Document ID: SEC-2008-0777-0001
Agency: sec
Document Type: Rule
Title: Regional Office Reorganization
Posted Date: 2008-06-05T04:00Z

[Federal Register: June 5, 2008 (Volume 73, Number 109)]
[Rules and Regulations]               
[Page 32221-32229]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr05jn08-9]                         

[[Page 32221]]

-----------------------------------------------------------------------

Part III

Securities and Exchange Commission

-----------------------------------------------------------------------

17 CFR Parts 200, 201, 202 et al.

Regional Office Reorganization; Final Rule

[[Page 32222]]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 200, 201, 202, 203, 209, 230, 232, 240, 249, 249b, 
260, 270, 274, 275, and 279

[Release No. 34-57877]

 
Regional Office Reorganization

AGENCY: Securities and Exchange Commission.

ACTION: Final rule amendments.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission is amending its rules 
to reflect the reorganization of its former five regional and six 
district offices into eleven regional offices reporting directly to SEC 
Headquarters. The Commission also is correcting addresses appearing in 
its rules.

DATES: Effective Date: June 5, 2008.

FOR FURTHER INFORMATION CONTACT: Stephen Jung, (202) 551-5162, 
Assistant General Counsel, Office of the General Counsel; Michael 
Bloise, (202) 551-5116, Senior Counsel, Office of the General Counsel, 
Securities and Exchange Commission, 100 F Street, NE., Washington, DC 
20549.

SUPPLEMENTARY INFORMATION: The Commission is amending 17 CFR parts 200, 
201, 202, 203, 209, 230, 232, 240, 249, 249b, 260, 270, 274, 275, and 
279.

I. Discussion

    On March 30, 2007, the Chairman of the Securities and Exchange 
Commission announced a new structure for the Commission's regional and 
district offices and changes to the designation of the offices and 
their chief supervisory personnel.\1\ These changes, which became 
effective on April 1, 2007, were intended to facilitate the regional 
offices' cooperation with state and federal regulators, law enforcement 
agencies and consumer groups at the local level to better protect 
investors no matter where they live or with whom they invest.
---------------------------------------------------------------------------

    \1\ Press Rel. No. 2007-59 (March 30, 2007).
---------------------------------------------------------------------------

    As a result of the reorganization, the former structure, in which 
there were six district offices reporting to five regional offices 
that, in turn, reported to Commission headquarters, was replaced by a 
new structure in which there are eleven regional offices, each 
reporting directly to Commission headquarters. Each regional office is 
now designated by the name of the city in which it is located, as 
follows: Atlanta Regional Office, Boston Regional Office, Chicago 
Regional Office, Denver Regional Office, Fort Worth Regional Office, 
Los Angeles Regional Office, Miami Regional Office, New York Regional 
Office, Philadelphia Regional Office, Salt Lake City Regional Office, 
and San Francisco Regional Office.
    Pursuant to the reorganization, the title ``District 
Administrator'' was discontinued, and the heads of all of the regional 
offices are now called ``Regional Directors.'' The term ``Regional 
Director'' also replaced the term ``District Administrator'' in the 
titles of subordinate managers in the regional offices. The regional 
offices report, on enforcement matters, to the Deputy Director of the 
Division of Enforcement who is responsible for regional office 
enforcement matters and, on examination matters, to the Director of the 
Office of Compliance Inspections and Examinations. The Director of 
Regional Office Operations continues to oversee regional office 
operational and management issues.
    To reflect this reorganization, the Commission is amending certain 
of its rules to delete the term ``district office'' or replace it with 
the term ``regional office,'' as appropriate. Likewise, the Commission 
is amending certain of its rules to delete the term ``District 
Administrator'' or replace it with the term ``Regional Director,'' as 
appropriate. The Commission also is removing rules that describe the 
duties of District Administrators and delegate functions to these 
persons. In addition, because a number of Commission offices have 
relocated since the adoption of the current rules, the Commission is 
amending its rules to update the addresses that appear in its rules for 
all of its offices.
    The rule amendments also update the geographic allocation of 
examination and enforcement jurisdiction to each Regional Director. 
This geographic allocation also determines where brokers, dealers, 
transfer agents, clearing agents, registered securities associations, 
investment advisers, and others must file reports that are required to 
be filed in regional offices. These registrants should note changes in 
the geographic allocation resulting from the reorganization.

II. Administrative Procedure Act and Other Administrative Laws

    The Commission has determined that these amendments to its rules 
relate solely to the agency's organization, procedure, or practice. 
Therefore, the provisions of the Administrative Procedure Act (``APA'') 
regarding notice of proposed rulemaking and opportunity for public 
participation are not applicable.\2\ For the same reason, and because 
these amendments do not substantially affect the rights or obligations 
of non-agency parties, the provisions of the Small Business Regulatory 
Enforcement Fairness Act are not applicable.\3\ In addition, the 
provisions of the Regulatory Flexibility Act, which apply only when 
notice and comment are required by the APA or other law, are not 
applicable.\4\ Finally, these amendments do not contain any collection 
of information requirements as defined by the Paperwork Reduction Act 
of 1995, as amended.\5\
---------------------------------------------------------------------------

    \2\ 5 U.S.C. 553(b).
    \3\ 5 U.S.C. 804.
    \4\ 5 U.S.C. 601-12.
    \5\ 44 U.S.C. 3501-20.
---------------------------------------------------------------------------

III. Cost-Benefit Analysis

    The Commission is sensitive to the costs and benefits imposed by 
its rules. The rule amendments the Commission is adopting today update 
the Commission's rules to reflect the reorganization of the 
Commission's regional offices. The amendments also update addresses for 
the Commission's offices that appear in the Commission's rules.
    The Commission believes that the reorganization of the Commission's 
regional offices will produce the benefit of facilitating the offices' 
cooperation with state and federal regulators, law enforcement agencies 
and consumer groups at the local level to better protect investors no 
matter where they live or with whom they invest. The reorganization 
also should help eliminate the potential for redundancy and overlap in 
the Commission's inspection and enforcement procedures. Updating 
addresses in the Commission's rules will help registrants, investors, 
and others avoid misdirecting their communications with the Commission. 
The Commission does not believe that the rule amendments will impose 
any costs on non-agency parties, or that if there are any such costs, 
they are negligible.

