If no , please explain. Please take a few minutes to read and respond to the questions below. As stated earlier, we are collecting this information to assist departments in preparing effective Internal Control Plans and are not expecting to issue findings because of any answers. The questions generally require only a yes or no response. However, the issues should provide your department a general idea of what we will be considering in Plan reviews in future years.
Departments generally develop mission statements, goals, and objectives.
On an ongoing basis, management identifies risks to these goals. Y N Internal control encompasses more than just accounting controls. The list below provides some examples of business and programmatic activities that require internal controls. Please indicate whether the Department's internal control plan specifically discusses internal control activities for these functions. Monitoring sub-recipients and other service providers, Y N NA Monitoring procurements, Y N Supervising staff, Y N Collecting and tracking revenue, Y N NA Assuring compliance with the requirements of each federal grant awarded.