For more than a decade, we have represented hundreds of individuals in arbitration claims, helping them recover their assets. We also routinely represent investment brokers in claims against their employers. We can also tap into a network of nationally-recognized expert witnesses and professionals to provide vital litigation and arbitration support services. Ainsworth-Sullivan offers a free initial consultation with investors who feel they may have been victimized by their broker in order to assist them in determining whether they may have a case for recovery. We work on a contingency fee basis and charge no legal fees unless a recovery is made.
Clients remain responsible for all costs and disbursements incurred in pursuing a client claim.
Your clients need help. The investment climate of the early 90s brought a wide variety of new investment products, accompanied by rapid growth in broker sales staffs. Too often, unsophisticated investors placed their trust in advisors who were, at best, inexperienced and inadequately trained and, at worst, motivated by self-interest and high commissions, rather than the best interests of their clients. When to sound the alarm. Today, there are countless cases of investors seeking recourse for significant losses that result from grossly mismanaged portfolios or churning.