2000R1334 — EN — 12.04.2006 — 007.001

This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents

Amended by:





Corrected by:









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COUNCIL REGULATION (EC) No 1334/2000

of 22 June 2000

setting up a Community regime for the control of exports of dual-use items and technology







THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Article 133 thereof, Having regard to the proposal from the Commission ( 1 ), Whereas: (1) Dual-use items (including software and technology) should be subject to effective control when they are exported from the Community. (2) An effective common system of export controls on dual-use items is necessary to ensure that the international commitments and responsabilities of the Member States, especially regarding non-proliferation, and of the European Union, are complied with. (3) The existence of a common control system and harmonised policies for enforcement and monitoring in all Member States is a prerequisite for establishing the free movement of dual-use items inside the Community. (4) The current regime of export controls on dual-use items established by Regulation (EC) No 3381/94 ( 2 ), and Decision 94/942/CFSP ( 3 ), needs to be further harmonised in order to continue to guarantee the effective application of controls. (5) Common lists of dual-use items, destinations and guidelines are essential elements for an effective export control system; such lists have been established by Decision 94/942/CFSP and subsequent amendments and should be incorporated into this Regulation. (6) The responsability for deciding on applications for export authorisations lies with national authorities. National provisions and decisions affecting exports of dual-use items must be taken in the framework of the common commercial policy, and in particular Council Regulation (EEC) No 2603/69 of 20 December 1969 establishing common rules for exports ( 4 ). (7) Decisions to update the common lists of dual-use items must be in full conformity with the obligations and commitments that each Member State has accepted as a member of the relevant international non-proliferation regimes and export control arrangements, or by ratification of relevant international treaties. (8) Transmission of software and technology by means of electronic media, fax or telephone to destinations outside the Community should also be controlled. (9) Particular attention needs to be paid to issues of reexport and end-use. (10) On 22 September 1998 representatives of the Member States and the European Commission signed Protocols additional to the respective safeguards agreements between the Member States, the European Atomic Energy Community and the International Atomic Energy Agency, which, among other measures, oblige the Member States to provide information on specified equipment and non-nuclear material. (11) The Community has adopted a body of customs rules, contained in Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code ( 5 ) and Commission Regulation (EEC) No 2454/93 ( 6 ) implementing Regulation (EEC) No 2913/92 which lay down, among other things, provisions relating to the export and reexport of goods. Nothing in this Regulation constrains any powers under and pursuant to the Community Customs Code and its implementing provisions. (12) Pursuant to and within the limits of Article 30 of the Treaty and pending a greater degree of harmonisation, Member States will retain the right to carry out controls on transfers of certain dual-use items within the European Community in order to safeguard public policy or public security. Where these controls are linked to the effectiveness of controls on exports from the Community, they will be periodically reviewed by the Council. (13) In order to ensure that this Regulation is properly applied, each Member State should take measures giving the competent authorities appropriate powers. (14) Each Member State should determine the penalties applicable in the event of breach of the provisions of this Regulation. (15) The European Parliament expressed its views in its resolution of 13 April 1999 ( 7 ). (16) In view of the foregoing, Regulation (EC) No 3381/94 should be repealed, Whereas: HAS ADOPTED THIS REGULATION:







CHAPTER I

Subject and definitions

Article 1

This Regulation sets up a Community system of export controls for dual-use items.

Article 2

For the purposes of this Regulation:

(a) ‘dual-use items’ shall mean items, including software and technology, which can be used for both civil and military purposes, and shall include all goods which can be used for both non-explosive uses and assisting in any way in the manufacture of nuclear weapons or other nuclear explosive devices;

(b) ‘export’ shall mean: (i) an export procedure within Article 161 of the Community Customs Code; (ii) a reexport within Article 182 of that Code, and (iii) transmission of software or technology by electronic media, fax or telephone to a destination outside the Community; this applies to oral transmission of technology by telephone only where the technology is contained in a document the relevant part of which is read out over the telephone, or is described over the telephone in such a way as to achieve substantially the same result;

(c) ‘exporter’ shall mean any natural or legal person on whose behalf an export declaration is made, that is to say the person who, at the time when the declaration is accepted, holds the contract with the consignee in the third country and has the power for determining the sending of the item out of the customs territory of the Community. If no export contract has been concluded or if the holder of the contract does not act on its own behalf, the power for determining the sending of the item out of the customs territory of the Community shall be decisive; ‘exporter’ shall also mean any natural or legal person who decides to transmit software or technology by electronic media, fax or telephone to a destination outside the Community; Where the benefit of a right to dispose of the dual-use item belongs to a person established outside the Community pursuant to the contract on which the export is based, the exporter shall be considered to be the Contracting Party established in the Community.

(d) ‘export declaration’ shall mean the act whereby a person indicates in the prescribed form and manner the wish to place dual-use items under an export procedure.







CHAPTER II

Scope

Article 3

1. An authorisation shall be required for the export of the dual-use items listed in Annex I.

2. Pursuant to Article 4 or Article 5, an authorisation may also be required for the export to all or certain destinations of certain dual-use items not listed in Annex I.

3. This Regulation does not apply to the supply of services or the transmission of technology if that supply or transmission involves cross-border movement of natural persons.

4. This Regulation does not apply to dual-use items which only pass through the territory of the Community, that is those which are not assigned a customs-approved treatment or use other than the external transit procedure or which are merely placed in a free zone or free warehouse and where no record of them has to be kept in an approved stock record.

Article 4

1. An authorisation shall be required for the export of dual-use items not listed in Annex I if the exporter has been informed by the competent authorities of the Member State in which he is established that the items in question are or may be intended, in their entirety or in part, for use in connection with the development, production, handling, operation, maintenance, storage, detection, identification or dissemination of chemical, biological or nuclear weapons or other nuclear explosive devices or the development, production, maintenance or storage of missiles capable of delivering such weapons.

2. An authorisation shall also be required for the export of dual-use items not listed in Annex I if the purchasing country or country of destination is subject to an arms embargo decided by a common position or joint action adopted by the Council or a decision of the OSCE or an arms embargo imposed by a binding resolution of the Security Council of the United Nations and if the exporter has been informed by the authorities referred to in paragraph 1 that the items in question are or may be intended, in their entirety or in part, for a military end-use. For the purposes of this paragraph, ‘military end-use’ shall mean:

(a) incorporation into military items listed in the military list of Member States;

(b) use of production-, test- or analytical equipment and components therefor, for the development, production or maintenance of military items listed in the abovementioned list;

(c) use of any unfinished products in a plant for the production of military items listed in the abovementioned list.

3. An authorisation shall also be required for the export of dual-use items not listed in Annex I if the exporter has been informed by the authorities referred to in paragraph 1 that the items in question are or may be intended, in their entirety or in part, for use as parts or components of military items listed in the national military list that have been exported from the territory of that Member State without authorisation or in violation of an authorisation prescribed by national legislation of that Member State.

4. If an exporter is aware that dual-use items which he proposes to export, not listed in Annex I, are intended, in their entirety or in part, for any of the uses referred to in paragraphs 1, 2 and 3, he must notify the authorities referred to in paragraph 1, which will decide whether or not it is expedient to make the export concerned subject to authorisation.

5. A Member State may adopt or maintain national legislation imposing an authorisation requirement on the export of dual-use items not listed in Annex I if the exporter has grounds for suspecting that those items are or may be intended, in their entirety or in part, for any of the uses referred to in paragraph 1.

6. A Member State which imposes an authorisation requirement, in application of paragraphs 1 to 5, on the export of a dual-use item not listed in Annex I, shall, where appropriate, inform the other Member States and the Commission. The other Member States shall give all due consideration to this information and shall inform, to the extent possible, their customs offices and other relevant national authorities.

7. The provisions of Article 9(2) and (3) shall apply to cases concerning dual-use items not listed in Annex I.

8. This Regulation is without prejudice to the right of Member States to take national measures under Article 11 of Regulation (EEC) No 2603/69.

Article 5

1. A Member State may prohibit or impose an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security or human rights considerations.

2. Member States shall notify any measures adopted pursuant to paragraph 1 to the Commission immediately after their adoption and indicate the precise reasons for the measures.

3. Member States shall also immediately notify the Commission of any modifications to measures adopted pursuant to paragraph 1.

4. The Commission shall publish the measures notified to it pursuant to paragraphs 2 and 3 in the C series of the Official Journal of the European Communities.







CHAPTER III

Export authorisation

Article 6

1. A Community general export authorisation for certain exports as set out in Annex II is established by this Regulation.

2. For all other exports for which an authorisation is required under this Regulation, such authorisation shall be granted by the competent authorities of the Member State where the exporter is established. Subject to the restriction specified in paragraph 3, this authorisation may be an individual, global or general authorisation.

The authorisation shall be valid throughout the Community.

The authorisation may be subject, if appropriate, to certain requirements and conditions, such as an obligation to provide an end-use statement.

3. Items listed in Part 2 of Annex II shall not be included in a general authorisation.

4. Member States shall indicate in general authorisations that these may not be used if the exporter has been informed by his authorities that the items in question are or may be intended, in their entirety or in part, for any of the uses referred to in paragraphs 1, 2 and 3 of Article 4, or if the exporter is aware that the items are intended for the abovementioned uses.

5. Member States shall maintain or introduce in their respective national legislation the possibility of granting a global authorisation to a specific exporter in respect of a type or category of dual-use item which may be valid for exports to one or more specified countries.

6. Member States shall supply the Commission with a list of the authorities empowered to grant export authorisations for dual-use items.

The Commission shall publish the list of these authorities in the C series of the Official Journal of the European Communities.

Article 7

1. If the dual-use items in respect of which an application has been made for an individual export authorisation to a destination not listed in Annex II or to any destination in the case of dual-use items listed in Annex IV are or will be located in one or more Member States other than the one where the application has been made, that fact shall be indicated in the application. The competent authorities of the Member State to which the application for authorisation has been made shall immediately consult the competent authorities of the Member State or States in question and provide the relevant information. The Member State or States consulted shall make known within 10 working days any objections it or they may have to the granting of such an authorisation, which shall bind the Member State in which the application has been made.

