; u Date: 02/14/05 JFK ASSASSINATION SYSTEM IDENTIFICATION FORM AGENCY. INFORMATION Peleased under the John Kennedy AGENCY : CIA . WSsassination Records RECORD NUMBER : 104-10118-10372 ollection Act of 1992 N RECORD SERIES : JFK ; (44 50 2107 Note). AGENCY FILE NUMBER : 80T01357A ase#: NW 55294 Date: Toor r rasa sss ss sss sss s sss n sss sss esses sss sss sce 6-14-2017 DOCUMENT INFORMATION AGENCY ORIGINATOR : CIA . . , FROM : . TO : ; TITLE : RESTRICTIONS ON OPERATIONAL USE OF CERTAIN CATEGORIES OF INDIVIDUALS. DATE : 09/04/1973 PAGES : 33. SUBJECTS : OPERATIONAL DOCUMENT TYPE : PAPER ‘ ; CLASSIFICATION : SECRET RESTRICTIONS : -1B CURRENT STATUS : RELEASED IN PART PUBLIC - RELEASED WITH DELETIONS DATE OF LAST REVIEW : 08/14/93 COMMENTS : JFK50 : F55 : 1993.08.14.12:47:48:750063 : 1993 DELETIONS STILL VALID AS OF 4/22/99. (R] - ITEM IS RESTRICTED 104-10118-10372 f The purpose Of this ~isirIction” 1s tO Set LOLA TNE" POR DIST AO Cy ro Ce ‘resirictions (as distinguished from security restrictions) which currently per." — tein to the operational use.of various categorie: . . the special “approv s to be Whe crete .. '» propeiate, ‘reference has | publication which pro more detailed guidance than has been attempted in this instruction. The ; special approval procedures set forth in this instruction ‘do not supersece cr ) | | siter in any way the requi anprovals contained in DO! in BS backs wet 5 3294. Docld: 32361370 , Page 1-
‘ DOI 50-16 | : 7 DDO INSTRUCTION \8 ‘ OPERATIONS-GENERAL 4 NO. 50-10 et 4 September 1973 | < . . a . - _ RESTRICTIONS ON OPE ‘RATIONAL USE OF. CERTAIN: a CATEGORIES OF INDIVIDUALS . 4 4 i -  *s Beseission: CSI 50-10, 13 5 Joly 1970 . 1c “SNERAL : oo 7 2. Elemental & in the conduct of clandestine operations i is the use of human . agents to accomplish the missions of the Operations Directorate. In gen- m4 _ _ eral, it is DDO policy to select agent assets with primary regard to the : So - et. agents’ abilities, target, access, and security, and with few restrictions as a ee to their origins, professions or status as members of particular groups. The op - “.. +... ° basic rule is that any consenting adult may be used by. the Operations i: “ - Directorate. There. are, however, certain sensitive categories: of individuals . or groups whose operational use by the Operations Directorate is prohibited or. in some way restricted for reasous ‘not, necessarily related to security _. considerations. —— : ; wl S _b. These pr rohibitions or restrictions stem from one: “of the followings ad . 4 (1) The Agency has been directed by .U.S. Coe ee to | 7 restrict or avoid the operational use of a. parti larye a (@) 1 : (3) 7 Sage _. 2 PURPOSE. ete . un’ Bin. oa _ The ‘purpose Or this instniction is to set. forth the orol hibitions and ‘bolic cy : Se So “re esivictions tas distinguisned from security restr ictions) Shich | ‘currently’ per. pecial approval procedur ction do ‘not su per rsece or in any way the ocr af contained in DOL DOLF 10-5... 53294. Docld:32361370 Page 2: .
‘DOI § 50-10  OPERATIONS- GENERAL | 4 September 1973. DDO INSTRUCTION. NO. 50-10 3. DEFIN ITIONS. er ert Within. the context of this instruction, the definitions s listed below will apply. . . Special note must be taken of the fact that the ley term-“operationat use? ©. 0s . employed throughout this instruction has been defined in the most succinct. i manner consistent with clarity. It has not.been feasible, however, to cover in — a a definition the entire scope of possible variations in operational circumstances which may be encountered in DDO activities. The definition of “operational . “use” is intended to- provide guidance for the majority of cases, and must be empioyed with responsible. operational judgment. Issues involving a deter- mination of “operational use” which cannot be résolved with reasonable ase surance by the responsible operating components will be referred to the . Deputy, Director for Operations for, decision.. fet ° . , aut ene deen eee a. Operational Use _ Operational use is ‘interpreted to mean. n the. recruitment, . utilization,. ‘OL train-.- . ine of any individual or. group, for DDO purposes - -on ‘either a witting or =. 2” unwittirig basis by or on the behalf of an element of the Operations Direc- | _ °°~*torate, Utilization is made of an indiv idual-or group whenever. that in- ~ ‘dividual or group, “responding to the direction ox Solicitation of a DDO. ©. - element, provides information, performs service . vides cover, or Supplies —_ - financial, material, or other support neecessar} forthe accomplishment’ of pee operational objectives either difectly., or, ndireetly, to or. for an ele- Any person or groupcwho or which is responsible’ to, owned. or controlled either cirectly or indirectly’ by. the ‘Operations Directorate. Included under this definition are employeés Sy r.members of Agency proprietary mech- 7 TRICT IONS ON OPERAT TIONAL USE a. Restrictions on the operational use of individuals « or Erour ups © of four types. ; nd cover twenty five separate categories as outlined below nod as described OL in greater detail in paragraphs 5 through 8 of this instruct fon: - o 1) Operational Use is Prohibited (see paragraph 5) i ‘ (2) Members and trainees of ACTION; (b) Fulbright grantees; 2361370°> Page 3
DOI 59-10 OPERATIONS-GENERAL so ~ -HDO INSTRUCTION. ’ , 4 September 1973 | NO. 50-10 INS an “S (c) Officials or employees of the Intemational Association for Cultural Freedom; S (d) Officials, employees) or “grantees of ‘the Ford, Rockefeller and - Carnegie . Foundations; wo ° (e) Employees of U.S. private detective investigative. agencies. ~@). Operational Use Requires Special Extra-Agency Concurrence (see - 2 . paragraph 6): - Arp APPLOWTE OF SAJADDOD ott _(a) Employees of other U.S. Government agencies; oe me oo _.(b) DDO agents or assets in the United States; - oe , oo (c) Agents and. human. sources .of foreign intelligence registered by ete Sa - other U.S. agencies; | - - (d) Citizens (or persons documented as citizens) of Australia, Canada, : .. .. the United Kingdom (including i its over eas. ‘dependent territories) - , SR and .New- Zealand; Lk “ ae rn {e) Citizens of Norway, West Genk ‘and ne 0. Merchant s seamen on: res int oot Individuals me in-public relations’ ‘activities; Official, representatives) or employees of ‘Communist’ countries _ in the United States; (e) Foreign delegates or. employees of the United Nations assigned - in the U.S. and ‘U.S. citizen, delegates or employees wherever | assigned; oy (f£) Staff members or officials of Red Cross’ societies; (g) Officials of the Vatican State; oO —— (bh) -U.S. Government-funded professors, ‘lecturers, students or grantees!’ | : re (i) Members of educationalor private. voluntary organizations; “7 * * Gj): Officials or employees of the African- American ‘Institutes / _{k) Volunteers’ to Ameri ca. . Operational Use’ Requires “AP _-patagraph | B)s eo : fap Citizens o or- alien resident ord on hs restriction will be controlled | by ith in his particular case.”
