Document ID: SEC-2019-1166-0001
Agency: sec
Document Type: Notice
Title: Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act
Posted Date: 2019-08-15T04:00Z

[Federal Register Volume 84, Number 158 (Thursday, August 15, 2019)]
[Notices]
[Page 41761]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-17530]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Advisers Act Release No. 5317]

Notice of Intention To Cancel Registrations of Certain Investment 
Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 
1940

August 12, 2019.
    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order or orders, pursuant to 
section 203(h) of the Investment Advisers Act of 1940 (the ``Act''), 
cancelling the registrations of the investment advisers whose names 
appear in the attached Appendix, hereinafter referred to as the 
``registrants.''
    Section 203(h) of the Act provides, in pertinent part, that if the 
Commission finds that any person registered under section 203 of the 
Act, or who has pending an application for registration filed under 
that section, is no longer in existence, is not engaged in business as 
an investment adviser, or is prohibited from registering as an 
investment adviser under section 203A of the Act, the Commission shall 
by order cancel the registration of such person.
    Each registrant listed in the attached Appendix has (a) not filed a 
Form ADV amendment with the Commission as required by rule 204-1 under 
the Act and appears to be no longer in business as an investment 
adviser and/or (b) indicated on Form ADV that it is no longer eligible 
to remain registered with the Commission as an investment adviser but 
has not filed Form ADV-W to withdraw its registration. Accordingly, the 
Commission believes that reasonable grounds exist for a finding that 
these registrants are no longer in existence, are not engaged in 
business as investment advisers, or are prohibited from registering as 
investment advisers under section 203A of the Act, and that their 
registrations should be cancelled pursuant to section 203(h) of the 
Act.
    Notice is also given that any interested person may, by September 
11, 2019, at 5:30 p.m., submit to the Commission in writing a request 
for a hearing on the cancellation of the registration of any registrant 
listed in the attached Appendix, accompanied by a statement as to the 
nature of such person's interest, the reason for such person's request, 
and the issues, if any, of fact or law proposed to be controverted. The 
writer may request to be notified if the Commission should order a 
hearing thereon. Any such communication should be addressed to the 
Commission's Secretary at the address below.
    At any time after September 11, 2019, the Commission may issue an 
order or orders cancelling the registrations of any or all of the 
registrants listed in the attached Appendix, upon the basis of the 
information stated above, unless an order or orders for a hearing on 
the cancellation shall be issued upon request or upon the Commission's 
own motion. Persons who requested a hearing, or who requested to be 
advised as to whether a hearing is ordered, will receive any notices 
and orders issued in this matter, including the date of the hearing (if 
ordered) and any postponements thereof. Any registrant whose 
registration is cancelled under delegated authority may appeal that 
decision directly to the Commission in accordance with rules 430 and 
431 of the Commission's Rules of Practice (17 CFR 201.430 and 431).

ADDRESSES:  The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Alexis Palascak, Senior Counsel, at 
202-551-6999; U.S. Securities and Exchange Commission, Division of 
Investment Management, Office of Investment Adviser Regulation, 100 F 
Street NE, Washington, DC 20549-8549.
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    \1\ 17 CFR 200.30-5(e)(2).

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.\1\
Jill M. Peterson,
Assistant Secretary.
    [Appendix follows.]

Appendix

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                  SEC No.                          Full legal name
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801-72892.................................  Harrington Capital
                                             Management, LLC.
801-108222................................  Pacific Point Advisors, LLC.
801-71350.................................  UrbanAmerica Advisors, LLC.
801-71377.................................  UrbanAmerica Principals,
                                             LLC.
801-71372.................................  UrbanAmerica Principals II,
                                             LLC.
801-71404.................................  UrbanAmerica Principals III,
                                             LLC.
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[FR Doc. 2019-17530 Filed 8-14-19; 8:45 am]
 BILLING CODE 8011-01-P