Document ID: OSHA-S215-2006-0063-0654
Agency: osha
Document Type: Supporting & Related Material
Title: 
Posted Date: 2014-04-02T04:00Z

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form
Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GENERAL INFORMATION

PURPOSE

Form EIA-412 collects accounting, plant statistics, and transmission
data from various electric industry entities in the United States. The
data from this report appear in the following EIA publications:
Financial Statistics of Major U.S. Publicly Owned Electric Utilities and
Electric Power Annual. The data collected on this form are used to
monitor the current status and trends of the electric power industry and
to evaluate the future of the industry.

REQUIRED RESPONDENTS

The accounting data (Schedules 1 through 8) are to be completed by each
municipality, political subdivision, State, and Federal entity engaged
in the generation, transmission, or distribution of electricity, which
had at least 150,000 megawatthours of sales to ultimate consumers and/or
at least 150,000 megawatthours of sales for resale for each of the 2
previous years.

The plant statistics data (Schedule 9) are to be completed by each
municipality, political subdivision, State, Federal, and unregulated
entity operating/owning plants with a nameplate capacity of 10 megawatts
or larger.

The transmission data (Schedules 10 and 11) are to be completed by each
municipality, political subdivision, State, Federal, and generation and
transmission cooperative owning transmission lines having a nominal
voltage of 132 kilovolts or greater.

SANCTIONS

The timely submission of Form EIA-412 by those required to report is
mandatory under Section 13(b) of the Federal Energy Administration Act
of 1974 (FEAA) (Public Law 93-275), as amended. Failure to respond may
result in a penalty of not more than $2,750 per day for each civil
violation, or a fine of not more than $5,000 per day for each criminal
violation. The government may bring a civil action to prohibit reporting
violations, which may result in a temporary restraining order or a
preliminary or permanent injunction without bond. In such civil action,
the court may also issue mandatory injunctions commanding any person to
comply with these reporting requirements.  Title 18 U.S.C. 1001 makes it
a criminal offense for any person knowingly and willingly to make to any
Agency or Department of the United States any false, fictitious, or
fraudulent statements as to any matter within its jurisdiction.

METHOD OF FILING RESPONSE

Submit your data electronically over the Internet using our web-based
form.  Log on to https://elecidc.eia.doe.gov/

Web-based Survey Information

EIA uses security protocols to protect the information against
unauthorized access during transmission.  Facsimile and e-mail
transmissions (including files attached to e-mail messages) travel over
ordinary telephone lines and are not considered secure electronic
methods of transmitting survey data.  

For system validation instructions, log on to
http://www.eia.doe.gov/cneaf/electricity/edc/contents.html

If you are having a problem with the web-based form, please try to
resolve the problem by reading the Frequently Asked Questions (FAQ)
document located at the above Internet location.  If the answer to your
question is not in the FAQ, then contact the EIA-412 Survey Manager or
our CNEAF Help Center at 202 586-9595.

CONTACT

For questions regarding the Form EIA-412 or for additional information,
contact:

Financial and Transmission Line Information

Karen McDaniel

Telephone Number: (202) 586-4280

FAX Number: (202) 287-1946

E-mail:   HYPERLINK "mailto:eia-412@eia.doe.gov"  eia-412@eia.doe.gov 	

CONFIDENTIALITY

The EIA’s provisions for confidentiality of the data elements are as
follows: 

The EIA is required to provide company-specific data to the Department
of Justice, or to any other Federal Agency when requested for official
use, which may include enforcement of Federal law. The information may
also be made available, upon request, to another component of the
Department of Energy (DOE); to any Committee of Congress; the General
Accounting Office; or to Congressional agencies authorized by law to
receive such information. A court of competent jurisdiction may obtain
this information in response to an order.

The information will be kept confidential and not disclosed to the
public to the extent that it satisfies the criteria for exemption in the
Freedom of Information Act (FOIA), 5 U.S.C. §552, the DOE regulations
10 C.F.R. §1004.11, implementing the FOIA, and the Trade Secrets Act,
18 U.S.C. §1905.

Upon receipt of a request for this information under the FOIA, the DOE
shall make a final determination whether the information is exempt from
disclosure in accordance with the procedures and criteria provided in
the regulations. Respondents may be asked for additional information on
how release of the designated confidential information would be likely
to cause substantial competitive harm. The respondents are encouraged to
provide a letter with their submission of data that explains (on an
element-by-element basis) the reasons why the confidential information
would be likely to cause the respondent substantial competitive harm if
released to the public. The letter would be kept on file to respond to
requests for the information under the FOIA. A new justification is not
needed each time information is submitted on an EIA form if the
justification has not changed.

The information contained on this form relating to Schedule 9, lines 9
through 34, for unregulated entities will be kept confidential and not
disclosed to the public to the extent that it satisfies the criteria for
exemption under the Freedom of Information Act (FOIA), 5 U.S.C. §552,
the DOE Regulations, 10 C.F.R. §1004.11, implementing the FOIA, and the
Trade Secrets Act, 18 U.S.C., §1905. The data reported on the Form
EIA-412 not specifically stated in this section as confidential are not
considered to be confidential.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                      	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS

Submit the accounting data (Schedules 1 through 8) of the Form EIA-412
to the EIA within four months following the end of the financial
reporting year. All reports, including Schedules 9 through 11, for the
given calendar year must be submitted by April 30. 

Verify all preprinted information. If incorrect, revise the incorrect
entry and provide the correct information. State codes are two-letter
U.S. Postal Service abbreviations. Provide any missing information.
Typed or legible hand-written entries are acceptable.

The titles used in this form relate to titles in the Uniform System of
Accounts Prescribed for Public Utilities and Licensees. The Uniform
System of Accounts is enclosed in parentheses within the item column for
the applicable lines on the Form EIA-412. The use of the Uniform System
of Accounts for the reporting of data by municipalities is preferred but
not required, subject to the Provisions of the Federal Power Act (18 CFR
101).  A description is located at   HYPERLINK
"http://www.ferc.gov/legal/ferc-regs/acct-matts/usofa-electric.asp" 
http://www.ferc.gov/legal/ferc-regs/acct-matts/usofa-electric.asp  . 

