Държава Наименование на регулирания пазар Управляващ субект Компетентен орган за признаване и надзор на пазара

Австрия 1. Amtlicher Handel (official market) Wiener Börse AG (1-2) Finanzmarktaufsichtsbehörde (FMA — Financial Markets Authority)

2. Geregelter Freiverkehr (Second Regulated Market)

Белгия 1. Bourse de valeurs mobilières de Bruxelles (Euronext Brussels): — le marché „Euronext Brussels“, — le marché des instruments dérivés. 1. Euronext Brussels SA 1. Ministre des Finances sur avis de la Commission bancaire, financière et des assurances (CBFA). Autorité de marché = CBFA

2. Le marché réglementé hors bourse des obligations linéaires, des titres scindés et des certificats de trésorerie 2. Fonds des rentes 2. Législateur (art.144, §2 de la loi du 2.8.2002). Autorité de marché = Comité du Fonds des rentes, pour compte de la CBFA

България 1. Официален пазар (official market) Българска Фондова Борса — София АД (Bulgarian Stock Exchange — Sofia JSCo) Комисия за финансов надзор (Financial Supervision Commission)

2. Неофициален пазар (unofficial market)

Кипър Cyprus Stock Exchange Cyprus Stock Exchange Cyprus Securities and Exchange Commission

Чешка република 1. Main Market (Hlavni Trh) 1.-3. Prague Stock Exchange (Burza cennych papírů Praha, a.s.) Czech National Bank

2. Secondary Market (Vedlejsi trh)

3. Free Market (Volny trh)

4. RM SYSTEM Official Market 4. RM SYSTEM a.s. — organizer of regulated rarket

Дания 1. Københavns Fondsbørs: — equity market, — bond market, — derivatives market. 1. Copenhagen Stock Exchange Ltd Finanstilsynet (Danish financial supervisory authority)

2. Dansk Autoriseret Markedsplads A/S (Danish Authorised Market Place Ltd (DAMP)) [authorised market place = regular trade in securities admitted for trading but not listed on stock exchange] 2. Danish Authorised Market Place Ltd (DAMP)

Естония 1. Väärtpaberibörs (Stock Exchange): — põhinimekiri (Main list), — investorinimekiri (Investor List), — võlakirjade nimekiri (List for debt instruments), — fondiosakute nimekri (List for Fund shares. AS Tallinna Börs (Tallinn Stock Exchange Ltd) Finantsinspektsioon (Estonian Financial Supervision Authority)

2. Reguleeritud turg (Regulated Market) — Vabaturg (Free Market)

Финландия Arvopaperipörssi (Stock Exchange): — pörssilista (Official list), — pre-lista ja Muut arvopaperit-lista (Pre List and Other Securities List). OMX Nordic Exchange Helsinki Oy (OMX Nordic Exchange Helsinki Ltd) Designation: Ministry of Finance. Oversight: — approval of rules: Ministry of Finance, — supervision of compliance: Rahoitustarkastus/Finnish Financial Supervision Authority.

Франция 1. Euronext Paris Euronext Paris (1-3) Proposition de l'Autorité des marchés financiers (AMF). Reconnaissance par le ministre chargé de l'économie (cf. article L.421-1 du code monétaire et financier)

2. MATIF

3. MONEP

Германия Börsenaufsichtsbehörden der Länder (stock exchange supervisory authorities of the federal states) and the Bundesanstalt für Finanzdienstleistungsauf-sicht (BaFin). State authorities:

1. Börse Berlin (Regulierter Markt) 1. Börse Berlin AG 1. Senatsverwaltung für Wirtschaft, Technologie und Frauen, Berlin

2. Düsseldorfer Börse (Regulierter Markt) 2. Börse Düsseldorf AG 2. Finanzministerium des Landes Nordrhein-Westfalen, Düsseldorf

3. Frankfurter Wertpapierbörse (Regulierter Markt) 3. Deutsche Börse AG 3. & 4. Hessisches Ministerium für Wirtschaft, Verkehr und Landesentwicklung, Wiesbaden

4. Eurex Deutschland 4. Eurex Frankfurt AG

5. Hanseatische Wertpapierbörse Hamburg (Regulierter Markt, Startup market) 5. BÖAG Börsen AG 5. Freie und Hansestadt Hamburg, Behörde für Wirtschaft und Arbeit

6. Niedersächsische Börse zu Hannover (Regulierter Markt) 6. BÖAG Börsen AG 6. Niedersächsisches Ministerium für Wirtschaft, Arbeit und Verkehr, Hannover

