He also represents businesses and consumers. Adam has a history of protecting investors and individuals. Prior to representing investors, Adam was a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before joining FINRA, Adam represented individuals in civil litigation and the government in whistle blower litigation involving tax fraud.