If no objections are received within 10 working days, the Member State or States consulted shall be regarded as having no objection.

In exceptional cases, any Member State consulted may request the extension of the 10-day period. However, the extension may not exceed 30 working days.

2. If an export might prejudice its essential security interests, a Member State may request another Member State not to grant an export authorisation or, if such authorisation has been granted, request its annulment, suspension, modification or revocation. The Member State receiving such a request shall immediately engage in consultations of a non-binding nature with the requesting Member State, to be terminated within 10 working days.

Article 8

In deciding whether or not to grant an export authorisation under this Regulation, the Member States shall take into account all relevant considerations including:

(a) the obligations and commitments they have each accepted as a member of the relevant international non-proliferation regimes and export control arrangements, or by ratification of relevant international treaties;

(b) their obligations under sanctions imposed by a common position or a joint action adopted by the Council or by a decision of the OSCE or by a binding resolution of the Security Council of the United Nations;

(c) considerations of national foreign and security policy, including those covered by the European Union Code of Conduct on arms exports;

(d) considerations about intended end-use and the risk of diversion.

Article 9

1. Exporters shall supply the competent authorities with all relevant information required for their applications for export authorisation.

2. The competent authorities, acting in accordance with this Regulation, may refuse to grant an export authorisation and may annul, suspend, modify or revoke an export authorisation which they have already granted. Where they refuse, annul, suspend, substantially limit or revoke an authorisation, they shall inform the competent authorities of the other Member States and the Commission thereof and exchange the relevant information with the other Member States and the Commission, while complying with the provisions of Article 15(3) concerning the confidentiality of such information.

3. Before any Member State grants an export authorisation which has been denied by another Member State or States for an essentially identical transaction within the previous three years, it will first consult the Member State or States which issued the denial(s). If following consultations, the Member State nevertheless decides to grant an authorisation, it shall inform the other Member States and the Commission, providing all relevant information to explain the decision.

Article 10

1. All individual and global export authorisations shall be issued on forms consistent with the model set out in Annex IIIa.

2. At the request of exporters, global export authorisations that contain quantitative limitations shall be split.

3. General export authorisations granted under Article 6(2) shall be published in accordance with national laws and practices. They shall be issued in accordance with the indications set out in Annex IIIb.







CHAPTER IV

Updating of list of dual-use items

Article 11

The lists of dual-use items set out in Annex I and Annex IV shall be updated in conformity with the relevant obligations and commitments, and any modification thereof, that each Member State has accepted as a member of the international non-proliferation regimes and export control arrangements, or by ratification of relevant international treaties.







CHAPTER V

Customs procedures

Article 12

1. When completing the formalities for the export of dual-use items at the customs office responsible for handling the export declaration, the exporter shall furnish proof that any necessary export authorisation has been obtained.

2. A translation of any documents furnished as proof into an official language of the Member State where the export declaration is presented may be required of the exporter.

3. Without prejudice to any powers conferred on it under, and pursuant to, the Community Customs Code, a Member State may also, for a period not exceeding the periods referred to in paragraph 4, suspend the process of export from its territory, or, if necessary, otherwise prevent the dual-use items listed in Annex I which are covered by a valid export authorisation from leaving the Community via its territory, where it has grounds for suspicion that:

(a) relevant information was not taken into account when the authorisation was granted, or

(b) circumstances have materially changed since the grant of the authorisation.

4. In the case referred to in paragraph 3, the competent authorities of the Member State which granted the export authorisation shall be consulted forthwith in order that they may take action pursuant to Article 9(2). If such competent authorities decide to maintain the authorisation, they shall reply within 10 working days, which, at their request, may be extended to 30 working days in exceptional circumstances. In such case, or if no reply is received within 10 or 30 days, as the case may be, the dual-use items shall be released immediately. The Member State which granted the authorisation shall inform the other Member States and the Commission.

Article 13

1. Member States may provide that customs formalities for the export of dual-use items may be completed only at customs offices empowered to that end.

2. Member States availing themselves of the option set out in paragraph 1 shall inform the Commission of the duly empowered customs offices. The Commission shall publish the information in the C series of the Official Journal of the European Communities.

Article 14

►M3 The provisions of Articles 843 and 912a to 912g of Regulation (EEC) No 2454/93 ◄ shall apply to the restrictions relating to the exportation, reexportation and exit from the customs territory of dual-use items for the export of which an authorisation is required under this Regulation.







CHAPTER VI

Administrative cooperation

Article 15

1. Acting in liaison with the Commission, Member States shall take all appropriate measures to establish direct cooperation and exchange of information between competent authorities, in particular to eliminate the risk that possible disparities in the application of export controls to dual-use items may lead to a deflection of trade, which could create difficulties for one or more Member States.

2. Member States shall take all appropriate measures to establish direct cooperation and exchange of information between competent authorities on sensitive end-users with a view to providing a consistent level of guidance to exporters concerned by this Regulation.

3. Council Regulation (EC) No 515/97 of 13 March 1997 on mutual assistance between the administrative authorities of the Member States and cooperation between the latter and the Commission to ensure the correct application of the law on customs and agricultural matters ( 8 ), and in particular the provisions on the confidentiality of information, shall apply mutatis mutandis, without prejudice to Article 18 of this Regulation.







CHAPTER VII

Control measures

Article 16

1. Exporters shall keep detailed registers or records of their exports, in accordance with the practice in force in the respective Member States. Such registers or records shall include in particular commercial documents such as invoices, manifests and transport and other dispatch documents containing sufficient information to allow the following to be identified:

(a) the description of the dual-use items;

(b) the quantity of the dual-use items;

(c) the name and address of the exporter and of the consignee;

(d) where known, the end-use and end-user of the dual-use items.

2. The registers or records and the documents referred to in paragraph 1 shall be kept for at least three years from the end of the calendar year in which the export took place. They shall be produced to the competent authorities of the Member State in which the exporter is established on request.

Article 17

In order to ensure that this Regulation is properly applied, each Member State shall take whatever measures are needed to permit its competent authorities:

(a) to gather information on any order or transaction involving dual-use items;

(b) to establish that the export control measures are being properly applied, which may include in particular the power to enter the premises of persons with an interest in an export transaction.







CHAPTER VIII

General and final provisions

Article 18

1. A Coordinating Group chaired by a representative of the Commission shall be set up. Each Member State shall appoint a representative to the Coordinating Group.

The Coordinating Group shall examine any question concerning the application of this Regulation which may be raised either by the chairman or by a representative of a Member State and, inter alia:

(a) the measures which should be taken by Member States to inform exporters of their obligations under this Regulation;

(b) guidance concerning export authorisation forms.

2. The Coordinating Group may, whenever it considers it to be necessary, consult organisations representative of exporters concerned by this Regulation.

Article 19

Each Member State shall take appropriate measures to ensure proper enforcement of all the provisions of this Regulation. In particular, it shall lay down the penalties applicable to infringements of the provisions of this Regulation or of those adopted for its implementation. Those penalties must be effective, proportionate and dissuasive.

Article 20

Each Member State shall inform the Commission of the laws, regulations and administrative provisions adopted in implementation of this Regulation, including the measures referred to in Article 19. The Commission shall forward the information to the other Member States. Every three years the Commission shall present a report to the European Parliament and the Council on the application of this Regulation. Member States shall provide to the Commission all appropriate information for the preparation of the report.

Article 21

1. An authorisation shall be required for intra-Community transfers of dual-use items listed in Annex IV. Items listed in Part 2 of Annex IV shall not be covered by a general authorisation.

2.

(a) A Member State may impose an authorisation requirement for the transfer of other dual-use items from its territory to another Member State in cases where at the time of transfer: — the operator knows that the final destination of the items concerned is outside the Community, — export of those items to that final destination is subject to an authorisation requirement pursuant to Article 3, 4 or 5 in the Member State from which the items are to be transferred, and such export directly from its territory is not authorised by a general authorisation or a global authorisation, — no processing or working as defined in Article 24 of the Community Customs Code is to be performed on the items in the Member State to which they are to be transferred.

(b) The transfer authorisation must be applied for in the Member State from which the dual-use items are to be transferred.

(c) In cases where the subsequent export of the dual-use items has already been accepted, in the consultation procedures set out in Article 7, by the Member State from which the items are to be transferred, the transfer authorisation shall be issued to the operator immediately, unless the circumstances have substantially changed.

(d) A Member State which adopts legislation imposing such a requirement shall inform the Commission and the other Member States of the measures it has taken. The Commission shall publish this information in the C series of the Official Journal of the European Communities.

3. The measures pursuant to paragraphs 1 and 2 shall not involve the application of internal frontier controls within the Community, but solely controls which are performed as part of the normal control procedures applied in a non-discriminatory fashion throughout the territory of the Community.

4. Application of the measures pursuant to paragraphs 1 and 2 may in no case result in transfers from one Member State to another being subject to more restrictive conditions than those imposed for exports of the same items to non-Member States.

5. Documents and records of intra-Community transfers of dual-use items listed in Annex I shall be kept for at least three years from the end of the calendar year in which a transfer took place and shall be produced to the competent authorities of the Member State from which these items were transferred on request.

6. A Member State may, by national legislation, require that, for any intra-Community transfers from that Member State of items listed in Category 5, Part 2 of Annex I which are not listed in Annex IV, additional information concerning those items shall be provided to the competent authorities of that Member State.

7. The relevant commercial documents relating to intra-Community transfers of dual-use items listed in Annex I shall indicate clearly that those items are subject to controls if exported from the Community. Relevant commercial documents include, in particular, any sales contract, order confirmation, invoice or dispatch note.

Article 22

This Regulation does not affect:

— the application of Article 296 of the Treaty establishing the European Community,

— the application of the Treaty establishing the European Atomic Energy Community.

Article 23

Regulation (EC) No 3381/94 is hereby repealed.

However, for export authorisation applications made before the date of entry into force of this Regulation, the relevant provisions of Regulation (EC) No 3381/94 shall continue to apply.

