Document ID: SEC-2008-1560-0001
Agency: sec
Document Type: Notice
Title: November 13, 2008.
Posted Date: 2008-11-19T05:00Z

[Federal Register: November 19, 2008 (Volume 73, Number 224)]
[Notices]               
[Page 69700-69701]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr19no08-125]                         

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-58903A; File No. SR-FINRA-2008-011]

 
Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Order Approving Proposed Rule Change to Amend the 
Trade Reporting Structure and Require Submission of Non-Tape Reports 
that Identify Other Members Who Participated in Agency and Riskless 
Principal Transactions as Modified by Amendments No. 1 and 2

November 13, 2008.

Correction

Footnote 6 is revised to read:

    In Amendment No. 2, FINRA clarified the implementation date for 
this proposed rule change. The Commission

[[Page 69701]]

is not publishing the amendment for comment.

Section IV.C is revised to read:

    In its response to comments, FINRA stated that it intended to 
implement the proposed rule change at least 180 days from the date of 
this approval order.\1\ For purposes of clarity, in Amendment No. 2, 
FINRA requested that the proposed rule change be implemented at least 
six (6) months from the date of SEC approval, but no later than nine 
(9) months from SEC approval. The Commission believes that this is an 
appropriate time frame for members to prepare to comply with the 
proposed rules.
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    \1\ See FINRA Letter, supra note 10.
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    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\2\
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    \2\ 17 CFR 200.30-3(a)(12).

Florence E. Harmon,
Acting Secretary.
[FR Doc. E8-27440 Filed 11-18-08; 8:45 am]

BILLING CODE 8011-01-P