datamatters24/research-document-archive huggingface dataset:
H. R. 4199 
One Hundred Thirteenth Congress 
of the 
United States of America 
AT THE SECOND SESSION 
Begun and held at the City of Washington on Friday, 
the third day of January, two thousand and fourteen 
An Act 
To name the Department of Veterans Affairs medical center in Waco, Texas, as 
the ‘‘Doris Miller Department of Veterans Affairs Medical Center’’. 
Be it enacted by the Senate and House of Representatives of 
the United States of America in Congress assembled, 
SECTION 1. FINDINGS. 
Congress makes the following findings: 
(1) On October 12, 1919, Doris Miller was born in Waco, 
Texas. 
(2) On September 16, 1939, Miller enlisted in the United 
States Navy as mess attendant, third class at Naval Recruiting 
Station, Dallas, Texas, to serve for a period of six years. 
(3) On February 16, 1941, Miller received a change of 
rating to mess attendant, second class. 
(4) On June 1, 1942, Miller received a change of rating 
to mess attendant, first class. 
(5) On June 1, 1943, Miller received a change of rating, 
to cook, third class. 
(6) On November 25, 1944, Miller was presumed dead 
by the Secretary of the Navy a year and a day after being 
carried as missing in action since November 24, 1943, while 
serving aboard USS Liscome Bay when that vessel was 
torpedoed and sunk in the Pacific Ocean. 
(7) Miller was awarded the Navy Cross Medal, Purple 
Heart Medal, American Defense Service Medal, Asiatic-Pacific 
Campaign Medal, and World War II Victory Medal. 
(8) Miller’s citation for the Navy Cross said ‘‘for distin-
guished devotion to duty, extraordinary courage and disregard 
for his own personal safety during the attack on the Fleet 
in Pearl Harbor, Territory of Hawaii, by Japanese forces on 
December 7, 1941. While at the side of his Captain on the 
bridge, Miller, despite enemy strafing and bombing and in 
the face of a serious fire, assisted in moving his Captain, 
who had been mortally wounded, to a place of greater safety, 
and later manned and operated a machine gun directed at 
enemy Japanese attacking aircraft until ordered to leave the 
bridge.’’. 
(9) On June 20, 1973, the USS Miller (FF–1091), a Knox- 
class frigate, was named in honor of Doris Miller. 
SEC. 2. NAME OF DEPARTMENT OF VETERANS AFFAIRS MEDICAL 
CENTER, WACO, TEXAS. 
The Department of Veterans Affairs medical center in Waco, 
Texas, shall after the date of the enactment of this Act be known
H. R. 4199—2 
and designated as the ‘‘Doris Miller Department of Veterans Affairs 
Medical Center’’. Any reference to such medical center in any law, 
regulation, map, document, record, or other paper of the United 
States shall be considered to be a reference to the Doris Miller 
Department of Veterans Affairs Medical Center. 
Speaker of the House of Representatives. 
Vice President of the United States and
President of the Senate.
velopment, demonstration, and commercial applica-
tion of advanced energy technologies. 
(2) TECHNOLOGY DEVELOPMENT FOCUS.—The 
Secretary shall designate for each Hub a unique ad-
vanced energy technology focus. 
(3) COORDINATION.—The Secretary shall en-
sure the coordination of, and avoid unnecessary du-
plication of, the activities of Hubs with those of 
other Department of Energy research entities, in-
cluding the National Laboratories, the Advanced Re-
search Projects Agency—Energy, Energy Frontier 
Research Centers, and within industry. 
(b) CONSORTIA.— 
(1) ELIGIBILITY.—To be eligible to receive an 
award under this section for the establishment and 
operation of a Hub, a consortium shall— 
(A) be composed of no fewer than 2 quali-
fying entities; and 
(B) operate subject to an agreement en-
tered into by its members that documents— 
(i) the proposed partnership agree-
ment, including the governance and man-
agement structure of the Hub; 
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(ii) measures to enable cost-effective 
implementation of the program under this 
section; 
(iii) a proposed budget, including fi-
nancial contributions from non-Federal 
sources; 
(iv) a plan for managing intellectual 
property rights; and 
(v) an accounting structure that en-
ables the Secretary to ensure that the con-
sortium has complied with the require-
ments of this section. 
(2) APPLICATION.—A consortium seeking to es-
tablish and operate a Hub under this section, acting 
through a prime applicant, shall transmit to the Sec-
retary an application at such time, in such form, 
and accompanied by such information as the Sec-
retary shall require, including a detailed description 
of the elements of the consortium agreement re-
quired under paragraph (1)(B). If the consortium 
members will not be located at one centralized loca-
tion, such application shall include a communica-
tions plan that ensures close coordination and inte-
gration of the Hub’s activities. 
