It is recommended that each firm have at least two security coordinators. AOL is not recommended. Schedule security coordinator training. Security coordinators must take a two-hour training class and pass a certification test prior to being issued the firm s passwords and login identifications. Establish broker routing.
Installation usually takes four-six weeks.
Contact your bookkeeping vendor as soon as possible regarding your intent to route trade data directly into the bookkeeping system. Obtain access to web-based device history reports. This report is a complete record of all trading activity and should be retain for compliance purposes. Complete the attached application and forward to the OR HelpDesk. This application is available on the website or contact the OR HelpDesk.