1997R0058 — EN — 20.11.2003 — 004.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCILREGULATION(EC,Euratom)No58/97
of20December 1996
concerningstructuralbusinessstatistics
(OJ L 14, 17.1.1997, p. 1)
Amended by:
Official Journal
No page date
►M1Council Regulation (EC, Euratom) No 410/98 of 16 February 1998 L 52 1 21.2.1998
►M2CommissionRegulation(EC) No 1614/2002 of 6 September 2002 L 244 7 12.9.2002
►M3Regulation (EC) No 2056/2002 of the European Parliament and of the
Council of 5 November 2002L 317 1 21.11.2002
►M4Regulation (EC) No 1882/2003 of the European Parliament and of the
Council of 29 September 2003L 284 1 31.10.2003
▼B
COUNCILREGULATION(EC,Euratom)No58/97
of20December 1996
concerningstructuralbusinessstatistics
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and
inparticular Article 213 thereof,
Having regard to the draft Regulation submitted by the Commission (1),
Having regard to the opinion of the European Parliament (2),
Having regard to the opinion of the Economic and Social
Committee (3),
(1)Whereas in its resolution of 14 November 1989 on internal tradein the context of the internal market (
4) the Council requested the
Commissioninparticular to improve trade statistics by makin gthem compatible with Community definitions and increasing, as
far as necessary, the supply of such statistics to the Statistical
Office of the EuropeanCommun ities;
(2)Whereas inDecision92/326/EEC (5) the Council adopted a two-
year programme (1992 to 1993) for the development ofEuropeanstatistics onservices; whereas this programme in cludesthe compilation of harmonized statistics at national and regionallevels, particularly for the distributive trades;
(3)Whereas inits Directive 78/660/EEC (6) the Council adopted
measures to improve the coordination of national provisions
concerning the presentation and content of annual accounts and
annual reports, the valuation methods used therein and theirpublicationinrespect of certaintypes of compan y;
(4)Whereas the Community has, in the mean time, made substantialprogress towards integration; whereas new economic, competi-tion, social, environmental and enterprise policies andguidelines call for initiatives and decisions based on valid statis-
tics; whereas the information provided for under existing
Community legislation or available in Member States is insuffi-cient, inadequate or insufficiently comparable to serve as areliable basis for the work of the Commission;
(5)Whereas by its Decision93/379/EEC (7) the Council adopted a
multiannual programme of Community measures to intensifythe priority areas and to ensure the continuity and consolidation
of policy for enterprise, in particular small and medium-sized
enterprises, in the Community; whereas statistics are needed toassess the impact of the measures undertaken to achieve theobjectives laid downinthe Decision , inparticular to have statis-tics which are comparable for businesses of all sectors, statisticson the national and international subcontracting relations
between businesses and improved statistics on small and
medium-sized enterprises; whereas these needs must not lead tothe imposition of unreasonably onerous reporting requirementson small and medium-sized enterprises;
(6)Whereas inits Decision93/464/EEC (8) the Council adopted a
framework programme for priority actions in the field of statis-tical information for 1993 to 1997;1997R0058 — EN — 20.11.2003 — 004.001 — 2
(1) OJ No C 146, 13. 6. 1995, p. 6.
(2) OJ No C 96, 1. 4. 1996, p. 236.
(3) OJ No C 236, 11. 9. 1995, p. 61.
(4) OJ No C 297, 25. 11. 1989, p. 2.
(5) OJ No L 179, 1. 7. 1992, p. 131.
(6) OJ No L 222, 14. 8. 1978, p. 11. Directive as last amended by Directive 94/
8/EC (OJ No L 82, 25. 3. 1994, p. 33).
(7) OJ No L 161, 2. 7. 1993, p. 68.
(8) OJ No L 219, 28. 8. 1993, p. 1.
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(7)Whereas there is a need for statistics on business conduct, in
particular concerning research, development and innovation,
environmental protection, investment, eco-industries, tourismand high-technology industries; whereas the development of theCommunity and the operation of the internal market increase theneed for comparable data on the structure of earnings ofemployees, the cost of labour and on training;
(8)Whereas there is a need for complete and reliable statisticalsources in order to enable a correct application of Council Direc-
tive 89/130/EEC, Euratom of 13 February 1989 onthe
harmonization of the compilation of the gross national productat market prices (
1);
(9)Whereas the compilation of national and regional accountsaccording to the European system of integrated economicaccounts (ESA) requires the development of comparable,complete and reliable statistical sources;
(10)Whereas there is a need for regional indicators and accounts;
(11)Whereas, in order to carry out the tasks entrusted to it under theTreaties, especially with regard to the internal market, theCommissionmust have exhaustive, up-to-date, reliable an dcomparable information on the structure, activity, competitive-
ness and performance of enterprises in the Community;
(12)Whereas standardization is required to meet Community needsfor information concerning economic convergence;
(13)Whereas businesses and their professional associations need suchinformation in order to understand their markets and to compare
their activity and performance with those of their competitors, atregional, national and international level;
(14)Whereas the creationof commonstatistical stan dards that permitthe production of harmonized data is an action which can onlybe undertaken efficiently at Community level; whereas suchstandards will be implemented in each Member State under the
authority of the bodies and institutions in charge of compiling
official statistics;
(15)Whereas the best method of ascertaining the structure, activity,competitiveness and performance of enterprises in the Commu-nity consists in compiling statistics in accordance with commonmethodological principles and common definitions of character-istics; whereas it is only from coordinated compilation thatharmonized statistics can be drawn up with reliability, speed,
flexibility and the level of detail required to meet the needs of
the Commission and of enterprises;
(16)Whereas the definition of kind-of-activity units (KAU) corre-sponds to one or more operational subdivisions of theenterprise; whereas, for a KAU to be observable, the enterprise'sinformation system must be capable of indicating or calculatingfor each KAU at least the value of production, intermediateconsumption, manpower costs, the operating surplus and
employment and gross fixed capital formation; whereas KAUs
falling within a particular heading in the statistical classificationof economic activities in the European Community (NACEREV. 1) canproduce products outside the homogen eous group,on account of secondary activities connected with them which
cannot be separately identified from available accounting docu-
ments; whereas it can be concluded that the enterprise and theKAU are indentical when it proves impossible for an enterpriseto indicate or calculate information on all of the variables listedin this recital for one or more operational subdivisions;
(17)Whereas the statistical data compiled withina Commun itysystem must be of a satisfactory quality and this quality, aswell as the burden it entails, must be comparable from one1997R0058 — EN — 20.11.2003 — 004.001 — 3
(1) OJ No L 49, 21. 2. 1989, p. 26.
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Member State to another; whereas it is therefore necessary to
establish jointly the criteria enabling these requirements to bemet;
(18)Whereas it is necessary to simplify the administrative proceduresfor enterprises, particularly small and medium-sized enterprises,including the promotion of new technologies for data collectionand compilation of statistics; whereas it may still be necessary tocollect directly from enterprises the data necessary to compile
structural business statistics, using methods and techniques
which will ensure that they are exhaustive, reliable and up todate, without giving rise for the parties concerned, in particularfor small and medium-sized enterprises, to a burden which isdisproportionate in relation to the results which users of the
statistics canreason ably expect;
(19)Whereas the signing of the General Agreement on Trade in
Services (GATS) has led to a substantial need for informationon the size of the signatories' markets and their shares of thosemarkets for the purpose of managing and developing that Agree-
ment;
(20)Whereas it is necessary to have a legal framework common to
all business activities and domains of business statistics coveringalso the activities and domains for which statistics are not yetdeveloped;
(21)Whereas Directive No 64/475/EEC (1) and Directive No 72/221/
EEC (2), which aimed to provide a body of coherent statistics,
have not been able to take account of economic and technicalchanges that have occurred since their adoption and shouldtherefore be repealed;
(22)Whereas, in order to enable the rules for the collection andstatistical processing of data and for processing and transmissionof the results to be clarified further, it is necessary to confer onthe Commission, assisted by the Statistical ProgrammeCommittee set up by Decision89/382/EEC, Euratom (
3), the
power to adopt measures for the applicationof this Regulation ,
HAS ADOPTED THIS REGULATION:
Article 1
The objective of this Regulationshall be to establish a commonframe-
work for the collection, compilation, transmission and evaluation ofCommunity statistics on the structure, activity, competitiveness andperformance of businesses in the Community.
Article 2
The compilationof statistics shall have as its purpose, inparticular, to
analyse:
(i) the structure and evolution of the activities of businesses;
(ii) the factors of production used and other elements allowing busi-
ness activity, performance and competitiveness to be measured;
(iii) the regional, national, Community and international development
of businesses and markets;
(iv) business conduct;
(v) small and medium-sized enterprises;1997R0058 — EN — 20.11.2003 — 004.001 — 4
(1) Council Directive 64/475/EEC of 30 July 1964 concerning coordinated
annual surveys of investment in industry (OJ No L 131, 13. 8. 1964, p.2193). Directive as last amended by the 1985 Act of Accession.
(
2) Council Directive 72/211/EEC of 6 June 1972 concerning coordinated
annual surveys of industrial activity (OJ No L 133, 10. 6. 1972, p. 57).
Directive as last amended by the 1985 Act of Accession.
(3) OJ No L 181, 28. 6. 1989, p. 47.
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(vi) specific characteristics of enterprises related to particular group-
ings of activities.
Article 3
1. This Regulationshall cover all market activities inSection s C to
K and M to O of the statistical classification of economic activities inthe EuropeanCommun ity (NACE REV. 1).
2. Statistical units of the types listed in Section I of the Annex to
Council Regulation (EEC) No 696/93 on the statistical units for theobservation and analysis of the production system in the European
Community (
1) and which are classified under one of the activities
referred to inparagraph 1 shall be in cluded inthe scope of this Regu-lation. The use of particular units for the compilation of statistics shallbe specified in the Annexes to this Regulation.
Article 4
1. The statistics to be compiled for the areas referred to inArticle 2
shall be grouped as modules. The modules shall be defined in theAnnexes to this Regulation.
2. The following information shall be laid down in each module:
(i) the activities for which the statistics are to be compiled, drawn
from the coverage indicated in Article 3 (1);
(ii) the types of statistical unit to be used for the compilation of the
statistics, drawnfrom the list of statistical un its referred to inArticle 3 (2);
(iii) lists of characteristics for which statistics are to be compiled for
the domains listed in Article 2 and the reference periods for thosecharacteristics;
(iv) a list of statistics to be compiled onbusin ess demography;
(v) the frequency for the compilation of the statistics, which shall be
yearly or multi-yearly. If the compilationis multi-yearly, it shall
be done at least once every 10 years;
(vi) the timetable showing the first reference years for the statistics to
be compiled;
(vii) the standards relating to representativeness and quality evalua-
tion;
(viii) the period of time from the end of the reference period within
which the statistics are to be transmitted;
(ix) the maximum length of the transitional period which may be
conceded.
