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UttTCEM CONTRACT TCRMAT
PART I - THE SCHHX1LE
SBCHICN B - SQPFUES/SHWICES AND PRICES
B.l
SERVICES AND PRICES
IJNE nuf DESCRimxy
ocbneeiy
jwxhp
0001
E>ctemal RDT&E in accordance with
1 Lot
$ 400 000
specifications set forth in Section c.
(Subsections 6.1 through 6.4).
0002
Reports
0002AA
Workplan Milestone Report
0002AB
Progress Reports
0002AC
Special Report
0002AD
Final Technical Report
0002AE
Variance Report
0002AF
Technical Briefing
0003
Quick Reaction Capability
NSP
NSP
(est)
NSP
NSP
NSP
As needed
NSP
As needed
Page 1 of 7
Enclosure 2
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PART I - THE SCHEDULE
SBCTICN C — I»9CRirTICN/SPBCTnCATICKS
C.l.
WCEK
STATEMENT:
Under
this
contract,
the
extractor,
as
an
independent
contractor,
and not as an
agent,
servant,
or employee of the
Government,
utilizing
special
knowledge
and
techniques
possessed
by
and
available to the contractor,
shall furnish all labor, equipment,
facilities,
services, and materials, necessary for the performance of the work set forth
belew:
See Statement of Work,
Enclosure
3, and DD Form 1423
(Contract Data
Requirements List) dated 26 Jan 89 attached in Exhibit A.
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PART I - THE SCHEDODUE
SECEEON F - DELIVERIES OR PEOTCBMftNCE
F.l
TiHE OF DELIVERY:
Hie work and services required under Section B shall
be ccmpleted/delivered as specified on Enclosure 9.
F.2.
THW OF OCNERACT:
F.2.1.
The work required by task 6.1 through 6.5 shall be performed
during the period commencing on the effective date of this contract and not
to exceed 18 months in length.
F.3.
PLACE OF FEKPCEHANCE:
The work under this contract shall be performed
at the contractor's facilities unless otherwise provided in this contract.
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PART I - THE SCHEDULE
SECTION H - SPECIAL IHOTTXEGNS
H. 1.
DISCXOSORE OF INEOBMATICN:
S^11 ^ disclose “V information under this contract,
including the
following,
to any person unless
(i)
it
is required
for the
performance
of
this
contract
or
(ii)
the
individual
is
specifically
authorized in writing by the Contracting Officer to receive the informaticau
(1)
The contract schedule and technical data incorporated therein.
(2)
Sponsorship of the contract.
(3 )
The
Government’s
use,
following:
interest
in,
or
application
of
the
(a)
The
contract
schedule
and
technical
data
incorporated
therein.
(b)
Purchase description,
specifications and drawings.
/j\
^cien^'^ic studies, research, development and design service,
(d)
Components,
devices, equipments and systems.
(s)
Techniques, methods and processes.
(f)
Details and/or results of performance.
b *
. Disclosure
by
the
contractor
which
require
specific
written
authorization
from
the
Contracting
Officer
include
information,
whether
written or oral, to be revealed in open publications, technical conferences,
symposia,
meetings,
periodicals,
journals,
brochures,
advertising,
films,
photographs,
fact-sheets, or other material prepared for open publication.
c.
When prescribed by the
Contracting
Officer,
the contractor agrees to
insert in subcontracts and purchase order hereunder provisions which shall
conform substantially to paragraphs a and b.
Normally these provisions will
not be required by the Contracting Officer in purchase orders for standard
caranercial
items
which have been
sold
or
offered
for
sale to the public
commercially by any supplier.
d.
The
provisions
set
forth
in
paragraphs
a,
b,
and
c
shall
not
be
construed to preclude the
_ contractor from otherwise
using,
for
its normal
commercial
purposes,
information,
techniques,
processes,
methods
developments ,
components, devices,
equipments,
systems, and proprietary data
employed
an
the
conduct
of
the
work,
except
that which
is
specifically
developed for or as
a result of this contract,
or which is precluded from
release
(fee
to
its
classified
nature.
in
so
using
the
information as
authorized
by
this
paragraph
the
contractor
(i)
shall
not
disclose
any
information conoeming the sponsorship of this contract, or
(ii)
the
nature
of
the
Government’s
interest
in
and
application
of
the
subject matter of this contract.
e.
The contractor will submit to the Contracting Officer for clearance and
release six
(6)
copies of the material at least four
(4) weeks in advance of
presentation or publication.
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^'as^ntative
(COD!) .
Die COTR Will maintain reSrtl
the Gover^SSrSrSS^ot^J^.**"***^ “* »•»» to
H.3.
SBCCREEY RETIREMENTS:
f ‘
J?
1®
Contractor
shall
maintain
and
administer
a
securitv
nrnerram
in
accordance
with
Don
s??n
TT"
becuriT:y program
an
+.K^.„ v0
5220. 22-M
Industrial
Security Manual
and
DIAM
50-5.
Scurtoj CentreeS^tte^
available
fQr review in the
office of the
atfcarfSf ™
of
re(2uijred security clearance, as set forth on the
rS^^^nfwTi^ft
(Con^act Security Classification Specification)
will
to P^0™m accordance with the terms and conditions
°°ntract -
A*
a
result
the
contract
is
subject
to cSStK
accordance with the clause entitled "Default."
J
default
in
c.
The ferment reserves the right to direct any Contractor emolovee to
be removed from performance, direct or indirect, whenever there
warranted in the interest of national security,
whetheir or nefctoe cS2 if
°f
,
Efficient
severity
to
warrant
actio^
to
Sahf^Sfi^
security
clearance.
me
Govemmer? a^
r^erves
the
right
to
direct
ary
contractor enployee to be removed frm
performance, direct or indirect,
for the period^t^ nSe^^rS^nS^
any
investigation of
alleged misconduct which may,
in the opinion of the
Contracting Officer,
jeopardize the security of the project? ^
d.
