datamatters24/research-document-archive huggingface dataset:
Statement of Account 
"' ALL AMOUNTS IN BRITISH POUND STERLING *** 
PORTFOLIO SUMMARY 
Cash 
Equities 
Stocks 
Options 
Convertibles 
Short Equities 
Other 
Municipals 
Taxable Fixed Income 
Governments 6 Agencies 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
Other Assets 
Long Market Value 
Short Market Value 
Debit Balance 
Short Balance 
Repurchase Equity 
Rev Repur Equity 
Repurchase Fails 
Rev Repur Fails 
Net Portfolio Value 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
INV REP 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
UNDISCLOSED 
01/01/07 TO 01/31/07 
4 OF 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CURRENT VALUE '75 ASSETS 
124.97 
100.00 
64.55-
60.42 
MONTHLY ACTIVITY SUMMARY 
Opening Balance 
Purchases 
Sales 
Funds Received 
Funds Withdrawn 
Net Total Cash Income 
Foreign Exchange 
Repurchase Agreements 
Rev Repur Agreements 
Other 
Closing Balance 
INCOME SUMMARY 
Credit Interest 
Dividend Income 
Municipal Income 
Govt. Income 
Other Bond Income 
Other Income 
Div/Int Chgd 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
DEBIT 
MONTH 
0.31 
0.31 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDIT SUISSE SECURITIES (USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010.3629 
TEL: 
FAX: 
CREDIT 
60.11 
0.31 
60.42 
YTD 
0.31 
0.31 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061463 
EFTA01581985
Statement of Account 
*** ALL AMOUNTS IN BRITISH POUND STERLING *** 
TYPE 
DATE 
TRANSACTION 
01/02/07 INTEREST 
li!t 
CREDIT SUISSE 
INV REP 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
01/01/07 TO 01/31/07 
5 OF 
INCOME ACTIVITY FOR THE MONTH 
DESCRIPTION 
FUNDS DEPOSITED HAVE EARNED 
CREDIT INT @ AVG RATE 4.907 
FOR 31 DAYS 
FROM 12/01 TO 12/31 
CLOSE SAL 60.11 CR 
AVG BAL 60.11 CR 
CREDIT SUISSE SECURITIES (USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010.3629 
DEBIT 
TEL: 212-325.2000 
FAX: 212-538-5540 
CREDIT 
0.31 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061464 
EFTA01581986
Statement of Account 
INV REP 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
01/01/07 TO 01/31/07 
6 OF 
*** ALL AMOUNTS IN US DOLLAR *** 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
PORTFOLIO SUMMARY 
MONTHLY ACTIVITY SUMMARY 
CURRENT VALUE 
ASSETS 
DEBIT 
CREDIT 
Cash 
3,796,921.11 
100.00 
Opening Balance 
3,750,092.20 
Purchases 
387,871.11 
Equities 
Sales 
917,069.63 
Stocks 
Funds Received 
2,262,223.78 
Options 
Funds Withdrawn 
2,761,975.30 
Convertibles 
Net Total Cash Income 
17,381.91 
Short Equities 
Foreign Exchange 
Other 
Repurchase Agreements 
Municipals 
Rev Repur Agreements 
Taxable Fixed Income 
Other 
129.38 
129.38 
Governments 6 Agencies 
Closing Balance 
3,796,921.11 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
INCOME SUMMARY 
Other Assets 
MONTH 
YTD 
Long Market Value 
Short Market Value 
Credit Interest 
17,381.91 
17,381.91 
Debit Balance 
Dividend Income 
Short Balance 
Municipal Income 
Repurchase Equity 
Govt. Income 
Rev Repur Equity 
Other Bond Income 
Repurchase Fails 
Other Income 
Rev Repur Fails 
Div/Int Chgd 
Net Portfolio Value 
3,796,921.11 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
17,381.91 
17,381.91 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDIT SUISSE SECURITIES (USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010.3629 
TEL: 
FAX: 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061465 
EFTA01581987
Statement of Account 
*** ALL AMOUNTS IN US DOLLAR *** 
INV REP 
MIT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
01/01/07 TO 01/31/07 
7 OF 
TRADING ACTIVITY FOR THE MONTH 
TYPE DATE 
TRANSACTION 
QUANTITY 
DESCRIPTION 
01 01/02 WIRED 
FUNDS RECEIVED BY WIRE 
746FY0 HIGHBRIDGE CAPITAL MANA 
01 01/08 WIRED 
FUNDS RECEIVED BY WIRE 
746FY0 HIGHBRIDGE CAPITAL NANA 
01 01/09 JOURNAL 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2F8EE0 
01 01/09 JOURNAL 
S/D FINANCING 
FROM 2F8EE0 TO 746FY0 
03 01/09 JOURNAL 
5,000 
RPM INCORPORATED 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
03 01/09 JOURNAL 
5,500 
CENTERPOINT ENERGY INC 
OFFSHORE ARRANGING FLIP 
TO 736F10 FROM 746FY0 
03 01/09 SOLD 
-5,500 
CENTERPOINT ENERGY INC 
DONE AT EDGETRADE.COM INC. 
