Document ID: EPA-HQ-OECA-2014-0089-0007
Agency: epa
Document Type: Supporting & Related Material
Title: 
Posted Date: 2019-03-26T04:00Z

SUPPORTING STATEMENT
	ENVIRONMENTAL PROTECTION AGENCY
	
NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal) 

1. Identification of the Information Collection

      1(a) Title of the Information Collection

NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal), EPA ICR Number 2042.07, OMB Control Number 2060-0519. 

      1(b) Short Characterization/Abstract

      The National Emission Standards for Hazardous Air Pollutants (NESHAP) for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) were proposed on May 8, 2002, and promulgated on May 22, 2003. These regulations apply to existing facilities and new facilities that emits or has the potential to emit, considering controls, in the aggregate, any single hazardous air pollutants (HAP) at a rate of 10 tons per year (tpy) or more or any combination of HAP at a rate of 25 tpy or more. New facilities include those that commenced construction, modification or reconstruction after the date of proposal. This information is being collected to assure compliance with 40 CFR Part 63, Subpart BBBBB.

      In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NESHAP. 

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      Any owner/operator subject to the provisions of this part shall maintain a file containing these documents and retain the file for at least five years following the generation date of such maintenance reports and records. All reports are sent to the delegated state or local authority.     If the event that there is no such delegated authority, the reports are sent directly to the U.S. Environmental Protection Agency (EPA) regional office.
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      The `burden' to the "Affected Public" may be found below in Table 1: Annual Respondent Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal). The `burden' to the Federal Government is attributed entirely       to work performed by either Federal employees or government contractors and may be found below in Table 2: Average Annual EPA Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB). There is approximately 1 major source semiconductor manufacturing facility, which is owned and operated by the semiconductor manufacturing industry in the United States. This facility is not owned by either state, local, tribal or the Federal government. This facility is owned and operated by a privately-owned, for-profit business. We assume that they will respond to all EPA inquiries. 
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       Based on our consultations with industry representatives, there are an average of one affected facility at each plant site and that each plant site has only one respondent (i.e., the owner/operator of the plant site).
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      Over the next three years, approximately 1 respondent per year will be subject to these standards, and no additional respondents per year will become subject to these same standards. This one respondent is a major source. We have assumed that there will be no new net growth for this industry over the three-year period of this ICR. 
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      The Office of Management and Budget (OMB) approved the currently active ICR without any "Terms of Clearance". 

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2. Need for and Use of the Collection
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      2(a) Need/Authority for the Collection
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       The EPA is charged under Section 112 of the Clean Air Act, as amended, to establish standards of performance for each category or subcategory of major sources and area sources of hazardous air pollutants. These standards are applicable to new or existing sources of hazardous air pollutants and shall require the maximum degree of emission reduction. In addition, section 114(a) states that the Administrator may require any owner/operator subject to any requirement of this Act to: 
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            (A) Establish and maintain such records; (B) make such reports; (C) install, use, and maintain such monitoring equipment, and use such audit procedures, or methods; (D) sample such emissions (in accordance with such procedures or methods, at such locations, at such intervals, during such periods, and in such manner as the Administrator shall prescribe); (E) keep records on control equipment parameters, production variables or other indirect data when direct monitoring of emissions is impractical; (F) submit compliance certifications in accordance with Section 114(a)(3); and (G) provide such other information as the Administrator may reasonably require.
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      In the Administrator's judgment, HAP emissions from description of regulated sources either cause or contribute to air pollution that may reasonably be anticipated to endanger public health and/or welfare. Therefore, the NESHAP were promulgated for this source category at 40 CFR Part 63, Subpart BBBBB.
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      2(b) Practical Utility/Users of the Data
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	The recordkeeping and reporting requirements in the standards ensure compliance with the applicable regulations which were promulgated in accordance with the Clean Air Act. The collected information is also used for targeting inspections and as evidence in legal proceedings.
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      Performance tests are required in order to determine an affected facility's initial capability to comply with the emission standards. Continuous emission monitors are used to ensure compliance with these standards at all times. During the performance test a record of the operating parameters under which compliance was achieved may be recorded and used to determine compliance in place of a continuous emission monitor. 
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      The notifications required in the standards are used to inform the Agency or delegated authority when a source becomes subject to the requirements of the regulations. The reviewing authority may then inspect the source to check if the pollution control devices are properly installed and operated and that these standards are being met. The performance test may also be observed.
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      The required semiannual reports are used to determine periods of excess emissions, identify problems at the facility, verify operation/maintenance procedures and for compliance determinations.
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3. Non-duplication, Consultations, and Other Collection Criteria
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      The requested recordkeeping and reporting are required under 40 CFR Part 63, Subpart BBBBB.
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      3(a) Non-duplication
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       If the subject standards have not been delegated, the information is sent directly to the appropriate EPA regional office. Otherwise, the information is sent directly to the delegated state or local agency. If a state or local agency has adopted its own similar standards to implement the Federal standards, a copy of the report submitted to the state or local agency can be sent to the Administrator in lieu of the report required by the Federal standards. Therefore, duplication does not exist.
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      3(b) Public Notice Required Prior to ICR Submission to OMB
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      An announcement of a public comment period for the renewal of this ICR was published in the Federal Register (83 FR 24785) on May 30, 2018. No comments were received on the burden published in the Federal Register for this renewal. 
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      3(c) Consultations