Military security requirements in the performance of this contract <han
be "attained
in
accordance with the DD to 254 cortainS ifSSi<^
ito ^^^-
1^S
lf
n
CatlC
!n ^VOlVed ^ ^ Performance of this contract is
Intelligence
(SCT) .
ohis contract document
proceS^'SI?^?
use
.
3117
electronic/electrical
information
processing equipment in the possession of the Contractor for the nimw nf
Qr
.
classified
iltfanmtion^mcte
without the written permission of the Contracting Officer.
H.4.
CHAttSE IN KEY PERSONNEL:
The Contractor shall notify the Contract- inrr
PriT ^
“V a-"**
In
the persJ^T
d^Saff
to ^ contract ‘
^e ContXStc?mS
^
qualifications of the protective personnel are equal
or better than the qualifications of the personnel being replaced.
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H.5.
USE OF BOHAN StBJBdS:
a.
DEFINITIONS:
Subject :
An individual about whom an investigator conducting
research
obtains
data
through
interaction
with the
individual,
including
both physical procedures and manipulations of the subject or the subject's
environment.
The term does not include military or civilian personnel who
are qualified to test
try assignment to duties that call
specifically for
such qualifications such as test pilots and test engineers.
2.
Non-U. S.
active duty.
.Citizens:
Foreign
nationals,
excluding,
personnel
on
3.
Research:
The term does not include individual or group training
of military personnel such as conbat readiness,
effectiveness,
proficiency,
or fitness exercises.
b.
GENERAL GUGTOANCE:
contractor shall conduct research using human subjects at all
times
so
as
to be
in
full
compliance with
all
applicable
laws,
federal
regulations and DoD instructions .
Among them are:
^
. a *
CFR
Health
and
Human
Services
(HHS)
Regulation.
"Protection of Human Subjects";
_
•
k*
1?
u* s * c *
Section
980,
"Limitations
on
Use
of
Humans
as
Ejqjerntvental Subjects";
_
.
.
.
. c '
1)00 Directive
3216.2
(January
7,
1983)
"Protection of Human
Subjects in DoD-Supported Research"
;
2.
Safeguarding
the
rights
and
welfare
of
subjects
at
risk
in
activities
supported
by
this
contract
is
the
responsibility
of
the
Contractor.
Compliance
with
this
contract
will
in
no
way
render
inapplicable pertinent
federal,
state,
or
local
laws or regulations.
In
order
to
provide
for
the
^ adequate
discharge
of
this
iristitutional
responsibility,
no
activity
involving human
subjects
under
this
contract
shall
be undertaken unless
a
contractor Human Use Review Board
(CRB)
has
reviewed and approved such activity.
3.
The contractor must provide the Contracting Officer with a written
assurance that
it
is
in
compliance with all
provisions
of
45 CFR 46 HHS
Regulation,
"Protection of Human Subjects", as amended.
4.
The
Contractor
will
assure
the
Contracting
Officer
that
the
identities of all subjects will be protected.
5.
Informal
consent
must
be
obtained
in
writing
from
each
human
subject before research is undertaken.
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6.
The Contractor shall provide all necessary medical care to research
subjects
for
injury
or
disease
which
is
the
proximate
result
of
participation in the research.
7.
Studies
conducted
outside the United
States,
its
territories or
possessions,
shall be conducted
in compliance with all
laws,
customs,
and
practices of the country in which the study is to be conducted.
c.
KEOUIKEMEOTS FOR REPORTING AND DOOMENIATION:
1.
Copies
of
all
documents
presented
or
required
for
initial
and
continuing review of the
CRB,
e.g. ,
Board minutes pertaining only to the
contract,
record of subjects consent,
transmittal on actions,
instructions
and conditions resulting frcm Board deliberations addressed to the activity
director,
are to be retained by the Contractor for at least three
(3) years
after
completion of the research.
All documents
shall be accessible for
inspection
during
normal
working
hours
by
the
DIA
COIR
or
authorized
representative
.
2.
Except as otherwise provided by law,
information in the records or
possession of the
Contractor which refers to or can be identified with a
particular subject may not be disclosed except:
a.
With the
consent
of
the
subject of his
legally authorized
representative , or
b.
As
may
be
necessary
for
the
DIA to
carry
out
its
legal
responsibilities
.
3.
Upon
expiration or termination of this
contract,
a
list
of
all
unused test material shall be provided to the DIA Contracting Officer.
4.
The
Contractor
shall
immediately
notify
the
DIA
Contracting
Officer,
by telephone,
of
inquires
from sources outside the Department of
Defense concerning the use of human subjects under this contract.
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SECRET
STAI0JENT OF VCHK
FOR
IHSJCHEN2BXCTCML RESffiRCH AND ANALYSIS
1.0
(S/NF) PURPOSE:
The purpose of this effort is to conduct research and
perform select analyses of anomalous phenomena.
2.0
(U)
BACKC2SDGND:
2.1
(C)
Phenomenological research and analysis as intended by this
contract
refers
to
anomalous
phenomena
associated
with
human
abilities.
Investigations
in
this
area
have
sometimes
been
referred
to
as
Remote
Viewing
(KV)
,
Extrasensory
Perception
(ESP) ,
and
recently
Anomalous
Cognition
(AC)
or Anomalous Phenomena
(AP)
.
Foreign researchers have also
used the term psychoenergetics to describe aspects of these areas.
„ -
-i p
2,2
(S/NF)
the past sixteen years DIA has followed the field of
b(j1b
psychoenergetics for two basic reasons:
2.4
(S/NF)
In
1983
a
report
with
project
findings
was
sent
to
congressional
intelligence
and
appropriation
cccmittees.