03 01/09 SOLD 
-5,000 
RPM INCORPORATED 
DONE AT EDGETRADE.CCt4 INC. 
01 01/10 JOURNAL 
S/D FINANCING 
FROM 2F8EE0 TO 746FY0 
01 01/10 JOURNAL 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2F8EE0 
01 01/10 JOURNAL 
680,000 
UNISOURCE ENERGY CORP SR NT CV 4. 
04.5000 03/01/2035 
TO 736FY0 FROM 746FY0 
03 01/10 JOURNAL 
-1,103 
MASCO CORP 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
03 01/10 JOURNAL 
-8,215 
UNISOURCE ENERGY CORP HLDGS CO 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
03 01/10 BOUGHT 
8,215 
UNISOURCE ENERGY CORP HLDGS CO 
DONE AT J.P. MORGAN 
SECURITIES, INC. 
li!k 
CREDIT SUISSE 
PRICE 
DEBIT 
CREDIT 
5,777.00 
7,340.00 
17.11042 
22.18637 
102,487.56 
110,900.97 
94,074.17 
545,765.87 
758,876.60 
36.52000 
300,422.55 
CREDIT SUISSE SECURITIES (USA) LLC 
TEL: 
ELEVEN MADISON AVENUE 
FAX 
NEW YORK, NY 10010.3629 
102,487.56 
94,074.17 
110,900.97 
545,765.87 
32,232.60 
300,422.55 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061466 
EFTA01581988
Statement of Account 
*** ALL AMOUNTS IN US DOLLAR *** 
TYPE DATE 
TRANSACTION 
QUANTITY 
03 01/10 BOUGHT 
1,103 
01 01/12 WIRED 
01 01/16 SOLD 
-380,000 
01 01/17 JOURNAL 
01 01/17 JOURNAL 
01 01/17 JOURNAL 
-680,000 
01 01/17 JOURNAL 
380,000 
03 01/17 JOURNAL 
2,100 
03 01/17 SOLD 
-2,100 
01 01/19 JOURNAL 
01 01/19 JOURNAL 
03 01/19 JOURNAL 
2,100 
03 01/19 JOURNAL 
1,050 
CREDIT SUISSE16k
INV REP tar 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
01/01/07 TO 01/31/07 
8 OF 
TRADING ACTIVITY FOR THE MONTH 
DESCRIPTION 
PRICE 
MASCO CORP 
29.21716 
DONE AT EDGETRADE.COM INC. 
FUNDS RECEIVED BY WIRE 
746FY0 HIGHBRIDGE CAPITAL MANA 
UNISOURCE ENERGY CORP SR NT CV 4. 109.98700 
04.5000 03/01/2035 
CORRECTION 
AS OF 01/10/07 
DONE AT J.P. MORGAN 
SECURITIES, INC. 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2F8EE0 
S/D FINANCING 
FROM 2F8EE0 TO 746FY0 
UNISOURCE ENERGY CORP SR NT CV 4. 
04.5000 03/01/2035 
TO 736FY0 FROM 746FY0 
UNISOURCE ENERGY CORP SR NT CV 4. 
