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PART I - THE SCHEDULE
SECTION C — DESCKEPTICN/spbctficaucks
C.i.
WXK
STATEMENT:
Under
this
contract,
the
contractor,
as
an
independent
contractor,
and not as an
agent,
servant,
car employee of the
Government,
utilizing
special
knowledge
and
techniques
possessed
fcy
and
available to the contractor, shall furnish all labor,
equipment,
facilities,
services, and materials, necessary for the performance of the work set forth
below:
See Statement of Work,
Enclosure
3, and DD Form 1423
(Contract Data
Requirements List) dated 26 Jan 89 attached in Exhibit A.
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PART I - THE SCHHXJLE
SBCXICN F - nrer.TVFRTFS OR PERKXWANCE
F.l
TIME OF EEUVERZ:
The work and services required under Section B shall
be ocwpleted/delivered as specified on Enclosure 9.
F.2.
TERM OF OCWTRACT:
F.2.1.
The work required by task 6.1 through 6.4.2 shall be performed
during the period commencing on the effective date of this contract and not
to exceed 18 months in length.
F.2.2.
The work required by task 6.5 shall be performed during the
period
commencing
on
the
effective
date
of
this
contract
and
ending
September 1991.
F.3.
PLACE OF PEEPCRMANCE:
The work under this contract shall be performed
at the contractor's facilities unless otherwise provided in this contract.
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PART I - THE SCHEDULE
SBCTTGN H - SPECIAL HCTXSKNS
H.l.
DISCLOSURE OF INFCBMKFICN:
a.
The contractor shall not disclose any information under this contract,
including the
following,
to
any person unless
(i)
it
is required for the
performance
of
this
contract
or
(ii)
the
individual
is
specifically
authorized in writing by the Contracting Officer to receive the information.
(1)
The contract schedule and technical data incorporated therein.
(2)
Sponsorship of the contract.
(3)
The
Government's
use,
interest
in,
or
application
of
the
following:
(a)
The
contract
schedule
and
technical
data
incorporated
therein.
(b)
Purchase description,
specifications and drawings.
(c)
Scientific studies, research, development and design service.
(d)
Components,
devices, equipments and systems.
(e)
Techniques, methods and processes.
(f)
Details and/or results of performance.
b.
Disclosure
by
the
contractor
which
require
specific
written
authorization
from
the
Contracting
Officer
include
information,
whether
written or oral, to be revealed in open publications, technical conferences,
symposia,
meetings,
periodicals,
journals,
brochures,
advertising,
films,
photographs,
fact-sheets, or other material prepared for open publication.
c.
When prescribed by the
Contracting Officer,
the contractor agrees to
insert
in subcontracts and purchase order hereunder provisions which shall
conform substantially to paragraphs a and b.
Normally these provisions will
not be required by the Contracting Officer in purchase orders for standard
commercial
items
which have been
sold or offered
for
sale to the public
commercially by any supplier.
d.
The
provisions
set
forth
in
paragraphs
a,
b,
and
c
shall
not
be
construed to preclude the contractor from otherwise using,
for
its normal
commercial
purposes,
information,
techniques,
processes,,
methods,
developments , components, devices,
equipments,
systems, and proprietary data
employed
in
the
conduct
of
the
work,
except
that which
is
specifically
developed for or as a result of this contract,
or which is precluded from
release
due
to
its
classified
nature.
In
so
using
the
information
as
authorized
by
this
paragraph
the
contractor
(i)
shall
not
disclose
any
information concerning the sponsorship of this contract, or
(ii)
the
nature
of
the
Government's
interest
in
and
application
of the
subject matter of this contract.
e.
The contractor will submit to the Contracting Officer for clearance and
release six
(6)
copies of the material at least four
(4) weeks in advance of
presentation or publication.
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H 2
GOVERtCfBIT
FURNISHED DMA:
Hie Contractor shall request any data
required for the conduct of this contract,
in writing,
from the Contracting
Officer's Technical Representative
(OOTR).
The COIR will maintain records
of all such Government furnished data to insure accountability and return to
the Government upon termination of the contract.
H.3.
SECURITY REQUIREMENTS:
a.
The
Contractor
shall
maintain
and
administer a
security
program
in
accordance with
DoD
5220. 22-M
Industrial
Security Manual
and DIAM
50-5.
Copies
of
these documents
are available
for review
in the office of the
procuring Contracting Officer.
b.
Loss or suspension of required security clearance, as set forth on the
attached DD Form 254
(Contract Security Classification Specification) w111
result in inability to perform in accordance with the terms and ^^;ions
of
the
contract.
As
a
result
the
contract
is
subject
to
default
in
accordance with the clause entitled "Default."
c.
The Government reserves the right to direct any Contractor employee to
be removed from performance,
direct or indirect, whenever there is probable
cans** to believe,
on the basis of all facts available, that such action is
warranted in the interest of national security, whether or not the cause is
of
sufficient
severity
to
warrant
action
to
terminate
the
Contractor's
or
individual's
security
clearance.
The
Government
also
reserves
the
right to
direct
any
contractor
employee to be removed from
performance, direct or indirect,
for the period of time necessary to conduct
any
investigation of
alleged misconduct which may,
in the opinion of the
Contracting Officer,
jeopardize the security of the project.
d.
Military security requirements in the performance of this contract shall
be maintained
in accordance with the DD Form 254 contained in Section J.
The highest classification involved in the performance of this contract
is
Ttap ferret/Sped
Ocnpartmented Intelligence (SCI) .
