Project: Firecracker (Runtime / Container Runtime)
File: ballooning.md

A memory balloon device is a virtio device that can be used to reclaim and give back guest memory through API commands issued by the host. It does this by allocating memory in the guest, and then sending the addresses of that memory to the host; the host may then remove that memory at will. The device is configured through a number of options, and an integer, which represents the target size of the balloon, in MiB. The options cannot be changed during operation, but the target size can be changed. The behaviour of the balloon is the following: while the actual size of the balloon (i.e. the memory it has allocated) is smaller than the target size, it continually tries to allocate new memory -- if it fails, it prints an error message (`Out of puff! Can't get %d pages`), sleeps for 0.2 seconds, and then tries again. While the actual size of the balloon is larger than the target size, it will free memory until it hits the target size. The device can be configured with the following options: `deflateonoom`: if this is set to `true` and a guest process wants to allocate some memory which would make the guest enter an out-of-memory state, the kernel will take some pages from the balloon and give them to said process instead asking the OOM killer process to kill some processes to free memory. Note that this applies to physical page allocations in the kernel which belong to guest processes. This does not apply to instances when the kernel needs memory for its activities (i.e. constructing caches), when the user requests more memory than the currently available to the balloon for releasing, or when guest processes try to allocate large amounts of memory that are refused by the guest memory manager, which is possible when the guest runs with `vm.overcommit_memory=0` and the allocation does not pass the MM basic checks. Setting `vm.memory_overcommit` to 1 would make the MM approve all allocations, no matter how large, and using the memory mapped for those allocations will always deflate the balloon instead of making the guest enter an OOM state. Note: we do not recommend running with `vm.overcommit_memory=1` because it requires complete control over what allocations are done in the guest and can easily result in unexpected OOM scenarios. `statspollinginterval_s`: unsigned integer value which if set to 0 disables the virtio balloon statistics and otherwise represents the interval of time in seconds at which the balloon statistics are updated. The balloon device is a paravirtualized virtio device that requires cooperation from a driver in the guest. In normal conditions, the balloon device will: not change the target size, which is set directly by the host consume exactly as many pages as required to achieve the target size correctly update the value of the actual size of the balloon seen by the host not use pages that were previously inflated if they were not returned to the guest via a deflate operation (unless the `deflateonoom` flag was set and the guest is in an out of memory state) provide correct statistics when available However, Firecracker does not and cannot introspect into the guest to check the integrity of the balloon driver. As the guest is not trusted, if the driver in the guest becomes compromised, the above statements are no longer guaranteed. This means that even though users use the balloon to impose restrictions on memory usage, they can be broken by a compromised driver in the

The balloon device operates on a best effort model and users should always ensure the host is prepared to handle a situation in which the Firecracker process uses all of the memory it was given at boot even if the balloon was used to restrict the amount of memory available to the guest. It is also the users' responsibility to monitor the memory consumption of the VM and, in case unexpected increases in memory usage are observed, we recommend the following options: migrate the VM to a machine with higher memory availability through snapshotting at the cost of disrupting the workload; kill the Firecracker process that exceeds memory restrictions; enable swap with a sufficient amount of memory to handle the demand at the cost of memory access speed; Users should also never rely solely on the statistics provided by the balloon when controlling the Firecracker process as they are provided directly by the guest driver and should always be viewed as an indication rather than a guarantee of what the memory state looks like in the guest. Please note that even in the case where the driver is not working properly, the balloon will never leak memory from one Firecracker process to another, nor can a guest within Firecracker access information in memory outside its own guest memory. In other words, memory cannot leak in or out of Firecracker if the driver becomes corrupted. This is guaranteed by the fact that the page frame numbers coming from the driver are checked to be inside the guest memory, then `madvise`d with the `MADV_DONTNEED` flag, which breaks the mappings between host physical memory (where the information is ultimately stored) and Firecracker virtual memory, which is what Firecracker uses to build the guest memory. On subsequent accesses on previously `madvise`d memory addresses, the memory is zeroed. Furthermore, the guest memory is `mmap`ped with the `MAP_PRIVATE` and `MAP_ANONYMOUS` flags, which ensure that even if a Firecracker yields some information through an inflate and that same physical page containing the information is mapped onto another Firecracker process, reads on that address space will see zeroes. To support memory ballooning, you must use a kernel that has the memory ballooning driver installed (on Linux 4.14.193, the relevant settings are `CONFIGMEMORYBALLOON=y`, `CONFIGVIRTIOBALLOON=y`). Other than that, only the requirements mentioned in the `getting-started` document are needed. In order to use a balloon device, you must install it during virtual machine setup (i.e. before starting the virtual machine). This can be done either through a PUT request on "/balloon" or by inserting the balloon into the JSON configuration file given as a command line argument to the Firecracker process. Here is an example command on how to install the balloon through the API: ```console socket_location=... amount_mib=... deflateonoom=... polling_interval=... curl --unix-socket $socket_location -i \ -X PUT 'http://localhost/balloon' \ -H 'Accept: application/json' \ -H 'Content-Type: application/json' \ -d "{ \"amountmib\": $amountmib, \ \"deflateonoom\": $deflateonoom, \ \"statspollingintervals\": $pollinginterval \ }" ``` To use this, set `socket_location` to the location of the firecracker socket (by default, at `/run/firecracker.socket`. Then, set `amountmib`, `deflateon_oom` and `statspollingintervals` as desired: `amountmib` represents the target size of the balloon, and `deflateonoom` and `statspollinginterval_s` represent the options mentioned before. To install the balloon via the JSON config file, insert the following JSON object into your configuration file: ```console "balloon": { "amount_mib": 0, "deflateonoom": false, "statspollinginterval_s": 1 }, ``` After installing the balloon device, users can poll the configuration of the device at any time by sending a GET request on "/balloon". Here is an example of such a request: ```console

