Identify legal and illegal questions. Examine regulatory guidelines - EEOC, ADA, Affirmative Action. Job criteria and skill match. Orientation and mentoring programs. This course provides a broad exposure to the complexity of laws and regulations affecting the financial services community, as well as the company's channel of action.
Specific attention is focused on recent legislative reforms and current trends.
Know about the volatility of rule changes in new amendments, law, obsolete law, as well as regulations. Recognize the need to learn a company's channel of action. Understand the duties of officers, directors and other professionals servicing financial institutions. FRB regulations applicable to most financial institutions. Escheat, Ceilings on Savings Accounts, Legal Investments.