If you have not received a copy, please call us immediately. All licensees failing to file are ultimately turned over to the Enforcement Unit for administrative action. Please note that Schedule D of the annual report now asks for the number of applications accepted. This figure is needed to calculate a more precise measure of complaint volume versus level of business activity. So please remember to include this new figure in your report.
Some licensees choose to include audited financial statements with their annual report.
Please note that audited financial statements are not required , it is entirely your choice to do so. Also be aware that sending such statements is not a substitute for the annual report. The certification section on the first page must be completed. In addition, applicable schedules found at the end of the report request information not commonly found in audited financial statements. This also holds true for page five of the report which asks for adjustments to total capital.