Document ID: SEC-2006-1231-0001
Agency: sec
Document Type: Notice
Title: September 18, 2006.
Posted Date: 2006-09-22T04:00Z

[Federal Register: September 22, 2006 (Volume 71, Number 184)]
[Notices]               
[Page 55537]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr22se06-162]                         

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-54319A; File No. SR-NASD-2006-060]

 
Self-Regulatory Organizations; National Association of Securities 
Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require 
Members To File Regulatory Notices With NASD Electronically

September 18, 2006.
    Correction:
    In FR Document No. E6-13812, beginning on page 48959 for Tuesday 
August 22, 2006, the first sentence under ``Statutory Basis'' in column 
1 should read as follows:
    NASD believes that the proposed rule change is consistent with the 
provisions of Section 15A(b)(6) of the Act,\1\ which requires, among 
other things, that NASD rules must be designed to prevent fraudulent 
and manipulative acts and practices, to promote just and equitable 
principles of trade, and, in general, to protect investors and the 
public interest, in that the proposed rule change will permit the 
expeditious filing of specified required regulatory notices and other 
required submissions by requiring firms to file such reports and 
documents with NASD electronically.
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    \1\ 15 U.S.C. 78o-3(b)(6).

    For the Commission, by the Division of Market Regulation, 
pursuant to delegated authority.\2\
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    \2\ 17 CFR 200.30-3(a)(12).
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Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06-8040 Filed 9-21-06; 8:45 am]

BILLING CODE 8010-01-M