Document ID: SEC-2010-0755-0001
Agency: sec
Document Type: Notice
Title: Meetings: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Posted Date: 2010-05-21T04:00Z

[Federal Register: May 21, 2010 (Volume 75, Number 98)]
[Notices]               
[Page 28667-28668]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr21my10-144]                         

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 334-62114; File No. 265-26-01]

COMMODITY FUTURES TRADING COMMISSION

 
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

AGENCIES: Securities and Exchange Commission (``SEC'') and Commodity 
Futures Trading Commission (``CFTC'') (each, an ``Agency,'' and 
collectively, ``Agencies'').

ACTION: Notice of meeting of Joint CFTC-SEC Advisory Committee on 
Emerging Regulatory Issues.

-----------------------------------------------------------------------

SUMMARY: The Joint CFTC-SEC Advisory Committee on Emerging Regulatory 
Issues is providing notice that it will hold a public meeting on 
Monday, May 24, 2010, in the Auditorium, Room L-002, at the SEC's main 
offices, 100 F Street, NE., Washington, DC. The meeting will begin at 9 
a.m. (EST) and will be open to the public. The Committee meeting will 
be Webcast on the SEC's Web site at http://www.sec.gov. Persons needing 
special accommodations to take part because of a disability should 
notify a contact person listed below. The public is invited to submit 
written statements to the Committee.
    The agenda for the meeting includes: (i) Opening remarks; (ii) the 
introduction of Committee members, (iii) discussion of Committee agenda 
and organization; (iv) discussion of the Joint CFTC-SEC report on the 
market events of May 6, 2010; and (v) discussion of next steps and 
closing comments.
    Pursuant to 41 CFR 102-3.150(b), the Agencies are providing less 
than fifteen days notice of the meeting so that Committee members can 
quickly begin to conduct a review of the market events of May 6, 2010, 
and make recommendations related to market structure issues that may 
have contributed to the volatility, as well as disparate trading 
conventions and rules across various markets.

DATES: Written statements should be received on or before noon on 
Friday, May 21, 2010.

ADDRESSES: Because the Agencies will jointly review all comments 
submitted,

[[Page 28668]]

interested parties may send comments to either Agency and need not 
submit responses to both Agencies. Respondents are encouraged to use 
the title ``Joint CFTC-SEC Advisory Committee'' to facilitate the 
organization and distribution of comments between the Agencies. 
Interested parties are invited to submit responses to:
    Securities and Exchange Commission: Written comments may be 
submitted by the following methods:

Electronic Comments

     Use the SEC's Internet submission form (http://
www.sec.gov/rules/other.shtml); or
     Send an e-mail to rule-comments@sec.gov.
    Please include File No. 265-26-01 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy, 
Secretary, Securities and Exchange Commission, 100 F St., NE., 
Washington 20549. All submissions should refer to File No. 265-26-01.
To help the SEC process and review your comments more efficiently, 
please use only one method. The SEC staff will post all comments on the 
SEC's Internet Web site (http://www.sec.gov/rules/other.shtml). 
Comments will also be available for Web site viewing and printing in 
the SEC's Public Reference Room, 100 F St., NE., Washington DC 20549, 
on official business days between the hours of 10 a.m. and 3 p.m. All 
comments received will be posted without change; we do not edit 
personal identifying information from your submissions. You should 
submit only information that you wish to make available publicly.
    Commodity Futures Trading Commission:
     Written comments may be mailed to the Commodity Futures 
Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., 
Washington, DC 20581, Attention: Office of the Secretary; transmitted 
by facsimile to the CFTC at (202) 418-5521; or transmitted 
electronically to Jointcommittee@cftc.gov. Reference should be made to 
``Joint CFTC-SEC Advisory Committee.''

FOR FURTHER INFORMATION CONTACT: Ronesha Butler, Special Counsel, at 
(202) 551-5629, Division of Trading and Markets, or Elizabeth M. 
Murphy, Committee Management Officer, at (202) 551-5400, Securities and 
Exchange Commission, 100 F St., NE., Washington DC 20549, or Martin 
White, Committee Management Officer, at (202) 418-5129, Commodity 
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, 
NW., Washington, DC 20581.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C. App. 1, Sec.  10(a), James R. 
Burns and Timothy Karpoff, each Co-Designated Federal Officer of the 
Committee, acting jointly, have approved publication of this notice.

    Dated: May 18, 2010.

    By the Securities and Exchange Commission.
Elizabeth M. Murphy,
Committee Management Officer.
    By the Commodity Futures Trading Commission.
Martin White,
Committee Management Officer.
[FR Doc. 2010-12301 Filed 5-20-10; 8:45 am]
BILLING CODE P