Attorneys will also do some of the work. The SEC, CFTC and NASD data bases are not as useful for a data search of broker histories January 12 - Some cautions for the new year. New rules expected by the SEC will permit investors to purchase mutual funds before they have obtained a full prospectus. It may be possible for a credit union to clip a coupon from a newspaper, and send in the money, without having the complete story. Dramatically lower money market rates may induce some CUs to buy inverse floaters rather than reducing share rates.
Inverse floaters are almost never appropriate.