This document is meant purely as documentation tool and the institutions do not assume any liability for its contents
"B COUNCIL REGULATION (EC) No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade therein
(OJ L 61, 3.3.1997, p. 1)
Amended by:
Official Journal
No page date
"M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997
"M2 Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997
Corrected by:
"C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97)1997R0338 — EN — 27.11.1997 — 002.001 — 1
COUNCIL REGULATION (EC) No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade
therein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in
particular Article 130s (1) thereof,
Having regard to the proposal from the Commission (1),
Having regard to the opinion of the Economic and Social Committee (2),
Acting in accordance with the procedure laid down in Article 189c of the
Treaty (3),
(1) Whereas Regulation (EEC) No 3626/82 (4) applies the Convention on
International Trade in Endangered Species of Wild Fauna and Flora inthe Community with effect from 1 January 1984; whereas the purposeof the Convention is to protect endangered species of fauna and flora
through controls on international trade in specimens of those species;
(2) Whereas, in order to improve the protection of species of wild fauna
and flora which are threatened by trade or likely to be so threatened,Regulation (EEC) No 3626/82 must be replaced by a Regulation taking
account of the scientific knowledge acquired since its adoption and the
current structure of trade; whereas, moreover, the abolition of controlsat internal borders resulting from the Single Market necessitates theadoption of stricter trade control measures at the Community’s external
borders, with documents and goods being checked at the customs
office at the border where they are introduced;
(3) Whereas the provisions of this Regulation do not prejudice any stricter
measures which may be taken or maintained by Member States, incompliance with the Treaty, in particular with regard to the holding of
specimens of species covered by this Regulation;
(4) Whereas it is necessary to lay down objective criteria for the inclusion
of species of wild fauna and flora in the Annexes to this Regulation;
(5) Whereas the implementation of this Regulation necessitates the
application of common conditions for the issue, use and presentation
of documents relating to authorization of the introduction into the
Community and the export or re-export from the Community ofspecimens of the species covered by this Regulation; whereas it is
necessary to lay down specific provisions relating to the transit of
specimens through the Community;
(6) Whereas it is for a management authority of the Member State of
destination, assisted by the scientific authority of that Member Stateand, where appropriate, taking into account any opinion of the
Scientific Review Group, to decide on the requests for introduction of
specimens into the Community;
(7) Whereas it is necessary to supplement the provisions on re-export with
a consultation procedure, in order to limit the risk of infringement;
(8) Whereas, in order to guarantee effective protection of species of wild
fauna and flora, additional restrictions may be imposed on the
introduction of specimens into, and the export thereof from, theCommunity; whereas, with regard to live specimens, these restrictionsmay be supplemented by restrictions at Community level on the
holding or movement of such specimens within the Community;!B
(1) OJ No C 26, 3. 2. 1992, p. 1, and OJ No C 131, 12. 5. 1994, p. 1.
(2) OJ No C 223, 31. 8. 1992, p. 19.
(3) Opinion of the European Parliament of 15 December 1995 (OJ No C 17, 22. 1.
1996, p. 430). Common position of the Council of 26 February 1996 (OJ No C 196,
6. 7. 1996, p. 58) and Decision of the European Parliament of 18 September 1996
(OJ No C 320, 28. 10. 1996).
(4) OJ No L 384, 31. 12. 1982, p. 1. Regulation as last amended by Commission
Regulation (EC) No 558/95 (OJ No L 57, 15. 3. 1995, p. 1).1997R0338 — EN — 27.11.1997 — 002.001 — 2
(9) Whereas it is necessary to lay down specific provisions applicable to
captive-born and bred, or artificially propagated specimens, tospecimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered
scientists and scientific institutions;
(10) Whereas there is a need, in order to ensure the broadest possible
protection for species covered by this Regulation, to lay downprovisions for controlling trade and movement of specimens within theCommunity, and the conditions for housing specimens; whereas the
certificates issued under this Regulation, which contribute to
controlling these activities, must be governed by common rules ontheir issue, validity and use;
(11) Whereas measures should be taken to minimize the adverse effects on
live specimens of transport to their destination, from or within the
Community;
(12) Whereas, to ensure effective controls and to facilitate customs
procedures, customs offices should be designated, with trained
personnel responsible for carrying out the necessary formalities andcorresponding checks where specimens are introduced into the
Community, in order to assign them a customs-approved treatment
or use within the meaning of Council Regulation (EEC) No 2913/92 of12 October 1992 establishing the Community Customs Code (
1), or
where they are exported or re-exported from the Community; whereas
there should also be facilities guaranteeing that live specimens are
adequately housed and cared for;
(13) Whereas the implementation of this Regulation also calls for the
designation of management and scientific authorities by the MemberStates;
(14) Whereas informing the public and making them aware of the
provisions of this Regulation, particularly at border crossing points,
is likely to encourage compliance with these provisions;
(15) Whereas, in order to ensure effective enforcement of this Regulation,
Member States should closely monitor compliance with its provisionsand, to that end, cooperate closely between themselves and with theCommission; whereas this requires the communication of information
relating to the implementation of this Regulation;
(16) Whereas the monitoring of levels of trade in the species of wild fauna
and flora covered by this Regulation is of crucial importance forassessing the effects of trade on the conservation status of species;whereas detailed annual reports should be drawn up in a common
format;
(17) Whereas, in order to guarantee compliance with this Regulation, it is
important that Member States impose sanctions for infringements in a
manner which is both sufficient and appropriate to the nature andgravity of the infringement;
(18) Whereas it is essential to lay down a Community procedure enabling
the implementing provisions and amendments to the Annexes of this
Regulation to be adopted within a suitable period; whereas a
Committee must be set up to permit close and effective cooperationbetween the Member States and the Commission in this field;
(19) Whereas the multitude of biological and ecological aspects to be
considered in the implementation of this Regulation requires the
setting up of a Scientific Review Group, whose opinions will be
forwarded by the Commission to the Committee and the managementbodies of the Member States, to assist them in making their decisions,!B
(1) OJ No L 302, 19. 10. 1992, p. 1. Regulation as last amended by the 1994 Act of
Accession.1997R0338 — EN — 27.11.1997 — 002.001 — 3
HAS ADOPTED THIS REGULATION:
Article 1
Object
The object of this Regulation is to protect species of wild fauna and flora and
to guarantee their conservation by regulating trade therein in accordance withthe following Articles.
This Regulation shall apply in compliance with the objectives, principles and
provisions of the Convention defined in Article 2.
Article 2
Definitions
For the purposes of this Regulation:
(a) ‘Committee’ shall mean the Committee on Trade in Wild Fauna and
Flora, established under Article 18;
(b) ‘Convention’ shall mean the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (Cites);
(c) ‘country of origin’ shall mean the country in which a specimen was
taken from the wild, captive-bred or artificially propagated;
(d) ‘import notification’ shall mean the notification given by the importer
or his agent or representative, at the time of the introduction into the
Community of a specimen of a species included in Annexes C or D, on
a form prescribed by the Commission in accordance with the procedurelaid down in Article 18;
(e) ‘introduction from the sea’ shall mean the introduction into the
Community of any specimen which was taken in, and is being
introduced directly from, the marine environment not under the
jurisdiction of any State, including the air-space above the sea andthe sea-bed and subsoil beneath the sea;
(f) ‘issuance’ shall mean the completion of all procedures involved in
preparing and validating a permit or certificate and its delivery to the
applicant;
(g) ‘management authority’ shall mean a national administrative authority
designated, in the case of a Member State, in accordance with Article
13(1)(a) or, in the case of a third country party to the Convention, inaccordance with Article IX of the Convention;
(h) ‘Member State of destination’ shall mean the Member State of
destination mentioned in the document used to export or re-export a
specimen; in the event of introduction from the sea, it shall mean the
Member State within whose jurisdiction the place of destination of aspecimen lies;
(i) ‘offering for sale’ shall mean offering for sale and any action that may
reasonably be construed as such, including advertising or causing to be
advertised for sale and invitation to treat;
(j) ‘personal or household effects’ shall mean dead specimens, parts and
derivatives thereof, that are the belongings of a private individual andthat form, or are intended to form, part of his normal goods andchattels;
(k) ‘place of destination’ shall mean the place at which at the time of
introduction into the Community, it is intended that specimens will
normally be kept; in the case of live specimens, this shall be the firstplace where specimens are intended to be kept following any period ofquarantine or other confinement for the purposes of sanitary checks and
controls;
(l) ‘population’ shall mean a biologically or geographically distinct total
number of individuals;
(m) ‘primarily commercial purposes’ shall mean all purposes the non-
commercial aspects of which do not clearly predominate;!B1997R0338 — EN — 27.11.1997 — 002.001 — 4
(n) ‘re-export from the Community’ shall mean export from the
Community of any specimen that has previously been introduced;
(o) ‘reintroduction into the Community’ shall mean introduction into the
Community of any specimen that has previously been exported or
re-exported;
(p) ‘sale’ shall mean any form of sale. For the purposes of this Regulation,
hire, barter or exchange shall be regarded as sale; cognate expressions
shall be similarly construed;
(q) ‘scientific authority’ shall mean a scientific authority designated, in the
case of a Member State, in accordance with Article 13(1)(b) or, in the
case of a third country party to the Convention, in accordance withArticle IX of the Convention;
(r) ‘Scientific Review Group’ shall mean the consultative body established
under Article 17;
(s) ‘species’ shall mean a species, subspecies or population thereof;
(t) ‘specimen’ shall mean any animal or plant, whether alive or dead, of the
species listed in Annexes A to D, any part or derivative thereof, whether
or not contained in other goods, as well as any other goods which
appear from an accompanying document, the packaging or a mark orlabel, or from any other circumstances, to be or to contain parts orderivatives of animals or plants of those species, unless such parts or
derivatives are specifically exempted from the provisions of this
Regulation or from the provisions relating to the Annex in which thespecies concerned is listed by means of an indication to that effect inthe Annexes concerned.
A specimen will be considered to be a specimen of a species listed in
Annexes A to D if it is, or is part of or derived from, an animal or plantat least one of whose ‘parents’ is of a species so listed. In cases where
the ‘parents’ of such an animal or plant are of species listed in different
Annexes, or of species only one of which is listed, the provisions of themore restrictive Annex shall apply. However, in the case of specimens
of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A,
the provisions of the more restrictive Annex shall apply only if thatspecies is annotated to that effect in the Annex;
(u) ‘trade’ shall mean the introduction into the Community, including
introduction from the sea, and the export and re-export therefrom, aswell as the use, movement and transfer of possession within theCommunity, including within a Member State, of specimens subject to
the provisions of this Regulation;
(v) ‘transit’ shall mean the transport of specimens between two points
outside the Community through the territory of the Community which
are shipped to a named consignee and during which any interruption in
the movement arises only from the arrangements necessitated by thisform of traffic;
(w) ‘worked specimens that were acquired more than 50 years previously’
shall mean specimens that were significantly altered from their naturalraw state for jewellery, adornment, art, utility, or musical instruments,
more than 50 years before the entry into force of this Regulation and
that have been, to the satisfaction of the management authority of theMember State concerned, acquired in such conditions. Such specimensshall be considered as worked only if they are clearly in one of the
aforementioned categories and require no further carving, crafting or
manufacture to effect their purpose;
(x) ‘checks at the time of introduction, export, re-export and transit’ shall
mean documentary checks on the certificates, permits and notifications
provided for in this Regulation and — in cases where Communityprovisions so provide or in other cases by representative sampling of theconsignments — examination of the specimens, where appropriate
accompanied by the taking of samples with a view to analysis or more
detailed checks.!B1997R0338 — EN — 27.11.1997 — 002.001 — 5
Article 3
Scope
1. Annex A shall contain:
(a) the species listed in Appendix I to the Convention for which the
Member States have not entered a reservation;
(b) any species:
(i) which is, or may be, in demand for utilization in the Community
or for international trade and which is either threatened with
extinction or so rare that any level of trade would imperil thesurvival of the species;
or
(ii) which is in a genus of which most of the species or which is a
species of which most of the subspecies are listed in Annex A in
accordance with the criteria in subparagraphs (a) or (b)(i) and
whose listing in the Annex is essential for the effective protectionof those taxa.
2. Annex B shall contain:
(a) the species listed in Appendix II to the Convention, other than those
listed in Annex A, for which the Member States have not entered areservation;
(b) the species listed in Appendix I to the Convention for which a
reservation has been entered;
(c) any other species not listed in Appendices I or II to the Convention:
(i) which is subject to levels of international trade that might not be
compatible:
— with its survival or with the survival of populations in
certain countries, or
— with the maintenance of the total population at a level
consistent with the role of the species in the ecosystems in
which it occurs:
or(ii) whose listing in the Annex for reasons of similarity in appearance
to other species listed in Annex A or Annex B, is essential in
order to ensure the effectiveness of controls on trade in specimensof such species;
(d) species in relation to which it has been established that the introduction
of live specimens into the natural habitat of the Community wouldconstitute an ecological threat to wild species of fauna and floraindigenous to the Community.
3. Annex C shall contain:
(a) the species listed in Appendix III to the Convention, other than those
listed in Annexes A or B, for which the Member States have not entered
a reservation;
(b) the species listed in Appendix II to the Convention for which a
reservation has been entered.
4. Annex D shall contain:
(a) species not listed in Annexes A to C which are imported into the
Community in such numbers as to warrant monitoring;
(b) the species listed in Appendix III to the Convention for which a
reservation has been entered.
5. Where the conservation status of species covered by this Regulation
warrants their inclusion in one of the Appendices to the Convention, the
Member States shall contribute to the necessary amendments.!B1997R0338 — EN — 27.11.1997 — 002.001 — 6
Article 4
Introduction into the Community
1. The introduction into the Community of specimens of the species listed
in Annex A shall be subject to completion of the necessary checks and theprior presentation, at the border customs office at the point of introduction, ofan import permit issued by a management authority of the Member State of
destination.
The import permit may be issued only in accordance with the restrictions
established pursuant to paragraph 6 and when the following conditions have
been met:
(a) the competent scientific authority, after considering any opinion by the
Scientific Review Group, has advised that the introduction into the
Community:
(i) would not have a harmful effect on the conservation status of the
species or on the extent of the territory occupied by the relevant
population of the species;
(ii) is taking place:
— for one of the purposes referred to in Article 8(3)(e), (f)
and (g), or
— for other purposes which are not detrimental to the survival
of the species concerned;
(b) (i) the applicant provides documentary evidence that the specimens
have been obtained in accordance with the legislation on theprotection of the species concerned which, in the case of import
from a third country of specimens of a species listed in the
Appendices to the Convention, shall be an export permit orre-export certificate, or copy thereof, issued in accordance with
the Convention by a competent authority of the country of export
or re-export;
(ii) however, the issuance of import permits for species listed in
Annex A in accordance with Article 3(1)(a) shall not require such
documentary evidence, but the original of any such import permitshall be withheld from the applicant pending presentation of theexport permit or re-export certificate;
(c) the competent scientific authority is satisfied that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(d) the management authority is satisfied that the specimen is not to be
used for primarily commercial purposes;
(e) the management authority is satisfied, following consultation with the
competent scientific authority, that there are no other factors relating to
the conservation of the species which militate against issuance of the
import permit; and
(f) in the case of introduction from the sea, the management authority is
satisfied that any live specimen will be so prepared and shipped as to
minimize the risk of injury, damage to health or cruel treatment.
2. The introduction into the Community of specimens of the species listed
in Annex B shall be subject to completion of the necessary checks and theprior presentation, at the border customs office at the point of introduction, ofan import permit issued by a management authority of the Member State of
destination.
The import permit may be issued only in accordance with the restrictions
established pursuant to paragraph 6 and when:
(a) the competent scientific authority, after examining available data and
considering any opinion from the Scientific Review Group, is of the
opinion that the introduction into the Community would not have a
harmful effect on the conservation status of the species or on the extentof the territory occupied by the relevant population of the species,
taking account of the current or anticipated level of trade. This opinion
shall be valid for subsequent imports as long as the abovementionedaspects have not changed significantly;!B1997R0338 — EN — 27.11.1997 — 002.001 — 7
(b) the applicant provides documentary evidence that the intended accom-
modation for a live specimen at the place of destination is adequatelyequipped to conserve and care for it properly;
(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been
met.
3. The introduction into the Community of specimens of the species listed
in Annex C shall be subject to completion of the necessary checks and the
prior presentation, at the border customs office at the point of introduction, of
an import notification and:
(a) in the case of export from a country mentioned in relation to the species
concerned in Annex C, the applicant shall provide documentaryevidence, by means of an export permit issued in accordance with theConvention by an authority of that country competent for the purpose,
that the specimens have been obtained in accordance with the national
legislation on the conservation of the species concerned; or
(b) in the case of export from a country not mentioned in relation to the
species concerned in Annex C or re-export from any country, theapplicant shall present an export permit, a re-export certificate or a
certificate of origin issued in accordance with the Convention by an
authority of the exporting or re-exporting country competent for thepurpose.
4. The introduction into the Community of specimens of the species listed
in Annex D shall be subject to completion of the necessary checks and theprior presentation of an import notification at the border customs office at the
point of introduction.
5. The conditions for the issuance of an import permit as referred to in
paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to
specimens for which the applicant provides documentary evidence:
(a) that they had previously been legally introduced into or acquired in the
Community and that they are, modified or not, being reintroduced intothe Community; or
(b) that they are worked specimens that were acquired more than 50 years
previously.
6. In consultation with the countries of origin concerned, in accordance
with the procedure laid down in Article 18 and taking account of any opinion
from the Scientific Review Group, the Commission may establish general
restrictions, or restrictions relating to certain countries of origin, on theintroduction into the Community:
(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of
specimens of species listed in Annex A;
(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph
2(a), of specimens of species listed in Annex B; and
(c) of live specimens of species listed in Annex B which have a high
mortality rate during shipment or for which it has been established that
they are unlikely to survive in captivity for a considerable proportion of
their potential life span; or
(d) of live specimens of species for which it has been established that their
introduction into the natural environment of the Community presents anecological threat to wild species of fauna and flora indigenous to the
Community.
The Commission shall on a quarterly basis publish a list of such restrictions, if
any, in the Official Journal of the European Communities .
7. Where special cases of transhipment, air transfer or rail transport occur
following introduction into the Community, derogations from completion of
the checks and presentations of import documents at the border customsoffice at the point of introduction which are referred to in paragraphs 1 to 4shall be granted in accordance with the procedure laid down in Article 18, in
order to permit such checks and presentations to be made at another customs
office designated in accordance with Article 12 (1).!B1997R0338 — EN — 27.11.1997 — 002.001 — 8
Article 5
Export or re-export from the Community
1. The export or re-export from the Community of specimens of the
species listed in Annex A shall be subject to completion of the necessary
checks and the prior presentation, at the customs office at which the exportformalities are completed, of an export permit or re-export certificate issuedby a management authority of the Member State in which the specimens are
located.
2. An export permit for specimens of the species listed in Annex A may be
issued only when the following conditions have been met:
(a) the competent scientific authority has advised in writing that the
capture or collection of the specimens in the wild or their export willnot have a harmful effect on the conservation status of the species or on
the extent of the territory occupied by the relevant population of the
species;
(b) the applicant provides documentary evidence that the specimens have
been obtained in accordance with the legislation in force on the
protection of the species in question; where the application is made to aMember State other than the Member State of origin, such documentaryevidence shall be furnished by means of a certificate stating that the
specimen was taken from the wild in accordance with the legislation in
force on its territory;
(c) the management authority is satisfied that:
(i) any live specimen will be so prepared and shipped as to minimize
the risk of injury, damage to health or cruel treatment; and
(ii) — the specimens of species not listed in Annex I to the
Convention will not be used for primarily commercialpurposes, or
— in the case of export to a State party to the Convention of
specimens of the species referred to in Article 3(1)(a) ofthis Regulation, an import permit has been issued;
and
(d) the management authority of the Member State is satisfied, following
consultation with the competent scientific authority, that there are no
other factors relating to the conservation of the species which militate
against issuance of the export permit.
3. A re-export certificate may be issued only when the conditions referred
to in paragraph 2 (c) and (d) have been met and when the applicant provides
documentary evidence that the specimens:
(a) were introduced into the Community in accordance with the provisions
of this Regulation;
(b) if introduced into the Community before the entry into force of this
Regulation, were introduced in accordance with the provisions of
Regulation (EEC) No 3626/82; or
(c) if introduced into the Community before 1984, entered international
trade in accordance with the provisions of the Convention; or
(d) were legally introduced into the territory of a Member State before the
provisions of the Regulations referred to in (a) and (b) or of theConvention became applicable to them, or became applicable in that
Member State.
4. The export or re-export from the Community of specimens of the
species listed in Annexes B and C shall be subject to completion of the
necessary checks and the prior presentation, at the customs office at which the
export formalities are completed, of an export permit or re-export certificateissued by a management authority of the Member State in whose territory the
specimens are located.