      The Agency has consulted industry experts and internal data sources to project the number of affected facilities and industry growth over the next three years. The primary source of information as reported by industry, in compliance with the recordkeeping and reporting provisions in these standards, is the Integrated Compliance Information System (ICIS). ICIS is EPA's database for the collection, maintenance, and retrieval of compliance data for industrial and government-owned facilities. The growth rate for the industry is based on our consultations with the Agency's internal industry experts. Approximately 1 respondent (1 major source) will be subject to these standards over the three-year period covered by this ICR.

      Industry trade associations and other interested parties were provided an opportunity to comment on the `burden' associated with these standards as they were being developed and these same standards have been reviewed previously to determine the minimum information needed for compliance purposes. In developing this ICR, we contacted both the Semiconductor Industry Association (SIA), at (202) 446-1700, and the Fab Owners Association, at (408) 725-7127. 

      It is our policy to respond after a thorough review of comments received since the last ICR renewal, as well as for those submitted in response to the first Federal Register notice. In this case, no comments were received.  
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      3(d) Effects of Less Frequent Collection
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      Less frequent information collection would decrease the margin of assurance that facilities are continuing to meet the standards. Requirements for information gathering and recordkeeping are useful techniques to ensure that good operation and maintenance practices are applied and emission limitations are met. If the information required by these standards was collected less frequently, the proper operation and maintenance of control equipment and the possibility of detecting violations would be less likely.
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      3(e) General Guidelines
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      These reporting or recordkeeping requirements do not violate any of the regulations promulgated by OMB under 5 CFR Part 1320, Section 1320.5.
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      These standards require the respondents to maintain all records, including reports and notifications for at least five years. This is consistent with the General Provisions as applied to the standards. EPA believes that the five-year records retention requirement is consistent with the Part 70 permit program and the five-year statute of limitations on which the permit program is based. The retention of records for five years allows EPA to establish the compliance history of a source, any pattern of non-compliance and to determine the appropriate level of enforcement action. EPA has found that the most flagrant violators have violations extending beyond five years. In addition, EPA would be prevented from pursuing the violators due to the destruction or nonexistence of essential records.
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      3(f) Confidentiality
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      Any information submitted to the Agency for which a claim of confidentiality is made will be safeguarded according to the Agency policies set forth in Title 40, chapter 1, part 2, subpart B - Confidentiality of Business Information (CBI) (see 40 CFR 2; 41 FR 36902, September 1, 1976; amended by 43 FR 40000, September 8, 1978; 43 FR 42251, September 20, 1978; 44 FR 17674, March 23, 1979).
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      3(g) Sensitive Questions
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      The reporting or recordkeeping requirements in the standard do not include sensitive questions.
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4. The Respondents and the Information Requested
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4(a) Respondents/SIC Codes
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       The respondents to the recordkeeping and reporting requirements are semiconductor manufacturing facilities.  The United States Standard Industrial Classification (SIC) code for   the respondents affected by the standards and the corresponding North American Industry Classification System (NAICS) codes are listed in the table below:
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Standard (40 CFR Part 63, Subpart BBBBB) 
                                       