DOI 50-10 ” OPERATIONS-GENERAL 4 September 1978 DDO INSTRUCTION ° NO. 50-10 . \ Oe 5, OPERATIONAL USE PROHIBITED a. Members end Trainees of ACTION | (1) It is Agency policy that members andt trainees s of ACTION will not be. used in any capacity, ‘with or without remuneration, by the Agency : or by organizations under its jurisdiction. (The term “members of AC- _ TiON” wil be understood to mean, anyone employed by « or associated . with ACTION except trainees.) a is Agency policy that former members of ACTION may be em-. ee (2) It is pete) pyed or used. by the Agency or. by organizations under its jurisdiction aL _ only in accordance with the following: - fa a} Except as stated in (b) below, a former znemnber ‘of ACTION shy elernent of the 1ay be emp! toyed or. used operational! r i. “elapsed since his.” Agency only: if £ a period of five full“year separation from ACTION. . ..«{b) An Agency-controlled orgai iza ' , AC TION, ‘but only, fon duit elated te the: overt purposes of. such, “the provisions “of ‘subparae ‘specific prior approval ME the Deputy Director for. Operations. (3) Former trainees whose ACTION service included duty or training over- seas ere subject to the rules governing employment or use of former members of ACTION (subparagraph (2) above). Former trainees who oo. did not serve at any time as members of ACTION and whése ACTION } oe . servic ce did not include duty or training overseas may be employed or ee 7 operationally by DDO elements ‘provided the specific prior ap- - To a i ee of the Deputy Director for Operations is obtained. a : eA) ‘A former member or trainee of ACTION. whose employmesit” or use a ". is permitted by su :bparagraph (2)-or (3) above x may not be assigned: : to.or used in a country for Which he had’ been’ t trained or to which © a he had been.a assigned while” with ACTION: (3) ‘Information may. be ‘re ceived by the. Domesti * ; _ from Private. corporations and ot ther ¢ organizatio SAIN La ph ARY i AZT sh AIEEE cata SL Ri ain hi) ti a Sha ae SO OEE NR Ca) The specific ¢ must be obtained.
oN 8 DOL 50-16 - -... - ppO INSTRUCTION _- °-QPERATIONS-GENERAL NO. 50-10 ee 4 September 1973 died hee vp eee ie bate tet inet hte pean ne _. (b) If the individual: Siz former member of ACTION, or a ‘former " "trainee whose AGTION service included. duty or training over- - ST an "seas, five years’ must have elapsed since ‘his separation from . . ACTION. | . ne oe a an Coote. ; If contact with a.former ACTION member or a former trainee whose re _ ACTION service included duty or training overseas should be un-. --avoidable during the required ‘five. year- waiting period, the Deputy. ~: - 2 Director for Operations may request an excephon.Jrom the Director _ . of Central Intelligence. Among the possible‘ reasons for’such. unavoid- c SO, ‘able contact would-be the designatiost ofa former member or trainee a 93 the liaison officer to the Domestic Collection Division. tional:use of individuals-who are receiving aN b. Fulbright Grantees DDO policy prohibits the’ pera change” Act ‘of -1961,. as. amended, . a es . US.. Government - support ‘under, certain provisions (see below): of the . -. Mutual. Educational -and. Cultura commonly. known‘as the Fulbright: Hays” Act. Falling under: this -prohibi- tion are’ teachers, ‘research scholars, "lecturers ‘and students (ineluding-stu- scholarships .or’ grants by’.the- Board :of. Foreign Scholarships. appointed . by the President of the United States. Operational use of such individuals ”. ‘is prohibited only, during the period when they. are ‘participating in the . - educational and cultural exchange program. This prohibition specifically ve does not apply to the several other categories of grantees supported by other provisions of the Fulbright-Hays Act such as artists, athletes, leaders, specialists or participants at international trade fairs or expositions who ry , do not come under the aegis of the President's Board of Foreign Scholar- “— ships (see 7.j., below), =. an re ¢. Officials or Employees of the I nternational Association for Cultural Ereedom _ +°2#-'- DDO policy, prohibits’ the operational use of the- officials or. employees...” _of the Intemational Association for Cultural Freedom. Contacts with’ such: ° individuals which.DDO officers are obliged to make in their’ cover. ta-: _. pacities must be limited to’ their: cover: assignments. 9 F" 8,.5°0 eo Oy d.- Officials, Employees; ‘or: Grantees of the. Ford,: Rockefeller and Carnegie ‘~~ “Foundations Poe eS Maegan nm a. SE - “DDO policy prohibits the on, . he Rockefeller ‘Foundation Operational use of grantees“of the’ Fort f Gund “tins. In geaeral;-however, there is no_r. oO tacts or consultations with such individua ° \ \ Sy XG
oS  — DOT 50-10 OPERATIONS-GENERAL | aa 4 September 1973 DDO INSTRUCTION: = e. Employees. of U.S. Private Detective Investigative Agencies | ae DDO policy prohibits the operational use either in the United States or overseas of the employees of any U.S.-owned or -controlled - private detective investigative agency. This policy does not apply to operational use cf employees of orggnizations which are engaged strictly in commercial or credit. investigations. eS i rns 6. EXTRA-AGENCY CONCURRENCE REQUIRED a. Employees of Other US. Government Agencies © : Bos ‘Approval for the operational use of staff or contract (including foreign) ~ emplovees of other US. Government agencies will be granted only in cases where the employee’s parent agency in Washington has been notified - of and: hes approved of the intended operational use in accordance with -_. the provisions of DOLIO-B. De oo b. DDO Agents or Assets in the-United States °° 2 ho <n accordancé with ‘the’ agreement; existing ‘between the Federal Bureau. of: Investigation and, this ‘Agency, the restrictions listed -helow apply “to. "the operational. activity of the ‘Operations’ Directorate conducted. in ‘the =~ United States, Coordination. with .the FBI-o appropriat \piformation on 22 DDO operational activities in the United\:States- is the responsibility of - : ae ‘ '- the: Chief, Liaison Group, Operations: Staff’ “og (1) All investigations by gency of foreign officials in the United. States. require the pridiNdoricurrence of the -FBI.. In’ this context, the term “investigation” means ysysteinatic. and- direct inquiries ‘or pro- cedures (such as physical ot technical surveillances or neighborhood _ oo oe inquiries) aimed at developing information concerning an individual's , oo B activities or background; “investigation” does -not include the ac- ° _- _ ceptance or the development of information through social contacts ” or contacts normally made by ‘Agency officials in discharging. their - cover functions. -:6 0 Geen el ee ee ae _Any approach -in the United States by a DDO element “for recruit ment of any foreign official orof any visitor from a Communist country « - requires the prior concurrence of the PBL foe heise. Any planned meeting in the United ‘States for: assessment and social: “3 development, between a DDO element and 2 foreign official of known * “+. = --or presumed interest to the. FBI or, between.a. DDO element and an ... official or;visitor from a Communist country requires that prior noti- -. fication be provided to the I'BL.. OS an Whenever domestic DDO “operation * the national ‘security of the United States, appropriate identif ation of persons engaged in the operations in the United States will be 4 Le s involve:-matters pertaining. to ae ee eee net eet ents hee terete ae eee tbe las TAIN gta Stee ins nto ser el oth §9994 DocTd:32361370 _Page 7 ER Tice cee were oecen cree enanenen mer wen et et OS TUT EA EEA TOO af : reatcneseoneateset
DOL 50-10 mo PDO INSTRUCTION * OPERATIONS-GENERAL. NO. 50-10 2 & September 1973 - provided to. the FBI. In accordance with this policy, the following a categories of DDO. assets will be identified to the FBI; DDO per- -sonnel, agents of the Operations Directorate who are either U.S. citizens or alien ‘residents, ‘and foreign agents of the Operations Directorate _ recruited abroad who-come to the United States -for’ "operational purposes.” . and Human Sources of Foreign } Intelligence Registered bt y “Other Cc ‘Aga : U.S, Agencies aN ~ . . , "Fhe Intera gency Source. Register (ISR) has: been established. at. head- Ba BE 4 ; 7. = Quarters to provide for United States Intelligence Board (USIB) agencies oo E- — oo . ‘ centralized record of agents and human sources of foreign intelligence. be A principal purpose of the ISR is to register primacy of interest and prevent. multiple’ recruitment or unintentional. duplicate. operational use os oe - of such agents and human- sources. It is USIB policy that no individual . _ Te Os tos. .registered in the ISR by‘oné USIB agency will be used for operational pure. poses ‘by any other: USIB.agency without the specific. prior. approval of ‘the’ ‘agency having | primacy of interest. Ifa DDO. jenit-desires to arrange the transfer or Joint pperatone use of a registerec individual, the ISR will con- } ‘determine whether there isa. eet a eb ah tn et d. Citizens (or Persons Dobitirented. as Citizens) of Australia, ‘Cariada, ‘the ; United ‘Kingdom (ingluding, its Overseas Dependent Territories) and Now Zealand ASS oe / a, . (1) The operational use of ci zen: of, the above-named countries ‘(includ- ing the overseas dependencies ‘of the United Kingdom) is restricted. by agreements with the intelligence or security authorities of such countries, which require the prior approval of the appropriate liaison. _ authority. Such approval will be obtained at the earliest feasible stage _ vo 1 OF evelopment through the European Division (in the case of citizens “T° *  \-@f Canada or the United Kingdom), or ‘through the East Asia Division : ‘(in the case of Australian.or New Zealand citize ens). - o ee ) The above restriction also governs the use of false documentation _ a Co Te a fe representing DDO staif or agent personnel as citizens of the above- ee pe lat = os named: countries.” ‘Approval for. the use ‘of such ‘documentation ™ Swill 5 paragraph 1) C oN ie be sought: through i ine same channels as. stated in sui i above. a eel fy 7 Authority to. inake ‘operational u use, Sof the “persons “Ge documentation “described ™ in ‘the above: subparagra aphs_ without obia aining the ‘prior approval of the liaison’ authority concemed may be granted only by the Deputy Director for Operations ANG the Director. AQ os ca) ~~ j4 Doclar32361370: Page 8° sea A TBA SOARDD NP DAFF AT TRUSTS HREMY DPA ALFARO EEE ERAT ASMA ORME AC HOT 29