Article 24

This Regulation shall enter into force 90 days after the date of its publication in the Official Journal of the European Communities.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

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ANNEX I

LIST OF DUAL-USE ITEMS AND TECHNOLOGY

(referred to in Article 3 of Regulation (EC) No 1334/2000)

This list implements internationally agreed dual-use controls including the Wassenaar Arrangement, the Missile Technology Control Regime (MTCR), the Nuclear Suppliers' Group (NSG), the Australia Group and the Chemical Weapons Convention (CWC). No account has been taken of any items that Member States wish to place on an exclusion list. No account has been taken of any national controls (non-regime origin controls) that may be maintained by Member States.

GENERAL NOTES TO ANNEX I

1. For control of goods which are designed or modified for military use, see the relevant list(s) of controls on military goods maintained by individual Member States. References in this Annex that state ‘SEE ALSO MILITARY GOODS CONTROLS’ refer to the same lists.

2. The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components are the principal element of the goods and can feasibly be removed or used for other purposes. N.B.: In judging whether the controlled component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured.

3. Goods specified in this Annex include both new and used goods.

NUCLEAR TECHNOLOGY NOTE (NTN)

(To be read in conjunction with section E of Category 0)

The ‘technology’ directly associated with any goods controlled in Category 0 is controlled according to the provisions of Category 0.

‘Technology’ for the ‘development’, ‘production’ or ‘use’ of goods under control remains under control even when applicable to non-controlled goods.

The approval of goods for export also authorises the export to the same end-user of the minimum ‘technology’ required for the installation, operation, maintenance and repair of the goods.

Controls on ‘technology’ transfer do not apply to information ‘in the public domain’ or to ‘basic scientific research’.

GENERAL TECHNOLOGY NOTE (GTN)

(To be read in conjunction with section E of Categories 1 to 9)

The export of ‘technology’ which is ‘required’ for the ‘development’, ‘production’ or ‘use’ of goods controlled in Categories 1 to 9, is controlled according to the provisions of Categories 1 to 9.

‘Technology’‘required’ for the ‘development’, ‘production’ or ‘use’ of goods under control remains under control even when applicable to non-controlled goods.

Controls do not apply to that ‘technology’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or whose export has been authorised.

N.B.: This does not release such ‘technology’ specified in 1E002.e., 1E002.f., 8E002.a. and 8E002.b.

Controls on ‘technology’ transfer do not apply to information ‘in the public domain’, to ‘basic scientific research’ or to the minimum necessary information for patent applications.

GENERAL SOFTWARE NOTE (GSN)

(This note overrides any control within section D of Categories 0 to 9)

Categories 0 to 9 of this list do not control ‘software’ which is either:

a. Generally available to the public by being: 1. Sold from stock at retail selling points, without restriction, by means of: a. Over-the-counter transactions; b. Mail order transactions; c. Electronic transactions; or d. Telephone order transactions; and 2. Designed for installation by the user without further substantial support by the supplier; or N.B.: Entry a. of the General Software Note does not release ‘software’ specified in Category 5 — Part 2 (‘Information Security’).

b. ‘In the public domain’.

EDITORIAL PRACTICES

In accordance with the rules set out in paragraph 101 on page 86 of the Interinstitutional Style Guide (1997 edition), for texts in English published in the Official Journal of the European Communities:

— a comma is used to separate the whole number from the decimals,

— whole numbers are presented in series of three, each series being separated by a thin space.

DEFINITIONS OF TERMS USED IN THIS ANNEX

Definitions of terms between ‘single quotation marks’ are given in a Technical Note to the relevant item.

Definitions of terms between ‘double quotation marks’ are as follows:

N.B.: Category references are given in brackets after the defined term.

‘Accuracy’ (2 6), usually measured in terms of inaccuracy, means the maximum deviation, positive or negative, of an indicated value from an accepted standard or true value.

‘Active flight control systems’ (7) are systems that function to prevent undesirable ‘aircraft’ and missile motions or structural loads by autonomously processing outputs from multiple sensors and then providing necessary preventive commands to effect automatic control.

‘Active pixel’ (6 8) is a minimum (single) element of the solid state array which has a photoelectric transfer function when exposed to light (electromagnetic) radiation.

‘Adapted for use in war’ (1) means any modification or selection (such as altering purity, shelf life, virulence, dissemination characteristics, or resistence to UV radiation) designed to increase the effectiveness in producing casualties in humans or animals, degrading equipment or damaging crops or the environment.

‘Aircraft’ (1 7 9) means a fixed wing, swivel wing, rotary wing (helicopter), tilt rotor or tilt-wing airborne vehicle. N.B.: See also ‘civil aircraft’.

‘All compensations available’ (2) means after all feasible measures available to the manufacturer to minimise all systematic positioning errors for the particular machine-tool model are considered.

‘Allocated by the ITU’ (3 5) means the allocation of frequency bands according to the current edition of the ITU Radio Regulations for primary, permitted and secondary services. N.B.: Additional and alternative allocations are not included.

‘Angular position deviation’ (2) means the maximum difference between angular position and the actual, very accurately measured angular position after the workpiece mount of the table has been turned out of its initial position (ref. VDI/VDE 2617, Draft: ‘Rotary tables on coordinate measuring machines’).

‘Asymmetric algorithm’ (5) means a cryptographic algorithm using different, mathematically-related keys for encryption and decryption. N.B.: A common use of ‘asymmetric algorithms’ is key management.

‘Automatic target tracking’ (6) means a processing technique that automatically determines and provides as output an extrapolated value of the most probable position of the target in real time.

‘Basic gate propagation delay time’ (3) means the propagation delay time value corresponding to the basic gate used in a ‘monolithic integrated circuit’. For a ‘family’ of ‘monolithic integrated circuits’, this may be specified either as the propagation delay time per typical gate within the given ‘family’ or as the typical propagation delay time per gate within the given ‘family’. N.B. 1:‘Basic gate propagation delay time’ is not to be confused with the input/output delay time of a complex ‘monolithic integrated circuit’. N.B. 2:‘Family’ consists of all integrated circuits to which all of the following are applied as their manufacturing methodology and specifications except their respective functions: a. The common hardware and software architecture; b. The common design and process technology; and c. The common basic characteristics.

‘Basic scientific research’ (GTN NTN) means experimental or theoretical work undertaken principally to acquire new knowledge of the fundamental principles of phenomena or observable facts, not primarily directed towards a specific practical aim or objective.

‘Bias’ (accelerometer) (7) means an accelerometer output when no acceleration is applied.

‘Camming’ (2) means axial displacement in one revolution of the main spindle measured in a plane perpendicular to the spindle faceplate, at a point next to the circumference of the spindle faceplate (Reference: ISO 230/1 1986, paragraph 5.63).

‘Carbon fibre preforms’ (1) means an ordered arrangement of uncoated or coated fibres intended to constitute a framework of a part before the ‘matrix’ is introduced to form a ‘composite’.

‘CE’ is equivalent to ‘computing element’.

‘CEP’ (circle of equal probability) (7) is a measure of accuracy; the radius of the circle centred at the target, at a specific range, in which 50 % of the payloads impact.

‘Chemical laser’ (6) means a ‘laser’ in which the excited species is produced by the output energy from a chemical reaction.

‘Chemical mixture’ (1) means a solid, liquid or gaseous product made up of two or more components which do not react together under the conditions under which the mixture is stored.

‘Circulation-controlled anti-torque or circulation controlled direction control systems’ (7) are systems that use air blown over aerodynamic surfaces to increase or control the forces generated by the surfaces.

‘Civil aircraft’ (1 7 9) means those ‘aircraft’ listed by designation in published airworthiness certification lists by the civil aviation authorities to fly commercial civil internal and external routes or for legitimate civil, private or business use. N.B.: See also ‘aircraft’.

‘Commingled’ (1) means filament to filament blending of thermoplastic fibres and reinforcement fibres in order to produce a fibre reinforcement ‘matrix’ mix in total fibre form.

‘Comminution’ (1) means a process to reduce a material to particles by crushing or grinding.

‘Common channel signalling’ (5) is a signalling method in which a single channel between exchanges conveys, by means of labelled messages, signalling information relating to a multiplicity of circuits or calls and other information such as that used for network management.

‘Communications channel controller’ (4) means the physical interface which controls the flow of synchronous or asynchronous digital information. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access.

‘Composite’ (1 2 6 8 9) means a ‘matrix’ and an additional phase or additional phases consisting of particles, whiskers, fibres or any combination thereof, present for a specific purpose or purposes.

‘Composite theoretical performance’ (‘CTP’) (3 4) is a measure of computational performance given in millions of theoretical operations per second (Mtops), calculated using the aggregation of ‘computing elements’ (‘CE’). N.B.: See Category 4, Technical Note.

‘Compound rotary table’ (2) means a table allowing the workpiece to rotate and tilt about two non-parallel axes, which can be coordinated simultaneously for ‘contouring control’.

‘Computing element’ (‘CE’) (4) means the smallest computational unit that produces an arithmetic or logic result.

‘Contouring control’ (2) means two or more ‘numerically controlled’ motions operating in accordance with instructions that specify the next required position and the required feed rates to that position. These feed rates are varied in relation to each other so that a desired contour is generated (ref. ISO/DIS 2806 - 1980).

‘Critical temperature’ (1 3 6) (sometimes referred to as the transition temperature) of a specific ‘superconductive’ material means the temperature at which the material loses all resistance to the flow of direct electrical current.

‘Cryptography’ (5) means the discipline which embodies principles, means and methods for the transformation of data in order to hide its information content, prevent its undetected modification or prevent its unauthorised use. ‘Cryptography’ is limited to the transformation of information using one or more ‘secret parameters’ (e.g., crypto variables) or associated key management. N.B.:‘Secret parameter’: a constant or key kept from the knowledge of others or shared only within a group.

‘CTP’ is equivalent to ‘composite theoretical performance’.

‘Data-Based Referenced Navigation’ (‘DBRN’) (7) Systems means systems which use various sources of previously measured geo-mapping data integrated to provide accurate navigation information under dynamic conditions. Data sources include bathymetric maps, stellar maps, gravity maps, magnetic maps or 3-D digital terrain maps.

‘Deformable mirrors’ (6) (also known as adaptive optic mirrors) means mirrors having: a. A single continuous optical reflecting surface which is dynamically deformed by the application of individual torques or forces to compensate for distortions in the optical waveform incident upon the mirror; or b. Multiple optical reflecting elements that can be individually and dynamically repositioned by the application of torques or forces to compensate for distortions in the optical waveform incident upon the mirror.

