Document ID: SEC-2014-1078-0001
Agency: sec
Document Type: Notice
Title: Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Posted Date: 2014-06-30T04:00Z

[Federal Register Volume 79, Number 125 (Monday, June 30, 2014)]
[Notices]
[Pages 36855-36856]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15204]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-72459; File No. SR-FINRA-2014-010]

Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt 
FINRA Rule 2243 (Disclosure and Reporting Obligations Related to 
Recruitment Practices)

June 24, 2014.
    On March 10, 2014, Financial Industry Regulatory Authority, Inc. 
(``FINRA'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ a proposed rule 
change to adopt FINRA Rule 2243, which would establish disclosure and 
reporting obligations related to member recruitment practices. The 
proposed rule change was published for comment in the Federal Register 
on March 28, 2014.\3\ To date, the Commission has received 189 comments 
on the proposal.\4\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 71786 (Mar. 24, 
2014), 79 FR 17592 (Mar. 28, 2014).
    \4\ See http://www.sec.gov/comments/sr-finra-2014-010/finra2014010.shtml.
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    On May 1, 2014, FINRA voluntarily extended the date for Commission

[[Page 36856]]

action on the proposed rule change to June 26, 2014. On June 20, 2014, 
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FINRA withdrew the proposed rule change (SR-FINRA-2014-010).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\5\
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    \5\ 17 CFR 200.30-3(a)(31).
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Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-15204 Filed 6-27-14; 8:45 am]
BILLING CODE 8011-01-P