7. Börse München (Regulierter Markt) 7. Bayerische Börse AG 7. Bayerisches Staatsministerium für Wirtschaft, Infrastruktur, Verkehr und Technologie, München

8. Baden-Württembergische Wertpapierbörse(Regulierter Markt) 8. Börse-Stuttgart AG 8. Wirtschaftsministerium Baden-Württemberg, Stuttgart

9. Risk Management Exchange Hannover (Regulierter Markt) 9. RMX Hannover 9. Niedersächsisches Ministerium für Wirtschaft, Arbeit und Verkehr, Hannover

10. European Energy Exchange 10. European Energy Exchange AG, Leipzig 10. Sächsisches Staatsministerium für Wirtschaft und Arbeit, Dresden

Гърция 1. Athens Exchange: — securities Market, — derivatives Market. 1. Athens Exchange 1. Hellenic Capital Market Commission (HCMC)

2. Electronic Secondary Securities' Market (HDAT-Debt Instrument's Market) 2. Bank of Greece 2. Hellenic Capital Market Commission (HCMC)

Унгария 1. Budapesti Értéktőzsde Zrt. (Budapest Stock Exchange): — részvényszekció (Equities Section), — hitelpapír szekció (Debt Securities Section), — származékos szekció (Derivatives Section), — áru szekció (Commodities Section). Budapesti Értéktőzsde Zrt. (Budapest Stock Exchange) Pénzügyi Szervezetek Állami Felügyelete (Hungarian Financial Supervisory Authority)

Ирландия Main Market of the Irish Stock Exchange Irish Stock Exchange Ltd The Irish Financial Services Regulatory Authority („Financial Regulator“) authorises „regulated markets“ and (excluding listing conditions) vets and approves rules for operations as prepared by the market operator of the regulated market

Италия 1. Electronic Share Market (MTA) 1.-7. Borsa Italiana SpA Consob authorises companies which manage markets and approve their by-laws and regulations. For wholesale markets for Government securities, the operating company is authorised by the Ministry of Economy and Finance having regard to the opinion of Consob and Banca d'Italia

2. MTAX Market (MTAX)

3. Expandi Market

4. Electronic Bond Market (MOT)

5. Electronic Open-end Funds and ETCs Market (ETF-Plus)

6. Electronic Securitised Derivatives Market (SeDeX)

7. Italian Derivatives Market for the trading of the Financial Instruments referred to in Articles 1(2)(f) and 1(2)(i) of the Consolidated Law on Finance (IDEM)

8. Wholesale Italian and Foreign Government Bond Market (MTS) 8.-10. Società per il Mercato dei Titoli di Stato — MTS SpA

9. Wholesale Trading in Non-Government Bonds and Securities Issued by International Organisations with Government Participation (MTS Corporate)

10. Wholesale Online Trading in Government Bonds (BondVision)

11. TLX Market 11. TLX SpA

Латвия Riga Stock Exchange: — main list, — debt list, — secondary list, — funds list. JSC Rigas Fondu Birza Financial and Capital Market Commission

Литва Vilnius Stock Exchange: — the Main List of the Vilnius Stock Exchange, — the Secondary list of the Vilnius Stock Exchange, — the Debt Securities List of the Vilnius Stock Exchange. Vilnius Stock Exchange Lithuanian Securities Commission

Люксембург Bourse de Luxembourg Société de la Bourse de Luxembourg SA Commission de surveillance du Secteur Financier

Малта Malta Stock Exchange Malta Stock Exchange Malta Financial Services Authority

Нидерландия 1. a) Euronext Amsterdam Cash Market: — Euronext Amsterdam; b) Euronext Amsterdam Derivatives Market. 1. NYSE Euronext (International) BV, NYSE Euronext (Holding) BV, Euronext NV, Euronext (Holdings) NV en Euronext Amsterdam NV License by the Minister of Finance after advice from the Netherlands Authority for the Financial Markets Supervision by the Netherlands Authority for the Financial Markets and The Dutch Ministry of Finance

2. Endex 2. ENDEX European Energy Derivatives Exchange NV

3. MTS Amsterdam 3. MTS Amsterdam NV

Полша 1. Rynek podstawowy (Main Market) 1. and 2. Giełda Papierów Wartościowych w Warszawie (Warsaw Stock Exchange) Komisja Nadzoru Finansowego (Financial Supervisory Commission)

2. Rynek równoległy (Parallel Market)

3. Rynek Papierów Wartościowych CeTO (regulowany rynek pozagiełdowy) (CeTO Securities Market Regulated Off-exchange market) 3. MTS-CeTO SA

Португалия 1. Eurolist by Euronext Lisbon (Official Listing Market) Markets 1. and 2.: Euronext Lisbon — Sociedade Gestora de Mercados Regulamentados, SA Finance Ministry authorises markets by proposal from the Comissão do Mercado de Valores Mobiliários (CMVM, responsible for market regulation and supervision)

2. Mercado de Futuros e Opções (Futures and Options Market)

3. MEDIP — Mercado Especial de Dívida Pública (Special Market for Public Debt) Market 3: MTS Portugal — Sociedade Gestora do Mercado Especial de Dívida Pública, SGMR, S.A.

