ARCHIVESHISTORIQUES
DELACOMMISSION
COLLECTION RELIEEDES
DOCUMENTS "COM"
COM(79)606
Vol.1979/0207

Disclaimer
Conformément aurèglement(CEE,Euratom)n°354/83duConseildu1erfévrier1983
concernantl'ouvertureaupublicdesarchiveshistoriquesdelaCommunauté économique
européenne etdelaCommunauté européenne del'énergieatomique(JOL43du15.2.1983,
p.1),telquemodifiéparlerèglement(CE,Euratom)n°1700/2003du22septembre2003
(JOL243du27.9.2003,p.1),cedossierestouvertaupublic.Lecaséchéant,lesdocuments
classifiésprésentsdanscedossierontétédéclassifiés conformément àl'article5dudit
règlement.
Inaccordance withCouncilRegulation(EEC,Euratom)No354/83of1February1983
concerningtheopeningtothepublicofthehistoricalarchivesoftheEuropeanEconomic
Community andtheEuropeanAtomicEnergyCommunity (OJL43,15.2.1983,p.1),as
amendedbyRegulation(EC,Euratom)No1700/2003of22September2003(OJL243,
27.9.2003,p.1),thisfileisopentothepublic.Wherenecessary,classifieddocuments inthis
filehavebeendeclassified inconformitywithArticle5oftheaforementioned regulation.
InÜbereinstimmung mitderVerordnung(EWG,Euratom)Nr.354/83desRatesvom1.
Februar1983überdieFreigabederhistorischen ArchivederEuropäischen
Wirtschaftsgemeinschaft undderEuropäischen Atomgemeinschaft (ABI.L43vom15.2.1983,
S.1),geändertdurchdieVerordnung (EG,Euratom)Nr.1700/2003vom22.September2003
(ABI.L243vom27.9.2003,S.1),istdieseDateiderÖffentlichkeit zugänglich.Soweit
erforderlich,wurdendieVerschlusssachen indieserDateiinÜbereinstimmung mitArtikel5
dergenanntenVerordnungfreigegeben.

KOMMISSIONEN
'FORDE
EUROPÆISKE FÆLLESSKABER
Kommissionens SekretariatKOM(79)606endeligudg
Bruxelles,|2,XI.1979
INTERNT DOKUMENT
UDKASTTILRÅDETSAFGØRELSE
OMGODKENDELSE AFDE"SUBSIDIÆRE ORDNINGER"TIL
OVERENSKOMSTEN MELLEMDETFORENEDE KONGERIGE
STORBRITANNIEN OGNORDIRLAND,DETEUROPÆISKE
ATOMENERGIFÆLLESSKAB OGDENINTERNATIONALE
ATOMENERGIORGANISATION TILGENNEMFØRELSE AF
KONTROLFORANSTALTNINGER IDETFORENEDE KONGERIGE
STORBRITANNIEN OGNORDIRLAND IFORBINDELSE MED
TRAKTATEN OMIKKE-SPREDNING AFKERNEVÅBEN
(forelagtafKommissionen forRådet)
KOM(79)606 endeligudg.

OVERENSKOMST MELLEM UK/EURATOI^ /TAEA-SUBSIDIÆRE ORDNINGER
Den overenskomst omkontrolforanstaltninger ,solh "blev indgået i197«mellem
Det forenede Kongerige ,Det europæiske Atomenergifællesskab ogDen interna ^-
tionale Atomenergiorganisation med henblik pågennemførelse afdenbritiske
regerings frivillige tilbud (l),trådte ikraft den 14«august 1978 «
Ihenhold tilartikel 39idenne overenskomst erder udarbejdet subsidiære
ordninger ,sompræciserer ,hvorledes denærmere bestemmelser idenne overens­
komst skal anvendes .
Disse subsidiære ordninger eropbygget påsamme måde som dem,dererindgået
iforbindelse med overenskomsten mellem Fællesskabet ,IAEA ogdesyv EF-lande ,
derikke besidder kernevåben (herefter benævnt "verifikationsoverenskomst ")(2).
Enkelte punkter erimidlertid anderledes som følge afudviklingen ogvisse
særlige træk ioverenskomsten med Det forenede Kongerige .
Disse subsidiære ordninger består af
A)Enindledning ,derindeholder fire dele :
I.De"regler ogmetoder ",der erhenvist tiliartikel XIIiprotokollen ,
ogsom skal anvendes ved beregningen afinspektionsvirksomheden .Denne
del afviger fuldstændig fra den tilsvarende deliverifikationsoverens -
komst en,hvori pkt.12varaffattet således :
"De -forannævnte regler ogmetoder erudtryk for den nuværende vieten og
erfaring .Deundersøges ...forattage hensyn til den teknologiske ud­
vikling påkontrolområdet samt til den indvundne erfaring ."
Rent faktisk erderegler ogmetoder ,der erblevet udarbejdet iperio­
den 1971-1972 ,aldrig siden blevet gennemgået .Daderimellemtiden er
fremkommet nye løsninger til gennemførelse afverifikationsoverenskomsten
(1)Overenskomst mellem Detforenede kongerige Storbritannien ogNordirland ,„
Det europæiske Atomenergifællesskab ogDen internationale Atomenergior­
ganisation til gennemførelse afkontrolforanstaltninger iDet forenede
kongerige Storbritannien ogNordirland iforbindelse med traktaten om
ikke-spredning afkernevåben .
(2)Overenskomst mellem kongeriget Belgien ,kongeriget Danmark ,Forbundsre­
publikken Tyskland ,Irland ,Denitalienske Republik ,storhertugdømmet
Luxembourg ,kongeriget Nederlandene ,Det europæiske Atomenergifællesskab
ogDeninternationale Atomenergiorganisation til gennemførelse afartikel
III,stk.1og4»itraktaten omikke-spredning afkernevåben .

(f.eks .ordningen med"joint teams "), "blev detklart ,atdetikke
længere var muligt atanvende degamle "regler ogmetoder ",som de
fremstod .
Enajourføring afdisse "regler ogmetoder "ville uundgåeligt have
fået følger forverifikationsoverenskomsten ogville formentlig også
have truet deskrøbelige kompromis'er vedrørende gennemførelsen af
denne overenskomst ,som manvarnået fremtilimellemtiden sometre­
sultat aflange ogvanskelige drøftelser mellem Euratom ogIAEA .
Det syntes derfor formålstjenligt atsøge enfuldstændig nyordning ,
dvs.ennyordlyd ,iforbindelse med overenskomsten vedrørende Det
forenede Kongerige .
Det "bør "bemærkes ,atselv omderegler ogmetoder ,derudarbejdes med
henblik pådenne overenskomst ,erhelt forskellige fraverifikations -
overenskomstens regler ogmetoder ,vil deres gennemførelse føre til de
samme praktiske resultater .Dette fremgår tydeligt afstk.8idenne del,
hvor det hedder ,at"disse regler ogmetoder ,under ensartede vilkår ,
vil sikre gennemførelse afensartede kontrolforanstaltninger iDet for­
enede Kongerige såvel somiandre stater ,der ergenstand for Fælles­
skabets ogorganisationens kontrolforanstaltninger ".
Endvidere har denne nye ordning muliggjort fuldstændig integration i
desubsidiære ordninger afdentresidede aftale omordningerne vedrø­
rende "joint teams ",som Rådet godkendte iseptember 1977 iforbindelse
med verifikationsoverenskomsten .
Som det vartilfældet ved sidstnævnte overenskomst ,suppleres "reglerne
og'metoderne "afeksempler ,derillustrerer deres anvendelse iforskel­
lige typer anlæg .Engranskning afeksemplerne bekræfter ,atkontrol­
foranstaltninger ilighed med dan ,der erfastsat iverifikationsoverens -
komsten ,vil blive anvendt iDet forenede Kongerige .
II.Afsamme grunde som anført ovenfor vedrørende "regler ogmetoder "vil
desamordningsforanstaltninger ,der henvises tiliartikel XIX og XXi
protokollen ,istedet foratblive fastsat generelt iindledningen til
desubsidiære ordninger med Det forenede Kongerige ,blive fastsat nær­
mere ideenkelte "anlægsbilag "som anført iartikel XIX.Med henblik
herpå måder også tages hensyn til de"joint teams"-ordninger ,som Rådet
har godkendt .
«III.Afsnittet "ffodellen til ogfremlæggelsen af...rapporter "eridentisk
med det tilsvarende afsnit iverifikationsoverenskomsten .
IV.Der erindføjet endiiu etafsnit ide "subsidiære ordninger med Det for­
»enede Kongerige med henblik påatspecificere depraktiske metoder til ,
gennemførelse afartikel 23iaftalen }denne artikel bestemmer ,atan­
vendelsen aforganisationens kontrolforanstaltninger iDet forenede Kon­
gerige ihenhold til andre overenskomster omkontrolforanstaltninger med
organisationen skal suspenderes ,sålænge overenskomsten erikraft .
B)Den"almindelige del"afdesubsidiære ordninger specificerer demeddelelser ,
der skal gives afparterne ,derelevante dokumenter ,deprocedurer ,der skalfølges ,ogtidsfristerne .Denne delerfuldt udsammenlignelig verifikations -
overenskomsten ogoverenskomsten med Det forenede Kongerige imellem .Iden
"almindelige del"afsidstnævnte erbilagene imidlertid noget anderledes som
følge afetvæsentligt træk ved denne overenskomst ,nemlig eksistensen af

-3-
enliste over deanlæg ,der ergenstand for overenskomsten ,samt enliste
over deanlæg ,der erudpeget aforganisationen ihenhold til overenskomstensartikel 78,litra a).Det "børbemærkes ,atdisse lister erensidige doku­
menter ,ogderfor ikke enintegrerende delafdesubsidiære ordninger .
Bilaget vedrørende detvejledende spørgeskema iforbindelse medbeskri­
vende oplysninger for anlæggene eridentisk ibegge overenskomster .
C)Endelig skal der somvedverifikationsoverenskomsten forhandles separate
•dokumenter (anlægsbilag );forsåvidt angår Detforenede Kongerige skal
anlægsbi lagene godkendes forhvert anlæg eller delafetanlæg pålisten
over anlæg .

-4-
RÅDETS AFGØRELSE
omgodkendelse afde"subsidiære ordninger "til overenskomsten
mellem Det forenede kongerige Storbritannien ogNordirland ,Det
europæiske Atomenergifællesskab ogDeninternationale Atomener­
giorganisation til gennemførelse afkontrolforanstaltninger i
Det forenede kongerige Storbritannien ogNordirland iforbindel­
semedtraktaten omikke-spredning afkernevåben
RÅDET FOR DE EUROPÆISKE FÆLLESSKABER HAR-
under henvisning tiltraktaten omoprettelse afDet europæiske Atomener­
gifællesskab ,særlig artikel 101,stk.2,
under henvisning til udkast fra Kommissionen ,og
udfra følgende betragtninger :
'Kommissionen harioverensstemmelse med Rådets direktiver forhandlet og
hartilhensigt atoprette "subsidiære ordninger "til supplering afden
overenskomst mellem Det europæiske Atomenergifællesskab ogDeninternati­
onale Atomenergiorganisation ,derblev godkendt afRådet den 14.juni 1976 ,
oghvori også Det forenede Kongerige deltager ;
ordlyden afdisse "subsidiære ordninger "bør godkendes - ,
TRUFFET FØLGENDE AFGØRELSE :
Eneste artikel
Herved godkendes ordlyden afde"subsidiære ordninger "til overenskomsten
mellem Det forenede kongerige Storbritannien ogNordirland ,Det europæiske
Atomenergifællésskab ogDen interhationale Atomenergi organisat iontil gen­
nemførelse afkontrolforanstaltninger iDet forenede kongerige Storbritan­
nien ogNordirland iforbindelse medtraktaten omikke-spredning afkerne­
våben .
Udfærdiget i'
4PåRådets vegne
Formand

ν·»»* .'-'Λ**»
r•- «V , . .,. ann«* ^
ΟκΚ\^)^αί '
UK/'irjHATOK /l'îîAAGR^J-ESnT
PRAPT SU33IDI /=RY ARKAKGEMiSPrS

'GTS-ISTS
TO 'I'Hin
agsemmv BETVJI^ TH?U^ITDD KIKGIXV .!OVCRSAT BRITAIK AND nokthvirn
VHI3 bUkOPiSA !;ATO;.:iO SJKRCY CGwjiUIilTY AI:'l >THE EiTivRit A'PIQft ALATOMIC 'KNSRGY .
AGLiiCY POH TI1)3APPLICATION 01-' 3APEGUARD3 B<THE UliJTSD KHGDOkI lì,COiiKECTION
WITH -THE TRiSATY Ox)THiS KOU-PIfOLIPiSRATIOK OPMJCLEAR WEAPONS
The3e Subsidiary Arrangements ,made under Article 39(a )ofthe Agreement between
the United Kingdom ofGreat Britain and Northern Ireland ,the European Atomic
Energy Community and theInternational Atomic Energy Agency inconnection with the
Treaty onthelion-Proliferation ofNuclear Weapons ,signed atVienna on6September
19?6 ,specify indetail ,tothe extent necessary topermit the Agency tofulfil its
responsibilities under this Agreement ,how the procedures laid dovm inthat Agree­
ment are tobeapplied ."The Agreement andits Protocol arehereinafter referred to
•as'the Agreement 1and '•the Protocol' .These Subsidiary Arrangements consist of:
A. AnIntroduction relating to
I The Rules and Methods for the implementation ofthe .criteria
referred toinArticle 81ofthe Agreement andArticle XIIof
the Protocol . . ■
II •The co-ordination arrangements referred toinArticle XIX of
the Protocol . \
.III The specification ofthe form and format ofreports referred
toinArticle IXofthe Protocol .
IV The arrangements for the implementation ofthe provisions of
Article 23ofthe Agreement .
B. AGeneral Port applicable toall nuclear material inthe United Kingdom '
covered byArticle 1ofthe Agreement which specifies the communications
tobemade between the Parties ,the relevant documents ,the procedures to
befollowed and the time limits for actions tobemade between the Parties .
This Part issupplemented bythe following Annexes :
l(a)Thecurrent Facilities List asspecified inArticle l(b)ofthe Agreement .
l(b)Acurrent ]jstofFacilities intheUnited ?.'ingdom designated pursuant to .
Article V0(;>)•ofthe Agreement .
Annex l(a)and Annex 1(b)arer.ot anintegral part ofthese subsidiary arrangements
II The agreed indicative questionnaire ,referred toinArticTe IIofths
Protocol .This indicates the design and other information tobeprovided
for the preparation ofFacility Attachments .
C. Aseparate Attachment for each facility orpart ofafacility .
June 1079 BESÏRSCTED

