Wonder who will make sure they are in compliance. There is not enough time to do everything. When you try to do everything, everything suffers. There is enough time to do many important things, but only if you are willing to say no to the unimportant things. It all comes down to deciding what's really important to you and then focusing on those things.
Customers post parameters for their insurance needs and then companies bid for the business.
So says a GAO report that calls on the SEC to tighten the rules for online brokers, particularly as relates to disclosure regarding margin practices, privacy policies and the possibility of delays in executing trades.