IV. Consideration of Burden on Competition

    Section 23(a)(2) of the Securities Exchange Act of 1934 (``Exchange 
Act'') requires the Commission, in making rules pursuant to any 
provision of the Exchange Act, to consider among other matters the 
impact any such rule would have on competition. The Commission does not 
believe that the amendments that the Commission is adopting today will 
have any impact on competition.

[[Page 32223]]

V. Statutory Basis

    The Commission is adopting amendments to 17 CFR parts 200, 201, 
202, 203, 209, 229, 230, 232, 239, 240, 249, 249b, 260, 269, 270, 274, 
275, and 279 pursuant to 15 U.S.C. 77s, 78d-1, 78w, 80a-37, 80b-11, 
7202, and the authorities set forth therein.

VI. Text of Final Amendments

List of Subjects

17 CFR Part 200

    Administrative practice and procedure, Authority delegations 
(Government agencies), Classified information, Environmental impact 
statements, Equal employment opportunity, Freedom of information, 
Government employees, Organization and functions (Government agencies), 
Privacy, Reporting and recordkeeping requirements.

17 CFR Parts 201

    Administrative practice and procedure.

17 CFR Part 202

    Administrative practice and procedure, Securities.

17 CFR Part 203

    Administrative practice and procedure, Investigations, Securities.

17 CFR Part 209

    Administrative practice and procedure.

17 CFR Parts 230 and 232

    Reporting and recordkeeping requirements, Securities.

17 CFR Part 240

    Brokers, Reporting and recordkeeping requirements, Securities.

17 CFR Parts 249, 249b, and 260

    Reporting and recordkeeping requirements.

17 CFR Part 270

    Investment companies, Reporting and recordkeeping requirements, 
Securities.

17 CFR Parts 274, 275, and 279

    Reporting and recordkeeping requirements.

0
In accordance with the foregoing, 17 CFR, Chapter II of the Code of 
Federal Regulations is amended as follows:

PART 200--ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND 
REQUESTS

Subpart A--Organization and Program Management

0
1. The authority citation for part 200, subpart A, is amended by 
revising the following sub-authorities to read as follows:

    Authority: 15 U.S.C. 77o, 77s, 77sss, 78d, 78d-1, 78d-2, 78w, 
78ll(d), 78mm, 80a-37, 80b-11, and 7202, unless otherwise noted.
    Sections 200.27 and 200.30-6 are also issued under 15 U.S.C. 
77e, 77f, 77g, 77h, 77j, 77q, 77u, 78e, 78g, 78h, 78i, 78k, 78m, 
78o, 78o-4, 78q, 78q-1, 78t-1, 78u, 77hhh, 77uuu, 80a-41, 80b-5, and 
80b-9.
* * * * *
    Section 200.30-3 is also issued under 15 U.S.C. 78b, 78d, 78f, 
78k-1, 78q, 78s, and 78eee.
* * * * *

0
2. Section 200.11 is revised to read as follows:

Sec.  200.11  Headquarters Office--Regional Office relationships.

    (a)(1) Division and Office Heads in the Headquarters Office (100 F 
Street, NE., Washington, DC 20549) have Commission-wide responsibility 
to the Commission for the overall development, policy and technical 
guidance, and policy direction of the operating programs under their 
jurisdiction.
    (2) Each Regional Director is responsible for the direction and 
supervision of his or her work force and for the execution of all 
programs in his or her office's region as shown in paragraph (b) of 
this section, in accordance with established policy, and reports, on 
enforcement matters, to the Deputy Director of the Division of 
Enforcement who is responsible for Regional Office enforcement matters 
and, on examination matters, to the Director of the Office of 
Compliance Inspections and Examinations. The Director of Regional 
Office Operations interacts with the Regional Directors and their staff 
on operational and administrative/management issues and serves as their 
representative in the Commission's Washington Headquarters in those 
areas.
    (b) Regional Directors of the Commission.
    Atlanta Regional Office: Alabama, Georgia, North Carolina, South 
Carolina, and Tennessee--Regional Director, 3475 Lenox Road, NE., Suite 
1000, Atlanta, GA 30326-1232.
    Boston Regional Office: Connecticut, Maine, Massachusetts, New 
Hampshire, Rhode Island, and Vermont--Regional Director, 33 Arch 
Street, 23rd Floor, Boston, MA 02110-1424.
    Chicago Regional Office: Kentucky, Illinois, Indiana, Iowa, 
Michigan, Minnesota, Missouri, Ohio, and Wisconsin--Regional Director, 
175 West Jackson Boulevard, Suite 900, Chicago, IL 60604-2908.
    Denver Regional Office: Colorado, Kansas, Nebraska, New Mexico, 
North Dakota, South Dakota, and Wyoming--Regional Director, 1801 
California Street, Suite 1500, Denver, CO 80202-2656.
    Fort Worth Regional Office: Arkansas, Kansas (for certain 
purposes), Oklahoma, and Texas--Regional Director, Burnett Plaza, Suite 
1900, 801 Cherry Street, Unit 18, Fort Worth, TX 76102-6882.
    Los Angeles Regional Office: Arizona, Southern California (zip 
codes 93599 and below, except 93200-93299), Guam, Hawaii, and Nevada--
Regional Director, 5670 Wilshire Boulevard, 11th Floor, Los Angeles, CA 
90036-3648.
    Miami Regional Office: Florida, Louisiana, Mississippi, Puerto 
Rico, and the Virgin Islands--Regional Director, 801 Brickell Avenue, 
Suite 1800, Miami, FL 33131-4901.
    New York Regional Office: New York and New Jersey--Regional 
Director, 3 World Financial Center, Suite 400, New York, NY 10281-1022.
    Philadelphia Regional Office: Delaware, District of Columbia, 
Maryland, Pennsylvania, Virginia, and West Virginia--Regional Director, 
701 Market Street, Suite 2000, Philadelphia, PA 19106-1532.
    Salt Lake City Regional Office: Utah--Regional Director, 15 W. 
South Temple Street, Suite 1800, Salt Lake City, UT 84101-1573.
    San Francisco Regional Office: Alaska, Northern California (zip 
codes 93600 and up, plus 93200-93299), Idaho, Montana, Oregon, and 
Washington--Regional Director, 44 Montgomery Street, Suite 2600, San 
Francisco, CA 94104-4716.
    (c) The geographic allocation set forth in paragraph (b) of this 
section determines where registered brokers, dealers, transfer agents, 
clearing agents, registered securities associations, investment 
advisers, and others as designated in this chapter must file reports 
required to be filed in regional offices.

