Document ID: SEC-2020-0901-0004
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals: Annual Statement of Beneficial Ownership
Posted Date: 2023-07-06T04:00Z

[Federal Register Volume 88, Number 128 (Thursday, July 6, 2023)]
[Notices]
[Page 43159]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-14239]

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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-323, OMB Control No. 3235-0362]

Submission for OMB Review; Comment Request; Extension: Form 5--
Annual Statement of Beneficial Ownership

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Under Section 16(a) of the Securities Exchange Act of 1934 
(``Exchange Act'') (15 U.S.C. 78a et seq.) every person who is directly 
or indirectly the beneficial owner of more than 10 percent of any class 
of any equity security (other than an exempted security) which 
registered pursuant to Section 12 of the Exchange Act, or who is a 
director or an officer of the issuer of such security (collectively 
``reporting persons''), must file statements setting forth their 
security holdings in the issuer with the Commission. Form 5 (17 CFR 
249.105) is an annual statement of beneficial ownership of securities. 
The information disclosure provided on Form 5 is mandatory. All 
information is provided to the public for review. We estimate that 
approximately 5,939 reporting persons file Form 5 annually and we 
estimate that it takes approximately one hour to prepare the form for a 
total of 5,939 annual burden hours.
    An agency may conduct or sponsor, and a person is not required to 
respond to, a collection of information unless it displays a currently 
valid control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent within 30 days of publication of this notice 
by August 7, 2023 to (i) www.reginfo.gov/public/do/PRAMain and (ii) 
David Bottom, Director/Chief Information Officer, Securities and 
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC 
20549, or by sending an email to: [email protected].

    Dated: June 30, 2023.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 2023-14239 Filed 7-5-23; 8:45 am]
BILLING CODE 8011-01-P