I help lift the burden of compliance and marketing off the shoulders of financial services firms. Managing a financial services firm is very exhilarating, but not an easy task. This is the challenge that The Consortium has worked on and solved with companies like yours. Registered Investment Advisor compliance, marketing, and practice management. I work with a small nucleus of clients who choose to have me on annual retainer as a Compliance Officer and Marketing Manager on call.
Projects requiring additional hours is by quote.
As a core client you will receive the Hot Line monthly news and have access to general research which is produced during the year. In order to provide quality service to retainer clients, I limit the number of clients and do not handle consultations by the hour. Available only if your Form ADV resides on our computer as provided under the Comprehensive Document Preparation. The Consortium provides extensive written guidelines and specific commentary for the update of your Form ADV and Client Advisory Agreement. Includes other RIA support services.