For as long as the broker or dealer is registered plus fifty years. This form is used to withdraw from registration as a transfer agent. Files are available on microfiche. No paper copy is maintained. For as long as the transfer agent is registered plus fifty years.
Files are available on microfiche.
No paper copy is maintained. For as long as the broker or dealer is registered plus fifty years. Paper copies are available. The Securities Information Center retains these files permanently. This form is used by exchanges and the National Association of Securities Dealers to file all proposed changes to their rules with the Commission.