Document ID: SEC-2020-1189-0001
Agency: sec
Document Type: Rule
Title: Securities Offering Reform for Closed-End Investment Companies; Correction
Posted Date: 2020-07-27T04:00Z

[Federal Register Volume 85, Number 144 (Monday, July 27, 2020)]
[Rules and Regulations]
[Page 45092]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-15170]

=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 230 and 232

[Release Nos. 33-10771A; 34-88606A; IC-33836A; File No. S7-03-19]
RIN 3235-AM31

Securities Offering Reform for Closed-End Investment Companies; 
Correction

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; correction.

-----------------------------------------------------------------------

SUMMARY: This document makes technical corrections to amendments to 
rules that modify the registration, communications, and offering 
processes for business development companies (``BDCs'') and other 
closed-end investment companies adopted in Release No. 33-10771 (April 
8, 2020) (``Adopting Release''), which was published in the Federal 
Register on June 1, 2020.

DATES: Effective August 1, 2020

FOR FURTHER INFORMATION CONTACT: Amy Miller, Senior Counsel, Investment 
Company Regulation Office, Division of Investment Management, 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549.

SUPPLEMENTARY INFORMATION: We are making technical amendments to 
correct Sec. Sec.  230.497 and 232.405. Specifically, this document 
amends Instructions 25 and 28 published in the Adopting Release. 
Instruction 25.a is amended to correct a citation to Form N-2; and 
Instruction 25.b is removed, with subsequent instructions renumbered 
accordingly. Instruction 28.b is removed, with subsequent instructions 
renumbered accordingly; newly-designated Instruction b is amended to 
correct an unneeded direction to remove a heading; and newly-
redesignated Instruction 28.d is amended to redesignate Note 2 to rule 
405 of Regulation S-T as Note 1 to rule 405 of Regulation S-T.

0
In FR doc. 2020-07790, which published in the Federal Register on 
Monday, June 1, 2020, at 85 FR 33290, the following corrections are 
made:

Sec.  230.497   [Corrected]

    1. On page 33356, in the third column, under ``Sec.  230.497'' in 
Instruction 25.a, ``Remove from paragraphs (c) and (e) the text ``Form 
N-2 (Sec. Sec.  239.14 and 274.11a-1 of this chapter)'' is corrected to 
read ``Remove from paragraphs (c) and (e) the text ``Sec. Sec.  239.14 
and 274.11a-1 of this chapter (Form N-2)''.
    2. On page 33356, in the third column, under ``Sec.  230.497'' 
remove Instruction 25.b.
    3. On page 33356, in the third column, under ``Sec.  230.497'' 
redesignate Instructions 25.c and d as Instructions 25.b and c, 
respectively.

Sec.  232.405   [Corrected]

    4. On page 33357, in the first column, under ``Sec.  232.405'' 
remove Instruction 28.b.
    5. On page 33357, in the first and second columns, under ``Sec.  
232.405'' redesignate Instructions 28.c, d, and e, as Instructions 
28.b, c, and d, respectively.
    6. On page 33357, in the first column, under ``Sec.  232.405'' in 
newly-redesignated Instruction 28.b, ``Removing the heading and 
revising the introductory text of paragraph (b)(1)'' is corrected to 
read ``Revising the introductory text of paragraph (b)(1)''.
    7. On page 33357, in the second column, under ``Sec.  232.405'' in 
newly-redesignated Instruction 28.d, ``Redesignating the note to Sec.  
232.405 as note 2 to Sec.  232.405 and revising the last sentence of 
newly redesignated note 2 to Sec.  232.405'' is corrected to read 
``Redesignating note 2 to Sec.  232.405 as Note 1 to Sec.  232.405 and 
revising the last sentence of newly redesignated Note 1 to Sec.  
232.405 ''.
    8. On page 33357, in the second column, in ``Sec.  232.405 
Interactive Data File Submissions,'' the introductory text ``note 2 to 
this section'' is corrected to read ``Note 1 to this section''.
    9. On page 33358, in the second column, in ``Sec.  232.405 
Interactive Data File Submissions,'' ``Note 2 to Sec.  232.405'' is 
corrected to read ``Note 1 to Sec.  232.405''.

    Dated: July 9, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-15170 Filed 7-24-20; 8:45 am]
BILLING CODE 8011-01-P