1.
!-
.I
I
lv
ï
1
Γ­
Ι
I 'RULES AUDMETHODS FORTHEIMPLEMENTATION OFTHECRITERIA REFERRED TO . !
INARTICLE 81OFTHEAGREEMENT ANDARTICLE XIIOFTHEPROTOCOL UNDER ( J
THETERMS OFTHEUK/EURATOM /lAEA AGREEMENT • !
1.Theobjective ofsafeguards will beachieved ,inter alia ,through routine
inspection efforts under theAgreement asdetermined onthebasis ofthe ' '
criteria described below . ' : j
\ '
2.The criteria fordetermining inspection efforts are:- !
(a)theformandaccessibility ofthenuclear material tobesafeguarded ; ■j
(b)theeffectiveness oftheCommunity 'ssafeguards ; . ;
(c)characteristics ofthe'nuclear fuel cycle being safeguarded intheUK; \
(d)international interdependence inrelation tothenuclear fuel cycle
being safeguarded intheUK;and
(e)technical developments inthefield of .safeguards . , [
3.Allroutine inspection activities expected tobecarried outbyEuratom and !
t . . !
theAgency will belisted andallocated adequate inspectors' time fortheir ;
execution ,sothat intotal theARIE 1*andARIE 2*efforts derived will be_
.sufficient forpractical operations . i
4.Inthecase ofinstallations foruranium enrichment orusing significant
quantities ofplutoniuia andhighly enriched uranium orreprocessing irradiated
fuel andsuch other facilities asmutually agreed upon theIAEA andRiratom will
form "Joint Teams "ofinspectors whowill jointly carry outtheir work .
Basically allroutine inspection activities tobecarried outunder theAgreement
ineach plant will beconsidered asatask tobeperformed byone Joint Team .
5.Thepurpose ofhaving Joint Teams ofinspectors istoenable both organizations
toachieve thesafeguards objectives ,with minimum intrusion into facility
operations compatible with these objectives andwith theavoidance totheextent
possible ofunnecessary duplication .
6.The Joint Team will perform common verification activities undertaken in
mutual support insuch awayastogive each organisation alltheinformation
required todraw itsownindependent conclusion .
7.Provided .that theobjective stated in6above isassured thefollowing arrangements
shall guide theoperations oftheJoint Team :-
*Actual Routine Inspection Efforts oftheCommunity (ARIE 1)andoftheAgency (AltlE 2)liÏ\.<S iLU
STTBSITJTARY ARRANGEMENTS
INTRODUCTION

(i) Collection ofbasic data will bedone asfaraspossible onthebasis 1
ofacommon setpfworking papers .Thedistribution ,oftasks within
theJoint Team will bedecided bytheteam itself .Ifacertain inspection
activity 13considered asrequiring more than one inspector ,inspectors
from both IAEA ,andEuratom mem ,bers oftheteam will bepresent .An
activity which canbecarried outbyasingle inspector maybeundertaken >
byanymemberoftheJoint Team .Sampling plans will beprepared [
jointly ,butprovision will bemade where required foreach organisation i
_toperform itsownanalysis onsampling taken .Ifseals arerequired by j
both organisations theJoint Team will apply oneagreed seal .Until i
mutually -accepted seals areavailable ,different seals may beapplied . i
(ii)Data obtained inthecourse ofperforming inspection activities will be
.reviewed forcompleteness and correctness bythe Joint Team -.Identical
copies ofalldata collected will becompiled bythe Joint Team and
made available toboth organisations . .•
0
(iii)Nohierarchical structure isforeseen forthe Joint Team .Requests to
theoperator relating toJoint Team activities will normally be
channelled through theEuratom inspector andtheAgency inspector will
accompany himwhenever itisconsidered necessary bytheAgency .
These Rules andMethods will ,forsimilar conditions ,provide for the
!
implementation ofsimilar safeguards intheUnited Kingdom asinother states
subject toCommunity andAgency safeguards .
Theinspection efforts fortypical facilities areshown inthefollowing
specific examples .These examples shall bereviewed from time totime
totake into account newtechnological developments inthefield ofsafeguards
and experience gained .

RESTRICTED
£
• {> ,
EXAMPLES
*
Thefollowing examples illustrate the application of
the Rules and Methods .They have "been established
for anumber ofrealistic cases .
4

. : • . •; (S
EX/.MPI.H A A !Rn.wfc Tlreodftt »Hf*aetor •• À
#•
Application toafast "breeder reactor ofnominal inventory 1000 kg plutonium
and3000 kgnatural uranium ,andathroughput of1000 kgplutoniui ^and3000 kg
natural uranium per year . . ....
Itisassumed that thereactor isoperated continously .
Activities ]\Tum"ber ofevents /yearARIE 1
(mandays/y)ARIE 2
(man days/y)
1Receipts 150 * *
2Despatcnes 150 * «•
3Examination ofrecords , 20 !
I20
4Physieal Inventory
Vérification2 10 5
51
Containment /Surveillance
Activities.20 20
■Total 5° 45
*Covered "byverification activities associated vjith fast "breeder reactor storage
facility . " . .
-5-

. .0:
EXAMPLE 33Fr^nh e<nd Trrefliaiefi Fuftl StoTP.RQassociated with aFast Breeder eiAC vo
Application toafresh andirradiated storage facility with anominal inventory
of1000 kgplutonium and3000 kgnatural uranium andathroughput of1000 kg
plutcnium and3000 kgnatural uranium peryear.Itisassumed thatthefacility
isoperated continuously . •
Activities Number ofevents /yearABIE 1
(Manaays/y)ARIE -2
(Mandays/y)
1Receipts 150 75 75
2Despatches ofirradiated
fuel150 105
I80-
I
3Examination ofrecords 30
/30
4Containment /Surveillance ,
activities ι• . I3° I 3° |
I
I
!
5Sampling and NDA
measurements,40 40
6Pjjysical Inventory
vérification'20
Total 300 300
Note :Forinspection activities atstre-tegic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2.1 .ofthefacility attachments ,
ARIE 1=50and ARIE 2=50man/days areassumed .This figure isnot "based
oncalculations orspecific characteristics ofthefacilities inquestion ,
ispro memoria only andisincluded inthe ARIE figures forthevarious
inspection activities indicated inthe table .•

es
EXAMPLE C'Fs.st Reactor Fuel HeprfloeKsin.fi' Plant " ■£
'Λ,
V
Application toafast reactor fuel reprocessing plant ofnominal ;inventory of
1000 kgPuand .nominal throughput of1000 kgperyear . \
i
Itisassumed that the plant isoperating ->from dissolver toprocess -
300 days peryear ona7.days per v/eek and 3shifts per daybasis ,and
performing about 35^dirsolutions .
Activities Number ofevents /yearARIE 1
(Mandays/y)ARIE 2
(Man days/y)
1Receipts 150 .I
I ·7575
2Input measurements 350 350 350
.■■3 Puoutput 25 - 25 25
4Waste -hulls +LAW/MAW1
50 30
5Containment /Surveillance
activities* *
6examination ofRecords 30 ' 30
7Calibrations and verifi - •
cations ofoperators
measurement system\10 10
'*
8Sample preparation for
shipment
I400 1 90 90
9Clean-out operations»
2 20
10 Phyr-ical invent ory
vérification2 20 20
Total 670 630
*Covered by other verification activities
Note :Forinspection activities atstrategic points ,other than the .strategic
points referred toincodes 3.1.2 .and 3.2.1 .ofthefacility attachments ,
ARIE 1=80and' ARIE 2=80raan/days are assumed .This figure ,isnotbased
011calculations orspecific chs-racteristics ofthefacilities inquestion ,
ispro memoria only andisincluded inthe ARIE figures forthevarious
inspection activities indicated inthe table®

(9
K/AMPLE -3 Fnbricrvtion ofTTixod PIirbonii;ir;/Ur•?ninmOxide Puel Kler.cnts
Application toamixed ,plutoniura /uraniuia fuel element fabrication facility of
nominal inventory 300 kgplutonium plus 900 kgnatural uranium and athroughput
of300 legplutonium and900kgofuranium peryear *Itisassumed that the
facility operates 8hours/dayfor 5days/week forapproximately 300days/year.
Activities Number ofevents /year ,ARIE 1
[Mandays/y)
LARIE 2
Kan .days/y
•1Receipts ofplutonium
nitrate inflasks25 25 25
2Transfer ofplutonium
nitrate tostorage tanks50 50
3Verification ofinput to
conversion process50 50
4Observation ofsarapling
activities■40
i40
5 iJDA measurements ,80 I 80
6Shipment ofsub assemblies 25 25 !
I25
7Clean out operation 2 20 0
8IPhysical Inventory taking2 40 30
9Containment /Surveillance
activities50 50
10Examination ofRecords 40 40
11Calibration and verification
ofoperators measurements
system20 20
12Samples preparation for
shipment50 50
13Preparation ofstandards 40 40
Total 530 500
Note :Forinspection activities atstrategic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2,1 .ofthefacility attachments ,
ARIS 1=100and ARIE 2=100 man/days areassumed .This figure isnot
based oncalculations orspecific characteristics ofthefacilities in
question ,ispro mernoria only andisincluded inthe ARIE figures forthe
various inspection activities indicated inthe table .

EXAMPLE E Zor-oEnwy -Bredder Heaotor
Application toaZero Energy Breeder Reactor ofnominal inventory of1700 kg
plutonium asmetal andoxide and2200 kgenriched uranium asmetal andoxide
content 650kg)ana58tons ofnatural uranium .Itisassumed that
thefacility isoperating 8hours /day'for5days/week throughout theyear .
.Activities Number ofevent s/yearARIE 1
(Nanday/y)ARIE 2
(Manday/y)
1Receipts 20 20 20
2Despatcnes 20 20 20
3Observation of
ongoing operationsI
60 I
j50
!
I
4Containment /Surveillance
activities
i00 80
EDA Activities
Iselected atrandom 100 100
0Physical Inventory
vérification2 10 10
7Examination ofrecords 10 10
Total
;300 290
Note Forinspection activities atstrategic points ,other than thestrategic
points referred toincodes 3.1.2 .and3.2.1 .ofthe facility attachments ,
ARIE 1=50andARIE2-^0 man/days areassumed .This figure isnot
■based oncalculations orspecific characteristics ofthe facilities in
question ,ispromemoria only and isincluded intheARIE figures forthe
various inspection activities indicated inthe table .

l-M,-
EXAMPLE F Continuously Fuelled Grn.phite I'socierntcd Reactors
»
*· · V
Application to:
a)Apower station fuelled with natural uranium metal fuel with anominal
inventory of900tonnes uranium andanannual throughput of120tonnes
b)Apower station fuelled with lowenriched uranium (enrichment varies from
1.162 to3.50 w/° nominal inventory of280tonnes total uranium and
annual throughput of39tonnes uranium .
Reactors operated coritinously .
Activities Number ofevents /yearARTE 1
(Mandays/y)ARIE 2
(Mandays/y)
1
1
1Receipts I 30 j
1NTL+*rNIL
2Dcspatches •30 30 30
3Examination of
records10 10
4Physical Inventory
vérification1 5 3
5Containment andSurveill­
ance activities* *
6NDAmeasurements 5 ■ 5
Total1
I 50 48
ifsealed atfabrication plant
*covered byother verification activities
-10-

RÊSTR is-'inD'ii
SUBSIDIARY ARRANGEMENTS
INTRODUCTION
II Co~ordination Arrangements
The co-ordination arrangements referred toinArticles XIXandXXofthe |
Protocol arespecified intheFacility Attachiaents .Inspections offacilitiei
I
designated pursuant toAnnex 1(b)ofthese Subsidiary Arrangements are
tobecarried out ,where soagreed ,byJoint Teams ofinspectors drawn fronr
theEuropean Atomic Energy Community andfrom theInternational Atomic
Energy Agency .. , !
11
RESTRICTED .

RESTRICTED
3ϋΒ3ΙΓ>ΙΛΙΐΥ ΛΙΪΠΛΚΟΕΜΞίΤΒ
ικτηοΰυοτιοκ
l-'orm and Format ofRonorts
Accounting reports shall normally beprovided tothe Agency onmagn®*' 10
tape .They shall inolude elltheappropriate information specified in
Code 10.Theformat forreports onmagnetic tapes v/illbespecified m
letters tobeexchanged between the Commission andthe Agency 'sSecre­
tariat .
Under exceptional circumstances ,accounting reports maybetransmitted
inhard copy .
-12-
RESTRICTED

ï\ IA<,'W aU
'SUBSIDIARY ARRANGEMENTS
INTRODUCTION .
IV Arrangements for the implementation ofArticle 23ofthe
A,crrecment '•
Atthe time this Agreement enters into force theUnited Kingdom and
theAgency uhall jointly agree theinventory ofnuclear material
already intheUnited Kingdom which issubject toother safeguards agreements
between theAgency and theUnited Kingdom .
TheAgency and theUnited Kingdom shall seek jointly tomake arrangements
with theother parties involved sothat safeguards intheUnited Kingdom
under such Agreements aresuspended .The United Kingdom will inform the
Agency byletter oftheamounts ofmaterial under other Agreements which
susbequently arrive inoraredespatched from theUnited Kingdom ,within
JOdays ofreceipt ordespatch . 1
Onthebasis ofsuch transfers theUnited Kingdom andtheAgency shall
each maintain arecord ofthe amounts ofmaterial subject tosuspended
safeguards agreements andshall compare their records at .six-monthly
intervals .,
Itwill betheresponsibility oftheAgency todesignate asufficient
number offacilities toensure that the total ajnount ofmaterial ofeach
type actually safeguarded in .the'United Kingdom isatalltimes equal to
/orgreater than thecorresponding quantities intheabove mentioned record ..0+
;
-13-
ΚΡδΤΡΙΓΤΓΡΓΪiiviv.*i

RESTRICTED
SUBSIDIARY ARRANGEMENTS
GENERAL PART -
Table ofContents
/
hde Subject
.Channels ofcommunication
1.1 Communications from Agency
1.2 Communications toAgency •
2. TheCommunity 'sSafeguards Measures referred toinArticle 32of
theAgreement
2.1 Measures foreseen intheAgreement
2.2 Specifications ofinformation tobeprovided bytheCommunity
. Provision ofinformation bytheCommunity
3.1 Information onfacilities orparts offacilities
3.2 Radiological protection andsafety
5-5 Initial report
3.^ Accounting reports
3.5 •Spécial reports
3.6 Information ontransfers into oroutoftheUnited Kingdom
Provision ofinformation bytheAgency totheCommunity andtote
United Kingdom
4.1 Agency statements
I
^.2Advance Notice ofadhocinspections
5. Publication ofinformation bytheAgency
6.Termination andexemption
6.1Model arrangement fortermination
6.2Model request forexemption
6.3 Model communication onre-application ofsafeguards
. Advance notifications oftransfers ofnuclear material outoor
into theUnited Kingdom
Model communication forintended export
7.2I Model communication forexoected import
I »

F
')?y)C'£* r4i5'**v'7•r-
i,*>1
Table ofContents (Cont'd )
t
t*•
t
é '
j: Code
ffT" *rrr -
Λ-
Subject
f. 8 Model inventory ofnuclear material subject tosafeguaras
under theAgreement
9 Samples ,forSafeguards
10 Report forms andexplanations oftheir use .
11 Provision ofinformation bytheUnited Kingdom onintended
withdrawal ofnuclear material fornational security reasons
(Article 14oftheAgreement )
Annex 1(a) The current Facilities List
;
Annex 1(b ) Thecurrent list ofDesignated Facilities
Annex II The Indicative Quest ionnaire fortheprovision .of
Design Information ,
j.-.[»«vl«•1n i>N1i
-15-

.L
Ώ'ΓΤ.Ο'~'5·"· »ΪΛΤΓΙΛMJ)|Itfll i»-»
1. Channels ofcommunication
''"- • • ■\
)ûô Subject Name and Address
,1
,1.1
.1.2
.1.3Communications from Agency
Onmatters relating toimplementation
ofAgreement ,Protocol and Subsidiary 1
Arrangements .
Routing ofcommunications under 1.1.1
Normal contact ofAgency inspectors
inthe United Kingdom .
Communications to A.<?enevι
and :
TheSafeguards Office Commission of
Department ofEnergy "theEuropean
Thames House South Communities
London SW1P kQJ Directorate of
Direct Euratom Safeguards
Jean Monnet Bid
The Safeguards Office Kirchberg ,
Department ofEnergy -Luxembourg
Thames House South Grand Duchy of
London SW1P ^QJ ,Luxembourg
.2.1 Onmatters relating toimplementation
ofAgreement ,Protocol andSubsidiary
Arrangements .The Director General
International Atomic Energy Agency
.K&mtner Ring 11 " Sox 590,
A.-101TVienna Austria
Téléphoné :52^511.'
Telex :012645
Cable :INATOM A
/ OrAgency staff member shown by
previous communications tobeauthorised todeal with subject
matter .
.2.2 Contact incase ofaccidents or
other emergencies involving
Agency inspectors .As Above
-16-'
i! D ' .

