Document ID: SEC-2019-0257-0001
Agency: sec
Document Type: Notice
Title: Cancellations of Registrations
Posted Date: 2019-03-07T05:00Z

[Federal Register Volume 84, Number 45 (Thursday, March 7, 2019)]
[Notices]
[Pages 8357-8358]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-04079]

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SECURITIES AND EXCHANGE COMMISSION

[Securities Exchange Act of 1934; Release No. 85227/March 1, 2019]

Notice of Intent To Cancel Registration of Certain Municipal 
Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act 
of 1934

    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order or orders, pursuant to 
Section 15B(c)(3) of the Securities Exchange Act of 1934 (the ``Act''), 
cancelling the registrations of municipal advisors whose names appear 
in the attached Appendix, herein referred to as the ``registrants''.
    Section 15B(c)(3) of the Act provides, in pertinent part, that if 
the Commission finds that any municipal advisor registered under 
Section 15B is no longer in existence or has ceased to do business as a 
municipal advisor, the Commission, by order, shall cancel the 
registration of such municipal advisor. The Commission finds that each 
registrant listed in the attached Appendix (i) has not made any 
municipal advisor form submissions to the Commission through the 
Commission's Electronic Data Gathering and Retrieval (``EDGAR'') system 
since 1/1/2016, and/or (ii) does not have an associated person, for 
whom there is a Form MA-I available on EDGAR, who is qualified, under 
Municipal Securities Rulemaking Board (MSRB) Rule G-3, to lawfully 
engage in municipal advisory activities. Accordingly, the Commission 
finds that each of the registrants listed in the attached Appendix is 
either (i) no longer in existence or (ii) has ceased to do business as 
a municipal advisor.
    Notice is also given that any interested person may, by April 1, 
2019, at 5:30 p.m. Eastern Time, submit to the Commission in writing a 
request for a hearing on the cancellation of the registration of any 
registrant listed in the attached Appendix, accompanied by a statement 
as to the nature of such person's interest, the reason for such 
person's request, and the issues, if any, of fact or law proposed to be 
controverted, and the writer may request to be notified if the 
Commission should order a hearing thereon. Any such communications 
should be addressed to the SEC's Secretary at the address below.
    At any time after April 1, 2019, the Commission may issue an order 
or orders cancelling the registrations of any or all of the registrants 
listed in the attached Appendix, upon the basis of the information 
stated above, unless an order or orders for a hearing on the 
cancellation shall be issued upon request or upon the Commission's own 
motion. Persons who requested a hearing, or to be advised as to whether 
a hearing is ordered, will receive any notices and orders issued in 
this matter, including the date of the hearing (if ordered) and any 
postponements thereof. Any registrant whose registration is cancelled 
under delegated authority may appeal that decision directly to the 
Commission in accordance with Rules 430 and 431 of the Commission's 
rules of practice (17 CFR 201.430 and 431).

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Ahmed Abonamah, Senior Counsel to the 
Director, at 202-551-5680; U.S. Securities and Exchange Commission, 
Office of Municipal Securities, 100 F Street NE, Washington, DC 20549.

    For the Commission, by the Office of Municipal Securities, 
pursuant to delegated authority.\1\
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    \1\ 17 CFR 200.30-3a(a)(1)(ii).
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Eduardo A. Aleman,
Deputy Secretary.

Appendix

 
------------------------------------------------------------------------
                SEC ID No.                         Full legal name
------------------------------------------------------------------------
867-01224.................................  Aureus Partners, Inc.
867-01674.................................  BBC Consulting LLC.
867-01163.................................  Benecke Robert.
867-01889.................................  BRANDYWINE INVESTMENT
                                             SECURITIES, LLC.
867-01050.................................  Braun Research Consulting,
                                             LLC.
867-01722.................................  DENNING & COMPANY LLC.
867-00750.................................  Evergreen Capital Advisors,
                                             Inc.
867-00802.................................  Financial Consulting
                                             Solutions Group, Inc.
867-01653.................................  Frontera Consultants RGV,
                                             LLC.

[[Page 8358]]

 
867-01695.................................  HARRISON SECURITIES INC/BD.
867-01696.................................  Innovative Utility Solutions
                                             of Alabama LLC.
867-01862.................................  KSR Capital Advisors, Inc.
867-01640.................................  LEBENTHAL & CO., LLC.
867-01727.................................  Madrid Napoleon Roy.
867-00144.................................  Mission Management &
                                             Consultants LLC.
867-01246.................................  PHOENIX INFRASTRUCTURE
                                             ADVISORY GROUP, LLC.
867-00531.................................  PK SECURITIES, INC.
867-01824.................................  PlanScape, Inc.
867-00847.................................  Providence Financial Co.,
                                             LLC.
867-00680.................................  Public Advisory Corp.
867-00427.................................  Rognan & Associates.
867-00769.................................  Stellate Partners LLC.
867-01005.................................  Stoughton Consulting LLC.
867-01545.................................  Tax Credit Management Inc.
867-00030.................................  Ward Group LLC.
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[FR Doc. 2019-04079 Filed 3-6-19; 8:45 am]
 BILLING CODE 8011-01-P