These are strategies and legal forms that have been developed by the most experienced and competent corporate and securities attorneys in the country. The Commission has issued a release adopting rule changes to permit the delivery of a single copy of a prospectus or shareholder report to investors who share the same address. The Commission also has issued a release proposing proxy rule changes that would permit delivery of a single proxy or information statement to investors sharing the same address.
Public comment is solicited on the proposals.
Comment letters must be received by December 31, 1999. Publication of the proposal is expected in the Federal Register during the week of November 1. Publication of the notice in the Federal Register is expected during the week of November 8. Publication of the order in the Federal Register is expected during the week of November 1. The Commission approved a proposed rule change and granted accelerated approval to Amendment No. 2 to the proposed rule change submitted by the National Association of Securities Dealers relating to the National Adjudicatory Council's call for review of membership decisions.