f o~ DOT 50-50 DDO INSTRUCTION NO. 50-10 e, Citizens of Norway, West Germany and The Netherlands The operational use of any citizer of Norway, West Germany 0 or The Netherlands is, under certain conditions, contingent on prior approval of the national intelligence service concerned. These countries are par-...- ticularly sensitive in cases involving the operational. use of their citizens ‘who are. merchant seamen and who are serving on ships carrying their ‘flags. Each case involving the proposed . operational use of a citizen of one of these countries will be reviewed: by the Chief of the European Division in the light of the agreements existing between this. Agency and _ the national intelligence service. concerned, After weighing. all of the ‘equities, the Chief of the European Division will decide whether approval is required from the national intelligence service .coricerned.. When re> - : quired, approvals for the operational use... of such i obtained from the appropriate national. ii rvites by ‘the Euro- pean, Division” . ‘Merchant Seamen on “Sh ps..of. Certain Countries. - The ‘operational use of \Merchant’ séamen; regardless, “of their ‘citizenship, *“-who are serving on- ships - carrying’ the. flags “of” “Australia, Canada,” thé _ United Kingdom_(or- its “overseas sdependencies), New. Zealand, Norway, West Germany or The Netherlands* is, under certain conditions, subject * to provisions of the agreements. existing between this Agency and the «- ... national intelligence service concerned. Each case involving the proposed operational use of such a merchant seaman. will be reviewed by the Chief of the European Division or the Chief of the East Asia Division, as ap- - propriate, in the light of the pertinent interservice agreements. After - weighing all of the equities, the Chief of the European Division or the Chief of the East Asia Division will determine the course of action to. 2 - be taken with regard to the national intelligence service concemed. . cs N- revo 1 by the , Deputy ‘Director for Operations for ‘the operational ‘u use > f any individual.who falls into; one cf the: categoriés described in this. para- _ graph will be requested by memorandum. The individual's cavert approval * status will be described in the memorandum to the Deputy: Director..for .. Operations, together’ with..a concise expianation of | ‘the intended ap serational 3 2 a+" -use. (in connection with this paragraph,-contacts by the Domestic Collection ~~: ar individuals’ or firms do not vequire: approval i voy -the- -Deputy~ z Operations: provided they constitute. “merely.” briefing’ ‘or: “de-: "Dire +. briefin - for + the purpose. of obtaining ‘information acquired by an individual or representative of a firm in the course.of his normal activides. If, however, 4 ase se the contact is on behalf of another element of the Operations
mo , DOE 56-10 | “OPERATIONS-GENERAL om  ppo INSTRUCTION? : . 4 September 1973 NO. 50-10 o is Directorate. or another agency; or if an individual or firm will be requested to perform an operational ‘task or to deviate from his or its normal pattern - ; of activity; or if the activity, even though consistent with the individual’s | ‘ cr firm’s normal pattern of activity, will take. place because requested or _ oe + funded by the Domestic ‘Collection Division; that casé- will be-subject to- .. the requirement, for approval by. the Deputy. Director for Operatjons.) . ; a. Publishers, Producers, Journalists, or Employees. of Public Information / Media (see DOI 240-6) . oO : Oe So G ) Operational use of publishers or. producers of public information media . C os st requires prior approval by the Deputy Director for Operations whenever ~ a, ; ' there is danger. that such activity might serve in any way to influence . US. “public. opinion. Such activities include but are not limited to the . “publishing of books, newspapers, or magazines, the: making of films, the production of TV or radio: programs or’ the issuance in the ‘United -. 7 - States_of ny public opinion influencing ° information. ‘media. The: op-~ “erational use abroad of _publishers | or ‘producers of public information media for non-U.S. audiences does not require approval: by. the Deputy Director for Operations, even though such activities: may have Some“ “unintended and unsolicited fallout in ‘the United: States... ... “Approval by the Deputy ‘Director for Operations is also required prior to the operational use of journalists, newspap ber, TV, radio, or news service correspondents or stringers, and ‘em dyees: of news’ media" including TV and radio stations,.whenevér, ‘the individual is a U.S. citizen or when the news medi um. involved is, under’ US. ownership a or contol, — Ae i b. CARE Employees < Ye . It is DDO policy to. “avoid “operational use: of ‘employees of the- CARE organization including: “indigenott mployees. Exceptional individual cases involving priority operational\ objee ives will be considered on their merits: - * 7 Prior. ‘approval. by t the > Deputy Director for r Operations ¥ will be _eaulted a c, Individuals Engaged in “Publi c Relations Activities (see D pot 5o- 18): . - Individuals engaged in public relations activities which in any way have”. cr seex to have an influence on public opinions ‘in the United States are. considered to be ina separate s ensitive category. In view of the’ peculiar ~ ne _ aspects of “public” relations activity, including the special re a wirements of - ‘the Foreign Agents’ Registration Act, ‘approval by the Dey suty ‘Director - ~ for Operations is required prior to the operational use in a ‘publ velations °°. a capacity of any. individual who is engaged in- public #6 ations activities _ oe _ and who is located in or operating a United S stes. aS yoeld:3 961370., Page 10
BOL 50-10 DDO INSTRUCTION ~_OPERATIONS- (CENERAL - a NO. 50-10 : 7 re 4 September 1973 d. Officials, Representatives, OM Employees of Communist Countries. in the United States (see DOI 60-11) — a. o Prior epproval of the Director or the Deputy Director for Operations iso required for operational contact in the United States with or operational ee , use of officials, representatives, or employees’ of the. USSR, its satellite. ' eguatries, Communist China, or any other country under Communist = : - ~ control: If, while in the United States, such dividual is to be investigated, roy — : a voproached for recruitment, or contacted for operational purposes, the > prior a concurrence of the FBI will also be required in ‘accordance with para~. . . graph 3.b., above.. : Anes e.. Delegates or Employees of the United Stertes — a aa _It is DDO policy that the operational use of delegates or employees of ... the United Nations, including those. of its various ‘main organs and of. its related intergovernmental agencies, is of such sensitivity as to require - special consideration by the Deputy Director for Operations. In especially . “worthwhile cases wheréin operational use of a * particular.” UN individual “is deemed essential for. the accomplishment, of: the DDO, mission, approval. - may. be obtained.’In. each case “involving -a’ non- -U.Sx citizen vassigned in: "the U.S. or a U.S. citizen wherever- assigned, ake sHor approval of, the ‘ “Deputy Director for Operations will. abet requir d,\ (See ‘paragraph 8.b.° * Vegarding use of non-US. citizet “delegates ‘or“employees not assigned in the U.S.) If, while insthe Ww “States, the UN, individual is “to be investigated, approached, for. recruitment, OF; contacted’ for operational pur- poses, the prior concufrence ‘of the FBI may 3 also ‘be required as’ outlined _ in paragraph 6.b., above. a : - f. Staff Members or Officials of Red. Cross Societies The operational use of staff Members or officials of the International Red. Cross or its affiliated national Red Cross, Red Crescent, or other equivalent. . societies requires special consideration and prior approval by the Deputy © _. Director for Operations. DDO elements should make every effort. to. avoid” the operational use of staff members or officials of Red Cross societies. How- “ ever, when especially high priority. objectives are at stake. and alternative agent assets are-not available; approval: for the use of such individ tuals 1 may be granted by the Deputy | Director for Operations ” og Officials of the Tatican ‘State .. Operational contact with officials of the Vatican. ‘State will be ma ade" only * with the prior approval of: the Deputy: Directer for r Opérations perationa! vuse of Vatican ofHe inls wilk be. contingent. on. pros % the Deputy Director for Overs ations. ” ; h. U.S. Government - uided Profedis Lett: : U.S. or foreign srofessors, lecturers or studs nis ni ve x Ae ther persons - partici-. pating in U.S. Government- sponsored agad eye vi al athletic or other aA” ANG a ‘Page aa oo me, ALERT ee NAN SOE ES REEEE MIE 8 SE EONS PS MES SIMO TEM PPI OS WPT ORF AT EIR SATTY BLO PEEPS Re
