Wallman A member of the Securities and Exchange Commission discusses how the agency will try to continue protecting investors in a world of vast technological change. The author calls for re-evaluation and suggests a few changes in regulations.
Author discusses the options the the tax consequences.
The author, the deputy director of the SEC's Office of Municipal Securities, outlines what roles the SEC and her office perform in regulating the municipal securities market. She also discusses recent initiatives in the field. The author talks to a number of venture-capital lawyers to see what they do and what difference they make. The investor doesn't charge interest, but looks for a piece of the company. Some do, some don't, and they tell why.