This contract document
is unclassified.
e
The
contractor
will
not
use
any
electronic/electrical
information
processing equipment in the possession of the Contractor for the purpose of
processing
or
transmitting
classified
information
under
this
contract
without the written permission of the Contracting Officer.
H.4.
CHANGE IN KEY PERSONNEL:
The Contractor shall notify the Contracting
Officer
prior
to
making
any
change
in
the
personnel
identified
in
the
proposal as key personnel assigned to this
contract.
The Contractor mist
demonstrate that the qualifications of the prospective personnel are equal
to or better than the qualifications of the personnel being replaced.
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H.5.
USE OF HUMAN SUBJECTS:
a.
DEFINITIONS
1.
Hirman Snh-iect;
An individual about whom an investigator conducting
research
obtains
data
through
interaction with the
individual,
including
both physical procedures and manipulations of the subject or the subject's
environment.
Hie term does not include military or civilian personnel who
are qualified to test by assignment to duties that call
specifically for
such qualifications such as test pilots and test engineers.
2 .
Non-U. S .
citizens
;
Foreign
nationals,
excluding,
personnel
on
active duty.
3.
Ppgparrh
The term does not include individual or group training
of military personnel such as combat readiness,
effectiveness, proficiency
,
or fitness exercises.
b.
GENERAL GUIDANCE:
1.
The contractor shall conduct research using human subjects at all
times
so
as
to be
in
full
compliance with
all
applicable
laws,
federal
regulations and DoD instructions .
Among them are:
a.
CFR
Health
and
Human
Services
(HHS)
Regulation,
"Protection of Human Subjects";
b.
U.S.C.
Section
980,
"Limitations
on Use
of
Humans
as
Experimental Subjects";
c.
DoD Directive
3216.2
(January
7,
1983)
"Protection of Human
Subjects in DoD-Supported Research";
2.
Safeguarding
the
rights
and
welfare
of
subjects
at
risk
in
activities
supported
by
this
contract
is
the
responsibility
of
the
Contractor.
Compliance
with
this
contract
will
in
no
way
render
inapplicable pertinent
federal,
state,
or
local
laws
or regulations .
In
order
to
provide
for
the
adequate
discharge
of
this
institutional
responsibility ,
no
activity
involving human
subjects
under
this
contract
shall be undertaken unless
a
Contractor Human Use Review Board
(CRB)
has
reviewed and approved such activity.
3.
The contractor must provide the Contracting Officer with a written
assurance that
it
is
in compliance with all provisions
of
CFR 46 HHS
Regulation,
"Protection of Human Subjects", as amended.
4.
The
Contractor
will
assure
the
Contracting
Officer
that
the
identities of all subjects will be protected.
5.
Informal
consent
must
be
obtained
in
writing
from
each
human
subject before research is undertaken.
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6.
Hie Contractor shall provide all necessary medical care to research
subjects
for
injury
or
disease
which
is
the
proximate
result
of
participation in the research.
7.
Studies
conducted outside the United
States,
its territories
or
possessions,
shall be conducted in compliance with all
laws,
customs,
and
practices of the country in which the study is to be conducted.
c.
REQUIREMENTS FOR REPORTING AND DOCUMENIATICN:
1.
Copies
of
all
documents
presented
or
required
for
initial
and
continuing review of the
CRB,
e.g. ,
Board minutes pertaining only to the
contract,
record of
subjects consent,
transmittal on actions,
instructions
and conditions resulting from Board deliberations addressed to the activity
director,
are to be retained by the Contractor for at least three
(3) years
after
completion of
the research.
All
documents shall be accessible for
inspection
during
normal
working
hours
by
the
DIA
COIR
or
authorized
representative
.
2.
Except as otherwise provided by law,
information in the records or
possession of the
Contractor which refers to or can be identified with a
particular subject may not be disclosed except:
a.
With
the
consent
of
the
subject
of his
legally authorized
representative, or
b.
As
may
be
necessary
for
the
DIA
to
carry
out
its
legal
responsibilities
.
3.
Upon expiration or termination of this
contract,
a
list of
all
unused test material shall be provided to the DIA Contracting Officer.
4 .
The
Contractor
shall
immediately
notify
the
DIA
Contracting
Officer,
by telephone,
of
inquires
from sources outside the Department of
Defense concerning the use of human subjects under this contract.
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SECRET
STATEMENT OF WORK
FOR
FHENCHEMdOGICM. RESEARCH AM) ANALYSIS
1.0
(S/NF) PURPOSE:
The purpose of this effort is to conduct research and
perform select analyses of anomalous phenomena.
2.0
(U)
BACKGROUND:
2.1
(C)
Phenomenological research and analysis as intended by this
contract
refers
to
anomalous
phenomena
associated with
human
abilities.
Investigations
in
this
area
have
sometimes
been
referred
to
as
Remote
Viewing
(KV)
,
Extrasensory
Perception
(ESP)
,
and
recently
Anomalous
cognition
(AC)
or Anomalous Phenomena
(AP)
.
Foreign researchers have also
used the term psychoenergetics to describe aspects of these areas.
2.2
(S/NF)
Over the past sixteen years DIA has followed the field of
psychoenergetics for two basic reasons:
SG1B
2.4
(S/NF)
In
1983
a
report
with
project
findings
was
sent
to
congressional
intelligence
and
appropriation
committees.
The
report
affirmed
the
existence
of
remote viewing phenomenon and recommended that
additional
research
for
quantifying
and
developing remote
viewing
as
an
intelligence collection tool be pursued.
This recommendation was endorsed
by a special
Science Panel that met to review the project findings.
