Document ID: SEC-2014-1235-0004
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals
Posted Date: 2020-12-01T05:00Z

[Federal Register Volume 85, Number 231 (Tuesday, December 1, 2020)]
[Notices]
[Page 77312]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-26494]

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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-148, OMB Control No. 3235-0133]

Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extension:
    Rule 17a-19 and Form X-17A-19

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 17a-
19 (17 CFR 240.17a-19) and Form X-17A-19 of the Securities Exchange Act 
of 1934 (15 U.S.C. 78a et seq.).
    Rule 17a-19 requires every national securities exchange and 
registered national securities association to file a Form X-17A-19 with 
the Commission and the Securities Investor Protection Corporation 
(``SIPC'') within 5 business days of the initiation, suspension, or 
termination of any member and, when terminating the membership interest 
of any member, to notify that member of its obligation to file 
financial reports as required by Exchange Act Rule 17a-5(b).\1\ There 
are currently a total of 10 national securities exchanges and 
registered national securities associations that are potential 
respondents under the rule.
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    \1\ 17 CFR 240.17a-5(b).
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    Commission staff anticipates that the national securities exchanges 
and registered national securities associations collectively will make 
408 total filings annually pursuant to Rule 17a-19 and that each filing 
will take approximately 15 minutes. The total reporting burden is 
estimated to be approximately 102 total annual hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent within 30 days of publication of this notice 
to (i) www.reginfo.gov/public/do/PRAMain and (ii) David Bottom, 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by 
sending an email to: PRA_Mailbox@sec.gov.

    Dated: November 25, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-26494 Filed 11-30-20; 8:45 am]
BILLING CODE 8011-01-P