Le “DOY 50-10 “ _ DDO INSTRUCTIONS. °, MOPERATIONS-GENERAL . . NO. 50-10 mc Y ye .4 Septernber 1973 exchange programs (except certain Fulbright grantees—see paragraph 5.b.,.- 0 _above) are considered to be in.a separate sensitive: category. Operational use of such individuals while they are actively participating in an exchange __ oo -/» program funded by the U.S. Government requires special consideration © 5-9 6 E : C: _ — and approval by the Deputy Director for Operations prior to such use. In. °- oat ~ * * certain especially: worthwhile cases wherein the operational use of a par- ~ sscular U.S. Government supported exchangee is considered essential to _ the accomplishment of the DDO mission, the. Deputy Director for Opera- “Hons may grant approval. Memoranda requesting such approval will be CO ‘a. ". £o¥warded through the Chief, Foreign Resources Division. In such cases thé © 4, - -- Deputy Director for Operations will determine whether or not to seek the | .ecneurrence of thé U.S: Government ‘sponsor. ee i, Members of Educational or Private Voluntary. Organizations. >.” . "»"(4) Ibis U.S- Government policy. that no federal agency: shall provide any xt financial assistance or,support, direct or. indirect, .t of. the. covert : nation’s educational “or. private’ voli tary \.rganizations. This’ :polic applies to”all foreign’ as well as domestic activities ‘of such. organiza ~ tions. In compliance with, the ‘above proséription!‘ DDO policy ‘requires: the most careful scrutiny of all éases involving: operational contact with ~ .. '. US. educational or private Voluntary organizations. including trade and. — professional organizations. ‘The operational use. of any employee, staff oe member or official*of.such an organization ‘requirés prior approval by _ E i ° the Deputy Director for.Operations. The ‘Deputy Director for Opera~ ge dS tions will determine whether -or.not to. seek extra-Agency approval for © a . the conduct of such opeyations. rr Bots (2) Operational use including covert funding abroad of -foreign-based | aa i “international voluntary organizations and the personnel thereof is per-- » 7 mitted even if the organization is also funded by U.S. private. voluntary. ae . organizations. “ ” UE rt oe ee ’ ; j. Officials or Employees- of’ the African-American ‘Institute Operational .use.of the. officials or employees. of the” African-American _s Institute requires prior approval of the Deputy Director for Operations. _ Contacts with such individuals: which DDO ‘officers are obliged to make in”. their cover. capacities will not involve operational matters until the. approval. jons—has -been-seetired. ‘Operational use of or: operational contact: with: members’ of Voinnteers. to “America swhile- they. are. on assignment. in the United “States: will not’-be made without the prior approval of the Deputy -Difector for Operations. - Volunteers to America are participants in programs tablished by various yy ee ‘ A ‘the, Depar Vy RS hMW°S53254 Docld:32361370 Page 12 Soa ens nae oa ESLER IG LST Tae ON TE Re EE gE
eee 7 oe DOL 50-10 - _ = > DDO INSTRUCTION ‘ OPERATIONS-GENERAL =, NO. 50-10 : vo cae 4 September 1973 + v VA e counterpart to the U.S. Peace Corps. Such volunteers are sent to the U.S. mo . : for a period of service in schools and community development programs. a _ The name of the organization may vary by country. 8. OPERATIONAL USE REQUIRES | APPROVAL BY ‘CHIEF OF. AREA -: DIVISION So tos nee eo 2. . a Operational use of any individual in the categories listed j in, “this paragraph. Sow Lop as ote. * is considered of such sensitivity as to require special consideration and. ap- 3 re ‘proval by the appropriate Area Division Chief, This authority may not be. delegated. The request for approval will be by memorandum in which the. oa individual's covert approval status will be described, t gether with a a.concise... . .. explanation | of the intended operational us use.. 7 . a. Citizens. or Alien Residents | DOF 50-19). matt) “: ‘ ~ The operational use in “denied aréas of v. 5, citizéns; OF of aliens who ‘0 have: .. been admitted for permanent: residence’ or have\! ésided for ‘a prolonged ~°” ‘period. in the U.S., requirésjthe ‘prior approval: of the. Chief of the ‘Area . Division ‘under whosé jurisdiction therin - “Denied ‘Areas (see. tended use is, to, take place, . “Non-US, Citizen Delegates or r Employ yees. of the United Nations not As- > signed in the U.S. oe ” The operational use of non-US. citizen “delegates or employees “of the United Nations who are not assigned in the US. requires the prior ap- proval of the Chief of the Area Division under whose jurisdiction the | in- - tended use is to take place. c. Members of the Academic Community - (1) Within the context of this instruction a member of the acidemic com- munity is defined as: any student, faculty member, administrative officer or staff official of a college, university or similar institution of _ _ higher learming including their associated research centers. Persons .. 7: ~ associated with institutions such as police of military training centers _ _~ (except. the four college- level military service academies) or under- " going specialized technical training with business or commercial firms. are: not considered to-be members of the academic community. ° Operational use of members of the acade emic community, especially « a “those cases wherein an individual isto be made witting of Agency: - interest, will-be ona highly selective basis! Each case will be examined. ° “to ascertain its essentiality to. the DDO mission in terms of. the. price’ ee - of possible disclosure, and to ensure “that Pane security. procedures fied that the operational oo ‘can be observed. When it has been de NN ie _ a3 defined above is ur use of a member of the acade (OR SING ea eee ee ern eee ner neni . ASR eIU TOME Oe eee ne ranereane emearinamreennnnenneninrtrmsnartrwent met rir 0 oY
ey “oN DOI 50-10, OPERATION $-GENERAL: os — DDO. INSTRUCTIONS! a 4 September: 1 1973 _ operationally feasible and without suitable alternative, prior approval. in the following cases will be obtained as indicated below: (a) Any U. S. citizen who is a member, of the academic community -- . . . and who is associated in any way with any U.S. or foreign college, fie | oe, _university or similar institution of higher learning; ©. a Nee re (b) ‘Any. non-US. citizen who is a member of the academic community a — and who is associated in any- way with any -U-S. -owned or U:S.- Do affiliated college, university ox similar institution of higher lear — DP O oo . . ing which is located eitherCin the United States pr.abroad: off : CC; CT ("Tf the individual is located in the ‘United Statés, approval will be re-C’, Of fret we ae quested by memorandum to the Chief, Foreign Resources Division. The memorandum will include a statement that the individual is, or | “is not, a DCD asset or contact, | and in the event he is will include ~ , - the concurrence of the Chief, Domestic Collection Division. Ifthe ip- *° Bo _ dividual is located outside the United States, approva Y ihe requested. - a er by memorandum to the Chiet of the Area, Division 1¢has jurisdiction Po 8 ver’ the area ‘concerned. Opératiogal sé of foreitn members of the’ <:" ~ academic’ community ywhdrare sociated” in any way “with US~ :; owned or “US. affiliated’) instituti ns“of higher: Jéarning, is..also. ¢on- - sidered sensitive. The operational. use_of such individuals also: requires. ‘the approval of the Chief of , theres, Division fin any.case involving ~ “a well known ‘person ‘or: “having \s i gAspecial security implications, the Division Chief to whom the request is referred under the above pro- . ©. visions will consult with the DDO and obtain the ldtter’s approval. (3) The provisions of paragraph (2) do not apply to Domestic Collection ae Division contacts with members of the academic community, but such oe J. , contacts are subject to the following requirements: . (a) If a member of the academic community would be asked to per- form an operational task or to alter his normal pattern of ‘activity _ in order to serve Agency purposes, prior approval of the Chief, © -, Domestic Collection Division is required. Additionally, if such an ‘individual will be in a foreign area, the concurrence of the Chief - - of the Area: Division concerned :will be obtained. ay (b) Prior ‘concurrence will be obtained from’ the’ appropriate “Area Division’ Chief. if an individual is:to\ be’ utilized in ‘a: politically....:- ".. .sensitive- area where his presence or activities’ could: potentially Be “" embarras the’ interests of the US. Government. e): The yequirements of - paragraph: a. apply. if a\_citizen “or alien. er ~ resident of the United States’ ‘vould | be used in a: deniz sd area,* ‘s+ (4) At the.end of: each-calendar’ year, Chiefs. of: Divisions -will. submit’a >: , report to the Deputy Director for Opera tions “(via Chief,- Foreign’. Po SPA Resources Division) on the number of inc eye from the SAAN
DDO INSTRUCTION NO. 50-10 academic community during that year. This audit will permit the DDO tentially sensitive operational cases in each Division. | wt HR 107, 9, INDIV ADUAL CHANGES | OF STATUS OR, Cx ak When an indivi ‘dual undergoes a changeof status, which places him in one of ‘the restricted categories described-above transfers himfrom one category to another, his operational. user approval OF reepproval aS ahead fo for his new ‘status: . No 10. INTERPRETATION OR. MODIFICATION OF RESTRICTIONS ‘and within the guidelines set forth herein, particular heed should be paid to the price of disclosure, including careful consideration of the. sensitivities of the individuals involved. When there. is any doubt concerning the application of these restrictions, guidance should be obtained from the Deputy Director . for Operations. Joo “Doeld: 32361370 -Page 15 3 poo Reagaid fee keep abreast of major quantitative changes in the. number of po- - (5) It should be noted that the provisions of this paragraph do not apply to DDO employees who wish to study or. teach privately. Approval for | _ such activity, will be obtained in accordance with the ‘Provisions, of continued operational use is contingent upon -” - Certain of the policy restrictions. described | in this ingtruction’ aré ‘subject to — . interpretation, extension: or modification by the, Deputy’: “Director -fer Opera-* “tions. depending: on the conditions and :the atmosphere for DDO ‘operations _- “at any particular time. Especially when dealing on the edges: of policy rulings. .
