Document ID: SEC-2023-0310-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2023-03-20T04:00Z

[Federal Register Volume 88, Number 53 (Monday, March 20, 2023)]
[Notices]
[Page 16687]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-05694]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meeting

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission will hold an Open Meeting on 
Wednesday, March 22, 2023 at 10:00 a.m.

Place: The meeting will be webcast on the Commission's website at 
www.sec.gov.

Status: The meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to adopt amendments to Form 
PF, the confidential reporting form for certain registered investment 
advisers to private funds, to require current reporting for certain 
private fund advisers and revise certain reporting requirements.
    2. The Commission will consider whether to:
    a. Propose to require the electronic filing or submission on the 
Commission's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) 
system, using structured data where appropriate, of several forms, 
notices, and reports required under the Exchange Act;
    b. Propose to rescind Form 19b-4(e) and require the information 
currently contained in Form 19b-4(e) instead to be publicly posted on 
the listing self-regulatory organization's website; and remove the 
requirement in Form 19b-4 for a manual signature and the related manual 
signature retention requirement;
    c. Propose to amend the Commission's Informal and Other Procedures 
to reflect that Form 1 and Form 1-N would be submitted electronically 
and to make certain technical revisions;
    d. Propose to amend the requirement for supplemental materials for 
registered clearing agencies to require that a clearing agency post to 
its website the required supplemental information, rather than submit 
such material in paper copy to the Commission;
    e. Propose to allow electronic signatures in certain broker-dealer 
filings and proposing amendments regarding the Financial and 
Operational Combined Uniform Single Report (Form X-17A-5) to harmonize 
with other rules, make technical corrections, and provide 
clarifications; and
    f. Propose to require that notices made pursuant to Rule 3a71-
3(d)(1)(vi) be withdrawn in specified circumstances.

Contact Person for more Information:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman from the Office of the Secretary 
at (202) 551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: March 15, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-05694 Filed 3-16-23; 11:15 am]
BILLING CODE 8011-01-P