Securities agents and investment dealers and advisors buy and sell stocks, bonds and other securities for clients. Traders buy and sell stocks, commodity futures and other securities at stock exchanges on behalf of investment dealers. Financial examiners and forensic investigators examine financial records to ensure compliance with legislation and regulations. Financial investigators investigate trading activities. Trust officers administer estate and other trusts.
Mortgage brokers apply for loans on behalf of clients.
Education, Training and Experience People in this group usually require a community college diploma or a bachelor's degree in economics, commerce, business administration or a related field. Most recent entrants have an undergraduate university degree. Most require provincial licences and certification by their professional associations. With experience, they may progress to senior management positions. The proportion of self-employed workers in these occupations has increased significantly over the last ten years.