//I«»,C.Jit<!»&"%
L+jy ô_Vy _|&®jLyOv<<-<>i<.vii .Wf»y I^IUJ
to ,-i'nArticle,Ul.(.t.Uw t.vw.tj wsA -w•.» ^«A WM
;2o.Cthe A<~re-2r.ent ys ,-
,Référencé t/I
;odc I (Articles ) Subject .
Agreement |■Protocol
i : i
!.1 ■|j.?O"5sut ,'0c> i.n "tno Aorroor ,.on ,f/
I
Î.1.1 ■■ I For measlire r.:ont:
32(a ) ! Ameasurement system for the determination v/nere
J<appropriate ofquantities ofnuclear material
(i)receiveâ ;
(ii)produced ;
I (iii)shipped­
• '(iv)lost ;
I -(v)other-.vise removed from inventory ,or
i
•!I (vi)oninventory .
32(b) . j„The evaluation ofprecision and accuracy of
I - imeasurements ana the estimation cxmeasurement
I !
1' - Iuncertainty .
i ■32(a) |Procedures for taking aphysical inventory .
|32(o ) '
IProcedures for the evaluation ofaccumulations
ofunmeasured inventory and unmeasured losses .
2.1,2i
For accountnncv :
32(c) |
I
II'
I Procedures for identifying ,reviewing and evaluating
differences inshipper /receiver measurements . .r
32(f ) Asystem ofrecords andreports showing ,for eacn
material balance area ,the ,inventory ofnuciear
material and the changes inthat inventory inexudins ,
I' receiots into and transfers out ofthe material
balance area .
32(h ) IProcedures for thesubmission ofreports to -the
IAgency inaccordance with Articles 59~°5ana o7- ■
ofthe Agreement and with Articles VII-IXof 'the
Protocol .
.1.3 32(g ) Provisions toassure correct operation ofthe '
■ ,iaccounting procedures and arrangements . j
I
ί
Reference toArticles inthese columns ispurely indicative soastofacilitate
cross-reference between the Subsidiary Arrangements and the Agreement and the ^
Protocol respectively .
ËESI !S"f>iZU
-17-

:JBD (Ά
Ilefercnco
(Articles )
Ar-reement
32(a )
-(h)ProtocolSubject
Specif icnt :on?,ofinformat ionto
be "provided (aspnolicgble j
For each ofthe iters listed
under code 2.1 information is .
tobeprovided on:
Theexisting legislation (laws ,
regulations ,general adminis­
trative procedures )giving
requirements orlaying down
minimum standards (outlines ,
and brief extracts ofrelevant
texts ,andrex"erences ).
Theorganizational unit(s )in
the United Kingdom responsible
for : ,
(i}measurement ;(ii)accountancy ;
(iii)theassurance that the
functions listed under
codes 2.1.1 and 2.1.2
arecarried outcorrectlyTnforrn tinn
nroviôad bvI
Coinmunity
(2)
(iii)The European
Communities Act
1972
The Treaty
establishing The
European Atomic
Energy Community
L.1957
The extent towhich each ofthe
organizational units involved
(1)
(iii)hasauthority toinsure
compliance with the
provisions ofthe
Community 'sSafeguard ?
carries out audits ;
•carries out independent
measurements .
The procedures and techniques
followed byeach organizational
unit inorder tomeet the
requirements orminimum' standards
referred tounder code 2.2.1.1Commission
Régulation
(Euratom )No,
3227/76,
19October T97S
Note :The Agency should be–
provided with texts of
new laws ,regulations of
general administrative
procedures assoon as
possible after promulgation .
-18-ÊBIR jCTED

1^-°
t,fV.'î 1i.ufw'
3.Provision ofinformation bytheCommunity
CodeKeference
(Articles )
Agreement ProtocolSubject Date ortime limit
3.1
3.1.1
3.1.2
3.1.3 , ^5
3.1 . *+5
6(a )
8(c)
k2,k5II-V
II-V
II-V
II-VInformation onfacilities orparts
offacilities
Provision ofdesign information in
respect offacilities orparts
thereof identified inthe Facilitie
List (Annex 1(a)).
Provision ofdesign information for
new facilities orparts ofnew
facilities together with complete
proposal for theFacility
Attachment .
Provision ofinformation on
significent changes todata
previously provided under 3.1.1
or3*1.2 ,asspecified inthe
relevant Attachment together
with theproposal forconsequent
amendment ofthe Attachment .
Provision of-information on
changes todata previously
provided under 3-1.1 or3.1.2
other than changes specified
in3-1.3 .
Note 1
With reference tosubjects under
code 3.1 :
Confidential information shall
bemarked assuch and treated
accordingly .
Confidential information ,once
examined ,may bemarked bythe'
Agency toshow that theexamina­
tion has taken place .
Note 2
with reference tosubjects under
codes 3.1.2 and 3.1«3 :
Ifthe information cannot be
provided infull atthe time
specified ,theAgency and the
Community mayagree onalater
date forcompletion ofthe
information . ',Prior todiscussion
oftheFacility
Attachment .
Not later than 30
days before the
facility orpart ofj
facility scheduled )
to -gointo operatio :
Not later than ,15
days before the
modification is
scheduled tobe
completed .
Together with the
first inventory
change report made
after modification
iscomplete .
When provided .
When examined .
-19- 5Vt.T-,+*Fr■ ',,' •'f>

1*1 1
Γ
CodeReference
(Articles )Subject
/ '' ., ' ι
•t
Date ortime lirnit
i
Agreement ProtocolΓ
3.2 Radiological Protection and Safety ♦/• ï
3.2.1 44,-88
IInformation onlaws andregulations
forradiological protection and •
safety inthe United Kingdom as
applicable toAgency inspectors .
ι . .I
Initially upon entry (
into force ofthe jSubsidiary Arrangements !
I
3.2.2 44,88
9IInformation onradiological
surveillance measures and on
medical facilities that are ,avail­
able for Agency inspectors .incase
ofradiation accidents .
. ;/ - fInitially ,upon entry j
into force ofthe j
Subsidiary Arrangements
Note
The Agency should be
provided with informa­
tion onnew laws or
regulations ,orchange
tothe information
provided under code =.
3.2.2 ,assoon as
possible after such |
new laws orregula - ,
tions have been j
promulgated orchanges j
introduced .
3.2.3 ,88 Information onradiation dosages
received byAgency inspectors in
the performance oftheir functions
inthe United Kingdom .l
Quarterly ,orassoon .aspossible after ,j
significant radiation j
exposure . j
!
i
I
I.
1/Itisunderstood that theUnited Kingdom will ensure thatstaff members oftheAgency
carrying outfunctions under .theAgreement benefit fully from thehealth and , j'
safety measures inforce ateach facility ,including theprovision ofavailable "
medical care andmeasures foremergency assistance incase ofaccidents . F

A?rcernentReference
(Articles )
nent IProtocolSubject Date ortime limit
62,34 Initial ReDort
Despatch oftheinitial report of
all nuclear material subject tosafe­
guards under the Agreement .
(Forcontent seestandard form R.02 ,
asattached to'Code 10with explan­
ations ).Within thirty days
ofthe last day of
the calendar month
inwhich Agreement
entered into force
bythe fastest means
ofcommunication
"(express airmail or
diplomatic pouch ).
Ifmaterial balance areas tinder the Agreement have not yet been defined ,list
material according tomaterial balance areas orgeographical location asused
bythe Community .
59-61 ,
63(a),64
65
59-61 ,
63(h),67
69VI,vn,
IX.
VI,■VIII ,
IX,Accounting Reports
Despatch ofinventory change
reports either inaconsolidated
list orindividually ,asspecified
intherelevant Attachment ,and
concise notes .
(Forcontent seestandard form R.01 ,
asattached toCode 10,with expla -ations .)
Despatch ofmaterial balance
reports with physical inventory
listing attached .
(Forcontent seestandard forms
R.03 formaterial balance report
and R.02 for physical inventory
listing ,,asattached toCode 10,
with explanations .)
Despatch ofamplification and
clarification ofaccounting
reports .Assoon aspossible ,
but within 60days
after the end ofthe
month inwhich the
inventory change (s)
occur (s),byfastest
means ofcommunication .
Assoon aspossible ,
but within 60days
ofcompletion of
physical inventory
taking .
Normally within 30
days ofthe date of
Agency*s request .

.. f!
Η "Λ·ΐ"--\ 1;
y
[
•dei
Refere
:(Articl
Agreement Jmce
.es)
ProtocolSubject■• • l
f
Date ortime limit
• r
)'
M,
5.2
5-368
. f
91(C )
i
I
69,9t(c )
ι
ISpécial 'Reports
Despatch of .special reports .
Ν
■
Despatch ofspecial reports incase
ofunusual incidents orcircum­
stances during transfers ofnuclear
material into orout ofthe United
Kingdom which have been notified
tothe Agency under Article 91(a)
ofthe Agreement
Despatch ofamplification and
clarification ofspecial reports .Without delay aftorthe ,
Community isled .to '
believe that there isor
may have been loss of
nuclear material orafter
the containment has un­
expectedly changed tothe
extent that unauthorized
removal ofnuclear materi­
alhas become possible ,
bycable ,telex ortele­
phone andfollow-up lette :
Immediately after
incident orcircumsta­
nce isknown bycable ,
telex ,ortelephone and
follow-up letter .
Immediately onreceipt
ofAgency 'srequest or
assoon aspossible
thereafter . •
53 Note ;The Agency may request
amplification orclarifi­
cation ofthe reports
referred tounder Codes
3.^.3 and 3-5.3Aslong astherelevant
records areretained as
specified inAttachment
concerned .
,6 '
.6.1
.6.29l(b )(i)
9"i(b )(i)I
iI
Information ontransfers into or
out ofthe United Kingdom
Despatch ofadvance notification
oftransfers ofnuclear material I
outofthe UKofmore than one jeffective kilogram .See Code
7.1 .for details ofinformation
tobetransmitted .
Despatch ofadvance notification of
transfers ofnuclear material
outofthe United Kingdom from
facilities which normally export
significant quantities tothe
same State inshipments eacji
not exceeding oneeffective
kilogram ,ifsospecified in
the corresponding Facility
Attachment .Toreach Agency normally
not less than ten 'days
before shipment
See Note 1
Toreach Agency normally
notless than ten days
before shipment
See Note 1
/
*\m r•ar/*

(Ï4-;
CodeHei e:
(Art :
Agreement ]
Irence
Lcles )
|Protocol
!Subject I Date orTime Limit
i
I '_ >
3.6.3 9l(b)(ii )l
Despatch ofadvance notification of
nuclear material transfers into the
UKeach ofmore than one effective
kilogram .See Code 7.2 fordetails
ofinformation tobetransmitted .
i \ i' I
Tobesent tothe Ager .|
not later than the da;$
ofreceipt ,and whenovj _
possible atsuch time :
toensure that itis
received bythe Agency ^later than ,two days be;
the material isunpacki '
Note 1:Inpractice ,,thenotifications under Codes 3.6.1 and3.6.2 .should bedespatched "to '
reach the Agency 5working days before thenuclear material istobeprepared for |
shipment . -
tote 2:Iftheobservation ofthe time limits' given under codes 3.6.1 ,3.6.2 and3.6.3 would
result 'in delayed shipment orunpacking ,shorter notice toenable the Agency toact
under .Article 71(c),asappropriate ,may begiven becable ,telex ortelephone .
Such anotice should befollowed bytransmission ofthe full information under •Codes
' 7«1 or7*2 asappropriate .Innocase will .these requirements beinterpreted asan -
! obligation forthe operator topostpone preparing for shipment ,shipping orunpacking
nuclear material .
ote 3?Referring toCodes 3.6.1 ,3.6.2 ,and3.6.3 ,despatch ofnotification ofdelays not
giving rise toSpecial Reports ,inpreparation for shipment ,indespatch orin
unpacking ofnuclear .material will bemade assoon aspossible bycable ,telex or
telephone .Notifications should give new dates ,ifknown .
[ote/j:Theinformation included under Codes 3.3,3.4,3.5and .3.6shall betreated as
j confidential andappropriate security measures taken foritstransmission .