An export permit may be issued only when the conditions referred to in
paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred to in
paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.!B1997R0338 — EN — 27.11.1997 — 002.001 — 9
5. Where an application for a re-export certificate concerns specimens
introduced into the Community under an import permit issued by anotherMember State, the management authority must first consult the managementauthority which issued the permit. The consultation procedures and the cases
in which consultation is necessary shall be established in accordance with the
procedure laid down in Article 18.
6. The conditions for the issuance of an export permit or re-export
certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:
(i) worked specimens that were acquired more than 50 years previously; or
(ii) dead specimens and parts and derivatives thereof for which the
applicant provides documentary evidence that they were legallyacquired before the provisions of this Regulation, or of Regulation
(EEC) No 3626/82 or of the Convention became applicable to them.
7. (a) The competent scientific authority in each Member State shall
monitor the issuance of export permits by that Member State for
specimens of species listed in Annex B and actual exports of such
specimens. Whenever such scientific authority determines thatthe export of specimens of any such species should be limited inorder to maintain that species throughout its range at a level
consistent with its role in the ecosystem in which it occurs, and
well above the level at which that species might become eligiblefor inclusion in Annex A in accordance with Article 3 (1) (a) or(b) (i), the scientific authority shall advise the competent
management authority, in writing, of suitable measures to be
taken to limit the issuance of export permits for specimens of thatspecies
(b) Whenever a management authority is advised of the measures
referred to in (a), it shall inform and send comments to theCommission which shall, if appropriate, recommend restrictions
on exports of the species concerned in accordance with the
procedure laid down in Article 18.
Article 6
Rejection of applications for permits and certificates referred to in
Articles 4, 5 and 10
1. When a Member State rejects an application for a permit or certificate
in a case of significance in respect of the objectives of this Regulation, it shallimmediately inform the Commission of the rejection and of the reasons for
rejection.
2. The Commission shall communicate information received in accord-
ance with paragraph 1 to the other Member States in order to ensure uniform
application of this Regulation.
3. When an application is made for a permit or certificate relating to
specimens for which such an application has previously been rejected, the
applicant must inform the competent authority to which the application issubmitted of the previous rejection.
4. (a) Member States shall recognize the rejection of applications by the
competent authorities of the other Member States, where suchrejection is based on the provisions of this Regulation
(b) However, this need not apply where the circumstances have
significantly changed or where new evidence to support anapplication has become available. In such cases, if a managementauthority issues a permit or certificate, it shall inform the
Commission thereof, stating the reasons for issuance.
Article 7
Derogations
1. Specimens born and bred in captivity or artificially propagated
(a) Save where Article 8 applies, specimens of species listed in Annex A
that have been born and bred in captivity or artificially propagated shall
be treated in accordance with the provisions applicable to specimens of
species listed in Annex B.!B1997R0338 — EN — 27.11.1997 — 002.001 — 10
(b) In the case of artificially propagated plants, the provisions of Articles 4
and 5 may be waived under special conditions laid down by theCommission, relating to:
(i) the use of phytosanitary certificates;(ii) trade by registered commercial traders and by the scientific
institutions referred to in paragraph 4 of this Article; and
(iii) trade in hybrids.
(c) The criteria for determining whether a specimen has been born and bred
in captivity or artificially propagated and whether for commercial
purposes, as well as the special conditions referred to in (b), shall be
specified by the Commission in accordance with the procedure laiddown in Article 18.
2. Transit
(a) By way of derogation from Article 4, where a specimen is in transit
through the Community, checks and presentation at the border customs
office at the point of introduction of the prescribed permits, certificates
and notifications shall not be required.
(b) In the case of species listed in the Annexes in accordance with Article 3
(1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall
apply only where a valid export or re-export document provided for by
the Convention, relating to the specimens that it accompanies andspecifying the destination of the specimens, has been issued by thecompetent authorities of the exporting or re-exporting third country.
(c) If the document referred to in (b) has not been issued before export or
re-export, the specimen must be seized and may, where applicable, be
confiscated unless the document is submitted retrospectively incompliance with the conditions specified by the Commission in
accordance with the procedure laid down in Article 18.
3. Personal and household effects
By way of derogation from Articles 4 and 5, the provisions therein shall not
apply to dead specimens, parts and derivatives of species listed in Annexes Ato D which are personal or household effects being introduced into the
Community, or exported or re-exported therefrom, in compliance with
provisions that shall be specified by the Commission in accordance with theprocedure laid down in Article 18.
4. Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the
case of non-commercial loans, donations and exchanges between scientistsand scientific institutions, registered by the management authorities of theStates in which they are located, of herbarium specimens and other preserved,
dried or embedded museum specimens, and of live plant material, bearing a
label, the model for which has been determined in accordance with theprocedure laid down in Article 18 or a similar label issued or approved by amanagement authority of a third country.
Article 8
Provisions relating to the control of commercial activities
1. The purchase, offer to purchase, acquisition for commercial purposes,
display to the public for commercial purposes, use for commercial gain and
sale, keeping for sale, offering for sale or transporting for sale of specimens of
the species listed in Annex A shall be prohibited.
2. Member States may prohibit the holding of specimens, in particular live
animals of the species listed in Annex A.
3. In accordance with the requirements of other Community legislation on
the conservation of wild fauna and flora, exemption from the prohibitionsreferred to in paragraph 1 may be granted by issuance of a certificate to thateffect by a management authority of the Member State in which the
specimens are located, on a case-by-case basis where the specimens:
(a) were acquired in, or were introduced into, the Community before the
provisions relating to species listed in Appendix I to the Convention or!B1997R0338 — EN — 27.11.1997 — 002.001 — 11
in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became
applicable to the specimens; or
(b) are worked specimens that were acquired more than 50 years
previously; or
(c) were introduced into the Community in compliance with the provisions
of this Regulation and are to be used for purposes which are notdetrimental to the survival of the species concerned; or
(d) are captive-born and bred specimens of an animal species or artificially
propagated specimens of a plant species or are parts or derivatives ofsuch specimens; or
(e) are required under exceptional circumstances for the advancement of
science or for essential biomedical purposes pursuant to Council
Directive 86/609/EEC of 24 November 1986 on the approximation of
laws, regulations and administrative provisions of the Member Statesregarding the protection of animals used for experimental and otherscientific purposes (
1) where the species in question proves to be the
only one suitable for those purposes and where there are no specimens
of the species which have been born and bred in captivity; or
(f) are intended for breeding or propagation purposes from which
conservation benefits will accrue to the species concerned; or
(g) are intended for research or education aimed at the preservation or
conservation of the species; or
(h) originate in a Member State and were taken from the wild in accordance
with the legislation in force in that Member State.
4. General derogations from the prohibitions referred to in paragraph 1
based on the conditions referred to in paragraph 3, as well as generalderogations with regard to species listed in Annex A in accordance withArticle 3 (1) (b) (ii) may be defined by the Commission in accordance with
the procedure laid down in Article 18. Any such derogations must be in
accordance with the requirements of other Community legislation on theconservation of wild fauna and flora.
5. The prohibitions referred to in paragraph 1 shall also apply to
specimens of the species listed in Annex B except where it can be proved tothe satisfaction of the competent authority of the Member State concerned
that such specimens were acquired and, if they originated outside the
Community, were introduced into it, in accordance with the legislation inforce for the conservation of wild fauna and flora.
6. The competent authorities of the Member States shall have discretion to
sell any specimen of the species listed in Annexes B to D they have
confiscated under this Regulation, provided that it is not thus returned directly
to the person or entity from whom it was confiscated or who was party to theoffence. Such specimens may then be treated for all purposes as if they hadbeen legally acquired.
Article 9
Movement of live specimens
1. Any movement within the Community of a live specimen of a species
listed in Annex A from the location indicated in the import permit or in anycertificate issued in compliance with this Regulation shall require prior
authorization from a management authority of the Member State in which the
specimen is located. In other cases of movement, the person responsible formoving the specimen must be able, where applicable, to provide proof of thelegal origin of the specimen.
2. Such authorization shall:(a) be granted only when the competent scientific authority of such
Member State or, where the movement is to another Member State, thecompetent scientific authority of the latter, is satisfied that the intended
accommodation for a live specimen at the place of destination is
adequately equipped to conserve and care for it properly;
(b) be confirmed by issuance of a certificate; and!B
(1) OJ No L 358, 18. 12. 1986, p. 1.1997R0338 — EN — 27.11.1997 — 002.001 — 12
(c) where applicable, be immediately communicated to a management
authority of the Member State in which the specimen is to be located.
3. However, no such authorization shall be required if a live animal must
be moved for the purpose of urgent veterinary treatment and is returneddirectly to its authorized location.
4. Where a live specimen of a species listed in Annex B is moved within
the Community, the holder of the specimen may relinquish it only after
ensuring that the intended recipient is adequately informed of the accom-modation, equipment and practices required to ensure the specimen will beproperly cared for.
5. When any live specimens are transported into, from or within the
Community or are held during any period of transit or transhipment, they shall
be prepared, moved and cared for in a manner such as to minimize the risk ofinjury, damage to health or cruel treatment and, in the case of animals, in
conformity with Community legislation on the protection of animals during
transport.
6. Under the procedure laid down in Article 18, the Commission may
establish restrictions on the holding or movement of live specimens of speciesin relation to which restrictions on introduction into the Community have
been established in accordance with Article 4 (6).
Article 10
Certificates to be issued
On receiving an application, together with all the requisite supporting
documents, from the person concerned and provided that all the conditionsgoverning their issuance have been fulfilled, a management authority of a
Member State may issue a certificate for the purposes referred to in Article 5
(2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).
Article 11
Validity of and special conditions for permits and certificates
1. Without prejudice to stricter measures which the Member States may
adopt or maintain, permits and certificates issued by the competent authorities
of the Member States in accordance with this Regulation shall be valid
throughout the Community.
2. (a) However, any such permit or certificate, as well as any permit or
certificate issued on the basis of it, shall be deemed void if a
competent authority or the Commission, in consultation with the
competent authority which issued the permit or certificate,establishes that it was issued on the false premise that theconditions for its issuance were met
(b) Specimens situated in the territory of a Member State and
covered by such documents shall be seized by the competent
authorities of that Member State and may be confiscated.
3. Any permit or certificate issued in accordance with this Regulation may
stipulate conditions and requirements imposed by the issuing authority toensure compliance with the provisions thereof. Where such conditions or
requirements need to be incorporated in the design of permits or certificates,
Member States shall inform the Commission thereof.
4. Any import permit issued on the basis of a copy of the corresponding
export permit or re-export certificate shall be valid for the introduction of
specimens into the Community only when accompanied by the original of the
valid export permit or re-export certificate.
5. The Commission shall establish time limits for the issuance of permits
and certificates in accordance with the procedure laid down in Article 18.!B1997R0338 — EN — 27.11.1997 — 002.001 — 13
Article 12
Places of introduction and export
1. Member States shall designate customs offices for carrying out the
checks and formalities for the introduction into and export from the
Community, in order to assign to them a customs-approved treatment oruse, within the meaning of Regulation (EEC) No 2913/92, of specimens ofspecies covered by this Regulation and shall state which offices are
specifically intended to deal with live specimens.
2. All offices designated in accordance with paragraph 1 shall be provided
with sufficient and adequately trained staff. Member States shall ensure thataccommodation is provided in accordance with relevant Community legis-lation as regards the transport and accommodation of live animals and that,
where necessary, adequate steps are taken for live plants.
3. All offices designated in accordance with paragraph 1 shall be notified
to the Commission which shall publish a list of them in the Official Journal of
the European Communities .
4. In exceptional cases and in accordance with criteria defined under the
procedure laid down in Article 18, a management authority may authorize the
introduction into the Community or the export or re-export therefrom at a
customs office other than one designated in accordance with paragraph 1.
5. Member States shall ensure that at border crossing-points the public are
informed of the implementing provisions of this Regulation.
Article 13
Management and scientific authorities and other competent authorities
1. (a) Each Member State shall designate a management authority with
primary responsibility for implementation of this Regulation and
for communication with the Commission
(b) Each Member State may also designate additional management
authorities and other competent authorities to assist in imple-
mentation, in which case the primary management authority shall
be responsible for providing the additional authorities with all theinformation required for correct application of this Regulation.
2. Each Member State shall designate one or more scientific authorities
with appropriate qualifications whose duties shall be separate from those of
any designated management authority.
3. (a) Not later than three months before the date of application of this
Regulation, Member States shall forward the names andaddresses of the designated management authorities, otherauthorities competent to issue permits or certificates and
scientific authorities to the Commission, which shall publish
this information in the Official Journal of the European
Communities within a month
(b) Each management authority referred to in paragraph 1 (a) shall, if
so requested by the Commission, communicate to it within two
months the names and specimen signatures of people authorized
to sign permits or certificates, and impressions of the stamps,seals or other devices used to authenticate permits or certificates.
(c) Member States shall communicate to the Commission any
changes in the information already provided, not later than two
months after the implementation of such change.
Article 14
Monitoring of compliance and investigation of infringements
1. (a) The competent authorities of the Member States shall monitor
compliance with the provisions of this Regulation
(b) If, at any time, the competent authorities have reason to believe
that these provisions are being infringed, they shall take the
appropriate steps to ensure compliance or to instigate legalaction.!B1997R0338 — EN — 27.11.1997 — 002.001 — 14
(c) Member States shall inform the Commission and, in the case of
species listed in the Appendices to the Convention, theConvention Secretariat of any steps taken by the competentauthorities in relation to significant infringements of this
Regulation, including seizures and confiscations.
2. The Commission shall draw the attention of the competent authorities
of the Member States to matters whose investigation it considers necessaryunder this Regulation. Member States shall inform the Commission and, inthe case of species listed in the Appendices to the Convention, the Convention
Secretariat of the outcome of any subsequent investigation.
3. (a) An enforcement group shall be established consisting of the
representatives of each Member State’s authorities with respon-sibility for ensuring the implementation of the provisions of this
Regulation. The group shall be chaired by the representative of
the Commission
(b) The enforcement group shall examine any technical question
relating to the enforcement of this Regulation raised by thechairman, either on his own initiative or at the request of the
members of the group or the committee.
(c) The Commission shall convey the opinions expressed in the
enforcement group to the committee.
Article 15
Communication of information
1. The Member States and the Commission shall communicate to one
another the information necessary for implementing this Regulation.
The Member States and the Commission shall ensure that the necessary steps
are taken to make the public aware and inform it of the provisions regardingimplementation of the Convention and of this Regulation and of the latter’simplementing measures.
2. The Commission shall communicate with the Convention Secretariat so
as to ensure that the Convention is effectively implemented throughout the
territory to which this Regulation applies.
3. The Commission shall immediately communicate any advice from the
Scientific Review Group to the management authorities of the Member States
concerned.
4. (a) The management authorities of the Member States shall
communicate to the Commission before 15 June each year allthe information relating to the preceding year required fordrawing up the reports referred to in Article VIII.7 (a) of the
Convention and equivalent information on international trade in
all specimens of species listed in Annexes A, B and C and onintroduction into the Community of specimens of species listed inAnnex D. The information to be communicated and the format
for its presentation shall be specified by the Commission in
accordance with the procedure laid down in Article 18
(b) On the basis of the information referred to in (a), the Commission
shall publish before 31 October each year a statistical report on
the introduction into, and the export and re-export from, the
Community of specimens of the species to which this Regulationapplies and shall forward to the Convention Secretariatinformation on the species to which the Convention applies.
(c) Without prejudice to Article 20, the management authorities of
the Member States shall, before 15 June of each second year, and
for the first time in 1999, communicate to the Commission all theinformation relating to the preceding two years required fordrawing up the reports referred to in Article VIII.7 (b) of the
Convention and equivalent information on the provisions of this
Regulation that fall outside the scope of the Convention. Thei n f o r m a t i o nt ob ec o m m u n i c a t e da n dt h ef o r m a tf o ri t s
presentation shall be specified by the Commission in accordance
with the procedure laid down in Article 18.
(d) On the basis of the information referred to in (c), the Commission
shall, before 31 October of each second year, and for the first!B1997R0338 — EN — 27.11.1997 — 002.001 — 15
time in 1999, draw up a report on the implementation and
enforcement of this Regulation.
5. With a view to the preparation of amendments to the Annexes, the
competent authorities of the Member States shall forward all relevantinformation to the Commission. The Commission shall specify theinformation required, in accordance with the procedure laid down in Article
18.
"C16. Without prejudice to Council Directive 90/313/EEC 3of 7 June
1990 on the freedom of access to information on the environment (1), the
Commission shall take appropriate measures to protect the confidentiality ofinformation obtained in implementation of this Regulation.
Article 16
Sanctions
1. Member States shall take appropriate measures to ensure the imposition
of sanctions for at least the following infringements of this Regulation:
(a) introduction into, or export or re-export from, the Community of
specimens without the appropriate permit or certificate or with a false,falsified or invalid permit or certificate or one altered without
authorization by the issuing authority;
(b) failure to comply with the stipulations specified on a permit or
certificate issued in accordance with this Regulation;
(c) making a false declaration or knowingly providing false information in
order to obtain a permit or certificate;
(d) using a false, falsified or invalid permit or certificate or one altered
without authorization as a basis for obtaining a Community permit or
certificate or for any other official purpose in connection with thisRegulation;
(e) making no import notification or a false import notification;(f) shipment of live specimens not properly prepared so as to minimize the
risk of injury, damage to health or cruel treatment;
(g) use of specimens of species listed in Annex A other than in accordance
with the authorization given at the time of issuance of the import permitor subsequently;
(h) trade in artificially propagated plants contrary to the provisions laid
down in accordance with Article 7(1)(b);
(i) shipment of specimens into or out of or in transit through the territory
of the Community without the appropriate permit or certificate issued
in accordance with this Regulation and, in the case of export or
re-export from a third country party to the Convention, in accordancetherewith, or without satisfactory proof of the existence of such permitor certificate;
(j) purchase, offer to purchase, acquisition for commercial purposes, use
for commercial gain, display to the public for commercial purposes,
sale, keeping for sale, offering for sale or transporting for sale of
specimens in contravention of Article 8;
(k) use of a permit or certificate for any specimen other than one for which
it was issued;
(l) falsification or alteration of any permit or certificate issued in
accordance with this Regualation;
(m) failure to disclose rejection of an application for a Community import,
export or re-export permit or certificate, in accordance with Article 6(3).
2. The measures referred to in paragraph 1 shall be appropriate to the
nature and gravity of the infringement and shall include provisions relating to
the seizure and, where appropriate, confiscation of specimens.!B
(1) OJ No L 158, 23. 6. 1990, p. 56.1997R0338 — EN — 27.11.1997 — 002.001 — 16
3. Where a specimen is confiscated, it shall be entrusted to a competent
authority of the Member State of confiscation which:
(a) following consultation with a scientific authority of that Member State,
shall place or otherwise dispose of the specimen under conditions
which it deems to be appropriate and consistent with the purposes andprovisions of the Convention and this Regulation; and
(b) in the case of a live specimen which has been introduced into the
Community, may, after consultation with the State of export, return thespecimen to that State at the expense of the convicted person.
4. Where a live specimen of a species listed in Annex B or C arrives at a
point of introduction into the Community without the appropriate valid permitor certificate, the specimen must be seized and may be confiscated or, if theconsignee refuses to acknowledge the specimen, the competent authorities of
the Member State responsible for the point of introduction may, if
appropriate, refuse to accept the shipment and require the carrier to returnthe specimen to its place of departure.
Article 17
The Scientific Review Group
1. A Scientific Review Group is hereby established, consisting of the
representatives of each Member State’ s scientific authority or authorities andchaired by the representative of the Commission.
2. (a) The Scientific Review Group shall examine any scientific
question relating to the application of this Regulation — inparticular concerning Article 4 (1) (a), (2) (a) and (6) — raised by
the chairman, either on his own initiative or at the request of the
members of the Group or the Committee.
(b) The Commission shall convey the opinions of the Scientific
Review Group to the Committee.
Article 18
The Committee
1. The Commission shall be assisted by a Committee composed of the
representatives of the Member States and chaired by the representative of the
Commission.
The representative of the Commission shall submit to the Committee a draft
of the measures to be taken. The Committee shall deliver its opinion on the
draft within a time limit which the chairman may lay down according to theurgency of the matter. The opinion shall be delivered by the majority laiddown in Article 148 (2) of the Treaty in the case of decisions which the
Council is required to adopt on a proposal from the Commission. The votes of
the representatives of the Member States within the Committee shall beweighted in the manner set out in that Article. The chairman shall not vote.
The Commission shall adopt the measures envisaged if they are in accordance
with the opinion of the Committee.
If the measures envisaged are not in accordance with the opinion of the
Committee, or if no opinion is delivered, the Commission shall without delay
submit to the Council a proposal relating to the measures to be taken. TheCouncil shall act by a qualified majority.
2. As regards the Committee’s tasks referred to in points 1 and 2 of Article
19, if, on the expiry of a period of three months from the date of referral to theCouncil, the Council has not acted, the proposed measures shall be adopted by
the Commission.