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SIC Codes
                                       
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NAICS Codes
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Semiconductor and Related Device Manufacturing
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3674
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334413
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      4(b) Information Requested 
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            (i) Data Items
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      In this ICR, all the data that are recorded or reported is required by the NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB).  
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      A source must make the following reports:
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Notifications
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Initial notification
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§63.9(b)(2), §63.7189(b)-(c)
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Notification of performance test
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§63.7(b)-(c), §63.9(e), §63.7189(d)
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Notification of compliance status
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§63.9(h), §63.10(d)(2), §63.7189(e)
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Reports
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Performance evaluation reports
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§63.8(e)(5), §63.7191(a)(3)
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Semiannual summary report
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§63.7190
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Startup, shutdown, malfunction
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§63.6(e)(3), §63.7190(a)(2)
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      A source must keep the following records:
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Recordkeeping
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Initial notification or notification of compliance status
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§63.10(b)(2)(xiv), §63.7191(a)(1)
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Record of startup, shutdown, malfunctions
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§63.6(e)(3), §63.7191(a)(2)
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Records of performance tests and performance evaluations
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§63.10(b)(2)(viii), §63.7191(a)(3)
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Records are required to be retained for five years
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§63.10(b)(1)
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Electronic Reporting
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      Some of the respondents are using monitoring equipment that automatically records parameter data. Although personnel at the affected facility must still evaluate the data, internal automation has significantly reduced the burden associated with monitoring and recordkeeping at a plant site.
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            (ii) Respondent Activities	
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Respondent Activities

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Familiarization with the regulatory requirements.

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Install, calibrate, maintain, and operate CMS for pH, liquid flow, and gas stream flow for halogen scrubbers or other control devices. 

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Perform initial performance test, Reference Method 320, 26, 26A tests, and repeat performance tests if necessary.

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Write the notifications and reports listed above.

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Enter information required to be recorded above.

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Submit the required reports developing, acquiring, installing, and utilizing technology and systems for the purpose of collecting, validating, and verifying information.

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Develop, acquire, install, and utilize technology and systems for the purpose of processing and maintaining information.

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Develop, acquire, install, and utilize technology and systems for the purpose of disclosing and providing information.

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Train personnel to be able to respond to a collection of information.

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Transmit, or otherwise disclose the information.
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5. The Information Collected: Agency Activities, Collection Methodology, and Information Management
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      5(a) Agency Activities 
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      EPA conducts the following activities in connection with the acquisition, analysis, storage, and distribution of the required information:
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Agency Activities

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Review notifications and reports, including performance test reports, and excess emissions reports, required to be submitted by industry.

