•HRES 844 RH 
of General Instruction I.B.6. of such form, and providing 
for consideration of the bill (H.R. 5424) to amend the 
Investment Advisers Act of 1940 and to direct the Secu-
rities and Exchange Commission to amend its rules to 
modernize certain requirements relating to investment 
advisers, and for other purposes. 
Resolved, That at any time after adoption of this reso-
lution the Speaker may, pursuant to clause 2(b) of rule 
XVIII, declare the House resolved into the Committee of 
the Whole House on the state of the Union for consider-
ation of the bill (H.R. 2357) to direct the Securities and 
Exchange Commission to revise Form S-3 so as to add 
listing and registration of a class of common equity securi-
ties on a national securities exchange as an additional 
basis for satisfying the requirements of General Instruc-
tion I.B.1. of such form and to remove such listing and 
registration as a requirement of General Instruction I.B.6. 
of such form. The first reading of the bill shall be dis-
pensed with. All points of order against consideration of 
the bill are waived. General debate shall be confined to 
the bill and amendments specified in this section and shall 
not exceed one hour equally divided and controlled by the 
chair and ranking minority member of the Committee on 
Financial Services. After general debate the bill shall be 
considered for amendment under the five-minute rule. It 
shall be in order to consider as an original bill for the 
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•HRES 844 RH 
purpose of amendment under the five-minute rule an 
amendment in the nature of a substitute consisting of the 
text of Rules Committee Print 114-62. That amendment 
in the nature of a substitute shall be considered as read. 
All points of order against that amendment in the nature 
of a substitute are waived. No amendment to that amend-
ment in the nature of a substitute shall be in order except 
those printed in part A of the report of the Committee 
on Rules accompanying this resolution. Each such amend-
ment may be offered only in the order printed in the re-
port, may be offered only by a Member designated in the 
report, shall be considered as read, shall be debatable for 
the time specified in the report equally divided and con-
trolled by the proponent and an opponent, shall not be 
subject to amendment, and shall not be subject to a de-
mand for division of the question in the House or in the 
Committee of the Whole. All points of order against such 
amendments are waived. At the conclusion of consider-
ation of the bill for amendment the Committee shall rise 
and report the bill to the House with such amendments 
as may have been adopted. Any Member may demand a 
separate vote in the House on any amendment adopted 
in the Committee of the Whole to the bill or to the amend-
ment in the nature of a substitute made in order as origi-
nal text. The previous question shall be considered as or-
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dered on the bill and amendments thereto to final passage 
without intervening motion except one motion to recommit 
with or without instructions. 
SEC. 2. Upon adoption of this resolution it shall be 
in order to consider in the House the bill (H.R. 5424) 
to amend the Investment Advisers Act of 1940 and to di-
rect the Securities and Exchange Commission to amend 
its rules to modernize certain requirements relating to in-
vestment advisers, and for other purposes. All points of 
order against consideration of the bill are waived. The 
amendment in the nature of a substitute recommended by 
the Committee on Financial Services now printed in the 
bill shall be considered as adopted. The bill, as amended, 
shall be considered as read. All points of order against 
provisions in the bill, as amended, are waived. The pre-
vious question shall be considered as ordered on the bill, 
as amended, and on any further amendment thereto, to 
final passage without intervening motion except: (1) one 
hour of debate equally divided and controlled by the chair 
and ranking minority member of the Committee on Finan-
cial Services; (2) the further amendment printed in part 
B of the report of the Committee on Rules accompanying 
this resolution, if offered by the Member designated in the 
report, which shall be in order without intervention of any 
point of order, shall be considered as read, shall be sepa-
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rately debatable for the time specified in the report equally 
divided and controlled by the proponent and an opponent, 
and shall not be subject to a demand for a division of the 
question; and (3) one motion to recommit with or without 
instructions. 
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House Calendar No. 140 
114TH CONGRESS 
2D SESSION 
H. RES. 844 
[Report No. 114–725] 
RESOLUTION 
Providing for consideration of the bill (H.R. 2357) 
to direct the Securities and Exchange Commis-
sion to revise Form S-3 so as to add listing and 
registration of a class of common equity securi-
ties on a national securities exchange as an addi-
tional basis for satisfying the requirements of 
General Instruction I.B.1. of such form and to 
remove such listing and registration as a require-
ment of General Instruction I.B.6. of such form, 
and providing for consideration of the bill (H.R. 
5424) to amend the Investment Advisers Act of 
1940 and to direct the Securities and Exchange 
Commission to amend its rules to modernize cer-
tain requirements relating to investment advisers, 
and for other purposes. 
SEPTEMBER 6, 2016 
Referred to the House Calendar and ordered to be 
printed 
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