— DOHB 70-11 CHAPTER If 15 November 1974 Rescission: Annex B of Chapter UL, CSHB 03-1 27 October 1966 : L.INTRODUCTION Bea “The 201 system provides & method for identifying a person of specific in- |.’ | terest to the Operations Directorate and for controlling and filing all pertinent : information about that person. The system also provides a means for identifying _ subjects of 201 files from. various ‘categories of information-about them and for ‘producing lisits of 201 personalities. according to those categories: Only a rela+ tively small numbér of personalities indexed ‘are of-sutficient interest to justify ‘opening :a 201 dossier.. Thesé are normally subjects.dfsextensive reporting and ‘CI investigation, prospective agents and sourcesanemibersof groups and organi ‘vations of continuing target interest, or stibjects on-whiom a volume of. corre- “spondence has accumulated ASA eR eS ad 2. THE 201 SYSTEM We \\ ¥” ANA : AS? 7 ‘The principal features of the:2O0L'sy a. The 201 Number: a uniqhe number, ie., 201-1234567, assigned to each ~: individual in the system to serve as identifying file number for reporting on that individual. - SO oe or ca a ae . ’- “b, The 201 Dossier: the official file containing the 201 opening form (Form: '§31) and all biographic reporting on and references. to the individual, i.e.. pet.” sonal history, current status, and prospects. - So ete ieee ter 201 Record: a machine record generated by the opening | cd produces the master 201 reserence for.the Main Index, anc information which ma -etrieved! for special Hst Master 201 Reference: t ’ ~ Index Sear request, is printed as ‘illu within the record; succeeding data items or
DOHB 70-1-1 CHAPTER TH, ANNEX B 15 November 1974 1. CONTENTS OF THE DOSSIER as . Information about a 201 “personality should be filed or cross-referencéd into his dossier. Whea additional “information: is discovered ow a 20) subject through a os a name trace or other process, i.e, review of predecessor. documents, it must ee “be! consolidated into his person nalit ity dossier. See DOI 70- 20 for consolida ‘ation . ‘procedures. , : co | Material which is flea in the dossier includes but is not limited tor a 201 P onali ity File Action ‘Request (Form 831)... b. Biog graphic: information including photographs, Eger and oe handwriting samples. o ¢. Personal Record Questionnaise J Farts, 1 andcth fe. Name che g. 201 perso onalty asse cents and eva uations. ie h. Copy of contract and\fetmination papers. - 3, Secrecy agreement. So a 2 ¥ eS j. Agent Duty Status Report. ; i “ky Training and evaluation. “m, . Newspa aper 1 clippings, Boo OT, Any information which helps provide a better understandir ag of the — » Subject and our ‘interest in 1 him; this s may include operational reportin: MAINT EN, ANCE OF 201 DOSSIERS- ‘The 201 per nga papers sthich a onality dossier contains, in doctiment, a ont the wibject. 9994 < Docld: 37361370 Page 17 reek ene RA PRONE rot ns RON SELON SE EE a EE GPP ESE RP TFT PEE ne PET EL ID
SA NN) SEL SAPO TEN i .  DOHB 70-1-) i -CHAPTER III, ANNEX B |. Le a 15 November 1974 co! Purging a 201 dossier is the responsibility of the desk. officer. It requires - | » discrimination in. recognizing . operationally useful material, rather than the | "ye ' simple. distinction between official and unofficial. papers; it will therefore take - poe ‘plate under the supervision of a Records Officer. Purging should be. done. 1 periodically. A 201 dossier being forwarded to Central Files for retention should ae be purged. A 201 dossier should be purged. of the. following: °. os | | oe (2) Duplicate material, i.e., exact cop (s)¢ 4 document, oe ES _ 42) Name trace - form (Form :36: it has been’ the basis for : 40 the opening, . cent * ; fee Dad . | : _ (3) All abstract’ Spy \\ cists oe es (4) All document Testriction ‘notices (Form: 1884) no (5) The. disseniinated “version” of positive ‘intelligence information ‘if a copy of the raw report is contained in the 20] file; the dissemination number. -- '.’-- then must be transferred to. the first page of the raw report. . oe (6) Routing slips, rouitin ce la _,, coyer sheets unless there are: (7) Record copy documents which only repeat substantive inform contained in other documents by the Records Officer, g and record sheets (Form 610) and dispatch . rernarks such as. coordinations or comments, ation in the file; authorization for destruction is (S) Top Secret documents are n forwarded to Central Files; the docume in ‘the. 201 dossier. To downgrade “officer in the orist ot to be retained in a 201 dossier nt must be downgraded for retention a a Top Secret document, ‘an authorized ~’ nating office or the Records Officer having jurisdiction - contents of the material must possess Top Secret -classification - authority. If the document cannot be downgraded the file should be retained -- 2h 3 at the desk or ihe copy of the TS document s in a desk TS file or forwarded to the Top Se "| cross-reference sheet (Form 887) placed ing Ie 1 ~ ss L te ofthe TS document. 93 | i hould be removed, retained *". t.Control Officer, and > giving: the Iecation * (2) All material in a 20 . NO In the case of document atta 2 filed in document date order. ! = . hments’ which have been classified into a 2 an HWS3294 DocId:32961370 | Page 18 . tea ane LN ATE SI TRESS TTS SOP AEE POET OER poner renner ese terete a
6 DOHB 70-1-1 JAPTER Il, ANNEX B 15 November 1974 dossier and separated din the asic document it by the assignment ‘ofa “slash number, the alt achment will be filed by the da te of the basic document. Defe rred documents will not be filed in a 201 dossier. IE they are d in the dossier they shouldsbe ‘sent to IP/RMS for classification ind held: by some: desks) and area desk aids ‘may’ oe * be retained in the 201 as SS at of a consolidation procedure. These- cards should be mounted on @ full-size sheet of paper for filing in the 201. . - 5 201 dossier previously opened on a person who becornes. 2 2 staff. employ’ ee vend which contains Record Copy documents, will be restricted-to - ..': the ISG/DIP unless the desk retains the restriction. The dossier should | be” a ‘closed if if there are no Record Copy. documents in it. : - “ (3) A 201 ‘opened in “pseudonyrh should, be @Asotidated inti thet ‘true » - , name 201 if one. exists ‘OF: ‘converted to< ame ee - (6) Field and duplica (She ad w) 201: he nO Jonger of active e interest ‘should be incorporatéd a ie: ® the duplicate material - has been purged by. thi désk afficer and. the ans ihe information classified ” to that 201 by the Analy sis Section’ (IP/AN) 4 EET ge “ (7) Any document with, : predecéssor organization cover sheet or an -OPC (Office of Policy Coordiriation) cover sheet from the Archives ‘and Disposition Section (IP/ARD) must he returned to TP/ARD | for processing, to the £01. Se ae es (8) Desk memoranda ‘(with or without a document source number) | conta ining substantive or derogatory information on the subject of the 201 shou! Ak be sent to. IP/AN to be cla ssified off icially. into the 201 file. ; “An attachment which should be separated from its basic document a aclusion in a 201 personality dossier will be forw arded with the basic cumen 0 TR/AN for processing into the 201. . (29) To retain the P&L, RYBs AT,.« or KAPOK ‘sensitivily of a décurnent™ ~ ‘remaining in a 20] dossier being retired to Central Files, place that document: ” “<n an envelope sealed with black tape ‘(seé DOI 70-17). Any RYBAT, P&L; or KAPOK document sent to Central Files not ina ‘plack-taped env elope will automatically be handled as 5 desensitized. ? A black Staped ¢€ envelope may con- tain ¢ oni y one document art Aiea order within the sk officer may | black- : DocId:32361370 Page 19 —
