Document ID: SEC-2023-0395-0001
Agency: sec
Document Type: Rule
Title: Insider Trading Arrangements and Related Disclosures
Posted Date: 2023-04-07T04:00Z

[Federal Register Volume 88, Number 67 (Friday, April 7, 2023)]
[Rules and Regulations]
[Page 20760]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2022-27675]

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 229, 232, 240, and 249

[Release Nos. 33-11138; 34-96492; File No. S7-20-21]
RIN 3235-AM86

Insider Trading Arrangements and Related Disclosures

Correction

    In rule document 2022-27675, appearing on pages 80362-80432 in the 
issue of Thursday, December 29, 2022, make the following correction:

Sec.  229.601  [Corrected]

0
Beginning on page 80428, the ``Exhibit Table'' is correct to read as 
set forth below:

                                                                      Exhibit Table
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          Securities act forms                                          Exchange act forms
                              --------------------------------------------------------------------------------------------------------------------------
                                                               S-4                                  F-4
                                S-1    S-3    SF-1    SF-3     \1\    S-8    S-11    F-1    F-3     \1\    10  8-K \2\   10-D    10-Q    10-K    ABS-EE
--------------------------------------------------------------------------------------------------------------------------------------------------------
 
                                                                      * * * * * * *
(19) Insider trading policies  .....  .....  ......  ......  ......  .....  ......  .....  .....  ......  ...  .......  ......  ......       X  ........
 and procedures..............
 
                                                                      * * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S-4 or F-4 to provide
  information about such company at a level prescribed by Form S-3 or F-3; and (2) the form, the level of which has been elected under Form S-4 or F-4,
  would not require such company to provide such exhibit if it were registering a primary offering.
\2\ A Form 8-K exhibit is required only if relevant to the subject matter reported on the Form 8-K report. For example, if the Form 8-K pertains to the
  departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by
  reference from a previous filing.
 

[FR Doc. C1-2022-27675 Filed 4-6-23; 8:45 am]
BILLING CODE 0099-10-P