3. As regards the Committee’s tasks referred to in points 3 and 4 of Article
19, if, on the expiry of a period of three months from the date of referral to the
Council, the Council has not acted, the proposed measures shall be adopted by
the Commission, save where the Council has decided against the saidmeasures by a simple majority.!B1997R0338 — EN — 27.11.1997 — 002.001 — 17
Article 19
In accordance with the procedure laid down in Article 18, the Commission
shall:
1. lay down uniform conditions and criteria for:
(i) the issue, validity and use of the documents referred to in Articles
4, 5, 7 (4) and 10; it shall determine the design thereof;
(ii) the use of phytosanitary certificates; and
(iii) the establishment of procedures, where necessary, for marking
specimens in order to facilitate identification and ensure
enforcement of the provisions;
2. adopt the measures referred to in Article 4 (6) and (7), Article 5 (5) and
(7) (b), Article 7 (1) (c), (2) (c) and (3), Article 8 (4), Article 9 (6),
Article 11 (5), Article 15 (4) (a), (c) and (5) and Article 21 (3);
3. amend Annexes A to D except in the case of amendments to Annex A
which do not result from decisions of the Conference of the Parties tothe Convention;
4. adopt, where necessary, additional measures to implement resolutions
of the Conference of the Parties to the Convention, decisions orrecommendations of the Standing Committee of the Convention and
recommendations of the Convention Secretariat.
Article 20
Final provisions
Each Member State shall notify the Commission and the Convention
Secretariat of the provisions which it adopts specifically for the implemen-tation of this Regulation and of all legal instruments used and measures taken
for its implementation and enforcement.
The Commission shall communicate this information to the other Member
States.
Article 21
1. Regulation (EEC) No 3626/82 is hereby repealed.
2. Until the measures provided for in points 1 and 2 of Article 19 have
been adopted, Member States may maintain or continue to apply the measuresadopted in accordance with Regulation (EEC) No 3626/82 and Commission
Regulation (EEC) No 3418/83 of 28 November 1983 laying down provisions
for the uniform issue and use of the documents required for theimplementation in the Community of the Convention on International Trade
in Endangered Species of Wild Fauna and Flora (
1).
3. Two months before this Regulation is implemented the Commission, in
accordance with the procedure laid down in Article 18 and in consultation
with the Scientific Review Group:
(a) must check that there is no justification for restrictions on the
introduction into the Community of the species listed in Annex C1 to
Regulation (EEC) No 3626/82 which are not included in Annex A tothis Regulation;
(b) shall adopt a Regulation amending Annex D into a representative list of
species meeting the criteria laid down in Article 3 (4) (a).
Article 22
This Regulation shall enter into force on the date of its publication in the
Official Journal of the European Communities .
It shall apply from 1 June 1997.
Articles 12, 13, 14 (3), 16, 17, 18, 19 and 21(3) shall apply from the date of
entry into force of this Regulation.!B
(1) OJ No L 344, 7. 12. 1983, p. 1.1997R0338 — EN — 27.11.1997 — 002.001 — 18
This Regulation shall be binding in its entirety and directly applicable in all
Member States.!B1997R0338 — EN — 27.11.1997 — 002.001 — 19
ANNEX
Notes on interpretation of Annexes A, B, C and D
1. Species included in these Annexes A, B, C and D are referred to:
(a) by the name of the species; or(b) as being all of the species included in a higher taxon or designated part
thereof.
2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.3. Other references to taxa higher than species are for the purposes of information
or classification only.
4. Species printed in bold in Annex A are listed there in consistency with their
protection as provided for by Council Directive 79/409/EEC (
1) (‘Birds
Directive’) or Council Directive 92/43/EEC (2) (‘Habitats Directive’).
5. The following abbreviations are used for plant taxa below the level of species:
(a) ‘ssp’ is used to denote subspecies;(b) ‘var(s)’ is used to denote variety (varieties); and(c) ‘fa’ is used to denote forma .
6. The abbreviation ‘p.e.’ is used to denote species that are possibly extinct.7. An asterisk ‘*’ placed against the name of a species or higher taxon indicated
that one or more geographically separate populations, subspecies or species ofthat species or taxon are included in Annex A and are excluded from Annex B.
8. Two asterisks ‘**’ placed against the name of a species or higher taxon indicate
that one or more geographically separate populations, subspecies or species of
that species or taxon are included in Annex B and are excluded from Annex A.
9. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ and the symbol ‘x’ followed by a number
placed against the name of a species or higher taxon refer to the Appendices ofthe Convention in which the species concerned are listed, as indicated in notes10 to 13. Where none of these annotations appears, the species concerned arenot listed in the Appendices to the Convention.
10. (I) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix I to the Convention.
11. (II) against the name of a species or higher taxon indicates that the species or
higher taxon concerned is included in Appendix II to the Convention.
12. (III) against the name of a species or higher taxon indicates that it is included in
Appendix III to the Convention. In this case the country with respect to whichthe species or higher taxon is included in Appendix III is also indicated by atwo-letter code as follows: BW (Botswana), CA (Canada), CO (Colombia), CR(Costa Rica), GH (Ghana), GT (Guatemala), HN (Honduras), IN (India), MY(Malaysia), MU (Mauritius), NP (Nepal), TN (Tunisia) and UY (Uruguay).
13. The symbol ‘×’ followed by a number placed against the name of a species or
higher taxon in Annex A or B denotes that certain geographically separate
populations, species, groups of species or families of that species or taxon are
listed in Appendix I, II or III to the Convention, as follows:
×701 The species is listed in Appendix II but subspecies Cercocebus galeritus
galeritus is listed in Appendix I.
×702 The species is listed in Appendix II but the subspecies Procolobus
pennantii kirkii (also referenced as Colobus bodius kirkii ) is listed in
Appendix I
×703 All species are listed in Appendix II except Lipotes vexillifer, Platanista
spp., Bernardius spp., Hyperoodon spp., Physeter catodon (includes
synonym Physeter macrocephalus), Sotalia spp., Sousa spp., Neopho-
caena phocaenoides, Phocoena sinus, Eschrichtius robustus (includes
synonym Eschrichtius glaucus), Balaenoptera spp. (except population of
West Greenland of Balaenoptera acutorostrata), Megaptera novaean-
gliae, Eubalaena spp. (formerly included in genus Balaena) and
Caperea marginata which are listed in Appendix I. Specimens of the
species listed in Appendix II to the Convention, including products and
derivatives other than meat products for commercial purposes, taken by!
M2
(1) OJ L 103, 25. 4. 1979, p. 1. Directive as last amended by Commission Directive
97/49/EC (OJ No L 223, 13. 8. 1997, p. 9).
(2) OJ L 206, 22. 7. 1992, p. 7. Directive as last amended by the 1994 Act of
Accession.1997R0338 — EN — 27.11.1997 — 002.001 — 20
the people of Greenland under licence granted by the competent
authority concerned, shall be treated as belonging to Annex B.
×704 Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix
I, other populations are listed in Appendix II.
×705 Populations of Bhutan, China, Mexico and Mongolia and the subspecies
Ursus arctos isabellinus are listed in Appendix I, other populations and
subspecies listed in Appendix II.
×706 The species is listed in Appendix I except the population of Australia
which is listed in Appendix II.
×707 Trichechus inunguis andTrichechus manatus are listed in Appendix I.
Trichechus senegalensis is listed in Appendix II.
×708 The species is listed in Appendix II but subspecies Equus hemionus
hemionus is listed in Appendix I.
×709 Haliaeetus albicilla andHaliaeetus leucocephalus are listed in Appendix
I, the other species are listed in Appendix II.
×710 The following species are listed in Appendix III: Crax alberti, Crax
daubentoni and Crax globulosa for Colombia and Crax rubra for
Colombia, Costa Rica, Guatemala and Honduras.
×711 Pauxi pauxi is listed in Appendix III for Colombia.
×712 The species is listed in Appendix II but subspecies Grus canadensis
nesiotes andGrus canadensis pulla are listed in Appendix I.
×713 Vini ultramarina is listed in Appendix I, the other species are listed in
Appendix II.
×714 Mantella aurantiaca is listed in Appendix II.
14. The symbol ‘−’ followed by a number placed against the name of a species or
higher taxon denotes that designated geographically separate populations,species, groups of species or families of that species or taxon are excluded fromthe annex concerned, as follows:
−101 Populations of Spain north of the Duero, Greek populations north of the
39th parallel and populations of Bhutan, India, Nepal and Pakistan
−102 Populations of Botswana, Namibia and Zimbabwe−103 Population of Pecari tajacu of Mexico and the United States of America
−104 — Argentina: the population of the Province of Jujuy and the semi-
captive populations of the provinces of Jujuy, Salta, Catamarca,La Rioja and San Juan.
— Bolivia: the populations of the Conservation Units of Mauri-
Desaguadero, Ulla Ulla and Lípez-Chichas, with a zero annualexport quota.
— Chile: part of the population of Parinacota Province, 1a. Region
of Tarapacá
— Peru: the whole population
−105 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
−106 Cathartidae−107 Melopsittacus undulatus, Nymphicus hollandicus andPsittacula krameri
−108 Population of Argentina−109 Population of Ecuador, subject to a zero annual export quota until an
annual export quota has been approved by the CITES Secretariat and theIUCN/SSC Crocodile Specialist Group
−110 P opulations of Bot swana, Ethiopia, Kenya, Madagascar, Malawi,
Mozambique, South Africa, Uganda, the United Republic of Tanzania,Zambia and Zimbabwe. Apart from ranched specimens, the UnitedRepublic of Tanzania will authorize the export of no more than 1 100wild specimens (including 100 hunting trophies) in 1998 and 1999 and
2000.
−111 Populations of Australia, Indonesia and Papua New Guinea
−112 Population of Chile−113 All species that are not succulent−114 Aloe vera ; also referenced as Aloe barbadensis .!
M21997R0338 — EN — 27.11.1997 — 002.001 — 21
15. The symbol ‘+’ followed by a number placed against the name of a species or
higher taxon denotes that only designated geographically separate populations,subspecies or species of that species or taxon are included in the annexconcerned, as follows:
+201 Populations of Spain north of the Duero, Greek populations north of the
39th parallel and populations of Bhutan, India, Nepal and Pakistan.
+202 Populations of Cameroon and Nigeria
+203 Population of Asia
+204 Population of Central and North America
+205 Populations of Bangladesh, India and Thailand
+206 Population of India+207 Populations of Botswana, Namibia and Zimbabwe
+208 Population of South Africa
+209 — Argentina: the population of the Province of Jujuy and the semi-
captive populations of the Provinces of Jujuy, Salta, Catamarca,La. Rioja and San Juan
— Bolivia: the populations of the Conservation Units of Mauri-
Desaguadero, Ulla Ulla and Lípez-Chichas, with a zero annualexport quota.
— Chile: part of the population of Parinacota Province, 1a. Region
of Tarapacá
— Peru: the whole population
+210 Populations of Afghanistan, Bhutan, India, Myanmar, Nepal and
Pakistan
+211 Population of Mexico
+212 Populations of Algeria, Burkino Faso, Cameroon, Central African
Repulic, Chad, Mali, Mauritania, Morocco, Niger, Nigeria, Senegal
and Sudan
+213 Population of the Seychelles
+214 Population of Europe, except the area which formerly constituted the
USSR
+215 Population of Chile.
+216 All populations of the species in the Americas.
16. The symbol ‘=’ followed by a number placed against the name of a species or
higher taxon denotes that the name of that species or taxon shall be interpretedas follows:
=301 Also referenced as Phalanger maculatus
=302 Also referenced as V ampyrops lineatus
=303 Includes family Tupaiidae
=304 Formerly included in family Lemuridae
=305 Formerly included as subspecies of Callithrix jacchus
=306 Includes generic synonym Leontideus
=307 Formerly included in species Saguinus oedipus
=308 Formerly included as Alouatta palliata
=309 Formerly included as Alouatta palliata (villosa)
=310 Includes synonym Cercopithecus roloway
=311 Formerly included in genus Papio
=312 Includes generic synonym Simias
=313 Includes synonym Colobus badius rufomitratus
=314 Includes generic synonym Rhinopithecus
=315 Also referenced as Presbytis entellus
=316 Also referenced as Presbytis geei andSemnopithecus geei
=317 Also referenced as Presbytis pileata andSemnopithecus pileatus
=318 Formerly included as Tamandua tetradactyla (in part)!
M21997R0338 — EN — 27.11.1997 — 002.001 — 22
=319 Includes synonyms Bradypus boliviensis andBradypus griseus
=320 Includes synonym Cabassous gymnurus
=321 Includes synonym Priodontes giganteus
=322 Includes generic synonym Coendou
=323 Includes generic synonym Cuniculus
=324 Formerly included in genus Dusicyon
=325 Includes synonym Dusicyon fulvipes
=326 Includes generic synonym Fennecus
=327 Also referenced as Selenarctos thibetanus
=328 Formerly included as Nasua nasua
=329 Also referenced as Aonyx microdon orParaonyx microdon
=330 Includes synonym Galictis allamandi
=331 Formerly included in genus Lutra
=332 Formerly included in genus Lutra ; includes synonyms Lutra annectens,
Lutra enudris, Lutra incarum andLutra platensis
=333 Formerly included in Martes flavigula
=334 Includes generic synonym Viverra
=335 Includes synonym Eupleres major
=336 Formerly included as Viverra megaspila
=337 Formerly included as Herpestes fuscus
=338 Formerly included as Herpestes auropunctatus
=339 Also referenced as Hyaena brunnea
=340 Also referenced as Felis caracal andLynx caracal
=341 Formerly included in genus Felis
=342 Also referenced as Felis pardina orFelis lynx pardina
=343 Formerly included in genus Panthera
=344 Also referenced as Equus asinus
=345 Formerly included in species Equus hemionus
=346 Also referenced as Equus caballus przewalskii
=347 Also referenced as Choeropsis liberiensis
=348 Also referenced as Cervus porcinus annamiticus
=349 Also referenced as Cervus porcinus calamianensis
=350 Also referenced as Cervus porcinus kuhlii
=351 Also referenced as Cervus dama mesopotamicus
=352 Includes synonym Bos frontalis
=353 Includes synonym Bos grunniens
=354 Includes generic synonym Novibos
=355 Formerly included as Bubalus bubalis (domesticated form)
=356 Includes generic synonym Anoa
=357 Also referenced as Damaliscus dorcas dorcas orDamaliscus pygargus
dorcas
=358 Formerly included in species Naemorhedus goral
=359 Also referenced as Capricornis sumatraensis
=360 Includes synonym Oryx tao
=361 Includes synonym Ovis aries ophion
=362 Formerly included as Ovis vignei
=363 Also referenced as Rupicapra rupicapra ornata
=364 Also referenced as Boocercus eurycerus ; includes generic synonym
Taurotragus!M21997R0338 — EN — 27.11.1997 — 002.001 — 23
=365 Also referenced as Pterocnemia pennata
=366 Also referenced as Sula abbotti
=367 Also referenced as Ardeola ibis
=368 Also referenced as Egretta alba andArdea alba
=369 Also referenced as Ciconia ciconia boyciana
=370 Also referenced as Hagedashia hagedash
=371 Also referenced as Lampribis rara
=372 Includes synonyms Anas chlorotis andAnas nesiotis
=373 Also referenced as Spatula clypeata
=374 Also referenced as Anas platyrhynchos laysanensis
=375 Probably a hybrid between Anas platyrhynchos andAnas superciliosa
=376 Also referenced as Nyroca nyroca
=377 Includes synonym Dendrocygna fulva
=378 Also referenced as Cairina hartlaubii
=379 Also referenced as Aquila heliaca adalberti
=380 Also referenced as Chondrohierax wilsonii
=381 Also referenced as Falco peregrinus babylonicus andFalco peregrinus
pelegrinoides
=382 Also referenced as Crax mitu mitu
=383 Formerly included in genus Crax
=384 Formerly included in genus Aburria
=385 Formerly included in genus Aburria ; also referenced as Pipile pipile
pipile
=386 Formerly included as Arborophila brunneopectus (in part)
=387 Formerly included in species Crossoptilon crossoptilon
=388 Formerly included in species Polyplectron malacense
=389 Includes synonym Rheinardia nigrescens
=390 Also referenced as Tricholimnas sylvestris
=391 Also referenced as Choriotis nigriceps
=392 Also referenced as Houbaropsis bengalensis
=393 Also referenced as Turturoena iriditorques ; formerly included as
Columba malherbii (in part)
=394 Also referenced as Nesoenas mayeri
=395 Formerly included as Treron australis (in part)
=396 Also referenced as Calopelia brehmeri ; includes synonym Calopelia
puella
=397 Also referenced as Tympanistria tympanistria
=398 Also referenced as Amazona dufresniana rhodocorytha
=399 Often traded under the incorrect designation Ara caninde
=400 Also referenced as Cyanoramphus novaezelandiae cookii
=401 Also referenced as Opopsitta diophthalma coxeni
=402 Also referenced as Pezoporus occidentalis
=403 Formerly included in species Psephotus chrysopterygius
=404 Also referenced as Psittacula krameri echo
=405 Formerly included in genus Gallirex ; also referenced as Tauraco
porphyreolophus
=406 Also referenced as Otus gurneyi
=407 Also referenced as Ninox novaeseelandiae royana
=408 Formerly included in genus Glaucis
=409 Includes generic synonym Ptilolaemus!M21997R0338 — EN — 27.11.1997 — 002.001 — 24
=410 Formerly included in genus Rhinoplax
=411 Also referenced as Pitta brachyura nympha
=412 Also referenced as Muscicapa ruecki orNiltava ruecki
=413 Also referenced as Dasyornis brachypterus longirostris
=414 Also referenced as Tchitrea bourbonnensis
=415 Also referenced as Meliphaga cassidix
=416 Includes generic synonym Xanthopsar
=417 Formerly included in genus Spinus
=418 Formerly included as Serinus gularis (in part)
=419 Also referenced as Estrilda subflava orSporaeginthus subflavus
=420 Formerly included as Lagonosticta larvata (in part)
=421 Includes generic synonym Spermestes
=422 Also referenced as Euodice cantans ; formerly included as Lonchura
malabarica (in part)
=423 Also referenced as Hypargos nitidulus
=424 Formerly included as Parmoptila woodhousei (in part)
=425 Includes synonyms Pyrenestes frommi andPyrenestes rothschildi
=426 Also referenced as Estrilda bengala
=427 Also referenced as Malimbus rubriceps orAnaplectes melanotis
=428 Also referenced as Coliuspasser ardens
=429 Formerly included as Euplectes orix (in part)
=430 Also referenced as Coliuspasser macrourus
=431 Also referenced as Ploceus superciliosus
=432 Includes synonym Ploceus nigriceps
=433 Also referenced as Sitagra luteola
=434 Also referenced as Sitagra melanocephala
=435 Formerly included as Ploceus velatus
=436 Also referenced as Hypochera chalybeata ; includes synonyms Vidua
amauropteryx, Vidua centralis, Vidua neumanni, Vidua okavangoensisandVidua ultramarina
=437 Formerly included as Vidua paradisaea (in part)
=438 Includes synonym Cuora criskarannarum
=439 Also referenced as genus Damonia
=440 Formerly included as Kachuga tecta tecta
=441 Includes generic synonyms Nicoria andGeoemyda (in part)
=442 Also referenced as Chrysemys scripta elegans
=443 Also referenced as Geochelone elephantopus ; also referenced in genus
Testudo
=444 Also referenced in genus Testudo
=445 Also referenced in genus Aspideretes
=446 Formerly included in Podocnemis spp.
=447 Also referenced as Pelusios subniger
=448 Includes Alligatoridae, Crocodylidae and Gavialidae=449 Also referenced as Crocodylus mindorensis
=450 Also referenced in genus Nactus
=451 Includes generic synonym Rhoptropella
=452 Formerly included in Chamaeleo spp.
=453 Includes generic synonyms Calumma andFurcifer
=454 Includes families Bolyeriidae and Tropidophiidae as subfamilies!
