Document ID: SEC-2011-0776-0001
Agency: sec
Document Type: Proposed Rule
Title: Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Definitions of Swap, Security-Based Swap, and Security-Based Swap Agreement; Correction
Posted Date: 2011-06-07T04:00Z

[Federal Register Volume 76, Number 109 (Tuesday, June 7, 2011)]
[Proposed Rules]
[Page 32880]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-13976]

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COMMODITY FUTURES TRADING COMMISSION

17 CFR Part 1

RIN 3038-AD46

SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 240

[Release No. 33-9204A; 34-64372A; File No. S7-16-11]
RIN 3235-AK65

Further Definition of ``Swap,'' ``Security-Based Swap,'' and 
``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap 
Agreement Recordkeeping

AGENCY: Commodity Futures Trading Commission; Securities and Exchange 
Commission.

ACTION: Joint proposed rules; proposed interpretations; correction.

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SUMMARY: The Commodity Futures Trading Commission and the Securities 
and Exchange Commission published a document in the Federal Register of 
May 23, 2011 that referenced an incorrect RIN and an incorrect cite in 
an authority citation. This correction is being published to correct 
both the RIN and the authority citation.

FOR FURTHER INFORMATION CONTACT: CFTC: Julian E. Hammar, Assistant 
General Counsel, at 202-418-5118, jhammar@cftc.gov, Mark Fajfar, 
Assistant General Counsel, at 202-418- 6636, mfajfar@cftc.gov, or David 
E. Aron, Counsel, at 202-418-6621, daron@cftc.gov, Office of General 
Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 
1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler, 
Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-
Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202-
551-5507, Division of Trading and Markets, or Michael J. Reedich, 
Special Counsel, or Tamara Brightwell, Senior Special Counsel to the 
Director, at 202-551- 3500, Division of Corporation Finance, Securities 
and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.

Correction

    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on 
page 29818, in the 10th line of the first column, the Security and 
Exchange Commission's RIN is corrected to read as noted above.
    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on 
page 29888, the authority citation in the second column reads as 
follows:

    Authority:  7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 
6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12, 
12a, 12c, 13a, 13a-1, 16, 16a, 21, 23, and 24.

Commodity Futures Trading Commission.
David A. Stawick,
Secretary. Securities and Exchange Commission.
    Dated: June 1, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-13976 Filed 6-6-11; 8:45 am]
BILLING CODE 6351-01-P; 8011-01-P