Article 5
The modules inthis Regulationshall be:
— a common module for annual structural statistics defined in Annex
1,
— a detailed module for structural statistics in industry defined in
Annex 2,
— a detailed module for structural statistics in trade defined in Annex
3,
— a detailed module for structural statistics in construction defined in
Annex 4.
— a detailed module for structural statistics in insurance defined in
Annex 5,
— a detailed module for structural statistics on credit institutions
defined in Annex 6,1997R0058 — EN — 20.11.2003 — 004.001 — 5
(1) OJ No L 76, 30. 3. 1993, p. 1. Regulationas amen ded by the 1994 Act of
Accession.▼M1
▼M3
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— a detailed module for structural statistics on pension funds defined
in Annex 7.
Article 6
1. Member States shall acquire the necessary data for the observa-
tionof the characteristics inthe lists referred to inthe modules inArticle 5.
2. Member States may acquire the necessary data using a combina-
tion of different sources specified below, applying the principle ofadministrative simplification:
— compulsory surveys: the legal units, to which the statistical units
called onby the Member States belon g or of which they arecomposed, shall be obliged to give accurate and complete informa-tionwithinthe prescribed deadlin es,
— other sources which are at least equivalent as regards accuracy and
quality,
— statistical estimationprocedures where some of the characteristics
have not been observed for all of the units.
3. In order to reduce response burdens, the national authorities and
the Community authority shall, under the limits and the conditionsfixed by each Member State and by the Commission in their respectivespheres of competence, have access to administrative data sources
covering the fields of activity of their own public administrations to
the extent that these data are necessary to meet the accuracy require-ments referred to in Article 7.
4. Member States and the Commission, within their respective fields
of competence, shall promote the conditions for increased use of elec-
tronic data transmission and automatic data-processing.
Article 7
1. Member States shall take the necessary measures to ensure that
the data transmitted reflect the structure of the population of the statis-tical units laid down in the Annexes.
2. Quality evaluation shall be carried out comparing the benefits of
the availability of the data with the costs of collectionan d the burdenonbusin ess, especially onsmall en terprises.
3. Member States shall transmit to the Commission, at its request,
all the information necessary for the evaluation referred to in paragraph
2.
Article 8
1. From the collected and estimated data Member States shall
produce comparable results, following the breakdown stipulated for
each module inArticle 5.
2. Inorder that Commun ity aggregates may be compiled, Member
States will produce component national results according to the levelsof NACE REV. 1, laid downinthe modules inthe An n exes, or deter-mined in accordance with the procedure laid down in Article 13.
Article 9
1. Member States shall transmit the results provided for in Article 8
of this Regulation, including confidential data, to the Statistical Officeof the European Communities in accordance with the existing Commu-nity provisions on transmission of data subject to statistical
confidentiality. These Community provisions shall apply to the treat-
ment of the results, in so far as they include confidential data.
2. The results shall be transmitted in an appropriate technical format
and within a period of time from the end of the reference period whichshall be laid downfor each module referred to inArticle 5 an d shall be1997R0058 — EN — 20.11.2003 — 004.001 — 6
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no longer than 18 months. In addition, a small number of estimated
preliminary results shall be transmitted within a period of time fromthe end of the reference period which shall be laid down for each
module referred to in Article 5 and shall be no longer than 10 months.
Article 10
Member States shall transmit to the Commission, at its request, any
relevant information with regard to the implementation of the Regula-tioninthe Member States.
Article 11
1. During the transitional periods, derogations from the provisions of
the Annexes may be accepted in so far as the national statistical
systems require major adaptations.
2. A supplementary transitional period may be accorded to a
Member State for the compilationof statistics where it is impossibleto meet the provisions of this Regulation because of derogationsgranted pursuant to Council Regulation (EEC) No 2186/93 of 22 July
1993 on Community coordination in drawing up business registers for
statistical purposes (
1).
3. The obligations under this Regulation shall be fully applied by
Member States by the end of the transitional period.
Article 12
The Commission shall determine, under the procedure laid down in
Article 13, the procedures for implementing this Regulation including
the measures for adjustment to economic and technical developments
concerning the collection and statistical processing of data, the proces-sing and the transmission of the results, taking into consideration theprinciple that the benefits of the measure must outweigh its cost andprovided that major additional resources are not involved either for
the Member States or for enterprises as compared with the original
provisions of this Regulation, in particular:
(i) the updating of the lists of characteristics, statistics on business
demography and preliminary results in so far as such updating,
after a quantitative assessment, does not imply an increase in
the number of units surveyed nor a burden on the units which isdisproportionate to the anticipated results (Articles 4 and 9);
(ii) the frequency of the compilation of the statistics (Article 4);
(iii) the definitions of the characteristics and their relevance for
certainactivities (Article 4);
(iv) the definition of the reference period (Article 4);
(v) the first reference year for the compilation of the preliminary
results (Article 9);
(vi) criteria for the evaluationof quality (Article 7);
(vii) the breakdownof results, inparticular the classification s to be
used and the combinations of the size classes (Article 8);
(viii) the appropriate technical format for the transmission of results
(Article 9);
(ix) the updating of the periods of time for the transmission of data
(Article 9);
(x) the transitional period and derogations from the provisions of this
Regulation granted during that period (Article 11).
Article 13
1. The Commissionshall be assisted by the Statistical Programme
Committee set up by Decision89/382/EEC, Euratom, herein afterreferred to as ‘the Committee’.1997R0058 — EN — 20.11.2003 — 004.001 — 7
(1) OJ No L 196, 5. 8. 1993, p. 1.▼M4
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2. Where reference is made to this Article, Articles 5 and 7 of Deci-
sion1999/468/EC (1) shall apply, having regard to the provisions of
Article 8 thereof.
The period laid downinArticle 5(6) of Decision1999/468/EC shall be
set at three months.
3. The Committee shall adopt its rules of procedure.
Article 14
1. The Commission shall, within three years of the date of entry into
force of this Regulationan d againevery three years thereafter, submit areport to the European Parliament and the Council on the statisticscompiled pursuant to this Regulation and in particular on their qualityand the burden on business.
2. Inthe reports referred to inparagraph 1, the Commissionshall
propose any amendments it considers necessary.
Article 15
Directives 64/475/EEC and 72/221/EEC shall cease to apply after the
transmission of all the data for the 1994 reference year.
Article 16
This Regulation shall enter into force on the 20th day following its
publicationinthe Official Journal of the European Communities .
This Regulation shall be binding in its entirety and directly applicable
inall Member States.1997R0058 — EN — 20.11.2003 — 004.001 — 8
(1) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures
for the exercise of implementing powers conferred on the Commission (OJ
L 184, 17.7.1999, p. 23).▼B
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ANNEX 1
ACOMMONMODULEFORANNUALSTRUCTURALSTATISTICS
Section 1
Aims
The aim of this Annex is to establish a common framework for the collection,
compilation, transmission and evaluation of Community statistics on the struc-
ture, activity, competitiveness and performance of business in the Member
States.
Section 2
Scope
The statistics to be compiled relate to the domains referred to in Article 2 (i),
(ii) and (iii) of this Regulation, in particular to the analysis of value-added and
of its main components.
Section 3
Coverage
1. The statistics are to be compiled for the activities listed inSection9.
2. Pilot studies are to be conducted for the activities listed in Section 10.
Section 4
Characteristics
1. The lists of characteristics set out below indicate, where relevant, the type of
statistical unit for which the statistics are to be compiled.
2. The Commissionwill, inaccordan ce with the procedure laid downinArticle
13 of this Regulation, lay down the corresponding titles of the characteristics
for which the statistics are to be compiled onactivities inSectionJ of NACE
REV. 1 which correspond most closely to those listed in paragraphs 3 to 5.
3. Yearly demographic statistics:
Code Title Comment
11 11 0 Number of enterprises
11 21 0 Number of local units
4. Enterprise characteristics for which yearly statistics are to be complied:
Code Title Comment
12 11 0 Turnover
12 12 0 Productionvalue
12 15 0 Value-added at factor cost
13 31 0 Personnel costs
13 32 0 Wages and salaries
13 33 0 Social security costs
13 11 0 Total purchases of goods and
services
13 12 0 Purchases of goods and services
purchased for resale inthe same
condition as received
15 11 0 Gross investment in tangible
goods
16 11 0 Number of persons employed
16 13 0 Number of employees1997R0058 — EN — 20.11.2003 — 004.001 — 9
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5. Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible
goodsOptional
16 11 0 Number of persons employed
6. Pilot studies are to be conducted for the characteristics listed in Section 10.
Section 5
Firstreference year
The first reference year for which statistics are to be compiled is the calendar
year 1995. ►M3However the first reference year for which statistics on the
activity classes covered by the NACE REV. 1 group 65.2 and division 67 are
to be compiled, shall be decided inaccordan ce with the procedure laid down
inArticle 13 of this Regulation . ◄
Section 6
Reportonthequalityofstatistics
For each of the characteristics listed inSection4, poin t 4, Member States will
indicate the degree of precision by reference to a confidence level of 95%,
which the Commissionwill in clude inthe report provided for inArticle 14 of
this Regulation, taking account of the application in each Member State of that
Article.
Section 7
Productionofresults
1. The results are to be brokendownto the level of the groupin gs of activities
listed inSection9.
2. Some results are also to be brokendownin to size classes for each group of
Sections C to G of NACE REV. 1 and to the level of the groupings listed in
Section9 for the other section s.
3. The results of the regional statistics are to be broken down to NACE REV. 1
2-digit level (divisions) and level II of the nomenclature of territorial units
(NUTS).
Section 8
Transmissionofresults
1. The results are to be transmitted within 18 months of the end of the calendar
year of the reference period, except for the NACE REV. 1 activity class
65.11 and the activities of NACE REV. 1 covered by Annexes 5, 6 and 7.
For the NACE REV. 1 activity class 65.11 the transmission delay is 10
months. For the activities covered by Annexes 5, 6 and 7 the transmission
delay is laid down in these annexes. However the transmission delay of the
results onthe activity classes covered by the NACE REV. 1 group 65.2 an d
division67 shall be decided inaccordan ce with the procedure laid downin
Article 13 of this Regulation.
2. Except for the divisions 65 and 66 of NACE REV. 1, preliminary national
results or estimates are transmitted within 10 months of the end of the
calendar year of the reference period for the enterprise statistics compiled
for the characteristics listed below:
12110 (turnover),
16110 (number of persons employed).
These preliminary results or estimates are to be broken down to NACE REV.
