02014R1030 — EN — 26.05.2016 — 001.002

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►B COMMISSION IMPLEMENTING REGULATION (EU) No 1030/2014 of 29 September 2014 laying down implementing technical standards with regard to the uniform formats and date for the disclosure of the values used to identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance) (OJ L 284 30.9.2014, p. 14)

Amended by:









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COMMISSION IMPLEMENTING REGULATION (EU) No 1030/2014

of 29 September 2014

laying down implementing technical standards with regard to the uniform formats and date for the disclosure of the values used to identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council

(Text with EEA relevance)







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Article 1

Uniform format

G-SIIs shall report the information used to identify G-SIIs (indicators, ancillary data and memorandum items) to the relevant authority in electronic format using the template in the Annex to this Regulation, taking into consideration the further specifications of the underlying data and the instructions issued by the relevant authority each year. By using that template and taking into consideration these specifications and instructions, G-SIIs shall publicly disclose the values of the indicators used for determining the score of the institutions in accordance with the identification methodology set out in Regulation (EU) No 1222/2014.

G-SIIs shall not be bound to disclose publicly the ancillary data and memorandum items.

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Article 2

Date of disclosure

G-SIIs shall publicly disclose the financial year-end information referred to in Article 1 no later than four months after each financial year-end.

Relevant authorities may allow institutions whose financial year-end is 30 June to report indicator values based on their position at 31 December. In any case, the information shall be disclosed no later than 31 July.

Article 3

Disclosure location

Institutions may publicly disclose the values of the indicators specified in the template set out in the Annex to this Regulation in the medium they determine to disclose the information required by Part Eight of Regulation (EU) No 575/2013 in accordance with Article 434 of that Regulation.

Where the disclosures of the values of the indicators are not included in the medium referred to in the first paragraph, the G-SII shall provide a direct reference to the completed disclosures on the institution's website or to the medium in which they are made available.

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Without undue delay, following the disclosure of that information by the G-SIIs, relevant authorities shall send those completed templates, including the ancillary data and the memorandum items, to the EBA. The EBA shall disclose the completed template, excluding the ancillary data and the memorandum items, on its website for centralisation purposes.

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Article 4

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

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ANNEX

TEMPLATE FOR THE IDENTIFICATION OF GLOBAL SYSTEMICALLY IMPORTANT INSTITUTIONS (G-SIIs)

General Bank Data







Section 1: General Information a. General information provided by the relevant supervisory authority: (1) Country code (2) Bank name (3) Reporting date (yyyy-mm-dd) (4) Reporting currency b. General Information provided by the reporting institution: (1) Reporting unit (2) Accounting Standard (3) Date of public disclosure (yyyy-mm-dd) (4) Language of public disclosure (5) Web address of public disclosure

Size Indicator







Section 2: Total Exposures Amount

Interconnectedness Indicators







Section 3: Intra-Financial System Assets Amount







Section 4: Intra-Financial System Liabilities Amount







Section 5: Securities Outstanding Amount

Substitutability/Financial Institution Infrastructure Indicators







Section 6: Payments made in the reporting year (excluding intragroup payments) Amount







Section 7: Assets Under Custody Amount







Section 8: Underwritten Transactions in Debt and Equity Markets Amount

Complexity Indicators







Section 9: Notional Amount of Over-the-Counter (OTC) Derivatives Amount







Section 10: Trading and Available-for-Sale Securities Amount







Section 11: Level 3 Assets Amount

Cross-Jurisdictional Activity Indicators







Section 12: Cross-Jurisdictional Claims Amount







Section 13: Cross-Jurisdictional Liabilities Amount

Ancillary data







Section 14: Ancillary indicators Amount