Document ID: SEC-2021-1199-0001
Agency: sec
Document Type: Notice
Title: Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Posted Date: 2021-09-03T04:00Z

[Federal Register Volume 86, Number 169 (Friday, September 3, 2021)]
[Notices]
[Page 49589]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2021-16671]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-92525; File No. SR-FINRA-2020-041]

Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by 
Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 
(Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for 
Regulating Activities Under Rule 4111)

July 30, 2021.

Correction

    In notice document 2021-16671 appearing on page 42925 in the issue 
of August 5, 2021, make the following correction:
    On page 42925, in the second column, the file number is corrected 
to read as set forth above.

[FR Doc. C1-2021-16671 Filed 9-2-21; 8:45 am]
BILLING CODE 0099-10-D