Rule 506 Exemption for Limited Offers and Sales without Regard to Dollar Amount of Offering. General Rules and Regulations Promulgated Under the Securities Exchange Act of 1934. The title of the site adequately describes its content. Selected Forms Prescribed under the Securities Act of 1933. The reader is cautioned not to utilize the forms without the advice of counsel.
Litigation can prove to be a procedural minefield, particularly for one inexperienced in the field.
Selected Forms Prescribed Under the Securities Exchange Act of 1934. The suggestion is reiterated that the forms not be used without the advice of counsel. Regulation S-K, Integrated Disclosure System. Standard Instructions for Filing Forms under the Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975. Regulation S-B, Integrated Disclosure System for Small Business Issuers.