The
report
affirmed
the existence
of
remote viewing phenomenon and recommended that
additional
research
for
quantifying
and
developing
remote viewing
as
an
intelligence collection tool be pursued.
This recommendation was endorsed
by a
special
Science Panel that met to review the project findings.
This
panel also affirmed that the contractual research was scientifically sound
and urged that basic and applied research in psychoenergetics be continued,
its scope expanded,
and that other laboratories be involved.
SECRET/NOFORN
Classified By:
DIA/DT
Declassify On:
QADR
Enclosure 3
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SECRET
2.5
(S/NF)
The
first
opportunity
to
expand
this
research
scope
occurred in
1985.
The Department of the Amy's Surgeon General Office for
Research
and
Development
(DASGRD)
initiated
a
five
year
research
and
development program.
The SGRD program centered on two main aspects:
basic
anomalous phenomena understanding,
and applications-oriented research.
DIA
established close ties with this R/D effort to ensure that applications
research would be adequately pursued.
2.6
(S/NF)
in 1987,
it became apparent that SGRD funding might not be
available to carry through to the end of the five year period.
Consequently
,
additional funding was sought by DIA and acquired through funding transfer
action
by
the
House
Appropriations
Committee
(HAC)
.
This
funding
was
provided to DIA; MIRK action to the SGRD contract was the most expeditious
method of allocating this funding.
2.7
(S/NF)
Results
of
this
effort
yielded
several
findings
of
breakthrough
potential.
Subsequently,
follow-on
research
support
was
provided to DIA by Congressional action for FY91; DIA was identified as the
executive agent due to long-standing knowledge and expertise in this area.
Both
R&D
and
O/M
funds
were
allocated
for
continuing
basic
and
applied
research,
for
applied
investigation
and
for
assisting
in
assessment
of
relevant
foreign
research.
Additional
funds
were
also
provided
by
congressional
action
in
FY92
to
continue
this
effort
and
to
start
new
research.
3.0
(S/NF)
OBJECTIVE:
The objective of this contract is to continue the
most premising basic and applied research in this area that resulted from
the FY 1991 effort.
.
It also includes follow-on to exploratory work in order
to demonstrate statistical significance and identify underlying parameters.
4.0
(S/NF)
SCEPE:
Basic research, applied research and -threat assessments
will be accomplished for this phenomenological area.
5.0
(S/NF)
TECHNiaUVamER (XNSIDERATXCNS:
5.1
(S/NF)
All
research
activities
and
findings
resulting
from
previous
programs
in
psychoenergetics
shall
be
brought
to
bear
on
this
effort.
In addition,
expertise in multidisciplinary areas throughout SAIC
shall be made available as consultants or for special support as required.
5.2
(U)
Specialized support,
if not available at the contractor, can
be obtained via consultant or subcontract efforts with prior approval by the
ODER.
Every
effort
should
be made to
insure
such
support
is
from the
recognized experts in the field.
Sene of the specific tasks in section 6.0
can be performed in unclassified facilities.
.
: 3
(S/NF)
Ibis effort will utilize a technical review group
(e.g., a
Scientific
Oversight
Ocmmittee,
a
Human
Use
Review
Panel
and
a
Policy
Board) that was established in the previous effort.
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SECRET
5.4
(S/NF)
Seme of the experiments/investigations required to fulfill
this contract may require participation of select government personnel.
All
sudi investigations will be fully planned and coordinated with the OOTR and
will be under the purviews of the SOC and the Human Use Review Committee.
5.5
(U)
Should unforseen schedule of other issues arise concerning
any of the specific tasks identified in section 6.0, the COTR will be given
immediate notice.
If necessary, adjustments to priorities and schedules can
be approved by the ODTR if there is no cost or other inpact on the over-all
program.
Ihe
OOTR
will
also
review/approve
all
anticipated
research
protocols.
5.6
(ip
All
items
in sections
6.0 and 7.0 will be funded
frera R&D
funding provided by this contract, and shall be expended NET 18 months after
contract
award.
Accounting
procedures
to
clearly
identify
the
R&D
expenditures shall be implemented by the contractor.'
5.7
(U)
Terms of reference and additional task details are on file by
the
COTR and will be provided to the
contractor to
insure adequate task
understanding.
This material
is contained in DIA publication DT-S-1007-S,
29 NOV 1990.
6.0
(S/NF)
SPECIFIC TASKS:
*
6.1
(U)
Basic Research:
6.1.1
(U)
Biophysical Measurements
(Follow-on to SOW 6.3.1 in
PR 330/012Z/91)
:
6. 1.1.1
(S/NF)
Determine how magnetoencephalograph
(MEG)
measurements
correlate with
counterpart
electroencephalograph
(EEG)
data.
Uiis
effort
will
assist
in
simplifying
over
all
brain
wave
measurement
activity , will form the initial phases of the larger data base required for
establishing
statistical
significance,
and
will
assist
in
screening/
selection.
.
.
.
.
6. 1.1.2
(C)
Perform
refined
MEG
data
analysis
for
individuals
involved
in the
previous
effort
for the purpose
of
isolating
neurophysical parameters that correlate with anomalous performances.
Uiis
analysis
will
use
new/improved
statistical
procedures
not
available
in
previous efforts.
6.2
(U)
Data Patterns/Correlations
(Follow-on to SOW 6.3.2 of
PR 330/012Z/91)
:
.
6.2.1
.
(C)
Extend
analysis
of
sender/no
sender
analyses
to
include new statistical evaluation methods involving artificial intelligence
procedures
for high performance
candidates
identified during the previous
effort.
Develop implications regarding target-individual match.
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SECRET
6.2.2
(U)
Examine
all
relevant
MEG/EEG
data
and
worldwide
anomalous cognition research to identify performance testing/patterns and to
help isolate key physical/psydhological/biophysical parameters.
