Document ID: SEC-2006-1236-0001
Agency: sec
Document Type: Notice
Title: Agency information collection activities; proposals, submissions, and approvals
Posted Date: 2006-09-22T04:00Z

[Federal Register: September 22, 2006 (Volume 71, Number 184)]
[Notices]               
[Page 55524-55525]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr22se06-153]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension:
    Rule 17a-25, SEC File No. 270-482, OMB Control No. 3235-0540.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget request for extension of the previously approved collection 
of information discussed below.
    Rule 17a-25 (17 CFR 240.17a-25) requires registered broker-dealers 
to electronically submit securities transaction information, including 
identifiers for prime brokerage arrangements, average price accounts, 
and depository institutions, in a standardized format when requested by 
the Commission staff. In addition, the rule also requires broker-
dealers to submit, and keep current, contact person information for 
electronic blue

[[Page 55525]]

sheets (``EBS'') requests. The Commission uses the information for 
enforcement inquiries or investigations and trading reconstructions, as 
well as for inspections and examinations.
    The Commission estimates that it sends approximately 27,000 
electronic blue sheet requests per year. Accordingly, the annual 
aggregate hour burden for electronic and manual response firms is 
estimated to be 3,564 hours and 405 hours, respectively. In addition, 
the Commission estimates that it will request 1,400 broker-dealers to 
supply the contact information identified in Rule 17a-25(c) and 
estimates the total aggregate burden hours to be 350. Thus, the annual 
aggregate burden for all respondents to the collection of information 
requirements of Rule 17a-25 is estimated at 4,319 hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    General comments regarding the estimated burden hours should be 
directed to the Desk Officer for the Securities and Exchange Commission 
at the address below. Any comments concerning the accuracy of the 
estimated average burden hours for compliance with Commission rules and 
forms should be directed to (i) the Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: 
David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief 

Information Officer, Securities and Exchange Commission, c/o Shirley 
Martinson, 6432 General Green Way, Alexandria, Virginia 22312 or send 
an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.

    Dated: September 11, 2006.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06-7996 Filed 9-21-06; 8:45 am]

BILLING CODE 8010-01-P