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orders, or during the conduct of cryptologic activities
that are communications security activities.
‘‘(2) This chapter applies to obtaining, causing to be
obtained, soliciting, or requiring the disclosure to third
parties or the public, of facts or opinions during the con-
duct of general investigations (other than information col-
lected in an antitrust investigation to the extent provided
in subparagraph (C) of paragraph (1)) undertaken with
reference to a category of individuals or entities such as
a class of licensees or an entire industry.
‘‘(d) Nothing in this chapter shall be interpreted as
increasing or decreasing the authority conferred by Public
Law 89–306 on the Administrator of the General Services
Administration, the Secretary of Commerce, or the Direc-
tor of the Office of Management and Budget.
‘‘(e) Nothing in this chapter shall be interpreted as
increasing or decreasing the authority of the President,
the Office of Management and Budget or the Director
thereof, under the laws of the United States, with respect
to the substantive policies and programs of departments,
agencies and offices, including the substantive authority
of any Federal agency to enforce the civil rights laws.
‘‘§ 3519. Access to information
‘‘Under the conditions and procedures prescribed in
section 716 of title 31, the Director and personnel in the
SECTION 1. TEMPORARY INCREASE IN BORROWING AU-
THORITY FOR NATIONAL FLOOD INSURANCE 
PROGRAM. 
(a) Section 1309(a) of the National Flood Insurance 
Act of 1968 (42 U.S.C. 4016(a)) is amended by striking 
‘‘$20,725,000,000’’ and inserting ‘‘$30,425,000,000’’. 
(b) The amount provided by this section is designated 
by the Congress as an emergency requirement pursuant 
to section 403(a) of S. Con. Res. 13 (111th Congress), 
the concurrent resolution on the budget for fiscal year 
2010, and as an emergency pursuant to section 4(g) of 
the Statutory Pay-As-You-Go Act of 2010 (2 U.S.C. 
933(g)). 
Passed the House of Representatives January 4, 
2013. 
Attest: 
Clerk.
113TH CONGRESS 
1ST SESSION 
H. R. 41 
AN ACT 
To temporarily increase the borrowing authority of 
the Federal Emergency Management Agency for 
carrying out the National Flood Insurance Pro-
gram.
H. R. 41 
One Hundred Thirteenth Congress 
of the 
United States of America 
AT THE FIRST SESSION 
Begun and held at the City of Washington on Thursday, 
the third day of January, two thousand and thirteen 
An Act 
To temporarily increase the borrowing authority of the Federal Emergency Manage-
ment Agency for carrying out the National Flood Insurance Program. 
Be it enacted by the Senate and House of Representatives of 
the United States of America in Congress assembled, 
SECTION 1. TEMPORARY INCREASE IN BORROWING AUTHORITY FOR 
NATIONAL FLOOD INSURANCE PROGRAM. 
(a) Section 1309(a) of the National Flood Insurance Act of 
1968 (42 U.S.C. 4016(a)) is amended by striking ‘‘$20,725,000,000’’ 
and inserting ‘‘$30,425,000,000’’. 
(b) The amount provided by this section is designated by the 
Congress as an emergency requirement pursuant to section 403(a) 
of S. Con. Res. 13 (111th Congress), the concurrent resolution 
on the budget for fiscal year 2010, and as an emergency pursuant 
to section 4(g) of the Statutory Pay-As-You-Go Act of 2010 (2 U.S.C. 
933(g)). 
Speaker of the House of Representatives. 
Vice President of the United States and
President of the Senate.
I 
113TH CONGRESS 
1ST SESSION 
H. R. 41 
To temporarily increase the borrowing authority of the Federal Emergency 
Management Agency for carrying out the National Flood Insurance Program. 
IN THE HOUSE OF REPRESENTATIVES 
JANUARY 3, 2013 
Mr. GARRETT (for himself, Mr. SMITH of New Jersey, Mr. FRELINGHUYSEN, 
Mr. LANCE, Mr. GRIMM, Mr. HANNA, Mr. KING of New York, Mr. 