M21997R0338 — EN — 27.11.1997 — 002.001 — 25
=455 Also referenced as Constrictor constrictor occidentalis
=456 Includes synonym Python molurus pimbura
=457 Includes synonym Sanzinia manditra
=458 Includes synonym Pseudoboa cloelia
=459 Also referenced as Hydrodynastes gigas
=460 Also referenced as Alsophis chamissonis
=461 Formerly included in genus Natrix
=462 Includes synonyms Naja atra, Naja kaouthia, Naja oxiana, Naja
philippinensis, Naja samarensis, Naja sputatrix andNaja sumatrana
=463 Includes generic synonym Megalobatrachus
=464 Formerly included in Nectophrynoides
=465 Formerly included in Dendrobates
=466 Also referenced as Rana
=467 Sensu D’Abrera
=468 Includes synonyms Pandinus africanus andHeterometrus roeseli
=469 Includes generic synonym Aphonopelma
=470 Also referenced as Conchodromus dromas
=471 Also referenced in genera Dysnomia andPlagiola
=472 Includes generic synonym Proptera
=473 Also referenced in genus Carunculina
=474 Also referenced as Megalonaias nickliniana
=475 Also referenced as Cyrtonaias tampicoensis tecomatensis andLampsilis
tampicoensis tecomatensis
=476 Includes generic synonym Micromya
=477 Includes generic synonym Papuina
=478 Includes only the family Helioporidae with one species Heliopora
coerulea
=479 Also referenced as Podophyllum emodi andSinopodophyllum hexandrum
=480 Includes generic synonyms Neogomesia andRoseocactus
=481 Also referenced in genus Echinocactus
=482 Also referenced in genus Mammillaria ; includes synonym Coryphantha
densispina
=483 Also referenced as Lobeira macdougallii andNopalxochia macdougallii
=484 Also referenced as Echinocereus lindsayi
=485 Also referenced in genera Cereus andWilcoxia
=486 Also referenced in genus Coryphantha ; formerly included in Escobaria
sneedii and includes synonym Escobaria nellieae
=487 Also referenced in genus Coryphantha : includes Escobaria leei as a
subspecies
=488 Also referenced as Solisia pectinata
=489 Also referenced as Backebergia militaris, Cephalocereus militaris and
Mitrocereus militaris ; includes synonym Pachycereus chrysomallus
=490 Includes Pediocactus bradyi ssp. despainii andPediocactus bradyi ssp.
winkleri and synonyms Pediocactus despainii andPediocactus winkleri
=491 Also referenced in genus Toumeya
=492 Also referenced in genera Navajoa, Toumeya and Utahia includes
Pediocactus peeblesianus var.fickeisenii
=493 Also referenced as genera Echinocactus andUtahia
=494 Includes generic synonym Encephalocarpus
=495 Includes synonym Ancistrocactus tobuschii andFerocactus tobuschii
=496 Also referenced in genera Neolloydia and Echinomastus ; includes
synonyms Echinomastus acunensis andEchinomastus krausei!M21997R0338 — EN — 27.11.1997 — 002.001 — 26
=497 Includes synonyms Ferocactus glaucus, sclerocactus brevispinus,
Sclerocactus wetlandicus andSclerocactus wetlandicus spp. ilseae
=498 Also referenced as genera Echinocactus, Echinomastus andNeolloydia
=499 Also referenced as genera Coloradoa, Echinocactus, Ferocactus and
Pediocactus
=500 Also referenced in genera Echinocactus, Mammillaria, Pediocactus and
Toumeya
=501 Also referenced as Echinocactus andFerocactus
=502 Also referenced as Pediocactus
=503 Includes generic synonyms Gymnocactus, Normanbokea andRapicactus
=504 Also referenced as Saussurea lappa
=505 Also referenced as Euphorbia decaryi var.capsaintemariensis
=506 Includes Euphorbia cremersii fa.viridifolia andEuphorbia cremersii var.
rakotozafyi
=507 Includes Euphorbia cylindrifolia ssp.tuberifera
=508 Includes Euphorbia decaryi vars. ampanihyensis, robinsonii and
spirosticha
=509 Includes Euphorbia moratii vars. antsingiensis, bemarahensis and
multiflora
=510 Also referenced as Euphorbia capsaintemariensis var.tulearensis
=511 Also referenced as Engelhardia pterocarpa
=512 Includes Aloe compressa var. rugosquamosa and Aloe compressa var.
schistophila
=513 Includes Aloe haworthioides var.aurantiaca
=514 Includes Aloe laeta var.maniaensis
=515 Formerly included in Talauma hodgsonii
=516 Includes families Apostasiaceae and Cypripediaceae as subfamilies
Apostasioideae and Cypripedioideae
=517 Anacampseros australiana and A. kurtzii are also referenced in genus
Grahamia
=518 Formerly included in Anacampseros spp.
=519 Also referenced as Sarracenia rubra ssp.alabamensis
=520 Also referenced as Sarracenia rubra ssp.jonesii
=521 Formerly included in ZAMIACEAE spp.
=522 Includes synonym Stangeria paradoxa
=523 Also referenced as Taxus baccata ssp.wallichiana
=524 Includes synonym Welwitschia bainesii
=525 Includes synonym Vulpes vulpes leucopus
=526 Also referenced as Erithacus pectardens
=527 Also referenced as Pogonocichla swynnertoni
=528 Also referenced as Platylophus leucopterus
=529 Includes Lapemis hardwickii
=530 Includes Hippocampus agnesiae, Hippocampus bleekeri, Hippocampus
graciliformis andHippocampus macleayina .
=531 Includes Hippocampus elongatus andHippocampus subelongatus .
=532 Includes Hippocampus tuberculatus .
=533 Includes Hippocampus subcoronatus
=534 Includes Hippocampus fasciatus andHippocampus mohnikei
=535 Includes Hippocampus brunneus, Hippocampus fascicularis, Hippocam-
pus hudsonius, Hippocampus kinkaidi, Hippocampus laevicaudatus,Hippocampus marginalis, Hippocampus punctulatus, Hippocampusstylifer, Hippocampus tetragonurus andHippocampus villosus .
=536 Includes Hippocampus obscurus!
M21997R0338 — EN — 27.11.1997 — 002.001 — 27
=537 Includes Hippocampus antiquorum, Hippocampus antiquus, Hippocam-
pus brevirostris, Hippocampus europeaus, Hippocampus heptagonus,Hippocampus pentagonus andHippocampus vulgaris .
=538 Includes Hippocampus ecuadorensis, Hippocampus gracilis, Hippocam-
pus hildebrandi andHippocampus ringens .
=539 Includes Hippocampus atterimus, Hippocampus barbouri, Hippocampus
fisheri, Hippocampus hilonis, Hippocampus melanospilos, Hippocampusmoluccensis, Hippocampus natalensis, Hippocampus polytaenia, Hippo-campus rhyncomacer, Hippocampus taeniopterus and Hippocampus
valentyni .
=540 Includes Hippocampus suezensis
=541 Includes Hippocampus dahli andHippocampus lenis .
=542 Includes Hippocampus atrichus, Hippocampus guttulatus, Hippocampus
jubatus, Hippocampus longirostris, Hippocampus microcoronatus,
Hippocampus microstephanus, Hippocampus multiannularis, Hippocam-pus rosaceus andHippocampus trichus .
=543 Includes Hippocampus obtusus andHippocampus poeyi .
=544 Includes Hippocampus chinensis, Hippocampus kampylotrachelos,
Hippocampus manadensis, Hippocampus mannulus and Hippocampus
sexmaculatus .
=545 Includes Hippocampus novaehollandiae
=546 Includes Hippocampus regulus andHippocampus rosamondae
17. The symbol ‘°’ followed by a number placed against the name of a species or
higher taxon shall be interpreted as follows:
°601 A zero annual export quota has been established. All specimens shall be
deemed to be specimens of species included in Annex A and theprovisions of this Regulation shall be applied to them accordingly.
°602 Specimens of the domesticated form are not subject to the provisions of
the Regulation.
°603 Annual export quotas for live specimens and hunting trophies are granted
as follows:
Botswana: 5Namibia: 150
Zimbabwe: 50
The trade in such specimens is subject to the provisions of Article 4.1 of
the Regulation.
°604 For the exclusive purpose of allowing: 1) export of hunting trophies for
non-commercial purposes; 2) export of live animals to appropriate andacceptable destinations (Namibia: for non-commercial purposes only);
3) export of hides (Zimbabwe only); 4) export of leather goods and ivory
carvings for non-commercial purposes (Zimbabwe only).
No international trade in ivory is permitted before 18 March 1999.
Thereafter, under experimental quotas for raw ivory not exceeding 25,3tonnes (Botswana), 13,8 tonnes (Namibia) and 20 tonnes (Zimbabwe),raw ivory may be exported to Japan subject to the conditions establishedin Decision of the Conference of the Parties regarding ivory No 10.1. Allother specimens shall be deemed to be specimens of species included in
Annex A and the provisions of this Regulation shall be applied to them
accordingly.
°605 For the exclusive purpose of allowing international trade in live animals
to appropriate and acceptable destinations and hunting trophies. All otherspecimens shall be deemed to be specimens of species included in AnnexA and the provisions of this Regulation shall be applied to themaccordingly.
°606 For the exclusive purpose of allowing international trade in wool sheared
from live vicunas of the populations included in Annex B (see +209), and
the stock extant at the time of the ninth meeting of the Conference of the
Parties (November 1994) in Peru of 3 249 kg of wool, and in cloth anditems made thereof, including luxury handicrafts and knitted articles.The reverse side of the cloth must bear the logotype adopted by the rangestates of the species, which are signatories to the Convenion para laConservación y Manejo de la Vicuna, and the selvages the words‘VICUNA — COUNTR Y OF ORIGIN’, depending on the country of
origin. All other specimens shall be deemed to be specimens of species
included in Annex A and the provisions of this Regulation shall beapplied to them accordingly.!
M21997R0338 — EN — 27.11.1997 — 002.001 — 28
°607 Fossils are not subject to the provisions of the Regulation.
°608 Artificially propagated specimens of the following hybrids and/or
cultivars are not subject to the provisions of the Regulation:
Hatiora ×graeseri
Schlumbergera ×buckleyi
Schlumbergera russelliana ×Schlumbergera truncata
Schlumbergera orssichiana ×Schlumbergera truncata
Schlumbergera opuntioides ×Schlumbergera truncata
Schlumbergera truncata (cultivars)
Gymnocalycium mihanovichii (cultivars) forms lacking chlorophyll,
grafted on the following grafting stocks: Harrisia’ ‘Jusbertii’, Hylocer-
eus trigonus orHylocereus undatus
Opuntia microdasys (cultivars)
°609 Artificially propagated specimens of cultivars of Euphorbia trigona are
not subject to the provisions of the Regulation.
°610 Seedling or tissue cultures obtained in vitro , in solid or liquid media,
transported in sterile containers are not subject to the provisions of the
Regulation.
°611 Artificially propagated specimens of cultivars of Cyclamen persicum are
not subject to the provisions of the Regulation. However, the exemptiondoes not apply to such specimens traded as dormant tubers
18. In accordance with Article 2 (t) of this Regulation, the symbol ‘#’ followed by a
number placed against the name of a species or higher taxon included in AnnexB designates parts or derivatives which are specified in relation thereto for thepurposes of the Regulation as follows:
#1 designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers, and
(c) cut flowers of artificially propagated plants.
#2 designates all parts and derivations, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) chemical derivations.
#3 designates whole and sliced roots and parts of roots, excluding
manufactured parts or derivatives such as powders, pills, extracts, tonics,teas and confectionery.
#4 designates all parts and derivatives, except:
(a) seeds, except those from Mexican cacti originating in Mexico,
and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowers of artificially propagated plants;
(d) fruits and parts and derivatives thereof of naturalised or
artificially propagated plants; and
(e) separate stem joints (pads) and parts and derivatives therefore of
naturalised or artifically propagated plants of the genus Opuntia
subgenus Opuntia .
#5 designates logs, sawn wood and veneer sheets;
#6 designates logs, wood-chips and unprocessed broken material;
#7 designates all parts and derivatives, except:
(a) seeds and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and!
M21997R0338 — EN — 27.11.1997 — 002.001 — 29
(d) fruits and parts and derivatives thereof of artificially propagated
plants of the genus V anilla .
#8 designates all parts and derivatives, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro , in solid or liquid
media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) finished pharmaceutical products.
19. As none of the species or higher taxa of FLORA included in Annex A is
annotated to the effect that its hybrids shall be treated in accordance with theprovisions of Article 4.1 of the Regulation, this means that artificallypropagated hybrids produced from one or more of these species or taxa may
be traded with a certificate of artificial propagation, and that seeds and pollen
(including pollinia), cut flowers, seedling or tissue cultures obtained in vitro ,i n
solid or liquid media, transported in sterile containers of these hybrids are notsubject to the provisions of the Regulation.
20. In respect of fauna species listed in Annex D, the provisions, shall apply only to
live specimens and whole or substantially whole, dead specimens except fortaxa which are annotated as follows to show that other parts and derivatives arealso covered:
§ 1 Any whole or substantially whole skins, raw or tanned.
§ 2 Any feathers or any skin or other part with feathers on it.
21. In respect of flora species listed in Annex D, the provisions shall apply only to
live specimens except for taxa which are annotated as follows to show that otherparts and derivatives are also covered:
§ 3 Dried and fresh plants, including; leaves, roots/rootstock, stems, seeds/
spores, bark and fruits.!
M21997R0338 — EN — 27.11.1997 — 002.001 — 30
Annex A Annex B Annex C Common name
FAUNA
CHORDATA
MAMMALIA
MONOTREMATA
Tachyglossidae Zaglossus spp. (II) Long-nosed echina
DASYUROMORPHIA
Dasyuridae Sminthopsis longicau-
data (I)Long-tailed dunnart
Sminthopsis psammo-
phila (I)Sandhill dunnart
Thylacinidae Thylacinus cynocepha-
lusp.e. (I)Thylacine
PERAMELEMORPHIA
Peramelidae Chaeropus ecaudatus
p.e. (I)Pig-footed bandicoot
Macrotis lagotis (I) Greater bilby
Macrotis leucura (I) Lesser bilby
Perameles bougainville
(I)Western barred bandi-
coot
DIPROTODONTIAPhalangeridae Phalanger orientalis
(II)Grey cuscus
Spilocuscus maculatus
(II) =301Common spotted cuscus
V ombatidae Lasiorhinus krefftii (I) Northern hairy-nosed
wombat
Macropodidae Dendrolagus dorianus Unicoloured tree kan-
garoo
Dendrolagus goodfello-
wiGoodfellow’ s tree kan-
garoo
Dendrolagus inustus
(II)Grizzled tree-kangaroo
Dendrolagus matschiei Matschie’ s tree kangaroo
Dendrolagus ursinus
(II)V ogelkop tree-kangaroo
Lagorchestes hirsutus
(I)Rufous hare-wallaby
Lagostrophus fasciatus
(I)Banded hare-wallaby
Onychogalea fraenata
(I)Bridled nailtail wallaby
Onychogalea lunata (I) Crescent nailtail wallaby
Potoroidae Bettongia spp. (I) Bettongs!
M21997R0338 — EN — 27.11.1997 — 002.001 — 31
Annex A Annex B Annex C Common name
Caloprymnus campes-
trisp.e. (I)Desert rat-kangaroo
CHIROPTERA
Pteropodidae Acerodon spp. * (II) Flying foxes
Acerodon jubatus (I) Golden-capped fruit bat
Acerodon lucifer p.e. (I) Panay giant fruit bat
Pteropus spp . * (II) Flying-foxes
Pteropus insularis (I) Truk flying-fox
Pteropus livingstonei
(II)Comoro black flying-fox
Pteropus mariannus (I) Micronesian flying-fox
Pteropus molossinus (I) Pohnpei flying-fox
Pteropus phaeocepha-
lus(I)Mortlock flying-fox
Pteropus pilosus (I) Large Palau flying-fox
Pteropus rodricensis
(II)Rodriques flying-fox
Pteropus samoensis (I) Samoan flying-fox
Pteropus tonganus (I) Insular flying-fox
Pteropus voeltzkowi (II) Pemba flying-fox
Phyllostomidae Platyrrhinus lineatus
(III UY)=302White-lined bat
PRIMATES PRIMATES spp. * (II)
=303Primates
Lemuridae Lemuridae spp. (I) Lemurs
Megaladapidae Megaladapidae spp. (I)
=304Sportive lemurs
Cheirogaleidae Cheirogaleidae spp. (I) Dwarf lemurs and
mouse-lemurs
Indridae Indridae spp. (I) Indri, sifakas and woolly
lemurs
Daubentoniidae Daubentonia madagas-
cariensis (I)Aye-aye
Tarsiidae Tarsius spp. (II) Tarsiers
Callithricidae Callimico goeldii (I) Goeldi’ s marmoset
Callithrix aurita (I)
=305Buffy-tufted-ear mar-
moset
Callithrix flaviceps (I)
=305Buffy-headed marmoset
Leontopithecus spp. (I)
=306Lion tamarins
Saguinus bicolor (I) Bare-faced tamarin
Saguinus geoffroyi (I)
=307Rufous-naped tamarin
Saguinus leucopus (I) White-footed tamarin!M21997R0338 — EN — 27.11.1997 — 002.001 — 32
Annex A Annex B Annex C Common name
Saguinus oedipus (I) Cotton-headed tamarin
Cebidae Alouatta coibensis (I)
=308Coibensis howler
Alouatta palliata (I) Mantled howler
Alouatta pigra (I) =309 Guatemalan howler
Ateles geoffroyi fronta-
tus(I)Black-browed spider
monkey
Ateles geoffroyi pana-
mensis (I)Red spider monkey
Brachyteles ara-
chnoides (I)Woolly spider monkey
Cacajao spp. (I) Uakaris
Callicebus personatus
(II)Masked titi
Chiropotes albinasus (I) White-nosed saki
Lagothrix flavicauda (I) Y ellow-tailed woolly
monkey
Saimiri oerstedii (I) Central American squir-
rel monkey
Cercopithecidae Cercocebus galeritus (I/
II) ×701Crested mangabey
Cercopithecus diana (I)
=310Diana guenon
Cercopithecus solatus
(II)Sun-tailed monkey
Colobus satanas (II) Black colobus
Macaca silenus (I) Lion-tailed macaque
Mandrillus leucophaeus
(I) =311Drill
Mandrillus sphinx (I)
=311Mandrill
Nasalis concolor (I)
=312Pig-tailed langur
Nasalis larvatus (I) Proboscis monkey
Presbytis potenziani (I) Mentawai leaf monkey
Procolobus pennantii
(I/II) ×702Eastern red colobus
Procolobus preussi (II) Preuss’ s colobus
Procolobus rufomitra-
tus(I) =313Tana River colobus
Pygathrix spp. (I) =314 Snub-nosed monkeys
Semnopithecus entellus
(I) =315Hanuman langur
Trachypithecus francoi-
si(II)François’ leaf monkey
Trachypithecus geei (I)
=316Golden langur!M21997R0338 — EN — 27.11.1997 — 002.001 — 33
Annex A Annex B Annex C Common name
Trachypithecus johnii
(II)Nilgiri langur
Trachypithecus pileatus
(I) =317Capped langur
Hylobatidae Hylobatidae spp. (I) Gibbons
Hominidae Gorilla gorilla (I) Gorilla
Panspp. (I) Chimpanzees
Pongo pygmaeus (I) Orang-utan
XENARTHRA
Myrmecophagidae Myrmecophaga tridac-
tyla(II)Giant anteater
Tamandua mexicana
(III GT) =318Tamandua
Bradypodidae Bradypus variegatus
(II) =319Brown-throated sloth
Megalonychidae Choloepus hoffmanni
(III GT)Hoffman’ s two-toed
sloth
Dasypodidae Cabassous centralis (III
GT)Northern naked-tailed
armadillo
Cabassous tatouay (III
GT) =320Greater naked-tailed ar-
madillo
Chaetophractus nationi
(II) °601Hairy armadillo
Priodontes maximus (I)
=321Giant armadillo
PHOLIDOTA
Manidae Manis spp. (II) Pangolins
LAGOMORPHA
Leporidae Caprolagus hispidus (I) Hispid rabbit
Romerolagus diazi (I) V olcano rabbit
RODENTIA
Sciuridae Cynomys mexicanus (I) Mexican prairie dog
Epixerus ebii (III GH) Ebian’ s palm squirrel
Marmota caudata (III
IN)Long-tailed marmot
Marmota himalayana
(III IN)Himalayan marmot
Ratufa spp. (II) Giant squirrels
Sciurus deppei (III CR) Deppe’ s squirrel
Anomaluridae Anomalurus beecrofti
(III GH)Beecroft’ s flying squirrel
Anomalurus derbianus
(III GH)Lord Derby’ s flying
squirrel
Anomalurus pelii (III
GH)Pel’ s flying squirrel!M21997R0338 — EN — 27.11.1997 — 002.001 — 34
Annex A Annex B Annex C Common name
Idiurus macrotis (III
GH)Long-eared flying squir-
rel
Muridae Leporillus conditor (I) Greater stick-nest rat
Pseudomys praeconis
(I)Shark Bay mouse
Xeromys myoides (I) False water-rat
Zyzomys pedunculatus
(I)Central rock-rat
Hystricidae Hystrix cristata (III
GH)North African crested
porcupine
Erethizontidae Sphiggurus mexicanus
(III HN) =322Mexican tree porcupine
Sphiggurus spinosus
(III UY) =322Spiny tree porcupine
Agoutidae Agouti paca (III HN)
=323Spotted paca
Dasyproctidae Dasyprocta punctata
(III HN)Central American agouti
Chinchillidae Chinchilla spp. (I) °602 Chinchillas
CETACEA CETACEA spp. (I/II)
×703Cetaceans
CARNIVORA
Canidae Canis aureus (III IN) Golden jackal
Canis lupus** (I/II) −
101×704Canis lupus * (II) +201 Grey wolf
Canis simensis Ethiopian wolf
Cerdocyon thous (II)
=324Forest fox
Chrysocyon brachyurus
(II)Maned wolf
Cuon alpinus (II) Asiatic wild dog
Pseudalopex culpaeus
(II) =324Colpeo fox
Pseudalopex griseus
(II) =325Argentine grey fox
Pseudalopex gymnocer-
cus(II) =324Pampa fox
Speothos venaticus (I) Bush dog
Vulpes bengalensis (III
IN)Bengal fox
Vulpes cana (II) Blanford’ s fox
Vulpes zerda (II) =326 Fennec fox
Ursidae Ursidae spp. * (II) Bears
Ailuropoda melanoleu-
ca(I)Giant panda
Ailurus fulgens (I) Lesser panda
Helarctos malayanus (I) Sun bear!M21997R0338 — EN — 27.11.1997 — 002.001 — 35
Annex A Annex B Annex C Common name
Melursus ursinus (I) Sloth bear
Tremarctos ornatus (I) Spectacled bear
Ursus arctos (I/II) ×705 Brown bear
Ursus thibetanus (I)
=327Asiatic black bear
Procyonidae Bassaricyon gabbii (III
CR)Bushy-tailed olingo
Bassariscus sumichrasti
(III CR)Central American caco-
mistle
Nasua narica (III HN)
=328Coati
Nasua nasua solitaria
(III UY)South Brazilian coati
Potos flavus (III HN) Kinkajou
MustelidaeLutrinae Lutrinae spp. * Otters
Aonyx congicus ** (I)
+202 =329Cameroon clawless otter
Enhydra lutris nereis (I) Southern sea otter
Lontra felina (I) =331 Marine otter
Lontra longicaudis (I)
=332South American river
otter
Lontra provocax (I)
=331Southern river otter
Lutra lutra (I) Eurasian otter
Pteronura brasiliensis
(I)Giant otter
Mephitinae Conepatus humboldtii
(II)Patagonian hog-nosed
skunk
Mustelinae Eira barbara (III HN) Tayra
Galictis vittata (III CR)
=330Greater grison
Martes flavigula (III
IN)Y ellow-throated marten
Martes foina intermedia
(III IN)Stone marten
Martes gwatkinsii (III
IN) =333Nilgiri marten
Mellivora capensis (III
BW/GH)Honey badger
Mustela altaica (III IN) Mountain weasel
Mustela kathiah (III IN) Y ellow-bellied weasel
Mustela nigripes (I) Black-footed ferret
Mustela sibirica (III IN) Siberian weasel
Viverridae Arctictis binturong (III
IN)Binturong!