This
panel also affirmed that the contractual research was scientifically sound
and urged that basic and applied research in psychoenergetics be continued,
its scope expanded, and that other laboratories be involved.
SECRET/NOPORN
*
Classified By:
DIA/DT
Declassify On:
OADR
Enclosure 3
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2.5
(S/NF)
The
first
opportunity
to
expand
this
research
scope
occurred in 1985.
The Department of the Army's Surgeon General Office for
Research
and
Development
(DASGRD)
initiated
a
five
year
research
and
development program.
The SGRD program centered on two main aspects:
basic
anomalous phenomena understanding,
and applications-oriented research.
DIA
established close ties with this R/D effort to ensure that applications
research would be adequately pursued.
2.6
(S/NF)
In 1987,
it became apparent that SGRD funding might not be
available to carry throu^i to the end of the five year period.
Consequently,
additional funding was sought by DIA and acquired through funding transfer
action
by
the
House
Appropriations
Committee
(HAC).
This
funding
was
provided to DIA; MIPR action to the SGRD contract was the most expeditious
method of allocating this funding.
2.7
(S/NF)
Results
of
this
effort
yielded
several
findings
of
breakthrough
potential.
Subsequently,
follow-on
research
support
was
provided to DIA by Congressional action for FY91; DIA was identified as the
executive agent due to long-standing knowledge and expertise in this area.
Both
R&D
and
O/M
funds
were
allocated
for
continuing basic
and
applied
research,
for
applied
investigation
and
for
assisting
in
assessment
of
relevant
foreign
research.
Additional
funds
were
also
provided
by
congressional
action
in
FY92
to
continue
this
effort
and
to
start
new
research.
3.0
(S/NF)
OBJECTIVE:
The objective of this contract is to initiate new
basic and applied research in this area.
It also includes exploratory work
in order to identify new facets of the phenomena and to identify underlying
parameters.
4.0
(S/NF)
SCOPE:
Basic research, applie&^researgh and threat assessments
will be accomplished for this phenomenological area.
5.0
(S/NF)
TECHNXCAL/OfflER OGNSID&ttTICNS:
5.1
(S/NF)
All
research
activities
and
findings
resulting
from
previous
programs
in
psychoenergetics
shall
be
brought
to
bear
on
this
effort.
In addition,
expertise in multidisciplinary areas throughout SAIC
shall be made available as consultants or for special support as required.
5.2
(U)
Specialized
support,
if
not
available
at
SAIC,
can
be
obtained via SAIC consultant or subcontract efforts with prior approval by
the C0TR.
Every effort should be made to insure such support is from the
recognized experts in the field.
Seme of the specific tasks in section 6.0
can be performed in unclassified facilities.
5.3
(S/NF)
This effort will utilize a technical review group
(e.g., a
Scientific
Oversight
Committee,
a
Human
Use
Review
Panel
and
a
Policy
Board) that was established in the previous effort.
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5.4
(S/NF)
Seme of the experiments/Investigations required to fulfill
this contract may require participation of select government personnel.
All
such investigations will be fully planned and coordinated with the OOTR and
will be under the purviews of the SOC and the Human Use Review Committee.
5.5
(U)
Should unforseen schedule of other issues arise concerning
any of the specific tasks identified in section 6.0, the OOTR will be given
immediate notice.
If necessary, adjustments to priorities and schedules can
be approved by the OOTR if there is no cost or other impact on the over-all
program.
The
OOTR
will
also
review/approve
all
anticipated
research
protocols.
5.6
(U)
All
items
in
section
6.0 will be funded from R&D funding
provided
by
this^oontractr
and
shall loe
expended
NLT
mEShs^aFEer
'Contract
award.
Accounting
procedures
to
clearly
identify
the
R&D
expenditures shall be implemented by the contractor.
5.7
(U)
Tterms of reference and additional task details are on file by
the
OOTR and will be provided to the contractor to
insure adequate task
understanding .
This material is contained in DIA publication DT-S-1007-S,
29 NOV 1990.
6.0
(S/NF^
tit'HCUrxC TASKS
6.1
(U)
Basic Research:
6.1.1
(U)
Biophysical Measurements:
6. 1.1.1
(U)
Perform magnetoencephalograph
(MEG)
brain wave
measurements
for
the
purpose
of
isolating
neurqphysical
parameters
that
correlate
with
anomalous
cognition
performance.
Leading
personnel
candidates
identified
from previous work
should
be
used,
along with
new
unique population groups.
Emphasis will be on sender/no sender conditions
for phase shift parameters associated with remote light stimuli.
6. 1.1. 2
(U)
Perform
MEG
measurements
as
identified
in
6. 1.1.1 to include other
(e.g. ,
audio)
or combined remote stimuli.
6. 1.1.
(U)
Perform
MEG
measurements
as
identified
in
6. 1.1.2
to include variations to the nature
(e.g.,
pattern,
intensity)
of
the remote stimuli.
6. 1.1.
(U)
Perform
MEG
measurements
as
identified
in
6. 1.1.1 to determine
if MEG results are influenced by changes to physical
parameters
(such as shielding, distance)
of the remote stimuli.
This effort
may require the assistance of another cooperative
laboratory.
Additional
instrumentation
would
also
be
required
to
resolve
experimental
timing
issues.
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6. 1.1. 5
(U)
Based on MEG measurements as defined by base
line
data
developed
in
6.1.1.1_, determine
the
effect
of
moving
MEG
instrumentation
locations
to
different
areas
of
the
brain.