6.3
(U) Applied Research (Follow-on to SOW 6. 2. 3. 3 in PR 330/012Z/91)
6.3.1
(S/NF)
Conduct
long
distance
anomalous
corritunication
experiments that involve leading candidates identified in previous research.
The
key
variable
will
be
location,
and
will
involve
controlled
sites
selected by the COIR.
6.4
(U) Theoretical Issues
(Follow-on to SOW 6.2.5 in PR 330/012Z/91)
6.4.1
(U)
Perform
anomalous
phenomena
experiments
in
the
presence
of
select
sensitive
instrumentation
that
may
help
identify
underlying physical parameters.
Pilot work should include an off-the-shelf
Mossbaur device.
6.4.2
(U)
Identify
physical
mechanism
models
for
anomalous
cognition
and
develop
protocols
for
testable
experiments
using
select
individuals.
6.5
(U) Research Methodology (Follcw-on to SOW 6.4 of PR 330/012Z/91)
6.5.1
(U)
Provide appropriate research methodology support to
include reviews/approvals by the established Scientific Oversight Committee,
the Policy Board and the Human Use Review Panel for the follow-on activity.
6.5.2
(S/NF)
Provide
appropriate
management
support
and
appropriate
project
research
support
activity
to
include
document
preparation,
administration,
and
all
project
associated
travel
for
contractor
personnel,
consultants,
and other experts.
This task includes
research methodology assessment of related worldwide activity to search for
new
scientifically—sound
approaches.
Select
conference
attendence
or
sponsorship may also be required to identify new methodologies.
7.0
(U)
C0ICX REACTION CAPABILITY
(QRC) :
The contractor will maintain a
quick response capability and be prepared to respond in less than 24 hours
to problems
or unexpected
demands
fear brief technical papers that may be
developed during the term of this project.
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SECRET
8.0
(O)
AEI/X3ffirCN OF EFFORT:
The level of effort to be applied to eac*
ic task category is shewn in the following paragraphs.
B.l
(D)
SiD:
Basic Task No.
6.1
6.2
6.3
6.4
6.5
7.0
Allocation of Effort/ % Funding /R&m
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SECRET
CONTROL NO.
JUSTIFICATION AND APPROVAL
ICR OTHER IIIAN FUEL AND OPEN CCMPETITICN
(U)
Contracting Authority;
Virginia Contracting Activity,
p.
o.
Box
46563, Washington, DC
20050-6563.
I'
(U)
Authority
Cited:
U.S.C.
2304(c)(1);
FAR
6.302-1,
"Only one
Responsible
Source and no other
supplies
or
services will
satisfy Aqency
requirements."
^
3 ‘
Description of Supplies/Services;
Ihe Defense Intelligence Agency
(DIA)
preposes
to procure
Phenomenological Research and Analysis Services
for a DIA special activity program.
External assistance funds available for
this
Congressional
Directed
Program
total
$1,850,000.00.
This
purchase
request
(PR No.
330/025Z/92) provides $400,000.00 of this total amount as a
modification to an existing contract (MDA 908-91-C-0037)
.
ihe remaining R&D
funding
will
be
for
new work
and will
be processed
separately as
a new
contract.
j;*
(U)
Description of Action:
It is anticipated that a cost-plus-fixed
fee
contract will
be negotiated
and awarded to
satisfy this
requirement.
Funds are R&D as cited on Purchase Request No.
330/025Z/92.
5 *
(U)
Reason for Authority Cited:
(S/NF)
This
action
is
based
on
the
need
to
utilize
previous
research achievements developed under other DOD-sponsored R&D efforts.
Ihe
tulk of this prior R&D effort was provided by the Department of the Army's
Surgeon General Office
(SQ*D)
in 1985 and spanned several years.
This basic
and
applied’ research
effort
involved
Dr.
Edwin
May
as
the
principle
researcher and program manager.
Dr. May was at that time with the Stanford
Research Institute
(SRI),
Menlo Park,
CA.
He has since joined the Science
Applications
International
Corporation
(SAIC)
and has taken his extensive
data base and key research assistants with him.
Dr. May is regarded as the
leading
U.S.
investigator
in
this
phenomenological
area.
He has
been a
program manager in this area since 1986, and has a long involvement (over 20
years)
in this
field.
His extensive work history provides for continuity
not availabie from any other individual.
He is recognized by investigators
world-wide, and can easily remain current with relevant foreign research.
SECRET/NOPORN
Classified By:
DIA/OPT
Declassify By:
QADR
Enclosure 4
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
SECRET
research
°OI^
ract
.or
also uniquely qualified to perform such
research
due
to
their
extensive
background
in
interdisciplinary research
areas
that
spans
over
years.
This multidisciplinarT^ wi^Tte
for
. consultation as the need arises.
In addition to Dr. May, the
contractor
also
has
on
its
staff
another
physicist
who
has
extensive
experience
in
phenomenological
research
involving ps^oeSi^S
Dr
' ^
ngel° has OVGr 10 years of involvement in this field
in a project management capacity and at applications research levels.
.
,C>
J
U)
this background of exfxurtise and unique qualifications
and due to additional knowledge generated thus
far under
tire existing DIA
phenatienological
research
contract
(MDA
908-91-C-0037)
,
the
existing
contract
_ modification
requirements
can
only
be
satisfied
by
the
Science
Soi?
atl°nL
toter^
lonal Corporation
(SAIC)
.
By doing so,
duplication of
effort can be avoided and maximum research effeciency can be acldevS
T
,
•
, d ‘
(S/NF).
The contractor also has an extensive classified data base
essStiS
with
both
government
and
proprietary
data
that
is
essentiai
for
this
contract.
it would
require
several
years
for
a
new
extractor
to
achieve
the
present
level
of
expertise
Y
and
competence
possessed by Dr.
May and Dr.
Angelo.
