The CFTC Reparations Cases Details screen includes a listing of the case numbers. The regulatory information provided by the system includes regulatory actions taken by NFA's Committees, enforcement actions including injunctive and administrative proceedings taken by the CFTC and final regulatory actions taken by U.S. futures exchanges. The non-regulatory information provided by the system includes summary data concerning the number of cases filed with the CFTC's reparations program and information concerning arbitration awards that have been issued through NFA's customer arbitration program. The information concerning NFA arbitration matters is available for NFA cases involving disputes between public customers and NFA Members if an award has been rendered. However, even when an award is made public, the names of some parties may not be disclosed.
Customers can choose to keep their identities confidential.
Also, the names of parties who have settled their parts in the cases are not disclosed.