Document ID: SEC-2009-0386-0001
Agency: sec
Document Type: Notice
Title: Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.; Correction
Posted Date: 2009-03-24T04:00Z

[Federal Register: March 24, 2009 (Volume 74, Number 55)]
[Notices]               
[Page 12417]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr24mr09-137]                         

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-59495A; File No. SR-FINRA-2008-052]

 
Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Order Granting Approval of a Proposed Rule Change 
Relating to the Adoption of FINRA Rule 2140 (Interfering With the 
Transfer of Customer Accounts in the Context of Employment Disputes) in 
the Consolidated FINRA Rulebook; Correction

March 18, 2009.
    In FR Doc. E9-5212, for Tuesday, March 11, 2009, on page 10633, 
third column, footnote 8, the text is revised to read:
    The text of the proposed new FINRA rule, marked to show changes 
from NASD IM-2110-7 and to show that NASD IM-2110-7 is to be deleted in 
its entirety from the Transitional Rulebook, is attached as Exhibit 5 
to the proposed rule change and is available at http://www.finra.org/
Industry/Regulation/RuleFilings/2008/P117330. FINRA has transferred 
NASD Rule 2110 to the Consolidated FINRA Rulebook without change as 
FINRA Rule 2010. Securities Exchange Act Release No. 58643 (September 
25, 2008), 73 FR 57174 (October 1, 2008) [File No. SR-FINRA-2008-028].
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    \1\ 17 CFR 200.30-(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\1\
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-6353 Filed 3-23-09; 8:45 am]

BILLING CODE 8010-01-P