Schedule 2, “Electric Balance Sheet;” Schedule 3, “Electric Income
Statement;” Schedule 4, “Electric Plant;” Schedule 5, “Taxes,
Tax Equivalents, Contributions, and Services During Year;” and
Schedule 7, “Electric Operation and Maintenance Expenses;” should
reflect only the electric portion of the entity.

Enter “NA” where the information requested is not applicable to your
submission.

Enter amounts in whole numbers only.

These data elements should have the following relationships:

	Item			Instruction

	Schedule 2, line 1	                 Must equal Schedule 4, line 14,
column e

	Schedule 3, line 1	                 Must include only revenue from
sales to ultimate consumers and sales for resale

	Schedule 3, line 2	                 Must equal Schedule 7, line 14,
column b

	Schedule 3, line 3	                 Must equal Schedule 7, line 14,
column c

	Schedule 3, line 6	                 Must equal Schedule 5, line 3

	Schedule 7, line 5, Cols. b, d       Must equal Schedule 8, line 36
(Total), column g

For plants operated by a publicly owned or Federal entity, the following
data element relationships should be evaluated for Schedules 7 and 9:

	Item			Instruction

	Schedule 7, line 1, column a	Must be greater than or equal to the sum
of Schedule 9, line 16, for all steam plants reported.

	Schedule 7, line 2, column a	Must be greater than or equal to the sum
of Schedule 9, line 16, for all nuclear plants reported.

	Schedule 7, line 4, column a	Must be greater than or equal to the sum
of Schedule 9, line 16, for all other plants reported.

	Schedule 7, lines 1-4, column b	Must be greater than or equal to the
sum of Schedule 9, lines 1-27, for all plants reported.

	Schedule 7, lines 1-4, column c	Must be greater than or equal to the
sum of Schedule 9, lines 28-32, for all plants reported.

	Schedule 7, lines 1-4, column d	Must be greater than or equal to the
sum of Schedule 9, line 33, for all plants reported.

	

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 2. Electric Balance Sheet

Refer to the Uniform System of Accounts Prescribed for Public Utilities
and Licensees for the accounts listed in parentheses.

Emission allowances traded under provisions of the Clean Air Act
Amendments of 1990 should be reported in Account 186, “Miscellaneous
Deferred Debits,” included in line 26, Miscellaneous Debt, Research
and Development Expenses, and Unamortized Losses, or in Account 253,
“Other Deferred Credits,” included in line 50, Other Deferred
Credits. Each allowance traded should be footnoted on Schedule 12.

Schedule 3. Electric Income Statement

Refer to the Uniform System of Accounts Prescribed for Public Utilities
and Licensees for the accounts listed in parentheses.

Schedule 4. Electric Plant

Refer to the Uniform System of Accounts Prescribed for Public Utilities
and Licensees for the accounts listed in parentheses.

For lines 11, 12, and 13, column “a” is Balance Beginning of Year
and column “e” is Balance End of Year.  These amounts do not have to
be equal.

Schedule 5. Taxes, Tax Equivalents, Contributions, and Services During
Year

Enter the information called for on contributions and services to the
municipality or other government units by the electric company and,
conversely, by those bodies to the electric company. Do not include (a)
loans and advances which are subject to repayment or which bear
interest, (b) payment in retirement of loans or advances previously
made, or (c) contributions by the municipality of funds or property,
which are of the nature of investment in the electric company
department.

Enter as “Taxes” the amounts due on the operations of the electric
department. Exclude gasoline and other sales taxes, which are included
in the transportation and materials.

Information entered as “Taxes” refers to the Uniform System of
Accounts number 408.1, 408.2, 409.1, and 409.2 and includes social
security and unemployment compensation. However, if your company
allocates these taxes as operating expenses to the electric department,
do not include these taxes on this schedule and indicate amounts in a
footnote on Schedule 12.

Schedule 6. Sales of Electricity for Resale (Account 447)

Enter all sales for resale (i.e., sales to purchasers other than
ultimate consumers) transacted on a settlement basis other than power
exchanges during the year. Do not enter exchanges of electricity (i.e.,
transactions involving a balancing of debits and credits for energy,
capacity, etc.) or any settlements for imbalanced exchanges on this
schedule. Power exchanges and imbalanced exchanges should be reported on
Schedule 9.

For column a, Sales Made To, enter the name of the purchaser. Do not
abbreviate or truncate the name, or use any acronyms. Explain in a
footnote any ownership interest or affiliation the respondent has with
the purchaser.

For column b, Type Code, enter “FP” for firm power supplied for
system requirements of the purchaser (including unit power provided on
condition that a specific generating unit is available for production),
“NF” for non-firm power supplied without capacity (i.e.,
interruptible that replaced other energy available), or “OT” for
other capacity and/or energy provided, including need to satisfy
operating reserve obligations.

For column c, Electricity Sold, enter the megawatthours shown on bills
submitted to the purchaser.

For column d, Annual Maximum Demand, enter megawatts. Footnote on
Schedule 12 if shown in megavoltamperes.

For column e, Demand Charges, enter demand charges in dollars.

For column f, Energy, Other Charges, enter the total of any other types
of charges, including out-of-period adjustments.

For column g, Total Revenues or Settlement, enter the total charges
shown on the bill to the purchaser, which is the sum of columns e and f.

Schedule 7. Electric Operation and Maintenance Expenses

Refer to the Uniform System of Accounts Prescribed for Public Utilities
and Licensees for the accounts listed in parentheses.

For line 18, column d, enter the data on all electric company employees
for the payroll period ending nearest October 31, or any payroll period
ending 60 days before or after October 31. The number of employees
assignable to the electric department from joint functions of
combination companies may be determined by estimate, on the basis of
employee equivalents. Show the estimated number of equivalent employees
attributed to the electric department from joint functions.

If the respondent payroll for the reporting period includes any special
construction personnel, include such employees on line 17, column d, and
show the number of such special construction employees in a footnote on
Schedule 12. 



U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 8. Purchased Power (Account 555) and Power Exchanges

Enter all power purchases made during the year. Also, report exchanges
of electricity (i.e., transactions involving a balancing of debits and
credits for energy, capacity, etc.) and any settlements for imbalanced
exchanges. 