MEEKS, Mrs. CAROLYN B. MALONEY of New York, Mrs. MCCARTHY of 
New York, Mr. CROWLEY, Mr. NADLER, Mr. ANDREWS, Mr. RUNYAN, 
Mr. LOBIONDO, Ms. MENG, Mr. SEAN PATRICK MALONEY of New York, 
Mr. PASCRELL, Mr. TONKO, and Mr. BISHOP of New York) introduced 
the following bill; which was referred to the Committee on Financial Serv-
ices, and in addition to the Committee on the Budget, for a period to 
be subsequently determined by the Speaker, in each case for consider-
ation of such provisions as fall within the jurisdiction of the committee 
concerned 
A BILL 
To temporarily increase the borrowing authority of the Fed-
eral Emergency Management Agency for carrying out 
the National Flood Insurance Program. 
Be it enacted by the Senate and House of Representa-
tives of the United States of America in Congress assembled, 
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SECTION 1. TEMPORARY INCREASE IN BORROWING AU-
THORITY FOR NATIONAL FLOOD INSURANCE 
PROGRAM. 
(a) Section 1309(a) of the National Flood Insurance 
Act of 1968 (42 U.S.C. 4016(a)) is amended by striking 
‘‘$20,725,000,000’’ and inserting ‘‘$30,425,000,000’’. 
(b) The amount provided by this section is designated 
by the Congress as an emergency requirement pursuant 
to section 403(a) of S. Con. Res. 13 (111th Congress), 
the concurrent resolution on the budget for fiscal year 
2010, and as an emergency pursuant to section 4(g) of 
the Statutory Pay-As-You-Go Act of 2010 (2 U.S.C. 
933(g)). 
Æ 
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II 
113TH CONGRESS 
1ST SESSION 
H. R. 41 
IN THE SENATE OF THE UNITED STATES 
JANUARY 4 (legislative day, JANUARY 3), 2013 
Received 
AN ACT 
To temporarily increase the borrowing authority of the Fed-
eral Emergency Management Agency for carrying out 
the National Flood Insurance Program. 
Be it enacted by the Senate and House of Representa-
tives of the United States of America in Congress assembled, 
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SECTION 1. SHORT TITLE. 
This Act may be cited as the ‘‘SBIC Advisers Relief 
Act of 2014’’. 
SEC. 2. ADVISERS OF SBICS AND VENTURE CAPITAL FUNDS. 
Section 203(l) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(l)) is amended— 
(1) by striking ‘‘No investment adviser’’ and in-
serting the following: 
‘‘(1) IN
GENERAL.—No investment adviser’’; 
and 
(2) by adding at the end the following: 
‘‘(2) ADVISERS OF SBICS.—For purposes of this 
subsection, a venture capital fund includes an entity 
described in subparagraph (A), (B), or (C) of sub-
section (b)(7) (other than an entity that has elected 
to be regulated or is regulated as a business develop-
ment company pursuant to section 54 of the Invest-
ment Company Act of 1940).’’. 
SEC. 3. ADVISERS OF SBICS AND PRIVATE FUNDS. 
Section 203(m) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(m)) is amended by adding at the 
end the following: 
‘‘(3) ADVISERS OF SBICS.—For purposes of this 
subsection, the assets under management of a pri-
vate fund that is an entity described in subpara-
graph (A), (B), or (C) of subsection (b)(7) (other
than an entity that has elected to be regulated or is 
regulated as a business development company pursu-
ant to section 54 of the Investment Company Act of 
1940) shall be excluded from the limit set forth in 
paragraph (1).’’. 
SEC. 4. RELATIONSHIP TO STATE LAW. 
Section 203A(b)(1) of the Investment Advisers Act 
of 1940 (15 U.S.C. 80b–3a(b)(1)) is amended— 
(1) in subparagraph (A), by striking ‘‘or’’ at 
the end; 
(2) in subparagraph (B), by striking the period 
at the end and inserting ‘‘; or’’; and 
(3) by adding at the end the following: 
‘‘(C) that is not registered under section 
203 because that person is exempt from reg-
istration as provided in subsection (b)(7) of 
such section, or is a supervised person of such 
person.’’. 
Passed the House of Representatives December 2, 
2014. 
Attest: 
Clerk.
113TH CONGRESS 
2D SESSION 
H. R. 4200 
AN ACT 
To amend the Investment Advisers Act of 1940 to 
prevent duplicative regulation of advisers of small 
business investment companies.
I 
113TH CONGRESS 
2D SESSION 
H. R. 4200 
To amend the Investment Advisers Act of 1940 to prevent duplicative 
regulation of advisers of small business investment companies. 
IN THE HOUSE OF REPRESENTATIVES 
MARCH 11, 2014 
Mr. LUETKEMEYER introduced the following bill; which was referred to the 
Committee on Financial Services 
A BILL 
To amend the Investment Advisers Act of 1940 to prevent 
duplicative regulation of advisers of small business in-
vestment companies. 