M21997R0338 — EN — 27.11.1997 — 002.001 — 36
Annex A Annex B Annex C Common name
Civettictis civetta (III
BW) =334African civet
Cryptoprocta ferox (II) Fossa
Cynogale bennettii (II) Otter-civet
Eupleres goudotii (II)
=335Falanouc
Fossa fossana (II) Malagasy civet
Hemigalus derbyanus
(II)Banded palm civet
Paguma larvata (III IN) Masked palm civet
Paradoxurus hermaph-
roditus (III IN)Common palm civet
Paradoxurus jerdoni
(III IN)Jerdon’ s palm civet
Prionodon linsang (II) Banded linsang
Prionodon pardicolor
(I)Spotted linsang
Viverra civettina (III
IN) =336Malabar large-spotted
civet
Viverra zibetha (III IN) Large Indian civet
Viverricula indica (III
IN)Small Indian civet
Herpestidae Herpestes brachyurus
fusca (III IN) =337Indian brown mongoose
Herpestes edwardsii (III
IN)Indian grey mongoose
Herpestes javanicus
auropunctata (III IN)=338Small Indian mongoose
Herpestes smithii (III
IN)Ruddy mongoose
Herpestes urva (III IN) Crab-eating mongoose
Herpestes vitticollis (III
IN)Stripe-necked mongoose
Hyaenidae Parahyaena brunnea
(II) =339Brown hyaena
Proteles cristatus (III
BW)Aardwolf
F elidae Felidae spp. * (II) °602 Cats
Acinonyx jubatus (I)
°603Cheetah
Caracal caracal ** (I)
+203 =340Asian Caracal
Catopuma temminckii
(I) =341Asiatic golden cat
Felis nigripes (I) Black-footed cat
Felis silvestris (II) Wild cat!
M21997R0338 — EN — 27.11.1997 — 002.001 — 37
Annex A Annex B Annex C Common name
Herpailurus yaguaron-
di** (I) +204 =341Jaguarundi
Leopardus pardalis (I)
=341Ocelot
Leopardus tigrinus (I)
=341Little spotted cat
Leopardus wiedii (I)
=341Margay
Lynx lynx (II) =341 Eurasian lynx
Lynx pardinus (I) =342 Iberian lynx
Neofelis nebulosa (I) Clouded leopard
Oncifelis geoffroyi (I)
=341Geoffroy’ s cat
Oreailurus jacobita (I)
=341Andean cat
Panthera leo persica (I) Asiatic lion
Panthera onca (I) Jaguar
Panthera pardus (I) Leopard
Panthera tigris (I) Tiger
Pardofelis marmorata
(I) =341Marbled cat
Prionailurus bengalen-
sis bengalensis **
(I)+205 =341Bengal leopard cat
Prionailurus bengalen-
sis iriomotensis(II)=341Iriomote cat
Prionailurus planiceps
(I) =341Flat-headed cat
Prionailurus rubigino-
sus** (I) +206 =341Rusty-spotted cat
Puma concolor coryi (I)
=341Florida puma
Puma concolor costar-
icensis (I) =341Costa Rican puma
Puma concolor cougar
(I) =341Eastern puma
Uncia uncia (I) =343 Snow leopard
Otariidae Arctocephalus spp. *
(II)Fur seals
Arctocephalus philippii
(II)Juan Fernandez fur seal
Arctocephalus townsen-
di(I)Guadelupe fur seal
Odobenidae Odobenus rosmarus (III
CA)Walrus
Phocidae Mirounga leonina (II) Southern elephant-seal
Monachus spp. (I) Monk seals!
M21997R0338 — EN — 27.11.1997 — 002.001 — 38
Annex A Annex B Annex C Common name
PROBOSCIDEA
Elephantidae Elephas maximus (I) Asian elephant
Loxodonta africana
**(I) −102Loxodonta africana *
(II) +207 °604African elephant
SIRENIA
Dugongidae Dugong dugon (I/II)
×706Dugong
Trichechidae Trichechidae spp. (I/II)
×707Manatees
PERISSODACTYLA
Equidae Equus africanus (I)
=344African ass
Equus grevyi (I) Grevy’ s zebra
Equus hemionus (I/II)
×708Asiatic wild ass
Equus kiang (II) =345 Kiang
Equus onager * (II)
=345Onager ass
Equus onager khur (I)
=345Indian wild ass
Equus przewalskii (I)
=346Przewalski’ s horse
Equus zebra hartman-
nae(II)Hartmann’ s mountain
zebra
Equus zebra zebra (I) Cape mountain zebra
Tapiridae Tapiridae spp. ** (I) Tapirs
Tapirus terrestris (II) Brazilian tapir
Rhinocerotidae Rhinocerotidae spp. **
(I)Rhinoceroses
Ceratotherium simum
simum * (II) °605 +208Southern white rhino
ARTIODACTYLA
Suidae Babyrousa babyrussa
(I)Babirusa
Sus salvanius (I) Pygmy hog
Tayassuidae Tayassuidae spp. * (II)
−103Peccaries
Catagonus wagneri (I) Chacoan peccary
Hippopotamidae Hexaprotodon liberien-
sis(II) =347Pygmy hippopotamus
Hippopotamus amphi-
bius (II)Hippopotamus
Camelidae Lama guanicoe (II) Guanaco
Vicugna vicugna ** (I)
−104Vicugna vicugna * (II)
°606 +209Vicuña
Tragulidae Hyemoschus aquaticus
(III GH)Water chevrotain!M21997R0338 — EN — 27.11.1997 — 002.001 — 39
Annex A Annex B Annex C Common name
Moschidae Moschus spp. ** (I)
+210Moschus spp. * (II) −
105Musk deer
Cervidae Axis porcinus annamiti-
cus(I) =348Indochina hog deer
Axis calamianensis (I)
=349Calamian deer
Axis kuhlii (I) =350 Kuhl’ s hog deer
Blastocerus dichotomus
(I)Marsh deer
Cervus duvaucelii (I) Swamp deer
Cervus elaphus bac-
trianus (II)Bactrian deer
Cervus elaphus bar-
barus (III TN)Barbary deer
Cervus elaphus hanglu
(I)Hangul
Cervus eldii (I) Thamin
Dama mesopotamica (I)
=351Persian fallow deer
Hippocamelus spp. (I) Huemuls
Mazama americana
cerasina (III GT)Middle American red
brocket
Megamuntiacus vu-
quanghensis (I)Giant muntjac
Muntiacus crinifrons (I) Black muntjac
Odocolieus virginianus
mayensis (III GT)Guatemalan white-tailed
deer
Ozotoceros bezoarticus
(I)Pampas deer
Pudu mephistophiles
(II)Northern pudu
Pudu puda (I) Southern pudu
Antilocapridae Antilocapra americana
(I) +211Mexican pronghorn
Bovidae Addax nasomaculatus
(I)Addax
Ammotragus lervia (II) Barbary sheep
Antilope cervicapra (III
NP)Blackbuck
Bison bison athabascae
(II)Wood bison
Bos gaurus (I) =352 Gaur
Bos mutus (I) °602
=353Wild yak
Bos sauveli (I) =354 Kouprey
Bubalus arnee (III NP)
=355Wild Asiatic buffalo!M21997R0338 — EN — 27.11.1997 — 002.001 — 40
Annex A Annex B Annex C Common name
Bubalus depressicornis
(I) =356Lowland anoa
Bubalus mindorensis (I)
=356Tamaraw
Bubalus quarlesi (I)
=356Mountain anoa
Budorcas taxicolor (II) Takin
Capra falconeri (I) Markhor
Cephalophus dorsalis
(II)Bay duiker
Cephalophus jentinki
(I)Jentink’ s duiker
Cephalophus monticola
(II)Blue duiker
Cephalophus ogilbyi
(II)Ogilby’ s duiker
Cephalophus silvicultor
(II)Y ellow-backed duiker
Cephalophus zebra (II) Banded duiker
Damaliscus lunatus (III
GH)Tsessebi
Damaliscus pygargus
pygargus (II) =357Bontebok
Gazella cuvieri (III TN) Edmi gazelle
Gazella dama (I) Dama gazelle
Gazella dorcas (III TN) Dorcas gazelle
Gazella leptoceros (III
TN)Rhim
Hippotragus niger var-
iani (I)Giant sable antelope
Kobus leche (II) Lechwe
Naemorhedus baileyi
(I) =358Red goral
Naemorhedus caudatus
(I) =358Chinese goral
Naemorhedus goral (I) Goral
Naemorhedus suma-
traensis (I) =359Mainland serow
Oryx dammah (I) =360 Scimitar-horned oryx
Oryx leucoryx (I) Arabian oryx
Ovis ammon * (II) Argali
Ovis ammon hodgsonii
(I)Tibetan argali
Ovis ammon nigrimon-
tana (I)
Ovis canadensis (II)
+211Mexican bighorn sheep!M21997R0338 — EN — 27.11.1997 — 002.001 — 41
Annex A Annex B Annex C Common name
Ovis orientalis ophion
(I) =361Cyprus mouflon
Ovis vignei vignei (I)
=362Ovis vignei * Urial
Pantholops hodgsonii
(I)Chiru
Pseudoryx nghetinhen-
sis(I)Vu Quang ox
Rupicapra pyrenaica
ornata (I) =363Abruzzo chamois
Saiga tatarica (II) Saiga antelope
Tetracerus quadricornis
(III NP)Four-horned antelope
Tragelaphus eurycerus
(III GH) =364Bongo
Tragelaphus spekei (III
GH)Sitatunga
AVES
STRUTHIONIFORMES
Struthionidae Struthio camelus (I)
+212Ostrich
RHEIFORMES
Rheidae Rhea americana (II) Greater rhea
Rhea pennata (I) =365 Lesser rhea
TINAMIFORMES
Tinamidae Tinamus solitarius (I) Solitary tinamou
SPHENISCIFORMES
Spheniscidae Spheniscus demersus
(II)Jackass penguin
Spheniscus humboldti
(I)Humboldt penguin
PODICIPEDIFORMES
Podicipedidae Podilymbus gigas (I) Atitlan Grebe
PROCELLARIIFORMES
Diomedeidae Diomedea albatrus (I) Short-tailed albatross
PELECANIFORMESPelecanidae Pelecanus crispus (I) Dalmatian pelican
Sulidae Papasula abbotti (I)
=366Abbott’ s booby
Fregatidae Fregata andrewsi (I) Christmas frigatebird
CICONIIFORMES
Ardeidae Ardea goliath (III GH) Goliath heron
Bubulcus ibis (III GH)
=367Cattle egret!
M21997R0338 — EN — 27.11.1997 — 002.001 — 42
Annex A Annex B Annex C Common name
Casmerodius albus (III
GH) =368Great egret
Egretta garzetta (III
GH)Little egret
Balaenicipitidae Balaeniceps rex (II) Shoebill
Ciconiidae Ciconia boyciana (I)
=369Oriental stork
Ciconia nigra (II) Black stork
Ciconia stormi Storm’ s stork
Ephippiorhynchus sene-
galensis (III GH)Saddle-billed stork
Jabiru mycteria (I) Jabiru
Leptoptilos crumeni-
ferus (III GH)Marabou stork
Leptoptilos dubius Greater adjutant stork
Mycteria cinerea (I) Milky stork
Threskiornithidae Bostrychia hagedash
(III GH) =370Hadada ibis
Bostrychia rara (III
GH) =371Spot-breasted ibis
Eudocimus ruber (II) Scarlet ibis
Geronticus calvus (II) Bald ibis
Geronticus eremita (I) Waldrapp
Nipponia nippon (I) Crested ibis
Platalea leucorodia (II) Eurasian spoonbill
Pseudibis gigantea Giant ibis
Threskiornis aethiopi-
cus(III GH)Sacred ibis
Phoenicopteridae Phoenicopteridae spp. *
(II)Flamingos
Phoenicopterus ruber
(II)Greater flamingo
ANSERIFORMES
Anatidae Alopochen aegyptiacus
(III GH)Egyptian goose
Anas acuta (III GH) Northern pintail
Anas aucklandica (I)
=372Brown teal
Anas bernieri (II) Madagascar teal
Anas capensis (III GH) Cape teal
Anas clypeata (III GH)
=373Northern shoveler
Anas crecca (III GH) Common teal
Anas formosa (II) Baikal teal!M21997R0338 — EN — 27.11.1997 — 002.001 — 43
Annex A Annex B Annex C Common name
Anas laysanensis (I)
=374Laysan duck
Anas oustaleti (I) =375 Marianas mallard
Anas penelope (III GH) Eurasian wigeon
Anas querquedula (III
GH)Garganey
Aythya innotata Madagascar pochard
Aythya nyroca (III GH)
=376Ferruginous duck
Branta canadensis leu-
copareia (I)Aleutian goose
Branta ruficollis (II) Red-breasted goose
Branta sandvicensis (I) Nene
Cairina moschata (III
HN)Muscovy duck
Cairina scutulata (I) White-winged duck
Coscoroba coscoroba
(II)Coscoroba swan
Cygnus melanocorypha
(II)Black-necked swan
Dendrocygna arborea
(II)West Indian whistling-
duck
Dendrocygna autumna-
lis(III HN)Black-bellied whistling-
duck
Dendrocygna bicolor
(III GH/HN) =377Fulvous whistling-duck
Dendrocygna viduata
(III GH)White-faced whistling-
duck
Mergus octosetaceus Brazilian merganser
Nettapus auritus (III
GH)African pygmy-goose
Oxyura leucocephala
(II)White-headed duck
Plectropterus gamben-
sis(III GH)Spur-winged goose
Pteronetta hartlaubii
(III GH) =378Hartlaub’ s duck
Rhodonessa caryophyl-
lacea p.e. (I)Pink-headed duck
Sarkidiornis melanotos
(II)Comb duck
Tadorna cristata Crested shelduck
F ALCONIFORMES F ALCONIFORMES
spp. * (II) −106Diurnal birds of prey
Cathartidae Gymnogyps california-
nus(I)California condor
Sarcoramphus papa (III
HN)King vulture!M21997R0338 — EN — 27.11.1997 — 002.001 — 44
Annex A Annex B Annex C Common name
Vultur gryphus (I) Andean condor
Pandionidae Pandion haliaetus (II) Osprey
Accipitridae Accipiter brevipes (II) Levant sparrowhawk
Accipiter gentilis (II) Northern goshawk
Accipiter nisus (II) Eurasian sparrowhawk
Aegypius monachus (II) Cinereous vulture
Aquila adalberti (I)
=379Adalbert’ s eagle
Aquila chrysaetos (II) Golden eagle
Aquila clanga (II) Greater spotted eagle
Aquila heliaca (I) Imperial eagle
Aquila pomarina (II) Lesser spotted eagle
Buteo buteo (II) Common buzzard
Buteo lagopus (II) Rough legged buzzard
Buteo rufinus (II) Long-legged buzzard
Chondrohierax uncina-
tus wilsonii (I) =380Cuban hook-billed kite
Circaetus gallicus (II) Short-toed snake-eagle
Circus aeruginosus (II) Western marsh-harrier
Circus cyaneus (II) Northern harrier
Circus macrourus (II) Pallid harrier
Circus pygargus (II) Montagu’ s harrier
Elanus caeruleus (II) Black-winged kite
Eutriorchis astur (II) Madagascar serpent-ea-
gle
Gypaetus barbatus (II) Lammergeier
Gyps fulvus (II) Eurasian griffon
Haliaeetus spp. (I/II)
×709Sea-eagles
Harpia harpyja (I) Harpy eagle
Hieraaetus fasciatus
(II)Bonelli’ s eagle
Hieraaetus pennatus
(II)Booted eagle
Leucopternis occiden-
talis (II)Grey-backed hawk
Milvus migrans (II) Black kite
Milvus milvus (II) Red kite
Neophron percnopterus
(II)Egyptian vulture
Pernis apivorus (II) European honey-buz-
zard!M21997R0338 — EN — 27.11.1997 — 002.001 — 45
Annex A Annex B Annex C Common name
Pithecophaga jefferyi
(I)Great Philippine eagle
Falconidae Falco araea (I) Seychelles kestrel
Falco biarmicus (II) Lanner falcon
Falco cherrug (II) Saker falcon
Falco columbarius (II) Merlin
Falco eleonorae (II) Eleonora’ s falcon
Falco jugger (I) Laggar falcon
Falco naumanni (II) Lesser kestrel
Falco newtoni ** (I)
+213Newton’ s kestrel
Falco pelegrinoides (I)
=381Barbary falcon
Falco peregrinus (I) Peregrine falcon
Falco punctatus (I) Mauritius kestrel
Falco rusticolus (I) Gyrfalcon
Falco subbuteo (II) Eurasian hobby
Falco tinnunculus (II) Common kestrel
Falco vespertinus (II) Red-footed falcon
GALLIFORMESMegapodiidae Macrocephalon maleo
(I)Maleo
Cracidae Crax spp. * (-/III) ×710 Curassows
Crax alberti (III CO) Blue-knobbed curassow
Crax blumenbachii (I) Red-billed curassow
Mitu mitu (I) =382 Alagoas curassow
Oreophasis derbianus
(I)Horned guan
Ortalis vetula (III GT/
HN)Plain chachalaca
Pauxi spp. (-/III) ×711
=383Helmeted curassows
Penelope albipennis (I) White-winged guan
Penelope purpurascens
(III HN)Crested guan
Penelopina nigra (III
GT)Highland guan
Pipile jacutinga (I)
=384Black-fronted piping
guan
Pipile pipile (I) =385 Trinidad piping guan
Phasianidae Agelastes meleagrides
(III GH)White-breasted guinea-
fowl
Agriocharis ocellata
(III GT)Ocellated turkey!
