Document ID: SEC-2009-0225-0001
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals
Posted Date: 2009-02-19T05:00Z

[Federal Register: February 19, 2009 (Volume 74, Number 32)]
[Notices]               
[Page 7709]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr19fe09-79]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy, 
Washington, DC 20549-0213.

Extension:
    Rule 17Ac2-1, SEC File No. 270-95, OMB Control No. 3235-0084.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
existing collection of information provided for in the following rule: 
Rule 17Ac2-1 (17 CFR 240.17Ac2-1) under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) (``Exchange Act'').
    Rule 17Ac-2, pursuant to Section 17A(c) of the Exchange Act, 
generally requires transfer agents to register with their Appropriate 
Regulatory Agency (``ARA''), whether the Commission, the Comptroller of 
the Currency, the Board of Governors of the Federal Reserve System, the 
Federal Deposit Insurance Corporation, or the Office of Thrift 
Supervision, and to amend their registrations if the information 
becomes inaccurate, misleading, or incomplete.
    Paragraph 1 of Rule 17Ac-2, requires transfer agents to file a Form 
TA-1 application for registration with the Commission where the 
Commission is their ARA. Transfer agents must also file an amended Form 
TA-1 application for registration if the existing on their Form TA-1 
becomes inaccurate, misleading, or incomplete. The Form TA-1s must be 
filed with the Commission electronically, absent an exemption, on EDGAR 
pursuant to Regulation S-T (17 CFR 232).
    The Commission receives on an annual basis approximately 100 
applications for registration on Form TA-1 from transfer agents 
required to register with the Commission. Included in this figure are 
amendments to Form TA-1 as required by Paragraph (c) of Rule 17Ac2-1 to 
address information that has become inaccurate, misleading, or 
incomplete. Based on past submissions, the staff estimates that the 
average number of hours necessary to comply with the requirements of 
Rule 17Ac-1 and Form TA-1 is one and one-half hours with a total burden 
of 150 hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Charles Boucher, Chief Information Officer, 
Securities and Exchange Commission, c/o Shirley Martinson, 6432 General 
Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_
Mailbox@sec.gov. Comments must be submitted within 30 days of this 
notice.

    Dated: February 11, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-3433 Filed 2-18-09; 8:45 am]

BILLING CODE 8011-01-P