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Audit facility records.
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Input, analyze, and maintain data in the Enforcement and Compliance History Online (ECHO) and ICIS. 
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      5(b) Collection Methodology and Management
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      Following notification of startup, the reviewing authority could inspect the source to determine whether the pollution control devices are properly installed and operated. Performance test reports are used by the Agency to discern a source's initial capability to comply with the emission standard and note the operating conditions under which compliance was achieved. Data and records maintained by the respondents are tabulated and published for use in compliance and enforcement programs. The semiannual reports are used for problem identification, as a check on source operation and maintenance, and for compliance determinations.
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      Information contained in the reports is reported by state and local governments in the ICIS Air database, which is operated and maintained by EPA's Office of Compliance. ICIS is EPA's database for the collection, maintenance, and retrieval of compliance data for industrial and government-owned facilities. EPA uses ICIS for tracking air pollution compliance and enforcement by local and state regulatory agencies, EPA regional offices and EPA headquarters. EPA and its delegated Authorities can edit, store, retrieve and analyze the data.
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       The records required by this regulation must be retained by the owner/operator for five years.
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      5(c) Small Entity Flexibility
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      The majority of the respondents are large entities (i.e., large businesses); however, the impact on small entities (i.e., small businesses) was taken into consideration during the development of these regulations. Due to technical considerations involving the process operations and the types of control equipment employed, the recordkeeping and reporting requirements are the same for both small and large entities. The Agency considers these to be the minimum requirements needed to ensure compliance and, therefore, cannot reduce them further for small entities. To the extent that larger businesses can use economies of scale to reduce their burden, the overall burden will be reduced.
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      5(d) Collection Schedule
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      The specific frequency for each information collection activity within this request is shown below in Table 1: Annual Respondent Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal). 
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6. Estimating the Burden and Cost of the Collection
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      Table 1 documents the computation of individual burdens for the recordkeeping and reporting requirements applicable to the industry for the subpart included in this ICR. The individual burdens are expressed under standardized headings believed to be consistent with the concept of "Burden" under the Paperwork Reduction Act. Where appropriate, specific tasks and major assumptions have been identified. Responses to this information collection are mandatory.
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      The Agency may neither conduct nor sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.
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      6(a) Estimating Respondent Burden
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      The average annual burden to industry over the next three years from these recordkeeping and reporting requirements is estimated to be 41 hours (Total Labor Hours from Table 1 below). These hours are based on Agency studies and background documents from the development of the regulation, Agency knowledge and experience with the NESHAP program, the previously approved ICR, and any comments received.
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      6(b) Estimating Respondent Costs
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            (i) Estimating Labor Costs 
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      This ICR uses the following labor rates: 
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            Managerial	$147.40 ($70.19 + 110%)  
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            Technical	$117.92 ($56.15 + 110%)
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            Clerical	$57.02 ($27.15 + 110%)
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      These rates are from the United States Department of Labor, Bureau of Labor Statistics, June 2018, "Table 2. Civilian Workers, by occupational and industry group." The rates are from column 1, "Total compensation." The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry.
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            (ii) Estimating Capital/Startup and Operation and Maintenance Costs
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      The type of industry costs associated with the information collection activities in the subject standard(s) are both labor costs which are addressed elsewhere in this ICR and the costs associated with continuous monitoring. The capital/startup costs are one-time costs when a facility becomes subject to the regulation. The annual operation and maintenance costs are the ongoing costs to maintain the monitor(s) and other costs such as photocopying and postage.
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            (iii) Capital/Startup vs. Operation and Maintenance (O&M) Costs
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Capital/Startup vs. Operation and Maintenance (O&M) Costs

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(A)
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Continuous Monitoring Device

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(B)
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Capital/Startup Cost for One Respondent

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(C)
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Number of New Respondents 

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(D)
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Total Capital/Startup Cost, (B X C)

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(E)
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Annual O&M Costs for One Respondent

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(F)
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Number of Respondents with O&M

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(G)
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Total O&M,
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(E X F)
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N/A
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N/A
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N/A
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N/A
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$550
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1
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$550
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Total
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$550
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 	Note: Totals have been rounded to 3 significant figures. Figures may not add exactly due to rounding.
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      The total capital/startup costs for this ICR are $0. This is the total of column D in the above table. 
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      The total operation and maintenance (O&M) costs for this ICR are $550. This is the total of column G. 
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      The average annual cost for capital/startup and operation and maintenance costs to industry over the next three years of the ICR is estimated to be $550. These are recordkeeping costs.
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      6(c) Estimating Agency Burden and Cost
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      The only costs to the Agency are those costs associated with analysis of the reported information. EPA's overall compliance and enforcement program includes such activities as the examination of records maintained by the respondents, periodic inspection of sources of emissions, and the publication and distribution of collected information. 
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      The average annual Agency cost during the three years of the ICR is estimated to be $1,640. 
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      This cost is based on the average hourly labor rate as follows:

		Managerial	$65.71 (GS-13, Step 5, $41.07 + 60%) 
		Technical	$48.75 (GS-12, Step 1, $30.47 + 60%)
		Clerical	$26.38 (GS-6, Step 3, $16.49 + 60%)
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      These rates are from the Office of Personnel Management (OPM), 2017 General Schedule, which excludes locality rates of pay. The rates have been increased by 60 percent to account for the benefit packages available to Federal government employees. Details upon which this estimate is based appear below in Table 2: Average Annual EPA Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal). 
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      6(d) Estimating the Respondent Universe and Total Burden and Costs
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      Based on our research for this ICR, on average over the next three years, approximately one existing respondent will be subject to these standards for the purpose of estimating burden.  It is estimated that no additional respondents per year will become subject to these same standards. The overall average number of respondents, as shown in the table below, is one       per year. 
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      The number of respondents is calculated using the following table that addresses the three years covered by this ICR:
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Number of Respondents