M21997R0338 — EN — 27.11.1997 — 002.001 — 46
Annex A Annex B Annex C Common name
Arborophila charltonii
(III MY)Chestnut-necklaced par-
tridge
Arborophila orientalis
(III MY) =386Grey-breasted partridge
Argusianus argus (II) Great argus
Caloperdix oculea (III
MY)Ferruginous partridge
Catreus wallichii (I) Cheer pheasant
Colinus virginianus
ridgwayi (I)Masked bobwhite
Crossoptilon crossopti-
lon(I)White eared-pheasant
Crossoptilon harmani
(I) =387Tibetan eared-pheasant
Crossoptilon mantchur-
icum (I)Brown eared-pheasant
Gallus sonneratii (II) Grey junglefowl
Ithaginis cruentus (II) Blood pheasant
Lophophorus impejanus
(I)Himalayan monal
Lophophorus lhuysii (I) Chinese monal
Lophophorus sclateri
(I)Sclater’ s monal
Lophura bulweri Bulwer’ s pheasant
Lophura diardi Siamese fireback
Lophura edwardsi (I) Edwards’ pheasant
Lophura erythrophthal-
ma(III MY)Crestless fireback
Lophura hatinhensis Vietnamese fireback
Lophura hoogerwerfi Sumatran pheasant
Lophura ignita (III MY) Crested fireback
Lophura imperialis (I) Imperial pheasant
Lophura inornata Salvadori’ s pheasant
Lophura leucomelanos Kalij pheasant
Lophura swinhoii (I) Swinhoe’ s pheasant
Melanoperdix nigra (III
MY)Black partridge
Odontophorus stro-
phiumGorgeted wood-quail
Ophrysia superciliosa Himalayan quail
Pavo muticus (II) Green peafowl
Polyplectron bicalcara-
tum(II)Grey peacock-pheasant
Polyplectron emphanum
(I)Palawan peacock phea-
sant!M21997R0338 — EN — 27.11.1997 — 002.001 — 47
Annex A Annex B Annex C Common name
Polyplectron germaini
(II)Germain’ s peacock-
pheasant
Polyplectron inopina-
tum(III MY)Mountain peacock-
pheasant
Polyplectron malacense
(II)Malayan peacock-phea-
sant
Polyplectron schleier-
macheri (II) =388Bornean peacock-phea-
sant
Rheinardia ocellata (I)
=389Crested argus
Rhizothera longirostris
(III MY)Long-billed partridge
Rollulus rouloul (III
MY)Crested partridge
Syrmaticus ellioti (I) Elliot’s pheasant
Syrmaticus humiae (I) Hume’ s pheasant
Syrmaticus mikado (I) Mikado pheasant
Tetraogallus caspius (I) Caspian snowcock
Tetraogallus tibetanus
(I)Tibetan snowcock
Tragopan blythii (I) Blyth’ s tragopan
Tragopan caboti (I) Cabot’ s tragopan
Tragopan melanoce-
phalus (I)Western tragopan
Tragopan satyra (III
NP)Satyr tragopan
Tympanuchus cupido
attwateri (I)Attwater’ s prairie-chick-
en
GRUIFORMES
Gruidae Gruidae spp. * (II) Cranes
Grus americana (I) Whooping crane
Grus canadensis (I/II)
×712Sandhill crane
Grus grus (II) Common crane
Grus japonensis (I) Red-crowned crane
Grus leucogeranus (I) Siberian crane
Grus monacha (I) Hooded crane
Grus nigricollis (I) Black-necked crane
Grus vipio (I) White-necked crane
Rallidae Gallirallus sylvestris (I)
=390Lord Howe rail
Rhynochetidae Rhynochetos jubatus (I) Kagu
Otididae Otididae spp. * (II) Bustards
Ardeotis nigriceps (I)
=391Indian bustard!M21997R0338 — EN — 27.11.1997 — 002.001 — 48
Annex A Annex B Annex C Common name
Chlamydotis undulata
(I)Houbara bustard
Eupodotis indica (II) Lesser florican
Eupodotis bengalensis
(I) =392Bengal florican
Otis tarda (II) Great bustard
Tetrax tetrax (II) Little bustard
CHARADRIIFORMES
Burhinidae Burhinus bistriatus (III
GT)Double-striped thick-
knee
Scolopacidae Numenius borealis (I) Eskimo curlew
Numenius tenuirostris
(I)Slender-billed curlew
Tringa guttifer (I) Nordmann’ s greenshank
Laridae Larus relictus (I) Relict gull
COLUMBIFORMES
Columbidae Caloenas nicobarica (I) Nicobar pigeon
Columba caribaea Ring-tailed pigeon
Claravis godefrida Purple-winged ground-
dove
Columba guinea (III
GH)Speckled pigeon
Columba iriditorques
(III GH) =393Western bronze-naped
pigeon
Columba livia (III, GH) Rock pigeon
Columba mayeri (III
MU) =394Pink pigeon
Columba unicincta (III
GH)Afep pigeon
Didunculus strigirostris Tooth-billed pigeon
Ducula mindorensis (I) Mindoro zone-tailed pi-
geon
Gallicolumba luzonica
(II)Luzon bleeding-heart
Goura spp. (II) Crowned-pigeons
Leptotila wellsi Grenada dove
Oena capensis (III GH) Namaqua dove
Streptopelia decipiens
(III GH)Mourning collared-dove
Streptopelia roseogri-
sea(III GH)African collared-dove
Streptopelia semitor-
quata (III GH)Red-eyed dove
Streptopelia senegalen-
sis(III GH)Laughing dove!M21997R0338 — EN — 27.11.1997 — 002.001 — 49
Annex A Annex B Annex C Common name
Streptopelia turtur (III
GH)European turtle-dove
Streptopelia vinacea
(III GH)Vinaceous dove
Treron calva (III GH)
=395African green-pigeon
Treron waalia (III GH) Bruce’ s green-pigeon
Turtur abyssinicus (III
GH)Black-billed wood-dove
Turtur afer (III GH) Blue-spotted wood-dove
Turtur brehmeri (III
GH) =396Blue-headed wood-dove
Turtur tympanistria (III
GH) =397Tambourine dove
PSITTACIFORMES PSITTACIFORMES
spp. * (II) −107Parrots, etc .
Psittacidae Amazona arausiaca (I) Red-necked parrot
Amazona barbadensis
(I)Y ellow-shouldered par-
rot
Amazona brasiliensis
(I)Red-tailed parrot
Amazona guildingii (I) St Vincent parrot
Amazona imperialis (I) Imperial parrot
Amazona leucocephala
(I)Cuban parrot
Amazona pretrei (I) Red-spectacled parrot
Amazona rhodocorytha
(I) =398Red-browed parrot
Amazona tucumana (I) Tucuman parrot
Amazona versicolor (I) Saint Lucia parrot
Amazona vinacea (I) Vinaceous parrot
Amazona viridigenalis
(I)Green-cheeked parrot
Amazona vittata (I) Puerto Rican parrot
Anodorhynchus spp. (I) Blue macaws
Ara ambigua (I) Great green macaw
Ara glaucogularis (I)
=399Blue-throated macaw
Ara macao (I) Scarlet macaw
Ara maracana (I) Blue-winged macaw
Ara militaris (I) Military macaw
Ara rubrogenys (I) Red-fronted macaw
Aratinga guarouba (I) Golden parakeet
Cacatua goffini (I) Tanimbar cockatoo!M21997R0338 — EN — 27.11.1997 — 002.001 — 50
Annex A Annex B Annex C Common name
Cacatua haematuropy-
gia(I)Philippine cockatoo
Cacatua moluccensis
(I)Salmon-crested cocka-
too
Cyanopsitta spixii (I) Spix’ s macaw
Cyanoramphus auri-
ceps forbesi (I)Chatham Island yellow-
fronted parakeet
Cyanoramphus cookii
(I) =400Norfolk parakeet
Cyanoramphus novae-
zelandiae (I)Red-fronted parakeet
Cyclopsitta diophthal-
ma coxeni (I) =401Coxen’ s double-eyed fig
parrot
Eos histrio (I) Red and blue lory
Geopsittacus occiden-
talis p.e. (I) =402Night parrot
Neophema chrysogaster
(I)Orange-bellied parrot
Ognorhynchus icterotis
(I)Y ellow-eared parrot
Pezoporus wallicus (I) Ground parrot
Pionopsitta pileata (I) Pileated parrot
Probosciger aterrimus
(I)Palm cockatoo
Psephotus chrysoptery-
gius (I)Golden-shouldered par-
rot
Psephotus dissimilis (I)
=403Hooded parrot
Psephotus pulcherrimus
p.e. (I)Paradise parrot
Psittacula echo (I) =404 Mauritius parakeet
Psittacula krameri (III
GH)Rose-ringed parakeet
Pyrrhura cruentata (I) Blue-throated parakeet
Rhynchopsitta spp. (I) Thick-billed parrots
Strigops habroptilus (I) Kakapo
Vini spp. (I/II) ×713 Blue lorikeets
CUCULIFORMESMusophagidae Corythaeola cristata
(III GH)Great blue turaco
Crinifer piscator (III
GH)Western grey plantain-
eater
Musophaga porphyreo-
lopha (II) =405Purple-crested turaco
Musophaga violacea
(III GH)Violet turaco
Tauraco spp. * (II) Turacos!
M21997R0338 — EN — 27.11.1997 — 002.001 — 51
Annex A Annex B Annex C Common name
Tauraco bannermani
(II)Bannerman’s turaco
STRIGIFORMES STRIGIFORMES spp. *
(II)Owls
Tytonidae Tyto alba (II) Barn owl
Tyto soumagnei (I) Soumagne’ s owl
Strigidae Aegolius funereus (II) Boreal owl
Asio flammeus (II) Short-eared owl
Asio otus (II) Long-eared owl
Athene blewitti (I) Forest owlet
Athene noctua (II) Little owl
Bubo bubo (II) Eurasian eagle-owl
Glaucidium passerinum
(II)Eurasian pygmy-owl
Mimizuku gurneyi (I)
=406Lesser eagle-owl
Ninox novaeseelandiae
undulata (I) =407Norfolk boobook
Ninox squamipila nata-
lis(I)Christmas hawk-owl
Nyctea scandiaca (II) Snowy owl
Otus ireneae (II) Sokoke scops-owl
Otus scops (II) Eurasian scops-owl
Strix aluco (II) Tawny owl
Strix nebulosa (II) Great grey owl
Strix uralensis (II) Ural owl
Surnia ulula (II) Northern hawk owl
APODIFORMESTrochilidae Trochilidae spp. * (II) Hummingbirds
Ramphodon dorhnii (I)
=408Hook-billed hermit
TROGONIFORMES
Trogonidae Pharomachrus mocinno
(I)Resplendent quetzal
CORACIIFORMES
Bucerotidae Aceros spp. * (II) Hornbills
Aceros nipalensis (I) Rufous-necked hornbill
Aceros subruficollis (I) Plain-pouched hornbill
Anorrhinus spp. (II)
=409Hornbills
Anthracoceros spp. (II) Hornbills
Buceros spp. * (II) Hornbills
Buceros bicornis (I) Great hornbill!
M21997R0338 — EN — 27.11.1997 — 002.001 — 52
Annex A Annex B Annex C Common name
Buceros vigil (I) =410 Helmeted hornbill
Penelopides spp. (II) Hornbills
PICIFORMESCapitonidae Semnornis ramphasti-
nus(III CO)Toucan barbet
Ramphastidae Baillonius bailloni (III
AR)Saffron toucanet
Pteroglossus aracari
(II)Black-necked aracari
Pteroglossus castanotis
(III AR)Chestnut-eared aracari
Pteroglossus viridis (II) Green aracari
Ramphastos dicolorus
(III AR)Red-breasted toucan
Ramphastos sulfuratus
(II)Keel-billed toucan
Ramphastos toco (II) Toco toucan
Ramphastos tucanus
(II)Red-billed toucan
Ramphastos vitellinus
(II)Channel-billed toucan
Selenidera maculiros-
tris(III AR)Spot-billed toucanet
Picidae Campephilus imperialis
(I)Imperial woodpecker
Dryocopus javensis ri-
chardsi (I)Tristam’ s woodpecker
P ASSERIFORMES
Cotingidae Cephalopterus ornatus
(III CO)Amazonian umbrella
bird
Cephalopterus penduli-
ger(III CO)Long-wattled umbrella
bird
Cotinga maculata (I) Banded cotinga
Rupicola spp. (II) Cock-of-the-rocks
Xipholena atropurpurea
(I)White-winged cotinga
Pittidae Pitta guajana (II) Banded pitta
Pitta gurneyi (I) Gurney’ s pitta
Pitta kochi (I) Whiskered pitta
Pitta nympha (II) =411 Fairy pitta
Atrichornithidae Atrichornis clamosus (I) Noisy-scrubbird
Hirundinidae Pseudochelidon sirin-
tarae (I)White-eyed river-martin
Pycnonotidae Pycnonotus zeylanicus
(II)Straw-headed bulbul
Muscicapidae Bebrornis rodericanus
(III MU)Rodriguez brush-war-
bler!
M21997R0338 — EN — 27.11.1997 — 002.001 — 53
Annex A Annex B Annex C Common name
Cyornis ruckii (II) =412 Rueck’ s blue-flycatcher
Dasyornis broadbenti
litoralis p.e. (I)Western rufous bristle-
bird
Dasyornis longirostris
(I) =413Western Bristlebird
Leiothrix argentauris
(II)Silver-eared mesia
Leiothrix lutea (II) Red-billed leiothrix
Liocichla omieiensis
(II)Omei shan liocichla
Picathartes gymnoce-
phalus (I)White-necked rockfowl
Picathartes oreas (I) Grey-necked rockfowl
Terpsiphone bourbon-
nensis (III MU) =414Mascarene paradise-fly-
catcher
Nectariniidae Anthreptes pallidigaster Amani sunbird
Anthreptes rubritorques Banded sunbird
Zosteropidae Zosterops albogularis
(I)White-chested white-eye
Meliphagidae Lichenostomus mela-
nops cassidix (I) =415Helmeted honeyeater
Emberizidae Gubernatrix cristata
(II)Y ellow cardinal
Paroaria capitata (II) Y ellow-billed cardinal
Paroaria coronata (II) Red-crested cardinal
Tangara fastuosa II) Seven-coloured tanager
Icteridae Agelaius flavus (I) =416 Saffron-cowled black-
bird
Fringillidae Carduelis cucullata (I)
=417Red siskin
Carduelis yarrellii (II)
=417Y ellow-faced siskin
Serinus canicapillus (III
GH) =418West African seedeater
Serinus leucopygius (III
GH)White-rumped seedeater
Serinus mozambicus (III
GH)Y ellow-fronted canary
Estrildidae Amadina fasciata (III
GH)Cut throat
Amandava formosa (II) Green avadavat
Amandava subflava (III
GH) =419Zebra waxbill
Estrilda astrild (III GH) Common waxbill
Estrilda caerulescens
(III GH)Lavender waxbill
Estrilda melpoda (III
GH)Orange-cheeked waxbill!M21997R0338 — EN — 27.11.1997 — 002.001 — 54
Annex A Annex B Annex C Common name
Estrilda troglodytes (III
GH)Black-rumped waxbill
Lagonosticta rara (III
GH)Black-bellied firefinch
Lagonosticta rubricata
(III GH)African firefinch
Lagonosticta rufopicta
(III GH)Bar-breasted firefinch
Lagonosticta senegala
(III GH)Red-billed firefinch
Lagonosticta vinacea
(III GH) =420Black-faced firefinch
Lonchura bicolor (III
GH) =421Black-and-white mannia
Lonchura cantans (III
GH) =422African silverbill
Lonchura cucullata (III
GH) =421Bronze mannia
Lonchura fringilloides
(III GH) =421Magpie mannia
Mandingoa nitidula (III
GH) =423Green-backed twinspot
Nesocharis capistrata
(III GH)Grey-headed olive-back
Nigrita bicolor (III GH) Chestnut-breasted ne-
grofinch
Nigrita canicapilla (III
GH)Grey-headed negrofinch
Nigrita fusconota (III
GH)White-breasted negro-
finch
Nigrita luteifrons (III
GH)Pale-fronted negrofinch
Ortygospiza atricollis
(III GH)African quailfinch
Padda oryzivora (II) Java sparrow
Parmoptila rubrifrons
(III GH) =424Jameson’ s antpecker
Pholidornis rushiae (III
GH)Tit-hylia
Poephila cincta cincta
(II)Southern black-throated
finch
Pyrenestes ostrinus (III
GH) =425Black-bellied seed-
cracker
Pytilia hypogrammica
(III GH)Red-faced pytilia
Pytilia phoenicoptera
(III GH)Red-winged pytilia
Spermophaga haemati-
na(III GH)Western bluebill
Uraeginthus bengalus
(III GH) =426Red-cheeked cordonbleu!M21997R0338 — EN — 27.11.1997 — 002.001 — 55
Annex A Annex B Annex C Common name
Ploceidae Amblyospiza albifrons
(III GH)Grosbeak weaver
Anaplectes rubriceps
(III GH) =427Red-headed weaver
Anomalospiza imberbis
(III GH)Parasitic weaver
Bubalornis albirostris
(III GH)White-billed buffalo
weaver
Euplectes afer (III GH) Y ellow-crowned bishop
Euplectes ardens (III
GH) =428Red-collared widowbird
Euplectes franciscanus
(III GH) =429Orange bishop
Euplectes hordeaceus
(III GH)Black-winged bishop
Euplectes macrourus
(III GH) =430Y ellow-mantled widow-
bird
Malimbus cassini (III
GH)Black-throated malimbe
Malimbus malimbicus
(III GH)Crested malimbe
Malimbus nitens (III
GH)Gray’ s malimbe
Malimbus rubricollis
(III GH)Red-headed malimbe
Malimbus scutatus (III
GH)Red-vented malimbe
Pachyphantes superci-
liosus (III GH) =431Compact weaver
Passer griseus (III GH) Grey-headed sparrow
Petronia dentata (III
GH)Bush petronia
Plocepasser supercilio-
sus(III GH)Chestnut-crowned spar-
row-weaver
Ploceus albinucha (III
GH)Maxwell’s black weaver
Ploceus aurantius (III
GH)Orange weaver
Ploceus cucullatus (III
GH) =432Village weaver
Ploceus heuglini (III
GH)Heuglin’ s masked-wea-
ver
Ploceus luteolus (III
GH) =433Little weaver
Ploceus melanocepha-
lus(III GH) =434Black-headed weaver
Ploceus nigerrimus (III
GH)Vieillot’s black weaver
Ploceus nigricollis (III
GH)Black-necked weaver!M21997R0338 — EN — 27.11.1997 — 002.001 — 56
Annex A Annex B Annex C Common name
Ploceus pelzelni (III
GH)Slender-billed weaver
Ploceus preussi (III
GH)Preuss’ s weaver
Ploceus tricolor (III
GH)Y ellow-mantled weaver
Ploceus vitellinus (III
GH) =435Vitelline masked-weaver
Quelea erythrops (III
GH)Red-headed quelea
Sporopipes frontalis (III
GH)Speckle-fronted weaver
Vidua chalybeata (III
GH) =436Village indigobird
Vidua interjecta (III
GH)Uelle paradise-whydah
Vidua larvaticola (III
GH)Baka indigobird
Vidua macroura (III
GH)Pin-tailed whydah
Vidua orientalis (III
GH) =437Northern paradise why-
dah
Vidua raricola (III GH) Jambandu indigobird
Vidua togoensis (III
GH)Togo paradise-whydah
Vidua wilsoni (III GH) Pale-winged indigobird
Sturnidae Gracula religiosa (II) Hill myna
Leucopsar rothschildi
(I)Bali myna
Paradisaeidae Paradisaeidae spp. (II) Birds of paradise
REPTILIA
TESTUDINATA
Dermatemydidae Dermatemys mawii (II) Central American river
turtle
Emydidae Batagur baska (I) Batagur
Callagur borneoensis
(II)Painted terrapin
Clemmys insculpta (II) Wood turtle
Clemmys muhlenbergi
(I)Bog turtle
Cuora pani =438 Pan’ s box turtle
Geoclemys hamiltonii
(I) =439Black pond turtle
Kachuga tecta (I) =440 Indian sawback turtle
Melanochelys tricari-
nata (I) =441Three-keeled land tor-
toise
Morenia ocellata (I) Burmese swamp turtle!M21997R0338 — EN — 27.11.1997 — 002.001 — 57
Annex A Annex B Annex C Common name
Terrapene spp. * (II) Box-turtles
Terrapene coahuila (I) Aquatic box turtle
Trachemys scripta ele-
gans =442Red-eared terrapin
Testudinidae Testudinidae spp. * (II) Tortoises
Geochelone nigra (I)
=443Galapagos giant tortoise
Geochelone radiata (I)
=444Radiated tortoise
Geochelone yniphora
(I) =444Angonoka
Gopherus flavomargi-
natus (I)Bolson tortoise
Homopus bergeri (II) Berger’ s cape tortoise
Malacochersus tornieri
(II)Pancake tortoise
Psammobates geome-
tricus (I) =444Geometric tortoise
Pyxis planicauda (II) Madagascar flat-shelled
tortoise
Testudo graeca (II) Spur-thighed tortoise
Testudo hermanni (II) Hermann’ s tortoise
Testudo kleinmanni (I) Egyptian tortoise
Testudo marginata (II) Marginated tortoise
Cheloniidae Cheloniidae spp. (I) Sea turtles
Dermochelyidae Dermochelys coriacea
(I)Leatherback
Trionychidae Lissemys punctata (II) Indo-Gangetic flap-
shelled turtle
Trionyx ater (I) =445 Cuatro Cienagas soft-
shell turtle
Trionyx gangeticus (I)
=445Indian soft-shell turtle
Trionyx hurum (I) =445 Peacock soft-shell turtle
Trionyx nigricans (I)
=445Black soft-shell turtle
Trionyx triunguis (III
GH)African soft-shell turtle
Pelomedusidae Erymnochelys mada-
gascariensis (II) =446Madagascar sideneck
turtle
Pelomedusa subrufa (III
GH)Helmeted turtle
Peltocephalus dumerili-
ana(II) =446Big-headed sideneck
turtle
Pelusios adansonii (III
GH)Adanson’ s mud turtle
Pelusios castaneus (III
GH)West African mud turtle!M21997R0338 — EN — 27.11.1997 — 002.001 — 58
Annex A Annex B Annex C Common name
Pelusios gabonensis (III
GH) =447African forest turtle
Pelusios niger (III GH) West African black for-
est turtle
Podocnemis spp. (II) Sideneck turtles
Chelidae Pseudemydura umbrina
(I)Western swamp turtle
CROCOD YLIA CROCODYLIA spp. *
(II) =448Caimans, crocodiles, al-
ligators
Alligatoridae Alligator sinensis (I) Chinese alligator
Caiman crocodilus
apaporiensis (I)Rio Apaporis spectacled
caiman
Caiman latirostris * (I)
−108Broad-nosed caiman
Melanosuchus niger **
(I) −109Black caiman
Crocodylidae Crocodylus acutus (I) American crocodile
Crocodylus cataphrac-
tus(I)African slender-snouted
crocodile
Crocodylus intermedius
(I)Orinoco crocodile
Crocodylus moreletii (I) Morelet’ s crocodile
Crocodylus niloticus **
(I) −110Nile crocodile
Crocodylus novaegui-
neae mindorensis (I)
=449Philippine crocodile
Crocodylus palustris (I) Mugger crocodile
Crocodylus porosus **
(I) −111Estuarine crocodile
Crocodylus rhombifer
(I)Cuban crocodile
Crocodylus siamensis
(I)Siamese crocodile
Osteolaemus tetraspis
(I)West African dwarf cro-
codile
Tomistoma schlegelii (I) False gharial
Gavialidae Gavialis gangeticus (I) Gharial
RHYNCHOCEPHALIASphenodontidae Sphenodon spp. (I) Tuataras
SAURIA
Gekkonidae Cyrtodactylus serpen-
sinsula (II) =450Serpent Island gecko
Phelsuma spp. * (II)
=451Day-geckos
Phelsuma guentheri (II) Round Island day gecko
Agamidae Uromastyx spp. (II) Spiny-tailed lizards!
