Document ID: SEC-2011-1471-0001
Agency: sec
Document Type: Notice
Title: Self-Regulatory Organizations; Proposed Rule Changes: Notice of Withdrawal of Proposed Rule G-36, on Fiduciary Duty of Municipal Advisors, etc.
Posted Date: 2011-09-30T04:00Z

[Federal Register Volume 76, Number 190 (Friday, September 30, 2011)]
[Notices]
[Page 60955]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-25191]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-65397; File No. SR-MSRB-2011-14]

Self-Regulatory Organizations; Municipal Securities Rulemaking 
Board; Notice of Withdrawal of Proposed Rule G-36, on Fiduciary Duty of 
Municipal Advisors, and a Proposed Interpretive Notice Concerning the 
Application of Proposed Rule G-36 to Municipal Advisors

September 26, 2011.
    On August 23, 2011, the Municipal Securities Rulemaking Board (the 
``MSRB'') filed with the Securities and Exchange Commission (the 
``Commission'') a proposed rule change pursuant to Section 19(b)(1) of 
the Securities Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ 
consisting of proposed Rule G-36 (on fiduciary duty of municipal 
advisors) and a proposed interpretive notice concerning the application 
of proposed Rule G-36 to municipal advisors. Notice of the proposed 
rule change was published in the Federal Register on September 12, 
2011.\3\ The Commission received no comments on the proposed rule 
change. On September 9, 2011, the MSRB withdrew the proposed rule 
change (SR-MSRB-2011-14).\4\

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 65282 (September 7, 
2011), 76 FR 56254.
    \4\ See MSRB Notice 2011-51 (September 12, 2011).
    \5\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\5\
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-25191 Filed 9-29-11; 8:45 am]
BILLING CODE 8011-01-P