Document ID: SEC-2007-0046-0001
Agency: sec
Document Type: Rule
Title: Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction
Posted Date: 2007-01-11T05:00Z

[Federal Register: January 11, 2007 (Volume 72, Number 7)]
[Rules and Regulations]               
[Page 1282-1283]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr11ja07-11]                         

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 200

[Release No. 34-40761A; File No. S7-13-98]
RIN 3235-AH39

 
Amendment to Rule Filing Requirements for Self-Regulatory 
Organizations Regarding New Derivative Securities Products; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Correcting amendment.

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SUMMARY: In connection with rules adopted in Release No. 34-40761 
(December 8, 1998), 63 FR 70952 (December 22, 1998) (``Original 
Release''), the Commission is making a technical correction to the 
delegation of authority to the Director of the Division of Market 
Regulation appearing in the Commission's Rules of Practice and 
Investigations. Specifically, the Commission is correcting a cross-
reference appearing in the delegation.

EFFECTIVE DATE: February 20, 1999.

FOR FURTHER INFORMATION CONTACT: Frances Sienkiewicz, Securities and 
Exchange Commission, at (202) 551-5418.

SUPPLEMENTARY INFORMATION: The Commission is making a technical 
correction to Rule 30-3(a)(59) of its

[[Page 1283]]

Rules of Practice and Investigations. Currently, Rule 30-3(a)(59) 
contains a cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 under 
the Securities Exchange Act of 1934. In connection with the adoption in 
the Original Release of a new paragraph (e) to Rule 19b-4, the cross-
reference to paragraph (e)(6)(iii) of Rule 19b-4 appearing in Rule 30-
3(a)(59) should have been redesignated as paragraph (f)(6)(iii) of Rule 
19b-4, to reflect the redesignation of former paragraph (e) of Rule 
19b-4 as paragraph (f) of Rule 19b-4. This document corrects that 
cross-reference.

List of Subjects in 17 CFR Part 200

    Administrative practice and procedure, Authority delegations 
(Government agencies), Organization and functions (Government 
agencies).

0
Accordingly, 17 CFR part 200 is corrected by making the following 
correcting amendment:

PART 200--ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND 
REQUESTS

0
1. The authority citation for Part 200 continues to read in part as 
follows:

    Authority: 15 U.S.C. 77o, 77s, 77sss, 78d, 78d-1, 78d-2, 78w, 
78ll(d), 78mm, 80a-37, 80b-11, and 7202, unless otherwise noted.
* * * * *

Sec.  200.30-3  [Amended]

0
2. Section 200.30-3(a)(59) is amended by revising the cite 
``(e)(6)(iii)'' to read ``(f)(6)(iii)''.

    Dated: January 5, 2007.
Nancy M. Morris,
Secretary.
 [FR Doc. E7-238 Filed 1-10-07; 8:45 am]

BILLING CODE 8011-01-P