1 three-digit level (group), except for Sections H, I and K of NACE REV. 1,
for which they are to be broken down according to the groupings laid down
insection9. For the division67 of NACE REV. 1, the tran smissionof preli-
minary results or estimates shall be decided in accordance with the procedure
laid downinArticle 13 of this Regulation .1997R0058 — EN — 20.11.2003 — 004.001 — 10
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Section 9
Groupingsofactivities
The following groupings of activities refer to the NACE REV. 1 classification.
SECTIONS C, D, E AND F
Mining and quarrying; manufacturing; electricity, gas and water supply;
construction.
To enable Community statistics to be compiled, Member States will transmit
component national results broken down to the classes of NACE REV. 1.
SECTION G
Wholesale and retail trade; repair of motor vehicles, motorcycles and personal
and household goods.
To enable Community statistics to be compiled, Member States will transmit
component national results broken down to the classes of NACE REV. 1.
SECTION H
Hotels and restaurants
55.1 + 55.2 ‘Hotels’ and ‘Campsites and other provision of
short-stay accommodation’
55.3 + 55.4 + 55.5 ‘Restaurants’ and ‘Bars’ and ‘Canteens and
catering’
SECTION I
Transport, storage and communication
60.1 Transport via railways
60.21 + 60.22 + 60.23 ‘Other land transport’ without ‘freight transport by
road’
60.24 Freight transport by road60.3 Transport via pipelines
61.1 Sea and coastal water transport
61.2 Inland water transport62 Air transport
63.1 + 63.2 + 63.4 ‘Supporting and auxiliary transport activities’
without ‘activities of travel agencies and tour
operators; tourist assistance activities nec’
63.3 ‘Activities of travel agencies and tour operators;
tourist assistance activities nec’
64.11 National post activities64.12 Courier activities other than national post activities
64.2 Telecommunications
SECTION J
Financial intermediationTo enable Community statistics to be compiled, Member States will transmit
component national results broken down to the classes of NACE REV. 1.1997R0058 — EN — 20.11.2003 — 004.001 — 11
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SECTION K
Real estate, renting and business activities
70 Real estate activities
71.1 + 71.2 ‘Renting of automobiles’ and ‘renting of other
transport equipment’
71.3 Renting of other machinery and equipment71.4 Renting of personal and houshold goods nec
72 Computer-related activities
73 Research and development74.11+74.12+74.14+74.-
15‘Legal activities’ and ‘accounting bookkeeping and
auditing activities, tax consultancy’ and ‘business
and management consultancy activities’ and
‘management activities of holding companies’
74.13 Market research and public opinion polling74.2 + 74.3 ‘Architectural and engineering activities and related
technical consultancy’ and ‘Technical testing and
analysis’
74.4 Advertising
74.5 Labour recruitment and provision of personnel74.6 Investigation and security activities
74.7 Industrial cleaning
74.8 Other business activities nec
Section 10
Reportsandpilotstudies
1.►
M3Member States will provide the Commissionwith a report relatin g to
the definition, structure and availability of information on statistical units
which are classified under Sections M to O of NACE REV. 1. ◄The
Commissionwill, inaccordan ce with the procedure laid downinArticle 13
of this Regulation, institute a series of pilot studies for these activities to be
completed by Member States for the 1998 reference year at the latest. These
pilot studies will be carried out inorder to assess the feasibility of collectin g
the data necessary for the compilation of results for these activities, taking
into account the benefits of the avaibility of the data in relation to the cost
of collection and the burden on business.
2. For the activities listed inSection9, Member States will provide the
Commission with a report relating to the availability of the necessary data
for the compilationof results for the followin g characteristics:
Code Title Comment
12 18 0 Financial surplus Legal persons only
14 11 0 Turnover from intra-Community
deliveries of goods and services
14 12 0 Turnover from extra-Community
exports of goods and services
14 21 0 Intra-Community acquisitions of
goods and services
14 22 0 Extra-Community imports of
goods and services
15 11 0 Gross investment in tangible
goodsFor regional data only
The Commissionwill, inaccordan ce with the procedure laid downinArticle
13 of this Regulation, institute a series of pilot studies for these characteris-
tics to be completed by Member States for the 1998 reference year at the
latest. These pilot studies will be carried out inorder to assess the feasibility1997R0058 — EN — 20.11.2003 — 004.001 — 12
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of collecting the data necessary for the compilation of results for these char-
acteristics, taking into account the benefits of the availability of the data in
relation to the cost of collection and the burden on business.
3. For sections G to K of NACE REV. 1, Member States will provide the
Commission with a report relating to the availability of the necessary data
for the breakdown of results according to the existence or otherwise of a
majority control by non-resident enterprises as defined in the GATS. The
Commissionwill, inaccordan ce with the procedure laid downinArticle 13
of this Regulation, institute a series of pilot studies for this breakdown to be
completed for the 1998 reference year at the latest. These pilot studies will
be carried out in order to assess the feasibility of collecting the data neces-
sary for the compilation of results for this breakdown, taking into account the
benefits of the data in relation to the costs of collection and the burden on
business.
4. The Commission will inform the Council of the possibilities of compiling
statistics for the activities, characteristics and breakdowns listed in para-
graphs 1, 2 and 3 and will include a recommendation on the addition of
some or all of these activities, characteristics and breakdowns to the lists in
Sections 4, 7 and 9.
Section 11
Transitionperiod
For the purposes of the common module defined in this Annex, the transitional
period will not extend more than four years beyond the first reference years for
the compilationof the statistics in dicated inSection5.1997R0058 — EN — 20.11.2003 — 004.001 — 13
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ANNEX 2
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN
INDUSTRY
Section 1
Aims
The aim of this Annex is to establish a common framework for the collection,
compilation, transmission and evaluation of Community statistics on the struc-
ture, activity, competitiveness and performance of the industry sector.
Section 2
Scope
The statistics to be compiled relate to the domains referred to in Article 2 (i),
(ii), (iii), (iv) and (v) of this Regulation, in particular to:
— a central list of statistics for a detailed analysis of the structure, activity,
performance and competitiveness of industrial activities,
— a further list of statistics for the study of special subjects.
Section 3
Coverage
The statistics are to be compiled for all activities classified withinthe coverage
of Sections C, D and E of NACE REV. 1. These sections cover the activities of
mining and quarrying (C), manufacturing (D) and electricity, gas and water
supply (E). Enterprise statistics will relate to the population of all enterprises
classified according to their main activity in Sections C, D and E.
Section 4
Characteristics
1. The lists of characteristics and statistics set out below indicate, where rele-
vant, the type of statistical unit for which the statistics are to be compiled
and whether they are to be compiled with a yearly or multi-yearly frequency.
The statistics and characteristics in italics are also included in the lists in the
commonmodule.
2. Yearly demographic statistics:
Code Title Comment
11 11 0 Number of enterprises
11 12 0 Number of births of enterprises
11 13 0 Number of deaths of enterprises
11 210Number of local units
11 31 0 Number of kind of activity units
3. Enterprise characteristics for which yearly statistics are to be compiled:
Code Title Comment
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross marginongoods for resale
12 15 0 Value-added at factor cost12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and
services1997R0058 — EN — 20.11.2003 — 004.001 — 14
▼M2
▼B
▼B
Code Title Comment
13 12 0 Purchases of goods and services
purchased for resale in the same
condition as received
13 13 1 Payments for agency workers
13 21 3 Change in stocks of finished
products and work in progress
manufactured by the unit
13 32 0 Wages and salaries
13 33 0 Social security costs
13 41 1 Payments for long-term rental and
operational leasing of goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing build-
ings and structures
15 14 0 Gross investment in construction
and alteration of buildings
15 15 0 Gross investment in machinery
and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired
through financial leasing
16 11 0 Number of persons employed
16 13 0 Number of employees
16 13 1 Number of part-time employees
16 14 0 Number of employees infull-time
equivalent units
16 15 0 Number of hours worked by
employees
18 11 0 Turnover from the principal
activity at the NACE REV.1 three
digit-level
18 12 0 Turnover from industrial activities
18 15 0 Turnover from service activities18 16 0 Turnover from trading activities of
purchase and resale and from
intermediary activities
20 11 0 Purchases of energy products (in
value)SectionE excluded
21 11 0 Investment in equipment and plant
for pollution control, and special
anti-pollution accessories (mainly
end-of-pipe equipment) (*)
21 12 0 Investment in equipment and plant
linked to cleaner technology (inte-
grated technology) (*)
22 11 0 Total intramural R& D expendi-
ture (*)
22 12 0 Total number of R& D
personnel (*)1997R0058 — EN — 20.11.2003 — 004.001 — 15
▼M2
▼B
▼M2
▼B
▼M3
▼B
▼M3
(*) If the total amount of the turnover or the number of persons employed in a division
of NACE REV. 1 Sections C to E represent, in a Member State, less than 1 % ofthe Community total, the information necessary for the compilation of statisticsrelating to characteristics 21 11 0, 21 12 0, 22 11 0 and 22 12 0 need not becollected for the purposes of this Regulation. If necessary for Community policy
requirements, the Commission may, in accordance with the procedure laid down in
Article 13 of this Regulation, request ad hoc collection of these data.
4. Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
15 42 0 Gross investment in concessions,
patents, licences, trade marks and
similar rights
15 44 1 Investment in purchased software
15 44 2 Investment in software produced
by the unitOptional
16 13 5 Number of homeworkers Divisions 17/18/19/21/
22/25/28/31/32/36
20 11 1 Purchases of solid fuels (invalue) SectionE excluded
20 11 2 Purchases of petroleum products
(invalue)SectionE excluded
20 11 3 Purchases of natural and derived
gas (invalue)SectionE excluded
20 11 4 Purchases of renewable energy
sources (invalue)SectionE excluded
20 11 5 Purchases of heat (invalue) SectionE excluded
20 11 6 Purchases of electricity (invalue) SectionE excluded
21 14 0 Total current expenditure on envir-
onmental protection (*)
23 11 0 Payments to subcontractors
(*) If the total amount of the turnover or the number of persons employed in a division
of NACE REV. 1 Sections C to E represent, in a Member State, less than 1 % ofthe Community total, the information necessary for the compilation of statistics
relating to characteristic 21 14 0 need not be collected for the purposes of this
Regulation. If necessary for Community policy requirements, the Commissionmay, inaccordan ce with the procedure laid downinArticle 13 of this Regulation ,request ad hoc collectionof these data.
5. Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible
goods
16 11 0 Number of persons employed
6. Kind-of-activity unit characteristics for which yearly statistics are to be
compiled:
Code Title Comment
12 11 0 Turnover
12 12 0 Product value
13 32 0 Wages and salaries1997R0058 — EN — 20.11.2003 — 004.001 — 16
▼B
▼M2
▼M3
▼M2
▼M3
▼B
▼B
Code Title Comment
15 11 0 Gross investment in tangible
goods
16 11 0 Number of persons employed
7. Pilot studies are to be conducted for the characteristics listed in Section 9.
Section 5
Firstreference year
1. The first reference year for which yearly statistics are to be compiled is the
calendar year 1995. The first reference years for the statistics to be compiled
with a multi-yearly frequency are specified below for the codes under which
the characteristics are listed:
Calendar year 1997: Codes 20 21 0 to 20 31 0 15 42 0,
15 44 1 and 15 44 2
Calendar year 1999: Codes 23 11 0
Calendar year 2000: Codes 16 13 5
2. Multi-yearly statistics are to be compiled at least every five years.
3. The first reference year for which statistics on characteristics 21 12 0 and 21
14 0 are to be compiled is the calendar year 2001.
4. The statistics oncharacteristic 21 12 0 are to be compiled yearly. The statis-
tics oncharacteristic 21 14 0 are to be compiled every three years.
Section 6
Reportonthequalityofstatistics
For each key characteristic Member States will indicate the degree of precision
by reference to a confidence level of 95% which the Commission will include in
the report provided for in Article 14 of this Regulation, taking account of the
applicationineach Member State of that Article. The key characteristics are to
be laid downby the Commissioninaccordan ce with the procedure laid downin
Article 13 of this Regulation.
Section 7
Productionofresults
1. The results for the statistics, except for characteristics 18 11 0, 20 11 1, 20
11 2, 20 11 3, 20 11 4, 20 11 5, 20 11 6, 22 11 0 and 22 12 0 are to be
brokendownto the NACE REV.1 4-digit level (class).
The characteristics 18 11 0, 20 11 1, 20 11 2, 20 11 3, 20 11 4, 20 11 5, 20
11 6, 22 11 0 and 22 12 0 are to be broken down to the NACE REV.1 3-digit
level (group).
2. Some results are also to be broken down into size classes and to NACE
REV. 1 3-digit level (group).
4. The results for the statistics compiled from kind-of-activity units are to be
brokendownto the NACE REV. 1 4-digit level (class).
5. The results for the regional statistics are simultaneously to be broken down to
the NACE REV. 1 2-digit level (division) and level II of the nomenclature of
territorial units (NUTS).
6. The results for characteristics 21 11 0, 21 12 0 and 21 14 0, are to be broken
downto the NACE REV. 1 two-digit level (division ).
7. The results for characteristics 21 11 0, 21 12 0 and 21 14 0, are to be broken
down to the following environmental domains: protection of ambient air and
climate, wastewater management, waste management and other environ-1997R0058 — EN — 20.11.2003 — 004.001 — 17
▼M3
▼B
▼M2
▼B
▼M2
▼B
▼M3
▼M3
mental protection activities. The results for the environmental domains shall
be brokendownto NACE REV. 1 two-digit level (division ).
Section 8
Transmissionofresults
The results are to be transmitted within 18 months of the end of the calendar
year of the reference period.
Preliminary national results or estimates are transmitted within 10 months of the
end of the calendar year of the reference period for the enterprise statistics
referred to inSection4 (3) compiled for the characteristics listed below:
Codes 11 11 0 (Number of enterprises)
12 11 0 (Turnover)
12 12 0 (Productionvalue)
13 11 0 (Total purchases of goods and services)13 32 0 (Wages and salaries)
15 11 0 (Gross investment in tangible goods)
16 11 0 (Number of persons employed).
These preliminary results are to be broken down to the NACE REV. 1 3-digit
level (group).
Section 9
Reportsandpilotstudies
Member States will provide the Commissionwith a report relatin g to the avail-
ability of the necessary data for the compilation of results for the following
characteristics:
Code Title Comment
12 16 0 Income from ordinary activities Legal persons only
12 18 0 Financial surplus Legal persons only
12 19 0 Gross ordinary surplus Legal persons only
12 20 0 Profit or loss for the year Legal persons only
14 11 0 Turnover from intra-Community
deliveries of goods and services
14 12 0 Turnover from extra-Community
exports of goods and services
14 21 0 Intra-Community acquisitions of
goods and services
14 22 0 Extra-Community imports of goods
and services
15 43 0 Marketing expenditure
15 61 0 Purchases of shares and partici-
pating interestsLegal persons only
15 62 0 Sales of shares and participating
interestsLegal persons only
21 11 0 Investment in equipment and plant
for pollution control, and special
anti-pollution accessories (mainly
end-of-pipe equipment)Only specific breakdown
on the environmental
domains biodiversity
and landscape, soil and
groundwater1997R0058 — EN — 20.11.2003 — 004.001 — 18
▼B
▼M3
▼B
Code Title Comment
21120Investmentinequipmentandplant
linkedtocleanertechnology(‘inte-
gratedtechnology’)►M3Onlyspecific
breakdownonthe en vir-onmental domains
biodiversity and land-
scape, soil and
groundwater ◄
21140Totalcurrentexpenditureonenvir-
onmentalprotection►
M3Only specific
breakdownonthe en vir-
onmental domains
biodiversity and land-
scape, soil and
groundwater ◄
23 12 0 Income from subcontracting
The Commissionwill, inaccordan ce with the procedure laid downinArticle 13of this Regulation, institute a series of pilot studies for these characteristics to be
completed by the Member States for the 1998 reference year at the latest. These
pilot studies will be carried out inorder to assess the feasibility of collectin g the
data necessary for the compilation of results for these characteristics, taking into
account the benefits of the availability of the data in relation to the cost of
collection and the burden on business. The Commission will inform the Council
of the possibilities of compiling statistics for the characteristics and will submit
a recommendation on the addition of some or all of these characteristics to the
lists inSection4.
Section 10
Transitionalperiod
For the purposes of the detailed module defined in this Annex, the transitionalperiod will not extend more than four years beyond the first reference years for
the compilationof the statistics in dicated inSection5. ►
M3For the compila-
tion of statistics on characteristics 21 12 0 and 21 14 0 this transitional periodmay be extended by a further period of up to four years in accordance with the
procedure laid downinArticle 13 of this Regulation . ◄1997R0058 — EN — 20.11.2003 — 004.001 — 19
▼B
ANNEX 3
ADETAILEDMODULEFOR STRUCTURALSTATISTICSONDISTRI-
BUTIVETRADES
Section 1
Aims
The aim of this Annex is to establish a common framework for the collection,
compilation, transmission and evaluation of Community statistics on the struc-
ture, activity, competitiveness and performance of the distributive trade sector.
Section 2
Scope
The statistics to be compiled relate to the domains referred to in Article 2 (i),
(ii), (iii) and (vi) of this Regulation, in particular to:
— the structure of the distributive trade network and its evolution,
— distributive activity and forms of selling, as well as patterns of supply and
sale.
Section 3
Coverage
1. The statistics are to be compiled for all activities withinthe coverage of
SectionG of NACE REV. 1. This sector covers the activities of wholesale
and retail trade; repair of motor vehicles, motorcycles and personal and
household goods. Enterprise statistics refer to the population of all enterprises
whose mainactivity is classified inSectionG.
2. If the total amount of the turnover and the number of persons employed in a
division of NACE REV. 1 Section G normally represent, in a Member State,
less than 1 % of the Community total, the information laid down in this
Annex which is not in Annex 1 need not be collected for the purposes of
the Regulation.
3. If necessary for Community policy requirements, the Commission may, in
accordance with the procedure laid down in Article 13 of this Regulation,
request ad hoc collectionof the data referred to inparagraph 2.
Section 4
Characteristics
1. The lists of characteristics and statistics set out below indicate, where rele-
vant, the type of statistical unit for which the statistics are to be compiled
and whether they are to be compiled with a yearly or multi-yearly frequency.
The statistics and characteristics in italics are also included in the common
module lists.
2. Yearly demographic statistics:
Code Title Comment
Demographicdata
11 11 0 Number of enterprises11 21 0 Number of local units
3. Enterprise characteristics for which yearly statistics are to be compiled:
Code Title Comment
Accountingdata
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross margin on goods for resale
12 15 0 Value-added at factor costs1997R0058 — EN — 20.11.2003 — 004.001 — 20
▼M2
▼M2
Code Title Comment
12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and
services
13 12 0 Purchases of goods and services
purchased for resale in the same
condition as received
13 21 0 Change in stocks of goods and
services
13 21 1 Change in stocks of goods and
services purchased for resale in
the same condition as received
13 31 0 Personnel costs
13 32 0 Wages and salaries
13 33 0 Social security costs
Data relating to the capital
account
15 11 0 Gross investment in tangible
goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing build-
ings and structures
15 14 0 Gross investment in construction
and alteration of buildings
15 15 0 Gross investment in machinery
and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired
through financial leasing
Dataonemployment
16 11 0 Number of persons employed
16 13 0 Number of employees
16 13 1 Number of part-time employees
Breakdown of turnover by type
ofactivity
18 10 0 Turnover from agriculture,
forestry, fishing and industrial
activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading activities of
purchase and resale and inter-
mediary activities
4. Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
Information on operating costs
otherthanpersonnelcosts
13 41 0 Operating costs linked to buildings
and equipmentOptional
13 42 0 Cost of selling Optional
13 43 0 Other operating costs Optional
Information on forms of trading by
enterprisesDivision52 on ly
17 32 0 Number of retail stores1997R0058 — EN — 20.11.2003 — 004.001 — 21
▼B
▼B
Code Title Comment
17 33 0 Category of sales space for retail
stores engaged in retail trade
17 34 0 Number of fixed market stands
and/or stalls
Breakdown of turnover by
producttype
18 21 0 Breakdownof turn over by product
(according to Section G of CPA)
Information on types of supplier
andtypesofcustomer
Percentage share of turnover by
customer type, specifically:Division51 on ly
25 11 1 Resale traders: retail traders Optional
25 11 2 Professional users (wholesalers,
others)Optional
25 11 3 Final consumers (retail trade
activity)Optional
Percentage share of purchases by
type of supplier, specifically:Division 52 uniquement
25 21 1 Wholesalers, purchasing groups Optional
25 21 2 Producers Optional
5. Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible
goodsOptional
16 11 0 Number of persons employed
6. Characteristics for which multi-yearly regional statistics are to be compiled:
Code Title Comment
Accountingdata
12 11 0 Turnover Divisions 50 and 52
only
Information on forms of trading
byenterprises
17 33 1 Sales space Division52 on ly
7. Pilot studies are to be conducted for the characteristics listed in Section 9.
Section 5
Firstreference year
1. The first reference year for which yearly statistics are to be compiled is the
calendar year 1995. The first reference years for the statistics to be compiled
with a multi-yearly frequency are specified below for each of the divisions of
NACE REV. 1 for which the data are to be collected and for the multi-yearly
regional statistics:
Division52 1997
Division51: 1998
Regional statis-
tics:1999
Division50: 20001997R0058 — EN — 20.11.2003 — 004.001 — 22
▼B
2. The multi-yearly frequency is five years.
Section 6
Reportonthequalityofstatistics
For each key characteristic Member States will indicate the degree of precision
by reference to a confidence level of 95% which the Commission will include in
the report provided for in Article 14 of this Regulation, taking account of the
applicationineach Member State of that Article. The key characteristics are to
be determined by the Commission in accordance with the procedure laid down
inArticle 13 of this Regulation .
