For as long as the broker or dealer is registered plus fifty years. This report is used by a bank or a separately identifiable department or division of a bank to apply for registration as a municipal securities dealer with the SEC, or to amend such registration. Filings are available on microfiche. No paper copy is maintained. For as long as the municipal securities dealer is registered plus fifty years.
Filings are available on microfiche.
No paper copy is maintained. For as long as the municipal securities dealer is registered plus fifty years. This form is used by an entity to apply for registration as a clearing agency with the SEC, or to amend such registration. Filings are available on microfiche. For as long as the entity is registered plus fifty years.