Clients have access to a vast array of individual securities.
Each security that is recommended is thoroughly researched for risk and return potential. Security selection is based on a variety of factors that should be discussed with your broker prior to making a purchase or sale. Clients also have access to individual bonds and convertibles for income generation or for asset allocation purposes. Additional risks are associated with the trading of options, and disclosures are required prior to trading. Mutual funds are investments which contain usually from 20 to 100 stocks, bonds, or a combination thereof.