Section 7
Productionofresults
1. Inorder that Commun ity aggregates may be compiled, Member States are to
produce component national results broken down to the classes of NACE
REV. 1.
2. Some results are also to be brokendownin to size classes for each NACE
REV. 1 group.
3. The regional statistics are simultaneously to be broken down to NACE REV.
1 3-digit level (group) and level II of the nomenclature of territorial units
(NUTS).
4. The coverage of regional statistics to be compiled on a multi-yearly basis
corresponds to the population of all local units whose main activity is classi-
fied in Section G. However, it may be limited to the local units dependent on
enterprises classified in Section G of NACE REV. 1 if such a population
covers more than95 % of the total coverage. This ratio is to be calculated
using the employment characteristic available in the business register.
Section 8
Transmissionofresults
1. The results are to be transmitted within 18 months of the end of the calendar
year of the reference period.
2. Preliminary national results or estimates are to be transmitted within 10
months of the end of the calendar year of the reference period for the enter-
prise statistics compiled for the characteristics listed below:
12 11 0 (Turnover)
16 11 0 (Number of persons employed).These preliminary results are to be broken down to NACE REV. 1 3-digit
level (group).
Section 9
Reportsandpilotstudies
Member States will provide the Commissionwith a report relatin g to the avail-
ability of the necessary data for the compilation of results for the following
characteristics:
Code Title Comment
12 18 0 Financial surplus Legal persons only
13 41 0 Operating costs linked to buildings
and equipment
13 42 0 Cost of selling
13 43 0 Other operating costs
14 11 0 Turnover from intra-Community
deliveries of goods and services
14 12 0 Turnover from extra-Community
exports of goods and services
14 21 0 Intra-Community acquisitions of
goods and services
14 22 0 Extra-Community imports of goods
and services1997R0058 — EN — 20.11.2003 — 004.001 — 23
▼B
Code Title Comment
15 11 0 Gross investment in tangible goods For regional statistics
only
15 41 0 Acquisitions of intangible fixed
assets
17 11 0 Number of enterprises having an
associationor cooperationagree-
ment with other enterprises
17 31 0 Information on forms of trading by
enterprisesDivision52 on ly
25 11 1 Resale traders: retail traders
25 11 2 Professional users (wholesalers,
others)
25 11 3 Final consumers (retail trade
activity)
25 21 1 Wholesalers, purchasing groups
25 21 2 Producers
The Commissionwill, inaccordan ce with the procedure laid downinArticle 13
of this Regulation, institute a series of pilot studies for these characteristics to be
completed by the Member States for the 1998 reference year at the latest. These
pilot studies will be carried out inorder to assess the feasibility of collectin g the
data necessary for the compilation of results for these characteristics, taking into
account the benefits of the availability of the data in relation to the cost of
collection and the burden on business. The Commission will inform the Council
of the possibilities of compiling statistics for these characteristics and will
submit a recommendation on the addition of some or all of these characteristics
to the lists inSection4.
Section 10
Transitionalperiod
For the purposes of the detailed module defined in this Annex, the transitional
period will not extend more than four years beyond the first reference years for
the compilationof the statistics in dicated inSection5.1997R0058 — EN — 20.11.2003 — 004.001 — 24
▼B
ANNEX 4
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN
CONSTRUCTION
Section 1
Aims
The aim of this Annex is to establish a common framework for the collection,
compilation, transmission and evaluation of Community statistics on the struc-
ture, activity, competitiveness and performance of the construction sector.
Section 2
Scope
The statistics to be compiled relate to the domains referred to in Article 2 (i),
(ii), (iii), (iv) and (v) of this Regulation, in particular to:
— a central list of statistics for a detailed analysis of the structure, activity,
performance and competitiveness of construction activities,
— a further list of statistics for the study of special subjects.
Section 3
Coverage
1. The statistics are to be compiled for all activities classified withinthe
coverage of SectionF of NACE REV. 1. En terprise statistics will relate to
the population of all enterprises classified according to their main activity in
SectionF.
2. If the total amount of the turnover and the number of persons employed in a
division of NACE REV. 1 Section F normally represent, in a Member State,
less than 1 % of the European Community total, the information laid down in
this Annex which is not in Annex 1 need not be collected for the purposes of
this Regulation.
3. If necessary for Community policy requirements, the Commission may, in
accordance with the procedure laid down in Article 13 of this Regulation,
request ad hoc collectionof the data referred to inparagraph 2.
Section 4
Characteristics
1. The lists of characteristics and statistics set out below indicate, where rele-
vant, the type of statistical unit for which the statistics are to be compiled
and whether they are to be compiled with a yearly or multi-yearly frequency.
The statistics and characteristics in italics are also included in the lists in the
commonmodule.
2. Yearly demographic statistics:
Code Title Comment
11 11 0 Number of enterprises
11 12 0 Number of births of enterprises
11 13 0 Number of deaths of enterprises
11 21 0 Number of local units
3. Enterprise characteristics for which yearly statistics are to be compiled:
Code Title Comment
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross marginongoods for resale Groups 451 an d 452 -
optional1997R0058 — EN — 20.11.2003 — 004.001 — 25
▼B
Code Title Comment
12 15 0 Value-added at factor cost
12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and
services
13 12 0 Purchases of goods and services
for resale in the same condition
as receivedGroups 451 and 452 -
optional
13 13 1 Payments for agency workers
13 21 3 Change in stocks of finished
products and work in progress
manufactured by the unit
13 32 0 Wages and salaries
13 33 0 Social security costs
13 41 1 Payments for long-term rental and
operational leasing of goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing build-
ings and structures
15 14 0 Gross investment in construction
and alteration of buildings
15 15 0 Gross investment in machinery
and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired
through financial leasing
16 11 0 Number of persons employed
16 13 0 Number of employees
16 14 0 Number of employees infull-time
equivalent units
16 15 0 Number of hours worked by
employees
18 11 0 Turnover from the principal
activity at the NACE REV.1 three
digit-level
18 12 1 Turnover from industrial activities
excluding construction
18 12 2 Turnover from construction activ-
ities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading and inter-
mediary activities
18 31 0 Turnover from building Only groups 451 and
452
18 32 0 Turnover from civil engineering Only groups 451 and
452
20 11 0 Purchases of energy products (in
value)
22 11 0 Total intramural R& D expendi-
ture
22 12 0 Total number of R& D personnel1997R0058 — EN — 20.11.2003 — 004.001 — 26
▼M2
▼B
▼M2
▼B
▼B
4. Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
15 42 0 Gross investment in concessions,
patents, licences, trade marks and
similar rightsOptional
15 44 1 Investment in purchased software
15 44 2 Investment in software produced
by the unitOptional
16 13 1 Number of part-time employees
20 11 1 Purchases of solid fuels (invalue) Option al
20 11 2 Purchases of petroleum products
(invalue)Optional
20 11 3 Purchases of natural and derived
gas (invalue)Optional
20 11 4 Purchases of renewable energy
sources (invalue)Optional
20 11 5 Purchases of heat (invalue) Option al
20 11 6 Purchases of electricity (invalue) Option al
23 11 0 Payments to subcontractors23 12 0 Income from subcontracting
5. Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible
goodsOptional
16 11 0 Number of persons employed
6. Kind-of-activity unit characteristics for which yearly statistics are to be
compiled:
Code Title Comment
12 11 0 Turnover
12 12 0 Productionvalue
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible
goods
16 11 0 Number of persons employed
7. Pilot studies are to be conducted for the characteristics listed in Section 9.
Section 5
Firstreference year
1. The first reference year for which yearly statistics are to be compiled is the
calendar year 1995. The first reference years for the statistics to be compiled
with a multi-yearly frequency are specified below for the codes under which
the characteristics are listed.
Calendar year 1997 Codes 20 21 0 to 20 31 0 15 42 0,
15 44 1 and 15 44 21997R0058 — EN — 20.11.2003 — 004.001 — 27
▼M2
▼B
▼B
Calendar year 1998 Codes 16 13 1 and 16 13 2
Calendar year 1999 Codes 23 11 0 and 23 12 0
2. Multi-yearly statistics are to be compiled at least every five years.
Section 6
Reportonthequalityofstatistics
For each key characteristic Member States will indicate the degree of precision
by reference to a confidence level of 95% which the Commission will include in
the report provided for in Article 14 of this Regulation, taking account of the
applicationineach Member State of that Article. The key characteristics are to
be established by the Commissioninaccordan ce with the procedure laid down
inArticle 13 of this Regulation .
Section 7
Productionofresults
1. The results for the statistics, except for characteristics 18 11 0, 20 11 1, 20
11 2, 20 11 3, 20 11 4, 20 11 5, 20 11 6, 22 11 0, 22 12 0, 15 42 0, 15 44 1
and 15 44 2, are to be broken down to NACE REV. 1 4-digit level (class).
The results for the characteristics 18 11 0, 20 11 1, 20 11 2, 20 11 3, 20 11
4, 20 11 5, 20 11 6, 15 42 0, 15 44 1 and 15 44 2 are to be broken down to
NACE REV.1 3-digit level (group).
The results for characteristics 22 11 0 and 22 12 0 are to be broken down to
NACE REV.1 2-digit level (division).
2. Some results are also to be broken down into size classes and to NACE
REV. 1 3-digit level (group).
4. The results for the statistics compiled from kind-of-activity units are to be
brokendownto NACE REV. 1 4-digit level (class).
5. The results for the regional statistics are to be broken down to NACE REV. 1
2-digit level (divisions) and level II of the nomenclature of territorial units
(NUTS).
Section 8
Transmissionofresults
The results are to be transmitted within 18 months of the end of the calendar
year of the reference period.