DOHB 10- 1-1 _ CHARTER iL, ANNEX B ‘ ‘as November 1974 . i. a Black-i ed dossiers or dossiers. with, black: taped . documents will, ‘be » han led as restricted dossiers, ae -_ me . oe 1) An. inactive 201 dossier or an inactive volume. ‘of : a large 20) a . aan _ dossier on permanent charge: should, be-returnéd to- Central Files under a Lo .. >, Routing aad Record Sheet with the notation shown below. « oes ° "DY evcassifien © C] AME OT” EF conpipenmsak "GD secret 7 ROUTING AND RECORD SHEET we rae “7 *" GRANSMETPAL OF INACTIVE 201 DOSSIERS a i phd Le Chapter Tiny co Restricted Dossier - (Attach Porm 2021 to Dossier) 3 Cc Non-Restricted Dossier For Split Charge Dossiers: — my ALL documents prior to . coo |. i CL BY: Cusor? po SECRET «© (J COMFIDEMTIAL or «Ol UNCLASSIFIED reer pares it ater _ Se Ag Dor serere as awe ."Docld;32361370 Page 20
wa Os OW & DOEHB 70-1-1 "CHAPTER JU, ANNEX Bo 15 November: 1974 6. 201 DOSSIER CHARGES °... oo on A 201 dossier may be kept on permanent charge at the desk during any period of active interest. If the dossier is transferred to another desk, the desk __ officer who is transferring the dossier mast-notify. Central Files of the transfer. ~~ Central Files wili then send the Notice of Transfer of Document or File Account” ability (Form : 2877) to- the new action desk. officer, © ee EST UTR GED AE aR CONFIDENTIAL “- ~ (phen pilled In} * ROTICE 8 to notify you’ that eccountadi lity for’ “the, dosumerst een trans SPer red to you: byt . : Accordingly, TP: 3 records n now ref. SOW Faw ceeds “Ext. 4362, At you have any auset Lap > OaTEe CHARGE” “SuasEct OF REQUEST Fan \K PANE 000. SYMBOL & humaee DOS, DATE. F. . Pern... oF. . TRANSFER "'j om TEMP al Please, contac’ 32/Pites, tig. ‘this transfer’! oO wie : For 4 1-73 2377 uss raeenene foeTroes CONFIDENTIAL a [ec er: oo7s22} BY: CO7622, — ames Sembee | ‘The new action Request| (Form ~ 7 201 personality wi ~ for his compon rent. TED Pos SSIERS | “a. “Access x “ask or placing i Se (1) The Personal ity ar os way’ be. restricted by check ing- Box” 2 oa. tas e Action Request (Foon $31) when the file is opeaed. Docld:32361370 Page 21
aa, DOHB 70-1-1_ CHAPTER I, ANNEX B 15 November 1974 .- 7 (2) The dossier may be restricted by holding it on permanent “charge _ from Central Files. (Note: To maintain the restriction of a dossier being ‘returned to Central Files for retention, a File. Restriction, Notice” (Form 2021) m must Accornpany the dossier.) Oo te . ° (3), The dossier may be restricted ‘ind held | in | Central Files bys sub- Loe mitting 2 File Restriction } Notice (Form 2021). : ” CONFIDENTIAL (hen Filled Ia) Vo1Tials ACTION DESX:: 1. To restrict ‘a file, conplete Sect fon A (signature of 3 R, 0.- “Bot: So rsa 71". pecessary):° a 2. -To renove a, restriction, coaplete Seetion B : noe necessary). BR0 0. stgnatuce ~FAbe ayaaes ws PESERICT "0: ney code nunber. “See cst o0- 28) | REST SIRICT=SD FF oa 2 , cous on von URAwED NS : = yest Date: £2, IMPDET Cl. w¥; CG7E22 pom 202] eairias uo CONFIDENTIAL a bs. Access to a restricted dossiee located. in Central Files is limited to’ the. ee _personne! 1 of the restricting desk or persons. authorized by that desk. Any request ‘-:) “for the charge of a restricted dossier or any document within ‘a restricted dossier held in Central Files will be forwarded with the entire dossier and a‘multiple- “ - routed cover sheet to the restricting desk. This desk m ray. then forward the file . "to the requester or deny the request and return the. dossier, to Central, Files. The ; Jesk will notify the requester ofa denial. aa 8 wb a - ‘ \ cc. Any one requesting 2 restricted dossier, dossier, permanently or temporarily charged: tO ask by Central Files. ‘ Page 22° ce en REM ETE FEE ae
“erepaencre tre E napenatared onan ‘15 November 1974 8, REQUESTS F FOR INFORMATION ON’ 201 PERSONALITIES - . “The Automate d Index Section (JP/AIS) will provide the identity’ « of ‘the ‘subject of a 2 201 number unless the 201 file is restricted, | in which case the . requester 8 wil be’ referred. to the re@ricting desk. tS : i iT also provide the 201 number assigned to a name, unless the 201 . file. is restricted, -or state that there is no 201 number assigned, Requesters § should. ~ supply identifying information whenever. available. for each name submitted. | SRequests pertaining to five or. fewer names or numbers may be made by © '. telephone by calling the IP/AIS red line extension; IP/AIS will provide the inforrnation by return call- to the requester’s extension as listed in ‘the Badge _ .. . _ Table. Requests. for more than five names, or numbers must be listed and sent by, tube or courier to o IP/AIS; JPIATS will reply by: relpm x mail..”: : 0, 201 | DOSSIER CANCELLATION - a A 201 Ele may ‘be: authorized’ ‘for cancellation by: a Records Officer, after : " appropriate coordination. ‘The file should be! forwarded, to. IP/RMS. which will | destroy the folder and’ the cards leading to it.and willremove the name and." =. number from’ machine lists. Any Record Copy ocument ‘contained in the folder will be reclassified to another.a appropriat file or sent to the Destruction Unit (IP/DU) a5 directed by. the desk: -Records Officer. 10. 201 MACHINE LISTINGS Machine listings provide field stations and Headquarters desks with names and 201 numbers in the requester’s particular geographic or functional area of. interest, If a component _ wishes to. exclude a sensi itive 201 personality from its . : alphabetic,. nus : the 201 or Jat er by & 2 20% amendment, ‘On the 201 11 Personality File Action Request. - (Form es ave the country of location (Box 15) and interest desk (Box 16) blank, use the non-country code 900 in the action box. (Box 14),. and indicate. - permanent c eto ther responsible desk. The only listing which will include the “01 number is the [P/20i record for'the Vital Rec cord program. 201 listings 2 : nonstandard and as ¢ $C eduled or special. a. Stands Issued semi-z urters and thé field; based on a component's | Interest as Inds ods in the “Ac fon De vountry, of Locatioa,” and “Interest “Page 23.
