Document ID: SEC-2011-0831-0001
Agency: sec
Document Type: Notice
Title: Joint Public Roundtable on Proposed Dealer and Major Participant Definitions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Posted Date: 2011-06-14T04:00Z

[Federal Register Volume 76, Number 114 (Tuesday, June 14, 2011)]
[Notices]
[Pages 34667-34668]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14729]

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COMMODITY FUTURES TRADING COMMISSION

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-64638; File Nos. 4-633 and S7-39-10]

Joint Public Roundtable on Proposed Dealer and Major Participant 
Definitions of Title VII of the Dodd-Frank Wall Street Reform and 
Consumer Protection Act

AGENCIES: Commodity Futures Trading Commission (``CFTC'') and 
Securities and Exchange Commission (``SEC'') (each, an ``Agency,'' and 
collectively, the ``Agencies'').

ACTION: Notice of roundtable discussion; request for comment.

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SUMMARY: On Thursday, June 16, 2011, commencing at 9 a.m. and ending at 
3:45 p.m., staff of the Agencies will hold a public roundtable meeting 
at which invited participants will discuss various issues related to 
the proposed definitions of the terms ``swap dealer,'' ``security-based 
swap dealer,'' ``major swap participant,'' and ``major security-based 
swap participant'' under Title VII of the Dodd-Frank Wall Street Reform 
and Consumer Protection Act (the ``Act''). See 75 FR 80174 (Dec. 21, 
2010). The discussion will be open to the public with seating on a 
first-come, first-served basis. Members of the public may also listen 
to the meeting by telephone. Call-in participants should be prepared to 
provide their first name, last name and affiliation. The information 
for the conference call is set forth below.
     U.S. Toll-Free: (866) 844-9416.
     International Toll: information on international dialing 
can be found at the following link: http://www.cftc.gov/PressRoom/PressReleases/internationalnumbers021811.html.
     Conference ID: 7731946.
    A transcript of the public roundtable discussion will be published 
at http://www.cftc.gov/PressRoom/Events/2011/index.htm. The roundtable 
discussion will take place in the Conference Center at the CFTC's 
headquarters, Three

[[Page 34668]]

Lafayette Centre, 1155 21st Street, NW., Washington, DC.

FOR FURTHER INFORMATION CONTACT: The CFTC's Office of Public Affairs at 
(202) 418-5080 or the SEC's Office of Public Affairs at (202) 551-4120.

SUPPLEMENTARY INFORMATION: The roundtable discussion will take place on 
Thursday, June 16, 2011, commencing at 9 a.m. and ending at 3:45 p.m. 
Members of the public who wish to comment on the topics addressed at 
the discussion, may do so via:
     Paper submission to David Stawick, Secretary, Commodity 
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, 
NW., Washington, DC 20581, or Elizabeth M. Murphy, Secretary, 
Securities and Exchange Commission, 100 F Street, NE., Washington, DC 
20549-1090; or
     Electronic submission via visiting http://comments.cftc.gov/PublicComments/ReleasesWithComments.aspx and 
submitting comments through the CFTC's Web site; and/or by e-mail to 
rule-comments@sec.gov (all e-mails must reference the file numbers 4-
633 and S7-39-10 in the subject field) or through the comment form 
available at: http://www.sec.gov/rules/other.shtml.
    All submissions will be reviewed jointly by the Agencies. All 
comments must be in English or be accompanied by an English 
translation. All submissions provided to either Agency in any 
electronic form or on paper will be published on the Web site of the 
respective Agency, without review and without removal of personally 
identifying information. Please submit only information that you wish 
to make publicly available.

    Dated: June 9, 2011.

    By the Commodity Futures Trading Commission.
David A. Stawick,
Secretary.
    Dated: June 9, 2011.

    By the Securities and Exchange Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-14729 Filed 6-13-11; 8:45 am]
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