‘Depleted uranium’ (0) means uranium depleted in the isotope 235 below that occurring in nature.

‘Development’ (GTN NTN All) is related to all phases prior to serial production, such as: design, design research, design analyses, design concepts, assembly and testing of prototypes, pilot production schemes, design data, process of transforming design data into a product, configuration design, integration design, layouts.

‘Diffusion bonding’ (1 2 9) means a solid state molecular joining of at least two separate metals into a single piece with a joint strength equivalent to that of the weakest material.

‘Digital computer’ (4 5) means equipment which can, in the form of one or more discrete variables, perform all of the following: a. Accept data; b. Store data or instructions in fixed or alterable (writable) storage devices; c. Process data by means of a stored sequence of instructions which is modifiable; and d. Provide output of data. N.B.: Modifications of a stored sequence of instructions include replacement of fixed storage devices, but not a physical change in wiring or interconnections.

‘Digital transfer rate’ means the total bit rate of the information that is directly transferred on any type of medium. N.B.: See also ‘total digital transfer rate’.

‘Direct-acting hydraulic pressing’ (2) means a deformation process which uses a fluid-filled flexible bladder in direct contact with the workpiece.

‘Drift rate’ (gyro) (7) means the time rate of output deviation from the desired output. It consists of random and systematic components and is expressed as an equivalent input angular displacement per unit time with respect to inertial space.

‘Dynamic adaptive routing’ (5) means automatic rerouting of traffic based on sensing and analysis of current actual network conditions. N.B.: This does not include cases of routing decisions taken on predefined information.

‘Dynamic signal analysers’ (3) means ‘signal analysers’ which use digital sampling and transformation techniques to form a Fourier spectrum display of the given waveform including amplitude and phase information. N.B.: See also ‘signal analysers’.

‘Effective gramme’ (0 1) of ‘special fissile material’ means: a. For plutonium isotopes and uranium-233, the isotope weight in grammes; b. For uranium enriched 1 per cent or greater in the isotope uranium-235, the element weight in grammes multiplied by the square of its enrichment expressed as a decimal weight fraction; c. For uranium enriched below 1 per cent in the isotope uranium-235, the element weight in grammes multiplied by 0,0001;

‘Electronic assembly’ (2 3 4 5) means a number of electronic components (i.e., ‘circuit elements’, ‘discrete components’, integrated circuits, etc.) connected together to perform (a) specific function(s), replaceable as an entity and normally capable of being disassembled. N.B. 1:‘Circuit element’: a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc. N.B. 2:‘Discrete component’: a separately packaged ‘circuit element’ with its own external connections.

‘Electronically steerable phased array antenna’ (5 6) means an antenna which forms a beam by means of phase coupling, i.e., the beam direction is controlled by the complex excitation coefficients of the radiating elements and the direction of that beam can be varied in azimuth or in elevation, or both, by application, both in transmission and reception, of an electrical signal.

‘End-effectors’ (2) means grippers, ‘active tooling units’ and any other tooling that is attached to the baseplate on the end of a ‘robot’ manipulator arm. N.B.:‘Active tooling unit’ means a device for applying motive power, process energy or sensing to the workpiece.

‘Equivalent Density’ (6) means the mass of an optic per unit optical area projected onto the optical surface.

‘Expert systems’ (7) mean systems providing results by application of rules to data which are stored independently of the ‘programme’ and capable of any of the following: a. Modifying automatically the ‘source code’ introduced by the user; b. Providing knowledge linked to a class of problems in quasi-natural language; or c. Acquiring the knowledge required for their development (symbolic training).

‘FADEC’ is equivalent to ‘full authority digital engine control’.

‘Fault tolerance’ (4) is the capability of a computer system, after any malfunction of any of its hardware or ‘software’ components, to continue to operate without human intervention, at a given level of service that provides: continuity of operation, data integrity and recovery of service within a given time.

‘Fibrous or filamentary materials’ (0 1 2 8) include: a. Continuous ‘monofilaments’; b. Continuous ‘yarns’ and ‘rovings’; c. ‘Tapes’, fabrics, random mats and braids; d. Chopped fibres, staple fibres and coherent fibre blankets; e. Whiskers, either monocrystalline or polycrystalline, of any length; f. Aromatic polyamide pulp.

‘Film type integrated circuit’ (3) means an array of ‘circuit elements’ and metallic interconnections formed by deposition of a thick or thin film on an insulating ‘substrate’. N.B.:‘Circuit element’ is a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc.

‘Fixed’ (5) means that the coding or compression algorithm cannot accept externally supplied parameters (e.g., cryptographic or key variables) and cannot be modified by the user.

‘Flight control optical sensor array’ (7) is a network of distributed optical sensors, using ‘laser’ beams, to provide real-time flight control data for on-board processing.

‘Flight path optimisation’ (7) is a procedure that minimizes deviations from a four-dimensional (space and time) desired trajectory based on maximizing performance or effectiveness for mission tasks.

‘Focal plane array’ (6) means a linear or two-dimensional planar layer, or combination of planar layers, of individual detector elements, with or without readout electronics, which work in the focal plane. N.B.: This is not intended to include a stack of single detector elements or any two, three or four element detectors provided time delay and integration is not performed within the element.

‘Fractional bandwidth’ (3) means the ‘instantaneous bandwidth’ divided by the centre frequency, expressed as a percentage.

‘Frequency hopping’ (5) means a form of ‘spread spectrum’ in which the transmission frequency of a single communication channel is made to change by a random or pseudo-random sequence of discrete steps.

‘Frequency switching time’ (3 5) means the maximum time (i.e., delay), taken by a signal, when switched from one selected output frequency to another selected output frequency, to reach: a. A frequency within 100 Hz of the final frequency; or b. An output level within 1 dB of the final output level.

‘Frequency synthesiser’ (3) means any kind of frequency source or signal generator, regardless of the actual technique used, providing a multiplicity of simultaneous or alternative output frequencies, from one or more outputs, controlled by, derived from or disciplined by a lesser number of standard (or master) frequencies.

‘Full Authority Digital Engine Control’ (‘FADEC’) (7 9) means an electronic control system for gas turbine or combined cycle engines utilising a digital computer to control the variables required to regulate engine thrust or shaft power output throughout the engine operating range from the beginning of fuel metering to fuel shutoff.

‘Gas Atomisation’ (1) means a process to reduce a molten stream of metal alloy to droplets of 500 micrometre diameter or less by a high pressure gas stream.

‘Geographically dispersed’ (6) is where each location is distant from any other more than 1 500 m in any direction. Mobile sensors are always considered ‘geographically dispersed’.

‘Guidance set’ (7) means systems that integrate the process of measuring and computing a vehicles position and velocity (i.e. navigation) with that of computing and sending commands to the vehicles flight control systems to correct the trajectory.

‘Hot isostatic densification’ (2) means the process of pressurising a casting at temperatures exceeding 375 K (102 °C) in a closed cavity through various media (gas, liquid, solid particles, etc.) to create equal force in all directions to reduce or eliminate internal voids in the casting.

‘Hybrid computer’ (4) means equipment which can perform all of the following: a. Accept data; b. Process data, in both analogue and digital representations; and c. Provide output of data.

‘Hybrid integrated circuit’ (3) means any combination of integrated circuit(s), or integrated circuit with ‘circuit elements’ or ‘discrete components’ connected together to perform (a) specific function(s), and having all of the following characteristics: a. Containing at least one unencapsulated device; b. Connected together using typical IC production methods; c. Replaceable as an entity; and d. Not normally capable of being disassembled. N.B. 1:‘Circuit element’: a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc. N.B. 2:‘Discrete component’: a separately packaged ‘circuit element’ with its own external connections.

‘Image enhancement’ (4) means the processing of externally derived information-bearing images by algorithms such as time compression, filtering, extraction, selection, correlation, convolution or transformations between domains (e.g., fast Fourier transform or Walsh transform). This does not include algorithms using only linear or rotational transformation of a single image, such as translation, feature extraction, registration or false coloration.

‘Immunotoxin’ (1) is a conjugate of one cell specific monoclonal antibody and a ‘toxin’ or ‘sub-unit of toxin’, that selectively affects diseased cells.

‘In the public domain’ (GTN NTN GSN), as it applies herein, means ‘technology’ or ‘software’ which has been made available without restrictions upon its further dissemination (copyright restrictions do not remove ‘technology’ or ‘software’ from being ‘in the public domain’).

‘Information security’ (4 5) is all the means and functions ensuring the accessibility, confidentiality or integrity of information or communications, excluding the means and functions intended to safeguard against malfunctions. This includes ‘cryptography’, ‘cryptanalysis’, protection against compromising emanations and computer security. N.B.:‘Cryptanalysis’: analysis of a cryptographic system or its inputs and outputs to derive confidential variables or sensitive data, including clear text.

‘Instantaneous bandwidth’ (3 5 7) means the bandwidth over which output power remains constant within 3 dB without adjustment of other operating parameters.

‘Instrumented range’ (6) means the specified unambiguous display range of a radar.

‘Insulation’ (9) is applied to the components of a rocket motor, i.e. the case, nozzle, inlets, case closures, and includes cured or semi-cured compounded rubber sheet stock containing an insulating or refractory material. It may also be incorporated as stress relief boots or flaps.

‘Interconnected radar sensors’ (6) means two or more radar sensors are interconnected when they mutually exchange data in real time.

‘Interior lining’ (9) is suited for the bond interface between the solid propellant and the case or insulating liner. Usually a liquid polymer based dispersion of refractory or insulating materials, e.g. carbon filled hydroxyl terminated polybutadiene (HTPB) or other polymer with added curing agents sprayed or screeded over a case interior.

‘Intrinsic Magnetic Gradiometer’ (6) is a single magnetic field gradient sensing element and associated electronics the output of which is a measure of magnetic field gradient. N.B.: See also ‘magnetic gradiometer’.

‘Isolated live cultures’ (1) includes live cultures in dormant form and in dried preparations.