This
effort
could
help
better
isolate
precise
areas
of
the
brain
associated
with
anomalous cognition functioning.
6. 1.1. 6
(U)
Perform counterpart electroencephalograph
(EEG)
measurements for determining MEG/EEG correlations in general, and for select
variables examined in 6.1. 1.1 thru 6. 1.1. 4.
6. 1.1. 7
(U)
Initiate new experiments
that
involve
other
sensitive
biophysical
sensors
(such
as
skin
resistance)
to
search
for
possible phenomena correlates.
6.1.2
(U)
Data Patterns/Parameter Correlations:
6. 1.2.1
(U)
Perform
anomalous
cognition
experiments
in
conjunction with computer virtual reality
(VR)
devices to determine if data
quality can be enhanced.
6. 1.2. 2
(U)
Perform
anomalous
cognition
experiments
to
determine if various subliminal stimuli and/or lowered subliminal thresholds
can improve data quality.
6. 1.2. 3
(U)
Perform anomalous cognition experiments with
high-performing individuals for beacon/no beacon person conditions at long
distances
to
statistically
quantify
effects
of
distance
on
performance.
Several unique target categories or target material should be
included to
facilitate data pattern recognition.
6. 1.2.4
(U)
Explore
other
potential
variables
(e.g.
,
personality types,
training/internal
strategy)
that could effect anomalous
phenomena performance.
This activity should include a detailed examination
of the
"verbalizer"
vs.
the
"imager” to determine the effect of verbal or
visual dominated targets/tasks.
6. 1.3.1
(U)
Perform
anomalous
phenomena
(energetics,
informational)
experiments
with
or
in
the
presence
of
highly
sensitive/advanced
instrumentation
(e.g.,
unusual
wave
devices,
gravity
sensors) to assist in mechanism identification.
6. 1.3.2
(U)
Perform experiments similar to
6. 1.3.1 but to
include potential high-talent individuals
(e.g. , martial arts experts)
6. 1.3. 3
(U)
If
results
in
6. 1.3. 2
shew
promise,
expand
experiments to include parameter variations such as distance,
shielding, and
time
(e.g.
, precognition)
.
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6. 1.3. 4
(U)
Depending
on
above
results,
initiate
development
of
unified
physical
constructs
that
could
help
explain
the
phenomena.
6. 1.3.5
(U^
Based
on
6. 1.3. 4,
identify
potential
new
experiments
that
could
hep
further
resolve
underlying
mechanisms
and
possible limitations.
n
6. 1.3. 6
(U)
Initiate work on exploratory constructs that
integrate latest neuroscience findings with anomalous phenomena patterns and
cognitive
style.
Where possible,
relate these findings to various target
types and characteristics
(such jLS information entropy)
.
6.2
(U),
^pplied Research:
6.2.1
(S/NF)
Based on the results from the basic research in the
SOW, develop suitable anomalous cognition/ancmalous perturbation experiments
that identify possible application ranges or limits.
6.2.2
(S/NF)
Develop new data and target
analysis
techniques
(such
as
modified
artificial
intelligence
methods)
that
facilitate
data
evaluation
and
accuracy/reliability
prediction.
Other
methods,
such
as
those involving fractal image conversion, should also be examined.
6.2.3
(S/NF)
Participate
application projects to better evaluate
in
various
sponsor-generated
itial application issues.
SG1B
6.3
(U)
Research Methodology and Support:
6.3.1
(U)
Provide appropriate research methodology support to
include reviews/approvals by the established Scientific Oversight Committee,
the Policy Board and the Human Use Review Panel.
6.3.2
(U)
Provide appropriate management support and appropriate
project
research
support
activity
to
include
document
preparation,
administration,
and all project associated travel for contractor personnel,
consultants, and other experts.
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: CIA-RDP96-00789R003000460008-1
SECRET
7 .
(U)
QUICK REfiCFICN CAPABIIiTEY
(Q^C) :
The contractor will maintain a
quick response capability and be prepared to respond in less than 24 hours
to problems or unexpected demands
for brief
technical papers that may be
developed during the term of this project.
8.0
(U)
AEl/OOnCN OF EFFORT:
The level of effort to be applied to each
basic task category is shown in the following paragraphs.
8.1
(U)
R & D:
Basic Task No.
Allocation of Effort/ % Funding fP&m
6.1
6.2
6.3
SECRET/NOPORN
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SECRET
CONTROL NO.
JOSnFICATICN AND APPROVAL
FOR OTHER THAN TULL AND OPEN OCMPETITICN
1.
(U)
Contracting Authority:
Virginia Contracting Activity,
P.
O.
Box
46563, Washington, DC
20050-6563.
2.
(U)
Authority
Cited:
U.S.C.
2304(c)(1);
FAR
6.302-1,
"Only one
Responsible Source and no
other
supplies
or
services will
satisfy Agency
requirements .
3.
(U)
Description of Supplies/Services
;
The Defense Intelligence Agency
(DIA)
preposes to procure Phenomenological Research and Analysis Services
for a DIA special activity program.
External assistance funds available for
this
Congressional
Directed
Program
total
$1,850,000.00.
This
purchase
request
(PR No.
330/025Z/92) provides $1,450,000.00 of this total amount for
a new contract to satisfy new requirements.
The remaining R&D funding will
be for modification to the existing contract
(MDA 908-9l-C-0037)
.
4.
(U)
Description of Action:
It is anticipated that a cost-plus-fixed
fee
contract will
be negotiated and
awarded to
satisfy this
requirement.
Funds are R&D as cited on Purchase Request No.