M *lf*:•>.. ti ''• f-?*** y!
if.Provision ofInformation bythehr^r-yto^e-
Conmunity ond toxhe United Kingdom
deReference
(Articles )»
•SubjectDate ortime limi - j
■-i i
Agreement > Protocol■ ■
1 Vl.66Agency statements
Provision ofcopies ofthe Agency 's
unified inventories
See model under code 8.'< \
V • \
Haif-y early 'as0 ;
30June 31December notlaterthan 3months' after
these dates .
,2 30,90 .!
Statement onthe Agency s
verification activities as
specified intheFacility
Attachments .
Note
Ifthe Community ortheUnite
Kingdom disagrees with any .
Agency statement ,notice toeffect should besent tothe
Agency .Asspecified in.the y.v.cii-ty
Attachments /
Ifpossible within
JOdays after .
receipt ofthe
statement in
question .
, • c.
1–
>83<a>,7l(a )Advance "Moticeofad
Notice bythe Agency x*nUclearitintends toinsp
material inconnection v>
transfers into orout o
United Kingdom .1
£< ■
Immediately after
receipt ofanynoti
fication pursuant
tocode 3-6 above
and atleast 24 .krs
before the inspeotii
: :
,r
-24-
u
U'•

1 £• 7.> *••• • /ft/
i*.*'-1^P»i'. V-Vî*i*■•i--''
I
I 5. Publicntion ofInformation bvthe A/rency
; ■ • ■ • !
1
■- !
i
Code
t'Reforenc
(Article
Agreernent j:e
ÎS)
ProtocolSubject !
I
5.1
|i
I
;5.1.1
>i
ii
i
:|
il
t ■
il ' '
5.1.2
;
l'
ji
i: ■
I;
I;
■
;}
:!
ii
I;
! /6(b)(ii)
I
I iThe Agency may publish the foxlowing summarized informatit
after having secured the agreement ofthe Community and o;
the United Kingdom .
The amounts and types ofnuclear material subject tosafe
guards under the Agreement inthe United Kingdom interms
ofeffective kilograms asfollows :
(a)natural anddepleted uranium ,and thorium ;
(b) enriched uranium with anenrichment uptoand
including 5% >
(c)enriched uranium with anenrichment ofmore
than 5/J>and
(d) plutonium .
Alist ofthefacilities inthe United Kingdom which conts
nuclear material subject tosafeguards under the Agreemen ;
asfollows :
(a) reactors with anindication oftheir purpose and
with their nominal power ;
(b)conversion andfabrication plants ,with anindication
whether they arepilot orindustrial size plants ;
(c) isotope separation plants ,with their nominal
capacity ;
(d) reprocessing plants ,with their nominal capacity ;
and
(e) critical facilities ,research installations (with i
indication oftheir nature ^and separate storage facilitis
Thelist mayalso contain theofficial description and/or
name ,and the location ofeach facility .
I
I
_ _

Code 6.1-Kcdel
A^reomcnt Poforenco ,
(Articles ) .
13,'3500 , ' ' '
TERMINATION OFFAFSnUAHDS
ONKUCLIUAT ?MATERIAL " '
*/TOBBtJ£3D IIINON-NUCLEAR ACTIVITIES -*
Safeguards shall "beterminated with respect tonuclear material as
specified below :
a) c/kgtotal weight ,and gfissile «
isotope(s )6f (Element )
b)Chemical composition
Physical form :
Enrichment orisotopic composition (if
applicable ):
c)Material balance area andlocation therein where
thenuclear material isnowpresent :
d)Present use ,with particulars ofcontainment ,if
appropriate :
e)Theproposed non-nuclear useis:
f)Thenuclear material ,once inuse ,will be
practically irrecoverable because
g)Approximate date oftransfer tonon-nuclear use :
FortheCommunity FortheAgency FortheUnited Kingdom
(refpara fabove )Date DateDate
Except nuclear material covered byspecific provisions fortermination of
safeguards' intheFacility Attachments ifrelevant .
-26- .

«Code 6.2-Model
Agreement ReferenceQ{
(Articles )
36,37
REQUEST FOR EXRI-TTIOX
FROM SAFEGUARDS' OF NUCLEAR MATERIAL
Date
a)Exemption from safeguards isrequested for
' gjkgtotal weight ,and gf :gfissile
(Element ) isotope(s )of
"b)Chemical composition :
Physical form :
Enrichment orisotopic composition (if
applicable )
c)Material "balance area andlocation therein where
the nuclear material isnow present :
d)Intented use (only ifexemption issought
pursuant toArticle 36(a )or(b)):
e)Approximate date of:
(i)forexemption under Articles 36(a )and 375
transfer out ofmaterial balance area
(ii)forexemption urider Article 36(b):
transfer tonon-nuclear use
For the Community
Exemption granted asabove
Date
For the Agency
^/Except nuclear material covered byspecific provisions for exemption from
safeguards intheFacility Attacliments ifrelevant .

Codo 6.3 --Kodel
Agreoifiont Rofereftco
(Articles )
33
RE-.APPLTC ATI 01'OF SAFEGUARDS
THRESPECT OP KUCLEAR MATERIAL PREVIOUSLY EXEMPTED
Date
a)Safeguards should bere-applied iarospect of
g/kgtotal weight ,and .••••••••••£ fissile
isotcpe(s )of••..••••^•.•••••••••••( Element )
b)Chemical composition :•
Physical form : ..............................
Enrichment orisotopic composition (ifapplicable )
c)Material "balance area andlocation therein where
safeguards should "bere-applied inrespect of
the nuclear material ............. ...............
d).Date from which safeguards should bere-applied :
e)Exemption from safeguards inrespect ofmaterial
inquestion was granted on
under Article (date) (date )
For the Community
a)Safeguards will bere-applied tothenuclear
material described above .
b)Fornuclear material which wasexempted pursuant
toArticle 37»the amount which now remains
exeiapted under the relevant paragraph ofthe .
Article is
Date
-23-For the Agency

nrr>-~ ---–i''l" :•l{. -J
A>a >}t+.i H
Code' 7«1-Mèâel
Agreement Reference
(Articles )
12,91
INFORMATION TO BE PROVIDED FOR ADV ANCE NOTIFICATION
OP EXPORTS 0?NUCLEAR MATERIAL OUT OP THE TOUTED KINGDOM
(a)Quantity :total weight ofelement
(b)Chemical composition
Physical form '
Enrichment orisotopic composition (if
applicable )
(c)Number ofitems . -
(d)Description (type )ofcontainers ,
including features that would permit
sealing
Shipment identification data
(e)State and,ifknown ,place ofdestination
(f)Means oftransport
(g)Material "balance area andlocation therein
where material isprepared for shipping
and can "beidentified and where its
quantity and composition canifpossible
"beverifiedingrams/kilogràms ;
weight offissile isotope (s)in
grains (ifapplicable )..
K ;"S» H c.-H
-29-

.h>»M 4Î
Code 7.1-iïodel (page 2)
A&Tûcmeni Référencé
(/articles )
12,91 .
(h)Last date when material can "beidentified
and when itsquantity and composition can,
ifpossible ,heverified
(i)Approximate dates ofdispatch
and ofexpected ,arrival ..at .destination
(j)Date ofnotification
(lc) ITarne ofauthorised person onbehalf
ofCommunity
Note :Ifseparate shipments are prepared together for
dispatch tothe same State (whether simultaneous
ornot),they mayall "bespecif ie<jlinasingle
advance notification .
KSIR2CTED
-30-

(&'
Gede 7»i-Meetel i,Sv |fs.U
Agrcement Refcrence -
(Articles )
12.91
IITFORKATI PIT TO BE PROVIDED FOR ADV ANCE NOTIFICATION
OP IMPORTS OP NUCLEAR MATERIAL INTO THE UNITED KINGDOM
.(a)Quantity :total weight ofelement ingrams/kilograms ;
weight offissile isotope(s )ingrams (ifapplicable )
...(b)Chemical composition - •
Physical form
Enrichment orisotopic composition (ifapplicable )
(c)Number ofitems
(d)Description (type )ofcontainers
(e)Supplying State
(f)Means oftransport . -
(g)Expected oractual' date ofarrival intheUnited Kingdom .
(h)Material balance area andlocation therein where
material will beunpacked and can beidentified and
where itsquantity and composition can beverified
ïlESTRRTED
-31-

Code 7.2-Model (page 2)
Agreemcnt Reference
(Articles )
12,91
(i)Date(s )when material' will "beunpacked
(j)Data ofnotification
(k) Name ofauthorised person oabehalf
ofCommunity ,
Note :Ifseparate shipments from the same State are
expected to "beunpacked together (whether they
have arrived together ornot)they nayallhe
specified inasingle advance notification .

; . Code 8-Model
| Agreeraent ^lîeforonoe
j (Articlea )
! 12,41»66
j •
i
' THE AGENCY 'SINVENTORY OPNUCLEAR MATERIAL
I , SUBJECT TOSAFEGUARDS UNDER THEAGREEMENT
! , asof
i
i ■ • ■
I
A. Consolidated Book Inventory
MBA Facility MaterialQuantity •
I Limits
kofError Total
ElémentFissile
Isotope
■'1
B. Material intransit inthe United Kingdom
Between
Shipper ReceiverMaterialQuantity
Total Fissile
Element Isotope
(MBA)arid (MBA)
1
•I
1
i
t
I
-33-

C. Export Account
Transferred to(st&te and,
Ifloiovm ,place of
destination )liaterxalQuantity
Total
ElémentFissile
ISOtODO
Notch i.1.Nuclear material inrespect ofTfhich the Agency has received a
report from the shipping material balance area that the export
ofthematerial 'out ofthe United Kingdom has taken place will' -
beplaced onthe export account for the United Kingdom until
such time asthe Agency hasreceived confirmation that the
material has been received bytherecipient State .
•2.Nuclear material transferred tothe United Kingdom will be
listed intheinventory upon receipt bythe Agency ofthe
inventory change report from thereceiving material balance .
area pertaining tothereceipt ofthematerial inquestion .
3..Nuclear material transferred between twomaterial balance areas
.•vrithin theUnited Kingdom Trill continue to .belisted bythe
Agency inrespect ofthe material balance area from T7hich it
hasbeen shipped ,asmaterial intransit ,until itisreported
tohave been received inthereceiving material balance area .
-34-

nvRESTRICTED
Code 9~Mode !
Agreement Reference
(Articles )
75
Protocol Reference
(Articles )
XXII
SAMPLES FOR SAFEGUARDS
Information tobeincluded inSample Forms ueed bythe Agency .
1. Country .
2." Facility /MBA code .
3» Date ofsampling .
4« Proposed shipment date and means oftransport .
5. Packaging arrangements .
6. Activity ofcontent .
7. Agency L;eal number .
8. Name andsignature ofappropriate official atshipping facility /MBAto
whom the sealed package has been handed over for shipment .
9. Name and signature ofauthorized official atFacility and ofIAEA inspector
certifying that the samples described inthe sample form have been taken
for analysis .
10. Data for samples taken :
a)Material description andbatch name ornumber .
b)Weight ofsample ,andbottle .
c)Net v;eight ofsample .
d)Enrichment wt$(ifapplicable ).
e)Operator's value forelement conc.(vrt$ .)
f)Operator 'svalues for U/U/PiV'Th weights -inthesample .
Note .
■One copy ofthe sample form tobegiven forretention byappropriate official
atshipping facility /MBA
RESTRICTED

000 fi i'J
AfX'OC r.ion'O rioferencev.1w r
(•Articles ) . vO
"9-6^,%>7
Protocol Référencé .
(Artie loo)
IX ' REPORT F0IC.1S AliLEXPLANATION OPTllSffi US3
t
IITTRÛDUCTIGN
Reports toboprovided totheAgency connistofthree types ;Inventory Change
Reports (ICR),Physical Inventory Listing (PIL)andiviiterial Balance Reports ,
(]*I3R).Foreach ofthese ahard copy proforaa isattached .
These fornis aredesicned togive anindication ofthecontents ofthereports
tobeprovided bytheCommunity totheAgency butthese forms will notnormally be
used since thereports will normally beprovided onmagnetic tape .
The form andformat ofthereports tobeprovided bytheCommunity totheAgency
are setforth intheIntroduction tothese Subsidiary Arrangements .
EESIRICTED
36

INVENTORY CHANGEREPORT (ICR)FORMR.01.1/C
COUKTRY
FACSLinPERIODCOVERED BYREPORT :FROM TO
REPORTNo.
! I
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Header Coding :
1–2 Country Code
5-8 Facility Code
9-12 _MBA Code
13-18 Beginning Date ofPeriod Covered (YYMMDD )
19-24 DateofReported Event orEnding Date ofPeriod (YYMMDD )
25-27 Number oflineEntries ,increased by1.
28-31 ForJAEA useonly
70-73 Report Number
74–79 Attribute (coded attheIAEA )

ir*iVE!\i TORY CHANGE REPORT (SCR )FORM R.Q1.2
COUNTR Y
:FACILITY
!MATERIAL BALANCE AREA .
25 28PERIOD COVERED BYREPORT :FROM TO
REPORT No
PAGE No. OF . PAGES SIGNATURE
IMf-'l ''I JLMil 1M I I
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III
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REPORT :
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PHYSICALINVENTORY LISTING(PIL)FORMR.02/c •:
COUNT
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Header Coding :
1–2 Country Code
5–8 Facility Code
9-12 MBA Code
19-24 Date (YYMMDD )
25-27 Number oflineEntries ,increased by1.
28
70-73 Report Number
74-79 Attribute (coded attheIAEA )

:v;at:~r[alca:_a:\:cereportmbr)formr.03
COUN
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RSSTRiCTED

Header Coding :
1–2 Country Code
5–8 Facility Code
9-12 MBA Code
13–18 Beginning Date ofPeriod Covered (YYMMDD )
19–24 Ending Date ofPeriod Covered (YYMMDD )
25–27 Number oflineEntries ,increased by 1.
28–31 For IAEA useonly
70–73 Report Number
74-79 Attribute (coded attheIAEA )
Codes oflineEntries (tobeused ,ifdesired ,asappropriate )
PB RA LN
RA RF LN
RF RA LD
RA RD LD
RD RA TW
RA RS TW
RS RA EU
RA RN EU
RN RA EQ
RA NP EQ
NP RATU
RA DU TU
DU RA LA
RA DQ LA
DQ RA ED (fordecreases inE)
RA FW ED (fordecreases inE)
FW RA NE (fordecreases inN)
RA ED (forincreases inD) NE (fordecreases inN)
ED (forincreases inD) RA DE (fordecreases inD)
RA NE (forincreases inE) DE (fordecreases inD)
NE (forincreases inE) RA ND (fordecreases inN)
RA DE (forincreases inE) ND (fordecreases inN)
DE (forincreases inE) RA BE
RA ND (forincreases inD) BE
ND (forincreases inD) •RA DI
RASF DI
SF RA BA
RA SD BA
SD RAPE
RA SS PE
SS •RAMF
RA SN MF
SN