For column a, Purchased From/Exchanges/Net Settlements, enter the name
of the seller or other party in an exchange transaction. Do not
abbreviate or truncate the name, or use any acronyms. Explain in a
footnote on Schedule 12 any ownership interest or affiliation the
respondent has with the seller.

For column b, Type Code, enter “FP” for firm power supplied for
system requirements of the purchaser (including unit power provided on
condition that a specific generating unit is available for production
and emergency power that included a demand charge); “NF” for
non-firm power supplied without capacity (i.e., interruptible that
replaced other energy available), including dump or surplus power used
to replace generation or purchases, maintenance, or emergency power that
was obtained without having incurred a demand charge; “OT” for other
capacity and/or energy provided, including need to satisfy operating
reserve obligations; or “EX” for the exchange of electricity for
transactions involving a balancing of debits and credits for energy,
capacity, etc.

For column c, Electricity Purchased/Exchanged, enter the megawatthours
shown on bills submitted to the respondent.

For column d, Annual Maximum Demand, enter megawatts. Footnote on
Schedule 12 if shown in megavoltamperes.

For column e, Demand Charges, enter demand charges in dollars.

For column f, Energy, Other Charges, enter the total of any other types
of charges, including out-of-period adjustments.

For column g, Total Cost, enter the total charges shown on the bill to
the respondent, which is the sum of columns e and f.

Schedule 9. Electric Generating Plant Statistics

Companies that have plants with a nameplate rating of 10 megawatts or
greater should complete this schedule.

Enter data for plant-in-service operated by a respondent. Operators of
jointly-owned plants must report for 100 percent of the plant; owners
need not report. If total cost of plant (lines 9-12) is not available,
enter the available data and footnote on Schedule 12 the costs not
given.

For any plant operated under a license from the Federal Energy
Regulatory Commission, indicate with an asterisk after the plant name
within the column header and explain in a footnote on Schedule 12. Also,
include the project number in the footnote, if the plant is associated
with a licensed project.

For line 5, Net Peak Demand on Plant (kilowatts for 60 minutes), enter
available data. Define the time period in a footnote on Schedule 12 if
it is not for the year.

For line 7, Average Number of Employees, enter the average number of
employees on the payroll whose costs are included in the production
expense accounts (500-935), including part-time and temporary employees.
If employee(s) are assigned to more than one generating plant, include
the number of employees assignable based on the prorated expenses. If
contractor costs are charged to any of the production expense accounts,
provide both the labor cost and the estimate of number of contractors
assignable to this cost in a footnote on Schedule 12.

For line 13, Cost per Kilowatt of Nameplate Capacity, enter the result
of line 12 divided by line 4.

For Line 27, Rents, if you enter rents due to a sale-leaseback
arrangement, footnote on Schedule 12 the capacity (megawatts) sold and
the asset (dollars) value removed from the plant accounts.

For line 34, Expenses per Net Kilowatthour, enter the product of line 33
divided by line 8.

Schedule 10. Existing Transmission Lines

Enter information on lines of 132kV or greater existing prior to the
reporting year.

For line 1, Terminal Location, From, enter the beginning terminal point
of the line.

For line 2, Terminal Location, To, enter the ending terminal point of
the line.

For line 3, Percent Ownership, if the transmission line is jointly
owned, enter the percentage owned by the respondent.

For line 4, Line Length, enter miles between beginning and ending
terminal points of the line, regardless of the number of conductors or
circuits carried.

For line 5, Line Type, select physical location of the line conductor as
overhead (OH), underground (UG), or submarine (SM).



U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 10. Transmission Lines (Continued)

For line 6, Voltage Type, select voltage as alternating current (AC) or
direct current (DC).

For line 7, Voltage, Operating, enter the voltage at which the line is
normally operated in kilovolts.

For line 8, Voltage, Design, enter the voltage at which the line was
designed to operate in kilovolts.

For line 9, Conductor Size, enter the size of the line conductor in
thousands of circular mils (MCM).

For line 10, Conductor Material Type, enter the line conductor material
type as aluminum, aluminum conductor steel reinforced (ACSR), copper, or
other.

For line 11, Conductor Configuration, enter the bundling
arrangement/configuration of the line conductors as single, double,
triple, quadruple, or other.

For line 12, Circuits per Structure, Present, enter the current number
of three-phase circuits on the structures of the line.

For line 13, Circuits per Structure, Ultimate, enter the ultimate number
of three-phase circuits the structures of the line are designed for.

For line 14, Pole/Tower Type, enter the predominant pole/tower material
for the line as wood, concrete, steel, combination, composite material,
or other. Also include the type of structure as single pole, H-frame
structure, tower, underground, or other.

For line 15, Rated Capacity, enter the thermal load carrying capacity of
the line in megavoltamperes (MVA).

Schedule 11. Transmission Lines Added Within Last Year

Enter information on lines of 132 kV or greater that were added with the
last year.

For line 1, Terminal Location, From, enter the beginning terminal point
of the line.

For line 2, Terminal Location, To, enter the ending terminal point of
the line.

For line 3, Percent Ownership, if the transmission line is jointly
owned, enter the percentage owned by the respondent.

For line 4, Line Length, enter miles between beginning and ending
terminal points of the line, regardless of the number of conductors or
circuits carried.

For line 5, Line Type, select physical location of the line conductor as
overhead (OH), underground (UG), or submarine (SM).

For line 6, Voltage Type, select voltage as alternating current (AC) or
direct current (DC).

For line 7, Voltage, Operating, enter the voltage at which the line is
normally operated in kilovolts.

For line 8, Voltage, Design, enter the voltage at which the line was
designed to operate in kilovolts.

For line 9, Conductor Size, enter the size of the line conductor in
thousands of circular mils (MCM).

For line 10, Conductor Material Type, enter the line conductor material
type as aluminum, aluminum conductor steel reinforced (ACSR), copper, or
other.

For line 11, Conductor Configuration, enter the bundling
arrangement/configuration of the line conductors as single, double,
triple, quadruple, or other.

For line 12, Circuits per Structure, Present, enter the current number
of three-phase circuits on the structures of the line.

For line 13, Circuits per Structure, Ultimate, enter the ultimate number
of three-phase circuits the structures of the line are designed for.

