Document ID: SEC-2018-0200-0001
Agency: sec
Document Type: Notice
Title: Registration Cancellations: Certain Investment Advisers Pursuant to the Investment Advisors Act
Posted Date: 2018-02-01T05:00Z

[Federal Register Volume 83, Number 22 (Thursday, February 1, 2018)]
[Notices]
[Pages 4716-4718]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-01948]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Advisers Act Release No. 4849]

Notice of Intention To Cancel Registrations of Certain Investment 
Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 
1940

January 26, 2018.
    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order or orders, pursuant to 
Section 203(h) of the Investment Advisers Act of 1940 (the ``Act''), 
cancelling the registrations of the investment advisers whose names 
appear in the attached Appendix, hereinafter referred to as the 
``registrants''.
    Section 203(h) of the Act provides, in pertinent part, that if the 
Commission finds that any person registered under Section 203, or who 
has pending an application for registration filed under that section, 
is no longer in existence, is not engaged in business as an investment 
adviser, or is prohibited from registering as an investment adviser 
under section 203A, the Commission shall by order cancel the 
registration of such person.
    Each registrant listed in the attached Appendix either (a) has not 
filed a Form ADV amendment with the Commission as required by rule 204-
1 under the Act and appears to be no longer in business as an 
investment adviser or (b) has indicated on Form ADV that it is no 
longer eligible to remain registered with the Commission as an 
investment adviser but has not filed Form ADV-W to withdraw its 
registration. Accordingly, the Commission believes that reasonable 
grounds exist for a finding that these registrants are no longer in 
existence, are not engaged in business as investment advisers, or are 
prohibited from registering as investment advisers under section 203A, 
and that their registrations should be cancelled pursuant to section 
203(h) of the Act.
    Notice is also given that any interested person may, by February 
26, 2018, at 5:30 p.m., submit to the Commission in writing a request 
for a hearing on the cancellation of the

[[Page 4717]]

registration of any registrant listed in the attached Appendix, 
accompanied by a statement as to the nature of such person's interest, 
the reason for such person's request, and the issues, if any, of fact 
or law proposed to be controverted, and the writer may request to be 
notified if the Commission should order a hearing thereon. Any such 
communication should be addressed to the SEC's Secretary at the address 
below.
    At any time after February 26, 2018, the Commission may issue an 
order or orders cancelling the registrations of any or all of the 
registrants listed in the attached Appendix, upon the basis of the 
information stated above, unless an order or orders for a hearing on 
the cancellation shall be issued upon request or upon the Commission's 
own motion. Persons who requested a hearing, or to be advised as to 
whether a hearing is ordered, will receive any notices and orders 
issued in this matter, including the date of the hearing (if ordered) 
and any postponements thereof. Any registrant whose registration is 
cancelled under delegated authority may appeal that decision directly 
to the Commission in accordance with rules 430 and 431 of the 
Commission's rules of practice (17 CFR 201.430 and 431).

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Matthew Cook, Attorney Adviser, at 
202-551-6999; SEC, Division of Investment Management, Office of 
Investment Adviser Regulation, 100 F Street NE, Washington, DC 20549-
8549.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.\1\
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    \1\ 17 CFR 200.30-5(e)(2).
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Robert W. Errett,
Deputy Secretary.

Appendix

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             SEC No.                                              Full legal name
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801-29339........................  SUMMIT WEALTH MANAGEMENT.
801-31049........................  MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED.
801-34345........................  HUBER JOAN MACMONNIES.
801-55033........................  FFR ADVISORY LLC.
801-55695........................  HARTLAND ASSET MANAGEMENT CORP.
801-57335........................  PAN GEO INVESTMENT INC.
801-60497........................  GREENWICH ASSET MANAGEMENT GROUP, LLC.
801-60501........................  UA, LLC.
801-62656........................  PREMIERSOURCE LLC.
801-62767........................  STUX CAPITAL MANAGEMENT, LLC.
801-64854........................  CORESTATES CAPITAL ADVISORS, LLC.
801-65392........................  MCCONNELL ASSET MANAGEMENT LLC.
801-65693........................  TITAN CAPITAL GROUP III, LP.
801-65699........................  BINJAI HILL ASSET MANAGEMENT PTE LTD.
801-67444........................  CAMLIN ASSET MANAGEMENT, INC.
801-68936........................  WPN CORP.
801-69479........................  SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC.
801-69850........................  ABLE ALPHA TRADING, LTD.
801-70243........................  LIGHTSTONE CAPITAL ADVISERS, LLC.
801-71630........................  HEXAM CAPITAL PARTNERS, LLP.
801-71642........................  LWA FUND ADVISORS, LLC.
801-72439........................  EMERGING MANAGERS GROUP, L.P.
801-72722........................  IGENERATIONS PRIVATE WEALTH MANAGEMENT.
801-72802........................  401HARMONY LLC.
801-74225........................  NOGALES INVESTORS MANAGEMENT, LLC.
801-77991........................  PRAESTO INVESTMENT ADVISORS INC.
801-78030........................  VIRGINIA FINANCIAL INNOVATION CORP.
801-78054........................  ATF EXCHANGE, LLC.
801-78063........................  VIASOURCE FUNDING GROUP, LLC.
801-78432........................  HANMARU ASSET MANAGEMENT LLC.
801-78707........................  FINAPORT AMERICAS INVESTMENT ADVISERS, LLC.
801-78912........................  STERLING MARKETS LLC.
801-79102........................  SOUTHERN UTAH WEALTH NAVIGATION, LLC.
801-79138........................  TAM PORTFOLIOS, LLC.
801-79241........................  RCG CAPITAL MANAGEMENT, LLC.
801-79574........................  FRANCES, DOVI DOV.
801-79639........................  MERRIMAN ASSET MANAGEMENT, INC.
801-80111........................  GINKGO CAPITAL LIMITED.
801-80121........................  DBA APEX CAPITAL.
801-80126........................  GLOBAL SELECT ADVISORS LTD.
801-80237........................  ONEWALL ADVISORS UK LLP.
801-80333........................  NIGHTHAWK CAPITAL LIMITED.
801-80532........................  AVIV ASSET MANAGEMENT, LLC.
801-80773........................  D. L. WATSON & COMPANY, INC.
801-80849........................  HIGHTOWER FINANCIAL SOLUTIONS LLC.
801-80870........................  JUTLAND CAPITAL MANAGEMENT LTD.
801-96231........................  FFI ADVISORS LLC.
801-96242........................  PRO WEALTH ADVISORS LLC.
801-100366.......................  PEERAGE NOBLE LLC.
801-106665.......................  QUANTUMSHARES, LLC.
801-106838.......................  FUNDAMENTAL CORPORATE CREDIT US LLC.

[[Page 4718]]

 
801-106839.......................  FUNDAMENTAL MANAGERS LLC.
801-107261.......................  GRAHAM WEALTH ADVISORS, LLC.
801-108797.......................  BETASMARTZ ADVISORY LLC.
801-110135.......................  VEST TECHNOLOGIES, INC.
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[FR Doc. 2018-01948 Filed 1-31-18; 8:45 am]
BILLING CODE 8011-01-P