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Respondents That Submit Reports

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Respondents That Do Not Submit Any Reports

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Year

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(A)
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Number of New Respondents [1]

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(B)
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Number of Existing Respondents

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(C)
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Number of Existing Respondents that keep records but do not submit reports

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(D)
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Number of Existing Respondents That Are Also New Respondents

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(E)
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Number of Respondents
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(E=A+B+C-D)
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1
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0
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1
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0
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0
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1
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2
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0
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1
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0
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0
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1
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3
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0
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1
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0
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0
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1
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Average
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0
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1
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0
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0
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1
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      [1] New respondents include sources with constructed, reconstructed and modified affected facilities.
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      Column D is subtracted to avoid double-counting respondents. As shown above, the average Number of Respondents over the three-year period of this ICR is one respondent. 
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      The total number of annual responses per year is calculated using the following table: 
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Total Annual Responses
                                       
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(A)
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Information Collection Activity
                                       
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(B)
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Number of Respondents
                                       
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(C)
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Number of Responses
                                       
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(D)
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Number of Existing Respondents That Keep Records But Do Not Submit Reports
                                       
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(E)
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Total Annual Responses
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E=(BxC)+D
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Initial notification
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0
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1
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0
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0
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Notification of performance evaluation
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0
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1
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0
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0
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Notification of compliance status
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0
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1
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0
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0
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Performance evaluation reports
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0
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1
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0
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0
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Startup, shutdown, malfunction report
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0
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4
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0
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0
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Semiannual summary report
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1
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2
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0
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2
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Total
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2
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      The number of Total Annual Responses is 2 responses. 
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	The total annual labor costs are $4,720. Details regarding these estimates may be found below in Table 1: Annual Respondent Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal). 
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      6(e) Bottom Line Burden Hours and Cost Tables
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      The detailed bottom line burden hours and cost calculations for the respondents and the Agency are shown below in Tables 1 and 2, respectively, and summarized below. 
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            (i) Respondent Tally
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      The total annual labor hours are 41 hours. Details regarding these estimates may be   found below in Table 1. Annual Respondent Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal).  
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      We assume that burdens for managerial tasks take 5% of the time required for technical tasks because the typical tasks for managers are to review and approve reports. Clerical burdens are assumed to take 10% of the time required for technical tasks because the typical duties of clerical staff are to proofread the reports, make copies and maintain records.
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      Furthermore, the annual public reporting and recordkeeping burden for this collection of information is estimated to average 21 hours per response.
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      The total annual capital/startup and O&M costs to the regulated entity are $550. The cost calculations are detailed in Section 6(b)(iii), Capital/Startup vs. Operation and Maintenance (O&M) Costs.
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            (ii) The Agency Tally
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      The average annual Agency burden and cost over next three years is estimated to be 35 labor hours at a cost of $1,640; see below in Table 2: Average Annual EPA Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal 
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      We assume that burdens for managerial tasks take 5% of the time required for technical tasks because the typical tasks for managers are to review and approve reports. Clerical burdens are assumed to take 10% of the time required for technical tasks because the typical duties of clerical staff are to proofread the reports, make copies and maintain records.
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      6(f) Reasons for Change in Burden
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      There is no change in the labor hours in this ICR compared to the previous ICR. This is due to two considerations: 1) the regulations have not changed over the past three years and are not anticipated to change over the next three years; and 2) the growth rate for major sources in the industry is very low, negative or non-existent, so there is no significant change in the overall burden. There was no change in the capital/O&M cost. 
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      6(g) Burden Statement
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      The annual public reporting and recordkeeping burden for this collection of information is estimated to average 21 hours per response. `Burden' means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information.
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      An agency may neither conduct nor sponsor, and a person is not required to respond to,   a collection of information unless it displays a valid OMB Control Number. The OMB Control Numbers for EPA regulations are listed at 40 CFR Part 9 and 48 CFR Chapter 15.