Румъния 1. Piaţa reglementată (Spot Regulated Market — BVB) 1. and 2. S.C. Bursa de Valori Bucureşti SA (Bucharest Stock Exchange SA) Comisia Naţională a Valorilor Mobiliare (Romanian National Securities Commission)

2. Piaţa reglementată la termen (Derivatives Regulated Market — BVB)

3. Piaţa reglementată — (Derivatives Regulated Market — BMFMS) 3. S.C. Bursa Monetar — Financiară şi de Mărfuri SA Sibiu (Monetary — Financial and Commodities Exchange SA Sibiu) Comisia Naţională a Valorilor Mobiliare (Romanian National Securities Commission)

Словашка република 1. Market of Listed Securities: — main Listed market, — parallel Listed Market, — new Listed Market. Bratislava Stock Exchange National Bank of Slovakia

2. Regulated Free Market

Словения Ljubljana Stock Exchange official market (Borzni trg) Ljubljana Stock Exchange (Ljubljanska borza) Securities Markets Agency (Agencija za trg vrednostnih papirjev)

Испания A. Bolsas de Valores (all comprise first, second and new market segments): 1. Bolsa de Valores de Barcelona; 2. Bolsa de Valores de Bilbao; 3. Bolsa de Valores de Madrid; 4. Bolsa de valores de Valencia. A1: Sociedad Rectora de la Bolsa de Valores de Barcelona SA A2. Soc. Rectora de la Bolsa de Valores de Bilbao SA A3. Soc. Rectora de la Bolsa de Valores de Madrid SA A4. Soc. Rectora de la Bolsa de Valores de Valencia SA CNMV (Comisión Nacional del Mercado de Valores) Banco de España responsible for market for public debt.

B. Mercados oficiales de Productos Finacieros Derivados: 1. MEFF Renta Fija; 2. MEFF Renta Variable. B1. Soc. Rectora de Productos Financieros Derivados de RENTA Fija SA B2. Soc. Rectora de Productos Financieros Derivados de Renta Variable SA

C. Mercado MFAO de Futuros del Aceite de Oliva C. (MFAO) Sociedad rectora del Mercado de Futuros del Aceite de Oliva, SA

D. AIAF Mercado de Renta Fija D. AIAF Mercado de Renta Fija

E. Mercados de Deuda Pública en Anotaciones E. Banco de España

Швеция OMX Nordic Exchange Stockholm: — equity market, — bond market, — derivatives market. OMX Nordic Exchange Stockholm AB Finansinspektionen (Financial Supervisory Authority)

Обединеното кралство 1. EDX 1. EDX London Limited 1-7 Financial Services Authority

2. PLUS-listed Market 2. PLUS Markets plc

3. virt-x Exchange Limited 3. virt-x Exchange Limited

4. The London International Financial Futures and Options Exchanges (LIFFE) 4. LIFFE Administration and Management

5. The London Metal Exchange 5. The London Metal Exchange Limited

6. ICE Futures Europe 6. ICE Futures Europe

7. London Stock Exchange — Regulated Market 7. London Stock Exchange plc

Исландия 1. OMX Nordic Exchange á Íslandi (regulated market) 1. OMX Nordic Exchange Fjármálaeftirlitið (Financial Supervisory Authority)

2. (First North (multilateral trading facility)) 2. (OMX Nordic Exchange)

Норвегия 1. Oslo Stock Exchange (official listing): — equity Market, — derivatives Market (financial), — bonds Market. 1. Oslo Børs ASA Kredittilsynet (Financial Supervisory Authority of Norway)

2. Oslo Axess; — equity Market, — bonds Market. 2. Oslo Børs ASA

3. Nord Pool (official listing): — derivatives Market (commodity). 3. Nord Pool ASA

4. Imarex: — derivatives Market (commodity). 4. Imarex ASA

5. Fish Pool: — derivatives Market (commodity). 5. Fish Pool ASA