This would create a serious delav in
°£q aPProPriate
research,
in
achievement
of
application-oriented
original eSLt^
°f
«»
research
Qbtain Q^Petition:
Due to the uniqueness
of
this
research
area,
there
are
no
other
qualified
research
facilities
and
personnel
available
to
satisfy
this
contract.
To
bring other
potential
o^SdSoSl SLte.
SPeGd WOUld
^
without unacceptabS delays
7 *
Action
to
Increase
Competition:
Every
effort will
be made to
release research results
as widely as possible to attract other po^iS
researchers.
Not only will
this be accomplished through specialized
(and
porta
at: unclassified levels to attract interest in academic facilities.
8 *
(U)
Survey;
Based
on
the
significant
advantage
that
satc
Posses^s. in this area,
a Market Survey would not serve a useful purpose at
?*.
(U)
Interested Sources:
No other source has expressed an interest in
indfra^
qU^
Q
h
>ent *
Recent
contacts
at technical
symposiums
on
this
topic
Sf
;
T)°y^^ VC^d
williry? t° enter
into this activity exSpt
^oss
. ^ ^
a
subcontractor.
Other researchers
in this field are hiahlv
^ecialized,
are located at universities or private foundati^, 22
want to engage in any classified or broad-based research at this time
SECRET/NOPORN
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
SECRET
HC^Ye
f'
effort wil1 be made to involve sane of these researchers as
subcontractors for unclassified aspects of this contract
researchers as
10 .
(U)
Other Factors:
a ‘
Acquisition data availability:
Data from previous government-
sponsored research is available in DIA.
Since this was part of a controlled
S
”adt
t° do“r«rade '
toe practical,
reSearCh ' ““ Wl11 ' “ tlme '
9enerate a
Subcontracting Competition:
The same basic reasons for this
other than
full and open competition for SAIC also apply to subcontractor
°nly a few individuals/facilities available that have
i°
r SUpP°rting a P01^^ of this unique research
ri^^uld
tnnely or cost advantageous to the government for the
O0"^tlVe SCtlOT £or «« highly specialized support
11 •
(U)
Technical Certification;
LIS'
^
data under my cognizance which
are
SS SSef
accurate and complete to the best of my knowledge
Name:
Title:
Date:
Signature:
12 •
(U)
Requirements Certification:
.oeiiify
ibat
the
supporting data under my cognizance which
are
teUef”
^ 816 accurate “0 complete to te bSt of my Pledge
Name:
Title:
Date:
Signature:
13.
(U)
Fair
and
Reasonableness
Cost/Price
Determination:
a
Hofa i n
S*™?1 ^
oost
proposal
will
be
required
from the cont^acL:
Prior
to
aws^d,
the
Government
will
conduct an
in-depth analysis
of
all
technical
and
cost
aspects
of this requirement.
Based on the outcome
a
tX?
reasonable cost will be negotiated.
Therefore,
I hereby dSSlne
reasonable.^
anticipated
cost
for
this
contract
action
will
be
fair
and
SECRET/NOPORN
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
APPROVAL
Based on the
foregoing justification,
I hereby approve the procurement
of
EHENCWENOIOGICAL
RESEARCH
AND
ANALYSIS
on
an
other
than
full
and
open
competition ha pH s pursuant to the authority of 10 U.S.C.
2304(c)
,
subject to
availability of funds, and provided that the services and/or property herein
described have otherwise been authorized for acquisition.
Date:
Signature:
Name:
Title:
SECRET/NOFORN
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
SERVICES QOESCTCNNAIRE
Bequirenent Document No. 330/025Z/92
TITLE:
External Analysis and Development
Ihe following questions are to be answered by the individual initiating the
contractor support services, and will
Se
00 in determining Aether the services are nonpersonal.
1-
THE NftTCRE OF THE WORK
(A)
To what extent can the Government obtain civil servants to do the
Juu*
Agency and other government personnel are not available with tho
requisite skills and analytical background.
(B)
Does
the
_ proposed
contractor
have
specialized
knowledge
or
equipment which is unavailable in the Government?
If the answer
is in
the affirmative, describe the specialized knowledge or equipment.
a^-^^ctor
has
unique
knowledge
of
this
thencmenolooical
S
h
T
aS ey
1°vees that are recognized leaders in this field
M^palysis.
They have
a
classified data base
whicdi has
co-m-irvtiid
^th^gyernment and proprietary data that is absolutely
the successful completion of this contract.
***
services represent the discharge of
function
which
calls
for
the
exercise
of
personal
judgment and discretion on behalf of the Government?
Not at all
,
(
,2Lr-
TL
What
GXt^t
is *** re3uirement for services to be performed
irv£mittLt?
rOPOSed
COntraCt
cont;Lnuir>3
rather
than
short-term
or
This requirement
is expected to be a continuing ta^c.
2.
ooKmacraaL fhdvisicks concerning the ooMmaciCR's emtc/otees
^ Government specify the qualifications of
or reserve the right to approve,
individual contractor employees?
Security and possible specification of contractor evpoT+ic^
Page 1 of 4
Enclosure 5
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
(B)
To what
extent does the Government reserve the right to assign
tasks to and prepare work schedules for the contractor enplcyees during
the performance of the contract?
Not at all.
(C)
To what extent does the Government retain the right
(whether
actually
exercised
or
not)
to
supervise
the
work
of
the
contractor employees, either directly or indirectly?
Not at all.
(D)
To what extent does the Government reserve the right to supervise
or control the method in which the contractor performs the service
the
number
of
people he will
employ,
the
specific
duties
of
i ndi vidual
employees, and similar details?
Not at all.
(E)
.
To what extent will the Government review performance by each
individual contractor employee, as opposed to reviewing a final product
on an overall basis after completion of the work?
Not at all.