330/026Z/92.
5.
(U)
Reason for Authority Cited:
a.
(S/NF)
This
action
is
based
on
the
need
to
utilize previous
research achievements developed under other DOD-sponsored R&D efforts.
The
bulk of this prior R&D effort was provided by the Department of the Amy's
Surgeon General Office
(SGRD)
in 1985 and spanned several years.
This basic
and
applied
research
effort
involved
Dr.
Edwin
May
as
the
principle
researcher and program manager.
Dr. May was at that time with the Stanford
Research Institute
(SRI)
,
Menlo Park,
CA.
He has since joined the Science
Applications
International
Corporation
(SAIC)
and has taken his extensive
data base and key research assistants with him.
Dr. May is regarded as the
leading
U.S.
investigator
in this
phenomenological
area.
He has
been a
program manager in this area since 1986, and has a long involvement (over 20
years)
in this
field.
His extensive work history provides for continuity
not available from any other individual.
He is recognized by investigators
world-wide, and can easily remain current with relevant foreign research.
SECRET/NOPOEN
QBCD32P
uccnETi
Classified By:
DIA/ODT
Declassify By:
OADR
Enclosure 4
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1
Approved For Release 2(®Q?De^(r($fA-RDP96-00789R003000460008-l
b.
(S/NF)
This contractor is also uniquely qualified to perform such
research
due to
their
extensive
background
in
interdisciplinary research
areas
that
spans
over
years.
This
multidisciplinary
staff
will
be
available for consultation as the need arises.
In addition to Dr. May, the
contractor
also
has
on
its
staff
another
physicist
who
has
extensive
experience
in
phenomenological
research
involving
psychoenergetics
investigations.
Dr. Angelo has over 10 years of involvement in this field
in a project management capacity and at applications research levels.
c.
(U)
Due to this background of expertise and unique qualifications,
and due to additional knewledge generated thus far under the existing DIA
phenomenological
research
contract
(MDA
908-91-C-0037)
,
the new research
requirements in this area can only be satisfied by the Science Applications
International Corporation
(SAIC) .
By doing so, duplication of effort can be
avoided and maximum research effeciency can be achieved.
d.
(S/NF)
The contractor also has an extensive classified data base
which
has
co-mingled
with
both
government
and
proprietary
data
that
is
essential
for this
contract.
It would
require
several
years
for
a
new
contractor
to
achieve
the
present
level
of
expertise
and
competence
possessed by Dr. May and Dr.
Angelo.
This would create a serious delay in
pursuit
of
appropriate
research,
in
achievement
of
application-oriented
results
and
in
understanding
potential
threat
posed
by
similar
foreign
activities in this area.
6.
(U)
Efforts to Obtain
Competition:
Due to the uniqueness
of this
research
area,
there
are
no
other
qualified
research
facilities
and
personnel
available to
satisfy
this
contract.
To
bring
other potential
organizations up to speed would not be possible without unacceptable delays
or additional costs.
7.
(U)
Action to
Increase
Competition:
Every effort will be
fnarte to
release research results as widely as possible to attract other potential
researchers.
Not only will this be accomplished through specialized
(and
properly classified)
channels, but also appropriate portion will be released
at unclassified levels to attract interest in academic facilities.
8*
(U)
Market
Survey:
Based
on
the
significant
advantage
that
SAIC
possesses in this area, a Market Survey would not serve a useful purpose at
this time.
9 •
(U)
Interested Sources:
No other source has expressed an interest in
this requirement.
10.
(U)
Other Factors:
a.
(S)
Acquisition data availability;
Data from previous government-
sponsored research is available in DIA.
Since this was part of a controlled
access project,
every effort will be made to downgrade, and where practical,
declassify basic aspects of the research.
This will,
in time,
generate a
wider interest in this field.
sy
SECRET/NPORN
2 A
SECRET
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: CIA-RDP96-00789R003000460008-1
SECRET
b.
(U)
Subcontracting Competition:
The same basic reasons for this
other than full and open competition for SAIC also apply to subcontractor
selection.
There are only a few individuals/facilities available that have
ary established expertise for supporting a portion of this unique research
area.
It would not be timely or cost advantageous to the government for the
Contractor to pursue competitive action for the highly specialized support
that may be required.
11.
(U)
Technical Certification:
I
hereby
certify
that the
supporting data under ny
cognizance which are
included in the J&A are accurate and complete to the best of my knowledge
and belief.
Name:
Date:
Title:
Signature:
12.
(U)
Requirements certification:
I
hereby certify that the
supporting data under my cognizance which are
included in the J&A are accurate and complete to the best of my knowledge
and belief.
Name:
Date:
Title:
Signature:
13*
(U)
Fair
and
Reasonableness
Cost/Price
Determination:
A detailed
technical
and cost
proposal
will
be
required
from the
contractor,
SAIC.
Prior
to
award,
the
Government
will
conduct an
in-depth
analysis
of
all
technical
and
cost
aspects
of this requirement.
Based on the
outcome,
a
fair and reasonable cost will be negotiated.
Therefore,
I hereby determine
that
the
anticipated
cost
for
this
contract
action
will
be
fair
and
reasonable.
14.
(U)
Contracting Officer Certification:
In accordance with PAR 6.303-2
(a)
(12)
,
I hereby certify that the facts and
representation under my
cognizance,
which
are
included
in
this
J&A,
are
accurate and complete to the best of my knowledge and belief.
