Document ID: SEC-2020-1744-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2020-11-02T05:00Z

[Federal Register Volume 85, Number 212 (Monday, November 2, 2020)]
[Notices]
[Pages 69375-69376]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-24286]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, 
November 4, 2020 at 2:00 p.m.

PLACE: The meeting will be webcast on the Commission's website at 
www.sec.gov.

STATUS: This meeting will begin at 2:00 p.m. (ET) and will be open to 
the public via audio webcast only on the Commission's website at 
www.sec.gov.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to issue a Notice, pursuant 
to Exchange Act Rule 0-13, seeking public comment on an application 
made by a foreign financial regulatory authority, pursuant to Exchange 
Act Rule 3a71-6, for a substituted compliance determination, and on a 
proposed order providing for the conditional availability of 
substituted compliance in connection with the application.
    2. The Commission will consider whether to issue an order granting 
exemptive relief from Sections 8 and 15(a)(1) of the Securities 
Exchange Act of 1934 and Rules 3b-13(b)(2), 8c-1, 10b-10, 15a-1 and 
15c2-1 thereunder in connection with the revision of the definition of 
``security'' to encompass

[[Page 69376]]

security-based swaps; declining to extend exemptive relief from Rules 
10b-16 and 15c2-5; and determining the expiration date for a temporary 
exemption from Section 29(b) of the Securities Exchange Act of 1934 in 
connection with registration of security-based swap dealers and major 
security-based swap participants.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: October 28, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-24286 Filed 10-29-20; 11:15 am]
BILLING CODE 8011-01-P