(F)
To
what
extent
does
the
Government
retain
the
right to have
contractor
employees
removed
from
the
job
for
reasons
other
than
misconduct or security?
Not at all
OTHER IHDVXSICNS OF TOR OCNDRftCT
(A)
Are the services properly defined as an end product?
Yes.
iB
i-
I®
contractor undertaking a specific task or project that is
definable
either
at
the
inception
of
the
contract or at
some point
during the performance, or is the work defined on a day to day basis?
2be contractor is undertaking a specific project which is defined at
the inception of the contract in the Statement of Work.
(C)
Will payment be for results accomplished
time worked?
or solely according to
Payment will be for results accomplished.
Page 2 of 4
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
(D)
To what extent will the Government furnish the office or working
space,
facilities,
equipment,
and supplies necessary for contract
performance?
None remrirpH-
4.
AMHESTRATICN OF THE CONTRACT
(A)
To what extent are contractor ertployees used interchangeably with
Government personnel to perform the same functions?
Not at all.
(B)
To what extent are the contractor employees integrated into the
Government's organizational structure?
Not at all.
(C)
To
what
extent
are
any
of
the
elements
in
(2)
and
(3)
above
present
in
the
administration
of the
contract,
regardless of whether
they are provided for by the terms of the contract?
Not at all.
5.
OTHER CONSIDERATIONS
(A)
Is the requirement the result of an unsolicited proposal?
If so,
describe.
No.
(B)
If the procurement is sole source, why is it sole source?
The proposed contractor has unique personnel and proprietary approaches
to this area as discussed in 1 /Bi
(C)
What is the potential for follow-on procurement?
Sh^6—is—seme
potential
for
follcw-on
procurement
depending
on the
nature
and
extent
of
achievements
in
the
subject
area.
The current
state of this field of study is judged to be on the threehniri g£
breakthroughs which would radically change the nature of this
requirement.
(D)
.
If
it
is
significant,
will
the
Government
become
irrevocably
committed to sole source procurement?
Not
likely.
If
anticipated
developments
materialise
bhig
field
of
^hdy—
—beccme
much
more
popular
with
a
greater
number
of
contractors and academic institutions.
Page 3 of 4
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-OO789RO03OOO41OOO1-3
SG1J
Prepared by:
Code:
ODT-S
Date:
10 February 1992
Pursuant to the EAR and on the basis of information contained above and a
review of the referenced acquisition request,
it
is my determination that
the
services
to
be
procured
are
nonpersonal.
(Reference
parenthetical
weights on various factors in the FAR.)
Procuring Contracting Officer
I concur, and believe that the Contracting Officer's judgment may reasonably
be made under the FAR.
Counsel
Page 4 of 4
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
STATEMENT
EARCH OF PLANNED, CR-O03NS,
AND OCHPLEIED STUDIES
Researdi by my staff indicates, to the best of our knowledge, that there is
no
other
kncwn
similar
or
collateral
study
or
analysis,
planned,
in
progress,
or completed which fulfills the objectives or specific intent of
this
proposed
contract
study:
Phenomenological
Research
and
Analysis
(Purchase Request # 330/025Z/92)
.
PREPARED BY:
Date:
ODT-S
SGI J
AS ACCURATE
AND COMPLETE:
JOHN T.
BERBRICH
Director
Office for Scientific and
Technical Intelligence
Enclosure 6
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
$G1D Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
DEPARTMENT OF DEFENSE
CONTRACT SECURITY CLASSIFICATION SPECIFICATION
(Tht requirements of the OoD Industrie! Security Menuet eppty
to ett security espects of tfus effort)
1. CLEARANCE AND SAFEGUARDING
•-
UOUTY OJtAAAHCE *£QO*A£0
TOP SECRET
to
UVtl Of SAffGUAAOiNG ftEQO*A£D
2. THIS SPEOftCATlON
IS FOR: pcW
« aggj*g»6*eJ
T
fWMt CONTAACT MUMt£A
“
“
X
MDA908-91-C-0037
b.
SU4CONTRACT NUMttA
C
VOOOTATKX oa other HUMCCA
4.
IS THIS A FOLLOW-ON CONTRACT?
|
rtctivvi ©r gwr*t«f tmdtr
5.
IS THIS A FINAL DO FORM 2S4?
to* report** to ttoe contractor'* r**o*ft ¥it«^
SECRET
3. THIS SPECIFICATION
m *peUc*6k)
*
OfocmAt (Co^ttn 4*t* M #* «mj
to.
WVrttO
+* prry^MM
Ip+ctf
c.
fWAt
f to*! Oittl
HO.
»f Yn, cwnx>rt«
ttoe fcrfiowwg:
Contract
to traraf«rv*d to #>k lottow-cm contract.
zrHO
*f y**. compact*
tto* fotoowtAp:
„ , ntr>tiofl o< tN» Mmt*r«4
to aottoortjHl for tf* period ©<
to. CONTRACTOR
Commerce
Covr^wrvfnr (nttry (G*CQ Code)
V!
NAME. ADDAESS. AND tff COOC
SAIC
1010
El
Camino
Real
Suite 330
Menlo
Park,
CA 94025
7.
SUBCONTRACTOR
«.
HAMt. AOOACSS. ANO flR COO£
I
to
CAGE COO€
|
c.
COGNIZANT KCtWTY OffCC
JLddrrtu *3 Zip Code)
0RFC9
Presidio of San Francisco
Bldg 35,
Rm 14
San
Francisco,
CA 94129-7700
I
b.
CAGE COOE
I c
COGNIZANT ttCVWTY Off<£ (N*n*. A*Urst.
lif> Code)
8.
ACTUAL PERFORMANCE
same
as
6. a.
9.
GENERAL IDENTIFICATION OF THIS PROCUREMENT
R&D Contract:
Research
and Analysis
to.
CAGE coot
C
COGNIZANT SECUVTY Off«2
&p a**)
10.