For line 14, Pole/Tower Type, enter the predominant pole/tower material
for the line as wood, concrete, steel, combination, composite material,
or other. Also include the type of structure as single pole, H-frame
structure, tower, underground, or other.

For line 15, Rated Capacity, enter the thermal load carrying capacity of
the line in megavoltamperes (MVA).

For line 16, Land and Land Right Costs, enter the accounting costs for
the land and right-of-way acquisitions for the new line.



U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 11. Transmission Lines Added Within Last Year (Continued)

For line 17, Pole, Tower, and Fixture Cost, enter the accounting cost
for all above-ground components to which the conductor is attached for
the new line.

For line 18, Conductor and Device Costs, enter the accounting cost for
all above-ground components to which the conductor is attached for the
new line.

For line 19, Construction and Other Costs, enter the accounting cost for
clearing right-of-way, construction, and other costs not identified in
other cost categories for the new line.

For line 20, Total Line Cost, enter the total of the costs of lines 17
through 20.

For line 21, In-Service Date, enter the date the line began flowing
electricity under the control of the system operator in month/year
format.

Schedule 12. Footnotes

Enter footnotes by Schedule Number, Part, Line Number, and Column.
Attach additional sheets if necessary.

REPORTING BURDEN

Public reporting burden for this collection of information is estimated
to average 25.0 hours for all schedules, with 2.5 hours for Schedule 9
and 1.5 hours for Schedules 10 and 11, including the time of reviewing
instructions, searching existing data sources, gathering and maintaining
the data needed, and completing and reviewing the collection of
information. Send comments regarding this burden estimate or any other
aspect of this collection of information, including suggestions for
reducing this burden, to the Energy Information Administration,
Statistics and Methods Group, EI-70, 1000 Independence Avenue S.W.,
Forrestal Building, Washington, D.C. 20585-0670; and to the Office of
Information and Regulatory Affairs, Office of Management and Budget,
Washington, D.C. 20503. A person is not required to respond to the
collection of information unless the form displays a valid OMB number.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY

Circuit: A conductor or a system of conductors through which electric
current flows.

Circuit-Mile: The total length in miles of separate circuits regardless
of the number of conductors used per circuit.

Cooperative Electric Utility: An electric utility legally established to
be owned by and operated for the benefit of those using its service. The
utility company will generate, transmit, and/or distribute supplies of
electric energy to a specified area not being serviced by another
utility. Such ventures are generally exempt from Federal income tax
laws. Most electric cooperatives have been initially financed by the
Rural Utilities Service (formerly the Rural Electrification
Administration), U.S. Department of Agriculture.

Distribution System: The portion of the transmission and facilities of
an electric system that is dedicated to delivering electric energy to an
end user.

Electric Power Plant: A station containing prime movers, electric
generators, and auxiliary equipment for converting mechanical, chemical,
and/or fission energy into electric energy.

Electrical System Energy Losses: The amount of energy lost during
generation, transmission, and distribution of electricity, including
plant and unaccounted for use.

Energy: The capacity for doing work as measured by the capability of
doing work (potential energy) or the conversion of this capability to
motion (kinetic energy). Energy has several forms, some of which are
easily convertible and can be changed to another form useful for work.
Most of the world's convertible energy comes from fossil fuels that are
burned to produce heat that is then used as a transfer medium to
mechanical or other means in order to accomplish tasks. Electrical
energy is usually measured in kilowatthours, while heat energy is
usually measured in British thermal units (Btu).

Energy Deliveries: Energy generated by one electric utility system and
delivered to another system through one or more transmission lines.

Energy Loss: The difference between energy input and output as a result
of transfer of energy between two points.

Energy Receipts: Energy brought into a site from another location.

Exchange, Electricity: A type of energy exchange in which one electric
utility agrees to supply electricity to another. Electricity received is
returned in kind at a later time or is accumulated as an energy balance
until the end of a specified period, after which settlement may be made
by monetary payment. Note: This term is also referred to as “exchange
energy.”

Fiscal Year: The U.S. Government’s fiscal year runs from October 1
through September 30. The fiscal year is designated by the calendar year
in which it ends; e.g., fiscal year 2002 begins on October 1, 2001, and
ends on September 30, 2002.

Fuel Expenses: These costs include the fuel used in the production of
steam or driving another prime mover for the generation of electricity.
Other associated expenses include unloading the shipped fuel and all
handling of the fuel up to the point where it enters the first bunker,
hopper, bucket, tank, or holder in the boiler-house structure.

Generating Unit: Any combination of physically connected generators,
reactors, boilers, combustion turbines, and other prime movers operated
together to produce electric power.

Generator Nameplate Capacity (Installed): The maximum rated output of a
generator, prime mover, or other electric power production equipment
under specific conditions designated by the manufacturer. Installed
generator nameplate capacity is commonly expressed in megawatts (MW) and
is usually indicated on a nameplate physically attached to the
generator.

Interchange Energy: Kilowatthours delivered to or received by one
electric utility or pooling system from another. Settlement may be
payment, returned in kind at a later time, or accumulated as energy
balances until the end of the stated period.

Interconnection: Two or more electric systems having a common
transmission line that permits a flow of energy between them. The
physical connection of the electric power transmission facilities allows
for the sale or exchange of energy.

Interdepartmental Service (Electric): Interdepartmental service includes
amounts charged by the electric department at tariff or other specified
rates for electricity supplied by it to other utility departments.

Line Loss: Electric energy lost because of the transmission of
electricity. Much of the loss is thermal in nature.

Load (Electric): The amount of electric power delivered or required at
any specific point or points on a system. The requirement originates at
the energy-consuming equipment of the consumers.

Maximum Demand: The greatest of all demands of the load that has
occurred within a specified period of time.

Municipality: A village, town, city, county, or other political
subdivision of a State.



U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY (continued)

Net Generation: The amount of gross generation less the electrical
energy consumed at the generating station(s) for station service or
auxiliaries. Note: Electricity required for pumping at pumped-storage
plants is regarded as electricity for station service and is deducted
from gross generation.