‘Isostatic presses’ (2) mean equipment capable of pressurising a closed cavity through various media (gas, liquid, solid particles, etc.) to create equal pressure in all directions within the cavity upon a workpiece or material.

‘Laser’ (0 2 3 5 6 7 8 9) is an assembly of components which produce both spatially and temporally coherent light that is amplified by stimulated emission of radiation.



N.B.: See also: ‘Chemical laser’; ‘Q-switched laser’; ‘Super High Power Laser’; ‘Transfer laser’.

‘Lighter-than-air vehicles’ (9) means balloons and airships that rely on hot air or other lighter-than-air gases such as helium or hydrogen for their lift.

‘Linearity’ (2) (usually measured in terms of non-linearity) means the maximum deviation of the actual characteristic (average of upscale and downscale readings), positive or negative, from a straight line so positioned as to equalise and minimise the maximum deviations.

‘Local area network’ (4) is a data communication system having all of the following characteristics: a. Allows an arbitrary number of independent ‘data devices’ to communicate directly with each other; and b. Is confined to a geographical area of moderate size (e.g., office building, plant, campus, warehouse). N.B.:‘Data device’ means equipment capable of transmitting or receiving sequences of digital information.

‘Magnetic Gradiometers’ (6) are instruments designed to detect the spatial variation of magnetic fields from sources external to the instrument. They consist of multiple ‘magnetometers’ and associated electronics the output of which is a measure of magnetic field gradient. N.B.: See also ‘intrinsic magnetic gradiometer’.

‘Magnetometers’ (6) are instruments designed to detect magnetic fields from sources external to the instrument. They consist of a single magnetic field sensing element and associated electronics the output of which is a measure of the magnetic field.

‘Main storage’ (4) means the primary storage for data or instructions for rapid access by a central processing unit. It consists of the internal storage of a ‘digital computer’ and any hierarchical extension thereto, such as cache storage or non-sequentially accessed extended storage.

‘Materials resistant to corrosion by UF6’ (0) may be copper, stainless steel, aluminium, aluminium oxide, aluminium alloys, nickel or alloy containing 60 weight percent or more nickel and UF6- resistant fluorinated hydrocarbon polymers, as appropriate for the type of separation process.

‘Matrix’ (1 2 8 9) means a substantially continuous phase that fills the space between particles, whiskers or fibres.

‘Measurement uncertainty’ (2) is the characteristic parameter which specifies in what range around the output value the correct value of the measurable variable lies with a confidence level of 95 %. It includes the uncorrected systematic deviations, the uncorrected backlash and the random deviations (ref. ISO 10360-2, or VDI/VDE 2617).

‘Mechanical Alloying’ (1) means an alloying process resulting from the bonding, fracturing and rebonding of elemental and master alloy powders by mechanical impact. Non-metallic particles may be incorporated in the alloy by addition of the appropriate powders.

‘Melt Extraction’ (1) means a process to ‘solidify rapidly’ and extract a ribbon-like alloy product by the insertion of a short segment of a rotating chilled block into a bath of a molten metal alloy. N.B.:‘Solidify rapidly’: solidification of molten material at cooling rates exceeding 1 000 K/s.

‘Melt Spinning’ (1) means a process to ‘solidify rapidly’ a molten metal stream impinging upon a rotating chilled block, forming a flake, ribbon or rod-like product. N.B.:‘Solidify rapidly’: solidification of molten material at cooling rates exceeding 1 000 K/s.

‘Microcomputer microcircuit’ (3) means a ‘monolithic integrated circuit’ or ‘multichip integrated circuit’ containing an arithmetic logic unit (ALU) capable of executing general purpose instructions from an internal storage, on data contained in the internal storage. N.B.: The internal storage may be augmented by an external storage.

‘Microprocessor microcircuit’ (3) means a ‘monolithic integrated circuit’ or ‘multichip integrated circuit’ containing an arithmetic logic unit (ALU) capable of executing a series of general purpose instructions from an external storage. N.B. 1: The ‘microprocessor microcircuit’ normally does not contain integral user-accessible storage, although storage present on-the-chip may be used in performing its logic function. N.B. 2: This includes chip sets which are designed to operate together to provide the function of a ‘microprocessor microcircuit’.

‘Microorganisms’ (1 2) means bacteria, viruses, mycoplasms, rickettsiae, chlamydiae or fungi, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures.

‘Missiles’ (1 3 6 7 9) means complete rocket systems and unmanned aerial vehicle systems, capable of delivering at least 500 kg payload to a range of at least 300 km.

‘Monofilament’ (1) or filament is the smallest increment of fibre, usually several micrometres in diameter.

‘Monolithic integrated circuit’ (3) means a combination of passive or active ‘circuit elements’ or both which: a. Are formed by means of diffusion processes, implantation processes or deposition processes in or on a single semiconducting piece of material, a so-called ‘chip’; b. Can be considered as indivisibly associated; and c. Perform the function(s) of a circuit. N.B.:‘Circuit element’ is a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc.

‘Monospectral imaging sensors’ (6) are capable of acquisition of imaging data from one discrete spectral band.

‘Multichip integrated circuit’ (3) means two or more ‘monolithic integrated circuits’ bonded to a common ‘substrate’.

‘Multi-data-stream processing’ (4) means the ‘microprogramme’ or equipment architecture technique which permits simultaneous processing of two or more data sequences under the control of one or more instruction sequences by means such as: a. Single Instruction Multiple Data (SIMD) architectures such as vector or array processors; b. Multiple Single Instruction Multiple Data (MSIMD) architectures; c. Multiple Instruction Multiple Data (MIMD) architectures, including those which are tightly coupled, closely coupled or loosely coupled; or d. Structured arrays of processing elements, including systolic arrays. N.B.:‘Microprogramme’ means a sequence of elementary instructions, maintained in a special storage, the execution of which is initiated by the introduction of its reference instruction into an instruction register.

‘Multispectral imaging sensors’ (6) are capable of simultaneous or serial acquisition of imaging data from two or more discrete spectral bands. Sensors having more than twenty discrete spectral bands are sometimes referred to as hyperspectral imaging sensors.

‘Natural uranium’ (0) means uranium containing the mixtures of isotopes occurring in nature.

‘Network access controller’ (4) means a physical interface to a distributed switching network. It uses a common medium which operates throughout at the same ‘digital transfer rate’ using arbitration (e.g., token or carrier sense) for transmission. Independently from any other, it selects data packets or data groups (e.g., IEEE 802) addressed to it. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access.

‘Neural computer’ (4) means a computational device designed or modified to mimic the behaviour of a neuron or a collection of neurons, i.e., a computational device which is distinguished by its hardware capability to modulate the weights and numbers of the interconnections of a multiplicity of computational components based on previous data.

‘Noise level’ (6) means an electrical signal given in terms of power spectral density. The relation between ‘noise level’ expressed in peak-to-peak is given by S2 pp = 8 No(f2–f1), where Spp is the peak-to-peak value of the signal (e.g., nanoteslas), No is the power spectral density (e.g., (nanotesla)2/Hz) and (f2–f1) defines the bandwidth of interest.

‘Nuclear reactor’ (0) means the items within or attached directly to the reactor vessel, the equipment which controls the level of power in the core, and the components which normally contain, come into direct contact with or control the primary coolant of the reactor core.

‘Numerical control’ (2) means the automatic control of a process performed by a device that makes use of numeric data usually introduced as the operation is in progress (ref. ISO 2382).

‘Object code’ (9) means an equipment executable form of a convenient expression of one or more processes (‘source code’ (source language)) which has been converted by programming system.

‘Optical amplification’ (5), in optical communications, means an amplification technique that introduces a gain of optical signals that have been generated by a separate optical source, without conversion to electrical signals, i.e., using semiconductor optical amplifiers, optical fibre luminescent amplifiers.

‘Optical computer’ (4) means a computer designed or modified to use light to represent data and whose computational logic elements are based on directly coupled optical devices.

‘Optical integrated circuit’ (3) means a ‘monolithic integrated circuit’ or a ‘hybrid integrated circuit’, containing one or more parts designed to function as a photosensor or photoemitter or to perform (an) optical or (an) electro-optical function(s).

‘Optical switching’ (5) means the routing of or switching of signals in optical form without conversion to electrical signals.

‘Overall current density’ (3) means the total number of ampere-turns in the coil (i.e., the sum of the number of turns multiplied by the maximum current carried by each turn) divided by the total cross-section of the coil (comprising the superconducting filaments, the metallic matrix in which the superconducting filaments are embedded, the encapsulating material, any cooling channels, etc.).

‘Participating state’ (7 9) is a state participating in the Wassenaar Arrangement. (See www.wassenaar.org)

‘Peak power’ (6), means energy per pulse in joules divided by the pulse duration in seconds.

‘Personalised smart card’ (5) means a smart card containing a microcircuit which has been programmed for a specific application and cannot be reprogrammed for any other application by the user.

‘Power management’ (7) means changing the transmitted power of the altimeter signal so that received power at the ‘aircraft’ altitude is always at the minimum necessary to determine the altitude.

‘Pressure transducers’ (2) are devices that convert pressure measurements into an electrical signal.

‘Previously separated’ (0 1) means the application of any process intended to increase the concentration of the controlled isotope.

‘Primary flight control’ (7) means an ‘aircraft’ stability or manoeuvering control using force/moment generators, i.e., aerodynamic control surfaces or propulsive thrust vectoring.

‘Principal element’ (4), as it applies in Category 4, is a ‘principal element’ when its replacement value is more than 35 % of the total value of the system of which it is an element. Element value is the price paid for the element by the manufacturer of the system, or by the system integrator. Total value is the normal international selling price to unrelated parties at the point of manufacture or consolidation of shipment.

‘Production’ (GTN NTN All) means all production phases, such as: construction, production engineering, manufacture, integration, assembly (mounting), inspection, testing, quality assurance.

‘Production equipment’ (1 7 9) means tooling, templates, jigs, mandrels, moulds, dies, fixtures, alignment mechanisms, test equipment, other machinery and components therefor, limited to those specially designed or modified for ‘development’ or for one or more phases of ‘production’.