•••• bbsxbjqted
t . ■ ,
T3X?I,/U:ATXO:TS OFvomt R.cr -xmmcar owraos REPORT •
1,Form R.OI should bo ,uj'vd forInventory Ciiange Reports (ICR)only .
Thebasic version ofthis form ,form R.0'1.1 ,cons into ofthree types of
ontri .GR,i.e. heading information ,material identification andaccountancy
data .Inaddition ,forcome material balance area .*?isotopic data will be
provided ifsoarpceed bytheParties intherelevant facility attachments .
Insuch esses isotopic data are inindispensable part ofbatch data and
should bereported .Fop'this purpose asecond version oftheICR ,form
R.01.2 isavailable ,which hasasection headed 'isotopic data' .
Y/herever .inthese explanations mention ismade ofform R.01 ,tnis
refers tothepart oftheform which both versions have incommon .
Headi ngInformation
2.'Country 1,'facility' ,'material balance area' :thename ofthecountry .
\ ■ .
■theidentification ,asspecified intherelevant facility attachment ,ofthe
facility andthematerial' balance area (f.3A)tov/hich thereport relates ,
should beriven . , -
■, : - ♦ • •
3.'Period covered Dyreport' :when thereport coveraaa individual
inventory change ,thedate (day ,month ,year ;oftha.t change should begiven
here .Inthecase ofperiodic reporting ,theperiod covered (beginning and
ending date )should begiven .
4.'Report no.' :reports foreach I.3Ashould benumbered consecutively .
5. 'Page No.»..of...pages' :thepage number andthetotal number ofpage
should begiven .IfanICRconsists ofseveral ,pages ,theheading information
maybeomitted from thesecond andfollowing pages aslong aseach page bears
anumber andsignature .
6.,'Signature' :each page ofthereport should besigned .
Material (Batch )Identification Data - ,
7.'Entry number 'seach line entry inanICRshould have oneunique entry
number insequential order .This also applies ifabatch istobereported in
several line entries and .ifanICSconsists ofseveral pages .Hence ,abatch
maycomprise several entry numbers .
With this provision anyentry inreports from aparticular I3Acanbe
uniquely identified byreference tothereport number andentry number _*/. •
G. ''Continuation' notapplicable .
seen3so 'Corrections' . /•..TRIOTED

B^TJUCTED
oxvla::atxous opvor ;.:n.ot -EiVrsn 1ovtr okktzs import
V
1.Form R.OI should bottjed •foyInventory Change lieports (ICR)only ,
'i'hebasic vers ?ionofthis for;n ,form R.01.1 ,cons intoofthree types of
entries ,i.e. heading information ,material identification andaccountancy
data .Inaddition ,forsome material balance areas isotopic data will be
provided if£30agreed bytheParties intherelevant facility attachments .
Insuch canes isotonic data are inindispensable part ofbatch data and
should bereported .Forthin purpose asecond version oftheICR ,form
R.01.2 isavailable ,which lias asection headed 'isotopic data' .
V/herever inthese explanations mention ismade ofform R.01 ,this
refers tothepart "oftheform which both versions have incoimcn .
Kendjn'r Information
2. 'Country' ,'facility ','material balance area' :thename ofthecountry ,
•theidentification ,asspecified intherelevant facility attachment ,ofthe
facility andthematerial balance area (i".3A)towhich thereport relates ,
should begiven .
• .. .
3.'Period covered byreport' :when thereport covers aaindividual
inventory change ,thedate (day ,month ,year )oftha.t change should begiven
here .Inthecase ofperiodic reporting ,theperiod covered (beginning and
ending date )should begiven .
4.'Report no.' :reports foreach I3Ashould benumbered consecutively ,
5. 'Page No....of...pages' :thepage number andthetotal number ofpage
should begiven .IfanICRconsists ofseveral page3 ,theheading information
maybeomitted from thesecond andfollowing pages aslong aseach page bears
anumber endsignature .
\
6.'Signature' :each page ofthereport should besigned .
T.'atsrial (Batch )Identification Data
7.'Entry number' :each line entry inanICRshould have oneunique entry
number insequential order .This also applies ifabatch intobereported in
several line entries andifanICRconsists ofseveral pages .Hence ,abatch
maycomprise several entry numbers ,
With this provision anyentry inreports from aparticular 13Acanbe
uniquely identified byreference tothereport number andentry number _*/.
8. 'Continuation' :notapplicable .
seea3so 'Corrections '. *...XR'CTED

r'r \i>f . ii
9. 1i>otoofinventory ehr.n^e 1:thydate sheuiut b«yivem (flay,fiian^h ,yopas -)
on v/hich thedyinge ininventory occurred orv/asestablished *
• ι
10. 'i-IBA/facility /country ':this entry should 3how the names orcodes of "the
V'H/sibetween v/hich thematerial was transferred .Inthe case ofexports or
imports ,ifthe I'.IfA fro:n v/hich thematerial comes orto v/hich itisshipped is
unknown ,the name ofthefacility orcountry concerned must boreported .
11.'Type ofinventory change 's oneofthefollowing key words ortheir codes
should beused inthis column inorder toindicate the type ofinventory change
42- Bssmcrm

Keyword J^selcted -Explanation
Hecoj.pt foreign
Receipt domestic
Receipt atstarting point
Receipt from non-safeguarded
activity
Nuclear production
De-exemption ,use
De-exemption ,ouantity
Shipment foreign
Shipment domestic
Return topre-safeguards stage
Shipment tonon-safe guarded
Activity
Nucleor loss
Iûea3ured discard
Transfer toretained waste
Re-transfer from retained
wasteHP Nuclear -material imported into the
United Kingdom ..
RT) Receipt ofnuclear material fro ::;
another 13Aj.nthe United Kingdom .
RS Domestic recej.pt ofnuclear mnterial
atstarting ;point ofsafeguards
RN Receipt ofnuclear material from non-
safeguarded activity ,inaccordance
with Article 14
IIP Production ofspecial fission-rule
material jjnareactor (?u,U^33 )
DU Reapplication ofsafeguards onnuclear
material previously exempted th&refrorc
pursuant toArticle 36ofthe agreement
DQ , Reapplication ofaa.feguards onnuclear
material previously exempted therefrom
pursuant toArti.cle 37ofthe agxo 01/1011' ,
SP Nuclear material exported out ofthe
United Kingdom
SD Transfer ofnuclear material toanother
I,IBAinthe United Kingdom
I
SS Tirana fer ofsafeguarded nuclear materi ?]
back tonre-safeguardeu stage
SIT Withdrawal ofnuclear material from tns
scope ofthe Agreement inaccordance wi1
Article 14.
I
LN Consumption ofnuclear matcri.al due
toits transformation i.nto other elemon ;
orisotope(s )asaresult ofnuclear j
reactions
LD * Operational los3 -loss ofameasured 01
estimated (onthebasis ofmeasurement :
quantity ofnuclear material from prcc-j
essing which hasbeen disposed ofin |
such av/avthat itisnot suitable for
further nuclear use
TV/ Transfer ofmeasured nuclear material t
theretained waste category which is ;
deemed tobeunrecoverable atpresent ,
stored atthe I-.3A and tobedeleted frc
the inventory ofthe I3A
FiY Re-transfer ofmaterial ,which had bee:
stored atthe I.3A asretained waste ,ts
nuclear material .This applies whenevf
material inthe retained wssts cats '•or ;
isremoved from storage either for proc
ssing atthe i.!3Aorfor shipment free .;
the I,IDA.
■*. -ΤRESIK'CTHD
-43-

iZSSTglCT
Code Keywordsm
'Lxplnn^t.lon
exemption ,use . EU .
Exemption ,nuantity SQ
Termination ,non-nuclear use TU
Accidental losa LA
Transfer depleted tonatural I)H
Transfer depleted toenriched DE
Transfer natural todepleted HD
Tranafer natural toenriched HE
Transfer enriched todepleted ED
Transfer enriched tonatural Ell
Shipper -Receiver Difference 3)1
(S/fiD)Exemption ofnuclear material -from
safeguards pursuant toArticle 36of
theAgreement
Exemption ofnuclear rr.ater.ial fro-
safeguards pursuant tp/article -37of
theAgreement
"Termination ofsafeguards onnuclear
material pursuant toArticles 13arid
35(D)oftheAgreement
Irretrievable and inadvertent loss of
aknov /nquantity ofnuclear mater .v>i
astheresult ofanoperational rccidcniΛ
Transfer ofnuclear material from
depleted uranium tonatural uranium ,
e.g. byanenricliment process i
Transfer ofnuclear material from
depleted uranium toenriched uranium ,
e.g. byanenrichment process
Transfer ofnuclear material from
natural uranium todepleted uranium ,'
e.g. byblending orirradiation
Transfer ofnuclear material from
natural uranium toenriched uranium ,
©•£>•byanenrichment process
Transfer ofnuclear material' from
enriched uranium todepleted uranium,'
e.g. byblending orirradiation
Transfer ofnuclear material from
enriched uranium tonatural uranium ,
e.g. byblending orirradiation .
Shipper /receiver difference -the .
difference between thequantity of
material inabatch asstated bythe
shipper and asmeasured bytheoperator
ofthereceiving material balance area .
Rebotching plus E? Increase ofthequantity ofabatch due :i
torebatening . . .
Kebatching minus HIT Decrease ofthequantity ofobatch due
torebatchiny .
&telPJCTED
–44="

(5c
12.'KI.IP Code 'sthe nai:.e orcode should begiven ofthe flow key measurement
point v/lioro' th<#batch reported woe ttsnf3urecl ,received orshipped .
13.'ilomo ornumber ofbatch 1:.thedesignation (marking )ofthebatch reported
onshould begiven ,'i'his isparticularly important ifitem accountability isused ,
14?'Number ofitems inbatch' :the number ofsimilar items ofwhich the "batch
consists should begiven ,e.g. the number ofdrums ,fuel rods ,containers .
15.'iYiatorial description' :this entry should beused todescribe the nuclear
material bythe use offour key-words orcodes :
(a)First andsecond keywords :
First Keyword Second Keyword Code
solutions nitrate LN
fluorides LF
other LO
powder homogeneous PH
heterogeneous PN
ceramics pellets CP
spheres CS
other CO-
metal pure LIP
oJ.loys LIA
fuel rods ,pins ER
plates EP
bundles EB
assemblies EA
other EO
sealed sources - 03
small quantities - SS
samples
)
scrap homogeneous SH
heterogeneous .SN
(cloanouts ,
, clinkers ,sludges ,
fines ,other )
solid waste hulls AH
mixed AM
(plastics ,gloves ,
papers ,etc)
contaminated equipment AC
other AO
liquid waste lowactive YITJ
medium active YiM
high active ï.'H
ffiSlRlCTED
■-4ς-

βΒΧΚΟΤΕΟ ^
(b)Third keyword ;thin koyword opacifies .tho "type ofcontainer (itera ).
Ono ofthe following words orcodes should be .used :
Keyword . Corlo
cyiinder C
pack • P
drum D
discrète fuel units */ S
bird cage B ... . ■
bottle F ,
Tank -,orother container T . ,
other • 0
(c) "Fourth Keyword :,forfurther characterization ofthematerial ,one
ofthe following words' should beused :
Keywor d Code 1 .
frer ;hnuclear material F
irradiated nuclear I 1.
material 1
■retained waste W ■' - -
irrecoverable tutorial IT
,reooveroble material - R ■ ■ -", -
Forfuel only .The keyword denotes that the number ofitems reported is -
the number ofdiscrete fuel units ,asidentified bythe second keyword .
•Accountnhcy Tînta
16,'Element 1:theelement name orcode ofthequantities given inthesubsequent
columns should begiven .Thefollowing codes should beused :
i ■ Code
depleted uranium D
ι
natural uranium 11
enricr.ed uranium E .
.plutonium Ρ
thorium Τ
The element code tobereported .inthecase ofacategory change ^inventory ,
change code in,DB,Hi),SB,Un,or13IT)isthat ofthe'higher 1category (3>IT">15).
17.'Weight ,ofelement' :the weight oftheelenent referred tointhe -previous
paragraph should begiven ,:rounded ,ifdesired tothenearest integer oftheunit
asspecified inthe next column .These units ore : - -"
jyrounding :, .digits 1-4should berounded off
.digitu 5-9r-'^uld .bor'-rourrdcd up _ '•
- ■RESTRICTED

\1!••' V/rv«1»r > •r-ryP .rf^^Kn' • • -s?
«U,ïJ V_J .
(a)Crans ofplutonium :
(b)Craj:is oftotal uranium forenriched uranium ;
(c)Kilograms ofthorium ,natural uranium anddepleted uranium .
I
Forreporting purport 3theweights ofindividual items inthebatch should be I
cdded together before rounding tothenearest unit */. |
"18.'Unit -KG/G^theunit used intheprevious column shou3.d begiven . |
19.'Weight offissile isotopes 1:,.forenriched uranium (element code E)the |
*/combined weight oftheisotopes U235 andU233 should begiven rounded –*ifdesired
tothenearest gram .Forother categories ofuranium (element codes Nand ]))the
weight offissile isotopes may berequired ifsoagreed andspecified intherelevas
Facility Attachment .'
20.'Isotope code' :.'toindicate thekind offissile isotope ofwhich theweight
isgiven inaccordance with theprevious paragraph ,oneofthefollowing codes
should beused :
Code
Fon:fissile isotope content of ■
U235 only G
forfissile isotope content of
U235 plus U233 J
forfissile isotope content of
U233 only K
21.'Measurement basis' :this column serves fortheindication whether ornot the
reported batch data arebased onmeasurements made attheMBAand ,ifnot ,what they
arcbased on.Oneofthefollowing keywords orcodes should beused :
Keywords Code . Explanation
measured • M the batch data are basea onmeasure­
ments made atthe I.I3A ,including r-lIPs
. onitsboundary
measured elsewhere N the batch data are based onmeasure­
ments made atanother I.3A
tagged T thebatch data arebased onmeasure­
ments previously made atthesame I.3A
end have been reported for that 13A .in
anICR orPILand themeasurements hsv «
notbeen repeated
I
labelled L thebatch data are based onmeasure­
ments previously made at£•nother -"-''A |
andhave been reoorred forthepresent !
J.3AinanICRor?ILandthernennuremd
have notbeen repeated .
Inthecase ofacategory change (inventory change code T)1T,3XD,ID),ITS,3D ;
orEli),the .measurement basis code isK. ;
Jjrounding :.dibits 1-4should berounded off n*C",i*i57^rr,nn*
dibits ri-c;should bo"rounded up ; -

?2.'Conclue note' ;notapplicable . XLvi'V^ic^tJ (53
23,'Correction' :this coluiin isuaod when itinnecessary tocorrect oneniry
inanearlier ICR,bygiving ths number oftheearlier report andthat ofthe
entry therein which needs correction .■Theremainder ofthis line should give all
the information inrespect ofthic entry asitshould now read sothat theentire
line oftheoriginal entry isreplaced .Ifthecorrection consists inadding one or
more line 3totheoriginal report ,theline numbers indicated inthese columns
should "oethe numbers ofthelast entry line intheoriginal report plus 1,2,etc .
(uptoandnotmore than 8entries ).Ifthecorrection consists indeleting a
line ,theoriginal entry should bereplaced byaline containing zero quantities .
Reasons for corrections should begiven inconcise notes .
Inotopic linta . ■
Paragraphs 24to23refer totheversion R.01 .2only , ~ • •
24.'Toentry number 'sinthis column theentry number oftherelated batch data ,
should berepented inorder topermit therelated data tobeconnected ;thus ,
uranium and plutonium mast beentered ondifferent lines ,v/ith areference tothe
respective line entry above , ' ( '
25.'Contin . notapplicable .
26. ';<jU2 33 ?u242' :the weight percentages ofthe indicated isotopes
•should begiven asspecified intherelevant Facility Attachment .
.Fortheapplication ofisotope correlation techniques anaccuracy
ofatleast two decimals i3required .
27.'î.'eosûrement basis 'ssee paragraph 21above .
28. .'Correction' :see paragraph 23above .
EXPLANATION OFFORI ,IH.02 -PHYSIGAL INVENTORY LISTING
29.This report form should b«used forPhysical Inventor;,' Listings (PIL)only .
Toeach I.Iaterial Balance Report orset ,ofMaterial Balance 3eports pertaining ♦
tothe some period aPhysical Inventory Listing istobeattached .Since the .
information tobegiven inform R.02isspecified inthe same v/ayasthat tobe
given inR.01 ,theexplanations inrespect ofform .R.02.consist ofreferences to
therelevant paragraphs ofR.01 ,
)feadin Tni.ory n11,on v'
30.These items aretobehandled asthose for R.01 :seepara /r-iviihs 2-6 .
I-48-