Date:
NAME:
Contracting Officer
SECRET/NOPORN
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Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1
SERVICES QUESTIONNAIRE
Requirement Document No. 330/026Z/92
TEHJE:
External Analysis and Development
The following questions are to be answered by the individual initiating the
procurement request for contractor support services, and will be used by the
CD in determining whether the services are nonpersonal.
1.
USE NKTCKE OF IRE WCRK
(A)
To what extent can the Government obtain civil servants to do the
job?
Agency and other government personnel are not available with the
reouisite skills and analytical background.
(B)
Does
the
preposed
contractor
have
specialized
knowledge
or
equipment which is unavailable in the Government?
If the answer is in
the affirmative, describe the specialized knowledge or equipment.
Ihe
Contractor
has
unique
knowledge
of
this
rhencmenological
area.
The contractor has employees that are recognized leaders in this field
of
analysis.
They have a
classified data base which has co-mingled
both government and proprietary data that is absolutely essential for
the successful completion of this contract.
(C)
To what extent do the preposed services represent the discharge of
a
Governmental
function
which
calls
for
the
exercise
of
personal
judgment and discretion on behalf of the Government?
Not at all.
(D)
To what
extent
is the requirement for services to be performed
under
the
preposed
contract
continuing
rather
than
short-term
or
intermittent?
This requirement is expected to be a continuing task.
2.
OCNTRACTOAL PROVISIONS GGNCERNING THE OCNTRACTOR'S EMPLOYEES
(A)
To what extent does the Government specify the qualifications of
or reserve the right to approve,
individual contractor employees?
Security and possible specification of contractor expertise.
Page 1 of 4
Enclosure 5
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(B)
To what extent does the Government reserve the right to assign
tasks to and prepare work schedules for the contractor employees during
the performance of the contract?
Not at all.
(C)
To what extent does the Government retain the right
(whether
actually
exercised
or
not)
to
supervise
the
work
of
the
contractor employees, either directly or indirectly?
Not at all.
(D)
To what extent does the Government reserve the right to supervise
or control the method in which the contractor performs the service, the
number
of
people he will
employ,
the
specific
duties
of
individual
employees, and similar details?
Not at all.
(E)
To what extent will the Government review performance by each
individual contractor employee,
as opposed to reviewing a final product
on an overall basis after completion of the work?
Not at all.
(F)
To
what
extent
does
the
Government
retain
the
right
to have
contractor
employees
removed
from
the
job
for
reasons
other
than
misconduct or security?
Not at all.
OTHER PROVISIONS OF THE GCNUfflCT
(A)
Are the services properly defined as an end product?
Yes.
(B)
Is the contractor undertaking a specific task or project that is
definable
either
at
the
inception
of
the
contract or at
seme point
during the performance, or is the work defined on a day to day basis?
The contractor is undertaking a specific project which is defined at
the inception of the contract in the Statement of Work.
(C)
Will payment be for results accomplished or solely according to
time worked?
Payment will be for results accomplished.
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(D)
To what extent will the Government furnish the office or working
space,
facilities,
equipment,
and supplies necessary for contract
performance?
None required.
4.
AEMINISBRKriON OF THE OCNTRaCT
(A)
To what extent are contractor employees used interchangeably with
Government personnel to perform the same functions?
Not at all.
(B)
To what extent are the contractor employees integrated into the
Government's organizational structure?
Not at all.
(C)
To
what
extent
are
any
of
the
elements
in
(2)
and
(3)
above
present
in the
administration of the contract,
regardless of whether
they are provided for by the terms of the contract?
Not at all.
5.
OTHER OCHSUMOTICNS
(A)
Is the requirement the result of an unsolicited proposal?
If so,
describe.
No.
(B)
If the procurement is sole source, why is it sole source?
The proposed contractor has unique personnel and proprietary approaches
to this area as discussed in lfBK
(C)
What is the potential for follcw-on procurement?
There
is
some
potential
for
follcw-on
procurement
depending on the
nature and extent of
achievements
in the
subject
area.
The current
state of this field of study is judged to be on the threshold of
breakthroughs which would radically change the nature of this
requirement.
(D)
If
it
is
significant,
will
the
Government
become
irrevocably
committed to sole source procurement?
Not
likely.
If
anticipated
developments
materialize this
field
of
study
could
become
much
more
popular
with
a
greater
number
of
contractors and academic institutions.
¥
Page 3 of 4
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SGI J
Prepared by:
Code:
ODT-S
Date:
10 February 1992
Pursuant to the FAR and on the basis of information contained above and a
review of the referenced acquisition request,
it
is my determination that
the
services
to
be
procured
are
nonpersonal.
(Reference
parenthetical
weights on various factors in the FAR.)
Procuring Contracting Officer
I concur, and believe that the Contracting Officer's judgment may reasonably
be made under the FAR.
Counsel
Page 4 of 4
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STATEMENT
RESEARCH OF PLANNED, CN-GOINS,
AND COMPLETED STUDIES
Research by my staff indicates, to the best of our knowledge, that there is
no
other
kncwn
similar
or
collateral
study
or
analysis,
planned,
in
progress,
or completed vhich fulfills the objectives or specific intent of
this
proposed
contract
study:
Phenomenological
Research
and
Analysis
(Purchase Request # 330/026Z/92)
.