‘Production facilities’ (7 9) means equipment and specially designed software therefor integrated into installations for ‘development’ or for one or more phases of ‘production’.

‘Programme’ (2 6) means a sequence of instructions to carry out a process in, or convertible into, a form executable by an electronic computer.

‘Pulse compression’ (6) means the coding and processing of a radar signal pulse of long time duration to one of short time duration, while maintaining the benefits of high pulse energy.

‘Pulse duration’ (6) is the duration of a ‘laser’ pulse measured at Full Width Half Intensity (FWHI) levels.

‘Quantum cryptography’ (5) means a family of techniques for the establishment of shared key for ‘cryptography’ by measuring the quantum-mechanical properties of a physical system (including those physical properties explicitly governed by quantum optics, quantum field theory or quantum electrodynamics).

‘Q-switched laser’ (6) means a ‘laser’ in which the energy is stored in the population inversion or in the optical resonator and subsequently emitted in a pulse.

‘Radar frequency agility’ (6) means any technique which changes, in a pseudo-random sequence, the carrier frequency of a pulsed radar transmitter between pulses or between groups of pulses by an amount equal to or larger than the pulse bandwidth.

‘Radar spread spectrum’ (6) means any modulation technique for spreading energy originating from a signal with a relatively narrow frequency band, over a much wider band of frequencies, by using random or pseudo-random coding.

‘Real-time bandwidth’ (2 3) for ‘dynamic signal analysers’ is the widest frequency range which the analyser can output to display or mass storage without causing any discontinuity in the analysis of the input data. For analysers with more than one channel, the channel configuration yielding the widest ‘real-time bandwidth’ shall be used to make the calculation.

‘Real time processing’ (6 7) means the processing of data by a computer system providing a required level of service, as a function of available resources, within a guaranteed response time, regardless of the load of the system, when stimulated by an external event.

‘Required’ (GTN 1-9), as applied to ‘technology’ or ‘software’, refers to only that portion of ‘technology’ or ‘software’ which is peculiarly responsible for achieving or extending the controlled performance levels, characteristics or functions. Such ‘required’‘technology’ or ‘software’ may be shared by different goods.

‘Resolution’ (2) means the least increment of a measuring device; on digital instruments, the least significant bit (ref. ANSI B-89.1.12).

‘Robot’ (2 8) means a manipulation mechanism, which may be of the continuous path or of the point-to-point variety, may use sensors, and has all the following characteristics: a. Is multifunctional; b. Is capable of positioning or orienting material, parts, tools or special devices through variable movements in three dimensional space; c. Incorporates three or more closed or open loop servo-devices which may include stepping motors; and d. Has ‘user accessible programmability’ by means of teach/playback method or by means of an electronic computer which may be a programmable logic controller, i.e., without mechanical intervention. N.B.: The above definition does not include the following devices: 1. Manipulation mechanisms which are only manually/teleoperator controllable; 2. Fixed sequence manipulation mechanisms which are automated moving devices, operating according to mechanically fixed programmed motions. The programme is mechanically limited by fixed stops, such as pins or cams. The sequence of motions and the selection of paths or angles are not variable or changeable by mechanical, electronic or electrical means; 3. Mechanically controlled variable sequence manipulation mechanisms which are automated moving devices, operating according to mechanically fixed programmed motions. The programme is mechanically limited by fixed, but adjustable stops, such as pins or cams. The sequence of motions and the selection of paths or angles are variable within the fixed programme pattern. Variations or modifications of the programme pattern (e.g., changes of pins or exchanges of cams) in one or more motion axes are accomplished only through mechanical operations; 4. Non-servo-controlled variable sequence manipulation mechanisms which are automated moving devices, operating according to mechanically fixed programmed motions. The programme is variable but the sequence proceeds only by the binary signal from mechanically fixed electrical binary devices or adjustable stops; 5. Stacker cranes defined as Cartesian coordinate manipulator systems manufactured as an integral part of a vertical array of storage bins and designed to access the contents of those bins for storage or retrieval.

‘Rotary atomisation’ (1) means a process to reduce a stream or pool of molten metal to droplets to a diameter of 500 micrometre or less by centrifugal force.

‘Roving’ (1) is a bundle (typically 12-120) of approximately parallel ‘strands’. N.B.:‘Strand’ is a bundle of ‘monofilaments’ (typically over 200) arranged approximately parallel.

‘Run-out’ (2) (out-of-true running) means radial displacement in one revolution of the main spindle measured in a plane perpendicular to the spindle axis at a point on the external or internal revolving surface to be tested (Reference: ISO 230/1 1986, paragraph 5.61).

‘Scale factor’ (gyro or accelerometer) (7) means the ratio of change in output to a change in the input intended to be measured. Scale factor is generally evaluated as the slope of the straight line that can be fitted by the method of least squares to input-output data obtained by varying the input cyclically over the input range.

‘Settling time’ (3) means the time required for the output to come within one-half bit of the final value when switching between any two levels of the converter.

‘SHPL’ is equivalent to ‘super high power laser’.

‘Signal analysers’ (3) means apparatus capable of measuring and displaying basic properties of the single-frequency components of multi-frequency signals.

‘Signal processing’ (3 4 5 6) means the processing of externally derived information-bearing signals by algorithms such as time compression, filtering, extraction, selection, correlation, convolution or transformations between domains (e.g., fast Fourier transform or Walsh transform).

‘Software’ (GSN All) means a collection of one or more ‘programmes’ or ‘microprogrammes’ fixed in any tangible medium of expression. N.B.:‘Microprogramme’ means a sequence of elementary instructions, maintained in a special storage, the execution of which is initiated by the introduction of its reference instruction into an instruction register.

‘Source code’ (or source language) (4 6 7 9) is a convenient expression of one or more processes which may be turned by a programming system into equipment executable form (‘object code’ (or object language)).

‘Spacecraft’ (7 9) means active and passive satellites and space probes.

‘Space qualified’ (3 6) refers to products designed, manufactured and tested to meet the special electrical, mechanical or environmental requirements for use in the launch and deployment of satellites or high altitude flight systems operating at altitudes of 100 km or higher.

‘Special fissile material’ (0) means plutonium-239, uranium-233, ‘uranium enriched in the isotopes 235 or 233’, and any material containing the foregoing.

‘Specific modulus’ (0 1 9) is Young's modulus in pascals, equivalent to N/m2 divided by specific weight in N/m3, measured at a temperature of (296 ± 2) K ((23 ± 2) °C) and a relative humidity of (50 ± 5) %.

‘Specific tensile strength’ (0 1 9) is ultimate tensile strength in pascals, equivalent to N/m2 divided by specific weight in N/m3, measured at a temperature of (296 ± 2) K ((23 ± 2) °C) and a relative humidity of (50 ± 5) %.

‘Splat Quenching’ (1) means a process to ‘solidify rapidly’ a molten metal stream impinging upon a chilled block, forming a flake-like product. N.B.:‘Solidify rapidly’ solidification of molten material at cooling rates exceeding 1 000 K/s.

‘Spread spectrum’ (5) means the technique whereby energy in a relatively narrow-band communication channel is spread over a much wider energy spectrum.

‘Spread spectrum’ radar (6) - see ‘Radar spread spectrum’

‘Stability’ (7) means the standard deviation (1 sigma) of the variation of a particular parameter from its calibrated value measured under stable temperature conditions. This can be expressed as a function of time.

‘States (not) Party to the Chemical Weapon Convention’ (1) are those states for which the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons has (not) entered into force. (See www.opcw.org)

‘Substrate’ (3) means a sheet of base material with or without an interconnection pattern and on which or within which ‘discrete components’ or integrated circuits or both can be located. N.B. 1:‘Discrete component’: a separately packaged ‘circuit element’ with its own external connections. N.B. 2:‘Circuit element’: a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc.

‘Substrate blanks’ (6) means monolithic compounds with dimensions suitable for the production of optical elements such as mirrors or optical windows.

‘Sub-unit of toxin’ (1) is a structurally and functionally discrete component of a whole ‘toxin’.

‘Superalloys’ (2 9) means nickel-, cobalt- or iron-base alloys having strengths superior to any alloys in the AISI 300 series at temperatures over 922 K (649 °C) under severe environmental and operating conditions.

‘Superconductive’ (1 3 6 8) means materials, i.e., metals, alloys or compounds, which can lose all electrical resistance, i.e., which can attain infinite electrical conductivity and carry very large electrical currents without Joule heating. N.B.: The ‘superconductive’ state of a material is individually characterised by a ‘critical temperature’, a critical magnetic field, which is a function of temperature, and a critical current density which is, however, a function of both magnetic field and temperature.

‘Super High Power Laser’ (‘SHPL’) (6) means a ‘laser’ capable of delivering (the total or any portion of) the output energy exceeding 1 kJ within 50 ms or having an average or CW power exceeding 20 kW.

‘Superplastic forming’ (1 2) means a deformation process using heat for metals that are normally characterised by low values of elongation (less than 20 %) at the breaking point as determined at room temperature by conventional tensile strength testing, in order to achieve elongations during processing which are at least 2 times those values.

‘Symmetric algorithm’ (5) means a cryptographic algorithm using an identical key for both encryption and decryption. N.B.: A common use of ‘symmetric algorithms’ is confidentiality of data.

‘System tracks’ (6) means processed, correlated (fusion of radar target data to flight plan position) and updated aircraft flight position report available to the Air Traffic Control centre controllers.

‘Systolic array computer’ (4) means a computer where the flow and modification of the data is dynamically controllable at the logic gate level by the user.

‘Tape’ (1) is a material constructed of interlaced or unidirectional ‘monofilaments’, ‘strands’, ‘rovings’, ‘tows’, or ‘yarns’, etc., usually preimpregnated with resin. N.B.:‘Strand’ is a bundle of ‘monofilaments’ (typically over 200) arranged approximately parallel.

‘Technology’ (GTN NTN All) means specific information necessary for the ‘development’, ‘production’ or ‘use’ of goods. This information takes the form of ‘technical data’ or ‘technical assistance’. N.B. 1:‘Technical assistance’ may take forms such as instructions, skills, training, working knowledge and consulting services and may involve the transfer of ‘technical data’. N.B. 2:‘Technical data’ may take forms such as blueprints, plans, diagrams, models, formulae, tables, engineering designs and specifications, manuals and instructions written or recorded on other media or devices such as disk, tape, read-only memories.