Sec.  200.12  [Amended]

0
3. Section 200.12 is amended by removing from the first sentence the 
phrase ``and District Administrators'' and the authority citation 
following the section.

[[Page 32224]]

Sec.  200.21a  [Amended]

0
4. Section 200.21a, paragraph (b)(2), is amended by removing the phrase 
``District Administrators,''.

0
5. Section 200.27 is revised to read as follows:

Sec.  200.27  The Regional Directors.

    Each Regional Director is responsible for executing the 
Commission's programs within his or her geographic region as set forth 
in Sec.  200.11(b), subject to review, on enforcement matters, by the 
Deputy Director of the Division of Enforcement who is responsible for 
Regional Office enforcement matters and, on examination matters, by the 
Director of the Office of Compliance Inspections and Examinations, and 
subject to policy direction and review by the other Division Directors, 
the General Counsel, and the Chief Accountant. The Regional Directors' 
responsibilities include particularly the investigation of transactions 
in securities on national securities exchanges, in the over-the-counter 
market, and in distribution to the public; the examination of members 
of national securities exchanges and registered brokers and dealers, 
transfer agents, investment advisers and investment companies, 
including the examination of reports filed under Sec.  240.17a-5 of 
this chapter; the prosecution of injunctive actions in U.S. District 
Courts and administrative proceedings before Administrative Law Judges; 
the rendering of assistance to U.S. Attorneys in criminal cases; and 
the making of the Commission's facilities more readily available to the 
public in that area. In addition, the Regional Director of the New York 
Regional Office is responsible for the Commission's participation in 
cases under chapters 9 and 11 of the Bankruptcy Code in Connecticut, 
Maine, Massachusetts, New Hampshire, New Jersey, New York, 
Pennsylvania, Rhode Island, and Vermont; the Regional Director of the 
Atlanta Regional Office is responsible for such participation in 
Alabama, Delaware, District of Columbia, Florida, Georgia, Louisiana, 
Maryland, Mississippi, North Carolina, Puerto Rico, South Carolina, 
Tennessee, Virgin Islands, Virginia, and West Virginia; the Regional 
Director of the Chicago Regional Office is responsible for such 
participation in Arkansas, Colorado, Illinois, Indiana, Iowa, Kansas, 
Kentucky, Michigan, Minnesota, Missouri, Nebraska, New Mexico, North 
Dakota, Ohio, Oklahoma, South Dakota, Texas, Wisconsin, and Wyoming; 
and the Regional Director of the Los Angeles Regional Office is 
responsible for such participation in Alaska, Arizona, California, 
Guam, Hawaii, Idaho, Montana, Nevada, Oregon, Utah, and Washington.

Sec.  200.27a  [Removed]

0
6. Section 200.27a is removed.

Sec.  200.28  [Amended]

0
7. Section 200.28, paragraph (a), is amended by removing the phrase 
``Regional Administrators'' and adding in its place ``Regional 
Directors''.

Sec.  200.30-6a  [Removed]

0
8. Section 200.30-6a is removed.

Sec.  200.30-11  [Amended]

0
9. Section 200.30-11, paragraph (c)(2), is amended by removing the 
phrase ``or district'' and by removing the authority citation following 
the section.

Subpart D--Information and Requests

0
10. The general authority citation for part 200, subpart D, is revised 
to read as follows:

    Authority: 5 U.S.C. 552, as amended, 15 U.S.C. 77f(d), 77s, 
77ggg(a), 77sss, 78m(F)(3), 78w, 80a-37, 80a-44(a), 80a-44(b), 80b-
10(a), and 80b-11.
* * * * *

0
11. Section 200.80 is amended by:
0
a. In paragraph (a)(2), the introductory text, revising the phrase 
``during normal business hours at the public reference room located at 
450 Fifth Street, NW., Room 1024, Washington, DC and at the Northeast 
and Midwest Regional Offices of the Commission,'' to read ``from 10 
a.m. to 3 p.m., E.T., at the public reference room located at 100 F 
Street, NE., Washington, DC,'';
0
b. Revising paragraph (c)(1);
0
c. In paragraph (c)(2), in the first sentence, removing the phrase ``or 
at its other public reference facilities''; in the second sentence, 
removing the phrase ``and District''; and in the third sentence, 
removing the phrase ``450 Fifth Street, NW., Washington, DC 20549'' and 
adding in its place ``100 F Street, NE., Washington, DC 20549'';
0
d. In paragraph (d)(1):
0
i. In the first sentence, revising the phrase ``reference facilities 
may be made in person during normal business hours at those 
facilities'' to read ``reference facility may be made in person from 10 
a.m. to 3 p.m., E.T., at this facility'';
0
ii. In the second sentence, revising the phrase ``reference 
facilities'' to read ``reference facility''; and
0
iii. In the last sentence, revising the phrase ``Operations Center, 
6432 General Green Way, Alexandria, VA 22312-2413. The request may also 
be made by facsimile (703-914-1149) or by Internet'' to read ``100 F 
Street, NE., Washington, DC 20549. The request may also be made by 
facsimile (202-772-9337) or by Internet'';
0
e. In paragraphs (d)(2) and (d)(4), first sentence, revising the phrase 
``reference facilities'' to read ``reference facility'';
0
f. In paragraph (d)(2), first sentence, removing the word 
``appropriate'';
0
g. Revising paragraph (d)(6)(ii);
0
h. In paragraph (d)(7)(i) in the third and fourth sentences, removing 
the phrase ``or district'';
0
i. In the introductory text of paragraph (e), second sentence, removing 
the phrase ``or district'';
0
j. In paragraph (e)(2), first and third sentences, revising the phrase 
``reference facilities'' to read ``reference facility'' and in the 
second sentence revising the phrase ``450 Fifth Street, NW., Room 1024, 
Washington, DC'' to read ``100 F Street, NE., Washington, DC'';
0
k. In paragraph (e)(7)(i), first sentence, by removing the phrase 
``Washington, DC, Northeast, or Midwest public reference rooms'', and 
adding in its place ``Washington, DC public reference room'';
0
l. In paragraph (e)(7)(i), first sentence, removing the phrase ``450 
Fifth Street, NW., room 1024, Washington, DC 20549'' and adding in its 
place the phrase ``100 F Street, NE., Washington, DC 20549''; and
0
m. In paragraph (e)(7)(ii), last sentence, removing ``450 Fifth Street, 
NW., Room 1024, Washington, DC'' to read ``100 F Street, NE., 
Washington, DC'';
0
n. In paragraph (e)(7)(iii), second sentence, removing the phrase ``450 
Fifth Street, NW., Room 1024, Washington, DC.'' and adding in its place 
the phrase ``100 F Street, NE., Washington, DC'', and removing the 
phrase ``and district''.
    The revisions read as follow:

