Document ID: SEC-2010-1867-0001
Agency: sec
Document Type: Notice
Title: Joint Public Roundtables: Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps
Posted Date: 2010-12-09T05:00Z

[Federal Register Volume 75, Number 236 (Thursday, December 9, 2010)]
[Notices]
[Pages 76705-76706]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-31003]

-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-63435; File No. 4-621]

Joint Public Roundtable on Issues Related to Capital and Margin 
Requirements for Swaps and Security-Based Swaps

AGENCIES:  Commodity Futures Trading Commission (``CFTC'') and 
Securities and Exchange Commission (``SEC'') (each, an ``Agency,'' and 
collectively, the ``Agencies'').

ACTION: Notice of roundtable discussion; request for comment.

-----------------------------------------------------------------------

SUMMARY: On Friday, December 10, 2010, commencing at 1 p.m. and ending 
at 5 p.m., staff of the Agencies will hold a public roundtable meeting 
at which invited participants will discuss provisions of the Dodd-Frank 
Wall Street Reform and Consumer Protection Act (the ``Act'') that 
require the Agencies

[[Page 76706]]

to adopt rules for the capital and margin requirements applicable to 
swaps and security-based swaps of swap dealers, major swap 
participants, security-based swap dealers, and security-based swap 
participants. The discussion will be open to the public with seating on 
a first-come, first-served basis. Members of the public may also listen 
to the meeting by telephone. Call-in participants should be prepared to 
provide their first name, last name and affiliation. The information 
for the conference call is set forth below.
     U.S. Toll-Free: 877-951-7311
     International Toll: 1-203-607-0666
     Conference ID: 8978249
    A transcript of the public roundtable discussion will be published 
at http://www.cftc.gov/LawRegulation/DoddFrankAct/OTC_5_CapMargin.html. The roundtable discussion will take place in Lobby 
Level Hearing Room (Room 1000) at the CFTC's headquarters at Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC.

FOR FURTHER INFORMATION CONTACT: The CFTC's Office of Public Affairs at 
(202) 418-5080 or the SEC's Office of Public Affairs at (202) 551-4120.

SUPPLEMENTARY INFORMATION: The roundtable discussion will take place on 
Friday, December 10, 2010, commencing at 1 p.m. and ending at 5 p.m. 
Members of the public who wish to comment on the topics addressed at 
the discussion, or on any other topics related to capital and margin 
requirements for swaps and security-based swaps in the context of the 
Act, may do so via:
     Paper submission to David Stawick, Secretary, Commodity 
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, 
NW., Washington, DC 20581, or Elizabeth M. Murphy, Secretary, 
Securities and Exchange Commission, 100 F Street, NE., Washington, DC 
20549-1090; or
     Electronic submission to CapitalandMargin@CFTC.gov (all e-
mails must reference ``Dodd Frank Roundtable Capital and Margin 
Requirements'' in the subject field); and/or by e-mail to rule-comments@sec.gov or through the comment form available at: http://www.sec.gov/rules/other.shtml.

All submissions will be reviewed jointly by the Agencies. All comments 
must be in English or be accompanied by an English translation. All 
submissions provided to either Agency in any electronic form or on 
paper will be published on the Web site of the respective Agency, 
without review and without removal of personally identifying 
information. Please submit only information that you wish to make 
publicly available.

    By the Securities and Exchange Commission.

    Dated: December 6, 2010.
Elizabeth M. Murphy,
Secretary.
    By the Commodity Futures Trading Commission.

    Dated: December 6, 2010.
David A. Stawick,
Secretary.
[FR Doc. 2010-31003 Filed 12-8-10; 8:45 am]
BILLING CODE 6351-01-P; 8011-01-P