Document ID: SEC-2007-0923-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2007-07-09T04:00Z

[Federal Register: July 9, 2007 (Volume 72, Number 130)]
[Notices]               
[Page 37281]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr09jy07-121]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Sunshine Act Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold the following meetings during the 
week of July 9, 2007:
    An Open Meeting will be held on Wednesday, July 11, 2007 at 10 
a.m., in the Auditorium, Room L-002. A Closed Meeting will be held on 
Thursday, July 12, 2007 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matters at the Closed Meeting.
    Commissioner Nazareth, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the Open Meeting scheduled for Wednesday, 
July 11, 2007 at 10 a.m. will be:

    The Commission will consider whether to adopt a new antifraud 
rule under Section 206 of the Investment Advisers Act of 1940. The 
new rule would prohibit advisers to certain pooled investment 
vehicles from making false or misleading statements to, or otherwise 
defrauding, investors or prospective investors in those pooled 
vehicles.

    The subject matter of the Closed Meeting scheduled for Thursday, 
July 12, 2007 will be:

Formal orders of investigations;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an 
enforcement nature; Resolution of litigation claims; and
Other matters related to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: July 3, 2007.
Nancy M. Morris,
Secretary.
 [FR Doc. E7-13272 Filed 7-6-07; 8:45 am]

BILLING CODE 8010-01-P