Sec.  200.80  Commission records and information.

* * * * *
     (c)(1) Public reference facility. In order to disseminate records, 
including those listed in appendix A to this section, the Commission 
has a specially staffed and equipped public reference room located at 
100 F Street, NE., Washington, DC. Copying machines, which are 
available to requestors on a self-service or contractor-operated basis, 
can be used to make immediate copies up to 8\1/2\ by 11 inches in size 
of materials that are available for inspection in the Washington, DC 
Headquarters. Fees and levels of service are set out in the 
Commission's schedule of fees in appendix E to this

[[Page 32225]]

section and in information available from the public reference room. 
The Commission accepts only written requests for copies of documents.
    (i) The public reference room in Washington, DC has available for 
public inspection all of the publicly available records of the 
Commission as described in paragraph (a) of this section. Upon request, 
and only when suitable arrangements can be made with respect to the 
transportation, storage, and inspection of records, records may be sent 
to any other Commission office for inspection at that office, if the 
records are not needed by the Commission or the staff in connection 
with the performance of official duties. When the records are sent to 
another office at the request of a member of the public, the requestor 
shall be charged all costs incurred by the Commission in transporting 
the records.
    (ii) All regional offices of the Commission have available for 
public examination the materials set forth in paragraph (a)(2) of this 
section and the SEC Docket, SEC News Digest, and other SEC 
publications. Blank forms as well as other general information about 
the operations of the Commission described in paragraph (a)(1) of this 
section may also be available at particular regional offices.
    (iii) The addresses of the Commission's regional offices are:
    Atlanta Regional Office--3475 Lenox Road, NE., Suite 1000, Atlanta, 
GA 30326-1232. Office hours--9 a.m. to 5:30 p.m. E.T.
    Boston Regional Office--33 Arch Street, 23rd Floor, Boston, MA 
02110-1424. Office hours--9 a.m. to 5:30 p.m. E.T.
    Chicago Regional Office--175 West Jackson Boulevard, Suite 900, 
Chicago, IL 60604-2908. Office hours--8:45 a.m. to 5:15 p.m. C.T.
    Denver Regional Office--1801 California Street, Suite 1500, Denver, 
CO 80202-2656. Office hours--8 a.m. to 4:30 p.m. M.T.
    Fort Worth Regional Office--Burnett Plaza, Suite 1900, 801 Cherry 
Street, Unit 18, Fort Worth, TX 76102-6882. Office hours--8:30 
a.m. to 5 p.m. C.T.
    Los Angeles Regional Office--5670 Wilshire Boulevard, 11th Floor, 
Los Angeles, CA 90036-3648. Office hours--8:30 a.m. to 5 p.m. P.T.
    Miami Regional Office--801 Brickell Avenue, Suite 1800, Miami, FL 
33131-4901. Office hours--9 a.m. to 5:30 p.m. E.T.
    New York Regional Office--3 World Financial Center, Suite 400, New 
York, NY 10281-1022. Office hours--9 a.m. to 5:30 p.m. E.T.
    Philadelphia Regional Office--701 Market Street, Suite 2000, 
Philadelphia, PA 19106-1532. Office hours--9 a.m. to 5:30 p.m. E.T.
    Salt Lake City Regional Office--15 W. South Temple Street, Suite 
1800, Salt Lake City, UT 84101-1573. Office hours--8 a.m. to 4:30 p.m. 
M.T.
    San Francisco Regional Office--44 Montgomery Street, Suite 2600, 
San Francisco, CA 94104-4716. Office hours--8:30 a.m. to 5 p.m. P.T.
* * * * *
    (d) * * *
    (6) * * *
    (ii) The appeal must be mailed to the Office of Freedom of 
Information and Privacy Act Operations, SEC, 100 F Street, NE., 
Washington, DC 20549, and a copy of it must be mailed to the General 
Counsel, Securities and Exchange Commission, 100 F Street, NE., 
Washington, DC 20549.
* * * * *

Sec.  200.80e  [Amended]

0
12. The last paragraph of Sec.  200.80e is amended by revising the 
phrase ``public reference rooms'' to read ``public reference room'' in 
the first sentence, and in the third sentence of the same paragraph 
removing the phrase ``450 Fifth Street, NW., room 1024, Washington, DC 
20549 or calling 202-272-3100'' and adding in its place ``100 F Street, 
NE., Washington, DC 20549 or calling 202-551-8090''.

Sec.  200.83  [Amended]

0
13-14. Section 200.83 is amended by
0
a. Removing the phrase ``Operations Center, 6432 General Green Way, 
Alexandria, VA 22312-2413'', and adding in its place the phrase ``100 F 
Street, NE., Washington, DC 20549'', in the first sentence of paragraph 
(c)(3) and the second sentence of paragraph (c)(7); and
0
b. In paragraph (e)(2) by removing the phrase ``Operations Center, 6432 
General Green Way, Alexandria, VA 22312-2413, or by facsimile (703-914-
1149)'' and adding in its place the phrase ``100 F Street, NE., 
Washington, DC 20549, or by facsimile (202-772-9337)'', in the second 
sentence, and by removing the phrase ``450 Fifth Street, NW., 
Washington, DC 20549'' and adding in its place the phrase ``100 F 
Street, NE., Washington, DC 20549'' in the third sentence.

