### Insurance Ordinance 《保險業條例》

64ZZD. Duty to notify Authority of change in partners, directors or controllers
(1) Within 1 month after the date on which a person becomes, or ceases to be, a partner, director or controller of a licensed insurance agency, the agency must notify the Authority in writing of that fact.
(2) Within 1 month after the date on which a person becomes, or ceases to be, a director or controller of a licensed insurance broker company, the company must notify the Authority in writing of that fact.
(3) A notification under subsection (1) or (2) must be accompanied by a prescribed fee.
(4) A licensed insurance agency who, without reasonable excuse, contravenes subsection (1) commits an offence and is liable to a fine at level 5.
(5) A licensed insurance broker company which, without reasonable excuse, contravenes subsection (2) commits an offence and is liable to a fine at level 5.

64ZZE. Offence to provide false information in connection with application for licence or approval
(1) A person commits an offence if the person, in connection with an application for the grant or renewal of a licence, or with an application for the approval, under this Division—
(a) makes a statement that is false or misleading in a material particular; and
(b) knows that, or is reckless as to whether, the statement is false or misleading in the material particular.
(2) A person commits an offence if the person, in connection with an application for the grant or renewal of a licence, or with an application for the approval, under this Division—
(a) omits a material particular from a statement with the result that the statement is rendered false or misleading; and
(b) knows that, or is reckless as to whether, the material particular is omitted from the statement.
(3) A person who commits an offence under subsection (1) or (2) is liable to a fine at level 5 and to imprisonment for 6 months.

### Insurance Ordinance 《保險業條例》

64ZZG. Inspector may require answer, etc. to be verified by statutory declaration
(1) If a person gives an answer in compliance with a requirement imposed under section 64ZZF(2)(c) or (3), the inspector may, in writing, require the person to verify, within the time specified in the requirement, the answer by a statutory declaration.
(2) If a person does not give an answer in compliance with a requirement imposed under section 64ZZF(2)(c) or (3) for the reason that the information concerned was not within the person’s knowledge or possession, the inspector may, in writing, require the person to verify, within the time specified in the requirement, by a statutory declaration, that the person did not comply with the requirement for that reason.
(3) A statutory declaration under subsection (1) or (2) may be made before the inspector and, for that purpose, the inspector is to have full power to administer the statutory declaration.

### Insurance Ordinance 《保險業條例》

64ZZI. Investigator may require explanation, etc. to be verified by statutory declaration
(1) If a person gives any explanation, particulars or answer in compliance with a requirement imposed under section 64ZZH(6), the investigator may, in writing, require the person to verify, within the time specified in the requirement, the explanation, particulars or answer by a statutory declaration.
(2) If a person does not give any explanation, particulars or answer in compliance with a requirement imposed under section 64ZZH(6) for the reason that the information concerned was not within the person’s knowledge or possession, the investigator may, in writing, require the person to verify, within the time specified in the requirement, by a statutory declaration, that the person did not comply with the requirement for that reason.
(3) A statutory declaration under subsection (1) or (2) may be made before the investigator and, for that purpose, the investigator is to have full power to administer the statutory declaration.

64ZZJ. Inspection and investigation powers in relation to authorized institutions
(1) An inspector has no power under section 64ZZF or 64ZZG to require an authorized institution to disclose any information, or to produce a record or document, relating to the affairs of a customer of the institution—
(a) unless the inspector is a specified authority; or
(b) unless the inspector is satisfied that the disclosure or production is necessary for ascertaining a matter specified in section 64ZZF(1) and so certifies in writing to the institution.
(2) An investigator has no power under section 64ZZH or 64ZZI to require an authorized institution to disclose any information, or to produce a record or document, relating to the affairs of a customer of the institution—
(a) unless the investigator is a specified authority; or
(b) unless—
(i) the customer is a person whom the investigator has reasonable cause to believe may be able to give information relevant to the matter under investigation; and
(ii) the investigator is satisfied that the disclosure or production is necessary for the investigation and so certifies in writing to the institution.
(3) In this section—
specified authority (指明當局)—(a) in relation to subsection (1), means—
(i) the Monetary Authority; or
(ii) a person appointed by the Monetary Authority under section 64ZZF(6); or
(b) in relation to subsection (2), means—
(i) the Monetary Authority; or
(ii) a person directed or appointed by the Monetary Authority under section 64ZZH(1).

### Insurance Ordinance 《保險業條例》

64ZZK. Application to Court of First Instance for inquiry into failure
(1) If a person fails to comply with a requirement imposed by an inspector under section 64ZZF or 64ZZG or an investigator under section 64ZZH or 64ZZI, the inspector or investigator may apply by originating summons to the Court of First Instance for an inquiry into the failure.
(2) On an application under subsection (1), the Court of First Instance—
(a) on being satisfied that there is no reasonable excuse for the person not to comply with the requirement, may order the person to comply with the requirement within the time specified by the Court; and
(b) on being satisfied that the failure was without reasonable excuse, may punish the person, and any other person knowingly involved in the failure, in the same manner as if the person and that other person had been guilty of contempt of court.
(3) An originating summons under subsection (1) is to be in Form No. 10 in Appendix A to the Rules of the High Court (Cap. 4 sub. leg. A).
(4) Despite anything in this Ordinance, no proceedings may be instituted against a person for subsection (2)(b) in respect of a conduct if—
(a) criminal proceedings have previously been instituted against the person under section 64ZZL(1), (2), (3), (4) or (5) in respect of the same conduct; and
(b) those proceedings remain pending, or because of the previous institution of those proceedings, no criminal proceedings may again be lawfully instituted against that person under section 64ZZL(1), (2), (3), (4) or (5) in respect of the same conduct.