‘Tilting spindle’ (2) means a tool-holding spindle which alters, during the machining process, the angular position of its centre line with respect to any other axis.

‘Time constant’ (6) is the time taken from the application of a light stimulus for the current increment to reach a value of 1-1/e times the final value (i.e., 63 % of the final value).

‘Total control of flight’ ( 7) means an automated control of ‘aircraft’ state variables and flight path to meet mission objectives responding to real time changes in data regarding objectives, hazards or other ‘aircraft’.

‘Total digital transfer rate’ (5) means the number of bits, including line coding, overhead and so forth per unit time passing between corresponding equipment in a digital transmission system. N.B.: See also ‘digital transfer rate’.

‘Tow’ (1) is a bundle of ‘monofilaments’, usually approximately parallel.

‘Toxins’ (1 2) means toxins in the form of deliberately isolated preparations or mixtures, no matter how produced, other than toxins present as contaminants of other materials such as pathological specimens, crops, foodstuffs or seed stocks of ‘microorganisms’.

‘Transfer laser’ (6) means a ‘laser’ in which the lasing species is excited through the transfer of energy by collision of a non-lasing atom or molecule with a lasing atom or molecule species.

‘Tunable’ (6) means the ability of a ‘laser’ to produce a continuous output at all wavelengths over a range of several ‘laser’ transitions. A line selectable ‘laser’ produces discrete wavelengths within one ‘laser’ transition and is not considered ‘tunable’.

‘Unmanned Aerial Vehicle’ (‘UAV’) (9) means any aircraft capable of initiating flight and sustaining controlled flight and navigation without any human presence on board.

‘Uranium enriched in the isotopes 235 or 233’ (0) means uranium containing the isotopes 235 or 233, or both, in an amount such that the abundance ratio of the sum of these isotopes to the isotope 238 is more than the ratio of the isotope 235 to the isotope 238 occurring in nature (isotopic ratio 0,71 per cent).

‘Use’ (GTN NTN All) means operation, installation (including on-site installation), maintenance (checking), repair, overhaul and refurbishing.

‘User accessible programmability’ (6) means the facility allowing a user to insert, modify or replace ‘programmes’ by means other than: a. A physical change in wiring or interconnections; or b. The setting of function controls including entry of parameters.

‘Vaccine’ (1) is a medicinal product in a pharmaceutical formulation licensed by, or having marketing or clinical trial authorisation from, the regulatory authorities of either the country of manufacture or of use, which is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.

‘Vacuum Atomisation’ (1) means a process to reduce a molten stream of metal to droplets of a diameter of 500 micrometre or less by the rapid evolution of a dissolved gas upon exposure to a vacuum.

‘Variable geometry airfoils’ (7) means the use of trailing edge flaps or tabs, or leading edge slats or pivoted nose droop, the position of which can be controlled in flight.

‘Yarn’ (1) is a bundle of twisted ‘strands’. N.B.:‘Strand’ is a bundle of ‘monofilaments’ (typically over 200) arranged approximately parallel.

ACRONYMS AND ABBREVIATIONS USED IN THIS ANNEX

An acronym or abbreviation, when used as a defined term, will be found in ‘Definitions of Terms used in this Annex’.







Acronym or abbreviation Meaning ABEC Annular Bearing Engineers Committee AGMA American Gear Manufacturers' Association AHRS attitude and heading reference systems AISI American Iron and Steel Institute ALU arithmetic logic unit ANSI American National Standards Institute ASTM the American Society for Testing and Materials ATC air traffic control AVLIS atomic vapour laser isotope separation CAD computer-aided-design CAS Chemical Abstracts Service CCITT International Telegraph and Telephone Consultative Committee CDU control and display unit CEP circular error probable CNTD controlled nucleation thermal deposition CRISLA chemical reaction by isotope selective laser activation CVD chemical vapour deposition CW chemical warfare CW (for lasers) continuous wave DME distance measuring equipment DS directionally solidified EB-PVD electron beam physical vapour deposition EBU European Broadcasting Union ECM electro-chemical machining ECR electron cyclotron resonance EDM electrical discharge machines EEPROMS electrically erasable programmable read only memory EIA Electronic Industries Association EMC electromagnetic compatibility ETSI European Telecommunications Standards Institute FFT Fast Fourier Transform GLONASS global navigation satellite system GPS global positioning system HBT hetero-bipolar transistors HDDR high density digital recording HEMT high electron mobility transistors ICAO International Civil Aviation Organisation IEC International Electro-technical Commission IEEE Institute of Electrical and Electronic Engineers IFOV instantaneous-field-of-view ILS instrument landing system IRIG inter-range instrumentation group ISAR inverse synthetic aperture radar ISO International for Standardization ITU International Telecommunication Union JIS Japanese Industrial Standard JT Joule-Thomson LIDAR light detection and ranging LRU line replaceable unit MAC message authentication code Mach ratio of speed of an object to speed of sound (after Ernst Mach) MLIS molecular laser isotopic separation MLS microwave landing systems MOCVD metal organic chemical vapour deposition MRI magnetic resonance imaging MTBF mean-time-between-failures Mtops million theoretical operations per second MTTF mean-time-to-failure NBC Nuclear, Biological and Chemical NDT non-destructive test PAR precision approach radar PIN personal identification number ppm parts per million PSD power spectral density QAM quadrature-amplitude-modulation RF radio frequency SACMA Suppliers of Advanced Composite Materials Association SAR synthetic aperture radar SC single crystal SLAR sidelooking airborne radar SMPTE Society of Motion Picture and Television Engineers SRA shop replaceable assembly SRAM static random access memory SRM SACMA Recommended Methods SSB single sideband SSR secondary surveillance radar TCSEC trusted computer system evaluation criteria TIR total indicated reading UV ultraviolet UTS ultimate tensile strength VOR very high frequency omni-directional range YAG yttrium/aluminium garnet

CATEGORY 0

NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

0ASystems, Equipment and Components

0A001‘Nuclear reactors’ and specially designed or prepared equipment and components therefor, as follows:

a. ‘Nuclear reactors’ capable of operation so as to maintain a controlled self-sustaining fission chain reaction;

b. Metal vessels, or major shop-fabricated parts therefor, specially designed or prepared to contain the core of a ‘nuclear reactor’, including the reactor vessel head for a reactor pressure vessel;

c. Manipulative equipment specially designed or prepared for inserting or removing fuel in a ‘nuclear reactor’;

d. Control rods specially designed or prepared for the control of the fission process in a ‘nuclear reactor’, support or suspension structures therefor, rod drive mechanisms and rod guide tubes;

e. Pressure tubes specially designed or prepared to contain fuel elements and the primary coolant in a ‘nuclear reactor’ at an operating pressure in excess of 5,1 MPa;

f. Zirconium metal and alloys in the form of tubes or assemblies of tubes in which the ratio of hafnium to zirconium is less than 1:500 parts by weight, specially designed or prepared for use in a ‘nuclear reactor’;

g. Coolant pumps specially designed or prepared for circulating the primary coolant of ‘nuclear reactors’;

h. ‘Nuclear reactor internals’ specially designed or prepared for use in a ‘nuclear reactor’, including support columns for the core, fuel channels, thermal shields, baffles, core grid plates, and diffuser plates; Note: In 0A001.h. ‘nuclear reactor internals’ means any major structure within a reactor vessel which has one or more functions such as supporting the core, maintaining fuel alignment, directing primary coolant flow, providing radiation shields for the reactor vessel, and guiding in-core instrumentation.

i. Heat exchangers (steam generators) specially designed or prepared for use in the primary coolant circuit of a ‘nuclear reactor’;

j. Neutron detection and measuring instruments specially designed or prepared for determining neutron flux levels within the core of a ‘nuclear reactor’.

0BTest, Inspection and Production Equipment

0B001Plant for the separation of isotopes of ‘natural uranium’, ‘depleted uranium’ and ‘special fissile materials’, and specially designed or prepared equipment and components therefor, as follows:

a. Plant specially designed for separating isotopes of ‘natural uranium’, ‘depleted uranium’, and ‘special fissile materials’, as follows: 1. Gas centrifuge separation plant; 2. Gaseous diffusion separation plant; 3. Aerodynamic separation plant; 4. Chemical exchange separation plant; 5. Ion-exchange separation plant; 6. Atomic vapour ‘laser’ isotope separation (AVLIS) plant; 7. Molecular ‘laser’ isotope separation (MLIS) plant; 8. Plasma separation plant; 9. Electro magnetic separation plant;

b. Gas centrifuges and assemblies and components, specially designed or prepared for gas centrifuge separation process, as follows: Note: In 0B001.b. ‘high strength-to-density ratio material’ means any of the following: a. Maraging steel capable of an ultimate tensile strength of 2 050 MPa or more; b. Aluminium alloys capable of an ultimate tensile strength of 460 MPa or more; or c. ‘Fibrous or filamentary materials’ with a ‘specific modulus’ of more than 3,18 × 106 m and a ‘specific tensile strength’ greater than 76,2 × 103 m; 1. Gas centrifuges; 2. Complete rotor assemblies; 3. Rotor tube cylinders with a wall thickness of 12 mm or less, a diameter of between 75 mm and 400 mm, made from ‘high strength-to-density ratio materials’; 4. Rings or bellows with a wall thickness of 3 mm or less and a diameter of between 75 mm and 400 mm and designed to give local support to a rotor tube or to join a number together, made from ‘high strength-to-density ratio materials’; 5. Baffles of between 75 mm and 400 mm diameter for mounting inside a rotor tube, made from ‘high strength-to-density ratio materials’; 6. Top or bottom caps of between 75 mm and 400 mm diameter to fit the ends of a rotor tube, made from ‘high strength-to-density ratio materials’; 7. Magnetic suspension bearings consisting of an annular magnet suspended within a housing made of or protected by ‘materials resistant to corrosion by UF6’ containing a damping medium and having the magnet coupling with a pole piece or second magnet fitted to the top cap of the rotor; 8. Specially prepared bearings comprising a pivot-cup assembly mounted on a damper; 9. Molecular pumps comprised of cylinders having internally machined or extruded helical grooves and internally machined bores; 10. Ring-shaped motor stators for multiphase AC hysteresis (or reluctance) motors for synchronous operation within a vacuum in the frequency range of 600 to 2 000 Hz and a power range of 50 to 1 000 Volt-Amps; 11. Centrifuge housing/recipients to contain the rotor tube assembly of a gas centrifuge, consisting of a rigid cylinder of wall thickness up to 30 mm with precision machined ends and made of or protected by ‘materials resistant to corrosion by UF6’; 12. Scoops consisting of tubes of up to 12 mm internal diameter for the extraction of UF6 gas from within a centrifuge rotor tube by a Pitot tube action, made of or protected by ‘materials resistant to corrosion by UF6’; 13. Frequency changers (converters or inverters) specially designed or prepared to supply motor stators for gas centrifuge enrichment, having all of the following characteristics, and specially designed components therefor: a. Multiphase output of 600 to 2 000 Hz; b. Frequency control better than 0,1 %; c. Harmonic distortion of less than 2 %; and d. An efficiency greater than 80 %;