Nonutility Power Producer: A corporation, person, agency, authority, or
other legal entity or instrumentality that owns or operates facilities
for electric generation and is not an electric utility. Nonutility power
producers include qualifying cogenerators, qualifying small power
producers, and other nonutility generators (including independent power
producers). Nonutility power producers are without a designated
franchised service area and do not file forms listed in the Code of
Federal Regulations, Title 18, Part 141.

Other Generation: Electricity originating from these sources: biomass,
fuel cells, geothermal heat, solar power, waste, wind, and wood.

Peak demand: The maximum load during a specified period of time.

Plant-Use Electricity: The electric energy used in the operation of a
plant. This energy total is subtracted from the gross energy production
of the plant.

Power Production Plant: All the land and land rights, structures and
improvements, boiler or reactor vessel equipment, engines and
engine-driven generator, turbogenerator units, accessory electric
quipment, and miscellaneous power plant equipment are grouped together
for each individual facility.

Prime Mover: The engine, turbine, water wheel, or similar machine that
drives an electric generator; or, for reporting purposes, a device that
converts energy to electricity directly (e.g., photovoltaic solar and
fuel cells).

Public Authority Service to Public Authorities: Public authority service
includes electricity supplied and services rendered to municipalities or
divisions or agencies of State or Federal governments under special
contracts, agreements, or service classifications applicable only to
public authorities.

Public Utility: Enterprise providing essential public services, such as
electric, gas, telephone, water, and sewer under legally established
monopoly conditions.

Public Utility District: Municipal corporations organized to provide
electric service to both incorporated cities and towns and
unincorporated rural areas.

Publicly Owned Electric Utility: A class of ownership found in the
electric power industry. This group includes those utilities operated by
municipalities and State and Federal power agencies.

Purchased Power: Power purchased or available for purchase from a source
outside the system.

Railroad and Railway Electric Service: Electricity supplied to railroads
and interurban and street railways, for general railroad use, including
the propulsion of cars or locomotives, where such electricity is
supplied under separate and distinct rate schedules.

Regulated Entity: For the purpose of EIA’s data collection efforts, an
entity that either provides electricity within a designated franchised
service area and/or files forms listed in the Code of Federal
Regulations, Title 18, part 141, is considered a regulated entity. This
includes investor-owned electric utilities that are subject to rate
regulation, municipal utilities, Federal and State power authorities,
and rural electric cooperatives. Facilities that qualify as cogenerators
or small power producers under the Public Utility Regulatory Policies
Act (PURPA) are not considered regulated entities.

Retail: Sales covering electrical energy supplied for residential,
commercial, and industrial end-use purposes. Other small classes, such
as agriculture and street lighting, also are included in this category.

Retail Wheeling: The process of moving electric power from a point of
generation across third-party-owned transmission and distribution
systems to a retail customer.

Sales for Resale: A type of wholesale sales covering energy supplied to
other electric utilities, cooperatives, municipalities, and Federal and
State electric agencies for resale to ultimate consumers.

System (Electric): Physically connected generation, transmission, and
distribution facilities operated as an integrated unit under one central
management or operating supervision.



U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY (continued)

Transmission: The movement or transfer of electric energy over an
interconnected group of lines and associated equipment between points of
supply and points at which it is transformed for delivery to consumers
or is delivered to other electric systems. Transmission is considered to
end when the energy is transformed for distribution to the consumer.

Transmission System (Electric): An interconnected group of electric
transmission lines and associated equipment for moving or transferring
electric energy in bulk between points of supply and points at which it
is transformed for delivery over the distribution system lines to
consumers or is delivered to other electric systems.

Turbine: A machine for generating rotary mechanical power from the
energy of a stream of fluid (such as water, steam, or hot gas). Turbines
convert the kinetic energy of fluids to mechanical energy through the
principles of impulse and reaction, or a mixture of the two.

Ultimate Consumer: A consumer that purchases electricity for its own use
and not for resale.

Uniform System of Accounts: Prescribed financial rules and regulations
established by the Federal Energy Regulatory Commission for utilities
subject to its jurisdiction under the authority granted by the Federal
Power Act.

Unregulated Entity: For the purpose of EIA’s data collection efforts,
entities that do not have a designated franchised service area and that
do not file forms listed in the Code of Federal Regulations, Title 18,
part 141, are considered unregulated entities. This includes qualifying
cogenerators, qualifying small power producers, and other generators
that are not subject to rate regulation, such as independent power
producers.

Watt (W): The unit of electrical power equal to one ampere under a
pressure of one volt. A watt is equal to 1/746 horsepower.

Watthour (Wh): The electrical energy unit of measure equal to one watt
of power supplied to, or taken from, an electric circuit steadily for
one hour.

Wheeling Service: The movement of electricity from one system to another
over transmission facilities of interconnecting systems. Wheeling
service contracts can be established between two or more systems.



U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                         	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

NOTICE:  The timely submission of Form EIA-412 by those required to
report is mandatory under Section 13(b) of the Federal Energy
Administration Act of 1974 (FEAA) (Public Law 93-275), as amended. 
Failure to respond may result in a penalty of not more than $2,750 per
day for each civil violation, or a fine of not more than $5,000 per day
for each criminal violation.  The government may bring a civil action to
prohibit reporting violations, which may result in a temporary
restraining order or a preliminary or permanent injunction without bond.
In such civil action, the court may also issue mandatory injunctions
commanding any person to comply with these reporting requirements. A
person is not required to respond to collection of information unless
the form displays a valid OMB number. Data reported on Schedule 9, lines
9 through 34 for unregulated entities will be kept confidential. All
other data are not confidential.  Title 18 U.S.C. 1001 makes it a
criminal offense for any person knowingly and willingly to make to any
Agency or Department of the United States any false, fictitious, or
fraudulent statements as to any matter within its jurisdiction.

RESPONSE DUE DATE: Please submit accounting data within four months
following the end of the financial reporting year. All reports for the
given calendar year must be submitted by April 30.

REPORT FOR:   Company Name:                                             
                                                                        
                                EIA ID:

FINANCIAL REPORTING PERIOD ENDING (month, day, year):

SURVEY CONTACTS:  Persons to contact with questions about this form.