M21997R0338 — EN — 27.11.1997 — 002.001 — 59
Annex A Annex B Annex C Common name
Chamaeleonidae Bradypodion spp. (II)
=452Dwarf chameleons
Chamaeleo spp. * (II)
=453Chameleons
Chamaeleo chamaeleon
(II)European chameleon
Iguanidae Amblyrhynchus crista-
tus(II)Galapagos marine igua-
na
Brachylophus spp. (I) Fiji iguanas
Conolophus spp. (II) Galapagos land iguanas
Cyclura spp. (I) Ground iguanas
Iguana spp. (II) Iguanas
Liolaemus gravenhor-
stiiStriped ground iguana
Phrynosoma coronatum
(II)Coast horned lizard
Sauromalus varius (I) San Esteban Island
chuckwalla
Lacertidae Gallotia simonyi (I) Hierro giant lizard
Podarcis lilfordi (II) Lilford’ s wall lizard
Podarcis pityusensis (II) Ibiza wall lizard
Cordylidae Cordylus spp. (II) Girdled lizards
Pseudocordylus spp.
(II)Crag lizards
Teiidae Cnemidophorus hypery-
thrus (II)Orange-throated whip-
tail
Crocodilurus lacertinus
(II)Dragon lizard
Dracaena spp. (II) Caiman lizards
Tupinambis spp.(II) Tegus
Scincidae Corucia zebrata (II) Prehensile-tailed skink
Xenosauridae Shinisaurus crocodi-
lurus (II)Chinese crocodile lizard
Helodermatidae Heloderma spp. (II) Gila monster and
bearded lizard
V aranidae V aranus spp. * (II) Monitor lizards
V aranus bengalensis (I) Indian monitor
V aranus flavescens (I) Y ellow monitor
V aranus griseus (I) Desert monitor
V aranus komodoensis
(I)Komodo dragon
V aranus olivaceus (II) Gray’ s monitor
SERPENTES
Boidae Boidae spp. * (II) =454 Boas and pythons
Acrantophis spp. (I) Madagascar ground boas!M21997R0338 — EN — 27.11.1997 — 002.001 — 60
Annex A Annex B Annex C Common name
Boa constrictor occi-
dentalis (I) =455Argentine boa constric-
tor
Bolyeria multocarinata
(I)Round Island boa
Casarea dussumieri (I) Round Island keel-
scaled boa
Epicrates inornatus (I) Puerto Rican boa
Epicrates monensis (I) Virgin Island tree boa
Epicrates subflavus (I) Jamaican boa
Eryx jaculus (II) Spotted sand boa
Python molurus mo-
lurus (I) =456Indian python
Sanzinia madagascar-
iensis (I) =457Madagascar tree boa
Colubridae Atretium schistosum (III
IN)Olive keel-back
Cerberus rhynchops (III
IN)Dog-faced water snake
Clelia clelia (II) =458 Mussurana
Cyclagras gigas (II)
=459False cobra
Dromicus chamissonis
=460Chilean ground snake
Elachistodon wester-
manni (II)Indian egg-eating snake
Ptyas mucosus (II) Common rat snake
Xenochrophis piscator
(III IN) =461Checkered keel-back
Elapidae Hoplocephalus bungar-
oides (II)Broad-headed snake
Micrurus diastema (III
HN)Atlantic coral snake
Micrurus nigrocinctus
(III HN)Central American coral
snake
Naja naja (II) =462 Asiatic cobra
Ophiophagus hannah
(II)King cobra
Viperidae Agkistrodon bilineatus
(III HN)Cantil
Bothrops asper (III HN) Terciopolo
Bothrops nasutus (III
HN)Rainforest hog-nose pit
viper
Bothrops nummifer (III
HN)Jumping viper
Bothrops ophryomegas
(III HN)Slender hog-nosed pit
viper
Bothrops schlegelii (III
HN)Eyelash palm viper!M21997R0338 — EN — 27.11.1997 — 002.001 — 61
Annex A Annex B Annex C Common name
Crotalus durissus (III
HN)Neotropical rattlesnake
Crotalus unicolor Aruba Island rattlesnake
Crotalus willardi Ridge-nosed rattlesnake
Vipera latifii Latifi’ s viper
Vipera russellii (III IN) Russell’ s viper
Vipera ursinii (I) +214 Orsini’ s viper
Vipera wagneri (II) Wagner’ s viper
AMPHIBIA
CAUDATA
Ambystomidae Ambystoma dumerilii
(II)Lake Patzcuaro sala-
mander
Ambystoma mexicanum
(II)Axolotl
Cryptobranchidae Andrias spp. (I) =463 Giant salamanders
ANURABufonidae Altiphrynoides spp. (I)
=464
Atelopus varius zeteki
(I)Golden frog
Bufo periglenes (I) Golden toad
Bufo retiformis (II) Sonoran green toad
Bufo superciliaris (I) Cameroon toad
Nectophrynoides spp.
(I)Viviparous toads
Nimbaphrynoides spp.
(I) =464
Spinophrynoides spp.
(I) =464
Myobatrachidae Rheobatrachus spp. *
(II)Gastric brooding frog
Rheobatrachus silus (II) Platypus frog
Dendrobatidae Allobates spp. (II) =465 Poison-arrow frogs
Dendrobates spp. (II) Poison-arrow frogs
Epipedobates spp. (II)
=465Poison-arrow frogs
Minyobates spp. (II)
= 465Poison-arrow frogs
Phobobates spp. (II)
=465Poison-arrow frogs
Phyllobates spp.(II) Poison-dart frogs
Ranidae Conraua goliath Goliath frog
Euphlyctis hexadactylus
(II) =466Six-fingered frog!
M21997R0338 — EN — 27.11.1997 — 002.001 — 62
Annex A Annex B Annex C Common name
Hoplobatrachus tigeri-
nus(II) =466Tiger frog
Mantella spp. (-/II)
×714Mantella frogs
Rana catesbeiana American bullfrog
Microhylidae Dyscophus antongilii
(I)Tomato frog
PISCES
CERATODONTIFORMES
Ceratodontidae Neoceratodus forsteri
(II)Australian lungfish
COELACANTHIFORMES
Coelacanthidae Latimeria chalumnae
(I)Coelacanth
ACIPENSERIFORMES ACIPENSERIFORMES
spp. * (II) this inclusion
will enter into force on
1 April 1998
Acipenseridae Acipenser brevirostrum
(I)Shortnose sturgeon
Acipenser oxyrhynchus
(II)Atlantic sturgeon
Acipenser sturio (I) Common sturgeon
Polyodontidae Polyodon spathula (II) Spoonbill cat
OSTEOGLOSSIFORMES
Osteoglossidae Arapaima gigas (II) Arapaima
Scleropages formosus
(I)Asian arawana
CYPRINIFORMES
Cyprinidae Caecobarbus geertsi
(II)African blind barb fish
Probarbus jullieni (I) Ikan temoleh
Catostomidae Chasmistes cujus (I) Cui-ui
SILURIFORMESSchilbeidae Pangasianodon gigas
(I)Giant catfish
PERCIFORMES
Sciaenidae Cynoscion macdonaldi
(I)Totoaba!
M21997R0338 — EN — 27.11.1997 — 002.001 — 63
Annex A Annex B Annex C Common name
ARTHROPODA
INSECTA
LEPIDOPTERA
Papilionidae Atrophaneura palu Palu swallowtail butter-
fly
Baronia brevicornis Short-horned baronia
Bhutanitis spp. (II) Swallowtail butterflies
Graphium sandawanum Apo swallowtail butter-
fly
Graphium stresemanni A swallowtail butterfly
Ornithoptera spp. * (II)
=467Birdwing butterflies
Ornithoptera alexan-
drae (I)Queen Alexandra’ s
birdwing
Papilio benguetanus A swallowtail butterfly
Papilio chikae (I) Luzon peacock swal-
lowtail
Papilio esperanza A swallowtail butterfly
Papilio grosesmithi A swallowtail butterfly
Papilio homerus (I) Homerus swallowtail
Papilio hospiton (I) Corsican swallowtail
Papilio maraho A swallowtail butterfly
Papilio morondavana Madagascan emperor
swallowtail
Papilio neumoegeni A swallowtail butterfly
Parides ascanius Fluminense swallowtail
butterfly
Parides hahneli Hahnel’ s amazonian
swallowtail butterfly
Parnassius apollo (II) Apollo butterfly
Teinopalpus spp. (II) Kaiser-I-Hind butterflies
Trogonoptera spp. (II)
=467Birdwing butterflies
Troides spp. (II) =467 Birdwing butterflies
ARACHNIDA
SCORPIONES
Scorpionidae Pandinus dictator (II) A scorpion
Pandinus gambiensis
(II)Giant Senegalese scor-
pion
Pandinus imperator (II)
=468Emperor scorpion!M21997R0338 — EN — 27.11.1997 — 002.001 — 64
Annex A Annex B Annex C Common name
ARANEAE
Theraphosidae Brachypelma spp (II)
=469Tarantulas
ANNELIDA
HIRUDINOIDEA
ARHYNCHOBDELLAE
Hirudinidae Hirudo medicinalis (II) Medicinal leech
MOLLUSCA
BIV ALVIA
VENEROIDA
Tridacnidae Tridacnidae spp. (II) Giant clams
UNIONOIDA
Unionidae Conradilla caelata (I) Birdwing pearly mussel
Cyprogenia aberti (II) Western fanshell mussel
Dromus dromas (I)
=470Dromedary pearly mus-
sel
Epioblasma curtisi (I)
=471Curtis’ pearly mussel
Epioblasma florentina
(I) =471Y ellow-blossom pearly
mussel
Epioblasma sampsoni
(I) =471Wabash riffleshell
Epioblasma sulcata
perobliqua (I) =471White catspaw mussel
Epioblasma torulosa
gubernaculum (I) =471Green-blossom pearly
mussel
Epioblasma torulosa
rangiana (II) =471Northern riffleshell
Epioblasma torulosa
torulosa (I) =471Turbercled-blossom
pearly mussel
Epioblasma turgidula
(I) =471Turgid-blossom pearly
mussel
Epioblasma walkeri (I)
=471Tan riffleshell
Fusconaia cuneolus (I) Fine-rayed pigtoe pearly
mussel
Fusconaia edgariana
(I)Shiny pigtoe pearly
mussel
Lampsilis higginsii (I) Higgins’ eye pearly
mussel
Lampsilis orbiculata
orbiculata (I)Pink mucket pearly
mussel!M21997R0338 — EN — 27.11.1997 — 002.001 — 65
Annex A Annex B Annex C Common name
Lampsilis satur (I) Sandback pocketbook
mussel
Lampsilis virescens (I) Alabama lamp pearly
mussel
Plethobasus cicatrico-
sus(I)White warty-back pearly
mussel
Plethobasus cooperia-
nus(I)Orange-footed pimple-
back mussel
Pleurobema clava (II) Clubshell pearly mussel
Pleurobema plenum (I) Rough pigtoe pearly
mussel
Potamilus capax (I)
=472Fat pocketbook pearly
mussel
Quadrula intermedia (I) Cumberland monkey-
face pearly mussel
Quadrula sparsa (I) Appalachian monkey-
face pearly mussel
Toxolasma cylindrella
(I) =473Pale lilliput pearly mus-
sel
Unio nickliniana (I)
=474Nicklin’ s pearly mussel
Unio tampicoensis te-
comatensis (I) =475Tampico pearly mussel
Villosa trabalis (I) =476 Cumberland bean pearly
mussel
GASTROPODA
STYLOMMATOPHORA
Achatinellidae Achatinella spp. (I) Little agate shells
Camaenidae Papustyla pulcherrima
(II) =477Manus green tree snail
MESOGASTROPODA
Strombidae Strombus gigas (II) Queen conch
CNIDARIA
ANTHOZOA
COENOTHECALIA COENOTHECALIA
spp. (II) =478 °607Blue coral
STOLONIFERA
Tubiporidae Tubiporidae spp. (II)
°607Organpipe corals
ANTIP ATHARIA ANTIP ATHARIA spp.
(II)Black corals
SCLERACTINIA SCLERACTINIA spp.
(II) °607Stony corals!M21997R0338 — EN — 27.11.1997 — 002.001 — 66
Annex A Annex B Annex C Common name
HYDROZOA
MILLEPORINA
Milliporidae Milleporidae spp. (II)
°607Wello fire corals
STYLASTERINA
Stylasteridae Stylasteridae spp. (II)
°607Lace corals
FLORA
AGAV ACEAE Agave arizonica (I) New River agave
Agave parviflora (I) Santa Cruz striped agave
Agave victoriae-reginae
(II) #1Queen Victoria agave
Nolina interrata (I) Dehesa bear-grass
AMARYLLIDACEAE Galanthus spp. (II) #1 Snowdrops
Sternbergia spp. (II) #1 Sternbergias
APOCYNACEAE Pachypodium spp. * (II)
#1Elephant trunks
Pachypodium ambon-
gense (I)
Pachypodium baronii
(I)
Pachypodium decaryi
(I)
Rauvolfia serpentina
(II) #2Snake-root devil-pepper
ARALIACEAE Panax quinquefolius (II)
#3American ginseng
ARAUCARIACEAE Araucaria araucana **
(I) +215Araucaria araucana *
(II) −112 #1Monkey-puzzle tree
ASCLEPIADACEAE Ceropegia chrysanta
(II)Ceropegia spp. * (II) #1 Rosary vines
Frerea indica (II) #1 Milkweed
BERBERIDACEAE Podophyllum hexan-
drum (II) =479 #2Himalayan may-apple
BROMELIACEAE Tillandsia harrisii (II) #
1Harris’ tillandsia
Tillandsia kammii (II) #
1Kamm’ s tillandsia
Tillandsia kautskyi (II)
#1Kautsky’ s tillandsia
Tillandsia mauryana
(II) #1Maury’ s tillandsia
Tillandsia sprengeliana
(II) #1Sprenge’ s tillandsia
Tillandsia sucrei (II) #1 Sucre tillandsia!M21997R0338 — EN — 27.11.1997 — 002.001 — 67
Annex A Annex B Annex C Common name
Tillandsia xerographica
(II) #1Xerographic tillandsia
BYBLIDACEAE Byblis spp. (II) #1 Rainbow plant
CACTACEAE CACTACEAE spp. * (II)
°608 #4Cacti
Ariocarpus spp. (I)
=480Living rock cacti
Astrophytum asterias (I)
=481Star cactus
Aztekium ritteri (I) Aztec cactus
Coryphantha werder-
mannii (I) =482Jobali pincushion cactus
Discocactus spp. (I) Discocacti
Disocactus macdougal-
lii(I) =483MacDougall’ s cacti
Echinocereus ferreiria-
nusssp.lindsayi (I)
=484Lindsay’ s hedgehog cac-
ti
Echinocereus schmollii
(I) =485Lamb’ s tail cactus
Escobaria minima (I)
=486Nelle’ cactus
Escobaria sneedii (I)
=487Sneed’ s pincushion cac-
tus
Mammillaria pectini-
fera (I) =488Conchilinque
Mammillaria soli-
sioides (I)Pitayita
Melocactus conoideus
(I)Conelike Turk’ s-cap
cactus
Melocactus deina-
canthus (I)Wonderfully-bristled
Turk’ s cap cactus
Melocactus glaucescens
(I)Wooly waxy-stemmed
Turk’ s-cap cactus
Melocactus paucispinus
(I)Few-spined Turk’ s-cap
cactus
Obregonia denegrii (I) Artichoke cactus
Pachycereus militaris
(I) =489Grenadier’ s cap
Pediocactus bradyi (I)
=490Brady’ s pincushion cac-
tus
Pediocactus knowltonii
(I) =491Knowlton’ s cactus
Pediocactus paradinei
(I)Houserock valley cactus
Pediocactus peeblesia-
nus(I) =492Peebles’ Navajo cactus
Pediocactus sileri (I)
=493Siler’ s pincushion cactus!M21997R0338 — EN — 27.11.1997 — 002.001 — 68
Annex A Annex B Annex C Common name
Pelecyphora spp. (I)
=494Pine cane cactus
Sclerocactus breviha-
matus ssp.tobuschii (I)
=495Tobusch fishhook cactus
Sclerocactus erectocen-
trus (I) =496
Sclerocactus glaucus (I)
=497Vinta Basin hookless
cactus
Sclerocactus maripo-
sensis (I) =498Mariposa cactus
Sclerocactus mesae-
verdae (I) =499Mesa Verde cactus
Sclerocactus papyra-
canthus (I) =500Grama-grass cactus
Sclerocactus pubispinus
(I) =501Great-Basin fishhook
cactus
Sclerocactus wrightiae
(I) =502Wright’ s fishhook cactus
Strombocactus spp. (I) Peyote
Turbinicarpus spp. (I)
=503Turbinicarps
Uebelmannia spp. (I) Uebelmann cacti
CARYOCARACEAE Caryocar costaricense
(II) #1Ajillo
CEPHALOTACEAE Cephalotus follicularis
(II) #1Albany pitcher plant
COMPOSITAE Saussurea costus (I)
=504Costus
(ASTERACEAE)
CRASSULACEAE Dudleya stolonifera (I) Laguna Beach dudleya
Dudleya traskiae (I) Santa Barbara Island
dudleya
CUPRESSACEAE Fitzroya cupressoides
(I)Alerce
Pilgerodendron uvifer-
um(I)Pilgerodendron
CYATHEACEAE CYATHEACEAE spp.
(II) #1Tree ferns
CYCADACEAE CYCADACEAE spp. *
(II) #1Cycads
Cycas beddomei (I) Beddome cycad
DIAPENSIACEAE Shortia galacifolia (II)
#1Ocone bells
DICKSONIACEAE DICKSONIACEAE spp.
* (II) #1Tree ferns
Culcita macrocarpa (II)
DIDIEREACEAE DIDIEREACEAE spp.
