Document ID: SEC-2019-0727-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2019-05-29T04:00Z

[Federal Register Volume 84, Number 103 (Wednesday, May 29, 2019)]
[Notices]
[Pages 24839-24840]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-11231]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, June 5, 
2019, at 10:00 a.m.

PLACE: The meeting will be held in Auditorium LL-002 at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public. Seating will be on a first-come, first-served basis. 
Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: The subject matters of the Open Meeting will 
be the Commission's consideration of:
    1. Whether to adopt a new rule to establish a standard of conduct 
for broker-dealers and natural persons who are associated persons of a 
broker-dealer when making a recommendation to a retail customer of any 
securities

[[Page 24840]]

transaction or investment strategy involving securities.
    2. Whether to adopt new and amended rules and forms to require 
registered investment advisers and registered broker-dealers to provide 
a brief relationship summary to retail investors.
    3. Whether to publish a Commission interpretation of the standard 
of conduct for investment advisers.
    4. Whether to publish a Commission interpretation of the solely 
incidental prong of section 202(a)(11)(C) of the Investment Advisers 
Act of 1940.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: May 23, 2019.
Vanessa A. Countryman,
Acting Secretary.
[FR Doc. 2019-11231 Filed 5-24-19; 11:15 am]
BILLING CODE 8011-01-P