Contact 

                  First Name:                                           
              Last Name:      				Title:

                  Telephone: (       )   			     Ext.               FAX:
(       )                                      	E-mail:   

Supervisor

                  First Name:                                           
         	     Last Name:      			                  Title:

                  Telephone: (       )   			     Ext.               FAX:
(      )                                      	E-mail:         

SCHEDULE 1. IDENTIFICATION 

LINE NO.

	1	Company Name	

2	Current Address of Principal Business Office	

3	Classes of Company and Other Services Furnished by Respondent During
the Year 	[     ] Electric                          	[      ] Irrigation
 

[     ] Natural Gas                  	[      ] Television Cable

[     ] Water and Sewage      	[      ] Internet         

[      ] Sanitation

	[      ] Other  (specify:)           

4	Date of Report	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 2. ELECTRIC BALANCE SHEET

LINE NO.	ASSETS and OTHER DEBITS	AMOUNT

(DOLLARS)	LINE NO.	LIABILITIES and OTHER CREDITS	AMOUNT

(DOLLARS)

	ELECTRIC PLANT

	PROPRIETARY CAPITAL 

	1	Electric Plant and Adjustments (101-106, 114, 116)

29	Investment of Municipality (208)

	2	Construction Work in Progress (107)

30	Miscellaneous Capital (211, 219, 219.1)

	3	(Less) Accumulated Provision for Depreciation, Amortization, and
Depletion  (108, 111, 115)  

31	Retained Earnings (215, 215.1, 216)

	4	Net Electric Plant (sum of lines 1-2 less line 3)

32

Total Proprietary Capital 

(sum of lines 29-31)

	5	Nuclear Fuel (120.1-120.4, 120.6)

	LONG-TERM DEBT

	6	(Less) Accumulated Provision for Amortization of Nuclear Fuel
Assemblies (120.5) 

33	Bonds (221, 222)

	7

Net Electric Plant including Nuclear Fuel (sum of lines 4-5, less line
6)

34	Advances From Municipality and Other Long-Term Debt (223, 224)

OTHER PROPERTY AND INVESTMENTS 

35	Unamortized Premium on Long-Term Debt (225)

	8	Non-electric Plant Property (121)

36 	(Less) Unamortized Discount on Long-Term Debt (226)

	9	(Less) Accumulated Provision for Depreciation and Amortization (122) 

37

Total Long-Term Debt 

(sum of lines 33-35, less line 36)

	10 	Investment in Associated Enterprises (123-123.1)

	OTHER NONCURRENT LIABILITIES

	11	Investments and Special Funds (124-129)

38	Accumulated Operating Provisions (228.1-228.4)

	12

Total Other Property and Investments (sum of lines 8, 10, 11, less line
9)

39 	Accumulated Provision for Rate Refunds (229)

CURRENT AND ACCRUED ASSETS

40

Total Other Noncurrent Liabilities 

(sum of  lines 38-39)

	

13	Cash, Working Funds, and Investments (131-136)

	CURRENT AND ACCRUED LIABILITIES

	14	Notes and Other Receivables  (141, 143, 145, 146, 172)

41	Notes Payable (231)

	15	Customer Accounts Receivable (142)	

	42	Accounts Payable (232)

	16	(Less) Accumulated Provision for Uncollectible Accounts (144)

43	Notes and Accounts Payable to Associated Enterprises (233, 234)

	17	Fuel Stock and Expenses Undistributed (151-152) 

44	Customer Deposits (235)

	18	Plant Materials and Operating Supplies (154)

45	Taxes Accrued (236)

	19	Other Supplies and Miscellaneous (153, 155-163)

46	Interest Accrued (237)

	20	Prepayments (165)

47	Miscellaneous Current and Accrued Liabilities (239-245)

	21	Accrued Revenues (173)

48

Total Current and Accrued Liabilities (sum of lines 41-47)

	22	Miscellaneous Current and Accrued Assets (171, 174, 175)

23

Total Current and Accrued Assets

(sum of lines 13-15, 17-22 less line 16)

	DEFERRED DEBTS

	DEFERRED CREDITS

	24	Unamortized Debt Expense (181)

49	Customer Advances for Construction (252)

	25	Extraordinary Property Losses, Study Costs, and Charges (182.1,
182.2,  182.3, 183)

50	Other Deferred Credits (253, 256, 281-283)

	26	Miscellaneous Debt, Research and Development Expenses, and
Unamortized Losses (184-191)

51	Unamortized Gain on Reacquired Debt (257)

	27

Total Deferred Debits

(sum of lines 24-26)	

	52

Total Deferred Credits 

(sum of lines 49-51)

	28

Total Assets and Other Debits 

(sum of lines 7, 12, 23, 27)

53

Total Liabilities and Other Credits

(sum of lines 32, 37, 40, 48, 52) 

	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 3. ELECTRIC INCOME STATEMENT 

LINE NO.

AMOUNT

(DOLLARS)

1	Electric Operating Revenues (400)	

2	Operation Expenses (401)	

3	Maintenance Expenses (402)	

4	Depreciation Expenses (403)	

5	Amortization of Electric Plant, Property Losses, and Regulatory Study
Cost (404-407)	

6	Taxes and Tax Equivalents (see Schedule 5) (408.1, 409.1)	

7

Total Electric Operating Expenses (sum of lines 2-6)	

8	Net Electric Operating Income (line 1, less line 7)	

9	Income from Electric Plant Leased to Others (412, 413)	

10	Electric Operating Income (sum of lines 8, 9)	

11	Other Electric Income (explain significant amounts in a footnote on
Schedule 12) (415, 417, 418, 419, 421, 421.1)	

12	Other Electric Deductions (explain significant amounts in a footnote
on Schedule 12) (416, 417.1, 421.2)	

13	Allowance for Other Funds Used During Construction (419.1)	

14	Taxes Applicable to Other Income and Deductions (see Schedule 5) 
(408.2, 409.2)	

15

Electric Income (sum of lines 10, 11, 13, less lines 12, 14)	

16	Income Deductions from Interest on Long-Term Debt (427)	

17	Other Income Deductions (explain significant amounts in a footnote on
Schedule 12) (428-431)	

18	Allowance for Borrowed Funds Used During Construction (432)	

19

Total Income Deductions (sum of lines 16-18)	

20

Income Before Extraordinary Items (line 15, less line 19)	

21	Extraordinary Items (434)	

22	Extraordinary Deductions (435)	

23

Net Income (sum of lines 20, 21, less line 22)	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING: <month, day, year>

SCHEDULE 4. ELECTRIC PLANT 

LINE NO.