	To comment on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OECA-2014-0089. An electronic version of the public docket is available at http://www.regulations.gov/, which may be used to obtain a copy of the draft collection of information, submit or view public comments, access the index listing of the contents of the docket, and to access those documents in the public docket that are available electronically. When in the system, select "search," then key in the docket ID number identified in this document. The documents are also available for public viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), WJC West, Room 3334, 1301 Constitution Ave., NW, Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the docket center is (202) 566-1752. Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW, Washington, DC 20503, Attention: Desk Officer for EPA. Please include the EPA Docket ID Number EPA-HQ-OECA-2014-0089 and OMB Control Number 2060-0519 in any correspondence. 

Part B of the Supporting Statement

This part is not applicable because no statistical methods were used in collecting this information.

Table 1: Annual Respondent Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal)

                                  Burden item
                                      (A)
                                      (B)
                                      (C)
                                      (D)
                                      (E)
                                      (F)
                                      (G)
                                      (H)
                                       
                          Person hours per occurrence
                  No. of occurrences per respondent per year
                     Person hours per respondent per year
                           Respondents per year  [a]
                       Technical person- hours per year
                       Management person hours per year
                        Clerical person hours per year
                                  Total Cost 
                                       
                                       
                                       
                                    (C=AxB)
                                       
                                    (E=CxD)
                                   (Ex0.05)
                                    (Ex0.1)
                                  Per year b
1.  Applications
                                      N/A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
2.  Survey and Studies
                                      N/A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
3.  Reporting requirements
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
     A.  Familiarization with rule requirement
                                       4
                                       1
                                       4
                                       1
                                       4
                                      0.2
                                      0.4
                                                                       $523.97 
     B.  Process/review information [d]
                                       4
                                       2
                                       8
                                       1
                                       8
                                      0.4
                                      0.8
                                                                      $1,047.94
     C.  Write Report
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
        Initial notification [c]
                                       2
                                       1
                                       2
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
        Notification of performance evaluation [c]
                                       2
                                       1
                                       2
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
        Notification of compliance status [c]
                                       2
                                       1
                                       2
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
        Performance evaluation reports [c]
                                       2
                                       1
                                       2
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
        Develop a startup, shutdown, malfunction (SSM) report [e]
                                       1
                                       4
                                       4
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
        Develop a semiannual summary report [f]
                                       4
                                       2
                                       8
                                       1
                                       8
                                      0.4
                                      0.8
                                                                      $1,047.94
Subtotal for Reporting Requirements
                                       
                                       
                                       
                                       
                                      23
                                                                         $2,620
4.  Recordkeeping requirements
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
     A.  Familiarization with rule requirement
                                    See 3A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
     B.  Plan activities
                                       8
                                       1
                                       8
                                       1
                                       8
                                      0.4
                                      0.8
                                                                      $1,047.94
     C.  Implement activities
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
           Control devices
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
               Design analysis
                                      15
                                       1
                                      15
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
               Performance evaluation
                                      40
                                       1
                                      40
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
               Equipment inspection
                                       1
                                      52
                                      52
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
               Monitoring activities
                                       1
                                      52
                                      52
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
               Maintenance
                                       2
                                      52
                                      104
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
     D.  Develop record system
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
              Develop SSM plan
                                       8
                                       1
                                       8
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
              Control equipment/maintenance plan
                                      12
                                       1
                                      12
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
     E.  Time to enter information
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
              Control equipment testing
                                       1
                                       1
                                       1
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
              Control equipment inspection
                                      0.5
                                      52
                                      26
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
              Control equipment monitoring
                                      0.5
                                      52
                                      26
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
     F.  Time to train personnel
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
              Control equipment inspection and Monitoring
                                      40
                                       1
                                      40
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
     G.  Store, file and maintain records [g]
                                       2
                                       2
                                       4
                                       1
                                       4
                                      0.2
                                      0.4
                                                                        $523.97
     H.  Retrieve records/reports [h]
                                       2
                                       2
                                       4
                                       1
                                       4
                                      0.2
                                      0.4
                                                                        $523.97
Subtotal for Recordkeeping Requirements  
                                       