Subpart G--Plan of Organization and Operation Effective During 
Emergency Conditions

0
15. The authority citation for part 200, subpart G, continues to read 
as follows:

    Authority: 15 U.S.C. 77s, 78d, 78d-1, 78w, 77sss, 80a-37, 80b-
11; Reorganization Plan No. 10 of 1950 (15 U.S.C. 78d nt).

Sec.  200.202  [Amended]

0
16. Section 200.202(a), second sentence, is amended by removing the 
phrase ``and District'' and by removing the phrase ``or District 
Administrator''.

Sec.  200.203  [Amended]

0
17. In Sec.  200.203 paragraph (c)(1)(v) is removed.

Sec.  200.204  [Amended]

0
18. Section 200.204 is amended by removing the phrase ``and District 
Administrators''.

Subpart H--Regulations Pertaining to the Privacy of Individuals and 
Systems of Records Maintained by the Commission

0
19. The authority citation for part 200, subpart H, continues to read 
in part as follows:

    Authority: 5 U.S.C. 552a(f), unless otherwise noted.
* * * * *
0
20. Section 200.303 is amended by:
0
a. Revising the phrase ``Privacy Act Officer, SEC, Operations Center, 
6432 General Green Way, Alexandria, VA 22312-2413, or by facsimile 
(703-914-1149)'' in the introductory text of paragraph (a), first 
sentence, to read ``Office of Freedom of Information and Privacy Act 
Operations, SEC, 100 F Street, NE., Washington, DC 20549, or by 
facsimile (202-772-9337)'';
0
b. Revising paragraph (a)(2); and
0
c. Revising the phrase ``Office of Freedom of Information and Privacy 
Act Operations, SEC, Operations Center, 6432 General Green Way, 
Alexandria, VA 22312-2413, or at one of its Regional or District'' to 
read ``Office of Freedom of Information and Privacy Act Operations, 
SEC, 100 F Street, NE., Washington, DC 20549, or at one of its 
Regional'' in the first sentence of paragraph (b)(2).
    The revision reads as follows:

Sec.  200.303  Times, places and requirements for requests pertaining 
to individual records in a record system and for the identification of 
individuals making requests for access to the records pertaining to 
them.

    (a) * * *
    (2) Verification of identity. When the fact of the existence of a 
record is not required to be disclosed under the Freedom of Information 
Act, 5 U.S.C. 552, as amended, or when a record as to which access has 
been requested is not required to be disclosed under that Act, the 
individual seeking the information or requesting access to the

[[Page 32226]]

record shall be required to verify his or her identity before access 
will be granted or information given. For this purpose, individuals 
shall appear at the Office of Freedom of Information and Privacy Act 
Operations, SEC, 100 F Street, NE., Washington, DC 20549, during normal 
business hours of 9 a.m. to 5:30 p.m. E.S.T., Monday through Friday, or 
at one of the Commission's Regional Offices. The addresses and business 
hours of those offices are listed below:
    Atlanta Regional Office--3475 Lenox Road, NE., Suite 1000, Atlanta, 
GA 30326-1232. Office hours--9 a.m. to 5:30 p.m. E.T.
    Boston Regional Office--33 Arch Street, 23rd Floor, Boston, MA 
02110-1424. Office hours--9 a.m. to 5:30 p.m. E.T.
    Chicago Regional Office--175 West Jackson Boulevard, Suite 900, 
Chicago, IL 60604-2908. Office hours--8:45 a.m. to 5:15 p.m. C.T.
    Denver Regional Office--1801 California Street, Suite 1500, Denver, 
CO 80202-2656. Office hours--8 a.m. to 4:30 p.m. M.T.
    Fort Worth Regional Office--Burnett Plaza, Suite 1900, 801 Cherry 
Street, Unit 18, Fort Worth, TX 76102-6882. Office hours--8:30 
a.m. to 5 p.m. C.T.
    Los Angeles Regional Office--5670 Wilshire Boulevard, 11th Floor, 
Los Angeles, CA 90036-3648. Office hours--8:30 a.m. to 5 p.m. P.T.
    Miami Regional Office--801 Brickell Avenue, Suite 1800, Miami, FL 
33131-4901. Office hours--9 a.m. to 5:30 p.m. E.T.
    New York Regional Office--3 World Financial Center, Suite 400, New 
York, NY 10281-1022. Office hours--9 a.m. to 5:30 p.m. E.T.
    Philadelphia Regional Office--701 Market Street, Suite 2000, 
Philadelphia, PA 19106-1532. Office hours--9 a.m. to 5:30 p.m. E.T.
    Salt Lake City Regional Office--15 W. South Temple Street, Suite 
1800, Salt Lake City, UT 84101-1573. Office hours--8 a.m. to 4:30 p.m. 
M.T.
    San Francisco Regional Office--44 Montgomery Street, Suite 2600, 
San Francisco, CA 94104-4716. Office hours--8:30 a.m. to 5 p.m. P.T.
    None of the Commission's offices is open on Saturday, Sunday or the 
following legal holidays: New Year's Day, Martin Luther King, Jr.'s 
Birthday, Presidents' Day, Memorial Day, Independence Day, Labor Day, 
Veterans' Day, Columbus Day, Thanksgiving Day, and Christmas Day.
* * * * *

Sec.  200.309  [Amended]

0
21. Section 200.309 is amended by removing the phrase ``or District'' 
in the third and fourth sentences of paragraph (a)(1), and removing the 
authority citation at the end of the section.

Subpart J--Classification and Declassification of National Security 
Information and Material

0
22. The authority citation for part 200, subpart J, continues to read 
as follows:

    Authority: Sec. 19, Securities Act of 1933, as amended, 48 Stat. 
84, 15 U.S.C. 77s. E.O. 12356, (47 FR 14874, Apr. 6, 1982). 
Information Security Oversight Office Directive No. 1 (47 FR 27836, 
June 25, 1982).

