In 1995 the NASD instituted a full-scale securities industry mediation program to provide public customers, member firms, and associated persons with an effective way to resolve their disputes.
Mediation allows the parties an opportunity at early resolution of their disputes.
The resulting settlement is likely to save the parties substantial time and expense. See the information below and continue to visit this Web Page to find out more about this program. This brochure introduces individuals and firms, investors and investment professionals to NASD's Mediation Program and to the many benefits of mediation. Mediation Rules View the rules governing NASD mediation activities. Mediation Settlement Events View information on upcoming Mediation Settlement Events.