Document ID: SEC-2019-1495-0001
Agency: sec
Document Type: Rule
Title: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction
Posted Date: 2019-10-15T04:00Z

[Federal Register Volume 84, Number 199 (Tuesday, October 15, 2019)]
[Rules and Regulations]
[Page 55055]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-22053]

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 200 and 240

[Release No. 34-86175A; File No. S7-08-12]
RIN 3235-AL12

Capital, Margin, and Segregation Requirements for Security-Based 
Swap Dealers and Major Security-Based Swap Participants and Capital and 
Segregation Requirements for Broker-Dealers; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; correction.

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SUMMARY: The Commission is correcting a final rule that appeared in the 
Federal Register on August 22, 2019. In the document, the Commission 
adopted capital and margin requirements for security-based swap dealers 
(``SBSDs'') and major security-based swap participants (``MSBSPs''), 
segregation requirements for SBSDs, and notification requirements with 
respect to segregation for SBSDs and MSBSPs in accordance with the 
Dodd-Frank Wall Street Reform and Consumer Protection Act.

DATES: Effective October 21, 2019.

FOR FURTHER INFORMATION CONTACT: Sheila Dombal Swartz, Senior Special 
Counsel, at (202) 551-5545; Division of Trading and Markets, Securities 
and Exchange Commission, 100 F Street NE, Washington, DC 20549-7010.

SUPPLEMENTARY INFORMATION: In FR Doc. 19-13609 appearing on page 43872 
in the Federal Register of Thursday, August 22, 2019, the following 
corrections are made:

Sec.  200.30-3   [Corrected]

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1. On page 44041, in the first column, in part 200, in amendment 2, the 
instruction ``Section 200.30-3 is amended by revising paragraphs (a)(7) 
introductory text, (a)(7)(i) and (iv), (a)(7)(vi)(A) and (C) through 
(F), (a)(7)(vii) and (a)(10)(i) to read as follows:'' is corrected to 
read ``Section 200.30-3 is amended by revising paragraphs (a)(7) 
introductory text, (a)(7)(i) and (iv), (a)(7)(vi)(A) and (C) through 
(E), adding paragraphs (a)(7)(vi)(F) and (a)(7)(vii), and revising 
paragraph (a)(10)(i) to read as follows:''

Part 240 [Corrected]

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2. On page 44041, in the third column, in part 240, in amendment 3, the 
instruction ``The general authority citation for part 240 is revised, 
the sectional authorities for Sec. Sec.  240.15c3-1 and 240.15c3-3 are 
revised, adding sectional authorities for Sec. Sec.  240.15c3-1a, 
240.15c3-1e, 240.15c3-3, 240.18a-1, 240.18a-1a, 240.18a-1b, 240.18a-1c, 
240.18a-1d, 240-18a-2, 240.18a-3 and 240.18a-4 in numerical order to 
read as follows.'' is corrected to read ``The general authority 
citation for part 240 is revised, the sectional authorities for 
Sec. Sec.  240.15c3-1 and 240.15c3-3 are revised, and sectional 
authorities for Sec. Sec.  240.18a-1, 240.18a-1a, 240.18a-1b, 240.18a-
1c, 240.18a-1d, 240-18a-2, 240.18a-3, and 240.18a-10 and Sec.  240.18a-
4 are added in numerical order to read as follows:''

    Dated: October 4, 2019.
Vanessa A. Countryman,
 Secretary.
[FR Doc. 2019-22053 Filed 10-11-19; 8:45 am]
 BILLING CODE 8011-01-P