Mp .tor.fftl (V,*itch .)Tflcrt.vf r,ri "Ontg -
31.'Entry no.' :seeparagraph 7»
32.'Continuation' snotapplicable .
33. 'KJ.IPCode' :asinparagraph 12,butforinventory keymeasurement point .
34.'Nam3 ornumber ofbatch*' ?BOGparagraph -13.
35-'Suiabor ofitems inbatch *:seeparagraph ,14.
36.'J.Iaterial description 1:seoparagraph 15.
Λ
Accountancy "Data
37.'Element' :seeparagraph 16.
38.'"floight ofelement'' :ceoparagraph 17.
39.'Unit KG/G't seeparagraph 18..
40.'Weight offissile isotopes' :seeparagraph 19.
41.'Isotopo code' :seeparagraph 20. ^
42.'ï£easureraent basis' :eeeparagraph 21.
43.'Correotion to' :seeparagraph 23.
EXPL /i'iATIOiTS OFFOir:R.03 -T..AT5RTAL 3ALM TC3REPORTS ,
44-.Thi3 report form should boused forMaterial Balance Reports (l.IISIt)only .
Sinco theinformation tobegiven' inform R.03 istoalarge extent specified
inthecame wayasthat tobegiven inR.01 ,theexplanations inrespect of
form R.03 consist ofreferences tothorelevant paragraphs ofform R.01 .
ITQTO :Unless otherwise indicated intherelevant Facility Attachment ,separate
IffiRs shall beprepared foreach category ofnuclear material aslisted inpara - .
graph 16above .
TieaflInr;Info rrr.ntion
45.Those iteus oretobohandled asforfomH.01 :seeparagraphs 2-6.
Coluir,n ]\sr3crir)tion
46,'Entry number' :seeparagraph 7. ■*
47.'Continuation' :notapplicable .
40.'Entry name' :,inthis colunn thefollowing keywords ortheir codes should
beused ,inthesequence indicated asapplicable forthetypo ofISAinquestionBBIRICTSDet
SESIRICTr-n

Keyword .?Afci.FRiCTEû
CoflCî55
E^lanation
£c/jinnin£physical inventory P3
(Inventory changes :for keyv /orda
and codoarelating tovarious
types ofinventory change ,sea
paragraph 11ofthese explanations ,)
Adjusted ending :book inventory EA
Ending physical inventory 1PS
Material Unaccounted For (MUF) J,£p
Rounding adjustment EABeginning physical inventory should be
equal totheending physical inventory
ofthe previous report .
For each' type ofinventory cliar.^, as
applicable for the L13A inquestion ,one
consolidated entry should bettado for th -:
entire reporting period ;list first
increases inthe inventory and then
decrease therein ;receipts ofnuclear
piaterial atthefacility should be
entered onshipper 'sdata .
Ending bock inventory including S/PJ)
('ifapplicable ).
I.!aterial unaccounted for -should be
calculated asthe difference betv.-asn
adjusted ending.book inventory mid
physical inventory .
Quantity required tomake the rounded sun
equal tothe sua:ofthe rounded texro .
Th.ia i3given only for the adjusted
ending book inventory .
49.'Element' »cee paragraph 16.
(
50.'Weight ofelement' :see paragraph 17.
51.'Unit KG/G'sseeparagraph 10.
52.'V .'eight offissile isotopes 1:see paragrah 19.
53.'Isotope Code' :see paragraph 20. -
54»'Correction' 1Geeparagraph 23.
-50-^'STRIÇTED

RESTRICTED
Code 11 PROVISION OFINFORMATION BYTHE UNITED KINGDOM
INACCORDANCE WITH ARTICLE OFTHE AGREEMENT
CodeRefer
(Arti
Agreement 1ence
cles )
Protocol
ISubjectI
!
Time limit I
11.1
I
IDespatch ofadvance
notification ofwithdrawal
ofnuclear material from
thescope oftheAgreement
fornational security
reasons .See Code 11.2
for details ofinformation
tobetransmitted .Toreach the Ages
and the Community
10days beforethi
material is'tobe
withdrawn unless
otherwise specifi -
mthe relevant
Facility Attachme
Note Information ,included under Code "Itshall betreated asconfidential -.
RESTRICTED
.-51-

RESTRICTED
Codo 11.2 -Model
Agreement Reference
■(Articles )
14
INFORMATION TOBEPROVIDED FOR ADVANCE NOTIFICATION OFINTENDED WITHDRAWAL
OFNUCLEAR MATERIAL FROM THE SCOPE OFTHE AGREEMENT FOR NATIONAL SECURITY
REASONS ■.
(l) Material Balance Area Code
(2) Installation
(3) Quantities
(b) Chemical Composition
(5) Enrichment orisotopic composition (ifappropriate )
(6) Physical Form
(7) Number ofitems
(8) Description ofcontainers andseals
(9) Shipment identification data .
(10)Date ofnotification
(11)Nam© ofauthorised person onbehalf ofUnited Kingdom
"-52-

-STRiCTFD A:í:d::c2:2::r3
CHORAL PA.1T (Annex >1(a)>
UNITED KINGDOM FACILITIES LIST^^ίΙ'Τί'ί.· ν·ν:ν· >
i*w« 4t«..v *
•(5.S
© Provided inaccordance vith Article 1(b)ofthe Agreement between theUnited
Kingdom ofGreat Britain and Northern Ireland ,the European Atcaic Energy
Community and theInternational Atonic Energy Agency for the application of
•Safeguards inthe United Kin~doa ofGreat Britain and Northern Ireland in
connection with the Treaty ontheNon-Proliferation ofNuclear Weapons
Signed inVienna on6September 1976. '.
BRITISH IÏUCIEAR FJELS LTD
l W
•British Nuclear Fuels Ltd Windscale Works
Sellafield •' . . . .
-Seascale * 4
CUKBRIA CA20 1PG ' • •*
.British Nuclear Fuels Ltd Springfields Work s .
Salvick -
PrestonLANCASÎIIRE PR*r OXJ
• ' *
British Nuclear Fuels Ltd Cauenhurst works
Capenhurst ,
Chester *
CHESIIIRE CH1 6ER .
t
British Nuclear Fuels Ltd Chapelcross works
Annan *
Durafrieshire " "
SCOTLAKD 3X512 6RF .• .
.UNITED KINGDOM ATOMIC ENERGY AUTHORITY
UKAEA Atomic Energy Establishment Vinfrith
*Dorchester
BORSEI 1>I2 3m '
. <
UKAEA Vindscale Nuclear Power Development Laboratories
Sellafield " •
Seascale . •
CUMERIACA20 1PG . .*
UKAEA Dounreay Nuclear Power Development establishment
Dounreay . •
Thurso «• . • .
CAithness
&COTLAND IW\k 7TZ ' .
UKAE ASpringfields Nuclear Power Development Laboratories
Salwick *-
Preston . . •
'IANCASHIRE FRk OXJ
• .
•* • *' »
; UKAEA Atonic Energy Research Establishment Harwell
'Harwell
Didcot
'OXFORDSBIRE 0X11 ORA .

vïM'r-rur i*5ii\i 1uL/
«
CE?rT7!AL EISCTPTCTTY G^rTRATIT.'G' BOARD
CEGB Bradwell Nuclear Power Station
Bradwc -ll-on-Sea ;
Nrßouthainster •
ESSEX CKO 7HP .
CEGB Berkeley Nuclear Power Station
Berkeley
GL0UC2STEBSHIHS GL13 9PA
CEGB Berkeley Nuclei laboratories
CEGB Research Departnent •j
Berkeley :• .,
GLOUCESTERSHIRS GI/139PB
CEGB Bun^eness 'A'Nuclear Power Station
Roanoy Marsh • ■...
'KENT TN29 9P? '.'.
CEGB IXmseness 'B*Nuclear Power Station .
Romney Marsh --– •_
KENT TN29 9PP
CEGB Hartlepool Nuclear Power .Station
Tees Road
Hartlepool
TEESIDE TS25 2BZ
CEGB Hiuklcy Point 'A'Nuclear Power Station
'Nr Bridßewater
SOMERSET TA5 1UD •
CEGB Hinkley Point 'B«Nuclear Power Station
NrBriunewater
SOMERSET TA5 tUD - •"
»
CEGB Oldbury Nuclear Power Station
Thornbury ' •
NrBristol *
A VON BS12 IRQ '
CEGB Sizewell Nuclear Power Station
Leiston
_ «SUFFOIX IP16 kVZ
CEGB Trawsfynydd Nuclear Power Station
Trawsfynydd
Gwnedd ■ ■ .
NORTH V ALES LlM 4DT
CEGB V/ylfa Nuclear Power Station ^
Car.acs Bay >
Anglcsca
Gwnedd • ' »
NORTH WALES 116?ODH -.
.. \
2\ •
. «•
,■ ' < »
. .

RESTRICTED . (Y0'*
I
south ofsco?l;::d eisctcictty board
SSEB Hunterston 'A*Nuclear Power Station
West K-ilbride • .
Ayrshire '' ' •
SCOÎLAL'D KA23 9ÇT
SSI3 Hunterston 'B*Nuclear .Power Station
West Kilbride *
Ayrshire
SCOrLAÏîD KA23 9QT
■.UNIVERSITIES • ,_.%-
University of*London Reactor Centre " •
Silwood Park Simninghill
Ascot .• -
BFRXSHULE SL5 ?PY
Queen Mary College Research Reactor
UnaverGity ofLondon .
Mile End Road
LONDON £1 **NS . .•
-••• • t
Scottish Universities Research andReactor Centre
East Kilbride
GIASGOW G?5OQU . *
Universities Research Reactor Risley
Universities ofLiverpool and 2'Ianchostier
Risley
.Warrington
CHESIIIRE WA36AT
.FIRMS '• "
Imperial Chenical Industries #LtdTriga Reactor
Petro chemicals Division
POBoxNo2
Organic "House
Billin^ham .
TEESID3 TS23 1JB
CSWEngineering Ltd
11Maxted Road * ■
Hemel Kemcctead
HERTF ORDSHIRS
Packford ,Holland &CoLtd
Haye6 Lane Works
Itfe ' .
Stourbridge . "
VEST MIDIANDS .DY98PH • • . .
•
NOTE
Article 1oftheAgreement provides thatcertain facilities orparts thereofmtheUKnajbeexcluded atany ti;r.e fornational f;ecuz*ity reasons *Ccrtaj
parts ofscr.e oftheabove facilities areexcluded from thescope ,ofthe
Agreement forcuch reasons . -

AiWAlï IriSi'irii'IXb
G3I3RAL PART (Annex I(b)) RESTRICTED
LIST OPFACILITIES IITTHE UITITED KI1TGDOK DISS IG1TATED
PURSUA13T TOARTICLE 78(a )OPTEE AGREEMENT
1 EESTR2CTEDL

i- bujjisijjiARfAR:n:rGEMs:rrs ^c>• ^i?y-vr*p *-%.
■,;\'';général kxm;] •ED .
(Anne *'II) , •
THE AGREED INDICATIVE QUESTION AIKE ,REFERRED TOINARTICLE *II
OFTHE PROTOCOL .THIS INDICATES THE DESIGN AND -OTHER INFORMATION
-TOBEPROVIDED FOR THE PREPARATION OFFACILITY ATTACHMENTS
B
A.'REACTOR FACILITIES v ■v"
ï)ato ofinformation ••«»«
/•
IDENTIFICATION OFTHEFACILITY .' '•-.V .-:'•' ' •
1 Υ/ΛηιΛ . '·■ · '*·*· '· 1·' *Η .1." Ñamo .. •' ; ; •" . : ;Y-'• .
?.* ■' .•Location . ,*• • •/ ; .. 1
3»' ..Ovmor (logal)y' responsable body ) ' N;;-!'•' ■ '* ••
.4. Operator (leg-ally responsible ."body ) v ^
.Fresent status (inoperation or.expected data of -start ofoperation )
6. .<•Purpose and'typo offacility '•
l* :Operating n;odo >offacility influencing itothroughput .(Shift system
adopted ,approximate days ofoperating time peryear ,.oto.;
&»-. Layout offacility sito,Mapshowing perimeters andpromises ofthe
faoility inthe form ofasito layout ;'buildings ,roads ,rivers ,
:railways ,etc. ' . ■'.* '
'Layout .offaoility V- ■ : . •
■'.v (a)'structural containment ,fences andaccess routes ;•
; '.-.V(b) •incoming material etorago area ; '
(c) .reactor area ; •'.•.... : '•••
v>•(d) 'tost andexperiment' area ,laboratories ; . .'-'.V
•(°) -outgoing rnatorial storage area ; .' •V•" •
'•!'V ivuclear matorial .vasto disposai » •
10.i Additional icain facili tydata s ....
' '(a) rated thermal output perreactor forcontinuous operation ;-
·>% V· ·' . 1 _. . .. .... ·/!··'(b) source andspecial fissionable mo.toi"ialj
(o) initial coro enrichments ; ■y
(0.)' ;coolant,' .
•;..«
..,\,A
.i:i-X!.y'(/ i'.f,)1 '•–

GENERAL AFJUNGEKKK ?OPTIE FACTLITT ItfCI.UDIHO FEATURES RELATING TO,MATERIAL
,ACCOL'SWOr ,CGSTAIMffiMT AND SURVEILLANCE • .;y.
*/Description ofNuclear Matorj .al–'.
11.Fuel clement ,and/oracooavbly outline drawing insufficient detail >o
indicate {jonoral structure with ovarall dimensions .(Element isthe
emalloot' contained fuol unit ;assembly isthecombinatioij ofelements to
'' . *•
ahandling unit ouch aacluctor orbundle .Provisions forolement exchw ngo
should "boshown ifapplicable andindication given ifthis isforeseen to
l>o.aroutine *operation# ). '.r .• / : :
1Z»Fuel malarial ■–'(including nucloar material incpntrol orshim
assoiifolI.oB ifapplicable )i -v'• •V ••. •*.'
i . •- •• . • 
(a)chemical composition ormajor alloy oonetituents ; ""
*'(b)average cnriohinenf perassembly ? . •.
(o)nominal weight offuel material porassembly with design
" '.•' . . ... •' ' i. ..
•tolerances . . •' .. •;
##/: •• •'.13.Cladding material «•–' .v';-V .'"••• ■■■V".-'
!. -. */'· .
14.Mot-hod ofidentifying -individual fuel dements end/orassemblies if •
* . .• '*
applicable .' •:- :
15.OthGr nuclear material used inthefacility (atato briefly material ,
purpose andwayofuoing material ,ft»g.booster rpdr?). .*
Floy /ofNuclear 'Material •' .■'
16.Schematic' flew -sheet ;forthenucloar material showing points -whore .
«nuolcar material isidentified ormeasured ,material balance areas and
Inventory location ausod formatorial balance accountancy andestimated
range ofinventories ofnuclear material inthese areas undor normal '
♦ ' / • ,
.operating conditions . , v•'/. ■..v ■;
Itomo 11-14 r»T8tobej&ncvered for oaoh typo ofassembly inthe
.faoility .•Tenainolocy consistent with 11should beused .
**/ -Toboprovided forthoae typos offuel forwhich non-do stractive '
*'techniciuca forauoloor .material assay areavailable . ....' .