Sec.  200.503  [Amended]

0
23. Section 200.503, introductory text of the section, second sentence, 
is amended by removing the phrase ``450 5th Street, NW., Washington, DC 
20549'' and adding in its place the phrase ``100 F Street, NE., 
Washington, DC 20549''.

Sec.  200.508  [Amended]

0
24. Section 200.508, paragraph (a), second sentence, is amended by 
removing the phrase ``450 5th Street, NW., Washington, DC 20549'' and 
adding in its place the phrase ``100 F Street, NE., Washington, DC 
20549''.

Subpart K--Regulations Pertaining to the Protection of the 
Environment

0
25. The authority citation for part 200, subpart K, continues to read 
as follows:

    Authority: 15 U.S.C. 78w(a)(2).

Sec.  200.554  [Amended]

0
26. Section 200.554, paragraph (b), is amended by removing the phrase 
``450 Fifth Street, NW., Room 1024, Washington, DC'' and adding in its 
place the phrase ``100 F Street, NE., Washington, DC 20549''.

Subpart L--Enforcement of Nondiscrimination on the Basis of 
Handicap in Programs or Activities Conducted by the Securities and 
Exchange Commission

0
27. The authority citation for part 200, subpart L, continues to read 
as follows:

    Authority: 29 U.S.C. 794.

Sec.  200.670  [Amended]

0
28. Section 200.670, paragraph (c), is amended by removing the phrase 
``450 Fifth Street NW., Washington, DC 20549'' and adding in its place 
the phrase ``100 F Street, NE., Washington, DC 20549''.

Subpart M--Regulation Concerning Conduct of Members and Employees 
and Former Members and Employees of the Commission

0
29. The authority citation for part 200, subpart M, is revised to read 
as follows:

    Authority: 15 U.S.C. 77s, 77sss, 78w, 80a-37, 80b-11; E.O. 
11222, 3 CFR, 1964-1965 Comp., p.36; 5 CFR 735.104, unless otherwise 
noted.

Sec.  200.735-3  [Amended]

0
30. Section 200.735-3 is amended by:
0
a. In the second sentence of paragraph (a)(3), third sentence of 
paragraph (b)(3)(i), and third sentence of paragraph (b)(10)(i), 
removing the phrase ``Regional Administrators'' and adding in its place 
the phrase ``Regional Directors''; and
0
b. In the fourth sentence of paragraph (b)(3)(i), first sentence of 
paragraph (b)(6)(i) and second sentence of paragraph (b)(10)(i), 
removing the phrase ``Regional Administrator'' and adding in its place 
the phrase ``Regional Director''.

Sec.  200.735-4  [Amended]

0
31. Section 200.735-4 is amended by:
0
a. In the first sentence of paragraph (b)(6)(iii)(A)(1 ), first and 
second sentences of paragraph (b)(6)(iii)(B), and third sentence of 
paragraph (f), removing the phrase ``Regional Administrators'' and 
adding in its place the phrase ``Regional Directors''; and
0
b. In the first sentence of introductory text of paragraph 
(b)(6)(iii)(A) and second sentence of paragraph (f), removing the 
phrase ``Regional Administrator'' and adding in its place the phrase 
``Regional Director''.

Sec.  200.735-5  [Amended]

0
32. Section 200.735-5, is amended by:
0
a. In the first sentence of paragraph (f)(2), removing the phrase 
``Regional Administrator'' and adding in its place the phrase 
``Regional Director''; and
0
b. In the second sentence of paragraph (f)(2), removing the phrase 
``Regional Administrators'' and adding in its place the phrase 
``Regional Directors''.

Sec.  200.735-6  [Amended]

0
33. Section 200.735-6 is amended by:
0
a. In the first and fourth sentences, removing the phrase ``Regional 
Administrator'' and adding in its place the phrase ``Regional 
Director''; and
0
b. In the second sentence, removing the phrase ``Regional 
Administrators'' and adding in its place the phrase ``Regional 
Directors''.

0
34. Section 200.735-11 is amended by revising paragraph (c)(2)(v) to 
read as follows:

[[Page 32227]]

Sec.  200.735-11  Statement of employment and financial interests.

* * * * *
    (c) * * *
    (2) * * *
    (v) Regional Offices
    (A) Directors
    (B) Associate Directors
    (C) Assistant Directors
* * * * *

Sec.  200.735-15  [Amended]

0
35. Section 200.735-15, paragraph (b), first sentence, is amended by 
removing the phrase ``Administrator of each regional office'' and 
adding in its place ``Regional Director of each regional office''.

PART 201--RULES OF PRACTICE

0
36. The authority citation for part 201, is revised to read as follows:

    Authority: 15 U.S.C. 77s, 77sss, 78w, 78x, 80a-37, and 80b-11; 5 
U.S.C. 504(c)(1).

Subpart C--Procedures Pertaining to the Payment of Bounties 
Pursuant to Subsection 21A(e) of the Securities Exchange Act of 
1934

0
37. The authority citation for part 201, Subpart C, continues to read 
as follows:

    Authority: 15 U.S.C. 78u-1 and 78w.

Sec.  201.63  [Amended]

0
38. Section 201.63, last sentence, is amended by removing ``450 Fifth 
Street NW., Washington, DC 20549'' and adding in its place the phrase 
``100 F Street, NE., Washington, DC 20549''.

PART 202--INFORMAL AND OTHER PROCEDURES

0
39. The authority citation for part 202 is revised to read as follows:

    Authority: 15 U.S.C. 77s, 77t, 77sss, 77uuu, 78d-1, 78u, 78w, 
78ll(d), 80a-37, 80a-41, 80b-9, 80b-11, 7202 and 7211 et seq., 
unless otherwise noted.

    Section 202.5 is also issued under sec. 20, 48 Stat. 86, sec. 
21, 48 Stat. 899, sec. 18, 49 Stat. 831, sec. 321, 53 Stat. 1174, 
sec. 1, 76 Stat. 394, 15 U.S.C. 77t, 77uuu, 78d-1, 78u, 80a-4l, and 
80b-9.
    Section 202.9 is also issued under sec. 223, 110 Stat. 859 (Mar. 
29, 1996).

Sec.  202.2  [Amended]

0
40. Section 202.2 is amended by removing the phrase ``or district'' 
from the last sentence.

