Document ID: SEC-2020-2064-0001
Agency: sec
Document Type: Notice
Title: Privacy Act; Systems of Records
Posted Date: 2020-12-28T05:00Z

[Federal Register Volume 85, Number 248 (Monday, December 28, 2020)]
[Notices]
[Pages 84436-84437]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-28600]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. PA-56; File No. S7-21-20]

Privacy Act of 1974; System of Records

AGENCY: Securities and Exchange Commission.

ACTION: Rescindment of system of record notice.

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SUMMARY: Pursuant to the Privacy Act of 1974 (5 U.S.C. 552a) and Office 
of Management and Budget (OMB) Circular No. A-108, the Securities and 
Exchange Commission (Commission or SEC) proposes to rescind four 
existing systems of records. The Notice of Rescindment identifies the 
system of records, explains why the SORN is being rescinded, and 
provides an account of what will happen to the records previously 
maintained in the system.

DATES: The rescindments will become effective on February 8, 2021.

ADDRESSES: 
    Comments may be submitted by any of the following methods:

Electronic Comments

     Use the Commission's internet comment form (https://www.sec.gov/rules/submitcomments.htm); or
     Send an email to rule-comments@sec.gov. Please include 
File Number S7-21-20 on the subject line.

Paper Comments

    Send paper comments in triplicate to Vanessa A. Countryman, 
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549-1090. All submissions should refer to S7-21-20. 
This file number should be included on the subject line if email is 
used. To help process and review your comments more efficiently, please 
use only one method. The Commission will post all comments on the 
Commission's internet website (http://www.sec.gov/rules/other.shtml). 
Comments are also available for website viewing and printing in the 
Commission's Public Reference Room, 100 F Street NE, Washington, DC 
20549, on official business days between the hours of 10 a.m. and 3 
p.m. All comments received will be posted without change; we do not 
edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Ronnette McDaniel, Privacy and 
Information Assurance Branch Chief, 202-551-7200 or 
privacyhelp@sec.gov.

SUPPLEMENTARY INFORMATION: Four systems were identified for rescindment 
from the SEC's Privacy Act systems of records inventory. The SORNs were 
identified for rescindment because they are duplicative, and covered by 
another SEC system of records. OMB requires that each agency provide 
assurance that systems of records do not duplicate any existing agency 
or government-wide systems of records. A description of

[[Page 84437]]

each rescindment justification, the applicable SORNs, and an account of 
what happened to the records is as follows:
    1. SEC-19: Division of Corporation Finance and Support Office 
Working Files. The records in SEC-19 are duplicative of and share the 
same purpose as the records in SEC-68: SEC's Division of Corporation 
Finance Records, 83 FR 6892 (February 15, 2018).
    2. SEC-29: Agency Correspondence Tracking System (ACTS). The 
records in SEC-29 are duplicative of and share the same purpose as the 
records in SEC-65: Investor Response Information System (IRIS), 76 FR 
30213 (May 24, 2011).
    3. SEC-58: System for Enforcement Case Tracking and Routing 
(SECTR). The records in SEC-58 are duplicative and share the same 
purpose as the records in SEC-70: SEC's Division of Trading and Market 
Records, 83 FR 6892 (February 15, 2018).
    4. SEC-61: Municipal Advisor Records The records in SEC 61 are 
duplicative and share the same purpose as the records in SEC-62. 
Correspondence Files Pertaining to Municipal Advisors; Municipal 
Advisor Logs.

 History:

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                                        Federal Register Number and
           System  No.                        publication date
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SEC-19...........................  Division of Corporation Finance and
                                    Support Office Working Files 40 FR
                                    39253 (August 27, 1975).
SEC-29...........................  Agency Correspondence Tracking System
                                    (ACTS) 40 FR 39253 (August 27, 1975)
                                    and 62 FR 47887 (September 11,
                                    1997).
SEC-58...........................  System for Enforcement Case Tracking
                                    and Routing (SECTR) 74 FR 36281
                                    (July 22, 2009).
SEC-61...........................  Municipal Advisor Records 75 FR 51854
                                    (August 23, 2010).
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    By the Commission.

    Dated: December 21, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-28600 Filed 12-23-20; 8:45 am]
BILLING CODE 8011-01-P