Document ID: SEC-2007-0796-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2007-06-11T04:00Z

[Federal Register: June 11, 2007 (Volume 72, Number 111)]
[Notices]               
[Page 32150-32151]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr11jn07-90]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Sunshine Act Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
June 11, 2007:

    Open Meetings will be held on Tuesday, June 12, 2007 at 9 a.m. 
and Wednesday, June 13, 2007 at 10 a.m., in the Auditorium, Room L-
002. A Closed Meeting will be held on Thursday, June 14, 2007 at 10 
a.m.

    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matters at the Closed Meeting.

[[Page 32151]]

    Commissioner Campos, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the Open Meeting scheduled for Tuesday, June 
12, 2007 at 9 a.m. will be:

    The Commission will hold a roundtable discussion regarding 
selective mutual recognition of foreign jurisdictions. The 
discussion will address the implications of granting foreign market 
participants access to U.S. investors under an abbreviated 
registration system, provided those entities are supervised in a 
foreign jurisdiction that has a securities regulatory regime 
substantially comparable (but not necessarily identical) to that in 
the United States. The roundtable will explore whether selective 
mutual recognition would benefit U.S. investors by providing greater 
cross-border access to foreign investment opportunities while 
preserving investor protection.

    The subject matter of the Open Meeting scheduled for Wednesday, 
June 13, 2007 at 10 a.m. will be:

    1. The Commission will consider whether to adopt amendments to 
the grandfather provision of Rule 203 of Regulation SHO and the 
market decline limitation of Rule 200(e)(3).
    2. The Commission will consider whether to re-propose amendments 
to the options market maker exception to the close-out requirement 
of Regulation SHO and the marking requirements of Rule 200(g) of 
Regulation SHO.
    3. The Commission will consider whether to adopt amendments to 
the short sale price test of Rule 10a-1. In addition, the Commission 
will consider whether to adopt an amendment to the ``short exempt'' 
marking requirement of Regulation SHO.
    4. The Commission will consider whether to adopt amendments to 
Rule 105 of Regulation M that would further safeguard the integrity 
of the capital raising process and protect issuers from manipulative 
activity that can reduce issuers' offering proceeds and dilute 
security holder value.

    The subject matter of the Closed Meeting scheduled for Thursday, 
June 14, 2007 will be:

Formal orders of investigations;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an 
enforcement nature;
Resolution of litigation claims;
Other matters related to enforcement proceedings; and
An adjudicatory matter.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

     Dated: June 6, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-11261 Filed 6-8-07; 8:45 am]

BILLING CODE 8010-01-P