Document ID: SEC-2023-0278-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2023-03-13T04:00Z

[Federal Register Volume 88, Number 48 (Monday, March 13, 2023)]
[Notices]
[Pages 15499-15500]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-05138]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission will hold an Open Meeting on 
Wednesday, March 15, 2023 at 10:00 a.m.

PLACE: The meeting will be webcast on the Commission's website at 
www.sec.gov.

STATUS: This meeting will begin at 10:00 a.m. and will be open to the 
public via webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to propose amendments to 
rules under Regulation S-P to require brokers and dealers, investment 
companies, and investment advisers registered with the Commission to 
adopt written policies and procedures for incident response programs to 
address unauthorized access to or use of customer information, 
including procedures for providing timely notification to certain 
affected

[[Page 15500]]

individuals. The proposed amendments would also broaden the scope of 
information covered under these rules and extend application of these 
rules to cover transfer agents registered with the Commission or 
another appropriate regulatory authority. The Commission will also 
consider whether to propose corresponding amendments to recordkeeping 
rules under the Securities Exchange Act of 1934 (``Exchange Act''), 
Investment Company Act of 1940, and Investment Advisers Act of 1940. 
Finally, the Commission will also consider whether to propose 
amendments to conform annual privacy notice delivery provisions to the 
terms of an exception provided by a statutory amendment to the Gramm-
Leach-Bliley Act.
    2. The Commission will consider whether to propose a new rule and 
form and certain related rule and exemptive order amendments under the 
Exchange Act to require certain registrants under the Exchange Act to 
address their cybersecurity risks through policies and procedures, 
notification and reporting to the Commission, public disclosure, and 
record retention. The proposed cybersecurity requirements would apply 
to broker-dealers, clearing agencies, major security-based swap 
participants, the Municipal Securities Rulemaking Board, national 
securities associations, national securities exchanges, security-based 
swap data repositories, security-based swap dealers, and transfer 
agents.
    3. The Commission will consider whether to propose amendments to 
Regulation SCI under the Exchange Act to expand the scope of entities 
subject to Regulation SCI and to update certain provisions of 
Regulation SCI.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman from the Office of the Secretary 
at (202) 551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: March 8, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023-05138 Filed 3-9-23; 11:15 am]
BILLING CODE 8011-01-P