In many cases, filings are required only after sales have been made and compliance can be accomplished as part of the closing. Blue sky information for each placement will be available on the menu for that transaction. Liability Issues Relating to Disclosure Sales of securities offered on the website are private placements and are not underwritten, public offerings registered under the Securities Act of 1933. Private equity investments are highly speculative, illiquid investments that are not suitable for everyone. They should comprise only a part of a diversified investment portfolio.
Issuers undergo a multi-level review before being placed on the website.
Our staff of experienced securities industry professionals, MBA s and attorneys review materials supplied by the issuer. If necessary, we will involve outside counsel, accountants and consultants in the review process. We also discuss a company s business plan and disclosure materials with members of the Advisory Board. Finally, the entrepreneurship center of a leading university business school prepares a written report on the business plan. These reviews assume the accuracy of representations made by the issuer, and very often, the issuer does not provide audited financial statements.