04.5000 03/01/2035 
TO 736FY0 FROM 746FY0 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
CBRL GROUP INC 
45.76008 
DONE AT EDGETRADE.COM INC. 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2F8EE0 
S/D FINANCING 
FROM 2F8EE0 TO 746FY0 
RPM INCORPORATED 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
DEBIT 
32,232.60 
CREDIT 
5,303.00 
424,078.10 
215,440.67 
215,440.67 
756,876.60 
424,078.10 
96,063.25 
96,083.25 
48,135.73 
48,135.73 
46,875.18 
49,396.28 
CREDIT SUISSE SECURITIES (USA) LLC 
TEL: 
ELEVEN MADISON AVENUE 
FAX: 
NEW YORK, NY 10010.3629 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061467 
EFTA01581989
Statement of Account 
*** ALL AMOUNTS IN US DOLLAR *** 
TYPE DATE 
TRANSACTION 
03 01/19 SOLD 
01/22 
01/22 
01/22 
MRKD/MARKET 
MRED/MARKET 
SOLD 
01 01/23 MRKD/MARKET 
03 01/23 MRKD/MARKET 
03 01/23 JOURNAL 
03 01/23 JOURNAL 
03 01/23 JOURNAL 
03 01/23 JOURNAL 
01/24 
01/25 
01/25 
01/25 
WIRED 
JOURNAL 
JOURNAL 
JOURNAL 
03 01/25 SOLD 
01 01/26 JOURNAL 
li!t 
CREDIT SUISSE 
QUANTITY 
-2,100 
INV REP 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
01/01/07 TO 01/31/07 
9 OF 
TRADING ACTIVITY FOR THE MONTH 
DESCRIPTION 
RPM INCORPORATED 
DONE AT EDGETRADE.COM INC. 
MARK TO MARKET 
MARK TO MARKET 
-1,050 
CBRL GROUP INC 
CORRECTION 
AS OF 01/19/07 
DONE AT EDGETRADE.COM INC. 
MARK TO MARKET 
MARK TO MARKET 
-1,050 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
1,050 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
-1,050 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
1,050 
CBRL GROUP INC 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
FUNDS RECEIVED BY WIRE 
746FY0 HIGHBRIDGE CAPITAL MANA 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2FBEE0 
S/D FINANCING 
FROM 2F8EE0 TO 746FY0 
3,600 
RPM INCORPORATED 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
-3,600 
RPM INCORPORATED 
DONE AT EDGETRADE.COM INC. 
S/D FINANCING RETURN 
FROM 746FY0 
TO 2F8EE0 
CREDIT SUISSE SECURITIES (USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010.3629 
PRICE 
22.32769 
47.11250 
22.52942 
DEBIT 
64.69 
64.69 
49,460.97 
49,396.29 
40,541.81 
81,083.62 
7,256.68 
TEL: 
FAX: 
CREDIT 
46,875.18 
64.69 
49,460.97 
64.69 
49,396.28 
49,396.29 
5,498.00 
40,541.81 
81,083.62 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061468 
EFTA01581990
Statement of Account 
*** ALL AMOUNTS IN US DOLLAR *** 
TYPE DATE 
TRANSACTION 
QUANTITY 
01 01/26 JOURNAL 
03 01/26 JOURNAL 
400 
03 01/26 SOLD 
-400 
01 01/30 JOURNAL 
01 01/30 JOURNAL 
01 01/30 WIRED 
03 01/30 JOURNAL 
-500 
03 01/30 BOUGHT 
500 
01 01/31 JOURNAL 
01 01/31 JOURNAL 
03 01/31 JOURNAL 
-700 
03 01/31 BOUGHT 
700 
li!t 
CREDIT SUISSE 
INV REP 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
1,46FY 
UNDISCLOSED 
01/01/07 TO 01/31/07 
10 OF 
TRADING ACTIVITY FOR THE MONTH 
DESCRIPTION 
S/D FINANCING 
FROMIIIBEE0 TO IFFY0 
CSX CORPORATION 
OFFSHORE ARRANGING FLIP 
TO)lgFYO FROglIBFY0 
CS 
RPORATI 
DONE AT EDGETRADE.COM INC. 