Preliminary national results or estimates are transmitted within 10 months of the
end of the calendar year of the reference period for the enterprise statisticscompiled for the characteristics listed below:
Codes 11 11 0 (Number of enterprises)
12 11 0 (Turnover)
12 12 0 (Productionvalue)13 11 0 (Total purchases of goods and services)
13 32 0 (Wages and salaries)
15 11 0 (Gross investment in tangible goods)16 11 0 (Number of persons employed)
These preliminary results are to be broken down to NAVE REV. 1 3-digit level
(group).1997R0058 — EN — 20.11.2003 — 004.001 — 28
▼M2
▼B
▼M2
▼B
▼B
Section 9
Reportsandpilotstudies
Member States will provide the Commissionwith a report relatin g to the avail-
ability of the necessary data for the compilation of results for the following
characteristics:
Code Title Comment
12 16 0 Income from ordinary activities Legal persons only
12 18 0 Financial surplus Legal persons only
12 19 0 Gross ordinary surplus Legal persons only12 20 0 Profit or loss for the year Legal persons only
14 11 0 Turnover from intra-Community
deliveries of goods and services
14 12 0 Turnover from extra-Community
exports of goods and services
14 21 0 Intra-Community acquisitions of
goods and services
14 22 0 Extra-Community imports of goods
and services
15 42 0 Gross investment in concessions,
patents, licences, trade marks and
similar rights
15 43 0 Marketing expenditure
15 44 2 Investment in software produced by
the unit
15 61 0 Purchases of shares and partici-
pating interestsLegal persons only
15 62 0 Sales of shares and participating
interestsLegal persons only
The Commissionwill, inaccordan ce with the procedure laid downinArticle 13
of this Regulation, adopt a series of pilot studies for these characteristics to be
completed by the Member States for the 1998 reference year at the latest. These
pilot studies will be carried out inorder to assess the feasibility of collectin g the
data necessary for the compilation of results for these characteristics, taking into
account the advantages of the availability of the data compared to the cost of
collection and the burden on the enterprises. The Commission will inform the
Council of the possibilities of compiling statistics for these characteristics and
will submit a recommendation on the addition of some or all of these character-
istics to the lists inSection4.
Section 10
Transitionalperiod
For the purposes of the detailed module defined in this Annex, the transitional
period will not extend more than four years beyond the first reference years for
the compilationof the statistics in dicated inSection5.1997R0058 — EN — 20.11.2003 — 004.001 — 29
▼M1
ANNEX 5
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN INSUR-
ANCE
Section 1
Aims
The aim of this Annex is to establish a common framework for the collection,
compilation, transmission and evaluation of Community statistics on the struc-
ture, activity, competitiveness and performance of insurance services. This
module includes a detailed list of characteristics on which statistics shall be
compiled in order to improve knowledge of the national, Community and inter-
national development of the insurance sector.
Section 2
Scope
The statistics to be compiled shall relate to the domains referred to in points (i),
(ii) and (iii) of Article 2 of this Regulation, and in particular to:
1. the detailed analysis of the structure, activity, competitiveness and perfor-
mance of insurance enterprises;
2. the development and distribution of total business and business per product,
customer patterns, international activities, employment, investments, capital
and reserves and technical provisions.
Section 3
Coverage
1. Such statistics shall be compiled for all activities withinthe scope of NACE
Rev. 1 division66 except for class 66.02.
2. The compilation of statistics shall cover the following enterprises:
— non-life insurance enterprises: all those referred to in Article 2(1)(a) of
Directive 91/674/EEC (1),
— life assurance enterprises: all those referred to in Article 2(1)(b) of Direc-
tive 91/674/EEC,
— specialist reinsurance enterprises: all those referred to in Article 2(1)(c) of
Directive 91/674/EEC,
— Lloyd's underwriters: all those referred to in Article 4 of Directive 91/
674/EEC,
— composite insurance enterprises: all those carrying out life and non-life
insurance business.
3. In addition, branches of insurance enterprises referred to under Title III of
Directives 73/239/EEC (2) and 79/267/EEC (3), and whose activity falls
withinon e of the NACE Rev. 1 classes referred to inparagraph 1 shall be
assimilated to the corresponding enterprises as defined in paragraph 2.
4. For the purposes of the harmonised Community statistics, Member States
shall be free to exclude the enterprises mentioned in Article 3 of Directive
73/239/EEC and in Article 2(2) and (3) and Articles 3 and 4 of Directive
79/267/EEC.
Section 4
Characteristics
1. The characteristics and statistics presented in list A referred to in paragraph 3
and list B referred to in paragraph 4 shall be compiled in accordance with
Section 5. When characteristics are derived directly from the annual
accounts, accounting years ending within a reference year shall be assimi-
lated to the said reference year.
2. In the lists A and B, characteristics relating to life insurance enterprises are
identified by the number 1, those relating to non-life insurance enterprises by
the number 2, those relating to composite insurance enterprises by the
number 3, those relating to specialist reinsurance enterprises by the number1997R0058 — EN — 20.11.2003 — 004.001 — 30
(1) OJ L 374, 31. 12. 1991, p. 7.
(2) OJ L 228, 16. 8. 1973, p. 3.
(3) OJ L 63, 13. 3. 1979, p. 1.
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4, those relating to the life insurance business of composite insurance enter-
prises by the number 5 and those relating to the non-life insurance business
(including acceptances in reinsurance) of composite insurance enterprises by
the number 6.
3. List A includes the following information:
(i) characteristics listed in Article 6 of Directive 91/674/EEC concerning
life, non-life, composite and specialist reinsurance, enterprises: asset
side of the balance sheet: items C I (showing land and buildings occu-
pied by an insurance enterprise for its own activities separately), C II, C
II 1 + C II 3 as anaggregate, C II 2 + C II 4 as anaggregate, C III, C
III 1, C III 2, C III 3, C III 4, C III 5, C III 6 + C III 7 as anaggregate,
C IV, D; liability side of the balance sheet: items A, A I, A II + A
III + A IV as an aggregate, B, C 1 a (separately for the life and non-life business of composite enterprises), C 2 a (separately for the life and
non-life business of composite enterprises), C 3 a (separately for the life
and non-life business of composite enterprises), C 4 a, C 5, C 6 a, D a,
G III (without separation of convertible loans), G IV;
(ii) characteristics listed inArticle 34, Part I, of Directive 91/674/EEC
concerning non-life and specialist reinsurance enterprises and the non-
life business of composite insurance enterprises: items 1 a, 1 b, 1 c, 1
d, 2, 4 a aa, 4 a bb, 4 b aa, 4 b bb, 7 (gross amount), 7 d, 9, 10 (sepa-
rately for the gross and net amount);
(iii) characteristics listed inArticle 34, Part II, of Directive 91/674/EEC
concerning life insurance enterprises and the life business of composite
insurance enterprises: items 1 a, 1 b, 1 c (the gross amount and the rein-
surers' share separately), 2, 3, 5 a aa, 5 a bb, 5 b aa, 5 b bb, 6 a aa, 6 a
bb, 8 (gross amount), 8 d, 9, 10, 12, 13 (the gross and net amount sepa-
rately);
(iv) characteristics listed inArticle 34, Part III, of Directive 91/674/EEC
concerning life, non-life, composite and specialist reinsurance enter-
prises: items 3, 4 (only for life and composite enterprises), 5, 6 (only
for non-life, composite and specialist reinsurance enterprises), 7, 8, 9 +
14 + 15 as anaggregate, 10 (before tax), 13, 16;
(v) characteristics referred to inArticle 63 of Directive 91/674/EEC:
— concerning life and non-life insurance enterprises and life and non-
life business of composite insurance enterprises: gross premiums
writtenindirect busin ess by (sub)categories of the CPA (5-digit
level and subcategories 66.03.21, 66.03.22),
— concerning non-life insurance enterprises and non-life business of
composite insurance enterprises: gross claims incurred, direct busi-
ness, gross operating expenses, direct business and reinsurance
balance, direct business, all variables by (sub)categories of the
CPA (5-digit level and subcategories 06.03.21, 66.03.22),
— concerning life insurance enterprises and life business of composite
insurance enterprises: gross direct premiums written with the break-
downas showninn umber II, item 1;
(vi) characteristics referred to inArticle 64 of Directive 91/674/EEC
concerning life, non-life, composite and specialist reinsurance enter-
prises: commissions for direct insurance business (excluding specialist
reinsurance enterprises) and total insurance business;
(vii) additional characteristics listed below:
Code TitleEnterprises/business
concerned
Structuraldata
11 11 0 Number of enterprises (1, 2, 3, 4)
11 11 1 Number of enterprises broken
downby legal status(1, 2, 3, 4)
11 11 2 Number of enterprises broken
downby size class of gross
premiums written(1, 2, 3)
11 11 3 Number of enterprises broken
downby size class of gross
technical provisions(1)
11 11 5 Number of enterprises broken
down by country of residence
of the parent enterprise(1, 2, 3, 4)
11 41 0 Total number and location of
branches in other countries(1, 2, 3)1997R0058 — EN — 20.11.2003 — 004.001 — 31
▼M1
Code TitleEnterprises/business
concerned
Accounting data/technical
part of the profit and loss
account
32 11 4 Gross premiums writtenbroken
downby legal status(1, 2, 4, 5, 6)
32 11 5 Gross direct premiums written
brokendownaccordin g to the
country of residence of the
parent enterprise(1, 2, 5, 6)
32 11 6 Gross reinsurance premiums
accepted, writtenpremiums
brokendownaccordin g to the
country of residence of the
parent enterprise(1, 2, 4, 6)
32 18 2 Reinsurers' share of gross
premiums writtenbrokendown
according to the country of resi-
dence of the parent enterprise(1, 2, 4, 5, 6)
32 16 0 Other items inthe techn ical
account, gross amount(1, 2, 4, 5, 6)
32 18 0 Reinsurance balance (1, 2, 4, 5, 6)
32 18 8 Reinsurers' share of the gross
amount of other items in the
technical account(1, 2, 4, 5, 6)
Accounting data/non-technical
part of the profit and loss
account
32 19 0 Sub-total II (net balance of the
technical account)(3)
Additionaldatarelatingtothe
profitandlossaccount
32 61 4 External expenses on goods and
services(1, 2, 3, 4)
13 31 0 Personnel costs (1, 2, 3, 4)
32 61 5 External and internal claims
management expenses(1, 2, 4, 5, 6)
32 61 6 Acquisitioncosts (1, 2, 4, 5, 6)
32 61 7 Administrative expenses (1, 2, 4, 5, 6)32 61 8 Gross other technical charges (1, 2, 4, 5, 6)
32 61 9 Investment management
charges(1, 2, 4, 5, 6)
32 71 1 Income from participating inter-
ests(1, 2, 4, 5, 6)
32 71 3 Income from land and buildings (1, 2, 4, 5, 6)
32 71 4 Income from other investments (1, 2, 4, 5, 6)
32 71 5 Value re-adjustments on invest-
ments(1, 2, 4, 5, 6)
32 71 6 Gains on the realisations of
investments(1, 2, 4, 5, 6)
32 72 1 Investment management
charges, including interest(1, 2, 4, 5, 6)
32 72 2 Value adjustments on invest-
ments(1, 2, 4, 5, 6)
32 72 3 Losses onthe realisation s of
investments(1, 2, 4, 5, 6)1997R0058 — EN — 20.11.2003 — 004.001 — 32
▼M1
Code TitleEnterprises/business
concerned
Databyproductby(sub)cate-
goriesoftheCPA
33 12 1 Reinsurers' share of gross direct
premiums written(5-digit-level,
subcategories 66.03.21,
66.03.22)(1, 2, 5, 6)
Data on internationalisation
(geographical breakdown of