PREPARED BY:
Date:
ODT-S
SGI J
CERTIFIED AS ACCURATE
AND COMPLETE:
Date:
JOHN T. BERBRICH
Director
Office for Scientific and
Technical Intelligence
Enclosure 6
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1
SG1D Approved For Release 2000/08/08 : CIA-RDP96-00789R003000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000460008-1
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1
FAC 90—7
SEPTEMBER 23, 1991
PART 53—FORMS
53303-DD-254
DEPARTMENT OF DEFENSE
CONTRACT SECURITY CLASSIFICATION SPECIFICATION
(The requirements of the OoO ksdustrUt Security Menu*! eppty
to sff security aspects of this effort)
2,
THIS SPECIFICATION
IS FOR; (x
ocmv^ctt ** sepvc»b*c)
1. CLEARANCE ANO SAFEGUARDING
«.
fAOUTY CLEARANCE REQUIRED
TOP SECRET
fa.
LEVEL Of SAFEGUARDING WQLHWO
SECRET
3. THIS SPECIFICATION
IS; (xw
«.
PRIME CONTRACT NUMIER
*.
ORIGINAL fC&mpict* 4*tr M # ciw i)
041* (YYUMDO)
b.
SUBCONTRACT NUMBER
X
b.
revised <S«peoedct
pr*vio<js ftpeo)
Revfaioo NO.
Oet* frruMDO)
<-
SOUOTATION OR OTHER NUMBER
Ove Oete (YYUkiOO)
C
FINAL {Co*y>4ete Wem $ M oH c*t*i)
04 te (miMOo;
4.
IS THIS A FOLLOW-ON CONTRACT?
|
| yes
0*WNcd
rtcefctd or fetter*ted wndtf
5.
IS THIS A FINAL OD FORM 2S4?
*n
to tfae contnooA rMtucit «Uted
NO. K Y«, oompMf t*vc foUowfatg;
<Pnced*v Cootrmct Number) fa trenefeered to
tfafa Mow-ofl contract.
NO. N Vet. complete
tfae following:
. memtonoEtfae identified d«i«rtied rntterUI fa *v*fa<xit«d for tfae petted o<
6. CONTRACTOR
flncfcd« CwnmwoW end Cownm«rt
(CAGE) Code)
4.
NAME. AODRESS. ANO ZIP COOE
SAIC
1010
El
Camino
Real
Suite 330
Menlo Park,
CA 94025
7.
SUBCONTRACTOR
•.
NAME. AOORESS. ANO ISA COOt
8,
ACTUAL PERFORMANCE
«.
LOCATION
fa.
CAGE COOL
c
COGNIZANT SECURTTY Off ICE
Address. end Zip Code)
0IS
Presidio of San Francisco
Bldg 35,
Rm 14
0RFC9
San Francisco,
CA 94129-7700
fa.
CAGE COOt
I
C.
COGNIZANT SECURITY Off ICE
Addm*.W Zip Code)
fa.’ CAGE COOE
I C
COGNIZANT' SECUR/TY Off ICE (Weme. Addreo. end Zip Code/
same as
6. a.
9.
GENERAL IDENTIFICATION OF THIS PROCUREMENT
R&D Contract:
Research and Analysis
10.
THIS CONTRACT WILL REQUIRE ACCESS TO
B.
COMMUNICATIONS SECURITY (COMSCO INFORMATION
fa.
MSTWCTtO OATA
c.
CRITICAL NUCLEAR WEAPON DESIGN INFORMATION
d.
formerly restricted oata
e.
INTELLIGENCE INFORMATION;
(1 ) SctWWc Gompertmented information (SO)
Q) NomSCI
f.
SPECIAL ACCESS INFORMATION
g
NATO INFORMATION
fa.
fORGCN GOVERNMENT INFORMATION
UMITCO DISSEMINATION INFORMATION
|
FOR OfFlOAt USC ONLY INFORMATION
fa.
OTHER (Spodty)
DD Form 254. DEC 90
11. IN PERFORMING THIS CONTRACT. THE CONTRACTOR WILL
IBM
ija i
f
ii j itrp i«i trzFV
!«
CM iVi F.V« i IV.a
,1
n7Iilf?LKiT7>l.m d!¥1
fa.
RECEIVE CLASSIFIED DOCUMENTS ONLY
C
RECEIVE ANO GENERATE CLASSIFIED MATERIAL
4.
FABRICATE. MOCHFY, OR STORE CLASSED HARDWARE
e.
PERFORM SERVICES ONLY
fa.
REQUIRE A COMSEC ACCOUNT
I.
NAVE TEMPEST REQUIREMENTS
J
HAVE OPERATIONS SECURITY (OPSEQ REQUIREMENTS
fa.
•€ AUTHORIZEO TO USE THE DEFENSE COURIER SERVICE
I.
OTHER Goecriyj
OoD 5200
. 17{M-2) ; DIAM 50-3;
DIAM
50-5 apply
Previous editions ere obsolete
.
Approved For Release 2000/08/08
: CIA-RDP96-00^ftbff3(fo0460008-1
53-211
Approved For R^4^^^00?)/0§^TiMfl©?,i§*(^^9R003000460008-1
53303-DP-254
•
FEDERAL ACQUISITION REGULATION (FAR)
12 . PUBLIC tUEUASL A*»y Wonnrtiofl jtUaXM f 40»*oM)
to tM» contract «*»N ohm b* wkwd for pubUc
«*c*p< m. p*v*tdW by
t+wtry bUoMMt «r twbw * h« btw •*****"•4 for pUrfk otkoH by fVroprUt» U.S. CooWWxM wtbodty. IVopotW ftoWk nWt *h*« b« obmHt*4 for
I
tMrtct
| TW^ &~<Xy):
No public exhibition of
SCI authorized.
totb* Otwtormfor frttdom of btforwwotkw *od Woxfry ft«vf*w# OfAc* of tSo AtthM t+cmtry of Dcf«o*« (TvWk Aff*ki) # for wvfew.