S/D 
T
:OING 
FROM 
Y0 
iliBEE0 
S/D 
CING , m
FROMIIIBEE0 TO MI6FY0 
DS RECEIVED BY WIRE 
FFY0 HIGHBRIDGE CAPITAL MANA 
RL GROUP INC 
OFF=ORE ARRANGLUG FLIP 
TO II6FY0 FROM II6FY0 
CBRL GROUP INC 
DONE AT EDGETRADE.COM INC. 
S/D FINANCING RAI 
FROM 
6FY0 
TO 
BEEO 
S/D E
CING 
FROM 
BEEO TOIII6FY0 
CBRL 
OUP INC 
OFFIC
E ARRANT FLIP 
TO 
FYO FROM 
6FY0 
CB 
ROUP INC 
DONE AT EDGETRADE.CCM INC. 
PRICE 
DEBIT 
CREDIT 
7,256.68 
14,513.37 
36.29003 
14,513.37 
11,511.25 
11,511.25 
5,529.00 
23,022.50 
46.03946 
23,022.50 
16,096.73 
16,096.73 
32,193.46 
45.98590 
32,193.46 
CREDIT SUISSE SECURITIES (USA) LLC 
TEL: 
ELEVEN MADISON AVENUE 
FAX 
NEW YORK, NY 10010.3629 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061469 
EFTA01581991
Statement of Account 
*** ALL AMOUNTS IN US DOLLAR *** 
TYPE 
DATE 
TRANSACTION 
01/02/07 INTEREST 
li!t 
CREDIT SUISSE 
INV REP 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
I46FY 
UNDISCLOSED 
01/01/07 TO 01/31/07 
11 OF 
INCOME ACTIVITY FOR THE MONTH 
DESCRIPTION 
FUNDS DEPOSITED HAVE EARNED 
CREDIT INT @ AVG RATE 5.412 
FOR 31 DAYS 
FROM 12/01 TO 12/31 
CLOSE SAL 3750092.20 CR 
AVG BAL 3729647.08 CR 
DEBIT 
CREDIT 
CREDIT SUISSE SECURITIES (USA) LLC 
TEL: 
ELEVEN MADISON AVENUE 
FAX 
NEW YORK, NY 10010.3629 
17,381.91 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061470 
EFTA01581992
Statement of Account 
MULTI-CURRENCY PORTFOLIO SUMMARY 
•**BASE CURRENCY REPORTED IN USD *** 
••*PREF CURRENCY REPORTED IN USD *•• 
HOLDING CURRENCY 
SWISS FRANC 
Exchange Rate: 
0.81620659000 CHF/USD 
0.81620659000 CHF/USD 
EURO 
Exchange Rate: 
1.34548000000 EUR/USD 
1.34548000000 EUR/USD 
BRITISH POUND STERLING 
Exchange Rate: 
1.97961001000 GBP/USD 
1.97961001000 GBP/USD 
li!k 
CREDIT SUISSE 
INV REP 
ali
T 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
05/01/07 TO 05/31/07 
1 OF 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY 
Cash Balance 
Long Market Value 
Short Market Value 
Debit Balance 
Short Balance 
Net Portfolio Value 
Cash Balance 
Long Market Value 
Short Market Value 
Debit Balance 
Short Balance 
Net Portfolio Value 
Cash Balance 
Long Market Value 
Short Market Value 
Debit Balance 
Short Balance 
Net Portfolio Value 
6,589.24 
8,865.69 
8,865.69 
6,589.24 
8,865.69 
8,865.69 
61.62 
121.98 
121.98 
61.62 
121.98 
121.98 
CREDIT SUISSE SECURITIES ( USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK NY 10010-3629 
TEL: 212-325-2000 
FAX: 212-538-5540 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061472 
EFTA01581993
Statement of Account 
MULTI-CURRENCY PORTFOLIO SUMMARY 
INV REP 
20ST 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
UNDISCLOSED 
05/01/07 TO 05/31/07 
2 OF 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
•**BASE CURRENCY REPORTED IN USD *** 
••*PREF CURRENCY REPORTED IN USD *•• 
HOLDING CURRENCY 
PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY 
US DOLLAR 
Cash Balance 
1,351,971.80 
1,351,971.80 
1,351,971.80 
Exchange Rate: 
Long Market Value 
1.00000000000 USD/USD Short Market Value 
1.00000000000 USD/USD 
Debit Balance 
Short Balance 
Net Portfolio Value 
1,351,971.80 