Be it enacted by the Senate and House of Representa-
tives of the United States of America in Congress assembled, 
SECTION 1. SHORT TITLE. 
This Act may be cited as the ‘‘SBIC Advisers Relief 
Act of 2014’’. 
SEC. 2. ADVISERS OF SBICS AND VENTURE CAPITAL FUNDS. 
Section 203(l) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(l)) is amended— 
(1) by striking ‘‘No investment adviser’’ and in-
serting the following: 
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‘‘(1) IN
GENERAL.—No investment adviser’’; 
and 
(2) by adding at the end the following: 
‘‘(2) ADVISERS OF SBICS.—For purposes of this 
subsection, a venture capital fund includes an entity 
described in subparagraph (A), (B), or (C) of sub-
section (b)(7) (other than an entity that has elected 
to be regulated or is regulated as a business develop-
ment company pursuant to section 54 of the Invest-
ment Company Act of 1940).’’. 
SEC. 3. ADVISERS OF SBICS AND PRIVATE FUNDS. 
Section 203(m) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(m)) is amended by adding at the 
end the following: 
‘‘(3) ADVISERS OF SBICS.—For purposes of this 
subsection, the assets under management of a pri-
vate fund that is an entity described in subpara-
graph (A), (B), or (C) of subsection (b)(7) (other 
than an entity that has elected to be regulated or is 
regulated as a business development company pursu-
ant to section 54 of the Investment Company Act of 
1940) shall be excluded from the limit set forth in 
paragraph (1).’’. 
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plication, except to the extent inconsistent 
with subsection (e); and 
(ii) any waiver requested in the appli-
cation which applies to a qualified program 
that is identified in the application and is 
administered by the administering Sec-
retary is deemed to be granted, except to 
the extent inconsistent with paragraph (2) 
or (4) of this subsection. 
(B) DEADLINE EXTENDED IF ADDITIONAL 
INFORMATION IS SOUGHT.— 
(i) IN GENERAL.—The 90-day period 
referred to in subparagraph (A) shall not 
include any period that begins with the 
date the administering Secretary requests 
the applicant to provide additional infor-
mation with respect to the application and 
ends with the date the additional informa-
tion is provided. 
(ii) LIMITATION ON NUMBER OF RE-
QUESTS FOR ADDITIONAL INFORMATION.— 
An administering Secretary may not make 
more than 1 request for additional infor-
mation with respect to an application sub-
mitted pursuant to this section. 
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SEC. 4. RELATIONSHIP TO STATE LAW. 
Section 203A(b)(1) of the Investment Advisers Act 
of 1940 (15 U.S.C. 80b–3a(b)(1)) is amended— 
(1) in subparagraph (A), by striking ‘‘or’’ at 
the end; 
(2) in subparagraph (B), by striking the period 
at the end and inserting ‘‘; or’’; and 
(3) by adding at the end the following: 
‘‘(C) that is not registered under section 
203 because that person is exempt from reg-
istration as provided in subsection (b)(7) of 
such section, or is a supervised person of such 
person.’’. 
Æ 
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IIB 
113TH CONGRESS 
2D SESSION 
H. R. 4200 
IN THE SENATE OF THE UNITED STATES 
DECEMBER 3, 2014 
Received; read twice and referred to the Committee on Banking, Housing, and 
Urban Affairs 
AN ACT 
To amend the Investment Advisers Act of 1940 to prevent 
duplicative regulation of advisers of small business in-
vestment companies. 
Be it enacted by the Senate and House of Representa-
tives of the United States of America in Congress assembled, 
VerDate Sep 11 2014 
00:02 Dec 04, 2014
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HR 4200 RFS 
SECTION 1. SHORT TITLE. 
This Act may be cited as the ‘‘SBIC Advisers Relief 
Act of 2014’’. 
SEC. 2. ADVISERS OF SBICS AND VENTURE CAPITAL FUNDS. 
Section 203(l) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(l)) is amended— 
(1) by striking ‘‘No investment adviser’’ and in-
serting the following: 
‘‘(1) IN
GENERAL.—No investment adviser’’; 
and 
(2) by adding at the end the following: 
‘‘(2) ADVISERS OF SBICS.—For purposes of this 
subsection, a venture capital fund includes an entity 
described in subparagraph (A), (B), or (C) of sub-
section (b)(7) (other than an entity that has elected 
to be regulated or is regulated as a business develop-
ment company pursuant to section 54 of the Invest-
ment Company Act of 1940).’’. 
SEC. 3. ADVISERS OF SBICS AND PRIVATE FUNDS. 
