snake)
Ptyas korros #1 (Indian rat snake)
Rhabdophis chrysargus #1 (Specklebelly keelback)
Rhabdophis subminiatus #1 (Redneck keelback)
Zaocys dhumnades #1 (Cantor’ s rat snake)!
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Elapidae Bungarus candidus #1 (Blue krait)
Laticauda spp., namely:
Laticauda colubrina #1 (Banded sea snake)
Laticauda crockeri #1 (Crocker’ s sea snake)
Laticauda laticaudata #1 (Black-banded sea krait)
Laticauda schistorhynchus #1 (Flat-tailed sea snake)
Laticauda semifasciata #1 (Chinese sea snake)
Viperidae Calloselasma rhodostoma #1 (Malayan pit viper)
Hydrophiidae Hydrophis spp., namely:
Hydrophis atriceps #1 (Southeast Asia sea snake)
Hydrophis belcheri #1 (Belcher’ s sea snake)
Hydrophis bituberculatus #1 (Belcher’ s sea snake)
Hydrophis brookei #1 (Brooke’ s sea snake)
Hydrophis caerulescens #1 (Dark blue-banded sea snake)
Hydrophis cantoris #1 (Gunther’ s sea snake)
Hydrophis coggerie #1 (Cogger’ s sea snake)
Hydrophis cyanocinctus #1 (Annulated sea snake)
Hydrophis czeblukovi #1 (Czeblukov’ s sea snake)
Hydrophis elegans #1 (Elegant sea snake)
Hydrophis fasciatus #1 (Striped sea snake)
Hydrophis geometricus #1(Geometric sea snake)
Hydrophis gracilis #1 (Smallhead sea snake)
Hydrophis inornatus #1 (Blue-grey sea snake)
Hydrophis klossi #1 (Kloss’ s sea snake)
Hydrophis lamberti #1 (Lambert’s sea snake)
Hydrophis lapemoides #1 (Persian Gulf sea snake)
Hydrophis macdowelli #1 (McDowell’s sea snake)
Hydrophis mamillaris #1 (Bombay sea snake)
Hydrophis melanocephalus #1 (Black-headed sea snake)
Hydrophis melanosoma #1 (Black-striped sea snake)
Hydrophis obscurus #1 (Russel’ s sea snake)
Hydrophis ornatus #1 (Reef sea snake)
Hydrophis pacificus #1 (Pacific sea snake)
Hydrophis parviceps #1 (Smith’ s sea snake)
Hydrophis semperi #1 (Garman’ s sea snake)
Hydrophis spiralis #1 (Y ellow sea snake)
Hydrophis stricticollis #1 (Collared sea snake)
Hydrophis torquatus #1 (West Coast black-headed sea
snake)
Hydrophis vorisi #1 (Kharin’ s sea snake)
Lapemis curtus (5) #1 (Shaw’ s sea snake)!M11997R0338 — EN — 01.06.1997 — 001.001 — 83
PISCES
SYNGNATHIFORMES
Syngnathidae Hippocampus spp., namely:
Hippocampus abdominalis (6) (Big-bellied seahorse)
Hippocampus aimei
Hippocampus angustus (7)(Western Australian seahorse)
Hippocampus bargibantiHippocampus bicuspis
Hippocampus borbonensis
Hippocampus brachyrhynchusHippocampus breviceps (
8) (Short-headed seahorse)
Hippocampus camelopardalis (9) (Giraffe seahorse)
Hippocampus capensis (Knysna seahorse)
Hippocampus comesHippocampus coronatus (
10) (Crowned seahorse)
Hippocampus erectus (11) (Lined seahorse)
Hippocampus erinaceus
Hippocampus fuscus (12) (Sea pony)
Hippocampus hippocampus (13) (Short-snouted seahorse)
Hippocampus histrix (Thorny/spiny seahorse)
Hippocampus horaiHippocampus ingens (
14)(Giant seahorse)
Hippocampus japonicus (Japanese seahorse)
Hippocampus jayakari
Hippocampus kaupiiHippocampus kelloggiHippocampus kuda (
15)(Y ellow seahorse)
Hippocampus lichensteinii (16)
Hippocampus minotaur (Bullneck seahorse)
Hippocampus planifrons (17) (Low-crowned seahorse)
Hippocampus ramulosus (18) (Long-snouted seahorse)
Hippocampus reidi (19) (Slender seahorse)
Hippocampus sindonisHippocampus spinosissimus (Hedgehog seahorse)
Hippocampus takakurae
Hippocampus taeniopsHippocampus trimaculatus (
20) (Three-spotted seahorse)
Hippocampus tristis
Hippocampus whitei (21) (White’ s seahorse)
Hippocampus zebraHippocampus zosterae (
22)
FLORA
AGAV ACEAE Calibanus hookeri
Dasylirion longissimum (Beargrass)
ARACEAE Arisaema dracontium (Green dragon)
Arisaema erubescens
Arisaema galeatum
Arisaema jacquemontiiArisaema nepenthoidesArisaema sikokianum
Arisaema speciosum
Arisaema thunbergii var.urashima
Arisaema tortuosumArisaema triphyllum (Jack-in-the-pulpit)
Biarum davisii davisii
Biarum davisii marmarisenseBiarum ditschianum!