1,351,971.80 
1,351,971.80 
TOTAL PORTFOLIO VALUE (USD ) 
1,360,959.47 
TOTAL PORTFOLIO VALUE (USD ) 
1,360,959.47 
li!t 
CREDIT SUISSE 
CREDIT SUISSE SECURITIES ( USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK NY 10010-3629 
TEL: 212-325-2000 
FAX: 212-538-5540 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061473 
EFTA01581994
Statement of Account 
"•" ALL AMOUNTS IN SWISS FRANC •"" 
PORTFOLIO SUMMARY 
Cash 
Equities 
Stocks 
Options 
Convertibles 
Short Equities 
Other 
Municipals 
Taxable Fixed Income 
Governments b Agencies 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
Other Assets 
Long Market Value 
Short Market Value 
Debit Balance 
Short Balance 
Repurchase Equity 
Rev Repur Equity 
Repurchase Fails 
Rev Repur Fails 
Net Portfolio Value 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
CURRENT VALUE 
INV REP 
20ST 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
UNDISCLOSED 
05/01/07 TO 05/31/07 
3 OF 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
MONTHLY ACTIVITY SUMMARY 
% ASSETS 
DEBIT 
CREDIT 
Opening Balance 
0.00 
0.00 
Purchases 
Sales 
Funds Received 
Funds Withdrawn 
Net Total Cash Income 
Foreign Exchange 
272.68 
272.68 
Repurchase Agreements 
Rev Repur Agreements 
Other 
272.68 
272.68 
Closing Balance 
0.00 
0.00 
INCOME SUMMARY 
MONTH 
YTD 
Credit Interest 
Dividend Income 
Municipal Income 
Govt. Income 
Other Bond Income 
Other Income 
Div/Int Chgd 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDITSUISSESECURITIES(USA)LLC 
NEW YORK, NY 10010-3629 
TEL: 
FAX 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061474 
EFTA01581995
Statement of Account 
INV REP 
20ST 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
UNDISCLOSED 
05/01/07 TO 05/31/07 
4 OF 
"' ALL AMOUNTS IN SWISS FRANC "' 
TRADING ACTIVITY FOR THE MONTH 
TYPE DATE 
TRANSACTION 
QUANTITY 
DESCRIPTION 
PRICE 
DEBIT 
CREDIT 
01 05/15 JOURNAL 
JNL MARGIN A/C TO FRN-XCG A/C 
272.68 
01 05/15 JOURNAL 
F/X 
272.68 
F 
05/15 JOURNAL 
OFFSHORE ARRANGING 
TO 
FROM 
JNL MARGIN A/C TO 
FLIP 
FRN-XCG A/C 
272.68 
F 
05/15 SOLD 
FOREIGN EXCHANGE 
N/A 
272.68 
YOU SOLD 272.68 
YOU BGHT 223.78 
@ .82066891 
CHF 
USD 
(USD/CHF) 
li!t 
CREDIT SUISSE 
CREDIT SUISSE SECURITIES ( USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK NY 10010-3629 
TEL: 212-325-2000 
FAX: 212-538-5540 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061475 
EFTA01581996
Statement of Account 
INV REP 
i
NT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
05/01/07 TO 05/31/07 
5 OF 
"•" ALL AMOUNTS IN EURO *** 
PORTFOLIO SUMMARY 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
MONTHLY ACTIVITY SUMMARY 
CURRENT VALUE % ASSETS 
DEBIT 
CREDIT 
Cash 
6,589.24 
100.00 
Opening Balance 
6,569.49 
Purchases 
Equities 
Sales 
Stocks 
Funds Received 
120,540.52 
Options 
Funds Withdrawn 
Convertibles 
Net Total Cash Income 
19.75 
Short Equities 
Foreign Exchange 
120,540.52 
Other 
Repurchase Agreements 
Municipals 
Rev Repur Agreements 
Taxable Fixed Income 
Other 
120,540.52 
120,540.52 
Governments b Agencies 
Closing Balance 
6,589.24 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
