Document ID: SEC-2018-0477-0001
Agency: sec
Document Type: Notice
Title: Joint Industry Plans: Amendment No. 4 to National Market System Plan Governing Consolidated Audit Trail; Withdrawal
Posted Date: 2018-03-22T04:00Z

[Federal Register Volume 83, Number 56 (Thursday, March 22, 2018)]
[Notices]
[Page 12633]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-05790]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82892; File No. 4-698]

Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to 
the National Market System Plan Governing the Consolidated Audit Trail

March 16, 2018.

I. Introduction

    On December 11, 2017, the Operating Committee for CAT NMS, LLC (the 
``Company''), on behalf of the parties to the National Market System 
Plan Governing the Consolidated Audit Trail (the ``CAT NMS Plan''): BOX 
Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., 
Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, 
Inc., Cboe Exchange, Inc., Chicago Stock Exchange, Inc., Financial 
Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami 
International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, 
Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX 
LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE 
American, LLC and NYSE Arca, Inc., (the ``Participants'') filed with 
the Securities and Exchange Commission (``Commission'') pursuant to 
Section 11A of the of the Securities Exchange Act of 1934 \1\ (the 
``Exchange Act'') and Rule 608 thereunder,\2\ Amendment No. 4 to the 
CAT NMS Plan to add a fee schedule to the CAT NMS Plan that would set 
forth fees to be paid by the Participants to fund the Consolidated 
Audit Trail.\3\ A Notice of Filing and Immediate Effectiveness of 
Amendment No. 4 was published for comment in the Federal Register on 
January 11, 2018.\4\
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    \1\ 15 U.S.C. 78k-1.
    \2\ 17 CFR 242.608.
    \3\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating 
Committee, to Brent J. Fields, Secretary, Commission, dated December 
11, 2017.
    \4\ See Exchange Act Release No. 82451 (January 5, 2018), 83 FR 
1399 (January 11, 2018).
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    The Commission is publishing this notice to reflect that on January 
11, 2018, prior to the end of the 60-day period provided for in 
Exchange Act Rule 608(b)(iii), the Participants withdrew the 
Amendment.\5\
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    \5\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating 
Committee, to Brent J. Fields, Secretary, Commission, dated January 
10, 2018.

    By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-05790 Filed 3-21-18; 8:45 am]
 BILLING CODE 8011-01-P