Document ID: SEC-2010-1603-0001
Agency: sec
Document Type: Notice
Title: Agency Information Collection Activities; Proposals, Submissions, and Approvals
Posted Date: 2010-10-20T04:00Z

[Federal Register: October 20, 2010 (Volume 75, Number 202)]
[Notices]               
[Page 64752-64753]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20oc10-101]                         

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SECURITIES AND EXCHANGE COMMISSION

 
Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Form 5 OMB Control No. 3235-0362 SEC File No. 270-323.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Under Section 16(a) of the Securities Exchange Act of 1934 
(``Exchange Act'') (15 U.S.C. 78a et seq.) every person who is directly 
or indirectly the beneficial

[[Page 64753]]

owner of more than 10 percent of any class of any equity security 
(other than an exempted security) which registered pursuant to Section 
12 of the Exchange Act, or who is a director or an officer of the 
issuer of such security (collectively ``reporting persons''), must file 
statements setting forth their security holdings in the issuer with the 
Commission. Form 5 (17 CFR 249.105) is an annual statement of 
beneficial ownership of securities. The information disclosure provided 
on Form 5 is mandatory. All information is provided to the public for 
review. Approximately 9,000 reporting persons file Form 5 annually and 
we estimate that it takes approximately one hour to prepare the form 
for a total of 9,000 annual burden hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Written comments regarding the above information should be directed 
to the following persons: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or send an e-mail to: Shagufta_
Ahmed@omb.eop.gov and (ii) Jeffrey Heslop, Acting Director/CIO, 
Securities and Exchange Commission, C/O Remi Pavlik-Simon, 6423 General 
Green Way, Alexandria, Virginia 22312; or send an e-mail to: PRA_
Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: October 13, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-26342 Filed 10-19-10; 8:45 am]
BILLING CODE 8011-01-P