Document ID: SEC-2014-1119-0001
Agency: sec
Document Type: Rule
Title: Securities Exchange Act: Credit Ratings References; Removal; Correction
Posted Date: 2014-07-08T04:00Z

[Federal Register Volume 79, Number 130 (Tuesday, July 8, 2014)]
[Rules and Regulations]
[Page 38451]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15841]

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  Federal Register / Vol. 79, No. 130 / Tuesday, July 8, 2014 / Rules 
and Regulations  

[[Page 38451]]

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 240 and 249

[Release No. 34-71194A; File No. S7-15-11]
RIN 3235-AL14

Removal of Certain References to Credit Ratings Under the 
Securities Exchange Act of 1934

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; correction.

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SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register of January 8, 2014 that contained an incorrect 
instruction. This correction is being published to correct instruction 
5.b in that document.

DATES: Effective July 7, 2014.

FOR FURTHER INFORMATION CONTACT: Carrie A. O'Brien, Special Counsel, at 
(202) 551-5640; Office of Financial Responsibility (Net Capital, 
Customer Protection, and Books and Records Requirements).

SUPPLEMENTARY INFORMATION:

Sec.  240.15c3-1a  [Corrected]

    In the Federal Register of January 8, 2014, in FR Doc. 2013-31426, 
on page 1549, in the 14th line of the third column, Instruction 5.b. is 
corrected to read as follows:

0
b. Removing paragraphs (c)(4)(vi)(A) through (c)(4)(vi)(D);

    Dated: July 2, 2014.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2014-15841 Filed 7-7-14; 8:45 am]
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