BALANCE BEGINNING OF YEAR

(DOLLARS)

(a)	ADDITIONS DURING THE YEAR

(DOLLARS)

(b)	RETIREMENTS DURING THE YEAR

(DOLLARS)

(c)	TRANSFERS AND ADJUSTMENTS

(DOLLARS)

(d)	BALANCE 

END OF 

YEAR

(DOLLARS)

(e)

	ELECTRIC PLANT IN-SERVICE

1	Intangible Plant (301-303)	

	PRODUCTION PLANT

2	Steam Production (310-316)

	

3	Nuclear Production (320-325)

	

4	Hydraulic Production (330-336)

	

5	Other Production (340-346) Specify:                               

	

6

Total Production Plant 

(sum of lines 2-5)

	

7	Transmission Plant (350-359)

	

8	Distribution Plant (360-373)

	

9	General Plant (389-399)

	

10

Total Electric Plant in Service 

(sum of lines 1, 6-9)

	

11	Electric Plant Leased to Others (104)

	

12	Electric Plant Held for Future Use (105)

	

13	Electric Plant Miscellaneous (102, 103, 106, 114, 116)

	

14

Electric Plant and Adjustments 

(sum of lines 10-13)

	

15	Construction Work in Progress-Electric (107)

	

16

Total Electric Plant and Adjustments

(sum lines 14, 15)

	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 5. TAXES, TAX EQUIVALENTS, CONTRIBUTIONS, AND SERVICES DURING
YEAR 

LINE NO.	

	TOTAL AMOUNT OF CONTRIBUTION / VALUE OF SERVICE 

(DOLLARS)

	SUBJECT PAYMENTS TO MUNICIPALITY OR OTHER GOVERNMENT UNITS

1	Taxes Other Than Income Taxes, Operating Income (408.1)	

2	Income Taxes, Operating Income (409.1)	

3	   	Taxes and Tax Equivalents (sum of lines 1, 2)	

4	Taxes Other than Income Taxes, Other Income and Deductions (408.2)	

5	Income Taxes, Other Income and Deductions (409.2)	

6	   	Taxes Applicable to Other Income and Deductions (sum of lines 4,
5)	

7	Transfers from Retained Earnings (State and Local) 	

8	Other Transfers from Retained Earnings	

9

Total Taxes and Transfers (sum of lines 3, 6-8)	

	CONTRIBUTIONS OF SERVICES AND MATERIALS TO STATE AND LOCAL GOVERNMENTS

10	Free or Below-Cost Electric Service	

11	Use of Electric Department Employees	

12	Use of Electric Department Vehicles and Other Equipment	

13	Materials and Supplies	

14

Total Contributions Provided (sum of lines 10-13)	

	CONTRIBUTIONS OF SERVICE AND MATERIALS FROM STATE AND LOCAL GOVERNMENTS

15	Free or Below-Cost Services	

16	Use of State or Local Employees (Not on Payroll of Reporting Entity)	

17	Use of State or Local Vehicles and Other Equipment	

18	Materials and Supplies	

19

Total Contributions Received (sum of lines 15-18)	

20

Net Contributions and Services to Municipality or Other Government Units

(line 14, less line 19)	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form
Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 6. SALES OF ELECTRICITY FOR RESALE (ACCOUNT 447) 

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.	SALES MADE TO

(Name of Entity)

(a)	TYPE CODE 

 (b)	ELECTRICITY SOLD

(MEGA-WATTHOURS)

(c)	ANNUAL MAXIMUM DEMAND 

(MEGAWATTS)

(d)	DEMAND CHARGES

(DOLLARS)

(e)	ENERGY, OTHER CHARGES (DOLLARS)

(f)	TOTAL REVENUES OR SETTLEMENT (DOLLARS)

(g)

1

	2

	3

	4

	5

	6

	7

	8

	9

	10

	11

	12

	13

	14

	15

	16

	17

	18

	19

	20

	21

	22

	23

	24

	25

	26

	27

	28

	29

	30

	31

	32

	33

	34

	35

	36	Total on Final Page (lines 1-35)

	Page

of

	



U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 7. ELECTRIC OPERATION AND MAINTENANCE EXPENSES

LINE NO.

FUEL COST

(DOLLARS)

(a)	OPERATION

(DOLLARS) 

(b)	MAINTENANCE

(DOLLARS)

(c)	TOTAL

(DOLLARS)

(d)

	POWER PRODUCTION EXPENSES

1	Steam Power Generation 

(500-507, 510-514) Fuel Cost (501)

2	Nuclear Power Generation 

(517-525, 528-532) Fuel Cost (518)

3	Hydraulic Power Generation 

(535-540, 541-545) 

4	Other Power Generation 

(546-550, 551-554) Fuel Cost (547)

	Specify:

	5	Purchased Power (555)

6	Other Production Expenses

(556-557)

7

Total Production Expenses

(sum of lines 1-6)

8	Transmission Expenses 

(560-567, 568-573)

9	Distribution Expenses 

(580-589, 590-598)

10	Customer Accounts Expenses

(901-905)

11	Customer Service and Information Expenses (907-910)

12	Sales Expenses (911-916)

13	Administrative and General Expenses 

(920-931, 935)

14

Total Electric Operation and Maintenance Expenses

(sum of lines 7-13)

	NUMBER OF ELECTRIC DEPARTMENT EMPLOYEES

15	Payroll Ended  (Date)

	16	Total Number of Regular Full-Time Employees (if Federal agency,
full-time equivalents) 

	17	Total Number of Part-Time and Temporary Employees 

	18

Total Number of Employees (sum of lines 16 and 17)

	

	



U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form
Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 8. PURCHASED POWER  (ACCOUNT 555) AND POWER EXCHANGES

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.	PURCHASED FROM/

EXCHANGES/ 

NET SETTLEMENTS

(ENTER ENTITY NAME)

(a)	TYPE CODE

 (b)	ELECTRICITY PURCHASED/

EXCHANGED

(MEGA-WATTHOURS)

