But not all ready. How to live to talk about regulatory audits By Carla Cavaletti. We talked to both the auditors and the audited. From the initial phone call to followup, here's what they say you must do to survive. Surviving NFA audits Brokers do it.
Traders do it.
If you are registered, you'll be audited too. Here, some survivors show how to ease the pain when the National Futures Association comes knocking. Online trading is the new growth market, but there are tricks to this trade. We ask the experts how to avoid some pitfalls and which exchanges have the most flexible screen trading. We also look at the Australian market, and detail how an open-outcry floor population is moving upstairs.