INCOME SUMMARY 
Other Assets 
MONTH 
YTD 
Long Market Value 
Short Market Value 
Credit Interest 
19.75 
94.18 
Debit Balance 
Dividend Income 
Short Balance 
Municipal Income 
Repurchase Equity 
Govt. Income 
Rev Repur Equity 
Other Bond Income 
Repurchase Fails 
Other Income 
Rev Repur Fails 
Div/Int Chgd 
Net Portfolio Value 
6,589.24 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
19.75 
94.18 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDIT SUISSE SECURITIES(USA)LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010-3629 
TEL 
FAX 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061476 
EFTA01581997
Statement of Account 
INV REP 
NT TAXPAYER ID. STATEMENT PERIOD 
PAGE 
20ST 
UNDISCLOSED 
05/01/07 TO 05/31/07 
7 OF 
"" ALL AMOUNTS IN BRITISH 
PORTFOLIO SUMMARY 
POUND STERLING "" 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
MONTHLY ACTIVITY SUMMARY 
CURRENT VALUE % ASSETS 
DEBIT 
CREDIT 
Cash 
61.62 
100.00 
Opening Balance 
61.32 
Purchases 
Equities 
Sales 
Stocks 
Funds Received 
94,242.64 
Options 
Funds Withdrawn 
Convertibles 
Net Total Cash Income 
0.30 
Short Equities 
Foreign Exchange 
94,242.64 
Other 
Repurchase Agreements 
Municipals 
Rev Repur Agreements 
Taxable Fixed Income 
Other 
94,242.64 
94,242.64 
Governments di Agencies 
Closing Balance 
61.62 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
INCOME SUMMARY 
Other Assets 
MONTH 
YTD 
Long Market Value 
Short Market Value 
Credit Interest 
0.30 
1.51 
Debit Balance 
Dividend Income 
Short Balance 
Municipal Income 
Repurchase Equity 
Govt. Income 
Rev Repur Equity 
Other Bond Income 
Repurchase Fails 
Other Income 
Rev Repur Fails 
Div/Int Chgd 
Net Portfolio Value 
61.62 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
0.30 
I . 51 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDIT SUISSE SECURITIES(USA)LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010-3629 
TEL 
FAX 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061478 
EFTA01581998
Statement of Account 
ALL AMOUNTS IN BRITISH POUND STERLING e" 
INV REP 
20ST 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
746FY 
UNDISCLOSED 
05/01/07 TO 05/31/07 
8 OF 
TRADING ACTIVITY FOR THE MONTH 
TYPE DATE 
TRANSACTION 
QUANTITY 
DESCRIPTION 
PRICE 
DEBIT 
CREDIT 
01 05/15 JOURNAL 
JNL MARGIN A/C TO FRN-XCG A/C 
94,117.67 
01 05/15 JOURNAL 
F/X 
94,242.64 
OFFSHORE ARRANGING FLIP 
TO 736FY0 FROM 746FY0 
F 
05/15 JOURNAL 
JNL MARGIN A/C TO FRN-XCG A/C 
94,117.67 
02 05/15 JOURNAL 
JNL CASH 
A/C TO FRN-XCG A/C 
124.97 
F 
05/15 JOURNAL 
JNL CASH 
A/C TO FRN-XCG A/C 
124.97 
F 
05/15 SOLD 
FOREIGN EXCHANGE 
N/A 
94,242.64 
YOU SOLD 94,242.64 
GBP 
YOU BGHT 186,760.64 
USD 
1.98170000 
(USD/GBP) 
TYPE 
DATE 
TRANSACTION 
05/01/07 INTEREST 
li!t 
CREDIT SUISSE 
INCOME ACTIVITY FOR THE MONTH 
DESCRIPTION 
FUNDS DEPOSITED HAVE EARNED 
CREDIT INT 8 AVG RATE 5.130 
FOR 30 DAYS 
FROM 04/01 TO 04/30 
CLOSE 8AL 61.32 CR 
AVG BAL 61.30 CR 
CREDIT SUISSE SECURITIES ( USA) LLC 
ELEVEN MADISON AVENUE 
NEW YORK NY 10010-3629 
DEBIT 
TEL: 212-325-2000 
FAX: 212-538-5540 
CREDIT 
0.30 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061479 