the business written under
therightofestablishment)
34 31 1 Gross direct premiums written
by CPA category (5-digit-level)
and by Member State(1, 2, 5, 6)
Data on internationalisation
(geographical breakdown of
the business written under
the right of freedom to
provideservices)
34 32 1 Gross direct premiums written
by CPA category (5-digit-level)
and by Member State(1, 2, 5, 6)
Dataonemployment
16 11 0 Number of persons employed (1, 2, 3, 4)
Data on the balance sheet
(assets/liabilities)
36 30 0 Balance sheet total (1, 2, 3, 4)
37 33 1 Gross provisions for
outstanding claims, related to
direct business(2, 6)
37 30 1 Total net technical provisions (1, 2, 3, 4)
4. List B includes the following information:
(i) characteristics listed inArticle 34, Part I, of Directive 91/674/EEC
concerning non-life and specialist reinsurance enterprises and the non-
life business of composite insurance enterprises: items 3, 5, 6, 8;
(ii) characteristics listed inArticle 34, Part II, of Directive 91/674/EEC
concerning life insurance enterprises and the life business of composite
insurance enterprises: items 4, 6 b, 7, 11;
(iii) characteristics referred to inArticle 63 of Directive 91/674/EEC
concerning life and non-life insurance enterprises and life and non-life
business of composite insurance enterprises: geographical breakdown of
gross direct premiums writteninthe Member State of the en terprise's
head office, other Member States, other EEA countries, Switzerland the
USA, Japanor third coun tries;
(iv) additional characteristics listed below:
Code TitleEnterprises/
business
concernedComm-
ents
Accountingdata/technical part
oftheprofitandlossaccount
32 13 2 Gross payments in respect of
claims incurred in the current
accounting year(2, 4, 6)
International activities (in
general)
34 12 0 Geographical breakdownof
gross reinsurance premiums
accepted, premiums written(1, 2, 4, 5,
6)1997R0058 — EN — 20.11.2003 — 004.001 — 33
▼M1
Code TitleEnterprises/
business
concernedComm-
ents
34 13 0 Geographical breakdownof
reinsurers' share of gross
premiums written(1, 2, 4, 5,
6)
Data on the balance sheet
(assets/liabilities)
36 11 2 Land and buildings (current
value)(1, 2, 3, 4)
36 12 3 Investments in affiliated enter-
prises and participating interests
(current value)(1, 2, 3, 4)
36 13 8 Other financial investments
(current value)(1, 2, 3, 4)
36 21 0 Investments for the benefit of
life-assurance policyholders
who bear the investment risk -
land and buildings(1, 3)
36 22 0 Investments for the benefit of
life-assurance policyholders
who bear the investment risk -
other financial investments(1, 3)
37 10 1 Total capital and reserves,
brokendownby legal status(1, 2, 3, 4)
37 33 3 Gross provision for outstanding
claims related to direct business,
by (sub)category of the CPA (5-
digit level) and subcategories
66.03.21, 66.03.22(2, 6)
Residualdata
39 10 0 Number of contracts outstanding
at the end of the accounting
year, relating to direct business
for all individual life insurance
contracts and for the following
(sub)categories of the CPA:
66.01.1, 66.03.1, 66.03.4 and
66.03.5(1, 2, 5, 6)
39 20 0 Number of insured persons at
the end of the accounting year,
relating to direct business for
all group life insurance contracts
and for the following subcate-
gories of the CPA: 66.03.1(1, 2, 5, 6)
39 30 0 Number of insured vehicles at
the end of the accounting year,
relating to direct business, for
the following subcategories of
the CPA: 66.03.2(2, 6) Option-
al
39 40 0 Gross insured sum at the end of
the accounting year, relating to
direct business, for the following
subcategories of the CPA:
66.01.1 and 66.01.4(1, 5) Option-
al
39 50 0 Number of claims incurred
during the accounting year,
relating to direct business, for
the following subcategory of the
CPA: 66.03.2(2, 6) Option-
al1997R0058 — EN — 20.11.2003 — 004.001 — 34
▼M1
Section 5
Firstreference year
The first reference year for which annual statistics shall be compiled is the 1996
calendar year for the characteristics and statistics of list A and the 2000 calendar
year for the characteristics and statistics of list B.
Section 6
Productionofresults
The results are to be brokendownto the NACE Rev. 1, 4-digit level (classes).
Section 7
Transmissionofresults
The results shall be transmitted within 12 months from the end of the reference
year for the enterprises referred to in Section 3, except specialist reinsurance
enterprises, for which the results shall be transmitted within 18 months from
the end of the reference period.
Section 8
InsuranceCommittee
The Commission shall inform the Insurance Committee set up under Directive
91/675/EEC (1) about the implementation of this module and about all such
measures for adjustment to economic and technical developments concerning
the collection and statistical processing of data and the processing and the trans-
missionof results, which it adopts inaccordan ce with Article 13 of this
Regulation.
Section 9
Transitperiod
For the purposes of this detailed module, the transition period shall not exceed
three years from the beginning of the first reference years for the compilation of
the statistics indicated in Section 5.1997R0058 — EN — 20.11.2003 — 004.001 — 35
(1) OJ L 374, 31. 12. 1991, p. 32.
▼M3
ANNEX 6
ADETAILEDMODULEFORSTRUCTURALSTATISTICSONCREDIT
INSTITUTIONS
Section 1
Aim
The aim of this Annex is to establish a common framework for the collec-
tion, compilation, transmission and evaluation of Community statistics on
the structure, activity, competitiveness and performance of the credit institu-
tions sector. This module includes a detailed list of characteristics on whichstatistics are to be compiled in order to improve knowledge on the national,
Community and international development of the sector of credit institutions.
Section 2
Scope
The statistics to be compiled shall relate to the domains referred to in points
(i), (ii) and (iii) of Article 2 of this Regulation, and in particular to:
1. the detailed analysis of the structure, activity, competitiveness and perfor-
mance of credit institutions;
2. the development and distribution of total business and business per
product, international activities, employment, capital and reserves, and
other assets and liabilities.
Section 3
Coverage
1. The statistics are to be compiled for the activities of credit institutions within
the scope of NACE REV. 1 classes 65.12 and 65.22.
2. The statistics are to be compiled for the activities of all credit institutions
referred to in Article 2(1)(a) and Article 2(2) of Council Directive 86/635/
EEC of 8 December 1986 on the annual accounts and consolidated accounts
of banks and other financial institutions (
1), with the exemptionof cen tral
banks.
3. Branches of credit institutions referred to in Article 24 of Directive 2000/12/
EC of the European Parliament and of the Council of 20 March 2000 relating
to the taking up and pursuit of the business of credit institutions (2) whose
activity falls withinthe scope of NACE REV. 1 classes 65.12 an d 65.22,
are to be assimilated to the credit institutions referred to in paragraph 2.
Section 4
Characteristics
The characteristics are listed below. The characteristics initalics are also
included in the common module lists of Annex 1. When characteristics are
derived directly from the annual accounts, accounting years ending within a
reference year shall be assimilated to the said reference year.
The list includes:
(i) characteristics listed inArticle 4 of Directive 86/635/EEC: asset side of
the balance sheet: item 4; liability side of the balance sheet: items
2(a) + 2(b) as anaggregate, items 7 + 8 + 9 + 10 + 11 + 12 + 13 + 14
as anaggregate;
(ii) characteristics listed inArticle 27 of Directive 86/635/EEC: item 2,
items 3(a) + 3(b) + 3(c) as anaggregate, item 3(a), item 4, item 5,
item 6, item 7, items 8(a) + 8(b) as anaggregate, item 8(b), item 10,
items 11 + 12 as anaggregate, items 9 + 13 + 14 as anaggregate, items
15 + 16 as anaggregate, item 19, items 15 + 20 + 22 as anaggregate,
item 23;
(iii) the following additional characteristics:1997R0058 — EN — 20.11.2003 — 004.001 — 36
(1) OJ L 372, 31.12.1986, p. 1. Directive as last amended by Directive 2001/65/EC of the
European Parliament and of the Council (OJ L 283, 27.10.2001, p. 28).
(2) OJ L 126, 26.5.2000, p. 1. Directive as last amended by Directive 2000/28/EC (OJ L
275, 27.10.2000, p. 37).
▼M3
Code Title Comment
Structuraldata
11 11 0 Number of enterprises11 11 1 Number of enterprises broken
downby legal status
11 11 4 Number of enterprises broken
down by residence of the parent
enterprise
11 11 6 Number of enterprises broken
downby size classes of the
balance sheet total
11 11 7 Number of enterprises broken
downby category of credit
institutions
11 21 0 Number of local units11 41 1 Total number of branches
brokendownby locationin
non-EEA countries
11 51 0 Total number of financial subsi-
diaries brokendownby location
inother coun tries
Accounting data: profit and
lossaccount
42 11 0 Interest receivable and similar
income
42 11 1 Interest receivable and similar
income arising from fixed-
income securities
42 12 1 Interest payable and similar
charges linked to debt securities
inissue
12 12 0 Production value
13 11 0 Total purchases of goods and
services
13 31 0 Personnel costs
12 14 0 Value added at basic prices Optional
12 15 0 Value added at factor cost15 11 0 Gross investment in tangible
goods
Accounting data: balance
sheet
43 30 0 Balance sheet total (CI)43 31 0 Balance sheet total broken down
according to the residence of
the parent enterprise
43 32 0 Balance sheet total broken down
by legal status
Databyproduct
44 11 0 Interest receivable and similar
income broken down by
(sub)categories of the CPAOptional
44 12 0 Interest payable and similar
charges brokendownby
(sub)categories of the CPAOptional
44 13 0 Commissions receivable broken
downby (sub)categories of the
CPAOptional
44 14 0 Commissions payable broken
downby (sub)categories of the
CPAOptional1997R0058 — EN — 20.11.2003 — 004.001 — 37
▼M3
Code Title Comment
Data on the internal market
andinternationalisation
45 11 0 Geographical breakdownof the
total number of EEA branches
45 21 0 Geographical breakdownof
interest receivable and similar
income
45 22 0 Geographical breakdownof
balance sheet total
45 31 0 Geographical breakdownof
interest receivable and similar
income via the freedom to
provide services business (in
other EEA countries)Optional
45 41 0 Geographical breakdownof
interest receivable and similar
income via branch business (in
non-EEA countries)Optional
45 42 0 Geographical breakdownof
interest receivable and similar
income via the freedom to
provide services business (in
non-EEA countries)Optional
Dataonemployment
16 11 0 Number of persons employed
16 11 1 Number of persons employed
brokendownby category of
credit institutions
16 11 2 Number of women employed
16 13 0 Number of employees
16 13 1 Number of female employees
16 14 0 Number of employees infull-
time equivalent units
Residualdata
47 11 0 Number of accounts broken
downby (sub)categories of the
CPAOptional
47 12 0 Number of loans and advances
to customers brokendownby
(sub)categories of the CPAOptional
47 13 0 Number of automatic teller
machines (ATM) owned by
credit institutions
(iv) characteristics for which yearly regional statistics are to be compiled:
11 21 0 Number of local units
13 32 0 Wages and salaries Optional
16 11 0 Number of persons employed
Section 5
Firstreference year
The first reference year for which annual statistics are to be compiled for the
characteristics listed inSection4 is the calen dar year 2001.1997R0058 — EN — 20.11.2003 — 004.001 — 38
▼M3
Section 6
Productionofresults
1. The results are to be brokendownto the followin g NACE REV. 1 classes:
65.12 and 65.22, separately.