/fiESIRiGTED
» · ·· .
17,Expocted ,nominai fuol cyclo data inoludin g(asapplioable )t
reaotor cove loading;' •:' V;V:.'^
(b)oxpeotod liUV A-Upj '■ ; •'''
(c;annual refuelling amounts •• . .• ;.*•
(d)refuelling interval .(or»~lo'ad oroff-load ); ".'.VvV'•P
(f)approximate forecaot ofthroughput andInventory andofreceipto
..and ohipmcnto ,' '■... . ... .*■ .
Haling ofNuclear Mator3.al .'"
18.Layout andgeneral arrangement drawings offresh .fuel otorago ,and
:";orcription ofpackaging offrooh fuel .' ••
,.^-9*Layout andgeneral arrangement drawings offeuh fuel preparation
and/oraeoay room andreactor loading area# . .* •'•
20.Conor ,i.larrangomc-.nt dro,v/ing3 offuoltransfer equipment forfreoh and
.irradiated fuel ,including 1refuelling machines .orequipment .' ••;
21.Gonaral arrangoraont .drawing ofreactor vessel ,location ofcoro and
openinga invescsl ,method offuol handling inveoool . ... •. •-
22.Sketch ofcore nhowing thegeneral disposition ,lattice ,form ,'
pitch anddimonoiona ofcore ,reflector ,location ,chapea anddimensiono of
control olemento ,experimental and/orirradiation poaitiono .
23.Number andaise ofchannels fox *fuol elements oraceomhlioa andfor
.oontrol oioraonto inthecoro . "
24.•Spent fual storace *-' .'' ^ V-V-;';•• :
•' ..Va)layout and .-general arrangement drawings ;
;,;V (b)method ofstorage ; . ■ - ■■'
. deoign capacity ofstorage "; "•/' ••'* .
, ;-(d)%equipment forhandling irradiatod fuel; " . ;
■•(0)minimum cooling tirriebefore shipment orirradiated fuol' ;
'«■'!r\ ,%– ... * ... .'•
•l.-x fvnddoucription cfnhipping caok forirradiatod fuol
v-- Squired toexploit thepoi.a-.ibility of .coaling ). '•'. •.
Es :■:/;V^V?:' .^

25.Nucloar' material tofeting area (ifapplicable )».
(a)brief description ofthonature ofthe .activities performed ;'
(b)duacription ofrnajor equipment (o.g.,hotooll ,fuel olomcnt
:''J deoladding anddissolution equiprnont ); .
•(o)doocription ofchipping containers fornuclear matoriai and
■• .. •packaging ofwaste andscrap (asx-oquired (to*explore the . *
.' 'possibility of .scaling ). •• *« m
(d)storage ofuniri'a&iated midirradiated nuoloar material ; •
. •
(o)leyoutand "gonoral arrangement drawings forthoabove 9ifnot
oovered elsowhere .
Coolant Data ,
|i» MmW* w i n-m \
26.Schematic coolant flow diagx"am3 asrequired forhoat "balance ;
calpulationo (indicating proosuro ,temperatures andmass flow rates at
rcajçx *pointe ), * •• .■* ; •■-. #
1 .* • i
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL
' " •i
27«lfucloar matorial control andaccountancy system (describe iteiji and/or
mas3 accountancy system ,jj^oluding relevant assay measurement methods used
with assessed aocuracioQ supplying specimen "blank forms used inall ;
control andaccountancy procedures ).Length ofpreservation ofsuch
records should bestated . -
* '•••. * ,•
OTHER INFORMATION RELEVANT TOAPPLICATION OPSAFEGUARDS
26*..Organisational otz^ucturo forcc&ierial accountancy andcontrol *
2$.Information onthohealth andsafety procedures which theAgoncy shall
observe andwith which the .inspeotors shall comply atthofacility . ' »

^fLUr ,» , *> * .V*' ' ••
. •V'*-**»*.! ï\JV |L'jJ '• ... •''•: ,•
* • . * ' •
• y.t, ....
•'v< *■CKIWCAX .Ain>ZEKO .isNERcar facilities •'
•; •**ateofinformation "«a ''
_y.'..IDENTIFICATION OP'Vas FACILITY '•■ *''' j'vi :
■" -2e .Looaticm '." ''-'V - ••; v--^- 'v'-/
.Owner (loyally responsible body } .';:'V: ■;
,•Operator (loyally .reaponoiblo body)" JV'"'%■:]'\V^;V'vr •'/'
.5'.Vn"i-"'t (in°Pioaor«POOte4 data 'ofstart 'ofoporati 'f '
<3.Purpose andtypooffoMliW '''V .'l;
!7'******** <**»«*&'USim*** It.ttVo^hput.'
i-do^eA ,epproxiwato daysofoperatic timeperyear ;©to.)/' • \
V °Uii°ff°OXlii7 Bit0# 'Nai)ehowi»ePorimators' andpremiseo oftho ;
■aoiUV »«,. fo»of..itil.vou t!VuUding ,, rivoM,rMmye ..
•9» "Layout ©ffacilitai ■
;vu;structural containment ,foncos cardacceos routes }^ ■'
. • nucloaa -'material ct,orago aroa(o )} -■ V."' :•*'"
1*lùmni asssmb.lingr arca ,Ubor&toriea .,oto.\ ''. '
_oritical aceembJy 'propor •• ••• . •"
l°oAcklitional ma'infooility data "W '■ ■':-V '
,;'U) wpastod neuW -'-V
C,ain »ualear roatarS^l andenrichaent t- V;'V' ;
.'\(°)Biodorator ; -'C' '■ .V" "V!>.)
j
•.(d)%roflootor ,blahlcot
(o)coolant ,"•'»"

£ .: «£5τ^ιοτ£ί>νΓ ;-· ::;η·:.'■
GENERAL AHBANGEMENT OPTID3 FACILITY BJCLUDINQ FEATURES RELATING TOMATERIAL
ACCOUNTING CONTAINMENT AMD SURVEILLANCE .«•
« ', ' ■' •''' """ ■■>.*' T *' •\ •'
Description o'fNuclear M.vtoriaV "• . ■,/ *'•'.■
11.Description bymeans ofdrawings orotherwise ofallnuolear material
infacility showing i - '^ ^\v'' •
(a)alltypes ofunite including normal hariidling units ";
■ •(*0 ■chemical' composition ormain alloy constituents ;''..•
.'(o)'form enddimensions ; • i-.•■v.; V. ....
% * . ·■ . · ■·'■. . · »·.·'·· ··..· :· ■*·<·.·'·· 'γ
, (d)enrichment ; • ''• •
(o)–^nominal weight ofnucloar matorial withdesign tolerances ;
* . .. .(f)–''oladding matorial ;,and • \ .
•(g)mothod(s )ofidentifying units . •v.■. •
Location ond H.arullintf ofNuclear Material ' •- •.
»ΜΙ»»·ΙΜ· «"> Λ,· ■■■Λ..·»»»····»»···»».·· !1 IΙΜ Ρ»·Κ· III–– ... «
•* ' *. * '• "•"
12.Description "bymoons "clayout andgenoral arrangement drawings o?
otherwise ofj /.■>• - . ...■■■ * ■.. .
(a)nuclear material storage andassembly areas andcritical .'
aooc:ml>)y(ioa )proper (invontoxy looations );
/. % .." ^ 1„ . -. J
'.(1>)theestimated range of-inventories ofnuolear material inthose
locations : ; .
(o)thephysical arrangement ofequipment used forassembling ,
tooting andmeasuring' nuolear matorial ;'end ..
(d)theroutes ofnuclear matorial . •
.V . : .' .'"–
13*Sketch ofcritical assembly core showing core support structure ,
shielding andhoat removal arrangements with doscript ion (toboprovided
forouch critical assembly ifmore than onointhecritioal facility ).
îîUClEAR MAÏÏ3RIAL ACCOUMTANCÏ AND CONTROL / •r . '•
Accountancy System ' .*v . v."-'*■' • ••i
■■■ ···'·.· ..·.··
« . « . 1 '. ^ *
14,Por.cription ofthenuolear matorial control andaccountancy cystoa
(doscribo item taid/or»acsaccountancy eystem ,.'including relevant aocay
/ Tohoprovided ,for tnooo typoa offuol forvhich noii«dor»truotive
. •techniques fornuclear matorial assay aroavailable . ,
..6 '.RESTRiCTED

rnothodo unod with asceticed .aoouraoioB )oupplyihg opocimon blank formo •
uood inallcontrol and accountancy procod'areu .Length ofprcoorvation
'of tmch rooordo (should bostated . •*
Phyoica lInventory ' -V .;
15."v;Description ofprocodureu ,cchodulcd frequency ,methods of
' operator *0inventory taking ("both foritem and/ormaea accountancy
including relevant aaojiyinothodo ),expected accuracy ;aooeos to
. 'nuclear material' istho core uidtoirradiated nuoleai *material
. outoido thocore ,expooted Radiation lovelo . .. •'"•
OTHER INFORMATION HELEV ANT TOAPPLICATION OPSAFEGUARDS '' '"•
16»,'~ Organizational struoture formaterial aooountancy andcontrols
17.''Information onthohealth and oafoty procedures Uhioh shall bo
• obfjorvod ojidvith vhioh tho iriopeotoro shall comply atthefaoiltity

; RESTRICTED
V "' ' •■.:'*r! .'5:: v •
. · *·" . » .*'"··· ;·.■.···· · ···.· ;
••••. .
;',VV.-, .<>♦. '.CARAENSIÓIÍ ,-FABRICATION ASDREPROCESSING FACILITIES •;
·."···-ί*·'··.·.·.ν :·.·..··' *·.··.·'·.'·· ν<'/·,·;ν^3)^0 οΓ·ΙηΓοΓτηβιϋοή ·····«*······· »«
,Vv
^'miTIPICATION-OP THE FACXLITV '"; "
" -Horn * ■■ =. :
2.v•Location "•; • .■ <.• ■''; ■ 'v,.'-/ •
'Ovmer (legally responsible "body) •. :» 4*. *'?!•
V .j.4.vOperator .(logal3y responsible "body) ; \ .''\'S '■'
..5.Present status (inoperation orexpected date ofBtart ofoperation )
'•''■6. .Purposo and .type' of -'facility
• . : ' • . I
'7«'Operating mode offacility influencing -itsthroughput ,(Shift system
••V .;' -adopted ,approximate days ofoperating time peryear ,etc# ) ■,' .•• •••
8» .Loyout offacility site . .Map showing perimeters and.premieeQ ofthe
t" ' i ,
"'faoility.in the form ofasite layout j "buildings ,roads ,rivers ,,
railways ,etc# .»lj-: v
: 9o :Layout offacility » ■
•(a)structural containment ,fences andacoess rouioe ;'• ''•.•
("bVroutes follov /edtynuclear material :. ••'.' '«•...** ' ..
(c)JLncoming nuclear material storage ; " v.- '•., .
V?:-' "'(£•) ■each main processing area andproooss laboratoryi ..' .* .
(o)test orexperijíiontal arsaáf ■', :-'V'
.-(f)outgoing nuclear material storage ; •»//"
(g)'tiaete disposai facilitieoj
••i'V-.'ï (h)enaîytioal laboratoiy .•'
V .' OEJ^RAL AllRAf<G2MEMT OFTRE FACILITY IKCLUDI2I0 FEATURES RELATING TOMATERIAL '
ACCOUIiT /JJCY C02JTABn-J23i'T AND SURVEILLANCE . ■ . ......-'.V •.• ' •
•*i* ■ ' * » '•Flow ,Locution end Handling ofKuolear Material - ■ ••••"
i;-yv" -10. Schomatio flow shoot forthenuolear material '-showing points where ■ ■
ny.oloar material isidentified orraeasurod ,'material balance areas and
*' * ' • .»inventory .locations ,used formaterial balance' accountancy and er/cimatod- . V - f !"
m,. ■■"i,v- ;;-V'^ÈStR /ctED - •'fI

/''.V-' -RESTRICTED ''"V- 'QO
range ofinventories ofnuolcar material inthese areas under normal
operating conditions .Thedescx-iption should inoludo (ifapplioo-ble )s
? .(a)Wfcch oise orflow ratoj . >•- :i. ■■ ■'• >
■•.'•'•('b)mathodofstorage ox*packing ; y
: .(o)•storage capacity ; .• ' • .. ■'
*•'■{&)approximate forocaet ofthroughput andinventory andof,receipta
.f. caidshipment a» " •. • ' *'•
'3.1.Xnaddition to10above ,'food storage areas forreprocessing plants ..
.'aatnild "boidoeoribed hyagenox'al arrangemo ntdrawing showings
•*.(a)locations forfuel ©loiaentfl andhandling equipment $" ''
(b),'iypo offuol elements including nuclear material content and ' •
enrichment . :'•••' .■'>,J * '
'•3JS»Inaddition to10above ,thedosoription ofthorecycle stage ofthe '
«
~prooees should include -ifavaijlablo *. -. ':• ' •
(a)durât ionoftempo rary «torage ;
-(h)sohedules forexternal rccyoling (ifapplicable ). "..' '
.•15.Inaddition to10above ,thedescription ofthodiscard stage ofthe
process ehould inoludo i : .• .- . :. •.
(a)thodiscard method (disposal orstorage ). .r,•.
••14»Under equilibrium conditions for each flowsheet referred ,toin . •
,paragraphy _10and 16andacoum'ing themodes of;operation in*paragraph ;j
v..states . ;> ■ ■'•/,>: -
(a)thenominal throughput peryear } :'• v;;
(b)tho'in-procosa inventory "based ondesign capacity.' '''•,':!
;'15.Do&cribe thenormal procedures adopted forcomplete orpartial ■ ;
•.-oloan -outoftheplant .Include description ofspecial sampling and _' ■'
■•ineasuremant points' associated witli thoclean-out procedure andtiubsequent
' ' * • '•' ••1 .. '•.*
"Physical invent ox^ftaking ,if'notdesorihed in10above .. •" '"V';
1'J)GGCy'^V^-'' 0nofKvclo-yr Material ■.'' .: -■• '
.16.iOocorihe ,"bymeans cfflov /uheots orotliorwisoj tho08tiinatod flow , ' •
'•andjjivontory ofallnuclear material for (storage andprococs areas .
Thedoncription ehould include ,$ .f •'v '•.
RESTRÏCÏED ; >;:-v;:: : 'J

