Document ID: SEC-2022-0462-0001
Agency: sec
Document Type: Notice
Title: Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC
Posted Date: 2022-04-04T04:00Z

[Federal Register Volume 87, Number 64 (Monday, April 4, 2022)]
[Notices]
[Page 19565]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-06984]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-94541; File No. SR-Phlx-2022-10]

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of 
Withdrawal of Proposed Rule Changes To Amend Open Outcry Options 
Transaction Charges

March 29, 2022.
    On March 10, 2022, Nasdaq PHLX LLC (``Phlx'') filed with the 
Securities and Exchange Commission (``Commission'') pursuant to Section 
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 
19b-4 thereunder,\2\ a proposed rule change to increase the Floor Lead 
Market Maker and Floor Market Maker options transaction charge and pay 
a Floor Broker rebate whenever a Floor Broker executes an order contra 
a Floor Lead Market Maker or Floor Market Maker in certain open outcry 
transactions in multiply-listed Penny and non-Penny symbols. The 
proposed rule change was immediately effective upon filing with the 
Commission pursuant to Section 19(b)(3)(A) of the Act.\3\ The proposed 
rule change was published for comment in the Federal Register on March 
23, 2022.\4\ On March 29, 2022, Phlx withdrew the proposed rule change 
(SR-Phlx-2022-10).
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take 
effect upon filing with the Commission if it is designated by the 
exchange as ``establishing or changing a due, fee, or other charge 
imposed by the self-regulatory organization on any person, whether 
or not the person is a member of the self-regulatory organization.'' 
15 U.S.C. 78s(b)(3)(A)(ii).
    \4\ See Securities Exchange Act Release No. 94453 (March 17, 
2022), 87 FR 16529 (March 23, 2022).
    \5\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\5\
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-06984 Filed 4-1-22; 8:45 am]
BILLING CODE 8011-01-P