THIS CONTRACT WILL REQUIRE ACCESS TO:
•-
C0MMWCATK>0 KCUAfTY <COMS€Q *NfOAMATtON
to.
AtSTIUCTtO DATA
«.
CPiTKAt MoatAA WEAPON DCS+GN INfOAMATlON
4.
fOAMCALT A£*T*#CTtD DATA
«.
tHTCCUGCHOE *HfOAMATfON:
(l)Wtnt Con*k*rtmmt*4 Wr1orm»U<x\ (SO)
O) Hon-SCI
f.
VtOAC ACCESS PNfOAMATtON
g
NATO *NEQAMATION
to.
fOAE«SN GOVERNMENT INfOAMATTON
«
LtMlTCO OrS«MtHATK>N INfOAMATtON
fOA Off*OAt USE ONLY +NfOAMATlON
to.
OT«CA Ooedty)
OD form 254. DEC 90
11** ft
.Rf9RMING THIS CONTRACT. THE CONTRACTOR WILL:
*
&
r
TpS
i ^ 1
mm3
t^ ohcv at m
f ACtLmr OA A GOVERNMENT ACTIVITY
to.
MCtfVt CLASSlfKO DOCUMENTS ONtV
<-
watvt ano genepate class**o mateaiac
4 .
fAAAJCATt. MQQtfr. OA STOAf CtASStHCO HARDWARE
*
fEAfOAM SERVICES ONLY
to.
AEOUtAE A COM«C ACCOUNT
I.
NAVI TEMPEST REQUIREMENTS
HAVE OPERATIONS SECUATTY (OeSEQ «OU*A£MENTS
to.
At AUTHORIZED TO USt THE OCfCNSC COUAICA SERVICE
f
otmca (s^crtyj
DoD 5200
. 1 7 ( M-2 ) ; DIAM 50-3; DIAM
50-5 apply
Previous editions ere obsolete.
Approved For Release 2000/08/08
: ClA-RDP96-00789R0^^41 000g
-
53-211
FAC 90—7
SEPTEMBER 23, 1991
Approved For Release 2000/08/08
: C|A-RDP96-00789R003000410001^3
%
53303-DD-254
FEDERAL ACQUISITION REGULATION (FAi
12. KJ6UC RELEASE, A** Mon*ri*on 4d»0*W f
*+<Ut***4 %o
tx>ntrmn
~-w k.
... "
.
Q«—I
Hf.UA
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* ** *****
-rr-
^
-I
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U)po*W
nUto
U ww*» wU to
I
f TWw^s <V~*V*
No public exhibition of SCI authorized.
*«.**}* fe, ,«Ww.
13. SECURITY atunAur*
—^w^:^.. r
, t ..-[r||f||f(j|
[[ u
iilj _ij_.i_jj
i
i
~"
^ 9^'VQt -^
tO
^dZjl^L*
a.
This contract
requires access to SCI.
The Director, Defense Intelligence
Agency has exclusive security responsibility for such information released to
the contractor or developed under this contract.
DIAM 50-5, Volumes
I
and
II
provide the necessary guidance for physical,
personnel
and information security
measures and
is
a part
of
the security specifications
for this contract.
DCASR
is relieved of all
responsibility for all
SCI material
for information released
to the contractor under this contract.
Access
to SCI
limited
to
US
anut-
SCIF-
Contractor facility
limited
to SECRET NOFORN collateral material?
b.
All contractor personnel
to be granted access to all classified information
released or generated under this contract must
be U.S.
citizens granted a
final
security clearance by.the Government prior
to being given access.
Immigrant
cleared Personnel or personnel
holding a contractor granted
CONFIDENTIAL clearance are not eligible for access to classified information
released or generated under this contract without
the express permission of
the
Director,
DIA.
c.
Classified material
released or generated under this contract
ic
nnt
DIA?
aSa
6 t0 Forei9n Natl0nal
without the express permission of the Director,
(continued)
DIA document 0DT-S-1040-S;
"Contractor Security Procedures Guide,"
for
contract MDA908-91-C-0037.'
*
15. INSPECTIONS.
*?*****
ift‘p*alo<l
of dW ooflAi*** «c<vrtty «**».
...
.
.DIA has exclusive security responsibility for any SCI
classified information developed or related to this contract.
CHIEF, ODT-S
I c
tturnout ^
Defense
Intelligence Agency
Washington,
D.C. 20340-0001
rr
vk;kat(^£
SGI J
OD F6rm 254 Reverse! DEC 90
53-212
17. HEQUIRED DISTIUBUTIOI^
X
*-
COKTfcACTO*
SGI A
b.
SUftCONTAACTOA
_X
C
COCHtZAm MCWTY OffKf «* fWAt ANO W*CONTMCTCm
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4 '
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X
AOMWrtTMtTVt CONTRACTING OfftCCR
[
OTMfM *\ MCCCSlAAY
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
SG1A Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
CONTOMn^^
OMB No. 0704-0188
t^ffi"^'
1™.1* °.' »n
j'
.0(h«r »5P«n ol lhii couettion of Information, Including
iug9«tlont fOf3
rtdudno Sii bSrd^
0,
.T*,522:J*'*
1 c0,Tl!
n“ f*9* ,dln9 t!m
Hcadquarteri >orvtc«, Otrectorite for Information Oporatlontand Reports. 121S JetfeFjon OtvhHiahZ?.J SS,,. ?,!£f
e
J' 10 tlepartmem of Defense, Washington
Management and Budget, Paperwork Reduaion Project (0704-0186). Washington
DC 20503
Pleate Do’not RFrimlf'
,n9,
r0n-VA JJJ02-«302. and to the Office of
completed form to the Government k*ulnn rftn»«et nn A^r,
All
_»'IzL
' .T> .. UDY?‘ 5.,e*w 00 ”OT RETURN your form to either M th**e
A'5§0^
RACT UNE ,TEM N °'
m:
T
B. EXHIBIT
C CATEGORY:
TOP
TM
OTHER
X
u. sT*itw/irEM rnenomeno logical
e. contract/pr no.
