Document ID: SEC-2019-1357-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2019-09-23T04:00Z

[Federal Register Volume 84, Number 184 (Monday, September 23, 2019)]
[Notices]
[Pages 49778-49779]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-20609]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, 
September 25, 2019 at 10:00 a.m.

PLACE: The meeting will be held in Auditorium LL-002 at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public. Seating will be on a first-come, first-served basis. 
Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to propose amendments to 
Rule 15c2-11 under the Securities Exchange Act of 1934 that governs the 
publication of quotations for securities in a quotation medium other 
than a national securities exchange, and issue proposed guidance on the 
Rule and a concept release requesting public comment on information 
repositories.
    2. The Commission will consider whether to adopt a new rule and 
related

[[Page 49779]]

amendments under the Securities Act of 1933 that permits issuers to 
engage in oral or written communications with certain institutional 
investors, either prior to or following the filing of a registration 
statement, to determine whether such investors might have an interest 
in a contemplated registered securities offering.
    3. The Commission will consider whether to adopt a new rule under 
the Investment Company Act of 1940 that will permit exchange-traded 
funds that satisfy certain conditions to operate without first 
obtaining an exemptive order, as well as related form amendments and 
the rescission of certain exemptive relief to ETFs and their sponsors. 
The Commission will also consider whether to issue a related order 
granting exemptive relief from certain provisions of the Securities 
Exchange Act of 1934 and the rules thereunder.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: September 18, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-20609 Filed 9-19-19; 11:15 am]
BILLING CODE 8011-01-P