Jobs - Legal T he Legal Department provides legal representation for the firm and its Financial Advisors.
Most positions require a law degree or paralegal experience.
Prior SEC, NYSE or NASD experience preferred. Litigation experience preferred. Providing support for one attorney by transcribing dictation, answering phones, docketing events and scheduling meetings and preparing basic pre-hearing pleadings, extensions, subpoenas and other documents. Some law office or legal education preferred. Assisting the Assistant Corporate Counsel and outside counsel in various types of litigation and legal matters pertaining to the firm, its brokers, employees and subsidiaries.