(II) #1!M21997R0338 — EN — 27.11.1997 — 002.001 — 69
Annex A Annex B Annex C Common name
DIOSCOREACEAE Dioscorea deltoidea (II)
#1Elephant’ s foot
DROSERACEAE Dionaea muscipula (II)
#1Venus Fly-trap
ERICACEAE Kalmia cuneata (II) #1 White wicky
EUPHORBIACEAE Euphorbia spp. * (II) −
113 °609 #1Euphorbias
Euphorbia ambovom-
bensis (I)
Euphorbia capsainte-
mariensis (I) =505
Euphorbia cremersii (I)
=506
Euphorbia cylindrifolia
(I) =507
Euphorbia decaryi (I)
=508
Euphorbia francoisii (I)
Euphorbia handiensis
(II)
Euphorbia lambii (II)
Euphorbia moratii (I)
=509
Euphorbia parvicyatho-
phora (I)
Euphorbia quartziticola
(I)
Euphorbia tulearensis
(I) =510
Euphorbia stygiana (II)
FOUQUIERIACEAE Fouquieria columnaris
(II) #1Boojum tree
Fouquieria fasciculata
(I)Arbol del barril
Fouquieria purpusii (I)
GNETACEAE Gnetum montanum (III
NP) #1
JUGLANDACEAE Oreomunnea pterocar-
pa(II) =511 #1Gavilán
LEGUMINOSAE Dalbergia nigra (I) Brazilian rosewood
(FABACEAE) Pericopsis elata (II) #5 Afrormosia
Platymiscium pleiosta-
chyum (II) #1Quira macawood
Pterocarpus santalinus
(II) #6Red sandalwood
LILIACEAE Aloe spp. * (II) −114 #1 Aloes
Aloe albida (I)
Aloe albiflora (I)!M21997R0338 — EN — 27.11.1997 — 002.001 — 70
Annex A Annex B Annex C Common name
Aloe alfredii (I)
Aloe bakeri (I)
Aloe bellatula (I)
Aloe calcairophila (I)
Aloe compressa (I)
=512
Aloe delphinensis (I)
Aloe descoingsii (I)
Aloe fragilis (I)
Aloe haworthioides (I)
=513
Aloe helenae (I)
Aloe laeta (I) =514
Aloe parallellifolia (I)
Aloe parvula (I)
Aloe pillansii (I)
Aloe polyphylla (I)
Aloe rauhii (I)
Aloe suzannae (I)
Aloe thorncroftii (I)
Aloe versicolor (I)
Aloe vossii (I)
MAGNOLIACEAE Magnolia hodgsonii (III
NP) =515 #1Safan
MELIACEAE Swietenia humilis (II) #
1Honduras mahogany
Swietenia mahagoni (II)
#5Caribbean mahogany
Swietenia macrophylla
(III CR) +216 #5Big-leaf mahogany
NEPENTHACEAE Nepenthes spp. * (II) #1 Tropical pitcher plants
Nepenthes khasiana (I) Indian pitcher plant
Nepenthes rajah (I) Giant tropical pitcher
plant
ORCHIDACEAE ORCHIDACEAE spp. *
(II) =516 #7Orchids
Cattleya trianaei (I)
°610Winter cattleya
Cephalanthera cuculla-
ta (II) °610
Cypripedium calceolus
(II) °610Lady’ s slipper orchid
Dendrobium cruentum
(I) (II) °610!M21997R0338 — EN — 27.11.1997 — 002.001 — 71
Annex A Annex B Annex C Common name
Goodyera macrophylla
(II) (II) °610
Laelia jongheana (I)
(II) °610
Laelia lobata (I) (II)
°610
Liparis loeselii (II) (II)
°610Fen orchid
Ophrys argolica (II) (II)
°610Argolis orchid
Ophrys lunulata (II) (II)
°610Crescent ophrys
Orchis scopulorum (II)
(II) °610Madeiran orchid
Paphiopedilum spp (I)
(II) °610Asian slipper orchids
Peristeria elata (I) °610 Holy ghost
Phragmipedium spp. (I)
°610South American slipper
orchids
Renanthera imschooti-
ana(I) °610Red vanda
Spiranthes aestivalis
(II) °610Autumn lady’ s tresses
orchid
V anda coerulea (I) °610 Blue vanda
P ALMAE Chysalidocarpus deci-
piens (II) #1Butterfly palm
(AREACEAE) Neodypsis decaryi (II) #
1Triangle palm
P AP AVERACEAE Meconopsis regia (III
NP) #1Himalayan poppy
PINACEAE Abies guatemalensis (I) Guatemalan fit
PODOCARP ACEAE Podocarpus neriifolius
(III NP) #1Y ellow wood
Podocarpus parlatorei
(I)Parlatore’ s podocarp
PORTULACACEAE Anacampseros spp. (II)
=517 #1Purselanes
Avonia spp. =518 #1
Lewisia cotyledon (II) #
1Siskiyou lewisia
Lewisia maguirei (II) #1 Maguire’ s lewisia
Lewisia serrata (II) #1 Saw-toothed lewisia
PRIMULACEAE Cyclamen spp. (II) °611
#1Cyclamens
PROTEACEAE Orothamnus zeyheri (II)
#1Marsh-rose
Protea odorata (II) #1 Ground-rose
RANUNCULACEAE Hydrastis canadensis
(II) #3!M21997R0338 — EN — 27.11.1997 — 002.001 — 72
Annex A Annex B Annex C Common name
ROSACEAE Prunus africana (II) #1 African cherry
RUBIACEAE Balmea stormiae (I) Ayugue
SARRACENIACEAE Darlingtonia californi-
ca(II) #1Cobra pitcher plant
Sarracenia spp. * (II) #
1Pitcher plants
Sarracenia alabamensis
ssp.alabamensis (I)
=519Alabama canebreak
pitcher plant
Sarracenia jonesii (I)
=520Mountain sweet pitcher
plant
Sarracenia oreophila (I) Green pitcher plant
SCROPHULARIACEAE Picrorhiza kurrooa #3
STANGERIACEAE Bowenia spp. =521 #1
Stangeria eriopus (I)
=522Cycads
TAXACEAE Taxus wallichiana (II) #
8 =523Himalayan yew
TETRACENTACEAE Tetracentron sinense
(III NP) #1
THYMELEACEAE Aquilaria malaccensis
(II) #1Agarwood
(AQUILARIACEAE)
V ALERIANACEAE Nardostachys grandi-
flora #3
WELWITSCHIACEAE Welwitschia mirabilis
(II) =524 #1Welwitschia
ZAMIACEAE ZAMIACEAE spp. * (II)
#1Cycads
Ceratozamia spp. (I) Horncones
Chigua spp. (I)
Encephalartos spp. (I) Bread palms
Microcycas calocoma
(I)Palm corcho
ZINGIBERACEAE Hedychium philippi-
nense (II) #1Philippine garland-flow-
er
ZYGOPHYLLACEAE Guaiacum officinale
(II) #1Lignum-vitae
Guaiacum sanctum (II)
#1Lignum-vitae!M21997R0338 — EN — 27.11.1997 — 002.001 — 73
Annex D Common name
FAUNA
CHORDATA
MAMMALIA
CARNIVORA
Canidae Vulpes vulpes griffithi (III IN) §1 Red fox
Vulpes vulpes montana (III IN) §1 Red fox
Vulpes vulpes pusilla (III IN) = 525 §1 Red fox
Mustelidae Mustela erminea ferghanae §1 (III IN) Stoat
AVES
CASUARIIFORMES
Casuariidae Casuarius bennetti Dwarf cassowary
Casuarius casuarius §2 Southern cassowary
PELECANIFORMESPelecanidae Pelecanus philippensis Spot-billed pelican
CICONIIFORMES
Ciconiidae Mycteria leucocephala Painted stork
ANSERIFORMES
Anatidae Anas melleri Meller’ s duck
Stictonetta naevosa Freckled duck
GALLIFORMES
Megapodiidae Megapodius wallacei Moluccan scrub
fowl
Cracidae Penelope pileata White-crested guan
Phasianidae Arborophila gingica White-necklaced
partridge
Chrysolophus amherstiae §2 Lady Amherst’ s
pheasant
Chrysolophus pictus §2 Golden pheasant
Syrmaticus reevesii §2 Reeves’ s pheasant
Tragopan temminckii Temminck’ s trago-
pan
COLUMBIFORMES
Columbidae Columba oenops Peruvian pigeon
Ducula pickeringii Grey imperial-pi-
geon
Gallicolumba criniger Mindanao bleeding-
heart!
M21997R0338 — EN — 27.11.1997 — 002.001 — 74
Annex D Common name
Ptilinopus marchei Flame-breasted
fruit-dove
Treron sieboldii White-bellied green-
pigeon
Turacoena modesta Black cuckoo-dove
PICIFORMES
Capitonidae Eubucco tucinkae Scarlet-hooded bar-
bet
Megalaima rafflesii Red-crowned barbet
Ramphastidae Andigena cucullata Hooded mountain-
toucan
Andigena hypoglauca Grey-breasted
mountain-toucan
Andigena nigrirostris Black-billed moun-
tain-toucan
P ASSERIFORMES
Cotingidae Procnias nudicollis Bare-throated bell-
bird
Pittidae Pitta angolensis African pitta
Pitta brachyura Indian pitta
Pitta moluccensis Blue-winged pitta
Pitta nipalensis Blue-naped pitta
Pitta oatesi Rusty-naped pitta
Pitta sordida Hooded pitta
Pitta steerii Azure-breasted pitta
Pycnonotidae Pycnonotus jocosus Red-whiskered bul-
bul
Bombycillidae Bombycilla japonica Japanese waxwing
Muscicapidae Cinclidium frontale Blue-fronted robin
Cochoa azurea Javan cochoa
Cochoa purpurea Purple cochoa
Copsychus malabaricus White-rumped sha-
ma
Cyanoptila cyanomelana Blue-and-white fly-
catcher
Garrulax formosus Red-winged laugh-
ingthrush
Garrulax galbanus Y ellow-throated
laughingthrush
Garrulax milleti Black-hooded
laughingthrush
Garrulax milnei Red-tailed laughing
thrush
Luscinia pectardens = 526 Firethroat
Niltava davidi Fujian niltava!M21997R0338 — EN — 27.11.1997 — 002.001 — 75
Annex D Common name
Paradoxornis heudei Reed parrotbill
Stachyris whiteheadi Chestnut-faced bab-
bler
Swynnertonia swynnertoni = 527 Swynnerton’ s robin
Terpsiphone atrocaudata Japanese paradise-
flycatcher
Turdus dissimilis Black-breasted
thrush
Turdus mupinensis Chinese thrush
Zoothera monticola Long-billed thrush
Sittidae Sitta magna Giant nuthatch
Nectariniidae Anthreptes reichenowi Plain-backed sun-
bird
Arachnothera clarae Naked-faced spider-
hunter
Zosteropidae Zosterops palpebrosus Oriental white-eye
Emberizidae Dacnis nigripes Black-legged dacnis
Latoucheornis siemsseni Slaty bunting
Sporophila falcirostris Temminck’ s seedea-
ter
Sporophila frontalis Buffy-throated see-
deater
Sporophila hypochroma Grey-and-chestnut
seedeater
Sporophila palustris Marsh seedeater
Tangara varia Dotted tanager
Icteridae Sturnella militaris Pampas meadowlark
Fringillidae Carpodacus roborowskii Tibetan rosefinch
Estrildidae Erythrura coloria Red-eared parrot-
finch
Erythrura viridifacies Green-faced parrot-
finch
Lonchura nevermanni Grey-crowned mu-
nia
Lonchura stygia Black munia
Padda fuscata Timor sparrow
Ploceidae Euplectes jacksoni Jackson’ s widowbird
Sturnidae Sturnus erythropygius White-headed star-
ling
Sturnus sericeus Red-billed starling
Corvidae Cissa thalassina Short-tailed magpie
Cyanocorax caeruleus Azure jay
Cyanocorax dickeyi Tufted jay
Platysmurus leucopterus = 528 Black magpie!M21997R0338 — EN — 27.11.1997 — 002.001 — 76
Annex D Common name
REPTILIA
SAURIA
Gekkonidae Geckolepis maculata Peters’spotted gecko
Rhacodactylus auriculatus New Caledonia
bumpy gecko
Rhacodactylus ciliatus Guichenot’ s giant
gecko
Rhacodactylus leachianus New Caledonia
giant gecko
Uroplatus spp ., viz.
Uroplatus alluaudi Northern flat-tail
gecko
Uroplatus ebenaui Nosy Be flat-tail
gecko
Uroplatus fimbriatus Common flat-tail
gecko
Uroplatus guentheri Gunther’ s flat-tail
gecko
Uroplatus henkeli
Uroplatus lineatus Lined flat-tail gecko
Uroplatus malaheloUroplatus phantasticus
Uroplatus sikorae Southern flat-tail
gecko
Agamidae Acanthosaura armata Armoured prickle-
nape
Chamaeleonidae Brookesia decaryi Spiny leaf chame-
leon
Brookesia ebenaui Northern leaf cha-
meleon
Brookesia minima Minute leaf chame-
leon
Brookesia perarmata Antsingy leaf cha-
meleon
Brookesia stumpffi Plated leaf chame-
leon
Brookesia superciliaris Brown leaf chame-
leon
Brookesia thieli Domergue’ s leaf
chameleon
Cordylidae Zonosaurus karsteni Karsten’ s girdled li-
zard
Zonosaurus laticaudatus Western girdled li-
zard
Zonosaurus madagascariensis Madagascar girdled
lizard)!
M21997R0338 — EN — 27.11.1997 — 002.001 — 77
Annex D Common name
Zonosaurus quadrilineatus Four-lined girdled li-
zard
Scincidae Tiliqua gerrardii Pinktongue skink
Tiliqua gigas Giant bluetongue
skink
Tiliqua scincoides Eastern bluetongue
skink
Tribolonotus gracilis Crocodile skink
Tribolonotus novaeguineae New Guinea helmet
skink
SERPENTESXenopeltidae Xenopeltis unicolor §1 Sunbeam snake
Acrochordidae Acrochordus javanicus §1 Java file snake
Acrochordus granulatus §1 Little file snake
Colubridae Ahaetulla prasina §1 Oriental whip snake
Boiga dendrophila §1 Mangrove snake
Elaphe carinata §1 Taiwan stink snake
Elaphe radiata §1 Radiated rat snake
Elaphe taeniura §1 Taiwan beauty snake
Enhydris bocourti §1 Bocourt’ s water
snake
Enhydris chinensis §1 Chinese water snake
Enhydris enhydris §1 Rainbow water
snake
Enhydris plumbea §1 Y ellowbelly water
snake
Homalopsis buccata §1 Masked water snake
Langaha nasuta Northern leafnose
snake
Lioheterodon madagascariensis Madagascar menar-
ana snake
Ptyas korros §1 Indian rat snake
Rhabdophis chrysargus §1 Specklebelly keel-
back
Zaocys dhumnades §1 Redneck keelback
Rhabdophis subminiatus §1 Cantor’ s rat snake
Elapidae Bungarus candidus §1 Blue krait
Laticauda spp., viz.
Laticauda colubrina §1 Banded sea snake
Laticauda crockeri §1 Crocker’ s sea snake
Laticauda laticaudata §1 Black-banded sea
krait
Laticauda schistorhynchus §1 Flat-tailed sea snake
Laticauda semifasciata §1 Chinese sea snake!
M21997R0338 — EN — 27.11.1997 — 002.001 — 78
Annex D Common name
Viperidae Calloselasma rhodostoma §1 Malayan pit viper
Hydrophiidae Hydrophis spp., viz.
Hydrophis atriceps §1 Southeast Asia sea
snake
Hydrophis belcheri §1 Belcher’ s sea snake
Hydrophis bituberculatus §1 Belcher’ s sea snake
Hydrophis brookei §1 Brooke’ s sea snake
Hydrophis caerulescens §1 Dark blue-banded
sea snake
Hydrophis cantoris §1 Gunther’ s sea snake
Hydrophis coggeri §1 Cogger’ s sea snake
Hydrophis cyanocinctus §1 Annulated sea snake
Hydrophis czeblukovi §1 Czeblukov’ s sea
snake
Hydrophis elegans §1 Elegant sea snake
Hydrophis fasciatus §1 Striped sea snake
Hydrophis geometricus §1 Geometric sea snake
Hydrophis gracilis §1 Smallhead sea snake
Hydrophis inornatus §1 Blue-grey sea snake
Hydrophis klossi §1 Kloss’ s sea snake
Hydrophis lamberti §1 Lambert’s sea snake
Hydrophis lapemoides §1 Persian Gulf sea
snake
Hydrophis macdowelli §1 McDowell’s sea
snake
Hydrophis mamillaris §1 Bombay sea snake
Hydrophis melanocephalus §1 Black-headed sea
snake
Hydrophis melanosoma §1 Black-striped sea
snake
Hydrophis obscurus §1 Russell’ s sea snake
Hydrophis ornatus §1 Reef sea snake
Hydrophis pacificus §1 Pacific sea snake
Hydrophis parviceps §1 Smith’ s sea snake
Hydrophis semperi §1 Garman’ s sea snake
Hydrophis spiralis §1 Y ellow sea snake
Hydrophis stricticollis §1 Collared sea snake
Hydrophis torquatus §1 West Coast black-
headed sea snake
Hydrophis vorisi §1 Kharin’ s sea snake
Lapemis curtus = 529 §1 Shaw’ s sea snake!M21997R0338 — EN — 27.11.1997 — 002.001 — 79
Annex D Common name
PISCES
SYNGNATHIFORMES
Syngnathidae Hippocampus spp., viz.
Hippocampus abdominalis = 530 Big-bellied seahorse
Hippocampus aimei
Hippocampus angustus = 531 Western Australian
seahorse
Hippocampus bargibantiHippocampus bicuspis
Hippocampus borbonensis
Hippocampus brachyrhynchusHippocampus breviceps =532 Short-headed sea-
horse
Hippocampus camelopardalis = 533 Giraffe seahorse
Hippocampus capensis Knysna seahorse
Hippocampus comes
Hippocampus coronatus = 534 Crowned seahorse
Hippocampus erectus = 535 Lined seahorse
Hippocampus erinaceus
Hippocampus fuscus = 536 Sea pony
Hippocampus hippocampus = 537 Short-snouted sea-
horse
Hippocampus histrix Thorny/spiny sea-
horse
Hippocampus horaiHippocampus ingens = 538 Giant seahorse
Hippocampus japonicus Japanese seahorse
Hippocampus jayakari
Hippocampus kaupiiHippocampus kelloggi
Hippocampus kuda = 539 Y ellow seahorse
Hippocampus lichensteinii = 540Hippocampus minotaur Bullneck seahorse
Hippocampus planifrons = 541 Low-crowned sea-
horse
Hippocampus ramulosus = 542 Long-snouted sea-
horse
Hippocampus reidi = 543 Slender seahorse
Hippocampus sindonisHippocampus spinosissimus Hedgehog seahorse!
M21997R0338 — EN — 27.11.1997 — 002.001 — 80
Annex D Common name
Hippocampus takakurae
Hippocampus taeniops
Hippocampus trimaculatus = 544 Three-spotted sea-
horse
Hippocampus tristis
Hippocampus whitei = 545 White’ s seahorse
Hippocampus zebraHippocampus zosterae = 546
FLORA
AGAV ACEAE Calibanus hookeri
Dasylirion longissimum Beargrass
ARACEAE Arisaema dracontium Green dragon
Arisaema erubescens
Arisaema galeatumArisaema jacquemontii
Arisaema nepenthoides
Arisaema sikokianumArisaema speciosumArisaema thunbergii var.urashima
Arisaema tortuosum
Arisaema triphyllum Jack-in-the-pulpit
Biarum davisii ssp.davisii
Biarum davisii ssp.marmarisense
Biarum ditschianum
COMPOSITAE Arnica montana §3 Mountain tobacco
(ASTERACEAE) Othonna armiana
Othonna cacalioidesOthonna clavifolia
Othonna euphorbioides
Othonna halliiOthonna herrei
Othonna lepidocaulis
Othonna lobataOthonna retrorsa
ERICACEAE Arctostaphylos uva-ursi §3 Bearberry
GENTIANACEAE Gentiana lutea §3 Great yellow gentian
LYCOPODIACEAE Lycopodium clavatum §3 Stagshorn clubmoss
MENYANTHACEAE Menyanthes trifoliata §3 Bogbean!
M21997R0338 — EN — 27.11.1997 — 002.001 — 81
Annex D Common name
PARMELIACEAE Cetraria islandica §3
P ASSIFLORACEAE Adenia fruticosa Desert rose
Adenia glauca Desert rose
Adenia pechuelli Desert rose
Adenia spinosa Desert rose
PORTULACACEAE Ceraria spp., viz.
Ceraria carrissoana
Ceraria fruticulosa
Ceraria gariepinaCeraria longipedunculata
Ceraria namaquensis
Ceraria pygmaeaCeraria schaeferi
RANUNCULACEAE Adonis vernalis §3 Y ellow adonis
TRILLACEAE Trillium catesbaei Rosy wakerobin
Trillium cernuum Nodding trillium
Trillium flexipes Drooping trillium
Trillium grandiflorum White wakerobin
Trillium luteumTrillium pusillum
Trillium recurvatum Purple trillium
Trillium rugeliiTrillium sessile Wakerorobin wood-
lily
Trillium undulatum Painted wood-lily!
M21997R0338 — EN — 27.11.1997 — 002.001 — 82