Sec.  202.5  [Amended]

0
41. Section 202.5, paragraph (c), third sentence, is amended by 
revising the phrase ``Division Director, Regional Director, or District 
Administrator'' to read ``Division Director or Regional Director''.

Sec.  202.7  [Amended]

0
42. Section 202.7, paragraph (a), second sentence, is amended by 
removing the phrase ``or district'', in both places it appears.

PART 203--RULES RELATING TO INVESTIGATIONS

0
43. The authority citation for part 203 is revised to read as follows:

    Authority: 15 U.S.C. 77s, 77sss, 78w, 80a-37, and 80b-11, unless 
otherwise noted.

Sec.  203.2  [Amended]

0
44. Section 203.2 is amended by removing the phrase ``Regional Offices 
at the level of Assistant Regional Director or District Administrator 
or higher'' and adding in its place ``Regional Offices at the level of 
Assistant Regional Director or higher''.

Sec.  203.7  [Amended]

0
45. Section 203.7 is revised by:
0
a. In paragraph (a), second sentence, removing the phrase ``Regional or 
District Offices at the level of Assistant Regional Director or 
District Administrator or higher'' and adding in its place ``Regional 
Offices at the level of Assistant Regional Director or higher''; and
0
b. In paragraph (e), second sentence, removing the phrase ``Sec.  
201.2(e) of this chapter (Rule 2(e) of the Commission's rules of 
practice),'' and adding in its place the phrase ``Sec.  201.102(e) of 
this chapter (Rule 102(e) of the Commission's rules of practice),''.

PART 209--FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE

0
46. The authority citation for part 209 is revised to read as follows:

    Authority: 15 U.S.C. 77h-1, 77u, 78u-2, 78u-3, 78v, 78w, 80a-9, 
80a-37, 80a-38, 80a-39, 80a-40, 80a-41, 80a-44, 80b-3, 80b-9, 80b-
11, and 80b-12, unless otherwise noted.

Sec.  209-0,1  [Amended]

0
47. Section 209.0-1 is amended by:
0
a. Revising the phrase ``450 Fifth Street, NW., Washington, DC 20549'' 
to read ``100 F Street, NE., Washington, DC 20549'' in the first 
sentence of paragraph (b); and
0
b. Removing the phrase ``and district'' in the second and third 
sentences of paragraph (b).

PART 230--GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933

0
48. The authority citation for part 230 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 77b, 77c, 77d, 77f, 77g, 77h, 77j, 77r, 
77s, 77z-3, 77sss, 78c, 78d, 78j, 78l, 78m, 78n, 78o, 78t, 78w, 78ll 
(d), 78mm, 80a-8, 80a-24, 80a-28, 80a-29, 80a-30, and 80a-37, unless 
otherwise noted.
* * * * *

Sec.  230.497  [Amended]

0
49. Section 230.497, paragraph (k)(2)(ii), second sentence, is amended 
by removing the phrase ``450 Fifth St., NW., Mail Stop 5-6, Washington, 
DC 20549-6009'' and adding in its place the phrase ``100 F Street, NE., 
Washington, DC 20549-4720''.

PART 232--REGULATION S-T--GENERAL RULES AND REGULATIONS FOR 
ELECTRONIC FILINGS

0
50. The authority citation for part 232 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77z-3, 
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-8, 80a-
29, 80a-30, 80a-37, and 7201 et seq.; and 18 U.S.C. 1350.
* * * * *

Sec.  232.12  [Amended]

0
51. Section 232.12, paragraph (a), is amended by removing the phrase 
``450 Fifth Street, NW., Washington, DC 20549'' and adding in its place 
the phrase ``100 F Street, NE., Washington, DC 20549''.

PART 240--GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 
1934

0
52. The authority citation for part 240 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3, 
77eee, 77ggg, 77nnn, 77sss, 77ttt, 78c, 78d, 78e, 78f, 78g, 78i, 
78j, 78j-1, 78k, 78k-1, 78l, 78m, 78n, 78o, 78p, 78q, 78s, 78u-5, 
78w, 78x, 78ll, 78mm, 80a-20, 80a-23, 80a-29, 80a-37, 80b-3, 80b-4, 
80b-11, and 7201 et seq.; and 18 U.S.C. 1350, unless otherwise 
noted.
* * * * *

Sec.  240.15b7-3T  [Amended]

0
53. Section 240.15b7-3T, paragraph (c), second sentence and paragraph 
(e)(2) are amended by removing the phrase ``450 Fifth Street, NW., 
Washington, DC 20549-1002'', each time that it appears, and by adding 
in its place the phrase ``100 F Street, NE., Washington, DC 20549-
6628''.

Sec.  240.15c3-1  [Amended]

0
54. Section 240.15c3-1 is amended:

[[Page 32228]]

0
a. In paragraph (a)(6)(iv), second sentence, by removing the phrase 
``or district'' each time it appears;
0
b. In paragraph (a)(6)(v), second sentence, by removing the phrase ``or 
district'' each time it appears;
0
c. In paragraph (c)(2)(x)(C)(1), by removing the phrase ``district or'' 
both times it appears;
0
d. In paragraph (c)(12), by removing the phrase ``or District''; and
0
e. In paragraph (e)(1)(iv), by removing the phrase ``or district'' both 
times it appears.

Sec.  240.15c3-1d  [Amended]

0
55. Section 240.15c3-1d is amended by:
0
a. Removing the phrase ``or District'' in the first and fourth 
sentences of paragraph (c)(6)(i) and the first sentence of paragraph 
(c)(6)(ii), each time that it appears; and
0
b. Removing the phrase ``or district'' in the first sentence of 
paragraphs (c)(6)(i) and (c)(6)(ii); and
0
c. Removing the authority citation at the end of the section.

0
56. Section 240.17a-3 is amended by removing the phrase ``or district'' 
in the first sentence of paragraph (b)(2) and the first sentence of the 
legend following paragraph (b)(2).

