Ms. Rohrer advises broker-dealers on all aspects of their regulatory requirements including membership applications, registration, employment, trading, market making issues and other compliance matters. Ms. Rohrer represents broker-dealers and registered persons in FINRA (formerly, NASD and NYSE) and AAA arbitrations as well as in SEC, FINRA, state and foreign regulatory examinations, investigations and enforcement actions. Ms. Rohrer frequently advises both domestic and foreign clients with respect to brokerage, finders and consulting activities in the context of registration obligations and exemptions. Additionally, Ms. Rohrer litigates commercial actions in federal and state forums primarily involving securities and corporate issues. She received a Juris Doctor from Brooklyn Law School and a Bachelor of Arts degree in English Literature from Colgate University.