Document ID: SEC-2010-1397-0001
Agency: sec
Document Type: Notice
Title: Joint Public Roundtables: Swap Execution Facilities and Security-Based Swap Execution Facilities
Posted Date: 2010-09-13T04:00Z

[Federal Register: September 13, 2010 (Volume 75, Number 176)]
[Notices]               
[Page 55574-55575]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr13se10-28]                         

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COMMODITY FUTURES TRADING COMMISSION

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-62864; File No. 4-612]

 
Joint Public Roundtable on Swap Execution Facilities and 
Security-Based Swap Execution Facilities

AGENCY: Commodity Futures Trading Commission (``CFTC'') and Securities 
and Exchange Commission (``SEC'') (each, an ``Agency,'' and 
collectively, the ``Agencies'').

ACTION: Notice of roundtable discussion; request for comment.

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SUMMARY: On September 15, 2010, commencing at 9 a.m. and ending at 
12:30 p.m., staff of the Agencies will hold a public roundtable 
discussion at which invited participants will discuss swap execution 
facilities and security-based swap execution facilities in the context 
of certain authority that Sections 733 and 763 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act (the ``Act'') granted to the 
Agencies respectively. The discussion will be open to the public with 
seating on a first-come, first-served basis. Members of the public may 
also listen by telephone. Call-in participants should be prepared to 
provide their first name, last name, and affiliation. The information 
for the conference call is set forth below.
     US/Canada Toll-Free: 877-732-6422
     Conference ID: 7772
    A transcript of the public roundtable discussion will be published 
on the SEC's mandatory exchange trading and swap execution facilities 
rulemaking page at http://www.sec.gov/spotlight/
regreformcomments.shtml. The transcript also will be available by a 
link on the CFTC's SEF Registration Requirements and Core Principle 
Rulemaking, Interpretation & Guidance Web page at http://www.cftc.gov/
LawRegulation/OTCDerivatives/otc_rules.html. The roundtable discussion 
will take place in the Auditorium (Room L-002) at the SEC Headquarters 
located at 100 F Street, NE., Washington, DC.

FOR FURTHER INFORMATION CONTACT: the CFTC's Office of Public Affairs at 
(202)

[[Page 55575]]

418-5080 or the SEC's Office of Public Affairs at (202) 551-4120.

SUPPLEMENTARY INFORMATION: The roundtable discussion will take place on 
Wednesday, September 15, 2010, commencing at 9 a.m. and ending at 12:30 
p.m. Commenters are also encouraged to submit views on swap execution 
facilities and security-based swap execution facilities that would help 
inform the discussion at the roundtable. Members of the public who wish 
to submit comments may do so via:
     paper submission to David Stawick, Secretary, Commodity 
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, 
NW., Washington, DC 20581, or Elizabeth M. Murphy, Secretary, 
Securities and Exchange Commission, 100 F Street, NE., Washington, DC 
20549-1090; or
     by e-mail to SEFRules@CFTC.gov; and/or by e-mail to rule-
comments@sec.gov or through the comment form available at: http://
www.sec.gov/rules/other.shtml.

All submissions will be reviewed jointly by the Agencies. All comments 
must be in English or be accompanied by an English translation. All 
submissions provided to either Agency in any electronic form or on 
paper will be published on the website of the respective Agency, 
withoutreview and without removal of personally identifying 
information. Please submit only information that you wish to make 
publicly available.

    By the Securities and Exchange Commission.

    Dated: September 8, 2010.
Elizabeth M. Murphy,
Secretary.

    By the Commodity Futures Trading Commission.

    Dated: September 8, 2010.
David A. Stawick,
Secretary .
[FR Doc. 2010-22725 Filed 9-10-10; 8:45 am]
BILLING CODE 6351-01-P; -8010-01-P