Document ID: SEC-2019-1641-0001
Agency: sec
Document Type: Notice
Title: Meetings; Sunshine Act
Posted Date: 2019-11-01T04:00Z

[Federal Register Volume 84, Number 212 (Friday, November 1, 2019)]
[Notices]
[Page 58772]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24051]

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SECURITIES AND EXCHANGE COMMISSION

Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Tuesday, November 
5, 2019 at 10:00 a.m.

PLACE: The meeting will be held in Auditorium LL-002 at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS:  This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public. Seating will be on a first-come, first-served basis. 
Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: The subject matter of the Open Meeting will 
be the Commission's continued efforts to facilitate constructive 
shareholder engagement and enhance transparency, improve disclosures, 
and increase confidence in the proxy process. The specific matters to 
be considered are:
    1. Whether to propose amendments to the proxy solicitation rules 
that would provide for disclosure of material conflicts of interest and 
set forth procedures to facilitate issuer and shareholder engagement, 
to provide clarity to market participants, and to improve the 
information provided to investors.
    2. Whether to propose amendments to the shareholder proposal rules 
to modernize the submission and resubmission requirements and to update 
procedural requirements.
    In addition, the subject matter of the Open Meeting will also 
include the Commission's continued efforts to modernize the regulatory 
framework for investment advisers and enhance information to investors. 
The specific matter to be considered is:
    3. Whether to propose amendments under the Investment Advisers Act 
of 1940 to rules 206(4)-1 and 206(4)-3, the rules that prohibit certain 
investment adviser advertisements and payments to solicitors, 
respectively.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: October 29, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-24051 Filed 10-30-19; 4:15 pm]
 BILLING CODE 8011-01-P