2. The results of the regional statistics are to be broken down to NACE REV. 1
four-digit level (classes) and level 1 of the nomenclature of territorial units
(NUTS).
Section 7
Transmissionofresults
The transmission delay of the results shall be decided in accordance with the
procedure laid down in Article 13 of this Regulation. It shall not be longer
than 10 months from the end of the reference year.
Section 8
CommitteeforMonetary,FinancialandBalanceofPaymentsStatistics
The Commission shall inform the Committee for Monetary, Financial and
Balance of Payments Statistics about the implementation of this module and
about all measures for adjustment to economic and technical developments
concerning the collection and statistical processing of data, the processing
and transmission of results.
Section 9
Pilotstudies
1. For the activities covered by this Annex, the Commission will institute the
following pilot studies to be carried out by Member States:
(a) information on derivatives and off-balance sheet items;
(b) information on the distribution networks;
(c) information needed to break down the transactions of credit institutions
according to prices and volumes.
2. The pilot studies are to be carried out in order to assess the relevance and
feasibility of obtaining data, taking into account the benefits of the avail-
ability of the data inrelationto the cost of collectionan d the burdenon
business.
Section 10
Transitionalperiod
For the purposes of this detailed module, the transitional period will not
exceed three years from the beginning of the first reference year for the
compilationof the statistics in dicated inSection5.1997R0058 — EN — 20.11.2003 — 004.001 — 39
▼M3
ANNEX 7
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON
PENSIONFUNDS
Section 1
Aim
The aim of this Annex is to establish a common framework for the collec-
tion, compilation, transmission and evaluation of Community statistics on
the structure, activity, competitiveness and performance of the pension funds
sector. This module includes a detailed list of characteristics on which statis-
tics are to be compiled in order to improve knowledge of the national,
Community and international development of the pension funds sector.
Section 2
Scope
The statistics to be compiled shall relate to the domains referred to in points
(i), (ii) and (iii) of Article 2 of this Regulation, and in particular to:
1. the detailed analysis of the structure, activity, competitiveness and perfor-
mance of pension funds;
2. the development and distribution of total business, patterns of pension
funds members, international activities, employment, investments and
liabilities.
Section 3
Coverage
1. The statistics are to be compiled for all activities withinthe scope of NACE
REV. 1 class 66.02. This class covers the activities of autonomous pension
funds.
2. Some statistics are to be compiled for enterprises with non-autonomous
pension funds which are carried out as ancillary activities.
Section 4
Characteristics
1. The list of characteristics set out below indicates, where relevant, the type of
statistical unit for which the statistics are to be compiled. The characteristics
in italics are also included in the common module lists of Annex 1. When
characteristics are derived directly from the annual accounts, accounting
years ending within a reference year are to be assimilated to the said refer-
ence year.
2. Demographic and enterprise characteristics for which yearly statistics are to
be compiled (for enterprises with autonomous pension funds only):
Code Title Comment
Structuraldata
11 11 0 Number of enterprises
11 11 8 Number of enterprises broken
down by size of investments
11 11 9 Number of enterprises broken
downby size classes of members
11 61 0 Number of pension schemes Optional
Accounting data: profit and loss
(income and expenditure)
account
12 11 0 Turnover48 00 1 Pension contributions receivable
from members
48 00 2 Pension contributions receivable
from employers1997R0058 — EN — 20.11.2003 — 004.001 — 40
▼M3
Code Title Comment
48 00 3 Incoming transfers
48 00 4 Other pension contributions
48 00 5 Pension contributions to defined
benefits schemes
48 00 6 Pension contributions to defined
contributions schemes
48 00 7 Pension contributions to hybrid
schemes
48 01 0 Investment income (PF)48 01 1 Capital gains and losses
48 02 1 Insurance claims receivable
48 02 2 Other income (PF)12 12 0 Produced value
12 14 0 Value added at basic prices Optional
12 15 0 Valued added at factor cost48 03 0 Total expenditure on pensions
48 03 1 Regular pensions payments
48 03 2 Pension payments of lump sums48 03 3 Outgoing transfers48 04 0 Net change in technical provisions
(reserves)
48 05 0 Insurance premiums payable
48 06 0 Total operational expenses
13 11 0 Total purchases of goods and
services
13 31 0 Personnel costs
15 11 0 Gross investment in tangible
goods
48 07 0 All taxes
Balancesheetdata:assets
48 11 0 Land and buildings (PF)
48 12 0 Investments in affiliated enter-
prises and participating interests
(PF)
48 13 0 Shares and other variable-yield
securities
48 13 1 Shares traded ona regulated
market
48 13 2 Shares traded ona regulated
market specialised inSMEs
48 13 3 Non-publicly traded shares
48 13 4 Other variable yield securities48 14 0 Units in undertakings for collec-
tive investment in transferable
securities
48 15 0 Debt securities and other fixed-
income securities
48 15 1 Debt securities and other fixed-
income securities issued by public
administrationsOptional
48 15 2 Other debt securities and other
fixed income securitiesOptional
48 16 0 Participation in investment pools
(PF)1997R0058 — EN — 20.11.2003 — 004.001 — 41
▼M3
Code Title Comment
48 17 0 Loans guaranteed by mortgages
and other loans not covered else-
where
48 18 0 Other investments
48 10 0 Total investments of pension funds
48 10 1 Total investments invested in ‘the
sponsoring enterprise’
48 10 4 Total investments at market values
48 20 0 Other assets
Balancesheetdata:liabilities
48 30 0 Capital and reserves
48 40 0 Net technical provisions (PF)
48 50 0 Other liabilities
Dataontheinternalmarketand
internationalisation
48 61 0 Geographical breakdownof turn -
over
48 62 0 Shares and other variable-yield
securities brokendownby locationOptional
48 63 0 Total investments broken down by
locationOptional
48 64 0 Total investments broken down
into euro and non-euro compo-
nents
Dataonemployment
16 11 0 Number of persons employed
Residualdata
48 70 0 Number of members48 70 1 Number of members of defined
benefits schemes
48 70 2 Number of members of defined
contributions schemes
48 70 3 Number of members of hybrid
schemes
48 70 4 Number of active members
48 70 5 Number of deferred members
48 70 6 Number of retired persons
3. Enterprise characteristics for which yearly statistics are to be compiled (for
enterprises with non-autonomous pension funds only):
Code Title Comment
11 15 0 Number of enterprises with non-
autonomous pension funds
48 08 0 Turnover of non-autonomous
pension fundsOptional
Section 5
Firstreference year
The first reference year for which annual statistics are to be compiled for the
characteristics listed inSection4 is the calen dar year 2002.1997R0058 — EN — 20.11.2003 — 004.001 — 42
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Section 6
Productionofresults
1. The results for the characteristics listed inSection4, paragraph 2, are to be
brokendownaccordin g to the NACE REV. 1, four-digit level (class).
2. The results for the characteristics listed inSection4, paragraph 3, are to be
brokendownaccordin g to the NACE REV. 1 sectionlevel.
Section 7
Transmissionofresults
The results are to be transmitted within 12 months from the end of the refer-
ence year.
Section 8
InsuranceCommittee
The Commission shall inform the Insurance Committee about the implemen-
tation of this module and about all measures for adjustment to economic and
technical developments concerning the collection and statistical processing of
data, the processing and transmission of results.
Section 9
Pilotstudies
For the activities covered by this Annex, the Commission will institute the
following pilot studies to be carried out by Member States:
1. More in-depth information on cross-border activities of pension funds:
Code Title Comments
11710 Number of enterprises with
members in other EEA coun-
tries
11 72 0 Number of enterprises with
active members inother EEA
countries
48650 Geographical breakdown of
numberofmembersbygender
48 65 1 Geographical breakdownof
number of members of defined
benefits schemes
48 65 2 Geographical breakdownof
number of members of defined
contributions schemes
48 65 3 Geographical breakdownof
number of members of hybrid
schemes
48 65 4 Geographical breakdownof
number of active members
48 65 5 Geographical breakdownof
number of deferred members
48 65 6 Geographical breakdownof
number of retired persons
48 65 7 Geographical breakdownof
number of persons receiving a
derived pension
48707 Numberoffemalemembers1997R0058 — EN — 20.11.2003 — 004.001 — 43
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2. Additional information on non-autonomous pension funds:
Code Title Comments
11 15 1 Number of enterprises with non-
autonomous pension funds,
brokendownby size classes of
members
48 40 1 Net technical provisions of non-
autonomous pension funds
48 72 0 Number of members of non-
autonomous pension funds
48 66 1 Geographical breakdownof
number of active members of
non-autonomous pension funds
48 66 2 Geographical breakdownof
number of deferred members of
non-autonomous pension funds
48 66 3 Geographical breakdownof
number of retired persons
receiving a pension of non-
autonomous pension funds
48 66 4 Geographical breakdownof
number of persons receiving a
derived pension of non-autono-
mous pension funds
48 09 0 Pension payments by non-auton-
omous pension funds
3. Information on derivatives and off-balance sheet items.
The pilot studies shall be carried out in order to assess the relevance and
feasibility of obtaining data, taking into account the benefits of the avail-
ability of the data inrelationto the cost of collectionan d the burdenon
business.
Section 10
Transitionalperiod
For the purposes of this detailed module, the transitional period will not
exceed three years from the beginning of the first reference year for the
compilationof the statistics in dicated inSection5. This period may be
extended by a further period of up to three years in accordance with the
procedure laid downinArticle 13 of this Regulation .1997R0058 — EN — 20.11.2003 — 004.001 — 44