Document ID: SEC-2005-0130-0001
Agency: sec
Document Type: Notice
Title: Agency information collection activities; proposals, submissions, and approvals
Posted Date: 2005-10-19T04:00Z

[Federal Register: October 19, 2005 (Volume 70, Number 201)]
[Notices]               
[Page 60865-60866]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr19oc05-110]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

    Extension: Rule 15c1-5, SEC File No. 270-422 OMB, OMB Control 
No. 3235-0471.

[[Page 60866]]

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget requests for extension on the previously approved collection 
of information discussed below.
    Rule 15c1-5 states that any broker-dealer controlled by, 
controlling, or under common control with the issuer of a security that 
the broker-dealer is trying to sell to or buy from a customer must give 
the customer written notification disclosing the control relationship 
at or before completion of the transaction. The Commission estimates 
that 360 respondents collect information annually under Rule 15c1-5 and 
that approximately 3,600 hours would be required annually for these 
collections.
    There is no retention period requirement under Rule 15c1-5. This 
Rule does not involve the collection of confidential information. 
Please note that an agency may not conduct or sponsor, and a person is 
not required to respond to, a collection of information unless it 
displays a currently valid control number.
    Written comments regarding the information above should be directed 
to the following persons: (i) the Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Building, 
Washington, DC 20503 or by sending an e-mail to: 
David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief 

Information Officer, Office of Information Technology, Securities and 
Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 
20549. Comments must be submitted to OMB within 30 days of this notice.

    Dated: October 11, 2005.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E5-5745 Filed 10-18-05; 8:45 am]

BILLING CODE 8010-01-P