We do not inventory securities, eliminating risk to our capital base due to market fluctuations. We are not viewed as competition to large Wall Street firms but rather as a major source of distribution for them. These relationships allow our fixed income department direct access to inventories, research and market information. Since we hold no inventory, our objective is to locate the best investment instrument at the most competitive price available. Our reports are customized to meet specific client needs.
Reports are prepared on a periodic basis, monthly and quarterly.
However, they are available more frequently upon request. We take a long-term perspective on how we serve our clients and emphasize integrity and professionalism as our top priority. Roth Capital's fixed income department serves a broad client base throughout the United States. Our corporate philosophy is to work diligently to maintain trust and provide exceptional service based upon individual investment objectives. Inc. All Rights Reserved.