•: (a) ■physical andchemical formj •>'_ ■
'?v '•(bY -contont range oroxp.octod upper' limits for each ©atagor /.of
i ••colid orliquid disoard' material ? 1'v.
.(o)enriohraont range • ! '•<.'''
*KUCD3AK MATERIAL ACCOUNTANCY AND CONTROL .
•... •V'•',r\ • : *..1 ?.•
'Acco vr.tin ,?System 'i' •
'•• ,• -i ' ; i . .*
.VJ,.Description ofthe "accountancy systom vised torecord andreport
"accountancy data andestablish matorial .balances ,supplying specimen .
• forms usod inallprocedures' ,,Length ofpreservation ofsuch records
•• ohovtld beetatod . , .•
-, m•» . - î '*
•.10*Indicate •when and howoften material balance oare made ,including any ,
V• during campaigns ,Describe method andprocedure for .adjustmont .ofaocounts
'• after plant inventory taking , ■'}, .•
• * ■ • . • t
«■ ♦ . •
'19.'Deocribo pi-ocodure forhandling shipper /receiver differences and
V -- . . .method ofadjustment ofaccounts * » "
20,Describe procoduro for making oorrootions toaccounts dueto
'•procedural orclerical mistakos andthe .offeot onchipper /recoiver
•differences fifapplicable .
• •-f .• • ;v:••• •.. . . :: : ..
Physical Inventory •'. .■ .
•..".'21.Pvofcrenco iomade toparagraph 15.Identify theitems of'equipment "on
...the .flowsheets ofparagraphs 10and .16toberegarded ascontainers for
• \
•.nucloar matorial under physical inventory conditiona 0State the timing in
•«* ■ .1 ■■ ■ . ,.
.thecampaign programme oftaking ;physical inventories' *• V' . ,
.• Wethodo for Moauurement .'Sawoling and Analysis ' •' ,•....
22,Method ofootablishir.g each nioaouremont atthepoint i:\dicatod should
'•'bedoGcribod ;equationo ortables usod and'calculations made todotemino
•actual quantities ofweights or .volumes should beidentified .Rcoording
.ofdata automatically ormanually should bestatod .•Method ofand .
practical proceduroo fox *sampling foreach point 'indicated should be .
•άοβΟΓίηοώ ,·''···.··.'· ·:^···'·Ζ·ί . .·'····· .·-·>·.· .··'"
;.•.':y.v,:-RESTRICTED '■'V .;,:•*'

.' ;•■ •"RESTRICTED' ''•••'
«
Analytical mcthodc uood for accountancy purpocos should
bedescribed .Reference toamanual •orreport vould "bo
.Suitable . . \
Control ofKoasurement Accuracy .
Doooribo measurement quality control programme relevant for •
navorial accounting including programme G{togothcr with accuracy
Values )forthocontinuing appraisal ofanalytical ,woight ,
'volume and sampling precisions and "biases ,/andfor thecalibra­
tion ofassociated equipment jmethod ofcalibrating tho measuring
oquipmont referred toinparagraph 23jtype and quality of
standards used foranalytical methods roforred to'inparagraph 23;
typo ofana3ytical.equiprr.cmt used ,-method ofbalibration and
frequency . ' ? •/.'...".... •...
Statistical Valuation ' .•• - '•r.
Desci'ibe cethoda ofstatistical evaluation ofdata accumulated
inmeasurement control programmes' for thoevaluation ofprecision *
and accuracy ofmeasurements and the estimation ofmeasuromont
unoortainty (i.e. rdetermination ofthe random andsystematic •.
errors oftho measurements and thoassociated limits oforx'or ;
statistical procedures used tocombine individual measurement
error estimates toobtain theovoro.ll limits oferror fors/R
differences ,thebook inventory ,thophycical inventory ©nd 3'IUF).
OTIIER INFORMATION RELEV ANT TOAPPLICATION OF -SAFEGUARDS ''
Organizational structure for .material accountancy endcontrol
Information on'thehealth andsafety procedures which .
rohall boobserved andwith i/hioh thoinspectors shall comply' at
thefuoility , .•, ■'.yK /*.vv/: ■•V-rWv-v/; -.:-;.y'~.

RÈSTRîCTÊD •
. •. ••• ', .• <: , 1
*/D. STORAGE FACILITIES-'',.V *-•
• . " ■•. ' )i-•:;Date cfinformation •«»•••••• '•
IDENTIFICATION OPTHEPACIl^./\ •V -.-.Vv-:V; ..
*1.•Nomo • •: .■r.v.. '
2. ■location ' .'
3*Owner (legally responsible body ) V'!./ ,} \'ix •
4. .Oporator (legally responsible body ) .
• · ,..··..» *·ν ;·.·'«· ··'·»' ·'»'···.·..■*.· .V: ·
■..* ·. ■..*<. ··· · ' ♦ ·· .·. ·5»Présent status .1 •• •. •z.'<•
6. Purpose and typo offacility ...' •\
•7. Layout offacility .Stxvctural containment ,fences and access routes r
ifappropnate . ' •*'• ' ....• •' •'v
• • • . « •
•CENERAL ABi?ANCEMEN TOPTHS FACILITY INC LUDDJG FEATURES RELATING TOMATERIAL
'ACCOUNTANCY ,CONTAINMENT AND SURVEILLANCE*' "' ■ . ..
■;·■·■- ■νν ... .
Decor .rption ofNuclear Manorial '
8«Description bymeans 'ofdrawings orotherwise ofallnuclear material .
'in'facility showing : 0*.• . *. _* '' ■ ;• '.
* *' * *»
•.(a)>alltypec ofunits including normal handling unitsj .
t«*/ . •, ... '',,, ...',. ''
. .V*}– chemical composition ormain alloy conetituenta ;. 1
• (c)form anddimensions } ■ ■' ' ,V ,
(&)enrichment : •;;i '
/ %#**I ♦ * •I.\ / • * » 1 ■ A «i j . t'* »<«m • j *.. ..„.
■(c)–'nominal veight ofnuclear material with design tolerances j
..»*/ ■(f)•–'cladding materials ?and •' .
'(s)«u>ethod(e )ofidentifying units . ' : •.'• '...
l/ocations pnd Hnndlin^r ofNuclear Material '•. . • •^ "
.Description pymeana "oflayout andgeneral arrangement di'awings oxv
η . ■otherwise ofj • •..• ■-r ■
*/ Separate facilities notnormally associated' v;ith enrichment ,conversion ,•
fabrication ,reactor ?,andchemical reprocessing and recovery facilities ,
.***/ Tobeprovided forthose typos offuel forwhich non-destructive
'teohniquos fornuolear material assay aroavailable . . ••
-'• 1. • i: ,
...■ ■■ • • : . '•12

•. (a).nuolear material storago aroaa (invontory location ^)}
x■_■."("b)-;thoeatimatod ranga ofinventories *ofnuclear material inthose
..V -.''.'locationc ; .'• *•/*.
'•(°)nuolear material storage 'and/orshipping containers }" V
; (d)thoroute oandequipment uwed formovemant ofnuclwnr material t
*'• • * ' . . •
ifapplioablo Cv'\:\V ;;V"'' v v V
• .• * •» \ • 1'•*v* •*'* ;•.•'
NUCIEAR MATERIAL ACCOUNTANCY ANDCONTROL . S:". -<
.Accovntancy Syntom .'f. • .
f*:
10,Description ofthenuoloar material oon'trol andaccountancy eyatem
■(doocri"bo item and/orrnasr ;accountancy system ,including relevant assay '
.motheda UEod with aoooBood accuracies )supplying specimen .blank forms used
inoilcontrol andaccountancy procedures . : "V .•
'Phyntcal Inventory ;«Y" •••:' :' ■■• .' "
.11.Description ofprocedures /,eohedulod frequency ,'mothodo ofoperator 's
inventory taking (both £oritem a^d/orjnasa accountancy including rolovant
aooay .mothodo ),andexpootod acouracy .' ;,' ', .•;'>
/OTHER INFORMATION RELEVANT TOAPPLICATION OPSAFEGUARDS '*•;;
12,Organizational etruoture ,,forEiatexvLal -accountancy andcontrol*' '
13*.Infoimation onthehealth andcafoty procedures' which shall "bo."
observed andvrith >/hich :/th© "inopectoru .chall oomply atthefacility ,

•E. ISOTOPE SEPARATION PLANTS
■,, -Date
IDENTIFICATION OFTHEFACILTTY ^
1. Name
2.Location ,exact address with telephone andtelex numbers .
3.Owner (legally responsible body orindividual ).
4.Operator (legally responsible body orindividual ).
5.Present status (inoperation orexpected date ofentry into operation ).
6.Building schedule (iffacility notinoperation ):
(a)date building starts ; , . „
(b)date offacility acceptance ;
(c)commissioning date .
7.Purpose andtype offacility (nominal separation capacity ,enrichment
facilities ,etc). ,
8.Operating mode offacility influencing itsthroughput ,(Shift system
adopted ,approximate dates ofoperating times inyear ,etc.)
9.Layout offacility site .Mapshowing perimeters andpremises ofthe
*facility intheform ofasite layout ;buildings ,roads ,rivers ,railways
10. "Layout offacility
(a)structural containment ,fences andaccess routes ;
(b)containment ofcertain parts ofthefacility ; .
(c)routes followed bynuclear material ;
(d)incoming nuclear material storage ;
(e)each main processing area aridpropess laboratory ,including weighing
andsampling area ,decontamination ,purification andfeed areas ,etc
- i
(f)test orexperimental areas ;
(g)outgoing nuclear material storage ;
(h)waste disposal facilities ;
(i)analytical laboratory .
GENERAL ARRANGEMENT OFTHEFACILITY INCLUDING FEATURES RELATING TOMATERIAL
ACCOUNTANCY ,CONTAINMENT ANDSURVEILLANCE
Flow ,location andhandling ofnuclear material ?
Η RESTRICTED

jQU
11.Description bymeans ofdiagrams orotherwise ofstorage areas andprocess
areas .Thedescription should include (ifapplicable ):
(a)sampling andmeasuring points ;
(b)batch size and/orflow rate ;
(c)method ofstorage orpacking ;
(d)storage capacities ; '
12.Inaddition toitem 11above ,thedescription ofthe 'facility should
include :
(a)separation capacity ;
(b)enrichment techniques ormethods ;
-,(c)possible points forfeed ,product andtails ;
(d)recycling facilities ;
(e)type andsize ofUF6cylinders used andfilling andemptying methods .
13.Power consumption should begiven ,where necessary .
1*+. Each diagram should indicate ,under equilibrium conditions :
(a)nominal throughput peryear ;
(b)physical inventory ofin-process materials ;
(c)material loss rate owing toleakage ,decomposition ,deposition ,etc.,
(d)arrangements forregular plant maintenance (periodic shutdown or '
continuous component replacement ,etc. ).
15.Describe special sampling andmeasurement points associated with
decontamination ofoff-process equipment formaintenance orreplacement .
16.Describe process waste disposal point ,including disposal method ,storage
period ,type ofdisposal ,etc .
Description ofnuclear material
17.Describe ,bymeans offlowsheets orotherwise ,theestimated flow and
inventory ofallnuclear material forstorage andprocess areas .The
description should include :
(a)physical andchemical form ;
(b)enrichment range forfeed ,product andtails ;
(c)content range orexpected upper limits foreach category ofsolid or
liquid discard material . _
15 RESTRICTED

i j£fj
NUCLEAR MATERIAL ACCOUNTANCY ANDCONTROL
ψ
Accountancy system
18.Description oftheaccountancy system used torecord andreport
accountancy data and toestablish material balances ,supplying
specimen forms used inallprocedures .
19.Indicate when andhowoften material balances aremade ,including any
during campaigns .Describe method andprocedure foradjustment of
accounts after aphysical inventory taking . ;
20.Describe procedure forhandling shipper /receiver differences and
method ofadjustment ofaccounts . . -
21.Describe procedure formaking corrections toaccounts duetoprocedural
orclerical mistakes andtheeffect onshipper /receiver differences ,if
applicable .. ■ _
Physical inventory '
22.Identify theitems ofequipment ontheflowsheets ofitems 11and 1?
toberegarded ascontainers fornuclear material under physical
inventory conditions .State thetiming ofphysical inventory taking ..
Methods formeasurement ,sampling andanalysis .
23.Refer totheflowsheets ofitems 11and 17forlocation ofsampling and
measurement points . .
2*+. Method ofestablishing each measurement atthepoint indicated should be
described ;equations ortables used andcalculations made todetermine
actual quantities ofweights orvolumes should beidentified .Recording
ofdata automatically ormanually should bestated .Method ofand
' practical procedures forsampling foreach point indicated should be
described .Indicate number ofsamples taken andrejection criteria .
25«Analytical methods used foraccountancy purposes should bedescribed .
Reference maybemade toamanual orreport .
Control ofmeasurement accuracy -
26.Describe programmes forthecontinuous appraisal ofweight ,volume and
sampling precision andbiases and forthecalibration ofassociated
equipment .
27.Describe type andquality ofstandards used foranalytical methods
referred toinparagraph 25,type ofanalytical equipment used ,method -
ofcalibration andfrequency .
Statisical evaluation
28.Describe statistical evaluation programmes fordata accumulated incontrol
programmes for v/eight ,volume *sampling andanalytical measurements (i.e.
determination oftherandom andsystematic errors ofthemeasurements and
associated limits oferror );statistical methods used tocombine individual
measurement error estimates toobtain theoverall limits oferror for S/R
differences ,thebook inventory ,thephysical inventory andMUF .:©

RESTRICTED
OTHER INFORMATION RELEVANT TOAPPLICATION OFSAFEGUARDS
#■
29.Organisation ofmaterial accountancy andcontrol .
30.Information onthehealth and safety rules which have tobeobserved
andwith which theinspectors must comply atthefacility . ,..
17 RESTRICTED
t

P. FACILITIES USING NUCLEAR MATERIAL INQUANTITIES EXCEEDING
ONE EFFECTIVE KILOGRAMME
For anyfacility ofatype notreferred tomsections AtoEusing more than
aneffective kilogramme per annum .
1.Identification ofthefacility
2. General arrangement ofthefacility ,including features relating to
material .accountancy ,containment and surveillance .
3.Nuclear material accountancy andcontrol system ,including techniques
for physical inventory taking .
4. Other information relevant tothe application ofsafeguards .
Theinformation required under these headings is,"asapplicable ,the same as
described inthe questionnaires forthe types offacilities coming under
Sections C,Dand E.