om Fot a CHINA __20t SURNAME ALPMS AUST 5 ATLTSS NAMI SOI OS, Ce PE STULS7Y39397/09907 | ATULS/LSS3/99007 SEU WJEN #677471108 70038 © Lo “Suni MING 705713837889 7 SLE PTAA SAL gucite TSENG tis/iiozst "Sucu tre sOTMLs1343/1897 Shans vet fT 005731997535 seeends /TLLS 1/2595 SHY CRIS LTLIGID UAN 71187223572 BE ATTVSS {ASL ETFIFT ATAULSS 2285 /31057 me MSUANS PTVES/I57E/ 74 ! FTVUGL2AASST "smu noice /PLLS 2225/5133" SMe S TUNG Sise1 LTLLS/29"5 750392 | HUEE STUUSZ2225 72710 PTitysuss7segs ; Lt TTS 725 mLING qriods 3 Vr 17115/2925295997 ° ATUSS 287975 Seay WergaeeitrT37 (TUNS ARE 5717957 va “alasss Tb 7 72539 °° PULS/2225 727 ro JTULSSOCATAQIITS - “YAM LPELSSZESSTLGIL | ihe Be vw » ‘ ) “Alphabetical by, surname, leading to-a 601 numbers, 7 ) Alphabetical by given name, leading to. a 201 number; (3 ) Alphabetical by cryptonym, leading’ to: a 2 201 number; ‘Numerical, | leading to a sumame; 5). Numerical, leading t toa cryptonym, “ - a on . . = ’ SECRET/QAGANIZATION INTERNAL U SV ATJULEA CHEN» RHANGTUNG. pegamad - 907.2 + - CHIN, AMOY-. CUSANLI «CHIN, FUXTEM, PROY.-  V2NOv22 — CHIN HUNAN: Be4aAR45 ~ CHIN oo _ CHEM) CANTE O2SEP26 " CHIN, LEACAINC Pad. "OY2JANTS CHIN, FUKIEN “} Q9gUN9F — CHItty CONIC “A LSHECrs CHIN, FRANGTUNG PFCY “  ©24UL30 CHIN, KWANGIUNG PROV. 7,49 | CHEN HUAN TANG 15 NOVI ue a A * C1AGC22 2... CHINGPFILID a ANY “ GASULLG CHINA RAANGT roy AWS "19 CHESFUNTE AW) -, 2UFENIT GRIN, XH Zen OS#ayL Be Box ve BOMATZD 5 Wy A anrzdtagy en Ny Neer : BITES ae CHENG . cinco. 254NYI0-- Orsiree: je A: 235'920°- - “E4s92430.- . _: CHEM OKEANGIING PEGI & ” A » CHEM, XAAMG FUE sey “CH, FURLES OF Oy" “oy QUGECST — CHIN, SHANGHAE *- Vio+  2TMAP29 © CHIN, CHANG SHU “CUSCTS CHL, HANG CHCA . CS ARMARRT 0 Chih. - A OzFe: Soe : . uot Wav 38 “MENG KAENGTUNG | CHP, RETR IAG CHAPTER JU, ANNEX B 5 N ovember 1974 Tera Oise aT. Ene. Cte? © Olo 5908” Minhas | 0230059 reed 'GOF3752 7 0234629 0175420. 0949735" 0735399 “"2UQCTOR © Cite, KANCIWIZ IA, FORT ARTH ; OL306R5 0049295 OlTS523 0221972 O223142 -- 0179424 ON5A4497 “1 ONG IGT OLIEb25 UU52538 © OUSLLa. POLI E “ane at6 EN» - KEANSSU Orarype PANO DE DS Td 3 2361370. DO HB 70-11. e dipmmeneein chee elon Araceae dice rete tern eebttereee wen te mene ee a ee ee ere een ee te eg SE ONLY ; Choy QALY. LHIN HK CHIM - CHIN: CHIN 2 Hoe CHIN C CIM -CHIN Cubes re : 2 CHIN OBAGT GAX2ESS ee OMEN oe Lee ageee ke . CHER | TAtWe COMAIS SCHEIN, 7 at CULM USA 0952638 rn 21 COE ES 032832a soe CME TARY . OL2643A en 0) Cr it 0797335 - 2 EN KS 4 0269223 ee ES) tet O1ARST? (cen erie - 4 or7%eaL CHES CHIN nn 0004759  - “cess : 0973195 . e CHtN ' 7 Wchiee 0179822 vate 0° Cie CHIN o + O223tGt 2 1.) CHIN .ceY . : O23%I5s 2 fe Gat cosa. . CHE CHUN Ch, ~ CML sy 7 7396
nore RAE TT RN LAD DIP LENE PL OOL ENDL OA OB Fl araice Sc Mab cae ee ATES SRS AAS Oe re na erate es Lasts sa ey ip yong et Tags cE ARLE DED EN a pct seared eaten apron cine Ot! ja t 9 romania ares ane Beret ae ae cam eee Baa ia DOHB 70-1-1- _ CHAPTER itl, ANNEX B : 15 November 1974 All ‘standard Uistings are cumulative; previous editions must be. ‘destroyed oe : upon receipt of current editions. These listings are by their very nature extremely . 2 7) sensitive compilations of information and must tbe § given every possible safeguard. Y tat i 2b. Non- Stander rd Lit istings es wae nt Ls , Based on one or ynore of the following selection criteria: (1) Country of location « (2) OF codes (organ ization ead/or intelligence affiliation) inane 4) Year | of = (plus ox minus a given number of years) (5) Occupation. These selection criteria | ma y be used: 1 singly. « or in c ombinati a) ” ‘and. 4920, avith the: occupation: ©03 _borp 3a Gove who are now : gitizen’ of the: _ United States,. located in Mexico, and who: had’ been assigned: the: OI -cocle. AA. “Note however that the listing would contain’ ‘only those’ personalities with an” OL code AA. Those personalities with ‘an ‘Ol éode other. than AA and those ae -with no OI code would ‘be ‘excluded. “The requester could however ask that persons who heve not been assigned an OJ code also be included. Note also '-. that when retrieving lists hased on occupation, the listing will be only as specific as the occupation ‘code (Attachment. 1). The occupation code for a courier > covers only a documented courier. Some ‘occupation codes cover more than one occupation. For example, the occupation code CRAF covers those who practice = + ~ some trade or man: ual occupation, Le., carpenters; bricklayers, painters, mechanics ‘and eleciricians. If a Mst is requested for electricians, all others in. this catezocy “ill bevineluded in the’ printotit, Thesé noa-standard listings ‘may be sorié arranged) accordin 3 to any, ‘but not more than three, of the’ following: keywords: ( 5 (padhentie yd geetngnn {aS os1 1 ‘pecid: 32361370". Page “35 SORT NN RR SRR TT hE PES POLIS TEL TI cee, 2 MATE SALTON PEE EY le
—. DORB.70-1-1 . | 15: November 1974" | “Sorts can be nade within ‘sorts. For example, 201 personalities may be sorted - * 7 . A. ‘alphabeiically by. surname: ‘within OL codes’ for ‘given. countries of location. -.. : ole pe _ Because two O1 codes may-be listed: for each personality, those names with two . coboeee -. > Olycodes would-be listed twice. 2 0. a RS OLE LS. os _  e. Soneduled Listings. 2 Lo . “Unscheduled, usually non-standard, listings produced on a one time basis 7, m responsé to special operational requirements. et : 7 e. Request for Listings a - : “All requests for standard or non-standard_ alphabetical ‘and numerical 20) *. fistings for. Headquarters and.the field; for changes in periodic, listings; and for. information 6n the 20] machine list system should be made.to the component’ - Records Management Officer, . Bo ee RS SES Aaa SR a eatin eto gma
ea SERS ORNE ARS eT eon 3 Dernge nee en a anne se . ie an One VAAL DOHB 70-1-1 SO)” GH apTeR I, ANNEX B Attachment 2 OEE Sy Tas 15 November 1974 AUT OMATIC 201. 1, DOSSIER ORENINGS ii be opened astoracally w PI AN oa the following cate- Note: 201 files wil gories of people. oo 7 7 - . ot ce od Arab: Repubsic of Bgypt. a. Diplomats vith rank of third secretary © or above. b: “Military attaches and assistant . igence Pepastinent (cD). mor Intelligence, ‘office ers. of the Geteral ‘Intell (Prior, to “opening. of an ARE 201 file, ‘check it NE of cnaipe and 8 additional biogr aphic data,)- wees ae 2. " British Coinmonweal® Ae ee ADS we ‘ wrembels of MI- 5. AS Qk, correct spelling w and SIL6, the British Intelligence 2. All positively identified Services. . PE Cee we 8 ere b. All positively jdentified members af the Irish Military Iritelligence Service: : (IMIS). c. Canadian Communist F officials of the Canadi ACS, onal ¢ or ‘provincial levels and Party “officials on nati t organizations. ‘Do not open a Communist Party fron st a date of birth given. “unless ‘there is at lea Canadian Mounted ; tha the ad. All -rnmembers of Fad ' “Security Service of the Royal Police (RCMP-SS). Poe ee eS rployees (DsE DCI)... “intelligence service emy RTS oR should be’ ‘indie dic: ate me “as: the, originating ~ me icated as, the s secondary. oft ice GE F juterest-: ; 1 Israeli Ciplomstss ittice with CU/SP a dentificd intelligence 0+ ‘ficers.
