Document ID: SEC-2013-1135-0001
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals
Posted Date: 2013-06-24T04:00Z

[Federal Register Volume 78, Number 121 (Monday, June 24, 2013)]
[Notices]
[Page 37852]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-14976]

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SECURITIES AND EXCHANGE COMMISSION

Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Notice of Exempt Preliminary Roll-Up Communication, OMB Control 
No. 3235-0452, SEC File No. 270-396.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Exchange Act Rule 14a-6(n) [17 CFR 240.14a-6(n)] requires any 
person that engages in a proxy solicitation subject to Exchange Act 
Rule 14a-2(b)(4) [17 CFR 240.14a-2(b)(4)] to file a Notice of Exempt 
Preliminary Roll-Up Communication (``Notice'') [17 CFR 240.14a-104] 
with the Commission. The Notice provides information regarding 
ownership interest and any potential conflicts of interest to be 
included in statements submitted by or on behalf of a person engaging 
in the solicitation. The Notice is filed on occasion and the 
information required is mandatory. All information is provided to the 
public upon request. We estimate the Notice takes approximately 0.25 
hours per response and is filed by approximately 4 respondents for a 
total of one annual burden hour.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Written comments regarding the above information should be directed 
to the following persons: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or send an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 
F Street NE., Washington, DC 20549; or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: June 19, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-14976 Filed 6-21-13; 8:45 am]
BILLING CODE 8011-01-P