Research and Analysis
-
330/025Z/92
F. CONTRACTOR
SAIC
».
ii cm no,
A001
4, imlc w
ium contractor's progress,
status
and manaoement reoort
3.
SUBTITLE
Periodic Status
Rpnnrtc
4. AUTHORTTY (Da
DI-MGMT-
a Acquisition Document
80227
no.)
5. CONTRACT REFERENCE
( C
f)
U/
\
C.6.1,
C.6.2.
C.6.3.
C.6.4
t REQUIRING OFFICE
J
DIA/ODT-S
r. Du 2S0 REQ
9.
DIST STATEMENT
REQUIRED
10. FREQUENCY
BI-MO
12. DATE OF FIRST SUBMISSION
5 DARC
DISTRiBUI
a. ADDRESSEE
non
I
h. COPIFC
8. APP CODE
.
A
11. AS OF DATE
13. DATE OF SUBSEQUENT
SUBMISSION
Draft
fi
Reg
naf
Repro
1*. KtMAKKS
Ref Block
12:
Contractor will
provide draft report
5 DARP*
Draft
will
be
returned within
7 working days.
ODT-S
~T~
|
1. DATA (TEM NO.i
2. TITLE OF DATA ITEM
“T
15. TOTAL
"~T~
17.
PRICE GROUP
1ft. ESTIMATED
TOTAL PRICE
A003
«. AUTHORITY (Dt
DI-MISC-
fa Acquisition Document
80508
No.)
5. CONTRACT REFERENCE
( S . 0 . W .
’
C.6.1, C.6.2,
C.6I3I
C. 6.4
VVIIII
1 WM
l\L.(JUI
1*0
«. REQUIRING OFFICE
|
DIA/ODT-S
!
1ft. ESTIMATED
TOTAL PRICE
7. DD 2S0 REQ
9.
DIST STATEMENT
REQUIRED
10. FREQUENCY
4TIME
12. DATE OF FIRST SUBMISSION
5 DARC
DISTRIBUI
T-
now
t
ft. APP CODE
11. AS OF DATE
0.
13. DATE OF SUBSEQUENT
SUBMISSION
«. ADORESSEE
b. COPIES
i
Draft
Fi
Reg
nal
t
I
Repro
tfef fel ock
12:
Contractor will
provide draft report
5 DARP.
Draft will
be returned within
7 working days.
ODT-S
2 —:—
—
....
t
1. DATA ITEM NO.I
2. TITLE OF DATA ITEM
f
CTicrm
15. TOTAL —
c
2 ~7~
4, AUTHORITY (Data Acquisition Document No
)
DI-MISC-80508
*. APP CODE
A
Fina
5. CONTRACT REFERENCE
(C
fj U
)
.6.1, C.6.2,
C.6!3;
C.6.4
12. DATE OF FIRST SUBMISSION
See block
11. AS OF DATE
13. DATE OF SUBSEQUENT
SUBMISSION
Ref Block
12:
Contents of this report will
encompass
A002
plus
any remaining contract period.
Contractor will
provide draft report
DARP.
Draft
within
7 working
days.
Technical
Report
6. REQUIRING OFFICE
DIA/ODT-S
DISTRIBUTION
. ADORESSEE
ODT-S
b. COPIES
Draft
17.
PRICE GROUP
i«. ESTIMATED
TOTAL PRICE
Reg
Repro I
-4. AUTHORITY (Data Acquisition Document No.)
5. CONTRACT REFERENCE
fc REQUIRING OFFICE
17.
PRICE GROUP
[
1«. ESTIMATED
total price
m. app cooe
11. AS OF DATE
14,
distribution
b. COPIES
13. DATE OF SUBSEQUENT
SUBMISSION
a. ADDRESSEE
Draft
SGI J
5. PREPARED BY
15. TOTAL
61/183
H. DATE
J
f. APPROVED BY
10 FEB
Final
Reg
Repro I
J. DATE
roved For Release 2Q8MQ$k
DMO
^9HUU3/^y4'l0uUo|-8
Enclosure
SGI J
Pages
SGI J
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3
CCWiKflCT TEUE:
CCMRACT SPONSOR:
EUiMENT:
HXjNE:
A* BQPIH1ENT MAINTENANCE (RES-6)
Internal Maintenance
2 •
Contractor Maintenance
B.
SOPPILY SUPPORT (RES-6)
1.
Consumables
2.
Equipment Storage
DIA IOCTSTrCS/SOPPCRr PLAN
ilysis
SG1A
Not
Not
C.
D.
Not
Not
Required
Required
Required
Required
TRANSPCREATTON BANDUNG (RIS-6)
RS*ALllLTJ_ES
(RTS-1)
I*
Utilities
2.
Space,
location
3.
Health,
Environmental & Safety implications
PEK9CNNEL AND TRAINING
(KIR)
. .
.
„
:
3 .
Personnel relocations
Not Required
F.
INFCKCffiTON AND GRAPHICS
(RSO)
I*
Systems concept
2.
Software requirements
3.
Hardware requirements
4.
Required funding
G. RffiUCATIONS AND GRAPHICS
(RES-5)
H. OCWKNICAITCNS
(ROM)
I. SECLKE3Y SERVICES
(CSC)
1*
Security clearances
2 .
Physical security
3 .
Contractor security
process cSifie^fii^^
a11
requests
to
on equipment procurement,
installatio^^iiY
guidance
relative to the control of
°**
Not Required
Not Required
required
Enclosure 10
Approved For Release 2000/08/08
: CIA-RDP96-00789R003000410001-3