(c)	ANNUAL MAXIMUM DEMAND (MEGAWATTS) 

(d)	DEMAND CHARGES

(DOLLARS)

(e)	ENERGY, OTHER CHARGES (DOLLARS)

(f)	TOTAL COST (DOLLARS)

(g)

1

	2

	3

	4

	5

	6

	7

	8

	9

	10

	11

	12

	13

	14

	15

	16

	17

	18

	19

	20

	21

	22

	23

	24

	25

	26

	27

	28

	29

	30

	31

	32

	33

	34

	35

	36	Total on Final Page (lines 1-35)

	Page

of

	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 9. ELECTRIC GENERATING PLANT STATISTICS

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

PLANT 

PLANT 

	NAME

NAME

	(a)	(b)

1	Kind of Plant (Steam, Internal Combustion, Gas-Turbine, Hydroelectric,
Nuclear, or Renewable)

2	Year Originally Constructed 

3	Year Last Unit Was Installed 

4	Total Maximum Generator Nameplate Capacity in kilowatts  (kW)

5	Net Peak Demand on Plant (kilowatts for 60 minutes)

6	Plant Hours Connected to Load

7	Average Number of Employees

8	Net Generation, Exclusive of Plant Use in kilowatthours (kWh)

COST OF PLANT (DOLLARS)

9	Land and Land Rights  (310, 320, 330)

10	Structures and Improvements (311,  321 ,331 ,332, 336)

11	Equipment Cost (312-316, 322-325, 333-335)

12

Total Cost (sum of lines 9-11)

13	Cost per Kilowatt of Nameplate Capacity

(divide line 12 by line 4)

14	Gross Annual Capital Expenditures

PRODUCTION EXPENSES (DOLLARS)

15	Operation Supervision and Engineering

(500, 517, 535)

16	Fuel Cost (501, 518) 

17	Coolants and Water (Nuclear Plants Only) (519)

18	Steam Expenses   (502, 520, 536, 537)

19	Steam from Other Sources  (503, 521)

20	Steam Transferred (Credit)  (504, 522)

21	Electric Expenses  (505, 523)

22	Miscellaneous Steam/NuclearPower Generation Expenses (506, 524)

23	Water for Power  (536)

24	Hydraulic Expenses  (537)

25	Electric Expenses for Hydraulic (538)

26	Miscellaneous Hydraulic Power Generation Expenses (539)

27	Rents  (507, 525, 540)

28	Maintenance Supervision and Engineering  (510,    528, 541)

29	Maintenance of Structures  (511, 529, 542, 543)

30	Maintenance of Boiler (Reactor) Plant (Steam only (512, 530)

31	Maintenance of Electric Plant (513, 531, 544)

32	Maintenance of Misc. Plant  (514, 532, 545)

33

Total Production Expenses (sum of lines 15-32)

34	   	Expenses per Net Kilowatthour  (dollars to 3 decimal places)

	Page

of

	



U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 10. EXISTING TRANSMISSION LINES

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

	TRANSMISSION LINE 

(a)	TRANSMISSION LINE 

(b)	TRANSMISSION LINE 

(c)

1	Terminal Location, From

	

2	Terminal Location, To

	

3	Percent Ownership

	

4	Line Length (miles)

	

5	Line Type	[    ] OH	[    ] UG	[    ] SM	[    ] OH	[    ] UG	[    ] SM
[    ] OH	[    ] UG	[    ] SM

6	Voltage Type 	[    ] AC	[    ] DC	[    ] AC	[    ] DC	[    ] AC	[    ]
DC

7	Voltage, Operating (kilovolts)

	

8	Voltage, Design (kilovolts)

	

9	Conductor Size (MCM) 

	

10	Conductor Material Type

	

11	Conductor Configuration

	

12	Circuits per Structure, Present 

	

13	Circuits per Structure, Ultimate

	

14	Pole/Tower Type

	

15	Rated Capacity

(megavoltamperes)

	

Legend:

OH=Overhead

UG=Underground

SM=Submarine

AC=Alternating Current

DC=Direct Current

	Page

of

	

U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 11. TRANSMISSION LINES ADDED WITHIN LAST YEAR.

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

	TRANSMISSION LINE 

(a)	TRANSMISSION LINE 

(b)	TRANSMISSION LINE

(c)

1	Terminal Location, From

	

2	Terminal Location, To

	

3	Percent Ownership

	

4	Line Length (miles)

	

5	Line Type	[    ] OH                          	[    ] UG               
        	[    ] SM                          	[    ] OH                  
       	[    ] UG                        	[    ] SM                     
    	[    ] OH                          	[    ] UG                      
 	[    ] SM                          

6	Voltage Type 	[    ] AC                         	[    ] DC            
          	[    ] AC                         	[    ] DC                 
      	[    ] AC                        	[    ] DC                      
 

7	Voltage, Operating (kilovolts)

	

8	Voltage, Design (kilovolts)

	

9	Conductor Size (MCM) 

	

10	Conductor Material Type

	

11	Conductor Configuration

	

12	Circuits per Structure, Present 

	

13	Circuits per Structure, Ultimate

	

14	Pole/Tower Type

	

15	Rated Capacity (megavoltamperes)

	

16	Land and Land Right Costs (dollars)

	

17	Pole, Tower, and Fixture Costs (dollars)

	

18	Conductor and Device Costs (dollars)

	

19	Construction and Other Costs (dollars)

	

20	    	Total Line Cost (dollars)

(sum of lines 16-19)

	

21	In-Service Date (month-year)

	

Legend:

OH=Overhead

UG=Underground

SM=Submarine

AC=Alternating Current

DC=Direct Current

	Page

of

	



U.S. Department of Energy   

Energy Information Administration   

Form EIA-412 (2003)                                                     
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                                                        
                                       	ANNUAL ELECTRIC INDUSTRY
FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 12. FOOTNOTES

(If Necessary, Copy and Attach Additional Sheets)

SCHEDULE NUMBER

(a)	PAGE NUMBER

(b)	LINE NUMBER

(c)	COLUMN 

(d)	COMMENTS

(e)

	Page

of

	

 PAGE   

  PAGE  i