Document ID: SEC-2010-1029-0001
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals
Posted Date: 2010-07-08T04:00Z

[Federal Register: July 8, 2010 (Volume 75, Number 130)]
[Notices]               
[Page 39287-39288]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr08jy10-121]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor

[[Page 39288]]

Education and Advocacy, Washington, DC 20549-0213.

Extension:
    Rule 19d-3; SEC File No. 270-245; OMB Control No. 3235-0204.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') has submitted to the Office of Management and Budget a 
request for extension of the previously approved collection of 
information provided for in Rule 19d-3 (17 CFR 240.19d-33)--
Applications for Review of Final Disciplinary Sanctions, Denials of 
Membership, Participation or Association, or Prohibitions or 
Limitations of Access to Services Imposed by Self-Regulatory 
Organizations.
    Rule 19d-3 under the Securities Exchange Act of 1934 (17 U.S.C. 78a 
et seq.) prescribes the form and content of applications to the 
Commission by persons desiring stays of final disciplinary sanctions 
and summary action of self-regulatory organizations (``SROs'') for 
which the Commission is the appropriate regulatory agency. The 
Commission uses the information provided in the application filed 
pursuant to Rule 19d-3 to review final actions taken by SROs including: 
(1) Disciplinary sanctions; (2) denials of membership, participation or 
association; and (3) prohibitions on or limitations of access to SRO 
services.
    It is estimated that approximately 15 respondents will utilize this 
application procedure annually, with a total burden of 270 hours, for 
all respondents to complete all submissions. This figure is based upon 
past submissions. The staff estimates that the average number of hours 
necessary to comply with the requirements of Rule 19d-3 is 18 hours. 
The average cost per hour, to complete each submission, is 
approximately $101. Therefore, the total cost of compliance for all 
respondents is $27,270. (15 submissions x 18 hours x $101 per hour).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or send an e-mail to: Shagufta_
Ahmed@omb.eop.gov and (ii) Charles Boucher, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Shirley Martinson, 
6432 General Green Way, Alexandria VA 22312 or send an e-mail to: PRA_
Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: June 30, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-16539 Filed 7-7-10; 8:45 am]
BILLING CODE 8010-01-P