Document ID: SEC-2005-0133-0001
Agency: sec
Document Type: Notice
Title: Agency information collection activities; proposals, submissions, and approvals
Posted Date: 2005-10-19T04:00Z

[Federal Register: October 19, 2005 (Volume 70, Number 201)]
[Notices]               
[Page 60866]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr19oc05-111]                         

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

    Extension: Rule 15c1-6, SEC File No. 270-423, OMB Control No. 
3235-0472

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget request for approval of extension on the following rule:
    Rule 15c1-6 states that any broker-dealer trying to sell to or buy 
from a customer a security in a primary or secondary distribution in 
which the broker-dealer is participating or is otherwise financially 
interested must give the customer written notification of the broker-
dealer's participation or interest at or before completion of the 
transaction. The Commission estimates that 725 respondents collect 
information annually under Rule 15c1-6 and that approximately 7,250 
hours would be required annually for these collections.
    There is no retention period requirement under Rule 15c1-6. This 
Rule does not involve the collection of confidential information. 
Please note that an agency may not conduct or sponsor, and a person is 
not required to respond to, a collection of information unless it 
displays a currently valid control number.
    Written comments regarding the estimated burden hours should be 
directed to: (i) the Desk Officer for the Securities and Exchange 
Commission, Office of Information and Regulatory Affairs, Office of 
Management and Budget, Room 10102, New Executive Office Building, 
Washington, DC 20503, or send an e-mail to: David_Rostker@omb.eop.gov; 
and (ii) R. Corey Booth, Director/Chief Information Officer, Securities 
and Exchange Commission, 100 F Street, NE., Washington, DC 20549. 
Comments must be submitted to OMB within 30 days of this notice.

    Dated: October 11, 2005.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E5-5746 Filed 10-18-05; 8:45 am]

BILLING CODE 8010-01-P