An amount deducted from the balance in your investment if the investment is sold early. These charges apply primarily to mutual funds. A payment that is contingent on certain events. For instance, the planner or planning firm earns a payment only if they can find a buyer for the non-performing investment property. The planner, or the planning firm, receives compensation not in the form of cash but in the form of other benefits.
Compensation is contingent on reaching certain performance objectives.
This information is designed to help you choose and evaluate a financial adviser. However, it is by no means foolproof. In addition, keep in mind that just because an individual receives commissions does not mean he will not be a good financial adviser. You will need to make this judgment for yourself. However, these worksheets will at least give you an idea as to your total costs and they should provide an inkling as to the financial adviser s motivation for taking on your case.