curl --unix-socket $socket_location -i \ -X GET 'http://localhost/balloon' \ -H 'Accept: application/json' ``` On success, this request returns a JSON object of the same structure as the one used to configure the device (via a PUT request on "/balloon"). After it has been installed, the balloon device can only be operated via the API through the following command: ```console socket_location=... amount_mib=... polling_interval=... curl --unix-socket $socket_location -i \ -X PATCH 'http://localhost/balloon' \ -H 'Accept: application/json' \ -H 'Content-Type: application/json' \ -d "{ \"amountmib\": $amountmib, \ \"statspollingintervals\": $pollinginterval \ }" ``` This will update the target size of the balloon to `amount_mib` and the statistics polling interval to `polling_interval`. The statistics are enabled by setting the `statspollinginterval_s` field in the balloon configuration to a non-zero value. If enabled, users can receive the latest balloon statistics by issuing a GET request on "/balloon". Here is an example of such a request: ```console socket_location=... curl --unix-socket $socket_location -i \ -X GET 'http://localhost/balloon/statistics' \ -H 'Accept: application/json' ``` The request, if successful, will return a JSON object containing the latest statistics. The JSON object contains information about the target and actual sizes of the balloon as well as virtio traditional memory balloon statistics. The target and actual sizes of the balloon are expressed as follows: `target_pages`: The target size of the balloon, in 4K pages. `actual_pages`: The number of 4K pages the device is currently holding. `target_mib`: The target size of the balloon, in MiB. `actual_mib`: The number of MiB the device is currently holding. These values are taken directly from the config space of the device and are always up to date, in the sense that they are exactly what the Firecracker process reads when polling the config space. The `actual` fields being accurate are subject to the guest driver working correctly. As defined in the virtio 1.1 specification, the traditional virtio balloon device has support for the following statistics: `VIRTIOBALLOONSSWAPIN`: The amount of memory that has been swapped in (in bytes). `VIRTIOBALLOONSSWAPOUT`: The amount of memory that has been swapped out to disk (in bytes). `VIRTIOBALLOONS_MAJFLT`: The number of major page faults that have occurred. `VIRTIOBALLOONS_MINFLT`: The number of minor page faults that have occurred. `VIRTIOBALLOONS_MEMFREE`: The amount of memory not being used for any purpose (in bytes). `VIRTIOBALLOONS_MEMTOT`: The total amount of memory available (in bytes). `VIRTIOBALLOONS_AVAIL`: An estimate of how much memory is available (in bytes) for starting new applications, without pushing the system to swap. `VIRTIOBALLOONS_CACHES`: The amount of memory, in bytes, that can be quickly reclaimed without additional I/O. Typically these pages are used for caching files from disk. `VIRTIOBALLOONSHTLBPGALLOC`: The number of successful hugetlb page allocations in the guest. `VIRTIOBALLOONSHTLBPGFAIL`: The number of failed hugetlb page allocations in the guest. The driver is querried for updated statistics every time the amount of time specified in that field passes. The driver may not provide all the statistics when querried, in which case the old values of the missing statistics are preserved. To change the statistics polling interval, users can sent a PATCH request on "/balloon/statistics". Here is an example of such a request: ```console socket_location=... polling_interval=... curl --unix-socket $socket_location -i \ -X PATCH 'http://localhost/balloon' \ -H 'Accept: application/json' \ -H 'Content-Type: application/json' \ -d "{ \"statspollingintervals\": $pollinginterval }" ``` This will change the statistics polling interval to `polling_interval`. Note that if the balloon was configured without statistics pre-boot, the statistics cannot be enabled later by providing a `polling_interval` non-zero value. Furthermore, if the balloon was configured with statistics pre-boot through a non-zero `statspollinginterval_s` value, the statistics cannot be disabled through a `polling_interval` value of zero post-boot.