Section 203(m) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(m)) is amended by adding at the 
end the following: 
‘‘(3) ADVISERS OF SBICS.—For purposes of this 
subsection, the assets under management of a pri-
vate fund that is an entity described in subpara-
graph (A), (B), or (C) of subsection (b)(7) (other 
VerDate Sep 11 2014 
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HR 4200 RFS 
than an entity that has elected to be regulated or is 
regulated as a business development company pursu-
ant to section 54 of the Investment Company Act of 
1940) shall be excluded from the limit set forth in 
paragraph (1).’’. 
SEC. 4. RELATIONSHIP TO STATE LAW. 
Section 203A(b)(1) of the Investment Advisers Act 
of 1940 (15 U.S.C. 80b–3a(b)(1)) is amended— 
(1) in subparagraph (A), by striking ‘‘or’’ at 
the end; 
(2) in subparagraph (B), by striking the period 
at the end and inserting ‘‘; or’’; and 
(3) by adding at the end the following: 
‘‘(C) that is not registered under section 
203 because that person is exempt from reg-
istration as provided in subsection (b)(7) of 
such section, or is a supervised person of such 
person.’’. 
Passed the House of Representatives December 2, 
2014. 
Attest: 
KAREN L. HAAS, 
Clerk. 
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IB 
Union Calendar No. 481 
113TH CONGRESS 
2D SESSION 
H. R. 4200 
[Report No. 113–641] 
To amend the Investment Advisers Act of 1940 to prevent duplicative 
regulation of advisers of small business investment companies. 
IN THE HOUSE OF REPRESENTATIVES 
MARCH 11, 2014 
Mr. LUETKEMEYER introduced the following bill; which was referred to the 
Committee on Financial Services 
DECEMBER 2, 2014 
Additional sponsors: Mr. PAULSEN, Mrs. CAROLYN B. MALONEY of New York, 
Mr. MCHENRY, Mr. HIMES, Ms. MOORE, Mr. MURPHY of Florida, Mr. 
ROTHFUS, Mr. FOSTER, and Mr. SCHNEIDER 
DECEMBER 2, 2014 
Committed to the Committee of the Whole House on the State of the Union 
and ordered to be printed 
VerDate Sep 11 2014 
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A BILL 
To amend the Investment Advisers Act of 1940 to prevent 
duplicative regulation of advisers of small business in-
vestment companies. 
VerDate Sep 11 2014 
21:18 Dec 02, 2014
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Be it enacted by the Senate and House of Representa-
tives of the United States of America in Congress assembled, 
SECTION 1. SHORT TITLE. 
This Act may be cited as the ‘‘SBIC Advisers Relief 
Act of 2014’’. 
SEC. 2. ADVISERS OF SBICS AND VENTURE CAPITAL FUNDS. 
Section 203(l) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(l)) is amended— 
(1) by striking ‘‘No investment adviser’’ and in-
serting the following: 
‘‘(1) IN
GENERAL.—No investment adviser’’; 
and 
(2) by adding at the end the following: 
‘‘(2) ADVISERS OF SBICS.—For purposes of this 
subsection, a venture capital fund includes an entity 
described in subparagraph (A), (B), or (C) of sub-
section (b)(7) (other than an entity that has elected 
to be regulated or is regulated as a business develop-
ment company pursuant to section 54 of the Invest-
ment Company Act of 1940).’’. 
SEC. 3. ADVISERS OF SBICS AND PRIVATE FUNDS. 
Section 203(m) of the Investment Advisers Act of 
1940 (15 U.S.C. 80b–3(m)) is amended by adding at the 
end the following: 
VerDate Sep 11 2014 
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(B) make an interim report and a final re-
port to the administering Secretary, in such 
manner as the administering Secretary may re-
quire, and implement such data systems as are 
necessary for the reports to be so made. 
(8) PUBLIC HOUSING AGENCY PLAN.—In the 
case of an application proposing a demonstration 
project that includes activities referred to in sub-
section (b)(2)(D) of this section— 
(A) a certification that the applicable an-
nual public housing agency plan of any agency 
affected by the project that is approved under 
section 5A of the United States Housing Act of 
1937 (42 U.S.C. 1437c–1) by the Secretary of 
Housing and Urban Development includes the 
information specified in paragraphs (1) through 
(4) of this subsection; and 
(B) any resident advisory board rec-
ommendations, and other information, relating 
to the project that, pursuant to section 
5A(e)(2) of the United States Housing Act of 
1937 (42 U.S.C. 1437c–1(e)(2)), is required to 
be included in the public housing agency plan of 
any public housing agency affected by the 
project. 
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