Document ID: SEC-2011-1661-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2011-10-31T04:00Z

[Federal Register Volume 76, Number 210 (Monday, October 31, 2011)]
[Notices]
[Pages 67233-67234]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28210]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on November 2, 2011 
at 9 a.m., in the Auditorium, Room L-002, to hear oral argument in an 
appeal by Wendy McNeeley, CPA, from an initial decision of an 
administrative law judge.
    The law judge found that McNeeley engaged in improper professional 
conduct as defined in the Commission's Rule of Practice 102(e) by 
engaging in highly unreasonable conduct that resulted in a violation of 
applicable professional standards in circumstances in which McNeeley 
knew, or should have known, that heightened scrutiny was warranted. The 
law judge determined that McNeeley should be denied the privilege of 
appearing or

[[Page 67234]]

practicing as an accountant before the Commission for one year.
    Issues likely to be considered at oral argument include whether 
McNeeley engaged in improper professional conduct as defined in the 
Commission's Rule of Practice 102(e) and, if so, the extent to which, 
under the circumstances, sanctions are warranted.
    For further information, please contact the Office of the Secretary 
at (202) 551-5400.

    Dated: October 26, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-28210 Filed 10-27-11; 11:15 am]
BILLING CODE 8011-01-P