Sec.  240.17a-5  [Amended]

0
57. Section 240.17a-5 is amended by removing the phrase ``or district'' 
each time that it appears in:
0
a. The first sentence of paragraph (a)(3);
0
b. The second sentence of paragraph (b)(1);
0
c. The introductory text of paragraph (c)(1);
0
d. Paragraph (c)(2)(iii);
0
e. Paragraph (c)(2)(iv);
0
f. The last sentence of paragraph (d)(1)(i);
0
g. The first sentence of paragraph (d)(6);
0
h. The last sentence of the introductory text of paragraph (e)(4);
0
i. The first sentence of paragraph (f)(2)(i);
0
j. The introductory text of paragraph (f)(4); and
0
k. Paragraph (n)(1).

Sec.  240.17a-7  [Amended]

0
58. Section 240.17a-7 is amended by removing the phrase ``or District'' 
in:
0
a. Paragraph (b)(1);
0
b. The first sentence of the legend following paragraph (b)(1); and
0
c. The last sentence of paragraph (b)(2).

Sec.  240.17a-11  [Amended]

0
59. Section 240.17a-11 is amended, in paragraph (g), by revising the 
phrase ``regional or district office of the Commission for the region 
or district'' to read ``regional office of the Commission for the 
region''.

Sec.  240.17Ad-2  [Amended]

0
60. Section 240.17Ad-2 is amended by:
0
a. In paragraph (h)(1), revising the phrase ``Regional or District 
Office of the Commission for the region or district'' to read 
``regional office of the Commission for the region''; and
0
b. Removing the authority citation at the end of the section.

Sec.  240.17Ad-21T  [Amended]

0
61. Section 240.17Ad-21T, paragraphs (c) and (e)(2), second sentences, 
is amended by removing the phrase ``450 Fifth Street, NW, Washington, 
DC 20549-1002'', each time that it appears, and by adding in its place 
the phrase ``100 F Street, NE., Washington, DC 20549-6628''.

PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934

0
62. The authority citation for part 249 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 78a et seq., and 7202, 7233, 7241, 7262, 
7264, and 7265; and 18 U.S.C. 1350, unless otherwise noted.
* * * * *

Sec.  249.322  [Amended]

0
63. Section 249.322 is amended by removing the phrase ``450 Fifth 
Street, NW., Washington, DC 20549'' and adding in its place the phrase 
``100 F Street, NE., Washington, DC 20549'', in the last sentence of 
paragraph (a).

PART 249b--FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

0
64. The authority citation for part 249b continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 78a et seq., unless otherwise noted;
* * * * *

Sec.  249b.100  [Amended]

0
65. Section 249b.100 is amended by removing the phrase ``450 Fifth 
Street, NW, Washington, DC 20549'' and adding in its place the phrase 
``100 F Street, NE., Washington, DC 20549'' and removing the phrase 
``and district'' in footnote 1.

Sec.  249b.102  [Amended]

0
66. Section 249b.102 is amended by removing the phrase ``450 Fifth 
Street, NW, Washington, DC 20549'' and adding in its place the phrase 
``100 F Street, NE., Washington, DC 20549'' and removing the phrase 
``and district'' in footnote 1.

Sec.  249b.200  [Amended]

0
67. Section 249b.200 is amended by removing the phrase ``450 Fifth 
Street, NW, Washington, DC 20549'' and adding in its place the phrase 
``100 F Street, NE., Washington, DC 20549'' and removing the phrase 
``and district'' in footnote 1.

PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 
1939

0
68. The authority citation for part 260 continues to read as follows:

    Authority: 15 U.S.C. 77eee, 77ggg, 77nnn, 77sss, 78ll(d), 80b-3, 
80b-4, and 80b-11.

Sec.  260.0-5  [Amended]

0
69. Section 260.0-5, paragraph (a), is amended by removing the phrase 
``450 Fifth Street, NW., Washington, DC 20549'' and adding in its place 
the phrase ``100 F Street, NE., Washington, DC 20549''.

PART 270--RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940

0
70. The authority citation for part 270 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 80a-1 et seq., 80a-34(d), 80a-37, and 80a-
39, unless otherwise noted.
* * * * *

Sec.  270.17f-4  [Amended]

0
71. Section 270.17f-4, paragraph (c)(1), fourth sentence, is amended by 
removing the phrase ``450 5th Street, NW., Washington, DC 20549'' and 
adding in its place the phrase ``100 F Street, NE., Washington, DC 
20549''.

PART 274--FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940

0
72. The authority citation for part 274 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 
78n, 78o(d), 80a-8, 80a-24, 80a-26, and 80a-29, unless otherwise 
noted.
* * * * *

Sec.  274.0-1  [Amended]

0
73. Section 274.0-1 is amended, in paragraph (b), by removing the 
phrase ``450 Fifth Street, NW., Washington, DC 20549'' and adding in 
its place the phrase ``100 F Street, NE., Washington, DC 20549'' in the 
first sentence, and removing the phrase ``and district'' in the second 
and third sentences.

[[Page 32229]]

PART 275--RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940

0
74. The authority citation for part 275 continues to read, in part, as 
follows:

    Authority: 15 U.S.C. 80b-2(a)(11)(G), 80b-2(a)(17), 80b-3, 80b-
4, 80b-4a, 80b-6(4), 80b-6a, and 80b-11, unless otherwise noted.
* * * * *

Sec.  275.204-2  [Amended]

0
75. Section 275.204-2 is amended by removing the phrase ``or District'' 
in
0
a. The first sentence of paragraph (j)(3)(i);
0
b. The first sentence of the legend following paragraph (j)(3)(i); and
0
c. The last sentence of paragraph (j)(3)(ii).

PART 279--FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 
1940

0
76. The authority citation for part 279 continues to read as follows:

    Authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1 
et seq.

Sec.  279.0-1  [Amended]

0
77. Section 279.0-1 is amended, in paragraph (b), by removing the 
phrase ``450 Fifth Street, NW., Washington, DC 20549'' and adding in 
its place the phrase ``100 F Street, NE., Washington, DC 20549'' in the 
first sentence, and removing the phrase ``and district'', in the second 
and third sentences.

    Dated: May 28, 2008.

    By the Commission.
Florence E. Harmon,
Acting Secretary.
 [FR Doc. E8-12244 Filed 6-4-08; 8:45 am]

BILLING CODE 8010-01-P