EFTA01581999
Statement of Account 
INV REP 
20ST 
ACCOUNT 
TAXPAYER ID. STATEMENT PERIOD 
PAGE 
746FY 
UNDISCLOSED 
05/01/07 TO 05/31/07 
9 OF 
"" ALL AMOUNTS IN US DOLLAR 
PORTFOLIO SUMMARY 
"" 
HIGHBRIDGE CAPITAL MANAGEMENT - FTC 
FINANCIAL TRUST COMPANY INC - PENDING 
CHRIS EDELE 
9 WEST 57TH STREET, 27TH FLOOR 
NEW YORK NY 10019 
MONTHLY ACTIVITY SUMMARY 
CURRENT VALUE % ASSETS 
DEBIT 
CREDIT 
Cash 
1,351,971.80 
100.00 
Opening Balance 
1,000,846.04 
Purchases 
Equities 
Sales 
9,381.32 
Stocks 
Funds Received 
519,821.68 
Options 
Funds Withdrawn 
530,775.13 
Convertibles 
Net Total Cash Income 
2,887.34 
Short Equities 
Foreign Exchange 
349,810.55 
Other 
Repurchase Agreements 
Municipals 
Rev Repur Agreements 
Taxable Fixed Income 
Other 
349,810.55 
149,810.55 
Governments di Agencies 
Closing Balance 
1,351,971.80 
Corporates 
Asset Backed Securities 
Money Markets 
Debt Options 
INCOME SUMMARY 
Other Assets 
MONTH 
YTD 
Long Market Value 
Short Market Value 
Credit Interest 
2,874.48 
82,816.20 
Debit Balance 
Dividend Income 
Short Balance 
Municipal Income 
Repurchase Equity 
Govt. Income 
Rev Repur Equity 
Other Bond Income 
Repurchase Fails 
Other Income 
12.86 
12.86 
Rev Repur Fails 
Div/Int Chgd 
Net Portfolio Value 
1,351,971.80 
Loan Interest Chgd 
Repurchse Int Chgd 
Rev Repur Int Income 
Net Total Cash Income 
2,887.34 
82,829.06 
The understanding of CS Sec 
liSk 
CREDIT SUISSE 
USA LLC is that credit balances held in your account are pending reinvestment. 
CREDIT SUISSE SECURITIES(USA)LLC 
ELEVEN MADISON AVENUE 
NEW YORK, NY 10010-3629 
TEL 
FAX 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00061480 
EFTA01582000
Rosalia X Cracchiolo 
From: 
Rosalie X Cracch olo 
Sent: 
Tidesday. Math 09. 2010 9 15 AM 
To: 
Darren Indyke 
Cc: 
Jeffrey M Matusow, Paul V Mons. Pau! S Barren. es; aig closely held business 
Subject: 
RE Financial Trust Company, Inc 
Attachments: 
W9-pd' zip 
Good morning Mr. Indyke, 
I have reviewed our files for a copy of the W-9 fore Mr. Epstein. At the time of the opening 
of bis personal accounts, the W9 was not required as the tax certification was enbedded In 
the account opening application. 
We will need a W-9 foret for Mr. Epstein in order to complete the tax documentation for 
Financial Trust Company. 
Attached please find a blank W-9 form. Please have Mr. Epstein complete and sign it. We can 
accept a faxed copy of this fore or you can accept the attacmment via e-mail. 
Thank you and Best Regards, 
Rosalia Cracchiolo 
 
Original message 
Fr-Om: Darren Indyke [m'alite) 
Sent: Monday, March Ott, 2810 11:04 AM 
To: Rosalia X Cracchiolo 
Subject: Financial Trust Company, Inc. 
Please attached copy of Corporate 
signature. 
Thanks. 
Darren Indyke 
resolution signature page bearing Cecile delones 
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00064471 
EFTA01584587
Box Number 
IIIIIMIIIIIMI 
Form Type = "CITADEL" 
Doc Code Doc Code 
Doc Code 
Doc Code 
Account Numbers 
776 
Account Numbers 
Q78005001 
Q30171005 
123560001 
r
Confidential Treatment Requested by JPMorgan Chase 
JPM-SDNY-00064474 
EFTA01584588