Bethe, - cee ate ee ace en es meee eee tame a tence mee ate eaten 0 — - ~ . oe ee ee nr een att tI RA RF RR RI NT TS : -_ a - ed re , i a egpal-f Pro es os ree : an CSHB 4B | GORGE TE | oo CHAPTER 1 ‘GL ANDESSTINE SERVICES | a. | 1 HANDBOOKNO. 48-52 15 ebruary 1980 ye < i rae t ; - ~ ie x re ; af nos coe ‘ aaa . 7 4 va : ee f ‘ a \ 6 : . “| t ~ 7. ' a “point ja in time. ; nie. ° ClLinvestigation, x prog pective. agents and sources, avd: members of . ce. )).. groups and: organizations of continuing target interest. Each of these _ personalities is assigned either a AGL number fan IGN number. . rSon, or a dossier controlled Cove BO by this number is ‘established which éontains, or Has crossreferenced the reporting on the ing viduaks personal history, current ae a rospects. Once the PaO ig assigned, itisusedin —- : 1 both as/a file. number and. in n place of gtations/sn -to-late listings Ss containing inl opmation under the "2 control 94°. Docld: 32361370. -
- ey . . . ser i PUY teenarr wien toepeshea RE actesy Son eer ee poorer gr Se etipe e Tpitl 2 RELL! See rock ad ah OT ES far de Nie SANE TESS FEEL SLES EE DOHB 70. 1- 1 SCHAPTER IfL ANNEX B Attachment 2. ww yy. 15 November 1974 — . | 5. North v ietnam oo \ “ = Pe ae | . All diplomats and NFLSV cee) olficials stationed abroad. , . 6 L USSR ‘ ok a : b. “itenee s assigned P PCS to >the United Nations j ii News York, Pais, Geneva, wee ercerrengem Heep tema nema
q- ef ‘CSHB 43~4-4 CHAPTER MI, ANNEX. B . C LANDESTINE SERV ICES ° HANDBOOK NO. 43-4 45 February 1 1980 | sonalities, such lists should. contain the names and ide entifying data - than that si given in the listing itself: - o identifiable personalities concerning whom enough information is: ‘not. ese are & relabeled (Paar? ifa: ried. with. 201, numbers ‘in appro “where they are identified \by, t% “umm TDN numbers | are: nots ds file e numbers. - che Be. AI 201 ‘code. numbe rs are. assigned. by. RID at t headquarters,” ul either upon receipt of Férm 831, or of a field dispatch: Ifa dispatch is written about a personality not yet in the system, a 20i number for in the dispatch form as follows: : _XYZA- 42345. “Headquarters File No. a 132361370. Page 30 of the Cuban desk on the ‘dramatis personae. ‘In addition to > 201 per- oo of persons who should be kept track of, althougi they may only be. of | ‘tangential . interest or on whom there may be {ttle 0 or no ‘data, other : S : . 4 ‘To ac ccommodate this s type of requi ement in the 201 8} system, Ay = a 7 yet a i able to require the opening of of file may be assigned numbers, a t may ber sch fortes y by writing under * headquarters file pumber . oo :
goth CSHB ae ot CLANDESTINE SERVICES J HANDBOOK NO. sob - 1, Stations or branches often | are concesned swith per Gnalities ‘ “not of general CS concern. Files on these may be kept/in any desired ad ‘order. Should such personalities become of gener ¥CS interest, ee : they must be brought into the.201 system. a Ae Ce a DocTd:32361370
7 STIRS INT HI TUR AG IRE cecuenrarmeanee seeneenenneneedieiiaiamanenaaiiaiiiiiitiaiaiiai : “UL Record Date (year only) , 4: Docid;32361370 Page 32 cst DOHB 70-1-1 CHAPTER Wil, ANNEX B 15 November 1974 0002 CROIX, WILLIAM PENDLETON 2. - 201-0032671* —C) Qe EX MDOZ 12 APR 26 - . OB GERM, 1, seas TYPE NAME (9) Cie: & : OCC PHARMACIS on “OI CODES AA rain ©) = “12345, 20 JUN 53. OCC CODE CHE .RCO DATE 53 ——e RECENTLY ATTENDED THE SEVENTEENTA ANNUAL. | eo, @O. WW CZ OF THE INTERNATIONAL ASSOCIATION OF CHENTS?s _ _ SHACISTS HELD IN MUNICH, GERMANY FROM 22 THROUGH 00833555 “Sex and Date of Birth | 3. Citizenship 4 . Place of B Birth 5. Occupatica St ET OE Coenen 6. Occupation Code 7 . Text Renn Document Reference Date Croup: 8, 201 Number + ‘9. Name Tyre Indicate 130 ‘Date of latest update of the ree itl STAR. Index Record Nurnber
a AS ws DOHB 70-1-1 ~“CHAPTER IL, ANNEX B. 3s November 1974 . e. OI Code: a two letter symbol used. in conjunction with the 201. per-: -, sonality records in the 201 system to récord the association of an individual with organizations or activities of operational interest. OL codes cover intelli- - gence and security service affiliation, whether staff or agent, or known or "suspect, as well as activities of DDO interest. There are two categories of Or codes for use by y egmponents: an me. oe CoE Ras — (1) general OI codes (Attachment 4) . — _ (2) CE codes assigned to a specific component for iteligence servions _ or other specific organizations. - ae ee A component may request an OI code be established 4 by submitting an mem-— orandum to the DDO/ RMO through the component Records. Management Officer. : Oo, ot | a - . A201 persona ity may | y be assigned | two Ol codes, Ad of code may, be e assigned -: when: the 201 Personality File Action Request’ (Form, 831): is: initiated (see ., paragraph 3b below} by- filling i in Box} ‘may. be assigned or'added.. ate, later date by a Form 831 am ndmen Ses Paste a "The. 201 system “has the Capability . of _producing machine listings of. 201- personalities by Ol codes. For’ example, if an OF code has been opened for the. security service. of a certain country a “listing may be compiled of all. members of that service. a an . * f, 201 Machine Lists: produced from the mechanized 201 Index, “based on et names or other identifying information of personalities on whom 201 dossiers : exist. 3. OPENING A 201 DOSSIER a. General “The opening of a 201 dossier | is, . the erogative. “of an n opétational cor of ponent in coordination with the Information ‘Serv ces Group. An opening creates “~a master 201 record. © Changes to the master record and -the occasional closing of a 201 dossier are « ontrolied jointly by.the desks’ and ISG. 201 dossiers: m2zy be ~~ - opened on persons who meet the carding. criteria d scribed, in Chapter Il of this. handbook, when ais are easonable. ex spectation that ‘additional: information: will be acquired and fi ed in ‘such a ‘dossier Cenarally | ont wher ‘couintterintelligence ‘information is bel ing: reporte interest to the Operatic aS _Dizectorate, spectenty ion: al ‘opérational: ar rals and -opération: alla oton. below). 204 Fi 2 not to be opened ‘or and most categories « of contract employees. ef a8 Tn. " bersons "= persons for ‘are ‘regi :
on, 15 November ‘1974 persons who are only of local interest to a field station or “Headquarters: desk and on whom no DDO. records correspondence exists are not a part of the DDO’ records systém and are to be maintained by that unit. Some desks levy require- oe "ments on ISG for automatic 201 openings on certain categories of persons whose ¥ | names appear in incoming dispatches. These are listed in Attachment 2., 204 dossiers § should be opened in the following categories: oy ee Shrew aa (2) Subjects of provisional operational approval and. ‘operational ap- provel requests. However, a file need not be opened when a POA is requested for persons being trained fora foreign liaison service and who 4 are of opera- oe ral interest for training purposes only : : -Q) Persons: for. whom th Fel “i 3) MBFIATURE personalities: ponafide ‘diplomats’ of ‘other + thas ~ denied area eguiat , in:close as ociation with staff personnel. . 1 eee neces ee ce ane er ne Nn er et 2 nen en ne it ret ee enter eee a (ay Subjects. of a ‘Péisonal, Record Questionaire Part ie {5} Peisons on , whom a Main ‘Index search reveals information i in five: or more documents (see DO! 70- 20). : : _— (8) Subjects.of Interagency Source Register memoranda from ISN/ - ISR (opened only by TP/RMS). se teeny b. Requesting a 201 File Opening Headquarters desks may open a 201 file by filling out and submitting File Action Request (Form 831) to the Records Main- IP/RMS).. Form 831 is also ‘used ‘to create or amend the ord and 201— inachine. ‘listings and. to register the: assigr - ment of a cryptonym to a 201 personality. Atta .chment 3. consists of sample 201 Personality File Action Requests for ope cing Lb. amending 201s. A field station | may request the opening of a 201. Ms in the Head-*. 7 quarters, file or ‘cross-reference boy or sao after: the | uest for a 204. opening - tenance Section master 201i , Docld:32361370 Page 34 °°