Document ID: SEC-2005-0030-0001
Agency: sec
Document Type: Notice
Title: Agency information collection activities; proposals, submissions, and approvals
Posted Date: 2005-09-28T04:00Z

[Federal Register: September 28, 2005 (Volume 70, Number 187)]
[Notices]               
[Page 56747-56748]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr28se05-196]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension:
    Rule 17f-2(c); SEC File No. 270-35; OMB Control No. 3235-0029.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget requests for approval of extension of Rule 17f-2(c).
    Rule 17f-2(c) allows persons required to be fingerprinted pursuant 
to Section 17(f)(2) of the Securities Exchange Act of 1934 to submit 
their fingerprints through a national securities exchange or a national 
securities association in accordance with a plan submitted to and 
approved by the Commission. Plans have been approved for the American, 
Boston, Chicago, New York, Pacific, and Philadelphia stock exchanges 
and for the National Association of Securities Dealers and the Chicago 
Board Options Exchange.
    It is estimated that 85,000 registered broker-dealers submit 
approximately 275,000 fingerprint cards to exchanges or a registered 
security association on an annual basis. It is approximated that it 
should take 15 minutes per fingerprint card to comply with Rule 17f-
2(c). The total reporting burden is estimated to be 68,750 hours.
    Because the Federal Bureau of Investigation will not accept 
fingerprint cards directly from submitting organizations, Commission 
approval of plans from certain exchanges and national securities 
associations is essential to the Congressional goal of fingerprint 
personnel in the security industry. The filing of these plans for 
review assures users and their personnel that fingerprint cards will be 
handled responsibly and with due care for confidentiality.
    Submission of fingerprint plans under Rule 17f-2(c) is mandatory 
for self-regulatory organizations. An agency may not conduct or 
sponsor, and a person is not required to respond to, a collection of 
information unless it displays a currently valid control number.
    Written comments regarding the above information should be directed 
to the following persons: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: 
David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief 

Information Officer, Office of Information Technology, Securities and 
Exchange Commission, 100 F Street,

[[Page 56748]]

NE., Washington, DC 20549. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: September 20, 2005.
Jonathan G. Katz,
Secretary.
 [FR Doc. E5-5251 Filed 9-27-05; 8:45 am]

BILLING CODE 8010-01-P