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COMPOSITAE
(ASTERACEAE)Arnica montana #3 (Mountain tobacco)
Othonna armiana
Othonna cacalioides
Othonna clavifoliaOthonna euphorbioidesOthonna hallii
Othonna herrei
Othonna lepidocaulisOthonna lobata
Othonna retrorsa
ERICACEAE Arctostaphylos uva-ursi #3 (Bearberry)
GENTIANACEAE Gentiana lutea #3 (Great yellow gentian)
LYCOPODIACEAE Lycopodium clavatum #3 (Stagshorn clubmoss)
MENYANTHACEAE Menyanthes trifoliata #3 (Bogbean)
P ARMELIACEAE Cetraria islandica #3
P ASSIFLORACEAE Adenia fruticosa (Desert rose)
Adenia glauca (Desert rose)
Adenia pechuelli (Desert rose)
Adenia spinosa (Desert rose)
PORTULACACEAE Ceraria spp., namely:
Ceraria carrissoana
Ceraria fruticulosa
Ceraria gariepinaCeraria longipedunculataCeraria namaquensis
Ceraria pygmaea
Ceraria schaeferi
RANUNCULACEAE Adonis vernalis #3 (Y ellow adonis)!
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TRILLACEAE Trillium catesbaei (Rosy wakerobin)
Trillium cernuum (Nodding trillium)
Trillium flexipes (Drooping trillium)
Trillium grandiflorum (White wakerobin)
Trillium luteumTrillium pusillum
Trillium recurvatum (Purple trillium)
Trillium rugeliiTrillium sessile (Wakerobin wood-lily)
Trillium undulatum (Painted wood-lily)
(
1) Includes synonym Vulpes vulpes leucopus .
(2) Also referenced as Erithacus pectardens .
(3) Also referenced as Pogonocichla swynnertoni .
(4) Also referenced as Platylophus leucopterus .
(5) Includes Lapemis hardwickii .
(6) Includes Hippocampus agnesiae, Hippocampus bleekeri, Hippocampus gracili-
formis and Hippocampus macleayina .
(7) Includes Hippocampus elongatus andHippocampus subelongatus .
(8) Includes Hippocampus tuberculatus .
(9) Includes Hippocampus subcoronatus .
(10) Includes Hippocampus fasciatus andHippocampus mohnikei .
(11) Includes Hippocampus brunneus, Hippocampus fascicularis, Hippocampus
hudsonius, Hippocampus kinkaidi, Hippocampus laevicaudatus, Hippocampusmarginalis, Hippocampus punctulatus, Hippocampus stylifer, Hippocampus
tetragonurus andHippocampus villosus .
(
12) Includes Hippocampus obscurus .
(13) Includes Hippocampus antiquorum, Hippocampus antiquus, Hippocampus
brevirostris, Hippocampus europeaus, Hippocampus heptagonus, Hippocampus
pentagonus andHippocampus vulgaris .
(14) Includes Hippocampus ecuadorensis, Hippocampus gracilis, Hippocampus
hildebrandi andHippocampus ringens .
(15) Includes Hippocampus atterimus, Hippocampus barbouri, Hippocampus fisheri,
Hippocampus hilonis, Hippocampus melanospilos, Hippocampus moluccensis,Hippocampus natalensis, Hippocampus polytaenia, Hippocampus rhyncomacer,Hippocampus taeniopterus andHippocampus valentyni .
(
16) Includes Hippocampus suezensis .
(17) Includes Hippocampus dahli andHippocampus lenis .
(18) Includes Hippocampus atrichus, Hippocampus guttulatus, Hippocampus jubatus,
Hippocampus longirostris, Hippocampus microcoronatus, Hippocampus micro-
stephanus, Hippocampus multiannularis, Hippocampus rosaceus and Hippo-
campus trichus .
(19) Includes Hippocampus obtusus andHippocampus poeyi .
(20) Includes Hippocampus chinensis, Hippocampus kampylotrachelos, Hippocam-
pus manadensis, Hippocampus mannulus andHippocampus sexmaculatus .
(21) Includes Hippocampus novaehollandiae .
(22) Includes Hippocampus regulus andHippocampus rosamondae .!M11997R0338 — EN — 01.06.1997 — 001.001 — 86