                                       
                                       
                                       
                                      18
                                                                         $2,096
TOTAL ANNUAL BURDEN AND COSTS (rounded) [i]
 
 
 
 
                                      41
                                                                         $4,720
TOTAL CAPITAL/O&M COST (rounded): [i]
 
 
 
 
 
 
 
                                                                           $550
GRAND TOTAL (rounded):  [i]
 
 
 
 
 
 
 
                                                                         $5,270

Assumptions:

a  We have assumed that there is approximately 1 existing major source currently subject to this rule.  There will be no additional new sources that will become subject to the rule over the three-year period of this ICR.
[b]  This ICR uses the following labor rates:  $147.40 per hour for Managerial labor; $117.92 per hour for Technical labor, and $57.02 per hour for Clerical labor.  These rates are from the United States Department of Labor, Bureau of Labor Statistics, June 2018 "Table 2. Civilian Workers, by Occupational and Industry group."  The rates are from column 1, "Total Compensation."  The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry.
[c]  This is a one-time only activity.

[d]  We have assumed that it will take the respondent 4 hours twice a year to process and review information.
[e]  We have assumed that it will take each respondent 1 hour four times a year to write the startup, shutdown, malfunction (SSM) report.
[f]   We have assumed that it will take the respondent 4 hours two times a year to complete the semiannual report.

[g]  We have assumed that the respondent will take 2 hours two times per year to store, file and maintain records.

h  We have assumed that the respondent will take 2 hours two times per year to retrieve records/reports.

i  Totals have been rounded to 3 significant values.  Figures may not add exactly due to rounding.

Table 2: Average Annual EPA Burden and Cost  -  NESHAP for Semiconductor Manufacturing (40 CFR Part 63, Subpart BBBBB) (Renewal)

                                   Activity
                                      (A)
                                      (B)
                                      (C)
                                      (D)
                                      (E)
                                      (F)
                                      (G)
                                      (H)
                                       
                       EPA person- hours per occurrence
                     No. of occurrences per plant per year
                     EPA person- hours per plant per year
                             Plants per year  [a]
                       Technical person- hours per year
                       Management person-hours per year
                        Clerical person-hours per year
                                  Cost, $ [b]
                                       
 
 
                                    (C=AxB)
 
                                    (E=CxD)
                                   (Ex0.05)
                                    (Ex0.1)
 
Review initial notification reports
                                       8
                                       1
                                       8
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
Review notification of compliance status
                                      10
                                       1
                                      10
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
Review semiannual summary reports [c]
                                      15
                                       2
                                      30
                                       1
                                      30
                                      1.5
                                       3
                                                                     $1,640.21 
Review notification of performance test d
                                       4
                                       1
                                       4
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
Attend initial performance tests          
                                      120
                                       1
                                      120
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
Review test results [e]
                                      10
                                       1
                                      10
                                       0
                                       0
                                       0
                                       0
                                                                            $0 
TOTAL ANNUAL BURDEN AND COST (rounded) [f]
 
 
 
 
                                      35
                                                                        $1,640 

Assumptions:

[a]  We have assumed that there is approximately one existing major source currently subject to this rule.  There will be no additional new source that will become subject to the rule over the three-year period of this ICR.
[b]  This cost is based on the following labor rates which incorporate a 1.6 benefits multiplication factor to account for government overhead expenses: $65.71 for Managerial (GS-13, Step 5, $41.07 x 1.6), $48.08 for Technical (GS-12, Step 1, $48.75 x 1.6), and $26.38 Clerical (GS-6, Step 3, $16.49 x 1.6).  These rates are from the Office of Personnel Management (OPM) "2018 General Schedule" which excludes locality rates of pay.
[c]  We have assumed that the respondents will take 15 hours two times a year to review the semiannual summary reports. 

[d]  We have assumed that it will take each respondent 4 hours one time a year to review notification of performance tests.

[e]   We have assumed that it will take each respondent 10 hours one time a year to review test results.

f Totals have been rounded to 3 significant values.  Figures may not add exactly due to rounding.