• In tS* CM* of rs<HvOoO Utor Ayoftdn. r*<*v«ti, fortffcdowr* »K*« fc* tubmmtd to tK*t •^rwy.
«h«bM
frfor to
II. SECURITY GUIDANCE. TH< **<vrfty d*t*K.atk>* ffvkUr\oe
for t*es
rffort fc
btlow. K ooy dmtcufty k *ncounx*r*d to wfyMfl thb yvtdorvaror »f *r>y otKor
cootHbwtMg factor b%dk*t« •
for ch^r^t to tKH yo*i*«ce. tS« conw*<tor n *vthorii«ei *r>d ervn>vf *-j*d to pw-Ovk** ftcommryy^f
to cfv»fW^ tive go+d*r\oe or tht d*Wfk»tk>n
to fvy *rtform«tk>o or rrv#ter^ ftrmJaKod <* 9<e%<r«lcd
tKl* <oov*<X
to
*oy *v**Uom for totrrprruUoo of tfwv gt-d-aesc* to tM oHk>*i kfootrft«f b«4ow. ftnrfWig
«b* tMoon*tloo trv^o*>r*d »H*M tx K*odkd *M protected *t t*>* K^Kert kv«f erf deWf-ortion ewigrvtd or f^co^vneesded
(f** *% «f *f*»"c*v**r* fort** <Ua*W<*foct. Artx^or
tevfor »ep*wr OVT^>orKfroor.
afoo^TKvii^odc^erfc^^ nnWoot^
Adrf*tfortao**f p**er#**
to p*w*fe CMnpfefo
a.
This contract
requires access to SCI.
The Director,
Defense Intelligence
Agency has exclusive security responsibility
for such
information
released to
the contractor or developed under this contract.
DIAM 50-5,
Volumes
I
and
II
provide the necessary guidance for physical,
personnel
and information security
measures and
is
a
part
of
the security specifications
for this contract.
DCASR
is relieved of
all
responsibility
for all
SCI material
for
information released
to
the contractor under
this contract.
Access
to
SCI
limited
to
US govt
SCIF-
b.
All
contractor personnel
to be granted access
to all
classified
information
released or generated under this contract must
be U.S.
citizens granted
a
final
security clearance by -the Government prior
to being given access.
Immigrant
aliens,
interim cleared personnel
or personnel
holding
a contractor granted
CONFIDENTIAL clearance are not
eligible
for access
to classified information
released or generated under this contract without
the express permission of
the
Director,
DIA.
c.
Classified material
released or generated under this contract
is
not
releasable to Foreign National
without the express permission of the Director,
DIA.
(continued)
14. ADDITIONAL SECURITY REQUIREMENTS.
M-guFreirveiits, ki *ddrt*oo to <SM reqvrcerTvents, ere est*WHIved f<x this cooir»ct_0V Vet. adenr/iy n\<?
9*rtb****t coAtnctwtdMttki thcaxrtr+ct <toam>*ntft^.orpny*^ •ntppcopritttitUtmcnt
the
rrovVdc
* o>py of the fe<t*****i>***ts to the mgnizent teaxtty office. Utettem 13 if #ddrf>o/v*/ tp+et i* i+t*rd*dj
I X
I
I
1 »«»
DIA document 0DT-S-1040-S:
contract MDA908-91-C-0037:
"Contractor Security Procedures Guide,"
for
15. INSPECTIONS. Cfwcmj. of tfo* convect wt otrtskte t#>e mpcciJo* mpom^nKty of tfve cog fdrent *«vrtty office,
(tf r«, ttpUks *od identify specie
| V
I Y
#<T« *< ******** <*fv*dc<rt»<>dtt>*»<xh^rtv>onfX>i* foe arapo^on*. trterttm
if*Mtk>**t tp+<r *
i A
I
DIA has exclusive security responsibility for any SCI
classified information developed or related to this contract.
K. CERTIFICATION AND SIGNATURE. Security requirement* stated herein are complete and adequate for safeguarding the classified
Information to be released or generated under this classified effort A# questions shall be referred to the official named below.
b.
title
COL USA, DIRECTOR, OFC OF
SCTY AND
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a.
AOOMSS 0Kfcd< Zv Cod')
Defense Intelligence Agency
Washington,
D.C.
20340-0001
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17. REQUIRED DISTRIBUTION
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COCWIZAMT «ctrwrr Office fo^ rwMt ano wtcotmuCTOA
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u.s. Aarvmr resaoksisu foa ovf astas sccuwty administration
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AOMINtSTAATTVC COffTRACTtNC OffICEA
f.
OTHERS AS NECESSARY
DSO-EB
DD f6rm 2S4 Reverse, DEC 90
53-212
Approved For Release 2000/08/08 :%IA-RDP96-00789R003000460008-1
SG1A
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SG1A Approved For Release 2000/08/08 : CIA-RDP96-00789R003000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000460008-1
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1
AAP NO. /PR NO. 330/026Z/92
8.
OTHER CONSIDERATIONS^—
SGI
J
9.
Roocmnended
COIR ocnpleted required COIR
course cn
1 MAR 1991
.
10 . suEwrnTD by
(Signature and date)
11. GQNCOR
OCNCUR:
HEAD OF MAJOR MOMENT
(Signature and date)
OCNCUR:
OC
(Signature and date)
AHRCMHD BY: ASSISTANT DEPUTY DIRECTOR
FCR PROCUREMENT:
(Signature and date)
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000460008-1