c. Equipment and components, specially designed or prepared for gaseous diffusion separation process, as follows: 1. Gaseous diffusion barriers made of porous metallic, polymer or ceramic ‘materials resistant to corrosion by UF6’ with a pore size of 10 to 100 nm, a thickness of 5 mm or less, and, for tubular forms, a diameter of 25 mm or less; 2. Gaseous diffuser housings made of or protected by ‘materials resistant to corrosion by UF6’; 3. Compressors (positive displacement, centrifugal and axial flow types) or gas blowers with a suction volume capacity of 1 m3/min or more of UF6, and discharge pressure up to 666,7 kPa, made of or protected by ‘materials resistant to corrosion by UF6’; 4. Rotary shaft seals for compressors or blowers specified in 0B001.c.3. and designed for a buffer gas in-leakage rate of less than 1 000 cm3/min.; 5. Heat exchangers made of aluminium, copper, nickel, or alloys containing more than 60 per cent nickel, or combinations of these metals as clad tubes, designed to operate at sub-atmospheric pressure with a leak rate that limits the pressure rise to less than 10 Pa per hour under a pressure differential of 100 kPa; 6. Bellow valves made of or protected by ‘materials resistant to corrosion by UF’, with a diameter of 40 mm to 1 500 mm;

d. Equipment and components, specially designed or prepared for aerodynamic separation process, as follows: 1. Separation nozzles consisting of slit-shaped, curved channels having a radius of curvature less than 1 mm, resistant to corrosion by UF6, and having a knife-edge contained within the nozzle which separates the gas flowing through the nozzle into two streams; 2. Tangential inlet flow-driven cylindrical or conical tubes, (vortex tubes), made of or protected by ‘materials resistant to corrosion by UF6’ with a diameter of between 0,5 cm and 4 cm and a length to diameter ratio of 20:1 or less and with one or more tangential inlets; 3. Compressors (positive displacement, centrifugal and axial flow types) or gas blowers with a suction volume capacity of 2 m3/min or more, made of or protected by ‘materials resistant to corrosion by UF6’, and rotary shaft seals therefor; 4. Heat exchangers made of or protected by ‘materials resistant to corrosion by UF6’; 5. Aerodynamic separation element housings, made of or protected by ‘materials resistant to corrosion by UF6’ to contain vortex tubes or separation nozzles; 6. Bellows valves made of or protected by ‘materials resistant to corrosion by UF6’, with a diameter of 40 mm to 1 500 mm; 7. Process systems for separating UF6 from carrier gas (hydrogen or helium) to 1 ppm UF6 content or less, including: a. Cryogenic heat exchangers and cryoseparators capable of temperatures of 153 K (– 120 °C) or less; b. Cryogenic refrigeration units capable of temperatures of 153 K (– 120 °C) or less; c. Separation nozzle or vortex tube units for the separation of UF6 from carrier gas; d. UF6 cold traps capable of temperatures of 253 K (– 20 °C) or less;

e. Equipment and components, specially designed or prepared for chemical exchange separation process, as follows: 1. Fast-exchange liquid-liquid pulse columns with stage residence time of 30 seconds or less and resistant to concentrated hydrochloric acid (e.g. made of or protected by suitable plastic materials such as fluorocarbon polymers or glass); 2. Fast-exchange liquid-liquid centrifugal contactors with stage residence time of 30 seconds or less and resistant to concentrated hydrochloric acid (e.g. made of or protected by suitable plastic materials such as fluorocarbon polymers or glass); 3. Electrochemical reduction cells resistant to concentrated hydrochloric acid solutions, for reduction of uranium from one valence state to another; 4. Electrochemical reduction cells feed equipment to take U+4 from the organic stream and, for those parts in contact with the process stream, made of or protected by suitable materials (e.g. glass, fluorocarbon polymers, polyphenyl sulphate, polyether sulfone and resin-impregnated graphite); 5. Feed preparation systems for producing high purity uranium chloride solution consisting of dissolution, solvent extraction and/or ion exchange equipment for purification and electrolytic cells for reducing the uranium U+6 or U+4 to U+3; 6. Uranium oxidation systems for oxidation of U+3 to U+4;

f. Equipment and components, specially designed or prepared for ion-exchange separation process, as follows: 1. Fast reacting ion-exchange resins, pellicular or porous macro-reticulated resins in which the active chemical exchange groups are limited to a coating on the surface of an inactive porous support structure, and other composite structures in any suitable form, including particles or fibres, with diameters of 0,2 mm or less, resistant to concentrated hydrochloric acid and designed to have an exchange rate half-time of less than 10 seconds and capable of operating at temperatures in the range of 373 K (100 °C) to 473 K (200 °C); 2. Ion exchange columns (cylindrical) with a diameter greater than 1 000 mm, made of or protected by materials resistant to concentrated hydrochloric acid (e.g. titanium or fluorocarbon plastics) and capable of operating at temperatures in the range of 373 K (100 °C) to 473 K (200 °C) and pressures above 0,7 MPa; 3. Ion exchange reflux systems (chemical or electrochemical oxidation or reduction systems) for regeneration of the chemical reducing or oxidizing agents used in ion exchange enrichment cascades;

g. Equipment and components, specially designed or prepared for atomic vapour ‘laser’ isotope separation process (AVLIS), as follows: 1. High power strip or scanning electron beam guns with a delivered power of more than 2,5 kW/cm for use in uranium vaporization systems; 2. Liquid uranium metal handling systems for molten uranium or uranium alloys, consisting of crucibles, made of or protected by suitable corrosion and heat resistant materials (e.g. tantalum, yttria-coated graphite, graphite coated with other rare earth oxides or mixtures thereof), and cooling equipment for the crucibles; N.B.: SEE ALSO 2A225. 3. Product and tails collector systems made of or lined with materials resistant to the heat and corrosion of uranium metal vapour or liquid, such as yttria-coated graphite or tantalum; 4. Separator module housings (cylindrical or rectangular vessels) for containing the uranium metal vapour source, the electron beam gun and the product and tails collectors; 5. ‘Lasers’ or ‘laser’ systems for the separation of uranium isotopes with a spectrum frequency stabiliser for operation over extended periods of time; N.B.: SEE ALSO 6A005 AND 6A205.

h. Equipment and components, specially designed or prepared for molecular ‘laser’ isotope separation process (MLIS) or chemical reaction by isotope selective laser activation (CRISLA), as follows: 1. Supersonic expansion nozzles for cooling mixtures of UF6 and carrier gas to 150 K (– 123 °C) or less and made from ‘materials resistant to corrosion by UF6’; 2. Uranium pentafluoride (UF5) product collectors consisting of filter, impact, or cyclone-type collectors or combinations thereof, and made of ‘materials resistant to corrosion by UF5/UF6’; 3. Compressors made of or protected by ‘materials resistant to corrosion by UF6’, and rotary shaft seals therefor; 4. Equipment for fluorinating UF5 (solid) to UF6 (gas); 5. Process systems for separating UF6 from carrier gas (e.g. nitrogen or argon) including: a. Cryogenic heat exchangers and cryoseparators capable of temperatures of 153 K (– 120 °C) or less; b. Cryogenic refrigeration units capable of temperatures of 153 K (– 120 °C) or less; c. UF6 cold traps capable of temperatures of 253 K (– 20 °C) or less; 6. ‘Lasers’ or ‘laser’ systems for the separation of uranium isotopes with a spectrum frequency stabiliser for operation over extended periods of time; N.B.: SEE ALSO 6A005 AND 6A205.

i. Equipment and components, specially designed or prepared for plasma separation process, as follows: 1. Microwave power sources and antennae for producing or accelerating ions, with an output frequency greater than 30 GHz and mean power output greater than 50 kW; 2. Radio frequency ion excitation coils for frequencies of more than 100 kHz and capable of handling more than 40 kW mean power; 3. Uranium plasma generation systems; 4. Liquid metal handling systems for molten uranium or uranium alloys, consisting of crucibles, made of or protected by suitable corrosion and heat resistant materials (e.g. tantalum, yttria-coated graphite, graphite coated with other rare earth oxides or mixtures thereof), and cooling equipment for the crucibles; N.B.: SEE ALSO 2A225. 5. Product and tails collectors made of or protected by materials resistant to the heat and corrosion of uranium vapour such as yttria-coated graphite or tantalum; 6. Separator module housings (cylindrical) for containing the uranium plasma source, radio-frequency drive coil and the product and tails collectors and made of a suitable non-magnetic material (e.g. stainless steel);

j. Equipment and components, specially designed or prepared for electromagnetic separation process, as follows: 1. Ion sources, single or multiple, consisting of a vapour source, ioniser, and beam accelerator made of suitable non-magnetic materials (e.g. graphite, stainless steel, or copper) and capable of providing a total ion beam current of 50 mA or greater; 2. Ion collector plates for collection of enriched or depleted uranium ion beams, consisting of two or more slits and pockets and made of suitable non-magnetic materials (e.g. graphite or stainless steel); 3. Vacuum housings for uranium electromagnetic se